HomeMy Public PortalAbout051-2019 - General - Amending 41.09 - Prohibition of InterestCOMMON COUNCIL OF THE
CITY OF RICHMMOND, INDIANA
AMENDED ORDINANCE NO.51-2019
A GENERAL ORDINANCE AMENDING RICHMOND
CITY CODE SECTION 41.09 (PROHIBITION OF INTEREST
WHEREAS, Pursuant to Indiana Code (IC) 3 6-1-27-1 et seq. (hereinafter "Act"), the Richmond
Common Council, as the legislative body of the City of Richmond, Indiana, is
required to adopt an ordinance to establish a procedure to address future potential
conflicts of interest regarding a building commissioner, building code official, or
inspector; and
VvTMREAS, It is in the best interest of the City of Richmond, Indiana, to amend the Prohibition
of Interest provisions set forth in Richmond City Code Section 91.04 to make other
changes as necessary and to provide a procedure in connection with the above --
described Act with additional considerations pertinent to the City, by and through
its Department of Infrastructure and Development.
NOW, THEREFORE, be it ordained by the Common Council of the City of Richmond, Indiana,
that Section 41.09 of the Richmond City Code shall be modified with additions appearing in bold
font and with deletions appearing with stricken font as follows:
41.09 PROHIBITION OF INTEREST
Any purchase order or contract within the purview of this ordinance in which any city officer,
elected or appointed, has a financial interest, shall be void provided that before the execution
of a purchase order or contract, the Board of Public works and Safety shall have the authority
to waive compliance with this Section when it finds such action to be in the best interests of
the City, upon the filing of a written statement of such interest with the Board of Public Works
and Safety and the Common Council. Board of Sanitary Commissioners shall likewise have
authority, with respect to its officers, employees, agents and its purchases, to waive
compliance with this Section when it finds such action to be in the best interests of the
operation of the Sanitary District and upon filing of a written statement of such interest with
the Board of Sanitary Commissioners and the Common Council. Such Boards shall have no
authority to waive compliance with this section with regard to Federal Grants.
(a) Gifts and rebates
Every officer, employee, and agent of the City, including the members of all boards,
commissions, and other appointed bodies, is expressly prohibited from accepting, directly or
indirectly, from any person, company, firm or corporation to which any purchase order or
contract is or might be awarded, any gift, rebate of money or entertainment having a value in
excess of $50.00 per day or $250.00 per year, except where given for the use and benefit of
the City and is reported in writing to the City Attorney within 7 calendar days after the
occurrence.
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(Ord. 51-2019)
(b) Loans
No officer, employee, or agent of the City, including the members of all boards, commissions
and other appointed bodies, shall accept loans from an individual or organization having
prospective or actual dealings with the City or using departments unless such individual or
organization is in the business of making loans in the ordinary course of business.
(c) Avoidance of appearance of impropriety
Every officer, employee or agent of the City, includingthe members of all boards, commissions
and other appointed bodies, shall make every effort, in his or her contact with individuals or
organizations having prospective or actual dealings with the City, to conduct themselves in
such a manner as to not allow themselves to be put into a position where their judgments can
be influenced, and so as to avoid even the appearance of impropriety.
(d) Code of conduct
No employee, officer, or agent of the City, including the members of all boards, commissions
or other appointed bodies, shall participate in the selection, award, or administration of a
contract if a conflict of interest, real or apparent, would be involved. Such a conflict would
arise when such person, any member of his immediate family, his partner, or an organization
which employs, or is about to employ, any of the above, has a financial or other interest in the
firm selected for the award.
(e) Financial conflicts of interests and permits
(1) The purpose of this subsection (e) is to comply with the requirements of
Indiana Code (IC) 36-1-27-1 et seq., as may be amended from time to time, and to establish
a process in the event a conflict of interest occurs in connection with the issuance of a
permit.
(2) As used in this subsection (e), a "conflict of interest" means a direct or
indirect financial interest in the issuance of a permit, pursuant to IC 36-1-27-1.
(3) As used In this subsection (e), "permit" has the meaning set forth in IC 36-
7-4-1109 as currently written or as may be amended from time to time. At the time of the
adoption of this ordinance, the state legislature definition includes and means any of the
following:
i. An improvement location permit;
ii. A building permit;
III. A certificate of occupancy;
iv. Approval of a site -specific development plan;
V. Approval of a primary or secondary plat;
vi. Approval of a contingent use, conditional use, special
exception or special use; or
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vii. Approval of a planned unit development.
(4) Subject to subsection (e)(7), whenever the City's Building Commissioner
has a financial conflict of interest in the issuance of a permit, the Building Commissioner
shall issue a written explanation of said conflict and shall deliver it with the files to the City's
Zoning Administrator as the Commissioner's direct supervisor, and the City's Zoning
Administrator shall oversee the approval or denial of the issuance of the requested permit.
(5) Subject to subsection (e)(7), whenever the City's Zoning Administrator has
a financial conflict of interest in the issuance of a permit, the Zoning Administrator shall
issue a written explanation of said conflict and shall deliver it with the files to the City's
Director of the Department of Infrastructure and Development as the Zoning
Administrator's Direct Supervisor, and the City's Director of the Department of
Infrastructure and Development shall oversee the approval or denial of the issuance of the
requested permit.
(6) Subject to subsection (e)(7), whenever a building code official, inspector,
planning technician, or other employee of the Department of Infrastructure and
Development, other than the Building Commissioner or Zoning Administrator, has a
financial conflict of interest in the issuance of a permit, such individual shall issue a written
explanation of said conflict and shall deliver it with the files to the Zoning Administrator,
and said Zoning Administrator shall oversee the approval or denial of the issuance of the
requested permit.
(7) In the event a City official is authorized pursuant to subsection (e)(4),
(e)(5), or (e)(6) to oversee the approval or denial of the issuance of a requested permit, but
is unavailable or unqualified, such individual shall recuse himself or herself from the
permitting process, shall issue a written explanation and shall deliver it with the files to the
Director of the Department of Infrastructure and Development who shall appoint a
temporary replacement to oversee the approval or denial of the issuance of the requested
permit. Said replacement may be pursuant to a contractual relationship with the
administration of the Wayne County government or pursuant to a contractual relationship
with a qualified individual from the private sector.
(fW Disciplinary action
Any person found by the Board of Public Works and Safety or the Board of. Sanitary
Commissioners to have violated the prohibitions of subsections (a), of (b), or (e) above shall,
in addition to and independently of the prosecution or results of any civil or criminal
investigation or suit, be subject to appropriate disciplinary action including suspension or
dismissal. Any person found to have violated the prohibitions of subsections (c) or (d) above
shall be subject to such lesser disciplinary action, including temporary suspension without pay,
as deemed warranted.
(ord. 51-2019)
NOW, TBEREFORE, be it further ordained by the Common Council of the City of Richmond,
Indiana, that this Ordinance shall have no effect upon any other section of the Richmond City Code
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Code or ordinances not specifically changed by this ordinance, except as herein provided, and
all other sections of the Richmond City Code not inconsistent herewith shall remain the same.
NOW THEREFORE, be it further ordained by the Common Council of the City of Richmond,
Indiana, that if any section, clause, sentence, or phrase of the ordinance is held to be invalid or
unconstitutional by any court of competent jurisdiction, then said holding shall in no way effect
the validity of the remaining portions of this ordinance.
Now, THEREFORE, be it further ordained by the Common Council of the City of Richmond,
Indiana, that upon passage and adoption of this ordinance, it shall be in full force and effect
retroactive to June 30, 2019.
Passed and adopted this day of 19, by the Common Council of
'n el�
the City of Richmond, Indiana.
President
er)
ATTEST -
(Karen Chasteen, IAMC, MMC)
SENTED to t Mayor of the City of Richmond, Indiana, this /% 'day of
ZZ019, at 9:00 a.m.
&i�l�xk
(Karen Chasteen, IAMC, MMC)
APPROVED b me David M. Snow Mayor of the City of Richmond Indiana this a" -I_ day � � y tyy
of Dr < <A( 52019,a
Mayor
a . Sno
A T• •
(Karen Chasteen, IAMC; MMC)
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