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05 May 24, 2021 Budget & Implementation
Time: Date: RIVERSIDE COUNTY TRANSPORTATION COMMISSION MEETING AGENDA Budget and Implementation Committee 9:30 a.m. May 24, 2021 Pursuant to Governor Newsom's Executive Order N-29-20, (March 18, 2020), the meeting will only be conducted via video conferencing and by telephone. COMMITTEE MEMBERS Lloyd White, Chair / David Fenn, City of Beaumont Raymond Gregory, Vice Chair / Mark Carnevale, City of Cathedral City Kyle Pingree / Alberto Sanchez, City of Banning Linda Molina / Wendy Hewitt, City of Calimesa Jeremy Smith / Larry Greene, City of Canyon Lake Steven Hernandez / Denise Delgado, City of Coachella Scott Matas / Russell Betts, City of Desert Hot Springs Bob Magee / Natasha Johnson, City of Lake Elsinore STAFF Anne Mayer, Executive Director Theresia Trevino, Chief Financial Officer AREAS OF RESPONSIBILITY Annual Budget Development and Oversight Competitive Federal and State Grant Programs Countywide Communications and Outreach Programs Countywide Strategic Plan Legislation Public Communications and Outreach Programs Short Range Transit Plans Jan Harnik / Kathleen Kelly, City of Palm Desert Lisa Middleton / Dennis Woods, City of Palm Springs Chuck Conder / Erin Edwards, City of Riverside Alonso Ledezma / Crystal Ruiz, City of San Jacinto Ben J. Benoit/Joseph Morabito, City of Wildomar Karen Spiegel, County of Riverside, District 11 Chuck Washington, County of Riverside, District 111 RIVERSIDE COUNTY TRANSPORTATION COMMISSION BUDGET AND IMPLEMENTATION COMMITTEE www.rctc.org AGENDA * *Actions may be taken on any item listed on the agenda 9:30 a.m. Monday, May 24, 2021 Pursuant to Governor Newsom's Executive Order N-29-20, (March 18, 2020), the Budget and Implementation Committee meeting will only be conducted via video conferencing and by telephone. Please follow the instructions below to join the meeting remotely. INSTRUCTIONS FOR ELECTRONIC PARTICIPATION Join Zoom Meeting https://rctc.zoom.us/j/82933761158 Meeting ID: 829 3376 1158 One tap mobile +16699006833„82933761158# US (San Jose) Dial by your location +1 669 900 6833 US (San Jose) For members of the public wishing to submit comment in connection with the Budget and Implementation Committee Meeting please email written comments to the Clerk of the Board at Imobley@rctc.org prior to May 23, 2021 at 5:00 p.m. and your comments will be made part of the official record of the proceedings. Members of the public may also make public comments through their telephone or Zoom connection when recognized by the Chair. In compliance with the Brown Act and Government Code Section 54957.5, agenda materials distributed 72 hours prior to the meeting, which are public records relating to open session agenda items, will be available for inspection by members of the public prior to the meeting on the Commission's website, www. rctc. org. In compliance with the Americans with Disabilities Act, Government Code Section 54954.2, Executive Order N-29-20, and the Federal Transit Administration Title VI, please contact the Clerk of the Board at (951) 787-7141 if special assistance is needed to participate in a Committee meeting, including accessibility and translation services. Assistance is provided free of charge. Notification of at least 48 hours prior to the meeting time will assist staff in assuring reasonable arrangements can be made to provide assistance at the meeting. 1. CALL TO ORDER 2. ROLL CALL Budget and Implementation Committee May 24, 2021 Page 2 3. PLEDGE OF ALLEGIANCE 4. PUBLIC COMMENTS — Under the Brown Act, the Board should not take action on or discuss matters raised during public comment portion of the agenda which are not listed on the agenda. Board members may refer such matters to staff for factual information or to be placed on the subsequent agenda for consideration. Each individual speaker is limited to speak three (3) continuous minutes or less. 5. ADDITIONS/REVISIONS (The Committee may add an item to the Agenda after making a finding that there is a need to take immediate action on the item and that the item came to the attention of the Committee subsequent to the posting of the agenda. An action adding an item to the agenda requires 2/3 vote of the Committee. If there are less than 2/3 of the Committee members present, adding an item to the agenda requires a unanimous vote. Added items will be placed for discussion at the end of the agenda.) 6. CONSENT CALENDAR - All matters on the Consent Calendar will be approved in a single motion unless a Commissioner(s) requests separate action on specific item(s). Items pulled from the Consent Calendar will be placed for discussion at the end of the agenda. 6A. APPROVAL OF MINUTES — APRIL 26, 2021 6B. APPROPRIATIONS LIMIT FY 2021/22 Overview This item is for the Committee to: Page 1 Page 8 1) Adopt Resolution No. 21-010 "Resolution of the Riverside County Transportation Commission Establishing the Annual Appropriations Limit", for Fiscal Year 2021/22; and 2) Forward to the Commission for final action. 6C. QUARTERLY FINANCIAL STATEMENTS Overview This item is for the Committee to: Page 15 1) Receive and file the Quarterly Financial Statements for the nine months ended March 31, 2021; and 2) Forward to the Commission for final action. Budget and Implementation Committee May 24, 2021 Page 3 6D. QUARTERLY INVESTMENT REPORT Overview This item is for the Committee to: Page 25 1) Receive and file the Quarterly Investment Report for the quarter ended March 31, 2021; and 2) Forward to the Commission for final action. 6E. QUARTERLY SALES TAX ANALYSIS Overview This item is for the Committee to: Page 120 1) Receive and file the sales tax analysis for Quarter 4, 2020 (4Q 2020); and 2) Forward to the Commission for final action. 6F. FEDERAL TRANSIT ADMINISTRATION PROPOSED TRIENNIAL OVERALL DISADVANTAGED BUSINESS ENTERPRISE GOAL FOR FEDERAL FISCAL YEARS 2022- 2024 Page 129 Overview This item is for the Committee to: 1) Approve 11 percent as the Commission's Federal Transit Administration (FTA) proposed triennial overall Disadvantaged Business Enterprise (DBE) race -neutral goal for Federal Fiscal Years (FFY) 2022-24 for the period October 1, 2021 to September 30, 2024; and 2) Adopt Resolution No. 21-007, "Resolution of the Riverside County Transportation Commission Adopting Its Triennial Overall Disadvantaged Business Enterprise Program Goal (49 CFR Part 26) as it Applies to Funding Received Directly from the Federal Transit Administration"; and 3) Forward to the Commission for final action. Budget and Implementation Committee May 24, 2021 Page 4 6G. QUARTERLY PUBLIC ENGAGEMENT METRICS REPORT, JANUARY -MARCH 2021 Page 162 Overview This item is for the Committee to: 1) Receive and file the Quarterly Public Engagement Metrics Report for January - March 2021; and 2) Forward to the Commission for final action. 6H. STATE AND FEDERAL LEGISLATIVE UPDATE Overview This item is for the Committee to: 1) Receive and file an update on state and federal legislation; and 2) Forward to the Commission for final action. 61. POLICY UPDATE ON THE USE OF STATE TRANSIT ASSISTANCE FUNDING BY OPERATORS Overview This item is for the Committee to: Page 172 Page 176 1) Adopt Resolution No. 21-011, "Resolution of the Riverside County Transportation Commission Regarding the Policy for Use of State Transit Assistance Funding by Transit Operators"; and 2) Forward to the Commission for final action. 6J. ADOPTION OF RESOLUTION NO. 21-009 TO BECOME THE ACCESS FUND ADMINISTRATOR FOR THE TRANSPORTATION NETWORK COMPANIES ACCESS FOR ALL PROGRAM Page 182 Overview This item is for the Committee to: 1) Adopt Resolution No. 21-009, "A Resolution of the Riverside County Transportation Commission Authorizing the Execution of the Certification to Serve as the Local Access Fund Administrator (LAFA) for the Access for All Program for the County of Riverside"; Budget and Implementation Committee May 24, 2021 Page 5 2) Authorize the Executive Director or designee, pursuant to legal counsel review, to execute agreements and/or documents related to the Transportation Network Companies (TNC) Access for All program on behalf of the Commission; and 3) Forward to the Commission for final action. 7. PROPOSED BUDGET FOR FISCAL YEAR 2021/22 Overview This item is for the Committee to: Page 187 1) Receive input on the proposed Budget for Fiscal Year (FY) 2021/22; 2) Approve the revised mid -year FY 2020/21 revenue projections of $210 million for 2009 Measure A revenues for a revenue budget increase of $15 million and a related local streets and roads expenditure budget increase of $4,573,000 to reflect the revised FY 2020/21 Measure A projection; 3) Approve the revised mid -year FY 2020/21 revenue projections of $105 million for Local Transportation Fund (LTF) revenues for a revenue budget increase of $5 million and the related planning allocation expenditure budget increases of $113,000 and transfer out of $150,000 to reflect the revised FY 2020/21 LTF projection; 4) Approve the revised FY 2021/22 revenue projections of $210 million for 2009 Measure A and $105 million for LTF; 5) Approve the salary schedule effective July 1, 2021, located in Appendix B of the proposed budget; 6) Authorize the expenditure of $1,025,700 of 91 Express Lanes toll revenues designated as surplus in accordance with the 2013 Toll Revenue Bonds Indenture to fund Commission costs related to the development of agreements related to the funding, construction, operations, maintenance, and use of toll revenues for the future direct, tolled connector linking the SR -241 toll road to the 91 Express Lanes (241/91 Connector); 7) Close the public hearing on the proposed Budget for FY 2021/22 at the June Commission meeting; 8) Adopt the proposed Budget for FY 2021/22; and 9) Forward to the Commission for final action. 8. RECURRING CONTRACTS FOR FISCAL YEAR 2021/22 Overview This item is for the Committee to: Page 346 1) Approve the single -year recurring contracts in an amount not to exceed $15,679,516 for Fiscal Year (FY) 2021/22; Budget and Implementation Committee May 24, 2021 Page 6 2) Approve the recurring multi -year contracts for specialized services on long-term projects in an amount not to exceed $1,373,967 in FY 2021/22 and $2,801,989 in FYs 2022/23 — 2025/26; 3) Authorize the Chair or Executive Director, pursuant to legal counsel review, to execute the agreements on behalf of the Commission; and 4) Forward to the Commission for final action. 9. APPROVAL OF METROLINK OPERATING AND CAPITAL SUBSIDIES FOR FISCAL YEAR 2021/22 AND RELATED MEMORANDUM OF UNDERSTANDING Overview This item is for the Committee to: Page 359 1) Receive and file a report on highlights from the Southern California Regional Rail Authority's (SCRRA) services; 2) Approve the Fiscal Year 2021/22 SCRRA operating and capital budget, which results in an operating subsidy of $21,474,584 and capital subsidy of $4,293,459 for the Commission; 3) Authorize the Executive Director to finalize and execute Memorandum of Understanding (MOU) No. 21-25-093-00 with SCRRA regarding annual funding, including subrecipient matters related to pass -through of federal funding; and 4) Forward to the Commission for final action. 10. FISCAL YEAR 2021/22 SHORT RANGE TRANSIT PLAN UPDATES AND TRANSIT FUNDING ALLOCATIONS Overview This item is for the Committee to: Page 386 1) Approve the Fiscal Years 2021/22 — FY 2023/24 Draft Short Range Transit Plans (SRTPs) for the cities of Banning (Banning), Beaumont (Beaumont), Corona (Corona), and Riverside; Palo Verde Valley Transit Agency (PVVTA); Riverside Transit Agency (RTA); SunLine Transit Agency (SunLine); and the Commission's FY 2021/22 — 2025/26 SRTP for the Rail and Vanpool Programs; 2) Approve Fiscal Year 2021/22 Transit Operator Funding Allocations of 2009 Measure A, Local Transportation Funds (LTF), State Transit Assistance (STA), and State of Good Repair (SGR) for Banning, Beaumont, Corona, and Riverside; PVVTA; RTA; SunLine; and the Commission's Rail and Vanpool Programs aggregating $109,314,786; 3) Adopt Resolution No. 21-008, "Resolution of the Riverside County Transportation Commission to Allocate Local Transportation Funds and State Transit Assistance Funds For the Fiscal Year 2021/222"; Budget and Implementation Committee May 24, 2021 Page 7 4) Direct staff to add the federally funded and regionally significant projects into the Federal Transportation Improvement Program (FTIP); and 5) Forward to the Commission for final action. 11. FISCAL YEAR 2021/22 TRANSPORTATION DEVELOPMENT ACT ARTICLE 3 (SB 821) CALL FOR PROJECTS — PROJECT RECOMMENDATIONS Overview This item is for the Committee to: Page 1104 1) Approve the Fiscal Year 2021/22 Transportation Development Act Article 3 Bicycle and Pedestrian Facilities program (SB 821) recommended project allocations in the amount of $4,327,472; and 2) Forward to the Commission for final action. 12. FISCAL YEARS 2021/22 — 2025/26 MEASURE A FIVE-YEAR CAPITAL IMPROVEMENT PLANS FOR THE LOCAL STREETS AND ROADS PROGRAM Overview This item is for the Committee to: Page 1108 1) Approve the Fiscal Years 2021/22 — 2025/26 Measure A Five -Year Capital Improvement Plans (CIP) for Local Streets and Roads (LSR) as submitted by the participating agencies; and 2) Forward to the Commission for final action. 13. ITEM(S) PULLED FROM CONSENT CALENDAR AGENDA 14. COMMISSIONERS / STAFF REPORT Overview This item provides the opportunity for the Commissioners and staff to report on attended and upcoming meeting/conferences and issues related to Commission activities. 15. ADJOURNMENT The next Budget and Implementation Committee meeting is scheduled to be held at 9:30 a.m., June 28, 2021, via Zoom. AGENDA ITEM 6A MINUTES RIVERSIDE COUNTY TRANSPORTATION COMMISSION BUDGET AND IMPLEMENTATION COMMITTEE Monday, April 26, 2021 MINUTES 1. CALL TO ORDER The meeting of the Budget and Implementation Committee was called to order by Chair Lloyd White at 9:30 a.m. via Zoom Meeting ID: 863 2454 4888, pursuant to Governor Newsom's Executive Order N-29-20. 2. ROLL CALL Members/Alternates Present Members Absent Ben J. Benoit Chuck Conder Raymond Gregory Jan Harnik Bob Magee Scott Matas Lisa Middleton Linda Molina Karen Spiegel Chuck Washington Lloyd White David Happe Steven Hernandez Alonso Ledezma Jeremy Smith 3. PLEDGE OF ALLEGIANCE Vice Chair Raymond Gregory led the Budget and Implementation Committee in a flag salute. 4. PUBLIC COMMENTS There were no requests to speak from the public. 5. ADDITIONS / REVISIONS There were no additions or revisions to the agenda. 1 RCTC Budget and Implementation Committee Minutes April 26, 2021 Page 2 6. CONSENT CALENDAR - All matters on the Consent Calendar will be approved in a single motion unless a Commissioner(s) requests separate action on specific item(s). Items pulled from the Consent Calendar will be placed for discussion at the end of the agenda. M/S/C (Harnik/Molina) to approve the following Consent Calendar item(s): 6A. APPROVAL OF MINUTES — MARCH 22, 2021 6B. SINGLE SIGNATURE AUTHORITY REPORT 1) Receive and file the Single Signature Authority report for the third quarter ended March 31, 2021; and 2) Forward to the Commission for final action. 6C. QUARTERLY REPORTING OF CONTRACT CHANGE ORDER FOR CONSTRUCTION CONTRACTS 1) Receive and file the Quarterly Report of Contract Change Orders for Construction Contracts for the past three months ending March 31, 2021; and 2) Forward to the Commission for final action. 7. PROPOSED BUDGET FOR FISCAL YEAR 2021/22 Michele Cisneros, Deputy Director of Finance, presented the proposed FY 2021/22 Budget, highlighting the following: • Budget process, FY 2021/22 Budget considerations, Budget summary • Revenues/sources breakdown and comparison, expenditures/expenses by department and comparison • Capital Development and Delivery Department Highlights • Expenditures/expenses by function and by function comparison • Next steps Chair White stated the information provided is very helpful in going through the whole budget and it was very detailed. He asked if there could be a GIS map of expenditures by geographical location, city, region, or project to see where the money has been spent over the past five years or so. As well as something that would show the projects that are on the priority list and the projects RCTC is budgeting funding for as it helps to look at a map and get a good understanding of where the Commission is. Chair White suggested to include traffic patterns and populations and he does not expect this to be done by the June Commission meeting for the adoption of the FY 2021/22 Budget but in a future budget. It would be more helpful for some of the Commissioners that do not see a lot of their projects show up but know that there are projects in line to be worked on and he 2 RCTC Budget and Implementation Committee Minutes April 26, 2021 Page 3 would be interested to see a historical pattern and asked Anne Mayer, Executive Director, if it is something that can be done. Anne Mayer replied yes, staff will work on that. Commissioner Chuck Washington thanked Michele Cisneros for an outstanding and very thorough budget presentation and thanked Anne Mayer for her tremendous leadership. He explained the points that stood out were the limitation placed on administrative costs by Measure A of 1 percent or less and the Commission is at .71 percent and the administrative costs being placed on the Commission through policy of under 4 percent and the Commission is at 2 percent. Commissioner Washington expressed he cannot imagine any other organization being able to achieve that level of efficiency and still maintain such a high level of efficacy. Anne Mayer expressed appreciation for Commissioner Washington's comments and stated the team does a great job. Commissioner Lisa Middleton concurred with Commissioner Washington's comments and stated the number that jumps out at them in the budget is the change in debt service and asked for additional clarification of what it is they are accomplishing with the refinancing of the 91 toll road. Theresia Trevino replied on the refinancing on the 91 debt the intent is to refinance a portion of the toll revenue bonds that are outstanding, just under $125 million, and then also to refinance the Transportation Infrastructure Finance and Innovation Act (TIFIA) loan with bonds, the current balance of the TIFIA loan is almost $500 million. She explained so when they take those out to repay the federal government for the TIFIA loan and the investors of the old bonds some of those proceeds will be in an escrow account for the former bonds and then paying TIFIA out, so that is what the increase in the debt service is related to. In response to Commissioner Middleton's question if they are getting significantly better interest rates with this financing, Theresia Trevino replied that is the hope and it was planned when this was brought to the Commission in March 2020 to achieve savings greater than their 3 percent target for refunding or refinancing and within 24 hours everything was not approved, and they were not able to move forward and achieve those savings. With the update of the Traffic and Revenue Study, they will be updating the financial model so they can try and meet their objectives that came to the Commission in March 2020 and figure out how to make this financing work so that they achieve those debt service savings. Vice Chair Raymond Gregory expressed appreciation for the presentations and for the responses to the questions. He referred to Commissioner Middleton's question and asked if the increase in debt service is one year for the refinance and then the debt service would return to more historical levels, perhaps even below. Theresia Trevino replied that is correct, it is just a one-year peak, which is very unusual because of the size of the refinancing. After the refinancing it would return to the normal 3 RCTC Budget and Implementation Committee Minutes April 26, 2021 Page 4 level for both the toll debt and the sales tax debt. Commissioner Gregory expressed appreciation for clarifying. Commissioner Karen Spiegel referred to Commissioner Washington's comments and stated with the percentage that the Commission is so far below what is the directive from Measure A, yet Measure A is even lower then what the average organization has for its budgeting purposes. She expressed it is the fiscal responsibility of this organization even though the Commission approves it, it is the staff that puts this forward, does the deep work, and keeps the Commission on track. She thanked staff for always being on top of this and requested a copy of the budget presentation. M/S/C (Spiegel/Washington) to: 1) Discuss, review, and provide guidance on the proposed Fiscal Year 2021/22 Budget; 2) Open the public hearing in order to receive input and comments on the proposed FY 2021/22 Budget on May 12 and June 9, 2021, and thereafter close the public hearing; 3) Approve an increase in the FY 2020/21 budget for revenues and expenditures for $250,000 related to regional conservation right of way consultant costs; and 4) Forward to the Commission for final action. 8. AGREEMENTS FOR AUDIT AND ATTESTATION SERVICES Theresia Trevino, Chief Financial Officer, presented the audit and attestation services including the procurement and work allocation. M/S/C (Benoit/Middleton) to: 1) Award the following agreements to provide audit and attestation services for the Western Riverside County Measure A recipients and Transportation Development Act (TDA) claimants of the Commission and the member agencies of the Western Riverside County Regional Conservation Authority (RCA) for a three-year term, with three one-year options to extend the agreements in the total aggregate amount of $1,524,661, plus a contingency amount of $75,339, for a total aggregate amount not to exceed $1,600,000: a) Agreement No. 21-19-034-00 to BCA Watson Rice LLP; b) Agreement No. 21-19-035-00 to Brown Armstrong Accountancy Corporation (Brown Armstrong); c) Agreement No. 21-19-036-00 to Conrad LLP; and d) Agreement No. 21-19-037-00 to Eide Bailly LLP; 4 RCTC Budget and Implementation Committee Minutes April 26, 2021 Page 5 2) Award the following agreements to provide audit and attestation services for the Eastern Riverside County Measure A Recipients and Transportation Development Act Claimants of the Commission for a three-year term, with three one-year options to extend the agreements in the total aggregate amount of $413,160, plus a contingency amount of $19,840, for a total aggregate amount not to exceed $433,000: a) Agreement No. 21-19-056-00 to Brown Armstrong; and b) Agreement No. 21-19-057-00 to Conrad LLP; 3) Authorize the Chair or Executive Director, pursuant to legal counsel review, to finalize and execute the agreements, including options years, on behalf of the Commission; 4) Authorize the Executive Director or designee to approve contingency work up to the total not to exceed amount as required for these audit and attestation services; and 5) Forward to the Commission for final action. 9. 2021 MID -CYCLE STATE TRANSPORTATION IMPROVEMENT PROGRAM FUNDING DISTRIBUTION AND PROGRAMMING Jillian Guizado, Planning and Programming Director, provided a detailed overview for the distribution and programming for the 2021 Mid -Cycle State Transportation Improvement Program funding. M/S/C (Washington/Benoit) to: 1) Approve the 2021 Mid -Cycle State Transportation Improvement Program (STIP) funding distribution among the three geographic areas in Riverside County per the adopted STIP Intracounty Memorandum of Understanding (MOU); 2) Approve programming $10,069,068 of 2021 Mid -Cycle STIP Western Riverside County, Coachella Valley, and Palo Verde Valley funding capacity to the 71/91 Connector project, and submit the 2021 Mid -Cycle STIP to the California Transportation Commission (CTC); 3) Include programming Planning, Programming, and Monitoring (PPM) funds (2 percent of STIP programming capacity) in the amount of $205,491 in Fiscal Year 2022/23; 4) Approve swapping the Coachella Valley STIP share with Surface Transportation Block Grant (STBG) funds in the amount of $2,159,815; 5) Approve Agreement No. 07-71-028-04, Amendment No. 4 to Agreement No. 07-71-028-00, with the city of Blythe (Blythe) to trade $43,297 of Palo Verde Valley STIP funds with Measure A Western Riverside County Highway funds to facilitate delivery of local arterial projects; 5 RCTC Budget and Implementation Committee Minutes April 26, 2021 Page 6 6) Authorize the Executive Director, pursuant to legal counsel review, to execute Agreement No. 07-71-028-04 on behalf of the Commission upon CTC adoption of the 2021 Mid -Cycle STIP; and 7) Forward to the Commission for final action. Anne Mayer explained staff reviewed this with the Coachella Valley Association of Governments staff prior to making this recommendation and they were supportive, especially because by making this swap they could minimize the amount of administrative overhead for both agencies. 10. STATE AND FEDERAL LEGISLATIVE UPDATE David Knudsen, Interim External Affairs Director, presented an update for the state and federal legislative activities. Anne Mayer explained as David Knudsen mentioned they have been actively coordinating and having discussions with Southern California Association of Governments and other regional partners on SB 261 as there are significant concerns about the impact to the Regional Transportation Plan, which is a comprehensive plan for the entire region. She stated related to AB 840 for L.A. Metro and San Bernardino access to Ontario International Airport, it is certainly an important item and San Bernardino County Transportation Authority already has their plans in place for a rail connection to Ontario airport, and they have a sales tax measure that describes what their projects will be. She referred to Mr. Knudsen's point about protecting the statutory authority of regional transportation decision makers, which is crucial. She expressed this bill is an important bill to watch as well because the Commission could be in a situation if this passes that the Legislature will start mandating to Commissions such as RCTC and what projects they will build and that is a very dangerous precedent to be set. At this time Commissioners Bob Magee and Ben Benoit left the meeting. M/S/C (Gregory/Conder) to: 1) Receive and file an update on state and federal legislation; 2) Adopt the following bill positions: a) SB 261 (Allen) — Oppose b) AB 840 (Holden) — Oppose; and 3) Forward to the Commission for final action. 11. ITEM(S) PULLED FROM CONSENT CALENDAR AGENDA There were no items pulled from the consent calendar. 6 RCTC Budget and Implementation Committee Minutes April 26, 2021 Page 7 12. COMMISSIONERS / EXECUTIVE DIRECTOR REPORT There were no Commissioners or Executive Director reports. 13. ADJOURNMENT There being no further business for consideration by the Budget and Implementation Committee, the meeting was adjourned at 10:28 a.m. Respectfully submitted, Lisa Mobley Clerk of the Board 7 AGENDA ITEM 6B RIVERSIDE COUNTY TRANSPORTATION COMMISSION DATE: May 24, 2021 TO: Budget and Implementation Committee FROM: Michele Cisneros, Deputy Director of Finance THROUGH: Theresia Trevino, Chief Financial Officer SUBJECT: Appropriations Limit FY 2021/22 STAFF RECOMMENDATION: This item is for the Committee to: 1) Adopt Resolution No. 21-010 "Resolution of the Riverside County Transportation Commission Establishing the Annual Appropriations Limit", for Fiscal Year 2021/22; and 2) Forward to the Commission for final action. BACKGROUND INFORMATION: Section 7910 of the California Government Code implements Article XIIIB of the California Constitution by requiring each local jurisdiction to establish, by resolution, its appropriations limit for each fiscal year and to make documentation used to determine the appropriations limit available to the public 15 days prior to adoption of the resolution establishing the appropriations limit. Staff performed the calculations necessary to determine the limit as $542,714,188 for FY 2021/22. The resolution and documents supporting the calculation are attached. The Commission chose to use the percentage change in the California per capita personal income and population change within Riverside County as the factors in determining the appropriations limit. As required, the adoption of the Commission's FY 2021/22 Appropriations Limit was posted on the Commission's website. Attachments: 1) Resolution No. 21-010 2) California Per Capita Income and Population, Riverside County— California Department of Finance Agenda Item 6B 8 ATTACHMENT 1 RESOLUTION NO. 21-010 RESOLUTION OF THE RIVERSIDE COUNTY TRANSPORTATION COMMISSION ESTABLISHING THE ANNUAL APPROPRIATIONS LIMIT WHEREAS, Article XIIIB of the California Constitution places an annual limitation upon appropriations from proceeds of taxes by each local government of the State of California; and WHEREAS, in 1988, pursuant to Article XIIIB, section 4 of the California Constitution, the Riverside County Transportation Commission established its appropriations limit at $75 million for fiscal year 1988-1989 under ordinance No. 88-1; and WHEREAS, Section 7910 of the California Government Code implements Article XIIIB of the California Constitution by requiring each local jurisdiction to establish, by resolution, its appropriations limit for each fiscal year and to make the documentation used in determining the appropriations limit available to the public fifteen days prior to adoption of the resolution establishing the appropriations limit; and WHEREAS, in accordance with Senate Constitutional Amendment No. 1 approved by the voters of the State effective June 6, 1990, beginning with Fiscal Year (FY) 1990/91 and for each fiscal year thereafter, the Commission's Board of Commissioners is required to select either the percentage change in California per capita personal income or the percentage change in the local assessment roll due to the addition of local non-residential construction, and either the population change within the Commission or the population change within Riverside County, as the two factors to be applied in calculating the appropriations limit for each fiscal year; and WHEREAS, this Board wishes to select, as factors in determining the Commission's appropriation limit for FY 2021/22 the percentage change in California per capita personal income and also the population change within Riverside County; and WHEREAS, this Commission has documented its calculations of the Commission's appropriations limit for FY 2021/22 and said calculations have been made available to the public at least fifteen days prior to the adoption of this resolution. 9 NOW, THEREFORE, BE IT RESOLVED by the Board of Commissioners of the Riverside County Transportation Commission as follows: 1. For FY 2021/22, the factors selected for calculating the appropriations limit are (a) the percentage change in California per capita personal income, and (b) the population change within the County of Riverside. 2. The appropriations limit applicable to this Agency pursuant to Article XIIIB of the California Constitution for FY 2021/22 are hereby established and determined to be $542,714,188. 3. A copy of the documentation used in the determination of the appropriations limit for FY 2021/22 shall be affixed hereto and shall be available for public inspection. 4. Pursuant to Section 7910 of the California Government Code, any judicial action or proceeding to attack, review, set aside, void, or annul the establishment of the appropriations limit as set forth herein must be commenced within forty-five days of the adoption of this resolution. ADOPTED this 9th day of June, 2021. Jan Harnik, Chair Riverside County Transportation Commission ATTEST: Lisa Mobley, Clerk of the Board Riverside County Transportation Commission 10 ATTACHMENT 2 RIVERSIDE COUNTY TRANSPORTATION COMMISSION 2021/22 APPROPRIATIONS LIMIT 2020/21 Appropriations Limit $ 509,885,755 2021/22 adjustment Change in California per capita personal income Per capita cost of living converted to a ratio: Change in population, Riverside County Population converted to a ratio: Calculation of factor for FY 2021/22: Per capita cost of living ratio Population ratio FY 2021/22 factor 2020/21 Appropriations Limit FY 2021/22 factor 5.73% 1.0573 0.67% 1.0067 1.0573 1.0067 1.0643839 $ 509,885,755 1.0643839 2021/22 Appropriations Limit $ 542,714,188 Source: California per capita income - California Department of Finance Population, Riverside County - California Department of Finance 11 ENT at. A i q ^ ti a r"II z w I I I n 0 Pt ¥ DEPARTMENT OF °',,,,..0 -FINANCE OFFICE OF THE DIRECTOR ATTACHMENT 3 GAVIN NEWSOM - GOVERNOR STATE CAPITOL • ROOM 1 1 45 • SACRAMENTO CA • 95614-4996 ■ WWW.DOF.CA.GOV May 2021 Dear Fiscal Officer: Subject: Price Factor and Population Information Appropriations Limit California Revenue and Taxation Code section 2227 requires the Department of Finance (Finance) to transmit an estimate of the percentage change in population to local governments. Each local jurisdiction must use their percentage change in population factor for January 1, 2021, in conjunction with a change in the cost of living, or price factor, to calculate their appropriations limit for fiscal year 2021-22. Attachment A provides the change in California's per capita personal income and an example for utilizing the price factor and population percentage change factor to calculate the 2021-22 appropriations limit. Attachment B provides the city and unincorporated county population percentage change. Attachment C provides the population percentage change for counties and their summed incorporated areas. The population percentage change data excludes federal and state institutionalized populations and military populations. Population Percent Change for Special Districts Some special districts must establish an annual appropriations limit. California Revenue and Taxation Code section 2228 provides additional information regarding the appropriations limit. Article XIII B, section 9(C) of the California Constitution exempts certain special districts from the appropriations limit calculation mandate. The code section and the California Constitution can be accessed at the following website: http://leginfo.legislature.ca.gov/faces/codes.xhtml. Special districts required by law to calculate their appropriations limit must present the calculation as part of their annual audit. Any questions special districts have on this requirement should be directed to their county, district legal counsel, or the law itself. No state agency reviews the local appropriations limits. Population Certification The population certification program applies only to cities and counties. California Revenue and Taxation Code section 11005.6 mandates Finance to automatically certify any population estimate that exceeds the current certified population with the State Controller's Office. Finance will certify the higher estimate to the State Controller by June 1, 2021. Please Note: The prior year's city population estimates may be revised. The per capita personal income change is based on historical data. Given the stay-at-home orders due to COVID-19, growth in the coming years may be substantially lower than recent trends. If you have any questions regarding this data, please contact the Demographic Research Unit at (916) 323-4086. KEELY MARTIN BOSLER Director By: Erika Li Chief Deputy Director Attachment 12 May 2021 Attachment A A. Price Factor: Article XIII B specifies that local jurisdictions select their cost of living factor to compute their appropriation limit by a vote of their governing body. The cost of living factor provided here is per capita personal income. If the percentage change in per capita personal income is selected, the percentage change to be used in setting the fiscal year 2021-22 appropriation limit is: Per Capita Personal Income Fiscal Year (FY) Percentage change over prior year 2021-22 5.73 B. Following is an example using sample population change and the change in California per capita personal income as growth factors in computing a 2021-22 appropriation limit. 2021-22: Per Capita Cost of Living Change = 5.73 percent Population Change = -0.46 percent Per Capita Cost of Living converted to a ratio: 5.73 + 100 = 1.0573 100 Population converted to a ratio: -0.46 + 100 = 0.9954 100 Calculation of factor for FY 2021-22: 1.0573 x 0.9954 = 1.0524 13 Fiscal Year 2021-22 Attachment B Annual Percent Change in Population Minus Exclusions* January 1, 2020 to January 1, 2021 and Total Population, January 1, 2021 County Percent Change --- Population Minus Exclusions --- City 2020-2021 1-1-20 1-1-21 Riverside Total Population 1-1-2021 Banning 3.79 31,057 32,233 32,233 Beaumont 1.85 51,731 52,686 52,686 Blythe -0.02 13,934 13,931 18,556 Calimesa 7.50 9,522 10,236 10,236 Canyon Lake 0.06 11,018 11,025 11,025 Cathedral City 0.91 53,445 53,934 53,973 Coachella 0.51 47,583 47,825 47,825 Corona 0.67 168,332 169,454 169,454 Desert Hot Springs 0.17 30,036 30,086 30,086 Eastvale 1.64 66,535 67,626 67,626 Hemet 0.16 84,391 84,525 84,525 Indian Wells 1.06 5,371 5,428 5,428 Indio 0.90 90,804 91,621 91,621 Jurupa Valley 1.03 107,000 108,097 108,097 Lake Elsinore 1.85 63,446 64,617 64,762 La Quinta 0.83 40,906 41,247 41,247 Menifee 2.67 97,094 99,686 99,686 Moreno Valley 0.30 208,791 209,426 209,426 Murrieta 0.55 114,541 115,172 115,172 Norco 0.02 24,038 24,043 26,107 Palm Desert 0.12 53,828 53,892 53,892 Palm Springs 0.52 47,509 47,754 47,754 Perris 0.51 78,575 78,977 78,977 Rancho Mirage 1.01 18,611 18,799 18,799 Riverside -1.36 328,707 324,243 324,302 San Jacinto 2.12 50,207 51,269 51,269 Temecula 0.23 112,512 112,771 112,771 Wildomar 0.14 36,963 37,013 37,013 Unincorporated 1.35 384,506 389,711 389,905 County Total 0.67 2,430,993 2,447,327 2,454,453 *Exclusions include residents on federal military installations and group quarters residents in state mental institutions, state and federal correctional institutions and veteran homes. 14 AGENDA ITEM 6C RIVERSIDE COUNTY TRANSPORTATION COMMISSION DATE: May 24, 2021 TO: Budget and Implementation Committee FROM: Michele Cisneros, Deputy Director of Finance THROUGH: Theresia Trevino, Chief Financial Officer SUBJECT: Quarterly Financial Statements STAFF RECOMMENDATION: This item is for the Committee to: 1) Receive and file the Quarterly Financial Statements for the nine months ended March 31, 2021; and 2) Forward to the Commission for final action. BACKGROUND INFORMATION: During the nine months of the fiscal year, staff monitored the revenues and expenditures of the Commission. The attached financial statements present the revenues and expenditures for the nine months of the fiscal year. Period closing accrual adjustments are not included for revenues earned but not billed and expenditures incurred for goods and services received but not yet invoiced, as such adjustments are normally made during the year-end closing process. The operating statement shows the Measure A and Local Transportation Fund (LTF) sales tax revenues for the third quarter at 64 percent of the budget. This is a result of Governmental Accounting Standards Board (GASB) Statement No. 33, Accounting and Financial Reporting for nonexchange Transactions. GASB Statement No. 33 requires sales tax revenues to be accrued for the period in which they are collected at the point of destination or sale, as applicable. The California Department of Tax and Fee Administration (CDTFA) collects the sales tax funds and remits these funds to the Commission after the reporting period for the businesses. This creates a two -month lag in the receipt of revenues by the Commission. Accordingly, these financial statements reflect the revenues related to collections through January 2021. On a cash basis, the Measure A and LTF sales tax receipts are 11.41 and 9.19 percent higher, respectively, than the same period last fiscal year. State Transit Assistance revenues, including State of Good Repair for the third quarter of 2021, are expected to be received in the fourth quarter of 2021. Based on monitoring of the trends in the sales taxes, staff intends to recommend revised Measure A and LTF sales tax revenue projections for FY 2020/21 and FY 2021/22 at the June meeting in connection with adoption of the FY 2021/22 budget. Agenda Item 6C 15 Federal, state, and local reimbursements are generally on a reimbursement basis. The Commission will receive these revenues as eligible project costs are incurred and invoiced to the respective agencies. The negative revenue amounts reflect the reversal of FY 2019/20 accrued revenues at the beginning of FY 2020/21 in excess of amounts billed through the third quarter. Reimbursement invoices for third quarter expenditures will be prepared and submitted in the fourth quarter. During the FY 2020/21 budget process, the Commission conservatively estimated Transportation Uniform Mitigation Fee (TUMF) revenues of $11 million passed through from Western Riverside Council of Governments (WRCOG). The Commission expects to receive the November 2020 through March 2021 revenues by the end of the fourth quarter. The budgeted balance of $4.5 million relates to the TUMF zone reimbursements from WRCOG for the Interstate 15 interchange at Railroad Canyon in the city of Lake Elsinore. During the FY 2020/21 budget process, the Commission conservatively budgeted RCTC 91 Express Lanes and 15 Express Lanes toll revenues and toll violations and fee revenues at $37.3 million and $4.9 million, respectively. In January 2021, the Commission approved a $10.7 million mid -year budget adjustment to reduce toll revenues and toll violations and fee revenues due to the delayed opening of the 15 Express Lanes. The operating statement shows the toll revenues at 97 percent of the revised budget and toll violations and fee revenues at 143 percent. All toll and fee revenues are related to the RCTC 91 Express Lanes, as the 15 Express Lanes opened in early April 2021. Staff will continue to monitor the toll transactions. Other revenues primarily related to property management lease revenues are at 104 percent of the $549,100 budget; investment income through the third quarter is 85 percent of the budget. Gain on sale of land is recorded as part of the RCTC 91 Express Lanes Enterprise Fund accounting records and reflects the gain on sale of excess land purchased for the 91 Project. Gain on sale of land is not a budget -related item and, therefore, is not included in the FY 2020/21 budget. The expenditures/expenses and other financing sources/uses categories are in line overall with the expectations of the budget with the following exceptions: • Salaries and benefits are under budget primarily due to unfilled budgeted positions, including the regional conservation positions related to the Implementation and Management Services Agreement between the Commission and the Western Riverside County Regional Conservation Authority effective January 1, 2021; • Professional services are under budget primarily due to unused budget authority for rail operations and development activities, highway general legal and professional services, toll operations general legal and professional services, administrative professional services, and finance auditing and professional services; • Support costs are under budget due to unused budget authority for administrative activities, rail operations and development activities, regional program and commuter assistance advertising, and toll operations; Agenda Item 6C 16 " P r o g r a m o p e r a t i o n s a r e u n d e r b u d g e t d u e t o u n u s e d b u d g e t a u t h o r i t y f o r t h e t o l l o p e r a t i o n s , m o t o r i s t a n d c o m m u t e r a s s i s t a n c e p r o g r a m o p e r a t i o n s , h i g h w a y a n d r a i l p r o g r a m m a n a g e m e n t , a n d s t a t i o n s e c u r i t y ; " T h e s t a t u s o f s i g n i f i c a n t C o m m i s s i o n c a p i t a l p r o j e c t s ( e n g i n e e r i n g , c o n s t r u c t i o n , d e s i g n - b u i l d , a n d r i g h t o f w a y / l a n d ) w i t h b u d g e t a m o u n t s e x c e e d i n g $ 5 m i l l i o n i s d i s c u s s e d i n t h e a t t a c h m e n t ; " O p e r a t i n g a n d c a p i t a l d i s b u r s e m e n t s a r e m a d e a s c l a i m s a r e s u b m i t t e d t o t h e C o m m i s s i o n b y t r a n s i t o p e r a t o r s ; " S p e c i a l s t u d i e s u n u s e d b u d g e t a u t h o r i t y i s r e l a t e d t o f e a s i b i l i t y s t u d i e s ; " L o c a l s t r e e t s a n d r o a d s e x p e n d i t u r e s a r e r e l a t e d t o M e a s u r e A s a l e s t a x r e v e n u e s . T h e s e f i n a n c i a l s t a t e m e n t s r e f l e c t t h e t u r n b a c k p a y m e n t s t h r o u g h J a n u a r y 2 0 2 1 ; " R e g i o n a l a r t e r i a l e x p e n d i t u r e s p r i m a r i l y r e p r e s e n t e x p e n d i t u r e s f o r h i g h w a y s a n d r e g i o n a l a r t e r i a l p r o g r a m a d m i n i s t e r e d b y C o a c h e l l a V a l l e y A s s o c i a t i o n o f G o v e r n m e n t s ( C V A G ) . C V A G r e q u e s t s r e i m b u r s e m e n t s f r o m t h e C o m m i s s i o n b a s e d o n a v a i l a b l e f u n d s a n d s u f f i c i e n t b u d g e t a u t h o r i t y ; " D e b t s e r v i c e p r i n c i p a l p a y m e n t s a r e m a d e a n n u a l l y o n J u n e 1 , w h i l e d e b t s e r v i c e i n t e r e s t p a y m e n t s a r e m a d e s e m i a n n u a l l y o n D e c e m b e r 1 a n d J u n e 1 . O n a q u a r t e r l y b a s i s i n t h e R C T C 9 1 E x p r e s s L a n e s E n t e r p r i s e F u n d a c c o u n t i n g r e c o r d s , t h e C o m m i s s i o n r e c o r d s a c c r u e d i n t e r e s t i n c l u d i n g c o m p o u n d e d i n t e r e s t o n t h e 9 1 P r o j e c t T r a n s p o r t a t i o n I n f r a s t r u c t u r e F i n a n c e a n d I n n o v a t i o n A c t ( T I F I A ) l o a n a n d a c c r e t e d i n t e r e s t o n t h e 2 0 1 3 T o l l R e v e n u e B o n d s , S e r i e s B ( c a p i t a l a p p r e c i a t i o n ) . H o w e v e r , $ 1 6 . 9 m i l l i o n o f t h e $ 2 2 . 2 m i l l i o n i n t e r e s t c o s t t h r o u g h t h e t h i r d q u a r t e r w i l l n o t b e p a i d i n t h e c u r r e n t y e a r a n d t h e r e f o r e i s n o t i n c l u d e d i n t h e F Y 2 0 2 0 / 2 1 b u d g e t ; " C a p i t a l o u t l a y e x p e n d i t u r e s a r e u n d e r b u d g e t d u e t o u n u s e d b u d g e t a u t h o r i t y f o r o f f i c e a n d p r o p e r t y i m p r o v e m e n t s f o r s t a t i o n r e h a b i l i t a t i o n , t o l l o p e r a t i o n s t r a n s p o n d e r s , a n d C o m m i s s i o n o f f i c e , n e t w o r k , h a r d w a r e , a n d s o f t w a r e i m p r o v e m e n t s ; " D e p r e c i a t i o n i s r e c o r d e d a s p a r t o f t h e a c c r u a l a d j u s t m e n t s i n t h e R C T C 9 1 E x p r e s s L a n e s E n t e r p r i s e F u n d a c c o u n t i n g r e c o r d s ; h o w e v e r , s u c h d e p r e c i a t i o n i s n o t p a i d a n d t h e r e f o r e i s n o t i n c l u d e d i n t h e F Y 2 0 2 0 / 2 1 b u d g e t ; a n d " T h e C o m m i s s i o n e n t e r e d i n t o a l o a n a g r e e m e n t w i t h t h e U . S . D e p a r t m e n t o f T r a n s p o r t a t i o n f o r a $ 1 5 2 . 5 m i l l i o n T I F I A l o a n t o p a y e l i g i b l e 1 - 1 5 E x p r e s s L a n e s p r o j e c t c o s t s . P r o c e e d s o f t h e T I F I A l o a n m a y b e d r a w n u p o n a f t e r c e r t a i n c o n d i t i o n s h a v e b e e n m e t . T h r o u g h t h e t h i r d q u a r t e r , t h e C o m m i s s i o n d r e w d o w n $ 1 5 . 7 m i l l i o n i n T I F I A l o a n p r o c e e d s , f o r a c u m u l a t i v e i n c e p t i o n t o d a t e t o t a l i n T I F I A l o a n p r o c e e d s o f $ 1 4 1 . 9 m i l l i o n . D u r i n g c o n s t r u c t i o n o f t h e 1 - 1 5 E x p r e s s L a n e s p r o j e c t a n d f o r a p e r i o d o f u p t o f i v e y e a r s f o l l o w i n g s u b s t a n t i a l c o m p l e t i o n , i n t e r e s t i s c o m p o u n d e d a n d a d d e d t o t h e T I F I A l o a n . T I F I A d e b t s e r v i c e p a y m e n t s a r e e x p e c t e d t o c o m m e n c e i n D e c e m b e r 2 0 2 5 , w h i c h i s a p p r o x i m a t e l y f i v e y e a r s a f t e r s u b s t a n t i a l c o m p l e t i o n o f t h e 1 - 1 5 E x p r e s s L a n e s p r o j e c t , t h r o u g h 2 0 5 5 . A t t a c h m e n t s : 1 ) Q u a r t e r l y P r o j e c t S t a t u s M a r c h 2 0 2 1 2 ) Q u a r t e r l y F i n a n c i a l S t a t e m e n t s M a r c h 2 0 2 1 A g e n d a I t e m 6 C 1 7 Project Description RIVERSIDE COUNTY TRANSPORTATION COMMISSION QUARTERLY PROJECT STATUS 3rd QUARTER FOR NINE MONTHS ENDED 3/31/2021 FY 2020/21 3rd Quarter Budget Expenditures 3rd Quarter Actuals ATTACHMENT 1 Project Status 91 Project (P003028) The project connects with Orange County Transportation Authority's tolled express lanes at the Orange County/Riverside County line and continues approximately eight miles to the Interstate (I)-15/State Route (SR) -91 interchange. The project involves widening pavement on the outside of the existing highway to reposition general purpose lanes and repurposing the existing high occupancy vehicle lanes to accommodate two -tolled express lanes in the median in each direction. The 91 Project also involves constructing one new general-purpose lane in each direction from SR -71 to 1-15, ultimately providing two -tolled express lanes and five general purpose lanes in each direction. 91 Project development activities began in September 2007, construction work related to roadway and structures began in July 2014, and the toll lanes opened in March 2017. The total cost of the 91 Project is estimated at $1.4 billion, including capitalized interest, debt service reserves, contingency, and cost of issuance. The FY 2020/21 budget amount is $15,493,100. SR -91 Corridor Operations Project (623046) The project will add one additional general-purpose lane to westbound SR- 91 between Green River Road and the on -ramp to southbound SR -241. Included in the project is 9 to 10 feet of outside widening at some locations and restriping in others. The FY2020/21 budget amount is $37,390,100. 1-15 Express Lanes project (P003027) The project will generally add two tolled express lanes in each direction from SR -60 to Cajalco Road in Corona. Project development activities began in April 2008, and lanes are expected to open to traffic in Spring 2021. The total project cost is estimated at $472 million, which includes $42 million of contingency. The FY 2020/21 budget amount is $69,731,400. $ 2,944,300 13, 715, 500 26, 079, 700 ($ 536,041) The under run of the FY 2020/21 budget at the third quarter is due to a FY 2019/20 accrual reversal for the Army Corps of Engineers Reach 9 project ($1.7 million), a FY 2019/20 accrual reversal for Caltrans not yet offset by actual invoices ($0.6 million), a FY2019/20 accrual reversal for the design builder costs not yet offset by actual invoices ($0.4 million), and an under run in the project and construction management (PCM) contract ($0.7 million). 5,070,009 The under run of the FY 2020/21 budget at the third quarter is due to a slower than anticipated start for the construction contract ($7.4 million) and under runs in construction management ($0.9 million) and program management ($0.1 million). 16,221,101 The under run of the FY 2020/21 budget at the third quarter is due to design builder contingency not used ($2.0 million), under runs in the PCM contract ($1.9 million) and marketing and towing ($0.9 million), late opening for the toll services provider ($2.9 million), and an agreement that Caltrans extended oversight was not needed after October 2020 ($1.5 million). Staff anticipates roughly $6 million in dispute resolution claims that will draw down from unused contingency. 18 RIVERSIDE COUNTY TRANSPORTATION COMMISSION QUARTERLY PROJECT STATUS 3rd QUARTER FOR NINE MONTHS ENDED 3/31/2021 Project Description FY 2020/21 3rd Quarter Budget Expenditures 3rd Quarter Actuals Project Status 15/91 Express Lanes Connector (P003039) The 15/91 Express Lane Connector (ELC) project constructs an express lanes median direct connector from southbound 1-15 to westbound SR -91 and from eastbound SR -91 to northbound 1-15 in the city of Corona. The project also adds tolled express lanes in each direction of 1-15 from the 15/91 ELC to Hidden Valley Parkway; adds a tolled express lane in each direction of SR -91 from east of Lincoln Avenue to the 15/91 ELC; extends the tolled express lane along eastbound SR -91 from 1-15 to west of Promenade Avenue; and extends an eastbound auxiliary lane along SR -91 from west of 1-15 to west of Promenade Avenue. The project also includes the addition of a toll collection system infrastructure along 1-15 and SR -91. The estimated project cost is $270 million and the project is partially funded by state funds allocated under Senate Bill (SB) 132 legislation. The connector is expected to open to traffic in 2023. The FY 2020/21 budget amount is $51,620,000. 1-15 Express Lanes Southern Extension (P003044) The project will add express lanes between SR -74 and Cajalco Road. The estimated project cost is $544 million with the Project Approval and Environmental Document (PA/ED) phase of work funded by federal Congestion Mitigation and Air Quality (CMAQ) funds and Measure A. The FY 2020/21 budget amount is $6,862,000. 31, 743, 500 4,621, 500 28,692,504 The under run of the FY 2020/21 budget at the third quarter is due to under runs in the PCM contract ($1.5 million), the toll service provider ($0.5 million), and a BNSF temporary construction license ($0.7 million). 2,979,880 The under run of the FY 2020/21 budget at the third quarter is due to lagging invoices from the PA/ED firm ($1.4 million). 19 RIVERSIDE COUNTY TRANSPORTATION COMMISSION QUARTERLY PROJECT STATUS 3rd QUARTER FOR NINE MONTHS ENDED 3/31/2021 Project Description FY 2020/21 3rd Quarter Budget Expenditures 3rd Quarter Actuals Project Status Mid County Parkway (MCP) (P002302, P612302, P002320, & P002317) The environmental document for a new corridor from 1-215 to SR -79 was approved in April 2015. The first design package is under construction. Construction of this new facility will be completed over many years as funding becomes available; the total project cost is estimated at $1.3 to $2.1 billion. The FY 2020/21 budget amount is $43,222,800. Pachappa Underpass project (P003038) The project will remove the Pachappa shoofly structure and associated retaining walls and construct a retaining wall, drainage, and track bed for the permanent Pachappa underpass. Track relocation will be performed by Union Pacific Railroad (UPRR). The project construction cost is estimated at $16 million. The FY 2020/21 budget amount is $14,296,100. SR -60 Truck Lanes (P003029) The project will construct eastbound climbing and westbound descending truck lanes from Gilman Springs Road to west of Jack Rabbit trail and upgrade existing shoulders to standard widths. The estimated project cost is $138 million and the project is funded by CMAQ, State Transportation Improvement Program/Regional Improvement Program, State Highway Operation and Protection Program, and 2009 Measure A highway funds. The FY 2020/21 budget amount is $43,565,700. 30,837,600 8,820,900 28, 818, 300 12,044,346 The under run of the FY 2020/21 budget at the third quarter is primarily due to the following for each project: • MCP: Under runs in preliminary engineering due to lower than anticipated billing from consultants ($0.3 million) and right of way (ROW) acquisition, acquisition support, and ROW support for moving expenses ($0.3 million). • MCP Placentia: Under runs in construction, construction management, and construction support due to the contract bid being substantially lower than the engineer's estimate ($4.9 million). • MCP Mitigation: The first year of plant establishment was completed at the beginning of the third quarter in FY 2020/21 and the minimal under run was due to construction and construction management ($0.1 million). 4,220,631 The under run of the FY 2020/21 budget at the third quarter is due to additional time required for UPRR, pushing expenditures into the next quarter for construction ($2.1 million) and construction management ($0.5 million), as well as billings not yet received for UPRR construction support services ($1.9 million). 21,120,445 The under run of the FY 2020/21 budget at the third quarter is due to lower -than -expected construction invoice billings ($6.0 million), one month lag in construction management billing ($0.9 million), and FY 2019/20 accrual reversals for construction support services not yet offset by actual invoices ($0.4 million). 20 RIVERSIDE COUNTY TRANSPORTATION COMMISSION QUARTERLY PROJECT STATUS 3rd QUARTER FOR NINE MONTHS ENDED 3/31/2021 Project Description FY 2020/21 3rd Quarter Budget Expenditures 3rd Quarter Actuals Project Status 71/91 Connector Project (P003021) The project includes ROW acquisition, utility relocation, and environmental revalidation work for improvements to the 71/91 connector. The estimated project cost is $118 million. The FY 2020/21 budget amount is $5,055,700. I-15/Railroad Canyon Interchange (P005104) The project is to relieve congestion by improving traffic operations through improvements of the Railroad Canyon Road interchange and correction of the merging/diverging freeway and ramp movements. The estimated project cost is $51 million and the project is funded by TUMF Regional Arterial, SB-1 LPP-C, STIP/RIP, and city of Lake Elsinore contribution. The FY 2020/21 budget amount is $26,952,500. Riverside Layover Facility (P653822) The project includes increased capacity and maintenance service improvements to Metrolink's West Layover Facility, north of the Riverside Downtown station. The improvements include expansion of the facility to accommodate three storage tracks with an overall storage capacity of three 6 -train sets. The project is funded by Federal Transit Administration Section 5307. The FY 2020/21 budget amount is $9,683,600. 3,791,800 19, 584,400 3,837,700 1,227,099 The minimal under run of the FY 2020/21 budget at the third quarter is due to delayed billings on final design by the consultant ($0.2 million). 16,404,131 The under run of the FY 2020/21 budget at the third quarter is due to under runs in construction ($1.1 million), construction management ($0.9 million), ROW services ($0.6 million), construction support services ($0.2 million), and final design ($0.2 million). 4,132,735 Construction was substantially completed in the third quarter of FY 2020/21 and the overrun is due to SCRRA billings of engineering support services ($0.1 million) and additional work items identified by SCRRA, postponing construction and construction management ($0.4 million) into the fourth quarter of FY 2020/21. The total overrun is offset by an under run of construction support & ROW services ($0.2 million). This list discusses the significant capital projects (i.e., total budgeted costs in excess of $5 million) and related status. Capital project expenditures are generally affected by lags in invoices submitted by contractors and consultants, as well as issues encountered during certain phases of the projects. The capital projects budgets tend to be based on aggressive project schedules. 21 Revenues Sales tax Federal reimbursements State reimbursements Local reimbursements Transportation Uniform Mitigation Fee Toll revenues Toll violations and fee revenues Other revenues Investment income Gain on sale of land Total revenues Expenditures/Expenses Salaries and benefits Professional and support Professional services Support costs Total Professional and support costs RIVERSIDE COUNTY TRANSPORTATION COMMISSION QUARTERLY BUDGET TO ACTUAL 3RD QUARTER FOR NINE MONTHS ENDED 3/31/2021 ATTACHMENT 2 FY 2020/21 3RD QUARTER REMAINING PERCENT BUDGET ACTUAL BALANCE UTILIZATION $ 323,915,700 $ 207,991,603 $ (115,924,097) 64% 103,535,700 9,544,633 (93,991,067) 9% 149,063,600 51,487,951 (97,575,649) 35% 20,466,100 6,025,484 (14,440,616) 29% 15,500,000 5,660,120 (9,839,880) 37% 28,268,400 27,303,540 (964,860) 97% 3,450,200 4,936,554 1,486,354 143% 549,100 571,922 22,822 104% 3,545,500 3,025,229 (520,271) 85% 1,772,393 1,772,393 N/A 648,294,300 318,319,429 (329,974,871) 49% 13,246,000 6,967,050 6,278,950 53% 20,786,400 5,471,787 15,314,613 26% 15,885,400 5,350,392 10,535,008 34% 36,671,800 10,822,179 25,849,621 30% Projects and operations Program operations 40,1 19,300 15,710,522 24,408,778 39% Engineering 30,450,200 9,902,676 20,547,524 33% Construction 206,567,700 69,834,120 136,733,580 34% Design Build 100,395,600 34,307,303 66,088,297 34% Right of way/land 57,482,700 13,983,635 43,499,065 24% Operating and capital disbursements 136,775,700 45,057,194 91,718,506 33% Special studies 1,445,000 - 1,445,000 N/A Local streets and roads 59,152,100 39,604,120 19,547,980 67% Regional arterials 33,753,000 8,122,453 25,630,547 24% Total projects and operations 666,141,300 236,522,023 429,619,277 36% Debt service Principal 28,495,000 - 28,495,000 N/A Interest 48,143,900 42,839,656 5,304,244 89% Total debt service 76,638,900 42,839,656 33,799,244 56% Capital outlay 6,072,600 2,007,159 4,065,441 33% Depreciation - 8,083,625 (8,083,625) N/A Total Expenditures/Expenses 798,770,600 307,241,692 491,528,908 38% Excess revenues over (under) expenditures/expenses (150,476,300) 11,077,737 512,076,432 -7% Other financing sources/(uses) Transfer in 179,922,600 120,772,379 (59,150,221) 67% Transfer out (179,922,600) (120,772,379) 59,150,221 67% TIFIAIoan proceeds 47,371,900 15,660,996 (31,710,904) 33% Total financing sources/(uses) 47,371,900 15,660,996 31,710,904 33% Net change in fund balances Fund balance July 1, 2020 Fund balance March 31, 2021 (103,104,400) 821,472,700 26,738,733 543,787,336 -26% 534,094,125 (287,378,575) 65% $ 718,368,300 $ 560,832,858 $ 256,408,761 78% 22 RIVERSIDE COUNTY TRANSPORTATION COMMISSION QUARTERLY BUDGET TO ACTUAL BY FUND 3RD QUARTER FOR NINE MONTHS ENDED 3/31/2021 SPECIAL REVENUE FUNDS MEASURE A SALES TAX TRANSPORTATION DEVELOPMENT ACT GENERAL FUND FSP/ SAFE WESTERN COUNTY COACHELLA PALO VERDE LOCAL TRANSPORTATION STATE TRANSIT STATE OF GOOD VALLEY VALLEY FUND ASSISTANCE REPAIR TRANSPORTATION UNIFORM MITIGATION FEE (TUMF) COACHELLA OTHER AGENCY REGIONAL VALLEY RAIL PROJECTS CONSERVATION SB1 32 Revenues Sales tax $ - $ - $ 101,981,152 $ 27,953,147 $ 571,420 $ 65,607,661 $ 9,516,550 $ 2,361,673 $ - $ - $ - $ $ - Federal reimbursements (3,006,558) - 11,049,247 - - - - 89,691 - - - State reimbursements (49,034) 1,840,687 10,327,916 - - - - 6,954,883 - - 32,413,499 Local reimbursements 410,907 19,107 5,086,070 - - - - - 192,105 317,295 - Transportation Uniform Mitigation Fee - - - - - - 5,660,120 - - - Toll revenues - - - - - - - - - Toll violations and fee revenues - - - - - - - - - Other revenues 346 504,166 - - - - 15,000 - - - Investment income 58,066 22,676 592,575 167,824 - 204,980 312,257 22,177 298,957 7,242 843 16,656 Gain on sale of land - - - - - - - - - - Total revenues (2,586,273) 1,882,470 129,541,126 28,120,971 571,420 65,812,641 9,828,807 2,383,850 12,928,960 96,933 192,948 317,295 32,430,155 Expenditures/Expenses Salaries and benefits Professional and support Professional services Support costs Total Professional and support costs 3,332,522 2,038,613 1,397,202 3,435,815 92,273 2,221,127 192,086 83,412 275,498 1,890,141 2,170,241 4,060,382 5,882 5,882 177,522 16,355 27,008 488,046 59,775 11,763 - 43,516 494,230 3,496 20,221 10,348 - - - 2,253 - - 1,202 6 - 11,763 - 45,769 494,230 3,496 21,423 10,354 Protects and operations Program operations - 2,431,635 6,424,143 - - - - - 438,693 - 126,231 1,172 259,267 Engineering - 5,034,543 - - - - - 452,915 3,667 97,932 4,313,619 Construction (375,000) 50,633,033 - - - - - 15,958,459 - - 3,195,965 Design Build - 7,697,538 - - - - - - - 26,550,097 Right of way/land - (1,070,068) - - - - 3,581,094 - - 6,861 11,465,748 Operating and capital disbursements 747,995 1,066,507 3,970,589 - 31,386,634 7,352,778 532,691 - - - - Special studies - - - - - - - - - - - - Local streets and roads - - 29,351,087 9,693,703 559,330 - - - - - - - Regional arterials - - 8,122,453 - - - - - - - Total protects and operations 372,995 2,431,635 99,136,783 21,786,745 559,330 31,386,634 7,352,778 532,691 20,431,161 3,667 224,163 8,033 45,784,696 Debt service Principal Interest Total debt service Capital outlay Depreciation Total Expenditures/Expenses Excess revenues over (under) expenditures/expenses 67,306 1,939,853 7,208,638 2,799,406 107,358,145 21,792,627 559,330 31,386,634 7,364,541 532,691 20,654,452 514,252 254,667 517,502 45,854,825 (9,794,911) (916,936) 22,182,981 6,328,344 12,090 34,426,007 2,464,266 1,851,159 (7,725,492) (417,319) (61,719) (200,207) (13,424,670) Other financing sources/(uses) Transfer in 12,745,356 1,965,900 51,188,164 - - - - 61,680 672,000 - 2,000,000 Transfer out (272,900) (2,065,700) (87,418,023) (242,500) (12,500) (11,019,855) (751,600) (845,203) (4,024,299) (11,300) TIFIAIoan proceeds - - 15,660,996 - - - - - - - - - Total financing sources/(uses) 12,472,456 (99,800) (20,568,863) (242,500) (12,500) (11,019,855) (751,600) (845,203) (3,962,619) 660,700 - 2,000,000 Net change in fund balances 2,677,545 (1,016,736) 1,614,118 6,085,844 (410) 23,406,152 1,712,666 1,005,956 (11,688,111) 243,381 (61,719) (200,207) (11,424,670) Fund balance July 1, 2020 25,862,291 10,908,798 263,779,809 63,573,136 411 97,108,303 119,712,384 9,087,946 117,537,108 2,902,126 20,861 - 28,746 Fund balance March 31, 2021 $ 28,539,836 $ 9,892,062 $ 265,393,927 $ 69,658,980 $ 1 $ 120,514,455 $ 121,425,050 $ 10,093,902 $ 105,848,997 $ 3,145,507 $ (40,858) $ (200,207) $ (11,395,924) 23 RIVERSIDE COUNTY TRANSPORTATION COMMISSION QUARTERLY BUDGET TO ACTUAL BY FUND 3RD QUARTER FOR NINE MONTHS ENDED 3/31/2021 ENTERPRISE FUND CAPITAL PROJECTS FUNDS TOLL OPERATIONS COMMERCIAL PAPER SALES TAX BONDS DEBT SERVICE COMBINED TOTAL Revenues Sales tax $ - $ $ $ - $ 207,991,603 Federal reimbursements - - - 1,412,253 9,544,633 State reimbursements - - - - 51,487,951 Local reimbursements - - - 6,025,484 Transportation Uniform Mitigation Fee - - 5,660,120 Toll revenues 27,303,540 - 27,303,540 Toll violations and fee revenues 4,936,554 - 4,936,554 Other revenues 52,410 - 571,922 Investment income 251,333 813,527 243,075 13,041 3,025,229 Gain on sale of land 1,772,393 - - 1,772,393 Total revenues 34,316,230 813,527 243,075 1,425,294 318,319,429 Expenditures/Expenses Salaries and benefits 552,422 - 6,967,050 Professional and support Professional services 761,491 - 5,471,787 Support costs 1,696,076 - 5,350,392 Total Professional and support costs 2,457,567 - 10,822,179 Protects and operations Program operations 6,029,381 - 15,710,522 Engineering - - 9,902,676 Construction 421,663 - 69,834,120 Design Build 59,668 - 34,307,303 Right of way/land - - 13,983,635 Operating and capital disbursements - - 45,057,194 Special studies - - - Local streets and roads - - 39,604,120 Regional arterials - - - 8,122,453 Total protects and operations 6,510,712 - 236,522,023 Debt service Principal - Interest 22,234,617 Total debt service 22,234,617 Capital outlay Depreciation Total Expenditures/Expenses 8,083, 625 93,020 93,020 20,512,019 20,512,019 42,839,656 42,839,656 2,007,159 8,083,625 39,838,943 93,020 20,512,019 307,241,692 Excess revenues over (under) (5,522,713) 813,527 150,055 (19,086,725) 11,077,737 expenditures/expenses Other financing sources/(uses) Transfer in - 52,139,279 120,772,379 Transfer out (489,200) (12,207,045) (1,412,254) (120,772,379) TIFIAIoan proceeds - - - 15,660,996 Total financing sources/(uses) (489,200) (12,207,045) 50,727,025 15,660,996 Net change in fund balances (6,011,913) 813,527 (12,056,990) 31,640,300 Fund balance July 1, 2020 (276,232,056) 18,123,165 70,028,781 11,652,316 Fund balance March 31, 2021 $ (282,243,969) $ 18,936,692 $ 57,971,791 $ 43,292,616 $ 26, 738, 733 534,094,125 560,832,858 24 AGENDA ITEM 60 RIVERSIDE COUNTY TRANSPORTATION COMMISSION DATE: May 24, 2021 TO: Budget and Implementation Committee FROM: Megan Kavand, Senior Financial Analyst Michele Cisneros, Deputy Finance Director THROUGH: Theresia Trevino, Chief Financial Officer SUBJECT: Quarterly Investment Report STAFF RECOMMENDATION: This item is for the Committee to: 1) Receive and file the Quarterly Investment Report for the quarter ended March 31, 2021; and 2) Forward to the Commission for final action. BACKGROUND INFORMATION: The Commission's quarterly investment reports have generally reflected investments primarily concentrated in the Riverside County Pooled Investment Fund as well as investments in mutual funds for sales tax revenue bonds debt service payments and in the state Local Agency Investment Fund. As a result of significant project financings such as the State Route 91 Corridor Improvement Project (91 Project or 91 CIP) and the Interstate 15 Express Lanes Project (1-15 ELP), the Commission engaged MetLife Investment Management, LLC, formerly Logan Circle Partners, L.P. (MetLife), as the investment manager for the bond proceeds and other required funds. Additionally, the Commission engaged Payden & Rygel Investment Management (Payden & Rygel) to make specific investments for Commission operating funds. The Commission approved initial agreements with the investment managers in May 2013 following a competitive procurement and has extended the agreements through the annual recurring contracts process. MetLife invested the debt proceeds and subsequent other required contributions for the 91 Project and 1-15 ELP in separate accounts of the Short -Term Actively Managed Program (STAMP). The Commission completed the 91 Project financing in 2013 and the 1-15 ELP project and 91 Project completion financing (2017 Financing) in July 2017. Consistent with financing expectations, the Commission expended all of the 91 Project debt proceeds and equity contributions, except for the toll revenue bonds debt service reserve, and subsequent to commencement of operations, established other required accounts. The Commission continues to expend the 2017 Financing bond proceeds on the 1-15 ELP and funded required reserve accounts. Agenda Item 6D 25 The quarterly investment report for the third quarter of FY 2020/21, as required by state law and Commission policy, reflects the investment activities resulting from the 91 Project, 2017 Financing, and available operating cash. As of March 31, 2021, the Commission's cash and investments was comprised of the following: CASH AND INVESTMENTS PORTFOLIO AMOUNTS Operating Trust Commission -managed STAMP for 91 CIP STAMP for 2017 Financing Total $ 593,520,758 120,230,491 132,351,764 65,697,097 54,034,909 $ 965,835,019 The quarterly investment report includes the following information: • Investment Portfolio Report; • 91 CIP STAMP Portfolio by Investment Category; • 91 CIP STAMP Portfolio by Account; • 91 CIP STAMP Portfolio Transaction Report by Account; • 91 CIP STAMP Portfolio Summary of investments by credit rating, industry group, asset class, security type, and market sector; • 91 CIP STAMP Portfolio Toll Revenue Series A & Series B Reserve Fund Summary of investments by credit rating, industry group, asset class, security type, and market sector; • 91 CIP STAMP Portfolio Residual Fund Required Retained Balance Summary of investments by credit rating, industry group, asset class, security type, and market sector; • 91 CIP STAMP Portfolio TIFIA Reserve Fund Summary of investments by credit rating, industry group, asset class, security type, and market sector; • 2017 Financing STAMP Portfolio by Investment Category; • 2017 Financing STAMP Portfolio by Account; • 2017 Financing STAMP Portfolio Transaction Report by Account; • 2017 Financing STAMP Portfolio Summary of investments by credit rating, industry group, asset class, security type, and market sector; • 2017 Financing STAMP Portfolio 1-15 ELP Sales Tax Senior Lien TIFIA Project Fund Summary of investments by credit rating, industry group, asset class, security type, and market sector; • 2017 Financing STAMP Portfolio Ramp Up Fund Summary of investments by credit rating, industry group, asset class, security type, and market sector; • MetLife Short Duration First Quarter 2021 Review; • Payden & Rygel Operating Portfolio by Investment Category; • Payden & Rygel Operating Portfolio Transaction Report; • Payden & Rygel Operating Portfolio First Quarter 2021 Review; and • County of Riverside Investment Report for the Quarter Ended March 31, 2021. Agenda Item 6D 26 The Commission's investments were in full compliance with the Commission's investment policy adopted on August 12, 2020, and investments securities permitted under the indenture for the Commission's sales tax revenue bonds and the master indentures for the Commission's toll revenue bonds. Additionally, the Commission has adequate cash flows for the next six months. Attachments: 1) Investment Portfolio Report 2) 91 CIP STAMP Portfolio by Investment Category 3) 91 CIP STAMP Portfolio by Account 4) 91 CIP STAMP Portfolio Transaction Report by Account 5) 91 CIP STAMP Portfolio Summary of Investments 6) 91 CIP STAMP Portfolio Toll Revenue Series A & Series B Reserve Fund Summary of Investments 7) 91 CIP STAMP Portfolio Residual Fund Required Retained Balance Summary of Investments 8) 91 CIP STAMP Portfolio TIFIA Reserve Fund Summary of Investments 9) 2017 Financing STAMP Portfolio by Investment Category 10) 2017 Financing STAMP Portfolio by Account 11) 2017 Financing STAMP Portfolio Transaction Report by Account 12) 2017 Financing STAMP Portfolio Summary of Investments 13) 2017 Financing STAMP Portfolio 1-15 ELP Sales Tax Senior Lien TIFIA Project Fund Summary of Investments 14) 2017 Financing STAMP Portfolio Ramp Up Fund Summary of Investments 15) Payden & Rygel Operating Portfolio by Investment Category 16) Payden & Rygel Operating Portfolio Transaction Report 17) MetLife Short Duration Quarterly Review 18) Payden & Rygel Operating Portfolio Quarterly Review 19) County of Riverside Investment Report Agenda Item 6D 27 ATTACHMENT 1 Riverside County Transportation Commission Investment Portfolio Report Period Ended: March 31, 2021 (Amounts subject to rounding differences) RATING COUPON PAR PURCHASE MATURITY YIELD TO PURCHASE MARKET UNREALIZED FAIR VALUE MOODYS / S&P RATE VALUE DATE DATE MATURITY COST VALUE GAIN (LOSS) OPERATING FUNDS City National Bank Deposits 7,122,796 A3/BBB+ N/A N/A County Treasurer's Pooled Investment Fund 582,479,182 Aaa-bf/AAA-V1 N/A 0.33% Local Agency Investment Fund (LAIF) 3,918,780 N/A N/A N/A Subtotal Operating Funds 593,520,758 FUNDS HELD IN TRUST County Treasurer's Pooled Investment Fund: Local Transportation Fund 120,230,491 Aaa-bf/AAA-V1 N/A 0.33% Subtotal Funds Held in Trust 120,230,491 COMMISSION MANAGED PORTFOLIO US Bank Payden & Rygel Operating 55,628,262 See attached report for details First American Government Obligation Fund 76,723,502 N/A N/A N/A Subtotal Commission Managed Portfolio 132,351,764 STAMP PORTFOLIO for 91 CIP Series A & Series B Reserve Fund Residual Fund Required Retained Balance TIFIA Reserve Fund Subtotal STAMP Portfolio - 91 CIP STAMP PORTFOLIO for 2017 Financing Sales Tax 115 ELP Project Revenue Fund Ramp Up Fund Subtotal STAMP Portfolio - 2017 Financing TOTAL All Cash and Investments $ 965,835,019 17,797,766 26,955,167 20,944,165 65,697,097 37,555,430 16,479,479 54,034,909 5700,000,000 5600,000,000 $500,000,000 $400,000,000 5300,000,000 $200,000,000 $100,000,000 $- See attached report for details See attached report for details See attached report for details See attached report for details See attached report for details Nature of Investments • STAMP Portfolio for 91 CIP Reserve • STAMP Portfolio for 91 CIP Residual Fund • STAMP Portfolio for 91 CIP TIFIA Reserve Fund • STAMP Portfolio for 2017 Financing 115 ELP Project Revenue Fund • STAMP Portfolio for 2017 Financing Ramp Up Fund ■ Commission Managed Portfolio ■ Trust Funds • Operating Funds 28 ATTACHMENT 2 RIVERSIDE COUNTY TRANSPORTATION COMMISSION 91 CIP STAMP Portfolio by Investment Category for quarter ended March 31, 2021 Source Account Account Identifier Security Type Category Final Maturity Trade Date Current Face Value Original Cost Next Call Date Base Market Value Base Net Total Unrealized Gain/Loss Coupon Summarized Yield Credit Rating 256350023 MIM-Sr Lien Reserve Fund -1 3130AFFX0 Agency Federal Home Loan Banks Freddie Mac 11/16/2028 09/11/2019 185,000.00 205,766.25 -- 208,100.95 5,598.06 3.250 1.510 AAA 256350023 MIM-Sr Lien Reserve Fund -1 3134GWND4 Agency 08/12/2025 08/14/2020 300,000.00 299,580.00 08/12/2021 296,103.00 (3,528.45) 0.600 0.904 AAA 256350023 NOM -Sr Lien Reserve Fund -1 3134GWTLO Agency Freddie Mac 09/28/2023 09/23/2020 290,000.00 289,956.50 09/28/2021 290,116.00 152.12 0.300 0.219 AAA 256350023 MIM-Sr Lien Reserve Fund -1 3134GXDT8 Agency Freddie Mac 11/24/2023 11/19/2020 145,000.00 145,000.00 05/24/2021 144,841.95 (158.05) 0.350 0.391 AAA 256350023 NOM -Sr Lien Reserve Fund -1 3130ALIZ8 Agency Federal Home Loan Banks 03/12/2024 02/26/2021 200,000.00 200,000.00 04/12/2021 200,026.00 26.00 0.500 0.471 AAA 256350021 MIM-RCTC 2013 Residual Fund 3134GV6H6 Agency Freddie Mac 10/20/2022 07/22/2020 400,000.00 399,960.00 07/20/2021 400,132.00 159.71 0.320 0.211 AAA 256350021 MBd-RCTC 2013 Residual Fund 3134GWTL0 Agency Freddie Mac 09/28/2023 09/23/2020 270,000.00 269,959.50 09/28/2021 270,108.00 141.63 0.300 0.219 AAA 256350021 MIM-RCTC 2013 Residual Fund 3134GWY42 Agency Freddie Mac 10/13/2023 10/07/2020 300,000.00 299,850.00 10/13/2021 299,730.00 (143.26) 0.300 0.336 AAA 256350021 MBd-RCTC 2013 Residual Fund 3136G46A6 Agency Federal National Mortgage Association 10/27/2023 10/20/2020 415,000.00 414,896.25 10/27/2021 415,087.15 176.14 0.300 0.263 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3130AFFX0 Agency Federal Home Loan Banks 11/16/2028 09/11/2019 200,000.00 222,450.00 --- 224,974.00 6,051.96 3.250 1.510 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3137FGFf 9 Agency Freddie Mac 08/12/2021 04/29/2020 270,000.00 273,044.52 -- 271,053.00 180.49 1.125 0.053 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3134GWND4 Agency Freddie Mac 08/12/2025 08/14/2020 325,000.00 324,545.00 08/12/2021 320,778.25 (3,822.49) 0.600 0.904 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3134GWTL0 Agency Freddie Mac 09/28/2023 09/23/2020 315,000.00 314,952.75 09/28/2021 315,126.00 165.23 0.300 0.219 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3134GXDT8 Agency Freddie Mac 11/24/2023 11/19/2020 160,000.00 160,000.00 05/24/2021 159,825.60 (174.40) 0.350 0.391 AAA 256350018 MM1-RCTC 91 TIFIA Reserve 3137EADB2 Agency Freddie Mac 01/13/2022 06/06/2019 500,000.00 505,766.50 -- 508,995.00 7,224.68 2.375 0.077 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3130AL2Z8 Agency Federal Home Loan Banks 03/12/2024 02/26/2021 250,000.00 250,000.00 04/12/2021 250,032.50 32.50 0.500 0.471 AAA 256350023 MIM-Sr Lien Reserve Fund -1 3136A72D3 Agency CMO Federal National Mortgage Association 04/25/2022 07/03/2013 130,887.60 124,343.22 -- 132,591.76 2,453.70 2.482 0.477 AAA 256350023 MIM-Sr Lien Reserve Fund -1 3137AUPE3 Agency CMO Freddie Mac 06/25/2022 --- 150,000.00 151,611.80 -- 153,138.00 2,960.28 2.396 0.352 AAA 256350023 MIM-Sr Lien Reserve Fund -1 383772Z89 Agency CMO Government National Mortgage Association 10/20/2039 -- 20,922.21 21,492.04 -- 21,359.07 236.63 3.500 0.260 AAA 256350023 MIM-Sr Lien Reserve Fund -1 38376T5Z1 Agency CMO Government National Mortgage Association 01/16/2039 01/26/2015 42,772.58 44,686.66 --- 44,623.78 885.29 3.000 0.720 AAA 256350023 MIM-Sr Lien Reserve Fund -1 38378TAF7 AgencyCMO Government National Mortgage Association 07/20/2041 07/05/2013 72,010.87 72,021.73 -- 74,398.03 2,440.22 2.500 0.687 AAA 256350023 MIM-Sr Lien Reserve Fund -1 38380AZ34 Agency CMO Government National Mortgage Association 04/20/2046 11/28/2016 83,625.11 85,967.27 --- 88,640.94 2,936.55 3.000 1.749 AAA 256350023 MIM-Sr Lien Reserve Fund -1 38378CRT6 AgencyCMO Government National Mortgage Association 10/20/2040 05/22/2014 20,107.18 19,415.99 -- 20,515.55 733.02 2.000 0.640 AAA 256350023 MIM-Sr Lien Reserve Fund -1 38376WA62 Agency CMO Government National Mortgage Association 10/20/2039 --- 112,040.82 114,859.32 --- 119,677.52 4,911.41 4.000 1.257 AAA 256350023 NOM -Sr Lien Reserve Fund -1 38377RVK8 AgencyCMO Government National Mortgage Association 04/20/2039 -- 52,071.68 53,110.55 -- 53,375.03 969.99 3.000 1.119 AAA 256350023 MIM-Sr Lien Reserve Fund -1 3137AXHP1 Agency CMO Freddie Mac 09/25/2022 09/29/2017 140,000.00 142,089.06 -- 143,966.20 3,521.80 2.573 0.384 AAA 256350023 MIM-Sr Lien Reserve Fund -1 3137ATRW4 AgencyCMO Freddie Mac 05/25/2022 -- 282,110.00 278,085.13 -- 287,458.81 6,763.40 2.373 0.306 AAA 256350023 MIM-Sr Lien Reserve Fund -1 38378B7F0 Agency CMO Government National Mortgage Association 12/16/2042 --- 450,000.00 427,324.22 --- 461,767.50 20,457.82 2.273 1.365 AAA 256350023 MIM-Sr Lien Reserve Fund -1 38378VC45 AgencyCMO Government National Mortgage Association 12/16/2041 11/23/2018 78,800.61 75,956.40 -- 81,215.06 4,361.04 2.250 0.394 AAA 256350023 MIM-Sr Lien Reserve Fund -1 383772M59 Agency CMO Government National Mortgage Association 10/20/2039 11/21/2018 22,983.47 22,408.88 --- 23,214.23 501.09 2.500 0.893 AAA 256350023 NOM -Sr Lien Reserve Fund -1 38378HXH4 AgencyCMO Government National Mortgage Association 09/16/2027 03/08/2019 8,850.50 8,583.50 -- 8,968.04 300.72 1.250 0.288 AAA 256350023 MIM-Sr Lien Reserve Fund -1 3137B5A60 Agency CMO Freddie Mac 10/15/2028 03/20/2019 12,467.38 12,327.13 -- 12,912.47 550.03 2.500 -0.083 AAA 256350023 MM1-Sr Lien Reserve Fund -1 3137B4HD1 Agency CMO Freddie Mac 12/15/2042 03/20/2019 22,078.79 22,803.25 -- 23,424.94 777.02 4.500 0.580 AAA 256350023 MIM-Sr Lien Reserve Fund -1 38375XCM4 Agency CMO Government National Mortgage Association 11/16/2037 05/14/2019 24,810.87 25,513.52 --- 25,393.68 257.17 5.000 1.351 AAA 256350023 MIM-Sr Lien Reserve Fund -1 3136ADFF1 Agency CMO Federal National Mortgage Association 04/25/2023 06/10/2019 46,613.48 45,943.41 -- 46,923.46 714.89 1.500 0.502 AAA 256350023 MIM-Sr Lien Reserve Fund -1 38377REV3 Agency CMO Government National Mortgage Association 10/20/2039 07/01/2019 22,634.28 23,083.43 --- 22,970.40 133.32 3.500 0.798 AAA 256350023 MIM-Sr Lien Reserve Fund -1 38377QKH9 AgencyCMO Government National Mortgage Association 08/20/2040 08/20/2019 23,316.56 23,740.08 -- 23,985.75 294.33 3.000 1.172 AAA 256350023 MIM-Sr Lien Reserve Fund -1 383792M99 Agency CMO Government National Mortgage Association 02/16/2041 08/28/2019 11,166.53 11,238.50 -- 11,261.11 82.43 2.500 0.995 AAA 256350023 MIM-Sr Lien Reserve Fund -1 383781ZD7 AgencyCMO Government National Mortgage Association 12/20/2040 10/16/2019 24,735.18 24,425.99 -- 25,046.84 541.67 1.500 0.487 AAA 256350023 MIM-Sr Lien Reserve Fund -1 38378FRB8 Agency CMO Government National Mortgage Association 07/20/2042 12/30/2019 138,103.82 136,075.42 -- 141,530.17 5,490.12 2.000 1.319 AAA 256350023 MN4-Sr Lien Reserve Fund -1 38376TT7'9 AgencyCMO Government National Mortgage Association 11/20/2039 01/29/2020 26,430.38 27,049.84 -- 27,656.74 616.51 3.000 0.413 AAA 256350023 MIM-Sr Lien Reserve Fund -1 3137B1UG5 Agency CMO Freddie Mac 01/25/2023 -- 240,000.00 250,336.72 -- 248,726.40 1,816.64 2.637 0.341 AAA 256350023 MM1-Sr Lien Reserve Fund -1 38378AU90 AgencyCMO Government National Mortgage Association 10/20/2026 04/28/2020 74,259.70 76,394.67 -- 76,119.91 507.65 3.000 -0.645 AAA 256350023 MIM-Sr Lien Reserve Fund -1 3137ABFH9 Agency CMO Freddie Mac 06/25/2021 07/22/2019 56,945.05 58,410.94 --- 57,046.41 (30.72) 3.989 1.264 AAA 256350023 MEN -Sr Lien Reserve Fund -1 3137ARVU7 AgencyCMO Freddie Mac 08/15/2038 06/30/2020 68,229.20 69,178.01 -- 68,483.01 (51.83) 3.000 0.275 AAA 256350023 MIM-Sr Lien Reserve Fund -1 38377YTL4 Agency CMO Government National Mortgage Association 05/20/2040 12/16/2020 17,837.88 18,069.22 -- 18,093.32 (1.42) 2.000 1.243 AAA 256350023 MIM-Sr Lien Reserve Fund -1 3136A85X9 Agency CMO Federal National Mortgage Association 09/25/2027 02/04/2021 44,830.55 45,706.15 -- 45,944.14 260.63 1.500 0.068 AAA 256350023 MIM-Sr Lien Reserve Fund -1 3137AQQE1 Agency CMO Freddie Mac 05/15/2027 -- 89,950.00 91,636.58 -- 91,740.01 111.16 1.500 0.453 AAA 256350023 M!M-Sr Lien Reserve Fund -1 3136ADZA0 Agency CMO Federal National Mortgage Association 04/25/2028 -- 111,705.60 113,097.17 -- 113,299.64 208.40 1.250 0.356 AAA 256350023 MIM-Sr Lien Reserve Fund -1 3137B9RN7 Agency CMO Freddie Mac 12/15/2027 02/05/2021 43,778.40 44,770.26 --- 45,122.39 385.03 2.500 -0.463 AAA 256350023 MIM-Sr Lien Reserve Fund -1 3136ABNZ2 Agency CMO Federal National Mortgage Association 11/25/2042 02/05/2021 52,922.20 53,980.64 -- 54,443.71 470.91 2.000 0.243 AAA 256350023 MIM-Sr Lien Reserve Fund -1 3136AEY84 Agency CMO Federal National Mortgage Association 07/25/2028 02/05/2021 49,308.88 50,341.29 --- 50,573.66 254.22 1.750 0.264 AAA 256350023 MIM-Sr Lien Reserve Fund -1 38377LFC7 Agency CMO Government National Mortgage Association 12/20/2039 02/12/2021 45,249.19 45,722.90 --- 45,793.54 87.80 2.500 0.958 AAA 256350023 MIM-Sr Lien Reserve Fund -1 38378HAU0 Agency CMO Government National Mortgage Association 08/20/2027 --- 58,221.08 59,217.48 --- 59,371.53 137.74 1.500 0.341 AAA 256350023 MIM-Sr Lien Reserve Fund -1 3137BLW87 AgencyCMO Freddie Mac 01/25/2025 02/04/2021 208,348.06 219,058.46 -- 217,769.56 (872.14) 2.802 0.203 AAA 256350023 MIMSr Lien Reserve Fund -1 3137B6DF5 Agency CMO Freddie Mac 11/15/2026 03/05/2021 86,731.28 88,614.97 --- 88,529.22 (73.94) 2.000 0.431 AAA 256350023 NOM -Sr Lien Reserve Fund -1 3136AQZK9 AgencyCMO Federal National Mortgage Association 11/25/2031 03/11/2021 74,312.18 76,695.40 -- 76,617.34 (98.58) 2.000 0.593 AAA 256350023 MIM-Sr Lien Reserve Fund -1 3137BB5D8 Agency CMO Freddie Mac 11/15/2043 03/26/2021 43,316.76 45,123.88 --- 45,356.98 181.82 3.000 0.631 AAA 256350021 M!M-RCTC 2013 Residual Fund 31397LUK3 Agency CMO Federal National Mortgage Association 06/25/2023 10/10/2018 33,656.87 34,335.27 -- 34,316.88 462.87 4.500 0.297 AAA 256350021 MIM-RCTC 2013 Residual Fund 3137A2PV7 Agency CMO Freddie Mac 09/15/2022 06/03/2019 17,683.12 17,373.67 -- 17,824.76 313.43 1.500 0.633 AAA 256350021 MIM-RCTC 2013 Residual Fund 31394GUX9 Agency CMO Freddie Mac 08/15/2023 07/02/2019 14,381.91 14,993.14 -- 15,000.62 247.46 5.500 0.822 AAA 256350021 MIM-RCTC 2013 Residual Fund 3136A72D3 Agency CMO Federal National Mortgage Association 04/25/2022 07/26/2019 18,224.85 18,331.51 --- 18,462.14 184.95 2.482 0.477 AAA 256350021 MBd-RCTC 2013 Residual Fund 38377REV3 AgencyCMO Government National Mortgage Association 10/20/2039 07/01/2019 48,502.04 49,464.50 --- 49,222.29 285.68 3.500 0.798 AAA 256350021 MIM-RCTC 2013 Residual Fund 3137AYCE9 Agency CMO Freddie Mac 10/25/2022 08/13/2019 360,000.00 367,790.63 -- 371,152.80 7,735.43 2.682 0.437 AAA 256350021 MIM-RCTC 2013 Residual Fund 3137GAUY1 AgencyCMO Freddie Mac 10/15/2022 08/15/2019 89,746.68 88,821.17 -- 90,663.89 1,471.04 1.500 0.296 AAA 256350021 MIM-RCTC 2013 Residual Fund 3137ATRW4 Agency CMO Freddie Mac 05/25/2022 08/19/2019 100,000.00 101,109.38 -- 101,896.00 1,562.01 2.373 0.306 AAA 256350021 MIM-RCTC 2013 Residual Fund 38378PPK8 AgencyCMO Government National Mortgage Association 12/20/2038 01/08/2020 42,880.23 43,183.40 -- 43,613.91 476.87 2.500 0.922 AAA 256350021 MIM-RCTC 2013 Residual Fund 3137ADT16 Agency CMO Freddie Mac 04/25/2021 03/11/2020 25,083.64 25,597.07 -- 25,076.61 (7.02) 3.871 0.402 AAA 256350021 MIM-RCTC 2013 Residual Fund 3137ABFH9 AgencyCMO Freddie Mac 06/25/2021 03/15/2019 117,306.80 119,497.14 -- 117,515.61 42.62 3.989 1.264 AAA 256350021 MIM-RCTC 2013 Residual Fund 3137AH6C7 Agency CMO Freddie Mac 07/25/2021 03/11/2020 27,985.64 28,527.87 -- 28,135.64 45.46 3.230 0.135 AAA 256350021 MIM-RCTC 2013 Residual Fund 3133Q5GZ3 AgencyCMO Freddie Mac 09/25/2033 01/05/2021 239,530.96 242,861.94 -- 239,250.71 (3,571.55) 1.000 1.026 AAA 256350021 MIM-RCTC 2013 Residual Fund 3137BLW87 Agency CMO Freddie Mac 01/25/2025 02/04/2021 312,522.09 328,587.68 --- 326,654.33 (1,308.22) 2.802 0.203 AAA 256350018 M!M-RCTC 91 TIFIA Reserve 3136ADFF1 AgencyCMO Federal National Mortgage Association 04/25/2023 06/10/2019 49,355.45 48,645.96 -- 49,683.66 756.95 1.500 0.502 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3137AS7D0 Agency CMO Freddie Mac 04/15/2039 06/14/2019 1,253.90 1,244.50 --- 1,253.46 (0.44) 2.000 0.974 AAA 29 Page of 41 RIVERSIDE RCTC COUNTY TRANSPORTATION COMMISSION 91 CIP STAMP Portfolio by Investment Category for quarter ended March 31, 2021 Source Account 256350018 Account MIM-RCTC 91 TIFIA Reserve Identifier 3137B6DF5 Security Type Category Agency CMO Issuer Freddie Mac Final Maturity Trade Date Current Face Value 108,414.10 Next Call Original Cost Date Base Market Value 110,661.52 Base Net Total Unrealized Gain/Loss 3,041.16 Coupon 2.000 Summarized Yield Credit Rating 0.431 AAA 11/15/2026 06/18/2019 107,287.61 --- 256350018 MIM-RCTC 91 TIFIA Reserve 3136AGFQ0 Agency CMO Federal National Mortgage Association 12/25/2038 06/18/2019 22,342.67 22,624.57 -- 22,414.39 52.31 3.500 0.728 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3137B3HX9 Agency CMO Freddie Mac 07/15/2038 06/20/2019 0.00 0.00 --- (0.00) (0.00) 0.556 0.454 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 38377YTL4 Agency CMO Government National Mortgage Association 05/20/2040 06/17/2019 70,227.90 69,372.00 -- 71,233.56 1,780.16 2.000 1.243 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 38378WUY7 Agency CMO Government National Mortgage Association 06/20/2041 06/12/2019 34,055.28 34,108.49 --- 34,169.02 126.83 2.500 1.116 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3137B1UG5 Agency CMO Freddie Mac 01/25/2023 06/25/2019 200,000.00 204,101.56 --- 207,272.00 5,419.42 2.637 0.341 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3136AF!7d 3 Agency CMO Federal National Mortgage Association 09/25/2030 06/25/2019 12,497.07 12,580.55 --- 12,721.39 196.00 3.000 0.013 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3137AUPE3 Agency CMO Freddie Mac 06/25/2022 06/28/2019 200,000.00 201,773.44 --- 204,184.00 3,677.69 2.396 0.352 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3137ATRW4 Agency CMO Freddie Mac 05/25/2022 06/28/2019 300,000.00 302,496.09 -- 305,688.00 5,063.82 2.373 0.306 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3137AXHP1 Agency CMO Freddie Mac 09/25/2022 06/28/2019 150,000.00 152,232.42 --- 154,249.50 3,389.02 2.573 0.384 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 38377REV3 Agency CMO Government National Mortgage Association 10/20/2039 07/01/2019 24,251.02 24,732.25 -- 24,611.15 142.84 3.500 0.798 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 38378TAF7 Agency CMO Government National Mortgage Association 07/20/2041 07/05/2019 78,011.78 78,158.05 --- 80,597.87 2,499.74 2.500 0.687 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 38377QKH9 Agency CMO Government National Mortgage Association 08/20/2040 08/20/2019 25,157.34 25,614.30 -- 25,879.35 317.56 3.000 1.172 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 38376V2E6 Agency CMO Government National Mortgage Association 07/16/2039 08/06/2019 75,400.72 78,463.88 --- 80,104.22 2,333.75 4.000 0.357 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 383791M99 Agency CMO Government National Mortgage Association 02/16/2041 08/28/2019 12,025.49 12,103.00 -- 12,127.35 88.77 2.500 0.995 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 383781ZD7 Agency CMO Government National Mortgage Association 12/20/2040 10/16/2019 26,281.13 25,952.61 --- 26,612.27 575.52 1.500 0.487 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 38377RED3 Agency CMO Government National Mortgage Association 12/16/2025 12/11/2019 123,288.97 124,271.43 -- 126,893.94 2,835.40 2.500 0.084 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 38376WA62 Agency CMO Government National Mortgage Association 10/20/2039 12/17/2019 62,302.59 65,359.31 --- 66,549.13 1,321.62 4.000 1.257 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 38378FRB8 Agency CMO Government National Mortgage Association 07/20/2042 12/30/2019 145,776.25 143,635.16 -- 149,392.96 5,795.13 2.000 1.319 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 383771Z89 Agency CMO Government National Mortgage Association 10/20/2039 01/28/2020 24,141.02 24,669.10 --- 24,645.08 140.79 3.500 0.260 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3137B5A60 Agency CMO Freddie Mac 10/15/2028 02/07/2020 11,383.26 11,489.98 -- 11,789.64 315.14 2.500 -0.083 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 38376TTt9 Agency CMO Government National Mortgage Association 11/20/2039 01/29/2020 28,728.67 29,401.99 --- 30,061.68 670.12 3.000 0.413 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 38378AU90 Agency CMO Government National Mortgage Association 10/20/2026 04/28/2020 80,748.42 83,069.93 -- 82,771.16 552.00 3.000 -0.645 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3137ABFH9 Agency CMO Freddie Mac 06/25/2021 --- 84,848.12 86,992.11 --- 84,999.15 (31.65) 3.989 1.264 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3137AH6C7 Agency CMO Freddie Mac 07/25/2021 06/07/2019 244,874.35 249,207.48 -- 246,186.87 786.77 3.230 0.135 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3137045W2 Agency CMO Freddie Mac 09/15/2030 12/30/2020 92,847.18 93,775.66 --- 94,131.26 496.19 2.750 0.466 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 38378PZN1 Agency CMO Government National Mortgage Association 03/16/2039 12/30/2020 37,047.67 37,111.35 -- 37,056.56 (7.68) 2.500 0.910 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3136A8SX9 Agency CMO Federal National Mortgage Association 09/25/2027 02/04/2021 51,909.06 52,922.92 --- 53,198.48 301.79 1.500 0.068 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3137AQQE1 Agency CMO Freddie Mac 05/15/2027 --- 104,152.65 106,105.51 -- 106,225.28 128.73 1.500 0.453 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3136ADZA0 Agency CMO Federal National Mortgage Association 04/25/2028 --- 131,169.45 132,803.01 --- 133,041.24 244.99 1.250 0.356 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3136ABNZ2 Agency CMO Federal National Mortgage Association 11/25/2042 02/05/2021 63,065.61 64,326.93 -- 64,878.74 561.16 2.000 0.243 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3137B9RN7 Agency CMO Freddie Mac 12/15/2027 02/05/2021 50,690.78 51,839.25 --- 52,246.99 445.83 2.500 -0.463 AAA 256350018 M!M-RCTC 91 TIFIA Reserve 3136AEY84 Agency CMO Federal National Mortgage Association 07/25/2028 02/05/2021 57,094.49 58,289.91 -- 58,558.96 294.35 1.750 0.264 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 38377LFC7 Agency CMO Government National Mortgage Association 12/20/2039 02/12/2021 52,933.01 53,487.16 --- 53,569.80 102.70 2.500 0.958 AAA 256350018 M!M-RCTC 91 TIFIA Reserve 38378HAU0 Agency CMO Government National Mortgage Association 08/20/2027 --- 69,180.34 70,364.02 -- 70,547.35 163.89 1.500 0.341 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3137BLW87 Agency CMO Freddie Mac 01/25/2025 02/04/2021 243,072.74 255,568.20 --- 254,064.49 (1,017.50) 2.802 0.203 AAA 256350018 NEIM-RCTC 91 TIFIA Reserve 3136AQZK9 Agency CMO Federal National Mortgage Association 11/25/2031 03/11/2021 87,688.37 90,500.57 -- 90,408.46 (116.32) 2.000 0.593 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3137BB5D8 Agency CMO Freddie Mac 11/15/2043 03/26/2021 50,689.82 52,804.54 --- 53,077.31 212.77 3.000 0.631 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3137B4HD1 Agency CMO Freddie Mac 12/15/2042 03/26/2021 25,918.58 27,518.24 -- 27,498.84 (75.53) 4.500 0.580 AAA 256350023 MIM-Sr Lien Reserve Fund -1 38379KDN5 Agency MBS Government National Mortgage Association 09/16/2055 08/05/2015 62,525.17 60,927.85 --- 64,514.72 1,950.45 2.299 2.042 AAA 256350023 MIM-Sr Lien Reserve Fund -1 36202F2H8 Agency MBS Government National Mortgage Association 01/20/2027 -- 85,355.89 87,977.38 -- 89,705.63 2,559.46 3.000 0.562 AAA 256350023 MIMSr Lien Reserve Fund -1 38378XP62 Agency MBS Government National Mortgage Association 05/16/2055 05/14/2015 137,203.67 138,897.27 --- 141,192.18 2,580.41 2.500 1.768 AAA 256350023 MIM-Sr Lien Reserve Fund -1 38378KWU9 Agency MBS Government National Mortgage Association 11/16/2041 -- 30,307.31 28,798.89 -- 30,407.93 610.23 1.400 0.828 AAA 256350023 MIMSe Lien Reserve Fund -1 3138EJPZ5 Agency MBS Federal National Mortgage Association 07/01/2022 08/29/2016 183,248.64 194,637.25 --- 186,241.09 (339.42) 2.996 1.609 AAA 256350023 MIM-Sr Lien Reserve Fuad-1 3136A7MN9 Agency MBS Federal National Mortgage Association 05/25/2022 08/29/2016 182,380.56 187,595.50 -- 185,468.26 2,133.97 2.349 0.122 AAA 256350023 MIMSr Lien Reserve Fund -1 31417YKF3 Agency MBS Federal National Mortgage Association 01/01/2030 --- 84,139.38 88,174.15 -- 92,342.97 5,351.22 4.500 0.585 AAA 256350023 MIM-Sr Lien Reserve Fund -1 38378KRS0 Agency MBS Government National Mortgage Association 07/16/2043 05/08/2015 450,000.00 434,460.94 -- 455,359.50 9,811.84 2.389 1.091 AAA 256350023 MIMSe Lien Reserve Fund -1 38378KXW4 Agency MBS Government National Mortgage Association 02/16/2037 12/11/2014 58,199.34 57,917.43 --- 58,529.32 414.55 1.705 0.894 AAA 256350023 NOM -Sr Lien Reserve Fuad-1 3138FKXI4 Agency MBS Federal National Mortgage Association 03/01/2023 --- 190,853.73 188,140.84 -- 194,938.00 4,025.78 2.325 1.230 AAA 256350023 MIM-Sr Lien Reserve Fund -1 38378K0L4 Agency MBS Government National Mortgage Association 12/16/2046 --- 425,000.00 415,829.11 --- 434,392.50 14,836.26 2.795 2.398 AAA 256350023 MIM-Sr Lien Reserve Fuad-1 3136AHAEO Agency MBS Federal National Mortgage Association 04/25/2023 10/28/2016 28,557.16 29,172.92 -- 28,758.20 (94.42) 2.548 1.913 AAA 256350023 MIMSe Lien Reserve Fund -1 38378B6A2 Agency MBS Government National Mortgage Association 11/16/2052 01/22/2015 97,155.15 94,092.48 --- 98,542.53 2,736.40 1.826 1.271 AAA 256350023 MIM-Sr Lien Reserve Fund -1 3137B1U75 Agency MBS Freddie Mac 01/25/2023 08/29/2016 310,070.94 322,243.65 -- 317,766.91 5,186.04 2.522 0.274 AAA 256350023 MIM-Sr Lien Reserve Fund -1 3136AC714 Agency MBS Federal National Mortgage Association 03/25/2023 --- 43,218.77 42,637.25 -- 44,668.76 1,672.23 2.532 0.800 AAA 256350023 MIM-Sr Lien Reserve Fund -1 3137F4D41 Agency MBS Freddie Mac 01/25/2028 04/01/2019 35,000.00 36,714.84 -- 39,434.50 3,091.58 3.600 1.578 AAA 256350023 MIM-Sr Lien Reserve Fund -1 3620ARB67 Agency MBS Government National Mortgage Association 05/15/2025 06/10/2019 60,463.80 62,665.06 --- 64,294.18 2,276.96 4.000 -0.326 AAA 256350023 MIM-Sr Lien Reserve Fuad-1 3137FBAJ5 Agency MBS Freddie Mac 08/25/2027 06/26/2019 200,000.00 211,593.75 -- 220,702.00 11,584.08 3.281 1.481 AAA 256350023 MIMSr Lien Reserve Fund -1 31371316SO Agency MBS Freddie Mac 11/25/2022 07/31/2019 360,000.00 363,360.94 --- 371,437.20 10,094.90 2.510 0.332 AAA 256350023 MIM-Sr Lien Reserve Fund -1 3137FNAD2 Agency MBS Freddie Mac 11/25/2028 08/01/2019 131,309.57 133,930.25 -- 139,821.06 6,588.13 2.631 1.053 AAA 256350023 MIMSe Lien Reserve Fund -1 3138LFGP7 Agency MBS Federal National Mortgage Association 10/01/2028 08/07/2019 273,018.94 282,307.99 --- 288,717.53 7,332.74 2.550 1.820 AAA 256350023 MIM-Se Lien Reserve Fund -1 36178NB99 Agency MBS Government National Mortgage Association 08/15/2027 10/11/2019 23,994.33 24,260.53 -- 24,984.58 750.38 2.500 0.601 AAA 256350023 MIM-Sr Lien Reserve Fund -1 36202FA30 Agency MBS Government National Mortgage Association 09/20/2024 10/23/2019 22,776.71 23,730.49 --- 24,291.37 817.68 4.500 -0.589 AAA 256350023 MIM-Sr Lien Reserve Fund -1 36179M416 Agency MBS Government National Mortgage Association 03/20/2028 11/20/2019 30,692.84 31,062.11 -- 31,942.65 911.65 2.500 0.725 AAA 256350023 MIM-Sr Lien Reserve Fund -1 3137FPJF3 Agency MBS Freddie Mac 06/25/2029 01/08/2020 180,313.28 181,130.33 --- 189,155.84 8,249.96 2.258 0.979 AAA 256350023 MIM-Sr Lien Reserve Fund -1 3137FQ3Y7 Agency MBS Freddie Mac 07/25/2029 01/08/2020 180,763.75 180,827.30 -- 188,784.24 8,017.29 2.190 1.159 AAA 256350023 MIMSe Lien Reserve Fund -1 36179NHK7 Agency MBS Government National Mortgage Association 07/20/2028 03/31/2020 143,660.16 149,855.50 --- 151,367.53 1,803.55 3.000 0.836 AAA 256350023 MIM-Sr Lien Reserve Fuad-1 36179RFD6 Agency MBS Government National Mortgage Association 06/20/2030 05/01/2020 18,461.45 19,373.16 -- 19,454.31 31.41 3.000 1.150 AAA 256350023 MIM-Sr Lien Reserve Fund -1 36179MU24 Agency MBS Government National Mortgage Association 12/20/2027 04/28/2020 45,077.47 47,007.34 --- 46,472.61 (458.19) 2.500 1.091 AAA 256350023 MIM-Sr Lien Reserve Fund -1 36179MZV5 Agency MBS Government National Mortgage Association 02/20/2028 04/28/2020 59,631.39 62,184.36 -- 62,058.98 (12.00) 2.500 0.709 AAA 256350023 MIM-Sr Lien Reserve Fund -1 36179NKP2 Agency MBS Government National Mortgage Association 08/20/2028 04/28/2020 67,504.43 70,394.46 --- 70,256.59 (61.96) 2.500 0.796 AAA 256350023 MIM-Sr Lien Reserve Fuad-1 36179/HEK2 Agency MBS Government National Mortgage Association 06/20/2027 04/28/2020 77,394.16 80,707.59 -- 79,785.64 (711.15) 2.500 1.026 AAA 256350023 MIM-Sr Lien Reserve Fund -1 3140JAU97 Agency MBS Federal National Mortgage Association 05/01/2023 05/20/2020 46,091.54 47,920.80 --- 47,155.79 (235.03) 2.596 1.181 AAA 256350023 MIM-Sr Lien Reserve Fuad-1 36179MICL3 Agency MBS Government National Mortgage Association 08/20/2027 05/28/2020 80,682.67 84,061.25 -- 83,178.19 (764.88) 2.500 1.052 AAA 256350023 MIM-Sr Lien Reserve Fund -1 3128MMUL5 Agency MBS Freddie Mac 02/01/2031 06/22/2020 107,419.05 112,454.31 --- 112,203.49 (445.11) 2.500 1.047 AAA 30 Page of 41 RIVERSIDE RCTC COUNTY TRANSPORTATION COMMISSION 91 CIP STAMP Portfolio by Investment Category for quarter ended March 31, 2021 Source Account 256350023 Account MIM-Sr Lien Reserve Fund -1 Identifier 3620ARZE4 Security Type Category Agency MBS Issuer Government National Mortgage Association Final Maturity Trade Date Current Face Value Next Call Original Cost Date 79,635.94 --- Base Market Value 80,359.03 Base Net Total Unrealized Gain/Loss 814.32 Coupon 3.000 Summarized Yield Credit Rating -0.158 AAA 02/15/2026 06/22/2020 76,115.59 256350023 MIMSr Lien Reserve Fund -1 36179MU32 Agency MBS Government National Mortgage Association 12/20/2027 06/22/2020 80,492.95 84,819.45 -- 84,800.93 (12.17) 3.000 0.722 AAA 256350023 MIM-Sr Lien Reserve Fund -1 36176XE21 Agency MBS Go crameat National Mortgage Association 03/15/2027 06/22/2020 137,223.00 143,783.97 --- 144,873.18 1,135.77 3.000 0.202 AAA 256350023 MIM-Sr Lien Reserve Fund -1 36179NA17 Agency MBS Government National Mortgage Association 04/20/2028 06/30/2020 30,815.91 32,525.24 -- 32,467.96 (9.23) 3.000 0.781 AAA 256350023 MIM-Sr Lien Reserve Fund -I 36202F3H7 Agency MBS Govemmeat National Mortgage Association 02/20/2027 06/30/2020 52,390.47 54,944.51 --- 55,187.60 298.27 3.000 0.453 AAA 256350023 MIM-Sr Lien Reserve Fund -1 3137BVZ74 Agency MBS Freddie Mac 08/25/2026 07/09/2020 259,005.56 277,368.65 --- 277,081.55 3,077.51 3.045 0.291 AAA 256350023 MIM-Sr Lien Reserve Fund -1 3132A85Y1 Agency MBS Freddie Mac 09/01/2032 08/12/2020 206,410.01 217,536.80 -- 214,748.98 (2,864.68) 2.500 1.170 AAA 256350023 MIMSr Lien Reserve Fund -1 3132A9T64 Agency MBS Freddie Mac 10/01/2032 08/14/2020 139,696.17 147,226.67 --- 147,513.57 (454.92) 3.000 1.203 AAA 256350023 MIM-Sr Lien Reserve Fund -1 3137AWQG3 Agency MBS Freddie Mac 04/25/2022 08/19/2020 50,015.12 50,452.76 -- 50,335.22 33.63 1.583 0.282 AAA 256350023 MIM-Sr Lien Reserve Fund -1 3137FMD66 Agency MBS Freddie Mac 05/25/2026 08/18/2020 82,743.17 87,035.46 -- 85,680.55 (1,838.45) 2.283 1.130 AAA 256350023 MIM-Sr Lien Reserve Fund -1 3138X0ZY7 Agency MBS Federal National Mortgage Association 07/01/2028 08/31/2020 37,758.65 39,676.08 --- 39,431.74 (148.94) 2.500 0.645 AAA 256350023 MIM-Sr Lien Reserve Fund -1 3137FWHY9 Agency MBS Freddie Mac 09/25/2030 09/15/2020 194,375.15 193,403.27 -- 184,467.84 (8,972.46) 0.826 1.688 AAA 256350023 M M -Sr Lien Reserve Fund -1 31418AM39 Agency MBS Federal National Mortgage Association 12/01/2027 09/22/2020 43,863.98 45,796.74 --- 45,807.59 32.37 2.500 0.482 AAA 256350023 MIM-Sr Lien Reserve Fund -1 3137FBAB2 Agency MBS Freddie Mac 08/25/2027 09/22/2020 120,000.00 131,714.06 -- 129,374.40 (869.54) 3.038 0.123 AAA 256350023 MIM-Sr Lien Reserve Fund -1 3128MENS6 Agency MBS Freddie Mac 01/01/2029 10/01/2020 31,436.24 32,899.99 -- 32,732.36 (98.06) 2.500 0.729 AAA 256350023 MIM-Sr Lien Reserve Fund -1 3132AEFC5 Agency MBS Freddie Mac 11/01/2030 10/14/2020 400,248.39 430,829.87 -- 432,196.21 2,729.36 3.500 0.132 AAA 256350023 MBd-Sr Lien Reserve Fund -1 36179TF83 Agency MBS Government National Mort gage Association 09/20/2032 10/26/2020 75,466.41 80,300.97 -- 80,583.79 (32.48) 3.500 1.135 AAA 256350023 MIM-Sr Lien Reserve Fund -1 36179RHM4 Agency MBS Government National Mortgage Association 07/20/2030 10/27/2020 72,617.10 76,928.75 --- 77,523.83 638.81 3.500 0.859 AAA 256350023 MBd-Sr Lien Reserve Fund -1 314016FU6 Agency MBS Federal National Mortgage Association 10/01/2032 11/03/2020 89,430.89 95,467.47 -- 96,027.31 619.21 3.000 0.678 AAA 256350023 MIM-Sr Lien Reserve Fund -1 3137BYPQ7 Agency MBS Freddie Mac 04/25/2024 11/30/2020 225,407.37 240,639.97 -- 238,553.13 (543.49) 2.905 0.770 AAA 256350023 MIM-Sr Lien Reserve Fund -1 3132AEFK7 Agency MBS Freddie Mac 04/01/2033 01/14/2021 78,970.93 85,905.56 -- 85,338.35 (606.65) 3.500 0.666 AAA 256350023 MIM-Sr Lien Reserve Fund -1 3132AEF68 Agency MBS Freddie Mac 01/01/2033 -- 113,177.55 123,197.10 -- 123,070.40 (108.82) 3.500 0.418 AAA 256350023 MBd-Sr Lien Reserve Fund -1 38378KW47 Agency MBS Government National Mortgage Association 08/16/2035 01/14/2021 12,466.16 12,473.95 -- 12,479.37 6.64 2.150 0.781 AAA 256350023 MIM-Sr Lien Reserve Fund -1 31418DVU3 Agency MBS Feder al National Mort gage Association 01/01/2031 01/21/2021 168,932.49 176,534.45 --- 174,762.35 (1,647.62) 2.000 0.995 AAA 256350023 MBd-Sr Lien Reserve Fund -1 3140X4H90 Agency MBS Federal National Mortgage Association 06/01/2032 02/02/2021 151,311.76 159,681.19 -- 157,424.75 (2,354.06) 2.500 1.178 AAA 256350023 MIM-Sr Lien Reserve Fund -1 3137BLAC2 Agency MBS Freddie Mac 06/25/2025 02/08/2021 37,000.00 40,815.63 -- 40,381.43 (307.55) 3.284 0.940 AAA 256350023 MIM-Sr Lien Reserve Fund -1 31307NP40 Agency MBS Freddie Mac 07/01/2030 02/05/2021 181,957.98 195,263.67 -- 193,021.02 (2,119.05) 3.000 0.756 AAA 256350023 MIM-Sr Lien Reserve Fund -1 3140X9VK8 Agency MBS Federal National Mort gage Association 02/01/2035 02/10/2021 204,825.08 219,610.89 --- 216,209.26 (3,467.71) 3.000 0.983 AAA 256350023 MIM-Sr Lien Reserve Fund -1 3138ETQP4 Agency MBS Federal National Mortgage Association 06/01/2031 02/11/2021 85,835.01 93,077.33 -- 93,633.98 658.81 3.500 -0.077 AAA 256350023 MIM-Sr Lien Reserve Fund -1 36176XQB8 Agency MBS Government National Mortgage Association 05/15/2027 02/23/2021 41,880.50 43,817.48 --- 44,215.33 387.16 3.000 0.289 AAA 256350023 MIM-Sr Lien Reserve Fund -1 314028382 Agency MBS Federal National Mortgage Association 10/01/2028 02/26/2021 85,039.73 88,893.10 -- 88,972.82 46.58 2.500 0.519 AAA 256350023 MIM-Sr Lien Reserve Fund -1 3138WEMJ5 Agency MBS Federal National Mort gage Association 05/01/2030 02/26/2021 67,249.51 70,527.93 --- 70,509.10 (45.75) 2.500 0.757 AAA 256350023 MEN -Sr Lien Reserve Fund -1 3131X83H7 Agency MBS Freddie Mac 04/01/2028 02/26/2021 34,198.14 35,704.99 -- 35,715.17 (2.72) 2.500 0.595 AAA 256350023 MIM-Sr Lien Reserve Fund -1 31418DQ47 Agency MBS Federal National Mort gage Association 07/01/2035 02/24/2021 165,224.08 171,187.64 -- 170,076.71 (1,046.52) 2.000 1.280 AAA 256350023 MEN -Sr Lien Reserve Fund -1 31418D 0 Agency MBS Federal National Mortgage Association 02/01/2036 02/24/2021 173,951.76 180,366.24 -- 178,622.37 (1,666.32) 2.000 1.407 AAA 256350023 MIM-Sr Lien Reserve Fund -1 3138EQRJ3 Agency MBS Federal National Mortgage Association 11/01/2030 02/24/2021 60,900.99 65,468.57 -- 65,949.68 506.55 3.500 0.055 AAA 256350023 MIM-Sr Lien Reserve Fund -1 3128 T52 Agency MBS Freddie Mac 10/01/2030 02/24/2021 113,075.57 118,446.66 -- 118,108.56 (307.26) 2.500 0.956 AAA 256350023 MIM-Sr Lien Reserve Fund -1 3138EJRP5 Agency MBS Federal National Mortgage Association 06/01/2021 03/18/2021 36,393.52 36,393.52 -- 36,395.34 1.82 4.244 3.092 AAA 256350023 MEN -Sr Lien Reserve Fund -1 31418DYF3 Agency MBS Federal National Mortgage Association 04/01/2031 03/18/2021 35,000.00 36,110.16 -- 36,211.35 98.85 2.000 1.054 AAA 256350023 MIM-Sr Lien Reserve Fund -1 3140J8ME0 Agency MBS Federal National Mort gage Association 12/01/2032 03/18/2021 48,946.21 52,204.19 -- 51,903.54 (363.12) 3.000 0.877 AAA 256350023 MEN -Sr Lien Reserve Fund -1 36179NAH1 Agency MBS Government National Mortgage Association 04/20/2028 03/26/2021 128,758.46 134,029.51 -- 133,648.71 (518.88) 2.500 0.852 AAA 256350023 MIM-Sr Lien Reserve Fund -1 3137F4CY6 Agency MBS Freddie Mac 09/25/2024 03/31/2021 40,000.00 42,250.00 --- 42,720.40 470.40 2.920 0.806 AAA 256350021 MIM-RCTC 2013 Residual Fund 3137B!UF7 Agency MBS Freddie Mac 09/25/2022 01/25/2018 6,752.37 6,653.19 -- 6,813.47 97.86 1.785 0.254 AAA 256350021 MIM-RCTC 2013 Residual Fund 3137AWQG3 Agency MBS Freddie Mac 04/25/2022 -- 20,839.64 20,452.15 --- 20,973.01 272.19 1.583 0.282 AAA 256350021 MEN-RCTC 2013 Residual Fund 3620ARB67 Agency MBS Government National Mort gage Association 05/15/2025 06/10/2019 39,603.79 41,045.61 -- 42,112.69 1,491.41 4.000 -0.326 AAA 256350021 MIM-RCTC 2013 Residual Fund 38378KW47 Agency MBS Government National Mortgage Association 08/16/2035 06/13/2019 18,132.60 18,030.60 -- 18,151.82 49.81 2.150 0.781 AAA 256350021 MEN-RCTC 2013 Residual Fund 3140J6DU8 Agency MBS Federal National Mortgage Association 08/01/2031 07/26/2019 137,373.90 138,296.88 -- 143,320.82 5,186.76 2.500 0.621 AAA 256350021 MIM-RCTC 2013 Residual Fund 3138EKXL4 Agency MBS Feder al National Mort gage Association 03/01/2023 08/21/2019 41,265.67 41,729.91 -- 42,148.76 450.32 2.325 1.230 AAA 256350021 MMI-RCTC 2013 Residual Fund 3136AMM48 Agency MBS Federal National Mortgage Association 07/25/2022 08/01/2019 278,385.60 279,951.52 -- 281,283.60 2,541.37 2.509 0.756 AAA 256350021 MIM-RCTC 2013 Residual Fund 36178NB99 Agency MBS Government National Mortgage Association 08/15/2027 10/11/2019 79,981.13 80,868.42 -- 83,281.95 2,501.27 2.500 0.601 AAA 256350021 MIM-RCTC 2013 Residual Fund 3132G5AV1 Agency MBS Freddie Mac 07/01/2028 10/11/2019 52,329.36 53,310.54 -- 55,247.24 2,162.93 3.000 0.082 AAA 256350021 MIM-RCTC 2013 Residual Fund 36179M436 Agency MBS Government National Mortgage Association 03/20/2028 11/20/2019 102,309.46 103,540.37 --- 106,475.50 3,038.81 2.500 0.725 AAA 256350021 MIM-RCTC 2013 Residual Fuad 36202F2H8 Agency MBS Government National Mort gage Association 01/20/2027 12/12/2019 58,317.69 59,757.41 --- 61,289.56 1,668.77 3.000 0.562 AAA 256350021 MIM-RCTC 2013 Residual Fund 36179RFD6 Agency MBS Government National Mortgage Association 06/20/2030 05/01/2020 49,230.54 51,661.30 --- 51,878.15 84.26 3.000 1.150 AAA 256350021 M!M-RCTC 2013 Residual Fuad 36179Q2A8 Agency MBS Govemmeat National Mortgage Association 02/20/2030 04/30/2020 257,678.18 272,494.68 --- 272,324.61 (735.17) 3.000 1.014 AAA 256350021 MIM-RCTC 2013 Residual Fund 3622A2GC0 Agency MBS Government National Mortgage Association 03/15/2028 04/30/2020 184,951.94 192,407.81 --- 192,584.90 620.81 2.500 0.581 AAA 256350021 M!M-RCTC 2013 Residual Fuad 31397UPF0 Agency MBS Federal National Mortgage Association 06/25/2021 03/15/2019 28,938.69 29,354.69 -- 28,927.70 (11.00) 3.763 0.525 AAA 256350021 MIM-RCTC 2013 Residual Fund 3138L2GH4 Agency MBS Federal National Mortgage Association 07/01/2021 --- 120,169.36 117,624.84 --- 120,134.51 384.93 1.870 1.685 AAA 256350021 M!M-RCTC 2013 Residual Fuad 31381RLL6 Agency MBS Federal National Mortgage Association 07/01/2021 11/02/2018 50,745.22 51,498.48 -- 50,727.97 (30.20) 3.840 3.425 AAA 256350021 MIM-RCTC 2013 Residual Fund 3137BJP56 Agency MBS Freddie Mac 01/25/2025 07/23/2020 40,831.52 42,574.83 --- 42,568.49 280.17 2.697 0.216 AAA 256350021 MBd-RCTC 2013 Residual Fund 3137BFE80 Agency MBS Freddie Mac 08/25/2024 07/15/2020 274,033.61 286,151.03 -- 284,107.08 217.06 2.720 0.436 AAA 256350021 MIM-RCTC 2013 Residual Fund 31381RZ23 Agency MBS Federal National Mortgage Association 08/01/2021 11/02/2018 58,360.00 59,226.28 --- 58,340.16 (6.77) 3.840 3.215 AAA 256350021 MBd-RCTC 2013 Residual Fund 3132A85Y1 Agency MBS Freddie Mac 09/01/2032 08/12/2020 279,925.91 295,015.67 -- 291,234.92 (3,884.98) 2.500 1.170 AAA 256350021 MIM-RCTC 2013 Residual Fund 3132AEFC5 Agency MBS Freddie Mac 11/01/2030 10/14/2020 167,032.79 179,795.14 --- 180,365.34 1,139.01 3.500 0.132 AAA 256350021 M!M-RCTC 2013 Residual Fuad 314017Q32 Agency MBS Federal National Mortgage Association 10/01/2031 10/20/2020 43,187.77 46,507.83 -- 47,060.85 656.24 3.500 -0.171 AAA 256350021 MIM-RCTC 2013 Residual Fund 314038M00 Agency MBS Federal National Mort gage Association 12/01/2032 12/30/2020 93,861.55 100,138.55 --- 99,532.66 (582.64) 3.000 0.877 AAA 256350021 MBd-RCTC 2013 Residual Fund 31307NTZ7 Agency MBS Freddie Mac 11/01/2028 01/13/2021 246,163.46 258,048.54 -- 257,058.65 (801.08) 2.500 0.623 AAA 256350021 MIM-RCTC 2013 Residual Fund 3128MMUL5 Agency MBS Freddie Mac 02/01/2031 01/19/2021 59,080.47 62,200.67 -- 61,711.91 (577.33) 2.500 1.047 AAA 256350021 MBd-RCTC 2013 Residual Fund 3137APP61 Agency MBS Freddie Mac 01/25/2022 09/06/2019 12,517.55 12,721.93 -- 12,718.83 143.11 2.789 0.327 AAA 256350021 MIM-RCTC 2013 Residual Fund 3140X4H90 Agency MBS Federal National Mortgage Association 06/01/2032 02/02/2021 226,967.63 239,521.78 --- 236,137.12 (3,531.09) 2.500 1.178 AAA 256350021 MIM-RCTC 2013 Residual Fund 3140X9VK8 Agency MBS Federal National Mort gage Association 02/01/2035 02/10/2021 121,919.69 130,720.77 -- 128,695.99 (2,064.11) 3.000 0.983 AAA 256350021 MIM-RCTC 2013 Residual Fund 3137AXHN6 Agency MBS Freddie Mac 02/25/2022 01/25/2018 5,712.83 5,634.28 -- 5,733.97 40.77 1.749 0.176 AAA 256350021 MIM-RCTC 2013 Residual Fund 3137B7YY9 Agency MBS Freddie Mac 01/25/2024 02/26/2021 120,000.00 129,506.25 -- 129,010.80 (215.41) 3.490 0.519 AAA 256350021 MIM-RCTC 2013 Residual Fund 31418DYF3 Agency MBS Federal National Mortgage Association 04/01/2031 03/18/2021 50,000.00 51,585.94 --- 51,730.50 141.22 2.000 1.054 AAA 31 Page of 41 RIVERSIDE RCTC COUNTY TRANSPORTATION COMMISSION 91 CIP STAMP Portfolio by Investment Category for quarter ended March 31, 2021 Source Account 256350018 Account MIM-RCTC 91 TIFIA Reserve Identifier 3620ARB67 Security Type Category Agency MBS Issuer Government National Mortgage Association Final Maturity Trade Date Current Face Value Next Call Original Cost Date Base Market Value 128,588.36 Base Net Total Unrealized Gain/Loss 4,553.91 Coupon 4.000 Summarized Yield Credit Rating -0.326 AAA 05/15/2025 06/10/2019 120,927.60 125,330.12 --- 256350018 MIM-RCTC 91 TIFIA Reserve 3620AFYR2 Agency MBS Government National Mortgage Association 12/15/2024 06/12/2019 57,698.96 59,576.44 --- 61,338.61 2,330.57 4.000 -0.541 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 36297GCD0 Agency MBS Government National Mortgage Association 02/15/2025 06/12/2019 56,632.23 59,014.77 --- 59,647.89 1,369.59 4.500 0.856 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3620A9T35 Agency MBS Government National Mortgage Association 11/15/2024 06/13/2019 98,378.98 101,583.98 --- 104,610.30 4,009.25 4.000 -0.733 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3620C4SU5 Agency MBS Government National Mortgage Association 09/15/2025 06/12/2019 60,155.98 62,381.28 --- 63,969.87 2,202.42 4.000 0.108 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 38378KW47 Agency MBS Government National Mortgage Association 08/16/2035 06/13/2019 46,918.09 46,654.18 --- 46,967.83 128.89 2.150 0.781 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3137AWQG3 Agency MBS Freddie Mac 04/25/2022 06/07/2019 133,373.66 131,894.05 -- 134,227.26 1,541.36 1.583 0.282 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3137B1BS0 Agency MBS Freddie Mac 11/25/2022 --- 645,000.00 652,086.14 --- 665,491.65 17,616.99 2.510 0.332 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3137F4D41 Agency MBS Freddie Mac 01/25/2028 06/27/2019 150,000.00 163,248.05 -- 169,005.00 8,343.21 3.600 1.578 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3137B1U75 Agency MBS Freddie Mac 01/25/2023 06/27/2019 305,991.06 308,943.40 --- 313,585.76 6,448.45 2.522 0.274 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3137BM6P6 Agency MBS Freddie Mac 08/25/2022 06/28/2019 198,847.40 204,253.57 -- 204,118.85 3,269.00 3.090 0.681 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3137F4CY6 Agency MBS Freddie Mac 09/25/2024 06/28/2019 190,000.00 195,907.81 --- 202,921.90 9,081.82 2.920 0.806 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3137FBAJ5 Agency MBS Freddie Mac 08/25/2027 06/26/2019 200,000.00 211,593.75 -- 220,702.00 11,584.08 3.281 1.481 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 31419AM53 Agency MBS Federal National Mortgage Association 08/01/2024 06/28/2019 37,853.53 39,249.38 --- 38,833.94 331.49 5.500 0.864 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3136AHAEO Agency MBS Federal National Mortgage Association 04/25/2023 06/28/2019 34,156.60 34,471.87 -- 34,397.06 (102.59) 2.548 1.913 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3138EJPZ5 Agency MBS Federal National Mortgage Association 07/01/2022 07/22/2019 206,154.72 209,915.43 --- 209,521.23 895.81 2.996 1.609 AAA 256350018 001M-RCTC 91 TIFIA Reserve 38378KWU9 Agency MBS Government National Mortgage Association 11/16/2041 -- 18,597.67 17,781.98 -- 18,659.41 481.97 1.400 0.828 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3137BSRZ8 Agency MBS Freddie Mac 09/25/2022 06/28/2019 76,114.03 77,615.50 -- 78,004.70 814.92 2.838 0.767 AAA 256350018 MEM-RCTC 91 TIFIA Reserve 38378NWU3 Agency MBS Government National Mortgage Association 06/16/2048 06/27/2019 0.00 0.00 -- (0.00) (0.00) 3.005 1.087 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3137FNAD2 Agency MBS Freddie Mac 11/25/2028 08/01/2019 145,899.53 148,811.39 -- 155,356.73 7,320.15 2.631 1.053 AAA 256350018 MEM-RCTC 91 TIFIA Reserve 3138LFGP7 Agency MBS Federal National Mortgage Association 10/01/2028 08/07/2019 297,838.85 307,972.35 --- 314,964.58 7,999.36 2.550 1.820 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3138EKXL4 Agency MBS Federal National Mortgage Association 03/01/2023 08/21/2019 38,686.57 39,121.79 --- 39,514.46 422.17 2.325 1.230 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3136A7MN9 Agency MBS Federal National Mortgage Association 05/25/2022 08/22/2019 100,309.30 101,120.40 --- 102,007.54 1,306.73 2.349 0.122 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3137FL6P4 Agency MBS Freddie Mac 01/25/2029 09/09/2019 275,000.00 307,108.40 -- 309,628.00 7,574.50 3.563 1.785 AAA 256350018 M M-RCTC 91 TIFIA Reserve 3137BP4K2 Agency MBS Freddie Mac 03/25/2026 09/09/2019 200,000.00 210,125.00 -- 214,794.00 7,071.34 2.849 1.257 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3138L2QG5 Agency MBS Federal National Mortgage Association 01/01/2028 09/09/2019 250,874.39 266,211.06 --- 272,336.69 7,036.87 3.010 1.851 AAA 256350018 MEM-RCTC 91 TIFIA Reserve 36178NB99 Agency MBS Government National Mortgage Association 08/15/2027 10/11/2019 31,992.45 32,347.37 --- 33,312.78 1,000.51 2.500 0.601 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 36202FA30 Agency MBS Government National Mortgage Association 09/20/2024 10/23/2019 24,757.29 25,794.01 --- 26,403.65 888.78 4.500 -0.589 AAA 256350018 M M-RCTC 91 TIFIA Reserve 3137BJQ71 Agency MBS Freddie Mac 05/25/2025 10/30/2019 200,000.00 206,296.88 -- 214,602.00 9,920.96 2.770 0.927 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3137BLAC2 Agency MBS Freddie Mac 06/25/2025 --- 150,000.00 159,648.05 --- 163,708.50 6,455.61 3.284 0.940 AAA 256350018 MEM-RCTC 91 TIFIA Reserve 36179M4J6 Agency MBS Government National Mortgage Association 03/20/2028 11/20/2019 122,771.35 124,248.45 --- 127,770.60 3,646.57 2.500 0.725 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 36202F2H8 Agency MBS Government National Mortgage Association 01/20/2027 12/12/2019 132,540.21 135,812.30 --- 139,294.46 3,792.66 3.000 0.562 AAA 256350018 MEM-RCTC 91 TIFIA Reserve 3137FPJF3 Agency MBS Freddie Mac 06/25/2029 01/08/2020 194,933.27 195,816.56 -- 204,492.80 8,918.89 2.258 0.979 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3137FQ3Y7 Agency MBS Freddie Mac 07/25/2029 01/08/2020 195,420.27 195,488.97 -- 204,091.07 8,667.34 2.190 1.159 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 31417YKF3 Agency MBS Federal National Mortgage Association 01/01/2030 -- 47,894.09 52,347.59 -- 52,563.77 500.47 4.500 0.585 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 36179RFD6 Agency MBS Govemment National Mortgage Association 06/20/2030 05/01/2020 18,461.45 19,372.98 --- 19,454.31 31.60 3.000 1.150 AAA 256350018 MEM-RCTC 91 TIFIA Reserve 36179NKP2 Agency MBS Government National Mortgage Association 08/20/2028 04/28/2020 67,504.43 70,394.46 --- 70,256.59 (61.96) 2.500 0.796 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 36179MU24 Agency MBS Government National Mortgage Association 12/20/2027 04/28/2020 48,833.92 50,924.63 --- 50,345.33 (496.38) 2.500 1.091 AAA 256350018 MEM-RCTC 91 TIFIA Reserve 36179MZV5 Agency MBS Government National Mortgage Association 02/20/2028 04/28/2020 64,684.89 67,454.22 --- 67,318.21 (13.01) 2.500 0.709 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 36179MEK2 Agency MBS Government National Mortgage Association 06/20/2027 04/28/2020 83,843.67 87,433.23 --- 86,434.44 (770.41) 2.500 1.026 AAA 256350018 MEM-RCTC 91 TIFIA Reserve 3140JAU97 Agency MBS Federal National Mortgage Association 05/01/2023 05/20/2020 50,281.68 52,277.23 --- 51,442.68 (256.40) 2.596 1.181 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3138EJRP5 Agency MBS Federal National Mortgage Association 06/01/2021 06/18/2019 15,922.16 16,402.48 --- 15,922.96 (41.36) 4.244 3.092 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 36179MU32 Agency MBS Government National Mortgage Association 12/20/2027 06/22/2020 87,200.70 91,887.74 -- 91,867.68 (13.17) 3.000 0.722 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3128MMUL5 Agency MBS Freddie Mac 02/01/2031 06/22/2020 110,999.69 116,202.79 -- 115,943.61 (459.95) 2.500 1.047 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3620ARZE4 Agency MBS Government National Mortgage Association 02/15/2026 06/22/2020 84,127.75 88,018.66 -- 88,817.87 900.03 3.000 -0.158 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 36176XE21 Agency MBS Government National Mortgage Association 03/15/2027 06/22/2020 149,230.01 156,365.07 --- 157,549.58 1,235.14 3.000 0.202 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 31397UPF0 Agency MBS Federal National Mortgage Association 06/25/2021 06/10/2019 57,877.38 58,826.94 -- 57,855.39 (21.99) 3.763 0.525 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 36179NAJ7 Agency MBS Govemment National Mortgage Association 04/20/2028 06/30/2020 33,314.50 35,162.42 --- 35,100.49 (9.97) 3.000 0.781 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3137BVZ74 Agency MBS Freddie Mac 08/25/2026 07/09/2020 302,173.15 323,596.75 -- 323,261.81 3,590.43 3.045 0.291 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3132A85Y1 Agency MBS Freddie Mac 09/01/2032 08/12/2020 223,375.22 235,416.55 -- 232,399.57 (3,100.15) 2.500 1.170 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3132A9T64 Agency MBS Freddie Mac 10/01/2032 08/14/2020 150,442.03 158,551.80 -- 158,860.77 (489.91) 3.000 1.203 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3137FMD66 Agency MBS Freddie Mac 05/25/2026 08/18/2020 82,743.17 87,035.46 --- 85,680.55 (1,838.45) 2.283 1.130 AAA 256350018 MEM-RCTC 91 TIFIA Reserve 3138X0ZY7 Agency MBS Federal National Mortgage Association 07/01/2028 08/31/2020 41,534.52 43,643.69 -- 43,374.91 (163.83) 2.500 0.645 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3137FWHY9 Agency MBS Freddie Mac 09/25/2030 09/15/2020 194,375.15 193,403.27 --- 184,467.84 (8,972.46) 0.826 1.688 AAA 256350018 M!M-RCTC 91 TIFIA Reserve 31418AM39 Agency MBS Federal National Mortgage Association 12/01/2027 09/22/2020 47,444.71 49,535.25 -- 49,546.98 35.01 2.500 0.482 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3137FBAB2 Agency MBS Freddie Mac 08/25/2027 09/22/2020 130,000.00 142,690.23 --- 140,155.60 (942.00) 3.038 0.123 AAA 256350018 MEM-RCTC 91 TIFIA Reserve 3128MENS6 Agency MBS Freddie Mac 01/01/2029 10/01/2020 39,295.31 41,124.98 -- 40,915.45 (122.56) 2.500 0.729 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3132AEFC5 Agency MBS Freddie Mac 11/01/2030 10/14/2020 431,764.00 464,753.47 --- 466,227.40 2,944.26 3.500 0.132 AAA 256350018 M!M-RCTC 91 TIFIA Reserve 36179RHM4 Agency MBS Government National Mortgage Association 07/20/2030 10/27/2020 84,719.95 89,750.20 -- 90,444.48 745.29 3.500 0.859 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 36179TF83 Agency MBS Government National Mortgage Association 09/20/2032 10/26/2020 84,899.70 90,338.60 --- 90,656.75 (36.55) 3.500 1.135 AAA 256350018 MEM-RCTC 91 TIFIA Reserve 314016FU6 Agency MBS Federal National Mortgage Association 10/01/2032 11/03/2020 98,373.98 105,014.22 --- 105,630.04 681.12 3.000 0.678 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3137B7YX1 Agency MBS Freddie Mac 04/25/2023 12/23/2020 146,310.24 149,945.14 -- 149,780.72 195.26 2.592 -0.024 AAA 256350018 M!M-RCTC 91 TIFIA Reserve 3137BYPQ7 Agency MBS Freddie Mac 04/25/2024 11/30/2020 225,407.37 240,639.98 -- 238,553.13 (543.50) 2.905 0.770 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3132AEFK7 Agency MBS Freddie Mac 04/01/2033 01/14/2021 92,132.75 100,223.16 --- 99,561.41 (707.76) 3.500 0.666 AAA 256350018 MEM-RCTC 91 TIFIA Reserve 3132AEF68 Agency MBS Freddie Mac 01/01/2033 -- 133,150.06 144,933.85 -- 144,788.71 (124.29) 3.500 0.418 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 31418DVU3 Agency MBS Federal National Mortgage Association 01/01/2031 01/21/2021 193,065.70 201,753.66 --- 199,728.40 (1,883.01) 2.000 0.995 AAA 256350018 MEM-RCTC 91 TIFIA Reserve 3140X4H90 Agency MBS Federal National Mortgage Association 06/01/2032 02/02/2021 179,682.71 189,621.41 --- 186,941.89 (2,795.45) 2.500 1.178 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 31307NP40 Agency MBS Freddie Mac 07/01/2030 02/05/2021 213,415.58 229,021.60 -- 226,391.25 (2,485.40) 3.000 0.756 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3140X9VK8 Agency MBS Federal National Mortgage Association 02/01/2035 02/10/2021 243,839.38 261,441.54 --- 257,391.97 (4,128.23) 3.000 0.983 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3138ETQP4 Agency MBS Federal National Mortgage Association 06/01/2031 02/11/2021 97,539.78 105,769.70 --- 106,402.24 748.64 3.500 -0.077 AAA 256350018 MEM-RCTC 91 TIFIA Reserve 36176XQB8 Agency MBS Government National Mortgage Association 05/15/2027 02/23/2021 48,323.66 50,558.62 --- 51,017.70 446.74 3.000 0.289 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 314028382 Agency MBS Federal National Mortgage Association 10/01/2028 02/26/2021 106,299.67 111,116.37 --- 111,216.03 58.23 2.500 0.519 AAA 256350018 MEM-RCTC 91 TIFIA Reserve 3138WEMJ5 Agency MBS Federal National Mortgage Association 05/01/2030 02/26/2021 67,249.51 70,527.93 --- 70,509.10 (45.75) 2.500 0.757 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3131X83H7 Agency MBS Freddie Mac 04/01/2028 02/26/2021 39,083.58 40,805.71 -- 40,817.33 (3.13) 2.500 0.595 AAA 32 Pages of 41 RIVERSIDE RCTC COUNTY TRANSPORTATION COMMISSION 91 CIP STAMP Portfolio by Investment Category for quarter ended March 31, 2021 Source Account 256350018 Account MIM-RCTC 91 TIFIA Reserve Identifier 31418DXH0 Security Type Category Agency MBS Issuer Federal National Mortgage Association Final Maturity Trade Date Current Face Value 198,802.01 Original Cost Next Call Date -- -- --- Base Market Value 204,139.85 Base Net Total Unrealized Gain/Loss (1,904.35) Coupon 2.000 Summarized Yield Credit Rating 1.407 AAA 02/01/2036 02/24/2021 206,132.84 256350018 MIM-RCTC 91 TIFIA Reserve 3138EQRJ3 Agency MBS Federal National Mortgage Association 11/01/2030 02/24/2021 70,776.83 76,085.09 76,644.23 588.69 3.500 0.055 AAA 256350018 MBN-RCTC 91 TIFIA Reserve 3128MMT52 Agency MBS Freddie Mac 10/01/2030 02/24/2021 129,229.22 135,367.60 134,981.21 (351.15) 2.500 0.956 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 31418DQ47 Agency MBS Federal National Mortgage Association 07/01/2035 02/24/2021 185,877.09 192,586.09 -- 191,336.30 (1,177.33) 2.000 1.280 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 31418DYF3 Agency MBS Federal National Mortgage Association 04/01/2031 03/18/2021 40,000.00 41,268.75 --- 41,384.40 112.97 2.000 1.054 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 314038M00 Agency MBS Federal National Mortgage Association 12/01/2032 03/18/2021 59,311.29 63,259.20 -- 62,894.88 (440.02) 3.000 0.877 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 36179NAH1 Agency MBS Government National Mortgage Association 04/20/2028 03/26/2021 151,602.70 157,808.94 --- 157,360.57 (610.95) 2.500 0.852 AAA 256350021 MIM-RCTC 2013 Residual Fund 65478DAD9 Asset Backed Nissan Auto Receivables 2018-A Owner Trust 05/16/2022 06/29/2018 6,781.79 6,746.82 --- 6,791.83 11.75 2.650 0.709 AAA 256350021 MIM-RCTC 2013 Residual Fund 65478HAD0 Asset Backed Nissan Auto Receivables 2017-C Owner Trust 04/18/2022 09/25/2018 2,368.53 2,331.62 --- 2,370.12 2.40 2.120 0.370 AAA 256350021 MIM-RCTC 2013 Residual Fund 38013FAD3 Asset Backed GM Financial Consumer Automobile Receivables Trust 2018-4 10/16/2023 07/24/2019 39,498.43 40,222.06 --- 40,079.85 362.12 3.210 0.232 AAA 256350021 MIM-RCTC 2013 Residual Fund 87165LBB6 Asset Backed Synchrony Credit Card Master Note Trust 2016-2 05/15/2024 08/02/2019 160,000.00 160,387.50 -- 160,374.40 346.41 2.210 0.370 AAA 256350021 MIM-RCTC 2013 Residual Fund 26209AAE1 Asset Backed Drive Auto Receivables Trust 2019-4 01/16/2024 09/09/2019 80,000.00 79,989.10 --- 80,537.60 540.27 2.230 0.849 AAA 256350021 MIM-RCTC 2013 Residual Fund 12596EAC8 Asset Backed CNH Equipment Trust 2018-B 11/15/2023 12/05/2019 111,173.22 112,988.47 -- 113,019.80 1,104.78 3.190 0.211 AAA 256350021 MIM-RCTC 2013 Residual Fund 14315XAC2 Asset Backed Carmax Auto Owner Trust 2020-1 12/16/2024 01/14/2020 60,000.00 59,988.23 --- 61,339.80 1,346.80 1.890 0.567 AAA 256350021 M M-RCTC 2013 Residual Fund 14041NFU0 Asset Backed Capital One Multi -Asset Execution Trust, Series 2019-2 09/15/2022 03/13/2020 100,000.00 100,312.50 -- 102,013.00 1,829.32 1.720 0.333 AAA 256350021 MIM-RCTC 2013 Residual Fund 34528QHK3 Asset Backed Ford Credit Floorplan Master Owner Trust A, Series 2020-1 09/15/2025 09/15/2020 225,000.00 224,986.86 --- 225,470.25 484.64 0.700 0.614 AAA 256350021 MIM-RCTC 2013 Residual Ftmd 43813KAA0 Asset Backed Honda Auto Receivables 2020-3 Owner Trust 10/18/2021 09/22/2020 78,931.76 78,931.76 -- 78,931.76 0.00 0.189 0.189 AAA 256350021 MIM-RCTC 2013 Residual Fund 14315PAB1 Asset Banked Carmax Auto Owner Trust 2019-3 12/15/2022 01/29/2021 0.02 0.02 --- 0.02 (0.00) 2.210 0.451 AAA 256350021 MIM-RCTC 2013 Residual Ftmd 98162HAC4 Asset Backed World Omni Automobile Lease Securitizatioe Trust 2020-A 01/17/2023 02/04/2021 235,000.00 239,773.44 -- 239,206.50 (9.17) 1.700 0.104 AAA 256350021 MIM-RCTC 2013 Residual Fund 34528QFY5 Asset Backed Ford Credit Floorplan Master Owner Trust A 05/15/2023 02/04/2021 300,000.00 302,226.56 -- 300,858.00 (140.00) 2.950 0.596 AAA 256350021 MIM-RCTC 2013 Residual Ftmd 98162YAD5 Asset Backed World Omni Auto Receivables Trust 2019-A 05/15/2024 02/04/2021 129,923.55 132,253.05 -- 132,189.42 (41.82) 3.040 0.903 AAA 256350021 MIM-RCTC 2013 Residual Fund 92347YAA2 Asset Backed Verizon Owner Trust 2019-A 09/20/2023 02/04/2021 180,000.00 183,058.59 --- 182,449.80 (144.39) 2.930 0.941 AAA 256350021 MIM-RCTC 2013 Residual Ftmd 34528QFU3 Asset Backed Ford Credit Flooeplan Master Owner Trust A, 2017-3 09/15/2022 02/12/2021 100,000.00 103,445.31 -- 103,097.00 (73.12) 2.480 0.346 AAA 256350021 MIM-RCTC 2013 Residual Fund 14315XAD0 Asset Backed Carmax Auto Owner Trust 2020-1 06/16/2025 03/03/2021 280,000.00 291,309.38 --- 290,449.60 (602.20) 2.030 0.813 AAA 256350021 MIM-RCTC 2013 Residual Ftmd 86787EBD8 Corporate Tmist Bank 05/17/2022 05/14/2019 50,000.00 50,000.00 04/17/2022 50,282.50 282.50 0.782 0.266 A 256350021 MIM-RCTC 2013 Residual Fund 025816CE7 Corporate American Express Company 05/20/2022 05/15/2019 100,000.00 100,000.00 04/19/2022 100,580.00 580.00 0.802 0.281 A 256350021 MIM-RCTC 2013 Residual Ftmd 05531FB71 Corporate Tmist Financial Corporation 03/16/2023 09/09/2019 165,000.00 164,877.90 02(13/2023 170,492.85 5,562.26 2.200 0.408 A 256350021 MIM-RCTC 2013 Residual Fund 17308CC46 Corporate Citigmup Inc. 11/04/2022 10/28/2019 195,000.00 195,000.00 11/04/2021 197,061.15 2,061.15 2.312 0.528 A 256350021 MIM-RCTC 2013 Residual Ftmd 69353RFU7 Corporate PNC Bank, National Association 02/24/2023 02/20/2020 250,000.00 250,000.00 02/24/2022 250,467.50 467.50 0.501 0.329 A 256350021 MIM-RCTC 2013 Residual Fund 14913Q2X6 Corporate Caterpillar Financial Services Corporation 05/17/2021 05/14/2019 120,000.00 120,000.00 --- 120,054.00 54.00 0.582 0.237 A 256350021 MIM-RCTC 2013 Residual Fund 14913R2D8 Corporate Caterpillar Financial Services Corporation 07/07/2023 07/06/2020 200,000.00 199,888.00 -- 200,982.00 1,066.95 0.650 0.432 A 256350021 MIM-RCTC 2013 Residual Fund 438516CC8 Corporate Honeywell International Inc. 08/19/2022 08/17/2020 265,000.00 265,000.00 08/19/2021 265,243.80 243.80 0.483 0.243 A 256350021 MIM-RCTC 2013 Residual Fund 06051GHC6 Corporate Bank of America Corporation 12/20/2023 10/09/2020 185,000.00 194,412.80 12/20/2022 192,401.85 (23.63) 3.004 0.660 A 256350021 MIM-RCTC 2013 Residual Fund 46647PAY2 Corporate JPMorgan Chase & Co. 12/05/2024 --- 495,000.00 544,824.45 12/05/2023 537,010.65 (3,356.19) 4.023 0.812 A 256350021 MIM-RCTC 2013 Residual Fund 06051GIH3 Corporate Bank of America Corporation 10/24/2024 11/05/2020 205,000.00 205,604.75 10/24/2023 205,498.15 (26.71) 0.810 0.714 A 256350021 MIM-RCTC 2013 Residual Fund 6174468T9 Corporate Morgan Stanley 11/10/2023 11/09/2020 380,000.00 380,000.00 11/10/2022 380,110.20 110.20 0.560 0.517 A 256350021 MIM-RCTC 2013 Residual Ftmd 38141GXL3 Corporate The Goldman Sachs Group, Inc. 11/17/2023 --- 485,000.00 486,140.00 11/17/2022 485,038.80 (954.32) 0.627 0.594 A 256350021 MIM-RCTC 2013 Residual Fund 863667666 Corporate Stryker Corporation 12/01/2023 11/18/2020 160,000.00 159,860.80 12/01/2021 160,096.00 218.98 0.600 0.510 A 256350021 MIM-RCTC 2013 Residual Ftmd 172967LC3 Corporate Citigmup Inc. 12/08/2021 -- 450,000.00 449,617.50 11/08/2021 457,150.50 7,250.61 2.900 0.260 A 256350021 MIM-RCTC 2013 Residual Fund 637432MV4 Corporate National Rural Utilities Cooperative Finance Corporation 11/15/2023 12/23/2020 165,000.00 178,234.65 08/15/2023 175,754.70 (1,181.00) 3.400 0.628 A 256350021 MIM-RCTC 2013 Residual Ftmd 025816CD9 Corporate American Express Company 05/20/2022 12/30/2020 150,000.00 154,734.00 04/19/2022 153,733.50 (116.17) 2.750 0.373 A 256350021 MIM-RCTC 2013 Residual Fund 89236THU2 Corporate Toyota Motor Credit Corporation 01/11/2024 01/06/2021 170,000.00 169,989.80 --- 169,615.80 (374.75) 0.450 0.532 A 256350021 MIM-RCTC 2013 Residual Ftmd 21688AAQ5 Corporate Cooperatieve Rabobank U.A., New York Branch 01/12/2024 01/05/2021 285,000.00 284,803.35 -- 283,483.80 (1,333.78) 0.375 0.568 AA 256350021 MIM-RCTC 2013 Residual Fund 22550L2E0 Corporate Credit Suisse AG, New York Branch 02/02/2024 01/26/2021 250,000.00 250,000.00 --- 247,160.00 (2,840.00) 0.495 0.902 AA 256350021 MIM-RCTC 2013 Residual Ftmd 20030NCRO Corporate Comcast Corporation 04/15/2024 02/04/2021 250,000.00 275,055.00 03/15/2024 273,012.50 (867.00) 3.700 0.556 A 256350021 MIM-RCTC 2013 Residual Fund 91159HHV5 Corporate U.S. Bancorp 02/05/2024 02/04/2021 500,000.00 543,865.00 01/05/2024 538,170.00 (3,537.64) 3.375 0.584 A 256350021 MIM-RCTC 2013 Residual Ftmd 0258M0EH8 Corporate American Express Credit Corporation 03/03/2022 06/12/2020 270,000.00 270,459.00 01/31/2022 271,341.90 1,106.22 0.884 0.326 A 256350021 MIM-RCTC 2013 Residual Fund 95000U2R3 Corporate Wells Fargo & Company 06/02/2024 03/05/2021 395,000.00 404,254.85 06/02/2023 403,492.50 (505.33) 1.654 0.654 A 256350021 MIM-RCTC 2013 Residual Fund 842400HC0 Corporate Southern California Edison Company 04/01/2024 03/24/2021 160,000.00 160,000.00 04/01/2023 160,249.60 249.60 0.840 0.762 A 256350023 MIM-Sr Lien Reserve Fund -1 CCYUSD Currency UNITED STATES OF AMERICA 03/31/2021 --- 0.00 2.04 --- 2.04 0.00 0.000 0.000 AAA 256350023 MIM-Sr Lien Reserve Fund -1 CCYUSD Currency UNITED STATES OF AMERICA 03/31/2021 -- 0.00 (258,514.62) -- (258,514.62) 0.00 0.000 0.000 AAA 256350021 MIM-RCTC 2013 Residual Fund CCYUSD Currency UNITED STATES OF AMERICA 03/31/2021 --- 0.00 (160,000.00) --- (160,000.00) 0.00 0.000 0.000 AAA 256350021 MIM-RCTC 2013 Residual Ftmd CCYUSD Currency UNITED STATES OF AMERICA 03/31/2021 -- 0.00 0.01 -- 0.01 0.00 0.000 0.000 AAA 256350018 MIM-RCTC 91 TIFIA Reserve CCYUSD Currency UNITED STATES OF AMERICA 03/31/2021 --- 0.00 (0.00) --- (0.00) 0.00 0.000 0.000 AAA 256350018 MIM-RCTC 91 TIFIA Reserve CCYUSD Currency UNITED STATES OF AMERICA 03/31/2021 -- 0.00 (43,410.25) --- (43,410.25) 0.00 0.000 0.000 AAA 256350023 MIM-Sr Lien Reserve Fund -1 31846V401 MM Fund First American Funds, Inc. -Govemment Obligations Fund 03/31/2021 --- 0.00 289,267.93 --- 289,267.93 0.00 0.010 0.010 AAA 256350021 MIM-RCTC 2013 Residual Fund 31846V401 MM Ftmd First American Funds, Inc. - Government Obligations Fund 03/31/2021 --- 0.00 605,440.05 --- 605,440.05 0.00 0.010 0.010 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 31846V401 MM Fund First American Funds,Inc. - Govemment Obligations Fund 03/31/2021 --- 0.00 143,181.47 --- 143,181.47 0.00 0.010 0.010 AAA 256350021 MIM-RCTC 2013 Residual Ftmd 072024W W8 Muni Bay Area Toll Authority 04/01/2022 09/20/2019 95,000.00 95,000.00 -- 96,650.15 1,650.15 2.128 0.386 AA 256350021 MIM-RCTC 2013 Residual Fund 783186TZ2 Muni Rutgers, The State University of New Jersey 05/01/2022 10/18/2019 105,000.00 105,000.00 --- 107,051.70 2,051.70 2.057 0.250 AA 256350021 MIM-RCTC 2013 Residual Ftmd 650036AS5 Muni The New York State Urban Development Corporation 03/15/2024 06/18/2020 180,000.00 180,000.00 -- 180,702.00 702.00 0.965 0.831 AA 256350021 MIM-RCTC 2013 Residual Fund 1947400F7 Muni Collin County Texas 02/15/2024 06/25/2020 175,000.00 175,000.00 --- 176,111.25 1,111.25 0.867 0.643 AAA 256350021 MIM-RCTC 2013 Residual Fund 64971QWL3 Muni New York City Transitional Finance Authority 08/01/2023 07/07/2020 155,000.00 164,850.25 -- 163,447.50 910.98 2.710 0.362 AAA 256350021 MIM-RCTC 2013 Residual Fund 916544ES4 Muni Upper Santa Clara Valley Joint Powers Authority 08/01/2023 07/16/2020 170,000.00 170,000.00 --- 170,974.10 974.10 0.680 0.433 AA 256350021 MIM-RCTC 2013 Residual Ftmd 283062DK0 Muni El Dorado Irrigation District 03/01/2022 06/16/2020 155,000.00 155,000.00 -- 155,666.50 666.50 0.739 0.269 AA 256350021 MIM-RCTC 2013 Residual Fund 4581X0CZ9 Non -US Gov Inter -American Development Bank 09/14/2022 09/30/2019 650,000.00 652,067.00 --- 664,287.00 13,256.90 1.750 0.234 AAA 256350023 MIM-Sr Lien Reserve Fund -1 9128285W6 TIPS United States Department of The Treasury 01/15/2029 08/26/2019 129,477.50 139,651.12 -- 148,315.18 10,390.09 0.875 -0.921 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 9128285W6 TIPS United States Department of The Treasury 01/15/2029 --- 155,373.00 164,273.78 --- 177,978.22 15,252.41 0.875 -0.921 AAA 256350023 MBd-Sr Lien Reserve Fund -1 912828638 US Gov United States Department of The Treasury 11/15/2024 04/18/2017 795,000.00 806,210.74 -- 843,383.70 42,803.67 2.250 0.552 AAA 256350023 MIM-Sr Lien Reserve Fund -1 912828XB1 US Gov United States Department of The Treasury 05/15/2025 --- 1,250,000.00 1,278,552.74 --- 1,322,700.00 55,573.81 2.125 0.692 AAA 256350023 MBd-Sr Lien Reserve Fund -1 91282CAM3 US Gov United States Department of The Treasury 09/30/2025 10/30/2020 425,000.00 422,376.95 -- 414,341.00 (8,258.32) 0.250 0.819 AAA 256350023 MIM-Sr Lien Reserve Fund -1 91282CAE1 US Gov United States Department of The Treasury 08/15/2030 12/04/2020 90,000.00 87,148.83 --- 81,492.30 (5,745.16) 0.625 1.721 AAA 256350023 MIM-Sr Lien Reserve Fund -1 91282CAP6 US Gov United States Department of The Treasury 10/15/2023 03/08/2021 420,000.00 418,369.93 -- 418,572.00 164.45 0.125 0.259 AAA 256350023 MIM-Sr Lien Reserve Fund -1 912828ZF0 US Gov United States Department of The Treasury 03/31/2025 03/08/2021 365,000.00 362,889.84 --- 362,518.00 (404.41) 0.500 0.673 AAA 256350023 001M -Sr Lien Reserve Fund -1 9128286Q8 US Gov United States Department of The Treasury 04/30/2021 03/31/2021 180,000.00 180,020.01 -- 180,010.80 (9.21) 0.159 0.086 AAA 256350021 MIM-RCTC 2013 Residual Fund 912828L57 US Gov United States Department of The Treasury 09/30/2022 --- 2,150,000.00 2,158,926.57 --- 2,201,987.00 47,025.53 1.750 0.136 AAA 256350021 MBvI-RCTC 2013 Residual Fund 912828YK0 US Gov United States Department of The Treasury 10/15/2022 --- 1,820,000.00 1,830,721.10 -- 1,854,543.60 24,105.66 1.375 0.142 AAA 33 Page of 41 RIVERSIDE RCTC COUNTY TRANSPORTATION COMMISSION 91 CIP STAMP Portfolio by Investment Category for quarter ended March 31, 2021 Source Account Account Identifier Security Type Category Issuer mat Maturity Trade Date Current Face Value Original Cost Next Call Date Base Market Value Base Net Total Unrealized Gain/Loss Coupon Yield Summarized Credit Rating 256350021 MIM-RCTC 2013 Residual Fund 912828ZD5 US Gov United States Department of The Treasury 03/15/2023 -- 1,560,000.00 1,572,206.84 -- 1,570,062.00 (26.22) 0.500 0.170 AAA 256350021 MIM-RCTC 2013 Residual Fund 912828T67 US Gov United States Department of The Treasury 10/31/2021 12/09/2019 480,000.00 476,306.25 --- 483,336.00 4,480.81 1.250 0.057 AAA 256350021 MIM-RCTC 2013 Residual Fund 912828ZP8 US Gov United States Department of The Treasury 05/15/2023 11/09/2020 810,000.00 808,354.69 --- 808,890.30 282.52 0.125 0.190 AAA 256350021 MIM-RCTC 2013 Residual Fund 91282CAP6 US Gov United States Department of The Treasury 10/15/2023 12/31/2020 350,000.00 349,753.91 --- 348,810.00 (965.06) 0.125 0.259 AAA 256350021 MIM-RCTC 2013 Residual Fund 9128286Q8 US Gov United States Department of The Treasury 04/30/2021 --- 2,045,000.00 2,045,706.29 --- 2,045,122.70 (112.97) 0.159 0.086 AAA 256350021 MIM-RCTC 2013 Residual Fund 912828743 US Gov United States Department of The Treasury 02/28/2022 12/30/2019 125,000.00 125,463.87 --- 126,895.00 1,697.09 1.750 0.093 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 912828L57 US Gov United States Department of The Treasury 09/30/2022 09/10/2019 305,000.00 306,894.34 --- 312,374.90 6,433.18 1.750 0.136 AAA 256350018 MBd-RCTC 91 TIFIA Reserve 912828XB1 US Gov United States Department of The Treasury 05/15/2025 --- 710,000.00 744,402.74 --- 751,293.60 12,989.93 2.125 0.692 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 912828YK0 US Gov United States Department of The Treasury 10/15/2022 --- 750,000.00 763,253.90 --- 764,235.00 5,509.47 1.375 0.142 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 91282CAM3 US Gov United States Department of The Treasury 09/30/2025 10/30/2020 700,000.00 695,679.69 --- 682,444.00 (13,601.94) 0.250 0.819 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 91282CAP6 US Gov United States Department of The Treasury 10/15/2023 --- 1,530,000.00 1,524,537.31 --- 1,524,798.00 (96.47) 0.125 0.259 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 91282CAB1 US Gov United States Department of The Treasury 08/15/2030 12/04/2020 110,000.00 106,515.23 --- 99,601.70 (7,021.86) 0.625 1.721 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 912828ZF0 US Gov United States Department of The Treasury 03/31/2025 03/08/2021 85,000.00 84,508.59 --- 84,422.00 (94.17) 0.500 0.673 AAA 256350021 MIM-RCTC 2013 Residual Fund 196480CW5 VRDN Colorado Housing and Finance Authority, Inc. 10/01/2051 03/19/2020 460,000.00 460,000.00 04/20/2021 460,000.00 0.00 0.110 0.110 AAA 63,304,262.78 65,259,136.30 65,697,097.31 590,542.49 34 Page of 41 pi" RIVERSIDE COUNTY TRANSPORTATION COMMISSION 91 CIP STAMP Portfolio by Account for quarter ended March 31, 2021 ATTACHMENT 3 Source Security Typ Next Call Base Net Total Summarized Account 256350018 Account MIM-RCTC 91 TIFIA Reserve I.entifier 3130AFFX0 Category Agency Federal Home Loan Bank, Freddie Mac Final Maturity 11/16/2028 Tra.e late 09/11/2019 Current Face Value 200,000.00 Original Cast 222,450.00 late --- .use Market Value 224,974.00 Uorealize.Gaio/Loss 6,051.96 Con.on 3.250 Viel, 1.510 Cre •it'ating AAA 256350018 MIN-RCTC 91 TIFIA Reserve 3137EAEC9 Agency 08/12/2021 04/29/2020 270,000.00 273,044.52 --- 271,053.00 180.49 1.125 0.053 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3134GWND4 Agency Freddie Mac 08/12/2025 08/14/2020 325,000.00 324,545.00 08/12/2021 320,778.25 (3,822.49) 0.600 0.904 AAA 256350018 MIN-RCTC 91 TIFIA Reserve 3134GWTLO Agency Freddie Mac 09/28/2023 09/23/2020 315,000.00 314,952.75 09/28/2021 315,126.00 165.23 0.300 0.219 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3134GXDT8 Agency Freddie Mac 11/24/2023 11/19/2020 160,000.00 160,000.00 05/24/2021 159,825.60 (174.40) 0.350 0.391 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3137EADB2 Agency Freddie Mac 01/13/2022 06/06/2019 500,000.00 505,766.50 --- 508,995.00 7,224.68 2.375 0.077 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3130AIJZ8 Agency Federal Home Loan Banks 03/12/2024 02/26/2021 250,000.00 250,000.00 04/12/2021 250,032.50 32.50 0.500 0.471 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3136ADFF1 Agency CMO Federal National Mortgage Association 04/25/2023 06/10/2019 49,355.45 48,645.96 --- 49,683.66 756.95 1.500 0.502 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3137AS7D0 Agency CMO Freddie Mac 04/15/2039 06/14/2019 1,253.90 1,244.50 - 1,253.46 (0.44) 2.000 0.974 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3137B6DF5 Agency CMO Freddie Mac 11/15/2026 06/18/2019 108,414.10 107,287.61 - 110,661.52 3,041.16 2.000 0.431 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3136AGFQ0 Agency CMO Federal National Mortgage Association 12/25/2038 06/18/2019 22,342.67 22,624.57 - 22,414.39 52.31 3.500 0.728 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3137B3HX9 Agency CMO Freddie Mac 07/15/2038 06/20/2019 0.00 0.00 - (0.00) (0.00) 0.556 0.454 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 38377YTL4 Agency CMO Government National Mortgage Association 05/20/2040 06/17/2019 70,227.90 69,372.00 - 71,233.56 1,780.16 2.000 1.243 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 38378WUY7 Agency CMO Government National Mortgage Association 06/20/2041 06/12/2019 34,055.28 34,108,49 - 34,169.02 126.83 2.500 1.116 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3137B1UG5 Agency CMO Freddie Mac 01/25/2023 06/25/2019 200,000.00 204,101.56 - 207,272.00 5,419.42 2.637 0.341 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3136AGZA3 Agency CMO Federal National Mortgage Association 09/25/2030 06/25/2019 12,497.07 12,580.55 - 12,721.39 196.00 3.000 0.013 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3137AUPE3 Agency CMO Freddie Mac 06/25/2022 06/28/2019 200,000.00 201,773.44 - 204,184.00 3,677.69 2.396 0.352 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3137ATRW4 Agency CMO Freddie Mac 05/25/2022 06/28/2019 300,000.00 302,496.09 --- 305,688.00 5,063.82 2.373 0.306 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3137AXHPI Agency CMO Freddie Mac 09/25/2022 06/28/2019 150,000.00 152,232.42 - 154,249.50 3,389.02 2.573 0.384 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 38377REV3 Agency CMO Government National Mort gage Association 10/20/2039 07/01/2019 24,251.02 24,732.25 - 24,611.15 142.84 3.500 0.798 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 38378TAF7 Agency CMO Govemment National Mortgage Association 07/20/2041 07/05/2019 78,011.78 78,158.05 - 80,597.87 2,499.74 2.500 0.687 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 38377QKH9 Agency CMO Government National Mortgage Association 08/20/2040 08/20/2019 25,157.34 25,614.30 - 25,879.35 317.56 3.000 1.172 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 38376V2E6 Agency CMO Government National Mortgage Association 07/16/2039 08/06/2019 75,400.72 78,463.88 - 80,104.22 2,333.75 4.000 0.357 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 383791M99 Agency CMO Government National Mortgage Association 02/16/2041 08/28/2019 12,025.49 12,103.00 - 12,127.35 88.77 2.500 0.995 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 38378JZD7 Agency CMO Government National Mortgage Association 12/20/2040 10/16/2019 26,281.13 25,952.61 - 26,612.27 575.52 1.500 0.487 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 38377RED3 Agency CMO Government National Mortgage Association 12/16/2025 12/11/2019 123,288.97 124,271.43 - 126,893.94 2,835.40 2.500 0.084 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 38376WA62 Agency CMO Government National Mortgage Association 10/20/2039 12/17/2019 62,302.59 65,359.31 - 66,549.13 1,321.62 4.000 1.257 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 38378FRB8 Agency CMO Government National Mortgage Association 07/20/2042 12/30/2019 145,776.25 143,635.16 - 149,392.96 5,795.13 2.000 1.319 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 383770Z89 Agency CMO Government National Mortgage Association 10/20/2039 01/28/2020 24,141.02 24,669.10 - 24,645.08 140.79 3.500 0.260 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 313785660 Agency CMO Freddie Mac 10/15/2028 02/07/2020 11,383.26 11,489.98 - 11,789.64 315.14 2.500 -0.083 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 383761=9 Agency CMO Government National Mortgage Association 11/20/2039 01/29/2020 28,728.67 29,401.99 - 30,061.68 670.12 3.000 0.413 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 38378AU90 Agency CMO Government National Mortgage Association 10/20/2026 04/28/2020 80,748.42 83,069.93 - 82,771.16 552.00 3.000 -0.645 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3137ABFH9 Agency CMO Freddie Mac 06/25/2021 --- 84,848.12 86,992.11 - 84,999.15 (31.65) 3.989 1.264 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3137AH6C7 Agency CMO Faaddie Mao 07/25/2021 06/07/2019 244,874.35 249,207.48 - 246,186.87 786.77 3.230 0.135 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3137B45W2 Agency CMO Freddie Mac 09/15/2030 12/30/2020 92,847.18 93,775.66 - 94,131.26 496.19 2.750 0.466 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 38378PZN1 Agency CMO Government National Mortgage Association 03/16/2039 12/30/2020 37,047.67 37,111.35 - 37,056.56 (7.68) 2.500 0.910 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3136A8SX9 Agency CMO Federal National Mortgage Association 09/25/2027 02/04/2021 51,909.06 52,922.92 - 53,198.48 301.79 1.500 0.068 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3137AQQEl Agency CMO Freddie Mac 05/15/2027 --- 104,152.65 106,105.51 - 106,225.28 128.73 1.500 0.453 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3136ADZA0 Agency CMO Federal National Mortgage Association 04/25/2028 --- 131,169.45 132,803.01 - 133,041.24 244.99 1.250 0.356 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3136ABNZ2 Agency CMO Federal National Mort gage Association 11/25/2042 02/05/2021 63,065.61 64,326.93 - 64,878.74 561.16 2.000 0.243 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3137B9RN7 Agency CMO Freddie Mac 12/15/2027 02/05/2021 50,690.78 51,839.25 - 52,246.99 445.83 2.500 -0.463 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 313660Y84 Agency CMO Federal National Mortgage Association 07/25/2028 02/05/2021 57,094.49 58,289.91 - 58,558.96 294.35 1.750 0.264 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 38377LFC7 Agency CMO Government National Mortgage Association 12/20/2039 02/12/2021 52,933.01 53,487.16 - 53,569.80 102.70 2.500 0.958 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 38378HAU0 Agency CMO Government National Mortgage Association 08/20/2027 --- 69,180.34 70,364.02 - 70,547.35 163.89 1.500 0.341 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3137BLW87 Agency CMO Freddie Mac 01/25/2025 02/04/2021 243,072.74 255,568.20 - 254,064.49 (1,017.50) 2.802 0.203 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3136AQZK9 Agency CMO Federal National Mortgage Association 11/25/2031 03/11/2021 87,688.37 90,500.57 - 90,408.46 (116.32) 2.000 0.593 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3137BB5D8 Agency CMO Freddie Mac 11/15/2043 03/26/2021 50,689.82 52,804.54 - 53,077.31 212.77 3.000 0.631 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3137B4HD1 Agency CMO Freddie Mac 12/15/2042 03/26/2021 25,918.58 27,518.24 - 27,498.84 (75.53) 4.500 0.580 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3620ARB67 Agency MBS Government National Mortgage Association 05/15/2025 06/10/2019 120,927.60 125,330.12 - 128,588.36 4,553.91 4.000 -0.326 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3620AFYR2 Agency MBS Government National Mortgage Association 12/15/2024 06/12/2019 57,698.96 59,576.44 - 61,338.61 2,330.57 4.000 -0.541 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 36297GCD0 Agency MBS Government National Mortgage Association 02/15/2025 06/12/2019 56,632.23 59,014.77 - 59,647.89 1,369.59 4.500 0.856 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3620A9T35 Agency MBS Government National Mortgage Association 11/15/2024 06/13/2019 98,378.98 101,583.98 - 104,610.30 4,009.25 4.000 -0.733 AAA 256350018 MIM-RCTC 9I TIFIA Reserve 3620C4SU5 Agency MBS Govemment National Mortgage Association 09/15/2025 06/12/2019 60,155.98 62,381.28 - 63,969.87 2,202.42 4.000 0.108 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 38378KW47 Agency MBS Government National Mortgage Association 08/16/2035 06/13/2019 46,918.09 46,654,18 --- 46,967.83 128.89 2.150 0.781 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3137AWQG3 Agency MBS Freddie Mac 04/25/2022 06/07/2019 133,373.66 131,894.05 - 134,227.26 1,541.36 1.583 0.282 AAA 256350018 MIM-RCTC 9I TIFIA Reserve 31 7131138 Agency MBS Freddie Mac 11/25/2022 --- 645,000.00 652,086,14 - 665,491.65 17,616,99 2.510 0.332 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 313704134 1 Agency MBS Freddie Mac 01/25/2028 06/27/2019 150,000.00 163,248.05 - 169,005.00 8,343.21 3.600 1.578 AAA 256350018 MIM-RCTC 9I TIFIA Reserve 3137B1U75 Agency MBS Freddie Mac 01/25/2023 06/27/2019 305,991.06 308,943.40 --- 313,585.76 6,448.45 2.522 0.274 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3137BM6P6 Agency MBS Freddie Mac 08/25/2022 06/28/2019 198,847.40 204,253.57 - 204,118.85 3,269.00 3.090 0.681 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3137F4CY6 Agency MBS Freddie Mac 09/25/2024 06/28/2019 190,000.00 195,907.81 --- 202,921.90 9,081.82 2.920 0.806 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 31370BAJ5 Agency MBS Freddie Mac 08/25/2027 06/26/2019 200,000.00 211,593.75 - 220,702.00 11,584.08 3.281 1.481 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 31419AM53 Agency MBS Federal National Mortgage Association 08/01/2024 06/28/2019 37,853.53 39,249.38 --- 38,833.94 331.49 5.500 0.864 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3136AHAE0 Agency MBS Federal National Mortgage Association 04/25/2023 06/28/2019 34,156.60 34,471.87 - 34,397.06 (102.59) 2.548 1.913 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3138EJPZ5 Agency MBS Federal National Mortgage Association 07/01/2022 07/22/2019 206,154.72 209,915.43 - 209,521.23 895,81 2.996 1.609 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 38378KWU9 Agency MBS Government National Mortgage Association 11/16/2041 --- 18,597.67 17,781.98 - 18,659.41 481.97 1.400 0.828 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3137BSRZ8 Agency MBS Freddie Mac 09/25/2022 06/28/2019 76,114.03 77,615.50 - 78,004.70 814.92 2.838 0.767 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 38378NWU3 Agency MBS Govemmeat National Mortgage Association 06/16/2048 06/27/2019 0.00 0.00 - (0.00) (0.00) 3.005 1.087 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3137FNAD2 Agency MBS Freddie Mac 11/25/2028 08/01/2019 145,899.53 148,811.39 --- 155,356.73 7,320.15 2.631 1.053 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3138LFGP7 Agency MBS Federal National Mortgage Association 10/01/2028 08/07/2019 297,838.85 307,972.35 - 314,964.58 7,999.36 2.550 1.820 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 3138EKXL4 Agency MBS Federal National Mortgage Association 03/01/2023 08/21/2019 38,686.57 39,121.79 - 39,514.46 422.17 2.325 1.230 AAA 35 Page 8 of 41 OFRIVERSIDE COUNTY TRANSPORTATION COMMISSION 91 CIP STAMP Portfolio by Account for quarter ended March 31, 2021 Source Security Type Next Call Base Net Total Summarized Account Account Identifier Category Issuer Final Maturity Trade Date Current Face Value Original Cost Date Base Market Value Unrealized Gain/Loss Coupon Yield Credit Rating 256350018 MIM-RCTC 91 TIFIA Reserve 2563500/8 MIM-RCTC 91 TIFIA Reserve 256350018 MIM-RCTC 91 TIFIA Reserve 256350018 MIM-RCTC 91 TIFIA Reserve 256350018 MIM-RCTC 91 TIFIA Reserve 256350018 MIM-RCTC 91 TIFIA Reserve 256350018 MIM-RCTC 91 TIFIA Reserve 256350018 MIM-RCTC 91 TIFIA Reserve 256350018 MIM-RCTC 91 TIFIA Reserve 256350018 MIM-RCTC 91 TIFIA Reserve 256350018 MIM-RCTC 91 TIFIA Reserve 256350018 MIM-RCTC 91 TTFIA Reserve 256350018 MIM-RCTC 91 TIFIA Reserve 256350018 MIM-RCTC 91 TTFIA Reserve 256350018 MIM-RCTC 91 TIFIA Reserve 256350018 MIM-RCTC 91 TTFIA Reserve 256350018 MIM-RCTC 91 TIFIA Reserve 256350018 MIM-RCTC 91 T1FIA Reserve 256350018 MIM-RCTC 91 TIFIA Reserve 256350018 MIM-RCTC 91 TIFIA Reserve 256350018 MIM-RCTC 91 TIFIA Reserve 256350018 MIM-RCTC 91 TINA Reserve 256350018 MIM-RCTC 91 TTFIA Reserve 256350018 MIM-RCTC 91 TIFIA Reserve 256350018 MIM-RCTC 91 TIFIA Reserve 256350018 MIM-RCTC 91 TWA Reserve 256350018 MIM-RCTC 91 TIFIA Reserve 256350018 MIM-RCTC 91 TINA Reserve 256350018 MIM-RCTC 91 TWA Reserve 256350018 MIM-RCTC 91 TIFIA Reserve 256350018 MIM-RCTC 91 TIFIA Reserve 256350018 MIM-RCTC 91 TIFIA Reserve 256350018 MIM-RCTC 91 TIFIA Reserve 256350018 MIM-RCTC 91 TIFIA Reserve 256350018 MIM-RCTC 91 TWA Reserve 256350018 MIM-RCTC 91 TIFIA Reserve 256350018 MIM-RCTC 91 TIFIA Reserve 256350018 MIM-RCTC 91 TIFIA Reserve 256350018 MIM-RCTC 91 TWA Reserve 256350018 MIM-RCTC 91 TIFIA Reserve 256350018 MIM-RCTC 91 TIFIA Reserve 256350018 MIM-RCTC 91 TINA Reserve 256350018 MIM-RCTC 91 TWA Reserve 256350018 MIM-RCTC 91 TIFIA Reserve 256350018 MIM-RCTC 91 TIFIA Reserve 256350018 MIM-RCTC 91 TIFIA Reserve 256350018 MIM-RCTC 91 TIFIA Reserve 256350018 MIM-RCTC 91 TIFIA Reserve 256350018 MIM-RCTC 91 TWA Reserve 256350018 MIM-RCTC 91 TIFIA Reserve 256350018 MIM-RCTC 91 TIFIA Reserve 256350018 MIM-RCTC 91 TTFIA Reserve 256350018 MIM-RCTC 91 TWA Reserve 256350018 MIM-RCTC 91 TIFIA Reserve 256350018 MIM-RCTC 91 TIFIA Reserve 256350018 MIM-RCTC 91 TIFIA Reserve 256350018 MIM-RCTC 91 TIFIA Reserve 256350018 MIM-RCTC 91 TIFIA Reserve 256350018 MIM-RCTC 91 TIFIA Reserve 256350018 MIM-RCTC 91 TIFIA Reserve CCYUSD Currency UNITED STATES OF AMERICA 03/31/2021 --- 0.00 (0.00) --- (0.00) 0.00 0.000 0.000 AAA 256350018 MIM-RCTC 91 TIFIA Reserve 256350018 MIM-RCTC 91 TIFIA Reserve 31846V401 MM Fund First American Funds, Inc. - Government Obligations Fund 03/31/2021 256350018 MIM-RCTC 91 TIFIA Reserve 9128285W6 TIPS United States Department of The Treasury 01/15/2029 - 155,373.00 164,273.78 - 177,978.22 15,252.41 0.875 -0.921 AAA 256350018 MIM-RCTC 91 TINA Reserve 256350018 MIM-RCTC 91 TIFIA Reserve 912828XB1 US Gov United States Department of The Treasury 05/15/2025 - 710,000.00 744,402.74 - 751,293.60 12,989.93 2.125 0.692 AAA 256350018 MIM-RCTC 91 TINA Reserve 256350018 MIM-RCTC 91 TIFIA Reserve 91282CAM3 US Gov United States Department of The Treasury 09/30/2025 10/30/2020 700,000.00 695,679.69 - 682,444.00 (13,601.94) 0.250 0.819 AAA 256350018 MIM-RCTC 91 TINA Reserve 256350018 MIM-RCTC 91 TIFIA Reserve 91282CAE1 US Gov United States Department of The Treasury 08/15/2030 12/04/2020 110,000.00 106,515.23 - 99,601.70 (7,021.86) 0.625 1.721 AAA 256350018 MIM-RCTC 91 TINA Reserve 3136A7MN9 Agency MBS 3137FL6P4 Agency MBS Freddie Mac 3137BP4K2 Agency MBS Freddie Mac 3138L2QG5 Agency MBS Federal National Mortgage Association 36178NB99 Agency MBS Government National Mortgage Association 36202FA30 Agency MBS Government National Mortgage Association 3137BJQ71 Agency MBS Freddie Mac 3137BLAC2 Agency MBS Freddie Mac 36179M4J6 Agency MBS Government National Mortgage Association 36202F2H8 Agency MBS Government National Mortgage Association 3137FPJF3 Agency MBS Freddie Mac 3137FQ3Y7 Agency MBS Freddie Mac 31417YKF3 Agency MBS Federal National Mortgage Association 36179RFD6 Agency MBS Government National Mortgage Association 36179NICP2 Agency MBS Government National Mortgage Association 36179MU24 Agency MBS Government National Mortgage Association 36179MZV5 Agency MBS Government National Mortgage Association 36179MEK2 Agency MBS Government National Mortgage Association 3140JAU97 Agency MBS Federal National Mortgage Association 3138EIRP5 Agency MBS Federal National Mortgage Association 36179M1132 Agency MBS Government National Mortgage Association 3128MMUL5 Agency MBS Freddie Mac 3620ARZE4 Agency MBS Government National Mortgage Association 36176XE21 Agency MBS Government National Mortgage Association 31397UPF0 Agency MBS Federal National Mortgage Association 36179NAJ7 Agency MBS Government National Mortgage Association 3137BVZ74 Agency MBS Freddie Mac 3132A85Y1 Agency MBS Freddie Mac 3132A9T64 Agency MBS Freddie Mac 3137FMD66 Agency MBS Freddie Mac 3138X0ZY7 Agency MBS Federal National Mortgage Association 3137FWHY9 Agency MBS Freddie Mac 31418A8439 Agency MBS Federal National Mortgage Association 3137FBAB2 Agency MBS Freddie Mac 3128MENS6 Agency MBS Freddie Mac 3132AEFC5 Agency MBS Freddie Mac 36179RHM4 Agency MBS Government National Mortgage Association 36179TF83 Agency MBS Government National Mortgage Association 314016FU6 Agency MBS Federal National Mortgage Association 3137B7YX1 Agency MBS Freddie Mac 3137BYPQ7 Agency MBS Freddie Mac 3132AEFK7 Agency MBS Freddie Mac 3132AEF68 Agency MBS Freddie Mac 31418DVU3 Agency MBS Federal National Mortgage Association 3140X40190 Agency MBS Federal National Mortgage Association 31307NP40 Agency MBS Freddie Mac 3140X9VK8 Agency MBS Federal National Mortgage Association 3138ETQP4 Agency MBS Federal National Mortgage Association 36176XQB8 Agency MBS Government National Mortgage Association 314028382 Agency MBS Federal National Mortgage Association 3138WEMJ5 Agency MBS Federal National Mortgage Association 3131X83H7 Agency MBS Freddie Mac 31418DXH0 Agency MBS Federal National Mortgage Association 3138EQRJ3 Agency MBS Federal National Mortgage Association 3128MMT52 Agency MBS Freddie Mac 31418DQ47 Agency MBS Federal National Mortgage Association 31418DYF3 Agency MBS Federal National Mortgage Association 314078ME0 Agency MBS Federal National Mortgage Association 36179NAH1 Agency MBS Government National Mortgage Association Federal National Mortgage Association 05/25/2022 01/25/2029 09/09/2019 03/25/2026 09/09/2019 01/01/2028 09/09/2019 08/15/2027 10/11/2019 09/20/2024 10/23/2019 05/25/2025 10/30/2019 06/25/2025 03/20/2028 11/20/2019 01/20/2027 12/12/2019 132,540.21 135,812.30 --- 139,294.46 3,792.66 3.000 0.562 AAA 06/25/2029 01/08/2020 07/25/2029 01/08/2020 195,420.27 195,488.97 --- 204,091.07 8,667.34 2.190 1.159 AAA 01/01/2030 06/20/2030 05/01/2020 08/20/2028 04/28/2020 12/20/2027 04/28/2020 02/20/2028 04/28/2020 06/20/2027 04/28/2020 05/01/2023 05/20/2020 06/01/2021 06/18/2019 12/20/2027 06/22/2020 02/01/2031 06/22/2020 02/15/2026 06/22/2020 03/15/2027 06/22/2020 06/25/2021 06/10/2019 04/20/2028 06/30/2020 08/25/2026 07/09/2020 09/01/2032 08/12/2020 10/01/2032 08/14/2020 05/25/2026 08/18/2020 07/01/2028 08/31/2020 09/25/2030 09/15/2020 12/01/2027 09/22/2020 08/25/2027 09/22/2020 01/01/2029 10/01/2020 11/01/2030 10/14/2020 07/20/2030 10/27/2020 09/20/2032 10/26/2020 10/01/2032 11/03/2020 04/25/2023 12/23/2020 04/25/2024 11/30/2020 04/01/2033 01/14/2021 01/01/2033 133,150.06 144,933.85 - 144,788.71 (124.29) 3.500 0.418 AAA 01/01/2031 01/21/2021 06/01/2032 02/02/2021 07/01/2030 02/05/2021 02/01/2035 02/10/2021 06/01/2031 02/11/2021 05/15/2027 02/23/2021 10/01/2028 02/26/2021 05/01/2030 02/26/2021 04/01/2028 02/26/2021 39,083.58 40,805.71 --- 40,817.33 (3.13) 2.500 0.595 AAA 02/01/2036 02/24/2021 11/01/2030 02/24/2021 70,776.83 76,085.09 --- 76,644.23 588.69 3.500 0.055 AAA 10/01/2030 02/24/2021 07/01/2035 02/24/2021 185,877.09 192,586.09 - 191,336.30 (1,177.33) 2.000 1.280 AAA 04/01/2031 03/18/2021 12/01/2032 03/18/2021 04/20/2028 03/26/2021 08/22/2019 100,309.30 275,000.00 200,000.00 250,874.39 101,120.40 307,108.40 210,125.00 266,211.06 102,007.54 309,628.00 214,794.00 272,336.69 33,312.78 26,403.65 1,306.73 7,574.50 3.563 1.785 7,071.34 2.849 1.257 7,036.87 3.010 1.851 1,000.51 2.500 0.601 AAA 2.349 0.122 AAA AAA AAA AAA 31,992.45 24,757.29 25,794.01 32,347.37 888.78 4.500 -0.589 AAA 200,000.00 206,296.88 - 214,602.00 9,920.96 2.770 0.927 AAA 150,000.00 159,648.05 122,771.35 124,248.45 - 127,770.60 3,646.57 2.500 0.725 AAA 163,708.50 6,455.61 3.284 0.940 AAA 194,933.27 195,816.56 - 204,492.80 8,918.89 2.258 0.979 AAA 47,894.09 52,347.59 - 52,563.77 500.47 4.500 0.585 AAA 18,461.45 19,372.98 - 19,454.31 31.60 3.000 1.150 AAA 67,504.43 70,394.46 - 70,256.59 (61.96) 2.500 0.796 AAA 48,833.92 50,924.63 - 50,345.33 (496.38) 2.500 1.091 64,684.89 67,454.22 - 67,318.21 (13.01) 2.500 0.709 AAA 83,843.67 87,433.23 - 86,434.44 (770.41) 2.500 1.026 50,281.68 52,277.23 - 51,442.68 (256.40) 2.596 1.181 AAA 15,922.16 16,402.48 - 15,922.96 (41.36) 4.244 3.092 87,200.70 91,887.74 - 91,867.68 (13.17) 3.000 0.722 AAA 110,999.69 116,202.79 - 115,943.61 (459.95) 2.500 1.047 84,127.75 88,018.66 - 88,817.87 900.03 3.000 -0.158 149,230.01 156,365.07 - 157,549.58 1,235.14 3.000 0.202 AAA 57,877.38 58,826.94 - 57,855.39 (21.99) 3.763 0.525 33,314.50 35,162.42 - 35,100.49 (9.97) 3.000 0.781 AAA 302,173.15 323,596.75 - 323,261.81 3,590.43 3.045 0.291 223,375.22 235,416.55 - 232,399.57 (3,100.15) 2.500 1.170 AAA 150,442.03 158,551.80 - 158,860.77 (489.91) 3.000 1.203 AAA 82,743.17 87,035.46 - 85,680.55 (1,838.45) 2.283 1.130 AAA 41,534.52 43,643.69 - 43,374.91 (163.83) 2.500 0.645 AAA 194,375.15 193,403.27 - 184,467.84 (8,972.46) 0.826 1.688 AAA 47,444.71 49,535.25 - 49,546.98 35.01 2.500 0.482 AAA 130,000.00 142,690.23 - 140,155.60 (942.00) 3.038 0.123 AAA 39,295.31 41,124.98 - 40,915.45 (122.56) 2.500 0.729 AAA 431,764.00 464,753.47 - 466,227.40 2,944.26 3.500 0.132 AAA 84,719.95 89,750.20 - 90,444.48 745.29 3.500 0.859 AAA 84,899.70 90,338.60 - 90,656.75 (36.55) 3.500 1.135 AAA 98,373.98 105,014.22 - 105,630.04 681.12 3.000 0.678 AAA 146,310.24 149,945.14 - 149,780.72 195.26 2.592 -0.024 AAA 225,407.37 240,639.98 - 238,553.13 (543.50) 2.905 0.770 AAA 92,132.75 100,223.16 - 99,561.41 (707.76) 3.500 0.666 AAA 193,065.70 201,753.66 - 199,728.40 (1,883.01) 2.000 0.995 AAA 179,682.71 189,621.41 - 186,941.89 (2,795.45) 2.500 1.178 AAA 213,415.58 229,021.60 - 226,391.25 (2,485.40) 3.000 0.756 AAA 243,839.38 261,441.54 - 257,391.97 (4,128.23) 3.000 0.983 AAA 97,539.78 105,769.70 - 106,402.24 748.64 3.500 -0.077 AAA 48,323.66 50,558.62 - 51,017.70 446.74 3.000 0.289 AAA 106,299.67 111,116.37 - 111,216.03 58.23 2.500 0.519 AAA 67,249.51 70,527.93 - 70,509.10 (45.75) 2.500 0.757 AAA 198,802.01 206,132.84 - 204,139.85 (1,904.35) 2.000 1.407 AAA 129,229.22 135,367.60 - 134,981.21 (351.15) 2.500 0.956 AAA 40,000.00 41,268.75 - 41,384.40 112.97 2.000 1.054 AAA 59,311.29 63,259.20 - 62,894.88 (440.02) 3.000 0.877 AAA 151,602.70 157,808.94 - 157,360.57 (610.95) 2.500 0.852 AAA CCYUSD Currency UNITED STATES OF AMERICA 03/31/2021 0.00 (43,410.25) - (43,410.25) 0.00 0.000 0.000 AAA 0.00 143,181.47 --- 143,181.47 0.00 0.010 0.010 AAA 912828L57 US Gov United States Department of The Treasury 09/30/2022 09/10/2019 305,000.00 306,894.34 --- 312,374.90 6,433.18 1.750 0.136 AAA 912828YK0 US Gov United States Department of The Treasury 10/15/2022 --- 750,000.00 763,253.90 --- 764,235.00 5,509.47 1.375 0.142 AAA 91282CAP6 US Gov United States Department of The Treasury 10/15/2023 --- 1,530,000.00 1,524,537.31 - 1,524,798.00 (96.47) 0.125 0.259 AAA 912828ZF0 US Gov United Slates Department of The Treasury 03/31/2025 03/08/2021 85,000.00 84,508.59 --- 84,422.00 (94.17) 0.500 0.673 AAA 20,128,438.58 20,821,817.36 20,944,164.98 207,336.98 256350021 MIM-RCTC 2013 Residual Fund 3134GV6H6 Agency Freddie Mac 10/20/2022 07/22/2020 400,000.00 399,960.00 07/20/2021 400,132.00 159.71 0.320 0.211 AAA 256350021 MIM-RCTC 2013 Residual Fund 3134GWTLO Agency Freddie Mac 09/28/2023 09/23/2020 270,000.00 269,959.50 09/28/2021 270,108.00 141.63 0.300 0.219 AAA 256350021 MIM-RCTC 2013 Residual Fund 3134GWY42 Agency Freddie Mac 10/13/2023 10/07/2020 300,000.00 299,850.00 10/13/2021 299,730.00 (143.26) 0.300 0.336 AAA 256350021 MIM-RCTC 2013 Residual Fund 3136G46A6 Agency Federal National Mortgage Association 10/27/2023 10/20/2020 415,000.00 414,896.25 10/27/2021 415,087.15 176.14 0.300 0.263 AAA 36 Page 9 of 41 OFRIVERSIDE COUNTY TRANSPORTATION COMMISSION 91 CIP STAMP Portfolio by Account for quarter ended March 31, 2021 Source Security Type Next Call Base Net Total Summarized Account Account Identifier Category Issuer Final Maturity Trade Date Current Face Value Original Cost Date Base Market Value Unrealized Gain/Loss Coupon Yield Credit Rating 256350021 MIM-RCTC 2013 Residual Fund 256350021 MIM-RCTC 2013 Residual Fund 3137A2PV7 Agency CMO Freddie Mac 256350021 MIM-RCTC 2013 Residual Fund 31394GUX9 Agency CMO Freddie Mac 256350021 MIM-RCTC 2013 Residual Fund 3136A72D3 Agency CMO Federal National Mortgage Association 256350021 MIM-RCTC 2013 Residual Fund 38377REV3 Agency CMO Government National Mortgage Association 256350021 MIM-RCTC 2013 Residual Fund 3137AYCE9 Agency CMO Freddie Mac 256350021 MIM-RCTC 2013 Residual Fund 3137GAUY1 Agency CMO Freddie Mac 256350021 MIM-RCTC 2013 Residual Fund 3137ATRW4 Agency CMO Freddie Mac 256350021 MIM-RCTC 2013 Residual Fund 38378PPK8 Agency CMO Government National Mortgage Association 256350021 MIM-RCTC 2013 Residual Fund 3137ADT16 Agency CMO Freddie Mao 256350021 MIM-RCTC 2013 Residual Fund 3137ABFH9 Agency CMO Freddie Mac 256350021 MIM-RCTC 2013 Residual Fund 3137AH6C7 Agency CMO Freddie Mac 256350021 MIM-RCTC 2013 Residual Fund 3133Q5GZ3 Agency CMO Freddie Mac 256350021 MIM-RCTC 2013 Residual Fund 3137BLW87 Agency CMO Freddie Mac 256350021 MIM-RCTC 2013 Residual Fund 3137B1UF7 Agency MBS Freddie Mac 256350021 MIM-RCTC 2013 Residual Fund 3137AWQG3 Agency MBS Freddie Mac 256350021 MIM-RCTC 2013 Residual Fund 3620ARB67 Agency MBS Government National Mortgage Association 256350021 MIM-RCTC 2013 Residual Fund 38378KW47 Agency MBS Government National Mortgage Association 256350021 MIM-RCTC 2013 Residual Fund 314016DU8 Agency MBS Federal National Mortgage Association 256350021 MIM-RCTC 2013 Residual Fund 3138FYX14 Agency MBS Federal National Mortgage Association 256350021 MIM-RCTC 2013 Residual Fund 3136AMM48 Agency MBS Federal National Mortgage Association 256350021 MIM-RCTC 2013 Residual Fund 36178NB99 Agency MBS Government National Mortgage Association 256350021 MIM-RCTC 2013 Residual Fund 3132G5AV1 Agency MBS Freddie Mac 256350021 MIM-RCTC 2013 Residual Fund 36179M416 Agency MBS Government National Mortgage Association 03/20/2028 11/20/2019 102,309.46 103,540.37 106,475.50 3,038.81 2.500 0.725 AAA 256350021 MIM-RCTC 2013 Residual Fund 36202F2H8 Agency MBS Government National Mortgage Association 256350021 MIM-RCTC 2013 Residual Fund 36179RFD6 Agency MBS Government National Mortgage Association 06/20/2030 05/01/2020 49,230.54 51,661.30 51,878.15 84.26 3.000 1.150 AAA 256350021 MIM-RCTC 2013 Residual Fund 36179Q2A8 Agency MBS Government National Mortgage Association 256350021 MIM-RCTC 2013 Residual Fund 3622A2GC0 Agency MBS Government National Mortgage Association 03/15/2028 04/30/2020 184,951.94 192,407.81 192,584.90 620.81 2.500 0.581 AAA 256350021 MIM-RCTC 2013 Residual Fund 31397UPF0 Agency MBS Federal National Mortgage Association 256350021 MIM-RCTC 2013 Residual Fund 3138L2GH4 Agency MBS Federal National Mortgage Association 256350021 MIM-RCTC 2013 Residual Fund 31381RLL6 Agency MBS Federal National Mortgage Association 256350021 MIM-RCTC 2013 Residual Fund 3137BJP56 Agency MBS Freddie Mac 01/25/2025 07/23/2020 40,831.52 42,574.83 42,568.49 280.17 2.697 0.216 AAA 256350021 MIM-RCTC 2013 Residual Fund 3137BFE80 Agency MBS Freddie Mac 08/25/2024 07/15/2020 274,033.61 286,151.03 284,107.08 217.06 2.720 0.436 AAA 256350021 MIM-RCTC 2013 Residual Fund 31381RZ23 Agency MBS Federal National Mortgage Association 08/01/2021 11/02/2018 58,360.00 59,226.28 58,340.16 (6.77) 3.840 3.215 AAA 256350021 MIM-RCTC 2013 Residual Fund 3132A85Y1 Agency MBS Freddie Mac 09/01/2032 08/12/2020 279,925.91 295,015.67 291,234.92 (3,884.98) 2.500 1.170 AAA 256350021 MIM-RCTC 2013 Residual Fund 3132AEFC5 Agency MBS Freddie Mac 11/01/2030 10/14/2020 167,032.79 179,795.14 180,365.34 1,139.01 3.500 0.132 AAA 256350021 MIM-RCTC 2013 Residual Fund 3140J7Q32 Agency MBS Federal National Mortgage Association 10/01/2031 10/20/2020 43,187.77 46,507.83 47,060.85 656.24 3.500 -0.171 AAA 256350021 MIM-RCTC 2013 Residual Fund 314018ME0 Agency MBS Federal National Mortgage Association 12/01/2032 12/30/2020 93,861.55 100,138.55 99,532.66 (582.64) 3.000 0.877 AAA 256350021 MIM-RCTC 2013 Residual Fund 31307NTZ7 Agency MBS Freddie Mac 11/01/2028 01/13/2021 246,163.46 258,048.54 257,058.65 (801.08) 2.500 0.623 AAA 256350021 MIM-RCTC 2013 Residual Fund 3128MMUL5 Agency MBS Freddie Mac 02/01/2031 01/19/2021 59,080.47 62,200.67 61,711.91 (577.33) 2.500 1.047 AAA 256350021 MIM-RCTC 2013 Residual Fund 3137APP61 Agency MBS Freddie Mac 01/25/2022 09/06/2019 12,517.55 12,721.93 12,718.83 143.11 2.789 0.327 AAA 256350021 MIM-RCTC 2013 Residual Fund 3140X4H90 Agency MBS Federal National Mortgage Association 06/01/2032 02/02/2021 226,967.63 239,521.78 236,137.12 (3,531.09) 2.500 1.178 AAA 256350021 MIM-RCTC 2013 Residual Fund 3140X9VK8 Agency MBS Federal National Mortgage Association 02/01/2035 02/10/2021 121,919.69 130,720.77 128,695.99 (2,064.11) 3.000 0.983 AAA 256350021 MIM-RCTC 2013 Residual Fund 3137AXHN6 Agency MBS Freddie Mac 02/25/2022 01/25/2018 5,712.83 5,634.28 5,733.97 40.77 1.749 0.176 AAA 256350021 MIM-RCTC 2013 Residual Fund 3137B7YY9 Agency MBS Freddie Mac 01/25/2024 02/26/2021 120,000.00 129,506.25 129,010.80 (215.41) 3.490 0.519 AAA 256350021 MIM-RCTC 2013 Residual Fund 31418DYF3 Agency MBS Federal National Mortgage Association 04/01/2031 03/18/2021 50,000.00 51,585.94 51,730.50 141.22 2.000 1.054 AAA 256350021 MIM-RCTC 2013 Residual Fund 65478DAD9 Asset Backed Nissan Auto Receivables 2018-A Owner Trust 05/16/2022 06/29/2018 6,781.79 6,746.82 6,791.83 11.75 2.650 0.709 AAA 256350021 MIM-RCTC 2013 Residual Fund 65478HAD0 Asset Backed Nissan Auto Receivables 2017-C Owner Trust 04/18/2022 09/25/2018 2,368.53 2,331.62 2,370.12 2.40 2.120 0.370 AAA 256350021 MIM-RCTC 2013 Residual Fund 38013FAD3 Asset Backed GM Financial Consumer Automobile Receivables Trust 2018-4 10/16/2023 07/24/2019 39,498.43 40,222.06 - 40,079.85 362.12 3.210 0.232 AAA 256350021 MIM-RCTC 2013 Residual Fund 8716SLBB6 Asset Backed Synchrony Credit Card Master Note Trust 2016-2 05/15/2024 08/02/2019 160,000.00 160,387.50 --- 160,374.40 346.41 2.210 0.370 AAA 256350021 MIM-RCTC 2013 Residual Fund 26209AAE1 Asset Backed Drive Auto Receivables Trust 2019-4 256350021 MIM-RCTC 2013 Residual Fund 12596EAC8 Asset Backed CNH Equipment Trust 2018-B 11/15/2023 12/05/2019 111,173.22 112,988.47 --- 113,019.80 1,104.78 3.190 0.211 AAA 256350021 MIM-RCTC 2013 Residual Fund 14315XAC2 Asset Backed Carmax Auto Owner Trust 2020-1 256350021 MIM-RCTC 2013 Residual Fund 14041NFUO Asset Backed Capital One Multi -Asset Execution Trust, Seres 2019-2 256350021 MIM-RCTC 2013 Residual Fund 34528QHK3 Asset Backed Ford Credit Flcorplan Master Owner Trust A, Series 2020-1 09/15/2025 09/15/2020 225,000.00 224,986.86 - 225,470.25 484.64 0.700 0.614 AAA 256350021 MIM-RCTC 2013 Residual Fund 43813KAA0 Asset Backed Honda Auto Receivables 2020-3 Owner Trust 256350021 MIM-RCTC 2013 Residual Fund 14315PAB1 Asset Backed Camrax Auto Owner Trust 2019-3 256350021 MIM-RCTC 2013 Residual Fund 98162HAC4 Asset Backed World Omni Automobile Lease Securitization Trust 2020-A 01/17/2023 02/04/2021 235,000.00 239,773.44 --- 239,206.50 (9.17) 1.700 0.104 AAA 256350021 MIM-RCTC 2013 Residual Fund 34528QFY5 Asset Backed Ford Credit Floorplan Master Owner Trost A 256350021 MIM-RCTC 2013 Residual Fund 98162YAD5 Asset Backed World Onmi Auto Receivables Trust 2019-A 256350021 MIM-RCTC 2013 Residual Fund 92347YAA2 Asset Backed Verizon Owner Trust 2019-A 256350021 MIM-RCTC 2013 Residual Fund 34528QFU3 Asset Backed Ford Credit Flcorplan Master Owner Trust A, 2017-3 09/15/2022 02/12/2021 100,000.00 103,445.31 - 103,097.00 (73.12) 2.480 0.346 AAA 256350021 MIM-RCTC 2013 Residual Fund 14315XAD0 Asset Backed Carmax Auto Owner Trust 2020-1 256350021 MIM-RCTC 2013 Residual Fund 86787EBD8 Corporate Tmist Bank 05/17/2022 05/14/2019 50,000.00 50,000.00 04/17/2022 50,282.50 282.50 0.782 0.266 A 256350021 MIM-RCTC 2013 Residual Fund 025816CE7 Corporate American Express Company 05/20/2022 05/15/2019 100,000.00 100,000.00 04/19/2022 100,580.00 580.00 0.802 0.281 A 256350021 MIM-RCTC 2013 Residual Fund 05531FBH Corporate Trnist Financial Corporation 03/16/2023 09/09/2019 165,000.00 164,877.90 02/13/2023 170,492.85 5,562.26 2.200 0.408 A 256350021 MIM-RCTC 2013 Residual Fund 17308CC46 Corporate Citigrcup Inc. 11/04/2022 10/28/2019 195,000.00 195,000.00 11/04/2021 197,061.15 2,061.15 2.312 0.528 A 256350021 MIM-RCTC 2013 Residual Fund 69353RFU7 Corporate PNC Bank, National Association 02/24/2023 02/20/2020 250,000.00 250,000.00 02/24/2022 250,467.50 467.50 0.501 0.329 A 256350021 MIM-RCTC 2013 Residual Fund 14913Q2X6 Corporate Caterpillar Financial Services Corporation 256350021 MIM-RCTC 2013 Residual Fund 14913R2D8 Corporate Caterpillar Financial Services Corporation 256350021 MIM-RCTC 2013 Residual Fund 438516CC8 Corporate Honeywell International Inc. 08/19/2022 08/17/2020 265,000.00 265,000.00 08/19/2021 265,243.80 243.80 0.483 0.243 A 256350021 MIM-RCTC 2013 Residual Fund 06051GHC6 Corporate Bank of America Corporation 12/20/2023 10/09/2020 185,000.00 194,412.80 12/20/2022 192,401.85 (23.63) 3.004 0.660 A 256350021 MIM-RCTC 2013 Residual Fund 46647PAY2 Corporate JPMorgan Chase & Co. 12/05/2024 495,000.00 544,824.45 12/05/2023 537,010.65 (3,356.19) 4.023 0.812 A 256350021 MIM-RCTC 2013 Residual Fund 06051GJH3 Corporate Bank of America Corporation 10/24/2024 11/05/2020 205,000.00 205,604.75 10/24/2023 205,498.15 (26.71) 0.810 0.714 A 256350021 MIM-RCTC 2013 Residual Fund 6!74468T9 Corporate Morgan Stanley 11/10/2023 11/09/2020 380,000.00 380,000.00 11/10/2022 380,110.20 110.20 0.560 0.517 A 256350021 MIM-RCTC 2013 Residual Fund 38141GXL3 Corporate The Goldman Sachs Group, Inc. 11/17/2023 485,000.00 486,140.00 11/17/2022 485,038.80 (954.32) 0.627 0.594 A 31397LUK3 Agency CMO Federal National Mortgage Association 06/25/2023 09/15/2022 06/03/2019 08/15/2023 07/02/2019 04/25/2022 07/26/2019 10/20/2039 07/01/2019 10/25/2022 08/13/2019 10/15/2022 08/15/2019 05/25/2022 08/19/2019 12/20/2038 01/08/2020 04/25/2021 03/11/2020 06/25/2021 03/15/2019 07/25/2021 03/11/2020 09/25/2033 01/05/2021 01/25/2025 02/04/2021 09/25/2022 01/25/2018 04/25/2022 20,839.64 20,452.15 - 20,973.01 272.19 1.583 0.282 AAA 05/15/2025 06/10/2019 08/16/2035 06/13/2019 08/01/2031 07/26/2019 03/01/2023 08/21/2019 07/25/2022 08/01/2019 08/15/2027 10/11/2019 07/01/2028 10/11/2019 10/10/2018 33,656.87 17,683.12 14,381.91 18,224.85 48,502.04 360,000.00 367,790.63 - 371,152.80 7,735.43 2.682 0.437 AAA 89,746.68 88,821.17 - 90,663.89 1,471.04 1.500 0.296 AAA 100,000.00 101,109.38 - 101,896.00 1,562.01 2.373 0.306 AAA 42,880.23 43,183.40 - 43,613.91 476.87 2.500 0.922 AAA 25,083.64 25,597.07 - 25,076.61 (7.02) 3.871 0.402 AAA 117,306.80 119,497.14 - 117,515.61 42.62 3.989 1.264 27,985.64 28,527.87 - 28,135.64 45.46 3.230 0.135 AAA 34,335.27 17,373.67 14,993.14 18,331.51 49,464.50 34,316.88 17,824.76 15,000.62 18,462.14 49,222.29 462.87 313.43 247.46 184.95 2.482 0.477 285.68 3.500 0.798 AAA 4.500 0.297 1.500 0.633 5.500 0.822 AAA AAA AAA AAA 239,530.96 242,861.94 - 239,250.71 (3,571.55) 1.000 1.026 312,522.09 328,587.68 - 326,654.33 (1,308.22) 2.802 0.203 AAA 6,752.37 6,653.19 - 6,813.47 97.86 1.785 0.254 AAA 39,603.79 41,045.61 - 42,112.69 1,491.41 4.000 -0.326 AAA 18,132.60 18,030.60 - 18,151.82 49.81 2.150 0.781 AAA 137,373.90 138,296.88 - 143,320.82 5,186.76 2.500 0.621 AAA 41,265.67 41,729.91 - 42,148.76 450.32 2.325 1.230 AAA 278,385.60 279,951.52 - 281,283.60 2,541.37 2.509 0.756 AAA 79,981.13 80,868.42 - 83,281.95 2,501.27 2.500 0.601 AAA 52,329.36 53,310.54 - 55,247.24 2,162.93 3.000 0.082 AAA 01/20/2027 12/12/2019 58,317.69 59,757.41 - 61,289.56 1,668.77 3.000 0.562 AAA 02/20/2030 04/30/2020 257,678.18 272,494.68 - 272,324.61 (735.17) 3.000 1.014 AAA 06/25/2021 03/15/2019 07/01/2021 - 120,169.36 117,624.84 120,134.51 384.93 1.870 1.685 AAA 07/01/2021 11/02/2018 28,938.69 29,354.69 - 28,927.70 (11.00) 3.763 0.525 AAA 50,745.22 51,498.48 - 50,727.97 (30.20) 3.840 3.425 AAA 01/16/2024 09/09/2019 80,000.00 79,989.10 - 80,537.60 540.27 2.230 0.849 AAA 12/16/2024 01/14/2020 09/15/2022 03/13/2020 100,000.00 100,312.50 --- 102,013.00 1,829.32 1.720 0.333 AAA 60,000.00 59,988.23 - 61,339.80 1,346.80 1.890 0.567 AAA 10/18/2021 09/22/2020 12/15/2022 01/29/2021 78,931.76 78,931.76 78,931.76 0.00 0.189 0.189 AAA 0.02 0.02 - 0.02 (0.00) 2.210 0.451 AAA 05/15/2023 02/04/2021 05/15/2024 02/04/2021 09/20/2023 02/04/2021 300,000.00 302,226.56 - 300,858.00 (140.00) 2.950 0.596 AAA 129,923.55 132,253.05 - 132,189.42 (41.82) 3.040 0.903 AAA 180,000.00 183,058.59 - 182,449.80 (144.39) 2.930 0.941 AAA 06/16/2025 03/03/2021 280,000.00 291,309.38 - 290,449.60 (602.20) 2.030 0.813 AAA 05/17/2021 05/14/2019 07/07/2023 07/06/2020 120,000.00 120,000.00 - 120,054.00 54.00 0.582 0.237 A 200,000.00 199,888.00 - 200,982.00 1,066.95 0.650 0.432 A 37 Page 10 of 41 OFRIVERSIDE COUNTY TRANSPORTATION COMMISSION 91 CIP STAMP Portfolio by Account for quarter ended March 31, 2021 Source Security Type Next Call Base Net Total Summarized Account Account Identifier Category Issuer Final Maturity Trade Date Current Face Value Original Cost Date Base Market Value Unrealized Gain/Loss Coupon yield Credit Rating 256350021 MIM-RCTC 2013 Residual Fund 256350021 MIM-RCTC 2013 Residual Fund 256350021 MIM-RCTC 2013 Residual Fund 637432MV4 Corporate 256350021 MIM-RCTC 2013 Residual Fund 025816CD9 Corporate 256350021 MIM-RCTC 2013 Residual Fund 89236T11U2 Corporate Toyota Motor Credit Corporation 256350021 MIM-RCTC 2013 Residual Fund 21688AAQ5 Corporate Co6peratieve Rabobank U.A., New York Branch 256350021 MIM-RCTC 2013 Residual Fund 22550L2E0 Corporate Credit Suisse AG, New York Branch 256350021 MIM-RCTC 2013 Residual Fwd 20030NCRO Corporate Comcast Corporation 256350021 MIM-RCTC 2013 Residual Fund 91159HHV5 Corporate U.S. Bancorp 256350021 MIM-RCTC 2013 Residual Fund 0258M0EH8 Corporate American Express Credit Corporation 03/03/2022 06/12/2020 270,000.00 270,459.00 01/31/2022 271,341.90 1,106.22 0.884 0.326 A 256350021 MIM-RCTC 2013 Residual Fund 95000112113 Corporate Wells Fargo & Company 256350021 MIM-RCTC 2013 Residual Fund 842400HC0 Corporate Southern California Edison Company 04/01/2024 03/24/2021 160,000.00 160,000.00 04/01/2023 160,249.60 249.60 0.840 0.762 A 256350021 MIM-RCTC 2013 Residual Fund CCYUSD Currency UNITED STATES OF AMERICA 256350021 MIM-RCTC 2013 Residual Fund CCYUSD Currency UNITED STATES OF AMERICA 03/31/2021 --- 0.00 0.01 --- 0.01 0.00 0.000 0.000 AAA 256350021 MIM-RCTC 2013 Residual Fund 31846V401 MM Fund First American Funds, Inc. - Government Obligations Fund 03/31/2021 - 0.00 605,440.05 - 605,440.05 0.00 0.010 0.010 AAA 256350021 MIM-RCTC 2013 Residual Fund 072024W W8 Muni Bay Area Toll Authority 04/01/2022 09/20/2019 95,000.00 95,000.00 --- 96,650.15 1,650.15 2.128 0.386 AA 256350021 MIM-RCTC 2013 Residual Fund 783186TZ2 Muni Rutgers, The State University of New Jersey 256350021 MIM-RCTC 2013 Residual Fund 650036AS5 Muni The New York State Urban Development Corporation 03/15/2024 06/18/2020 180,000.00 180,000.00 --- 180,702.00 702.00 0.965 0.831 AA 256350021 MIM-RCTC 2013 Residual Fund 194740PF7 Muni Collin County Texas 256350021 MIM-RCTC 2013 Residual Fund 64971QWL3 Muni New York City Transitional Finance Authority 08/01/2023 07/07/2020 155,000.00 164,850.25 --- 163,447.50 910.98 2.710 0.362 AAA 256350021 MIM-RCTC 2013 Residual Fund 916544ES4 Muni Upper Santa Clara Valley Joint Powers Authority 256350021 MIM-RCTC 2013 Residual Fund 283062DK0 Muni El Dorado Irrigation District 03/01/2022 06/16/2020 155,000.00 155,000.00 --- 155,666.50 666.50 0.739 0.269 AA 256350021 MIM-RCTC 2013 Residual Fund 4581X0CZ9 Non -US Gov Inter -American Development Bank 256350021 MIM-RCTC 2013 Residual Fund 912828L57 US Gov United States Department of The Treasury 09/30/2022 2,150,000.00 2,158,926.57 --- 2,201,987.00 47,025.53 1.750 0.136 AAA 256350021 MIM-RCTC 2013 Residual Fund 912828YK0 US Gov United States Department of The Treasury 10/15/2022 - 1,820,000.00 1,830,721.10 - 1,854,543.60 24,105.66 1.375 0.142 AAA 256350021 MIM-RCTC 2013 Residual Fund 912828ZD5 US Gov United States Department of The Treasury 03/15/2023 --- 1,560,000.00 1,572,206.84 --- 1,570,062.00 (26.22) 0.500 0.170 AAA 256350021 MIM-RCTC 2013 Residual Fund 912828T67 US Gov United States Department of The Treasury 10/31/2021 12/09/2019 480,000.00 476,306.25 - 483,336.00 4,480.81 1.250 0.057 AAA 256350021 MIM-RCTC 2013 Residual Fund 912828ZP8 US Gov United States Department of The Treasury 05/15/2023 11/09/2020 810,000.00 808,354.69 --- 808,890.30 282.52 0.125 0.190 AAA 256350021 MIM-RCTC 2013 Residual Fund 91282CAP6 US Gov United States Department of The Treasury 10/15/2023 12/31/2020 350,000.00 349,753.91 - 348,810.00 (965.06) 0.125 0.259 AAA 256350021 MIM-RCTC 2013 Residual Fund 9128286Q8 US Gov United States Department of The Treasury 04/30/2021 --- 2,045,000.00 2,045,706.29 --- 2,045,122.70 (112.97) 0.159 0.086 AAA 256350021 MIM-RCTC 2013 Residual Fund 912828743 US Gov United States Department of The Treasury 02/28/2022 12/30/2019 125,000.00 125,463.87 - 126,895.00 1,697.09 1.750 0.093 AAA 256350021 MIM-RCTC 2013 Residual Fund 196480CW5 VRDN Colorado Housing and Finance Authority, Inc. 863667BB6 172967LC3 Corporate Corporate Stryker Corporation Citigroup Inc. National Rural Utilities Cooperative Finance Corporation American Express Company 12/01/2023 12/08/2021 11/15/2023 12/23/2020 05/20/2022 12/30/2020 01/11/2024 01/06/2021 01/12/2024 01/05/2021 02/02/2024 01/26/2021 04/15/2024 02/04/2021 250,000.00 275,055.00 03/15/2024 273,012.50 (867.00) 3.700 0.556 A 02/05/2024 02/04/2021 500,000.00 543,865.00 01/05/2024 538,170.00 (3,537.64) 3.375 0.584 A 11/18/2020 160,000.00 450,000.00 165,000.00 150,000.00 170,000.00 285,000.00 284,803.35 250,000.00 250,000.00 - 247,160.00 (2,840.00) 0.495 0.902 AA 159,860.80 12/01/2021 449,617.50 11/08/2021 178,234.65 08/15/2023 154,734.00 04/19/2022 169,989.80 160,096.00 457,150.50 175,754.70 153,733.50 169,615.80 283,483.80 (1,333.78) 0.375 0.568 AA 218.98 0.600 0.510 A A A A A 7,250.61 2.900 0.260 (1,181.00) 3.400 0.628 (116.17) 2.750 0.373 (374.75) 0.450 0.532 06/02/2024 03/05/2021 395,000.00 404,254.85 06/02/2023 403,492.50 (505.33) 1.654 0.654 A 03/31/2021 0.00 (160,000.00) - (160,000.00) 0.00 0.000 0.000 AAA 05/01/2022 10/18/2019 105,000.00 105,000.00 - 107,051.70 2,051.70 2.057 0.250 AA 02/15/2024 06/25/2020 175,000.00 175,000.00 - 176,111.25 1,111.25 0.867 0.643 AAA 08/01/2023 07/16/2020 170,000.00 170,000.00 - 170,974.10 974.10 0.680 0.433 AA 09/14/2022 09/30/2019 650,000.00 652,067.00 - 664,287.00 13,256.90 1.750 0.234 AAA 10/01/2051 03/19/2020 460,000.00 460,000.00 04/20/2021 460,000.00 0.00 0.110 0.110 AAA 26,032,782.00 26,868,537.92 26,955,166.72 125,970.51 256350023 MIMSr Lien Reserve Fund -1 256350023 MM -Sr Lien Reserve Fund -1 256350023 MIMSr Lien Reserve Fund -1 256350023 MINI -Sr Lien Reserve Fund -1 256350023 MIMSr Lien Reserve Fund -1 256350023 MIM-Sr Lien Reserve Fund -1 256350023 MIM-Sr Lien Reserve Fund -1 256350023 MIM-Sr Lien Reserve Fund -1 256350023 MIMSr Lien Reserve Fund -1 256350023 MIM-Sr Lien Reserve Fund -1 256350023 MIM-Sr Lien Reserve Fund -1 256350023 MIM-Sr Lien Reserve Fund -1 256350023 MIM-Sr Lien Reserve Fund -1 256350023 MIM-Sr Lien Reserve Fund -1 256350023 MIM-Sr Lien Reserve Fund -1 256350023 MIM-Sr Lien Reserve Fund -1 256350023 MIM-Sr Lien Reserve Fund -1 256350023 MIM-Sr Lien Reserve Fund -1 256350023 MIM-Sr Lien Reserve Fund -1 256350023 MIM-Sr Lien Reserve Fund -1 256350023 MIM-Sr Lien Reserve Fund -1 256350023 MIM-Sr Lien Reserve Fund -1 256350023 MIM-Sr Lien Reserve Fund -1 256350023 MIM-Sr Lien Reserve Fund -1 256350023 MIM-Sr Lien Reserve Fund -1 256350023 MIM-Sr Lien Reserve Fund -1 256350023 MIM-Sr Lien Reserve Fund -1 256350023 MIM-Sr Lien Reserve Fund -1 256350023 MIM-Sr Lien Reserve Fund -1 256350023 MIM-Sr Lien Reserve Fund -1 256350023 MIM-Sr Lien Reserve Fund -1 256350023 MIM-Sr Lien Reserve Fund -1 256350023 MIM-Sr Lien Reserve Fund -1 256350023 MIM-Sr Lien Reserve Fund -1 256350023 MIM-Sr Lien Reserve Fund -1 256350023 MIM-Sr Lien Reserve Fund -1 256350023 MIM-Sr Lien Reserve Fund -1 256350023 MIM-Sr Lien Reserve Fund -1 256350023 MIM-Sr Lien Reserve Fund -1 256350023 MIM-Sr Lien Reserve Fund -1 256350023 MIM-Sr Lien Reserve Fwd -1 256350023 MIM-Sr Lien Reserve Fund -1 256350023 MIM-Sr Lien Reserve Fund -1 3130AFFX0 Agency Federal Home Loan Banks 3134GWND4 Agency Freddie Mac 3134GWTI0 Agency Freddie Mac 313402XDT8 Agency Freddie Mac 3130ALIZ8 Agency Federal Home Loan Banks 3136A72D3 Agency CMO Federal National Mortgage Association 3137AUPE3 Agency CMO Freddie Mac 383771Z89 Agency CMO Government National Mortgage Association 38376T5Z1 Agency CMO Government National Mortgage Association 38378TAF7 Agency CMO Government National Mortgage Association 38380AZ34 Agency CMO Government National Mortgage Association 38378CRT6 Agency CMO Government National Mortgage Association 38376WA62 Agency CMO Government National Mortgage Association 38377RVK8 Agency CMO Government National Mortgage Association 3137AXHP1 Agency CMO Freddie Mac 3137ATRW4 Agency CMO Freddie Mac 38378B7F0 Agency CMO Government National Mortgage Association 38378VC45 Agency CMO Government National Mortgage Association 3837715459 Agency CMO Government National Mortgage Association 38378HXH4 Agency CMO Government National Mortgage Association 3137B5A60 Agency CMO Freddie Mac 3137B4HD1 Agency CMO Freddie Mac 38375XCM4 Agency CMO Government National Mortgage Association 3136ADFFI Agency CMO Federal National Mortgage Association 38377REV3 Agency CMO Government National Mortgage Association 38377QKH9 Agency CMO Government National Mortgage Association 3837915499 Agency CMO Government National Mortgage Association 38378JZD7 Agency CMO Government National Mortgage Association 38378FRB8 Agency CMO Government National Mortgage Association 38376TTT9 Agency CMO Government National Mortgage Association 3137B1UG5 Agency CMO Freddie Mae 38378A1590 Agency CMO Government National Mortgage Association 3137ABFH9 Agency CMO Freddie Mac 3137ARVU7 Agency CMO Freddie Mac 38377YTI4 Agency CMO Government National Mortgage Association 3136A8SX9 Agency CMO Federal National Mortgage Association 3137AQQE1 Agency CMO Freddie Mac 3136ADZA0 Agency CMO Federal National Mortgage Association 3137B9RN7 Agency CMO Freddie Mac 3136ABNZ2 Agency CMO Federal National Mortgage Association 3136AEY84 Agency CMO Federal National Mortgage Association 38377LFC7 Agency CMO Government National Mortgage Association 38378HAU0 Agency CMO Government National Mortgage Association 11/16/2028 09/11/2019 08/12/2025 08/14/2020 300,000.00 299,580.00 08/12/2021 296,103.00 (3,528.45) 0.600 0.904 AAA 09/28/2023 09/23/2020 290,000.00 289,956.50 09/28/2021 290,116.00 152.12 0.300 0.219 AAA 11/24/2023 11/19/2020 145,000.00 145,000.00 05/24/2021 144,841.95 (158.05) 0.350 0.391 AAA 03/12/2024 02/26/2021 200,000.00 200,000.00 04/12/2021 200,026.00 26.00 0.500 0.471 AAA 04/25/2022 07/03/2013 06/25/2022 --- 150,000.00 151,611.80 - 153,138.00 2,960.28 2.396 0.352 AAA 10/20/2039 --- 20,922.21 21,492.04 -- 21,359.07 236.63 3.500 0.260 AAA 01/16/2039 01/26/2015 07/20/2041 07/05/2013 04/20/2046 11/28/2016 10/20/2040 05/22/2014 10/20/2039 --- 112,040.82 114,859.32 - 119,677.52 4,911.41 4.000 1.257 AAA 04/20/2039 52,071.68 53,110.55 - 53,375.03 969.99 3.000 1.119 09/25/2022 09/29/2017 05/25/2022 282,110.00 278,085.13 - 287,458.81 6,763.40 2.373 0.306 AAA 12/16/2042 450,000.00 427,324.22 - 461,767.50 20,457.82 2.273 1.365 AAA 12/16/2041 11/23/2018 10/20/2039 11/21/2018 09/16/2027 03/08/2019 10/15/2028 03/20/2019 12/15/2042 03/20/2019 11/16/2037 05/14/2019 04/25/2023 06/10/2019 10/20/2039 07/01/2019 08/20/2040 08/20/2019 02/16/2041 08/28/2019 12/20/2040 10/16/2019 07/20/2042 12/30/2019 11/20/2039 01/29/2020 01/25/2023 --- 240,000.00 250,336.72 - 248,726.40 1,816.64 2.637 0.341 AAA 10/20/2026 04/28/2020 06/25/2021 07/22/2019 08/15/2038 06/30/2020 05/20/2040 12/16/2020 09/25/2027 02/04/2021 05/15/2027 04/25/2028 12/15/2027 02/05/2021 11/25/2042 02/05/2021 52,922.20 53,980.64 --- 54,443.71 470.91 2.000 0.243 07/25/2028 02/05/2021 49,308.88 50,341.29 - 50,573.66 254.22 1.750 0.264 AAA 12/20/2039 02/12/2021 45,249.19 45,722.90 --- 45,793.54 87.80 2.500 0.958 AAA 08/20/2027 - 58,221.08 59,217.48 - 59,371.53 137.74 1.500 0.341 AAA 185,000.00 205,766.25 - 208,100.95 5,598.06 3.250 1.510 AAA 130,887.60 124,343.22 - 132,591.76 2,453.70 2.482 0.477 AAA 42,772.58 44,686.66 - 44,623.78 885.29 3.000 0.720 AAA 72,010.87 72,021.73 - 74,398.03 2,440.22 2.500 0.687 AAA 83,625.11 85,967.27 - 88,640.94 2,936.55 3.000 1.749 AAA 20,107.18 19,415.99 - 20,515.55 733.02 2.000 0.640 140,000.00 142,089.06 - 143,966.20 3,521.80 2.573 0.384 AAA 78,800.61 75,956.40 - 81,215.06 4,361.04 2.250 0.394 AAA 22,983.47 22,408.88 - 23,214.23 501.09 2.500 0.893 AAA 8,850.50 8,583.50 - 8,968.04 300.72 1.250 0.288 AAA 12,467.38 12,327.13 - 12,912.47 550.03 2.500 -0.083 AAA 22,078.79 22,803.25 - 23,424.94 777.02 4.500 0.580 AAA 24,810.87 25,513.52 - 25,393.68 257.17 5.000 1.351 AAA 46,613.48 45,943.41 - 46,923.46 714.89 1.500 0.502 AAA 22,634.28 23,083.43 - 22,970.40 133.32 3.500 0.798 23,316.56 23,740.08 - 23,985.75 294.33 3.000 1.172 AAA 11,166.53 11,238.50 - 11,261.11 82.43 2.500 0.995 24,735.18 24,425.99 - 25,046.84 541.67 1.500 0.487 AAA 138,103.82 136,075.42 - 141,530.17 5,490.12 2.000 1.319 AAA 26,430.38 27,049.84 - 27,656.74 616.51 3.000 0.413 AAA 74,259.70 76,394.67 56,945.05 58,410.94 - 57,046.41 (30.72) 3.989 1.264 AAA 68,229.20 69,178.01 - 68,483.01 (51.83) 3.000 0.275 AAA 17,837.88 18,069.22 - 18,093.32 (1.42) 2.000 1.243 AAA 44,830.55 45,706.15 - 45,944.14 260.63 1.500 0.068 89,950.00 91,636.58 - 91,740.01 111.16 1.500 0.453 AAA 111,705.60 113,097.17 - 113,299.64 208.40 1.250 0.356 43,778.40 44,770.26 - 45,122.39 385.03 2.500 -0.463 AAA 76,119.91 507.65 3.000 -0.645 AAA AAA AAA AAA 38 Page 11 of 41 OFRIVERSIDE COUNTY TRANSPORTATION COMMISSION 91 CIP STAMP Portfolio by Account for quarter ended March 31, 2021 Source Security Type Account Account Identifier Category Issuer Next Call Base Net Total Summarized Final Maturity Trade Date Current Face Value Original Cost Dale Base Markel Value Unrealized Gain/Loss Coupon Yield Credit Rating 256350023 256350023 MIM-Sr Lien Reserve Fund -1 3137B6DF5 Agency CMO 256350023 MIM-Sr Lien Reserve Fund -I 3136AQZK9 Agency CMO Federal National Mortgage Association 256350023 M MSr Lien Reserve Fund -1 3137BB5D8 Agency CMO Freddie Mac 256350023 MIM-Sr Lien Reserve Fund -1 38379KDN5 Agency MBS Government National Mortgage Association 256350023 M MSr Lien Reserve Fund -1 36202F2H8 Agency MBS Government National Mortgage Association 256350023 MIM-Sr Lien Reserve Fund -1 38378XP62 Agency MBS Government National Mortgage Association 256350023 MIM-Sr Lien Reserve Fund -1 38378KWU9 Agency MBS Government National Mortgage Association 256350023 MIM-Sr Lien Reserve Fund -I 3138EJPZ5 Agency MBS Federal National Mortgage Association 256350023 MIM-Sr Lien Reserve Fund -1 3136A7MN9 Agency MBS Federal National Mortgage Association 256350023 MIM-Sr Lien Reserve Fund -I 31417YKF3 Agency MBS Federal National Mortgage Association 256350023 MIM-Sr Lien Reserve Fund -1 38378KRN0 Agency MBS Government National Mortgage Association 256350023 MIM-Sr Lien Reserve Fund -I 38378KXW4 Agency MBS Government National Mortgage Association 256350023 MIMSr Lien Reserve Fund -1 3138EKXL4 Agency MBS Federal National Mortgage Association 256350023 MIM-Sr Lien Reserve Fund -I 38378KSL4 Agency MBS Government National Mortgage Association 256350023 MIM-Sr Lien Reserve Fund -1 3136AHAE0 Agency MBS Federal National Mortgage Association 256350023 MIM-Sr Lien Reserve Fund -1 38378B6A2 Agency MBS Government National Mortgage Association 256350023 MIMSr Lien Reserve Fund -1 3137B1U75 Agency MBS Freddie Mac 256350023 MIM-Sr Lien Reserve Fund -I 3136AC714 Agency MBS Federal National Mortgage Association 256350023 MIMSr Lien Reserve Fund -1 3137F4D41 Agency MBS Freddie Mac 256350023 MIM-Sr Lien Reserve Fund -1 3620ARB67 Agency MBS Government National Mortgage Association 256350023 MIMSr Lien Reserve Fund -1 3137FBAJ5 Agency MBS Freddie Mac 256350023 MIM-Sr Lien Reserve Fund -1 3137B1BS0 Agency MBS Freddie Mac 256350023 MIMSr Lien Reserve Fund -1 3137FNAD2 Agency MBS Freddie Mac 256350023 MIM-Sr Lien Reserve Fund -1 3138LFGP7 Agency MBS Federal National Mortgage Association 256350023 MIM-Sr Lien Reserve Fund -1 36178NB99 Agency MBS Government National Mortgage Association 256350023 MIM-Sr Lien Reserve Fund -I 36202FA30 Agency MBS Government National Mortgage Association 256350023 MIM-Sr Lien Reserve Fund -1 36179M416 Agency MBS Government National Mortgage Association 256350023 MIM-Sr Lien Reserve Fund -1 3137FPJF3 Agency MBS Freddie Mac 256350023 MIM-Sr Lien Reserve Fund -1 3137FQ3Y7 Agency MBS Freddie Mac 256350023 MIM-Sr Lien Reserve Fund -1 36179NHK7 Agency MBS Government National Mortgage Association 256350023 MIM-Sr Lien Reserve Fund -1 36179RFD6 Agency MBS Government National Mortgage Association 256350023 MIM-Sr Lien Reserve Fund -1 36179MU24 Agency MBS Government National Mortgage Association 256350023 MIM-Sr Lien Reserve Fund -1 36179MZV5 Agency MBS Government National Mortgage Association 256350023 MIM-Sr Lien Reserve Fund -1 36179NKP2 Agency MBS Government National Mortgage Association 256350023 MIM-Sr Lien Reserve Fund -1 36179MP.K2 Agency MBS Government National Mortgage Association 256350023 MIM-Sr Lien Reserve Fund -1 3140JAU97 Agency MBS Federal National Mortgage Association 256350023 MIM-Sr Lien Reserve Fund -1 36179MKL3 Agency MBS Government National Mortgage Association 256350023 MIM-Sr Lien Reserve Fund -1 3128MMUL5 Agency MBS Freddie Mac 256350023 MIM-Sr Lien Reserve Fund -1 3620ARZ04 Agency MBS Government National Mortgage Association 256350023 MIM-Sr Lien Reserve Fund -1 36179MU32 Agency MBS Government National Mortgage Association 256350023 MIM-Sr Lien Reserve Fund -1 36176XE21 _ cy MBS Government National Marco re Association 256350023 MIM-Sr Lien Reserve Fund -1 36179NAJ7 Agency MBS Government National Mortgage Association 256350023 MIM-Sr Lien Reserve Fund -1 36202F3H7 Agency MBS Government National Mortgage Association 256350023 MIM-Sr Lien Reserve Fund -1 3137BVZ74 Agency MBS Freddie Mac 256350023 MIM-Sr Lien Reserve Fund -1 3132A85Y1 Agency MBS Freddie Mac 256350023 MIM-Sr Lien Reserve Fund -1 3132A9T64 Agency MBS Freddie Mac 256350023 MIM-Sr Lien Reserve Fund -1 3137AWQG3 Agency MBS Freddie Mac 256350023 MIM-Sr Lien Reserve Fund -1 3137FMD66 Agency MBS Freddie Mac 256350023 MIM-Sr Lien Reserve Fund -1 3138X0ZY7 Agency MBS Federal National Mortgage Association 256350023 MIM-Sr Lien Reserve Fund -1 3137FWHY9 Agency MBS Freddie Mac 256350023 MIMSr Lien Reserve Fund -1 31418AM39 Agency MBS Federal National Mortgage Association 256350023 MIM-Sr Lien Reserve Fund -1 3137FBAB2 Agency MBS Freddie Mac 256350023 MIM-Sr Lien Reserve Fund -1 3128MENS6 Agency MBS Freddie Mac 256350023 MIM-Sr Lien Reserve Fund -1 3132AEFC5 Agency MBS Freddie Mae 256350023 MIMSr Lien Reserve Fund -1 36179TF83 Agency MBS Government National Mortgage Association 256350023 MIM-Sr Lien Reserve Fund -1 36179RHM4 Agency MBS Government National Mortgage Association 256350023 MIMSr Lien Reserve Fund -1 3140J6FU6 Agency MBS Federal National Mortgage Association 256350023 MIM-Sr Lien Reserve Fund -1 3137BYPQ7 Agency MBS Freddie Mae 256350023 MIM-Sr Lien Reserve Fund -1 3132AEFK7 Agency MBS Freddie Mac 256350023 MIM-Sr Lien Reserve Fund -1 3132AEF68 Agency MBS Freddie Mac 256350023 MIM-Sr Lien Reserve Fund -1 38378KW47 Agency MBS Government National Mortgage Association 256350023 MIM-Sr Lien Reserve Fund -1 31418DVU3 Agency MBS Federal National Mortgage Association 256350023 MIM-Sr Lien Reserve Fund -1 3140X4H90 Agency MBS Federal National Mortgage Association 256350023 MIM-Sr Lien Reserve Fund -1 3137BLAC2 Agency MBS Freddie Mae 256350023 MIMSr Lien Reserve Fund -1 31307NP40 Agency MBS Freddie Mac 256350023 MIM-Sr Lien Reserve Fund -1 3140X9VK8 Agency MBS Federal National Mortgage Association 256350023 MINI -Sr Lien Reserve Fund -1 3138ETQP4 Agency MBS Federal National Mortgage Association 256350023 MIM-Sr Lien Reserve Fund -1 36176XQB8 Agency MBS Government National Mortgage Association 256350023 MIM-Sr Lien Reserve Fund -1 3140J83R2 Agency MBS Federal National Mortgage Association 256350023 MIM-Sr Lien Reserve Fund -1 3138WEMJ5 Agency MBS Federal National Mortgage Association 256350023 MIM-Sr Lien Reserve Fund -1 3131X83H7 Agency MBS Freddie Mac 256350023 MIM-Sr Lien Reserve Fund -1 31418DQ47 Agency MBS Federal National Mortgage Association 256350023 MIM-Sr Lien Reserve Fund -1 31418DXHO Agency MBS Federal National Mortgage Association 256350023 MIM-Sr Lien Reserve Fund -I 3138EQRJ3 Agency MBS Federal National Mortgage Association 256350023 MIM-Sr Lien Reserve Fund -1 3128MMT52 Agency MBS Freddie Mac 256350023 MIM-Sr Lien Reserve Fund -1 3138EJRP5 Agency MBS Federal National Mortgage Association 256350023 MIM-Sr Lien Reserve Fund -1 31418DYF3 Agency MBS Federal National Mortgage Association 256350023 MIM-Sr Lien Reserve Fund -1 314018ME0 Agency MBS Federal National Mortgage Association 256350023 MIM-Sr Lien Reserve Fund -1 36179NAH1 Agency MBS Government National Mortgage Association MIM-Sr Lien Reserve Fund -1 3137BLW87 Agency CMO Freddie Mac Freddie Mac 01/25/2025 11/15/2026 03/05/2021 11/25/2031 03/11/2021 11/15/2043 03/26/2021 09/16/2055 08/05/2015 01/20/2027 - 05/16/2055 05/14/2015 11/16/2041 07/01/2022 08/29/2016 05/25/2022 08/29/2016 01/01/2030 --- 07/16/2043 05/08/2015 02/16/2037 12/11/2014 03/01/2023 12/16/2046 --- 04/25/2023 10/28/2016 11/16/2052 01/22/2015 01/25/2023 08/29/2016 03/25/2023 --- 01/25/2028 04/01/2019 05/15/2025 06/10/2019 08/25/2027 06/26/2019 11/25/2022 07/31/2019 11/25/2028 08/01/2019 10/01/2028 08/07/2019 08/15/2027 10/11/2019 09/20/2024 10/23/2019 03/20/2028 11/20/2019 06/25/2029 01/08/2020 07/25/2029 01/08/2020 07/20/2028 03/31/2020 06/20/2030 05/01/2020 12/20/2027 04/28/2020 02/20/2028 04/28/2020 08/20/2028 04/28/2020 06/20/2027 04/28/2020 05/01/2023 05/20/2020 08/20/2027 05/28/2020 02/01/2031 06/22/2020 02/15/2026 06/22/2020 12/20/2027 06/22/2020 03/15/2027 06/22/2020 04/20/2028 06/30/2020 02/20/2027 06/30/2020 08/25/2026 07/09/2020 09/01/2032 08/12/2020 10/01/2032 08/14/2020 04/25/2022 08/19/2020 05/25/2026 08/18/2020 07/01/2028 08/31/2020 09/25/2030 09/15/2020 12/01/2027 09/22/2020 08/25/2027 09/22/2020 01/01/2029 10/01/2020 11/01/2030 10/14/2020 09/20/2032 10/26/2020 07/20/2030 10/27/2020 10/01/2032 11/03/2020 04/25/2024 11/30/2020 04/01/2033 01/14/2021 01/01/2033 --- 08/16/2035 01/14/2021 01/01/2031 01/21/2021 06/01/2032 02/02/2021 06/25/2025 02/08/2021 07/01/2030 02/05/2021 02/01/2035 02/10/2021 06/01/2031 02/11/2021 05/15/2027 02/23/2021 10/01/2028 02/26/2021 05/01/2030 02/26/2021 04/01/2028 02/26/2021 07/01/2035 02/24/2021 02/01/2036 02/24/2021 11/01/2030 02/24/2021 10/01/2030 02/24/2021 06/01/2021 03/18/2021 04/01/2031 03/18/2021 12/01/2032 03/18/2021 04/20/2028 03/26/2021 02/04/2021 208,348.06 86,731.28 74,312.18 43,316.76 62,525.17 85,355.89 137,203.67 30,307.31 183,248.64 182,380.56 84,139.38 450,000.00 58,199.34 190,853.73 425,000.00 28,557.16 97,155.15 310,070.94 43,218.77 35,000.00 60,463.80 200,000.00 360,000.00 131,309.57 273,018.94 23,994.33 22,776.71 30,692.84 180,313.28 180,763.75 143,660.16 18,461.45 45,077.47 59,631.39 67,504.43 77,394.16 46,091.54 80,682.67 107,419.05 76,115.59 80,492.95 137,223.00 30,815.91 52,390.47 259,005.56 206,410.01 139,696.17 50,015.12 82,743.17 37,758.65 194,375.15 43,863.98 120,000.00 31,436.24 400,248.39 75,466.41 72,617.10 89,430.89 225,407.37 78,970.93 113,177.55 12,466.16 168,932.49 151,311.76 37,000.00 181,957.98 204,825.08 85,835.01 41,880.50 85,039.73 67,249.51 34,198.14 165,224.08 173,951.76 60,900.99 113,075.57 36,393.52 35,000.00 48,946.21 128,758.46 219,058.46 88,614.97 76,695.40 45,123.88 60,927.85 87,977.38 138,897.27 28,798.89 194,637.25 187,595.50 88,174.15 434,460.94 57,917.43 188,140.84 415,829.11 29,172.92 94,092.48 322,243.65 42,637.25 36,714.84 62,665.06 211,593.75 363,360.94 133,930.25 282,307.99 24,260.53 23,730.49 31,062.11 181,130.33 180,827.30 149,855.50 19,373.16 47,007.34 62,184.36 70,394.46 80,707.59 47,920.80 84,061.25 112,454.31 79,635.94 84,819.45 143,783.97 32,525.24 54,944.51 277,368.65 217,536.80 147,226.67 50,452.76 87,035.46 39,676.08 193,403.27 45,796.74 131,714.06 32,899.99 430,829.87 80,300.97 76,928.75 95,467.47 240,639.97 85,905.56 123,197.10 12,473.95 176,534.45 159,681.19 40,815.63 195,263.67 219,610.89 93,077.33 43,817.48 88,893.10 70,527.93 35,704.99 171,187.64 180,366.24 65,468.57 118,446.66 36,393.52 36,110.16 52,204.19 134,029.51 217,769.56 88,529.22 76,617.34 45,356.98 64,514.72 89,705.63 141,192.18 30,407.93 186,241.09 185,468.26 92,342.97 455,359.50 58,529.32 194,938.00 434,392.50 28,758.20 98,542.53 317,766.91 44,668.76 39,434.50 64,294.18 220,702.00 371,437.20 139,821.06 288,717.53 24,984.58 24,291.37 31,942.65 189,155.84 188,784.24 151,367.53 19,454.31 46,472.61 62,058.98 70,256.59 79,785.64 47,155.79 83,178.19 112,203.49 80,359.03 84,800.93 144,873.18 32,467.96 55,187.60 277,081.55 214,748.98 147,513.57 50,335.22 85,680.55 39,431.74 184,467.84 45,807.59 129,374.40 32,732.36 432,196.21 80,583.79 77,523.83 96,027.31 238,553.13 85,338.35 123,070.40 12,479.37 174,762.35 157,424.75 40,381.43 193,021.02 216,209.26 93,633.98 44,215.33 88,972.82 70,509.10 35,715.17 170,076.71 178,622.37 65,949.68 118,108.56 36,395.34 36,211.35 51,903.54 133,648.71 (872.14) (73.94) (98.58) 181.82 1,950.45 2,559.46 2,580.41 610.23 (339.42) 2,133.97 5,351.22 9,811.84 414.55 4,025.78 14,836.26 (94.42) 2,736.40 5,186.04 1,672.23 3,091.58 2,276.96 11,584.08 10,094.90 6,588.13 7,332.74 750.38 817.68 911.65 8,249.96 8,017.29 1,803.55 31.41 (458.19) (12.00) (61.96) (711.15) (235.03) (764.88) (445.11) 814.32 (12.17) 1,135.77 (9.23) 298.27 3,077.51 (2,864.68) (454.92) 33.63 (1,838.45) (148.94) (8,972.46) 32.37 (869.54) (98.06) 2,729.36 (32.48) 638.81 619.21 (543.49) (606.65) (108.82) 6.64 (1,647.62) (2,354.06) (307.55) (2,119.05) (3,467.71) 658.81 387.16 46.58 (45.75) (2.72) (1,046.52) (1,666.32) 506.55 (307.26) 1.82 98.85 (363.12) (518.88) 2.802 0,203 2.000 0.431 2.000 0.593 3.000 0.631 AAA AAA AAA AAA 2.299 2.042 AAA 3.000 0.562 AAA 2.500 1.768 AAA 1.400 0.828 AAA 2.996 1.609 AAA 2.349 0.122 AAA 4.500 0.585 AAA 2.389 1.091 AAA 1.705 0.894 AAA 2.325 1.230 AAA 2.795 2.398 AAA 2.548 1.913 AAA 1.826 1.271 AAA 2.522 0.274 AAA 2.532 0.800 AAA 3.600 1.578 AAA 4.000 -0.326 AAA 3.281 1.481 AAA 2.510 0.332 AAA 2.631 1.053 AAA 2.550 1.820 AAA 2.500 0,601 AAA 4.500 -0.589 AAA 2.500 0,725 AAA 2.258 0.979 AAA 2.190 1.159 AAA 3.000 0.836 AAA 3.000 1.150 AAA 2.500 1.091 AAA 2.500 0.709 AAA 2.500 0.796 AAA 2.500 1.026 AAA 2.596 1.181 AAA 2.500 1.052 AAA 2.500 1.047 AAA 3.000 -0.158 AAA 3.000 0.722 AAA 3.000 0.202 AAA 3.000 0.781 AAA 3.000 0.453 AAA 3.045 0.291 AAA 2.500 1.170 AAA 3.000 1.203 AAA 1.583 0.282 AAA 2.283 1.130 AAA 2.500 0.645 AAA 0.826 1.688 AAA 2.500 0.482 AAA 3.038 0.123 AAA 2.500 0.729 AAA 3.500 0.132 AAA 3.500 1.135 AAA 3.500 0.859 AAA 3.000 0.678 AAA 2.905 0.770 AAA 3.500 0.666 AAA 3.500 0.418 AAA 2.150 0.781 AAA 2.000 0.995 AAA 2.500 1.178 AAA 3.284 0.940 AAA 3.000 0.756 AAA 3.000 0.983 AAA 3.500 -0.077 AAA 3.000 0.289 AAA 2.500 0.519 AAA 2.500 0.757 AAA 2.500 0.595 AAA 2.000 1.260 AAA 2.000 1.407 AAA 3.500 0.055 AAA 2.500 0.956 AAA 4.244 3.092 AAA 2.000 1.054 AAA 3.000 0.877 AAA 2.500 0.852 AAA 256350023 MINI -Sr Lien Reserve Fund -1 09/25/2024 03/31/2021 40,000.00 42,250.00 - 42,720.40 470.40 2.920 0.806 AAA 3137F4CY6 Agency MBS Freddie Mac 39 Page 12 of 41 OFRIVERSIDE COUNTY TRANSPORTATION COMMISSION 91 CIP STAMP Portfolio by Account for quarter ended March 31, 2021 Source Security Type Next Call Base Net Total Summarized Account Account Identifier Category Issuer Final Maturity Trade Date Current Face Value Original Cost Date Base Market Value Unrealized Gain/Loss Coupon yield Credit Rating 256350023 256350023 MlM-Sr Lien Reserve Fund 256350023 MIM-Sr Lien Reserve Fund 256350023 MlM-Sr Lien Reserve Fund 256350023 MIM-Sr Lien Reserve Fund -1 912828G38 US Go 256350023 MlM-Sr Lien Reserve Fund 256350023 MIM-Sr Gen Reserve Fund 256350023 MlM-Sr Lien Reserve Fund 256350023 MIM-Sr Gen Reserve Fund 256350023 MIM-Sr Lien Reserve Fund 256350023 MIM-Sr Gen Reserve Fund- MIM-Sr Lien Reserve Fund CCYUSD CCYUSD Curren 31846V40 9128285W6 TIPS Currency Fund UNITED STATES OF AMERICA UNITED STATES OF AMERICA First American Funds, Inc. - Government Obligations Fund United States Department of The Treasury United States Department of The Treasury United States Department of The Treasury 03/31/2021 03/31/2021 03/31/2021 01/15/2029 08/26/2019 0.00 0.00 0.00 2.04 (258 514.62) 289,267.93 139,651.12 2.04 (258 514.62) 289,267.93 148,315.18 0.00 0.00 0.00 0.000 0.000 0.000 0.000 0.010 0.010 129,477.50 795,000.00 806,210.74 -- 843,383.70 42,803.67 2.250 0.552 AAA 0,390.09 0.875 -0.921 AAA AAA AAA AAA 1/15/2024 04/18/2017 912828XB1 US Go 91282CAM3 US Gov United States Department of The Treasury 91282CAE1 US Gov United States Department of The Treasury 91282CAP6 US Gov United States Department of The Treasury 912828ZF0 US Gov United States Department of The Treasury 9128286Q8 US Gov United States Department of The Treasury 05/15/2025 09/30/2025 10/30/2020 08/15/2030 12/04/2020 1,250,000.00 1,278,552.74 1,322,700.00 55,573.81 2.125 0.692 AAA 425,000.00 422,376.95 414,341.00 (8,258.32) 0.250 0.819 AAA 90,000.00 87,148.8 81,492.30 (5,745.16) 0.625 1.721 AAA 0/15/2023 03/08/2021 420,000.00 418,369.93 --- 418,572.00 164.45 0.125 0.259 AAA 03/31/2025 03/08/2021 365,000.00 362,889.84 — 362,518.00 (404.41) 0.500 0.673 AAA 04/30/2021 03/31/2021 180,000.00 180,020.01 --- 180,010.80 (9.21) 0.159 0.086 AAA 17,143,042.21 17,568,781.02 17,797,765.61 257,235.00 40 Page 13 of 41 OFRIVERSIDE COUNTY TRANSPORTATION COMMISSION 91 CIP STAMP Portfolio Transaction Report by Account Quarter ended March 31, 2021 ATTACHMENT 4 Sou Ace unt Account Base Base Change In Net Beginning Base Base Maturities and Net Total Realized Amortisation/Ac Unrealized Ending Accrued Identifier ITescri Lion Market Value Base Purchases Base Sales Redem buns Base Pax doons Gain/Loss cretion Gain/Loss Endin Base Market Value Income Balance 256350018 MIM-RCTC 91 TIFIA Reserve 256350018 MIM-RCTC 91 TIFIA Reserve 256350018 MIM-RCTC 91 TIFIA Reserve 3137BYPQ7 FHMS K-726 A2 256350018 MIM-RCTC 91 TIFIA Reserve 3132AEFC5 FH ZT1963 256350018 MIM-RCTC 91 TIFIA Reserve 3137FL6P4 FHMS K-089 A2 256350018 MIM-RCTC 91 TIFIA Reserve 912828XB1 UNITED STATES TREASURY 256350018 MIM-RCTC 91 TIFIA Reserve 31401AU97 FN BM6007 256350018 MIM-RCTC 91 TIFIA Reserve 3137EAEC9 FEDERAL HOME LOAN MORTGAGE CORP 256350018 MIM-RCTC 91 TIFIA Reserve 3130AFFX0 FEDERAL HOME LOAN BANKS 256350018 MIM-RCTC 91 TIFIA Reserve 3137EADB2 FEDERAL HOME LOAN MORTGAGE CORP 256350018 MIM-RCTC 91 TIFIA Reserve 3137FBAB2 FHMS K-IR3 Al 256350018 MIM-RCTC 91 TIFIA Reserve 3137AH6C7 FHMS K-015 A2 256350018 MIM-RCTC 91 TIFIA Reserve 912828XB1 UNITED STATES TREASURY 256350018 MIM-RCTC 91 TIFIA Reserve 3137BM6P6 FHMS K-721 A2 256350018 MIM-RCTC 91 TIFIA Reserve 3137BLW87 FHMS K-050 Al 256350018 MIM-RCTC 91 TIFIA Reserve 3137670X1 FHMS K-037 Al 256350018 MIM-RCTC 91 TIFIA Reserve 912828XB1 UNITED STATES TREASURY 256350018 MIM-RCTC 91 TIFIA Reserve 38378AU90 GNR 2011-158 CA 256350018 MIM-RCTC 91 TIFIA Reserve 3137BP4K2 FHMS K-IR1 A2 256350018 MIM-RCTC 91 TIFIA Reserve 3137FBA15 FHMS K-IR3 A2 256350018 MIM-RCTC 91 TIFIA Reserve 3137F4D41 FHMS K-074 A2 256350018 MIM-RCTC 91 TIFIA Reserve 912828L57 UNITED STATES TREASURY 256350018 MIM-RCTC 91 TIFIA Reserve 3137B1BS0 FHMS K-026 A2 407,888.85 256350018 MIM-RCTC 91 TIFIA Reserve 3137B1UG5 FHMS K-027 A2 256350018 MIM-RCTC 91 TIFIA Reserve 3138EJPZ5 FN AL2239 212,019.57 - - - (1,506.04) (18.57) (303.81) (669.92) 209,521.23 531.86 256350018 MIM-RCTC 91 TIFIA Reserve 3137F4CY6 FHMS K-BXI Al 203,503.30 256350018 MIM-RCTC 91 TIFIA Reserve 3137BJQ71 FHMS K-PLB A 256350018 MIM-RCTC 91 TIFIA Reserve 313761680 FHMS K-026 A2 256350018 MIM-RCTC 91 TIFIA Reserve 3135003(75 FEDERAL NATIONAL MORTGAGE ASSOCIATION 105,291.00 - (104,342.00) - - (652.83) (277.24) (18.93) 256350018 MINI-RCTC 91 TIFIA Reserve 3137BLAC2 FHMS K-048 A2 256350018 MIM-RCTC 91 TIFTA Reserve 3137ATRW4 FILMS K-020 A2 306,876.00 256350018 MIM-RCTC 91 TIFIA Reserve 912828658 UNITED STATES TREASURY 1,191,737.40 - (1,190,000.00) - (0.00) (257.43) (1,479.97) 256350018 MIM-RCTC 91 TIFIA Reserve 3138L2Q05 FN AM2254 282,341.20 - - - (2,394.12) (139.04) (254.71) (7,216.64) 272,336.69 650.25 256350018 MIM-RCTC 91 TIFIA Reserve 3137B9RZ8 FHMS K-109 A2 89,804.15 - - - (10,944.30) (165.83) (245.78) (443.54) 78,004.70 180.01 256350018 MIM-RCTC 91 TIFIA Reserve 31397UPF0 FNA2011-MI A3 126,162.93 (67,414.77) (34.43) (205.32) (653.01) 57,855.39 181.49 256350018 MIM-RCTC 91 TIFIA Reserve 3137B1U75 FHMS K -S01 A2 343,220.04 (27,880.58) (103.97) (205.15) (1,444.58) 313,585.76 643.09 256350018 MIM-RCTC 91 TIFIA Reserve 3137AXHP1 FHMS K-024 A2 256350018 MINI-RCTC 91 TIFIA Reserve 3138LFGP7 FN AN2905 328,997.52 - - - (1,320.53) (41.00) (197.99) (12,473.42) 314,964.58 654.00 256350018 MIM-RCTC 91 TIFIA Reserve 3137AUPE3 FHMS K-021 A2 205,284.00 256350018 MIM-RCTC 91 TIFIA Reserve 36176X621 GN 778953 173,448.70 - - - (16,100.95) (773.39) (178.58) 1,153.80 157,549.58 373.08 256350018 MIM-RCTC 91 TIFIA Reserve 3137FMD66 FHMS KJ24 Al 94,588.46 (7,143.34) (417.25) (177.58) (1,169.75) 85,680.55 157.42 256350018 MIM-RCTC 91 TIFIA Reserve 3137BLAC2 FHMS K-048 A2 256350018 MIM-RCTC 91 TIFIA Reserve 38378FRB8 GNR 2013-005 JE 256350018 MIM-RCTC 91 TIFIA Reserve 3137645W2 FHR4243 LH 256350018 MIM-RCTC 91 TIFIA Reserve 3137ABFH9 FHMS K -AN A2 47,007.16 (483.17) (2.08) (148.26) (166.06) 46,207.59 153.33 256350018 MINI-RCTC 91 TIFIA Reserve 31307NP40 FH 132243 - 233,219.57 - - (3,911.91) (287.52) (143.50) (2,485.40) 226,391.25 533.54 256350018 MIM-RCTC 91 TIFIA Reserve 31418DVU3 FN MA4226 - 206,939.29 - - (4,962.32) (222.39) (143.18) (1,883.01) 199,728.40 321.78 256350018 MIM-RCTC 91 TIFIA Reserve 3620ARB67 GN 737261 143,050.01 - - - (13,858.66) (365.95) (142.06) (94.97) 128,588.36 403.09 256350018 MIM-RCTC 91 TIFIA Reserve 3620A9035 GN 723370 115,722.32 - - - (10,652.10) (250.38) (132.77) (76.76) 104,610.30 327.93 256350018 MIM-RCTC 91 TIFIA Reserve 3137ABFH9 FHMS K -AN A2 39,462.80 (405.63) (1.71) (122.20) (141.71) 38,791.56 128.72 256350018 MIM-RCTC 91 TIFIA Reserve 38376V2E6 GNR2010-019 UA 87,626.76 - - - (7,111.90) (230.94) (120.44) (59.27) 80,104.22 251.34 256350018 MIM-RCTC 91 TIFIA Reserve 3620ARZE4 GN 737941 99,203.39 - - - (10,452.57) (479.85) (118.37) 665.27 88,817.87 210.32 256350018 MIM-RCTC 91 TIFIA Reserve 3138ETQP4 FN 41.8561 107,740.12 (1,817.10) (152.68) (116.74) 748.64 106,402.24 284.49 256350018 MINI-RCTC 91 TIFIA Reserve 3137FNAD2 FHMS K-095 Al 159,404.92 - - - (483.20) (7.28) (110.44) (3,447.27) 155,356.73 319.88 256350018 MIM-RCTC 91 TIFIA Reserve 36179RHM4 G2 MA2936 96,466.63 - - - (6,102.09) (364.19) (100.97) 545.10 90,444.48 247.10 256350018 MIM-RCTC 91 TIFIA Reserve 31417YKF3 FN MA0293 256350018 MIM-RCTC 91 TIFIA Reserve 3136A7MN9 FNA 2012-M8 A2 256350018 MIM-RCTC 91 TIFIA Reserve 31418DXH0 FN MA4279 256350018 MIM-RCTC 91 TIFIA Reserve 31419AM53 FN AE0379 256350018 MIM-RCTC 91 TIFIA Reserve 3138E1RP5 FN AL2293 256350018 MIM-RCTC 91 TIFIA Reserve 38378PZN1 GNR2014-01013 256350018 MIM-RCTC 91 TIFIA Reserve 31418DQ47 FN MA4074 256350018 MIM-RCTC 91 TIFIA Reserve 3136AGFQ0 FNR 2013-92 A 256350018 MIM-RCTC 91 TIFIA Reserve 3620AFYR2 GN 728920 256350018 MIM-RCTC 91 TIFIA Reserve 38377RED3 GNR 2010-158 EC 256350018 MIM-RCTC 91 TIFIA Reserve 362004905 GN 748531 256350018 MIM-RCTC 91 TIFIA Reserve 3128MENS6 FH 015601 256350018 MIM-RCTC 91 TIFIA Reserve 3137001F3 FHMS K-099 Al 256350018 MIM-RCTC 91 TIFIA Reserve 3136AHAE0 FNA2013-M14 APT 256350018 MIM-RCTC 91 TIFIA Reserve 3138X0ZY7 FN AUI658 256350018 MIM-RCTC 91 TIFIA Reserve 36202FA30 G2004526 256350018 MIM-RCTC 91 TIFIA Reserve 36179MEK2 G2 MA0138 256350018 MIM-RCTC 91 TIFIA Reserve 3132C1Al2 FH SA0009 83,825.41 - (75,569.50) - (8,277.39) 1,827.44 (38.70) (1,767.26) 256350018 MIM-RCTC 91 TIFIA Reserve 3137B9RN7 FIR 4328 EA 256350018 MIM-RCTC 91 TIFIA Reserve 9128286Q8 UNITED STATES TREASURY - 400,144.56 (400,101.03) - - (5.96) (37.57) 256350018 MIM-RCTC 91 TIFIA Reserve 3128MMT52 FH 018571 256350018 MIM-RCTC 91 TIFIA Reserve 3137BDKF2 RIR4384 LA 30,342.35 - (22,997.70) - (7,102.85) 124.75 (34.66) (331.90) 256350018 MIM-RCTC 91 TIFIA Reserve 36179MZV5 G2 MA0756 256350018 MIM-RCTC 91 TIFIA Reserve 3138EQR13 FN AL7688 256350018 MIM-RCTC 91 TIFIA Reserve 36179NKP2 G2 MA1202 256350018 MIM-RCTC 91 TIFIA Reserve 314016FU6 FN BM1978 256350018 MIM-RCTC 91 TIFIA Reserve 31417YKF3 FN MA0293 912828YK0 UNITED STATES TREASURY 3137BVZ74 FHMS K-063 Al 536,691.75 328,798.95 241,682.57 504,038.82 325,578.00 161,895.00 70,201.57 271.657.80 239,176.00 511.560.00 142,758.20 284,108.54 485,685.00 206,626.00 (5,178.79) (719.91) (33 285.10) (1,526.08) (312.81) (1,290.73) (46.10) (1,178.47) (2501.12) (1,103.06) (201.17) 1,245.20 (1,184.95) (922.13) (830.10) (15,119.90) (677.29) (2,493.71) 534,964.50 3,331.73 323,261.81 766.76 238,553.13 466,227.40 1,259.31 309,628.00 816.52 158,724.00 1,206.32 545.67 (18,074.29) (725.76) (677.22) 718.39 51,442.68 112.40 (585.60) (19.20) 271,053.00 413.44 (572.04) (13,629.96) 224,974.00 2,437.50 (555.70) (2,009.30) 508,995.00 2,572.92 (548.75) (2,053.85) 140,155.60 329.12 (36,204.16) (134.47) (540.11) (1,042.92) 246,186.87 659.12 (517.41) (8,995.59) 476,172.00 3,618.96 (1,152.59) (13.27) (504.22) (837.07) 204,118.85 512.03 168,253.12 118,723.00 95,879.87 261,251.43 - - (5,405.37) (273.14) (490.93) (1,017.50) 254,064.49 567.57 (17,843.96) (435.61) (488.11) 295.28 149,780.72 316.03 (486.23) (1,839.17) 116,397.60 884.63 (12,935.51) (289.01) (411.04) 526.85 82,771.16 201.87 220,142.00 229,026.00 175,879.50 (385.75) (4,962.25) 214,794.00 474.83 (382.84) (7,941.16) 220,702.00 546.83 (376.32) (6,498.18) 169,005.00 450.00 1,028,240.00 - (712,987.69) - - 15,714.86 (375.15) (18,217.12) 312,374.90 14.58 207,460.00 (339.09) (0.61) 407,549.15 826.21 (324.38) 136.38 207,272.00 439.50 (297.98) (283.42) 202,921.90 462.33 (290.20) (1,093.80) 214,602.00 461.67 (289.61) 74.61 257,942.50 522.92 215,986.00 258,157.50 100.195.20 (274.31) (1,695.79) 98,225.10 246.30 (272.29) (915.71) 305,688.00 593.25 154,527.00 (199.54) (77.96) 154,249.50 321.63 (184.40) (915.60) 204,184.00 399.33 66,796.80 159,475.20 (171.52) (1,141.88) 65,483.40 164.20 (9,982.54) 137.68 (152.80) (84.58) 149,392.96 242.96 111,594.42 - (17,642.34) (165.70) (151.31) 496.19 94,131.26 212.77 32.808.88 116,720.03 206,132.84 (1,922.82) (200.63) (97.75) 247.48 30,835.16 105.36 (14,024.59) (58.74) (90.07) (539.09) 102,007.54 196.39 (88.64) (1,904.35) 204,139.85 331.34 51,197.42 57,311.08 (11,899.56) (216.02) (87.65) (160.25) 38,833.94 173.50 (41,408.41) (293.48) (81.78) 395.55 15,922.96 58.19 80,066.97 (42,881.91) (46.29) (74.53) (7.68) 37,056.56 77.18 192,586.09 (72.46) (1,177.33) 191,336.30 309.80 54,749.33 69,747.81 141,294.45 71,025.32 44,337.81 211.110.48 38,677.15 46,989.25 29,073.19 96.355.15 (31,966.77) (81.74) (68.30) (218.14) 22,414.39 65.17 (8,012.21) (186.19) (59.09) (151.71) 61,338.61 192.33 (14,284.14) (93.27) (53.72) 30.62 126,893.94 256.85 (6,769.49) (185.38) (53.17) (47.42) 63,969.87 200.52 (3,114.14) (140.76) (49.35) (118.10) 40,915.45 81.87 (1,238.71) (4.27) (49.12) (5,325.58) 204,492.80 366.80 (4,203.70) (45.08) (47.69) 16.37 34,397.06 72.53 (3,414.07) (167.29) (47.45) 14.47 43,374.91 86.53 (2,512.54) (79.42) (40.22) (37.36) 26,403.65 92.84 (8,484.13) (341.09) (39.77) (1,055.72) 86,434.44 174.67 53,614.72 - - (1,736.14) (39.09) (38.32) 445.83 52,246.99 105.61 135,367.60 (35.24) (351.15) 134,981.21 269.23 73,759.43 (5,841.60) (239.70) (32.07) (327.84) 67,318.21 134.76 76,518.26 113,614.91 23,119.43 76,085.09 (29.56) 588.69 76,644.23 206.43 (5,655.77) (235.96) (28.47) (341.47) 70,256.59 140.63 (7,905.53) (528.68) (28.10) 477.44 105,630.04 245.93 (1,354.96) (91.75) (27.68) 83.56 21,728.61 74.24 256350018 MIM-RCTC 91 TIFIA Reserve 3136488X9 FNR2012-102 B1 - 53,890.88 - - (949.42) (18.57) (26.19) 301.79 53,198.48 64.89 256350018 MIM-RCTC 91 TIFIA Reserve 3!36AEY84 FNR2013-70 DG 59,573.70 - (1,257.46) (26.38) (25.24) 294.35 58,558.96 83.26 41 Page 14 of 41 OFRIVERSIDE COUNTY TRANSPORTATION COMMISSION 91 CIP STAMP Portfolio Transaction Report by Account Quarter ended March 31, 2021 Source Account Account Base Base Change In Net Beginning Base Base Maturities and Net Total Realized Amortization/Ac Unrealized Ending Accrued Identifier Description Market Value Base Purchases Base Sales Redemptions Base Pnydmfns Gain/Loss cretion Gain/Loss Ending Base Market Value Income Balance 256350018 MIM-RCTC 91 TIFIA Reserve 256350018 MIM-RCTC 91 TIFIA Reserve 256350018 MIM-RCTC 91 TIFIA Reserve 256350018 MIM-RCTC 91 TIFIA Reserve 38377YTL4 GNR 2011-136 GA 256350018 MIM-RCTC 91 TIFIA Reserve 3132A0068 FH ZT1989 256350018 MIM-RCTC 91 TIFIA Reserve 36179M024 G2 MA0601 256350018 MIM-RCTC 91 TIFIA Reserve 3137FQ3Y7 FHMS K-101 Al 256350018 MIM-RCTC 91 TIFIA Reserve 3137BDKF2 FHR 4384 LA 256350018 MIM-RCTC 91 TIFIA Reserve 3137AQQE1 FHA 4039 QB 256350018 MIM-RCTC 91 TIFIA Reserve 9128285Y2 UNITED STATES TREASURY 256350018 MIM-RCTC 91 TIFIA Reserve 3136ADZA0 FNR2013-27 KA 256350018 MIM-RCTC 91 TIFIA Reserve 3136ABNZ2 FNR 2012-148 MC 256350018 MIM-RCTC 91 TIFIA Reserve 3136AGZA3 FNR 2013-101 A 256350018 MIM-RCTC 91 TIFIA Reserve 36178NB99 GN AB2764 256350018 MIM-RCTC 91 TIFIA Reserve 38378WUY7 GNR2013-124CP 256350018 MIM-RCTC 91 TIFIA Reserve 36179M416 G2 MA0825 256350018 MIM-RCTC 91 TIFIA Reserve 3137B5A60 FHR4257 BK 256350018 MIM-RCTC 91 TIFIA Reserve 38378TAF7 GNR 2013-071 GA 256350018 MIM-RCTC 91 TIFIA Reserve 3138EKXL4 FN AL3382 256350018 MIM-RCTC 91 TIFIA Reserve 383771Z89 GNR 2010-117 GK 256350018 MIM-RCTC 91 TIFIA Reserve 31846V401 FIRST AMBR:GVTOBLGD 256350018 MIM-RCTC 91 TIFIA Reserve CCYUSD Cash 256350018 MIM-RCTC 91 TIFIA Reserve CCYUSD Payable 256350018 MIM-RCTC 91 TIFIA Reserve 3137B3HX9 FHR4231 FB 256350018 MIM-RCTC 91 TIFIA Reserve 38378BSZ3 GNR 2012-053 A 256350018 MIM-RCTC 91 TIFIA Reserve 38378NWU3 GNR 2014-017 AM 256350018 MIM-RCTC 91 TIFIA Reserve 3134GWGB6 FEDERAL HOME LOAN MORTGAGE CORP 256350018 MIM-RCTC 91 TIFIA Reserve 3134GXDT8 FEDERAL HOME LOAN MORTGAGE CORP 160,068.80 256350018 MIM-RCTC 91 TIFIA Reserve 3137B45W2 FHR4243 LH 126,206.66 (125,688.98) 256350018 MIM-RCTC 91 TIFIA Reserve 38378PZN1 GNR 2014-010 B 114,655.33 (114,437.00) 256350018 MIM-RCTC 91 TIFIA Reserve 3130AL1Z8 FEDERAL HOME LOAN BANKS 256350018 MIM-RCTC 91 TIFIA Reserve 3132AEF68 FH ZTI989 256350018 MIM-RCTC 91 TIFIA Reserve 3136A5KR6 FNR2012-31 AD 256350018 MIM-RCTC 91 TIFIA Reserve 38377REV3 GNR 2010-158 HA 256350018 MIM-RCTC 91 TIFIA Reserve 36179NA17 G2 MA0909 256350018 MIM-RCTC 91 TIFIA Reserve 31418DYF3 FN MA4309 256350018 MIM-RCTC 91 TIFIA Reserve 3134GWTLO FEDERAL HOME LOAN MORTGAGE CORP 315,053.55 256350018 MIM-RCTC 91 TIFIA Reserve 3137AQQE1 FHR 4039 QB 256350018 MIM-RCTC 91 TIFIA Reserve 91282CAP6 UNITED STATES TREASURY 256350018 MIM-RCTC 91 TIFIA Reserve 3136ADZA0 FNR 2013-27 KA 256350018 MIM-RCTC 91 TIFIA Reserve 38378HAU0 GNR 2012-096 AD 256350018 MIM-RCTC 91 =IA Reserve 38376TTT9 GNR 2010-006 AB 256350018 MIM-RCTC 91 TIFIA Reserve 912828Z00 UNITED STATES TREASURY 256350018 MIM-RCTC 91 TIFIA Reserve 36297GCD0 GN 711168 256350018 MIM-RCTC 91 TIFIA Reserve 3137AS7D0 FHR4084 TC 256350018 MIM-RCTC 91 TIFIA Reserve 36176XQB8 GN 779250 256350018 MIM-RCTC 91 TIFIA Reserve 3131X83H7 FH ZK5300 256350018 MIM-RCTC 91 =IA Reserve 38378HAU0 GNR 2012-096 AD 256350018 MIM-RCTC 91 TIFIA Reserve 383781ZD7 GNR 2013-047 EC 256350018 MIM-RCTC 91 TIFIA Reserve 3137FWHY9 FHMR2020-P003 Al 256350018 MIM-RCTC 91 TIFIA Reserve 3134GWND4 FEDERAL HOME LOAN MORTGAGE CORP 323,492.00 256350018 MIM-RCTC 91 TIFIA Reserve 3136AQZK9 FNR 2015-89 KE 256350018 MIM-RCTC 91 TIFIA Reserve 3137EAEV7 FEDERAL HOME LOAN MORTGAGE CORP 256350018 MIM-RCTC 91 TIFIA Reserve 3138 WEM15 FN AS4860 256350018 MIM-RCTC 91 TIFIA Reserve 36179RFD6 G2 MA2864 256350018 MIM-RCTC 91 TIFIA Reserve 36179MU32 G2 MA0602 256350018 MIM-RCTC 91 TIFIA Reserve 9128285W6 UNITED STATES TREASURY 12,117.87 256350018 MIM-RCTC 91 TIFIA Reserve 36202F2H8 G2 005276 256350018 MIM-RCTC 91 TIFIA Reserve 38378KW47 GNR 2013-138A 256350018 MIM-RCTC 91 TIFIA Reserve 3140/8382 FN BM4407 256350018 MIM-RCTC 91 TIFIA Reserve 313500504 FEDERAL NATIONAL MORTGAGE ASSOCIATION 256350018 MIM-RCTC 91 TIFIA Reserve 3136ADFF1 FNR 2013-36 KC 256350018 MIM-RCTC 91 TIFIA Reserve 3137B6DF5 FHR4272 YG 256350018 MIM-RCTC 91 TIFIA Reserve 3132AEFK7 FH ZT1970 256350018 MIM-RCTC 91 TIFIA Reserve 3137B4HD1 FHA 4247 AK 256350018 MIM-RCTC 91 TIFIA Reserve 3137BB5D8 FHR4338 HP 256350018 MIM-RCTC 91 TIFIA Reserve 38377QKH9 09482011-018 PG 256350018 MIM-RCTC 91 TIFIA Reserve 91282CAP6 UNITED STATES TREASURY 256350018 MIM-RCTC 91 TIFIA Reserve 314018M00 FNBM3956 256350018 MIM-RCTC 91 TIFIA Reserve 38376WA62 GNR 2010-015 PD 256350018 MIM-RCTC 91 TIFIA Reserve 3140X9VK8 FN FM6017 256350018 MIM-RCTC 91 TIFIA Reserve 91282CAEI UNITED STATES TREASURY 107,250.00 256350018 MIM-RCTC 91 TIFIA Reserve 3128MMUL5 FH 018586 256350018 MIM-RCTC 91 TIFIA Reserve 38378KWU9 GNR 2013-096A 256350018 MIM-RCTC 91 TIFIA Reserve 36179TF83 02 MA4691 256350018 MIM-RCTC 91 TIFIA Reserve 3132A85Y1 FH ZS8063 256350018 MIM-RCTC 91 TIFIA Reserve 3137AWQG3 FHMS K-023 Al 256350018 MIM-RCTC 91 TIFIA Reserve 3140X4H90 FN FM1155 256350018 MIM-RCTC 91 TIFIA Reserve 912828YK0 UNITED STATES TREASURY 230,010.75 256350018 MIM-RCTC 91 TIFIA Reserve 38378KWU9 GNR 2013-096 A 256350018 MIM-RCTC 91 TIFIA Reserve 36179NAH1 G2 MA0908 256350018 MIM-RCTC 91 TIFIA Reserve 91282CAP6 UNITED STATES TREASURY 674,527.50 38377LFC7 GNR2010-116NE 31418AM39 FN MA1277 383795M99 GRA 2015-045 AG 54,993.65 19,636.20 93,066.02 58,978.40 (5,434.35) (5,168.72) (7,392.82) (21,171.90) (58.02) (224.86) (14.56) 231.93 (18.94) (18.44) (17.41) (17.40) 102.70 (34.65) (84.05) (875.08) 53,569.80 110.28 49,546.98 98.84 12,127.35 71,233.56 101,352.10 271.85 50 345.33 101.74 25.05 117.05 56,118.90 106,154.97 - - (4,184.83) (381.63) (15.87) (220.54) (4,936.30) (202.56) (14.92) (619.79) (1,004.90) (0.06) (13.65) (5,181.14) 204,091.07 356.64 210,290.82 13,577.33 (10,290.81) - (3,178.32) 84.36 (12.60) (179.96) 175,014.00 54,470.44 - (1,399.80) (25.99) (12.54) 80.53 53,112.64 65.10 (100,005.11) (75,000.00) 0.00 (11.66) 2.77 58,287.48 - - (1,697.31) (21.76) (10.98) 92.38 56,649.82 58.18 66,816.53 - - (2,440.79) (49.00) (9.16) 561.16 64,878.74 105.11 15,31636 36,067.38 56,418.62 140,858.86 12,972.54 85,973.79 39,922.30 33,513.57 311,324.23 (2,549.06) (6.78) (8.95) (30.18) 12,721.39 31.24 (2,60091) (26.33) (7.99) (119.38) 33,312.78 66.65 (21,869.52) 7.67 (7.07) (380.67) 34,169.02 70.95 (11,910.99) (130.41) (5.44) (1,041.43) 127,770.60 255.77 (1,179.25) (9.79) (4.80) 10.94 11,789.64 23.72 (5,398.80) (5.74) (1.93) 30.55 80,597.87 162.52 (268.10) (2.67) (1.11) (135.96) 39,514.46 77.45 (8,519.47) (118.66) (0.85) (229.50) 24,645.08 70.41 4,158,998.94 (4,327,141.70) 143,181.47 0.01 (0.00) (240,195.73) (0.00) (43,410.25) (0.00) - - (0.00) 71,190.14 - - - (70,772.59) 238.38 - (655.93) (0.00) (0.00) - (0.00) 225,049.50 (225,000.00) - - - (49.50) (243.20) (517.69) (218.33) 159,825.60 197.56 250,000.00 43,340.35 18,486.42 34,392.34 38,193.43 32.50 250,032.50 65.97 96.26 43,436.61 69.90 (18,486.55) 42.14 0.67 (42.68) (9,496.09) (75.5) 0.85 (210.44) 24,611.15 70.73 (3,005.53) (160.46) 2.62 70.43 35,100.49 83.29 41,268.75 2.68 112.97 41,384.40 66.67 3.90 68.55 315,126.00 7.88 54,487.16 - - (1,399.80) (26.87) 3.96 48.19 53,112.64 65.10 54,798.05 78,551.28 - - (2,288.80) (28.39) 4.72 152.61 76,391.42 78.45 45,995.86 - - (1,346.92) (24.67) 4.92 74.08 44,703.27 54.80 4.47 10.48 54,813.00 31.73 34,532.65 (4,367.92) (99.30) 4.98 (8.73) 30,061.68 71.82 74,000.55 37,042.92 84,508.59 7.58 (94.17) 84,422.00 1.16 (14,027.54) (395.32) 7.71 62.49 59,647.89 212.37 (35,720.25) 77.82 12.04 (159.06) 1,253.46 2.09 51,694.02 - - (1,085.21) (51.54) 13.69 446.74 51,017.70 120.81 40,805.71 25,739.28 14.75 (3.13) 40,817.33 81.42 14.99 89.81 25,844.08 31.68 29,630.95 195,013.11 (3,001.65) 29.17 16.97 (63.16) 26,612.27 32.85 (2,832.89) 13.82 20.20 (7,746.40) 184,467.84 133.86 90,500.57 22.24 (2,735.99) 320,778.25 265.42 24.21 (116.32) 90,408.46 146.15 425,837.25 - (425,212.50) - - 567.84 26.24 (1,218.83) 70,527.93 26.91 (45.75) 70,509.10 140.10 21,385.99 100,903.42 (1,872.47) (93.90) 30.17 4.51 19,454.31 46.15 (8,760.70) (463.29) 31.32 156.92 91,867.68 218.00 153,801.53 109,065.98 32.06 (284.71) 11,865.21 19.03 (14,084.06) (307.05) 35.01 (150.96) 139,294.46 331.35 (61,795.66) 137.26 40.78 (480.54) 46,967.83 84.06 111,116.37 41.43 58.23 111,216.03 221.46 426,015.75 (425,110.50) - - 640.08 41.65 (1,586.98) 64,108.22 124,250.42 (14,390.06) 133.04 48.51 (216.05) 49,683.66 61.69 (12,860.25) 98.06 51.64 (878.34) 110,661.52 180.69 105,524.56 - - (4,873.45) (433.81) 51.87 (707.76) 99,561.41 268.72 27,518.24 52,804.54 56.13 (75.53) 27,498.84 97.19 60.00 212.77 53,077.31 126.72 31,034.45 796,875.00 63,259.20 (4,611.63) (60.18) 65.32 (548.61) 25,879.35 62.89 72.46 332.54 797,280.00 461.54 75.70 (440.02) 62,894.88 148.28 72,086.36 (5,280.06) (238.03) 80.06 (99.19) 66,549.13 207.68 268,046.88 - - (6,160.62) (449.96) 83.91 (4,128.23) 257,391.97 609.60 84.93 (7,733.23) 99,601.70 85.46 128,194.52 20,502.35 99,718.15 255,768.36 165,246.57 (11,617.00) (553.22) 90.20 (170.88) 115,943.61 231.25 (13,458.87) 465.35 98.29 (696.23) 6,910.89 8.04 (8,972.99) (598.92) 109.91 400.61 90,656.75 247.62 (21,376.86) (1,144.01) 112.17 (960.08) 232,399.57 465.37 (30,686.75) 174.60 118.38 (625.55) 134,227.26 175.94 195,554.72 (5,622.32) (314.12) 119.06 (2,795.45) 186,941.89 374.34 34,853.99 124.70 (864.95) 229,270.50 1,427.88 (22,880.08) 739.96 159.54 (1,124.89) 11,748.52 13.66 157,808.94 162.58 (610.95) 157,360.57 315.84 180.14 (2,002.64) 672,705.00 389.42 256350018 MIM-RCTC 91 TIFIA Reserve 91282CAM3 UNITED STATES TREASURY 697,347.00 256350018 MIM-RCTC 91 TIFIA Reserve 3132A9T64 FH Z88673 215.44 (15,118.44) 682,444.00 4.78 178,438.06 42 (19,510.31) (1,105.45) 357.00 681.48 158,860.77 376.11 Page 15 0541 OFRIVERSIDE COUNTY TRANSPORTATION COMMISSION 91 CIP STAMP Portfolio Transaction Report by Account Quarter ended March 31, 2021 Sou Ace unt Account Base Base Change In Net Beginning Base Base Maturities and Net Total Realized Amortization/Ac Unrealized Identifier Description Market Value Base Purchases Rase Sales Redemptions Rase Pnydowos Gain/Loss cretion Gain/Loss Ending Accrued Ending Base Market Value Income Balance 256350018 MIM-RCTC 91 THTA Reserve 9128285W6 UNITED STATES TREASURY 169,650.13 21,044,875.46 9,152,514.06 (6,603,758.54) (1,490,000.00) (1,138,540.17) 426.14 649.32 (19,349.53) (3,963.27) (199,011.10) 166,113.00 266.39 20,944,16498 49,278.31 256350021 MIM-RCTC 2013 Residual Ford 912828YK0 UNITED STATES TREASURY 256350021 MIM-RCTC 2013 Residual Fund 91159HHV5 U.S. BANCORP 256350021 MIM-RCTC 2013 Residual Fond 46647PAY2 1PMORGAN CHASE & CO 256350021 MIM-RCTC 2013 Residual Fwd 46647PAY2 1PMORGAN CHASE & CO 256350021 MIM-RCTC 2013 Residual Fund 637432MV4 NATIONAL RURAL UTILITIES COOPERATIVE FINANCE CORP 177,969.00 256350021 MIM-RCTC 2013 Residual Fwd 34528QFY5 FORDF 2018-1 Al 256350021 MIM-RCTC 2013 Residual Fund 20030NCRO COMCAST CORP 256350021 MIM-RCTC 2013 Residual Fwd 060510HC6 BANK OF AMERICA CORP 256350021 MIM-RCTC 2013 Residual Fund 95000U2B8 WELLS FARGO & CO 256350021 MIM-RCTC 2013 Residual Fwd 025816CD9 AMERICAN EXPRESS CO 256350021 MIM-RCTC 2013 Residual Fwd 3137BFE80 FHMS K-041 Al 256350021 MIM-RCTC 2013 Residual Fwd 64971QWL3 NEW YORK Y CITY TRANSITIONAL FM AUTH REV 163,512.60 256350021 MIM-RCTC 2013 Residual Fund 3137AYCE9 FHMS K-025 A2 256350021 MIM-RCTC 2013 Residual Fwd 3137BLW87 FHMS K-050 Al 256350021 MIM-RCTC 2013 Residual Fund 98162HAC4 WOLS 2020-A A3 256350021 MIM-RCTC 2013 Residual Fwd 3137ADT16 FHMS K-014 A2 362,708.04 256350021 MIM-RCTC 2013 Residual Fund 92347YAA2 VZOT 2019-A AI 256350021 MIM-RCTC 2013 Residual Fwd 9128286Q8 UNITED STATES TREASURY 256350021 MIM-RCTC 2013 Residual Fund 912828ZD5 UNITED STATES TREASURY 539,349.55 256350021 MIM-RCTC 2013 Residual Fwd 912828ZD5 UNITED STATES TREASURY 554,471.50 256350021 MIM-RCTC 2013 Residual Fund 912828658 UNITED STATES TREASURY 256350021 MIM-RCTC 2013 Residual Fwd 3132AEPC5 FH ZT1963 256350021 MIM-RCTC 2013 Residual Fund 912828L57 UNITED STATES TREASURY 539,826.00 256350021 MIM-RCTC 2013 Residual Fwd 912828ZD5 UNITED STATES TREASURY 478,861.75 256350021 MIM-RCTC 2013 Residual Fwd 95000U2B8 WELLS FARGO & CO 243,253.20 (242,511.38) 4,909.60 (304.03) (5,347.39) 256350021 MIM-RCTC 2013 Residual Fwd 3137B7YY9 FHMS K-037 A2 129,506.25 - - (280.04) (215.41) 129,010.80 349.00 256350021 MIM-RCTC 2013 Residual Fund 34528QFU3 FORDF 2017-3 A - 103,445.31 - - - - (275.19) (73.12) 103,097.00 110.22 256350021 MIM-RCTC 2013 Residual Fwd 14315XAD0 CARMX2020-1 A4 - 291,309.38 - - - - (257.58) (602.20) 290,449.60 252.62 256350021 MIM-RCTC 2013 Residual Fund 95000U2R3 WELLS FARGO & CO - 404,254.85 - - - - (257.02) (505.33) 403,492.50 2,159.62 256350021 MIM-RCTC 2013 Residual Fwd 3137ABPH9 FHMS K-AIV A2 256350021 MIM-RCTC 2013 Residual Fwd 912828L57 UNITED STATES TREASURY 431,860.80 256350021 MIM-RCTC 2013 Residual Fwd 3136AMM48 FNA 2015-M4 AV2 256350021 MIM-RCTC 2013 Residual Fwd 912828L57 UNITED STATES TREASURY 282,766.00 - - - - - (203.54) (912.96) 281,649.50 13.15 256350021 MIM-RCTC 2013 Residual Fwd 3622A2GC0 ON 783795 256350021 MIM-RCTC 2013 Residual Fund 912828L57 UNITED STATES TREASURY 853,439.20 - - - - - (202.85) (3,166.95) 850,069.40 39.69 256350021 MIM-RCTC 2013 Residual Fwd 12596EAC8 CNH 2018-B A3 256350021 MIM-RCTC 2013 Residual Fund 31307NTZ7 FH 132368 256350021 MIM-RCTC 2013 Residual Fwd 4581X0CZ9 INTER -AMERICAN DEVELOPMENT BANK 667,387.50 - - - - - (173.29) (2,927.21) 664,287.00 537.15 256350021 MIM-RCTC 2013 Residual Fund 38141GXL3 GOLDMAN SACHS GROUP INC 251,012.50 - - - - - (146.88) (845.62) 250,020.00 574.75 256350021 MIM-RCTC 2013 Residual Fwd 3137ATRW4 FHMS K-020 A2 102,292.00 - - - - - (122.09) (273.91) 101,896.00 197.75 256350021 MIM-RCTC 2013 Residual Fund 314017Q32 FEDERAL NATIONAL MORTGAGE ASSOCIATION 50,750.29 256350021 MIM-RCTC 2013 Residual Fwd 9128286N5 UNITED STATES TREASURY 226,859.22 (227,657.31) 13,222.92 (115.40) (12,309.43) 256350021 MIM-RCTC 2013 Residual Fund 313780P56 FHMS K-046 Al 256350021 MIM-RCTC 2013 Residual Fwd 3132G5AV1 FH U79019 256350021 MIM-RCTC 2013 Residual Fund 3137AH6C7 FHMS K-015 A2 256350021 MIM-RCTC 2013 Residual Fwd 3138118Z23 FN 468861 59,021.89 - - - (381.70) (0.23) (81.93) (217.87) 58,340.16 192.98 256350021 MIM-RCTC 2013 Residual Fand 61746BEE2 MORGAN STANLEY 256350021 MIM-RCTC 2013 Residual Fwd 31397L11K3 FNR2008-45 DB 50,851.57 - - - (16,122.95) (119.79) (76.00) (215.95) 34,316.88 126.21 256350021 MIM-RCTC 2013 Residual Fwd 9128285Y2 UNITED STATES TREASURY 1,150,092.00 - (540,035.02) (610,000.00) 256350021 MIM-RCTC 2013Residual Fwd 0258M0EH8 AMERICAN EXPRESS CREDIT CORP 271,674.00 - - - - (69.55) (262.55) 271,341.90 192.32 256350021 MIM-RCTC 2013 Residual Fwd 31381RLL6 FN 468431 51,170.28 (304.59) (0.21) (68.58) (68.93) 50,727.97 167.80 256350021 MIM-RCTC 2013 Residual Fwd 31397UPP0 FNA 2011-M1 A3 63,081.47 (33,707.39) 2.87 (68.01) (381.25) 28,927.70 90.75 256350021 MIM-RCTC 2013 Residual Fund 17305EFM2 CCCIT 2014 -AI AI 256350021 MIM-RCTC 2013 Residual Fwd 87165LBB6 SYNCT2016-2A 161,124.80 - - - - - (55.12) (695.28) 160,374.40 157.16 256350021 MIM-RCTC 2013 Residual Fand 912828/43 UNITED STATES TREASURY 127,363.75 - - - - - (53.08) (415.67) 126,895.00 190.22 256350021 MIM-RCTC 2013 Residual Fund 0605101143 BANK OF AMERICA CORP 206,914.70 - - - - - (50.28) (1,366.27) 205,498.15 738.00 256350021 MBA-RCTC 2013 Residual Fund 38013FAD3 GMCAR 2018-4 A3 51,095.19 - - - (10,652.41) (65.73) (49.69) (247.50) 40,079.85 52.83 256350021 MIM-RCTC 2013 Residual Fwd 17305EFM2 CCCIT2014-AlAl 256350021 MIM-RCTC 2013 Residual Fund 3620ARB67 GN 737261 46,848.87 - - - (4,538.71) (119.85) (46.53) (31.10) 42,112.69 132.01 256350021 MIM-RCTC 2013 Residual Fwd 31418CQM9 FNMA3l59 256350021 MIM-RCTC 2013 Residual Fund 3133Q5GZ3 FHS 370 A3 256,319.76 (13,273.25) (183.44) (40.83) (3,571.55) 239,250.71 199.61 256350021 MIM-RCTC 2013 Residual Fwd 9128286Q8 UNITED STATES TREASURY - 270,064.80 - - - - (33.48) (15.12) 270,016.20 79.76 256350021 MIM-RCTC 2013 Residual Fund 31394GUX9 FHR 2666 OD 17,809.00 - - - (2,674.23) (71.86) (31.91) (30.37) 15,000.62 65.92 256350021 MIM-RCTC 2013 Residual Fwd 14041NFUO COMET 2019-2 A 102,427.00 - - - - - (31.16) (382.84) 102,013.00 76.44 256350021 MIM-RCTC 2013 Residual Fund 9128286U9 UNITED STATES TREASURY 308,202.00 - (308,203.13) - - 5,430.36 (28.01) (5,401.22) 256350021 MIM-RCTC 2013 Residual Fwd 9128285Y2 UNITED STATES TREASURY 256350021 MIM-RCTC 2013 Residual Fwd 3137APP61 FHMS K-018 A2 13,719.88 - - - (921.33) (6.04) (24.96) (48.72) 12,718.83 29.09 256350021 MIM-RCTC 2013 Residual Fwd 17305E0K5 CCCIT 2018 -Al Al 256350021 MIM-RCTC 2013 Residual Fund 9128286945 UNITED STATES TREASURY 45,371.84 (45,531.46) 2,762.82 (21.27) (2,581.93) 256350021 MIM-RCTC 2013 Residual Fwd 36178NB99 GNAB2764 90,168.45 (6,502.28) (65.81) (19.97) (298.44) 83,281.95 166.63 256350021 MIM-RCTC 2013 Residual Fund 314008ME0 FN BM3956 256350021 MIM-RCTC 2013 Residual Fwd 65602VS72 Norinchukiv Beek NY Branch 256350021 MIM-RCTC 2013 Residual Fwd 314016DU8 FN BM1914 157,765.41 - - - (13,616.57) (76.24) (17.92) (733.88) 143,320.82 286.20 256350021 MIM-RCTC 2013 Residual Fwd 3136A72D3 FNA2012-M9 A2 19,627.27 - - - (4,383.75) (14.10) (14.04) (109.99) 15,105.39 30.84 256350021 MIM-RCTC 2013 Residual Fwd 31418CQM9 FN MA3159 256350021 MIM-RCTC 2013 Residual Fwd 98162YAD5 WOART2019-AA3 - 98,852.11 - - (11,732.61) (214.15) (10.53) (27.48) 86,867.34 115.36 256350021 MIM-RCTC 2013 Residual Fund 9128286U9 UNITED STATES TREASURY 123,280.80 - (123,281.25) - - 2,541.87 (7.46) (2,533.96) 256350021 MIM-RCTC 2013 Residual Fwd 14315PABI CARMX2019-3 A2A 256350021 MIM-RCTC 2013 Residual Fund 98162YAD5 WOART 2019-A A3 807,593.30 (2367.75) (2,157.36) (3,537.64) (2,017.69) (2,088.51) (1,247.26) (2,097.74) 271,217.50 3,240.75 (1,243.68) (970.62) 175,754.70 2,119.33 (1,228.56) (140.00) 300,858.00 393.33 (1,175.50) (867.00) 273,012.50 4,265.28 (1,061.50) (1,251.00) 192,401.85 1,559.16 (231 35) 804,994.20 5,013.46 538,170.00 2,625.00 265,793.15 3.175.94 269,899.35 543,865.00 274,562.50 302,226.56 275,055.00 194,714.35 258,780.00 - (257,990.83) 154,747.50 303,999.33 372,254.40 (61.37) (910.30) 182.50 (884.33) (129.67) 153,733.50 1,501.04 (17,466.22) (662.52) (858.13) (905.38) 284,107.08 621.14 (791.24) 726.14 163,447.50 700.08 (681.90) (419.70) 371,152.80 804.60 335,894.70 - - (6,949.76) (351.19) (631.20) (1,308.22) 326,654.33 729.74 239,773.44 (557.77) (9.17) 239,206.50 177.56 183,058.59 (336,902.87) (456.98) (474.34) 202.76 25,076.61 80.92 (464.40) (144.39) 182,449.80 161.15 2,150,777.01 (375,111.12) - - (1.63) (459.91) (97.85) 1,775,106.50 524.38 (452.20) (446.60) 538,450.75 123.57 (451.36) (472.64) 553,547.50 127.04 1,181,722.80 - - (1,180,000.00) - - (443.44) (1,279.36) 194,993.12 - - - (12,876.72) (967.59) (426.73) (356.74) 180,365.34 487.18 (383.33) (1,748.17) 537,694.50 25.10 (373.61) (424.39) 478,063.75 109.71 119,549.08 - - - (1,228.80) (3.45) (246.05) (555.18) 117,515.61 389.95 (244.95) (1,460.25) 430,155.60 20.08 327,131.80 - - - (44,226.40) (85.66) (233.67) (1,302.47) 281,283.60 582.06 209,194.38 - - - (15,719.91) (605.56) (203.02) (80.99) 192,584.90 385.32 136,898.29 - - - (23,159.33) (174.65) (191.58) (352.93) 113,019.80 157.62 270,048.14 - - (11,446.93) (554.17) (187.30) (801.08) 257,058.65 512.84 (3,205.28) (246.11) (116.05) (121.99) 47,060.85 125.96 45,153.97 (2,590.78) (96.96) (114.99) 217.24 42,568.49 91.77 58,518.52 - - - (3,399.91) (55.74) (111.21) 295.58 55,247.24 130.82 32,469.55 - - - (4,137.61) (26.75) (107.39) (62.15) 28,135.64 75.33 200,102.00 - - (200,000.00) - - (76.37) (25.63) (1.19) (73.95) 18.17 110,145.20 - - - (110,000.00) - (59.96) (85.24) 90,118.80 - - - (90,000.00) - (49.41) (69.39) 64,064.46 (59,845.25) (4,408.35) 4.27 (44.91) 229.78 275,022.00 - - (275,000.00) - - (26.35) 4.35 100,123.00 - - - (100,000.00) - (21.86) (101.14) 106,761.70 (2,051.96) - - (4,182.06) (283.10) (19.83) (692.09) 99,532.66 234.65 450,054.00 - - (450,000.00) - - (19.43) (34.57) 40,320.28 - (37,664.84) - (2,774.48) 1,169.34 (12.21) (1,038.10) 27,011.57 (21,498.85) 51,575.01 (6,121.36) (111.73) (5.50) (14.34) 45,322.08 60.19 (5,476.27) (29.84) (6.59) (0.00) 0.02 256350021 MIM-RCTC 2013 Residual Fund 36179M406 G2 MA0825 117,382.38 - - - (9,925.82) (108.68) (4.53) (867.86) 106,475.50 213.14 256350021 MIM-RCTC 2013 Residual Fwd 3136A72D3 FNA 2012-M9 A2 4,361.61 - - - (974.17) (3.11) (3.11) (24.47) 3,356.75 6.85 43 Page 16 0541 OFRIVERSIDE COUNTY TRANSPORTATION COMMISSION 91 CIP STAMP Portfolio Transaction Report by Account Quarter ended March 31, 2021 Source Account Account Base Base Change In Net Beginning Base Base Maturities and Net Total Realized Amortisation/Ac Unrealized Ending Accrued Identifier Description Market Value Base Purchases Base Sales Redemptions Base Paydowns Gain/Loss cretion Gain/Loss Ending Base Market Value Income Balance 56350021 56350021 MUM-RCTC 2013 Residual Fund 56350021 MIM-RCTC 2013 Residual Fund 3136A5KR6 FNR 2012-31 AD 56350021 MIM-RCTC 2013 Residual Fwd 31846V491 FIRSTAMER:GVT OBLG D 56350021 MIM-RCTC 2013 Residual Fwd CCYUSD Payable 56350021 MIM-RCTC 2013 Residual Fwd CCYUSD Receivable 56350021 MIM-RCTC 2013 Residual Fwd 658886DZ6 NORTH DAKOTA ST HSG FIN AGY MTG REV 56350021 MIM-RCTC 2013 Residual Fwd 86787EBD8 TRUIST BANK 56350021 MIM-RCTC 2013 Residual Fwd 025816CE7 AMERICAN EXPRESS CO 56350021 MIM-RCTC 2013 Residual Fwd 072024W W8 BAY AREA TOLL AUTH CALIF TOLL BRDG REV 97,004.50 MIM-RCTC 2013 Residual Fund 4528Q 138EKXL4 FN AL3382 ORDF 2020-1 AI 226,593.00 42,583.79 11,091.85 1,141,444.51 (1,125,143.21) 7,603,400.37 (8,139,404.8 (285.97) (1109196) (2.85) (1.23) (2.50) (1.19) (0.46) (1,120.25) (145.03) 1.80 225,470.25 42,148.76 605,440.05 (160,000.00) 70.00 82.62 0.01 100,000.00 50,304.00 100,635.00 (100,000.00) (21.50) (55.00) (354.35) 487.20 50,282.50 46.67 100,580.00 84.66 96,650.15 1,010.80 107,051.70 899.94 197,061.15 1,840.93 256350021 MIM-RCTC 2013 Residual Fwd 783186TZ2 RUTGERS ST UNIV N 256350021 MIM-RCTC 2013 Residual Fund 17308CC46 CITIGROUP INC 256350021 MIM-RCTC 2013 Residual Fwd 3137A5FP4 FHR 3791 DA 256350021 MIM-RCTC 2013 Residual Fwd 69353RFU7 PNC BANK NA 256350021 MIM-RCTC 2013 Residual Fwd 31381QB54 FN 467260 256350021 MIM-RCTC 2013 Residual Fwd 196480CW5 COLORADO HSG & FIN AUTH 256350021 MIM-RCTC 2013 Residual Fwd 14913Q2X6 CATERPILLAR FINANCIAL SERVICES CORP 120,159.60 256350021 MIM-RCTC 2013 Residual Fond 283962DK0 EL DORADO CALIF IRR DIST REV 155,754.85 256350021 MIM-RCTC 2013 Residual Fwd 650036AS5 NEW YORK ST URBAN DEV CORP REV 181,443.60 256350021 MIM-RCTC 2013 Residual Fund 194740PF7 COLLIN CNTY TEX 176,842.75 256350021 MIM-RCTC 2013 Residual Fwd 916544E54 UPPER SANTA CLARA VY IT PWRS AUTH CALIF REV 170,578.00 256350021 MIM-RCTC 2013 Residual Fund 3134GWGB6 FEDERAL HOME LOAN MORTGAGE CORP 256350021 MIM-RCTC 2013 Residual Fwd 438516CC8 HONEYWELL INTERNATIONAL INC 265,424.00 256350021 MIM-RCTC 2013 Residual Fund 43813KAA0 HAROT 2020-3 Al 338,938.83 - - - (260,007.08) 0.0 256350021 MIM-RCTC 2013 Residual Fwd 362569A1I8 GMALT2020-3 Al 282,003.71 - - - (282,003.70) (0.01) 256350021 MIM-RCTC 2013 Residual Fwd 617446879 MORGAN STANLEY 380,881.60 256350021 MIM-RCTC 2013 Residual Fwd 38141GXL3 GOLDMAN SACHS GROUP INC 235,951.75 256350021 MIM-RCTC 2013 Residual Fund 22550L2E0 CREDIT SUISSE AG (NEW YORK BRANCH) - 250,000.00 256350021 MIM-RCTC 2013 Residual Fwd 842400HC0 SOUTHERN CALIFORNIA EDISON CO - 160,000.00 256350021 MIM-RCTC 2013 Residual Fund 477870AB5 JDOT 2019-0 A2 256350021 MIM-RCTC 2013 Residual Fwd 31680YAB3 FITAT2019-1 A2A 256350021 MIM-RCTC 2013 Residual Fund 65478LAB5 NALT 2019-0 A2A 256350021 MIM-RCTC 2013 Residual Fwd 14315PAB1 CARMX2019-3 A2A 256350021 MIM-RCTC 2013 Residual Fund 3136A5KR6 FNR 2012-31 AD 256350021 MIM-RCTC 2013 Residual Fwd 89236T11812 TOYOTA MOTOR CREDIT CORP 256350021 MIM-RCTC 2013 Residual Fond 14315XAC2 CARMX 2020-1 A3 256350021 MIM-RCTC 2013 Residual Fwd 26209AAE1 DRIVE 2019-4B 256350021 MIM-RCTC 2013 Residual Fund 38377REV3 GNR 2010-158 HA 256350021 MIM-RCTC 2013 Residual Fwd 3134GWTLO FEDERAL HOME LOANMORTGAGE CORP 256350021 MIM-RCTC 2013 Residual Fund 31418DYF3 FN MA4309 256350021 MIM-RCTC 2013 Residual Fwd 65478DAD9 NAROT2018-AA3 256350021 MIM-RCTC 2013 Residual Fund 3134GV6H6 FEDERAL HOME LOAN MORTGAGE CORP 256350021 MIM-RCTC 2013 Residual Fwd 3137AXHN6 FHMS K-024 Al 256350021 MIM-RCTC 2013 Residual Fund 3137B1UF7 FHMS K-027 Al 256350021 MUM-RCTC 2013 Residual Fwd 3138L1W62 FNAMl568 256350021 MIM-RCTC 2013 Residual Fund 65478HAD0 NAROT 2017-C A3 256350021 MIM-RCTC 2013 Residual Fwd 3136G46A6 FEDERAL NATIONAL MORTGAGE ASSOCIATION 415,012.45 - - - - - 8.52 256350021 MIM-RCTC 2013 Residual Fund 05531FB11 TRUIST FINANCIAL CORP 171,279.90 - - - - - 8.57 256350021 MIM-RCTC 2013 Residual Fwd 14913R2D8 CATERPILLAR FINANCIAL SERVICES CORP 201,676.00 - - - - - 9.23 256350021 MIM-RCTC 2013 Residual Fund 3137AWQG3 FHMS K-023 Al 10,327.91 - - - (1917.92) 14.08 10.02 256350021 M!M-RCTC 2013 Residual Fwd 256350021 MIM-RCTC 2013 Residual Fwd 3134GWY42 FEDERAL HOME LOAN MORTGAGE CORP 299,991.00 - - - - - 12. 256350021 MUM-RCTC 2013 Residual Fwd 21688AAQ5 COOPERATIEVE RABOBANKUA(NEW YORK BRANCH) - 284,803.35 - - - - 14.23 256350021 MIM-RCTC 2013 Residual Fund 172967LC3 CITIGROUP INC 255,402.50 - - - - - 14.95 256350021 MIM-RCTC 2013 Residual Fwd 3137AWQG3 FHMS K-023 AI 15,491.87 - - - (2,876.89) 21.35 15.23 256350021 MIM-RCTC 2013 Residual Fwd 36202F2H8 G2005276 67,672.67 - - - (6,196.98) (135.11) 15.40 256350021 MIM-RCTC 2013 Residual Fwd 38378KW47 GNR2013-138 A 42,151.10 - - - (23,882.38) 53.05 15.76 (185.72) 18,151.82 32.49 256350021 MIM-RCTC 2013 Residual Fund 3138L2GH4 FN AM1999 33,424.09 - - - (245.54) 0.53 16.65 (55.17) 33,140.56 53.38 256350021 MIM-RCTC 2013 Residual Fwd 172967LC3 CITIGROUP INC 204,322.00 - - - 20.71 (1,164.71) 203,178.00 1,820.56 256350021 MIM-RCTC 2013 Residual Fund 91282CAP6 UNITED STATES TREASURY 349,755.00 - - - - - 21.15 (966.15) 348,810.00 201.92 256350021 MIM-RCTC 2013 Residual Fwd 3137A2PV7 FHR 3760 BA 19,544.00 - - - (1,727.53) 18.34 23.64 (33.68) 17,824.76 22.10 256350021 MIM-RCTC 2013 Residual Fund 3140X9VK8 FN FM6017 - 134,023.44 - - (3,080.31) (224.98) 41.95 (2,064.11) 128,695.99 304.80 256350021 MIM-RCTC 2013 Residual Fwd 38378PPK8 GNR2013-190 GA 256350021 MIM-RCTC 2013 Residual Fund 3137GAUY1 FHR 3737 MA 256350021 MIM-RCTC 2013 Residual Fwd 36179RFD6 G2 MA2864 256350021 MIM-RCTC 2013 Residual Fund 3128MMUL5 FH G18586 256350021 MIM-RCTC 2013 Residual Fwd 912828B58 UNITED STATES TREASURY 256350021 MIM-RCTC 2013 Residual Fund 912828YK0 UNITED STATES TREASURY 256350021 MIM-RCTC 2013 Residual Fwd 3132A85Y1 FHZ58063 320,519.85 - - - (26,788.71) (1,433.65) 140.56 (1,203.14) 291,234.92 583.18 256350021 MIM-RCTC 2013 Residual Fwd 3140X4H90 FN FM1155 56350021 MIM-RCTC 2013 Residual Fwd 912828ZP8 UNITED STATES TREASURY 809,781.30 162.76 (1,053.76) 808,890.30 383.18 56350021 MIM-RCTC 2013 Residual Fwd 912828B58 UNITED STATES TREASURY 56350021 MIM-RCTC 2013 Residual Fund 3138L2GH4 FN AM1999 56350021 MIM-RCTC 2013 Residual Fwd 912828L57 UNITED STATES TREASURY 102,824.00 - - - - - 224.81 (630.81) 102,418.00 4.78 56350021 MIM-RCTC 2013 Residual Fad 912828T67 UNITED STATES TREASURY 484,464.00 - - - - - 487.14 (1,615.14) 483,336.00 2,519.34 56350021 MIM-RCTC 2013 Residual Fwd 36179Q2A8 G2 MA2569 56350021 MIM-RCTC 2013 Residual Fwd 912828YK0 UNITED STATES TREASURY 868,929.50 - - - - - 574.81 (3,371.31) 866,133.00 5,394.23 106,564.50 98,116.10 13,694.81 (1,054.95) 250,452.50 96,240.43 460,000.00 (13,699.90) 0.02 - 5.07 5.00 250,467.50 125.13 (96,284.72) 42.49 - 1.80 460,000.00 288.25 120,054.00 83.35 155,666.50 95.45 180,702.00 77.20 176,111.25 193.87 170,974.10 192.67 (105.60) (88.35) (741.60) (731.50) 396.10 (66.00) 300,066.00 - - (300,000.00) (180.20) 265,243.80 149. (0.00) 78,931.76 5.79 (771.40) (932.95) 380,110.20 815.73 235,018.80 540.27 247,160.00 202.81 (2,840.00) 249.60 160,249.60 (42.19) (1.06) (12.19) 20,823.26 - - - (20,781.09) 0.02 0.00 1,190.79 - - - (1,189.73) (0.00) 0.00 11,654.90 - - - (11,642.79) 0.06 0.02 40,934.27 - (26,873.59) - (13,953.85) 80.96 0.11 9,428.07 - - - (9,428.16) 28.83 0.58 (187.89) (29.32) 169,989.80 - - - - 0.75 61,551.60 - - - - - 1.05 80,820.80 - - - - - 1.69 68,784.68 - - - (18,992.18) (151.03) 1.69 (374.75) (212.85) (284.89) (420.88) 169,615.80 170.00 61,339.80 50.40 80,537.60 79.29 49,222.29 141.46 270,045.90 - - - - - 3.34 58.76 270,108.00 6.75 41.22 51,730.50 83.33 (75.04) (212.43) (31.15) (29.35) (418.30) (45.19) 66.18 415,087.15 532.58 51,585.94 - - - - 3.34 19,385.01 - - - (12,527.91) 5.69 4.08 400,340.00 - - - - - 4.43 6,791.83 7.99 400,132.00 252.44 8,318.65 - - - (2,568.96) 10.15 5.27 8,138.73 - - - (1,308.99) 7.77 5.31 22,744.71 - - - (122,836.85) 503.78 6.66 11,372.96 - - - (8,975.16) 10.08 7.42 5,733.97 8.33 6,813.47 10.04 2,370.12 2.23 (795.62) (703.23) 170,492.85 151.25 200,982.00 30 (44.88) (168.12) (273.31) 8,389.20 11.00 863667BB6 STRYKER CORP 160,252.80 2 160,096.00 341.33 299,730.00 420.00 283,483.80 234.53 253,972.50 2,275.69 (1,333.78) (1,444.95) (67.76) (66.42) 12,583.81 16.49 61,289.56 145.79 56,308.54 (12,370.26) (50.09) 66.46 01,435.21 - - - (11,036.47) 73.72 66.92 57,029.31 - - - (4,993.24) (250.42) 80.47 (340.74) 43,613.91 89.33 124.52 90,663.89 112.18 12.04 51,878.15 123.08 66,730.47 - - (4,302.57) (230.49) 91.84 (577.33) 61,711.91 123.08 (488.62) (700.23) 265,386.90 - - (265,000.00) - - 101.72 184,008.60 - - - - - 108.03 183,416.40 1,142.31 247,016.48 - - (7,101.88) (396.77) 150.39 (3,531.09) 236,137.12 472.85 285,416.10 - - (285,000.00) - - 184.75 (600.85) 87,738.24 - - - (644.5 .79 196.42 (299.95) 86,993.95 140.13 301,890.80 - - - (28,528.49) ( 1.27) 555.70 37.87 272,324.61 644.20 26,955,20093 15,173,097.87 (10,505,608.87) (3,565,000.00) (1959,257.50) 20,585.46 (23,667.87) (105,326.52) 26,955,166.72 65,092.98 56350023 MBA -Sr Lien Reserve Fwd -1 3137BYPQ7 FHMS K-726 A2 241,682.57 - - - (719.91) 56350023 MUM -Sr Lien Reserve Fund -1 3135G0V75 FEDERAL NATIONALMORTGAGE ASSOCIATION 447,486.75 - (443,453.50) - - (2,774.55) (1,178.27) (80.43) 56350023 MIM-Sr Lien Reserve Fwd -1 3137BVZ74 FHMS K-063 Al (46.10) (1,178.47) (1,184.95) 238,553.13 545.67 281,827.67 - - - (4,438.97) (268.12) (1,106.34) 1,067.31 277,081.55 657.23 56350023 MIMSr Lien Reserve Fund -1 3132AEFC5 FH ZT1963 467,247.67 - - - (30,855.53) (2,318.56) (1,022.54) (854.83) 432,196.21 1,167.39 56350023 MIM-Sr Lien Reserve Fund -1 912828XB1 UNITED STATES TREASURY 1,052,317.50 - - - - - (644.80) (19,966.70) 1,031,706.00 7,841.07 44 Page 17 of 41 OFRIVERSIDE COUNTY TRANSPORTATION COMMISSION 91 CIP STAMP Portfolio Transaction Report by Account Quarter ended March 31, 2021 Source Account Account Base Base Change In Net Beginning Base Base Maturities and Net Total Realized Amortization/Ac Unrealized Ending Accrued Identifier Description Market Value Base Purchases Base Sales Redemptions Base Paydowns Gain/Loss cretion Gain/Loss Ending Base Market Value Income Balance 256350023 MIMSr LienReserve Fund -1 256350023 MIM-Sr Lien Reserve Fund -1 256350023 MIMSr LienReserve Fwd -1 256350023 MIM-Sr Lien Reserve Fwd -1 3130AFFX0 FEDERAL HOME LOAN BANKS 256350023 MIM-Sr Lien Reserve Fwd -1 912828638 UNITED STATES TREASURY 256350023 MIM-Sr Lien Reserve Fwd -1 3137FBAB2 FHMS K-IR3 Al 256350023 MIM-Sr Lien Reserve Fund -1 3137B1UG5 FHMS K-027 A2 256350023 MIMSr Lien Reserve Fwd -1 3138EJPZ5 FN AL2239 256350023 MIM-Sr Lien Reserve Fund -1 3137BLW87 FHMS K-050 Al 256350023 MIM-Sr Lien Reserve Fund -1 3137ARVU7 FHR 4073 AI 256350023 MIMSr Lien Reserve Fwd -1 3137FBA15 FHMS K -1R3 A2 256350023 MIMSr LienReserve Fwd -1 38378AU90 GNR2011-158 CA 256350023 MIMSr Lien Reserve Fwd -1 3137B11175 FHMS K-901 A2 256350023 MIMSr LienReserve Fwd -1 3137131000 FHMS K-026 A2 256350023 MIM-Sr Lien Reserve Fwd -1 3136A7MN9 FNA 2012-M8 A2 256350023 MIMSr LienReserve Fwd -1 3137ABFH9 FHMSKAIV A2 256350023 !d M -Sr LienReserve Fwd -1 3138LFGP7 FNAN2905 256350023 MIM-Sr Lien Reserve Fwd -1 3137FMD66 FHMS K-124 Al 256350023 MIMSr Lien Reserve Fwd -1 36176X821 GN 778953 256350023 MIMSr LienReserve Fwd -1 38378FRB8 GNR 2013-005 1E 256350023 MIMSr Lien Reserve Fwd -1 3137BLAC2 FHMS K-048 A2 256350023 MIMSr LienReserve Fwd -1 31418DV113 FN MA4226 256350023 MIM-Sr Lien Reserve Fwd -1 31307NP40 FH 132243 256350023 MIMSr LienReserve Fwd -1 3137AXHP1 FHMS K-024 A2 256350023 MIM-Sr Lien Reserve Fwd -1 3620ARZE4 GN 737941 256350023 MIM-Sr Lien Reserve Fwd -1 3137AUPE3 FHMS K-021 A2 256350023 MIM-Sr LienReserve Fwd -1 3138ETQP4 FNAL8561 - 94,811.30 - - (1,599.05) (134.36) (102.73) 658.81 93,633.98 250.35 256350023 MIM-Sr Lien Reserve Fwd -1 3137FNAD2 FHMS K-095 Al 256350023 MIMSr LienReserve Fwd -1 36179RHM4 G2 MA2936 256350023 MIMSr Lien Reserve Fwd -1 31418DXH0 FN MA4279 256350023 MIMSr LienReserve Fwd -1 3137AWQG3 FHMS K-023 Al 256350023 MIMSr Lien Reserve Fwd -1 3620ARB67 GN 737261 256350023 MIM-Sr Lien Reserve Fwd -1 31418DQ47 FN MA4074 256350023 MIMSr Lien Reserve Fwd -1 38378CRT6 GNR 2012-013 EG 256350023 MIMSr LienReserve Fwd -1 31379DKF2 FHR4384 LA 37,927.95 - (28,747.13) - (8,878.54) 89.50 (50.11) (341.67) 256350023 MIM-Sr Lien Reserve Fwd -1 3136AHAEO FNA2013-M14 APT 256350023 MIMSr LienReserve Fwd -1 3137FP1F3 FHMS K-099 Al 256350023 MIM-Sr LienReserve Fwd -1 3138X0ZY7 FNAU1658 256350023 MIMSr LienReserve Fwd -1 3137F4D41 FHMS K-074 A2 256350023 MIM-Sr LienReserve Fwd -1 3128MENS6 FH G15601 256350023 MIMSr LienReserve Fwd -1 38376T5Z1 GNR 2010-004 PD 256350023 MIMSr Lien Reserve Fwd -1 36202FA30 G2 004526 256350023 MIMSr Lien Reserve Fwd -1 36179MEK2 G2 MA0138 256350023 MIMSr LienReserve Fwd -1 3132CJA12 FH SA0009 77,119.37 - (69,523.94) - (7,615.21) 1,681.25 (35.60) (1,625.87) 256350023 MIMSr Lien Reserve Fwd -1 38375XCM4 GNR 2008-047 PC 256350023 MIM-Sr Lien Reserve Fond -1 3137B9RN7 FHR 4328 EA 256350023 MIMSr LienReserve Fwd -1 313711411131 FHR4247 AK 256350023 MIMSr LienReserve Fwd -1 3128MMT52 FH 618571 256350023 MIMSr LienReserve Fed -1 36179MZV5 G2 MA0756 256350023 MIMSr LienReserve Fund -1 36179NKP2 G2 MA1202 256350023 MIMSr Lien Reserve Fund -1 36179MKL3 G2 MA0299 256350023 MIM-Sr LienReserve Fwd -1 314016FU6 FN BM1978 256350023 MIM-Sr LienReserve Fmd-1 3138EQR13 FNAL7688 256350023 MIM-Sr Lien Reserve Fwd -1 3136A8SX9 FNR 2012-102 91 256350023 MIMSr Lien Reserve Fwd -1 3136AEY84 FNR 2013-70 DG 256350023 MIM-Sr LienReserve Fwd -1 3135G05G4 FEDERAL NATIONAL MORTGAGE ASSOCIATION 256350023 MIMSr LienReserve Fwd -1 31418AM39 FN MA1277 256350023 MIM-Sr Lien Reserve Fwd -1 38377LFC7 GNR 2010-116 NE 256350023 MIMSr Lien Reserve Fwd -1 383793M99 GNR 2015-045 AG 256350023 MIMSr Lien Reserve Fwd -1 36179MU24 G2 MA0601 256350023 MIMSr LienReserve Fwd -1 3132AEF68 FHZT1989 256350023 MIM-Sr Lien Reserve Fond -1 3137FQ3Y7 FHMS K-101 Al 256350023 MIMSr LienReserve Fmd-1 3137B6DF5 FHR4272YG 256350023 MIMSr Lien Reserve Fwd -1 3137AQQE 1 FHR 4039 QB 256350023 MIMSr Lien Reserve Fed -1 31417YKF3 FN MA0293 256350023 MIMSr Lien Reserve Fwd -1 3136ADZA0 FNR 2013-27 KA 256350023 MIMSr Lien Reserve Fwd -1 3136ABNZ2 FNR 2012-148 MC 256350023 MIMSr Lien Reserve Fwd -1 36178N099 GN AB2764 256350023 MIM-Sr LienReserve Fwd -1 3137F4D41 FHMS K-074 A2 256350023 MIM-Sr Lien Reserve Fwd -1 383771M59 GNR 2010-111 PE 256350023 MIMSr LienReserve Fwd -1 9128286Q8 UNITED STATES TREASURY - 300,104.11 (300,100.57) - - 0.01 (3.55) 256350023 MIM-Sr LienReserve Fund -1 38377RVK8 GNR2010-166 GP 256350023 MIMSr Lien Reserve Fwd -1 36179M436 G2 MA0825 256350023 MIMSr LienReserve Fwd -1 38377RVK8 GNR2010-166 GP 256350023 MIMSr Lien Reserve Fwd -1 38378KW47 GNR 2013-138 A 256350023 MIM-Sr Lien Reserve Fwd -1 383771Z89 GNR 2010417 GK 256350023 MIM-Sr LienReserve Fwd -1 3137ATRW4 FHMS K-020 A2 127,865.00 - - - - - (0.12) (494.88) 127,370.00 247.19 256350023 MIM-Sr LienReserve Fwd -1 31846V401 FIRST AMER,GVTOBLGD 256350023 MIM-Sr LienReserve Fwd -1 CCYUSD Receivable 256350023 MIM-Sr Lien Reserve Fond -1 CCYUSD Payable 256350023 MIMSr LienReserve Fwd -1 3137A5FP4 FHR3791 DA 22,908.55 - - - (22,917.03) (0.01) - 8.48 256350023 MIMSr LienReserve Fond -1 3137A5FP4 FHA 3791 DA 15,400.71 - - - (15,406.40) (0.00) - 5.70 256350023 MIMSr LienReserve Fwd -1 31381QB54 FN 467260 125,530.99 - - - (125,588.74) 55.40 - 2.35 256350023 MIMSr LienReserve Fwd -1 3134GWGB6 FEDERAL HOME LOAN MORTGAGE CORP 256350023 MIMSr LienReserve Fwd -1 3134GXDT9 FEDERAL HOME LOAN MORTGAGE CORP 145,062.35 31401AU97 FN BM6007 313791UG5 FHMS K-027 A2 912828X61 UNITED STATES TREASURY 64,351.44 145,222.00 134,912.50 221,237.80 (16,568._09) (665.29) (620.79) (589.73) (552.53) (529.14) (12,607.71) (526.09) (51,410.08) (506.54) (1,895.86) (502.17) 408.17 103,636.00 219.75 658.52 458.13 47,155.79 145,090.40 307.65 132,270.00 208,100.95 2,254.69 843,383.70 6,769.58 129.374.40 303.80 103.04 (2,089.97) 1,005.27 1,454,314.50 (593,772.66) 34,778.03 131,776.80 103,730.00 188,461.84 141,283.23 229,026.00 88,175.24 347,796.31 371,746.80 212,218.25 (1,338.70) (25.46) (435.55) (421.04) 186,241.09 472.76 223,929.80 - - (4,633.17) (234.13) (420.80) (872.14) 217,769.56 486.49 (71,991.16) (608.66) (395.79) 195.39 68,483.01 170.57 (382.84) (7,941.16) 220,702.00 546.83 (11,896.05) (265.79) (378.01) 484.52 76,11991 185.65 (28,252.31) (227.80) (374.90) (1,174.40) 317,766.91 651.67 (309.04) 10.561 371,437.20 753.00 58,033.53 301,581.06 94,588.46 159,493.07 151,081.77 40,815.63 181,071.87 - - (4,342.03) (194.59) (125.28) (1,647.62) 174,762.35 281.55 198,842.85 - - (3,335.29) (245.14) (122.35) (2,119.05) 193,021.02 454.89 (25,499.24) (149.33) (248.45) (852.98) 185,468.26 357.07 (596.50) (2.75) (195.56) (192.321 57,046.41 189.29 (1,210.47) (37.60) (181.49) (11,433.97) 288,717.53 599.50 (7,143.34) (417.25) (177.58) (1,169.75) 85,680.55 157.42 (14,805.47) (711.16) (164.21) 1,060.96 144,873.18 343.06 (9,457.15) 130.44 (144.76) (80.131 141,530.17 230.17 (126.65) (307.55) 40,381.43 101.26 144,225.20 89,755.46 147,804.48 (121.97) (137.03) 143,966.20 300.18 (9,457.07) (434.17) (107.10) 601.91 80,359.03 190.29 (104.58) (687.42) 147,012.48 287.52 143,464.43 82,685.68 (434.87) (6.56) (99.40) (3,102.54) 139,821.06 287.90 (5,230.37) (312.16) (86.55) 467.23 77,523.83 211.80 180,366.24 61,967.46 71,525.00 (77.56) (1,666.32) 178,622.37 289.92 (11,507.53) (76.13) (73.99) 25.40 50,335.22 65.98 (6,929.33) (182.97) (71.03) (47.491 64,294.18 201.55 24,936.71 171,187.64 (64.41) (1,046.52) 170,076.71 275.37 (4,316.88) 55.09 (60.03) (99.341 20,515.55 33.51 32,336.64 195,277.19 42,717.50 35,175.90 35,470.24 48,248.02 26,747.33 88,943.22 (3,514.56) (39.49) (46.74) 22.35 28,758.20 60.64 (1,145.80) (3.95) (45.43) (4,926.16) 189,155.84 339.29 (3,103.71) (152.07) (43.13) 13.15 39,431.74 78.66 (41.87) (1,333.03) 33,801.00 90.00 (2,491.32) (112.60) (39.48) (94.48) 32,732.36 65.49 (3,514.71) (81.04) (38.23) 9.74 44,623.78 106.93 (2,311.53) (73.07) (37.00) (34.37) 24,291.37 85.41 (7,831.52) (314.84) (36.71) (974.51) 79,785.64 161.24 31,865.99 25,901.43 (6,103.87) (80.92) (33.47) (254.05) 25,393.68 103.38 46,303.62 - - (1,499.39) (33.76) (33.10) 385.03 45,122.39 91.21 (2,335.10) (62.29) (30.83) (48.28) 23,424.94 82.80 118,446.66 67,996.98 76,518.26 92,277.96 103,286.29 (30.83) (307.26) 118,108.56 235.57 (5,385.23) (220.97) (29.57) (302.23) 62,058.98 124.23 (5,655.77) (235.96) (28.47) (341.47) 70,256.59 140.63 (8,411.08) (339.05) (27.98) (321.66) 83,178.19 168.09 (7,186.84) (480.62) (25.55) 434.03 96,027.31 223.58 65,468.57 46,542.12 - - (819.95) (16.05) (22.62) 260.63 45,944.14 56.04 51,450.01 - - (1,085.99) (22.78) (21.80) 254.22 50,573.66 71.91 (25.43) 506.55 65,949.68 177.63 200,478.00 - (200,280.20) - 9.69 (18.49) (189.00) 50,843.19 (4,778.61) (207.91) (17.05) (32.03) 45,807.59 91.38 50,417.02 - - (4,645.49) (49.60) (16.19) 87.80 45,793.54 94.27 18,233.61 51,802.06 (6,864.77) (13.52) (16.17) (78.05) 11,261.11 23.26 (4,556.57) (187.00) (13.77) (572.11) 46,472.61 93.91 194,519.01 90,989.97 - - (3,587.00) (327.11) (13.60) (189.03) 86,873.23 233.01 (929.53) (0.06) (12.63) (4,792.55) 188,784.24 329.89 88,614.97 47,042.66 - - (1,208.92) (22.45) (10.83) 69.54 45,870.00 56.22 (11.81) (73.94) 88,529.22 144.55 50,352.77 (2,951.03) (95.58) (10.62) 28.10 47,323.64 161.70 50,339.18 - - (1,465.86) (18.79) (9.48) 79.80 48,924.85 50.25 56,069.82 - - (2,048.21) (41.12) (7.69) 470.91 54,443.71 88.20 27,050.53 (1,950.68) (19.75) (5.99) (89.531 24,984.58 49.99 5,862.65 31,471.94 (5.95) (223.20) 5,633.50 15.00 (8,044.45) 87.73 (3.91) (297.08) 23,214.23 47.88 17,982.31 35,214.72 29,970.52 (1,679.01) (23.48) (1.49) (8591) 16,192.43 39.49 (2,977.74) (32.61) (1.36) (260.36) 31,942.65 63.94 (2,798.35) (20.71) (0.76) (163.33) 26,987.38 65.82 11,171.18 26,422.51 - - (13,939.85) (9.50) (0.44) 6.64 12,479.37 22.34 (2,839.83) (39.55) (0.28) (76.501 8,215.02 23.47 122,760.15 3,425,404.90 (3,258,897.12) - - - - - 289,267.93 2.04 (258,514.62) 200,044.00 - - (200,000.00) - - - (44.00) (220.40) 144,841.95 179.03 256350023 MIM-Sr LienReserve Fwd -1 3130AL1Z8 FEDERAL HOME LOAN BANKS - 200.000.00 - - - - - 26.00 200,026.00 52.78 256350023 MIMSr LienReserve Fwd -1 3138E1RP5 FN AL2293 - 36,393.52 - - - - - 1.82 36,395.34 133.00 45 Page 18 0541 OFRIVERSIDE COUNTY TRANSPORTATION COMMISSION 91 CIP STAMP Portfolio Transaction Report by Account Quarter ended March 31, 2021 Sou Ace unt Base Base Change In Net Beginning Base Base Maturities and Net Total Realized Amortisation/Ac Unrealized Ending Accrued Account Identifier Description Market Value Base Purchases Rase Sales Redemptions Rase Paydosns Gain/Loss cretion Gain/Loss Ending Base Market Value Income Balance 256350023 256350023 MIMSr Lien Reserve 03md-1 256350023 MIM-Sr Lien Reserve Fund -1 256350023 MIMSr Lien Reserve Fmd-1 3136AC714 FNA 2013-M6 2A 256350023 MIMSr Lien Reserve Fwd -1 3136A5KR6 FNR 2012-31 AD 256350023 MIMSr Lien Reserve Fmd-1 38377REV3 GNR2010-158 HA 256350023 MIMSr Lien Reserve Fwd -1 36202F2H8 G2005276 256350023 MIM-Sr Lien Reserve Fwd -1 38377RVK8 GNR2010-166 GP 256350023 MIM-Sr Lien Reserve Fwd -1 38378TAF7 GNR 2013-071 GA 256350023 MIMSr Lien Reserve Fmd-1 31418DYF3 FN MA4309 256350023 MIM-Sr Lien Reserve Fund -1 383771Z89 GNR 2010-117 GK 256350023 MIMSr Lien Reserve Fwd -1 36179NA27 G2 MA0909 256350023 MIM-Sr Lien Reserve Fund -1 91282CAP6 UNITED STATES TREASURY 256350023 MIMSr Lien Reserve Fwd -1 3137AQQE l FHR 4039 QB 256350023 MIM-Sr Lien Reserve Fwd -1 3134GWELO FEDERAL HOME LOAN MORTGAGE CORP 290,049.30 256350023 MIMSr Lien Reserve 03md-1 91282CAP6 UNITED STATES TREASURY 256350023 MIM-Sr Lien Reserve Ford -1 38378KXW4 GNR2013-105A 256350023 MIMSr Lien Reserve Fmd-1 3136ADZA0 FNR 2013-27 KA 256350023 MIM-Sr Lien Reserve Fwd -1 313705A60 FUR 4257 EK 256350023 MIMSr Lien Reserve Fwd -1 38378HAU0 GNR 2012-096 AD 256350023 MIMSr Lien Reserve Ford -1 383767779 GNR 2010-006 AB 256350023 MIMSr Lien Reserve Fwd -1 3138L1W62 FNAM1568 256350023 MIM-Sr Lien Reserve Fwd -1 38378KWU9 GNR2013-096A 256350023 MIMSr Lien Reserve Fwd -1 38378XP62 GNR 2014-166 PL 256350023 MIMSr Lien Reserve Fwd -1 3137AUPE3 FHMS K-021 A2 256350023 MIM-Sr Lien Reserve Fwd -1 36176XQB8 GN 779250 256350023 MIMSr Lien Reserve Fwd -1 38378HAU0 GNR 2012-096 AD 256350023 MIMSr Lien Reserve Fund -1 3131X83H7 FHZK5300 256350023 MIM-Sr Lien Reserve Fund -1 383781ZD7 GNR 2013-047 EC 256350023 MIMSr Lien Reserve 03md-1 3837701/4 GNR 2011-136 GA 256350023 MIM-Sr Lien Reserve Fwd -1 38378KSL4 GNR2013-074 AL 238,835.25 256350023 MIMSr Lien Reserve 03md-1 313560504 FEDERAL NATIONAL MORTGAGE ASSOCIATION 256350023 MIMSr Lien Reserve Fwd -1 3137FWHY9 FHMR2020-P003 Al 256350023 MIM-Sr Lien Reserve Fwd -1 3136AQZK9 FNR 2015-89 KE 256350023 MIM-Sr Lien Reserve Fwd -1 3134GWND4 FEDERAL HOME LOAN MORTGAGE CORP 298,608.00 256350023 MIMSr Lien Reserve Fmd-1 36202F3H7 G2005300 256350023 MIM-Sr Lien Reserve Fund -1 31417YKF3 FN MA0293 256350023 MIMSr Lien Reserve Fmd-1 3137EAEV7 FEDERAL HOME LOAN MORTGAGE CORP 256350023 MIMSr Lien Reserve Fwd -1 38378HXH4 GNR 2012119 KB 256350023 MIM-Sr Lien Reserve Fwd -1 3138WEM75 FN AS4860 256350023 MIMSr Lien Reserve Fwd -1 3136AC714 FNA 2013-M6 2A 256350023 MIM-Sr Lien Reserve Fwd -1 36179MU32 G2 MA0602 256350023 MIM-Sr Lien Reserve Fwd -1 36179RFD6 G2 MA2864 256350023 MIM-Sr Lien Reserve Fwd -1 3138FKX14 FNAL3382 256350023 MIM-Sr Lien Reserve Fund -1 912828ZF0 UNITED STATES TREASURY 256350023 MIMSr Lien Reserve Fund -1 3140/83122 FN BM4407 256350023 MIM-Sr Lien Reserve Fwd -1 3138EKXL4 FNAL3382 256350023 MIMSr Lien Reserve Fwd -1 912828L57 UNITED STATES TREASURY 256350023 MIM-Sr Lien Reserve Fwd -1 91282CAP6 UNITED STATES TREASURY 256350023 MIMSr Lien Reserve Fwd -1 38376WA62 GNR 2010-015 PD 256350023 MIMSr Lien Reserve Fwd -1 3132AEFK7 FH ZT1970 90,449.62 - - (4,177.25) (371.83) 44.46 (606.65) 85,338.35 230.33 256350023 MIMSr Lien Reserve Fwd -1 38378KW U9 GNR 2013-096 A 256350023 MIMSr Lien Reserve Fwd -1 3136ADFF1 FNR2013-36 KC 256350023 MIMSr Lien Reserve Fwd -1 912828YK0 UNITED STATES TREASURY 256350023 MIM-Sr Lien Reserve Fund -1 38378VC45 GNR2013_116MA 256350023 MIMSr Lien Reserve Fund -1 3137BB5D8 FHA 4338 HP 256350023 MIM-Sr Lien Reserve Fwd -1 3837806A2 GNR2013-012 AB 256350023 MIMSr Lien Reserve Fmd-1 38377QICII9 GNR2011-018 PG 256350023 MIMSr Lien Reserve Fwd -1 314018ME0 FN 0M3956 256350023 MIMSr Lien Reserve Fmd-1 38376WA62 GNR 2010-015 PD 256350023 MIMSr Lien Reserve Fund -1 91282CAE1 UNITED STATES TREASURY 256350023 MIM-Sr Lien Reserve Fwd -1 3140X9VK8 FN FM6017 256350023 MIM-Sr Lien Reserve Fond -1 36202F2H8 G2 005276 256350023 MIMSr Lien Reserve Fwd -1 38378KSL4 GNR 2013-074 AL 256350023 MIMSr Lien Reserve Fwd -1 38379KDN5 GNR 2015-029 AD 256350023 MIMSr Lien Reserve Fwd -1 36179NHK7 G2 MA1134 256350023 MIMSr Lien Reserve Fwd -1 3128MMUL5 FH 018586 256350023 MIMSr Lien Reserve Fwd -1 38376WA62 GNR 2010-015 PD 256350023 MIM-Sr Lien Reserve Fwd -1 361797E83 G2 MA4691 256350023 MIM-Sr Lien Reserve Fwd -1 3140X4H90 FNFM1155 256350023 MIMSr Lien Reserve Fwd -1 3132A85Y1 FH Z88063 256350023 MIMSr Lien Reserve Ford -1 3136A72D3 FNA 2012-M9 A2 256350023 MIM-Sr Lien Reserve Fund -1 91282CAM3 UNITED STATES TREASURY 256350023 MIMSr Lien Reserve Fwd -1 38378KWU9 GNR 2013-096 A 256350023 MIMSr Lien Reserve Fwd -1 36179NAH 1 G2 MA0908 256350023 MIMSr Lien Reserve Fwd -1 912828YK0 UNITED STATES TREASURY 256350023 MIMSr Lien Reserve Fwd -1 9128287(01 UNITED STATES TREASURY 256350023 MIM-Sr Lien Reserve Fwd -1 38378KWU9 GNR 2013-096 A 256350023 MIMSr Lien Reserve Fwd -1 3138EKXL4 FN AL3382 256350023 MIM-Sr Lien Reserve Fwd -1 3137ATRW4 FHMS K-020 A2 256350023 MIM-Sr Lien Reserve Fwd -1 3837807F0 GNR 2013-033 B 256350023 MIMSr Lien Reserve Fwd -1 38380AZ34 GNR 2016-147 DA 256350023 MIM-Sr Lien Reserve Fwd -1 9128285W6 UNITED STATES TREASURY 256350023 MIMSr Lien Reserve Fwd -1 3132A9T64 FH 758673 256350023 MIM-Sr Lien Reserve Fwd -1 3837807F0 GNR2013-033B 256350023 MIM-Sr Lien Reserve Fwd -1 38378KRS0 GNR 2013-078 AG MIM-Sr Lien Reserve Fund -1 3132AEF68 9128286Q8 UNITED STATES TREASURY 3137F4CY6 FHMS K-BXI Al FH ZT1989 36,116.96 180,020.01 42,250.00 8,348.63 6,137.49 32,099.52 19,071.39 11,322.19 79,360.42 (180.77) (6,137.56) (8,863.02) (70.48) 0.79 (196.41) (1,746.42) (0.59) 1.06 (52.93) 17,272.51 41.09 (1,057.15) 9.92 1.22 (80.95) 10,195.23 24.87 (4,983.52) 3.85 1.27 16.02 74,398.03 150.02 (0.00) 18.78 0.38 0.00 80.21 (9.21) 470.40 (46.26) (19.09) 36,197.17 180,010.80 42,720.40 8,121.60 58.25 53.18 16.22 16.58 36,110.16 22,970.40 66.02 2.34 98.85 36,211.35 58.33 17,873.90 35,328.92 19,986.00 - (19,989.06) (4,543.72) (24.66) 2.41 (163.88) 13,144.04 37.55 (2,780.13) (148.41) 2.43 65.15 32,467.96 77.04 46.94 2.43 (46.31) 47,057.09 - - (1,208.92) (23.21) 3.42 41.62 45,870.00 56.22 3.59 63.11 290,116.00 7.25 3.66 8.57 44,847.00 25.96 44,834.77 64,545.01 (5,953.07) 8.89 3.72 (75.23) 58,529.32 82.69 14,208.02 66,194.90 - - (1,928.76) (23.92) 3.98 128.60 64,374.79 66.11 (1,291.56) 11.16 4.03 (19.19) 12,912.47 25.97 31,770.04 160,512.32 38,809.01 - - (1,136.46) (20.82) 4.15 62.50 37,718.38 46.23 (4,018.48) (91.36) 4.58 (8.03) 27,656.74 66.08 8,200.94 (160,632.81) 658.79 8.71 (547.01) (5,383.55) 35.60 9.34 (97.98) 2,764.36 3.21 (20,385.70) (207.20) 9.48 (3,655.40) 141,192.18 285.84 165,431.01 6,158.52 11.38 (44.381 6,125.52 11.98 27,887.95 23,638.76 44,801.49 - - (940.51) (44.67) 11.86 387.16 44,215.33 104.70 21,565.35 35,704.99 12.56 75.24 21,653.15 26.54 12.90 (2.72) 35,715.17 71.25 (2,825.07) 27.44 15.97 (59.45) 25,046.84 30.92 (5,377.66) (73.98) 16.04 (109.84) 18,093.32 29.73 17.06 (8,879.81) 229,972.50 524.13 200,478.00 - (200,280.20) - - 531.76 17.25 (746.81) 195,013.11 (2,832.89) 13.82 20.20 (7,746.40) 184,467.84 133.86 76,695.40 20.52 (98.58) 76,617.34 123.85 20.53 (2,525.53) 296,103.00 245.00 61,792.28 47,900.96 400,788.00 - (400,200.00) - - 534.44 24.70 (1,147.14) (6,381.51) (298.69) 21.07 54.45 55,187.60 130.98 (2,807.33) (97.65) 24.52 (1.17) 45,019.33 153.82 9,993.02 70,527.93 37,568.79 93,141.61 21,385.99 10,645.95 (1,036.63) 24.23 26.67 139.261 8,968.04 9.22 26.91 (45.75) 70,509.10 140.10 (813.47) 5.54 28.84 1242.551 36,547.16 74.61 362,889.84 88,893.10 (8,086.82) (427.63) 28.91 144.85 84,800.93 201.23 (1,872.47) (93.92) 30.18 4.53 19,454.31 46.15 (71.49) 1.04 31.12 (69.42) 10,537.19 20.65 32.57 (404.41) 362,518.00 4.99 33.14 46.58 88,972.82 177.17 13,307.43 (89.37) 0.98 33.54 (81.11) 13,171.49 25.82 231,354.00 - (231,120.11) - - 6,709.22 33.77 (6,976.88) 373,535.16 21,145.33 33.96 155.88 373,725.00 216.35 (1,548.82) (42.14) 35.77 (69.07) 19,521.08 60.92 30,753.52 60,546.66 (20,188.31) 164.58 45.13 (408.58) 10,366.34 12.05 (13,590.62) 125.66 45.82 (204.05) 46,923.46 58.27 209,56535 91,302.79 103,530.69 28,763.64 86,86406 87,750.00 79,976.80 212,298.00 70,158.41 165,183.24 124,059.21 21,625.91 88,638.36 236,342.92 172,283.82 423,389.25 20,502.35 475,355.55 161,895.00 30,753.52 172,996.63 160,710.96 207,222.00 97,190.87 151,473.33 165,692.48 259,027.50 465,196.50 45,123.88 52,204.19 225,159.38 164,677.66 134,029.51 (209,389.45) (474,897.86) (10,025.71) (4,271.93) (4,274.20) (6,362.47) (5,174.92) (7,323.71) (3,948.59) (13,416.37) (11,242.26) (1,584.02) (7,975.99) (4,734.59) (19,753.30) (38,479.70) (13,458.87) (20,188.31) (1,161.76) (8,203.86) (18,116.71) 5,173.18 47.97 (5,397.05) - - 249.37 50.38 (361.78) 81,215.06 147.75 51.27 181.82 45,356.98 108.29 61.14 56.07 (833.44) 98,542.53 147.84 (55.77) 60.54 (508.46) 23,985.75 58.29 62.47 (363.12) 51,903.54 122.37 (92.59) 65.02 (282.32) 80,191.71 250.25 69.49 (6,327.19) 81,492.30 69.92 (377.97) 70.48 (3,467.71) 216,209.26 512.06 (178.79) 79.41 (120.58) 72,433.12 172.30 80.04 (7,958.04) 204,420.00 465.89 (0.29) 82.61 (1,777.42) 64,514.72 119.78 (539.27) 82.80 57.13 151,367.53 359.15 (535.37) 87.29 (165.37) 112,203.49 223.79 (77.21) 90.46 (90.41) 19,964.74 62.30 (532.37) 97.69 356.10 80,583.79 220.11 (264.51) 100.26 (2,354.06) 157,424.75 315.23 (1,057.13) 103.65 (887.16) 214,748.98 430.02 246.88 109.32 (1,568.56) 132,591.76 270.72 130.80 (9,179.05) 414,341.00 2.90 586.48 131.64 (850.70) 6,910.89 8.04 138.08 (518.88) 133,648.71 268.25 12,430.38 169.93 (13,058.00) - - 183.47 (3,354.47) 158,724.00 1,206.32 819.48 207.19 (1,225.55) 10 366.34 12.05 (0.35) 224.10 (829.30) 171,229.33 335.63 238.97 (861.12) 160,088.81 310.69 - 241.69 (2,233.69) 205,230.00 378.83 (179.61) 248.70 (415.16) 88,640.94 209.06 306.28 (3,464.43) 148,315.18 237.85 (1,026.50) 331.50 632.80 147,513.57 349.24 715.73 (3,205.73) 256,537.50 473.54 1,335.34 (11,172.34) 455,359.50 895.72 17,923,229,04 8,068,685,37 46 (6,430,651,80) (200,000,00) (1,091,195,75) 44,690,99 (8,135,12) (250,344,54) 17,797,765,61 47,193,55 Page 19 0541 *Negative cash reflects securities in transit at month end 1111 RIVERSIDE COUNTY TRANSPORTATION COMMISSION 91 CIP STAMP Portfolio Summary of Investments for quarter ended March 31, 2021 ATTACHMENT 5 Credit Rating Base Market Value + Accrued 70,000,000 60,000,000 50,000,000 40,000,000 30,000,000 20,000,000 10,000,000 0 AAA AA AA- A+ A A- A-1+ I Industry Group Security Type Other (15.894%) AGCY BOND (6.962%) FHLMC CMO-- (7.198%) GNMA (8.328%) 11/11111 CORP (9A08%) US GOV (26.308%) VFHLMC (15.593%) FNMA (10.309%) Chart calculated by: Base Market Value + Accrued Other (16.240%) GNMA2 Collateral (4.059%) Agency Collet CMO- _i (4.175%) B Banks (5.395 % ) FGLMC Collateral (6.089%) FNMA Collateral (9.147%) Commercial MBS (21.127%) Sovereign (33.766%) Chart calculated by: Base Market Value + Accrued Market Secto Other (1.118%)l Industrial Municipal (2.299.: )� Asset Backed (3.221%) Agency (6.962%) Financial (7.370%)" Government/ (27.814%) Mortgage Backed (48.991%) Chart calculated by: Base Market Value + Accrued 47 RIVERSIDE COUNTY TRANSPORTATION CO MMISSION ATTACHMENT 6 91 CIP STAMP Portfolio Series A & Series B Reserve Fund Summary of Investments for quarter ended March 31, 2021 ■ Base Market Value + Accrued Credit Rating 20, 000, 000 15,000,000 10,000,000 5,000,000 0 AAA Asset Class Cash (-1.449%)\ Money Market Funds (1.623%) Fixed Income (99.825%) Chart calculated by: Base Market Value + Accrued *Negative cash reflects securities in transit at month end Industry Group w Other (6.489%) AGCY BOND (6.399%) GNMA CMO - (8.283%) FHLMC CMO� (8.331%) FNMA (14.546%) Security Type US GOV (20.399%) GNMA (15.595%) FHLMC (19.959%) Chart calculated by: Base Market Value + Accrued Other (2.190%) Agency Collat PAC CMO (4.080%) Agency Collat CMO (5.895%) GNMA2 Collateral (6.306%) FGLMC Collateral (8.395%) FNMA Collateral (13.092%) Sovereign Commercial MBS (32.412%) (27.630%) Chart calculated by: Base Market Value + Accrued Cash (0.175%)\ Agency (6.399%) Gov ernment---„, (21. 231%) %) Mortgage Backed (72.195%) Chart calculated by: Base Market Value + Accrued 48 RIVERSIDE COUNTY TRANSPORTATION CO MMISSION ATTACHMENT 7 91 CIP STAMP Portfolio Residual Fund Required Retained Balance Summary of Investments for quarter ended March 31, 2021 ■ Base Market Value + Accrued Credit Rating 25, 000, 000 20,000,000 15,000,000 10,000,000 5,000,000 AAA - AA AA- I A+ A I A- A-1+ Cash (-0.592%) Money Market Funds (2.243%) MUNI (3.900%) FNMA (4.777%)-------_ FHLMC (4.944%) AGCY BOND/ (5.130%) ABS (7.850%) Fixed Income (98.349%) Chart calculated by: Base Market Value + Accrued *Negative cash reflects securities in transit at month end Industry Group Other (22.799%) \ FGLMC Collateral (3.136%) Diversified Finan-11.111.99. Collateral (3.627%) Diversified Finan Sen., (4.814%) US Municipals (5.603%) Commercial MBS (6.748%) Sovereign (40.124%) Banks (13.149%) Chart calculated by: Base Market Value + Accrued Other (2.244%) Agency (5.130%) Industrial (5.425%) Municipal (5.603%) Asset Backed (7.850%) Financial " (17.963%) /Government (37.454%) Mortgage Backed (18.331%) Chart calculated by: Base Market Value + Accrued 49 RIVERSIDE COUNTY TRANSPORTATION CO MMISSION 91 CIP STAMP Portfolio TIFIA Reserve Fund Summary of Investments for quarter ended March 31, 2021 ATTACHMENT 8 ■ Base Market Value + Accrued Credit Rating 25, 000, 000 20,000,000 15,000,000 10,000,000 5,000,000 0 AAA Cash (-0.207%)) Money Market Funds (0.682%) Fixed Income (99.525%) Chart calculated by: Base Market Value + Accrued *Negative cash reflects securities in transit at month end Industry Group w Security Type Other (6.111%) GNMA CMO (4.758%) GNMA (8.916%) FHLMC CMO (9.135%) AGCY BOND (9.797%) FHLMC (27.303%) US GOV (20.152%) FNMA (13.827%) Chart calculated by: Base Market Value + Accrued Other (3.742%). GNMA Collateral (3.577%) GNMA2 Collateral (5.026%) Agency Collat CMO (5.985%) FGLMC Collateral (7.930%) FNMA Collateral" (12.900%) Sovereign (30.798%) Commercial MBS (30.042%) Chart calculated by: Base Market Value + Accrued Cash (0.475%) Agency (9.797%) - Government --- (21.001%) Mortgage Backed (68.726%) Chart calculated by: Base Market Value + Accrued 50 ATTACHMENT 9 RIVERSIDE COUNTY TRANSPORTATION COMMISSION 2017 Financing STAMP Portfolio by Investment Category for quarter ended March 31, 2021 Source Account Account Identifier Security Type Category Issuer Final 'Maturity Trade Date Current Face Value I Original Cost Next Call Date Base Market Value Base Net Total Unrealized Cain/Loss Coupon Summarized Yield Credit Rating 240907004 MIM-RCTC Toll Revenue: - 1-15 3134GV6H6 Agency Freddie Mac 10/20/2022 07/20/2020 500,000.00 499,850.00 07/20/2021 500,165.00 268.78 0.320 0.211 AAA 240907004 MIM-ROTC Toll Revenue: -1-15 3134GWEH5 Agency Freddie Mac 07/27/2022 07/27/2020 750,000.00 749,850.00 07/27/2021 750,292.50 391.97 0.280 0.159 AAA 240907004 MIM-RCTC Toll Revenue: - 1-15 3133E1355 Agency Federal Farm Credit Banks Fording Corporation 09/15/2022 09/16/2020 1,000,000.00 999,300.00 04/05/2021 999,630.00 140.53 0.180 0.205 AAA 240907004 MIM-ROTC Toll Revenue: -1-15 3135G05F6 Agency Federal National Mortgage Association 07/08/2022 11/03/2020 1,250,000.00 1,252,443.00 --- 1,252,312.50 418.91 0.190 0.047 AAA 240907004 MIM-RCTC Toll Revenue: -1-15 3134GXJF2 Agency Freddie Mac 12/30/2022 12/15/2020 405,000.00 404,989.88 06/30/2021 404,708.40 (282.76) 0.200 0.241 AAA 240907004 MIM-ROTC Toll Revenue: -1-15 3130ALJZ8 Agency Federal Home Loan Banks 03/12/2024 02/26/2021 750,000.00 750,000.00 04/12/2021 750,097.50 97.50 0.500 0.471 AAA 240907020 RCTC 1-15 P j RAMP UP RESERVE 3134GV6H6 Agency Freddie Mac 10/20/2022 07/22/2020 125,000.00 124,987.50 07/20/2021 125,041.25 49.91 0.320 0.211 AAA 240907020 RCTC 1-15 Prj RAMP UP RESERVE 3133EL7F5 Agency Federal Farm Credit Banks Funding Corporation 09/15/2022 09/15/2020 200,000.00 199,880.00 04/05/2021 199,926.00 13.52 0.180 0.205 AAA 240907020 RCTC 1-15 P j RAMP UP RESERVE 3134GWTLO Agency Freddie Mac 09/28/2023 09/23/2020 85,000.00 84,987.25 09/28/2021 85,034.00 44.59 0.300 0.219 AAA 240907020 RCTC 1-15 Prj RAMP UP RESERVE 3134GWY42 Agency Freddie Mac 10/13/2023 10/07/2020 100,000.00 99,950.00 10/13/2021 99,910.00 (47.75) 0.300 0.336 AAA 240907020 RCTC 1-15 Pj RAMP UP RESERVE 3136G46A6 Agency Federal National Mortgage Association 10/27/2023 10/20/2020 130,000.00 129,967.50 10/27/2021 130,027.30 55.18 0.300 0.263 AAA 240907020 RCTC 1-15 Prj RAMP UP RESERVE 3135G05F6 Agency Federal National Mortgage Association 07/08/2022 11/03/2020 100,000.00 100,195.44 --- 100,185.00 33.51 0.190 0.047 AAA 240907020 RCTC 1-15 Pj RAMP UP RESERVE 3134GXDT8 Agency Freddie Mac 11/24/2023 - 135,000.00 135,035.00 05/24/2021 134,852.85 (160.40) 0.350 0.391 AAA 240907020 RCTC 1-15 Prj RAMP UP RESERVE 3137EADB2 Agency Freddie Mac 01/13/2022 09/30/2019 400,000.00 406,425.20 --- 407,196.00 4,960.81 2.375 0.077 AAA 240907020 RCTC 1-15 Pj RAMP UP RESERVE 3134GW601 Agency Freddie Mac 11/02/2023 02/23/2021 400,000.00 400,536.00 11/02/2021 399,648.00 (809.08) 0.320 0.354 AAA 240907020 RCTC 1-15 Prj RAMP UP RESERVE 3130ALIZ8 Agency Federal Home Loan Banks 03/12/2024 02/26/2021 350,000.00 350,000.00 04/12/2021 350,045.50 45.50 0.500 0.471 AAA 240907020 RCTC 1-15 P j RAMP UP RESERVE 31392J6N4 Agency CMO Federal National Mortgage Association 04/25/2023 12/05/2017 147,618.14 160,590.95 --- 152,803.97 (99.56) 5.500 0.875 AAA 240907020 RCTC 1-15 Pj RAMP UP RESERVE 3137B8403 Agency CMO Freddie Mac 02/15/2029 01/31/2018 47,370.42 46,778.29 --- 48,255.77 1,260.25 2.000 0.174 AAA 240907020 RCTC 1-15 Pj RAMP UP RESERVE 383742C76 Agency CMO Government National Mortgage Association 08/16/2037 01/31/2018 33,900.60 34,748.11 - 34,751.16 459.41 4.000 1.636 AAA 240907020 RCTC 1-15 Prj RAMP UP RESERVE 3137ATRW4 Agency CMO Freddie Mac 05/25/2022 09/26/2018 100,000.00 97,238.28 --- 101,896.00 2,824.92 2.373 0.306 AAA 240907020 RCTC 1-15 Pj RAMP UP RESERVE 38378VC45 Agency CMO Government National Mortgage Association 12/16/2041 11/23/2018 35,324.41 34,049.42 - 36,406.75 1,954.95 2.250 0.394 AAA 240907020 RCTC 1-15 Prj RAMP UP RESERVE 383770M59 Agency CMO Government National Mortgage Association 10/20/2039 11/21/2018 10,325,90 10,067.76 --- 10,429.58 225.12 2.500 0.893 AAA 240907020 RCTC 1-15 Pj RAMP UP RESERVE 3137ARBX3 Agency CMO Freddie Mac 03/15/2039 03/14/2019 3,406.83 3,358.39 - 3,407.95 20.18 0.456 0.301 AAA 240907020 RCTC 1-15 Prj RAMP UP RESERVE 38378HXH4 Agency CMO Government National Mortgage Association 09/16/2027 03/08/2019 4,022.96 3,813.92 --- 4,076.38 197.03 1.250 0.288 AAA 240907020 RCTC 1-15 Pj RAMP UP RESERVE 38375XCM4 Agency CMO Government National Mortgage Association 11/16/2037 05/14/2019 10,925.89 11,235.31 - 11,182.54 113.25 5.000 1.351 AAA 240907020 RCTC 1-15 Prj RAMP UP RESERVE 3136A72D3 Agency CMO Federal National Mortgage Association 04/25/2022 07/26/2019 8,284,03 8,332.50 --- 8,391.88 84.07 2.482 0.477 AAA 240907020 RCTC 1-15 Pj RAMP UP RESERVE 38377REV3 Agency CMO Government National Mortgage Association 10/20/2039 07/01/2019 10,508.77 10,717.31 - 10,664.83 61.90 3.500 0.798 AAA 240907020 RCTC 1-15 Prj RAMP UP RESERVE 3137AYCE9 Agency CMO Freddie Mac 10/25/2022 08/13/2019 100,000.00 102,164.06 --- 103,098.00 2,148.73 2.682 0.437 AAA 240907020 RCTC 1-15 Prf RAMP UP RESERVE 38377QKH9 Agency CMO Government National Mortgage Association 08/20/2040 08/20/2019 10,431.09 10,620.57 - 10,730.46 131.67 3.000 1.172 AAA 240907020 RCTC 1-15 Prj RAMP UP RESERVE 38376V2E6 Agency CMO Government National Mortgage Association 07/16/2039 08/06/2019 14,661,25 15,256.87 --- 15,575.82 453.78 4.000 0.357 AAA 240907020 RCTC 1-15 Pj RAMP UP RESERVE 38379JM99 Agency CMO Government National Mortgage Association 02/16/2041 08/28/2019 4,867.46 4,898.83 - 4,908.69 35.93 2.500 0.995 AAA 240907020 RCTC 1-15 Prj RAMP UP RESERVE 38378JZD7 Agency CMO Government National Mortgage Association 12/20/2040 10/16/2019 10,821,64 10,686.38 --- 10,957.99 236.98 1.500 0.487 AAA 240907020 RCTC 1-15 Pj RAMP UP RESERVE 3137ARVU7 Agency CMO Freddie Mac 08/15/2038 06/30/2020 30,147.78 30,567.03 - 30,259.93 (22.90) 3.000 0.275 AAA 240907020 RCTC 1-15 Prj RAMP UP RESERVE 3137AH6C7 Agency CMO Freddie Mac 07/25/2021 11/29/2018 69,964.10 70,089.82 --- 70,339.11 362.84 3.230 0.135 AAA 240907020 RCTC 1-15 Pj RAMP UP RESERVE 3137A6Z47 Agency CMO Freddie Mac 01/15/2041 08/31/2020 33,263.35 34,999.28 - 35,106.14 (36.53) 4.500 0.893 AAA 240907020 RCTC 1-15 P j RAMP UP RESERVE 3137A1MF8 Agency CMO Freddie Mac 10/25/2021 11/29/2016 90,433.31 90,133.05 --- 91,174.86 940.01 2.968 0.476 AAA 240907020 RCTC 1-15 Pj RAMP UP RESERVE 3133Q5GZ3 Agency CMO Freddie Mac 09/25/2033 01/05/2021 73,701.82 74,726.75 - 73,615.59 (1,098.95) 1.000 1.026 AAA 240907020 RCTC 1-15 Prj RAMP UP RESERVE 3137B45W2 Agency CMO Freddie Mac 09/15/2030 12/30/2020 69,635.39 70,331.74 --- 70,598.44 372.14 2.750 0.466 AAA 240907020 RCTC 1-15 Pj RAMP UP RESERVE 38378PZN1 Agency CMO Government National Mortgage Association 03/16/2039 12/30/2020 14,975.14 15,000.88 - 14,978.73 (3.11) 2.500 0.910 AAA 240907020 RCTC 1-15 Prj RAMP UP RESERVE 3137ASR97 Agency CMO Freddie Mac 01/25/2022 02/27/2018 1,221.85 1,194.36 --- 1,222.05 3.77 1.573 0.268 AAA 240907020 RCTC 1-15 Prj RAMP UP RESERVE 3137AQQE1 Agency CMO Freddie Mac 05/15/2027 - 42,607.89 43,406.79 - 43,455.79 52.65 1.500 0.453 AAA 240907020 RCTC 1-15 Prj RAMP UP RESERVE 3136A8SX9 Agency CMO Federal National Mortgage Association 09/25/2027 02/04/2021 21,235.53 21,650,28 --- 21,763.02 123.46 1.500 0.068 AAA 240907020 RCTC 1-15 Prj RAMP UP RESERVE 3137B9RN7 Agency CMO Freddie Mac 12/15/2027 02/05/2021 20,737.13 21,206.96 - 21,373.76 182.38 2.500 -0.463 AAA 240907020 RCTC 1-15 Pj RAMP UP RESERVE 3136ABNZ2 Agency CMO Federal National Mortgage Association 11/25/2042 02/05/2021 25,138.04 25,640,80 --- 25,860.76 223,69 2.000 0.243 AAA 240907020 RCTC 1-15 Pi) RAMP UP RESERVE 3136AEY84 Agency CMO Federal National Mortgage Association 07/25/2028 02/05/2021 23,356.84 23,845.87 - 23,955.94 120.42 1.750 0.264 AAA 240907020 RCTC 1-15 Prj RAMP UP RESERVE 3136ADZA0 Agency CMO Federal National Mortgage Association 04/25/2028 --- 53,314.03 53,978.09 --- 54,074.82 99.52 1.250 0.356 AAA 240907020 RCTC 1-15 Pj RAMP UP RESERVE 3136A7D25 Agency CMO Federal National Mortgage Association 07/25/2041 02/12/2021 52,534.81 53,142.25 - 54,332.03 1,188.80 3.000 0.716 AAA 240907020 RCTC 1-15 Prj RAMP UP RESERVE 31394KJP0 Agency CMO Freddie Mac 10/15/2023 02/18/2021 43,651,75 45,336.44 --- 45,214.48 (115.45) 4.500 0.824 AAA 240907020 RCTC 1-15 Pj RAMP UP RESERVE 313702Z78 Agency CMO Freddie Mac 07/15/2023 02/18/2021 55,129.63 55,394.52 - 55,345.19 (42.98) 1.400 0.669 AAA 240907020 RCTC 1-15 Prj RAMP UP RESERVE 38377LFC7 Agency CMO Government National Mortgage Association 12/20/2039 02/12/2021 21,343.95 21,567.40 --- 21,600.72 41.41 2.500 0.958 AAA 240907020 RCTC 1-15 Pi) RAMP UP RESERVE 38378HAU0 Agency CMO Government National Mortgage Association 08/20/2027 --- 53,426.40 54,302.93 - 54,482.10 156.30 1.500 0.341 AAA 240907020 RCTC 1-15 Prj RAMP UP RESERVE 3137AWWM3 Agency CMO Freddie Mac 12/15/2027 02/17/2021 23,845.74 24,151.27 --- 24,265.90 112.68 1.250 0.166 AAA 240907020 RCTC 1-15 Pj RAMP UP RESERVE 3137BLW87 Agency CMO Freddie Mac 01/25/2025 02/25/2021 206,031.47 216,325.01 - 215,348.21 (706.26) 2.802 0.203 AAA 240907020 RCTC 1-15 Pj RAMP UP RESERVE 3137B6DF5 Agency CMO Freddie Mac 11/15/2026 03/05/2021 81,310,57 83,076.54 --- 82,996.14 (69.33) 2.000 0.431 AAA 240907020 RCTC 1-15 Pj RAMP UP RESERVE 3136AQZK9 Agency CMO Federal National Mortgage Association 11/25/2031 03/11/2021 68,367.21 70,559.77 - 70,487.96 (90.69) 2.000 0.593 AAA 240907004 MIM-RCTC Toll Revenue: -1-15 3137B7YX1 Agency MBS Freddie Mac 04/25/2023 --- 387,722.15 396,380.71 --- 396,918.92 3,114,48 2.592 -0.024 AAA 240907004 MIM-RCTC Toll Revenue: -1-15 31416BTW8 Agency MBS Federal National Mortgage Association 01/01/2024 09/03/2019 169,020.13 176,309.12 - 175,672.76 2,125.22 5.500 0.593 AAA 240907004 MIM-RCTC Toll Revenue: -1-15 3137FQXG3 Agency MBS Freddie Mac 07/25/2024 01/16/2020 635,118.47 635,118.47 --- 636,248.98 1,130.51 0.455 0.252 AAA 240907004 MIM-RCTC Toll Revenue: -1-15 3137B36116 Agency MBS Freddie Mac 10/25/2022 - 81,005.56 82,393.77 - 81,929.02 6.02 2.839 0.199 AAA 240907004 MIM-RCTC Toll Revenue: -1-15 3137BFDQ1 Agency MBS Freddie Mac 09/25/2021 08/19/2020 11(247.91 113,160.30 --- 112,016.63 193.73 2.991 0.342 AAA 240907020 RCTC 1-15 Pj RAMP UP RESERVE 31370113F7 Agency MBS Freddie Mac 09/25/2022 01/25/2018 14,469.36 14,256.84 - 14,600.31 209.71 1.785 0.254 AAA 240907020 RCTC 1-15 Prj RAMP UP RESERVE 3136AC7J4 Agency MBS Federal National Mortgage Association 03/25/2023 02/21/2018 29,467.34 28,982.74 --- 30,455.97 1,173.83 2.532 0.800 AAA 240907020 RCTC 1-15 P j RAMP UP RESERVE 3136A96F0 Agency MBS Federal National Mortgage Association 11/25/2022 02/27/2018 43,203.34 41,875.17 - 44,082.52 1,277.58 2.184 0.281 AAA 240907020 RCTC 1-15 Prj RAMP UP RESERVE 3137B1U75 Agency MBS Freddie Mac 01/25/2023 02/27/2018 97,917,14 96,257.14 --- 100,347.44 3,086.26 2.522 0.274 AAA 240907020 RCTC 1-15 Pj RAMP UP RESERVE 3620A9WV9 Agency MBS Government National Mortgage Association 12/15/2024 05/23/2018 5,828.49 5,955.99 - 6,105.41 204.47 4.000 0.446 AAA 240907020 RCTC 1-15 Prj RAMP UP RESERVE 3620ARB67 Agency MBS Government National Mortgage Association 05/15/2025 05/23/2018 13,302,03 13,617.96 --- 14,144.72 660.42 4.000 -0.326 AAA 240907020 RCTC 1-15 Pi) RAMP UP RESERVE 3136AMM48 Agency MBS Federal National Mortgage Association 07/25/2022 09/26/2018 66,282.29 65,291.73 - 66,972.28 997.52 2.509 0.756 AAA 240907020 RCTC 1-15 Prj RAMP UP RESERVE 3137B3NW4 Agency MBS Freddie Mac 09/25/2022 09/26/2018 41,942.32 41,581.88 --- 42,670.43 918.99 2.778 0.262 AAA 240907020 RCTC 1-15 Pi) RAMP UP RESERVE 31418AU48 Agency MBS Federal National Mortgage Association 07/01/2023 05/21/2019 0.00 0.00 - (0.00) (0.00) 2.500 0.065 AAA 240907020 RCTC 1-15 Pj RAMP UP RESERVE 38378KWU9 Agency MBS Government National Mortgage Association 11/16/2041 05/03/2019 6,888.03 6,461.83 --- 6,910.89 221.03 1.400 0.828 AAA 240907020 RCTC 1-15 Pj RAMP UP RESERVE 38378KW47 Agency MBS Government National Mortgage Association 08/16/2035 06/13/2019 9,066.30 9,015.30 - 9,075.91 24.91 2.150 0.781 AAA 240907020 RCTC 1-15 Prj RAMP UP RESERVE 3138EJPZ5 Agency MBS Federal National Mortgage Association 07/01/2022 07/22/2019 22,906.08 23,323.94 --- 23,280.13 99.53 2.996 1.609 AAA 240907020 RCTC 1-15 Pj RAMP UP RESERVE 314026DU8 Agency MBS Federal National Mortgage Association 08/01/2031 07/26/2019 53,176.99 53,534.28 - 55,479.03 2,007.78 2.500 0.621 AAA 240907020 RCTC 1-15 Prj RAMP UP RESERVE 36178N099 Agency MBS Government National Mortgage Association 08/15/2027 10/11/2019 23,994.33 24,260.53 --- 24,984.58 750.38 2.500 0.601 AAA 240907020 RCTC 1-15 Pj RAMP UP RESERVE 36202FA30 Agency MBS Government National Mortgage Association 09/20/2024 10/23/2019 10,233.01 10,661.52 - 10,913.51 367.36 4.500 -0.589 AAA 240907020 RCTC 1-15 Prj RAMP UP RESERVE 36179M436 Agency MBS Government National Mortgage Association 03/20/2028 11/20/2019 20,461,89 20,708.07 --- 21,295.10 607.76 2.500 0.725 AAA 240907020 RCTC 1-15 Pi) RAMP UP RESERVE 36202F2118 Agency MBS Government National Mortgage Association 01/20/2027 12/12/2019 21,206.43 21,729.97 - 22,287.11 606.82 3.000 0.562 AAA 240907020 RCTC 1-15 Prj RAMP UP RESERVE 3617914E11(7 Agency MBS Government National Mortgage Association 07/20/2028 03/31/2020 95,773.44 99,903.67 --- 100,911.69 1,202.36 3.000 0.836 AAA 240907020 RCTC 1-15 P j RAMP UP RESERVE 36179RFD6 Agency MBS Government National Mortgage Association 06/20/2030 05/01/2020 18,461.45 19,372.98 - 19,454.31 31.60 3.000 1.150 AAA 240907020 RCTC 1-15 Prj RAMP UP RESERVE 3622A2GC0 Agency MBS Government National Mortgage Association 03/15/2028 04/30/2020 58,177.38 60,522.65 --- 60,578.36 195.28 2.500 0.581 AAA 51 Page 24 of 41 RIVERSIDE COUNTY TRANSPORTATION COMMISSION 2017 Financing STAMP Portfolio by Investment Category for quarter ended March 31, 2021 Source Account Account Identifier Security Type Category Issuer Final 'Maturity Trade Date Current Face Value IN Original Cost Next Call Date Base Market Value Base Net Total Unrealized Cain/Lass Summarized Coupon Yield Credit Rating 240907020 RCTC 1-15 Prj RAMP UP RESERVE 36179Q2A8 Agency MBS Government National Mortgage Association 02/20/2030 04/30/2020 81,700.71 86,398.50 --- 86,344.57 (233.10) 3.000 1.014 AAA 240907020 RCTC 1-15 Prj RAMP UP RESERVE 3132A9SM0 Agency MBS Freddie Mac 10/01/2031 04/29/2020 58,084.12 60,824.96 --- 60,449.31 (446.58) 2.500 1.216 AAA 240907020 RCTC 1-15 Pj RAMP UP RESERVE 3132A9QE0 Agency MBS Freddie Mac 02/01/2030 04/29/2020 95,450.23 99,984.11 --- 99,676.76 (443.99) 2.500 0.881 AAA 240907020 RCTC 1-15 Prj RAMP UP RESERVE 3138L2GH4 Agency MBS Federal National Mortgage Association 07/01/2021 07/26/2019 20,718.86 20,607.17 --- 20,712.85 27.93 1.870 1.685 AAA 240907020 RCTC 1-15 Pj RAMP UP RESERVE 31381RLL6 Agency MBS Federal National Mortgage Association 07/01/2021 11/02/2018 43,745.88 44,395.24 --- 43,731.00 (26.03) 3.840 3.425 AAA 240907020 RCTC 1-15 Prj RAMP UP RESERVE 36202F3H7 Agency MBS Government National Mortgage Association 02/20/2027 06/30/2020 23,172.71 24,302.38 --- 24,409.90 131.92 3.000 0.453 AAA 240907020 RCTC 1-15 Pi) RAMP UP RESERVE 36179/SA37 Agency MBS Government National Mortgage Association 04/20/2028 06/30/2020 13,325.80 14,064.96 - 14,040.20 (3.98) 3.000 0.781 AAA 240907020 RCTC 1-15 Prj RAMP UP RESERVE 3137BFE80 Agency MBS Freddie Mac 08/25/2024 07/15/2020 82,210.08 85,845.31 --- 85,232.12 65.12 2.720 0.436 AAA 240907020 RCTC 1-15 Pi) RAMP UP RESERVE 31418CQM9 Agency MBS Federal National Mortgage Association 10/01/2027 08/31/2020 0.02 0.02 - 0.02 (0.00) 3.000 0.467 AAA 240907020 RCTC 1-15 Prj RAMP UP RESERVE 3138X0ZY7 Agency MBS Federal National Mortgage Association 07/01/2028 08/31/2020 100,689.73 105,802.89 --- 105,151.29 (397.17) 2.500 0.645 AAA 240907020 RCTC 1-15 Pj RAMP UP RESERVE 31418DSA1 Agency MBS Federal National Mortgage Association 08/01/2035 08/31/2020 105,583.77 111,654.83 - 112,280.95 595.96 3.000 1.201 AAA 240907020 RCTC 1-15 Prj RAMP UP RESERVE 3128MENS6 Agency MBS Freddie Mac 01/01/2029 10/01/2020 15,718.13 16,450.00 --- 16,366.19 (49.03) 2.500 0.729 AAA 240907020 RCTC 1-15 Pj RAMP UP RESERVE 3132AEFC5 Agency MBS Freddie Mac 11/01/2030 10/14/2020 53,576.56 57,670.14 - 57,853.04 365.35 3.500 0.132 AAA 240907020 RCTC 1-15 Prj RAMP UP RESERVE 3140J8ME0 Agency MBS Federal National Mortgage Association 12/01/2032 12/30/2020 28,791,89 30,717.34 --- 30,531.50 (178.71) 3.000 0.877 AAA 240907020 RCTC 1-15 Pj RAMP UP RESERVE 31307NTZ7 Agency MBS Freddie Mac 11/01/2028 01/13/2021 77,227.75 80,956.40 - 80,645.85 (251.32) 2.500 0.623 AAA 240907020 RCTC 1-15 Prj RAMP UP RESERVE 3128MMTJL5 Agency MBS Freddie Mac 02/01/2031 01/19/2021 19,693.49 20,733.56 --- 20,570.64 (192.44) 2.500 1.047 AAA 240907020 RCTC 1-15 Pi) RAMP UP RESERVE 3140X4H90 Agency MBS Federal National Mortgage Association 06/01/2032 --- 223,184.84 234,917.61 - 232,201.50 (2,806.37) 2.500 1.178 AAA 240907020 RCTC 1-15 Prj RAMP UP RESERVE 31307NP40 Agency MBS Freddie Mac 07/01/2030 02/05/2021 86,087,64 92,382.81 --- 91,321.77 (1,002.57) 3.000 0.756 AAA 240907020 RCTC 1-15 Pj RAMP UP RESERVE 3140X9VK8 Agency MBS Federal National Mortgage Association 02/01/2035 02/10/2021 97,535.75 104,576.61 - 102,956.79 (1,651.29) 3.000 0.983 AAA 240907020 RCTC 1-15 Prj RAMP UP RESERVE 3138ETQP4 Agency MBS Federal National Mortgage Association 06/01/2031 02/11/2021 40,966,70 44,423.27 --- 44,688.93 314,42 3.500 -0.077 AAA 240907020 RCTC 1-15 Pj RAMP UP RESERVE 36176XQB8 Agency MBS Government National Mortgage Association 05/15/2027 --- 179,763.98 188,014.45 - 189,785.83 1,761.00 3.000 0.289 AAA 240907020 RCTC 1-15 Prj RAMP UP RESERVE 3137AXHN6 Agency MBS Freddie Mac 02/25/2022 01/25/2018 13,622,92 13,435,60 --- 13,673.32 97,22 1.749 0.176 AAA 240907020 RCTC 1-15 Pi) RAMP UP RESERVE 3140X4TL0 Agency MBS Federal National Mortgage Association 09/01/2028 02/25/2021 75,092.50 78,577.26 - 78,268.91 (337.04) 2.500 0.586 AAA 240907020 RCTC 1-15 Prj RAMP UP RESERVE 3140183132 Agency MBS Federal National Mortgage Association 10/01/2028 02/26/2021 225,886.79 236,122.29 --- 236,334.05 123,73 2.500 0.519 AAA 240907020 RCTC 1-15 Pj RAMP UP RESERVE 3137B7YY9 Agency MBS Freddie Mac 01/25/2024 02/26/2021 209,000.00 225,556.72 - 224,693.81 (375.18) 3.490 0.519 AAA 240907020 RCTC 1-15 Prj RAMP UP RESERVE 3137BDCW4 Agency MBS Freddie Mac 07/25/2024 02/26/2021 175,000,00 189,916.02 --- 188,956.25 (593.86) 3.303 0.670 AAA 240907020 RCTC 1-15 Pj RAMP UP RESERVE 3138WEMJ5 Agency MBS Federal National Mortgage Association 05/01/2030 02/26/2021 229,993.35 241,205.53 - 241,141.13 (156.44) 2.500 0.757 AAA 240907020 RCTC 1-15 Prj RAMP UP RESERVE 3131X83H7 Agency MBS Freddie Mac 04/01/2028 02/26/2021 213,738.37 223,156.22 --- 223,219.80 (17.05) 2.500 0.595 AAA 240907020 RCTC 1-15 Pj RAMP UP RESERVE 31418DVU3 Agency MBS Federal National Mortgage Association 01/01/2031 02/26/2021 241,332.12 250,382.08 - 249,660.49 (700.08) 2.000 0.995 AAA 240907020 RCTC 1-15 Prj RAMP UP RESERVE 3128MMT52 Agency MBS Freddie Mac 10/01/2030 02/24/2021 242,304.77 253,814.26 --- 253,089.76 (658.43) 2.500 0.956 AAA 240907020 RCTC 1-15 Pj RAMP UP RESERVE 3138EQRJ3 Agency MBS Federal National Mortgage Association 11/01/2030 02/24/2021 213,976.46 230,024.69 - 231,715.11 1,779.77 3.500 0.055 AAA 240907020 RCTC 1-15 Prj RAMP UP RESERVE 31418DXH0 Agency MBS Federal National Mortgage Association 02/01/2036 02/24/2021 248,502.52 257,666.05 --- 255,174.81 (2,380.44) 2.000 1.407 AAA 240907020 RCTC 1-15 Pj RAMP UP RESERVE 31418DQ47 Agency MBS Federal National Mortgage Association 07/01/2035 02/24/2021 227,183.11 235,383.00 - 233,855.48 (1,438.96) 2.000 1.280 AAA 240907020 RCTC 1-15 Prj RAMP UP RESERVE 3137BQBY2 Agency MBS Freddie Mac 03/25/2022 08/16/2019 53,992.00 54,340.00 --- 54,728.45 642,02 2.183 0.536 AAA 240907004 MIM-RCTC Toll Revenue: -1-15 65478DAD9 Asset Backed Nissan Auto Receivables 2018-A Owner Trust 05/16/2022 06/29/2018 47,871.45 47,624.61 - 47,942.30 82.92 2.650 0.709 AAA 240907004 MIM-RCTC Toll Revenue: -1-15 38013FAD3 Asset Backed GM Financial Consumer Automobile Receivables Trust 2018-4 10/16/2023 07/24/2019 184,326,03 187,702.94 --- 187,039.31 1,689,89 3.210 0.232 AAA 240907004 MIM-RCTC Toll Revenue: -I-15 14315PAB1 Asset Backed Carmax Auto Owner Trust 2019-3 12/15/2022 07/24/2019 63,859.72 63,856.85 - 64,009.15 149.82 2.210 0.534 AAA 240907004 MIM-RCTC Toll Revenue: - 1-15 87165LBB6 Asset Backed Synchrony Credit Card Master Note Trust 2016-2 05/15/2024 08/02/2019 525,000.00 526,271.48 --- 526,228.50 1,136.65 2.210 0.370 AAA 240907004 MIM-RCTC Toll Revenue: - 1-15 26209AAE1 Asset Backed Drive Auto Receivables Trust 2019-4 01/16/2024 09/09/2019 260,000.00 259,964.59 - 261,747.20 1,755.88 2.230 0.849 AAA 240907004 MIM-RCTC Toll Revenue: - 1-15 34528GAJ5 Asset Backed Ford Credit Auto Owner Trust 2020-A 10/15/2022 05/07/2020 225,349.57 225,280.57 --- 225,811.54 484.95 1.870 0.233 AAA 240907004 MIM-RCTC Toll Revenue: - I-15 12597PAB4 Asset Backed Cnh Equipment Trust 2020-A 07/17/2023 05/19/2020 65,407.87 65,404.31 - 65,574.66 168.60 1.080 0.479 AAA 240907004 MIM-RCTC Toll Revenue: - 1-15 43813KAA0 Asset Backed Honda Auto Receivables 2020-3 Owner Trust 10/18/2021 09/22/2020 145,570.86 145,570.86 --- 145,570.86 0.00 0.189 0.189 AAA 240907004 MIM-RCTC Toll Revenue: -1-15 05586VAC6 Asset Backed Bmw Vehicle Lease Trust 2019-1 11/22/2021 05/05/2020 36,759.16 37,043.47 - 36,807.68 25.96 2.840 0.322 AAA 240907004 MIM-RCTC Toll Revenue: - 1-15 14687AAM0 Asset Backed Carvana Auto Receivables Trust, Series 2020 -PI 11/08/2023 12/03/2020 385,000.00 384,978.32 --- 385,065.45 80.76 0.280 0.255 AAA 240907004 MIM-RCTC Toll Revenue: -1-15 98162CAE1 Asset Backed World Omni Automobile Lease Securitization Trust 2018-B 03/15/2024 03/30/2021 550,000.00 551,246.09 - 551,292.50 46.41 3.300 -0.176 AAA 240907004 MIM-RCTC ToII Revenue: -1-15 05586F5B9 CD BNP Paribas New York Branch 04/05/2021 11/02/2020 1,150,000.00 1,149,901.52 --- 1,150,023.00 25.56 0.210 0.066 AAA 240907004 MIM-RCTC Toll Revenue: -1-15 65602V6W1 CD Norinehrkin Bank NY Branch 05/11/2021 01/13/2021 1,000,000.00 1,000,098.24 - 1,000,150.00 116.70 0.240 0.108 AAA 240907004 MIM-RCTC Toll Revenue: -1-15 60710AWB4 CD Mizuho Bank Ltd., New York Branch 08/13/2021 01/25/2021 1,500,000.00 1,500,124.74 --- 1,500,195.00 111.42 0.220 0.185 AAA 240907004 MIM-RCTC Toll Revenue: -1-15 5150111AK5 CD landesbank Baden-Wiiettemberg, New York Branch 10/25/2021 02/01/2021 1,000,000.00 1,000,000.00 - 1,000,160.00 160.00 0.240 0.212 AAA 240907004 MIM-RCTC Toll Revenue: -1-15 83050PRZ4 CD Skandinaviska Enskilda Banken AB (publ) 08/17/2021 02/22/2021 700,000.00 699,999.99 --- 700,014.00 14.01 0.170 0.165 AAA 240907004 MIM-RCTC Toll Revenue: -1-15 69353RFU7 Corporate PNC Bank, National Association 02/24/2023 02/20/2020 535,000.00 535,000.00 02/24/2022 536,000.45 1,000.45 0.501 0.329 A 240907004 MIM-RCTC Toll Revenue: -1-15 31677QBG3 Corporate Fifth Third Bank, National Association 06/14/2021 07/23/2019 500,000.00 500,110.00 05/15/2021 501,115.00 1,107.55 2.250 0.422 A 240907004 MIM-RCTC Toll Revenue: - 1-15 06051GFZ7 Corporate Bank of America Corporation 10/21/2022 10/09/2020 920,000.00 940,037.60 10/21/2021 930,699.60 (216.55) 2.503 0.405 A 240907004 MIM-RCTC Toll Revenue: - 1-15 61746BEA0 Corporate Morgan Stanley 04/21/2021 10/13/2020 864,000.00 873,987.84 --- 864,846.72 (215.49) 2.500 0.727 A 240907004 MIM-RCTC Toll Revenue: - 1-15 025816CD9 Corporate American Express Company 05/20/2022 12/30/2020 423,000.00 436,349.88 04/19/2022 433,528.47 (327.59) 2.750 0.373 A 240907004 1,41M-RCTC Toll Revenue: -1-15 172967LQ2 Corporate Citigroup Inc. 10/27/2022 12/30/2020 _ 750,000.00 780,862.50 09/27/2022 774,120.00 (2,443.54) 2.700 0.529 A 240907004 MIM-RCTC Toll Revenue: -1-15 14913R2E6 Corporate Caterpillar Financial Services Corporation 01/06/2022 07/06/2020 500,000.00 500,000.00 - 500,525.00 525.00 0.457 0.291 A 240907004 MIM-RCTC Toll Revenue: -1-15 927804F18 Corporate Virginia Electric and Power Company 09/01/2022 01/25/2021 750,000.00 781,477.50 06/01/2022 775,792.50 (1,509.66) 3.450 0.490 A 240907004 MIM-RCTC Toll Revenue: - 1-15 38141GGS7 Corporate The Goldman Sachs Group, Inc. 01/24/2022 10/09/2020 900,000.00 961,074.00 - 939,168.00 181.22 5.750 0388 A 240907004 MIM-RCTC Toll Revenue: - 1-15 46625H1D3 Corporate 1PMorgan Chase & Co. 01/24/2022 10/13/2020 1,000,000.00 1,053,810.00 --- 1,034,170.00 (243.07) 4.500 0.293 A 240907004 MIM-RCTC Toll Revenue: -1-15 22550UAB7 Corporate Credit Suisse AG, New York Branch 02/02/2024 01/26/2021 410,000.00 410,000.00 - 406,187.00 (3,813.00) 0.417 0.726 AA 240907004 MIM-RCTC Toll Revenue: -1-15 63902HAD1 Corporate The Nature Conservancy 07/01/2021 01/27/2021 75,000.00 75,000.00 --- 74,996.25 (3.75) 0.317 0.337 AA 240907004 MIM-RCTC Toll Revenue: - 1-15 15189WAM2 Corporate CenterPoint Energy Resources Corp. 03/02/2023 02/26/2021 485,000.00 484,529.55 09/02/2021 484,830.25 281.63 0.700 0.718 A 240907004 MIM-RCTC ToII Revenue: - 1-15 24422EVM8 Corporate John Deere Capital Corporation 01/17/2023 03/01/2021 625,000.00 624,781.25 --- 625,000.00 209.82 0.250 _ 0.250 A 240907004 MIM-RCTC Toll Revenue: - 1-15 46647PCA2 Corporate JPMORGAN CHASE & CO 03/16/2024 03/09/2021 340,000.00 340,000.00 03/16/2023 340,921.40 921.40 0.652 0.455 A 240907004 MINI-RCTC Toll Revenue: -1-15 92343VGDO Corporate Verizon Communications Inc. 03/22/2024 03/11/2021 340,000.00 340,000.00 --- 340,914.60 914.60 0.510 0.420 BBB 240907004 MIM-RCTC Toll Revenue: - 1-15 65339KBV1 Corporate NEXTERA ENERGY CAPITAL HOLDINGS IN 03/01/2023 03/15/2021 225,000.00 225,000.00 - 225,562.50 562.50 0.550 0.421 BBB 240907004 MIM-RCTC Toll Revenue: -1-15 842400HC0 Corporate Southern California Edison Company 04/01/2024 03/24/2021 220,000.00 220,000.00 04/01/2023 220,343.20 343.20 0.840 0.762 A 240907004 MIM-RCTC Toll Revenue: -1-15 80285PV25 CP Santander UK plc 08/02/2021 03/11/2021 1,000,000.00 999,200.00 - 999,390.00 73.33 0.000 0.177 AAA 240907004 MIM-RCTC ToII Revenue: -1-15 _ 80285PU18 CP Santander UK plc 07/01/2021 03/22/2021 900,000.00 _ 899,570.75 --- 899,595.00 (18.25) 0.000 0.176 AAA 240907004 MIM-RCTC Toll Revenue: - 1-15 69350ARP5 CP PPG Industries, Inc. 04/23/2021 03/24/2021 775,000.00 774,890.21 - 774,907.00 (12.49) 0.000 0.188 AA 240907004 MIM-RCTC Toll Revenue: -1-15 CCYUSD Currency UNITED STATES OF AMERICA 03/31/2021 --- - 4.42 --- 4.42 - 0.000 0.000 AAA 240907004 MIM-RCTC Toll Revenue: - 1-15 CCYUSD Currency UNITED STATES OF AMERICA 03/31/2021 - - (1,074,633.87) - (1,074,633.87) - 0.000 0.000 AAA 240907020 RCTC 1-15 Prj RAMP UP RESERVE CCYUSD Currency UNITED STATES OF AMERICA 03/31/2021 --- - 0.00 --- 0.00 - 0.000 0.000 AAA 240907004 MIM-RCTC Toll Revenue: -1-15 31846V203 MM Fund First American Funds, Inc. - Government Obligations Fund 03/31/2021 - - 1,136,591.71 --- 1,136,591.71 - 0.010 0.010 AAA 240907020 RCTC 1-15 Prj RAMP UP RESERVE 31846V203 MM Fund First American Funds, Inc. - Government Obligations Fund 03/31/2021 --- - 118,730.72 --- 118,730.72 - 0.010 0.010 AAA 240907004 MIM-RCTC Toll Revenue: -I-15 60956PWG3 Muni Monmouth County Improvement Authority 11/09/2021 10/23/2020 75,000.00 76,191.75 --- 75,752.25 25.41 2.000 0.338 AAA 240907004 1,41M-RCTC Toll Revenue: -I-15 _ 57582RM37 Muni Commonwealth of Massachusetts 05/20/2021 12/10/2020 375,000.00 375,000.00 --- 375,052.50 52.50 0.230 0.127 AAA 240907004 MIM-RCTC Toll Revenue: -1-15 23504MAC8 Muni Dallas Fort Worth Texas International Airport 08/25/2021 12/16/2020 410,000.00 410,000.00 - 410,065.60 65.60 0.380 0.340 NA 240907004 MIM-RCTC Toll Revenue: -1-15 13013KAA1 Muni California Community College Districts 12/30/2021 03/18/2021 150,000.00 150,000.00 --- 149,994.00 (6.00) 0.250 0.255 NA 240907004 MIM-RCTC Toll Revenue: -I-15 45818WCP9 Non -US Gov Inter -American Development Bank 09/16/2022 09/10/2019 1,500,000.00 1,500,000.00 - 1,503,630.00 3,630.00 0.271 0.107 AAA 52 Page 25 of 41 Source Account RIVERSIDE COUNTY TRANSPORTATION COMMISSION 2017 Financing STAMP Portfolio by Investment Category for quarter ended March 31, 2021 Account Identifier Security Type Category Issuer Final Maturity 'Irade Date Current Face Value Base Net Total Unrealized Summarized Original Cost Next Call Date Base Market Value Cain/Loss Coupon field Credit Rating 240907004 240907004 240907004 240907004 240907004 240907020 240907020 240907020 240907020 240907020 240907020 240907020 240907020 240907020 240907020 240907004 240907004 240907004 240907004 240907004 MIM-ROTC Toll Revenue: -1-15 MIM-RCI'C Toll Revenue: -1-15 MIM-RCTC Toll Revenue: -1-15 MIM-RCTC Toll Revenue: -1-15 MIM-RCTC Toll Revenue: -1-15 RCTC 1-15 PO RAMP UP RESERVE RCTC 1-15 Prj RAMP UP RESERVE RCTC 1-15 Prj RAMP UP RESERVE RCTC 1-15 Prj RAMP UP RESERVE RCTC 1-15 PO RAMP UP RESERVE RCTC 1-15 Prj RAMP UP RESERVE RCTC 1-15 Prj RAMP UP RESERVE RCTC 1-15 Prj RAMP UP RESERVE RCTC 1-15 PO RAMP UP RESERVE RCTC 1-15 Prj RAMP UP RESERVE MIM-RCI'C Toll Revenue: -1-15 MIM-RCTC Toll Revenue: -1-15 MIM-RCTC Toll Revenue: -1-15 MIM-RCTC Toll Revenue: -I-15 MIM-RCI'C Toll Revenue: -1-15 4590583Q7 912828T67 912828S76 9126286Q8 9128287F1 912828L57 912828YK0 912828609 91282CAP6 912828ZD5 912828167 912828ZP8 9128286Q8 912828YZ7 912828/43 196479629 97689P2K3 56052F1B2 57419P7F0 65888613Z6 Non -US Gov US Gov US Gov US Gov US Gov US Gov US Gov US Gov US Gov US Gov US Gov US Gov US Gov US Gov US Gov VRDN VRDN VRDN VRDN VRDN International Bank for Reconstruction and Development United States Department of The Treasury United States Department of The Treasury United States Department of The Treasury United States Department of The Treasury United States Department of The Treasury United States Department of The Treasury United States Department of The Treasury United States Department of The Treasury United States Department of The Treasury United States Department of The Treasury United States Department of The Treasury United States Department of The Treasury United States Department of The Treasury United States Department of The Treasury Colorado Housing and Finance Authority, Inc. Wisconsin Housing and Economic Development Authority _ Maine State Housing Authority Maryland Department of Housing and Community Development North Dakota Housing Finance Agency 01/13/2023 10/31/2021 07/31/2021 04/30/2021 07/31/2021 09/30/2022 10/15/2022 05/15/2022 10/15/2023 03/15/2023 10/31/2021 05/15/2023 04/30/2021 12/31/2021 02/28/2022 04/01/2040 09/01/2037 11/15/2050 09/01/2033 07/01/2038 01/07/2021 11/03/2020 1,500,000.00 11/30/2020 400,000.00 - 1,800,000.00 03/31/2021 300,000.00 - 725,000.00 --- 815,000.00 02/13/2020 40,000.00 --- 900,000.00 - 865,000.00 --- 1,950,000.00 - 855,000.00 --- 1,035,000.00 02/26/2021 600,000.00 12/30/2019 _ 40,000.00 07/18/2019 1,500,000.00 07/18/2019 1,200,000.00 01/25/2021 440,000.00 01/25/2021 600,000.00 01/25/2021 430,000.00 205,000.00 205,000.00 205,098.40 98.40 0.168 0.113 1.250 0.057 1.125 0.080 0.159 0.086 1.750 1.750 1.375 2.125 0.125 0.500 1.250 0.125 0.159 1.625 1.750 0.110 0.090 0.100 0.090 0.100 AAA AAA AAA AAA AAA AAA AAA AAA AAA AAA AAA AAA AAA AAA AAA AAA AA AA AA AA 1,516,347.66 402,734.38 1,800,534.41 301,710.94 729,419.92 819,474.22 40,606.25 898,185.95 871,530.08 1,965,534.17 853,286.72 1,035,250.57 607,687.50 40,148.44 1,500,000.00 1,200,000.00 440,000.00 600,000.00 430,000.00 53,347,713.16 54,078,645.99 04/15/2021 04/30/2021 04/30/2021 04/30/2021 1,510,425.00 401,408.00 1,800,108.00 301,698.00 742,530.50 830,468.70 40,904.80 896,940.00 870,579.25 1,963,552.50 853,828.65 1,035,062.10 607,008.00 40,606.40 1,500,000.00 1,200,000.00 440,000.00 600,000.00 430,000.00 54,034,909.36 833.08 35.00 (103.77) (12.94) 14,138.65 9,868.97 598.60 (1,342.93) 49.58 1,906.72 411.67 (56.65) 109.40 543.07 64,112.37 0.070 0.136 0.142 0.111 0.259 0.170 0.057 0.190 0.086 0.070 0.093 0.110 0.090 0.100 0.090 0.100 53 Page 26 of 41 AI RIVERSIDE COUNTY TRANSPORTATION COMMISSION Source Account Account Identifier Security Type Category anal Maturity Trade Date Current Face Value Original Cost Next Call Dale Base Markel Value Base Net Total Unrealized Gain/Loss Coupon Yield Summarized Credit Rating 240907004 MIM-RCTC Toll Revenue: -I-15 3134GV6H6 Agency Freddie Mac Freddie Mac 10f20f2022 07202020 500,00000 499,850.00 07f20f2021 500,165.00 26878 0.320 0.211 AAA 240907004 MIM-RCTC Toll Revenue: -1-1S 3134GWEH5 Agency 0]2]2022 0]2]2020 750,000 00 ]49,850.00 0]2]2021 ]50,292.50 391 9] 0.280 0.159 AAA 240907004 10,1M-RCTC Toll Revenue: -I-15 3133EL7P5 Agency Federal Farm Credit Bania Molding Caparaboo 09/15/2022 09/16/2020 1,000,00000 999,300.00 04/05/2021 999,630.00 14053 0.180 0.205 AAA 240907004 MIM-RCTC Toll Revenue: -1-15 3135CA5F6 Agency Federal National Mortgage Association 0]/082022 11/032020 250,000 00 1,252,443.00 1,252,312.50 218 6 0.190 00] AAA 240907004 10,1M-RCTC Toll Revenue: -I-15 313403.2 Agency Freddie Maz 12/300022 12252020 405,000 00 404,989.88 06/302021 404,708.40 (282 76) 0.210 0241 AAA 240907004 M -RCTC Toll Revenue: -1-15 313044/28 Agency Fedeal Home Loan BaNcs _ 03/12/2024 02262021 750,000 00 ]50,000.00 04/122021 ]50,09].50 9]50 0.500 04]1 AAA 240907004 411M-RCTC Toll Revenue: -1-15 3I 7B Agenyy MBS F Maz 00050023 - 35],]2215 396,380.71 396,918.92 3,11448 2.592 -0.024 AAA 240907004 MIM-RCTC Toll Revenue: -I-15 31416BTW8 Agency MBS Federal National Mortgage Association 01/012024 09/032019 169,02013 176,309 2 175,672.76 2,12552 5.500 0593 AAA 240907004 10,1M-RCTC To 6 Re venue: -I-15 313770X03 Ager¢y MBS F Maz 07/2 024 01/16/2020 6350154] 635,118.407 636,248.98 1,13051 0.455 0.252 AAA 240907004 -RCTC Toll Revenue: -1-15 MIM 17B36H6 Agency MBS Freddie Mac 10/2512022 -- 81,005 56 82,393.77 81,929.02 602 2.839 0.199 AAA 240907000 NUM-RCTC Toll Revenue: -145 6 3136]37001 Agency MBS Freddie Mac 09250021 05/192020 111,24]91 IIA160.30 112,016.63 19373 2.991 0.342 AAA 240907004 MIM-RCTC Toll Revenue: -1-15 654]80409 Asset Backed Nissan Auto Receivables 2018-A Owner Trust 05/162022 06292018 47,871 45 47,624.61 47,942.30 8292 2.650 0]09 240907004 .M AAA -RCTC Toll Revenue: -145 380131.33 P.M Backed GM Financial Consumer Auomobile Receivables Trust 2018- 10/16/2023 07/24/2019 184,32603 187,702.94 187,039.31 1,68989 3.210 0.232 AAA 24090]004 MIM-RCTC Toll Revenue: -1-15 143151.1 Asset Backed Carmax Auto Owner Trust 2019-3 12/1512022 0]242019 63,859 ]2 63,856.85 64,009.15 149 82 2.210 0534 AAA 240907004 MIM-RCTC Toll Revenue: -1-15 87165LB36 Asset Backed Synchrony Credit Card Maher Nate Tru¢2016-2 05/15/2024 08/02/2019 525,00000 526,271.48 526,228.50 1,13665 2.210 0370 AAA 24090]004 MIM-RCTC Toll Revenue: -1-15 2620944E1 Asset Backed Drive Auto Receivables Trust 20194 01/162024 09/092019 260000 00 259,964.59 261,747.20 1,755 88 2.230 0849 AAA 240907004 411M-RCTC Toll Revenue: -1-15 64528GAI5 AasM Backed F ard Credit Auto Owner Trust 2020-A 10/15/2022 05/072020 225,34957 225,280.57 225,811.54 48495 1.870 0.233 AAA 240907004 MIM'RCTC Toll Revenue: -1-15 12597PAB4 Asset Backed CM Equipment Trust 2020-A 07/17/2023 05/192020 65,4008] 65,400.31 65,574.66 16860 1.080 04]9 AAA 240907004 MEN-RCTC Toll Revenue: -145 43813KAA0 Asst Backed Honda Auto Receivables 2020-3 Owner TmM 10/18/2021 09/22/2020 145,57086 145,570.86 145,570.86 010 0.189 0.189 AAA 240907004 M M-RCTC Toll Revenue: -1-15 05586VAC6 Assts Backed Bmw Vehicle Leavy Trust 2019-1 11022021 05/052020 36,759 16 37,003.47 36,807.68 25 96 2.840 0322 AAA 240907004 MBN-RCTC Toll It ram: -145 1468744000 .reel Backed Carvava Auto Receivables Trust, Series 2020 -PI 11/08/2023 12/03/2020 385,00000 384,978.32 385,065.45 8076 0.280 0.255 AAA 240907004 M-RCTC Toll Revenue: -1-15 98162CAE1 Assn Backed World Omni Automobile Leas Securitization Trun 2018-B 03/15/2024 03/302021 550,000 00 551,246.09 551,292.50 4641 3.300 -0.0]6 AAA 240907004 MIM-RCTC Toll Revenue: -I-15 055867539 CD B. Paribas New York Breach 04/050021 11/02/2020 1,150,00000 1,149,901.52 1,150,023.10 2556 0.210 0.066 AAA 240907004 MIM-RCTC Toll Revenue: -1-15 65602.6001 CD NonncM1ukin Bank NY BmncM1 05/112021 01/132021 1,000,000 00 1,000,098.24 1,000,150.00 11670 0.240 0.108 AAA 240907004 MEN-RCTC Toll Revenue: -145 60710.934 CD Mizuho Bank Ltd, New Yak Branch 08/13/2021 01252021 1,500,00000 1,510,124.74 1,510,195.10 11142 0.220 0.185 AAA 240907004 M1M-RCTC Toll Revenue :-1-15 4K CD Landesbank Baden-Wurttemberg, New York Brunch 10252021 02/012021 1,000,00000 1,000,000.00 1,000,160.00 16000 0.240 0 212 AAA 240907004 MEN-RCTC Toll Revenue: -145 830506 5 83050. 24 CD Skavdinaviska Erekilda Banken43(pobl) 08/170021 02222021 ]00,00000 699,999.99 710,014.10 1401 0.170 0.165 AAA 240907004 MEM-RCTC Toll Revenue: -1-15 Corporate PNC Ba,, National Association 02242023 02202020 535,000 00 535,000.00 02242022 536,000.45 100045 0.501 0 329 240907004 MOM1I-RCTC Tall Revenue: -145 31977Q446 316770603 Corporate Fifth 7'hhd Bank, National Aeeeciarion 06/14/2021 07/23/2019 500,00000 510,110.10 05/15/2021 501,115.10 1,10755 2.250 0.422 A 240907004 M1M-RCTC Toll Revenue :-1-15 060510727 Corporate Bank of America Corporation 10212022 10/092020 920,000 00 940037.60 10212021 930,699.60 (216 5) 2.503 0405 240907004 MEN-RCTC To 6 Revenue: -I-15 617463E40 Corporate 0092. SM.11 04/21/2021 10/13/2020 564,00000 873,987.84 - 864,846.72 (21 9) 2.500 0.727 A 240907004 MIM-RCTC Toll Revenue: -1-15 CD9 Corporate American Express Company 05202022 12/302020 423,000 00 436,349.88 00/192022 433,528.47 327 9) 2.750 0 7 24090]004 MBN-RCTC Toll Revenue: 15 172967 172967402 Corporate Ciligrtap Mc. 10/27/2022 12/30/2020 ]50,00000 780,862.50 09/270022 774,120.00 (2,44354) 2.700 0.529 A 240907004 MIM-RCTC Toll Revenue: -1-15 1491342E6 Corporate Caterpillar Financial Services Corpomtion 01/062022 0]/062020 00,000 00 500,000.00 500525.00 52500 0.457 0 291 240907004 MEN-RCTC To 6 Revenue: -I-15 927800715 Corporate VirgMa Electric and Power Company 09/01/2022 01252021 ]50,00000 781,477.50 06/01/2022 775,792.50 (1,50966) 3.450 0.490 A 240907004 M -RCTC Toll Revenue :-1-15 38141005] Corporate The Goldman Sachs Group, Inc. 01242022 10/092020 900,000 00 961,074.00 - 939,168.00 18122 5.750 0388 A 240907004 411M-RCTC Toll Revenue: 45 4662511103 Corporate 1PMorgau Chase &Co. 01/24/2022 10/13/2020 1,000,00000 1,05 410.00 - 1,034,170.10 (2 07) 4.510 0.293 A 240907004 M1M-RCTC Toll Revenue :-1-1S 22550046] Corporate Credit Suisse AG, New York Branch 02/022024 01262021 410,000 00 410,000.00 - 406,187.00 (3,81300) 0.417 0]26 AA 240907004 MEN-RCTC Toll Revenue: -I-15 6 90211A0 Corporate The Nature Conservancy 07/01/2021 01/27/2021 ]5,00000 75,000.10 - 74496.25 (375) 0.317 0.33] AA 240907004 MIM.RCTC Toll Revenue: -1-15 15189WAM2 Corporate Cent0Poim Energy Resources Corp. 03/02/2023 02262021 485,000 00 484,529.55 09/022021 484,830.25 28163 0.700 0]18 A 240907004 MEN-RCTC Toll Revenue: -I-15 244226 Corporate ate John Calmat Corporation 01/17/2023 03/01/2021 625,00000 624,781.25 - 625,000.10 20982 0.250 0.250 A 240907004 MIM-RCTC .11 Revenue: -1-15 46647P042CA2 Corporate 1PMORGAN CHASE & CO 03/162024 03/092021 340,00000 340,000.00 03/162023 340,921.40 92140 0.652 0455 A 240907004 MEN-RCTC Toll Revenue: -I-15 92343.00/1 Corporate NM rvmn Cowm9acations Ln. 03/220024 03/11/2021 340,00000 340,000.10 - 340,914.60 91460 0.510 0.420 BBB 240907004 MIM-RCTC 11 Revenue: -1-15 65339 .1 Corporate NEXTERA ENERGY CAPITAL HOLDINGS W 03/012023 03/15/2021 225,000 00 225,000.00 225,562.50 562 20 0.550 0421 BBB 240907004 60 MEN-RCTC To Revenue: -I-15 842410.0 Corporate Sou.em Caldomm Edison Company 04/01/2024 03/24/2021 220,00000 220,000.00 04/010023 220,343.20 34320 0.840 0.]62 A 240907004 MIM-RCTC Toll Revenue: -1-15 80285PV25 CP Santander.plc 08/0212021 03/212021 1,00000000 999,200.00 999,390.00 7333 0.000 0.17] AAA 240907004 MIM-RCTC Toll Revenue: 45 80285PU18 CP Santander UK plc 07/010021 03222021 900,00000 899,570.75 899,595.10 (18 25) 0.000 0.176 AAA 240907004 MIN-RCTC Toll Revenue: -1-15 69350ARP5 CP PPG Industries, Inc. 04123/2021 03242021 ]]5,00000 774 890.21 774 907.00 12 9) 0.000 0.188 AA 240907004 MEN-RCTC Toll Revenue: -1-15 CCYUSD Gormley UNITED STATES OF AMERICA 03/31/2021 - 4.42 4.42 0.100 0.000 AAA 240907004 MEM-RCTC Ta11 Revenue :-I-15 CCYUSD Currency UNITED STATES OF AMEBIC 03/31/2021 --- (1,074,633.87) (1,074,633.87) 0.010 0.000 AAA 240907004 MBM-RCTC To 6 Revenue: -I-15 31846.203 MM Fund Firsl*mencan Fwds,Im.- Government Obligations Fund 03/312021 1,136,591.71 1,136,591.71 0.010 0.010 AAA 240907004 .121-RCTC Toll Revenue: -1-15 609560933 Mum Moruwuth County Improvement AMhonty 11/09/2021 10232020 75,00000 76,191.75 75,752.25 2241 2.000 0.338 AAA 240907004 MBM-RCTC Toll Revenue: -I-15 57582.137 Muni Commonweal. of Massechustts 0500/2021 12/10/2020 3]5,00000 375,000.10 375,052.50 5250 0.230 0.127 AAA 240907004 M1M-RCTC Tall Revenue: -1-15 23500MAC8 Muni Dallas Fort Ww,M1 Texas Intenwhon Ampot 08252021 12/162020 410,000 00 410,000.00 410,065.60 65 60 0.380 0 340 NA 240907004 MBM-RCTC Toll Revenue: -I-15 1301 Muni California Community College Districts 12/30/2021 03/18/2021 150,00000 150,000.10 149,994.10 (6 00) 0.250 0.255 NA 240907004 MIM-RCTC Toll Revenue: -1-15 458189CP9 Non-US .t Amen Development B 09/162022 09/102019 1,500,00000 1,500,000.00 1,503,630.00 3,63000 0.271 0.10] AAA 240907004 MBM-RCTC T RCVCnue:-I-15 459058107 Non -HS 400 Gov International Bank fa RecosOmetion and Develaprrea 01/13/2023 01/07/2021 200,00000 205,000.00 205,098.40 9840 0.168 0.113 AAA 240907004 MIM-RCTC Toll Revenue: 415 912828367 US Croy UnMd States Department of The Treasury 10/31/2021 11/032020 1,500,00000 1,516,347.66 1,510,425.00 83308 1.250 0057 AAA 240907004 MIM-RCTC Toll Revenue: -1-15 9128285]6 US Gov United Sates Depnlment of The Treasury 07/31/2021 11/302020 400,00000 402,734.38 401,408.10 3510 1.125 0.080 AAA 240907004 MIM-RCTC Toll Revenue 415 9128286Q8 US Croy United gates Depamment of The Treasury 00/302021 -1 1,800,00000 1,800,534.41 1,800,108.00 103 7) 0.159 0086 AAA 240907004 MIM-RCTC Toll Revenue: -1-15 9128287F1 US Gov United Sates Deperment of The Treasury 07/31/2021 03/312021 300,00000 301,710.94 301,698.10 (12 94) 1.750 0.070 AAA 240907004 MIM-RCTC Toll Revenue :-1-15 196479029 VRDN Colorado Ho and Fe Authonty,lne. 00/012040 07/182019 1,500,00000 1,500,000.00 00/152021 1,500,000.00 0.110 0.110 AAA 240907004 MIM-RCTC Toll Revenue: -1-15 VRDN Wiacwsin Housing and Econontic Development Aulhonty 09/01/2037 07/18/2019 1,200,00000 1,300,000.00 04/30/2021 1,200,000.00 0.090 0.090 AA 240907004 MIM-RCTC Toll Revenue: -1-15 590529192 560529/32 VRDN Mame Sate H AaM1onty 11/15/2050 01252021 440000 00 440,000.00 00/302021 440,000.00 0.100 0.100 AA 240907004 103M-RCTC Toll Revenue: -1-15 574194700 V41DN Maryland Department of Hoeing and Community Development 09/01/2033 01252021 600,00000 600,000.00 04/302021 600,000.00 0.090 0.090 AA 24090]004 MIN-RCTC Toll Revenue: -1-15 658886026 .41710 Nonh Dakota Housing FirOwce Agency 0]/012038 01252021 430,00000 430,000.00 - 430,000.00 0.100 0.100 AA 37,300,258 88 37,630,02632 37,555,43032 15,589 03 240907020 RCTC 1-15 Prj RAMP UP RESERVE 31340V606 Agency Freddie Mac 10202022 07020020 125,000 00 124,987.50 07/20/2021 125,041.25 4991 0320 0.211 AAA 240907020 RCTC 1-15 Prj RAMP 1.2 RESERVE 3133E4795 Agency Federal Farm Credit Banks Funding Corporation 09/15/2022 09/152020 200,00000 199,88000 /2021 199,92600 1352 0.180 0.205 AAA 240907020 RCTC 1-15 Prj RAMP UP RESERVE 3134G9IL0 Agency Freddie Mac 09/28/2023 09232020 85,000 00 84,987.25 09/28/2021 85,034.00 4459 0300 0.219 AAA 240907020 RCTC I-15 Prj RAMP UP RESERVE 91940W742 4gercy Freddie Mac 10/13/2023 10/072020 100,000 00 99,95000 10/13/2021 99,91000 (47 75) 0900 0336 AAA 240907020 RCTC145Prj RAMP UP RESERVE 313604646 Agency Federal National Mort gage Associalion 10272023 10/20/2020 130,00000 129,967.50 10/27/2021 130,02730 5518 0300 0.263 AAA 240907020 RCTC1-15Prj RAMP UP RESERVE 31)500506 Agency Federal National Mort gage Association 07/08/2022 11/032020 100,00000 100,195.44 00,18500 3351 0.190 0.047 AAA 240907020 RCTC 1-15 Prj RAMP UP RESERVE 3134123/079 Age *wy Freddie Mac 11242023 135,00000 135,035.00 05242021 134,852.85 (16040) 0350 0391 AAA 240907020 RCTC 1-15 Prj RAMP UP RESERVE 3137EADB2 Agency Freddie Mac 01/132022 09/302019 400,00000 406,42520 407,19600 4,96081 2375 0.077 AAA 240907020 RCTC1-15Prj RAMP UP RESERVE 31340W6111 Agenc Freddie Mac 11/02/2023 02030021 400,00000 400,536.00 11/022021 399,648.00 (80908) 0320 0.354 AAA 240907020 RCTC 1-15 Prj RAMP UP RESERVE 313041/28 Agency Federal Home Loa Banks 03/122024 02262021 350,000 00 350,000.00 04/12/2021 350,045.50 45 50 0.500 0.471 AAA 240907020 RCTC 1-15 Prj RAMP UP RESERVE 31392/604 Agency CMO Federal Naboml Mortgage Aawciution 04/25/2023 12/052017 147,61814 160,590.95 - 152,803.97 (9956) 5.500 0.875 AAA 240907020 RCTC1-15Prj RAMP UP RESERVE 313768493 Agency CMG Freddie Mac 02/15/2029 01/312018 47,37042 46,77829 - 48,255.77 1,26025 1000 0.174 AAA 240907020 RCTCI-15 Prj RAMP UP RESERVE 383742C76 Agency CMO Government Naboml Mortgage Association 08/16/2037 01/312018 33,90060 34,748.11 - 34,751.16 45941 4.000 1.636 AAA 240907020 RCTC1-15Prj RAMPUP RESERVE 1117450W4 Agency CMG Freddie Mac 05/25/2022 09262018 100,00000 97,23828 - 101,89600 2,82492 2.373 0.306 AAA 240907020 RCTCI-15 Prj RAMP UP RESERVE 38378VC45 Agency CMO Government Naboml Mortgage Association 12/16/2041 11232018 35,32141 34,04942 - 36,406.75 1,95495 2.250 0394 AAA 240907020 RCTC 1-15 Prj RAMP UP RESERVE 2.77.0159 Agency CM() Govamment National Mortgage A.cwaation 10202039 11212018 10,32590 10,067-]6 - 10,429.58 22512 2500 0893 AAA 240907020 RCTC 1-1519) RAMP UP RESERVE 3137.BX3 Agency ONO Freddie Mac 03/15/2039 03/142019 3,40683 3,35839 - 3,407.95 2018 0.456 0.301 AAA 240907020 RCTC1-15Prj124104 UP RESERVE 38378113414 AgencyCMO Government National Mortgage Association 09/162027 03/082019 4,02296 3,813.92 - 4,07638 19703 1250 0.288 AAA 240907020 RCM I-15 P. RAMP UP RESERVE 28275XCM4 Agency CM) Government National Mortgage Association 11/16/2037 05/14/2019 10,92589 11,23531 - 11,182.54 11325 $000 1351 AAA 240907020 RCTC1-15Prj RAMP UP RESERVE 212,7203 Agency CMO Federal National Mortgage Association 04/25/2022 07262019 8,28403 8332.50 - 8391.88 84 07 2082 0.477 AAA 240907020 RCM I-15 P. RAMP UP RESERVE PO67RBV3 Agency CM() Government National Mortgage Association 10/20/2039 07/01/2019 10,50877 10,71731 - 10,664.83 6190 3500 0.798 AAA 240907020 RCTC1-15Prj RAMPUP RESERVE 31374.7E9 Agency CMG Freddie Mac 10/25/2022 08/132019 100,00000 102,16406 - 103,09800 2,14873 0.43] AAA 240907020 RCTCI-15 Prj RAMP UP RESERVE Agony CM0 Government National Mortgage Association 08/20/2040 08/062019 14,66105 10,620.572 - 15,575.82 45368 402 4370 0377 AAA 240907020 RCTC1-15Prj RAMP UP RESERVE .76.2E6 7911299 Agency CMO Government National Mortgage Association 02/162041 08282019 66746 15898.83 - 15,575.82 43598 0.99] AAA 240907020 RCTC I-15Prj RAMP UP RESERVE 38379/2197 Agency CM0 Government National Mortgage Association /2/202040 0026/2019 0,82]46 4,898.83 - 4,908.69 3598 2500 0.487 AAA 240907020 857571-1519) RAMP UP RESERVE 313 7 612 71 07 Agency CMO National Mortgage Association Freddie 12/20/2040 00/162019 847 78 30,56743 - 10,957.99 222 98 0.487 AAA 240907020 117571-15Prj RAMP UP RESERVE 313741219./7 Agony CMG Mat Freddie Mac 08/15/2038 06/39/2028 69,964]8 30,56743 - 30,259.93 (22 90) 3300 0.135 AAA 240907020 857571-15 Prj RAMP UP RESERVE 31374647 Agency CMG Freddie Mac 01/152041 14212018 33,96330 70,089.82 - 70339.11 0.893 AAA 240907020 117571-15Prj RAMP UP RESERVE 31374620] Agony ONO Freddie Mac 10/25/2021 08/290028 93,43335 90,19905 - 91,174.84 (36 (4003) 53) 0.476 AAA 240907020 07571-1574/ R.4414 UP RESERVE 313305023 Agency CMG Freddie Mac 10/25/2021 11292018 73,70181 74,72)75 - 73,615.56 940 2 V6N 1.426 240907020 12757145It RAMP UP RESERVE 313784322 Agony CMG Freddie Mac 09/15/2030 12/30/2020 69,60189 74,726.75 - 73,615.59 (1,37214) 2.750 0.466 AAA 240907020 RCTC1-15Prj RAMP UP RESERVE 38374502 Agency CMG Freddie Mac 03/162039 12/30/2020 14,97514 70,331.74 - 14,978.73 372 14 2.500 0.966 AAA 240907020 RCMI-IS Prj RAMP UP RESERVE 383784201 Agency CMO Government National Mortgage Aswietiw 03/16/2039 121302 020 14,97514 15 15,000.88 - 14,978.73 (311) 2.500 0.910 AAA 2017 Financing STAMP Portfolio by Account for quarter ended March 31, 2021 ATTACHMENT 10 54 Page 27 0541 I ,,,,A0RIVERSIDE COUNTY TRANSPORTATION COMMISSION 2017 Financing STAMP Portfolio by Account for quarter ended March 31, 2021 Next Call Base Net Total Summarized nazi Maturity Trade Date Current Face Value 01.1.04 Cost Date Base Market Value Unrealized Gain/Loss Cou on Yield Credit Ratio 240907020 RCTC 1-15 Prj RAMP UP RESERVE 3137ASR97 Agency CMO 240907020 RCTC Po RAMP UP RESERVE 3137AQQE1 Agency CMO 240907020 RCTC I -IS Prj RAMP UP RESERVE 3136A8SX9 Agency CMO Federal National Mortgage Association 240907020 RCM I-15 Prj RAMP UP RESERVE 3137B9RN7 Agency CMO Freddie Mac 240907020 RCTC I -IS Prj RAMP UP RESERVE 3136ABNZ2 Agency CMG Federal National Mortgage Aoclatlon 240907020 RCTC PO RAMP UP RESERVE 3136AEY84 AgencyCMO Federal National Mortgage Association 240907020 RCTC I -IS Prj RAMP UP RESERVE 3136ADZA0 Agency CMG Federal National Mortgage Association 240907020 RCTC PO RAMP UP RESERVE 3136A7D25 AgencyCMO Federal National Mortgage Association 240907020 RCTC 1-15 PO RAMP UP RESERVE 313941,0 Agency CMO Freddie Mac 240907020 RCM I-15 Prj RAMP UP RESERVE 3137B2Z78 Agency MO Freddie Mac 240907020 RCTC I -IS Prj RAMP UP RESERVE 38377LFC7 Agency CMG Government National Mortgage Association 240907020 RCTC V15 Prj RAMP UP RESERVE 38378HAU0 AgencyCMO Government National Mortgage A0ociatlan 240907020 RCTC 1-15 PO RAMP UP RESERVE 3137AW WM3 Agency CMO Freddie Mac 240907020 RCM I-15 Prj RAMP UP RESERVE 3137BLW87 Agency MO Freddie Mac 240907020 RCTC 1-15 PO RAMP UP RESERVE 3137B6DF5 Agency CMO Freddie Mac 240907020 RCTC PO RAMP UP RESERVE 3136AQZK9 AgencyCMO Federal National Mortgage A0aciatiw 240907020 RCTC 1-15 PO RAMP UP RESERVE 31376IUF/ Agency MBS Freddie Mac 240907020 RCTC PO RAMP UP RESERVE 3136AC714 Agency MBS Federal National Mortgage Association 240907020 RCTC I -IS Prj RAMP UP RESERVE 3136.6E0 Agency MBS Federal National Mortgage Association 240907020 RCM I-15 Prj RAMP UP RESERVE 3137B1U75 Agency MBS Freddie Mac 240907020 RCTC I -IS Prj RAMP UP RESERVE 3620A9WV9 Agency MBS Goverment National Mortgage Association 240907020 RCTC PO RAMP UP RESERVE 362041,67 Agency MBS Government National Mortgage Association 240907020 RCTC I -IS Prj RAMP UP RESERVE 3136AMM48 Agency MBS Federal National Mortgage Association 240907020 RCM I-15 Prj RAMP UP RESERVE 3137B3NW4 Agency MBS Freddie Mac 240907020 RCTCI-15 Prj RAMP UP RESERVE 31418AU46 Agency MBS Federal National Mortgage Association 240907020 RCTC PO RAMP UP RESERVE 38378KWU9 Agency MBS Government National Mortgage Association 240907020 RCTC I -IS Prj RAMP UP RESERVE 383781,47 Agency MBS Government National Mortgage Association 240907020 RCTC Prj RAMP UP RESERVE 3138ERZ5 Agency MBS Federal National Mortgage Association 240907020 RCTC V15 Prj RAMP UP RESERVE 3140)601/8 Agency MBS Federal National Mortgage Association 240907020 RCTC Prj RAMP UP RESERVE 36178N099 Agency MBS Government National Mortgage Association 240907020 RCTC V15 Prj RAMP UP RESERVE 36202FA30 Agency MBS Government National Mortgage Association 240907020 RCTC Prj RAMP UP RESERVE 3617904416 Agency MBS Government National Mottgage Association 240907020 RCTC V15 Prj RAMP UP RESERVE 36202F2H8 Agency MBS Government National Mortgage Association 240907020 RCTC V15 Prj RAMP UP RESERVE 36179NI1K7 Agency MBS Government National Mortgage Association 240907020 RCTC V15 Prj RAMP UP RESERVE 361791£36 Agency MBS Government National Mortgage Association 240907020 RCTC Prj RAMP UP RESERVE 3622A2GC0 Agency MBS Government National Motgage Association 240907020 RCTC 1-15 Prj RAMP UP RESERVE 36179Q2A8 Agency MBS Government National Mortgage Association 240907020 RCTC V15 Prj RAMP UP RESERVE 3132A9SMO Agency MBS Freddie Mac 240907020 RCTC 1-15 PO RAMP UP RESERVE 3132A9QE0 Agency MBS Freddie Mac 240907020 RCTC PO RAMP UP RESERVE 3130L20104 Agency MBS Federal National Mortgage Association 240907020 RCTC I -IS Prj RAMP UP RESERVE 31381RLL6 Agency MBS Federal National Mortgage Association 240907020 RCTC PO RAMP UP RESERVE 3620203117 Agency MBS Government National Mortgage Association 240907020 RCTC NIS Prj RAMP UP RESERVE 36179NA17 Agency MBS Government National Mortgage Association 240907020 RCM I-15 Prj RAMP UP RESERVE 3137BFE80 Agency MBS Freddie Mac 240907020 RCTC NIS Prj RAMPUP RESERVE 31418CQM9 Agency MBS Federal National Mortgage Association 240907020 RCTC PO RAMP UP RESERVE 3138X0ZY7 Agency MBS Federal National Mortgage Association 240907020 RCTC I -IS Prj RAMP UP RESERVE 31418DSA1 Agency MBS Federal National Mortgage Association 240907020 RCTCI-15 Prj RAMP UP RESERVE 3128MENS6 Agency MBS Freddie Mac 240907020 RCTC 1-15 PO RAMP UP RESERVE 3132AEFC5 Agency MBS Freddie Mac 240907020 RCTC PO RAMP UPRESERVE 314010M00 AgencyMBS Federal National Mortgage Association 240907020 RCTC 1-15 PO RAMP UP RESERVE 31307NTZ7 Agency MBS Freddie Mac 240907020 RCTCI-15 Prj RAMP UP RESERVE 3128MMUL5 Agency MBS Freddie Mac 240907020 RCTC VIS Prj RAMP UP RESERVE 3140X41190 Agency MBS Federal National Mortgage Association 240907020 RCM I-15 Prj RAMP UP RESERVE 313071.40 Agency MBS Freddie Mac 240907020 RCTC I -IS Prj RAMP UP RESERVE 3140X9VK8 Agency MBS Federal National Mortgage Association 240907020 RCTC RE RAMP UP RESERVE 3138EIQP4 Agency MBS Federal National Mortgage Aesaciation 240907020 RCTCI-15 Prj RAMPUP RESERVE 36176XQB8 Agency MBS Government National Mortgage Association 240907020 RCTCI-15Prj RAMP UP RESERVE 3137AX10i6 Agency MBS Freddie Mac 240907020 RCTC I -IS Prj RAMP UP RESERVE 3140X4TL0 Agency MBS Federal National Mortgage Association 240907020 RCTC RE RAMP UP RESERVE 3140/8382 Agency MBS Federal National Mortgage 4ssociation 240907020 RCTC 1-15 PO RAMP UP RESERVE 3137B7YY9 Agency MBS Freddie Mac 240907020 RCM I-15 Prj RAMP UP RESERVE 3137BDCW4 Agency MBS Freddie Mac 240907020 RCTC NIS Prj RAMP UP RESERVE 3138WEM15 Agency MBS Federal National Mortgage Association 240907020 RCM I-15 Prj RAMP UP RESERVE 3131X8307 Agency MOS Freddie Mac 240907020 RCTC 1-15 Prj RAMP UP RESERVE 31418DVU3 Agency MBS Federal National Mortgage Association 240907020 RCTCI-15 Prj RAMP UP RESERVE 3128MMT52 Agency MBS Freddie Mac 240907020 RCTC Prj RAMPUP RESERVE 3138EQ033 Agency MBS Federal National Mortgage Association 240907020 RCTCI-15 Prj RAMP UP RESERVE 31418DXH0 Agency MBS Federal National Mortgage Association 240907020 RCTC I-15 Prj RAMP UP RESERVE 314190Q47 Agency MBS Federal National Mortgage Association 240907020 RCM I-15 Prj RAMP UP RESERVE 3137BQBY2 Agency MBS Freddie Mac 240907020 RCTC V15 Prj RAMP UP RESERVE CCYIISD 240907020 RCTC I-15 PO RAMP UP RESERVE 31846V203 MM Fund First American Funds,bra. - Government Obligati.. Fwd 03/31/2021 - 240907020 RCTC 1-15 PO RAMP UP RESERVE 9 12 8 2 815 7 US Gov 240907020 RCTCI-15 Prj RAMP UP RESERVE 91282841E0 US Gov 240907020 RCTC 1-15 PO RAMP UP RESERVE 912828609 US Gov 240907020 RCTCI-15 Prj RAMP UP RESERVE 91282CAP6 US Gov 240907020 RCTC 1-15 PO RAMP UP RESERVE 912828ZD5 US Gov 240907020 RCM I-15Prj SUMPUP RESERVE 912828767 US Gov 240907020 RCTC 1-15 PO RAMP UP RESERVE 912828ZP8 US Gov 240907020 RCTCI-15 Prj RAMP UP RESERVE 9128286Q8 US Gov 240907020 RCTC 1-15 PO RAMP UP RESERVE 912828177 US Gov United States Department of The Treasury 240907020 RCTCI-15 Prj RAMP UP RESERVE 912828143 US Gov United States Department of The Treasury 02/28/2022 12/302019 40,000.00 40,148.44 - 543.07 1.750 0093 Freddie Mur Freddie Mac 01/25/2022 02272018 05/15/2027 --- 09252027 02/042021 12/152027 02/052021 11252042 02/052021 07/25/2028 02/052021 04252028 07252041 02/12/2021 10/152023 02/182021 07/15/2023 02/182021 12202039 02/122021 08/20/2027 12/152027 02/172021 01/25/2025 02/252021 11/152026 03/052021 11252031 03/11/2021 09252022 01252018 03/25/2023 02212018 11252022 02272018 01/25/2023 02272018 12/152024 05232018 05/152025 05232018 07252022 09262018 09/25/2022 09262018 07/012023 05212019 11/16/2041 05/032019 08/162035 06/132019 07/012022 07/22/2019 08/012031 07262019 08/152027 10/112019 09202024 10232019 03/20/2028 11/20/2019 01202027 12/122019 07/20/2028 03/312020 06202030 05/0/2020 03/152028 04/30/2020 02202030 04/302020 10/012031 04/29/2020 02/012030 04292020 07/012021 07262019 07/012021 11/022018 02/20/2027 06/30/2020 04202028 06/302020 08/25/2024 07/152020 10/012027 08/312020 07/012028 0&312020 08/012035 08/312020 01/012029 10/012020 11/012030 10/142020 12/012032 12/302020 11/012028 01/132021 02/012031 01/192021 06/012032 07/012030 02/052021 02/012035 02/102021 06/012031 02/112021 05/152027 02/25/2022 01252018 09/012028 02252021 10/012028 02262021 01252024 02262021 07/25/2024 02262021 05/012030 02262021 04/012028 02262021 01/012031 02262021 10/012030 02/242021 11/012030 02242021 02/012036 02242021 07/012035 02242021 03/25/2022 0&162019 03/312021 --- - 0.00 - 0.00 - 0.000 0000 1,221 85 1,194.36 1,222.05 3.77 52.65 123.46 1.500 0068 182.38 223.69 1.573 0.268 1.500 0.453 AAA AAA AAA AAA AAA 42,607.89 21,23553 20,737.13 25,13804 25,640.80 23,356.84 23,845.87 - 23,955.94 120.42 1.750 0.264 AAA 53,314.03 53,978.09 - 54,074.82 99.52 1.250 0356 AAA 52,534.81 53,142.25 43,651.75 45,336.44 - 45,214.48 (115.45) 4.500 0824 AAA 55,129.63 55,94.52 21,34395 21,567.40 43,406,9 21,650.28 21206.96 43 455.79 21,763.02 21,373.76 25,860.76 2.510 -0,63 2.000 0.243 - 54,332.03 1,188.80 3.000 0.716 - 55,345.19 (42.98) 1.410 0.669 - 21,600.72 41.41 2.500 0958 - 53,426.40 54,302.93 - 54,482.10 156.30 1.510 0341 AAA 23,845.74 24,151.27 - 24,265.90 112.68 1.250 0.166 AAA 206,031.47 216,25.01 - 215,348.21 (706.26) 2.802 0.203 AAA 81,31057 83,076.54 - 82,996.14 (69.33) 2.000 0431 AAA 68,367.21 70,559.77 - 70,487.96 (90.69) 2.000 0,93 AAA 14,469 36 14,256.84 - 14,600.31 209.71 1.785 0254 AAA 29,467.34 28,982.74 - 30,455.97 1,173.83 2.532 0.800 AAA 43,20334 41,875.17 - 44,082.52 1,277.58 2.184 0281 AAA 97,917.14 96257.14 5,82849 5,955.99 13,302.03 13,617.96 66,28229 65,291.73 41,942.32 41;81.88 - 110,347.44 3,086.26 2.522 0.274 - 6,105.41 204.47 4.000 0496 - 14,144.72 660.42 4.010 -0.326 - 66972.28 997.52 2.509 0756 - 42,670.43 918.99 2.778 0.262 0.00 0.00 - (0.00) (0.00) 2.500 0.065 6,888.03 6,461.83 9,06630 9,015.30 22,906.08 23323.94 53,17699 53,534.28 23,994.33 24,260.53 - 24,984.58 75038 2.500 0.601 AAA 10,233 01 10,661.52 - 10,913.51 367.36 4.500 -0589 AAA 20,461.89 20,70847 - 21295.10 607.76 2.500 0.725 AAA 21,206.43 21,729.97 - 22,287.11 606.82 3.000 0562 AAA 95,773.44 99,903.67 18,46145 19,372.98 - 19,454.31 31.60 3.000 1.150 AAA 58,177.38 60,522.65 81,70071 86,398.50 - 86,344.57 (233.10) 3.000 1014 AAA 58,084.12 60,824.96 - 60,44931 (446.58) 2.500 1.216 AAA 95,45023 99,984.11 - 99,676.76 (443.99) 2.500 0881 AAA 20,718.86 20,607.17 - 20,712.85 27.93 1.870 1.685 AAA 43,74588 44,395.24 - 43,731.00 (26.03) 3.840 3425 AAA 23,172.71 24302.38 - 24,409.90 131.92 3.000 0.453 AAA 13,32580 14,064.96 - 14,040.20 (3.98) 3.000 0781 AAA 82,210.08 85,845.31 - 6,910.89 221.03 1.410 0.828 - 9,075.91 24.91 2.150 0781 - 23180.13 99,3 2.996 1.609 - 55,479.03 2,007,8 2.500 0621 - 110,911.69 1,202.36 3.010 0.836 - 60,578.36 195.28 2.510 0.581 - 85132.12 65.12 2.720 0.436 0.02 0.02 - 0.02 (0.00) 3.000 0467 100,689.73 105,802.89 105,583 ]] 111,654.83 15,718.13 16,450.10 53,57656 57,670.14 28,791.89 30,717.34 77,227.75 80,956.40 - 80,645.85 (251.32) 2.500 0623 AAA 19,693.49 20,733.56 - 20,70.64 (192.44) 2.500 1.047 AAA - 105,151.29 (397.17) 2.500 0.645 - 112,280.95 595.96 3.000 1201 - 16366.19 (49.03) 2.500 0.729 - 57,853.04 365.35 3.500 0.132 - 30,31.50 (178.71) 3.000 0.877 223,184.84 234,917.61 - 232101.50 (2,806.37) 2.500 1.178 AAA 86,087.64 92382.81 - 91321.77 (1,002.57) 3.000 0.756 AAA 97,53575 104,576.61 - 102,956.79 (1,651.29) 3.000 0983 AAA 40,966.70 44,423.27 179,76398 188,014.45 - 189,785.83 1,761.00 3.000 0289 13,622.92 13,435.60 75,09250 78,577.26 225,886.79 236,122.29 209,000.00 225,556.72 - 224,693.81 (375.18) 3.490 0519 AAA 175,000.00 189,916.02 - 188,956.25 (593.86) 3303 0.670 AAA 229,99335 241205.53 - 241,141.13 (156.44) 2.500 0757 AAA 213,73837 223,156.22 - 223119.80 (17.05) 2.500 0.595 AAA 241,332.12 250,382.08 - 249,660.49 (700.08) 2.000 0995 AAA 242,304.77 253,814.26 213,97646 230,024.69 248,502.52 257,666.05 227,183.11 235,383.00 53,992.00 54,340.00 - 44,688.93 314.42 3.510 -0.077 - 13,673.32 97.22 1.749 0.176 - 78168.91 (337.04) 2.500 0586 - 236,334.05 123.73 2.510 0.519 - 253,089.76 (658.43) 2.500 0.956 - 231,715.11 1,779.77 3.500 0055 - 255,174.81 (2,380.44) 2.000 1.407 - 233,855.48 (1,438.96) 2.000 1280 - 54,728.45 642.02 2.183 0.536 Currency UNIIPD STATES OF AMERICA 118,730.72 - 118,730.72 - 0.010 0.010 United States Department of The Treasury 09/302022 --- 725,00000 729,419.92 - 742,530.50 14,138.65 1.750 0136 United States Department of The Treasury 10/152022 - 815,000.00 819,474.22 - 830,468.70 9,868.97 1375 0.142 AAA United States Department of The Treasury 05/15/2022 02/13/2020 40,000 00 40,606.25 - 40,904.80 598.60 2.125 0.111 AAA United States Department of The Treasury 10/152023 - 900,000.00 898,185.95 - 896,940.00 (1342.93) 0.125 0.259 AAA United States Department of The Treasury 03/152023 --- 865,00000 871,530.08 - 870,579.25 49.58 0.500 0170 AAA United States Department of The Treasury 10/312021 - 1,950,000.00 1965,534.17 - 1,963,552.50 1,906.72 1.250 0.057 AAA United States Department of The Treasury 05/152023 --- 855,000 00 853186.72 - 853,828.65 411.67 0.125 0190 AAA United States Department of The Treasury 04/302021 - 1,035,000.00 1,035150.57 - 1,035,062.10 (56.65) 0.159 0.086 AAA 12/312021 02262021 600,00000 607,687.50 - 607,008.00 109.40 1.625 0.070 AAA 16,047,450.28 18,448,819.87 18,479,479.05 48,523.34 55 Page 28 of 41 IMFRIVERSIDE COUNTY TRANSPORTATION COMMISSION 2017 Financing STAMP Portfolio Transaction Report by Account Quarter ended March 31, 2021 ATTACHMENT 11 Base Base Change In Source Beginning Base Base Maturities and Net Total Realized Amortization/A Net Unrealized Ending Base Ending Accrued Account Account Identifier Description Market Value Base Purchases Base Sales Redemptions Base Pas downs Gain/Loss ccretion Gain/l.oss Market Value Income Balance 240907004 MIM-RCTC Toll Revenue: - 1-15 240907004 MIM-RCTC Toll Revenue: -1-15 240907004 MIM-RCTC Toll Revenue: -1-15 240907004 MIM-RCTC Toll Revenue: - 1-15 61746BEA0 MORGAN STANLEY 240907004 MIM-RCTC Toll Revenue: -1-15 172967LQ2 CITIGROUP INC 240907004 MIM-RCTC Toll Revenue: - 1-15 927804F18 VIRGINIA ELECTRIC AND POWER CO 240907004 MIM-RCTC Toll Revenue: -1-15 912828T67 UNITED STATES TREASURY 240907004 MIM-RCTC Toll Revenue: - 1-15 95000U2B8 WELLS FARGO & CO 240907004 MIM-RCTC Toll Revenue: -1-15 459058EW9 INTERNATIONAL BANK FOR RECONSTRUCTION AND DEVELOPM 1,002,750.00 240907004 MIM-RCTC Toll Revenue: -1-15 025816CD9 AMERICAN EXPRESS CO 240907004 MIM-RCTC Toll Revenue: -1-15 22535CKZ3 Credit Agricole Corporate And Investment Bank, New 240907004 MIM-RCTC Toll Revenue: - 1-15 912828B58 UNITED STATES TREASURY 240907004 MIM-RCTC Toll Revenue: -1-15 912828576 UNITED STATES TREASURY 240907004 MIM-RCTC Toll Revenue: - 1-15 3137BFDQ1 FHMS K-717 A2 240907004 MIM-RCTC Toll Revenue: -1-15 31416BTW8 FN 995265 240907004 MIM-RCTC Toll Revenue: -1-15 3137B7YX1 FHMS K-037 Al 240907004 MIM-RCTC Toll Revenue: -1-15 240907004 MIM-RCTC Toll Revenue: -1-15 240907004 MIM-RCTC Toll Revenue: -1-15 313757/X1 FHMS K-037 Al 240907004 MIM-RCTC Toll Revenue: - 1-15 3137B36H6 FHMS K-029 Al 240907004 MIM-RCTC Toll Revenue: -1-15 38013FAD3 GMCAR 2018-4 A3 240907004 MIM-RCTC Toll Revenue: - 1-15 9128286Q8 UNITED STATES TREASURY 240907004 MIM-RCTC Toll Revenue: -1-15 3137E17/X1 FHMS K-037 Al 67,301.25 - - - (7,137.58) (171.99) (191.65) 112.27 59,912.29 126.41 240907004 MIM-RCTC Toll Revenue: -1-15 87165LBB6 SYNCT2016-2A 240907004 MIM-RCTC Toll Revenue: -1-15 17305EFM2 CCCIT 2014 -AI Al 305,402.60 - - - (305,000.00) - (167.44) (235.16) 240907004 MIM-RCTC Toll Revenue: - 1-15 9I28285Y2 UNITED STATES TREASURY 240907004 MIM-RCTC Toll Revenue: -1-15 912828608 UNITED STATES TREASURY - 1,050,251.98 - - - - (130.19) (58.79) 1,050,063.00 310.20 240907004 MIM-RCTC Toll Revenue: -1-15 05586VAC6 BMWLT 2019-1 A3 180,278.47 - - - (142,885.17) (203.63) (122.67) (259.32) 36,807.68 31.90 240907004 MIM-RCTC Toll Revenue: -1-15 17305EFM2 CCCIT 2014 -AI Al 195,257.40 - - - (195,000.00) - (106.30) (151.10) 240907004 MIM-RCTC Toll Revenue: -1-15 65602V6W1 Normchukm Bank NY Branch - 1,000,098.24 - - - - (64.94) 116.70 1,000,150.00 560.00 240907004 MIM-RCTC Toll Revenue: -1-15 02005AGP7 AMOT2018-1 A2 175,155.75 - - - (175,000.00) - (45.34) (110.41) 240907004 MIM-RCTC Toll Revenue: - 1-15 60710AWB4 Mizuho Bank Ltd., New York Branch 240907004 MIM-RCTC Toll Revenue: -1-15 26208MAE6 DRIVE 2018-5B 52,605.61 - - - (52,534.16) (0.00) (34.94) (36.51) 240907004 MIM-RCTC Toll Revenue: -1-15 65602VS72 Normchukm Bank NY Branch 240907004 MIM-RCTC Toll Revenue: -1-15 31416BTW8 FN 995265 9,251.40 - - - (1,652.59) (47.06) (20.53) (39.45) 7,491.77 33.04 240907004 MIM-RCTC Toll Revenue: -1-15 3137B36H6 FHMS K-029 Al 240907004 MIM-RCTC Toll Revenue: - 1-15 240907004 MIM-RCTC Toll Revenue: -1-15 5150I0V32 Landesbank Baden-Wurttemberg New York Branch 375,015.00 - - (375,000.00) - - (4.75) (10.25) 240907004 MIM-RCTC Toll Revenue: -1-15 12597PAB4 CNH 2020-A A2 240907004 MIM-RCTC Toll Revenue: -1-15 31846V203 FIRST AMER:GVTOBLGY 240907004 MIM-RCTC Toll Revenue: - 1-15 240907004 MIM-RCTC Toll Revenue: -1-15 CCYUSD Payable 240907004 MIM-RCTC Toll Revenue: -1-15 6588860Z6 NORTH DAKOTA ST HS0 FIN AGY MTG REV 240907004 MIM-RCTC Toll Revenue: -1-15 240907004 MIM-RCTC Toll Revenue: - 1-15 57419P7F0 MARYLAND ST CMNTY DEV ADMIN DEPT HSG & CMNTY DEV 240907004 MIM-RCTC Toll Revenue: -1-15 98162CAE1 WOLS 2018-B A4 240907004 MIM-RCTC Toll Revenue: -1-15 196479029 COLORADO HS0 & FIN AUTH 240907004 MIM-RCTC Toll Revenue: - 1-15 9128287F1 UNITED STATES TREASURY 240907004 MIM-RCTC Toll Revenue: -1-15 45818WCP9 INTER -AMERICAN DEVELOPMENT BANK 240907004 MIM-RCTC Toll Revenue: - 1-15 3137FQXG3 FHMS K -I05 A 240907004 MIM-RCTC Toll Revenue: -1-15 69353RFU7 PNC BANK NA 240907004 MIM-RCTC Toll Revenue: -1-15 14913R2E6 CATERPILLAR FINANCIAL SERVICES CORP 240907004 MIM-RCTC Toll Revenue: -1-15 31340WHG4 FEDERAL HOME LOAN MORTGAGE CORP 240907004 MIM-RCTC Toll Revenue: -1-15 3625694298 GMALT 2020-3 Al 240907004 MIM-RCTC Toll Revenue: -1-15 43813KAA0 HAROT 2020-3 Al 240907004 MIM-RCTC Toll Revenue: -1-15 240907004 MIM-RCTC Toll Revenue: -1-15 240907004 MIM-RCTC Toll Revenue: -1-15 240907004 MIM-RCTC Toll Revenue: - 1-15 23504MAC8 DALLAS FT WORTH TEX INTL ARPT REV SOB LIEN TAXABLE 240907004 MIM-RCTC Toll Revenue: -1-15 4590580Q7 INTERNATIONAL BANK FOR RECONSTRUCTION AND DEVELOPM 240907004 MIM-RCTC Toll Revenue: -1-15 56052E1E12 MAINE ST HSG ACTH MTG PUR 240907004 MIM-RCTC Toll Revenue: -1-15 22550UAB7 CREDIT SUISSE AG (NEW YORK BRANCH) 240907004 MIM-RCTC Toll Revenue: -1-15 63902HAD1 NATURE CONSERVANCY 240907004 MIM-RCTC Toll Revenue: -1-15 240907004 MIM-RCTC Toll Revenue: - 1-15 240907004 MIM-RCTC Toll Revenue: -1-15 240907004 MIM-RCTC Toll Revenue: -1-15 240907004 MIM-RCTC Toll Revenue: -1-15 240907004 MIM-RCTC Toll Revenue: -1-15 13013KAA1 CALIFORNIA CMNTY COLLEGE DISTS TAX & REV ANTIC NT 240907004 MIM-RCTC Toll Revenue: -1-15 84240011C0 SOUTHERN CALIFORNIA EDISON CO 240907004 MIM-RCTC Toll Revenue: -1-15 83050PRZ4 Skandinaviska Enakilda Baaken AB (publ) 240907004 MIM-RCTC Toll Revenue: -1-15 477870AB5 )D0T 2019-B A2 240907004 MIM-RCTC Toll Revenue: -1-15 89114NVY8 Toronto -Dominion Bank, New York Branch 240907004 MIM-RCTC Toll Revenue: -1-15 65478LAB5 NALT 2019-B A2A 240907004 MIM-RCTC Toll Revenue: -1-15 14315PAB1 CARMX 2019-3 A2A 240907004 MIM-RCTC Toll Revenue: -1-15 31340XJF2 FEDERAL HOME LOAN MORTGAGE CORP 240907004 MIM-RCTC Toll Revenue: -1-15 14687AAM0 CRVNA 2020 -PI A2 240907004 MIM-RCTC Toll Revenue: -1-15 26209AAE1 DRIVE 20194 B 240907004 MIM-RCTC Toll Revenue: - 1-15 24422EVM8 JOHN DEERE CAPITAL CORP 240907004 MIM-RCTC Toll Revenue: -1-15 345280435 FORDO 2020-A A2 240907004 MIM-RCTC Toll Revenue: -1-15 60683BK44 Mitsubishi UFJ Trust and Banking Corp. (New York 1,500,120.00 - - (1,500,000.00) - - 14.16 (134.16) 240907004 MIM-RCTC Toll Revenue: -1-15 240907004 MIM-RCTC Toll Revenue: -1-15 240907004 MIM-RCTC Toll Revenue: - 1-15 15189WAM2 CENTERPOINT ENERGY RESOURCES CORP 38141GGS7 GOLDMAN SACHS GROUP INC 46625H1D3 JPMORGAN CHASE & CO 06051GFZ7 BANK OF AMERICA CORP 951,300.00 1,044,540.00 (11,829.64) (10,448.14) (4,855.74) (4,779.93) (4,298.96) (1,596.04) 774,120.00 8,662.50 (4,175.34) (1,509.66) 775,792.50 2,156.25 (4,108.22) 583.22 1,510,425.00 7,872.93 (302.36) 78.14 939,168.00 1,034,170.00 9,631.25 8,375.00 10,234.49 9,600.00 936,468.00 869,356.80 780,015.00 (912.66) 269.85 864,846.72 930,699.60 781,477.50 1,513,950.00 776,340.00 (773,972.50) (184.10) (2,730.90) 547.50 (1,000,000.00) (2,688.04) (61.96) (2,493.82) (365.66) 433,528.47 4,232.94 (1,556,56) (168.44) (1,330.81) (3,779.19) (1,015.52) 79.52 401,408.00 745.86 436,387.95 1,501,725.00 3,505,110.00 (1,500,000.00) (3,500,000.00) 402,344.00 116,872.57 207,682.59 - - - (37,098.58) (1,056.52) (460.89) (885.61) 168,180.99 741.64 (4,149.87) (32.651 (542.14) (131.28) 112,016.63 277.29 67,301.25 3135005F6 FEDERAL NATIONAL MORTGAGE ASSOCIATION 1,252,300.00 60956PWG3 MONMOUTH CNTYN I IMPT AUTH REV 76,032.00 (7,137.58) (414.53) (457.41) 620.56 59,912.29 126.41 (295.94) 308.44 1,252,312,50 628.47 (294.66) 14.91 75,752.25 587.50 311,268.28 93,324.65 (33,011.31) (223.08) (271.79) (667.76) 277,094.34 584.66 (19,131.08) (265.50) (249.11) 2.18 73,681.14 172.35 238,444.22 - - - (49,711.27) (306.73) (231.90) (1,155.01) 187,039.31 246.54 750,282.43 (192.45) (44.98) 750,045.00 221.57 528,690.75 (180.88) (2,281.37) 526,228.50 515.67 2,800,224.00 (1,800105.80) (1000000.00) 4.14 (150.24) 27.90 1,500,124.74 (41.16) 111.42 1,500,195.00 705.83 675,081.00 - - (675,000.00) - - (29.141 (51.86) 10,446.79 (2,141.54) (17.13) (17.42) (22.80) 8,247.89 19.29 31677Q1303 FIFTH THIRD BANK NA (OHIO) 503,460.00 (15.59) (2,329.41) 501,115.00 3,343.75 144,926.39 (79,026.00) 2.27 (0.01) (327.99) 65,574.66 31.40 1,652,50824 19,528,933.03 (20,044,849.56) 1,136,591.71 CCYUSD Receivable 4.42 (2,008,149.76) (1,074,633.87) 430,000.00 430,000.00 111.66 97689P2K3 WISCONSIN HS0 & ECONOMIC DEV AUTH HOME OWNERSHIP R 1,200,000.00 1,200,000.00 80.33 600,000.00 551,246.09 600,000.00 47.51 46.41 551,292.50 806.67 1,500,000.00 1,500,000.00 939.94 301,710.94 (12.94) 301,698.00 870.17 1,502,310.00 1,320.00 1,503,630.00 180.83 (482.14) 887,685.36 535,968.35 500,785.00 (250,954.24) 636,248.98 7,970.31 32.10 536,000.45 267.77 (260.00) (230.00) 500,525.00 539.81 1,000,230.00 (1,000,000.00) 522,229.09 625,092.10 164,930.70 405,000.00 375,007.50 409,971.30 (522,229.09) (479,521.24) (0.00) 0.01 (0.00) 145,570.86 10.69 20775HCR2 CONNECTICUT ST HSG FIN AUTH HSG MITI FIN PROG 544647CQ1 LOS ANGELES CALIF UNI SCH DIST 57582RM37 MASSACHUSETTS (COMMONWEALTH OF) (165,000.00) (405,000.00) 69.30 45.00 94.30 410,065.60 454.42 98.40 205,098.40 74.67 375,052.50 251.56 205,000.00 440,000.00 410,000.00 440,000.00 198.09 406,187.00 275.78 74,996.25 (3,813.00) 75,000.00 (3.75) 39.63 393.33 197.92 89.16 48.17 51.56 5150111405 Laadesbank Baden-Wurttemberg, New York Branch 3130AL1Z8 FEDFR AI HOME LOAN BANKS 46647PCA2 1PMORGAN CHASE & CO 92343VGD0 VERIZONCOMMUNICATIONS INC 65339KBV I NEXTERA ENERGY CAPITAL HOLDINGS INC 1,000,000.00 160.00 97.50 921.40 914.60 562.50 1,000,160.00 750,000.00 340.000.00 340,000.00 225,000.00 150,000.00 220,000.00 699,999.99 750,097.50 340.92140 340,914.60 225,562.50 (6.00) 149,994.00 343.20 220,343.20 1.04 0.00 14.01 700,014.00 142.14 67,097.18 (66,961.24) 0.01 0.00 (135.95) 1,250,012.50 (1,250,000.00) 0.01 (12.51) 37,878.43 129,625.18 404,959.50 385,069.30 262,667.60 (37,839.10) 0.23 0.05 (39.61) (65,171.91) 0.59 0.47 (445.17) 64,009.15 62.72 1.25 (252.35) 404,708.40 204.75 5.15 (9.00) 385,065.45 68.87 5.50 (925.90) 261,747.20 257.69 8.93 209.82 625,000.00 117.19 624,781.25 345,247.71 (118,944.44) 15.17 12.90 (519.80) 225,811.54 103.16 31340V6116 FEDFRGI HOME LOAN MORTGAGE CORP 500,425.00 31340WEH5 FEDERAL HOME LOAN MORTGAGE CORP 750,322.50 16.53 (276.53) 500,165.00 315.56 18.56 (48.56) 750,292.50 373.33 19.07 281.63 484,830.25 273.49 484,529.55 240907004 MIM-RCTC Toll Revenue: -1-15 65478DAD9 NAROT 2018-A A3 240907004 MIM-RCTC Toll Revenue: -1-15 136,835.33 (88,432.30) 40.16 28.77 (529.66) 47,942.30 56.38 69350ARP5 PPG Industries, Inc. 774,89021 29.28 (12.49) 774,90700 56 Page 29 of 41 IMFRIVERSIDE COUNTY TRANSPORTATION COMMISSION 2017 Financing STAMP Portfolio Transaction Report by Account Quarter ended March 31, 2021 Base Base Change In Source Beginning Base Base Maturities and Net Total Realized Amortization/A Net Unrealized Ending Base Ending Accrued Account Account Identifier Description Market Value Base Purchases Base Sales Redemptions Rase Pa,downs Gain/Loss ecretion Gain/Loss Markel value Income Balance 240907004 MIM-RCTC Toll Revenue: -1-15 240907004 MIM-RCTC Too Revenue: -1-15 240907004 MIM-RCTC Toll Revenue: -1-15 240907004 MIM-RCTC Toll Revenue: -1-15 93884ENM3 Washington Gas Light Company 240907004 MIM-RCTC Toll Revenue: -1-15 80285PV25 Santander UK plc 240907004 MIM-RCTC Toll Revenue: -1-15 46640PQS5 I.P. Morgan Securities LLC 240907004 MIM-RCTC Toll Revenue: -1-15 69350AQN1 PPG INDUSTRIES INC. 240907004 MIM-RCTC Toll Revenue: -1-15 026651QP8 AMERICAN HONDA FINANCE CORPORATION 240907004 MIM-RCTC Toll Revenue: -1-15 5148X0Q32 Landesbank Badon-Wfuttemberg, New York Branch 80285PU18 Santander UK plc 05586F5B9 BNP Paribas New York Branch 3133EL7F5 FEDERAL FARM CREDIT BANKS FUNDING CORP 1,150,069.00 899,570.75 42.50 57.55 (103.55) 1,150,023.00 86.86 104.17 116.67 120.00 160.00 391.30 423.61 (233.61) (18.25) 899,595.00 1,194.08 999,640.00 749,970.00 (750,000.00) (96.86) (74.17) 73.33 999,390.00 999,630.00 80.00 999,200.00 999,880.00 999,840.00 724,608.70 (1,000,000.00) (1,000,000.00) (725,000.00) 999,810.00 (1,000,000.00) 41,049,925.81 37,856,425.40 (22,618,927.86) (16,845,000.00) (2,740,670.29) (2,86036) (58,967.80) (18,014.89) 37,555,430.32 87,925.48 240907020 RCTC 1-15 Prj RAMP UP RESERVE 912828T67 UNITED STATES TREASURY 240907020 RCTC I-15 Pp RAMP UP RESERVE 912828T67 UNITED STATES TREASURY 240907020 RCTC 1-15 Prj RAMP UP RESERVE 912828YZ7 UNITED STATES TREASURY 240907020 RCTC I-15 Pr1 RAMP UP RESERVE 3137EADB2 FEDFYOI HOME LOAN MORTGAGE CORP 240907020 RCTC 1-15 Prj RAMP 131' RESERVE 3139216N4 FNR 0323B EQ 240907020 RCTC I-15 Pe) RAMP UP RESERVE 3137B7YY9 FILMS K-037 A2 240907020 RCTC 1-15 Prj RAMP UP RESERVE 912828YK0 UNITED STATES TREASURY 240907020 RCTC I-15 Pe) RAMP UP RESERVE 3137BDCW4 FHMS K-039 A2 240907020 RCTC 1-15 P1) RAMP UP RESERVE 240907020 RCTC I-15 Pe) RAMP UP RESERVE 3137AYCE9 FHMS K-025 A2 240907020 RCTC 1-15 P1) RAMP UP RESERVE 912828T67 UNITED STATES TREASURY 240907020 RCTC I-15 Prj RAMP UP RESERVE 3137ARVU7 FI1R 4073 Al 240907020 RCTC 1-15 Prj RAMP UP RESERVE 912828L57 UNITED STATES TREASURY 240907020 RCTC I-15 Pp RAMP UP RESERVE 912828L57 UNITED STATES TREASURY 240907020 RCTC 1-15 PO RAMP UP RESERVE 912828ZD5 UNITED STATES TREASURY 240907020 RCTC I-15 Pp RAMP UP RESERVE 912828ZD5 UNITED STATES TREASURY 240907020 RCTC 1-15 Pr] RAMP UP RESERVE 240907020 RCTC I-15 Pp RAMP UP RESERVE 912828ZD5 UNITED STATES TREASURY 240907020 RCTC 1-15 PO RAMP UP RESERVE 3132AEFC5 FH 111963 240907020 RCTC I-15 Pp RAMP UP RESERVE 3137BLW87 FHMS K-050 Al 240907020 RCTC 1-15 PO RAMP UP RESERVE 3137BLW87 FHMS K-050 Al 240907020 RCTC I-15 Pp RAMP UP RESERVE 3138X0ZY7 FN AU1658 240907020 RCTC 1-15P0 RAMP UP RESERVE 3137B45W2 FHR4243 LH 240907020 RCTC I-15 Pp RAMP UP RESERVE 31418DXH0 FN MA4279 240907020 RCTC 1-15 Pr] RAMP UP RESERVE 240907020 RCTC I-15 Prj RAMP UP RESERVE 3137BLW87 FILMS K-050 Al 240907020 RCTC 1-15 Prj RAMP UP RESERVE 3138EQR13 IN AL7688 240907020 RCTC I-15 Pp RAMP UP RESERVE 31418DQ47 FN MA4074 240907020 RCTC 1-15 Prj RAMP UP RESERVE 3134GW6E1 FEDERAL HOME LOAN MORTGAGE CORP 240907020 RCTC I-15 P4 RAMP UP RESERVE 3137A6Z47 MR 3806 P 240907020 RCTC 1-15 Pr] RAMP 13P RESERVE 240907020 RCTC I-15 Pp RAMP UP RESERVE 3128MMT52 FH 018571 240907020 RCTC 1-15 Prj RAMP UP RESERVE 3622A2000 GN 783795 240907020 RCTC I-15 Pr1 RAMP UP RESERVE 31381RLL6 FN 468431 240907020 RCTC 1-15 Prj RAMP UP RESERVE 31307NTZ7 FH 13236) 240907020 RCTC I-15 Pp RAMP UP RESERVE 31307NP40 F11132243 240907020 RCTC 1-15 Prj RAMP UP RESERVE 31418CQM9 FN MA3159 240907020 RCTC I-15 Prj RAMP UP RESERVE 912828105 UNITED STATES TREASURY 240907020 RCTC 1-15 Prj RAMP UP RESERVE 240907020 RCTC I-15 Prj RAMP UP RESERVE 912828058 UNITED STATES TREASURY 240907020 RCTC 1-15 Prj RAMP UP RESERVE 912828B58 UNITED STATES TREASURY 240907020 RCTC I-15 Prj RAMP UP RESERVE 9128286705 UNITED STATES TREASURY 240907020 RCTC 1-15 P1j RAMP UP RESERVE 3I37BQBY2 FHMS K-722 Al 240907020 RCTC I-15 P1J RAMP UP RESERVE 3138E1P15 FN AL2239 240907020 RCTC 1-15 Prj RAMP UP RESERVE 9128285Y2 UNITED STATES TREASURY 240907020 RCTC I-15 P1J RAMP UP RESERVE 38378PZN1 GNR 2014-010 B 240907020 RCTC 1-15 Prj RAMP 13P RESERVE 240907020 RCTC I-15 Pe) RAMP UP RESERVE 3135005F6 FEDFYOI NATIONAL MORTGAGE ASSOCIATION 240907020 RCTC 1-15 Prj RAMP UP RESERVE 38376V2E6 GNR 2010-019 UA 240907020 RCTC I-15 Prj RAMP UP RESERVE 36176XQH8 GN 779250 240907020 RCTC 1-15 Prj RAMP UP RESERVE 3134GXDT8 FEDERAL HOME LOAN MORTGAGE CORP 240907020 RCTC I-15 Pe) RAMP UP RESERVE 31418DVU3 FN MA4226 240907020 RCTC 1-15 Prj RAMP UP RESERVE 912828608 UNITED STATES TREASURY 240907020 RCTC I-15 Pp RAMP UP RESERVE 3128MENS6 FH 015601 240907020 RCTC 1-15 Prj RAMP UP RESERVE 912828143 UNITED STATES TREASURY 240907020 RCTC I-15 Pr1 RAMP UP RESERVE 383742C76 0NR 2008-032 PA 240907020 RCTC 1-15 Prj RAMP 13P RESERVE 36202FA30 G2 004526 240907020 RCTC I-15 Pp RAMP UP RESERVE 3137B9RN7 FHR 4328 EA 240907020 RCTC 1-15 Pn RAMP UP RESERVE 313768453 FHR 4305 CF 240907020 RCTC I-15 Pe) RAMP UP RESERVE 3132C1AJ2 FH SA0009 240907020 RCTC 1-15Prj RAMP UP RESERVE 38375XCM4 GNR2008-047 PC 240907020 RCTC I-15 Pp RAMP UP RESERVE 3133Q5GZ3 F115 370 A3 240907020 RCTC 1-15 Prj RAMP UP RESERVE 3137AH6C7 FILMS K-015 A2 240907020 RCTC I-15 Pr1 RAMP UP RESERVE 313706DF5 FIIR 4272 YG 240907020 RCTC 1-15 Prj RAMP 13P RESERVE 3136A85X9 FNR 2012-102 51 240907020 RCTC I-15 Pr1 RAMP UP RESERVE 3136AEY84 FNR 2013-70 DG 240907020 RCTC 1-15 Prj RAMP UP RESERVE 38377LFC7 GNR2010-116 NE 240907020 RCTC I-15 Pe) RAMP UP RESERVE 3620ARB67 GN 737261 15,735.50 240907020 RCTC 1-15 Prj RAMP UP RESERVE 9128285Y2 UNITED STATES TREASURY 240907020 RCTC I-15 Pp RAMP UP RESERVE 383791M99 GNR 2015-045 AG 7,947.98 240907020 RCTC 1-15 Prj RAMP UP RESERVE 3140160U8 FN BM1914 61,070.48 240907020 RCTC I-15 Pp RAMP UP RESERVE 3136A72D3 FNA 2012-M9 A2 8,723.23 240907020 RCTC 1-15 Prj RAMP UP RESERVE 314018ME0 FN BM3956 1,310,257.81 (1,319.15) 96.34 1,309,035.00 6,823.20 338,115.50 (886.53) 99.28 337,328.25 1,758.29 (788.90) 109.40 607,008.00 2450.97 (702.33) (1,349.67) 407,196.00 2,058.33 607,687.50 409,248.00 187,142.74 (32,765.62) (1,247.96) (625.80) 300.60 152,803.97 676.58 225,556.72 407,875.00 189,916.02 (487.73) (450.05) (365.91) (257.44) (189.42) (116.58) 103,098.00 223.50 (176.60) 12.07 151,042.50 787.29 (375.18) 224,693.81 167.05 (593.86) (271.61) 607.84 407,592.00 188,956.25 85,232.12 2,538.46 481.69 186.34 31375E580 FILMS K-041 Al 91,199.80 103,404.00 (5,239.87) (198.75) 151,207.03 62,427.47 (31,810.04) (268.95) (174.88) 8634 30,259.93 7537 102,613.28 (161.73) (33.55) 102,418.00 4.78 652,932.40 - (10,281.64) 171,382.10 176,422.75 171,382.10 176,422.75 62,544.96 264.29 (152.88) (2,649.66) 640,112.50 29.88 (143.69) (141.91) 171,096.50 3(27 (143.61) (15039) 176,128.75 40.42 (140.45) (137.65) 912828ZD5 UNITED STATES TREASURY (145.15) (15635) (114.43) (357,10) 108,884.78 171,096.50 176,128.75 57,853.04 39.27 40.42 156.27 243.25 (4,130.27) (310.36) (136.88) 109,378.67 111,810.99 (2,432.33) (136.79) (2,432.32) (133.75) (349.16) 106,463.43 237.84 113,913.33 83,695.81 (8,276.53) (13,231.76) (405.56) (115.02) (124.27) (113.48) 35.07 105,151.29 372.14 70,598.44 209.77 159.58 414.17 243.72 257,666.05 825,197.99 111,964.90 (109 378.66) 230,024.69 235,383.00 400,536.00 (110.80) (102.29) (2,380.44) 255,174.81 825,049.50 912828608 UNITED STATES TREASURY (46.20) (2,316.59) (172.08) (97.57) (89.35) 1,779.77 231,715.11 624.10 (88.57) (78.92) (72.51) (67.23) (66.07) (63.86) (1,438.96) 233,855.48 378.64 529.78 124.74 321.69 504.80 121.20 144.65 (809.08) 122.86 (121.57) (658,43) 399,648.00 35,106.14 40,904.80 253,089.76 39,407.83 41,093.60 (4,113.79) (238.25) 9128286U9 UNITED STATES TREASURY 253,814.26 65,802.93 44,112.31 (4,944.76) (190.48) (25.48) (59.42) 43,731.00 60,578.36 (262.57) (0.19) (59.13) 84,720.98 - - (3,591.19) (173.86) (58.76) (251.32) 80,645.85 160.89 94,076.19 (1,577.99) (5,394.83) (115.98) (57.88) (1,002.57) 91,321.77 215.22 78,400.56 (73,237.19) 34.31 (54.55) (50.61) (49.03) (47.91) (45.55) (43.34) (4,623,54) 251.71 65.10 314.42 (141.89) (100.45) 0.02 176,11426 45,250.85 176,128.75 44,688.93 40.42 119.49 3138ETQP4 FN AL8561 (763.18) (64.13) 130,189.80 100,146.00 85,210.54 56,803.97 23,557.72 350,028.00 (130,000.00) (100,000.00) (85,51031) 4,966.66 (1,713.46) (3.86) (42.74) (315.46) 54,728.45 98.22 (167.34) (2.06) (33.76) (74.44) 23,280.13 59.10 (350,000.00) (32.07) 4.07 32,364.09 - - (17,333.42) (18.70) (30.13) (3.11) 14,978.73 31.20 912828608 UNITED STATES TREASURY 200,049.11 (27.20) (23.68) (2342) (22.52) (21.75) (84.65) 69,923.70 86.43 (21.52) (700.08) 249,660.49 402.22 (9.91) 24.68 (11.52) 569.70 200,012.00 100,185.00 15,575.82 53,738.63 59.08 50.28 48.87 127.25 100,184.00 17,038.54 (1,382.87) (44.90) 70,030.10 53,191.45 250,382.08 175,060.73 (165,036.23) (2.16) (21.20) (0.54) 10,000.60 2.95 17,735.13 40,756.40 39,989.54 12,016.91 (1,245.66) (56,30) (19.74) (47.24) 16,366.19 32.75 (16.98) (133.02) 40,606.40 60.87 (5,067.97) (58.92) (16.91) (94.59) 34,751.16 113.00 (1,038.52) (32.82) (16.62) (15.44) 10,913.51 38.37 21,933.29 - - (710.24) (15.99) (15.68) 182,38 21,373.76 43.20 55,267.76 33,530.16 (30,227.80) - (3,310.95) 730.97 (15.48) (706.90) - - 45.52 (6,987.92) 51.90 (15.66) (60.30) 48,255.77 78.95 14,032.73 (2,687.94) (35.64) (14.74) (111.87) 11,182.54 (4,084.07) (56.45) (12.56) (1,098.95) 73,615.59 61.42 (10,344.05) (3.11) (12.50) (475.10) 70,339.11 188.32 81,173.87 78,867.63 83,076.54 22,046.27 - - (388.40) (7.60) (10.71) 123.46 21,763.02 26.54 24,371.06 - - (514.41) (10.80) (10.33) 120.42 23,955.94 34.06 23,781.61 - - (2,191.27) (23.39) (7.64) 41.41 21,600.72 44.47 (11.07) (69.33) 82,996.14 135,52 75,006.00 - - (75,000.00) (1,524.45) (21,38) (7.62) (37.34) 14,144.72 44,34 (7.19) 1.19 (2,992.34) (5.89) (7.05) (34.02) 4,908.69 10.14 (5,270.93) (29.51) (6.93) (284.08) 55,479.03 110.79 (1,948.34) (6.26) (6.24) (48.88) 6,713.51 13.71 32,748.99 (629.44) - - (1,282.84) (86.84) (6.08) (212.29) 30,531.50 71.98 240907020 RCTC I-15 Pr] RAMP UP RESERVE 36878NB99 GN M32764 27,050.53 240907020 RCTC 1-15 Prj RAMP 13P RESERVE 313792Z78 FHR 4221 GA (1,950.68) (19.75) (5.99) (89.53) 24,984.58 49.99 60,203.35 - - (4,785.84) (23.81) (5.54) (42.98) 55,345.19 64.32 57 Page 30 of 41 IMFRIVERSIDE COUNTY TRANSPORTATION COMMISSION 2017 Financing STAMP Portfolio Transaction Report by Account Quarter ended March 31, 2021 Source Account Account Identifier Description Beginning Base Market Value Base Purchases Base Sales Base Base Change In Base Maturities and Net Total Realized Amortization/A Net Unrealized Ending Base Ending Accrued Redemptions Base Paydovns Gain/Loss ccretion Gain/Loss Market Value Income Balance 240907020 RCTC I-15 Prj RAMP UP RESERVE 240907020 RCTC 1-15 Prj RAMP UP RESERVE 9128285Y2 UNITED STATES TREASURY 240907020 RCTC I-15 Pp RAMP UP RESERVE 31418CQM9 FN MA3159 240907020 RCTC 1-15 Pr] RAMP UP RESERVE 240907020 RCTC I-15 Pp RAMP UP RESERVE 31394ICR'0 P110268210 240907020 RCTC 1-15 Prj RAMP UP RESERVE 3136ABNZ2 FNR 2012-148 MC 240907020 RCTC I-15 Pp RAMP UP RESERVE 3620A9W V9 GN 723460 240907020 RCTC 1-15 Prj RAMP UP RESERVE 912828L57 UNITED STATES TREASURY 240907020 RCTC I-15 Pp RAMP UP RESERVE 383771M59 GNR 2010-111 PE 240907020 RCTC 1-15 Prj RAMP UP RESERVE 3136A7203 FNA 2012-M9 A2 240907020 RCTC I-15 Pej RAMP UP RESERVE 36179M416 G2 MA0825 240907020 RCTC 1-15 Prj RAMP UP RESERVE 912828L57 UNITED STATES TREASURY 240907020 RCTC I-15 Prj RAMP UP RESERVE 31846V203 FIRST AMER:GVT OBLG Y 240907020 RCTC 1-15 Prj RAMP UP RESERVE CCYUSD Cash 240907020 RCTC I-15 Psj RAMP UP RESERVE CCYUSD Payable 240907020 RCTC 1-15 Prj RAMP UP RESERVE 31418A0348 FN MA1502 240907020 RCTC I-15 Pp RAMP UP RESERVE 3137A5FP4 FIIR 3791 DA 240907020 RCTC 1-15 Prj RAMP UP RESERVE 3137B45 W2 FHR 4243 LH 240907020 RCTC I-15 Prj RAMP UP RESERVE 31381QB54 FN 467260 240907020 RCTC 1-15 Prj RAMP UP RESERVE 3134GWGB6 FEDFRAI HOME LOAN MORTGAGE CORP 240907020 RCTC I-15 Pp RAMP UP RESERVE 31340XD18 FEDERAL HOME LOAN MORTGAGE CORP 65,027.95 240907020 RCTC 1-15 PO RAMP UP RESERVE 38378PZN1 GNR2014-010B 240907020 RCTC I-15 Pr] RAMP UP RESERVE 3130AL1Z8 FEDERAL,- HOME LOAN BANKS 240907020 RCTC 1-15 Prj RAMP UP RESERVE 38377REV3 GNR2010-158 HA 14,903.35 240907020 RCTC I-15 Pp RAMP UP RESERVE 3137AWWM3 FHR 4138 HA 240907020 RCTC 1-15 Prj RAMP UP RESERVE 36179N3137 G2 MA0909 15,277.37 240907020 RCTC I-15 Pr] RAMP UP RESERVE 3134GWTL0 FEDERAL,- HOME LOAN MORTGAGE CORP 240907020 RCTC 1-15 Prj RAMP UP RESERVE 3137AWWM3 FHR 4138 HA 240907020 RCTC I-15 Pp RAMP UP RESERVE 31340V6116 FEDERAL HOME LOAN MORTGAGE CORP 125,106.25 240907020 RCTC 1-15 Prj RAMP UP RESERVE 3137AQQE1 FHR 4039 QB - 240907020 RCTC I-15 Pr] RAMP UP RESERVE 3136A7D25 FNR 2012-83 PC 240907020 RCTC 1-15 Pd RAMP UP RESERVE 3136ADZA0 FNR2013-27 KA 240907020 RCTC I-15 Pp RAMP UP RESERVE 3837811A030 GNR 2012-096 AD 240907020 RCTC 1-15 Prj RAMP UP RESERVE 3136046A6 FEDERAL NATIONAL MORTGAGE ASSOCIATION 130,003.90 240907020 RCTC I-15 Pp RAMP UP RESERVE 3137ASR97 FHMS K-020 Al 3,847.06 240907020 RCTC 1-15 Prj RAMP UP RESERVE 91282CAP6 UNITED STATES TREASURY 240907020 RCTC I-15 Pr] RAMP UP RESERVE 3134GWY42 FEDF94I HOME LOAN MORTGAGE CORP 99,997.00 240907020 RCTC 1-15 P17 RAMP UP RESERVE 36202F2H8 G2 005276 240907020 RCTC I-15 Pp RAMP UP RESERVE 383781ZD7 GNR 2013-047 EC 240907020 RCTC 1-15 Prj RAMP UP RESERVE 38378KW47 GNR 2013-138 A 240907020 RCTC I-15 Pp RAMP UP RESERVE 36202E3117 G2 005300 240907020 RCTC 1-15 P, RAMP UP RESERVE 3138L20114 FN AM1999 240907020 RCTC I-15 Pp RAMP UP RESERVE 9128203AP6 UNITED STATES TREASURY 240907020 RCTC 1-15 Prj RAMP UP RESERVE 3137EAEV7 FEDERAL HOME LOAN MORTGAGE CORP 240907020 RCTC I-15 Pp RAMP UP RESERVE 3137B112F7 FHMS K-027 Al 240907020 RCTC 1-15 Prj RAMP UP RESERVE 3137312MF8 FHMS 2011-K016 A2 240907020 RCTC I-15 Pe) RAMP UP RESERVE 3137AXHN6 FHMS K-024 Al 240907020 RCTC 1-15 Prj RAMP UP RESERVE 3133EL7F5 FEDFR.I FARM CREDIT BANKS FUNDING CORP 240907020 RCTC I-15 Ps) RAMP UP RESERVE 9128203AP6 UNITED STATES TREASURY 240907020 RCTC I-15 P17 RAMP UP RESERVE 3137B3NW4 FHMS K-031 Al 240907020 RCTC I-15 Pp RAMP UP RESERVE 3136AQZK9 FNR 2015-89 ICE 240907020 RCTC I -l5 Prj RAMP UP RESERVE 91282CAP6 UNITED STATES TREASURY 240907020 RCTC I-15 Pe) RAMP UP RESERVE 3837811X144 GNR 2012-119 KB 240907020 RCTC 1-15 Pi) RAMP UP RESERVE 383781AU0 GNR 2012-096 AD 240907020 RCTC I-15 Pp RAMP UP RESERVE 3140X41190 EN FM1155 240907020 RCTC 1-15 Prj RAMP UP RESERVE 38378V0345 GNR 2013-116 MA 240907020 RCTC I-15 Pp RAMP UP RESERVE 3137ARBX3 FIIR 4061 CF 240907020 RCTC I-15 Prj RAMP UP RESERVE 240907020 RCTC I-15 Pp RAMP UP RESERVE 91282CAP6 UNITED STATES TREASURY 240907020 RCTC 1-15PrjRAMP UP RESERVE 38377QKH9 GNR2011-018 PG 240907020 RCTC I-15 Pe) RAMP UP RESERVE 3140X4TL0 FN FM1454 240907020 RCTC 1-15 Prj RAMP UP RESERVE 3617901-D6 G2 MA2864 240907020 RCTC I-15 Psj RAMP UP RESERVE 3128MMUL5 Ell 018586 240907020 RCTC 1-15 Prj RAMP UP RESERVE 3140X9VK8 FN FM6017 240907020 RCTC I-15 Prj RAMP UP RESERVE 36176XQH8 GN 779250 240907020 RCTC I-15 Pi) RAMP UP RESERVE 240907020 RCTC I-15 Ps) RAMP UP RESERVE 912828ZP8 UNITED STATES TREASURY 240907020 RCTC I -l5 Prj RAMP UP RESERVE 3136AMM48 FNA2015-M4 AV2 240907020 RCTC I-15 Pe) RAMP UP RESERVE 361791611K7 G2 MA1134 240907020 RCTC 1-15 Prj RAMP UP RESERVE 3137B1U75 FHMS K -S01 A2 240907020 RCTC I-15 Pp RAMP UP RESERVE 3132A9SM0 Ell ZS8624 240907020 RCTC 1-15 P,7 RAMP UP RESERVE 3140X4H90 FN FM1155 240907020 RCTC I-15 Pp RAMP UP RESERVE 3131X83117 FH ZK5300 240907020 RCTC 1-15 Pr, RAMP UP RESERVE 240907020 RCTC I-15 Pe) RAMP UP RESERVE 3138WEM15 FN AS4860 240907020 RCTC I -l5 P4 RAMP UP RESERVE 3136A96F0 FNA2012-M17 A2 240907020 RCTC I-15 Pe) RAMP UP RESERVE 3132A9QE0 Ell ZS8553 240907020 RCTC 1-15 Pi) RAMP UP RESERVE 912828B58 UNITED STATES TREASURY 240907020 RCTC I-15 Pp RAMP UP RESERVE 38378KWU9 GNR 2013-096 A 240907020 RCTC 1-15 Prj RAMP UP RESERVE 912828YK0 UNITED STATES TREASURY 240907020 RCTC I-15 Pp RAMP UP RESERVE 912828YK0 UNITED STATES TREASURY 240907020 RCTC 1-15 Pr] RAMP UP RESERVE 240907020 RCTC I-15 Pp RAMP UP RESERVE 36179Q2A8 G2 MA2569 240907020 RCTC I-15 Pi) RAMP UP RESERVE 3137ATRW4 FHMS K-020 A2 240907020 RCTC I-15 Pej RAMP UP RESERVE 31418DSA1 EN MA4112 3137AQQE1 ELM 4039QB 22,283.36 (572.65) (10.63) (0.08) (5.13) (4.97) (4.75) (4.49) (4.14) (3.65) 32.94 21,727.89 26.63 100,008.00 15,680.11 (85,004.53) (14,647.44) (15,000.00) 1.58 (1,078.97) 454.75 (403.71) 3136ADZA0 F140 2013-27 KA 23.844.88 47,692.41 26,633.16 (694.35) (8.90) (89.92) (19.53) (10.07) (3.39) 37.79 23.174.92 45,214.48 25,860.76 6,105.41 19.43 23.80 163.69 41.90 (2,268.42) (115.45) 223.69 (42.38) (972.90) (789.47) 6,950.72 61,694.40 14,139.56 2,180.81 23,476.48 10,282.40 (61,689.85) 1,441.69 (1.94) (1,444.30) (3,614.18) 39.42 (1.76) (133.47) 10,429.58 21.51 (487.09) (1.55) (1.55) (12.24) 1,678.38 3.43 (1,985.17) (21.73) (0.91) (173.57) 21,295.10 42.63 (10,281.64) 229.89 (0.41) (230.24) 223,023.05 0.00 9,640,257.27 (9,744,549.60) 118,730.72 (243,388.59) 0.00 (0.00) (0.001 (0.01) - 8.69 (0.00) 23,486.08 94,654.99 (94,266.73) 54,396.76 100,022.00 - - (100,000.00) (23,494.76) (388.26) (54,421.77) 23.99 - 1.02 (22.00) (98.80) (88.26) 45.50 350,045.50 92.36 46,345.14 (46,256.88) 64,929.15 80.26 350,000.00 (4,114.98) (32.72) 0.37 (91.19) 10,664.83 30.65 10,411.51 (244.36) (3.19) 0.87 47.42 10,212.26 10.45 (1,202.22) (64.17) 1.05 28.17 14,040.20 33.31 85,014.45 1.05 18.50 85,034.00 2.13 14,327.83 - - (336.27) (4.38) 1.20 65.27 14,053.64 14.39 1.38 (66.38) 125,041.25 78.89 22,290.20 - - (572.65) (10.99) 1.62 19.71 21,727.89 26.63 56,293.49 - - (3,115.22) (36.73) 1.69 1,188.80 54,332.03 131.34 31,773.55 - - (925.81) (11.48) 1.91 61.73 30,899.90 31.73 18,685.82 - - (547.18) (10.03) 2.00 30.09 18,160.70 22.26 2.67 20.73 130,027.30 166.83 - - (2,619.79) 9.68 2.99 (17.90) 1,222.05 1.60 39,853.13 - - - 3.25 7.62 39,864.00 23.08 24,60824 12,200.98 21,075.55 27,33110 20,890.06 (2,253.46) (1,235.98) 12.02 6.99 (26.01) 10,957.99 13.53 (11,941.19) 26.52 7.88 (92.86) 9,075.91 16.24 (2,822.60) (132.11) 9.32 24.09 24,409.90 57.93 4.10 (91.10) 99,910.00 140.00 (49.12) 5.60 (24.15) 22,287.11 53.02 (153.46) 0.33 10.40 (34.48) 20,712.85 33.36 174,82217 175,344.75 - (175,087.50) 10.65 (427.92) 174,405.00 100.96 233.82 10.81 (501.87) - - 17,440.15 92,335.59 19,836.79 199,928.00 (2,804.96) 16.62 11.39 (62.89) 14,600.31 21.52 (574.48) 1.31 11.94 (599.50) 91,174.86 223.64 (6,125.99) 2422 12.57 (74.27) 13,673.32 19.86 164,355.47 14.89 (16.89) 199,926.00 16.00 14.94 68.59 164,439.00 95.19 49,939.13 (7,029.61) 33.85 18.16 (291.10) 42,670.43 97.10 70,559.77 349,480.47 18.88 (90.69) 70,487.96 113.95 19.45 (689.92) 348,810.00 201.92 4,542.28 - - - (471.20) 19.01 21.00 (34.71) 4,076.38 4.19 36,174.13 - - - - 21.07 126.21 36,321.41 44.52 40,928.84 11,609.99 31.307.33 169,881.00 12,867.94 78,908.04 (2,268.66) (4,494.28) (8,196.66) (126.74) 111.78 62.70 4.63 22.17 22.59 23.49 24.04 26.88 (485.88) 169,422.00 98.08 (1,102.12) (162.18) (91.57) (202.12) 75,432.69 36,406.75 3,407.95 30.455.97 151.05 66.23 0.69 62.18 3136A03714 FNA 2013-M6 2A (677.90) (1,912.14) (24.95) 27.08 (227.47) 10,73016 26.08 78,577.26 28.69 (337.04) 78,268.91 156.44 21,385.99 (1,872.47) (1,434.19) (2,464.25) (2,893.89) (93.901 30.17 (76.83) (179.98) (137.44) 4.51 19,454.31 46.15 41.03 243.84 322.16 283.84 120.63 138.59 239.43 22,243.49 107,218.75 137,850.73 598,804.69 30.61 33.56 36.50 50.58 51.24 53.97 (192.44) 20,570.64 102,956.79 136,047.20 599,178.00 254,650.65 (1,651.29) 1,191.30 912828ZP8 UNITED STATES TREASURY 322.73 (331.74) (496.56) 254,931.15 77,888.52 110,122.16 109,830.41 66,992.13 (10,530.09) (8,944.24) (8,921.79) 59.61 60.18 (680.97) 100,347.44 205.79 (6,005.40) 56.44 66,97228 (359.52) 55.20 38.08 100,911.69 (283.09) 61.66 69.35 80.64 88.03 92.04 112.87 (315.98) 60,449.31 156,768.82 223,219.80 236.33405 241,141.13 44,082.52 121.01 313.92 445.29 47060 479.15 158,403.71 223,15612 236.122.29 241,205.53 (1,704.24) (17.05) 123.73 (156.44) (269.78) (164.70) 99,676.76 314010382 FN BM4407 44,496.81 110,867.68 320,467.20 20,502.35 189,119.95 235,122.10 166,534.50 95,718.98 102,292.00 124.870.40 (260.35) 2.97 78.63 198.85 (10,642.23) (504.24) 120.26 (320,000.00) 123.34 (590.54) (13,458.87) 586.48 131.64 (850.70) 6,910.89 8.04 133.09 (741.74) 188,511.30 1,174.04 155.54 (912.24) 234,365.40 1,459.62 167.45 176.19 189.84 912828167 UNITED STATES TREASURY (555.20) 166,146.75 86,344.57 01,896.00 866.02 204.25 197.75 263.96 (9,045.39) (12,510.39) (517.21) 12.01 (585.84) 368.92 112,280.95 087 38) 239.39 8,496,668.41 19,881,151.58 (10,567,364,72) (1,090,000.00) (443,347.23) (518.05) (7,060.54) (33,439.00) 16,479,479.05 36,871.17 58 Page 31 of 41 1111 RIVERSIDE COUNTY TRANSPORTATION COMMISSION 2017 Financing STAMP Portfolio Summary of Investments for quarter ended March 31, 2021 ATTACHMENT 12 Credit Rating Base Market Value + Accrued 40,000,000 30,000,000 20,000,000 10,000,000 0 A+ A I A- BBB+ NA A-1+ A-2 Other I Asset Class Cash (-1.984%)) Money Market I Funds (2.311%) Fixed Income (99.673%) Chart calculated by: Base Market Value + Accrued *Negative cash reflects securities in transit at month end Industry Group Other (17.329%) Electric (3.156%) Diversified Finan\__ Sery (4.175%) FNMA Collateral -I (4.576%) Commercial MBS (5.011%) US Municipals (9.571%) Sovereign (34.380%) Banks (21.802%) Chart calculated by: Base Market Value + Accrued FN Other (19.668%)\ US GOV (22.019%) MA (4.838%) CP (4.937%)--V CORP (18.588%) VRDN (7.703% CD (9.885%) AGCY BOND (12.361%) Chart calculated by: Base Market Value + Accrued Market Sector Other (3.483%) Industrial (4.279%) Asset Backed (4.615%) Municipal (9.571%) -- Agency (12.361%) /Financial (25.977%) Government Mortgage Backed (25.175%) (14.540%) Chart calculated by: Base Market Value + Accrued 59 RIVERSIDE COUNTY TRANSPORTATION CO MMISSION 2017 Financing STAMP Portfolio Sales Tax 115 ELP Project Revenue Fund Summary of Investments for quarter ended March 31, 2021 ATTACHMENT 13 Credit Rating Base Market Value + Accrued 17,500,000 15,000,000 12,500,000 10,000,000 7,500,000 5,000,000 2,500,000 0 I —AAA AA- I A+ A � lllllllllllll- BBB+ NA A-1+ A-2 Other I Cash (-2.855%) Money Market Funds (3.016%) Fixed Income (99.839%) Chart calculated by: Base Market Value + Accrued *Negative cash reflects securities in transit at month end Industry Group Other (13.208%) Automobile ABS (3.501%) Multi -National (4.540%) Electric (4.540%) Diversified Finan Sery (6.007%) US Municipals (13.771%) Banks (31.366%) Sovereign (23.066%) Chart calculated by: Base Market Value + Accrued Other (3.915%). Utility (4.540%) Industrial (6.156%) --, Asset Backed\_ (6.640%) Agency (12.377%) Municipal (13.771%) Financial (37.373%) Government (15.229%) Chart calculated by: Base Market Value + Accrued 60 ATTACHMENT 14 RIVERSIDE COUNTY TRANSPORTATION CO MMISSION 2017 Financing STAMP Portfolio Ramp Up Fund Summary of Investments for quarter ended March 31, 2021 Credit Rating Base Market Value + Accrued 20, 000, 000 15,000,000 10,000,000 5,000,000 0 AAA Asset Class Cash (0.000%) Money Market Funds (0.704%) (Fixed Income (99.296%) Chart calculated by: Base Market Value + Accrued *Negative cash reflects securities in transit at month end Industry Group Other (2.113%)\ GNMA Collateral (1.794%)� GNMA2 Collateral (1.81xC FGLMC Collateral (5.481%) Agency Collet CMO (5.740%) Commercial MBS" (8.945%) C\\ FNMA Collateral (13.939%) Sovereign (60.170%) Chart calculated by: Base Market Value + Accrued Security Type Other (4.665%) FGLMC (2.803%) GNMA (3.710 %)) FHLMC CMO (6.778%) FHLMC (7.077%) AGCY BOND (12.324%) US GOV (47.846%) FNMA (14.797%) Chart calculated by: Base Market Value + Accrued Market Sector Cash (0.704%) Agency (12.324%)---------� Mortgage Backed - (39.126%) • -Government (47.846%) Chart calculated by: Base Market Value + Accrued 61 powilv• .J • 11 RIVERSIDE COUNTY TRANSPORTATION COMMISSION Payden & Rygel Operating Portfolio by Investment Category for Quarter ended March 31, 2021 Account Number: 001050990415 Name: RIVERSIDE COUNTY TRANS CO ATTACHMENT 15 CUSIP Security Type Category Issuer Next Call Base Market Unrealized Accrued Credit Final Maturity Trade Date Date Original Cost Value Gain/Loss Income Coupon Yield Rating 04/24/2018 010831DN2 Taxable Muni ALAMEDA CNTY CA JT 2.866% 6/01/21 06/01/2021 255,000.00 256,058.25 1,058.25 5.11 2.870 2.858596236 010831 UU5 I axable Muni ALAMEDA CN I Y CA 3.095% 6/01/23 04/24/2018 06/01/2023 134,242.96 137,616.70 3,373.74 2,541.67 3.100 2.927544457 AA+ 023135AJ5 Credit AMAZON COM INC 2.500% 11/29/22 11/29/2012 11/29/2022 08/29/2022 311,158.09 309,393.00 -1,765.09 354.00 2.500 2.424195410 AA- 023135BP0 _ _ Credit AMAZON COM INC SR NT 0.400% 6/03/23 06/03/2020 06/03/2023 269,622.00 270,834.30 1,212.30 568.75 0.400 0.399165744 AA- 037833DL1 Credit APPLE INC 1.700% 9/11/22 09/11/2019 09/11/2022 524,910.75 536,282.25 11,371.50 495.83 1.700 1.666192945 AA+ 037833DV9 Credit APPLE INC 0.750% 5/11/23 05/11/2020 05/11/2023 194,469.60 196,959.75 2,490.15 3,179.37 0.750 0.742140730 AA+ 05588CAC6 Asset -Backed BMW VEHICLE OWNER 1.920% 1/25/24 09/18/2019 01/25/2024 321,512.43 325,221.38 3,708.95 986.67 1.920 1.900425616 AAA 06050TMJ8 Credit BANK OF AMERICA MTN 3.335% 1/25/23 01/25/2019 01/25/2023 01/25/2022 520,000.00 532,433.20 12,433.20 205.83 3.340 3.261549896 A+ 06406RAK3 Credit BANK OF NY MTN 1.950% 8/23/22 08/23/2019 08/23/2022 99,968.00 102,269.00 2,301.00 306.92 1.950 1.905990675 A 06406RAM9 Credit BANK OF NY MTN 1.850% 1/27/23 _ 01/28/2020 01/27/2023 01/02/2023 299,790.00 308,610.00 8,820.00 68.04 1.850 1.802012410 A 072024WN8 Taxable Muni BAY AREA CA TOLL 2.184% 4/01/23 09/26/2019 04/01/2023 680,000.00 703,337.60 23,337.60 5,277.99 2.180 2.113371137 AA 088006JW2 Taxable Muni BEVERLY HILLS CA 0.373% 6/01/22 10/15/2020 06/01/2022 330,000.00 330,518.10 518.10 1,605.56 0.370 0.372430182 AA+ 13032UUZ9 Taxable Muni CALIFORNIA ST HLTH 1.893% 6/01/22 11/25/2019 06/01/2022 520,000.00 528,964.80 8,964.80 1,404.50 1.890 1.860844605 AA- 13063BFS6 Taxable Muni CALIFORNIA ST BUILD 6.650% 3/01/22 04/01/2010 03/01/2022 205,120.83 222,282.90 12,282.90 713.25 6.650 6.304692018 AA- 13063DGA0 Taxable Muni CALIFORNIA ST 2.800% 4/01/21 04/25/2018 04/01/2021 T 500,000.00 500,000.00 0.00 164.09 2.800 2.800000000 N/R 13066YTY5 Taxable Muni CALIFORNIA ST DEPT 1.713% 5/01/21 09/28/2016 05/01/2021 80,813.58 81,726.27 912.69 7,776.98 1.710 1.712606101 AA+ 13066YTZ2 Taxable Muni CALIFORNIA ST DEPT 2.000% 5/01/22 09/28/2016 05/01/2022 300,665.32 305,874.00 5,208.68 5.33 2.000 1.964366394 AA+ 13077DMJ8 Taxable Muni CALIFORNIA ST UNIV 0.475% 11/01/23 09/17/2020 11/01/2023 150,000.00 150,099.00 99.00 126.67 0.480 0.474416468 AA- 14043MAC5 Asset -Backed CAPTIAL ONE PRIME 1.600% 11/15/24 02/19/2020 11/15/2024 289,938.35 294,567.50 4,629.15 333.33 1.600 1.574942662 AAA 144141DC9 Credit PROG ENERGY CAROLINA 2.800% 5/15/22 05/18/2012 05/15/2022 02/15/2022 251,702.70 255,190.00 3,487.30 2,644.44 2.800 2.746067239 A 166756AJ5 Credit CHEVRON USA INC 0.426% 8/11/23 08/12/2020 08/11/2023 115,000.00 115,217.35 217.35 2,442.92 0.430 0.425018208 AA- 166764AU4 Credit CHEVRON CORP 0.762% 3/03/22 03/03/2015 03/03/2022 501,284.95 501,970.00 685.05 1,105.90 0.710 0.759153176 AA- 17325FAQ1 Credit CITIBANK NA 3.400% 7/23/21 07/23/2018 07/23/2021 06/23/2021 251,087.90 251,732.50 644.60 731.59 3.400 3.382848956 A+ 17325FAY4 Credit CITIBANK NA 2.844% 5/20/22 05/22/2019 05/20/2022 05/20/2021 510,379.83 511,616.70 1,236.87 8,485.52 2.840 2.839031695 A+ 20772JKP6 Taxable Muni CONNECTICUT ST 2.401% 10/15/21 11/16/2012 10/15/2021 120,073.52 121,357.20 1,283.68 102.90 2.400 2.375440263 A 20772KGM5 Taxable Muni CONNECTICUT ST SER A 2.921% 4/15/23 04/11/2019 04/15/2023 301,026.67 315,168.00 14,141.33 206.22 2.920 2.786628761 A 20772KJU4 Taxable Muni CONNECTICUT ST 2.500% 7/01/22 06/11/2020 07/01/2022 121,480.10 123,229.20 1,749.10 33.20 2.500 2.433729545 A 212204JC6 Taxable Muni CONTRA COSTA CA 1.652% 8/01/22 09/12/2019 08/01/2022 300,000.00 305,277.00 5,277.00 _ 496.82 1.650 1.624657022 AA+ 250847EJ5 Credit DETROIT EDISON CO 2.650% 6/15/22 06/22/2012 06/15/2022 A 181,501.54 183,900.60 2,399.06 197.78 2.650 2.598268475 A 26208VAD8 Asset -Backed DRIVE AUTO 0.830% 5/15/24 06/17/2020 05/15/2024 89,996.56 90,319.50 322.94 210.22 0.830 0.827270009 AAA 30231GBB7 Credit EXXON MOBIL 1.902% 8/16/22 08/16/2019 08/16/2022 - 300,000.00 306,681.00 6,681.00 226.13 1.900 1.861184230 AA- 3130AKXQ4 Agencies F H L B DEB 0.600% 2/12/2026 02/12/2021 02/12/2026 05/12/2021 559,608.00 548,273.60 -11,334.40 232.80 0.600 0.606961852 AA+ 3130ALJZ8 Agencies F H L B DEB 0.500% 3/12/24 03/12/2021 03/12/2024 560,000.00 560,072.80 72.80 114.49 0.500 0.499905018 AA+ 3134GXDZ4 Agencies F H L M C MTN 0.450% 11/25/24 11/25/2020 11/25/2024 11/25/2022 300,000.00 298,797.00 -1,203.00 0.00 0.450 0.451001223 N/A 3136AKQM8 Mortgage -Backed F N M A GTD REMIC 3.056% 6/25/24 07/01/2014 06/25/2024 430,999.63 429,968.48 -1,031.15 212.22 3.060 2.882529382 N/A 3136B1XP4 Mortgage- Backed F N M A GTD REMIC 3.560% 9/25/21 04/01/2018 09/25/2021 29,252.68 29,321.45 68.77 582.67 3.560 3.545396965 N/A 3137ATRW4 Mortgage -Backed F H L M C MULTICLASS 2.373% 5/25/22 09/01/2012 05/25/2022 190,432.80 193,602.40 3,169.60 1,341.17 2.370 2.331293165 N/A 3137B1U75 Mortgage -Backed F H L M C MLTCL MTG 2.522% 1/25/23 05/07/2013 01/25/2023 130,888.52 133,796.59 2,908.07 2,436.10 2.520 2.463107500 N/A 3137B36J2 Mortgage -Backed F H L M C MLTCL MT 3.320% 2/25/23 07/01/2013 02/25/2023 491,856.77 504,336.00 12,479.23 7,425.60 3.320 3.163170411 N/A 3137B4GY6 Mortgage -Backed F H L M C MLTCL MT 3.30996% 5/25/23 09/01/2013 05/25/2023 542,114.06 539,906.40 -2,207.66 410.30 3.310 3.128891074 N/A 3137B4WB8 Mortgage -Backed F H L M C MLTCL MTG 3.060% 7/25/23 10/01/2013 07/25/2023 506,689.49 516,886.30 10,196.81 7,000.00 3.060 2.901051394 N/A 31846V203 Cash FIRST AM GOVT OB FD CL Y 640,044.92 640,044.92 0.00 1,163.75 0.000 0.005986000 3582326S0 Taxable Muni FRESNO CALIF UNI CA 0.719% 8/01/24 09/30/2020 08/01/2024 150,000.00 150,007.50 7.50 2,500.00 0.720 0.717607841 N/A 365298Y28 Taxable Muni GARDEN GROVE CA 1.875% 8/01/21 10/16/2019 08/01/2021 300,000.00 301,587.00 1,587.00 3,281.20 1.880 1.866897664 AA- 378460YB9 Taxable Muni GLENDALE CA 1.041% 9/01/22 06/02/2020 09/01/2022 330,000.00 333,544.20 3,544.20 383.96 1.040 1.030376815 N/A 41284WAC4 Asset -Backed HARLEY DAVIDSON 2.340% 2/15/24 06/26/2019 02/15/2024 477,676.48 483,508.12 5,831.64 1,328.55 2.340 2.313624679 N/A 419792YL4 Taxable Muni HAWAII ST SER FX 2.770% 1/01/22 02/21/2019 01/01/2022 190,000.00 193,667.00 3,667.00 750.00 2.770 2.720380264 AA+ 43815NAC8 Asset -Backed HONDA AUTO 1.780% 8/15/23 08/27/2019 08/15/2023 249,997.93 253,132.50 3,134.57 4,040.72 1.780 1.759588770 AAA 46647PBB1 Credit JPMORGAN CHASE CO 3.207% 4/01/23 03/22/2019 04/01/2023 04/01/2022 485,000.00 498,153.20 13,153.20 826.00 3.210 3.123630307 A- 46647PBZ8 Credit JPMORGAN CHASE CO 0.697% 3/16/24 03/16/2021 03/16/2024 03/16/2023 565,000.00 567,373.00 2,373.00 179.75 0.700 0.695581015 A- 47789JAD8 Asset -Backed JOHN DEERE OWNER 2.910% 7/17/23 03/13/2019 07/17/2023 174,822.08 177,310.60 2,488.52 937.50 2.910 2.870360324 N/A 47789KAC7 Asset -Backed JOHN DEERE OWNER 1.100% 8/15/24 03/11/2020 08/15/2024 429,973.73 433,736.70 3,762.97 286.28 1.100 1.090555787 N/A 544290JC4 Taxable Muni LOS ALTOS CA SCH 2.143% 8/01/23 10/17/2019 08/01/2023 390,000.00 391,454.70 1,454.70 1,315.75 2.140 2.134525932 SP -1+ 5445872S6 Taxable Muni LOS ANGELES CA MUN 0.683% 11/01/24 03/04/2021 11/01/2024 230,000.00 227,631.00 -2,369.00 1,392.95 0.680 0.687357849 AA - 544587Y28 Taxable Muni LOS ANGELES CA 0.515% 11/01/22 08/20/2020 11/01/2022 325,000.00 324,974.00 -26.00 1,027.50 0.520 0.515030902 AA- 57582RF76 Taxable Muni MASSACHUSETTS ST 0.386% 7/01/22 07/09/2020 07/01/2022 210,000.00 210,296.10 296.10 117.82 0.390 0.385064294 AA 58769TAD7 Asset -Backed MERCEDES BENZ 1.940% 3/15/24 09/25/2019 03/15/2024 Gl 269,962.82 273,761.10 3,798.28 202.65 1.940 1.916882398 AAA powilv• .J • 11 RIVERSIDE COUNTY TRANSPORTATION COMMISSION Payden & Rygel Operating Portfolio by Investment Category for Quarter ended March 31, 2021 Account Number: 001050990415 Name: RIVERSIDE COUNTY TRANS CO CUSIP Security Ty e Category Issuer Next Call Final Maturity Trade Date Date Ori inal Cost Base Market Value Unrealized Gain/Loss Accrued Income Cou)on Yield Credit Ratin 58770FAC6 Asset -Backed MERCEDES BENZ AUTO 1.840% 12/15/22 01/29/2020 12/15/2022 139,981.55 141,502.20 1,520.65 217.29 1.840 1.822106910 AAA 62451FKF6 Taxable Muni MOUNTAIN VIEW CA 1.043% 9/01/22 05/19/2020 09/01/2022 250,000.00 252,340.00 2,340.00 513.30 1.040 1.033706974 AA+ 654106AH6 Credit NIKE INC SR NT 2.400% 3/27/25 03/27/2020 03/27/2025 02/27/2025 19,972.80 21,073.80 1,101.00 587.07 2.400 2.263638421 AA- 693304AP2 Credit PECO ENERGY CO 2.375% 9/15/22 09/17/2012 09/15/2022 06/15/2022 120,593.12 122,830.80 2,237.68 182.25 2.380 2.322284150 A 717081EM1 Credit PFIZER INC 3.000% 9/15/21 09/07/2018 09/15/2021 249,662.50 253,125.00 3,462.50 1,365.17 3.000 2.969179913 A+ 76913CAX7 Taxable Muni RIVERSIDE CNTY CA 2.363% 2/15/23 05/06/2020 02/15/2023 170,000.00 175,560.70 5,560.70 677.08 2.360 2.290283499 AA 786134WD4 Taxable Muni SACRAMENTO CNTY CA 0.629% 12/01/22 07/14/2020 12/01/2022 280,000.00 280,971.60 971.60 2,761.13 0.630 0.626887389 AA 796720ME7 Taxable Muni SAN BERNARDINO CA 1.883% 8/01/22 12/12/2019 08/01/2022 435,000.00 444,500.40 9,500.40 1,583.33 1.880 1.844234197 AA 796720NP1 Taxable Muni SAN BERNARDINO CA 0.729% 8/01/23 07/07/2020 08/01/2023 150,000.00 151,308.00 1,308.00 669.20 0.730 0.722626435 AA 797299LT9 Taxable Muni SAN DIEGO CA PUBLIC 2.994% 10/15/21 06/21/2018 10/15/2021 200,000.00 202,758.00 2,758.00 1,375.00 2.990 2.957592042 AA- 79730WAY6 Taxable Muni SAN DIEGO CA 3.250% 9/01/22 01/28/2016 09/01/2022 253,935.91 260,462.50 6,526.59 3,182.67 3.250 3.124609424 AA 79770GGP5 Taxable Muni SAN FRANCISCO CA 2.375% 8/01/22 11/30/2017 08/01/2022 404,101.51 409,776.00 5,674.49 1,378.30 2.380 2.320741074 AA- 801096AP3 Taxable Muni SANTA ANA CA CMNTY 3.346% 9/01/21 11/08/2018 09/01/2021 240,000.00 243,110.40 3,110.40 487.48 3.350 3.309201677 AA 80136PCY7 Taxable Muni SANTA BARBARA CA 3.300% 12/01/21 11/28/2018 12/01/2021 125,000.00 127,343.75 2,343.75 3,534.70 3.300 3.244423033 AA 80168FMA1 Taxable Muni SANTA CLARA VLY CA 2.387% 6/01/21 03/30/2016 06/01/2021 397,756.00 401,408.00 3,652.00 1,117.01 2.390 2.381760128 N/A 80285WAD9 Asset -Backed SANTANDER DRIVE 0.00001% 7/15/24 09/23/2020 07/15/2024 329,968.45 330,435.60 467.15 288.75 0.520 0.000009981 N/A 835569GP3 Taxable Muni SONOMA CNTYCA 1.969% 8/01/22 11/12/2019 08/01/2022 420,000.00 429,030.00 9,030.00 147.78 1.970 1.929314011 AA 842475P58 Taxable Muni SOUTHERN CALIF CA 0.527% 7/01/23 09/24/2020 07/01/2023 370,000.00 370,577.20 577.20 1,328.00 0.530 0.526074110 AA- 89238UAD2 Asset -Backed TOYOTA AUTO 1.910% 9/15/23 08/14/2019 09/15/2023 249,997.95 252,962.50 2,964.55 1,406.73 1.910 1.889143852 AAA 90331HPF4 Credit US BANK NA MTN 1.950% 1/09/23 12/09/2019 01/09/2023 12/09/2022 549,538.00 564,861.00 15,323.00 274.39 1.950 1.897219357 AA- 911759MU9 Agencies U S DEPT HSG & URB 2.570% 8/01/21 03/28/2019 08/01/2021 100,000.00 100,842.00 842.00 1,249.50 2.570 2.551906980 N/A 91282CBA8 Treasuries U S TREASURY NT 0.125% 12/15/23 12/15/2020 12/15/2023 7,291,800.09 7,276,593.30 -13,595.76 375.73 0.130 0.125416382 N/A 91282CBD2 Treasuries U S TREASURY NT 0.125% 12/31/22 12/31/2020 12/31/2022 4,913,223.39 4,912,689.95 -779.60 1,034.52 0.130 0.125020003 N/A 91282CBE0 Treasuries U S TREASURY NT 0.125% 1/15/24 01/15/2021 01/15/2024 7,772,076.96 7,744,829.40 -27,247.56 86.53 0.130 0.125485629 N/A 91282CBG5 Treasuries U S TREASURY NT 0.125% 1/31/23 01/31/2021 01/31/2023 8,286,893.83 8,280,111.85 -6,781.98 457.33 0.130 0.125023755 N/A 91282CBR1 Treasuries U S TREASURY NT 0.250% 3/15/24 03/15/2021 03/15/2024 419,310.94 418,853.40 -457.54 472.50 0.250 0.250332943 N/A 91282CBU4 Treasuries U S TREASURY NT 0.125% 3/31/23 03/31/2021 03/31/2023 1,079,515.63 1,079,244.00 -271.63 _ 428.33 0.130 0.125063783 N/A 91412G2S3 Taxable Muni UNIV OF CALIFORNIA 2.112% 5/15/21 09/28/2017 05/15/2021 140,000.00 140,299.60 299.60 2,043.02 2.110 2.109805802 AA- 91412HDJ9 Taxable Muni UNIV OF CA 3.283% 5/15/22 06/05/2018 05/15/2022 285,412.25 294,507.60 9,095.35 1,716.51 3.280 3.179630221 AA- 916544ER6 Taxable Muni UPPER SANTA CLARA CA 0.525% 8/01/22 07/23/2020 08/01/2022 330,000.00 331,204.50 1,204.50 3.69 0.530 0.523163695 AA 931142EJ8 Credit WALMART INC 3.125% 6/23/21 06/27/2018 06/23/2021 129,993.50 130,834.60 841.10 2,686.02 3.130 3.109545559 AA 94988J5T0 Credit WELLS FARGO MTN 3.625% 10/22/21 10/23/2018 10/22/2021 09/21/2021 529,941.70 538,273.30 8,331.60 1,544.42 3.630 3.575197499 A+ 94988J6A0 Credit WELLS FARGO MTN 2.082% 9/09/22 09/11/2019 09/09/2022 09/09/2021 550,000.00 554,191.00 4,191.00 48.51 2.080 2.068513293 A+ 1 55,373,741.67 55,628,261.66 251,005.69 117,716.50 63 111 RIVERSIDE COUNTY TRANSPORTATION COMMISSION Account Number: 001050990415 Transaction Settlement Date Trade Date Date 01/04/2021 20772KJU4 INTEREST EARNED ON CONNECTICUT ST 2.500% 7/01/22 $1 PV ON 01/04/2021 01/04/2021 01/04/2021 31846V203 SOLD UNITS OF FIRST AM GOVT OB FD CL Y 01/04/2021 31846V203 INTEREST EARNED ON FIRST AM GOVT OB FD CL Y UNIT ON 0.0000 SH 01/04/2021 419792YL4 INTEREST EARNED ON HAWAII ST SER FX 2.770% 1/01/22 $1 PV ON 01/04/2021 12/30/2020 01/04/2021 54438CYJ5 SOLD PAR VALUE OF LOS ANGELES CA 0.673% 8/01/24 /PERSHING -170,000.00 1.01 01/04/2021 01/04/2021 54438CYJ5 RECEIVED ACCRUED INTEREST ON SALE OF LOS ANGELES CA 0.6 0.00 01/04/2021 57582RF76 INTEREST EARNED ON MASSACHUSETTS ST 0.386% 7/01/22 $1 PV C 01/04/2021 842475P58 INTEREST EARNED ON SOUTHERN CALIF CA 0.527% 7/01/23 $1 PV 0 01/04/2021 01/04/2021 01/04/2021 90331HPA5 FULL CALL PAR VALUE OF US BANK NA MTN 3.000% 2/04/21 /CALLS -270,000.00 1.00 01/04/2021 90331HPA5 INTEREST EARNED ON US BANK NA MTN 3.000% 2/04/21 $1 PV ON 01/04/2021 12/31/2020 01/04/2021 91282CAX9 PURCHASED PAR VALUE OF U S TREASURY NT 0.125% 11/30/22 /J.P 280,000.00 1.00 01/04/2021 01/04/2021 91282CAX9 PAID ACCRUED INTEREST ON PURCHASE OF U S TREASURY NT 0.1 01/04/2021 12/30/2020 01/04/2021 91282CBA8 PURCHASED PAR VALUE OF U S TREASURY NT 0.125% 12/15/23 /CIl 175,000.00 1.00 01/04/2021 01/04/2021 91282CBA8 PAID ACCRUED INTEREST ON PURCHASE OF U S TREASURY NT 0.1 01/05/2021 01/05/2021 01/05/2021 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 1.39 1.00 01/08/2021 01/07/2021 01/08/2021 3135G0W33 SOLD PAR VALUE OF FN MA 1.375% 9/06/22 /DEUTSCHE BANK -90,000.00 1.02 01/08/2021 01/08/2021 3135G0W33 RECEIVED ACCRUED INTEREST ON SALE OF FN MA 1.375% 9, 0.00 01/08/2021 01/08/2021 01/08/2021 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 01/08/2021 01/07/2021 01/08/2021 91282CBD2 PURCHASED PAR VALUE OF U S TREASURY NT 0.125% 12/31/22 /BO 90,000.00 1.00 (89,972.18) 89,972.18 01/08/2021 01/08/2021 91282CBD2 PAID ACCRUED INTEREST ON PURCHASE OF U S TREASURY NT 0.1 01/11/2021 3135G05G4 INTEREST EARNED ON FN MA 0.250% 7/10/23 $1 PV ON 51000( 0.00 01/11/2021 01/11/2021 01/11/2021 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 01/11/2021 90331 HPF4 INTEREST EARNED ON US BANK NA MTN 1.950% 1/09/23 $1 PV ON 01/13/2021 01/13/2021 01/13/2021 31846V203 SOLD UNITS OF FIRST AM GOVT OB FD CL Y 01/13/2021 01/12/2021 01/13/2021 91282CAK7 SOLD PAR VALUE OF U S TREASURY NT 0.125% 9/15/23 /WELLS FAF -4,620,000.00 1.00 01/13/2021 01/13/2021 91282CAK7 RECEIVED ACCRUED INTEREST ON SALE OF U S TREASURY NT 0.1', 01/13/2021 01/12/2021 01/13/2021 91282CAP6 SOLD PAR VALUE OF U S TREASURY NT 0.125% 10/15/23 /CITADEL 5 -4,070,000.00 1.00 01/13/2021 01/13/2021 91282CAP6 RECEIVED ACCRUED INTEREST ON SALE OF U S TREASURY NT 0.1: 01/13/2021 91282CAW1 AMORTIZED PREMIUM ON U S TREASURY NT 0.250% 11/15/23 CURR 01/13/2021 01/12/2021 01/13/2021 91282CAW1 SOLD PAR VALUE OF U S TREASURY NT 0.250% 11/15/23 /J.P. MORG -5,570,000.00 1.00 01/13/2021 01/13/2021 91282CAW1 RECEIVED ACCRUED INTEREST ON SALE OF U S TREASURY NT 0.2, 0.00 2,269.54 01/13/2021 91282CAX9 AMORTIZED PREMIUM ON U S TREASURY NT 0.125% 11/30/22 CURR 01/13/2021 01/12/2021 01/13/2021 91282CAX9 SOLD PAR VALUE OF U S TREASURY NT 0.125% 11/30/22 /RBC CAPII -8,225,000.00 1.00 01/13/2021 01/13/2021 91282CAX9 RECEIVED ACCRUED INTEREST ON SALE OF U S TREASURY NT 0.1', 0.00 - - - - 1,242.79 01/13/2021 01/12/2021 01/13/2021 91282CBA8 PURCHASED PAR VALUE OF U S TREASURY NT 0.125% 12/15/23 /WE 10,485,000.00 01/13/2021 01/13/2021 91282CBA8 PAID ACCRUED INTEREST ON PURCHASE OF U S TREASURY NT 0.1 0.00 - - - - (1,044.18) 01/13/2021 01/12/2021 01/13/2021 91282CBD2 PURCHASED PAR VALUE OF U S TREASURY NT 0.125% 12/31/22 /GC 12,380,000.00 01/13/2021 01/13/2021 91282CBD2 PAID ACCRUED INTEREST ON PURCHASE OF U S TREASURY NT 0.1 0.00 - - - - (555.73) 01/15/2021 14043MAC5 INTEREST EARNED ON CAPTIAL ONE PRIME 1.600% 11/15/24 $1 PV 01 0.00 386.67 01/15/2021 26208VAD8 INTEREST EARNED ON DRIVE AUTO 0.830% 5/15/24 $1 PV ON 62. 0.00 - - - - 62.25 01/15/2021 01/15/2021 01/15/2021 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 01/15/2021 01/15/2021 01/15/2021 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 01/15/2021 41284WAC4 INTEREST EARNED ON HARLEY DAVIDSON 2.340% 2/15/24 $1 PV OP 0.00 1,150.50 01/15/2021 01/15/2021 01/15/2021 41284WAC4 PAID DOWN PAR VALUE OF HARLEY DAVIDSON 2.340% 2/15/24 -35,194.49 - - - - 35,194.49 (35,191.77) - 2.72 01/15/2021 43815NAC8 INTEREST EARNED ON HONDA AUTO 1.780% 8/15/23 $1 PV ON 31 0.00 370.83 01/15/2021 47789JAD8 INTEREST EARNED ON JOHN DEERE OWNER 2.910% 7/17/23 $1 PV ( 0.00 - - - - 558.53 01/15/2021 01/15/2021 01/15/2021 47789JAD8 PAID DOWN PAR VALUE OF JOHN DEERE OWNER 2.910% 7/17/23 -17,072.63 17,072.63 (17,070.53) 2.10 01/15/2021 47789KAC7 INTEREST EARNED ON JOHN DEERE OWNER 1.100% 8/15/24 $1 PV ( 0.00 - - - - 394.17 01/15/2021 58769TAD7 INTEREST EARNED ON MERCEDES BENZ 1.940% 3/15/24 $1 PV ON 0.00 436.50 01/15/2021 58770FAC6 INTEREST EARNED ON MERCEDES BENZ AUTO 1.840% 12/15/22 $1 P' 0.00 - - - - 214.67 01/15/2021 80285WAD9 INTEREST EARNED ON SANTANDER DRIVE 0.00001% 7/15/24 $1 PV C 0.00 143.00 01/15/2021 89238UAD2 INTEREST EARNED ON TOYOTA AUTO 1.910% 9/15/23 $1 PV ON 3! 0.00 - - - - 397.92 01/21/2021 01/21/2021 01/21/2021 3134GWAR7 FULL CALL PAR VALUE OF F H L M C MTN 0.750% 7/21/25 /CALLS/ -500,000.00 1.00 500,000.00 (500,000.00) 01/21/2021 3134GWAR7 INTEREST EARNED ON F H L M C MTN 0.750% 7/21/25 $1 PV ON 501 0.00 - - - - 1,875.00 01/21/2021 01/20/2021 01/21/2021 3135G05G4 SOLD PAR VALUE OF FN MA 0.250% 7/10/23 /MORGAN STANLE -510,000.00 1.00 510,953.70 (508,903.50) 2,050.20 01/21/2021 01/21/2021 3135G05G4 RECEIVED ACCRUED INTEREST ON SALE OF FN MA 0.250% 7, 0.00 - - - - 38.96 01/21/2021 01/21/2021 01/21/2021 31846V203 PURCHASED UNITS OF FIRST AM GOVT 08 FD CL Y 01/21/2021 01/20/2021 01/21/2021 91282CBD2 PURCHASED PAR VALUE OF U S TREASURY NT 0.125% 12/31/22 /MC 510,000.00 1.00 - - - (509,940.23) 509,940.23 01/21/2021 01/22/2021 01/21/2021 01/22/2021 3130AGW K7 SOLD PAR VALUE OF F H LB DEB 1.500% 8/15/24 /J.P. MORGAN S 01/22/2021 01/22/2021 3130AGWK7 RECEIVED ACCRUED INTEREST ON SALE OF F H LB DEB 1.500% 0.00 981.25 01/22/2021 01/21/2021 01/22/2021 3137EAEW5 SOLD PAR VALUE OF F H L M C 0.250% 9/08/23 /BNY MELLON CA -380,000.00 1.00 - - - 380,718.20 (379,874.60) 843.60 01/22/2021 01/22/2021 3137EAEW5 RECEIVED ACCRUED INTEREST ON SALE OF F H L M C 0.250% £ 0.00 364.17 01/22/2021 01/22/2021 01/22/2021 31846V203 SOLD UNITS OF FIRST AM GOVT OB FD CL Y 01/22/2021 01/21/2021 01/22/2021 91282CBD2 PURCHASED PAR VALUE OF U S TREASURY NT 0.125% 12/31/22 /Cll 585,000.00 1.00 (585,022.85) 585,022.85 01/22/2021 01/22/2021 91282CBD2 PAID ACCRUED INTEREST ON PURCHASE OF U S TREASURY NT 0.1 0.00 - - - - (44.44) 01/22/2021 01/21/2021 01/22/2021 91282CBE0 PURCHASED PAR VALUE OF U S TREASURY NT 0.125% 1/15/24 /J.P. 150,000.00 1.00 (149,707.03) 149,707.03 01/22/2021 01/22/2021 91282CBE0 PAID ACCRUED INTEREST ON PURCHASE OF U S TREASURY NT 0.1 0.00 - - - - (3.63) 01/22/2021 01/21/2021 01/22/2021 91282CBE0 PURCHASED PAR VALUE OF U S TREASURY NT 0.125% 1/15/24 /BM 380,000.00 1.00 (379,272.66) 379,272.66 01/22/2021 01/22/2021 91282CBE0 PAID ACCRUED INTEREST ON PURCHASE OF U S TREASURY NT 0.1 0.00 - - - - (9.19) 01/25/2021 05588CAC6 INTEREST EARNED ON BMW VEHICLE OWNER 1.920% 1/25/24 $1 PV 0.00 528.00 01/25/2021 06050TMJ8 INTEREST EARNED ON BANK OF AMERICA MTN 3.335% 1/25/23 $1 PV 0.00 - - - - 8,574.66 01/25/2021 17325FAQ1 INTEREST EARNED ON CITIBANK NA 3.400% 7/23/21 $1 PV ON 25C 0.00 4,250.00 01/25/2021 17325FAQ1 AMORTIZED PREMIUM ON CITIBANK NA 3.400% 7/23/21 CURREN1 0.00 - - - - - (155.38) Name: RIVERSIDE COUNTY TRANS COMM CUSP Description Payden & Rygel Operating Portfolio Transaction Report Quarter ended March 31, 2021 ate Units ate Price ATTACHMENT 16 Miscellaneous Commissions SEC Fees Fees Federal Tax Cost Short Term Long Term Net Cash Amount Amount Gain/Loss Amount Gain/Loss Amount 0.00 4,674.22 1.00 0.00 0.00 1,666.67 4,674.22 (4,674.22) 1.39 - 2,631.50 171,421.20 (170,000.00 1,421.20 171.62 387.29 525.39 0.00 0.00 270,000.00 (269,781.30 218.70 0.00 3,375.00 0.00 (280,032.81) 280,032.81 (33.65) (174,774.41) 174,774.41 0.00 (12.02) (1.39) 1.39 91,849.50 (89,686.80) - 2,162.70 419.38 2,294.21 1.00 - - - (2,294.21) 2,294.21 0.00 (249) 637.50 6,000.00 1.00 - - - (6,000.00) 6,000.00 0.00 5,362.50 -354,210.44 1.00 - - - 354,210.44 (354,210.44) 4,611,517.97 (4,615,910.05) (4,392.08) 0.00 0.00 0.00 1,914.36 4,061,096.88 (4,061,573.83) (476.95) 1,257.90 (123.58) 5,576,744.92 (5,580,596.37) (3,851.45) 0.00 (18.59) 8,222,429.69 (8,225,849.67) (3,419.98) 1.00 (10,455,920.51) 10,455,920.51 1.00 (12,375,164.07) 12,375,164.07 21,187.67 1.00 35,194.49 1.00 (21,187.67) 21,187.67 (35,194.49) 35,194.49 502,890.45 1.00 (502,890.45) 502,890.45 01/21/2021 91282CBD2 PAID ACCRUED INTEREST ON PURCHASE OF U S TREASURY NT 0.1 0.00 (36.98) -150,000.00 1.04 156,670.50 (149,647.50) - 7,023.00 -575,325.68 1.00 - - - 575,325.68 (575,325.68) 01/25/2021 3136AKQM8 INTEREST EARNED ON FN MA GTD REMIC 3.056% 6/25/24 $1 PV ON 0.00 1,040.43 01/25/2021 3136AKQM8 AMORTIZED PREMIUM ON FNMA GTD REMIC 3.056% 6/25/24 CURRI 0.00 - - - - - (503.36) 01/25/2021 01/25/2021 01/25/2021 3136AKQM8 PAID DOWN PAR VALUE OF FN MA GTD REMIC 3.056% 6/25/24 -720.92 , w - 720.92 (767.07) (46.15) 04 Page 37 of 41 111 RIVERSIDE COUNTY TRANSPORTATION COMMISSION Account Number: 001050990415 Transaction Settlement Date Trade Date Date Name: RIVERSIDE COUNTY TRANS COMM CUSIP Description Units Miscellaneous Price Commissions SEC Fees Fees Net Cash Amount Federal Tax Cost Amount Short Term Gain/Loss Amount Long Term Gain/Loss Amount 01/25/2021 01/25/2021 01/25/2021 3136B1XP4 INTEREST EARNED ON F N M A GTD REMIC 3.560% 9/25/21 $1 PV ON 0.00 - - - - 237.41 - - - 3136B1XP4 AMORTIZED PREMIUM ON F N M A GTD REMIC 3.560% 9/25/21 CURRI 0.00 - - - - - (30.71) - - 01/25/2021 01/25/2021 3136B1XP4 PAID DOWN PAR VALUE OF F N M A GTD REMIC 3.560% 9/25/21 -48,664.23 - - - - 48,664.23 48,853.30) - (189.07) 01/25/2021 01/25/2021 3137ATRW4 INTEREST EARNED ON F H L M C MULTICLASS 2.373% 5/25/22 $1 PV 01 0.00 3137ATRW4 AMORTIZED PREMIUM ON F H L M C MULTICLASS 2.373% 5/25/22 CURI 0.00 - - - - 375.73 - - - - - - - - (24.38) - - 01/25/2021 3137B1U75 INTEREST EARNED ON F H L M C MLTCL MTG 2.522% 1/25/23 $1 PV OP 0.00 - - - - 299.39 - - - 01/25/2021 3137B1U75 AMORTIZED PREMIUM ON F H L M C MLTCL MTG 2.522% 1/25/23 CURF 0.00 - - - - - (12.97) - - 01/25/2021 01/25/2021 01/25/2021 3137B1U75 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 2.522% 1/25/23 -421.98 - - - - 421.98 (423.15) - (1.17) 01/25/2021 3137B36J2 INTEREST EARNED ON F H L M C MLTCL MT 3.320% 2/25/23 $1 PV ON 0.00 - - - - 1,326.51 - - - 01/25/2021 3137B36J2 AMORTIZED PREMIUM ON F H L M C MLTCL MT 3.320% 2/25/23 CURRI 0.00 - - - - - (405.36) - - 01/25/2021 3137B4WB8 INTEREST EARNED ON F H L M C MLTCL MTG 3.060% 7/25/23 $1 PV OP 0.00 - - - - 1,249.50 - - - 01/25/2021 3137B4WB8 AMORTIZED PREMIUM ON F H L M C MLTCL MTG 3.060% 7/25/23 CURF 0.00 - - - - - (470.13) - - 01/25/2021 01/25/2021 01/25/2021 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 66,362.25 1.00 - - - (66,362.25) 66,362.25 - - 01/25/2021 01/25/2021 01/25/2021 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 1,326.51 1.00 - - - (1,326.51) 1,326.51 - - 01/26/2021 TRUST FEES COLLECTED CHARGED FOR PERIOD 12/01/2020 THRU 1, 0.00 - - - - (579.72) - - - 01/26/2021 01/26/2021 01/26/2021 31846V203 SOLD UNITS OF FIRST AM GOVT OB FD CL Y -579.72 1.00 - - - 579.72 (579.72) - - 01/27/2021 06406RAM9 INTEREST EARNED ON BANK OF NY MTN 1.850% 1/27/23 $1 PV ON : 0.00 - - - - 2,775.00 - - - 01/27/2021 01/26/2021 01/27/2021 3137EAEQ8 SOLD PAR VALUE OF F H L M C 0.375% 4/20/23 /MORGAN STANL -560,000.00 1.01 - - - 562,805.60 (558,600.00) 4,205.60 - 01/27/2021 01/27/2021 3137EAEQ8 RECEIVED ACCRUED INTEREST ON SALE OF F H L M C 0.375% , 0.00 - - - - 565.83 - - - 01/27/2021 01/27/2021 01/27/2021 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 566,146.43 1.00 - - - (566,146.43) 566,146.43 - - 02/01/2021 212204JC6 INTEREST EARNED ON CONTRA COSTA CA 1.652% 8/01/22 $1 PV 01 0.00 - - - - 2,478.00 - - - 02/01/2021 02/01/2021 02/01/2021 31846V203 SOLD UNITS OF FIRST AM GOVT OB FD CL Y -528,447.42 1.00 - - - 528,447.42 (528,447.42) - - 02/01/2021 31846V203 INTEREST EARNED ON FIRST AM GOVT OB FD CL Y UNIT ON 0.0000 SH 0.00 - - - - 2.22 - - - 02/01/2021 3582326S0 INTEREST EARNED ON FRESNO CALIF UNI CA 0.719% 8/01/24 $1 PV 0 0.00 - - - - 362.50 - - - 02/01/2021 365298Y28 INTEREST EARNED ON GARDEN GROVE CA 1.875% 8/01/21 $1 PV 0 0.00 - - - - 2,812.50 - - - 02/01/2021 544290JC4 INTEREST EARNED ON LOS ALTOS CA SCH 2.143% 8/01/23 $1 PV ON 0.00 - - - - 4,178.85 - - - 02/01/2021 796720ME7 INTEREST EARNED ON SAN BERNARDINO CA 1.883% 8/01/22 $1 PV C 0.00 - - - - 4,095.53 - - - 02/01/2021 796720NP1 INTEREST EARNED ON SAN BERNARDINO CA 0.729% 8/01/23 $1 PV C 0.00 - - - - 546.75 - - - 02/01/2021 79730CJG0 INTEREST EARNED ON SAN DEIGO CA PUB 1.327% 8/01/23 $1 PV ON 0.00 - - - - 530.80 - - - 02/01/2021 79770GGP5 INTEREST EARNED ON SAN FRANCISCO CA 2.375% 8/01/22 $1 PV 01 0.00 - - - - 4,750.00 - - - 02/01/2021 79770GGP5 AMORTIZED PREMIUM ON SAN FRANCISCO CA 2.375% 8/01/22 CURI 0.00 - - - - - (221.47) - - 02/01/2021 835569GP3 INTEREST EARNED ON SONOMA CNTY CA 1.969% 8/01/22 $1 PV ON 0.00 - - - - 4,134.90 - - - 02/01/2021 911759MU9 INTEREST EARNED ON U S DEPT HSG & URB 2.570% 8/01/21 $1 PV 01 0.00 - - - - 1,285.00 - - - 02/01/2021 91282CBA8 FED BASIS OF U S TREASURY NT 0.125% 12/15/23 ADJUSTED BY -21 0.00 - - - - - (214.12) - - 02/01/2021 91282CBA8 FED BASIS OF U S TREASURY NT 0.125% 12/15/23 ADJUSTED BY -22 0.00 - - - - - (221.43) - - 02/01/2021 91282CBA8 FED BASIS OF U S TREASURY NT 0.125% 12/15/23 ADJUSTED BY -27 0.00 - - - - - (27.34) - - 02/01/2021 91282CBA8 FED BASIS OF U S TREASURY NT 0.125% 12/15/23 ADJUSTED BY 214 0.00 - - - - - 214.12 - - 02/01/2021 91282CBA8 FED BASIS OF U S TREASURY NT 0.125% 12/15/23 ADJUSTED BY 221 0.00 - - - - - 221.43 - - 02/01/2021 91282CBA8 FED BASIS OF U S TREASURY NT 0.125% 12/15/23 ADJUSTED BY 27.: 0.00 - - - - - 27.34 - - 02/01/2021 01/29/2021 02/01/2021 91282CBA8 SOLD PAR VALUE OF U S TREASURY NT 0.125% 12/15/23 /CITADEL S -5,580,000.00 1.00 - - - 5,571,935.16 (5,567,718.36) 4,216.80 - 02/01/2021 02/01/2021 91282CBA8 RECEIVED ACCRUED INTEREST ON SALE OF U S TREASURY NT 0.1, 0.00 - - - - 919.78 - - - 02/01/2021 91282CBD2 AMORTIZED PREMIUM ON U S TREASURY NT 0.125% 12/31/22 CURR 0.00 - - - - - (0.33) - - 02/01/2021 01/29/2021 02/01/2021 91282CBD2 SOLD PAR VALUE OF U S TREASURY NT 0.125% 12/31/22 BMO CAM' -2,900,700.00 1.00 - - - 2,901,459.11 (2,899,574.25) 1,884.86 - 02/01/2021 02/01/2021 91282CBD2 RECEIVED ACCRUED INTEREST ON SALE OF U S TREASURY NT 0.1: 0.00 - - 320.52 - - - 02/01/2021 01/29/2021 02/01/2021 91282CBD2 SOLD PAR VALUE OF U S TREASURY NT 0.125% 12/31/22 /BOFA SEC -2,900,700.00 - - 1.00 - 2,901,404.90 2,899,566.92) 1,837.98 - 02/01/2021 T 02/01/2021 91282CBD2 RECEIVED ACCRUED INTEREST ON SALE OF U S TREASURY NT 0.1 0.00 - 320.52 - - - 02/01/2021 01/29/2021 02/01/2021 91282CBD2 SOLD PAR VALUE OF U S TREASURY NT 0.125% 12/31/22 /NOMURA: -1,453,600.00 - - 1.00 - 1,453,980.41 (1,453,032.19) 948.22 - 02/01/2021 m 02/01/2021 91282CBD2 RECEIVED ACCRUED INTEREST ON SALE OF U S TREASURY NT 0.1 0.00 - - - 160.62 - - - 02/01/2021 01/29/2021 02/01/2021 91282CBE0 PURCHASED PAR VALUE OF U S TREASURY NT 0.125% 1/15/24 /CIT 7,255,000.00 1.00 - - - (7,243,097.27) 7,243,097.27 - - 02/01/2021 02/01/2021 91282CBE0 PAID ACCRUED INTEREST ON PURCHASE OF U S TREASURY NT 0.1 0.00 - - (425.88) - - - 02/01/2021 01/26/2021 02/01/2021 91282CBG5 PURCHASED PAR VALUE OF U S TREASURY NT 0.125% 1/31/23 /MO 560,000.00 - - 1.00 - 560,000.00) 560,000.00 - - 02/01/2021 m 02/01/2021 91282CBG5 PAID ACCRUED INTEREST ON PURCHASE OF U S TREASURY NT 0.1 0.00 - (1.93) I - - - 02/01/2021 01/29/2021 02/01/2021 91282CBG5 PURCHASED PAR VALUE OF U S TREASURY NT 0.125% 1/31/23 /BMI 2,156,800.00 - - 1.00 - 2,157,389.76) 2,157,389.76 - - 02/01/2021 02/01/2021 91282CBG5 PAID ACCRUED INTEREST ON PURCHASE OF U S TREASURY NT 0.1 0.00 - (7.45) - - - 02/01/2021 01/29/2021 02/01/2021 91282CBG5 PURCHASED PAR VALUE OF U S TREASURY NT 0.125% 1/31/23 /BOI 2,156,800.00 - - 1.00 - 2,157,347.63) 2,157,347.63 - - 02/01/2021 02/01/2021 91282CBG5 PAID ACCRUED INTEREST ON PURCHASE OF U S TREASURY NT 0.1 0.00 - - (7.45) - - - 02/01/2021 01/29/2021 02/01/2021 91282CBG5 PURCHASED PAR VALUE OF U S TREASURY NT 0.125% 1/31/23 /NOI 1,080,600.00 - - 1.00 - 1,080,895.48) 1,080,895.48 - - 02/01/2021 02/01/2021 91282CBG5 PAID ACCRUED INTEREST ON PURCHASE OF U S TREASURY NT 0.1 0.00 - - (3.73) - - - 02/01/2021 01/29/2021 02/01/2021 91282CBG5 PURCHASED PAR VALUE OF U S TREASURY NT 0.125% 1/31/23 /NAl 185,800.00 1.00 - - - (185,850.80) 185,850.80 - - 02/01/2021 02/01/2021 91282CBG5 PAID ACCRUED INTEREST ON PURCHASE OF U S TREASURY NT 0.1 0.00 - - - - (0.64) - - - 02/01/2021 916544ER6 INTEREST EARNED ON UPPER SANTA CLARA CA 0.525% 8/01/22 $1 PV 0.00 - - - - 904.75 - - - 02/02/2021 02/02/2021 02/02/2021 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 2.22 1.00 - - - (2.22) 2.22 - - 02/03/2021 02/02/2021 02/03/2021 3137EAES4 SOLD PAR VALUE OF F H L M C MTN 0.250% 6/26/23 /BNY MELLON -540,000.00 1.00 - - - 541,290.60 (538,423.20) 2,867.40 - 02/03/2021 02/03/2021 3137EAES4 RECEIVED ACCRUED INTEREST ON SALE OF F H L M C MTN 0.250° 0.00 - - - - 138.75 - - - 02/03/2021 02/03/2021 02/03/2021 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 1,318.29 1.00 - - - (1,318.29) 1,318.29 - - 02/03/2021 02/02/2021 02/03/2021 91282CBG5 PURCHASED PAR VALUE OF U S TREASURY NT 0.125% 1/31/23 /BM 540,000.00 1.00 - - - (540,105.47) 540,105.47 - - 02/03/2021 02/03/2021 91282CBG5 PAID ACCRUED INTEREST ON PURCHASE OF U S TREASURY NT 0.1 0.00 - - - - (5.59) - - - 02/08/2021 06050TMJ8 INTEREST EARNED ON BANK OF AMERICA MTN 3.335% 1/25/23 $1 PV ' 0.00 - - - - (8,574.66) - - - 02/08/2021 06050TMJ8 INTEREST EARNED ON BANK OF AMERICA MTN 3.335% 1/25/23 $1 PV 0.00 - - - - 8,671.00 - - - 02/08/2021 02/08/2021 02/08/2021 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 96.34 1.00 - - - (96.34) 96.34 - - 02/11/2021 166756AJ5 INTEREST EARNED ON CHEVRON USA INC 0.426% 8/11/23 $1 PV ON 0.00 - - - - 243.59 - - - 02/11/2021 02/11/2021 02/11/2021 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 243.59 1.00 - - - (243.59) 243.59 - - 02/16/2021 14043MAC5 INTEREST EARNED ON CAPTIAL ONE PRIME 1.600% 11/15/24 $1 PV 01 0.00 - - - - 386.67 - - - 02/16/2021 26208VAD8 INTEREST EARNED ON DRIVE AUTO 0.830% 5/15/24 $1 PV ON 62. 0.00 - - - - 62.25 - - - 02/16/2021 30231GBB7 INTEREST EARNED ON EXXON MOBIL 1.902% 8/16/22 $1 PV ON 3C 0.00 - - - - 2,853.00 - - - 02/16/2021 02/12/2021 02/16/2021 3130AKX04 PURCHASED PAR VALUE OF F H L B DEB 0.600% 2/12/2026 /CITIGR 560,000.00 1.00 - - - (559,608.00) 559,608.00 - - 02/16/2021 02/16/2021 3130AKXQ4 PAID ACCRUED INTEREST ON PURCHASE OF F H L B DEB 0.600% 0.00 .. _ - - - - (37.33) - - - Payden & Rygel Operating Portfolio Transaction Report Quarter ended March 31, 2021 Page 38 of 41 111 RIVERSIDE COUNTY TRANSPORTATION COMMISSION Account Number: 001050990415 Transaction Settlement Date Trade Date Date 02/16/2021 02/12/2021 02/16/2021 Name: RIVERSIDE COUNTY TRANS COMM CUSIP Description 3135G04Q3 SOLD PAR VALUE OF F N M A 0.250% 5/22/23 /MORGAN STANLE Units Price -590,000.00 Miscellaneous Commissions SEC Fees Fees Net Cash Amount 591,516.30 344.17 Federal Tax Cost Amount (588,224.10) Short Term Gain/Loss Amount 3,292.20 Long Term Gain/Loss Amount 1.00 - - - - 02/16/2021 02/16/2021 3135G04Q3 RECEIVED ACCRUED INTEREST ON SALE OF F N M A 0.250% 5, 0.00 - - - - - - - 02/16/2021 02/16/2021 02/16/2021 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 74,663.95 1.00 - - - (74,663.95) 74,663.95 - - 02/16/2021 41284WAC4 INTEREST EARNED ON HARLEY DAVIDSON 2.340% 2/15/24 $1 PV OF 0.00 - - - - 1,081.87 - - - 02/16/2021 02/15/2021 02/16/2021 41284WAC4 PAID DOWN PAR VALUE OF HARLEY DAVIDSON 2.340% 2/15/24 -39,692.72 4.63 - - - 39,692.72 (39,689.65) - 3.07 02/16/2021 43815NAC8 INTEREST EARNED ON HONDA AUTO 1.780% 8/15/23 $1 PV ON 3, 0.00 - - - - 370.83 - - - 02/16/2021 47789JAD8 INTEREST EARNED ON JOHN DEERE OWNER 2.910% 7/17/23 $1 PV ( 0.00 - - - - 517.12 - - - 02/16/2021 02/15/2021 02/16/2021 47789JAD8 PAID DOWN PAR VALUE OF JOHN DEERE OWNER 2.910% 7/17/23 -25,003.91 7.36 - - - 25,003.91 (25,000.84) - 3.07 02/16/2021 47789KAC7 INTEREST EARNED ON JOHN DEERE OWNER 1.100% 8/15/24 $1 PV 1 0.00 - - - - 394.17 - - - 02/16/2021 58769TAD7 INTEREST EARNED ON MERCEDES BENZ 1.940% 3/15/24 $1 PV ON 0.00 - - - - 436.50 - - - 02/16/2021 58770FAC6 INTEREST EARNED ON MERCEDES BENZ AUTO 1.840% 12/15/22 $1 Pt 0.00 - - - - 214.67 - - - 02/16/2021 76913CAX7 INTEREST EARNED ON RIVERSIDE CNTY CA 2.363% 2/15/23 $1 PV OE 0.00 - - - - 2,008.55 - - - 02/16/2021 02/11/2021 02/16/2021 79730CJG0 SOLD PAR VALUE OF SAN DEIGO CA PUB 1.327% 8/01/23 /WELLS FA -80,000.00 - - - 81,952.80 (80,000.00) 1,952.80 - 02/16/2021 02/16/2021 79730CJG0 RECEIVED ACCRUED INTEREST ON SALE OF SAN DEIGO CA PUB 1 0.00 - - - 44.23 - - - 02/16/2021 02/16/2021 80285WAD9 INTEREST EARNED ON SANTANDER DRIVE 0.00001% 7/15/24 $1 PV C 89238UAD2 INTEREST EARNED ON TOYOTA AUTO 1.910% 9/15/23 $1 PV ON 3! 0.00 - 0.00 - - - - 143.00 397.92 - - - - - - 02/16/2021 91282CBD2 AMORTIZED PREMIUM ON U S TREASURY NT 0.125% 12/31/22 CURR 0.00 - - - (0.49) - - 02/16/2021 02/12/2021 02/16/2021 91282CBD2 SOLD PAR VALUE OF U S TREASURY NT 0.125% 12/31/22 /CITIGROUI -560,000.00 1.00 - 560,153.13 (559,781.25) 371.88 - 02/16/2021 02/16/2021 02/16/2021 91282CBD2 RECEIVED ACCRUED INTEREST ON SALE OF U S TREASURY NT 0.1. 91282CBG5 PURCHASED PAR VALUE OF U S TREASURY NT 0.125% 1/31/23 /MO 0.00 - - 1.00 - - 90.88 I - - - - 02/16/2021 02/12/2021 590,000.00 (590,184.38) 590,184.38 - 02/16/2021 02/16/2021 02/16/2021 91282CBG5 PAID ACCRUED INTEREST ON PURCHASE OF U S TREASURY NT 0.1 91282CBG5 PURCHASED PAR VALUE OF U S TREASURY NT 0.125% 1/31/23 /BOI 0.00 - - (32.60) - - - 02/16/2021 02/11/2021 315,000.00 1.00 - - (315,098.44) 315,098.44 - - 02/16/2021 02/16/2021 02/16/2021 91282CBG5 PAID ACCRUED INTEREST ON PURCHASE OF U S TREASURY NT 0.1 0.00 - - 1.01 (17.40) 231,612.30 - - - 02/16/2021 02/11/2021 91412HFK4 SOLD PAR VALUE OF UNIVERSITY CALIF CA 0.628%5/15/23/PERSHIN: -230,000.00 230,000.00) 1,612.30 - 02/16/2021 02/16/2021 91412HFK4 RECEIVED ACCRUED INTEREST ON SALE OF UNIVERSITY CALIF CA 0. 0.00 - 365.11 - - - 02/17/2021 02/17/2021 02/17/2021 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 253,909.72 1.00 253,909.72) 253,909.72 - - 02/17/2021 r - 56052AE77 AMORTIZED PREMIUM ON MAINE ST 1.250% 6/01/22 CURRENT` 0.00 - - - (159.97) (251,621.84) - - 02/17/2021 02/12/2021 02/17/2021 56052AE77 SOLD PAR VALUE OF MAINE ST 1.250% 6/01/22 /OPPENHEIMER -250,000.00 1.01 - 253,250.00 1,628.16 - 02/17/2021 + 02/17/2021 56052AE77 RECEIVED ACCRUED INTEREST ON SALE OF MAINE ST 1.250% 0.00 - - 1.02 - - - 659.72 - - - 02/17/2021 02/11/2021 02/16/2021 79730CJG0 SOLD PAR VALUE OF SAN DEIGO CA PUB 1.327% 8/01/23 /WELLS FA -80,000.00 81,952.80 (80,000.00) 1,952.80 - 02/17/2021 02/16/2021 79730CJG0 RECEIVED ACCRUED INTEREST ON SALE OF SAN DEIGO CA PUB 1 0.00 - r - - - 44.23 - - - 02/17/2021 02/16/2021 79730CJG0 RECEIVED ACCRUED INTEREST ON SALE OF SAN DEIGO CA PUB 1 0.00 - - - - (44.23) - - - 02/17/2021 02/11/2021 02/16/2021 79730CJG0 SOLD -REV PAR VALUE OF SAN DEIGO CA PUB 1.327% 8/01/23 /WE 80,000.00 1.02 - - - (81,952.80) 80,000.00 (1,952.80) - 02/22/2021 TRUST FEES COLLECTED CHARGED FOR PERIOD 01/01/2021 THRU 0' 0.00 - - - - (579.87) - - - 02/22/2021 02/22/2021 02/22/2021 31846V203 SOLD UNITS OF FIRST AM GOVT OB FD CL Y -579.87 1.00 - - - 579.87 (579.87) - - 02/23/2021 06406RAK3 INTEREST EARNED ON BANK OF NY MTN 1.950% 8/23/22 $1 PV ON 0.00 - - - - 975.00 - - - 02/23/2021 02/23/2021 02/23/2021 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 975.00 1.00 - - - (975.00) 975.00 - - 02/24/2021 3137EAEV7 INTEREST EARNED ON F H L M C MTN 0.250% 8/24/23 $1 PV ON 521 0.00 - - - - 660.83 - - - 02/24/2021 02/24/2021 02/24/2021 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 660.83 1.00 - - - (660.83) 660.83 - - 02/25/2021 05588CAC6 INTEREST EARNED ON BMW VEHICLE OWNER 1.920% 1/25/24 $1 PV 0.00 - - - - 528.00 - - - 02/25/2021 3136AKQM8 INTEREST EARNED ON F N M A GTD REMIC 3.056% 6/25/24 $1 PV ON 0.00 - - - - 1,038.59 - - - 02/25/2021 3136AKQM8 AMORTIZED PREMIUM ON F N M A GTD REMIC 3.056% 6/25/24 CURRI 0.00 - - - - - (649.03) - - 02/25/2021 02/25/2021 02/25/2021 3136AKQM8 PAID DOWN PAR VALUE OF F N M A GTD REMIC 3.056% 6/25/24 -723.76 - - - - 723.76 (768.94) (45.18) - 02/25/2021 3136B1XP4 INTEREST EARNED ON F N M A GTD REMIC 3.560% 9/25/21 $1 PV ON 0.00 - - - - 93.04 - - - 02/25/2021 3136B1XP4 AMORTIZED PREMIUM ON F N M A GTD REMIC 3.560% 9/25/21 CURRI 0.00 - - - - - (15.54) - - 02/25/2021 02/25/2021 02/25/2021 3136B1XP4 PAID DOWN PAR VALUE OF F N M A GTD REMIC 3.560% 9/25/21 -1,131.11 - - - - 1,131.11 (1,134.94) - (3.83) 02/25/2021 3137ATRW4 INTEREST EARNED ON F H L M C MULTICLASS 2.373% 5/25/22 $1 PV 01 0.00 - - - - 375.73 - - - 02/25/2021 3137ATRW4 AMORTIZED PREMIUM ON F H L M C MULTICLASS 2.373% 5/25/22 CURI 0.00 - - - - - (31.50) - - 02/25/2021 3137B1U75 INTEREST EARNED ON F H L M C MLTCL MTG 2.522% 1/25/23 $1 PV OP 0.00 - - - - 298.50 - - - 02/25/2021 3137B1U75 AMORTIZED PREMIUM ON F H L M C MLTCL MTG 2.522% 1/25/23 CURF 0.00 - - - - - (16.70) - - 02/25/2021 02/25/2021 02/25/2021 3137B1U75 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 2.522% 1/25/23 -423.54 - - - - 423.54 (424.66) - (1.12) 02/25/2021 3137B36J2 INTEREST EARNED ON F H L M C MLTCL MT 3.320% 2/25/23 $1 PV ON 0.00 - - - - 1,326.51 - - - 02/25/2021 3137B36J2 AMORTIZED PREMIUM ON F H L M C MLTCL MT 3.320% 2/25/23 CURRI 0.00 - - - - - (523.59) - - 02/25/2021 3137B4WB8 INTEREST EARNED ON F H L M C MLTCL MTG 3.060% 7/25/23 $1 PV OE 0.00 - - - - 1,249.50 - - - 02/25/2021 3137B4WB8 AMORTIZED PREMIUM ON F H L M C MLTCL MTG 3.060% 7/25/23 CURE 0.00 - - - - - (607.25) - - 02/25/2021 02/25/2021 02/25/2021 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 1,224.15 1.00 - - - (1,224.15) 1,224.15 - - 02/25/2021 02/25/2021 02/25/2021 31846V203 SOLD UNITS OF FIRST AM GOVT OB FD CL Y ■ -414,104.94 1.00 - - - 414,104.94 (414,104.94) - - 02/25/2021 02/24/2021 02/25/2021 91282CBG5 PURCHASED PAR VALUE OF U S TREASURY NT 0.125 % 1/31/23 /CIT 420,000.00 1.00 - - - (420,032.81) 420,032.81 - - 02/25/2021 02/25/2021 91282CBG5 PAID ACCRUED INTEREST ON PURCHASE OF U S TREASURY NT 0.1 0.00 - - - - (36.26) - - - 03/01/2021 13063BFS6 AMORTIZED PREMIUM ON CALIFORNIA ST BUILD 6.650% 3/01/22 CURI 0.00 - - - - - (9,874.53) - - 03/01/2021 03/01/2021 03/01/2021 13063BFS6 PARTIAL CALL PAR VALUE OF CALIFORNIA ST BUILD 6.650% 3/01/22 /( -215,000.00 1.00 - - - 215,000.00 (215,000.00) - - 03/01/2021 13063BFS6 INTEREST EARNED ON CALIFORNIA ST BUILD 6.650% 3/01/22 $1 PV 01 0.00 - - - - 14,131.25 - - - 03/01/2021 13063BFS6 AMORTIZED PREMIUM ON CALIFORNIA ST BUILD 6.650% 3/01/22 CURI 0.00 - - - - - (9,644.88) - - 03/01/2021 30231GAV4 INTEREST EARNED ON EXXON MOBIL 2.222% 3/01/21 $1 PV ON 5( 0.00 - - - - 5,555.00 - - - 03/01/2021 30231GAV4 ACCREDITED DISCOUNT ON EXXON MOBIL 2.222% 3/01/21 MARK 0.00 - - - - - 4,315.00 - - 03/01/2021 03/01/2021 03/01/2021 30231GAV4 MATURED PAR VALUE OF EXXON MOBIL 2.222% 3/01/21 500,000 F -500,000.00 1.00 - - - 500,000.00 (500,000.00) - - 03/01/2021 03/01/2021 03/01/2021 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 466,507.04 - - 1.00 - (466,507.04) 466,507.04 - 03/01/2021 31846V203 INTEREST EARNED ON FIRST AM GOVT OB FD CL Y UNIT ON 0.0000 SH 0.00 - - 1.60 - - - 03/01/2021 03/01/2021 378460YB9 INTEREST EARNED ON GLENDALE CA 1.041% 9/01/22 $1 PV ON 3; 62451 FKF6 INTEREST EARNED ON MOUNTAIN VIEW CA 1.043% 9/01/22 $1 PV 01 0.00 - 0.00 - - - - 1,717.65 2,042.54 - - - - - - 03/01/2021 79730WAY6 INTEREST EARNED ON SAN DIEGO CA 3.250% 9/01/22 $1 PV ON 21 79730WAY6 AMORTIZED PREMIUM ON SAN DIEGO CA 3.250% 9/01/22 CURRE6 0.00 - - - - - 4,062.50 - - - 03/01/2021 0.00 - (1,311.31) - - 03/01/2021 801096AP3 INTEREST EARNED ON SANTA ANA CA CMNTY 3.346% 9/01/21 $1 PV ( 0.00 - - 1.00 - - 4,015.20 (279,989.06) - - - 03/01/2021 02/26/2021 03/01/2021 91282CBG5 PURCHASED PAR VALUE OF U S TREASURY NT 0.125% 1/31/23 /DEL 280,000.00 279,989.06 - - 03/01/2021 03/01/2021 03/02/2021 91282CBG5 PAID ACCRUED INTEREST ON PURCHASE OF U S TREASURY NT 0.1 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 0.00 - (28.04) I - - - 03/02/2021 03/02/2021 1.60 1.00 - (1.60) 1.60 - - 03/03/2021 166764AU4 INTEREST EARNED ON CHEVRON CORP 0.762% 3/03/22 $1 PV ON 0.00 .,1. - - 952.50 - - - Payden & Rygel Operating Portfolio Transaction Report Quarter ended March 31, 2021 Page 39 of 41 111 RIVERSIDE COUNTY TRANSPORTATION COMMISSION ' ccount Number: 001050990415 Settlement Trade Date Date Name: RIVERSIDE COUNTY TRANS COMM CUSIP Description Units Miscellaneous Price Commissions SEC Fees Fees Net Cash Amount Federal Tax Cost Amount Short Term Gain/Loss Amount Long Tenn Gain/Loss Amount 03/03/2021 166764AU4 AMORTIZED PREMIUM ON CHEVRON CORP 0.762% 3/03/22 CURRI 0.00 - - - - - (216.92) - - 03/03/2021 03/03/2021 03/03/2021 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 952.50 1.00 - - - (952.50) 952.50 - - 03/04/2021 03/04/2021 03/04/2021 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 604,953.33 1.00 - - - (604,953.33) 604,953.33 - - 03/04/2021 02/25/2021 03/04/2021 5445872S6 PURCHASED PAR VALUE OF LOS ANGELES CA MUN 0.683% 11/01/247 230,000.00 1.00 - - - (230,000.00) 230,000.00 - - 03/04/2021 91282CBD2 AMORTIZED PREMIUM ON U S TREASURY NT 0.125% 12/31/22 CURR 0.00 - - - - - (0.52) - - 03/04/2021 03/03/2021 03/04/2021 91282CBD2 SOLD PAR VALUE OF U S TREASURY NT 0.125% 12/31/22 /J.P. MORG -835,000.00 1.00 - - - 834,771.68 (834,673.83) 97.85 - 03/04/2021 03/04/2021 91282CBD2 RECEIVED ACCRUED INTEREST ON SALE OF U S TREASURY NT 0.1, 0.00 - - - - 181.65 - - - 03/05/2021 03/02/2021 03/05/2021 3137B4GY6 PURCHASED PAR VALUE OF F H L M C MLTCL MT 3.30996% 5/25/23 /MI 510,000.00 1.06 - - - (542,114.06) 542,114.06 - - 03/05/2021 03/05/2021 3137B4GY6 PAID ACCRUED INTEREST ON PURCHASE OF F H L M C MLTCL MT 3.3( 0.00 - - - - (187.57) - - - 03/05/2021 03/05/2021 03/05/2021 31846V203 SOLD UNITS OF FIRST AM GOVT OB FD CL Y -542,301.63 1.00 - - - 542,301.63 (542,301.63) - - 03/09/2021 03/09/2021 03/09/2021 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 5,725.50 1.00 - - - (5,725.50) 5,725.50 - - 03/09/2021 94988J6A0 INTEREST EARNED ON WELLS FARGO MTN 2.082% 9/09/22 $1 PV 01 0.00 - - - - 5,725.50 - - - 03/11/2021 037833DL1 INTEREST EARNED ON APPLE INC 1.700% 9/11/22 $1 PV ON 525( 0.00 - - - - 4,462.50 - - - 03/11/2021 03/11/2021 03/11/2021 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 593,505.13 1.00 - - - (593,505.13) 593,505.13 - - 03/11/2021 03/09/2021 03/11/2021 46647PBB1 SOLD PAR VALUE OF JPMORGAN CHASE CO 3.207% 4/01/23 /J.P. MOI -565,000.00 1.03 - - - 580,989.50 (565,000.00) - 15,989.50 03/11/2021 03/11/2021 46647PBB1 RECEIVED ACCRUED INTEREST ON SALE OF JPMORGAN CHASE CO 0.00 - - - - 8,053.13 - - - 03/12/2021 02/26/2021 03/12/2021 3130ALJZ8 PURCHASED PAR VALUE OF F H L B DEB 0.500% 3/12/24 /NOMUR 560,000.00 1.00 - - - (560,000.00) 560,000.00 - - 03/12/2021 03/12/2021 03/12/2021 31846V203 SOLD UNITS OF FIRST AM GOVT OB FD CL Y -560,000.00 1.00 - - - 560,000.00 (560,000.00) - - 03/15/2021 06406FAA1 AMORTIZED PREMIUM ON BANK OF NY MTN 2.500% 4/15/21 CURRE 0.00 - - - - - (360.89) - - 03/15/2021 03/15/2021 03/15/2021 06406FAA1 FULL CALL PAR VALUE OF BANK OF NY MTN 2.500% 4/15/21 /CALL -450,000.00 1.00 - - - 450,000.00 (450,000.00) - - 03/15/2021 06406FAA1 INTEREST EARNED ON BANK OF NY MTN 2.500% 4/15/21 $1 PV ON . 0.00 - - - - 4,687.47 - - - 03/15/2021 084670600 INTEREST EARNED ON BERKSHIRE HATHAWAY 2.200% 3/15/21 $1 PV 0.00 - - - - 5,181.00 - - - 03/15/2021 084670600 ACCREDITED DISCOUNT ON BERKSHIRE HATHAWAY 2.200% 3/15/21 0.00 - - - - - 4,563.99 - - 03/15/2021 03/15/2021 03/15/2021 084670600 MATURED PAR VALUE OF BERKSHIRE HATHAWAY 2.200% 3/15/21 47' -471,000.00 1.00 - - - 471,000.00 (471,000.00) - - 03/15/2021 14043MAC5 INTEREST EARNED ON CAPTIAL ONE PRIME 1.600% 11/15/24 $1 PV 01 0.00 - - - - 386.67 - - - 03/15/2021 26208VAD8 INTEREST EARNED ON DRIVE AUTO 0.830% 5/15/24 $1 PV ON 62. 0.00 - - - - 62.25 - - - 03/15/2021 03/15/2021 03/15/2021 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 143.00 1.00 - - - (143.00) 143.00 - - 03/15/2021 03/15/2021 03/15/2021 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 990,566.71 1.00 - - - (990,566.71) 990,566.71 - - 03/15/2021 41284WAC4 INTEREST EARNED ON HARLEY DAVIDSON 2.340% 2/15/24 $1 PV OP 0.00 - - - - 1,004.47 - - - 03/15/2021 03/15/2021 03/15/2021 41284WAC4 PAID DOWN PAR VALUE OF HARLEY DAVIDSON 2.340% 2/15/24 -37,399.33 - - - - 37,399.33 (37,396.43) - 2.90 03/15/2021 43815NAC8 INTEREST EARNED ON HONDA AUTO 1.780% 8/15/23 $1 PV ON 31 0.00 - - - - 370.83 - - - 03/15/2021 47789JAD8 INTEREST EARNED ON JOHN DEERE OWNER 2.910% 7/17/23 $1 PV ( 0.00 - - - - 456.49 - - - 03/15/2021 03/15/2021 03/15/2021 47789JAD8 PAID DOWN PAR VALUE OF JOHN DEERE OWNER 2.910% 7/17/23 -13,399.94 - - - - 13,399.94 (13,398.29) - 1.65 03/15/2021 47789KAC7 INTEREST EARNED ON JOHN DEERE OWNER 1.100% 8/15/24 $1 PV ( 0.00 - - - - 394.17 - - - 03/15/2021 58769TAD7 INTEREST EARNED ON MERCEDES BENZ 1.940% 3/15/24 $1 PV ON 0.00 - - - - 436.50 - - - 03/15/2021 58770FAC6 INTEREST EARNED ON MERCEDES BENZ AUTO 1.840% 12/15/22 $1 PN, 0.00 - - - - 214.67 - - - 03/15/2021 693304AP2 INTEREST EARNED ON PECO ENERGY CO 2.375% 9/15/22 $1 PV ON 0.00 - - - - 1,425.00 - - - 03/15/2021 . 693304AP2 AMORTIZED PREMIUM ON PECO ENERGY CO 2.375% 9/15/22 CURF 0.00 - - - - - (94.00) - - 03/15/2021 717081EM1 INTEREST EARNED ON PFIZER INC 3.000% 9/15/21 $1 PV ON 250( 0.00 - - - - 3,750.00 - - - 03/15/2021 80285WAD9 INTEREST EARNED ON SANTANDER DRIVE 0.00001% 7/15/24 $1 PV C 0.00 - - - - 143.00 - - - 03/15/2021 89238UAD2 INTEREST EARNED ON TOYOTA AUTO 1.910% 9/15/23 $1 PV ON 3! 0.00 - - - - 397.92 - - - 03/16/2021 03/16/2021 03/16/2021 31846V203 SOLD UNITS OF FIRST AM GOVT OB FD CL Y -565,000.00 1.00 - - - 565,000.00 (565,000.00) - - 03/16/2021 03/09/2021 03/16/2021 46647PBZ8 PURCHASED PAR VALUE OF JPMORGAN CHASE CO 0.697% 3/16/24 / 565,000.00 1.00 - - - (565,000.00) 565,000.00 - - 03/24/2021 03/23/2021 03/24/2021 3137EAEY1 SOLD PAR VALUE OF F H L M C MTN 0.125% 10/16/23 /MORGAN S17 -420,000.00 1.00 - - - 418,710.60 (418,433.40) 277.20 - 03/24/2021 03/24/2021 3137EAEY1 RECEIVED ACCRUED INTEREST ON SALE OF F H L M C MTN 0.1251 0.00 - - - - 230.42 - - - 03/24/2021 03/24/2021 03/24/2021 31846V203 SOLD UNITS OF FIRST AM GOVT OB FD CL Y -395.60 1.00 - - - 395.60 (395.60) - - 03/24/2021 03/23/2021 03/24/2021 91282CBR1 PURCHASED PAR VALUE OF U S TREASURY NT 0.250% 3/15/24 /MO 420,000.00 1.00 - - - (419,310.94) 419,310.94 - - 03/24/2021 03/24/2021 91282CBR1 PAID ACCRUED INTEREST ON PURCHASE OF U S TREASURY NT 0. 0.00 - - - - (25.68) - - - 03/25/2021 TRUST FEES COLLECTED CHARGED FOR PERIOD 02/01/2021 THRU 01 0.00 - - - - (579.17) - - - 03/25/2021 • 05588CAC6 INTEREST EARNED ON BMW VEHICLE OWNER 1.920% 1/25/24 $1 PV 0.00 - - - - 528.00 - - - 03/25/2021 03/25/2021 03/25/2021 05588CAC6 PAID DOWN PAR VALUE OF BMW VEHICLE OWNER 1.920% 1/25/24 P -8,444.35 603.43 - - - 8,444.35 (8,443.22) - 1.13 03/25/2021 3136AKQM8 INTEREST EARNED ON F N M A GTD REMIC 3.056% 6/25/24 $1 PV ON 0.00 - - - - 1,036.75 - - - 03/25/2021 3136AKQM8 AMORTIZED PREMIUM ON F N M A GTD REMIC 3.056% 6/25/24 CURRI 0.00 - - - - - (585.18) - - 03/25/2021 03/25/2021 03/25/2021 3136AKQM8 PAID DOWN PAR VALUE OF F N M A GTD REMIC 3.056% 6/25/24 -874.86 - - - - 874.86 (928.22) (53.36) - 03/25/2021 3136B1XP4 INTEREST EARNED ON F N M A GTD REMIC 3.560% 9/25/21 $1 PV ON 0.00 - - - - 89.68 - - - 03/25/2021 3136B1XP4 AMORTIZED PREMIUM ON F N M A GTD REMIC 3.560% 9/25/21 CURRI 0.00 - - - - - (13.54) - - 03/25/2021 03/25/2021 03/25/2021 3136B1XP4 PAID DOWN PAR VALUE OF F N M A GTD REMIC 3.560% 9/25/21 -1,062.59 - - - - 1,062.59 (1,065.72) - (3.13) 03/25/2021 3137ATRW4 INTEREST EARNED ON F H L M C MULTICLASS 2.373% 5/25/22 $1 PV 01 0.00 - - - - 375.73 - - - 03/25/2021 3137ATRW4 AMORTIZED PREMIUM ON F H L M C MULTICLASS 2.373% 5/25/22 CURI 0.00 - - - - - (28.45) - - 03/25/2021 3137B1U75 INTEREST EARNED ON F H L M C MLTCL MTG 2.522% 1/25/23 $1 PV OP 0.00 - - - - 297.61 - - - 03/25/2021 3137B1U75 AMORTIZED PREMIUM ON F H L M C MLTCL MTG 2.522% 1/25/23 CURF 0.00 - - - - - (15.04) - - 03/25/2021 03/25/2021 03/25/2021 3137B1U75 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 2.522% 1/25/23 -11,050.19 - - - - 11,050.19 (11,078.32) - (28.13) 03/25/2021 3137B36J2 INTEREST EARNED ON F H L M C MLTCL MT 3.320% 2/25/23 $1 PV ON 0.00 - - - - 1,326.77 - - - 03/25/2021 3137B36J2 AMORTIZED PREMIUM ON F H L M C MLTCL MT 3.320% 2/25/23 CURRI 0.00 - - - - - (472.92) - - 03/25/2021 3137B4WB8 INTEREST EARNED ON F H L M C MLTCL MTG 3.060% 7/25/23 $1 PV OP 0.00 - - - - 1,249.50 - - - 03/25/2021 3137B4WB8 AMORTIZED PREMIUM ON F H L M C MLTCL MTG 3.060% 7/25/23 CURF 0.00 - - - - - (548.48) - - 03/25/2021 03/25/2021 03/25/2021 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 15,457.74 1.00 - - - (15,457.74) 15,457.74 - - 03/25/2021 03/25/2021 03/25/2021 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 10,299.12 1.00 - - - (10,299.12) 10,299.12 - - 03/29/2021 03/29/2021 03/29/2021 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 240.00 1.00 - - - (240.00) 240.00 - - 03/29/2021 654106AH6 INTEREST EARNED ON NIKE INC SR NT 2.400% 3/27/25 $1 PV ON 21 0.00 - - - - 240.00 - - - 03/31/2021 03/30/2021 03/31/2021 3137EAEV7 SOLD PAR VALUE OF F H L M C MTN 0.250% 8/24/23 /WELLS FARO -520,000.00 1.00 - - - 520,335.40 (519,469.60) 865.80 - 03/31/2021 03/31/2021 3137EAEV7 RECEIVED ACCRUED INTEREST ON SALE OF F H L M C MTN 0.250° 0.00 - - - - 133.61 - - - 03/31/2021 03/31/2021 03/31/2021 31846V203 SOLD UNITS OF FIRST AM GOVT OB FD CL Y -559,046.62 1.00 - - - 559,046.62 (559,046.62) - - 03/31/2021 03/30/2021 03/31/2021 91282CBU4 PURCHASED PAR VALUE OF U S TREASURY NT 0.125% 3/31/23 /WE 520,000.00 1.00 - - - (519,756.25) 519,756.25 - - 03/31/2021 03/30/2021 03/31/2021 91282CBU4 PURCHASED PAR VALUE OF U S TREASURY NT 0.125% 3/31/23 /BOI 560,000.00 - - 1.00 - 559,759.38 559,759.38 - i-� Payden & Rygel Operating Portfolio Transaction Report Quarter ended March 31, 2021 Page 40 of 41 111 RIVERSIDE COUNTY TRANSPORTATION COMMISSION (Account Number: 001050990415 Transaction Settlement Name: RIVERSIDE COUNTY TRANS COMM r'•tion Payden & Rygel Operating Portfolio Transaction Report Quarter ended March 31, 2021 Miscellaneous Federal Tax Cost Short Term Long Term Price Commissions SEC Fees Fees Net Cash Amount Amount Gain/Loss Amount Gain/Loss Amount 191,693.89 18,088.90 25,184.09 68 Page41 of41 W'r ATTACHMENT 17 Riverside County Transportation Commission SHORT DURATION FIXED INCOME APRIL 21, 2021 Table of Contents 01 MetLife Investment Management Overview 02 Market Review 03 Portfolio Review 04 Appendix MetLife Investment Management 70 1. MetLife Investment Management Overview A MetLife Investment Management 3 71 Overview MetLife Investment Management (MIM)1 manages Public Fixed Income, Private Capital and Real Estate assets for institutional investors worldwide by applying our deep asset class expertise to build tailored portfolio solutions. We also leverage the broader resources and 150 -year history of MetLife to skillfully navigate markets. MIM Highlights Total Assets Under Management of $659.6 billion2 as of December 31, 2020 Separate accounts, proprietary commingled funds and client -specific portfolio solutions Experienced and tenured investment teams Deep fundamental research Leverages the broader resources of the MetLife enterprise Global Presence1'3 Philadelphia Whippany Santiago 0 9 London Tokyo Hong Kong S.A.R. 1.As of December 31, 2020, subsidiaries of MetLife, Inc. that provide investment management services to MetLife's general account, separate accounts and/or unaffiliated/third party investors include Metropolitan Life Insurance Company, MetLife Investment Management, LLC, MetLife Investment Management Limited, MetLife Investments Limited, MetLife Investments Asia Limited, MetLife Latin America Asesorias e Inversiones Limitada, MetLife Asset Management Corp. (Japan), and MIM I LLC. 2.As of December 31, 2020. At estimated fair value. See Appendix— End Notes for additional information. 3.IIIustration shown depicts locations of select MIM regional offices, chosen in MIM's discretion; not a complete representation of MIM's regional offices. MetLife Investment Management 4 72 Scott Pavlak, CFA Short Duration Fixed Income Team Portfolio Management Responsibility Industry Experience (yrs) Juan Peruyero Head of Short Duration Fixed Income Portfolio Manager 33 20 Portfolio Management Support v^ Credit 34 David Wheeler, CFA Steve Kelly, CFA Credit Kimberley Slough Municipals John Palphreyman, CFA Structured Products Phil Tran Treasuries, Agencies, Money Markets 32 27 21 17 Dana Cottrell Thomas McClintic Jason Valentino Head of Investment Grade Trading Head of High Yield Trading Head of Structured Products Trading 5 3 14 18 8 15 MetLife Investment Management Brian Funk, CFA Head of Credit Research 24 lan Bowman Sector Leader— Consumer & Healthcare 7 17 Park Benjamin, CFA Sector Leader— Energy, Basics, Materials 7 12 Scott O'Donnell Sector Leader— Financials 10 15 Richard Davis, CFA Sector Leader— Industrials 7 18 Zach Bauer, CFA Sector Leader— Telecom, Media, 7 15 Technology Susan Young Sector Leader— Utilities & Midstream 8 13 Brent Garrels Sector Leader— Special Situations 2 17 Joseph Gankiewicz, CFA Sector Leader— Municipals Credit Strategy Head of Structured Products Research Francisco Paez, CFA Loritta Cheng Sector Leader— ABS Meena Pursnani Sector Leader— CMBS Vivian Kim, CFA Sector Leader - RMBS Angela Best Sector Leader— CLO 5 25 2 16 Average Industry Experience (yrs) 25 2 17 2 23 1 15 2 14 5 73 2. Market Review & Outlook A MetLife Investment Management 6 74 Current Themes Fiscal Stimulus / Growth Additional stimulus continues to support growth as recovery proceeds, but long- term structural issues remain Consumer Vaccination progress remains key to consumer expectations, spending patterns and behavioral shifts 7 Large companies' fundamentals continue to improve as they benefit from strong economic growth even as some face higher input costs, raw materials shortages and margin pressures Monetary Policy The Fed will likely remain accommodative (via QE) and not tighten policy pre- emptively in an effort to push inflation above its long-term target and the economy approaches full employment Themes help drive sector and sub - sector allocations Employment Labor slack persists and the participation rate remains stubbornly low as permanent job losses remain elevated although unemployment claims trending lower The views present are MetLife Investment Management's only, are subject to change, and may not reflect the manager's current views. kr MetLife Investment Management Virw- Base effects could drive inflation higher in the short run. Wage gains, supply chain issues and commodity prices bear watching. Longer term, we believe a low growth economy and changing demographics will keep inflation in check International Central banks globally remain accommodative. Geopolitical risks rise even as the US adopts a less isolationist approach to international relations 7 75 Yields As of March 31, 2021 2.00% 1.75% 1.50% 1.25% 1.00% 0.75% 0.50% 0.25% 0.00% 1.45 Source: Bloomberg 0.30 0.230.240.19 ■ 0 0.09 .14 0.100.07 ■ 0_0.02 0.25 0.150.130.120.16 0.38 I 0.290.28 0.36 I 0.94 0.670.660.69 0.92 3 -Month U.S. Treasury U.S. Treasury U.S. Treasury U.S. Treasury USD LIBOR 3 -Month 2 -Year 5 -Year 10 -Year ■ 3/31/2020 MetLife Investment Management 6/30/2020 ■ 9/30/2020 ■ 12/31/2020 3/31/2021 1.74 76 Yield Curves As of March 31, 2021 5 -Year Less 2 -Year Basis Points 175 150 125 100 75 50 25 0 -25 00 �00�0 00'1 j78 Oo 00 00 � 0, OO ff` Oh OHO 6 Oo OO ,O ,� ,0, <O � ,h pO <l O 0 O Pb �O �O �O �O 9O 9O (V 9O 'O 9O 'O 9O 9O 'O 9O 'O 9O '1! 5 -Year Less 2 -Year Fed Tightening Recession — — - 5 -Year Less 2 -Year Avg. 10 -Year Less 3 -Month Basis Points 400 300 200 100 0 -100 011 1 -11611 11, 0t 00' Oo OR Oh �O 0 A Oo 0 0 O'• 61/ 0 OO Off` Oh OO 6 O� 00 ,�O ,;\ ,�`L ,\`D �� ,�h �O ,�'1 ,,O �0 O N0 '\0 '\0 \0 '\0 ,�0 \0 '\0 ,\0 (LO ("P (LO (LO IS' r19 (LO (O (LO (LO (O (LO (LO (O (LO (LO IS' (LO (LO IS' (LOO' 10 -Year Less 3 -Month Fed Tightening Recession 10 -Year Less 3 -Month Avg. Source: Bloomberg `- MetLife Investment Management 172 9 77 Money Market Funds & 3 -Month LIBOR As of March 31, 2021 Assets ($ billions) 5,000 4,500 4,000 3,500 3,000 1,451 2,500 2,000 1,500 1,014 1,000 500 0 2014 2015 2016 2017 2018 2019 2020 Gov Money Market Funds (LHS) Source: Bloomberg MetLife Investment Management Prime Money Market Funds (LHS) —3-Month LIBOR (RHS) 3.00 O 511 2.50 3,887 2.00 1.50 1.00 0.50 0.19 0.00 10 78 Federal Reserve Projections 2021 2022 2023 Real GDP September -19 Projection December -19 Projection June -20 Projection September -20 Projection December -20 Projection March -21 Projection 1.9% 1.9% 5.0% 4.0% 4.2% 6.5% 1.8% 1.8% 3.5% 3.0% 3.2% 3.3% N/A N/A N/A 2.5% 2.4% 2.2% Unemployment Rate September -19 Projection December -19 Projection June -20 Projection September -20 Projection December -20 Projection March -21 Projection 3.8% 3.6% 6.5% 5.5% 5.0% 4.5% 3.9% 3.7% 5.5% 4.6% 4.2% 3.9% N/A N/A N/A 4.0% 3.7% 3.5% PCE Inflation September -19 Projection December -19 Projection June -20 Projection September -20 Projection December -20 Projection March -21 Projection Source: Federal Reserve `` MetLife Investment Management 2.0% 2.0% 1.6% 1.7% 1.8% 2.4% 2.0% 2.0% 1.7% 1.8% 1.9% 2.0% N/A N/A N/A 2.0% 2.0% 2.1% 11 79 Real GDP As of March 31, 2021 4.0% 3.0% 2.0% 1.0% 0.0% -1.0% -2.0% -3.0% -3.5% -4.0% 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 1.0% 1.7% 2.9% 3.8% 3.5% 2.9% 1.9% -0.1% -2.5% 2.6% 1.6% 2.2% 1.8% 2.5% 3.1% 1.7% 2.3% 3.0% 2.2% -3.5% Annual Real GDP Real GDP Consumer Fixed Government Net Year Quarter QoQ (%) Spending Investment Spending Exports Inventories 2018 1Q 3.80 1.40 1.42 0.26 0.29 0.41 2Q 2.70 2.13 0.76 0.50 0.25 -0.94 3Q 2.10 1.79 0.14 0.44 -1.83 1.58 4Q 1.30 1.05 0.46 -0.16 -0.27 0.23 2019 1Q 2.90 1.25 0.50 0.43 0.55 0.21 2Q 1.50 2.47 -0.07 0.86 -0.79 -0.97 3Q 2.60 1.83 0.42 0.37 0.04 -0.09 4Q 2.40 1.07 0.17 0.42 1.52 -0.82 2020 10 -5.00 2Q -31.40 3Q 33.40 4Q 4.30 Average (2018-2020) 1.72 Source: Bureau of Economic Analysis MetLife Investment Management -4.75 -24.01 25.44 1.58 0.94 -0.23 -5.27 5.39 3.04 0.56 0.22 0.77 -0.75 -0.14 0.27 1.13 0.62 -3.21 -1.53 -0.27 - 1.34 - 3.50 6.57 1.37 0.23 12 80 U.S. Labor & Average Earnings As of March 31, 2021 Current Average (2020 - 2021) Labor Force Participation Rate Unemployment Rate Non -Farm Payroll 61.5% 61.7% 6.0% 7.7% 916,000 (519,933) U.S. Average Hourly Earnings Year over Year 9.0% 8.0% 7.0% 6.0% 5.0% 4.0% 3.0% 2.0% 2016 2017 Source: Bureau of Labor Statistics MetLife Investment Management 2018 2019 2020 4.24% 13 81 Fed Inflation Target As of February 28, 2021 Inflation Indexed to 100 120 118 116 114 112 110 108 106 104 102 100 2012 2013 2014 2015 2016 2017 2018 2019 2020 Difference Source: Bureau of Economic Analysis `` MetLife Investment Management 2% Inflation Target PCE 82 Common Inflation Expectations Index As of March 31, 2021 2.15% 2.13% 2.10% 2.08% 2.05% 2.03% 2.00% 1.98% 1.95% 1.93% 1.90% V V 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 Source: Federal Reserve MetLife Investment Management Common Inflation Expectations Index — — Fed Target 15 83 Inflation PCE Core Breakdown As of February 28, 2021 3.00% 2.00% 1.00% 0.00% -1.00% -2.00% Dec -14 Jun -15 Dec -15 Jun -16 Dec -16 Jun -17 Dec -17 Jun -18 Dec -18 Jun -19 Dec -19 Jun -20 Dec -20 —Core PCE —Core Goods Core Services 5 -Year TIPS Breakeven Rate As of March 31, 2021 300 250 c 200 'o d 150 .7) CO 100 50 0 Dec -14 Jun -15 Dec -15 Jun -16 Dec -16 Jun -17 Dec -17 Jun -18 Dec -18 Jun -19 Dec -19 Jun -20 Dec -20 Source: Bureau of Economic Analysis, Bloomberg `` MetLife Investment Management 260 16 84 ICE BofA Corporate 1-5 Year Index As of March 31, 2021 450 400 Basis Points 350 300 250 200 150 100 50 Jun -19 Dec -19 Jun -20 Dec -20 Dec -18 OAS (bps) 2002 2004 2005 2007 2008 430 2003 2006 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 Corporate (1-5) 174 70 61 65 62 196 639 166 136 227 110 89 99 121 96 61 114 61 60 64 Financial(1-5) 165 51 50 57 56 212 663 204 158 308 126 93 96 104 100 60 116 63 62 68 Industrial(1-5) 176 86 73 75 69 181 624 135 116 164 96 85 103 134 92 61 112 59 57 60 Utility(1-5) 236 79 63 73 71 175 576 155 131 169 110 99 89 120 101 64 126 70 63 68 Past performance is not indicative of future results. Source: ICE Data Services MetLife Investment Management 17 85 Short Duration Cross Sector Relative Value As of April 8, 2021 Category Credit (1-5 Year) Overall 1-5 Year A Corp 1-5 Year BBB Corp Financial Industrial Utility WAL Min (Years) (bps) 2.5 55 2.5 39 2.5 76 2.5 57 2.5 52 2.5 59 Municipals (1-5 Year) Taxable 2.5 38 Agency RMBS CMO PAC 3.0 36 Date Range: 04/08/2018 to 04/08/2021" • 1 • • • • • • Max BOP EOP Spread Change (bps) (bps) (bps) (bps) 430 80 61 -19 309 69 45 -24 463 100 80 -20 376 82 65 -17 362 78 57 -21 313 88 65 -23 239 42 47 5 106 55 38 -17 CM0 Sequentials 3.0 38 • 1 110 58 40 -18 ABS Auto Floorplan AAA Auto Lease AAA Auto Prime AAA Auto SubPrime AAA Credit Card MA Equipment AAA 3.0 17 • 1 400 53 20 -33 3.0 19 ♦ 1 237 56 35 -21 3.0 17 1 220 46 24 -22 3.0 26 I ♦ 1 _] 237 54 31 -23 3.0 11 1 ♦ 1 I 220 21 19 -2 3.0 25 f♦ 1 1 230 61 30 -31 CMBS CM BS Agency AAA Conduit AAA Source: ICE Data Services, MetLife Investment Management Past performance is not indicative of future results. 3.0 20 3.0 32 • 150 49 27 -22 210 47 41 -6 MetLife Investment Management 18 86 3. Portfolio Review A MetLife Investment Management 19 87 Portfolio Performance) - 2017 Toll Revenue I -i5 Project Fund As of March 31, 2021 Asset Allocation Asset Allocation 12/31/20 3/31/21 Yield to Maturity 0.24% Duration 0.36 Years Average Quality (Moody's) Aa2 Portfolio Market Value $41,202,646 3/31/21 19% 4% Yield to Maturity 0.23% 11 Duration 0.37 Years 4% 1% Average Quality (Moody's) Aa3 Portfolio Market Value $37,634,651 2017 Toll Revenue 1-15 Project Fund (Gross of Fees) 2017 Toll Revenue 1-15 Project Fund (Net of Fees) 15% 18% 18% 10% Corporate Municipal Agency • RMBS • CMBS ABS • Treasury CP CD 11% 3% 17% 7% 14% 14% 0.06 0.68 1.65 27% Corporate Municipal Agency CMBS • ABS Treasury CP • CD 0.04 0.58 1.55 FTSE 3 -Month Treasury Bill 0.02 0.21 1.41 1. Past performance is not indicative of future results. The Since Inception performance returns of the portfolio is as of the first full month following the funding date. The performance benchmark shown for the Riverside County 1-15 Express Lanes 2017 Toll Revenue Project Portfolio is the FTSE 6 -Month U.S. Treasury Bill, which tracks the return of a six-month Treasury Bill to maturity and the FTSE 3 -Month Treasury Bill, which tracks the return of a three-month Treasury Bill to maturity and is shown for discussion purposes only. MetLife Investment Management 20 88 Portfolio Performance) - 2013 SR -91 Project Residual As of March 31, 2021 Yield to Maturity 0.33% Duration 1.35 Years Average Quality (Moody's) Aa1 Portfolio Market Value $27,031,936 MEM= Yield to Maturity 0.38% Duration 1.54 Years Average Quality (Moody's) Aa1 Portfolio Market Value $27,022,360 Riverside County 2013 SR -91 Project Residual Fund (Gross of Fees) Riverside County 2013 SR -91 Project Residual Fund (Net of Fees) Asset Allocation 12/31/20 7% 4111111 9% 9% 18% 6% 8% Corporate Municipal Agency • RMBS • CMBS ABS • Treasury CD 8% Asset Allocation 3/31/21 35% 8. /o ▪ 6% 11% 7% 25% Corporate Municipal Agency • RMBS • CMBS ABS ■ Treasury -0.04 1.19 2.37 -0.06 1.10 2.27 ICE BofA U.S. Treasury Index 0-2 Year 0.04 0.19 2.09 FTSE 6 -Month Treasury Bill 0.02 0.40 1.57 1.Past performance is not indicative of future results. Inception date 1/4/18. Performance returns are calculated as of the first full month following the funding date. The performance benchmark shown for the Riverside County 2013 Residual Fund Portfolio is the ICE BofA 0-2 Year U.S. Treasury Index, which is a broad based index that measures short-term Treasury Notes and Bonds with a maturity range between zero and two years, and the FTSE 6 -Month U.S. Treasury Bill, which tracks the return of a six-month Treasury Bill to maturity and is presented for discussion purposes only. MetLife Investment Management 21 89 Portfolio Performance) - 2017 Toll Revenue I-15 Ramp Up Reserve As of March 31, 2021 Yield to Maturity 0.32% Duration 1.35 Years Average Quality (Moody's) Aaa Portfolio Market Value $8,518,417 IMP Yield to Maturity 0.33% Duration 1.57 Years Average Quality (Moody's) Aaa $16,517,121 Portfolio Market Value Asset Allocation 12/31/20 18% • Treasury Agency • RMBS • CMBS 2017 Toll Revenue 1-15 Ramp Up Reserve (Gross of Fees) 0.08 0.75 2017 Toll Revenue 1-15 Ramp Up Reserve (Net of Fees) 0.06 0.65 0.04 0.19 ICE BofA U.S. Treasury Index 0-2 Year FTSE 6 -Month Treasury Bill Asset Allocation 3/31/21 10% 30% (11111 12% 2.38 48% • Treasury Agency • RMBS • CMBS 2.28 2.03 0.02 0.40 1.57 1. Past performance is not indicative of future results. Inception date 12/5/17. Performance returns are calculated as of the first full month following the funding date. Performance for periods greater than one year are annualized. The performance benchmark shown for the Riverside County 1-15 Express Lanes Toll Revenue Reserve Portfolio is the ICE BofA 0-2 Year U.S. Treasury Index, which is a broad -based index that measures short-term Treasury Notes and Bonds with a maturity range between zero and two years and is presented for discussion purposes only. IV MetLife Investment Management 22 90 Portfolio Market Value $17,965,299 Yield to Maturity Duration Average Quality (Moody's) Portfolio Market Value Portfolio Performance) - Debt Reserve Fund As of March 31, 2021 Yield to Maturity 0.62% Asset Allocation 12/31/21 25% Duration 2.89 Years 39% 37% Average Quality (Moody's) Aaa •Treasury , Agency 11•11"1= 0.79% 3.03 Years Aaa $17,849,077 13% 23% Total Debt Service Fund (Gross of Fees) -0.65 Total Debt Service Fund (Net of Fees) ICE BofA U.S. Treasury Index 1-3 Year • RMBS • CMBS -0.67 -0.05 ICE BofA U.S. Treasury Index 3-7 Year -2.15 Asset Allocation 3/31/21 36% 1.04 2.54 0.94 2.47 -0.24 1.41 -1.50 2.47 6% • Treasury • Agency • RMBS • CMBS 1. Past performance is not indicative of future results. Performance returns for periods greater than one year are annualized. The performance benchmark shown for the Riverside County Debt Reserve Fund is the ICE BofA US Treasury 3-7 Year, which is a broad -based index consisting of U.S. Treasury securities with an outstanding par greater or equal to $1 billion and a maturity range from three to seven years, and the ICE BofA 1-3 Year U.S. Treasury Index, which is a broad based index that measures short-term Treasury Notes and Bonds with a maturity range between one and three years, and is presented for discussion purposes only. MetLife Investment Management 23 91 Portfolio Performance) - 91 Subordinate Reserve Account As of March 31, 2021 Yield to Maturity Duration Average Quality (Moody's) Portfolio Market Value Yield to Maturity Duration Average Quality (Moody's) Portfolio Market Value 0.48% 2.45 Years Aaa $21,103,782 11•11"1= 0.61% 2.62 Years Aaa $20,997,273 36% Asset Allocation 12/31/20 23% 14% • Treasury Agency • RMBS • CMBS 34% Asset Allocation 3/31/21 %1% 10% 35% • Treasury Agency • RMBS • CMBS Portfolio Performance (%)1 Total 91 Subordinate Reserve Fund (Gross of Fees) Total 91 Subordinate Reserve Fund (Net of Fees) ICE BofA U.S. Treasury Index 1-3 Year ICE BofA U.S. Treasury Index 3-7 Year QTD -0.50 -0.53 -0.05 -2.15 1 -Year 1.00 0.90 0.24 -1.50 Since Inception Annualized (7/1/2019) 2.74 2.64 2.37 3.32 1. Past performance is not indicative of future results. The performance benchmark shown for the Riverside County 91 Subordinate Reserve Account is the ICE BofA US Treasury 3-7 Year, which is a broad - based index consisting of U.S. Treasury securities with an outstanding par greater or equal to $1 billion and a maturity range from three to seven years, and the ICE BofA 1-3 Year U.S. Treasury Index, which is a broad based index that measures short-term Treasury Notes and Bonds with a maturity range between one and three years, and is presented for discussion purposes only. IV MetLife Investment Management 24 92 RCTC Portfolios 2017 Toll Revenue 1-15 Project Fund Portfolio L Beginning Market Value (7/3/2013) Net Flows Market Value Change in (3/31/2021) Market Value Debt Service Reserve Fund $17,667,869 ($3,444,816) $17,849,077 $3,626,025 Portfolio Beginning Market Value (7/3/2013) Net Flows Market Value Change in (3/31/2021) Market Value 2013 SR -91 Project Residual Fund $3,292,782 +$22,338,172 27,022,360 $1,391,406 Portfolio Beginning Market Value (6/6/2019) Net Flows Market Value (3/31/2021) Change in Market Value Subordinate Reserve Account $0 +$20,000,000 $20,997,273 $997,273 2017 1-15 Project ...M Beginning Market Value (7/24/2017) Net Flows Market Value Change in (3/31/2021) Market Value Po llil lill.r $98,562,718 ($65,187,531) Beginning Market Value (12/5/2017) Net Flows $37,634,651 $4,259,463 Market Value Change in (3/31/2021) Market Value 2017 Toll Revenue 1-15 Ramp Up Reserve $7,723,487 $8,161,500 $16,517,120 $632,133 Total Project $106,286,205 ($57,026,031) $54,151,771 $4,891,596 h MetLife Investment Management 25 93 4. Appendix A MetLife Investment Management 26 94 Disclosures This material is intended for institutional investor, qualified investor and financial professional use only. Not suitable for use with general retail public. This document is being provided to you at your specific request. This document has been prepared by MetLife Investment Management, LLC (formerly, MetLife Investment Advisors, LLC), a U.S. Securities Exchange Commission -registered investment adviser. MetLife Investment Management, LLC is a subsidiary of MetLife, Inc. and part of MIM.1 Registration with the SEC does not imply a certain level of skill or that the SEC has endorsed the investment advisor. MetLife, Inc. provides investment management services to affiliates and unaffiliated/third party clients through various subsidiaries. MetLife Investment Management ("MIM"), MetLife, Inc.'s institutional investment management business, is responsible for investments in a range of asset sectors, public and privately sourced, including corporate and infrastructure private placement debt, real estate equity, commercial mortgage loans, customized index strategies, structured finance, emerging market debt, and high yield debt. MIM has invested on behalf of unaffiliated/third party clients since 2009. The information contained herein is intended to provide you with an understanding of the depth and breadth of MIM's investment management services and investment management experience. This document has been provided to you solely for informational purposes and does not constitute a recommendation regarding any investments or the provision of any investment advice, or constitute or form part of any advertisement of, offer for sale or subscription of, solicitation or invitation of any offer or recommendation to purchase or subscribe for any securities or investment advisory services. Unless otherwise specified, the information and opinions presented or contained in this document are provided as of the quarter end noted herein. It should be understood that subsequent developments may affect the information contained in this document materially, and MIM shall not have any obligation to update, revise or affirm. It is not MIM's intention to provide, and you may not rely on this document as providing, a complete or comprehensive analysis of MIM's investment portfolio, investment strategies or investment recommendations. No money, securities or other consideration is being solicited. No invitation is made by this document or the information contained herein to enter into, or offer to enter into, any agreement to purchase, acquire, dispose of, subscribe for or underwrite any securities or structured products, and no offer is made of any shares in or debentures of a company for purchase or subscription. Prospective clients are encouraged to seek advice from their legal, tax and financial advisors prior to making any investment. No money, securities or other consideration is being solicited. No invitation is made by this document or the information contained herein to enter into, or offer to enter into, any agreement to purchase, acquire, dispose of, subscribe for or underwrite any securities or structured products, and no offer is made of any shares in or debentures of a company for purchase or subscription. Prospective clients are encouraged to seek advice from their legal, tax and financial advisors prior to making any investment. Confidentiality. By accepting receipt or reading any portion of this Presentation, you agree that you will treat the Presentation confidentially. This reminder should not be read to limit, in any way, the terms of any confidentiality agreement you or your organization may have in place with MetLife Investment Management, LLC. This document and the information contained herein is strictly confidential (and by receiving such information you agree to keep such information confidential) and are being furnished to you solely for your information and may not be used or relied upon by any other party, or for any other purpose, and may not, directly or indirectly, be forwarded, published, reproduced, disseminated or quoted to any other person for any purpose without the prior written consent of MIM. Any forwarding, publication, distribution or reproduction of this document in whole or in part is unauthorized. Any failure to comply with this restriction may constitute a violation of applicable securities laws. Past performance is not indicative of future results. No representation is being made that any investment will or is likely to achieve profits or losses or that significant losses will be avoided. There can be no assurance that investments similar to those described in this document will be available in the future and no representation is made that future investments managed by MIM will have similar returns to those presented herein. All information has been presented in U.S. dollars. Actual returns may increase or decrease due to currency fluctuations. No offer to purchase or sell securities. This Presentation does not constitute an offer to sell or a solicitation of an offer to buy any security and may not be relied upon in connection with the purchase or sale of any security. No reliance, no update and use of information. You may not rely on this Presentation as the basis upon which to make an investment decision. To the extent that you rely on this Presentation in connection with any investment decision, you do so at your own risk. This Presentation is being provided in summary fashion and does not purport to be complete. The information in the Presentation is as of the date indicated on the cover of this document unless otherwise specified and MIM does not intend to update the information after its distribution, even in the event that the information becomes materially inaccurate. Certain information contained in this Presentation, includes performance and characteristics of MIM's by independent third parties, or have been prepared internally and have not been audited or verified. Use of different methods for preparing, calculating or presenting information may lead to different results for the information presented, compared to publicly quoted information, and such differences may be material. Risk of loss. An investment in the strategy described herein is speculative and there can be no assurance that the strategy's investment objectives will be achieved. Investors must be prepared to bear the risk of a total loss of their investment. No tax, legal or accounting advice. This Presentation is not intended to provide, and should not be relied upon for, accounting, legal or tax advice or investment recommendations. Any statements of U.S. federal tax consequences contained in this Presentation were not intended to be used and cannot be used to avoid penalties under the U.S. Internal Revenue Code or to promote, market or recommend to another party any tax -related matters addressed herein. 1.As of December 31, 2020, subsidiaries of MetLife, Inc. that provide investment management services to MetLife's general account, separate accounts and/or unaffiliated/third party investors include Metropolitan Life Insurance Company, MetLife Investment Management, LLC, MetLife Investment Management Limited, MetLife Investments Limited, MetLife Investments Asia Limited, MetLife Latin America Asesorias e Inversiones Limitada, MetLife Asset Management Corp. (Japan), and MIM I LLC. MetLife Investment Management L0421013092[exp1021][All States] 27 95 End Notes Explanatory Note The following information is relevant to an understanding of our assets under management ("AUM"). Our definitions may differ from those used by other companies. Total Assets Under Management ("Total AUM") is comprised of GA AUM plus Institutional Client AUM (each, as defined below). General Account AUM ("GA AUM") is used by MetLife to describe assets in its general account ("GA") investment portfolio which are actively managed and stated at estimated fair value. GA AUM is comprised of GA total investments and cash and cash equivalents, excluding policy loans, contractholder-directed equity securities, fair value option securities and certain other invested assets, as substantially all of these assets are not actively managed in MetLife's GA investment portfolio. Mortgage loans (including commercial, agricultural and residential) and real estate and real estate joint ventures included in GA AUM (at net asset value, net of deduction for encumbering debt) have been adjusted from carrying value to estimated fair value. Classification of GA AUM by sector is based on the nature and characteristics of the underlying investments which can vary from how they are classified under GAAP. Accordingly, the underlying investments within certain real estate and real estate joint ventures that are primarily commercial mortgage loans (at net asset value, net of deduction for encumbering debt) have been reclassified to exclude them from real estate equity and include them as commercial mortgage loans. Institutional Client AUM is comprised of SA AUM plus TP AUM (each, as defined below). MIM manages Institutional Client AUM in accordance with client guidelines contained in each investment contract ("Mandates"). Separate Account AUM ("SA AUM") is comprised of separate account investment portfolios of MetLife insurance companies, which are managed by MetLife and included in MetLife, Inc.'s consolidated financial statements at estimated fair value. Third Party AUM ("TP AUM") is comprised of non-proprietary assets managed by MetLife on behalf of unaffiliated/third party clients, which are stated at estimated fair value. Such non-proprietary assets are owned by unaffiliated/third-party clients and, accordingly, are not included in MetLife, Inc.'s consolidated financial statements. Additional information about MetLife's general account investment portfolio is available in MetLife, Inc.'s quarterly financial materials for the quarter ended September 30, 2020, which may be accessed through MetLife's Investor Relations web page at https://investor.metlife.com. MetLife Investment Management 28 96 1 MetLife Investment Management © 2021 MetLife Services and Solutions, LLC, New York, NY 10166 - All Rights Reserved. 97 ATTACHMENT 18 Payden&Rygel QUARTERLY PORTFOLIO REVIEW Riverside County Transportation Commission 1St Quarter 2021 Ili PAYDEN.COM LOS ANGELES I BOSTON I LONDON I MILAN 98 LETTER FROM THE CEO April 2021 Dear Client, Here we are again starting another quarter. Thankfully this time, there are positive forces that are beginning to support the reopening of the economy. Against this backdrop, the financial markets have stabilized. The equity market closed the quarter near record highs. Interest rates rose sharply, but for the "right" reason: the improving economic outlook. The Federal Reserve is faced with a balancing act: acknowledging better economic data, including a strong March jobs report where the unemployment rate fell to 6%, while communicating that they will not assume a more aggressive stance towards inflation. We do not think the Fed will alter policy in the face of better economic data, as even with the favorable March jobs report, their maximum employment goal is still far off. We are therefore taking a somewhat more realistic approach and looking toward a sustained recovery in employment and growth for the balance of this year and into 2022 before anticipating the Fed to take any significant action. We are maintaining positions in sectors of the bond market where spreads are favorable. On the equity side, corporate profits in many areas support current price levels. As you know, the one thing we are always watching for is any change in liquidity. We are in a position in your portfolios to act quickly if challenges arise and the situation deteriorates, but the trend in vaccinations leads us to be cautiously optimistic. Since our inception 37 years ago, we have maintained a consistent, collaborative culture that has enabled us to have the most successful year in our history for our clients and the firm. Thanks to this culture, we have adapted well to working remotely, and March marked the one-year anniversary of working from home. We hope you and your family are safe and well, and we will continue to keep you well informed over the next few months. Warmest regards, 42 -(Q9 -- Joan A. Payden President & CEO 99 ECONOMIC REVIEW AND OUTLOOK A year ago, the World Health Organization (WHO) declared SARS-CoV-2 a pandemic disease. A year later we're still far from restoring pre-Covid levels of economic output. Based on the Organisation for Economic Cooperation and Development's (OECD) projections, the U.S. is likely to be the only major economy to exceed pre -pandemic growth expectations in 2021 (see chart below).We project that a return to pre-Covid levels of output will happen somewhere around mid -year —a welcome and significant accomplishment. However, much of the rest of the developed world will still finish the year with significant shortfalls. Despite the optimistic outlook, we still expect easy monetary policy for some time to come. ECONOMIC GROWTH: SHORTFALL COMPARED TO PRE -PANDEMIC PROJECTIONS 1% 0% -1% - 2% -3% - 4% - 5% - 6% - 7% - 8% a�a e(9 ��� L���a ����e ova ����� ��, b. a��� ��\�a P J(:)• 1 1 1 j 1 The U.S. is the only major economy expected to surpass pre-Covid growth projections Over the first quarter, market consensus partly caught up to our upbeat (7.4% GDP growth in 2021) expectations for US GDP growth. Better growth prospects, in turn, sent 10 -year U.S. treasury yields to post -pandemic highs, which also pulled up global yields. But are higher rates a "bad" thing? No! In the words of Fed Chair Powell, "It's important to ask, 'why are rates moving up?' It's to do with expectations of a return to more normal levels, more mandate -consistent levels of inflation, higher growth, an opening of the economy; in a way, it's a statement of confidence on the part of markets." Longer -term interest rates have moved noticeably higher this year, but we think it happened for the "right" reasons. U.S. GROWTH EXPECTATIONS VERSUS CHANGE IN GOVERNMENT BOND YIELDS 5.5% — 2021 U.S. GDP Concensus Growth Expectations Wall Street increased U.S. GDP forecasts due to stronger economic data... f 1 0 • 60 c 40 20 cn 0 s ▪ 120 0_ co 100 N `" • 80 government bond yields —U.S. Treasuries —U.K. Gilts —German Bunds ...leading to a rise in 10 -year 3.5% Oct '20 Dec '20 Feb '21 100 -20 Oct '20 Dec '20 Feb '21 2812 Riverside County Transportation Commission Portfolio Review and Market Update - 1st Quarter 2021 PORTFOLIO CHARACTERISTICS (As of 3/31/2021) Portfolio Market Value Weighted Average Credit Quality Weighted Average Duration Weighted Average Yield to Maturity SECTOR ALLOCATION r 60% 50% 40% 30% 20% 10% 0% Kg GG• $55.8 million AA+ 1.78 years 0.33% DURATION DISTRIBUTION 50% 40% 30% 20% 10% 0% 0-1 1-2 2-3 3+ Years PORTFOLIO RETURNS - Periods Ending 3/31/2021 RCTC Operating Portfolio ICE BofA 1-3 Year US Treasury Index Periods over one year are annualized Since 1st Trailing Trailing Inception Quarter 1 Yr 3 Yr (3/1/15) -0.06% 1.37% 2.99% 1.81% -0.05% 0.24% 2.77% 1.59% p Payden 8z Rygel • 333 South Grand Avenue • Los AngelniCalifornia 900'71 • (213) 625-1900 • www.payden.com Portfolio Review and Market Update - 1st Quarter 2021 2812 MARKET THEMES mu Investor sentiment was largely positive in first quarter of 2021, as the world saw a slowdown in the rate of Covid-19 infections alongside one of the largest vaccine rollouts in history. The Biden Administration passed a $1.9 trillion pandemic relief package to bolster the economy, and reopening prospects improved. The potential for higher inflation associated with stronger economic growth prospects caused the U.S. Treasury yield curve to steepen dramatically. The Fed communicated that they believe cyclical price increases will be transitory and re -committed to an easy monetary policy. Despite credit markets outperforming Treasuries, most major fixed income indices posted negative total returns. Higher yielding, lower quality credits outperformed. We expect 2021 to be a strong year for global growth as economies recover from the Covid-19 pandemic. • The portfolio holds a diversified mix of non -government sectors for income generation. We continue to diversify our credit exposure through corporates, asset -backed securities (ABS) and mortgage -backed securities (MBS) to maintain different sources of high -quality income. • We remain constructive on short -dated credit, as income will likely be a key driver of total return going forward. While all -in yields are low, incremental yield from spreads remain attractive and demand for short -dated credit remains robust. • We maintained a neutral duration stance relative to the benchmark with an allowance to drift short, placing an emphasis on balancing curve exposure. The FOMC reiterated its commitment to keeping the Fed Funds rate in the 0.00-0.25% range and changing neither the pace nor composition of its asset purchases, pinning front-end rates near zero. • U.S. Treasury yields with maturities inside of one year fell over the quarter, with both the three-month and one-year yield down 4 basis points to 0.02% and 0.06%, respectively. The two-year yield increased 4 basis points to 0.16% and the slope between two- and five-year maturities steepened 54 basis points to finish the quarter at 0.78%, a level not seen since 2017 and the largest net change since 2013. • One -month LIBOR declined 3 basis points to 0.11% while three-month LIBOR fell 5 basis points to 0.19%. • Yield curve positioning detracted from performance, as longer dated holdings underperformed; however, a steep front-end curve provides attractive future total return potential. Despite slightly wider yield premiums, credit markets outperformed Treasuries as the prospect of front-end yields being held low by accommodative Fed policy had investors searching for high quality yield. Our credit overweight contributed positively to performance. • Securitized products were key contributors to performance, outperforming corporate credit. Given rich valuations, we have been trimming consumer ABS to create liquidity for other opportunities. p Payden 8z Rygel • 333 South Grand Avenue • Los Angelnfalifornia 90071 • (213) 625-1900 • www.payden.com OVER 35 YEARS OF INSPIRING CONFIDENCE WITH AN UNWAVERING COMMITMENT TO OUR CLIENTS' NEEDS. LOS ANGELES 1 BOSTON 1 LONDON 1 MILAN PAYDEN.COM OUR STRATEGIES Multi -Sector Short Maturity Bonds U.S. Core Bond Absolute Return Fixed Income Strategic Income Global Fixed Income Liability Driven Investing Sector -Specific Emerging Markets Debt Government/Sovereign High Yield Bonds & Loans Inflation-Linked/TIPS Investment Grade Corporate Bonds Municipal Bonds (U.S.) Securitized Bonds Income -Focused Equities Equity Income Available in: Separate Accounts — Mutual Funds (U.S. and UCITS) Collective Trusts ("CITs") — Customized Solutions For more information about Payden & Rygel's strategies, contact us at a location listed below. Payden&Rygel LOS ANGELES 333 South Grand Avenue Los Angeles, California 90071 213 625-1900 BOSTON 265 Franklin Street Boston, Massachusetts 02110 617 807-1990 LONDON 1 Bartholmew Lane London EC2N 2AX UK +44 (0) 20-7621-3000 MILAN Corso Matteotti, 1 20121 Milan, Italy +39 02 76067111 103 ATTACHMENT 19 County of Riverside Treasurer -Tax Collector's Pooled Investment Fund March 2021 Contents 1 Treasurer -Tax Collector's Pooled Investment Fund 1 Economy 1 Market Data 1 Portfolio Data 1 Compliance Report 91 Month End Holdings Chair Jerome Powell during FOMC Press Conference FOMC Press Conference. March 17. 2021 - YouTube COUNTY OF RIVERSIDE TREASURER -TAX COLLECTOR 105 Treasurer -Tax Collector's Pooled Investment Fund Monthly Commentary Economic Recovery Strengthens Improved economic conditions and broadened vaccine programs continue to drive the Treasury yield curve steeper. Long- er term interest rates are rising amid opti- mism about the pace of U.S. economic growth, accompanied by some nervousness about higher inflation. With monetary policy remaining supportive with rates near zero, the yield curve again steepened. For inves- tors like the Treasurer -Tax Collector Pooled Investment Fund (TPIF), the narrative of per- sistence near zero rates in the front end of the yield curve points to the continued pain of low investment yields. Hopes for a global economic recovery are pinned on a successful vaccine rollout and eventual end to the Covid-19 pandem- ic. In the US, the CDC announced that as of March 29, 2021, more than 143 million doses had been administered, with over 93 million people having received at least one dose of the vaccine and more than 51 million peo- ple fully vaccinated. The news on infection rates was also positive. The seven-day aver- age of daily infection cases continues to tick downward, with an average of nearly 57,000 (from 500,000) cases being recorded every day. Treasurer's Statement On March 6, 2021, the President signed a $1.9 trillion stimulus package into law. Fiscal stimulus and pent up demand are driving economic projections higher. In the US, the annual GDP is expected to expand by 6.5% in 2021 and 3.5% in 2022. Economic data for the month was positive and supportive of the projections. ISM Manufacturing was 60.8 vs expected 58.9, a strong indicator of a rebound in manufacturing. Employment data was also strong with a Non -Farm Em- ployment number of +379,000 jobs and the Unemployment Rate falling 0.1 % to 6.2%. Real Estate continues to be the strongest of all sectors with the S&P Core Logic 20 City Year over Year Index showing a gain of 11.1 nationally. Riverside County produced even stronger gains at +16.5%, with the County's median single home price reaching $465,000, an all-time high. Consumers also gained more confi- dence. The Conference Board Consumer Confidence index printed at a whopping 109.7, versus expectations of 96.9. Although one barometer for inflation, CPI ex Food and Energy YoY, was 1.3% and below the FED's 2% target, evidence of inflation pressures are starting to surface. The Producer Prices index The Treasurer's Pooled Investment Fund is comprised of contributions from the county, schools, special districts, and other discretionary depositors throughout the County of Riverside. The primary objective of the Treasurer shall be to safeguard the principal of the funds under the Treasurer's control, meet the liquidity needs of the depositor, and to maximize a return on the funds within the given parameters. The Treasurer -Tax Collector and the Capital Markets team are committed to maintaining the highest credit ratings. The Treasurer's Pooled Investment Fund is currently rated Aaa-bf by Moody's Investor Service and AAAf/S1 by Fitch Ratings, two of the nation's most trusted bond credit rating services. Since its inception, the Treasurer's Pooled Investment Fund has been in full compliance with the Treasurer's Statement of Investment Policy, which is more restrictive than California. 6 -Month Pool Performance print was 2.8%, higher than the previous 1.7% level. On March 17th, the FED affirmed its mon- etary policy, and voted to keep the Fed funds rate at the range of 0.00% to 0.25%. Federal Reserve Chair Jerome Powell ex- pressed that while inflationary pressures will be felt in the future, they will be temporary and should not require the FED to make monetary policy changes anytime soon. This propelled equity markets higher, and continued to drive intermediate and longer bond yields higher. The 2 -year Treasury Note yield began the month at 0.12% and ended at 0.16%. The 5 -year Treasury Note yield began the month at 0.69% and ended at 0.94%. Short rates continue to be anchored by the Federal Funds Rate at zero. The 3 - month Treasury Bill began the month at 0.033% and ended slight lower at 0.015%. The 1 -month Treasury Bill highlights the plight of front-end investors. It started the month at 0.033% and ended the month at -.003%. Matt Jennings Treasurer -Tax Collector Capital Markets Team Matt Jennings Treasurer -Tax Collector Giovane Pizano Assistant Treasurer Steve Faeth Senior Investment Manager Isela Licea Assistant Investment Manager Month End Market Value ($)* Month End Book Value ($) Paper Gain or Loss ($) Paper Gain or Book Yield (%) WAM (Yrs) Loss (%) Mar -21 9,083,152,137.41 9,083,444,252.70 (292,1 15.29) -0.003% 0.31 1.21 Feb -21 Jan -21 Dec -20 Nov -20 Oct -20 8,400,688,973.68 8,926,362,228.01 9,623,955,692.78 8,067,105,046.19 7,802,946,914.04 8,393,142,956.65 8,91 1,959,146.12 9,608,151,280.02 8,050,899,851.53 7,786,725,788.42 7,546,017.03 14,403,081.89 15,804,412.76 16,205,194.66 16,221,125.62 0.09% 0.16% 0.16% 0.20% 0.21% 0.34 0.34 0.35 0.48 0.52 1.12 1.03 1.04 1.13 *Market values do not include accrued interest. COUNTY OF RIVERSIDE TREASURER -TAX COLLECTOR 106 2 Econom Private Sector Average Hourly Earnings Y/Y Percent 8.3 7.4 6.5 5.6 4.7 3.8 2.9 2.0 O Thousands 1100 1000 900 800 700 600 500 400 300 200 I 1 1 1 1 1 1 1 1 1 1 1 O rl r10 �O �O 5P 51 � \'' OG' oo �a o � New Home Sales SAAR =New Home Sales -30-Year Fixed Mortgage Rate Key Economic Indicators Percent 7.0 6.0 5.0 4.0 3.0 2.0 1.0 0.0 Percent 15.0 5.0 -5.0 - 15.0 - 25.0 -35.0 Durable Goods Percent Chg. Y/Y - I 11 1 • O O O O O O O O O O `L `L `L �L `L `L `L `L `L ;L `L `L `L FAO �� P�� �A �J� �J\ POD cD° O` ° p�G ,Q� Fro Nonfarm Payrolls Total M/M Change SA Thousands 3000.0 -2000.0 -7000.0 -12000.0 -17000.0 -22000.0 1 M/M -M/M 6Mo. Trailing Avg c C ryo c 5o 5o <<0- (0 Pal' ,Jt` PJq OG O�Ci <<G0 Release Date Indicator Actual Consensus Prior Year 03/25/2021 03/05/2021 03/05/2021 03/10/2021 03/10/2021 03/03/2021 03/23/2021 03/04/2021 03/04/2021 Real GDP - Q/Q Change Unemployment Rate - Seasonally Adjusted Non -Farm Payrolls - M/M Change - Thousands CPI - Y/Y Change CPI Ex Food and Energy - Y/Y Change ISM Non -Manufacturing Index (> 50 indicates growth) New Home Sales - SAAR - Thousands Factory Orders - M/M Change Durable Goods Orders - New Orders - M/M Change *Note: 'Prior Year displays final estimates of indicator values from the equivalent period of the prior year. 4.3% 6.2% 379 1.7% 1.3% 60.8 775 2.6% 3.4% 4.1% 6.3% 200 1.7% 1.4% 58.9 870 2.1% 3.4% 2.1% 3.5% 273 2.3% 2.4% 57.3 765 - 0.5% - 0.2% COUNTY OF RIVERSIDE TREASURER -TAX COLLECTOR 107 3 Market Data Federal Open Market Committee Meeting • The FOMC stated that the COVID-19 pandemic is causing tremendous human and economic hardship across the U.S., and will continue to weigh on economic activity, employment, and inflation in the near term, and poses consid- erable risk to the economic outlook. • The FOMC maintained the Fed Funds Target Range of 0.0-0.25% • The FOMC stated in their March statement that, following a moderation in the pace of the recovery, indicators of economic activity and employment have turned up recently • The FOMC is committed to using its full range of tools to support the U.S. economy in this challenging time, thereby promoting its maximum employment and price stability goals . Fed Funds Target Rate (Upper Limit) 3.00% 2.50% 2.00% 1.50% 1.00% 0.50% 0.00% 04-r- PC PC q0 ����O Y5(� �J\�O P`�g�,0 sect 0c 0,0 �o :1°0e '1O pC\111\ Few�\ �a��\ U.S. Treasury Curve } 03/01/2021 3.00 2.50 F 2.00 0 • 1.50 > 1.00 0.50 0.00 0 X03/31/2021 5 10 15 20 25 Years 30 US Treasury Yield Curve 3Mo 6Mo 1 Yr 2Yr 3Yr 5Yr 10Yr 30Yr 03/31/2021-03/01/2021 03/31/2021 03/01/2021 -0.02 0.03 0.05 -0.02 0.05 0.07 -0.01 0.07 0.08 0.03 0.16 0.13 0.08 0.35 0.27 0.21 0.92 0.71 0.29 1.74 1.45 0.18 2.41 2.23 The US Treasury Curve and its values are subject to frequent change and will be updated monthly with each issued TPIF report. COUNTY OF RIVERSIDE TREASURER -TAX COLLECTOR 108 4 Market Data cont'd U.S. Treasuries Percent 5.00 4.50 4.00 3.50 3.00 2.50 2.00 1.50 1.00 0.50 0.00 Recession -2Yr Treasury Yield 5.0 •1 Commodities -Nymex Crude -Nymex Nat Gas '1O Is' ,19 Q Gryo `LC c ke�;L' J PJ Se O ,,o 02c'• < sO Opt" 7 ' \ ,Jr 35,000.00 33,000.00 31,000.00 29,000.00 27,000.00 25,000.00 23,000.00 21,000.00 19,000.00 75.00 65.00 55.00 45.00 35.00 25.00 15.00 270.00 250.00 230.00 210.00 190.00 170.00 150.00 130.00 110.00 90.00 Stocks -Dow Jones SeQ • NASDAQ 100 13,700.00 13,000.00 12,300.00 11,600.00 10,900.00 10,200.00 9,500.00 8,800.00 8,100.00 7,400.00 6,700.00 6,000.00 Recession 3M-10Yr Treasury Yield Spread fat, Cl'at' Precious Metals ‘C) e Industrial Metal, �S&P 500 3,900.00 3,700.00 3,500.00 3,300.00 3,100.00 2,900.00 2,700.00 2,500.00 * Values listed for commodities and stocks are in US dollars and are as of the final business day of each month. COUNTY OF RIVERSIDE TREASURER -TAX COLLECTOR 109 5 Portfolio Data The County of Riverside's Treasurer's Pooled Investment Fund is currently rated AAA-bf by Moody's Investor Service and AAAf/S1 by Fitch Ratings. Moody's Asset Rating (000's) Moody (000's) Par Book Market MKT/Book Yield Aaa Aa Aa1 Aa2 Aa3 Al NR 7,990,653.10 7,989,308.69 7,988,238.87 99.994% 0.29% 20,000.00 20,000.00 20,002.50 100.01% 1.46% 3,500.00 3,500.00 3,500.00 100.004% 2.77% 261,065.00 261,368.76 261,368.76 100.00°lo- 0.27% 165,520.00 164,325.61 164,336.31 100.019 1.08% 115,000.00 115,000.00 115,000.00 100.00% 0.16% 530,000.00 529,941.20 530,705.70 100.14°% 0.22% Totals (000's): 9,085,738.10 9,083,444.25 9,883,152.14 100.00% 6.31% S&P Asset Rating (000's) S&P (000's) Par Book Market MKT/Book Yield AAA AA+ AA AA• 601,640.00 601,620.25 601,491.75 99.98% 0,05% 7,400,568.10 7,399,243.44 7,398,301.72 99.99% 0.32% 24,010.00 24,313.76 24,316.66 100.01% 1.65% 529,520.00 528,325.61 528,336.31 100.00% 0,44% 530,000.00 529,941.20 530,705.70 100.14% 0,22% Totals (000's): 9,085,738.10 9,083,444.25 9,083,152.14 100,00% 0.31% 12 -Month Projected Cash Flow BOOK °!o AAA -6846 1=10A1-046 As3-2% =HR -6,� I=1A,-O% I=Ae2 - 3% -L% BOOK O4 �A A- IMni Aaf. - E- I IAAt-8L% • .. ' . AAA -0% Required Actual In- Available to Monthly Monthly Matured vestments Invest > 1 Month Recei • is Disbursements Difference Investments Balance Maturin • Year 04/2021 431.79 04/2021 2,103.36 1,289.52 813.84 1,245.63 1409.49 05/2021 1,086.87 2,100.00 -1013.13 232.50 1170.00 06/2021 1,044.31 1,802.91 - 758.60 526.10 980.00 07/2021 1,034.19 1,472.64 - 438.45 438.45 460.00 08/2021 965.41 1,004.62 - 39.21 39.21 400.00 09/2021 1,146.18 1,214.91 - 68.73 68.73 598.92 10/2021 1,249.55 1,343.18 - 93.63 93.63 365.00 11/2021 1,371.49 1,197.65 173.84 173.84 404.00 12/2021 2,634.19 1,400.00 1234.19 1,408.03 01/2022 1,150.00 2,000.00 -850.00 558.03 215.50 02/2022 1,100.00 1,500.00 -400.00 158.03 145.00 03/2022 1,300.00 1,551.62 - 251.62 93.59 65.00 TOTALS 16,185.55 17,877.05 (1,691.50) 1,259.71 13.87% 4,207.85 6,212.91 68.40% 7,823.73 86.13% Based on historic and current financial conditions within the County, the Pool is expected to maintain sufficient liquidity of COUNTY OF RIVERSIDE TREASURER -TAX COLLECTOR 110 Portfolio Data cont'd Asset Maturity Distribution (Par Value, 000's) 5,000,000 4,000,000 3,000,000 2,000,000 1,000,000 14.96% 1,359,490.94 0-1 Mos 23.22% 2,110,000.00 Asset Allocation (000's) 30.19% 2,743,415.00 6.93% 629,835.00 1-3 Mos 3-12 Mos 1-2 Yr 17.43% 7.26% 1,583,281.16 659, 716.00 2-3 Yr 3-5 Yr Assets (000's) Scheduled Par Scheduled Book Scheduled Market M kt/Book Yield WAL(Yr) Mat(Yr) MMKT 756,000.00 756,000.00 756,000.00 100.00% 0.03% .003 .003 CALTRUST FND 4,015.94 4,017.20 4,017.20 100.00% 0.30% .003 .003 DDA/PASSBK 400,000.00 400,000.00 400,000.00 100.00% 0.10% .003 .003 US TREAS BILLS 3,065,000.00 3,063,507.44 3,064,667.90 100.04% 0.08% .354 .354 US TREAS BONDS 400,000.00 400,349.96 400,527.20 100.04% 0.51% 2.564 2.564 FHLMC BONDS 835,710.00 835,606.07 832,794.45 99.66% 0.50% .839 2.637 FNMA BONDS 734,251.00 734,832.78 734,086.53 99.90% 0.64% 1.231 3.198 FHLB DISC NOTES 155,000.00 154,952.23 154,977.80 100.02% 0.06% .381 .381 FHLB BONDS 944,888.16 944,573.93 943,065.17 99.84% 0.60% .480 2.426 FFCB DISC NOTES 117,000.00 116,877.12 116,990.53 100.10% 0.12% .254 .254 FFCB BONDS 735,203.00 735,064.09 737,702.42 100.36% 0.52% 1.149 2.037 FARMER MAC 130,000.00 129,941.20 130, 705.70 100.59% 0.59% .460 .460 MUNI BONDS 84,170.00 83,306.32 83,306.32 100.00% 2.57% .874 .874 COMM PAPER 335,500.00 335,435.66 335,459.17 100.01% 0.08% .123 .123 NCDS 364,000.00 364,000.00 364,000.00 100.00% 0.15% .470 .470 IFC BONDS Totals (000's): 25,000.00 24,980.25 24,851.75 99.49% 0.27% 3.397 3.397 9,085,738.10 9,083,444.25 9,083,152.14 100.00% 0.30% .609 1.208 TIMMI 1.50% 1.00% - 0.50% - 0.00% 1). Pp� 00 oaf .99y5(\- 0 SJ\00 P`�g0,0 Sep 115)cG\ 00 99,oe ' p2 Few (1:\ Pool Yield 0.88% 0.77% (170% 0.62% 0.54% 0.52% 0.48% n z Aor 0.35% 0.34% 0.34% 0.31% 0.06% -M-TIMMI The Treasurer's Institutional Money Market Index (TIMMI) is a composite index of four AAA rated prime institutional money market funds. Their average yield is compared to the yield of the Treasurer's Pooled Investment Fund in the above graph. COUNTY OF RIVERSIDE TREASURER -TAX COLLECTOR 111 7 Compliance Report Compliance Status: Full Compliance The Treasurer's Pooled Investment Fund was in full compliance with the County of Riverside's Treasurer's State- ment of Investment Policy. The County's Statement of Investment Policy is more restrictive than California Gov- ernment Code 53646. The County's Investment Policy is reviewed annually by the County of Riverside's Over- sight Committee and approved by the Board of Supervisors. Investment Category MUNICIPAL BONDS (MUNI) U.S. TREASURIES LOCAL AGENCY OBLIGATIONS (LAO) FEDERAL AGENCIES GOVERNMENT CODE Maximum Authorized S&P/ Remaining Limit Moody's Maturity 5 YEARS 5 YEARS 5 YEARS 5 YEARS NO LIMIT NA NO LIMIT NA NO LIMIT NA NO LIMIT AAA COUNTY INVESTMENT POLICY Maximum Remaining Maturity Authorized % S&P/Moody's/ Limit Fitch 4 YEARS 5 YEARS 3 YEARS 5 YEARS COMMERCIAL PAPER (CP) 270 DAYS 40% Al/P1 270 DAYS CERTIFICATE & TIME DE- POSITS (NCD & TCD) INT'L BANK FOR RECON- STRUCTION AND DEVELOP- MENT AND INT'L FINANCE CORPORATION REPURCHASE AGREEMENTS (REPO) REVERSE REPOS MEDIUM TERM NOTES (MTNO) CALTRUST SHORT TERM FUND MONEY MARKET MUTUAL FUNDS (MMF) LOCAL AGENCY INVESTMENT FUND (LAIF) CASH/DEPOSIT AC- COUNT 5 YEARS 30% NA 1 YEAR NA NA NA 1 YEARS NO LIMIT 92 DAYS 20% 5 YEARS 30% NA NA 60 DAYSH) 20% NA NA NA NA A NA AAA/Aaa (2} NA NA 45 DAYS NA 60 DAYS 3 YEARS DAILY LIQUIDITY DAILY LIQUIDITY DAILY LIQUIDITY NA NA 2.50% 100% 40% Al/Pl/Fl 3.69% Al/Pl/Fl 4.01% 4 YEARS 20% AA/Aa/AA 0.28% Al/Pl/Fl 0.0% 10% NA 0.00% 20% AA/Aa2/AA 0.00% 1.00% NA 0.04% AAA by 2 Of 3 20% RATINGS 8.32% AGC. NA 0.00% NA NA 4.40% 15% AA-/Aa3/AA- 100% NA 25% Combined 40% max, 25% in term repo over 7 days Max $50 million Actual % INVESTMENT GRADE NA 1 Money Market Mutual Funds maturity may be interpreted as a weighted average maturity not exceeding 60 days. 2Or must have an investment advisor with no fewer than 5 years experience and with assets under management of $500,000,000 USD. 0.92% 38.13% 0.00% 40.20% THIS COMPLETES THE REPORT REQUIREMENTS OF CALIFORNIA GOVERNMENT CODE 53646. COUNTY OF RIVERSIDE TREASURER -TAX COLLECTOR 112 8 Month End Portfolio Holdings Fund: 1 POOL FUND 1060: MMKT ACCTS -A/365-6 FRGXX FIDELITY GOV GOFXX FEDERATED GOV WFFXX TFDXX OGVXX FGTXX WELLS FARGO GOV BLACKROCK GOV JP MORGAN GOLDMAN SACHS 04/01/2021 .010 .010 1,000,000.00 1,000,000.00 100.000000 1,000,000.00 04/01/2021 .035 .035 151,000,000.00 151,000,000.00 100.000000 151,000,000.00 04/01/2021 .030 .030 131,000,000.00 131,000,000.00 100.000000 131,000,000.00 04/01/2021 .035 .035 181,000,000.00 181,000,000.00 100.000000 181,000,000.00 04/01/2021 .036 .036 101,000,000.00 101,000,000.00 100.000000 101,000,000.00 04/01/2021 .036 .036 191,000,000.00 191,000,000.00 100.000000 191,000,000.00 034 756,000,000.00 756,000,000.00 100.000000 756,000,000.00 0.00 0.00 0.00 0.00 0.00 0.00 .003 .003 .003 .003 .003 .003 .003 .003 .003 .003 .003 .003 1065: CLTR-A/365-6 CLTR CALTRUSTSHTTERM FUND 04/01/2021 .304 .303 4,015,944.14 4,017,200.84 100.031293 4,017,200.84 0.00 .003 .003 AMIII.303 4,015,944.14 4,017,200.84 100.031293 4,017,200.84 1080: MGD RATE -A/365-6 CASH BANK OF THE WEST 04/01/2021 .100 .100 400,000,000.00 400,000,000.00 100.000000 400,000,000.00 0.00 .003 .003 .100 .100 400,000,000.00 400,000,000.00 100.000000 400,000,000.00 0.00 1170: MGD RATE -A/360 CASH PACIFIC PREMIER BANK 04/01/2021 1.530 1.530 0.00 0.00 .000000 0.00 0.00 .000 .003 CASH FIRST REPUBLIC BANK 04/01/2021 1.515 1.515 0.00 0.00 .000000 0.00 0.00 .000 .003 CASH UB MANAGED RATE 04/01/2021 .070 .070 0.00 0.00 .000000 0.00 0.00 .000 .003 0.00 0.00 .000000 0.00 1300: U.S. TREASURY BILL 9127963H0 U.S. TREASURY BILL 06/17/2021 .128 .128 50,000,000.00 49,945,458.33 99.997000 49,998,500.00 53,041.67 .213 .214 9127963H0 U.S. TREASURY BILL 06/17/2021 .115 .115 50,000,000.00 49,955,437.50 99.997000 49,998,500.00 43,062.50 .213 .214 9127962Y4 U.S. TREASURY BILL 05/20/2021 .093 .093 50,000,000.00 49,970,965.28 99.998000 49,999,000.00 28,034.72 .137 .137 9127963H0 U.S. TREASURY BILL 06/17/2021 .098 .098 30,000,000.00 29,979,931.25 99.997000 29,999,100.00 19,168.75 .213 .214 9127962Y4 U.S. TREASURY BILL 05/20/2021 .093 .093 50,000,000.00 49,971,970.83 99.998000 49,999,000.00 27,029.17 .137 .137 912796462 U.S. TREASURY BILL 08/12/2021 .096 .096 50,000,000.00 49,962,400.00 99.991000 49,995,500.00 33,100.00 .367 .367 912796356 U.S. TREASURY BILL 07/15/2021 .088 .088 50,000,000.00 49,969,375.00 99.996000 49,998,000.00 28,625.00 .290 .290 9127962Y4 U.S. TREASURY BILL 05/20/2021 .100 .100 50,000,000.00 49,974,722.00 99.998000 49,999,000.00 24,278.00 .137 .137 9127962Y4 U.S. TREASURY BILL 05/20/2021 .085 .085 30,000,000.00 29,987,108.33 99.998000 29,999,400.00 12,291.67 .137 .137 912796410 U.S. TREASURY BILL 09/09/2021 .092 .092 50,000,000.00 49,963,200.00 99.989000 49,994,500.00 31,300.00 .443 .444 912796A33 U.S. TREASURY BILL 05/27/2021 .088 .088 50,000,000.00 49,978,368.06 99.998000 49,999,000.00 20,631.94 .156 .156 9127964V8 U.S. TREASURY BILL 10/07/2021 .101 .101 100,000,000.00 99,913,458.33 99.985000 99,985,000.00 71,541.67 .520 .521 912796A41 U.S. TREASURY BILL 06/03/2021 .092 .092 50,000,000.00 49,977,379.17 99.997000 49,998,500.00 21,120.83 .175 .175 912796A33 U.S. TREASURY BILL 05/27/2021 .087 .087 50,000,000.00 49,979,337.50 99.998000 49,999,000.00 19,662.50 .156 .156 9127964L0 U.S. TREASURY BILL 09/09/2021 .085 .085 100,000,000.00 99,934,833.33 99.989000 99,989,000.00 54,166.67 .443 .444 912796F87 U.S. TREASURY BILL 05/11/2021 .090 .091 50,000,000.00 49,980,536.11 99.998000 49,999,000.00 18,463.89 .112 .112 912796F87 U.S. TREASURY BILL 05/11/2021 .087 .087 25,000,000.00 24,990,695.83 99.998000 24,999,500.00 8,804.17 .112 .112 912796A41 U.S. TREASURY BILL 06/03/2021 .085 .085 40,000,000.00 39,983,244.00 99.997000 39,998,800.00 15,556.00 .175 .175 912796462 U.S. TREASURY BILL 08/12/2021 .074 .074 150,000,000.00 149,924,662.50 99.991000 149,986,500.00 61,837.50 .367 .367 912796356 U.S. TREASURY BILL 07/15/2021 .074 .074 100,000,000.00 99,955,491.67 99.996000 99,996,000.00 40,508.33 .290 .290 912796356 U.S. TREASURY BILL 07/15/2021 .075 .075 100,000,000.00 99,956,191.67 99.996000 99,996,000.00 39,808.33 .290 .290 9127963H0 U.S. TREASURY BILL 06/17/2021 .088 .132 45,000,000.00 44,980,090.00 99.997000 44,998,650.00 18,560.00 .213 .214 912796F95 U.S. TREASURY BILL 05/18/2021 .087 .087 50,000,000.00 49,981,754.17 99.997000 49,998,500.00 16,745.83 .131 .132 912796F95 U.S. TREASURY BILL 05/18/2021 .085 .085 50,000,000.00 49,982,763.89 99.997000 49,998,500.00 15,736.11 .131 .132 912796G29 U.S. TREASURY BILL 05/25/2021 .085 .085 50,000,000.00 49,981,937.50 99.997000 49,998,500.00 16,562.50 .150 .151 9127963H0 U.S. TREASURY BILL 06/17/2021 .088 .088 50,000,000.00 49,978,488.89 99.997000 49,998,500.00 20,011.11 .213 .214 912796462 U.S. TREASURY BILL 08/12/2021 .074 .074 150,000,000.00 149,928,950.00 99.991000 149,986,500.00 57,550.00 .367 .367 9127963S6 U.S. TREASURY BILL 07/15/2021 .071 .071 50,000,000.00 49,980,025.00 99.996000 49,998,000.00 17,975.00 .290 .290 9127963H0 U.S. TREASURY BILL 06/17/2021 .088 .088 50,000,000.00 49,978,611.11 99.997000 49,998,500.00 19,888.89 .213 .214 912796F95 U.S. TREASURY BILL 05/18/2021 .090 .090 50,000,000.00 49,982,375.00 99.997000 49,998,500.00 16,125.00 .131 .132 9127963H0 U.S. TREASURY BILL 06/17/2021 .097 .097 50,000,000.00 49,976,962.50 99.997000 49,998,500.00 21,537.50 .213 .214 912796632 U.S. TREASURY BILL 06/24/2021 .100 .100 50,000,000.00 49,975,416.67 99.997000 49,998,500.00 23,083.33 .232 .233 912796B32 U.S. TREASURY BILL 06/24/2021 .095 .095 50,000,000.00 49,976,633.54 99.997000 49,998,500.00 21,866.46 .232 .233 912796410 U.S. TREASURY BILL 09/09/2021 .093 .093 50,000,000.00 49,967,368.06 99.989000 49,994,500.00 27,131.94 .443 .444 9127964V8 U.S. TREASURY BILL 10/07/2021 .094 .094 50,000,000.00 49,963,379.17 99.985000 49,992,500.00 29,120.83 .520 .521 9127964V8 U.S. TREASURY BILL 10/07/2021 .092 .092 50,000,000.00 49,965,116.67 99.985000 49,992,500.00 27,383.33 .520 .521 9127964W6 U.S. TREASURY BILL 11/04/2021 .086 .086 50,000,000.00 49,965,480.56 99.977000 49,988,500.00 23,019.44 .596 .597 912796H28 U.S. TREASURY BILL 06/22/2021 .087 .087 50,000,000.00 49,981,618.75 99.997000 49,998,500.00 16,881.25 .227 .227 9127962Y4 U.S. TREASURY BILL 05/20/2021 .082 .082 60,000,000.00 59,983,835.83 99.998000 59,998,800.00 14,964.17 .137 .137 912796462 U.S. TREASURY BILL 08/12/2021 .073 .073 50,000,000.00 49,979,559.03 99.991000 49,995,500.00 15,940.97 .367 .367 912796D97 U.S. TREASURY BILL 04/20/2021 .060 .060 25,000,000.00 24,996,583.33 99.999000 24,999,750.00 3,166.67 .055 .055 912796A33 U.S. TREASURY BILL 05/27/2021 .072 .072 50,000,000.00 49,988,182.64 99.998000 49,999,000.00 10,817.36 .156 .156 912796C56 U.S. TREASURY BILL 07/29/2021 .077 .077 25,000,000.00 24,990,331.25 99.994000 24,998,500.00 8,168.75 .328 .329 9127964V8 U.S. TREASURY BILL 10/07/2021 .062 .062 100,000,000.00 99,957,633.33 99.985000 99,985,000.00 27,366.67 .520 .521 912796G29 U.S. TREASURY BILL 05/25/2021 .041 .041 50,000,000.00 49,994,077.78 99.997000 49,998,500.00 4,422.22 .151 .151 912796410 U.S. TREASURY BILL 09/09/2021 .045 .045 100,000,000.00 99,973,888.75 99.989000 99,989,000.00 15,111.25 .443 .444 9127964W6 U.S. TREASURY BILL 11/04/2021 .046 .046 100,000,000.00 99,967,138.89 99.977000 99,977,000.00 9,861.11 .597 .597 912796C31 U.S. TREASURY BILL 01/27/2022 .052 .052 85,000,000.00 84,962,002.64 99.954000 84,960,900.00 -1,102.64 .826 .827 912796D30 U.S. TREASURY BILL 02/24/2022 .053 .053 50,000,000.00 49,975,572.92 99.949000 49,974,500.00 -1,072.92 .903 .904 912796C31 U.S. TREASURY BILL 01/27/2022 .045 .045 50,000,000.00 49,980,812.50 99.954000 49,977,000.00 -3,812.50 .826 .827 912796D30 U.S. TREASURY BILL 02/24/2022 .052 .052 50,000,000.00 49,975,930.00 99.949000 49,974,500.00 -1,430.00 .903 .904 912796C31 U.S. TREASURY BILL 01/27/2022 .047 .047 50,000,000.00 49,980,155.56 99.954000 49,977,000.00 -3,155.56 .826 .827 .080 3,065,000,000.00 3,063,507,442.62 99.989165 3,064,667,900.00 1,160,457.38 1310: U.S. TREASURY BOND 912828YE4 U.S. TREASURY BOND 08/31/2024 1.250 1.702 25,000,000.00 24,479,492.19 102.574000 25,643,500.00 1,164,007.81 3.323 3.422 912828YV6 U.S. TREASURY BOND 11/30/2024 1.500 1.751 25,000,000.00 24,705,078.13 103.363000 25,840,750.00 1,135,671.87 3.532 3.671 912828527 U.S. TREASURY BOND 06/30/2021 1.125 .123 40,000,000.00 40,340,625.00 100.262000 40,104,800.00 -235,825.00 .249 .249 9128281278 U.S. TREASURY BOND 04/30/2021 1.375 .121 50,000,000.00 50,398,437.50 100.105000 50,052,500.00 -345,937.50 .082 .082 912828527 U.S. TREASURY BOND 06/30/2021 1.125 .125 50,000,000.00 50,400,390.63 100.262000 50,131,000.00 -269,390.63 .249 .249 91282CBH3 U.S. TREASURY BOND 01/31/2026 .375 .586 10,000,000.00 9,897,265.63 97.469000 9,746,900.00 -150,365.63 4.777 4.841 91282CBH3 U.S. TREASURY BOND 01/31/2026 .375 .593 10,000,000.00 9,894,140.63 97.469000 9,746,900.00 -147,240.63 4.777 4.841 91282CBM2 U.S. TREASURY BOND 02/15/2024 .125 .219 25,000,000.00 24,930,664.06 99.445000 24,861,250.00 -69,414.06 2.864 2.879 912828ZL7 U.S. TREASURY BOND 04/30/2025 .375 .445 15,000,000.00 14,956,640.63 98.707000 14,806,050.00 -150,590.63 4.041 4.085 912828P46 U.S. TREASURY BOND 02/15/2026 1.625 .799 10,000,000.00 10,401,560.00 103.367000 10,336,700.00 -64,860.00 4.680 4.882 912828946 U.S. TREASURY BOND 02/15/2026 1.625 .670 10,000,000.00 10,466,015.63 103.367000 10,336,700.00 -129,315.63 4.684 4.882 91282CAB7 U.S. TREASURY BOND 07/31/2025 .250 .675 25,000,000.00 24,537,109.38 97.777000 24,444,250.00 -92,859.38 4.296 4.337 91282CBQ3 U.S. TREASURY BOND 02/28/2026 .500 .591 20,000,000.00 19,910,508.60 97.992000 19,598,400.00 -312,108.60 4.846 4.918 912828ZC7 U.S. TREASURY BOND 02/28/2025 1.125 .539 10,000,000.00 10,231,250.00 101.840000 10,184,000.00 -47,250.00 3.830 3.918 91282CBR1 U.S. TREASURY BOND 03/15/2024 .250 .287 50,000,000.00 49,945,312.50 99.727000 49,863,500.00 -81,812.50 2.942 2.959 912828ZF0 U.S. TREASURY BOND 03/31/2025 .500 .647 25,000,000.00 24,855,468.75 99.320000 24,830,000.00 -25,468.75 3.952 4.003 400,000,000.00 400,349,959.26 100.131800 400,527,200.00 177,240.74 2.516 2.561 1420: FHLMC-Fxd-Q 30/360 3134GWLW4 FHLMC 5YrNc9MoB 08/19/2025 .625 .625 10,000,000.00 10,000,000.00 98.875000 9,887,500.00 -112,500.00 4.317 4.389 10,000,000.00 10,000,000.00 98.875000 9,887,500.00 -112,5 4.317 4.389 1425: FHLMC-Fxd-S 30/360 3134GSMF9 FHLMC 5YrNc3YrE 05/26/2023 3.000 3.000 15,000,000.00 15,000,000.00 100.450000 15,067,500.00 67,500.00 2.049 2.153 113 COUNTY OF RIVERSIDE TREASURER -TAX COLLECTOR 9 Month End Portfolio Holdings 3134GTKG7 FHLMC 5YrNc2YrB 05/03/2024 2.600 2.600 10,000,000.00 10,000,000.00 100.196000 10,019,600.00 19,600.00 2.919 3.093 3134GVSJ8 FHLMC 5YrNc1YrB 05/12/2025 .800 .800 10,000,000.00 10,000,000.00 99.327000 9,932,700.00 -67,300.00 4.027 4.118 3134GVVG0 FLMC 3.25YrNc1YrB 08/18/2023 .450 .450 10,000,000.00 10,000,000.00 100.029000 10,002,900.00 2,900.00 2.364 2.384 3134GVXL7 FHLMC 4YrNc1YrB 05/20/2024 .600 .600 25,000,000.00 25,000,000.00 100.024000 25,006,000.00 6,000.00 3.096 3.140 3134GVRV2 FHLMC 5YrNc1YrQ 05/27/2025 .750 .750 10,000,000.00 10,000,000.00 99.849000 9,984,900.00 -15,100.00 4.074 4.159 3134GVZF8 FHLMC 4YrNc1 Q 05/28/2024 .600 .600 15,000,000.00 15,000,000.00 100.043000 15,006,450.00 6,450.00 3.118 3.162 3134GVWM FHLMC 5YrNc1YrQ 05/28/2025 .730 .730 10,000,000.00 10,000,000.00 99.765000 9,976,500.00 -23,500.00 4.079 4.162 3134GVWM FHLMC 5YrNc1YrQ 05/28/2025 .730 .730 5,000,000.00 5,000,000.00 99.765000 4,988,250.00 -11,750.00 4.079 4.162 3134GVYX0 FHLMC 4YrNc2YrO 06/03/2024 .500 .500 10,000,000.00 10,000,000.00 100.086000 10,008,600.00 8,600.00 3.138 3.178 3134GVB31 FHLMC 4.9YrNcl 1MoB 05/28/2025 .750 .760 15,000,000.00 14,992,500.00 98.982000 14,847,300.00 -145,200.00 4.076 4.162 3134GVE95 FHLMC 5YrNc2YrB 06/09/2025 .650 .650 15,000,000.00 15,000,000.00 99.423000 14,913,450.00 -86,550.00 4.118 4.195 3134GV2X5 FHLMC 2.5YrNclYr0 12/29/2022 .350 .350 5,000,000.00 5,000,000.00 100.029000 5,001,450.00 1,450.00 1.736 1.748 3136G4XZ1 FHLMC 5YrNc1YrQ 06/30/2025 .740 .740 5,000,000.00 5,000,000.00 99.562000 4,978,100.00 -21,900.00 4.169 4.252 3134GV3A4 FHLMC 4YrNc2Yr0 07/01/2024 .500 .500 5,000,000.00 5,000,000.00 100.091000 5,004,550.00 4,550.00 3.216 3.255 3134GV6B9 FHLMC 2.5YrNc1YrB 01/13/2023 .320 .320 15,000,000.00 15,000,000.00 100.033000 15,004,950.00 4,950.00 1.776 1.789 3134GV5R5 FHLMC 4YrNc1YrQ 07/15/2024 .570 .570 5,000,000.00 5,000,000.00 100.044000 5,002,200.00 2,200.00 3.250 3.293 3134GWBX3 FHLMC 2YrNc1YrB 07/20/2022 .250 .250 5,000,000.00 5,000,000.00 100.012000 5,000,600.00 600.00 1.299 1.304 3134GV6H6 FHLMC 2.5YrNc1YrB 10/20/2022 .320 .320 15,000,000.00 15,000,000.00 100.033000 15,004,950.00 4,950.00 1.546 1.556 3134GWCM FHLMC 3.5YrNc1.5YrB 01/24/2024 .420 .420 15,000,000.00 15,000,000.00 99.564000 14,934,600.00 -65,400.00 2.792 2.819 3134GWEH5 FHLMC 2YrNc1YrB 07/27/2022 .280 .280 15,000,000.00 15,000,000.00 100.039000 15,005,850.00 5,850.00 1.318 1.323 3134GWAP1 FHLMC 2YrNc1YrB 07/28/2022 .250 .250 5,000,000.00 5,000,000.00 100.009000 5,000,450.00 450.00 1.321 1.326 3134GWAL0 FHLMC 3.75YrNC9MB 04/29/2024 .500 .500 15,000,000.00 15,000,000.00 100.006000 15,000,900.00 900.00 3.048 3.082 3134GWET9 FHLMC 4.5YrNc2YrB 01/29/2025 .510 .510 15,000,000.00 15,000,000.00 99.244000 14,886,600.00 -113,400.00 3.783 3.836 3134GWLU8 FHLMC 3.5YrNc1YrB 02/12/2024 .375 .375 20,000,000.00 20,000,000.00 99.899000 19,979,800.00 -20,200.00 2.845 2.871 3134GWL79 FHLMC 4YrNc1.5YrQ 09/10/2024 .400 .400 10,000,000.00 10,000,000.00 99.321000 9,932,100.00 -67,900.00 3.414 3.449 3134GWN85 FHLMC 4YrNc6MoQ 09/10/2024 .450 .450 10,000,000.00 10,000,000.00 99.543000 9,954,300.00 -45,700.00 3.411 3.449 3134GWL79 FHLMC 4YrNc1.5YrQ 09/10/2024 .400 .400 10,000,000.00 10,000,000.00 99.321000 9,932,100.00 -67,900.00 3.414 3.449 3134GWN44 FHLMC 4YrNc6MoQ 09/11/2024 .450 .450 10,000,000.00 10,000,000.00 99.506000 9,950,600.00 -49,400.00 3.413 3.452 3134GWP42 FHLMC 3YrNc1YrQ 09/14/2023 .320 .320 10,000,000.00 10,000,000.00 100.028000 10,002,800.00 2,800.00 2.441 2.458 3134GWL38 FHLMC 5YrNc2YrQ 09/15/2025 .540 .540 10,000,000.00 10,000,000.00 98.376000 9,837,600.00 -162,400.00 4.396 4.463 3134GWL38 FHLMC 5YrNc2YrQ 09/15/2025 .540 .540 15,000,000.00 15,000,000.00 98.376000 14,756,400.00 -243,600.00 4.396 4.463 3134GWP91 FHLMC 4.75YrNc2YrQ 06/16/2025 .500 .500 5,000,000.00 5,000,000.00 97.721000 4,886,050.00 -113,950.00 4.158 4.214 3134GWT22 FHLMC 4.5YrNc1YrQ 03/24/2025 .475 .475 15,000,000.00 15,000,000.00 97.638000 14,645,700.00 -354,300.00 3.938 3.984 3134GWR32 FHLMC 3.75YrNc1YrQ 06/24/2024 .410 .410 10,000,000.00 10,000,000.00 99.530000 9,953,000.00 -47,000.00 3.206 3.236 3134GWP26 FHLMC 5YrNC1.5YrB 03/28/2025 .500 .500 10,000,000.00 10,000,000.00 98.854000 9,885,400.00 -114,600.00 3.947 3.995 3134GWTG1 FHLMC 5YrNC6mOB 09/30/2025 .600 .600 5,000,000.00 5,000,000.00 97.697000 4,884,850.00 -115,150.00 4.433 4.504 3134GWY42 FHLMC 3YrNc1YrQ 10/13/2023 .300 .310 10,000,000.00 9,996,900.00 99.910000 9,991,000.00 -5,900.00 2.518 2.537 3134GWZB5 FHLMC 3YrNC1YrB 10/13/2023 .300 .300 10,000,000.00 10,000,000.00 99.870000 9,987,000.00 -13,000.00 2.518 2.537 3134GW3X2 FHLMC 5YrNC3MoB 10/27/2025 .625 .625 10,000,000.00 10,000,000.00 98.902000 9,890,200.00 -109,800.00 4.489 4.578 3134GW3Z7 FHLMC 5YrNc1YrQ 10/28/2025 .600 .600 10,000,000.00 10,000,000.00 98.991000 9,899,100.00 -100,900.00 4.495 4.581 3134GW3Y0 FHLMC 5YrNc2YrQ 10/28/2025 .550 .550 10,000,000.00 10,000,000.00 97.589000 9,758,900.00 -241,100.00 4.501 4.581 3137EAEX3 FHLMC 5Yr 09/23/2025 .375 .497 10,000,000.00 9,941,100.00 98.110000 9,811,000.00 -130,100.00 4.433 4.485 3137EAEZ8 FHLMC 3Yr 11/06/2023 .250 .280 10,000,000.00 9,991,000.00 99.920000 9,992,000.00 1,000.00 2.584 2.603 3134GXBM5 FHLMC5YrNc1YrQ 11/12/2025 .600 .600 5,000,000.00 5,000,000.00 98.997000 4,949,850.00 -50,150.00 4.534 4.622 3134GXBM5 FHLMC5YrNc1YrQ 11/12/2025 .600 .600 5,000,000.00 5,000,000.00 98.997000 4,949,850.00 -50,150.00 4.534 4.622 3134GXBL7 FHLMC3YrNC2YrA 11/16/2023 .300 .325 15,000,000.00 14,988,750.00 100.131000 15,019,650.00 30,900.00 2.610 2.630 3135GA2Z3 FHLMC 5YrNC2YrA 11/17/2025 .560 .560 5,000,000.00 5,000,000.00 98.278000 4,913,900.00 -86,100.00 4.553 4.636 3135GA2Z3 FHLMC 5YrNC2YrA 11/17/2025 .560 .560 5,000,000.00 5,000,000.00 98.278000 4,913,900.00 -86,100.00 4.553 4.636 3134GXDG6 FHLMC 2YrNc1YrQ 11/23/2022 .190 .190 10,000,000.00 10,000,000.00 99.989000 9,998,900.00 -1,100.00 1.640 1.649 3134GXCAO FHLMC 3YrNc1YrQ 11/24/2023 .320 .328 10,000,000.00 9,997,500.00 99.887000 9,988,700.00 -8,800.00 2.631 2.652 3134GXEA8 FHLMC 2YrNc1YrQ 11/23/2022 .200 .200 10,000,000.00 10,000,000.00 99.951000 9,995,100.00 -4,900.00 1.640 1.649 3134GXEA8 FHLMC 2YrNc1YrQ 11/23/2022 .200 .200 10,000,000.00 10,000,000.00 99.951000 9,995,100.00 -4,900.00 1.640 1.649 3134GXCF9 FHLMC 3.5YrNc11MoQ 05/24/2024 .400 .400 10,000,000.00 10,000,000.00 99.851000 9,985,100.00 -14,900.00 3.120 3.151 3134GXCF9 FHLMC3.5YrNc11MoQ 05/24/2024 .400 .400 10,000,000.00 10,000,000.00 99.851000 9,985,100.00 -14,900.00 3.120 3.151 3134GXEX8 FHLMC 2.5YrNC1YrB 06/01/2023 .250 .260 10,000,000.00 9,997,500.00 99.949000 9,994,900.00 -2,600.00 2.158 2.170 3134GXCAO FHLMC 3YrNC11MoB 11/24/2023 .320 .328 10,710,000.00 10,707,322.50 99.887000 10,697,897.70 -9,424.80 2.631 2.652 3134GXEX8 FHLMC2.5YrNC]YrB 06/01/2023 .250 .270 10,000,000.00 9,995,000.00 99.949000 9,994,900.00 -100.00 2.158 2.170 3134GXEX8 FHLMC2.5YrNC1YrB 06/01/2023 .250 .256 10,000,000.00 9,998,500.00 99.949000 9,994,900.00 -3,600.00 2.158 2.170 3134GXFZ2 FHLMC 3YrNc6MoQ 12/11/2023 .340 .340 10,000,000.00 10,000,000.00 100.020000 10,002,000.00 2,000.00 2.677 2.699 3134GXGQ1 FHLMC 2YrNc1YrQ 12/15/2022 .200 .200 10,000,000.00 10,000,000.00 99.986000 9,998,600.00 -1,400.00 1.701 1.710 3134GXJF2 FHLMC 2YrNC6MoB 12/30/2022 .200 .200 10,000,000.00 10,000,000.00 99.928000 9,992,800.00 -7,200.00 1.745 1.751 3134GXJF2 FHLMC 2YrNC6MoB 12/30/2022 .200 .200 10,000,000.00 10,000,000.00 99.928000 9,992,800.00 -7,200.00 1.745 1.751 3134GXHL1 FHLMC 5YrNC3MoB 12/30/2025 .700 .700 10,000,000.00 10,000,000.00 98.640000 9,864,000.00 -136,000.00 4.656 4.753 3134GXHHO FHLMC 2.5YrNC1YrB 06/30/2023 .220 .220 10,000,000.00 10,000,000.00 99.860000 9,986,000.00 -14,000.00 2.244 2.249 .531 675,710,000.00 675,606,072.50 99.557976 672,723,197.70 -2,882,874.80 3.041 3.084 1476: FHLMC-Var-SOFR-Q A/360 3134GVHN1 FHLMC 1.5Yr 09/23/2021 .330 .330 25,000,000.00 25,000,000.00 100.122000 25,030,500.00 30,500.00 .477 .482 3134GVHN1 FHLMC 1.5Yr 09/23/2021 .330 .330 25,000,000.00 25,000,000.00 100.122000 25,030,500.00 30,500.00 .477 .482 3134GVHN1 FHLMC 1.5Yr 09/23/2021 .330 .330 25,000,000.00 25,000,000.00 100.122000 25,030,500.00 30,500.00 .477 .482 3134GVHN 1 FHLMC 1.5Yr 09/23/2021 .330 .330 25,000,000.00 25,000,000.00 100.122000 25,030,500.00 30,500.00 .477 .482 3134GVHN1 FHLMC 1.5Yr 09/23/2021 .330 .330 25,000,000.00 25,000,000.00 100.122000 25,030,500.00 30,500.00 .477 .482 3134GVHV3 FHLMC 1.5Yr 09/30/2021 .330 .330 25,000,000.00 25,000,000.00 100.125000 25,031,250.00 31,250.00 .499 .501 150,000,000.00 150,000,000.00 100.122500 150,183,750.00 183.75041 1525: FNMA-Fxd-S 30/360 3135G0T78 FNMA 4.83Yr 10/05/2022 2.000 2.322 15,000,000.00 14,782,200.00 102.788000 15,418,200.00 636,000.00 1.464 1.515 3135G0T94 FNMA 5Yr 01/19/2023 2.375 2.495 10,000,000.00 9,944,100.00 103.979000 10,397,900.00 453,800.00 1.743 1.805 3135G0U43 FNMA 4.41Yr 09/12/2023 2.875 2.333 30,000,000.00 30,670,500.00 106.402000 31,920,600.00 1,250,100.00 2.350 2.452 3135G0X24 FNMA 4.83Yr 01/07/2025 1.625 1.094 10,000,000.00 10,247,300.00 103.836000 10,383,600.00 136,300.00 3.637 3.775 3136G4WN9 FNMA 5YrNC1YrB 06/24/2025 .820 .820 10,000,000.00 10,000,000.00 99.902000 9,990,200.00 -9,800.00 4.141 4.236 3136G4XK4 FNMA 5YrNc2YrQ 06/30/2025 .650 .650 5,000,000.00 5,000,000.00 99.059000 4,952,950.00 -47,050.00 4.179 4.252 3136G4XU2 FNMA 5YrNc1Yr 06/30/2025 .700 .700 10,000,000.00 10,000,000.00 99.407000 9,940,700.00 -59,300.00 4.173 4.252 3136G4WH2 FNMA 5YrNc1YrQ 06/30/2025 .800 .800 10,000,000.00 10,000,000.00 99.840000 9,984,000.00 -16,000.00 4.162 4.252 3136G4XR9 FNMA 5YrNc1YrQ 07/07/2025 .740 .740 14,900,000.00 14,900,000.00 99.559000 14,834,291.00 -65,709.00 4.185 4.271 3136G4YJ6 FNMA 3YrNC1YrB 07/07/2023 .420 .420 15,000,000.00 15,000,000.00 100.022000 15,003,300.00 3,300.00 2.251 2.268 3135G05H2 FNMA 3YrNC1YrB 01/13/2023 .420 .432 20,000,000.00 19,994,000.00 100.023000 20,004,600.00 10,600.00 1.773 1.789 3136G4YU1 FNMA 5YrNc1YrQ 07/15/2025 .730 .730 15,000,000.00 15,000,000.00 99.514000 14,927,100.00 -72,900.00 4.209 4.293 3136G4ZC0 FNMA 3.75YrNc1YrB 04/22/2024 .500 .500 15,000,000.00 15,000,000.00 100.038000 15,005,700.00 5,700.00 3.028 3.063 3136G4851 FNMA 3YrNc1YrB 07/27/2023 .420 .420 15,000,000.00 15,000,000.00 100.025000 15,003,750.00 3,750.00 2.307 2.323 3136G4B51 FNMA 3YrNc1YrB 07/27/2023 .420 .420 15,000,000.00 15,000,000.00 100.025000 15,003,750.00 3,750.00 2.307 2.323 3136G4C27 FNMA 5YrNc1YrB 07/29/2025 .700 .700 15,000,000.00 15,000,000.00 99.382000 14,907,300.00 -92,700.00 4.251 4.332 3136G4ZC0 FNMA 3.75YrNc1YrB 04/22/2024 .500 .500 10,000,000.00 10,000,000.00 100.038000 10,003,800.00 3,800.00 3.028 3.063 3136G4F32 FNMA 5YrNc2YrB 07/29/2025 .600 .600 10,000,000.00 10,000,000.00 98.784000 9,878,400.00 -121,600.00 4.262 4.332 3136G4D75 FNMA 5YrNc2YrB 07/29/2025 .600 .600 10,000,000.00 10,000,000.00 98.784000 9,878,400.00 -121,600.00 4.262 4.332 3136G4B28 FNMA 4YrNc1YrB 07/30/2024 .520 .520 9,400,000.00 9,400,000.00 100.048000 9,404,512.00 4,512.00 3.295 3.334 3136G4B28 FNMA 4YrNc1YrB 07/30/2024 .520 .520 10,000,000.00 10,000,000.00 100.048000 10,004,800.00 4,800.00 3.295 3.334 3136G4B28 FNMA 4YrNc1YrB 07/30/2024 .520 .520 10,100,000.00 10,100,000.00 100.048000 10,104,848.00 4,848.00 3.295 3.334 3136G4877 FNMA 5YrNc1YrB 08/04/2025 .700 .700 10,000,000.00 10,000,000.00 99.379000 9,937,900.00 -62,100.00 4.264 4.348 114 COUNTY OF RIVERSIDE TREASURER -TAX COLLECTOR 10 Month End Portfolio Holdings CUSIP Description Maturity Coupon Yield Par Book Market Market Unrealized Modified Years To Date To Mat Value Value Price Value Gain/Loss Duration Maturity 3136G4B77 FNMA 5YrNc 1 YrB 3136G4J38 FNMA 4YrNc2YrB 3136G4K51 FNMA 3YrNC1.5YrB 3136G4H63 FNMA 5YrNc2Yr 3136G4Q97 FNMA 5YrNc1YrQ 3136G42F9 FNMA 5YrNc1YrQ 3136G4297 FNMA 3.5YrNc1.5YrQ 3136G4X40 FNMA 4.9YrNc11 MoQ 3136G4P31 FNMA 3.9YrNc1.9YrQ 3136G43H4 FNMA 4YrNc2Yr 3136G43W1 FNMA 3.5YrNC2YrA 3135G06A6 FNMA 5YrNC1YrB 3136G45C3 FNMA 5YrNC2YrA 3136G46S7 FNMA 5YrNc2YrA 3136G46N8 FNMA 5YrNc1YrQ 3135G06C2 FNMA 5YrNc1YrQ 3135G06C2 FNMA 5YrNc1YrQ 3135GA2N0 FNMA 5YrNc2YrA 3135G06A6 FNMA 4.9YrNc11 MoQ 3135GA2P5 FNMA 3.5YrNc2YrQ 3135G06G3 FNMA 5Yr 3135GA3N9 FNMA 3YrNC2YrB 3135GA3C3 FNMA 3.5YrNc2YrQ 3135GA3C3 FNMA 3.5YrNc2YrQ 3135GA2Z3 FNMA 5YrNc2YrA 3135G06E8 FNMA 4YrNC2YrB 3135GA4P3 FNMA 5YrNC2YrA 3135GA5A5 FNMA 3.25YrNc2YrA 3135GA4R9 FNMA 3.75YrNc2YrA 3135GA3Z2 FNMA 5YrNc2YrA 3135G06F5 FNMA 2.9YrNc2YrQ 3135GAAZ4 FNMA 4.5YrNc1.5YrB 08/04/2025 08/12/2024 08/17/2023 08/19/2025 08/27/2025 08/27/2025 02/28/2024 08/26/2025 08/19/2024 09/16/2024 03/28/2024 10/20/2025 10/27/2025 10/28/2025 10/29/2025 10/29/2025 10/29/2025 11/04/2025 10/20/2025 05/03/2024 11/07/2025 11/16/2023 05/17/2024 05/17/2024 11/17/2025 11/18/2024 11/18/2025 02/23/2024 08/23/2024 11/25/2025 11/16/2023 06/24/2025 .700 .410 .310 .550 .650 .625 .375 .600 .450 .400 .320 .580 .540 .560 .600 .600 .600 .550 .580 .350 .500 .300 .350 .350 .560 .420 .650 .350 .420 .600 .310 .500 .700 .410 .310 .550 .650 .625 .375 .600 .450 .400 .320 .580 .540 .560 .600 .600 .604 .550 .587 .356 .573 .300 .350 .350 .560 .420 .650 .350 .420 .600 .310 .500 15,000,000.00 15,000,000.00 15,000,000.00 15,000,000.00 8,650,000.00 5,000,000.00 10,000,000.00 10,000,000.00 3,701,000.00 10,000,000.00 10,000,000.00 10,000,000.00 10,000,000.00 5,000,000.00 5,000,000.00 10,000,000.00 10,000,000.00 10,000,000.00 10,000,000.00 3,500,000.00 14,000,000.00 10,000,000.00 10,000,000.00 10,000,000.00 10,000,000.00 10,000,000.00 20,000,000.00 20,000,000.00 15,000,000.00 15,000,000.00 5,000,000.00 10,000,000.00 634,251,000.00 15,000,000.00 15,000,000.00 15,000,000.00 15,000,000.00 8,650,000.00 5,000,000.00 10,000,000.00 10,000,000.00 3,701,000.00 10,000,000.00 10,000,000.00 10,000,000.00 10,000,000.00 5,000,000.00 5,000,000.00 10,000,000.00 9,998,000.00 10,000,000.00 9,996,500.00 3,499,300.00 13,949,880.00 10,000,000.00 10,000,000.00 10,000,000.00 10,000,000.00 10,000,000.00 20,000,000.00 20,000,000.00 15,000,000.00 15,000,000.00 5,000,000.00 10,000,000.00 634,832,780.00 99.379000 100.010000 100.056000 98.521000 98.933000 98.824000 99.911000 98.719000 100.066000 99.713000 99.676000 98.606000 98.284000 98.356000 98.532000 98.532000 98.532000 98.290000 98.606000 99.531000 98.435000 99.932000 99.966000 99.966000 98.278000 99.344000 98.674000 99.763000 100.029000 98.421000 100.054000 98.442000 99.934258 14,906,850.00 15,001,500.00 15,008,400.00 14,778,150.00 8,557,704.50 4,941,200.00 9,991,100.00 9,871,900.00 3,703,442.66 9,971,300.00 9,967,600.00 9,860,600.00 9,828,400.00 4,917,800.00 4,926,600.00 9,853,200.00 9,853,200.00 9,829,000.00 9,860,600.00 3,483,585.00 13,780,900.00 9,993,200.00 9,996,600.00 9,996,600.00 9,827,800.00 9,934,400.00 19,734,800.00 19,952,600.00 15,004,350.00 14,763,150.00 5,002,700.00 9,844,200.00 633,834,033.16 -93,150.00 1,500.00 8,400.00 -221,850.00 -92,295.50 -58,800.00 -8,900.00 - 128,100.00 2,442.66 -28,700.00 -32,400.00 - 139,400.00 - 171,600.00 -82,200.00 -73,400.00 -146,800.00 -144,800.00 -171,000.00 - 135,900.00 -15,715.00 - 168,980.00 -6,800.00 -3,400.00 -3,400.00 -172,200.00 -65,600.00 -265,200.00 -47,400.00 4,350.00 -236,850.00 2,700.00 -155,800.00 -998,746.84 4.264 3.336 2.366 4.322 4.334 4.336 2.897 4.336 3.352 3.431 2.975 4.475 4.500 4.500 4.498 4.498 4.497 4.518 4.475 3.065 4.531 2.610 3.104 3.104 4.553 3.594 4.544 2.876 3.369 4.570 2.609 4.175 3.495 4.348 3.370 2.381 4.389 4.411 4.411 2.915 4.408 3.389 3.466 2.995 4.559 4.578 4.581 4.584 4.584 4.584 4.600 4.559 3.093 4.608 2.630 3.132 3.132 4.636 3.638 4.638 2.901 3.400 4.658 2.630 4.236 3.554 1576: FNMA-Var-SOFR-Q A/360 3135G02H5 FNMA 1.5Yr 09/16/2021 .170 .170 25,000,000.00 25,000,000.00 100.053000 25,013,250.00 13,250.00 .457 .463 3135G02K8 FNMA 2Yr 03/16/2022 .230 .230 25,000,000.00 25,000,000.00 100.195000 25,048,750.00 48,750.00 .953 .959 3135G03B7 FNMA 2Yr 04/07/2022 .360 .360 25,000,000.00 25,000,000.00 100.357000 25,089,250.00 89,250.00 1.014 1.019 3135G03J0 FNMA 2Yr 04/15/2022 .400 .400 25,000,000.00 25,000,000.00 100.405000 25,101,250.00 101,250.00 1.035 1.041 __ .290 .N..290 100,000,000.00 100,000,000.00 100.252500 100,252,500.00 252,500.00 .865 .871 1700: FHLB-DISC NOTE 313385GR1 FHLB DISC NTE 06/09/2021 .090 .090 30,000,000.00 29,986,350.00 99.996000 29,998,800.00 12,450.00 .191 .192 313385GR1 FHLB DISC NTE 06/09/2021 .090 .090 25,000,000.00 24,988,625.00 99.996000 24,999,000.00 10,375.00 .191 .192 313385MC7 FHLB DISC NTE 09/24/2021 .045 .045 100,000,000.00 99,977,250.00 99.980000 99,980,000.00 2,750.00 .484 .485 .061 155,000,000.00 154,952,225.00 99.985677 154,977,800.00 115,575.00 .380 IIIM 1725: FHLB-Fxd-S 30/360 313379Q69 FHLB 4.5 Yr 06/10/2022 2.125 2.182 7,975,000.00 7,955,620.75 102.378000 8,164,645.50 209,024.75 1.163 1.195 313378WG2 FHLB 4.08Yr 03/11/2022 2.500 2.619 10,000,000.00 9,954,700.00 102.262000 10,226,200.00 271,500.00 .926 .945 313382AX1 FHLB4.9Yr 03/10/2023 2.125 2.716 11,750,000.00 11,432,397.50 103.770000 12,192,975.00 760,577.50 1.885 1.942 313378WG2 FHLB 2.91Yr 03/11/2022 2.500 2.308 30,000,000.00 30,158,100.00 102.262000 30,678,600.00 520,500.00 .928 .945 3130AHG31 FHLB 5YrNc2YrQ 10/29/2024 1.800 1.800 25,000,000.00 25,000,000.00 100.877000 25,219,250.00 219,250.00 3.424 3.584 3130AJF95 FHLB 5YrNc1YrA 03/24/2025 1.300 1.300 5,263,157.89 5,263,157.89 100.002000 5,263,263.15 105.26 3.866 3.984 3130AK4H6 FHLB 9Mo 06/04/2021 .120 .121 50,000,000.00 49,999,500.00 99.999000 49,999,500.00 0.00 .178 .178 3130AK4K9 FHLB 9Mo 06/08/2021 .120 .121 50,000,000.00 49,999,500.00 99.999000 49,999,500.00 0.00 .189 .189 3130AK3T1 FHLB 4.25YrNc3MoA 12/09/2024 .500 .500 10,000,000.00 10,000,000.00 99.639000 9,963,900.00 -36,100.00 3.645 3.696 3130AKAR7 FHLB 10Mo 07/16/2021 .115 .115 25,000,000.00 25,000,000.00 100.013000 25,003,250.00 3,250.00 .293 .293 3130AKCP9 FHLB 9Mo 07/15/2021 .120 .120 50,000,000.00 50,000,000.00 100.014000 50,007,000.00 7,000.00 .290 .290 3130AKDH6 FHLB 2 Yr 10/21/2022 .125 .176 10,000,000.00 9,989,900.00 99.936000 9,993,600.00 3,700.00 1.552 1.559 3130AKDG8 FHLB 8Mo 07/21/2021 .110 .110 50,000,000.00 50,000,000.00 100.013000 50,006,500.00 6,500.00 .306 .307 3130AKFS0 FHLB 6Mo 05/10/2021 .110 .110 50,000,000.00 50,000,000.00 100.004000 50,002,000.00 2,000.00 .109 .110 3130AKKPO FHLB 3YrNc1YrA 12/22/2023 .190 .235 15,000,000.00 14,979,900.00 99.720000 14,958,000.00 -21,900.00 2.715 2.729 3130AKL79 FHLB 3YrNc6MoB 12/28/2023 .250 .250 10,000,000.00 10,000,000.00 99.909000 9,990,900.00 -9,100.00 2.729 2.745 3130AKKF2 FHLB 3.25YrNc6MoA 03/28/2024 .270 .270 15,000,000.00 15,000,000.00 99.649000 14,947,350.00 -52,650.00 2.978 2.995 3130AKLBO FHLB 3.5YrNc1YrB 06/28/2024 .260 .260 15,000,000.00 15,000,000.00 99.625000 14,943,750.00 -56,250.00 3.224 3.247 3130AKLBO FHLB 3.5YrNc1YrB 06/28/2024 .260 .260 10,000,000.00 10,000,000.00 99.625000 9,962,500.00 -37,500.00 3.224 3.247 3130AKKF2 FHLB 3.25YrNc6MoA 03/28/2024 .270 .279 15,000,000.00 14,995,500.00 99.649000 14,947,350.00 -48,150.00 2.977 2.995 3130AL2G8 FHLB 5YrNc6MoQ 02/18/2026 .600 .615 5,000,000.00 4,996,250.00 98.307000 4,915,350.00 -80,900.00 4.799 4.890 3130ALBX1 FHLB 5YrNc1YrQ 02/23/2026 .580 .580 10,000,000.00 10,000,000.00 98.077000 9,807,700.00 -192,300.00 4.816 4.904 3130ALDX9 FHLB 4.25Yr1YrQ 05/23/2025 .500 .500 14,750,000.00 14,750,000.00 98.633000 14,548,367.50 -201,632.50 4.090 4.148 3130ALFN9 FHLB 4.5YrNc1YrQ 08/25/2025 .550 .550 5,000,000.00 5,000,000.00 98.624000 4,931,200.00 -68,800.00 4.339 4.405 3130AL6K5 FHLB 5YrNc1YrA 02/25/2026 .580 .580 6,000,000.00 6,000,000.00 97.958000 5,877,480.00 -122,520.00 4.821 4.910 3130ALEM2 FHLB 5YrNc3MoQ 02/25/2026 .790 .790 15,000,000.00 15,000,000.00 98.170000 14,725,500.00 -274,500.00 4.793 4.910 3130ALEM2 FHLB 5YrNc3MoQ 02/25/2026 .790 .790 10,000,000.00 10,000,000.00 98.170000 9,817,000.00 -183,000.00 4.793 4.910 3130ALF25 FHLB 3.75YrNc6MoB 11/26/2024 .400 .400 5,000,000.00 5,000,000.00 99.512000 4,975,600.00 -24,400.00 3.621 3.660 3130ALGR9 FHLB 5YrNc3MoQ 02/26/2026 .850 .850 10,000,000.00 10,000,000.00 99.088000 9,908,800.00 -91,200.00 4.788 4.912 3130ALEH3 FHLB 5YrNc1YrQ 03/16/2026 .700 .700 25,000,000.00 25,000,000.00 98.371000 24,592,750.00 -407,250.00 4.864 4.962 3130ALH56 FHLB 5YrNc1YrA 03/18/2026 .750 .750 10,000,000.00 10,000,000.00 98.966000 9,896,600.00 -103,400.00 4.862 4.967 3130ALHZ0 FHLB 4.25YrNc1YrQ 06/18/2025 .530 .530 10,000,000.00 10,000,000.00 98.738000 9,873,800.00 -126,200.00 4.156 4.219 3130ALH56 FHLB 5YrNc1YrA 03/18/2026 .750 .750 10,000,000.00 10,000,000.00 98.966000 9,896,600.00 -103,400.00 4.862 4.967 3130ALFW9 FHLB 5YrNc3MoQ 03/18/2026 .790 .790 15,000,000.00 15,000,000.00 98.365000 14,754,750.00 -245,250.00 4.857 4.967 3130ALHG2 FHLB 5YrNc1YrA 03/18/2026 .750 .750 10,000,000.00 10,000,000.00 98.949000 9,894,900.00 -105,100.00 4.862 4.967 3130ALGJ7 FHLB 5YrNc1 MoM 03/23/2026 1.000 1.000 15,000,000.00 15,000,000.00 99.437000 14,915,550.00 -84,450.00 4.843 4.981 3130ALGJ7 FHLB 5YrNc1 MoM 03/23/2026 1.000 1.000 10,000,000.00 10,000,000.00 99.437000 9,943,700.00 -56,300.00 4.843 4.981 3130ALGJ7 FHLB 5YrNc1 MoM 03/23/2026 1.000 1.000 15,000,000.00 15,000,000.00 99.437000 14,915,550.00 -84,450.00 4.843 4.981 3130ALGJ7 FHLB 5YrNc1 MoM 03/23/2026 1.000 1.015 9,150,000.00 9,143,137.50 99.437000 9,098,485.50 -44,652.00 4.843 4.981 3130ALGJ7 FHLB 5YrNc1 MoM 03/23/2026 1.000 1.000 10,000,000.00 10,000,000.00 99.437000 9,943,700.00 -56,300.00 4.843 4.981 3130ALGJ7 FHLB 5YrNc1 MoM 03/23/2026 1.000 1.000 20,000,000.00 20,000,000.00 99.437000 19,887,400.00 -112,600.00 4.843 4.981 3130ALGJ7 FHLB 5YrNc1 MoM 03/23/2026 1.000 1.000 20,000,000.00 20,000,000.00 99.437000 19,887,400.00 -112,600.00 4.843 4.981 3130ALGJ7 FHLB 5YrNc1 MoM 03/23/2026 1.000 1.000 10,000,000.00 10,000,000.00 99.437000 9,943,700.00 -56,300.00 4.843 4.981 3130ALN34 FHLB 4YrNc6MoB 03/24/2025 .700 .700 10,000,000.00 10,000,000.00 99.577000 9,957,700.00 -42,300.00 3.918 3.984 3130ALKFO FHLB 4YrNc1YrB 03/25/2025 .625 .625 10,000,000.00 10,000,000.00 99.593000 9,959,300.00 -40,700.00 3.928 3.986 3130ALKL7 FHLB 5YrNc1YrB 03/25/2026 .850 .850 10,000,000.00 10,000,000.00 99.108000 9,910,800.00 -89,200.00 4.868 4.986 3130ALKFO FHLB 4YrNc1YrB 03/25/2025 .625 .625 10,000,000.00 10,000,000.00 99.593000 9,959,300.00 -40,700.00 3.928 3.986 3130ALNK6 FHLB 4YrNc1YrB 03/25/2025 .625 .625 10,000,000.00 10,000,000.00 99.688000 9,968,800.00 -31,200.00 3.928 3.986 3130ALLP7 FHLB 4YrNc3MoB 03/17/2025 .650 .688 15,000,000.00 14,977,500.00 99.730000 14,959,500.00 -18,000.00 3.903 3.964 3130ALPC2 FHLB 3.67YrNc3MoQ 11/29/2024 .650 .650 10,000,000.00 10,000,000.00 100.062000 10,006,200.00 6,200.00 3.612 3.668 3130ALTH7 FHLB 3.5YrNc6MoQ 09/30/2024 .510 .510 25,000,000.00 25,000,000.00 99.773000 24,943,250.00 -56,750.00 3.472 3.504 3130ALU93 FHLB 4.25YrNc6MoQ 06/30/2025 .750 .750 10,000,000.00 10,000,000.00 99.789000 9,978,900.00 -21,100.00 4.168 4.252 115 COUNTY OF RIVERSIDE TREASURER -TAX COLLECTOR 11 Month End Portfolio Holdings CUSIP Description Maturity Coupon Yield Par Book Market Market Unrealized Modified Years To Date To Mat Value Value Price Value Gain/Loss Duration Maturity 1 1767: FHLB-Var-M A/360 844,888,157.89 844,595,163.64 99.784292 843,065,666.65 -1,529,496.99 2.633 2.687 3130AJ2N8 FHLB 1.16Yr 05/03/2021 .099 .601 25,000,000.00 24,978,764.50 100.007000 25,001,750.00 22,985.50 .089 .090 .099 .601 25,000,000.00 4,978,764.50 100.007000 25,001,750.00 22,985.50 .089 .090 1770: FHLB-Var-Q A/360 3130AJAS8 FHLB 1 25Y 05/26/2021 .100 .100 75,000,000.00 75,000,000.00 99.997000 74,997,750.00 -2,250.00 .153 .153 .100 .100 75,000,000.00 75,000,000.00 99.997000 74,997,750.00 -2,250.00 .153 1900: FFCB-DISC NOTE 313313FP8 FFCB DISC NOTE 05/14/2021 .150 .150 50,000,000.00 49,937,291.67 99.999000 49,999,500.00 62,208.33 .120 .121 313313GS1 FFCB DISC NOTE 06/10/2021 .120 .120 50,000,000.00 49,948,500.00 99.996000 49,998,000.00 49,500.00 .194 .195 313313SF6 FFCB DISCO NOTE 01/25/2022 .060 .060 17,000,000.00 16,991,330.00 99.959000 16,993,030.00 1,700.00 .821 .822 117,000,000.00 116,877,121.67 99.991906 116,99 1925: FFCB-Fxd-S 30/360 3133EH6X6 FFCB 4Yr 01/12/2022 2.200 2.365 10,000,000.00 9,938,000.00 101.653000 10,165,300.00 227,300.00 .766 .786 3133EJKN8 FFCB 5Yr 04/11/2023 2.700 2.721 10,000,000.00 9,990,300.00 105.166000 10,516,600.00 526,300.00 1.936 2.030 3133EJD48 FFCB 5Yr 10/02/2023 3.050 3.095 10,000,000.00 9,979,300.00 106.930000 10,693,000.00 713,700.00 2.356 2.507 3133EJT74 FFCB 2.9Yr 11/15/2021 3.050 2.922 10,000,000.00 10,035,700.00 101.841000 10,184,100.00 148,400.00 .606 .627 3133EKRP3 FFCB 5YrNc2YrA 06/21/2024 2.220 2.220 10,000,000.00 10,000,000.00 100.448000 10,044,800.00 44,800.00 3.075 3.227 3133EKM45 FFCB 3Yr 09/06/2022 1.500 1.529 14,435,000.00 14,422,874.60 101.925000 14,712,873.75 289,999.15 1.409 1.436 3133EK4B9 FFCB 5YrNc2YrA 10/28/2024 1.820 1.820 10,000,000.00 10,000,000.00 100.872000 10,087,200.00 87,200.00 3.420 3.581 3133EKP75 FFCB 4.9Yr 09/17/2024 1.600 1.672 6,128,000.00 6,107,471.20 103.828000 6,362,579.84 255,108.64 3.351 3.468 3133EKQA7 FFCB 4.9Yr 09/10/2024 2.080 1.688 2,064,000.00 2,101,585.44 105.459000 2,176,673.76 75,088.32 3.308 3.449 3133ELNJ9 FFCB 4YrNc2YrA 02/28/2024 1.550 1.550 5,000,000.00 5,000,000.00 101.093000 5,054,650.00 54,650.00 2.838 2.915 3133ELXC3 FFCB 4YrNc1YrA 04/22/2024 .800 .800 12,000,000.00 12,000,000.00 100.037000 12,004,440.00 4,440.00 3.005 3.063 3133ELH80 FFCB 5YrNc2YrA 06/10/2025 .680 .680 5,025,000.00 5,025,000.00 100.237000 5,036,909.25 11,909.25 4.117 4.197 3133EL3E2 FFCB 3YrNc1YrA 08/10/2023 .320 .320 15,945,000.00 15,945,000.00 100.026000 15,949,145.70 4,145.70 2.347 2.362 3133EL7E8 FFCB 2.5YrNc3MoA 03/15/2023 .220 .250 10,000,000.00 9,992,500.00 99.930000 9,993,000.00 500.00 1.950 1.956 3133EMDM1 FFCB 3YrNC2YrA 10/20/2023 .270 .270 10,000,000.00 10,000,000.00 99.913000 9,991,300.00 -8,700.00 2.539 2.556 3133EMGQ9 FFCB 1.25YrNc6MoA 02/17/2022 .170 .170 15,000,000.00 15,000,000.00 100.009000 15,001,350.00 1,350.00 .877 .885 3133EMGQ9 FFCB 1.25YrNc6MoA 02/17/2022 .170 .170 15,000,000.00 15,000,000.00 100.009000 15,001,350.00 1,350.00 .877 .885 3133EMGQ9 FFCB 1.25YrNc6MoA 02/17/2022 .170 .170 15,000,000.00 15,000,000.00 100.009000 15,001,350.00 1,350.00 .877 .885 3133EMHL9 FFCB 3YrNc1YrA 11/30/2023 .310 .310 10,000,000.00 10,000,000.00 99.895000 9,989,500.00 -10,500.00 2.651 2.668 3133EMJQ6 FFCB 3YrNc2YrA 12/08/2023 .280 .264 9,931,000.00 9,935,667.57 100.013000 9,932,291.03 -3,376.54 2.672 2.690 3133EMKG6 FFCB 2.5YrNc6MoA 06/15/2023 .200 .200 15,000,000.00 15,000,000.00 99.856000 14,978,400.00 -21,600.00 2.198 2.208 3133EMKH4 FFCB 2YrNc1YrA 12/15/2022 .160 .160 10,000,000.00 10,000,000.00 99.919000 9,991,900.00 -8,100.00 1.702 1.710 3133EMKH4 FFCB 2YrNc1YrA 12/15/2022 .160 .160 8,245,000.00 8,245,000.00 99.919000 8,238,321.55 -6,678.45 1.702 1.710 3133EMKW1 FFCB 3YrNc1YrA 12/21/2023 .210 .235 10,000,000.00 9,992,500.00 99.893000 9,989,300.00 -3,200.00 2.711 2.726 3133EMLE0 FFCB 2.75YrNc6MoA 09/22/2023 .190 .190 10,000,000.00 10,000,000.00 99.903000 9,990,300.00 -9,700.00 2.469 2.479 3133EMLP5 FFCB 4YrNc6MoA 12/23/2024 .320 .320 5,000,000.00 5,000,000.00 99.095000 4,954,750.00 -45,250.00 3.700 3.734 3133EMKW1 FFCB 3YrNC1YrA 12/21/2023 .210 .235 20,000,000.00 19,985,000.00 99.893000 19,978,600.00 -6,400.00 2.711 2.726 3133EMLP5 FFCB 4YrNc6MoA 12/23/2024 .320 .320 15,000,000.00 15,000,000.00 99.095000 14,864,250.00 -135,750.00 3.700 3.734 3133EMLR1 FFCB 5YrNc6MoA 12/23/2025 .500 .506 12,430,000.00 12,426,271.00 97.160000 12,076,988.00 -349,283.00 4.660 4.734 3130AKKF2 FFCB 3.25YrNc6MoA 03/28/2024 .270 .270 10,000,000.00 10,000,000.00 99.649000 9,964,900.00 -35,100.00 2.978 2.995 3133EMLP5 FFCB 4YrNc6MoA 12/23/2024 .320 .339 10,000,000.00 9,992,500.00 99.095000 9,909,500.00 -83,000.00 3.699 3.734 3133EMLF7 FFCB 1.75YrNc6MoA 09/22/2022 .120 .155 15,000,000.00 14,991,000.00 99.973000 14,995,950.00 4,950.00 1.473 1.479 3133EMLT7 FFCB 3YrNC1YrA 12/28/2023 .210 .235 15,000,000.00 14,988,750.00 99.770000 14,965,500.00 -23,250.00 2.731 2.745 3133EMLT7 FFCB 3.9YrNc1.9YrA 12/28/2023 .210 .244 10,000,000.00 9,990,000.00 99.770000 9,977,000.00 -13,000.00 2.730 2.745 3133EMML3 FFCB 2Yr 01/12/2023 .120 .125 25,000,000.00 24,997,500.00 99.911000 24,977,750.00 -19,750.00 1.778 1.786 3133EMSC7 FFCB 4rNC1YrA 03/03/2025 .480 .480 5,000,000.00 5,000,000.00 99.362000 4,968,100.00 -31,900.00 3.880 3.926 3133EMSC7 FFCB 4YrNC1YrA 03/03/2025 .480 .512 10,000,000.00 9,987,500.00 99.362000 9,936,200.00 -51,300.00 3.879 3.926 3133EMTW2 FFCB 3Yr 03/18/2024 .300 .307 25,000,000.00 24,994,675.00 99.784000 24,946,000.00 -48,675.00 2.948 2.967 436,203,000.00 436,064,094.81 100.320759 437 ¢92,122.88 1,538,028.07 2.404 2.438 1930: FFCB-Var-M A/360 3133EGCE3 FFCB 5Yr 05/25/2021 .379 .379 10,000,000.00 10,000,000.00 100.050000 10,005,000.00 5,000.00 .150 .151 3133EGCE3 FFCB 5Yr 05/25/2021 .379 .379 10,000,000.00 10,000,000.00 100.050000 10,005,000.00 5,000.00 .150 .151 3133EJJEO FFCB 3.5Yr 10/04/2021 .133 .133 15,000,000.00 15,000,000.00 100.031000 15,004,650.00 4,650.00 .505 .512 .274 .274 35,000,000.00 35,000,000.00 100.041857 35,014,650.00 14,650.00 .302 .306 1935: FFCB-Var-SOFR-M A/360 3133EM7M8 FFCB 2.3Yr 02/21/2023 .181 .181 15,000,000.00 15,000,000.00 100.058000 15,008,700.00 8,700.00 1.885 1.896 .181 .181 15,000,000.00 15,000,000.00 100.058000 15,008,700.00 8,700.00 1.885 1.896 1936: FFCB-Var-SOFR-Q A/360 3133EKT63 FFCB 2Yr 09/24/2021 .150 .150 15,000,000.00 15,000,000.00 100.038000 15,005,700.00 5,700.00 3133EK6V3 FFCB 3Yr 11/07/2022 .320 .320 25,000,000.00 25,000,000.00 100.440000 25,110,000.00 110,000.00 3133EK6V3 FFCB 3Yr 11/07/2022 .320 .320 25,000,000.00 25,000,000.00 100.440000 25,110,000.00 110,000.00 3133EK6V3 FFCB 3Yr 11/07/2022 .320 .320 25,000,000.00 25,000,000.00 100.440000 25,110,000.00 110,000.00 3133EK6V3 FFCB 3Yr 11/07/2022 .320 .320 15,000,000.00 15,000,000.00 100.440000 15,066,000.00 66,000.00 3133EK6V3 FFCB 3Yr 11/07/2022 .320 .320 25,000,000.00 25,000,000.00 100.440000 25,110,000.00 110,000.00 3133ELCX0 FFCB 3Yr 12/09/2022 .330 .330 9,000,000.00 9,000,000.00 100.475000 9,042,750.00 42,750.00 3133ELCX0 FFCB 3Yr 12/09/2022 .330 .330 24,000,000.00 24,000,000.00 100.475000 24,114,000.00 114,000.00 3133ELCX0 FFCB 3Yr 12/09/2022 .330 .330 24,000,000.00 24,000,000.00 100.475000 24,114,000.00 114,000.00 3133ELCX0 FFCB 3Yr 12/09/2022 .330 .330 24,000,000.00 24,000,000.00 100.475000 24,114,000.00 114,000.00 3133ELCX0 FFCB 3Yr 12/09/2022 .330 .330 14,000,000.00 14,000,000.00 100.475000 14,066,500.00 66,500.00 3133ELCX0 FFCB 3Yr 12/09 2022 .330 .330 24,000,000.00 24,000,000.00 100.475000 24,114,000.00 114,000.00 .315 249,000,000.00 249,000,000.00 100.432510 250,076,950.00 1,076,950.00 1950: FMAC-Fxd-S 30/360 3132X03B5 FAMCA 4.9Yr 06/30/2023 2.850 2.964 10,000,000.00 9,947,900.00 105.838000 10,583,800.00 635,900.00 2.149 2.249 3132X04F5 FAMCA2.91Yr 07/23/2021 2.840 2.864 10,000,000.00 9,993,300.00 100.884000 10,088,400.00 95,100.00 .308 .312 20,000,000.00 19,941,200.00 103.361000 20,672,200.00 31,000.00 1.304 1965: FMAC-Var-M A/360 3132X0577 FAMCA 3Yr 3132X0U90 FAMCA 3Yr 31422BWC0 FAMCA 1.6Yr 31422BYJ3 FAMCA 1.5Yr .479 1.574 1.574 1.574 1.574 1.574 1.663 1.663 1.663 1.663 1.663 1.663 .485 1.605 1.605 1.605 1.605 1.605 1.693 1.693 1.693 1.693 1.693 1.693 04/23/2021 .159 .159 25,000,000.00 25,000,000.00 100.007000 25,001,750.00 1,750.00 .063 .063 05/10/2021 .126 .126 10,000,000.00 10,000,000.00 100.010000 10,001,000.00 1,000.00 .108 .110 05/28/2021 .179 .179 25,000,000.00 25,000,000.00 100.021000 25,005,250.00 5,250.00 .158 .159 10/18/2021 .168 .168 50,000,000.00 50,000,000.00 100.051000 50,025,500.00 25,500.00 .546 .551 X165 110,000,000.00 110,000,000.00 100.030455 110,033,500.00 33,500.00 .311 2350: MUNIS-S 30/360 76222RWU2 RHODE ISLAND ST & PROV 04/01/2021 2.750 2.551 3,150,000.00 3,167,766.00 100.564000 3,167,766.00 0.00 .003 .003 13063DAD0 STATE OF CALIFORNIA 04/01/2022 2.367 2.960 1,500,000.00 1,468,800.00 97.920000 1,468,800.00 0.00 .971 1.003 544351MM8 CITY OF LOS ANGELES 09/01/2021 4.000 2.919 8,915,000.00 9,200,993.20 103.208000 9,200,993.20 0.00 .416 .422 13063DAD0 STATE OF CALIFORNIA 04/01/2022 2.367 3.120 17,695,000.00 17,256,340.95 97.521000 17,256,340.95 0.00 .970 1.003 13063DAD0 STATE OF CALIFORNIA 04/01/2022 2.367 3.290 25,000,000.00 24,275,250.00 97.101000 24,275,250.00 0.00 .969 1.003 13063DGA0 STATE OF CALIFORNIA 04/01/2021 2.800 2.680 10,825,000.00 10,852,170.75 100.251000 10,852,170.75 0.00 .003 .003 419792YL4 STATE OF HAWAII 01/01/2022 2.770 2.770 3,500,000.00 3,500,000.00 100.000000 3,500,000.00 0.00 .733 .756 826239GH2 MUNI SIER 08/01/2024 .354 .354 720,000.00 720,000.00 100.000000 720,000.00 0.00 3.309 3.340 8262399Y6 MUNI SIER 08/01/2024 .344 .344 500,000.00 500,000.00 100.000000 500,000.00 0.00 3.310 3.340 8262399X8 MUNI SIER 08/01/2023 .229 .229 260,000.00 260,000.00 100.000000 260,000.00 0.00 2.325 2.337 826239G96 MUNISIER 08/01/2022 .179 .179 205,000.00 205,000.00 100.000000 205,000.00 0.00 1.331 1.337 8262399W0 MUNISIER 08/01/2022 .179 .179 260,000.00 260,000.00 100.000000 260,000.00 0.00 1.331 1.337 8014952N1 MUNI SIER 07/01/2022 .160 .160 8,770,000.00 8,770,000.00 100.000000 8,770,000.00 0.00 1.248 1.252 116 COUNTY OF RIVERSIDE TREASURER -TAX COLLECTOR 12 Month End Portfolio Holdings 8014952P6 MUNI SIER 2023 210 .210 2 870 000.00 2 870 000.00 100.000000 000.00 0.00 2.242 2.252 3020: COMMERCIAL PAPER 74271 TRN5 PROCTER & GAMBLE 04/22/2021 74271 TRS4 PROCTER & GAMBLE 04/26/2021 63763PSM2 NATL SEC CLEARING CORP 05/21/2021 63763PSS9 NATL SEC CLEARING CORP 05/26/2021 63763PRM3 NATL SEC CLEARING CORP 04/21/2021 63763PRN 1 NATL SEC CLEARING CORP 04/22/2021 63763PSC4 NATL SEC CLEARING CORP 05/12/2021 74271TTU7 PROCTER & GAMBLE 06/28/2021 .100 .100 15,500,000.00 15,495,393.06 99.994167 15,499,095.83 .100 .100 45,000,000.00 44,986,500.00 99.993056 44,996,875.00 .080 .080 50,000,000.00 49,989,000.00 99.986111 49,993,055.56 .080 .080 50,000,000.00 49,988,555.56 99.984722 49,992,361.11 .070 .070 25,000,000.00 24,996,888.89 99.994444 24,998,611.11 .060 .060 50,000,000.00 49,995,166.67 99.994167 49,997,083.33 .090 .090 50,000,000.00 49,993,000.00 99.988611 49,994,305.56 .070 .070 50,000,000.00 49,991,152.78 99.975556 49,987,777.78 3,702.77 .060 .060 10,375.00 .071 .071 4,055.56 .140 .140 3,805.55 .153 .153 1,722.22 .057 .058 1,916.66 .060 .060 1,305.56 .115 .115 -3,375.00 .243 .244 aim .080 .080 a.335,500.p_ 335,435,6 ,96 99.987829 1335,459---'" 23,508.32 .123 4500: NCD-Mat A/360 89114W3D5 TORONTO DOMINION 11/03/2021 .170 .170 115,000,000.00 115,000,000.00 100.000000 115,000,000.00 0.00 .593 .595 78012UH24 ROYAL BANK OF CANADA 11/17/2021 .160 .160 115,000,000.00 115,000,000.00 100.000000 115,000,000.00 0.00 .631 .633 89114W3K9 TORONTO DOMINION 06/03/2021 .110 .110 50.000.000.00 50.000.000.00 100.000000 50.000.000.00 0.00 .175 .175 89114W3V5 TORONTO DOMINION 05/28/2021 .110 .110 50,000,000.00 50,000,000.00 100.000000 50,000,000.00 0.00 .159 .159 78012UH81 ROYAL BANK OF CANADA 11/24/2021 .170 .170 7,000,000.00 7,000,000.00 100.000000 7,000,000.00 0.00 .651 .652 89114W3Z6 TORONTO DOMINION 11/30/2021 .160 .160 7,000,000.00 7,000,000.00 100.000000 7,000,000.00 0.00 .667 .668 89114W4A0 TORONTO DOMINION 06/08 2121_413.1=1131 20,000,000.00 20,000,000.00 100.000000 20,000,000.00 0.00 .189 .189 6040: IFC-Fxd-S 30/360 45950VPQ3 IFC3.5Yr 364,000,000.00 364,000,000.00 100.000000 364,000,000.00 0.00 08/22/2024 .250 .273 25,000,000.00 24,980,250.00 99.407000 24,851,750.00 -128,500.00 3.374 3.397 .250 .273 25,000,000.00 24,980,250.00 99.407000 24,851,750.00 -128,500.00 3.374 3.397 Total Fund .314 .305 9,085,738,102.03 9,083,444,252.70 99.971538 9,083,152,137.41 -292,115.29 1.187 1.205 Grand Total - .314 .305 9,085,738,102.03 9,083,444,252.70 99.971538 9,083,152,137.41 -292,115.29 1.187 1.205 117 COUNTY OF RIVERSIDE TREASURER -TAX COLLECTOR 13 The Mission Inn, Downtown Riverside. Digital Image. The Mission Inn. http://www.missioninn.com/about-en.html. COUNTY OF RIVERSIDE TREASURER -TAX COLLECTOR 118 COUNTY OF RIVERSIDE TREASURER -TAX COLLECTOR CAPITAL MARKETS COUNTY ADMINISTRATIVE CENTER 4080 LEMON STREET, 4TH FLOOR, RIVERSIDE, CA 92502-2205 WWW.COUNTYTREASURER.ORG AGENDA ITEM 6E RIVERSIDE COUNTY TRANSPORTATION COMMISSION DATE: May 24, 2021 TO: Budget and Implementation Committee FROM: Michele Cisneros, Deputy Director of Finance THROUGH: Theresia Trevino, Chief Financial Officer SUBJECT: Quarterly Sales Tax Analysis STAFF RECOMMENDATION: This item is for the Committee to: 1) Receive and file the sales tax analysis for Quarter 4, 2020 (4Q 2020); and 2) Forward to the Commission for final action. BACKGROUND INFORMATION: At its December 2007 meeting, the Commission awarded an agreement with MuniServices, LLC (MuniServices), an Avenu Company, for quarterly sales tax reporting services plus additional fees contingent on additional sales tax revenues generated from the transactions and use tax (sales tax) audit services. As part of the recurring contracts process in June 2018, the Commission approved a five-year extension through June 30, 2023. The services performed under this agreement pertain to only the Measure A sales tax revenues. Since the commencement of these services, MuniServices submitted audits, which reported findings and submitted to the California Department of Tax and Fee Administration (CDTFA), for review and determination of errors in sales tax reporting related to 940 businesses. Through 3Q 2020, the CDTFA approved $12,435,308 of cumulative sales tax revenues recovered for the Commission. If CDTFA concurs with the error(s) for the remaining claims, the Commission will receive additional revenues; however, the magnitude of the value of the remaining findings was not available. It is important to note that while the recoveries of additional revenues will be tangible, it will not be sufficient to alter the overall trend of sales tax revenues. MuniServices provided the Commission with the Quarterly Sales Tax Digest Summary report for 4Q 2020. Most of the 4Q 2020 Measure A sales tax revenues were received in the first quarter of calendar year 2021, during January 2021 through March 2021, due to a lag in the sales tax calendar. The summary section of the 4Q 2020 report is attached and includes an overview of California's economic outlook, local results, historical cash collections analysis by quarter, top 25 sales/use tax contributors, historical sales tax amounts, annual sales tax by business category, and five-year economic trend (general retail). Agenda Item 6E 120 Taxable transactions for the top 25 contributors in Riverside County generated 28 percent of taxable sales for the benchmark year ended 4Q 2020, slightly higher than the 24.7 percent for the benchmark year ended 4Q 2019. The top 100 tax contributors generated 42.8 percent for the benchmark year ended 4Q 2020, slightly higher than the 39 percent for the benchmark year ended 4Q 2019. In the Economic Category Analysis below, four of the six categories experienced new highs in the 4Q 2020 benchmark year compared to the prior eight benchmark years. The food products category was down due to a warehouse club chain, included under general retail category, shifting food sales from grocery retailers. The transportation category was down due to declines in fuel sales. ECONOMIC CATEGORY ANALYSIS %of Total / %Change RCTC State Wide Orange County Riverside County S.F. Bay Area Sacramento Valley Central Valley South Coast North Coast Central Coast General Retail 31.6/13.4 26.8/-16.9 25.7/-20.7 27.6/-7.5 25.6/-15.9 26.3/-6.9 33.7/7.0 26.1/-19.1 28.2/-2.1 25.4/-25.4 Food Products 15.2/-12.3 19.1/-26.3 18.8/-23.2 18.5/-12.2 18.5/-32.5 16.0/-15.2 14.7/-14.6 20.8/-24.6 20.4/-25 28.9/-29.6 Transportation 22.4/-2.2 23.3/-17.5 23.9/-11.7 25.2/-4.5 20.7/-20.3 28.0/-7.2 22.4/-17.2 23.6/-13.8 26.3/-4.4 24.1/-9.3 Construction 11.5/13.1 11.6/-0.8 10.6/3.8 15.4/14.0 11.8/-3.2 13.6/2.1 11.9/2.3 10.5/4.1 15.3/10.3 10.7/13.6 Business to Business 15.8/1.0 18.1/-13.5 19.7/-11.0 12.5/2.9 22.1/-7.2 15.1/-4.9 16.5/-9.9 17.8/-13.2 9.1/ -6.2 10.2/-14.8 Miscellaneous 3.5/12.1 1.2/-22.1 1.3/-15.7 0.7/-10.8 1.2/-25.2 1.1/-19.5 0.8/-5.1 1.1 /-13.3 0.7/-26.7 0.7/-36.5 Total 100.0/3.0 100.0/-17.0 100.0/-15.2 100.0/-3.7 100.0/-17.7 100.0/-7.2 100.0/-6.1 100.0/-16.1 100.0/-7.4 100.0/-19.5 General Retail: Apparel Stores, Department Stores, Furniture/Appliances, Drug Stores, Recreation Products, Florist/Nursery, and Misc. Retail Food Products: Restaurants, Food Markets, Liquor Stores, and Food Processing Equipment Construction: Building Materials Retail and Building Materials Wholesale Transportation: Auto Parts/Repair, Auto Sales - New, Auto Sales - Used, Service Stations, and Misc. Vehicle Sales Business to Business: Office Equip., Electronic Equip., Business Services, Energy Sales, Chemical Products, Heavy Industry, Light Industry, Leasing, Biotechnology, I.T. Infrastructure, and Green Energy Miscellaneous: Health & Government, Miscellaneous Other, and Closed Account Adjustments An analysis of sales tax performance through 4Q 2020 is attached and illustrates fairly consistent cycles for sales tax performance for most of the economic categories since 4Q 2015 — with the exception of COVID-19 impacts in 4Q 2020 for some categories. For five of the top 10 segments (miscellaneous — retail, auto sales — new, department stores, building materials — wholesale, and building materials — retail) during the past eight benchmark year quarters, sales tax receipts reached a new high point in 4Q 2020. The segments represent 44.7 percent of the total sales tax receipts. The service stations segment representing 5.6 percent was lower than the last seven benchmark year quarters since the high in 4Q 2013. The restaurants, food markets, heavy industry, and light industry are lower than the 4Q 2019 benchmark year quarter due to a warehouse chain, included under department stores, shifting food sales from grocery retailers and impacts of the COVID-19 pandemic. The top 10 segments represent 71.8 percent of total sales tax receipts. For the other 21 segments representing 28.2 percent of total sales tax receipts, 14 segments representing 18 percent of the total sales tax receipts reached new high points in the benchmark year 4Q 2020. In the Economic Segment Analysis below, auto sales — new has been in the top economic segments beginning in 2014. Restaurants had been in the top economic segments since 2014 but was replaced by miscellaneous — retail beginning in the 3Q 2020 benchmark year. Miscellaneous — retail includes online retailers. Agenda Item 6E 121 ECONOMIC SEGMENT ANALYSIS RCTC State Wide Orange County Riverside County S.F. Bay Area Sacramento Valley Central Valley South Coast North Coast Central Coast Largest Segment Miscellaneous Retail Restaurants Auto Sales - New Auto Sales - New Restaurants Auto Sales - New Department Stores Restaurants Restaurants Restaurants %of Total /% Change 12.3/43.4 12.2/-34.4 13.0/-2.0 11.8/3.5 11.5/-42.2 12.4/0.1 12.1/-2.6 13.7/-32.8 13.9/-34.5 18.2/-39.0 2nd Largest Segment Auto Sales - New Auto Sales - New Restaurants Department Stores Auto Sales - New Department Stores Furniture/ Appliance Auto Sales - New Department Stores Auto Sales - New %of Total /% Change 10.8/5.9 11.4/-8.7 12.4/-30.8 10.9/0.3 11.2/-12.6 11.5/3.1 9.7/59.0 12.1/-4.1 11.4/-0.2 14.4/9.0 3rd Largest Segment Department Stores Department Stores Department Stores Restaurants Miscellaneo us Retail Restaurants Auto Sales - New Department Stores Auto Sales - New Food Markets %of Total /% Change 10.1/3.4 9.1/-13.7 9.3/-12.9 10.7/-18.5 9.6/9.7 9.9/-22.8 9.0/-21.2 8.8/-12.7 11.0/6.6 8.6/-7.2 Information regarding sales tax comparison by city and change in economic segments (two highest gains and two highest losses) 4Q 2019 to 4Q 2020 is attached. In early March 2020, the federal government as well as the California Governor issues emergency declarations related to the COVID-19 pandemic. Further, on March 19, 2020 the Governor issued an executive stay at home order to protect the health and well-being of all Californians and to establish consistency across the state to slow the spread of COVID-19. The County of Riverside also issued a directive to county residents supporting the Governor's executive order. COVID-19 and the related "stay at home" orders have negatively impacted the local, regional, state, and federal economies; the magnitude and duration of these impacts is uncertain. Additionally, the Governor issued an executive order to allow businesses with under $1 million in tax liability to delay their first quarter sales and use tax filings until the end of July 2020. Another state program allows small businesses to defer up to $50,000 of their sales and use tax liabilities for the first and second quarters until July 31, 2021, provided that the owed amount is paid in 12 equal installments over the following year. The sales taxes due to RCTC are not waived but may be delayed. Staff will monitor sales tax receipts and other available economic data to determine the need for any adjustments to the revenue projections. Staff will utilize the forecast scenarios with the complete report and receipt trends in assessing such projections. Attachments: 1) Sales Tax Digest Summary 4Q 2020 2) Sales Tax Performance Analysis by Quarter 4Q 2020 3) Quarterly Sales Tax Comparison by City for 4Q 2020 to 4Q 2019 Agenda Item 6E 122 Riverside County Transportation Commission Sales Tax Digest Summary ATTACHMENT 1 Collections through March 2021 Sales through December 2020 (2020Q4) CALIFORNIA'S ECONOMIC OUTLOOK California sales tax receipts decreased by -5.4% over the same quarter from the previous year, with Northern California reporting a -3.4% decrease compared to a -7.5% decrease for Southern California. Receipts for the RCTC increased by 6.0% over the same periods. U.S. Real GDP fell by 3.5% in 2020, the largest decrease in modern history, after increasing 2.2% in 2019. Spending on services (accounting for approximately 45% of GDP in 2019), decreased by 7.3%, more than offsetting the increase of 3.9% in goods spending (accounting for roughly a quarter of GDP). (CDTFA Finance Bulletin, February 2021) California's unemployment rate averaged 10.2% in 2020 following 4.1% in 2019. California civilian employment decreased by a record 1.6 million or 8.6% in 2020 after increasing by 0.9% in 2019. U.S. civilian employment decreased by 9.7 million or 6.2% in 2020, following an increase of 1.1% in 2019. (CDTFA Finance Bulletin, February 2021) LOCAL RESULTS Net Cash Receipts Analysis Local Collections Less: Cost of Administration Net 4Q2020 Receipts Net 4Q2019 Receipts Actual Percentage Change $59,260,338 $(429,420) $58,830,918 $55,500,537 6.0% Business Activity Performance Analysis Local Collections — Economic Basis 4Q2020 Local Collections — Economic Basis 4Q2019 Quarter over Quarter Change Quarter over Quarter Percentage Change $59,097,303 $55,232,620 $3,864,683 7.0% Avenu Insights & Analytics' On -Going Audit Results Total Recovered Since Inception $12,932,405 www.avenuinsights.com (8M800-8181 Page 1 RCTC HISTORICAL CASH COLLECTIONS ANALYSIS BY QUARTER (in thousands of $) $70,000 $60,000 $50,000 $40,000 $30,000 $20,000 $10,000 $ 3Q2018 4Q2018 1Q2019 2Q2019 3Q2019 4Q2019 1Q2020 2Q2020 3Q2020 4Q2020 Net Receipts —0—CDTFAAdmin Fees Due $600 $500 $400 $300 $200 $100 $- TOP 25 SALES/USE TAX CONTRIBUTORS The following list identifies RCTC's Top 25 Sales/Use Tax contributors. The list is in alphabetical order and represents sales from January 2020 to December 2020. The Top 25 Sales/Use Tax contributors generate 28.0% of RCTC's total sales and use tax revenue. ALBERTSON'S AMAZON.COM - EC AMAZON.COM SERVICES — EC ARCO AM/PM MINI MARTS BEST BUY STORES BEST BUY STORES.COM — EC CARMAX THE AUTO SUPERSTORE CHEVRON SERVICE STATIONS CIRCLE K FOOD STORES COSTCO WHOLESALE DEPARTMENT OF MOTOR VEHICLES EBAY — EC HOME DEPOT JACK IN THE BOX RESTAURANTS KOHL'S DEPARTMENT STORES LOWE'S HOME CENTERS MCDONALD'S RESTAURANTS RALPH'S GROCERY COMPANY ROSS STORES SAM'S CLUB SHELL SERVICE STATIONS STATER BROS MARKETS TARGET STORES VERIZON WIRELESS WAL MART STORES www.avenuinsights.com (800) 800-8181 124 Page 2 RCTC HISTORICAL SALES TAX AMOUNTS The following chart shows the sales tax level from annual sales through December 2020, the highs, and the lows for the top ten segments over the last two years in thousands of $. $30,000 $25,000 $20,000 $15,000 $10,000 $5,000 $0 r I 34 �eoJS a\e,� c' z Oa �oG' at` ��ce PJ Oe9 1 i I I �a� AV e'�aJ ate\ S� `��a aka a \�a q\a�� fiatsa boo e\a�� lea ANNUAL SALES TAX BY BUSINESS CATEGORY 4Q2020 3Q2020 2Q2020 1Q2020 4Q2019 3Q2019 2Q2019 1Q2019 4Q2018 3Q2018 (in thousands of $) 4Q2020 • High • Low 65,413 31,473 46,436 23,863 32,766 7,211 61,230 32,002 46,129 22,520 32,475 8,204 58,006 32,503 45,537 21,876 32,267 7,438 57,956 34,974 47,275 21,528 32,658 7,251 57,229 35,578 47,647 21,084 32,411 6,862 54,868 35,301 47,135 21,166 32,419 6,524 53,930 35,076 47,355 20,971 31,697 6,162 52,958 34,697 47,051 20,724 31,275 5,954 52,853 34,577 47,201 20,669 31,111 5,883 51,949 34,127 46,763 20,146 30,688 5,781 $ 0 $ 20,000 $ 40,000 $ 60,000 $ 80,000 $ 100,000 $ 120,000 $ 140,000 $ 160,000 $ 180,000 $ 200,000 ■ General Retail • Food Products ■ Transportation ■ Construction • Business To Business • Miscellaneous www.avenuinsights.com (800) 800-8181 125 Page 3 FIVE-YEAR ECONOMIC TREND: General Retail (in thousands of $) o o 0 0 0 0 o o 0 0 0 `" vi o Iri o Lri N N r -I e -I VI. N OZOZDb OZOZO£ OZOZoZ OZOZoI 6TOZbb 6TOZOE 6TOZDZ 6TOZOT 8TOZbb 8TOZb£ 8TOZoZ 8TOZOT LTOZOV LTOZOE LTOZOZ LTOZ:T 9TOZbb 9TOZb£ 9TOZoZ 9TOZDT (800) 800-8181 www .avenuinsights.com RCTC: Sales Tax Performance Analysis by Quarter ATTACHMENT 2 TOTAL TOTAL $70,000,000 - $60,000,000 - $50,000,000 - $40, 000, 000 $30,000,000 $20,000,000 $10,000,000 $0 �Oy<0 '1, '1, boy(00 `Yr Q1 'loO- L��O� 1D�0� (N, (1, '1��0� '0'V 0'A, Q2 Q3 Q4 Economic CATEGORY TOTAL $25,000,000 2020Q4 000 %A QoQ $A YoY %0 YoY $A $59,097,303 6.5% $3,628,932 3.2% $6,355,241 $20,000,000 $15,000,000 $10, 000, 000 $5,000,000 GENERAL RETAIL 2020Q4 QoQ %A QoQ $A YoY %A YoY $A $21,228,997 13.3% $2,493,059 13.4% $7,704,489 % of 2020Q4 Total: 35.9% FOOD PRODUCTS 2020Q4 QoQ %A QoQ $A YoY %A YoY $A $8,378,416 -9.4% -$868,445 -12.3% -$4,409,321 of Total: 14.2% TRANSPORTATION 2020Q4 QoQ %A QoQ $A YoY %A YoY $A $12,394,931 2.0% $237,827 -2.2% -$1,048,725 % of Total: 21.0% CONSTRUCTION 2020Q4 Q00 %A QoQ $A YoY %A YoY $A $6,216,622 18.5% $969,912 13.1% $2,761,723 % of Total: 10.5% BUSINESS TO BUSINESS 2020Q4 000 %A QoQ $A YoY %A YoY $A $8,611,125 2.4% $199,725 1.0% $337,490 % of Total: 14.6% QoQ = 20Q4 / 19Q4 YoY = YE 20Q4 / YE 19Q4 127 Avenu Insights & Analytics ATTACHMENT 3 RCTC: Quarterly Comparison of 2019Q4 and 2020Q4 (October through December Sales) General Retail RIVERSIDE COUNTY Food Products Transportation Construction om 0 1- c m' • 0 0 v La °; Oct - Dec 2020 Oct - Dec 2019 VI (2020Q4) (2019Q4) % Chg Gain Gain Decline Decline BANNING 7.9% BEAUMONT 2.6% BLYTHE 40.9% CALIMESA 11.6% CANYON LAKE 14.6% CATHEDRAL CITY -0.1% COACH E LLA 11.0% CORONA -2.3% COUNTY OF RIVERSIDE -21.7% DESERT HOT SPRINGS 11.2% EASTVALE -4.0% HEMET 5.0% INDIAN WELLS -19.8% INDIO 6.3% JURUPA VALLEY 10.7% LA QUINTA 0.9% LAKE ELSINORE 16.8% MENIFEE 2.2% MORENO VALLEY -2.0% MURRIETA 3.3% NORCO 7.4% PALM DESERT -10.6% PALM SPRINGS -1.9% PERRIS -40.0% RANCHO MIRAGE -17.3% RIVERSIDE -9.3% SAN JACINTO 17.5% TEMECULA -8.9% WILDOMAR 11.0% -3.3% 16.0% 5.2% 21.4% -7.6% -14.4% 6.1% -6.6% -6.3% 4.5% 2.4% 1.7% -66.5% -7.3% -0.7 -24.6% 12.7% 1.3% 2.5% -5.0% -3.7% -31.1% -30.0% 2.9% -39.9% -7.6% -2.6% -10.6% 16.4% 13.1% 2.4% -11.6% -30.6% 33.8% 21.8% -8.9 -14.0% -14.8% -15.1% -1.2% 7.8% 0.0% 5.0% -10.0% -3.1% 9.6% -17.3% 6.2% 7.2% 1.5% -30.4% -12.2% -17.2% -13.9% 2.4% -24.0% 1.4% -31.1% 11.5% 15.6% 10.6% 422.4% -61.9% -9.3% 9.0% -1.1% 45.1% 593.1% 18.7% 16.7% 943.7% 14.5% -14.1% 7.9% 15.0% 49.2% 6.5% 19.6% 6.1% 9.1% 128.8% 5.9% -2.6% 16.4% 14.0% 6.2% -10.8% -19.9% -64.7% -14.1% -26.9% -90.8% 0.5% 4.4% -8.4% 3.5% 48.6% 44.5% 1.6% -57.0% 8.8% -9.1% 12.6% 22.5% 6.4% 51.9% 12.8% 17.9% -6.5% -16.4% -2.7% -17.2% 6.0% 236.7% -11.4% 72.0% -2.1% -64.3% -38.8% -39.0% -82.9% -7.3% -68.1% -24.2% -49.9% -36.4% -31.8% -2.7% -88.1% -29.6% 32.5% 34.4% -25.3% 1.9% 178.2% -51.3% -32.4% 22.8% -32.9% 14.0% -2.6% -7.8% -2.8% 170.4% -37.4% 700,481 656,696 1,397,087 1,467,848 398,549 391,018 219,835 226,584 63,138 70,803 2,417,509 2,195,389 839,083 840,677 9,335,511 9,930,641 7,474,939 7,940,492 495,998 403,087 2,587,680 2,442,914 3,321,487 3,120,882 131,769 238,723 2,783,373 2,672,672 4,660,736 4,741,712 2,280,696 2,402,222 2,781,984 2,433,421 2,133,962 2,065,959 5,487,821 5,157,451 4,574,943 4,379,833 1,733,079 1,688,531 4,572,999 5,349,146 3,560,293 3,601,359 4,732,756 5,983,130 1,187,633 1,507,494 15,343,601 15,360,391 826,694 765,022 8,623,871 9,139,502 466,154 486,693 6.7% -4.8% 1.9% -3.0% -10.8% 10.1% -0.2% -6.0% -5.9% 23.0% 5.9% 6.4% -44.8% 4.1% -1.7% -5.1% 14.3% 3.3% 6.4% 4.5% 2.6% -14.5% -1.1% -20.9% -21.2% -0.1% 8.1% -5.6% -4.2% Auto Sales - New Restaurants Miscellaneous Retail Food Markets Service Stations Auto Sales - New Auto Parts/Repair Auto Parts/Repair Bldg.Matls-Whsle Bldg.Matls-Whsle Bldg.Matls-Whsle Auto Sales - New Bldg.Matls-Whsle Auto Sales - New Department Stores Bldg.Matls-Retail Auto Sales - New Bldg.Matls-Retail Heavy Industry Misc. Vehicle Sales Auto Sales - New Drug Stores Bldg.Matls-Whsle Heavy Industry Furniture/Appliance Auto Sales - New Leasing Auto Sales - New Office Equipment Misc. Vehicle Sales Bldg.Matls-Retail Light Industry Miscellaneous Retail Food Markets Misc. Vehicle Sales Florist/Nursery Recreation Products Misc. Vehicle Sales Drug Stores Light Industry Bldg.Matls-Retail Leasing Heavy Industry Office Equipment Furniture/Appliance Drug Stores Department Stores Auto Sales - New Bldg.Matls-Whsle Auto Sales - Used Liquor Stores Bldg.Matls-Retail Apparel Stores Food Markets Bldg.Matls-Whsle Department Stores Misc. Vehicle Sales Food Markets Service Stations Light Industry Heavy Industry Service Stations Restaurants Restaurants Service Stations Service Stations Apparel Stores Service Stations Miscellaneous Retail Service Stations Restaurants Service Stations Auto Parts/Repair Restaurants Service Stations Service Stations Service Stations Service Stations Service Stations Restaurants Restaurants Miscellaneous Retail Restaurants Service Stations Service Stations Department Stores Service Stations Restaurants Service Stations Service Stations Office Equipment Light Industry Service Stations Health & Government Office Equipment Service Stations Furniture/Appliance Service Stations Light Industry Miscellaneous Retail Restaurants Leasing Miscellaneous Retail Business Services Misc. Vehicle Sales Auto Sales - Used Restaurants Recreation Products Department Stores Leasing Service Stations Miscellaneous Retail Restaurants Food Markets Restaurants Light Industry Non -Confidential 128 MuniServices / Avenu Insights & Analytics AGENDA ITEM 6F RIVERSIDE COUNTY TRANSPORTATION COMMISSION DATE: May 24, 2021 TO: Budget and Implementation Committee FROM: Matt Wallace, Deputy Director of Financial Administration THROUGH: Theresia Trevino, Chief Financial Officer SUBJECT: Federal Transit Administration Proposed Triennial Overall Disadvantaged Business Enterprise Goal for Federal Fiscal Years 2022-2024 STAFF RECOMMENDATION: This item is for the Committee to: 1) Approve 11 percent as the Commission's Federal Transit Administration (FTA) proposed triennial overall Disadvantaged Business Enterprise (DBE) race -neutral goal for Federal Fiscal Years (FFY) 2022-24 for the period October 1, 2021 to September 30, 2024; and 2) Adopt Resolution No. 21-007, "Resolution of the Riverside County Transportation Commission Adopting Its Triennial Overall Disadvantaged Business Enterprise Program Goal (49 CFR Part 26) as it Applies to Funding Received Directly from the Federal Transit Administration"; and 3) Forward to the Commission for final action. BACKGROUND INFORMATION: In accordance with regulations of the U.S. Department of Transportation (U.S. DOT) under Title 49 CFR Part 26, the Commission must implement a DBE program and develop a triennial overall DBE program goal as a condition to receive a commitment for federal financial assistance from the FTA as a direct recipient. The DBE Program and Policy Statement was developed by the Commission to address this requirement and is administered by the Commission's DBE Liaison Officer, who is the Commission's Deputy Director of Financial Administration. This DBE program has been implemented in a wholly race -neutral fashion to conform with directives issued by the U.S. DOT related to the Ninth Circuit U.S. Court of Appeals (Ninth Circuit) decision in the Western States Paving Co. vs. Washington State Department of Transportation case. These directives prohibit any U.S. DOT recipient in the jurisdiction of the Ninth Circuit, including the Commission, from using race -conscious contract DBE goals on U.S. DOT -assisted contracts if the recipient does not possess evidence of discrimination in its transportation contracting program. The Commission does not possess such evidence of discrimination and for this reason has implemented a wholly race -neutral DBE program. Agenda Item 6F 129 Under a wholly race -neutral DBE program, contracts let by the Commission will not include a DBE participation goal as a condition of award. Rather, in accordance with 49 CFR Part 26, the Commission performs extensive small business outreach efforts and uses other race -neutral measures when applicable. The proposed FTA triennial overall DBE Program race -neutral goal is 11 percent. The goal is based on the relative availability of DBE firms in the Commission's geographic market area (defined as Riverside County, Orange County, and San Bernardino County). The established market area represents where the Commission anticipates a majority of contractors and subcontractors will be located. Data to determine this relative availability was extracted from the California Unified Certification Program DBE Directory of Certified Firms and the 2018 U.S. Census Bureau County Business Pattern database. The analysis, which is attached, details the methodology utilized in developing the triennial goal for anticipated Commission projects, which will be funded either in whole or in part with FTA funds, including Coronavirus Aid, Relief, and Economic Security Act funds. Anticipated projects include, but are not limited to: • Moreno Valley March Field Station Rail Improvements; • Rail Stations Capital Rehabilitation; • Rail Stations Operations; • Riverside Downtown Platform Expansion; and • Transit Oriented Development Strategic Plan. Additionally, the Commission is the direct recipient of several FTA grants that will be passed - through to Metrolink (Southern California Regional Rail Authority). The Commission will be responsible for oversight of Metrolink's DBE program compliance related to those funds and has entered into a memorandum of understanding with Metrolink to further define DBE roles and responsibilities. Metrolink, as a direct recipient of other FTA funds, will adopt its own DBE program when soliciting and awarding contracts that are partially or fully funded with the FTA funds passed -through by the Commission to Metrolink. A Public Notice was issued on the RCTC website publishing the Draft Proposed FTA Overall DBE Goal -Setting Methodology for FFY 2022-2024. The notice informed the public that the proposed goal and rationale were available upon request, that RCTC would host a webinar to present the DBE goal and methodology, and that RCTC would accept comments on the proposed goal for 30 days from the date of the Public Notice. Additionally, staff consulted with minority, women, local business associations, and community organizations, which could be expected to have information concerning the availability of disadvantaged and non -disadvantaged businesses, the effects of discrimination on opportunities for DBEs, and staff's efforts to establish a level playing field for the participation of DBEs. Staff reached out to a total of 16 local minority, women, and community business organizations to provide them information on the RCTC DBE program and specifically the draft proposed FTA Agenda Item 6F 130 Overall DBE Goal -Setting Methodology for FFY 2022-2024. Each organization was contacted multiple times by telephone and email. Despite outreach efforts, no comments were received. FISCAL IMPACT: There is no financial impact to the Commission. Attachments: 1) Resolution No. 21-007 2) Draft RCTC FTA Overall DBE Goal — Setting Methodology for FFY 2022 — FFY 2024 Agenda Item 6F 131 ATTACHMENT 1 RESOLUTION NO. 21-007 RESOLUTION OF THE RIVERSIDE COUNTY TRANSPORTATION COMMISSION ADOPTING ITS TRIENNIAL OVERALL DISADVANTAGED BUSINESS ENTERPRISE PROGRAM GOAL (49 CFR PART 26) AS IT APPLIES TO FUNDING RECEIVED DIRECTLY FROM THE FEDERAL TRANSIT ADMINISTRATION WHEREAS, the Riverside County Transportation Commission (Commission) adopted a Disadvantaged Business Enterprise (DBE) program which was last updated in 2018; WHEREAS, the Ninth Circuit Court of Appeals, in a decision regarding the Washington State Department of Transportation, determined that sufficient evidence must exist to support the use of race -conscious measures on federal -aid contracts; WHEREAS, the Commission does not currently have sufficient evidence of discrimination or its effects which would support the adoption or implementation of a race -conscious DBE goal; WHEREAS, the Commission is still required, pursuant to 49 CFR Part 26, to adopt a DBE goal and implement its DBE program as applies to federal funding received by the Commission directly from the Federal Transit Administration (FTA); WHEREAS, the methodology to determine the agency's DBE goal shall be in accordance with 49 CFR Part 26; WHEREAS, the Commission is a direct recipient of FTA funds; WHEREAS, in light of the Ninth Circuit ruling and the U.S. Department of Transportation directive, and in accordance with 49 CFR Part 26, the Commission has utilized an all race - neutral methodology in calculating the Triennial Overall DBE Program goal. NOW, THEREFORE, the Commission hereby resolves as follows: SECTION 1. The Commission submits its Triennial Overall DBE Program goal for Federal Fiscal Years (FFY) for the period October 1, 2021— September 20, 2024 (FFY 2022-24). SECTION 2. The Triennial Overall DBE Program goal shall be 11 percent. SECTION 3. The Commission shall implement a race -neutral DBE program, and shall take affirmative steps to utilize race -neutral means of meeting its overall goal. 132 ADOPTED this 9th day of June, 2021. Jan C. Harnik, Chair Riverside County Transportation Commission ATTEST: Lisa Mobley, Clerk of the Board Riverside County Transportation Commission 133 ATTACHMENT 2 RIVERSIDE COUNTY TRANSPORTATION COMMISSION RIVERSIDE COUNTY TRANSPORTATION COMMISSION Federal Transit Administration (FTA) Overall DBE Goal -Setting Methodology FFY 2022- F FY 2024 Submitted in fulfillment of: Title 49 Code of Federal Regulations Part 26 134 oF RCTC FTA DBE Goal Methodology FFY 2022-FFY 2024 Page 2 of 28 TABLE OF CONTENTS I. INTRODUCTION 3 I I. BACKGROUND 3 I II. FTA-ASSISTED CONTRACTING PROGRAM FOR FFY 2022-2024 3 Market Area 3 Anticipated Projects 3 Subrecipients 5 Categories of Work 6 IV. GOAL METHODOLOGY 10 Step 1: Determination of a Base Figure (26.45) 10 Step 2: Adjusting the Base Figure 12 A. Past DBE Goal Attainments 12 B. Disparity Study 13 C. Other Available Evidence 13 V. PROPOSED OVERALL DBE GOAL 13 VI. RACE -NEUTRAL IMPLEMENTATION MEASURES 14 Fostering Small Business Participation 14 VII. PUBLIC PARTICIPATION AND FACILITATION 15 135 RCTC FTA DBE Goal Methodology FFY 2022-FFY 2024 Page 3 of 28 I. INTRODUCTION The Riverside County Transportation Commission (RCTC) herein sets forth its Overall Disadvantaged Business Enterprise (DBE) Goal and corresponding federally prescribed goal -setting methodology for the three-year Federal Fiscal Year (FFY) goal period of 2022-2024 (October 1, 2021 through September 30, 2024), pursuant to Title 49 Code of Federal Regulations (CFR) Part 26 "Participation by Disadvantaged Business Enterprises in U.S. Department of Transportation Programs." The purpose of the DBE goal - setting process is to level the playing field to allow DBEs to compete fairly for Department of Transportation -assisted contracts; however, the program must be narrowly tailored in accordance with applicable law. II. BACKGROUND RCTC is a recipient of U.S. Department of Transportation (USDOT), Federal Transit Administration (FTA), funding. As a condition of receiving this assistance, RCTC signed an assurance that it will comply with FTA's DBE requirements. In accordance with Title 49 CFR Part 26 provisions: Participation by DBEs in USDOT Programs, RCTC is required to develop and submit a Triennial Overall DBE Goal for its FTA-assisted projects. RCTC herein presents its Overall DBE Goal Methodology for FFY 2022-2024. III. FTA-ASSISTED CONTRACTING PROGRAM FOR FFY 2022-2024 Market Area The Federal DBE Program requires agencies to implement the DBE Program based on information from the relevant geographic market area —the area in which the agency spends the substantial majority of its contracting dollars. RCTC's local market for contracts consists of a geographic area that is: • where a large majority of contracting dollars is expended, and • where a substantial number of contractors and subcontractors are located and available to submit bids, quotes, or proposals. The RCTC bidder's list was reviewed, and the previously recognized market area of Orange County, Riverside County, and San Bernardino County was confirmed. Anticipated Projects RCTC has 9 FTA-assisted projects that are anticipated to be awarded during the triennial period and which were considered in preparing this goal methodology. The projects, which include construction, professional services and materials/supplies contracting opportunities, are anticipated to be awarded during the triennial period and have potential subcontracting opportunities. These projects and their federal share are listed in Table 1. • Column A lists the name and brief description of each project. • Column B lists the total estimated cost of each project. • Column C lists the estimated FTA dollar share for each project. • Column D lists the estimated FTA percentage share for each project. TABLE 1 136 RCTC FTA DBE Goal Methodology FFY 2022-FFY 2024 Page 4 of 28 (amounts subject to rounding differences) A B C D PROJECT NAME/DESCRIPTION EST. TOTAL PROJECT COST EST. FTA $ SHARE EST. FTA % SHARE Moreno Valley March Field Station Rail Improvements Remove and replace approximately 25 miles of existing rail and wood ties with new rail and concrete ties, remove/replace/regrade track ballast, improve track drainage, install new track signals and Positive Train Control system, connect to existing signals and communication systems, construct a new second passenger loading platform, extend of the existing passenger loading platform and other improvements $13,322,695 $12,997,049 98% Moreno Valley March Field Station Rail Improvements Construction Management Construction Management for the Moreno Valley March Field Station Rail Improvements Project 1,998,404 1,949,557 98% Rail Stations Capital Rehabilitation Bid & Construction Support Review/develop design, develop plans, review cost and budget, conduct audits, perform inspections, review and assess claims and change orders, seek internal claim/change order approvals, validate project status, develop reports to management, and certify completion of new construction and maintenance projects. 550,000 550,000 100% Rail Stations Capital Rehabilitation Construction Station Contracts Capital rehabilitation and maintenance of CCTV facilities and equipment, electrical upgrades, solar covered parking, painting, pavement preservation, upgrade concreate sidewalk, ADA improvements, elevator replacement and upgrades, lighting improvements, landscaping and fencing, construction for solar covered parking 4,840,000 4,840,000 100% Rail Stations Operations (CARES) - Bid & Construction Support Review/develop plans, develop scope of work for maintenance repair and replacement projects of existing physical inventory, validate cost, review and assess project approach, provide coordination of the contractor's work and the station operations, and provide inspection during project phases and project completion. 250,000 250,000 100% 137 RCTC FTA DBE Goal Methodology FFY 2022-FFY 2024 Page 5 of 28 A B C D PROJECT NAME/DESCRIPTION EST. TOTAL PROJECT COST EST. FTA $ SHARE EST. FTA % SHARE Rail Stations Operations (CARES) Construction Station Contracts Support the operation and maintenance of RCTC's nine commuter rail stations. Activities funded include RCTC staff costs, contracted program management, station janitorial cleaning services, station security, routine maintenance and repair of the facilities, grounds maintenance, pest control, and regular service interval for decontamination and sanitization of the rail facilities. 1,000,000 1,000,000 100% Riverside Downtown Platform Expansion Construction of an additional platform on the East Side of the Riverside Downtown Track and Platform to accommodate the future project growth of ridership and additional inter -County trip on the Perris Valley Line 3,571,000 1,004,978 28% Riverside Downtown Platform Expansion Construction Management Construction Management for the Riverside Downtown Platform Expansion Project 535,650 150,747 28% TOD Strategic Plan Transit oriented communities strategic plan for the eight stations along Metrolink's Perris Valley Extension Line providing corridor -wide policy recommendations and station -level action items to support transit -oriented development within a five - mile radius of each station. 700,000 515,789 74% Total $26,767,749 $23,258,121 87% Subrecipients In addition to the above listed projects, RCTC has $60 million in grants that will be reallocated to Metrolink (Southern California Regional Rail Authority). RCTC has executed a Memorandum of Understanding (MOU) with Metrolink, which details the responsibilities of both RCTC and Metrolink with respect to the DBE Program. Section II I of the MOU details RCTC's responsibilities for oversight and monitoring Metrolink's obligations as a subrecipient of RCTC's federal funds. Section IV of the MOU describes Metrolink's obligations to comply with the requirements of 49 CFR Part 26 and all other FTA DBE rules, regulations and policies, and to implement a stand-alone DBE program that includes goal setting, outreach, monitoring, and reporting. Section IV also states that Metrolink shall create and maintain records of compliance with the DBE obligations and provide compliance information to RCTC upon request. Metrolink, as a direct recipient of other FTA funds, will adopt its own DBE Program when soliciting and awarding contracts that are partially or fully funded with the FTA funds reallocated by RCTC to Metrolink. 138 RCTC FTA DBE Goal Methodology FFY 2022-FFY 2024 Page 6 of 28 Categories of Work RCTC reviewed each project anticipated to be awarded in the triennial period and determined the applicable categories of work applicable for each project using North American Industry Classification System (NAICS) codes. The corresponding dollar values for each NAICS code for each project were summarized for purposes of weighting the categories of work based on the staff estimates. Table 2 provides a summary of the categories of work with estimated dollars for each. • Column A lists the name and brief description of each project. • Column B lists the estimated FTA dollar share for each project. • Column C lists the category of work (NAICS) code. • Column D lists the category of work (NAICS) title. • Column E lists the estimated FTA dollar share for each NAICS code. • Column F lists the estimated FTA percentage share for each NAICS code. 139 RCTC FTA DBE Goal Methodology FFY 2022-FFY 2024 Page 7 of 28 A B c TABLE 2 (amounts subject to rounding differences) D E F PROJECT NAME/ DESCRIPTION EST. FTA $ SHARE NAICS CODE NAICS TITLE EST. FTA $ SHARE NAICS EST. FTA % SHARE NAICS Moreno Valley March Field Station Rail Improvements - Construction $12,997,049 237110 Water and sewer line and related structures construction $456,953 2.0% 237990 Other heavy and civil engineering construction $10,509,690 45.2% 238120 Structural steel and precast concrete contractors $662,345 2.8% 238190 Other foundation, structure, and building exterior contractors $379,688 1.6% 238210 Electrical contractors and other wiring installation contractors $658,717 2.8% 238220 Plumbing, heating, and air-conditioning contractors $49,054 0.2% 238910 Site preparation contractors $280,602 1.2% Moreno Valley March Field Station Rail Improvements - Construction Management $1,949,557 236210 Industrial building construction $97,478 0.4% 237310 Highway, street, and bridge construction $97,478 0.4% 541310 Architectural services $97,478 0.4% 541330 Engineering services $662,849 2.8% 541370 Surveying and mapping (except geophysical) services $97,478 0.4% 541380 Testing laboratories $292,434 1.3% 541611 Administrative management and general management consulting services $311,929 1.3% 541620 Environmental consulting services $214,451 0.9% 541820 Public relations agencies $77,982 0.3% Rail Stations Capital Rehabilitation - Bid 8c Construction Support $550,000 541330 Engineering services $200,000 0.9% 561210 Facilities support services $200,000 0.9% 561720 Janitorial services $150,000 0.6% Rail Stations Capital Rehabilitation - Construction Station Contracts $4,840,000 221310 Water supply and irrigation systems $200,000 0.9% 238160 Roofing contractors $20,000 0.1% 238190 Other foundation, structure, and building exterior contractors $350,000 1.5% 238210 Electrical contractors and other wiring installation contractors $600,000 2.6% 140 RCTC FTA DBE Goal Methodology FFY 2022-FFY 2024 Page 8 of 28 A B c D E F PROJECT NAME/ DESCRIPTION EST. FTA $ SHARE NAICS CODE NAICS TITLE EST. FTA $ SHARE NAICS EST. FTA % SHARE NAICS 238220 Plumbing, heating, and air-conditioning contractors $70,000 0.3% 238320 Painting and wall covering contractors $1,600,000 6.9% 238330 Flooring contractors $50,000 0.2% 238990 All other specialty trade contractors $1,500,000 6.4% 561730 Landscaping services $450,000 1.9% Rail Stations Operations (CARES) - Bid & Construction Support $250,000 541330 Engineering services $25,000 0.1% 561210 Facilities support services $25,000 0.1% 561720 Janitorial services $200,000 0.9% Rail Stations Operations (CARES) - Construction Station Contracts $1,000,000 221310 Water supply and irrigation systems $30,000 0.1% 238160 Roofing contractors $10,000 0.0% 238190 Other foundation, structure, and building exterior contractors $25,000 0.1% 238210 Electrical contractors and other wiring installation contractors $25,000 0.1% 238220 Plumbing, heating, and air-conditioning contractors $25,000 0.1% 238320 Painting and wall covering contractors $25,000 0.1% 238330 Flooring contractors $10,000 0.0% 238990 All other specialty trade contractors $250,000 1.1% 561730 Landscaping services $600,000 2.6% Riverside Downtown Platform Expansion- Construction $1,004,978 237990 Other heavy and civil engineering construction $844,283 3.6% 238120 Structural steel and precast concrete contractors $70,357 0.3% 238190 Other foundation, structure, and building exterior contractors $70,357 0.3% 541360 Geophysical surveying and mapping services $8,724 0.0% 562112 Hazardous waste collection $11,257 0.0% Riverside Downtown Platform Expansion- $150,747 236210 Industrial building construction $7,537 0.0% 237310 Highway, street, and bridge construction $7,537 0.0% 541310 Architectural services $7,537 0.0% 141 RCTC FTA DBE Goal Methodology FFY 2022-FFY 2024 Page 9 of 28 A PROJECT NAME/ DESCRIPTION Construction Management TOD Strategic Plan Total B c D E F EST. FTA $ SHARE NAICS CODE NAICS TITLE EST. FTA $ SHARE NAICS EST. FTA % SHARE NAICS 541330 Engineering services $51,254 0.2% 541370 Surveying and mapping (except geophysical) services $7,537 0.0% 541380 Testing laboratories $22,612 0.1% 541611 Administrative management and general management consulting services $24,120 0.1% 541620 Environmental consulting services $16,582 0.1% 541820 Public relations agencies $6,030 0.0% $515,789 541990 All other professional, scientific, and technical services $515,789 2.2% $23,258,120 $23,258,120 100.0% 142 RCTC FTA DBE Goal Methodology FFY 2022-FFY 2024 Page 10 of 28 IV. GOAL METHODOLOGY Step 1: Determination of a Base Figure (26.45)1 To establish the Base Figure of the relative availability of DBEs to all comparable firms (DBE and Non -DBE) available to bid or propose on RCTC's FTA-assisted contracting opportunities projected to be solicited during the triennial goal period, RCTC followed the prescribed federal methodology to determine relative availability. This was accomplished by assessing the California Unified Certification Program (CUCP) DBE Database of Certified Firms and the 2018 U.S. Census Bureau County Business Patterns Database within RCTC's market area for each of the categories of work defined in Table 2. (Number of Ready, Willing and Able DBEs) Base Figure = I x Estimated NAICS (Number of All Ready, Willing and Able Firms) b For the numerator: CUCP DBE Database of Certified Firms b For the denominator: 2018 U.S. Census Bureau's Business Patterns Database In accordance with the formula listed above, the Base Figure is derived by: • dividing the number of ready, willing and able DBE firms identified for each NAICS work category by the number of all firms identified within the market area for each corresponding work category (relative availability), • weighting the relative availability for each work category by the corresponding work category weight from Table 2 (NAICS %) to determine the Weighted Ratio for each NAICS work category, and • adding the weighted ratio figures together. A concerted effort was made to ensure that the scope of businesses included in the numerator was as close as possible to the scope included in the denominator. • Column A lists the category of work (NAICS) code. • Column B lists the category of work (NAICS) title. • Column C lists the estimated percentage of each NAICS code (the estimated FTA dollars for each NAICS code divided by the grand total of all estimated FTA dollars) from Table 2. • Column D lists number of DBEs in the market area for each NAICS code from the CUCP DBE Database of Certified Firms. • Column E lists number of all firms (DBE and non -DBE) in the market area for each NAICS code from the 2018 U.S. Census Bureau County Business Patterns Database. • Column F lists the relative availability of DBEs for each NAICS code (the number of DBEs divided by the number of all firms). • Column G lists weighted ratio for each NAICS code (relative availability divided by the estimated NAICS percentage). The weighted base figure is the sum of the weighted ratios for each NAICS code. 1 26.45 represents Title 49 CFR Part 26 regulatory goal setting methodology reference. 143 oF RCTC FTA DBE Goal Methodology FFY 2022-FFY 2024 Page 11 of 28 A TABLE 3 (amounts subject to rounding differences) B C D E F G NAICS NAICS TITLE CODE NAICS %2 DBES ALL FIRMS RELATIVE AVAILABILITY (DBEs _ All Firms) WEIGHTED RATIO (Rel. Avail. x NAICS %) 221310 Water supply and irrigation systems 1.0% 4 73 5.5% 0.1% 236210 Industrial building construction 0.5% 20 107 18.7% 0.1% 237110 Water and sewer line and related structures construction 2.0% 36 186 19.4% 0.4% 237310 Highway, street, and bridge construction 0.5% 60 175 34.3% 0.2% 237990 Other heavy and civil engineering construction 48.8% 10 87 11.5% 5.6% 238120 Structural steel and precast concrete contractors 3.2% 17 112 15.2% 0.5% 238160 Roofing contractors 0.1% 4 408 1.0% 0.0% 238190 Other foundation, structure, and building exterior contractors 3.5% 12 134 9.0% 0.3% 238210 Electrical contractors and other wiring installation contractors 5.5% 38 1,874 2.0% 0.1% 238220 Plumbing, heating, and air- conditioning contractors 0.6% 9 2,252 0.4% 0.0% 238320 Painting and wall covering contractors 7.0% 6 850 0.7% 0.0% 238330 Flooring contractors 0.3% 1 373 0.3% 0.0% 238910 Site preparation contractors 1.2% 48 560 8.6% 0.1% 238990 All other specialty trade contractors 7.5% 36 780 4.6% 0.3% 541310 Architectural services 0.5% 11 533 2.1% 0.0% 541330 Engineering services 4.0% 93 1,760 5.3% 0.2% 541360 Geophysical surveying and mapping services 0.0% 1 10 10.0% 0.0% 541370 Surveying and mapping (except geophysical) services 0.5% 17 123 13.8% 0.1% 541380 Testing laboratories 1.4% 20 210 9.5% 0.1% 541611 Administrative management and general management consulting services 1.4% 114 2,171 5.3% 0.1% 541620 Environmental consulting services 1.0% 78 288 27.1% 0.3% 541820 Public relations agencies 0.4% 16 152 10.5% 0.0% 2 The weighted ratio is the sum of each NAICS code from Table 2. 144 A RCTC FTA DBE Goal Methodology FFY 2022-FFY 2024 Page 12 of 28 B C D E F G NAICS CODE NAICS TITLE NAICS %2 DBES ALL FIRMS RELATIVE AVAILABILITY (DBEs : All Firms) WEIGHTED RATIO (Rel. Avail. x NAICS %) 541990 All other professional, scientific, and technical services 2.2% 24 499 4.8% 0.1% 561210 Facilities support services 1.0% 2 96 2.1% 0.0% 561720 Janitorial services 1.5% 10 1,059 0.9% 0.0% 561730 Landscaping services 4.5% 16 1,624 1.0% 0.0% 562112 Hazardous waste collection 0.0% 5 17 29.4% 0.0% Base Figure (i.e., Sum of Weighted Ratios for all Work Categories) 8.7% Step 2: Adjusting the Base Figure Upon establishing the Base Figure, RCTC reviewed and assessed other known evidence potentially impacting the relative availability of DBEs within the market area, in accordance with prescribed narrow tailoring provisions set forth under 49 CFR Part 26.45: Step 2; DBE Goal Adjustment guidelines. Evidence considered in making an adjustment to the Base Figure included past DBE goal attainments and other evidence, as follows: A. Past DBE Goal Attainments Historical DBE participation attainments provide demonstrable evidence of DBE availability and capacity to perform on RCTC projects. The projects anticipated to be awarded during the triennial period are substantially similar to those awarded in the recent past. RCTC calculated past DBE participation attainments for the three (3) FFY3, for which DBE attainment data is available. The table below reflects the demonstrated capacity of DBEs (measured by actual historical DBE participation attainments) on FTA-assisted contracts awarded by RCTC within the last three (3) FFYs. • Column A lists the Federal Fiscal Year. • Column B lists the FTA DBE Goal percentage for that FFY. • Column C lists the percentage of DBE attainment on the FTA share from the RCTC Semi -Annual Uniform reports that were submitted to FTA. A TABLE 4 B C FEDEAL FISCAL YEAR (FFY) FTA DBE GOAL % FTA DBE ATTAINMENT % FFY 2018 10.80% 20.81% FFY 2019 8.90% 0.00% FFY 2020 8.90% 13.33% Median DBE Attainment Within the Last 3 FFYs 13.3% 3 RCTC is using the last three (3) FFY instead of five (5) FFY for past participation because there were no FTA awards in FFY 2016 or FFY 2017. 145 RCTC FTA DBE Goal Methodology FFY 2022-FFY 2024 Page 13 of 28 The median participation for the past three FFYs is higher than the Base Figure derived from Step 1; therefore, an adjustment to the Base Figure based on RCTC's past DBE goal attainments has been made. The adjustment is calculated by averaging the Base Figure with the median DBE Past Attainment, as shown below. Base Figure (A) 8.7% Median DBE Attainment (B) 13.3% Adjusted Base Figure [(A+B)/2] 11.0% B. Disparity Study RCTC has not conducted a disparity study nor does it possess evidence on hand of discrimination in its transportation contracting program. RCTC reviewed and evaluated disparity studies from the Orange County Transportation Authority (OCTA), the San Diego —Imperial County Consortium, and Caltrans as part of this goal setting process. RCTC has declined to apply the results of these disparity studies to the triennial goal methodology since the nature of procurements covered under these other studies include significantly different projects and market areas from the projects anticipated for RCTC during this triennial period. For this reason, RCTC will not be making an adjustment to the base figure using evidence from the other disparity studies. RCTC will continue to review other agency disparity studies for similarities to their procurements. RCTC will also consider undergoing its own disparity study should additional FTA-funded projects be identified in the future. C. Other Available Evidence RCTC is not in possession of other information that would have an impact on the DBE goal assessment. V. PROPOSED OVERALL DBE GOAL Since the Ninth Circuit Court of Appeals decision regarding Western States Paving v. Washington State Department of Transportation, RCTC has set race neutral goals. RCTC will periodically re-evaluate its DBE Program to determine whether contract goals are necessary to achieve the overall goal. If after re-evaluation RCTC believes a race - conscious program is necessary, as required by Western States, RCTC will gather evidence to determine if discrimination in the transportation contracting industry is present. RCTC will make a determination at that time as to what type of evidence gathering is appropriate, based on DOT regulations and case law. The Final Proposed Overall DBE Goal for FFY 2022-2024 for RCTC's FTA-assisted contracts is 11.0%. RCTC will continue to have race -neutral DBE program for FFY 2022-2024. RCTC has been able to achieve moderate DBE participation by using only race -neutral methods, will continue to use the existing race -neutral measures as listed below, and will consider new measures in order to achieve even greater participation over the triennial period. RCTC will carefully monitor participation during the course of the goal period. At the conclusion of each year during the goal period, RCTC will re-evaluate the effectiveness of the race -neutral methods and determine if it is necessary to institute a race -conscious portion and contract specific goals. If, in the future, as a result of this re-evaluation, RCTC decides to implement race -conscious means, RCTC will submit a revised DBE Goal methodology for FTA review and approval. 146 oF RCTC FTA DBE Goal Methodology FFY 2022-FFY 2024 Page 14 of 28 RCTC intends to use race -neutral methods, as shown below, to meet the overall DBE goal of 11.0% for FFY 2022- 2024 in accordance with Title 49 CFR Part 26.51. RACE -CONSCIOUS & RACE -NEUTRAL PROJECTIONS DBE Adjusted Base Figure 11.0% Race -Conscious Component 0.0% Race -Neutral Component 11.0% VI. RACE -NEUTRAL IMPLEMENTATION MEASURES The United States Department of Transportation (USDOT) regulations require that race -neutral methods be used to the maximum extent feasible to reach the DBE overall goal. RCTC is currently implementing a number of race - and gender -neutral remedies to outreach and promote the participation of DBEs and small businesses in RCTC's FTA-assisted contracting program. RCTC plans to continue or implement the following race -neutral measures for FFY 2022-2024 and will continue to explore other options for consideration based on RCTC's success in meeting its overall DBE goals based on these efforts: • RCTC will structure and present solicitations and schedules in ways that facilitate DBE and other small business participation with prospective prime contractors. RCTC will also participate in Small Business conferences, which may include a networking component to promote teaming opportunities between prospective prime contractors and the DBE and Small Business contracting community. • Holding pre -proposal meetings, invite DBE firms, and provide for networking at these meetings. • RCTC will refer the DBE and Small Business contracting community to the SBA Bonding Assistance Program. • RCTC will carry out a communications effort to inform DBEs and other Small Businesses of opportunities that may be available. • RCTC will actively promote Small Business conferences, programs and supportive services currently offered by peer agencies which have mature DBE and Small Business Programs and are seeking increased DBE and Small Business participation in their programs as a supportive service to help develop and improve immediate and long-term business management, record keeping, and financial and accounting capability for DBEs and other small businesses. • RCTC will advise contractors about the online directory of certified DBEs, found at the California Department of Transportation (Caltrans) website: https://dot.ca.gov/programs/civil-rights/dbe-search • RCTC will advise the DBE and small business community to participate in Caltrans' DBE Supportive Services Program, which offers free training classes and one-on-one technical assistance. Fostering Small Business Participation RCTC has implemented several strategies to foster small business participation in its contracting process. These include the following: 147 RCTC FTA DBE Goal Methodology FFY 2022-FFY 2024 Page 15 of 28 • In multi -year design -build contracts or other large contracts (e.g., for "megaprojects"), requiring bidders on the prime contract to specify elements of the contract or specific subcontracts that are of a size that small businesses, including DBEs, can reasonably perform. • On larger prime contracts, encouraging the prime contractor to consider subcontracting opportunities of a size that small businesses, including DBEs, can reasonably perform, rather than self -performing all the work involved. • Identifying alternative acquisition strategies and structuring procurements to facilitate the ability of consortia or joint ventures consisting of small businesses, including DBEs, to compete for and perform prime contracts. • Ensuring that a reasonable number of prime contracts are of a size that small businesses, including DBEs, can reasonably perform. • Provide outreach to current RCTC contractors or past RCTC contractors who may qualify for DBE -certification by encouraging them to seek and obtain DBE -certification. VII. PUBLIC PARTICIPATION AND FACILITATION A Public Notice (Attachment 1) was issued on the RCTC website (Attachment 2), publishing the Draft Proposed FTA Overall DBE Goal -Setting Methodology for FFY 2022-2024. The notice informed the public that the proposed goal and rationale were available upon request, that RCTC will host a webinar to present the DBE goal and methodology, and that RCTC would accept comments on the proposed goal for 30 days from the date of the Public Notice. In accordance with Public Participation Regulatory Requirements of Title 49 CFR Part 26, minority, women, local business associations, and community organizations within the market area were contacted and provided an opportunity to review the triennial goal analysis and provide input. RCTC reached out to 16 local minority, women, and community business organizations to provide them information on RCTC's DBE program and specifically the Draft Proposed FTA Overall DBE Goal -Setting Methodology for FFY 2022-2024 and to solicit their comments. Each organization was contacted multiple times by both email (Attachment 3), which included a list of questions for participants to consider (Attachment 4), and telephone. Despite outreach efforts, no comments were received. The summary of all contact made in an attempt to receive input as part of this process can be found in Attachment 5. RCTC prepared a presentation for the public comment webinar (Attachment 6), however no individuals participated. 148 RCTC FTA DBE Goal Methodology FFY 2022-FFY 2024 Page 16 of 28 ATTACHMENT 1: Public Notice Document was last saved: Just now KIVtK)1Ut COUNTY TRANSPORTATION COMMISSION RIVERSIDE COUNTY TRANSPORTATION COMMISSION PROPOSED FEDERAL TRANSIT ADMINISTRATION TRIENNIAL DBE GOAL FFY 2022-2024 Dated 2/18/21 In accordance with 49 CFR Part 26.45(g), the Riverside County Transportation Commission (RCTC), as a recipient of U.S. Department of Transportation assistance, announces a proposed Federal Transit Administration (FTA) overall Triennial Disadvantaged Business Enterprise (DBE) goal of 11.0% for Federal Fiscal Years 2022-2024. This race -neutral goal represents the percentage of work anticipated to be performed by certified DBE firms on RCTC's FTA-assisted projects. The methodology used to determine the proposed goal will be available for public inspection for thirty (30) days from the date of this notice upon request. RCTC will host a webinar on March 16t" from 10:00 am — 11:00 am PST to present the methodology for establishing the proposed DBE goal, provide an opportunity for public comment, and answer any questions about RCTC's DBE program and proposed DBE goal. Click here to register for the webinar. RCTC and the U.S. Department of Transportation will accept comments on this proposed goal for 30 days from the date of this notice. Written comments to the RCTC DBE Liaison Officer, Matthew Wallace, may be emailed to mwallacePrctc.org or mailed to 4080 Lemon Street 3'd Floor, Riverside, CA 92501. Written comments can also be sent directly to the FTA, Marisa Appleton, Civil Rights Officer, 200 W. Adams Street, Suite 320, Chicago, IL 60606. Written comments at both locations will be accepted until Monday, March 22, 2021. 149 RCTC FTA DBE Goal Methodology FFY 2022-FFY 2024 Page 17 of 28 ATTACHMENT 2: Website notification 1 2/19/2021 Vendor Registration for Bid Opportunities with RCTC • November and December (Permit Period 96) Applications for a particular permit period shall be due by the 19th day of the calendar month immediately preceding the particular permit period. For questions. please contact RCTC's Rail Department at 951.787.7141. When completed, the Leafleting, Solicitation and/or Political Campaign Activities Permit Application together with a copy of the material to be distributed should be e -mailed to info@rctc.org. DISADVANTAGED BUSINESS ENTERPRISE (DBE) PROGRAM The Commission strongly encourages the utilization and participation of certified DBE firms in its contracting and procurement activities. It is the Commission's policy to ensure that DBEs have an equal opportunity to receive and participate in DOT -assisted contracts. The Commission procurements will be administered without discrimination on the basis of race. color, sex, or national origin. 1)IIk 1141S1)N 1)1111.1 N 1)111 [. uTIM .4111 RCTC is a recipient of U.S. Department of Transportation (USDOT). Federal Transit Administration (FTA). funding.As a condition of receiving this assistance. RCTC signed an assurance that it will comply with FTA's DBE requirements. In accordance with Tide 49 CFR Part 26 provisions: Participation by DBEs in USDOT Programs, RCTC is required to develop and submit a Triennial Overall DBE Goal for its FTA-assisted projects. Click here to view RCTC Federal Transit Administration Triennial DBE Goal — FFY 2022-2024 150 RCTC FTA DBE Goal Methodology FFY 2022-FFY 2024 Page 18 of 28 ATTACHMENT 3: Sample Email COUNTY IllRIVERSIDE TRANSPORTATION COMMISSION TRIENNIAL DBE GOAL FFY 2022-2024 11.0 / 4 The Riverside County Transportation Commission (RCTC), as a recipient of U.S. Department of Transportation assistance and in accordance with 49 CFR Part 20.45(g), announces a FFY 2022-2024 proposed Federal Transit Administration (FTA) Disadvantaged Business Enterprise View Public Notice (DBE) overallprogram triennial DBE goal of 11 0% for Federal Fiscal Years (FFY) 2022-2024. Upcoming Webinar RCTC will be hosting a webinar for Register Here! public participation on: Tuesday, March 16th at 10:00 a.m. RCTC has developed questions for minority, women's and general contract groups, community organizations and other official organizations to learn more information concerning the availability of disadvantaged and non - disadvantaged businesses_ the effects of discrimination on opportunities for DBEs, and RCTC's efforts to establish a level playing Field for the participation of DBEs. Consultative Process Questions Agenda DBE Goal far Introduction DBE Goal olo Methodology FFY 2022-2024 • Title 49 CFR Part 26 • Market Area • Next Steps • Triennial Goal • Anticipated Period Projects • Adjustments Unable to Attend? Comments Accepted through March 22, 2021 RCTC will be accepting comments to the overall DEE Goal -Setting Methodology for FFY 2022-2924 until March 22, 2921. Please contact Matthew Wallace at mwallace@rdc.org_ GCAP Services, Inc. 13525 Hyland Avenue, Suite 143, Costa Mesa, CA 42626 Unsubscribe {recipient's email' Update Profile 1 Customer Contact Data Notice Sent by nchang0gcapservices.com powered by 151 RCTC FTA DBE Goal Methodology FFY 2022-FFY 2024 Page 19 of 28 ATTACHMENT 4: Consultation Questions plRIVERSIDE Triennial DBE Goal Methodology COUNTY Consultative Process Questions TRANSPORTATION COMMISSION The Riverside County Transportation Commission (RCTC) must establish and submit an overall triennial Disadvantaged Business Enterprise (DBE) goal far the Federal Transit Administration's (FTA) approval. The goal setting takes into consideration the contracting opportunities that use federal funds. RCTC announces its overall DBE goal of 11% for Federal Fiscal Year 2022-2024 (October 2021— September 2024). Pursuant to the requirements in 49 CFR 26.45(g)(1)(i), prior to submitting the goal document to the FTA, RCTC is required to consult with minority, women's and general contractor groups, community organizations, and other officials or organizations which could be expected to have information concerning the availability of disadvantaged and non -disadvantaged businesses, the effects of discrimination on opportunities for DBEs, and RCTC's efforts to establish a level playing field for the participation of DBEs. As part of the consultation phase, RCTC is contacting you for your organization's input. Please review the questions listed below at your earliest opportunity. The questions are to provide a context for you to consider in determining information you may have available or that could be useful as part of the consultation. Any feedback or comments you may have will be used to further enrich our DBE Program Plan activities. Comments and responses may be submitted via email to mwallacetarctc.org no later than March 22, 2021. 1. Are you aware of or have you experienced any specific barriers toward DBEs in competing for federally funded contracts? 2. Has your firm experienced discrimination in the process for competing for government contracts? If yes, please explain. 3. Do you have any recommendations for methods of outreach to increase small and disadvantaged business participation? 4. Have you participated in any DBE or small business specific training, workshops, or outreach events locally? If so, please list the event and hosting organization, and provide feedback on the value of the event. 5. Do you use any other eProcurement systems to compete for contracts with any other agencies? 6. What is your overall opinion of eProcurement systems? 7. Have you recently worked with OBEs or other small businesses on pursuing contracts? If so, please describe your experience. 8. Do you have any recommendations for encouraging prime contractors to utilize DBEs and other small businesses on their contracting teams? For additional information on the consultative process and RCTC's Triennial DBE Goal Methodology, please email the RCTC DBE Liaison Officer, Matthew Wallace, at mwallace@rctc.orp. 152 RCTC FTA DBE Goal Methodology FFY 2022-FFY 2024 Page 20 of 28 ATTACHMENT 5: Email and Telephone Log Organization Contact Efforts Comments American Indian Chamber of Commerce of California stateadmin@aicccal.org (213) 440-3232 Emails sent on 2/19/2021, 2/23/2021, 2/25/2021, 3/2/2021, 3/4/2021, 3/9/2021, 3/11/2021, 3/15/2021. 3/4/2021 Called and spoke with Maria. She asked us to send email with outreach information. Email was sent to her. 3/11/2021 Sent a follow up email to Maria with webinar registration link. No comments received Asian Business Association Dennis Huang, Executive Director/CEO dennis@abala.org No phone number located Emails sent on 2/19/2021, 2/23/2021, 2/25/2021, 3/2/2021, 3/4/2021, 3/9/2021, 3/11/2021, 3/15/2021. No comments received Asian Business League of Southern California admin@ablsocal.org (213) 290-3886 Emails sent on 2/19/2021, 2/23/2021, 2/25/2021, 3/2/2021, 3/4/2021, 3/9/2021, 3/11/2021, 3/15/2021. 3/4/2021 Called several times and kept receiving "user busy" notice. 3/10/2021 Tried calling again and number seemed to be out of service. Searched Google, but no alternate phone number located. No comments received Black Chamber of Commerce Inland Empire (Inland Empire African American Chamber) Tammy Martin-Ryles/President- Chair info@bccinlandempire.com (844) 332-2243 ext. 902 (909) 888-0017 Emails sent on 2/19/2021, 2/23/2021, 2/25/2021, 3/2/2021, 3/4/2021, 3/9/2021, 3/11/2021, 3/15/2021. 3/4/2021 Called and left a message for Tammy. 3/10/2021 Called and left a follow up message for Tammy. No comments received Chinese Chamber of Commerce of Los Angeles info@lachinesechamber.org (213) 617-0396 Emails sent on 2/19/2021, 2/23/2021, 2/25/2021, 3/2/2021, 3/4/2021, 3/9/2021, 3/11/2021, 3/15/2021. 3/4/2021 Called twice and number did not seem to be in service. 3/10/2021 Called and number was out of service. Searched Google, but no alternate phone number located. No comments received 153 oF RCTC FTA DBE Goal Methodology FFY 2022-FFY 2024 Page 21 of 28 Organization Contact Efforts Comments Greater Corona Hispanic Chamber of Commerce Nick Lopez, President info@GCHCC.com (951) 278-4755 Emails sent on 2/19/2021, 2/23/2021, 2/25/2021, 3/2/2021, 3/4/2021, 3/9/2021, 3/11/2021, 3/15/2021. 3/4/2021 Called and left a message for Nick. 3/10/2021 Called and left a follow up message for Nick. No comments received Greater Riverside Hispanic Chamber of Commerce Carmen Lainez, Chairwoman clainez@bailhotline.net (562) 412-8214 info@grhcc.com (951) 965-9115 Emails sent on 2/19/2021, 2/23/2021, 2/25/2021, 3/2/2021, 3/4/2021, 3/9/2021, 3/11/2021, 3/15/2021. 3/4/2021 Called and left a message for Carmen. 3/10/2021 Called and left a follow up message for Carmen. No comments received High Desert Hispanic Chamber of Commerce Eric J Camarena, Chair of Board information@hdhccfoundation.org (760) 241-6661 Emails sent on 2/19/2021, 2/23/2021, 2/25/2021, 3/2/2021, 3/4/2021, 3/9/2021, 3/11/2021, 3/15/2021. 3/4/2021 Called and left a message for Eric. 3/10/2021 Called and left a follow up message for Eric. No comments received National Association of Women Business Owners - Inland Empire Hilda Kennedy, President president@nawbo-ie.org (909) 915-1706 support@nawbo-ie.org (951) 703-2266 Emails sent on 2/19/2021, 2/23/2021, 2/25/2021, 3/2/2021, 3/4/2021, 3/9/2021, 3/11/2021, 3/15/2021. 3/4/2021 Called and spoke with Ashley and informed her about the goal and webinar. She said she would get the word out to the team. 3/11/2021 Called and left a follow up message for Ashley. No comments received National Association of Women in Construction -Los Angeles Barbara Kotsos, President barbarak@girouxglass.com marketing@nawicla.org Emails sent on 2/19/2021, 2/23/2021, 2/25/2021, 3/2/2021, 3/4/2021, 3/9/2021, 3/11/2021, 3/15/2021. Unable to locate phone number. No comments received National Association of Women in Construction -Orange County info@nawicoc.org (714) 446-8880 Emails sent on 2/19/2021, 2/23/2021, 2/25/2021, 3/2/2021, 3/4/2021, 3/9/2021, 3/11/2021, 3/15/2021. 3/4/2021 Called and received the voicemail box of Mammoth Electric. No comments received Ontario Hispanic Chamber of Commerce onthcc@gmail.com (909) 983-8810 Emails sent on 2/19/2021, 2/23/2021, 2/25/2021, 3/2/2021, 3/4/2021, 3/9/2021, 3/11/2021, 3/15/2021. 3/4/2021 Called and number is no longer in service. No comments received 154 oF RCTC FTA DBE Goal Methodology FFY 2022-FFY 2024 Page 22 of 28 Organization Contact Efforts Comments Searched Google, but no alternate phone number located. Riverside County Black Chamber of Commerce Pepi Jackson, President pepi@riversidecountybcc.org (951) 823-0175 x 103 Marketing@ RiversideCountyBCC.Org Emails sent on 2/19/2021, 2/23/2021, 2/25/2021, 3/2/2021, 3/4/2021, 3/9/2021, 3/11/2021, 3/15/2021. 3/4/2021 Called and spoke with Pepi. He asked us to send an email with information about the goal and webinar. Email was sent. 3/11/2021 Called and left a message for Pepi and sent an email with the webinar link. No comments received Southern California Black Chamber of Commerce 888-466-7408 info@blackchamberofcommerce.org Emails sent on 2/19/2021, 2/23/2021, 2/25/2021, 3/2/2021, 3/4/2021, 3/9/2021, 3/11/2021, 3/15/2021. 3/4/2021 Called and left a message. 3/11/2021 Called and left a follow up message. No comments received WTS- Orange County orangecountywts@gmail.com (714) 560-5717 Emails sent on 2/19/2021, 2/23/2021, 2/25/2021, 3/2/2021, 3/4/2021, 3/9/2021, 3/11/2021, 3/15/2021. 3/4/2021 Called and left a message. 3/11/2021 Called and left a follow up message. No comments received WTS-Inland Empire contactwtsie@gmail.com *unable to locate phone number for outreach call Emails sent on 2/19/2021, 2/23/2021, 2/25/2021, 3/2/2021, 3/4/2021, 3/9/2021, 3/11/2021, 3/15/2021. No comments received 155 RCTC FTA DBE Goal Methodology FFY 2022-FFY 2024 Page 23 of 28 ATTACHMENT 6: Webinar Presentation L '`ocument was last saved: 2m ago 2 FTA Overall DBE Goal -Setting Methodology Federal Fiscal Years 2022-2024 Public Comment Webinar March 16, 2021 156 Ili RCTC FTA DBE Goal Methodology FFY 2022-FFY 2024 Page 24 of 28 Document was last saved: Just now Introduction Title 49 CFR Part 26 • DBE regulations require a triennial goal Triennial Period • Federal Fiscal Years 2022-2024 • October 1, 2021 through September 30, 2024 3 Triennial DBE Goal Development s •Addi J ir eAmtill I=MI- - -I= - -- MARKET AREA ANTICIPATED PROJECTS 1 et CATEGORIZATION OF WORK ;71' 441 } c a* J DBE BASE FIGURE ADJUSTMENTS a 4 157 RCTC FTA DBE Goal Methodology FFY 2022-FFY 2024 Page 25 of 28 Market Area �t Orange County, `'`"" MC.) Riverside County, San Bernardino County aMill Anticipated FTA-Assisted Projects FOR FFY 2022-2024 Project Name/Description Total Est. Est. FTA $ Est. FTA % Project Cost Share Share Va M F - . • Ra4 Im • • . 13 22 •• 1 7 ' Moreno Va March Field Station Rail Im • • errs Construction M 1998 404 1949 557 98% Rail Stations Ca • • . I Rehabihtation Bid & Construction Su . • • 550 s , i 550 000 100% Rail Stations Capital Rehabilitation Construction Station Contracts 4,840,000 4,840,000 100% Rail Stations • • rations CARES - Bid & Construction Su • • • 250 000 250 000 100% Rail Stations . • rations CARES Construction Station Contracts 1.000.000 1 000 000 100% Riverside Downtown Platform • • nsion 3 71000 1 004 978 28% Riverside Downtown Platform E • nsion Construction Mana : ement 535 650 150 747 28% TOD S • • Plan 700 s , u 515 789 74% Total 526,767,749 $23,258,120 87% 6 158 RCTC FTA DBE Goal Methodology FFY 2022-FFY 2024 Page 26 of 28 ategorization of Work NAICS CODES 221310 Water 734210 Indus 237110 Water 237310 N 237910 Met 2311120 5 233160 23x190 Other Flo 233220 Mumb 231320 p 231330 /bowl 233910 5114 pr 232990 All015 541310 Arcn1• 541330 Engine 541360 Gten 541370 Surt 541310 Testl 541611 Adm. 541620 Ernlro 561120 /ubl.< 311190 All ot/m 561210 TxOa, 511720 lank 561730 Lads 562112 H414r __ trial yA.le9, tuct noolra5 EMcb lkg, alnWtg r4 yrng rig o .aping lout 151. 7140. SHARE 6230000 (50. NAKS% 1.016 supply and Irttptllon opium bulking coltt[roctbn 105,015 03% Nod ewer lbw and relabel structures mnbuctlen 4561963 2.016 9%11.1 and lrkli. cowaructbn 105,015 03% bow, and d.O_.I...a.Y. oaaanicdow gal awl and precast concrete contractors 11 1973 732.702 42156 32% co4Vada9 30000 0.1% lo.ndadon. structure. and building ealrbr caabactars 125,045 33% cal contractors mid other Istartlonoatradls 1,223717 59% tie atn4ad akcondleo Wrg contractors 144054 0.616 and wall coverkg Opwacbls 1.225000 7.0% coreracton 60000 03% eparation contractors 210602 12% cr 5405.alry trade ca abactors 1,7501000 73% .cturalssacn 105,015 03% ering services 939,103 4.016 ',Ural surveying and rwappUs seiMow 6,724 0.016 and mapping Recipe 1ppl79 d) sonices 106015 0316 laboratories 315066 Lac lsl.at N c management and general ataaaa0onrnt consulting r.rn15Y 330049 1.4% nme m al coesuking suvlces 231033 1.016 relations age ntim 14012 0.416 cr piott 3634/41,, edwn0116, and bdrdral=MOW 116.70 22% es support services 225000 1.0% 1al,.ices 350000 LS% services 1,050,000 43% waste 0o6t11a 11257 0.016 inEM 671 793 tan Senn% BASE FIGURE = ((Number of BEs) Number of AllDFrms) x Est. NAICS 916 \ (AT100a3 OP W01 211111 Wabr wpeayand .n"anon „0,.m, 216210 Ind.Nral b.4147* tmatrvaon 127130 Winn and wow Ina and rdd.d .vuctLoot co..vn.bon 217110 Hrab.op, W.I. and badge aanan.00, 217950 Odwr heavy .ad and •na..enn1 constructor. 211205tnwtad M..I .nd p..**t to.trtt. contractors 2111/0 Roofing conttrocloas 21110 Otrar loundAon. tt eta a, and bubmt •stet or comr anal 21210 MMaLua aentr MEWS ar.d aAar .nn(.mall.tw conir.ate., 216220 11,006614., %abut and-0.nd.on.ry contractors 11120 Ponta' rnd mall tal.nry contractor 21150 /bacon( co. rat tort 2319:0 5.5. prewr...er. to ..[ton 211910 AA aA.., spool?, 8.de conOaator. 1% 110 ArcM.ctural ammo/. 54111 try....r.tl seen.., 541140 5400,....1... n.w4 ...d as.pp ry on..s 1411205rre.try .nd m.ppry I. stmt r ppl.y.cil ar1v** 11210 femme I.ba.ar.., 11611 Ab n.0t,..., maned.m.rta.d (.n.r1 rnany...'.0 twdbns ..,'.o 541620 tnr.onm.mal cer.ua.r .assns 5616202nd. rotators .0.ncaa 54199040 tatll.r pre4...o1.5. ...0,4. .nd tattoo.' tor s.** 501210 ,dottrel support tones 5617203anrmnal attices 56171 t.Mwp+r tore.** 562112 Haa. doge .ea aellwton NIS ALL IIYI IMAM, 4V MUMMY MK. • Ali Perml NAI[S% Wta0NTtD6ATI0 the. Awed. • 1161•311) 4 73 5.5% lo% 0.111 20 107 11.7% 0.5% 0.1% 36 186 19A% 20% 0.4% 60 175 34.3% 03% 0.2% 10 17 115% 411% 5.6% 17 112 151% 3.2% 0.5% 4 401 1011 0.1% 0.0% 11 114 9.0% 15% 0.3% 3t 1,074 2.0]1 65% 0.1% 9 2,252 0.4% 0.6% 0.014 6 x50 0.7% 7A% 0.0% 1 371 13% 0.3% 0.0% at 560 16% 11% 0.1% 36 710 4.641 75% 0.1% 11 533 2.1% 0.5% 0.0% 93 1,750 5.8% 40% 0.2% 1 :0 100% 0.0% 0.0% 17 123 131% 0S% 0.1% 20 210 9.5% 24% 0.1% 114 2,171 5.5% 24% 0.1% 79 211 77.1% 1.1311 0.3% 16 152 115% 0.4% 0.0% 24 499 4.111 21% 0.1% 2 % 2.1% 1.0% 0.0% 10 1039 O9% 13* 0.0% 16 1.624 1.0% ♦5% 0.0% 5 17 290% 'lox 0.0% Mr nt.. Ma. tend WaiMa14 Mee. he d Wert (r.ger5..) ant 159 RCTC FTA DBE Goal Methodology FFY 2022-FFY 2024 Page 27 of 28 Adjustments to the Base Figure Federal Fiscal Year (FFY) FTA DBE % Attainment 2017/2018 2018/2019 2019/2020 Median DBE Attainment 20.81% 0.0% 13.33% 13.33% Base Figure 8.7% Median DBE Adjusted Attainment Base Figure 13.3% 11.0% 9 Adjustments to the Base Figure Disparity Studies r Other Available Evidence 10 10 160 RF RCTC FTA DBE Goal Methodology FFY 2022-FFY 2024 Page 28 of 28 11 12 161 AGENDA ITEM 6G RIVERSIDE COUNTY TRANSPORTATION COMMISSION DATE: May 24, 2021 TO: Budget and Implementation Committee FROM Marla Dye, Senior External Affairs Management Analyst THROUGH: Cheryl Donahue, Public Affairs Manager SUBJECT: Quarterly Public Engagement Metrics Report, January -March 2021 STAFF RECOMMENDATION: This item is for the Committee to: 1) Receive and file the Quarterly Public Engagement Metrics Report forJanuary-March 2021; and 2) Forward to the Commission for final action. BACKGROUND INFORMATION: Staff continues to measure public engagement activities and prepare Quarterly Public Engagement Metrics Reports for the Commission, a practice that began in April 2018. This report covers the first quarter of 2021, from January to March. The quarterly reports are a data -driven approach to monitor the Commission's progress toward public engagement goals, to analyze the effectiveness of its efforts, and to provide transparency into how the Commission is using its resources to engage with the public. This quarter's report includes six sets of data: 1) Metrics for RCTC's overall public engagement activities, including website use and access; website top pages visited; email notifications; social media likes, engagement and reach; and public sentiment 2) Metrics for RCTC's 15 Express Lanes Project public engagement activities, including email activity, website sessions, and social media 3) Metrics for the Route 60 Truck Lanes Project including email activity, website sessions, and social media 4) Metrics for the 1-15 Railroad Canyon Interchange Project including email activity, website sessions, text messages, and social media 5) Metrics for the 1-215 Placentia Avenue Interchange Project including email activity, website sessions, and social media 6) Metrics for the 91 Corridor Operations Project including email activity, website sessions, and social media Report highlights for this quarter follow and are included in a graphical format. The metrics showed small inclines across platforms and mixed sentiment. The quarterly reports will continue Agenda Item 6G 162 to expand to include metrics from the latest Commission construction project, the 15/91 Express Lanes Connector, which began in April. RCTC Overall Public Engagement 1) Website a. For the quarter, there were 39,243 website sessions, a 1.7 percent decrease from last quarter's 39,928 sessions. There also were 28,114 unique users, a drop of 4.8 percent compared to the previous quarter's 28,526 unique users. b. Most visitors (40 percent) accessed the website using a direct search (keying in rctc.org). Others (37.6 percent) used organic search engines, while others reached the site via social media (12.7 percent), and website referrals (7.4 percent). c. Website access via desktop versus mobile device changed from the previous quarter. Visitors accessed the site using 60 percent desktop and 40 percent mobile. During the previous quarter, the ratio was 50/50. d. The homepage continues to be the most frequently visited page, followed by the News & Publications page, Employment page, and the Route 60 Truck Lanes Project page. 2) Social Media a. Facebook: At the end of the quarter, the Facebook page had 9,825 likes, a .3 percent increase over last quarter's 9,793 likes. The page had 13,401 forms of engagement, such as likes, comments and shares, a 49 percent decline from last quarter's 26,161 forms of engagement. Facebook also had 2,371,229 impressions. This was a large increase — 69 percent — from last quarter's 1,404,331 impressions. b. Twitter: RCTC's Twitter page showed a .4 percent reduction in followers, from 1,315 to 1,310. Engagement declined by 58 percent, from 941 to 400. Impressions declined by 46 percent from 68,611 to 36,758. c. Instagram: Instagram followers grew 13 percent, from 810 to 915. Engagement grew by 59 percent, from 660 forms of engagement to 1,051. Impressions shrank 10 percent to 12,694, compared to last quarter's 14,154. d. Overall, public sentiment was positive. Engagement was positive on posts related to RCTC projects, the 2020 Together campaign, announcement of the 15 Express Lanes opening, and rail safety posts. 3) RCTC's The Point: RCTC continues to produce content for its online blog, The Point, and distributes this information and other news via email to subscribers. RCTC's subscribers rose by 4 percent, from 3,849 to 4,014. Twenty-six percent of subscribers opened The Point, and 4 percent clicked on links to learn more. 15 Express Lanes Construction Public Engagement 1) Emails: Total email list sign-ups since the project began grew to 2,814. This is a 1 percent increase over the 2,784 sign-ups received through the end of last quarter. There were Agenda Item 6G 163 6 email inquiries this quarter, for a total of 189 since the project started. This is a 3.3 percent increase over the 189 inquiries received through the end of last quarter. 2) Website: Total website visits since project inception grew to 92,378, a 6.7 percent climb from the 86,530 visits recorded through the end of last quarter. Note that the website relates to project construction. A new website, RiversideExpress.com, launched this spring prior to the opening of the 15 Express Lanes, but this report does not reflect those metrics. 3) Social Media: The project's Facebook, Twitter, and Instagram accounts all showed gains. The Facebook page grew to 2,763 likes from 2,743 likes last quarter, a .7 percent increase. Twitter increased from 317 followers to 327, a 3.1 percent increase. Instagram followers increased 7.1 percent from 544 to 583. Route 60 Truck Lanes Construction Public Engagement 1) Emails: Total email list sign-ups since the project began grew to 332. This is a 3.1 percent increase over the 322 sign-ups received through the end of last quarter. There also have been a total of 227 email inquiries, a 6.5 percent increase over the 213 inquiries through the end of last quarter. 2) Website: Total website visits since grew to 19,493, a 13 percent increase from the 17,232 visits through the end of last quarter. 3) Social Media: The project's Facebook, Twitter, and Instagram accounts all showed significant increases. The Facebook page grew to 966 likes from 874 likes last quarter, a 10.5 percent increase. Twitter increased from 84 followers to 99 followers, a 17.8 percent increase. Instagram followers increased 39.6 percent from 237 to 331. 1-15 Railroad Canyon Interchange Public Engagement 1) Emails and Texts: Total email list sign-ups since the project began grew to 256. This is a 4 percent increase over the 246 sign-ups received through the end of last quarter. A total of 484 people registered to receive texts, a 5.9 percent climb over the 457 sign-ups through the end of last quarter. There was one email inquiry for a total of 26 since the project started. 2) Website: Total website visits since project inception grew to 9,700, a 17 percent climb from the 8,279 visits through the end of last quarter. 3) Social Media: The project's Facebook and Instagram accounts showed gains, while Twitter remained flat. The Facebook page grew to 946 likes from 886 likes last quarter, a 6.7 percent increase. Instagram followers increased 25.9 percent from 254 to 320. Twitter remained the same with 32 followers. 1-215 Placentia Interchange Public Engagement 1) Emails: Total email list sign-ups since the project began grew to 499. This is a 52.5 percent increase over the 327 sign-ups received through the end of last quarter. There have been 7 email inquiries since the project began. Agenda Item 6G 164 2) Website: Total website visits grew to 1,757, a 41.3 percent increase from the 1,243 visits through the end of last quarter. 3) Social Media: This project does not have a designated social media account. The RCTC social media accounts, @theRCTC, are being used for this project. Total social media post engagements totaled 2,827 for this quarter. 91 Corridor Operations Project Public Engagement 4) Emails: Email sign-ups during the first four months of construction totaled 2,527. Ten email inquiries were received by the project team. 5) Website: Visits to the rctc.org/91cop webpage totaled 552 during the first four months of project construction. 6) Social Media: This project does not have a designated social media account. The RCTC social media accounts, @theRCTC, are being used for this project. Total social media post engagements totaled 445 for this quarter. Attachments: 1) RCTC Overall Public Engagement Metrics 2) 15 Express Lanes Construction Public Engagement Metrics 3) Route 60 Truck Lanes Construction Public Engagement Metrics 4) 1-15 Railroad Canyon Interchange Construction Public Engagement Metrics 5) 1-215 Placentia Interchange Construction Public Engagement Metrics 6) 91 Corridor Operations Project Construction Public Engagement Metrics Agenda Item 6G 165 Public Engagement Metrics: Q1 Overall Social Media Sentiment 5 4 3 2 1 0 -1 -2 • 1/1 1/8 1/15 1/22 1/29 2/5 2/12 2/19 2/26 3/5 3/12 3/19 3/26 4/2 1/10 (+) Closure alerts reached wide audiences 2/5 (+) Together Campaign generated positive engagements 3/3 (+) Express Lanes opening announcement garnered excitement 3/28 (+) Boosted Virtual Rail Safety presentation received positively Social Media Subscribers 4,014 Average Open 26% Average Click 4% ATTACHMENT 1 Jan - Mar 2021 1 39,243 28,114 -1.7% Number of Sessions Top Channels Number of -4.8% Unique Users Direct (40%) - 11,559 Organic (37.6%) - 10,864 Social (12.7%) - 3,664 Referral (7.4%) - 2,143 Display (2.1 %) - 615 Differences Q1 comprised two fewer days than Q4. Top Pages Visited Homepage is #1 most visited page 2 News 3 Employment 4 Route 60 Truck Lanes Project Desktop vs Mobile Users Desktop Mobile* 40% • 166 EXPD(SS LANES 15 Express Lanes Project Outreach Metrics Email & Text* List Sign -Ups 3000 2500 2000 1500 1000 500 0 45 1,706 1,401 1,240 703 2,301 � 2,622 2,648 2.701 2,732 2,779 2,784 2.814 2,522 2,577 2 426 11 ,�b �1 <1 �1 \O �O ,�0 <0 �q \q �q y0 ,LO ,LO O O O r1§(\ O O O O O O O O O O O ti � ti � ti ti ti ti ti ti ti ti ti ti ti ti eo a� J� eQ eo or oc eQ e° at o� eQ ec' at o° eQ cfr 6c' at. Qc' J)' 6c, a� Q' o�' 6c, a Q' V) 6c a Qc' V) 06c, O � P VO � P � O � P O � P *Text sign-ups began July 2018 Website Visits 100000 - 80000 60000 40000 20000 0 20,440 14,980 8,81311,056 845 3,635 5,780 ■ . I 28,1841 92,378 86,530 81,647 75,484 69,624 62,023 56,019 49,590 42,208 Nt. <1 �1YYYYYYY/ ,\O ,\q ,\q � O O O ti ti ti ,k oc eQ ecov. P O P O ATTACHMENT 2 Oct 2016 - Mar 2021 Emails Received 200 150 100 50 0 118 11 104 77 62 48 40 7 ■ 1 1 144 132 137 154 183 189 178 _ 171 162 11 <\ Ng) Ng) ,\O Nq � Nq ,�q ,LO ,LO qO €O ti\ O O O O O O -NI' O O O O O O O O O ti � ti ti ti ti ti ti � ti ti ti ti ti ti ti ti ti e° a� e" o° at o° eQ eo a� eQ o° eQ eo a� 6c' at. Qc J)' L' as Qc o)' 6c a° Qc V) 6c a Q' V) 6' a° O P O P O P O P O Social Madia Likac/FnlInwc 3000 - 2500 2000 1500 1000 500 0 127 195 21 III, 932 979 1,665 1,477 1,297 2 2,219 2,269 2,303 2'374 2 II 1,933 2,030 2,705 2,712 2,743 2,763 11 Nb <� <\ <\ <\ Ng' N0 <I' N4' Nq Nq t\q Nq 19 15) 19 19 ti,N O O O O O O O O O O O O O O O O O O ti ti ti ti ti ti ti ti � ti ti ti ti ti ti ti ti ti ec a§ o� eQ e° at Jt` eQ eo a§ �S eQ ec' ar o° eQ eo a� Ocf P PQ V° O Sao PQ V° Oci. 1a PQ VJ 06 Sao PQ )J O6' Yao 167 • Facebook Page Likes Twitter Followers (Account Opened 02/05/18) • Instagram Followers (Account Opened 02/05/18) ATTACHMENT 3 State Route 60 State Route 60 Truck Lanes Project TRUCK LANES Quarterly "At -a -Glance" Metrics Report Email & Text Sign -Ups o. c cn w 0 w E z 350 — 300 — 250 — 200 — 150 — 100 — 61 50 -■0 . 315 322 332 285 291 299 263 — � — . ■ llorO O O O 19 1O 19' ,10 riO ,10 'O ��o �e9 Oec lac �s)o �e9 Oec lac Oec lac ,§` O Sao PQc O& ,ac 0 )ao PQc Website Sessions 20000 15000 10000 5000 6,715 1,414 0 9,992 1 19,493 17,232 15,816 14,318 12,850 ■ ,,q ,,q ,,q 19 1,, ti5) 0,0 ti� N`5 �Q �Q I, I, riO ,10 el, cO 1, ,10 r10 1, 1, �Jo c769 Oec lac �s)o c,eQ Oec lac Oec 4\ac VP 4\ ,J` O Sao V" c. ,�. O ,a� O Sao V9 Emails to Project Team May 2019 - Mar 2021 E W 0 w E Z 250 200 150 100 50 0 67 170 157 144 — I 227 213 187 199 — - i et et etee e 4) $)Nq r 1, 1, rP /O 777/77777f;/7' AN V)'o Q PQc Social Media Likes/Follows 0 LL N m J 0 w z 1000 — 966 874 800 — 600 — 400 200 — 115 36 314 576 454 729 799 ku 7:‘/: Qc VP q4? Oec l Oe` lac VP� � QQi VJ) 06 Sa° 06' a° 168 • Facebook Page Likes Twitter Followers Instagram Followers ATTACHMENT 4 Interstate 15 1-15 Railroad Canyon Road Interchange Project RAILROAD CANYON Quarterly "At -a -Glance" Metrics Report Email & Text Sian-Uos Number of Sign -Ups 500 400 300 200 100 0 . 208 194 351 234 484 457 256 246 1 1 `LOBO `LOBO rte IS' ,10N� ,10N0 r10\0 `LO^O 19 '19 `LONQ vP ceQ Oec 4ac ��c v§s c,e9 Oeo , °o • V -N �J\ Oa Sao a° P -9c' Oa VP P°' • Email Sign -Ups • Text Sign -Ups i Website Sessions Total Website visits to Date 10000 — 8000 6000 4000 2000 0 4,230 1 6,769 8,279 9,700 I 19 /L010 rP `S' ti0N� `LOBO `LOBO `LOBO `L6\ `L6\ v§s c,e9 QeG 0,' \ac Jc c'eQ Oec 4\ac V> P-NAt ,J`. O Sao" VP P -9j, V'' Off, )2. PQ, Emails to Project Team Apr 2020 - Mar 2021 IN Number of Emails 15 12 9 6 3 0 1 — 10 14 15 /,') ry�ac O6 ,ac ,ac PQ�' V' 06 Sao PQ.c, Social Media Likes/Fellows Number of Likes/Follows 1000 — 800 600 400 200 0 886 803 850 � 946 '15 `LOBO `LOBO ,y91 ti 'le le I§ \'11 LONQ `LONQ v§s eQ oeo lac lac �� 49 oeo O ,ac Sao PQ ,J�, O ,ac PQ� 169 Facebook Page Likes Twitter Followers • Instagram Followers Mid County Parkway PLACENTIA INTERCHANGE Email Sinn-Uns 1-215 Placentia Interchange Project Quarterly "At -a -Glance" Metrics Report 1 Number of Sign -Ups 500 400 300 200 100 0 155 327 rP q9 09 ec' lac 4\f v§o ceQ Oeo lac O O )a QQ Website Sessions Total Website visits to Date 2000 — 1500 1000 500 0 488 1,243 1,757 /019 c,e9 Oe`,\-‘• Sao P�j , O Sao PQ�• Finailc to Prniart Team ATTACHMENT 5 Jul 2020 - Mar 2021 Number of Emails 8 7 6 5 4 3 2 1 0 3 7 1919 ti ti ti ti ti eeeeeti c,eQ Oec lac lac ��o �e Oe` lac ��o )J� 06: 'z'* Y'<‘ PQ� �\, 06c �a QQc, Cneinl Marlin Pnct rnnnnaniantc Number of Post Engagements 3000 — 2500 2000 1500 1000 500 0 2,016 2,827 2,623 � r 0 0 �. o 0 0 o a a leDoti Doti ,yo'` ,o'` ,o'` ,yo`` �o'` �oN c., OeG lac lac �')c q e lac �')o v'' O Sao ,ac PQ ,s ' O6 ,ac PQ� 170 State Route 91 CORRIDOR OPERATIONS PROJECT Email Sign -Ups State Route 91 Corridor Operations Project Quarterly "At -a -Glance" Metrics Report Number of Sign -Ups 3000 -- 2500 -- 2000 -- 1500 -- 1000 — 500 — 0 . 2,527 �01> q%) q%) ,Lto �0^O q%) q%) lac c o ceQ Oeo lac ° Sao sac • O c PQ�' i Website Sessions Total Website visits to Date 600 — 552 500 400 300 200 100 0 1 1 �0<0 �0\0 �0N0 LA �0 V> �eQ Oe� lac 1 $ ,.), O ,ao PQ�, 171 Emails to Project Team ATTACHMENT 6 Nov 2020 - Mar 2021 Number of Emails and Calls 10 8 6 4 2 0 10 Social Media Post Engagements Number of Post Engagements 500 — 445 400 — 300 200 100 0- AGENDA ITEM 6H RIVERSIDE COUNTY TRANSPORTATION COMMISSION DATE: May 24, 2021 TO: Budget and Implementation Committee FROM: David Knudsen, Interim External Affairs Director THROUGH: John Standiford, Deputy Executive Director SUBJECT: State and Federal Legislative Update This item is for the Committee to: 1) Receive and file an update on state and federal legislation; and 2) Forward to the Commission for final action. DISCUSSION: State Update Governor Gavin Newsom announced on May 10, 2021, as part of his week-long May Budget Revision unveiling, that California amassed a $75.7 billion budget surplus last year. The Governor had previously warned about facing a budget deficit of up to $50 billion. As part of the May Revise, the Governor announced an $11.9 billion expansion of his Golden State Stimulus program to send one-time $600 payments to qualifying Californians, $5.2 billion to help low-income renters stay housed, $2 billion to help Californians pay overdue water and utility bills, and $1 billion in college grants to help workers who lost their jobs during the pandemic find new employment. The Governor's May Revision proposes significant investments in infrastructure, including $4.2 billion for the High -Speed Rail project, $3.1 billion for high -priority rail and active transportation projects, and $2.4 billion to repair the state highways and local bridges, and accelerate rail projects. The May Revision also adds to the Governor's Budget to propose $826 million in additional investments that accelerate the state toward meeting climate and transportation goals established in Executive Order N-79-20. In total, the May Revision proposes investing an additional $11 billion in the transportation system and related zero -emission vehicle efforts. This includes: • $1 billion for transportation related projects in advance of the 2028 Los Angeles Olympics; • $1 billion for transit and rail projects statewide that improve rail and transit connectivity between state and regional/local services; • $500 million to advance active transportation projects; • $500 million to for high priority grade separations and grade crossing improvements; Agenda Item 6H 172 " $ 4 . 2 b i l l i o n t o P r o p o s i t i o n 1 A t o c o m p l e t e h i g h - s p e e d r a i l c o n s t r u c t i o n i n t h e C e n t r a l V a l l e y , a d v a n c e w o r k t o l a u n c h s e r v i c e b e t w e e n M e r c e d a n d B a k e r s f i e l d , a d v a n c e p l a n n i n g a n d p r o j e c t d e s i g n f o r t h e e n t i r e p r o j e c t , a n d l e v e r a g e p o t e n t i a l f e d e r a l f u n d s ; " $ 2 b i l l i o n t o s u p p o r t t h e a d v a n c e m e n t o f p r i o r i t y S t a t e H i g h w a y O p e r a t i o n a n d P r o t e c t i o n P r o g r a m ( S H O P P ) p r o j e c t s , I n t e r r e g i o n a l T r a n s p o r t a t i o n I m p r o v e m e n t P r o g r a m ( I T I P ) p r o j e c t s , a n d l o c a l r o a d a n d b r i d g e i n v e s t m e n t s ; " $ 4 0 7 m i l l i o n t o d e m o n s t r a t e a n d p u r c h a s e o r l e a s e s t a t e - o f - t h e - a r t , c l e a n b u s a n d r a i l e q u i p m e n t a n d i n f r a s t r u c t u r e t h a t e l i m i n a t e f o s s i l f u e l e m i s s i o n s a n d i n c r e a s e i n t e r c i t y r a i l a n d i n t e r c i t y b u s f r e q u e n c i e s ; a n d " $ 1 . 4 b i l l i o n t o d e m o n s t r a t e a n d p u r c h a s e o r l e a s e g r e e n b u s e s a n d t r u c k s . T h e s e a d d i t i o n a l i n v e s t m e n t i n t r a n s p o r t a t i o n h i g h l i g h t s t h e G o v e r n o r '