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HomeMy Public PortalAbout10 October 12, 2022 CommissionRIVERSIDE COUNTY TRANSPORTATION COMMISSION MEETING AGENDA TIME/DATE: 9:30 a.m. / Wednesday, October 12, 2022 LOCATION: BOARD ROOM County of Riverside Administrative Center 4080 Lemon Street, First Floor, Riverside COMMISSIONERS Chair — V. Manuel Perez Vice Chair— Bob Magee Second Vice Chair— Lloyd White Kevin Jeffries, County of Riverside, District 1 Karen Spiegel, County of Riverside, District 2 Chuck Washington, County of Riverside, District 3 V. Manuel Perez, County of Riverside, District 4 Jeff Hewitt, County of Riverside, District 5 Mary Hamlin / Alberto Sanchez, City of Banning Lloyd White / David Fenn, City of Beaumont Joseph DeConinck / Johnny Rodriguez, City of Blythe Linda Molina / Wendy Hewitt, City of Calimesa Jeremy Smith / Larry Greene, City of Canyon Lake Raymond Gregory / Mark Carnevale, City of Cathedral City Steven Hernandez / Denise Delgado, City of Coachella Wes Speake / Jim Steiner, City of Corona Scott Matas / Russell Betts, City of Desert Hot Springs Clint Lorimore / Todd Rigby, City of Eastvale Linda Krupa / Malcolm Lilienthal, City of Hemet Dana Reed / Donna Griffith, City of Indian Wells Waymond Fermon / Oscar Ortiz, City of Indio Brian Berkson / Guillermo Silva, City ofJurupa Valley Kathleen Fitzpatrick / Robert Radi, City of La Quinta Bob Magee / Natasha Johnson, City of Lake Elsinore Bill Zimmerman / Dean Deines, City of Menifee Yxstian Gutierrez / Edward Delgado, City of Moreno Valley Lisa DeForest / Cindy Warren, City of Murrieta Ted Hoffman / Katherine Aleman, City of Norco Jan Harnik / Kathleen Kelly, City of Palm Desert Lisa Middleton / Dennis Woods, City of Palm Springs Michael M. Vargas / Rita Rogers, City of Perris Ted Weill / Charles Townsend, City of Rancho Mirage Chuck Conder / Patricia Lock Dawson, City of Riverside Michael Heath / Alonso Ledezma, City of San Jacinto Maryann Edwards / Zak Schwank, City of Temecula Ben J. Benoit / Joseph Morabito, City of Wildomar To Be Appointed, Governor's Appointee Caltrans District 8 Comments are welcomed by the Commission. If you wish to provide comments to the Commission, please complete and submit a Speaker Card to the Clerk of the Board. RIVERSIDE COUNTY TRANSPORTATION COMMISSION www.rctc.org MEETING AGENDA * *Actions may be taken on any item listed on the agenda 9:30 a.m. Wednesday, October 1Z 2022 Board Room County of Riverside Administrative Center 4080 Lemon Street, First Floor, Riverside, CA In compliance with the Brown Act and Government Code Section 54957.5, agenda materials distributed 72 hours prior to the meeting, which are public records relating to open session agenda items, will be available for inspection by members of the public prior to the meeting on the Commission's website, www.rctc.org. In compliance with the Americans with Disabilities Act, Government Code Section 54954.2, Executive Order N-29-20, and the Federal Transit Administration Title VI, please contact the Clerk of the Board at (951) 787-7141 if special assistance is needed to participate in a Commission meeting, including accessibility and translation services. Assistance is provided free of charge. Notification of at least 48 hours prior to the meeting time will assist staff in assuring reasonable arrangements can be made to provide assistance at the meeting. 1. CALL TO ORDER 2. ROLL CALL 3. PLEDGE OF ALLEGIANCE 4. PUBLIC COMMENTS — Each individual speaker is limited to speak three (3) continuous minutes or less. The Commission may, either at the direction of the Chair or by majority vote of the Commission, waive this three -minute time limitation. Depending on the number of items on the Agenda and the number of speakers, the Chair may, at his/her discretion, reduce the time of each speaker to two (2) continuous minutes. In addition, the maximum time for public comment for any individual item or topic is thirty (30) minutes. Also, the Commission may terminate public comments if such comments become repetitious. Speakers may not yield their time to others without the consent of the Chair. Any written documents to be distributed or presented to the Commission shall be submitted to the Clerk of the Board. This policy applies to Public Comments and comments on Agenda Items. Under the Brown Act, the Commission should not take action on or discuss matters raised during public comment portion of the agenda that are not listed on the agenda. Commission members may refer such matters to staff for factual information or to be placed on the subsequent agenda for consideration. 5. ADDITIONS / REVISIONS — The Commission may add an item to the Agenda after making a finding that there is a need to take immediate action on the item and that the item came to the attention of the Commission subsequent to the posting of the agenda. An action adding an item to the agenda requires 2/3 vote of the Commission. If there are less than 2/3 of the Commission members present, adding an item to the agenda requires a unanimous vote. Added items will be placed for discussion at the end of the agenda. Riverside County Transportation Commission Meeting Agenda October 12, 2022 Page 2 6. CONSENT CALENDAR — All matters on the Consent Calendar will be approved in a single motion unless a Commissioner(s) requests separate action on specific item(s). Items pulled from the Consent Calendar will be placed for discussion at the end of the agenda. 6A. AB 361 DETERMINATION Page 1 Overview This item is for the Commission to Reaffirm the findings in Resolution No. 22-007, "A Resolution of the Board of Commissioners of the Riverside County Transportation Commission Authorizing Virtual Board and Committee Meetings Pursuant to AB 361." The findings are as follows: a. The Governor proclaimed a State of Emergency on March 4, 2020, related to the COVID-19 pandemic, which continues to exist today; and b. State or local officials have recommended measures to promote social distancing. 6B. APPROVAL OF MINUTES — SEPTEMBER 14, 2022 Page 6 6C. RESOLUTION TO AMEND THE APPENDIX OF THE CONFLICT OF INTEREST CODE Page 18 Overview This item is for the Commission to adopt Resolution No. 22-019, "Resolution of the Riverside County Transportation Commission Amending the Appendix of the Conflict of Interest Code Pursuant to the Political Reform Act of 1974". 6D. QUARTERLY FINANCIAL STATEMENTS Page 28 Overview This item is for the Commission to receive and file the Quarterly Financial Statements for the 12 months ended June 30, 2022. 6E. QUARTERLY INVESTMENT REPORT Overview This item is for the Commission to receive and file the Quarterly Investment Report for the quarter ended June 30, 2022. Page 40 Riverside County Transportation Commission Meeting Agenda October 12, 2022 Page 3 6F. STATE AND FEDERAL LEGISLATIVE UPDATE Page 201 Overview This item is for the Commission to receive and file an update on state and federal legislation. 6G. AMENDMENT NO. 1 TO AGREEMENT NO. 21-66-020-00, PROJECT AND PROGRAM FUNDING DATABASE SYSTEM AGREEMENT WITH NETKINETIX, INC. Overview This item is for the Commission to Page 210 1) Approve Agreement No. 21-66-020-01, Amendment No. 1 to Agreement No. 21-66-020-00 with Netkinetix, Inc. (NetK) for database system services, including development of Module 4, Regional Arterials Call for Projects, for an additional amount of $307,200 and a total amount not to exceed $1,010,368; 2) Approve a Fiscal Year 2022/23 budget adjustment in the amount of $187,000; and 3) Authorize the Chair or Executive Director, pursuant to legal counsel review, to execute the amendment. 6H. UTILITY AGREEMENT FOR INTERSTATE 215/PLACENTIA AVENUE INTERCHANGE Page 219 Overview This item is for the Commission to 1) Award Agreement No. 23-31-009-00 to Eastern Municipal Water District for the Interstate 215/Placentia Avenue Interchange highway improvement project in an amount not to exceed $2,069,000; and 2) Authorize the Chair or Executive Director, pursuant to legal counsel review, to execute the agreement on behalf of the Commission. 61. AGREEMENTS FOR ON -CALL MULTIMODAL TRANSIT/RAIL CONSULTING SERVICES Page 223 Overview This item is for the Commission to: 1) Award the following agreements to provide on -call multimodal transit/rail consulting services for a five-year term in an amount not to exceed an aggregate value of $5,000,000: a) Agreement No. 23-25-002-00 to HDR Engineering, Inc.; b) Agreement No. 23-25-016-00 to HNTB Corporation; Riverside County Transportation Commission Meeting Agenda October 12, 2022 Page 4 c) Agreement No. 23-25-017-00 to Jacobs Engineering Group, Inc.; d) Agreement No. 23-25-018-00 to Mott MacDonald Group, Inc.; e) Agreement No. 23-25-019-00 to STV Incorporated; f) Agreement No. 23-25-020-00 to WSP USA Inc.; 2) Authorize the Chair or Executive Director, pursuant to legal counsel review, to execute the agreements, on behalf of the Commission; and 3) Authorize the Executive Director, or designee, to execute task orders awarded to the consultants under the terms of the agreements. 7. STATE ROUTE 71 / STATE ROUTE 91 INTERCHANGE IMPROVEMENT PROJECT AGENCY AGREEMENTS, ENVIRONMENTAL MITIGATION, AND CONSTRUCTION AGREEMENT WITH SKANSKA USA CIVIL WEST Page 503 Overview This item is for the Commission to: 1) Award Agreement No. 20-31-042-00 to Skanska USA Civil West (Skanska) to construct the State Route 71 / State Route 91 Interchange Improvement project (Project), in the amount of $120,500,000, plus a contingency in the amount of $14,460,000 for a total amount not to exceed of $134,960,000; 2) Award Agreement No. 21-31-124-00 to Orange County Transportation Authority (OCTA) for reimbursement of temporary closures of OCTA's 91 Express Lanes in support of the Project in the amount of $319,200, plus a contingency amount of $319,200, for a total amount not to exceed $638,400; 3) Award Agreement No. 22-31-088-00 to Riverpark Mitigation Bank for compensatory mitigation for the Project in the amount not to exceed of $1,018,035; 4) Award Agreement No. 23-31-003-00 to Soquel Canyon Mitigation Bank for compensatory mitigation for the Project in the amount not to exceed of $468,000; 5) Authorize the Chair or Executive Director, or designee, to approve contingency work up to the total amount not to exceed as required for the Project, and 6) Authorize the Chair or Executive Director, pursuant to legal counsel review, to finalize and execute the agreements on behalf of the Commission. 8. PERRIS-SOUTH STATION AND LAYOVER EXPANSION PROJECT PLANS, SPECIFICATIONS ESTIMATES Overview This item is for the Commission to: Page 546 1) Authorize staff to commence Plans, Specifications, and Estimates (PS&E) phase for the Perris -South Station and Layover Expansion Project (Project), pending the California Transportation Commission (CTC) PS&E funding allocation of $2,700,000 on October 13, 2022; Riverside County Transportation Commission Meeting Agenda October 12, 2022 Page 5 2) Approve an amendment to the Fiscal Year 2022/23 - 2026/27 Short Range Transit Plan to include $25,042,000 of Transit Intercity Rail Capital Program (TIRCP) funds for the Project; 3) Approve a FY 2022/23 budget adjustment of $1,000,000 for both revenue and expenses related to the Project; 4) Award Cooperative Agreement No. 23-33-022-00 to Southern California Regional Rail Authority (SCRRA) for project support on behalf of the Commission in an amount not to exceed $500,000; and 5) Authorize the Chair or Executive Director, pursuant to legal counsel review, to execute Cooperative Agreement No. 23-33-022-00 on behalf of the Commission. 9. PERRIS VALLEY LINE DOUBLE TRACK PROJECT FROM MORENO VALLEY TO PERRIS PROJECT APPROVAL/ENVIRONMENTAL DOCUMENT AND PLANS, SPECIFICATIONS, AND ESTIMATES Page 554 Overview This item is for the Commission to: 1) Authorize staff to commence Project Approval/Environmental Document (PA/ED) and Plans, Specifications, and Estimates (PS&E) phase for the Perris Valley Line (PVL) Double Track Project (Project); 2) Approve an amendment to the Fiscal Year 2022/23- 2026/27 Short Range Transit Plan (SRTP) to allocate $5,000,000 of State Transit Assistance (STA) funds for the Project; 3) Approve a FY 2022/23 budget adjustment of $1,100,000 for both revenue and expenses related to the Project; 4) Award Cooperative Agreement No. 23-33-021-00 to Southern California Regional Rail Authority (SCRRA) for project support on behalf of the Commission in an amount not to exceed $500,000; and 5) Authorize the Chair or Executive Director, pursuant to legal counsel review, to execute the Cooperative Agreement No. 23-33-021-00. 10. MEETING FORMAT OPTIONS Page 561 Overview This item is for the Commission to provide direction regarding approach to future meetings. 11. ITEM(S) PULLED FROM CONSENT CALENDAR AGENDA 12. EXECUTIVE DIRECTOR REPORT Riverside County Transportation Commission Meeting Agenda October 12, 2022 Page 6 13. COMMISSIONER COMMENTS Overview This item provides the opportunity for brief announcements or comments on items or matters of general interest. 14. CLOSED SESSION 14A. CONFERENCE WITH REAL PROPERTY NEGOTIATORS Pursuant to Government Code Section 54956.8 Agency Negotiator: Executive Director or Designee Item Property Description Property Owner Buyer(s) 1 279-530-030, 279-240-020 and 279-240-008 RCTC Riverside County Flood Control Corona -Norco Unified School District Guardian Capital 15. ADJOURNMENT The next Commission meeting is scheduled to be held at 9:30 a.m. on Wednesday, November 9, 2022. DETACH AND SUBMIT TO THE CLERK OF THE B OAR D — DATE: CHECK IF PUBLIC COMMENTS: O SUBJECT OF - c/i G-- n ncl �� , c n„�� PUBLIC COMMENTS: /'t AGENDA ITEM NO.: SUBJECT OF (A S LISTED ON THE AGENDA) AGENDA ITEM: NAME: 4),a/A 5„ PHONE NO.: ?J3 �3 C ADDRESS: STREET CITY ZIP CODE REPRESENTING: SC/ f PHONE NO.: NAME OF AGENCY / ORGANIZ ATION / GROUP BUSINESS ADD RESS: STREET CITY ZIP C ODE DETACH AN D S UBMIT TO THE CLER K OF T HE B OAR D DATE: CHECK IF SUBJECT OF PUBLIC COMMENTS: O PUBLIC COMMENTS: AGENDA ITEM NO.: SUBJECT OF (AS LISTED ON THE AGENDA) AGENDA ITEM: NAME: 2 AA, ( .e4/1, PHONE NO.: ADDRESS: STREET CI TY ZIP C ODE REPRESENTING: PHONE N O.: NA ME OF AGENCY / ORGANIZATION / GRO UP BUSIN ESS ADD RESS: STREET CITY ZIP C ODE From: Tara Byerly To: Tara Byerly Cc: Lisa Mobley Subject: Public Comments Regarding SR 79 Realignment Project - Zeny Ward Parcel at Winchester Road and Newport Road Date: Wednesday, October 12, 2022 7:00:45 AM Attachments: Ltr to RCTC re SR 79 Realignment - Zeny Ward Prooertv.odf Attachments to 2022.10.11 Letter to RCTC.pdf image002.onq image003.pnq image004.i nq image005.pnq image006.onq Good morning Commissioners, Please see the attached correspondence received regarding the State Route 79 Realignment Project. Respectfully, Tara Tara Byerly Deputy Clerk of the Board Riverside County Transportation Commission LIR 951.787.7141 W 1951.787.7906 F 4080 Lemon St. 3rd FI. 1 P.O. Box 12008 Riverside, CA 92502 rctc.ord Jackson Tidus A LAW CORPORATION October 11, 2022 Direct Dial: Email: Reply to: File No: 949.851.7409 mstaples@jacksontidus.law Irvine Office 7161-124975 VIA EMAIL (PCooper(arivco.org; LMoblev(&RCTC.org; AMaver(a�RCTC.org) V. Manuel Perez, Chair Board of Directors, c/o Lisa Mobley, Clerk of the Board Anne Mayer, Executive Director Riverside County Transportation Commission 4080 Lemon Street, 3rd Floor Riverside, CA 92501 Re: October 12, 2022 Board Meeting, Agenda Item No. 4 Public Comments Regarding SR 79 Realignment Project - Zeny Ward Parcel at Winchester Road and Newport Road Dear Honorable Board Members: At your September 14, 2022 Board meeting, I submitted a letter and appeared during the Public Comment session to inform you about the severe financial consequences and resulting hardship that RCTC's pre -condemnation actions are causing our client, Zeny Ward, the 88 -year - old owner of the 34.64 -acre commercially zoned property located at the northeast corner of State Route 79 and Newport Road (APN 465-190-030, the "Ward Property"), the site of the Winchester Swap Meet. In response to Supervisor Washington's request to agendize the matter for RCTC's October meeting, staff responded that the matter would be included on the October agenda of the RCTC Programs and Projects Committee, which meets on October 24. (See 9/14/22 Board Minutes in today's agenda package at pdf p. 19 of 612.) A few days after that meeting, I ran into Ms. Meyer in the atrium of the County Administrative Center and she told me that the matter would be agendized for the October committee meeting, but as a more general acquisition matter because Ms. Ward's property could not be discussed individually. Today, I received the attached email response from Ms. Meyer saying the matter will not be calendared at all, and if it ever is, it will have to be a closed session item (Attachment 1). It is important for the RCTC Board to discuss, consider and provide direction to amicably resolve the serious problems caused by RCTC's long delay in acquiring the Ward Property. For many years, RCTC has planned to acquire Ms. Ward's Property for the State Route 79 Realignment Project: Domenigoni Parkway to Gilman Springs Road ("Realignment Project"). RCTC plans to move the SR 79/Newport Road intersection onto the Ward Property leaving her no usable acreage. Irvine Office 2030 Main Street, 12th Floor Irvine, California 92614 t 949.752.8585 f 949.752.0597 Westlake Village Office 2815 Townsgate Road, Suite 200 Westlake Village, California 91361 t 805.230.0023 f 805.230.0087 www.jacksontidus.law 1577817.2 V. Manuel Perez, Chair Riverside County Transportation Commission Board of Directors, c/o Clerk of the Board RCTC Anne Mayer, Executive Director October 11, 2022 Page 2 RCTC officially approved the Realignment Project in 2016 and for at least 3 years before that, RCTC publicly designated the entirety of the Ward Property as needed for the Realignment Project by including a special note on the Ward Property in the Riverside County GIS system. Ms. Ward has suffered significant financial consequences as a result of RCTC's actions with respect to the Ward Property. We have brought this serious matter to the attention of RCTC Board and staff numerous times over the past 9 years. (See, for example, attached correspondence.) At this juncture, Ms. Ward has exhausted every resource to make her commercially -zoned property viable. Ms. Ward's circumstances now require the sale of the Ward Property. But an acquisition cloud exists because of RCTC's direct and special interference with the Ward Property by way of approving the Realignment Project with no viable funding plan, certifying an EIR, posting and publishing project maps, holding numerous public meetings solidifying its intent to condemn the Ward Property, adding a note on the Riverside County GIS system effectively reserving the Ward Property for RCTC's acquisition, and other actions. According to Ms. Ward's real estate agent, Tom Torabi of Lee & Associates, when developers learn of the RCTC eminent domain potential, they decide not to buy the Ward Property. In effect, RCTC has established itself as the only buyer for the Ward Property. As a result, Ms. Ward's efforts to sell the Property at fair market value have been unsuccessful. The serious financial consequences suffered by Ms. Ward because of RCTC's unreasonably long delay in acquiring the Ward Property are now compounded by the December 31, 2019 horrific fire that killed her son and consumed the apartments on the Ward Property. Ms. Ward is devastated by the circumstances surrounding her son's death and urgently needs to sell the Ward Property. By this letter, we reiterate our request that RCTC to calendar Ms. Ward's request for the Board to consider acquiring the Ward Property at this time for the Realignment Project in an effort to amicably resolve this matter. It should be evident that RCTC's actions and disregard of Ms. Ward's request is manifestly unfair and violates her Constitutional rights to due process and just compensation. (See, People ex rel. Dept. Pub. Wks. v. Peninsula Enterprises, Inc. (1979) 91 Cal.App.3d 332, 356 ["We conclude that the type of direct and special interference required for precondemnation damages can occur even in the absence of a formal resolution of condemnation ....It would be manifestly unfair and violate the constitutional requirement of just compensation to allow a condemning agency to depress land values in a general geographical area prior to making its decision to take a particular parcel located in that area." (Id. at pp. 354-55, citing Klopping v. City of Whittier (1972) 8 Ca1.3d 39, 45, fn. 1).) RCTC's actions violate Ms. Ward's rights under the United States and California Constitutions, and 42 U.S.C. section 1983, by depriving her of: (1) substantive due process rights guaranteed by the Fourteenth Amendment; (2) Fifth Amendment by taking private property without just compensation; and (3) right to procedural due process, any one of which is sufficient to claim a violation of Ms. Ward's civil rights. Here, the Ward Property has suffered a diminution of value as a result of RCTC's unreasonable delay and precondemnation conduct for at least 9 years, a particularly long time to 1577817.2 V. Manuel Perez, Chair Riverside County Transportation Commission Board of Directors, c/o Clerk of the Board RCTC Anne Mayer, Executive Director October 11, 2022 Page 3 wait for the 88 -year -old Ms. Ward. But, far beyond mere financial losses, Ms. Ward has also suffered the incalculable loss of her son. Due to the unique circumstances of Ms. Ward's case and the serious nature of the harm being caused to Ms. Ward in her vulnerable state, we ask the RCTC Board to agendize this matter for discussion and consideration of a path to discontinue its unreasonable precondemnation activities, excessive delay, and other oppressive conduct and either purchase the Ward Property for the Realignment Project or remove it from the planned acquisition area. (See Klopping v. City of Whittier (1972) 8 Ca1.3d 39, 51-52 ["(W)hen the condemner acts unreasonably in issuing precondemnation statements, either by excessively delaying eminent domain action or by other oppressive conduct, our constitutional concern over property rights requires that the owner be compensated."].) RCTC is required to make every reasonable effort to acquire the property expeditiously through negotiation. (Gov. Code, § 7267.1, subd. (a)(1) ["shall make every reasonable effort to acquire expeditiously real property by negotiation."].)1 Also, "[i]n order to encourage and expedite the acquisition of real property by agreements with owners, to avoid litigation and relieve congestion in the courts, to assure consistent treatment for owners in the public programs, and to promote public confidence in public land acquisition practices, [RCTC] shall, to the greatest extent practicable, be guided by the provisions of Sections 7267.1 to 7267.7...." (See Gov. Code, § 7267, emphasis added.) The foregoing applies regardless of whether RCTC may provide additional relocation assistance payments or advisory assistance requirements applicable under federal law. (See Gov. Code, § 7267.8, subd. b.) Accordingly, we ask that RCTC, at its October meeting, help to resolve the significant financial damage and hardship resulting from RCTC's unreasonable delay and initiate the long-awaited acquisition of the Ward Property. Ms. Ward remains willing and eager to discuss the acquisition and looks forward to an amicable resolution for all parties involved. Please do not hesitate to contact the undersigned should you have any questions or require additional information. Sincerely, Michele A. Staples 1 The real -estate -negotiations exception, which uses the phrase "terms of payment," to the open meeting requirements of the Ralph M. Brown Act (Gov. Code, § 54956.8) permits discussion in closed session of the amount a local agency is willing to pay for a piece of property, the form, manner and timing of how the consideration will be paid, and other items that are essential to arriving at the price and payment terms. (See 94 Ops. Cal. Atty. Gen. 82.) 1577817.2 V. Manuel Perez, Chair Riverside County Transportation Commission Board of Directors, c/o Clerk of the Board RCTC Anne Mayer, Executive Director October 11, 2022 Page 4 Attachments: 1) October 11, 2022, Email exchange and letter received from Anne Mayer of RCTC 2) August 19, 2022, Letter to RCTC, with attachments 3) October 25, 2017, Email to RCTC 4) July 10, 2017, Letter to RCTC with attachments cc: Riverside County Supervisor Chuck Washington (CWashington rcbos.org)* City of Lake Elsinore Councilman Bob Magee (rmagee@lake-elsinore.org)* Pat Cooper, Deputy Chief of Staff to V. Manuel Perez* Steven DeBaun, Esq. (Steven.DeBaun@BBKLAW.COM)* *via email, w/Encls. 1577817.2 ATTACHMENT NO. 1 Sara Williams From: Michele Staples Sent: Tuesday, October 11, 2022 2:51 PM To: Anne Mayer Cc: Steven DeBaun; CWashington@rcbos.org; rmagee@lake-elsinore.org; PCooper@rivco.org Subject: RE: [EXTERNAL] SR 79 Realignment Project - Zeny Ward Parcel Thank you Anne. I am at a loss as to why staff is preventing the Board from discussing and considering alternatives to address the significant financial and personal harm being caused to Zeny Ward in an effort to find an amicable resolution. I ask the Chair and RCTC Board members to please agendize this important matter for discussion at the Board if it is not within the scope of any Committee. We had hoped to participate in a discussion regarding structuring acquisition of the Ward Property in a manner that works for RCTC but we would be excluded from a closed session. Of more general applicability, your emails make it sound like staff has determined there might be others similarly situated. Seems appropriate for the Board and affected public to see what staff has developed in this regard and get an update on RCTC's acquisition plans. From: Anne Mayer [mailto:AMayer@RCTC.org] Sent: Tuesday, October 11, 2022 2:10 PM To: Michele Staples <MStaples@jacksontidus.law> Cc: Steven DeBaun <Steven.DeBaun@BBKLAW.COM>; CWashington@rcbos.org; rmagee@lake-elsinore.org; PCooper@rivco.org Subject: Re: [EXTERNAL] SR 79 Realignment Project - Zeny Ward Parcel Michele, I had hoped that we could identify a feasible corridor -wide right of way acquisition policy that could be considered at the Committee meeting. Since that time, we have determined that there is not an objective and feasible policy to propose that could be applied to all core parcels. Specific parcel acquisitions are not within the purview of the Plans and Programs Committee. In addition, discussion of potential specific property acquisitions/negotiations are not conducted in open session. If your client is not interested in pursuing the Hardship process identified in the letter, I will discuss with the Commission Chair agendizing this matter for a closed session at the November 9 meeting. Please direct further communication on this matter to RCTC's General Counsel, Steve DeBaun, included above. Anne From: Michele Staples <MStaples@jacksontidus.law> Sent: Tuesday, October 11, 2022 12:39 PM To: Anne Mayer <AMayer@RCTC.org> Cc: Steven DeBaun <Steven.DeBaun@BBKLAW.COM>; CWashington@rcbos.org <CWashington@rcbos.org>; 1 rmagee@lake-elsinore.org <rmagee@lake-elsinore.org>; PCooper@rivco.org <PCooper@rivco.org> Subject: RE: [EXTERNAL] SR 79 Realignment Project - Zeny Ward Parcel Anne, your email below indicates that you are not proceeding in the manner reported at the last RCTC Board meeting. At the 9/14 meeting, after I spoke during the Public Comment session about 88 -year -old Zeny Ward's circumstances, Supervisor Washington asked that this matter be agendized for RCTC Board consideration. You responded that it would be on the October agenda of the Western Riverside County Programs and Projects Committee, which meets on 10/24. (See 9/14/22 Board Minutes in tomorrow's agenda package at pdf p. 19 of 612.) When we ran into each other in the atrium a few days after that meeting, you told me that the matter would be agendized for the October committee meeting but as a more general acquisition matter because Ms. Ward's property could not be discussed individually. Now, your email below says it will not be calendared at all, and if it ever is, it will have to be a closed session item. I hope to give the Board an opportunity to discuss and consider this matter in an effort to forge a path toward amicable resolution. (This is a Board decision.) Please confirm whether this matter will be on the 10/24 Programs and Projects Committee. Because of the serious nature of this matter, I am copying Supervisor Washington's office as well as the RCTC Chair and Vice Chair. Thank you. Michele A. Staples Shareholder mstaples@iacksontidus.law D: 949.851.7409 C: 949.233.5039 nJackson Tidus 2030 Main Street, 12th Floor Irvine, CA 92614 0: 949.752.8585 F: 949.752.0597 www.jacksontidus.law From: Anne Mayer [mailto:AMayer@RCTC.org] Sent: Tuesday, October 11, 2022 11:35 AM To: Michele Staples <MStaples@jacksontidus.law> Cc: Steven DeBaun <Steven.DeBaun@BBKLAW.COM> Subject: Re: [EXTERNAL] SR 79 Realignment Project - Zeny Ward Parcel [CAUTION]: External Email. Use caution when opening links or attachments. [JT] Good morning Michele As I mentioned when we saw each other in the atrium after the RCTC board meeting, we cannot have a parcel or owner specific conversation in open session. I also mentioned that we were exploring general corridor options, including Hardship, that would be applied consistently regardless of owners. If there was a feasible corridor policy solution we would proceed to a Committee for discussion. 2 In that conversation you mentioned the previous screening we did for large core parcels. We have reviewed that information again and the fording is the same. There are a significant number of parcels similarly sized or larger than Ms Ward's. A detailed and formal response to the request is attached. Any board discussion of this specific parcel will be in a future Closed Session. Anne From: Michele Staples <MStaples@iacksontidus.law> Sent: Monday, October 10, 2022 5:38 PM To: Anne Mayer <AMayer@RCTC.org> Subject: [EXTERNAL] SR 79 Realignment Project - Zeny Ward Parcel Hello Anne. Just following up on my voice message. I did not see a matter on this month's agenda regarding Zeny Ward's parcel or hardship acquisitions generally for the SR 79 realignment project. I had expected it on this month's agenda following Supervisor Washington's request at the last RCTC meeting and our brief discussion in the lobby of the County building last month. When will RCTC consider this matter? Thank you Michele A. Staples Shareholder mstaples@jacksontidus.law D: 949.851.7409 C: 949.233.5039 p Jackson Tidus CORPORATION 2030 Main Street, 12th Floor Irvine, CA 92614 0: 949.752.8585 F: 949.752.0597 www.jacksontidus.law 3 RIVERSIDE COUNTY TRANSPORTATION COMMISSION October 7, 2022 4080 Lemon Street, 3rd Floor • Riverside, CA Mailing Address: P.O. Box 12008 • Riverside, CA 92502.2208 951.787.7141 • 951.787.7920 • www.rctc.org Via E -Mail: mstaples@lacksontidus.law Michele Staples Jackson Tidus, a Law Corporation 2030 Main Street, 12th Floor Irvine, CA 92614 Subject: SR -79 Realignment Project (APN 465-190-030) Owner: Zeny Ward Dear Ms. Staples: This letter is in response to your email dated August 19, 2022, and in regards to the comments made at the September 14, 2022 Commission meeting, wherein you have requested that RCTC acquire property located in the unincorporated area of Winchester (APN 465-190-030), for the potential State Route 79 Realignment Project ("Project"). Importantly, the Project is not funded, the acquisition timeline is uncertain, and the full proposed design is not complete. Because of the uncertainty surrounding the potential Project, the Commission is not currently acquiring property for the Project, and other than land acquired for mitigation purposes per approval by the Board of Commissioners on January 26, 2017, it is unknown at this time when RCTC will be in a position to acquire right-of-way land for the Project. If anything were to change, or if you or a potential buyer of the parcel were to request information regarding the Project, RCTC Staff will be happy to provide any new updates, changes, or additional information regarding the Project if there are any to share. Alternatively, if you would like the Commission to consider acquiring the property on the basis of "hardship," an application for a hardship acquisition would need to be submitted. Per Section 5.03.01.00 of the Caltrans Right of Way Manual, "a hardship is defined as a situation where unusual personal circumstances of an owner are aggravated by a proposed transportation facility and cannot be solved by the owner without acquisition by the State." Per Sections 5.03.04.01 and 5.03.04.03, approval by Caltrans is required in order to determine the potential hardship for the property owner through the submittal of an application, enclosed hereto. Should you have any questions, or need further clarification, please feel free to contact Ms. Monica Tlaxcala directly at either mtlaxcala@rctc.org or 951-787-7141. Sincerely, Hector Casillas, SR/WA Right of Way Manager Riverside County Transportation Commission Enclosure ATTACHMENT NO. 2 Jackson Tidus A LAW CORPORATION August 19, 2022 VIA EMAIL (cobArivco.org; AMaverARCTC.org) Board of Supervisors, c/o Clerk of the Board Riverside County 4080 Lemon Street, 1st Floor Riverside, CA 92501 Board of Directors, c/o Anne Mayer, Executive Director Riverside County Transportation Commission 4080 Lemon Street, 3rd Floor Riverside, CA 92501 Direct Dial: Email: Reply to: File No: 949.851.7409 mstaples@jacksontidus.law Irvine Office 7161-124975 Re: SR 79 Realignment Project - Zeny Ward Parcel at Winchester Road and Newport Road Dear Honorable Board Members: Our firm represents the Zeny Ward, the owner of 34.64 acres located at 33280 East Newport Road in Winchester, California, at the northeast corner of State Route 79 and Newport Road known as APN 465-190-030, the site of the Winchester Swap Meet (the "Ward Property"). RCTC designated the entirety of the Ward Property as needed for the State Route 79 Realignment Project: Domenigoni Parkway to Gilman Springs Road ("Realignment Project"). Attachment 1 to this letter shows the location of the Ward Property in relation to the Realignment Project. On December 31, 2019, a horrific fire consumed the residences on the Ward Property. Ms. Ward's son, Marty Ward, perished in the fire. Ms. Ward, who is 88 years old, is traumatized by the circumstances surrounding her son's death and urgently needs to sell the Ward Property. The Realignment Project was approved on December 8, 2016 by Caltrans as the lead agency, and on January 26, 2017 by RCTC as the responsible agency, and the Realignment Project's Final Environmental Impact Report/Environmental Impact Statement and Section 4(f) Evaluation SCH# 2004091040 ("EIR") was certified. The Ward Property is located where the State Route 79 realignment begins, making it a key property for construction of the Realignment Project. For many years, the County's on-line GIS system has included a "Special Note" for the Ward Property notifying the public that the property is in the proposed State Route 79 Realignment Corridor. Excerpts of the current GIS printout for the Ward Property are attached as Attachment 2 to this letter. The Ward Property is zoned for commercial uses. Ms. Ward has exhausted every resource to make the landholding viable. Because of the acquisition -cloud that exists over the Irvine Office 2030 Main Street, 12th Floor Irvine, California 92614 t 949.752.8585 f 949.752.0597 Westlake Village Office 2815 Townsgate Road, Suite 200 Westlake Village, California 91361 t 805.230.0023 f 805.230.0087 www.jacksontidus.law Riverside County Board of Supervisors, c/o Clerk of the Board RCTC Board of Directors, c/o Anne Mayer, Executive Director August 19, 2022 Page 2 Ward Property since the time of the decade -long planning process and for the past 5 years since formal approval of the Realignment Project, Ms. Ward's efforts to sell the Property at fair market value have been unsuccessful. The Ward Property has suffered diminution of value and loss of vendors and potential investors at the Winchester Swap Meet due to concerns with the uncertain timeframe for RCTC acquisition. RCTC now estimates 10 years to commence the realignment project. Even if RCTC's current representation is accurate (past representations have not been), ten years is too little time for a developer or swap meet investor to make commercial use of the property, and an unreasonably long time for the 88 -year -old Ms. Ward to wait for compensation. But far beyond those financial losses, Ms. Ward has suffered the incalculable loss of her son in the 2019 fire on the Ward Property. Due to the unique circumstances of Ms. Ward's case (the Ward Property is zoned for commercial use, it is a key property for the realignment project, no portion of the property will remain for private use, Ms. Ward's advanced age and hardship she suffered from the recent fire that claimed her son's life and destroyed the residences on the property), we ask RCTC to either purchase the Ward Property for the Realignment Project or remove it from the project boundary. Knowing that RCTC has not yet allocated funds to purchase the Ward Property outright for the Realignment Project, Ms. Ward is willing to negotiate terms that would enable RCTC to make a reasonable down payment and annual payments to purchase the Ward Property over time, and to reimburse Ms. Ward for property taxes (and other carrying costs) during the acquisition period until the full purchase price is paid. Our proposal is not unlike the process approved to acquire private property for the Western Riverside County Multiple Species Habitat Conservation Plan ("MSHCP") when funding to purchase property is not immediately available. (See, MSHCP pp. 6- 11, 6-17 — 6-18.) RCTC's continued delay in acquiring the Ward Property is causing undue hardship and distress to Ms. Ward. We ask that RCTC, at its September meeting, please authorize RCTC staff to negotiate payment terms to acquire the Ward property as a priority acquisition for the Realignment Project. Ms. Ward remains willing and eager to discuss the terms for RCTC to acquire her property for the Realignment Project as part of an amicable resolution of this matter. Please contact me if you have any questions or require additional information. Sincerely, Michele A. Staples Attachments: 1) Map showing location of the Ward Property in relation to the Realignment Project 2) Current County GIS printout for the Ward Property \\GALT\PROJ\RCTC\171146\20161MAPFILES\EIS\BMP_REFINE1 B_MB A.MXD BMP_REFINE1 B_MB A.PDF 07/19/2016 Begin. Project.L' iniitsi KP, R25.4i (PM! R15.7,8)) Aerial Date: February 2011, Aero-Grphics, Inc LEGEND Project Roadway Grade -Separated — Interchange (Ramps) Local Cross Street Cul-de-Sac Local Road - - - Cut Line — ' Fill Line QProject Impact Area ® County Assessor's Parcel QProject Study Area j , Best Management Practices Q Aqueduct Crossing 1- `-1 (BMPs) Q Bridge over Local Street Bridge over Local Street 0 and Other Feature 0 BBridge over Other Feature Bridge over SR79 CR 800 Feet 0 1:9,600 200 Meters Figure 2.2-5a Newport Road Build Alternative lbr 20 -Year Design Horizon Final Environmental Impact Report/ Environmental Impact Statement State Route 79 Realignment Project 0 Riverside County Parcel Report APN(s):465190030 DISCLAIM ER Maps, permit information and data are to be used for reference purposes only. Map features are approximate, and are not necessarily accurate to surveying or engineering standards. The County of Riverside makes no warranty or guarantee as to the content (the source is often third party), accuracy, timeliness, or completeness of any of the data provided, and assumes no legal responsibility for the information contained on this map. Any use of this product with respect to accuracy and precision shall be the sole responsibility of the user. MAPS/IMAGES Supervisorial District PARCI3_ APN 465-190-030-2 Boundaries for Districts 2, 4 and 5 will be updated in January, 2023. Boundaries for Districts 1 and 3 will be updated in January, 2025. CHUCK WASHINGTON, DISTRICT 3 Previous APN 465190030 Township/Range T5SR2W SEC 34 SW 465190010 Owner Name NOT AVAILABLE ONLINE Elevation 1578 ft Address 465190030 Thomas Bros. Map PAGE: 869, GRID: F1 33280 NEWPORT RD Page/Grid PAGE: 869, GRID: F2 WINCHESTER CA 92596 PAGE: 869, GRID: G1 PAGE: 869, GRID: G2 Mailing Address 465190030 Indian Tribal Land NOT IN A TRIBAL LAND 2571 YUCCA RD OCEANSIDE CA 92054 Legal Description 465190030 City Boundary NOT IN A CITY Recorded Book/Page: PM 30/18 Subdivsion Name: PM 8066 Lot/Parcel: 1 Block: Tract Number: City Spheres of influence NOT IN A CITY SPHERE page 1 of 6 5/24/2022 6:16:41 PM Lot Size 465190030 Recorded lot size is 34.64 acres March Joint Powers NOT IN THE JURISDICTION OF THE MARCH JOINT POWERS Authority AUTHORITY Property Characteristcs Annexation Date Proposals 465190030 Year Constructed: 1990 Baths: 4 Bedrooms: 3 Construction Type: Wood or Light Steel (D) Garage Type: Attached Garage Property Area (sq ft): 4544 Roof Type: Tile/Slate Stories: 2 Pool: NO Central Cool: YES Central Heat: YES N/A N/A County Service Area LAFCO Case 146- LAKEVIEW/NUEVO/ROMOLAND/HOMELAND ST LIGHTING, LIBRARY N/A PLANNING more... Specific Plans Land Use Designations General Plan Policy Overlays Area Plan (RCIP) General Plan Policy Areas Zoning Classifications (ORD. 348) Zoning Overlays Enviromental Justice Communities Residential Permit Stats BSA PROPERTIES #322 CR CT N/A Harvest Valley / Winchester HIGHWAY 79 POLICY AREA C -1/C -P, CZ Number 6357 R -R NOT IN A ZONING OVERLAY NOT IN AN ENVIRONMENTAL JUSTICE COMMUNITY SP00322 - NOT RECORDED 6 Expected Units:0 units BRS Permit Units: Current Permits: Cumulative Total: % of Expected: SP00322 - NOT RECORDED ALL Expected Units:421 BRS Permit Units: Current Permits: Cumulative Total: % of Expected: Final Issued Active 0 0 0 0 0 0 0 0 0 units Final Issued Active 0 0 0 0 0 0 0 0 0 Historic Preservation Districts Agricultural Preserve Airport Influence Areas Airport Compatibility Zones Zoning Districts and Zoning Areas NOT IN A HISTORIC PRESERVATION DISTRICT NOT IN AN AGRICULTRAL PRESERVE NOT IN AN AIRPORT INFLUENCE AREA NOT IN AN AIRPORT COMPATIBLITY AREA WINCHESTER AREA Community Advisory Councils WINCHESTER/HOMELAND MAC ENVIRONMENTAL more... CVMSHCP (Coachella Valley Multi - Species Habitat Conservation Plan) Plan Area CVMSHCP (Coachella Valley Multi - Species Habitat Conservation Plan) Conservation Area CVMSHCP Fluvial Sand Transport Special Provision Areas WRMSHCP (Western Riverside County Multi -Species Habitat NOT IN A COACHELLA VALLEY MSHCP FEE AREA NOT COACHELLA VALLEY CONSERVATION AREA NOT IN A FLUVIAL SAND TRANSPORT SPECIAL PROVISION AREA WESTERN RIVERSIDE COUNTY WRMSHCP (Western Riverside County Multi -Species Habitat Conservation Plan) Cell Group WRMSHCP Cell Number HANS/ERP (Habitat Acquisition and Negotiation Strategy/Expedited Review Process) Vegetation (2005) NOT IN A CELL GROUP NOT IN A CELL NUMBER NOT IN A HANS/ERP PROJECT AGRICULTURE MAPPING UNIT BRITTLEBUSH - CALIFORNIA page 2 of 6 5/24/2022 6:16:41 PM Conservation Plan) Plan Area BUCKWHEAT MAPPING UNIT CALIFORNIA ANNUAL GRASSLAND ALLIANCE CALIFORNIA BUCKWHEAT ALLIANCE CALIFORNIA SAGEBRUSH - (CALIFORNIA BUCKWHEAT) - ANNUAL GRASS -HERB MAPPING UNIT Fire Fire Hazard Classification (Ord. 787) MODERATE Fire Responsibility Area SRA DEVELOPMENT FEES CVMSHCP (Coachella Valley Multi -Species Habitat Conservation Plan) Fee Area (Ord 875) WRMSHCP (Western Riverside County Multi -Species Habitat Conservation Plan) Fee Area (Ord. 810) Western TUMF (Transportation Uniform Mitigation Fee Ord. 824) Eastern TUMF (Transportation Uniform Mitigation Fee Ord. 673) NOT IN A COACHELLA VALLEY MSHCP FEE AREA WESTERN RIVERSIDE COUNTY IN OR PARTIALLY WITHIN A TUMF FEE AREA NOT IN THE EASTERN TUMF FEE AREA RBBD (Road & Bridge Benefit District) DIF (Development Impact Fee Area Ord. 659) SKR Fee Area (Stephens€TMs Kagaroo Rat Ord. 663.10) DA (Development Agreements) NOT IN A ROAD BRIDGE BENEFIT DISTRICT HARVEST VALLEY/WINCHESTER, AREA 16 IN OR PARTIALLY WITHIN THE SKR FEE AREA NOT IN A DEVELOPMENT AGREEMENT TRANSPORTATION more... Circulation Element Ultimate Right -of -Way IN OR PARTIALLY WITHIN A CIRCULATION ELEMENT RIGHT-OF-WAY Road Book Page Transportation Agreements CETAP (Community and Environmental Transportation Acceptability Process) Corridors 114 NOT IN A TRANS AGREEMENT SR -79 RE -ALIGNMENT ALTERNATIVES HYDROLOGY Flood Plan Review Water District Flood Control District OUTSIDE FLOODPLAIN, REVIEW NOT REQUIRED EASTERN MUNICIPAL WATER DISTRICT RIVERSIDE COUNTY FLOOD CONTROL DISTRICT Watershed SAN JACINTO VALLEY GEOLOGIC Fault Zone Faults NOT IN A Paleontological FAULT ZONE Sensitivity NOT IN A FAULT LINE Liquefaction LOW Potential Subsidence SUSCEPTIBLE HIGH SENSITIVITY (HIGH B): SENSITIVITY EQUIVALENT TO HIGH A, BUT IS BASED ON THE OCCURRENCE OF FOSSILS AT A SPECIFIED DEPTH BELOW THE SURFACE. THE CATEGORY HIGH B INDICATES THAT FOSSILS ARE LIKELY TO BE ENCOUNTERED AT OR BELOW FOUR FEET OF DEPTH, AND MAY BE IMPACTED DURING EXCAVATION BY CONSTRUCTION ACTIVITIES. MISCELLANEOUS School District Communities Lighting (Ord. 655) Census Tract Farmland Special Notes page 3 of 6 5/24/2022 6:16:41 PM HEMET UNIFIED WINCHESTER ZONE: B 427.37 LOCAL IMPORTANCE OTHER LANDS NO SPECIAL NOTES Tax Rate Areas 071290 - CO FREE LIBRARY 071290 - CO STRUCTURE FIRE PROTECTION 071290 - CO WASTE RESOURCE MGMT DIST 071290 - CSA 146 071290 - CSA 152 071290 - EMWD 071290 - FLOOD CONTROL ADMIN 071290 - FLOOD CONTROL ZN 4 071290 - GENERAL 071290 - GENERAL PURPOSE 071290 - HEMET UNIFIED SCHOOL 071290 - MT SAN JACINTO JR COLLEGE 071290 - MWD EAST 1301999 071290 - RIV CO REGIONAL PARK & OPEN SP 071290 - RIVERSIDE CO OFC OF EDUCATION 071290 - SAN JACINTO BASIN RESOURCE CONS 071290 - SAN JACINTO VALLEY CEMETERY 071290 - SO. CALIF,JT(19,30,33,36,37,56) 071290 - VALLEY HEALTH SYSTEM HOSP DIST 071290 - VALLEY WIDE REC & PK Department of Biviromental Health Permits Septic Permits Record Id N/A Application Date N/A Well Water Permits Record Id PE N/A N/A Plan Check Approved Date N/A Permit Paid Date N/A Final Inspection Date N/A Permit Approved Date N/A Approved Date N/A Well Finaled Date N/A PLUS PERMITS & CASES Administrative Cases Case N/A N/A Building and Safety Cases Case 239571 4255 SQ FT BARN AGRICY M-3 V -N 4255 39146 244871 AS -BUILT RESIDENTIAL GRADING 248601 SUPP/ADD DECK&STAIRS TO BARN UNDER CONST PRCHY1 PR V -N 228 2280 258657 AGRICULTURAL GRADING 260759 SOLAR SYSTEM 262068 SUPP P/C ROOF/FLOOR PLAN AND DECK (REF 239571) PRCHY1 PR V -N 212 1123 265905 SUPP P/C REF:239571 (P/C PMT ONLY) 266739 BARN CONVERSION TO DWLG-3075 268423 PRTL BARN CONY TO DWLG & ATT GUEST HOUSE GARCY1 R-3 V -N 3001 56718 PRCHY1 PR V -N 320 FINAL 1696 AIRY1 R-3 R 3001 7202 271385 UPGRADE SERVICE FROM 200 TO 400AMPS FINAL 273694 AS -BUILT COVERED PORCH (50 SQ FT) PRCHY1 PR V -N 50 265 FINAL 297238 SUPP GRADING PLAN CHECK & PERMIT ISSUED page 4 of 6 5/24/2022 6:16:41 PM Case Description Status WA Case Description Status FINAL FINAL ISSUED ISSUED APPLIED ISSUED ISSUED APPLIED 303656 RE -INSPECT REF#268423 ISSUED 304142 SUPP P/C-CALCS FOR EQUIP-REF#268423 ISSUED 417438 PRECISE GRADING EXPIRED BEL990813 ELECTRICAL PEDESTAL FOR PHONE EQUIPMENT FINAL BNR040161 SNACK BAR FOR SWAP MEET EXPIRED BZ257369 TRLR SITE PREP FINAL BZ261058 WIRING TO PUMP MTR FINAL BZH01217 MH INSTALL (24 X60 MOBIL INDUST) FINAL Code Cases Case Case Description Status CP1000952 Closed - Field CP1001860 Closed - Field CV1003631 Closed - Field CV1003633 Closed - Field CV1003634 Closed - Field CV1103369 Closed - Field CV1201254 Closed - Field CV1402026 Closed - Field CVAR210378 Closed in Compliance Fire Cases Case Case Description Status FHAZ0311236 Closed - Verified Non -Billable Planning Cases Case Case Description Status CFG02862 EA39381 PAID CFG05548 CA FISH AND GAME FOR EA42193 PAID CUP03421 SWAP MEET APPROVED CUP03421 R1 THE CONDITIONAL USE PERMIT PROPOSES TO EXPAND EXTE ND THE LIFE OF AN EXSITNG SWAP WITHDRAWN MEET FOR 10 YEARS A ND TO RELOCATE AN PREVIOUSLY APPROVED 768 SQ. FT. SNACK BAR ON 6.16 ACRES OF A 34.64 GROSS ACRE SITE . ALL OTHER IMPROVEMENTS ARE EXISTING ONSITE.EXTENDING LIFE OF CUP03421 FOR 10 YEARS CUP03662 EXTEND THE LIFE OF CUP03421 FOR 10 YRS TO 2/16/21 OF AN EXISTING 6.16 NET ACRE SWAP APPROVED MEET AND RELOCAT E PREVIOUSLY APPROVED, BUT NEVER CONSTRUCTED 768 S QUARE FOOT SNACK BAR ON A 34.64 GROSS ACRE SITE. A LL OTHER IMPROVEMENTS ARE EXISTING ONSITE. CUP03421 PROPOSED A 6.16 NET ACRE SWAP MEET WITH 1 3,835 SQ FT (5%) OF LANDSCAPING AREA AND 115 PARK! NG SPACES INCLUDING 1.45 ACRES OF FUTURE EXPANSION PREVIOUSLY APPROVED UNDER CUP03421 ON A 34.64 GRO SS ACRE SITE APPROVED BY THE RIVERSIDE COUNTY PLAN NING COMMISSION ON JULY 28, 2004. THE LIFE OF CUPO 3421 WAS CONDITIONED TO TERMINATE ON 7/01/09. CUP03662R01 EXTEND THE LIFE OF CUP03662 (6.16 ACRE SWAP MEET) AN ADDITIONAL 10 YEARS, FROM APPROVED 2/16/2021 TO 2/16/2031. page 5 of 6 5/24/2022 6:16:41 PM CZ06357 CHANGE OF ZONE FROM R -R TO C -1/C -P APPROVED EA36119 EA FOR PP 13023 ENVIRONMENTAL ASSESSMENT FOR PP 13023 EA 36119 WA APPROVED EA37353 EA FOR PM28736 APPROVED EA39381 CUP03421 WITHDRAWN EA42192 APPLIED EA42193 EA FOR CUP03662 APPROVED PDB02928 EXPIRED PM28736 SUBDIVIDE 34.64 AC INTO 4 PARCELS PLUS REMAINDER WITHDRAWN PP13023 7,360 S.F. BLDG/ARTS,CURIO,CRAFTS SHOP 7,360 SQ FT BLDG/ARTS, CURIO, CRAFTS SHOP EA APPROVED 36119 N/A PP17835 TEMPORARY OUTDOOR USE FOR WEEKEND SWAP MEETS APPROVED RVP00140 RVP TO PP 13023 - CHANGE ONE STRUCTURE INTO THREE RVP TO PP 13023 - CHANGE ONE APPROVED STRUCTURE INTO THREE NON -EA EA 36119, PP 13023 Survey Cases Case Case Description Status SUR10005 DEDICATION PER CUP03421 R1 WITHDRAWN Transportation Cases Case Case Description Status BIC080314 LIC: 000617 COMPLETED page 6 of 6 5/24/2022 6:16:41 PM ATTACHMENT NO. 3 Sara Williams From: Michele Staples Sent: Wednesday, October 25, 2017 11:12 AM To: Anne Mayer; Mark Lancaster; Kendall MacVey (Kendall.MacVey@bbklaw.com) Cc: JComerchero@rivco.org; obalderrama@rcbos.org; Kotyuk, Andrew (AKotyuk@sanjacintoca.us); delliano@cityofhemet.org Subject: RE: SR 79 REALIGNMENT, ZENY WARD PROPERTY Thank you Anne. Just reminder that we discussed other characteristics of "key properties" that seem to make sense such as: • willing seller • located in areas where the location of the realignment improvements is fixed and will not shift • the whole parcel is needed for the realignment project, and • the property is zoned for commercial uses. Looking forward to hearing back from you the week of October 30. Thank you Michele A. Staples Shareholder msta ples@jacksontid us.law D: 949.851.7409 C: 949.233.5039 74 Jackson Tidus CATION 2030 Main Street, 12th Floor Irvine, CA 92614 0: 949.752.8585 F: 949.752.0597 www.jacksontidus.law From: Anne Mayer [mailto:AMayer@RCTC.org] Sent: Friday, October 20, 2017 2:17 PM To: Michele Staples; Mark Lancaster; Kendall MacVey (Kendall.MacVey©bbklaw.com) Cc: JComerchero©rivco.org; obalderrama@rcbos.org Subject: RE: SR 79 REALIGNMENT, ZENY WARD PROPERTY Michele, We've completed an initial screening of the properties needed for the 79 project. We utilized criteria such as parcel size, date of purchase and type of acquisition. That list is still quite significant in both number and value. There are a few more aspects that need further internal discussion before I can provide you with a final decision. If you don't hear from me in the next week/10 days feel free to get back in touch. Thank you Anne From: Michele Staples[mailto:MStaples@jacksontidus.law] Sent: Monday, October 16, 2017 7:09 PM 1 To: Anne Mayer <AMayer@RCTC.org>; Mark Lancaster <MLancaster@RCTC.org>; Kendall MacVey (Kendall.MacVev@bbklaw.com) <Kendall.MacVev@bbklaw.com> Cc: JComerchero@rivco.org; obalderrama@rcbos.org Subject: SR 79 REALIGNMENT, ZENY WARD PROPERTY Anne, Mark and Ken, just checking in on your progress analyzing acquisition of Ms. Ward's land as a key property for the SR 79 realignment project. Thank you Michele A. Staples Shareholder msta Ales@jacksontid us.law D: 949.851.7409 C: 949.233.5039 n Jackson Tidus (AT{ON 2030 Main Street, 12th Floor Irvine, CA 92614 0: 949.752.8585 F: 949.752.0597 www.jacksontidus.law *********** ******* ******* ************************************************************* This message is intended only for the designated recipient(s). It may contain confidential or proprietary information and may be subject to the attorney -client privilege or other confidentiality protections. If you are not a designated recipient, you may not review, copy or distribute this message. If you receive this in error, please notify the sender by reply e-mail and delete this message. ****************************************************************************************** Jackson Tidus is a recognized Partner in ABA -EPA's Law Office Climate Challenge ****************************************************************************************** 2 ATTACHMENT NO. 4 A Jackson Tidus A LAW CORPORATION July 10, 2017 Direct Dial: Email: Reply to: File No: 949.851.7409 m stapl es @j ac kso nti d us. l aw Irvine Office 7161/124975 VIA EMAIL (District2@rivco.org; jharmon@rctc.org) and U.S. Mail John F. Tavaglione, Chair Riverside County Transportation Commission 4080 Lemon Street, 3rd Floor P.O. Box 12008 Riverside, CA 92502 ATTENTION: Jennifer Harmon, Clerk of the Board Re: July 12, 2017 Commission Meeting, Agenda Item Nos. 3 (Public Comments) — Request for Expedited Acquisition of Ward Irrevocable Trust Property for SR 79 Realignment Project Right -of -Way Dear Chairman Tavaglione and Honorable Commissioners: On April 4, 2017, we submitted a letter to the on behalf of our client, the Ward Irrevocable Trust ("Ward"), requesting expedited acquisition of the Ward property for the State Route 79 Realignment Project: Domenigoni Parkway to Gilman Springs Road ("Realignment Project"). A copy of our April 4 letter is attached, and includes an exhibit showing the location of the Ward property at the northeast corner of Winchester Road and Newport Road and background information justifying the expedited acquisition of the Ward property for the Realignment Project. Thank you for the opportunity to meet with RCTC's Right of Way Manager, Mark Lancaster, and attorneys, Ken MacVey and Steve DeBaun, on May 24 in response to our April 4 letter. During the meeting, we discussed that the approved alignment for the Realignment Project starts at the Ward property, and Mr. Lancaster confirmed that the Ward property is needed for the Realignment Project. We received the attached letter dated June 13 from RCTC's attorneys, saying that RCTC has not yet procured funding to purchase the Ward property for the Realignment Project. However, before we participated in the May 24 meeting, we were already aware that RCTC has not allocated funds to purchase the Ward property and other right-of-way properties outright. So, at the meeting, we offered to negotiate alternative terms along the lines of an option or other mechanism that would enable RCTC to make a down payment and annual payments to acquire the Ward property over time, and to reimburse Ward for property taxes (and other carrying costs) during the acquisition period until the full purchase price is paid. Our proposal is not unlike the process approved to acquire private property for the Western Riverside County Multiple Species Habitat Conservation Plan ("MSHCP") when funding to purchase property is not immediately available. (see, MSHCP pp. 6-11, 6-17 — 6-18). Irvine Office 2030 Main Street, 12th Floor Irvine, California 92614 t 949.752.8585 f 949.752.0597 Westlake Village Office 2815 Townsgate Road, Suite 200 Westlake Village, California 91361 t 805.230.0023 f 805.230.0087 www.jacksontid us.law 1361651.2 Riverside County Transportation Commission John Tavaglione, Chair Jennifer Harmon, Clerk of the Board July 10, 2017 Page 2 The June 13 letter from RCTC's attorneys neglected to respond to our request to negotiate payment terms rather than a lump sum purchase. We ask that RCTC, at its September meeting, consider our request to negotiate a down payment and annual payments and authorize RCTC to negotiate payment terms to acquire the Ward property as a priority acquisition for the Realignment Project. • Ms. Ward remains willing and eager to discuss the terms of an option or other arrangement for RCTC to acquire her property for the Realignment Project as part of an amicable resolution of this matter. Please contact me if you have any questions or require additional information. Sincerely, Michele A. Staples MAS:laj Attachments: 1) April 4, 2017 letter from Ward's attorneys to RCTC 2) June 13, 2017 letter from RCTC's attorneys to Ward's attorneys cc: John Bulinski, Director, Caltrans District 8* Anne Mayer, RCTC Executive Director* Olivia Balderrama, Aide to Riverside County Supervisor Washington* Juan C. Perez, Director of Transportation, County of Riverside* Patricia Romo, Deputy Director of Transportation, County of Riverside* Jeanne E. Scherer, Chief Counsel, Caltrans* Gregory P. Priamos, County Counsel, County of Riverside* Synthia Gunzel, Deputy County Counsel, County of Riverside* Steven DeBaun, Counsel, Riverside County Transportation Commission* * Via email, with attachments 1361651.2 ATTACHMENT 1 Jackson Tidus A LAW CORPORATION April 4, 2017 Direct Dial: Email: Reply to: File No: 949.851.7409 mstaples@jacksontid us.law Irvine Office 7161/124975 VIA EMAIL (District2Arivco.org; amever(a,rcte.org) and U.S. MAIL John F. Tavaglione, Chair Anne Mayer, Executive Director Riverside County Transportation Commission 4080 Lemon Street, 3rd Floor P.O. Box 12008 Riverside, CA 92502 Re: Request for Expedited Acquisition of Ward Irrevocable Trust Property for SR 79 Realignment Project Right -of -Way Mr. Tavaglione and Ms. Mayer: Jackson Tidus represents Zeny Ward, Trustee of the Ward Irrevocable Trust ("Ward"). Ward owns the real property at 33280 East Neviport Road in Winchester, California, at the northeast corner of State Route 79 and Newport Road known as APN 465-190-030, the site of the Winchester Swap Meet (the "Ward Property"). The Ward Property is at the southern end of the State Route 79 Realignment Project: Domenigoni Parkway to Gilman Springs Road ("Realignment Project"). Attachment 1 to this letter shows the location of the Ward Property in relation to the Project. The Ward Property is among the land described as right-of-way land necessary for implementation of the Project. Because almost all of the proposed alignments considered during the Project's long public planning process pass through the Ward Property, Ms. Ward, who is over 80 years of age, has spoken with Riverside County officials on several occasions in an effort to arrange for the timely purchase of the Ward Property for the Realignment Project. Ms. Ward was told that purchasing the Ward Property had to wait until after the Realignment Project's alignment was selected and the environmental impact report was certified because of a previous mistake purchasing other property for the Realignment Project's right-of-way before the proposed alignments were changed making that property unnecessary after all. The Ward Property is located where the State Route 79 realignment begins, making it a key property for the Realignment Project. For many years, the County's On-line GIS system has included a "Special Note" for the Ward Property notifying the public that the property is in the proposed State Route 79 Realignment Corridor, and including the name and phone number of a County staff person to contact to discuss the matter. Excerpts of the current GIS printout for the Ward Property are attached as Attachment 2 to this letter. Because of this acquisition -cloud over the Ward Property, Ms. Ward lost a $13.6 million sale of the property in 2006 after the Irvine Office 2030 Main Street, 12th Floor Irvine, California 92614 t 949.752.8585 f 949.752.0597 Westlake Village Office 2815 Townsgate Road, Suite 200 Westlake Village, California 91361 t 805.230.0023 f 805.230.0087 www.jacksontidus.law 1342324.10 John F. Tavaglione, Chair Anne Mayer, Executive Director April 4, 2017 Page 2 purchaser spoke with the County's staff person. Ms. Ward's efforts to sell the property at its fair market value since that time have been unsuccessful. More recently, the Ward Property was impacted by plans for the State Route 79 Road Widening Project ("Road Widening Project"). Although the County timely acquired other properties near the Ward Property that were needed for the Road Widening Project, the County changed the Road Widening Project adjacent to the Ward Property and enlarged a drainage culvert at the Ward Property boundary without notice, without compensation and without including any measures to protect the Ward Property and Swap Meet business from flood damage. Ms. Ward was cast into the position of spending significant time, money and other resources after -the -fact to secure repairs to the Ward Property, modifications to the culvert and installation of additional facilities needed to help protect the Ward Property from damage. Ms. Ward was willing to amicably resolve the Road Widening Project matter even though the protective facilities are inadequate and unsightly in part because of affirmations that the Ward Property would be purchased if needed for the Realignment Project once the Realignment Project's alignment was selected and the environmental impact report was certified. The Realignment Project has now been approved as a road aligmnent that cuts through the heart of the Ward Property. The Realignment Project was approved on December 8, 2016 by Caltrans as the lead agency, and on January 26, 2017 by RCTC as the responsible agency, and the Realignment Project's Final Environmental Impact Report/Environnental Impact Statement and Section 4(f) Evaluation SCH# 2004091040 ("EIR") has been certified. Since the project approval, vendors at the Swap Meet have been questioning whether it makes sense to continue their businesses there, or whether they should relocate where their investments may be longer - lived. Therefore, Ms. Ward requests an opportunity to meet with the County, Riverside County Transportation Commission ("RCTC") and California Department of Transportation ("Caltrans"; collectively, "Agencies") to make arrangements to expedite acquisition of the Ward Property. The Realignment Project's EIR and project approvals show that the Ward Property is needed to accomplish the State Route 79 road realignment. The Realignment Project's EIR takes the position that the Agencies are not responsible for purchasing the Ward Property or other properties needed for the right-of-way until some undefined future date. Likewise, the RCTC January 26, 2017 staff report recommending approval of the Realignment Project, explains that "[t]he properties required for the project aligmnent will not be acquired Until funding is identified". Based on Ms. Ward's previous discussions and the RCTC agenda report, we understand that funding is currently available to purchase property needed for the Realignment Project, though RCTC is using it to purchase property other than right-of-way lands. Ms. Ward continues to suffer hardship as the result of the Agencies' continued actions that effectively "reserve" her property for the Realignment Project without timely compensating her or making mutually agreeable arrangements to purchase her land. The Agencies' actions continue to cloud Ms. Ward's title. Accordingly, Ms. Ward requests that the Agencies re - prioritize the acquisition of the Ward Property due to its key location, Ms. Ward's advanced age 1342324.10 John F. Tavaglione, Chair Anne Mayer, Executive Director April 4, 2017 Page 3 and the continued hardship the delay is imposing on her, her landholding and her Swap Meet business. Ms. Ward remains willing and eager to discuss the terms for the Agencies to acquire her property for the Realignment Project, and respectfully requests an opportunity to meet with the Agencies by the end of this month to discuss arrangements for the purchase of the Ward Property as part of an amicable resolution of this matter. Please contact me if you have any questions or require additional information. Sincerely, Michele A. Staples MAS:laj Attachments: 1) Map showing location of the Ward Property in relation to the Realignment Project. 2) CulT•ent County GIS printout for the Ward Property. cc: Mr. John Bulinski, Director, Caltrans District 8* Olivia Balderrama, Aide to County Supervisor Washington* Juan C. Perez, Director of Transportation, County of Riverside* Patricia Romo, Deputy Director of Transportation, County of Riverside* Jeanne E. Scherer, Chief Counsel, Caltrans* Gregory P. Priamos, County Counsel, County of Riverside* Synthia Gunzel, Deputy County Counsel, County of Riverside* . Steven DeBaun, Counsel, Riverside County Transportation Commission* * Via email, with attachment 1342324.10 Aerial Dale: Febnrary2011,Aero-GrphIcs, Inc NGALTIPROJIRCTC117114612016VMAPFILESIEISlaMP_REFINEIB_MB A.MXD BMP REFINEIB MB A.PDF 07/1912016 'BegirrProjectiLiniitsi KPI R25:4, (PM I R15.7,8)j LEGEND Project Roadway n Grade -Separated Interchange (Ramps) - Local Cross Street Cul-de-Sac Local Road Cut Line Fill Line 1-1 Project Impact Area =I County Assessor's Parcel Project Study Area t Best Management Practices Aqueduct Crossing 1 1 (BMPs) Bridge over Local Street Bridge over Local Street and Other Feature Bridge over Other Feature Bridge over SR79 a 600 0 Feel 200 Meters 1:8,600 Figure 2.2-5a Newport Road Build Alternative lbr 20 -Year Design Horizon Final Environmental Impact Report/ Environmental Impact Statement State Route 79 Realignment Project MAPS/IMAGES Fair o:Jade County Pgeed Report APN 4654190..030 Disclaimer Report Date:Tuesday, February 07, 2017 No map linage can be found for this APN No Imagery can be found for this APN PARCEL APN 465-190-030- Supervisorial CHUCK WASHINGTON, DISTRICT 3 2 District 2011 JEFF STONE, DISTRICT 3 Supervisorial District 2001 Previous APN 465190010 Township/Range T5SR2W SEC 34 Address 33280 Elevation Range 1,488 - 1,664 NEWPORT RD WINCHESTER, CA 92596 Mailing 2571 YUCCA Thomas taros. PAGE: 869 GRID: Fl Address RD Map Page/Grid PAGE: 869 GRID: F2 OCEANSIDE PAGE: 869 GRID: G1 CA, CA 92054 PAGE: 869 GRID: 02 Legal Recorded Indian Tribal Not In Tribal Land Description Book/Page: Land PM 30/18 Subdivision Name: PM 8066 Lot/Parcel: 1 Block: Not Available Tract Number: Not Available Lot Size Recorded lot City Not within a City Boundary size is 34,64 Boundary/Sphere Not within a City Sphere acres Annexation Date: Not Applicable No LAFCO Case # Available Proposals: Not Applicable Property Constructed: Characteristcs 1990 Baths: 4.00 Bedrooms: 3 Central Cool: Y Central Heat: Y Const, Type: WOOD FRAME Garage Type: A Prop Area: 1888 SgFt Roof Type: March Joint NOT WITHIN THE JURISDICTION OF THE Powers Authority MARCH JOINT POWERS AUTHORITY Water District Flood Control District GEOLOGIC Fault Zone Faults Liquefaction Potential Subsidence MISCELLANEOUS School District Communities Lighting (Ord. 655) 2010 Census Tract Farmland Special Notes EMWD RIVERSIDE COUNTY FLOOD CONTROL DISTRICT Not in a Fault Zone Not within a 1/2 mile of a Fault Low Moderate Susceptible HEMET UNIFIED Winchester Zone B, 25.87 Mlles From Mt. Palomar Observatory 042737 LOCAL IMPORTANCE OTHER LANDS PROPOSED STATE ROUTE 79 REALINGMENT CORRIDOR. PLEASE CONTACT RUSSELL WILLIAMS AT (951) 955-2016. PERMITS/CASES/ADDITIONAL California Water None Board Paleontological Sensitivity High Sensitivity (High B); SENSITIVITY EQUIVALENT TO HIGH A, BUT IS BASED ON THE OCCURRENCE OF FOSSILS AT A SPECIFIED DEPTI-I BELOW TI-IE SURFACE. THE CATEGORY HIGH B INDICATES THAT FOSSILS ARE LIKELY TO BE ENCOUNTERED AT OR BELOW FOUR FEET OF DEPTH, AND MAY BE IMPACTED DURING EXCAVATION BY CONSTRUCTION ACTIVITIES. Tax Rate Areas 071290 CO FREE LIBRARY CO STRUCTURE FIRE PROTECTION CO WASTE RESOURCE MGMT DIST CSA 146 CSA 152 EMWD FLOOD CONTROL ADMIN FLOOD CONTROL ZN 4 GENERAL GENERAL PURPOSE HEMET UNIFIED SCHOOL MT SAN JACINTO JR COLLEGE MWD EAST 130J.999 RIV CO REGIONAL PARK & OPEN SP RIVERSIDE CO OFC OF EDUCATION SAN JACINTO BASIN RESOURCE CONS SAN JACINTO VALLEY CEMETERY S0. CALIF,JT(19,30,33,36,37,56) VALLEY HEALTH SYSTEM HOSP DIST VALLEY WIDE REC & PI< ATTACHMENT 2 Indian Wells (780) 568-2811 Irvine (949) 263-2600 Los Angeles (213) 817-8100 Ontario (909) 989-8584 BEST BEST & KRIEGER ATTORNEYS AT LAW 3390 University Avenue, 5th Floor, P.O. Box 1028, Riverside, CA 92502 Phone: (951) 686.1450 1 Fax: (951) 686-3083 1 www.bbklaw.com Kendall H. MacVey (951) 826-8226 kendall.macvey@bbklaw.com File No. 17336.00500 June 13, 2017 Via Entail & U.S. Mail Michele Staples, Esq. Jackson Tidus a Law Corporation 2030 Main Street, 12th Floor Irvine, CA 92614 Sacramento (918) 325-4000 San Diego (619) 525-1300 Walnut Creek (925) 977-3300 Washington. DC (202) 785-0600 Re: Request for Acquisition of Ward Irrevocable Trust Property for SR79 Realignment Project Right -of -Way Dear Ms. Staples: We wish to thank you for the opportunity to meet with you and your client, Zeny Ward, regarding your client's request for the acquisition by the Riverside County Transportation Commission of the parcel held by the Ward Irrevocable Trust for which she acts as trustee. After careful consideration of the request, RCTC management has decided that RCTC is not now in a position to commence acquisitions for the realignment project. As you are aware, the project consists of multiple segments with potentially hundreds of acquisitions. Currently, the sequence and timing of construction for these segments has yet to be determined and funding for construction and acquisition has yet to be procured. If there are in any changes in Ms. Ward's circumstances or if there is any additional information you believe we should have, please do not hesitate to provide that information. Sincerely, 1�C�t Kendall H. MacVey of BEST BEST & KRIEGER LLP cc: Steve DeBaun, Esq. Mark Lancaster 17336.00500\29857530.l AGENDA ITEM 6A RIVERSIDE COUNTY TRANSPORTATION COMMISSION DATE: October 12, 2022 TO: Riverside County Transportation Commission FROM: Lisa Mobley, Administrative Services Director/Clerk of the Board THROUGH: Anne Mayer, Executive Director SUBJECT: AB 361 Determination STAFF RECOMMENDATION: This item is for the Commission to: 1) Reaffirm the findings in Resolution No. 22-007, "A Resolution of the Board of Commissioners of the Riverside County Transportation Commission Authorizing Virtual Board and Committee Meetings Pursuant to AB 361." The findings are as follows: a. The Governor proclaimed a State of Emergency on March 4, 2020, related to the COVID-19 pandemic, which continues to exist today; and b. State or local officials have recommended measures to promote social distancing. BACKGROUND INFORMATION: Since the onset of the COVID-19 in early 2020, California government agencies have been able to continue to discharge their legal responsibilities through the use of virtual teleconferencing platforms such as Zoom to hold public meetings that enabled agencies to meet and conduct business, comply with social distancing orders and most importantly, provide access to the public. In many cases, virtual meetings have actually enhanced public participation, particularly in larger counties including Riverside County where traveling to a public meeting can be inconvenient or require traveling a long distance. Both the RCA and RCTC have been meeting on Zoom since March of 2020, when many Executive Orders were issued by Governor Newsom in response to the pandemic. One such order altered Brown Act requirements to allow for virtual meetings. Although transmission, hospitalization and death rates from COVID-19 have sharply declined since the original onset of the pandemic and subsequent Delta Variant surge, an air or uncertainty remains regarding the pandemic and many counties continue to recommend masking inside and social distancing. Given that environment and a desire to continue allowing for the flexibility of holding virtual meetings, the Legislature recently approved, and Governor Newsom signed, Assembly Bill 361 to temporarily allow for virtual meeting under proscribed circumstances. Agenda Item 6A 1 AB 361 Effective immediately, AB 361 amends the Brown Act to allow local legislative bodies to continue using teleconferencing and virtual meeting technology in certain circumstances. Under the Bill, legislative bodies can continue to meet remotely as long as there is a "proclaimed state of emergency" and the Commission can make either of the following findings: (a) state or local officials have imposed or recommended measures to promote social distancing or (b) whether as a result of the emergency, meeting in person would present imminent risks to the health or safety of attendees. The Governor proclaimed a State of Emergency on March 4, 2020 related to the COVID-19 pandemic, which State of Emergency continues to exist to this day. Further, both State and Riverside County officials continue to recommend the social distancing. AB 361 requires specific procedural safeguards for the public. To accommodate individuals during these teleconferences and virtual meetings, a public comment period will be offered where the public can address the legislative body directly in real time. Additionally, public comments will be allowed up until the public comment period is closed at the meetings. The agenda will include information on the manner in which the public may access the meeting and provide comments remotely. If technical problems arise that result in the public's access being disrupted, the legislative body will not take any vote or other official action until the technical disruption is corrected and public access is restored. The attached Resolution allows the Board to implement AB 361 by making the findings discussed above. This findings will be in effect for 30 days or until the Board makes findings that the conditions listed therein long longer exist, whichever is shorter. The findings can be extended by the Board upon a finding that conditions supporting the findings included in the Resolution still exist. The authorization to meet remotely will apply to any Committees that meet during the 30 - day effective period. AB 361 will allow for virtual meetings during other state -proclaim emergencies, such as earthquakes or wildfires, where physical attendance may present a risk. AB 361 is scheduled to sunset January 1, 2024. STAFF RECOMMENDATION: Reafirm the findings in Resolution No. 22-007, "A Resolution of the Board of Commissioners of the Riverside County Transportation Commission Authorizing Virtual Board and Committee Meetings Pursuant to AB 361". Attachment: Resolution No. 22-007 Agenda Item 6A 2 RESOLUTION NO. 22-007 A RESOLUTION OF THE BOARD OF COMMISSIONERS OF THE RIVERSIDE COUNTY TRANSPORTATION COMMISSION AUTHORIZING VIRTUAL BOARD AND COMMITTEE MEETINGS PURSUANT TO AB 361 WHEREAS, the Riverside County Transportation Commission ("Commission") is committed to preserving and nurturing public access and participation in meetings of the Board of Commissioners, Executive Committee, Budget and Implementation Committee, Western Riverside County Programs and Projects Committee, Toll Policy and Operations Committee, Citizens and Specialized Transit Advisory Committee, and Technical Advisory Committee; and WHEREAS, all meetings of the Commission's legislative bodies, including its Board of Commissioners, Executive Committee, Budget and Implementation Committee, Western Riverside County Programs and Projects Committee, Toll Policy and Operations Committee, Citizens and Specialized Transit Advisory Committee, and Technical Advisory Committee are open and public, as required by the Ralph M. Brown Act (Cal. Gov. Code 54950 — 54963), so that any member of the public may attend and participate in the Commission's meetings; and WHEREAS, starting in March 2020, in response to the spread of COVID-19 in the State of California, the Governor issued a number of executive orders aimed at containing the COVID-19 virus; and WHEREAS, among other things, these orders waived certain requirements of the Brown Act to allow legislative bodies to meet virtually; and WHEREAS, pursuant to the Governor's executive orders, the Commission has been holding virtual meetings during the pandemic in the interest of protecting the health and safety of the public, Commission staff and Commissioners; and WHEREAS, the Governor's executive order related to the suspension of certain provisions of the Brown Act expired on September 30, 2021; and WHEREAS, on September 16, 2021 the Governor signed AB 361 (in effect as of October 1, 2021 — Government Code Section 54953(e)), which allows legislative bodies to meet virtually provided there is a state of emergency, and either (1) state or local officials have imposed or recommended measures to promote social distancing; or (2) the legislative body determines by majority vote that meeting in person would present imminent risks to the health and safety of attendees; and WHEREAS, such conditions now exist in the Commission, specifically, a state of emergency has been proclaimed related to COVID-19 and state or local officials are recommending measures to promote social distancing, 3 NOW, THEREFORE, BE IT RESOLVED THAT THE RIVERSIDE COUNTY TRANSPORTATION COMMISSION DOES HEREBY RESOLVE AS FOLLOWS: Section 1. Recitals. The Recitals set forth above are true and correct and are incorporated into this Resolution by this reference. Section 2. Findings. Consistent with the provisions of Government Code Section 54953(e), the Board of Commissioners finds and determines that (1) a state of emergency related to COVID-19 is currently in effect and (2) state or local officials have recommended measures to promote social distancing in connection with COVID-19. Section 3. Remote Teleconference Meetings: Based on the findings and determinations included herein, the Board of Commissioners authorizes and directs any of its legislative bodies, including without limitation its Board of Commissioners, Executive Committee, Budget and Implementation Committee, Western Riverside County Programs and Projects Committee, Toll Policy and Operations Committee, Technical Advisory Committee, and Citizens and Specialized Transit Advisory Committee to conduct remote teleconference meetings under the provisions of Government Code Section 54953(e) and that such bodies shall provide public access to their meetings as provided in Section 54953(e). Section 4. Full and Fair Access: In making the findings included herein the board specifically relies on Section 8(b) of Stats.2021, c.165 (A.B.361), § 3, eff. Sept. 16, 2021.) which provides as follows: (b) The Legislature finds and declares that [the changes made by AB 361 to] Section 54953 of the Government Code, all increase and potentially limit the public's right of access to the meetings of public bodies or the writings of public officials and agencies within the meaning of Section 3 of Article I of the California Constitution. Pursuant to that constitutional provision, the Legislature makes the following findings to demonstrate the interest protected by this limitation and the need for protecting that interest: (1) By removing the requirement that public meetings be conducted at a primary physical location with a quorum of members present, this act protects the health and safety of civil servants and the public and does not preference the experience of members of the public who might be able to attend a meeting in a physical location over members of the public who cannot travel or attend that meeting in a physical location. (2) By removing the requirement for agendas to be placed at the location of each public official participating in a public meeting remotely, including from the member's private home or hotel room, this act protects the personal, private information of public officials and their families while preserving the public's right to access information concerning the conduct of the people's business. 4 Section 5. Effective Date of Resolution. This Resolution shall take effect upon adoption and shall be effective for 30 days unless earlier extended by a majority vote of the Board of Commissioners in accordance with Section 5 of this Resolution. Section 6. Extension by Motion. The Board of Commissioners may extend the application of this Resolution by motion and majority vote by up to 30 days at a time, provided that it makes all necessary findings consistent with and pursuant to the requirements of Section 54953(e)(3). Any such extension may be made before or after the expiration of the preceding 30 day period. PASSED AND ADOPTED by the Board of Commissioners of the Riverside County Transportation Commission this 9th day of March 2022, by the following vote: APPROVED AND ADOPTED this 9th day of March, 2022. V. Manuel Perez, Chair Riverside County Transportation Commission ATTEST: Lisa Mobley, Clerk of the Board Riverside County Transportation Commission 5 AGENDA ITEM 6B MINUTES RIVERSIDE COUNTY TRANSPORTATION COMMISSION MEETING MINUTES Wednesday, September 14, 2022 1. CALL TO ORDER The Riverside County Transportation Commission was called to order by Chair V. Manuel Perez at 9:30 a.m. in the Board Room at the County of Riverside Administrative Center, 4080 Lemon Street, First Floor, Riverside, California, 92501. 2. ROLL CALL Commissioners/Alternates Present Brian Berkson Joseph DeConinck Lisa DeForest Edward Delgado Maryann Edwards* Raymond Gregory Kathleen Fitzpatrick Jan Harnik Jeff Hewitt Ted Hoffman Kevin Jeffries Linda Krupa Bob Magee Lisa Middleton Joseph Morabito Diane Morales Linda Molina V. Manuel Perez Dana Reed *Arrived after the meeting was called to order Todd Rigby Jeremy Smith Wes Speake Karen Spiegel* Michael M. Vargas Chuck Washington Ted Weill Lloyd White Bill Zimmerman Commissioners Absent Chuck Conder Waymond Fermon Mary Hamlin Michael Heath Steven Hernandez Scott Matas 3. PLEDGE OF ALLEGIANCE Vice Chair Bob Magee led the Commission in a flag salute. 4. PUBLIC COMMENTS At this time, Commissioner Karen Spiegel joined the meeting. 6 Riverside County Transportation Commission Meeting Minutes September 14, 2022 Page 2 Lisa Mobley, Administrative Services Director/Clerk of the Board, stated that Michele Staples is here to speak and also brought some copies of the letter dated August 19, 2022, that were passed out at the dais and emailed to the Commissioners. Michele Staples, Jackson Tidus Law Firm, representing Zeny Ward, owner of 34.64 acres of land that is located at the intersection of Winchester Road, which is State Route 79 and New Port Road. Ms. Staples stated she had distributed a letter discussing the property and Ms. Ward's situation in greater depth. In December 2019, there was a fire that burned down the apartment building on Ms. Ward's land and her son perished in the fire and she needs to sell the property. Ms. Ward's property is a key property for the SR -79 Realignment Project and the project itself will move that intersection onto Ms. Ward's property leaving her none of the 34+ acres. Ms. Staples noted she has written letters and appeared before this Commission over the years and has spoken to RCTC staff explaining that RCTC has positioned itself as the only buyer for that property. She stated when Ms. Ward first contacted RCTC she was told the property would be purchased for the SR -79 Realignment Project soon after the environmental impact report (EIR) was certified. In 2016 the EIR was certified and RCTC still has not found a funding source for that property as RCTC's position is they must secure a billion plus dollars for the entire property before it will consider purchasing Ms. Ward's property. Ms. Staples stated they are requesting the Board to direct staff to negotiate an agreement to acquire Ms. Ward's property for the SR -79 Realignment Project. Commissioner Chuck Washington stated he has been representing that area in his district for many years and there have been several conversations about Ms. Ward's property and being apart of the eventual realignment of the SR -79 and he will not say much more since it was not an agendized item. He requested that staff come back with an item on the agenda so that there can be some discussion because his heart goes out to Zeny Ward. Chair Perez asked Anne Mayer, Executive Director, if that can be done. Anne Mayer stated since there are no committee meetings in September, it will have to be put on a Western Riverside County Programs and Projects Committee Agenda in October 2022. 5. ADDITIONS / REVISIONS There were no additions or revisions to the agenda. At this time, Commissioner Speake left the meeting. 6. CONSENT CALENDAR M/S/C (Vargas/Reed) to approve the following Consent Calendar items. No: Hewitt 7 Riverside County Transportation Commission Meeting Minutes September 14, 2022 Page 3 6A. AB 361 DETERMINATION Reaffirm the findings in Resolution No. 22-007, "A Resolution of the Board of Commissioners of the Riverside County Transportation Commission Authorizing Virtual Board and Committee Meetings Pursuant to AB 361." The findings are as follows: a. The Governor proclaimed a State of Emergency on March 4, 2020, related to the COVID-19 pandemic, which continues to exist today; and b. State or local officials have recommended measures to promote social distancing. 6B. APPROVAL OF MINUTES — JULY 13, 2022 6C. SINGLE SIGNATURE AUTHORITY REPORT Receive and file the Single Signature Authority report for the fourth quarter ended June 30, 2022. 6D. QUARTERLY SALES TAX ANALYSIS Receive and file the sales tax analysis for the Quarter 1, 2022 (10 2022). 6E. QUARTERLY PUBLIC ENGAGEMENT METRICS REPORT, APRIL — JUNE 2022 Receive and file Quarterly Public Engagement Metrics Report for April —June 2022. 6F. FISCAL YEAR 2022/23 ANNUAL LOCAL TRANSPORTATION FUND PLANNING ALLOCATIONS TO WESTERN RIVERSIDE COUNCIL OF GOVERNMENTS AND COACHELLA VALLEY ASSOCIATION OF GOVERNMENTS Approve an allocation of Local Transportation Fund (LTF) funds for planning in the amount of $1,072,500 for Western Riverside Council of Governments (WRCOG) and $585,000 for Coachella Valley Association of Governments (CVAG) for efforts identified in each agency's FY 2022/23 LTF Program Objectives/Work Plan (Work Plan) that supports transportation planning programs and functions that are consistent with regional and subregional plans, programs, and requirements. 6G. 15 EXPRESS LANES MONTHLY STATUS REPORTS Receive and file the 15 Express Lanes Monthly Reports for the six months from January to June 2022. 8 Riverside County Transportation Commission Meeting Minutes September 14, 2022 Page 4 6H. 91 EXPRESS LANES MONTHLY STATUS REPORTS Receive and file the 91 Express Lanes Monthly Reports for the six months from January to June 2022. 61. CHANGE ORDER TO AMEND THE INTERSTATE 15 EXPRESS LANES PROJECT TOLL SERVICES AGREEMENT WITH KAPSCH TRAFFICCOM USA TO PROVIDE OPERATIONS AND MAINTENANCES SERVICES FOR THE INTERSTATE 15/STATE ROUTE 91 EXPRESS LANES CONNECTOR 1) Approve Change Order No. 28 to Agreement No. 16-31-043-00 for the Interstate 15 Express Lanes Project (1-15 ELP) with Kapsch TrafficCom USA Inc. (Kapsch) to provide for operations and maintenance services of the Tolling System for the I-15/SR-91 Express Lanes Connector (15/91 ELC) in the amount of $3,132,144; and 2) Authorize the Chair or Executive Director, pursuant to legal counsel review, to execute the change order on behalf of the Commission. 6J. FEDERAL FISCAL YEARS 2020 AND 2021 FEDERAL TRANSIT ADMINISTRATION'S SECTION 5310 ENHANCED MOBILITY FOR SENIORS AND INDIVIDUALS WITH DISABILITIES PROGRAM Receive and file an update on the Federal Fiscal Years (FFY) 2020 and 2021 Federal Transit Administration's (FTA) Section 5310 Enhanced Mobility for Seniors and Individuals with Disabilities Program. 6K. FISCAL YEAR 2022/23 STATE OF GOOD REPAIR PROGRAM ALLOCATIONS 1) Approve Resolution No. 22-016, "Resolution of the Riverside County Transportation Commission Approving the FY 2022/23 Project List for the California State of Good Repair Program"; 2) Approve an allocation of $4,376,624 related to Fiscal Year (FY) 2022/23 State of Good Repair (SGR) program funds to eligible Riverside County transit operators; 3) Authorize the Executive Director, or designee, to review, approve and submit projects to Caltrans which are consistent with SGR program guidelines and to execute and submit required documents for the SGR program, including the Authorized Agent Form; and 4) Authorize the Executive Director, or designee, to approve administrative amendments to the FY 2022/23 Short Range Transit Plans (SRTPs) for incorporation of the SGR funds, as necessary. 9 Riverside County Transportation Commission Meeting Minutes September 14, 2022 Page 5 6L. AGREEMENT FOR TRANSIT FUNDING HANDBOOK 1) Award Agreement No. 22-62-089-00 to AMMA Transit Planning to develop the Transit Funding Handbook for a one-year term, in the amount of $189,985, plus a contingency amount of $9,500, for a total amount not to exceed $199,485; 2) Authorize the Chair or Executive Director, pursuant to legal counsel review, to finalize and execute the agreement, on behalf of the Commission; and 3) Authorize the Executive Director, or designee, to approve contingency work up to the total not to exceed amount as required for these services. 6M. AGREEMENTS FOR FREEWAY SERVICE PATROL TOW TRUCK SERVICE 1) Award Agreement No. 22-45-085-00 to Royal Coaches Auto Body and Towing, LLC for Freeway Service Patrol (FSP) tow truck services on Interstate 215, Beat Nos. 18 and 19, for a five-year term, in the amount of $3,197,457, plus a contingency amount of $159,873, for a total amount not to exceed $3,357,330; 2) Award Agreement No. 22-45-102-00 to Royal Coaches Auto Body and Towing, LLC for Freeway Service Patrol (FSP) tow truck services on State Route 91 and 1-15 Express Lanes for a five-year term, in the amount of $7,267,918, plus a contingency amount of $363,396, for a total amount not to exceed $7,631,314; 3) Approve Agreement No. 17-45-061-05, Amendment No. 5 to Agreement No. 17-45-061-00 with Pepe's Towing (Pepe's) for continued FSP services on Beat 18 & 19 for an additional six months through March 31, 2023 and to increase the hourly rate from $67.75 to $84.15. No additional funding is necessary, as the current contract amount is sufficient to cover the increased rate; 4) Approve Agreement No. 16-45-103-05, Amendment No. 5 to Agreement No. 16-45-103-00 with Steve's Towing (Steve's) for continued FSP services on the Commission's Express Lanes (Beats 91T and 15T) for an additional two months through March 31, 2023 and to increase the hourly rate from $70.00 to $84.00 for an additional amount of $8,250 and a total amount not to exceed $2,224,347; 5) Authorize the Chair or Executive Director, pursuant to legal counsel review, to execute the agreements on behalf of the Commission; and 6) Authorize the Executive Director, or designee, to approve the use of the contingency amount as may be required for these services. 7. 2022 AMERICANS WITH DISABILITIES ACT SELF -EVALUATION AND TRANSITION PLAN Aaron Hake, Deputy Executive Director, presented the 2022 American with Disabilities Act (ADA) Self -Evaluation and Transition Plan, highlighting the following: 10 Riverside County Transportation Commission Meeting Minutes September 14, 2022 Page 6 • Photos of the RCTC lobby at 4080 Lemon Street, Moreno Valley/March Field station, the 91 Express Lanes Customer Service Center • Purpose o ADA Self -Evaluation and Transition Plan by law for any public entity having 50 or more employees ✓ Section 504 of the Rehabilitation Act of 1973 ✓ Americans with Disabilities Act (ADA) o Intended to identify programmatic and physical barriers that may limit accessibility by persons with disabilities ✓ Standards set by state and federal regulations • Components o ADA Self -Evaluation ✓ The Action Plan — Non -Physical barriers ✓ The Transition Plan — Physical barriers • Self -Evaluation o Began in summer 2021 o ADA surveys issued to 14 RCTC departments o A total of 16 facilities were assessed ✓ 91/Perris Valley Line Corridor ✓ Nine Riverside County Metrolink stations ✓ Offices/buildings supporting 91 and 15 Express Lanes ✓ RCTC offices at Lemon Street and 10th Street in Riverside • A summary of the Programmatic (Non -Physical) Barriers o 42 proposed action items ✓ Language in contracts, employment documents, and notices ✓ Internal procedures, awareness, and training ✓ Availability of auxiliary aids and services ✓ Coordination with partner agencies ✓ Testing of equipment/facilities o 0-2 years to implement all action items following plan adoption • An inventory of the physical barriers that were identified at the RCTC facilities • Physical barriers — Transition Plan tiered by priority including a list of examples of the barriers identified RCTC will address • Implementation cost (est.) o $2,264,000 o Perris -South Station - $1,876,200 ✓ Schedule to be developed — Incorporate into regular maintenance/upgrade schedules — Funding availability Implementation items will be incorporated into agency budget — Commission approval for items with fiscal impact — Procurement regulations will be followed 11 Riverside County Transportation Commission Meeting Minutes September 14, 2022 Page 7 • Public review and comment o Public input ✓ RCTC's ADA Self -Evaluation and Transition Plan was made available for public review and comment for 30 days, April 18 - May 18, 2022 ✓ In compliance with ADA Title II § 35.105 (b), the team identified 11 organizations that were listed to notify of the posting of the document to seek their input ✓ How the document was made available ✓ Comments were solicited through countywide social media, regional and local partners ✓ Presentation to RCTC Citizens and Specialized Transit Advisory Committee April 11, 2022, to announce public comment period and seek input o Comment(s) received ✓ One comment was received from Independent Living Partnership, which confirmed receipt of report and link to press release - "Transportation Bill of Rights Issued for Persons with Disabilities" • RCTC Contact information for the public to continue to make comments At this time, Commissioner Speake rejoined to the meeting. In response to Chair Perez's question if the 2022 ADA Self -Evaluation and Transition Plan is in Spanish as well or in other languages, Aaron Hake replied the outreach was done in Spanish. Mr. Hake asked Erik Galloway, Project Delivery Director, who worked on this to help answer that question. Mr. Galloway replied the whole document is translated in Spanish and it will be available on the RCTC Website. Chair Perez asked if there was an outreach effort as well to a Latino based organization within the County of Riverside. Erik Galloway replied they had identified the 14 organizations that were on the list that were dealing with ADA requirements, he was uncertain if they are Latino based but they were focused on ADA accessibility. Chair Perez expressed they need to ensure that they keep up with making sure they are culturally confident, and they are out there being inclusive of a lot of folks. M/S/C (Berkson/Vargas) to direct staff to implement the 2022 ADA Self - Evaluation and Transition Plan. Commissioner Chuck Washington announced he has a property investment along part of the Mid County Parkway Project, so he stepped out of the Board Room for the next item. 12 Riverside County Transportation Commission Meeting Minutes September 14, 2022 Page 8 8. AGREEMENT FOR PREPARATION OF PLANS, SPECIFICATIONS AND ESTIMATE FOR THE MID COUNTY PARKWAY PROJECT CONSTRUCTION PACKAGE NO. 3 ALONG RAMONA EXPRESSWAY Joie Edles, Capital Projects Manager, presented the Mid County Parkway Project Construction Package No. 3 (MCP3), highlighting the following areas: • MCP Project background • MCP3 development (A map of the proposed alignment) o Project limits: Approximately one mile east of Rider Street to Warren Road along Ramona Expressway o Existing: One lane in both directions o Proposed: Add two new eastbound lanes, restripe existing two lanes to westbound, install raised median with delineators, a new bridge over the San Jacinto River, and traffic signals • Procurement process • Final design contract • Agency agreements with the County of Riverside Transportation and Land Management Agency and Rivers and Land Conservancy • Right of way and the MCP2 Map of unimproved Parcels within the alignment • Fiscal impact At this time, Commissioner Maryann Edwards joined the meeting. Commissioner Linda Krupa expressed appreciation to RCTC and County staff in moving this along. She stated the residents in the San Jacinto Valley use Ramona Expressway so much she has stopped using Ramona Expressway and Gilman Springs Road because they are dangerous, but she read something yesterday the Board of Supervisors have put through some improvement for that. She expressed gratitude on behalf of the residents and all the citizens in San Jacinto Valley and she is aware it will take some time to get this done, but it is a step in the right direction. Commissioner Brian Berkson expressed appreciation for an excellent report as it was very clear and defined, and to staff for working with legal counsel to make sure there is a withdrawal clause from cities that do not want to participate in the future. He clarified regarding the MCP2 $15 million funds, that is why the deferral happened because the withdrawal of a city of their support. Commissioner Berkson asked if the $15 million that goes into that pot would be that same city and wanted to make sure that $15 million staff is proposing to leave in that account is going to be protected once it is spent, if it is spent. Anne Mayer replied the $15 million for right of way the reason they are recommending it is if development occurs in that corridor, they will never build the rest of MCP because it will be too expensive to buy all of that developed property. She stated for the $15 million 13 Riverside County Transportation Commission Meeting Minutes September 14, 2022 Page 9 on right of way, staff was not planning on engaging a cooperative agreement with the city of Perris on that primarily because RCTC will retain the asset. Any property RCTC acquires with that money will be RCTC property and it will remain an RCTC asset, and if that project does not proceed then RCTC will sell that asset. Commissioner Jeff Hewitt noted it took several generations to build the great pyramids in Egypt and the people that started to build them never got to see them built and they have a lot of projects in this County that kind of do that. He expressed the fact that they are even saying there is a possibility this could be completed with the plans, specifications, and estimates (PS&E) and the construction in a little over three years is exciting. There is such a need on safety, noting the comments from Commissioner Krupa stating that she quit using Ramona Expressway because it is dangerous. Commissioner Hewitt suggested this is a lot like the San Gorgonio Pass with the SR -60 Truck Lanes project, a lot of people quit using the Pass and that impacted other areas that should not have been. Commissioner Hewitt expressed this is a great project and is excited to see the PS&E start and then the construction. Commissioner Wes Speake expressed appreciation for a very good report. He referred to the contingency and asked what would be the complicated factor that would push it over even to a 15 percent contingency. Joie Edles replied the way the scope for this work was developed was in a very quick fashion. She stated when they created the MCP2 Project there was a lot of time to develop the scope and identify some of the risks in the project for the MCP3 Project they did not have that time, so staff is allowing an additional buffer. Hopefully it will not have to be used when comparing the two projects as MCP2 Project was more complicated than the MCP3 Project. Anne Mayer concurred with Joie Edles' comments and stated also to point out they are including the design of the bridge over the San Jacinto River and there was no extensive amount of time to scope that out. She explained even with a 22 percent contingency, the overall percentage of design costs was just over 9 percent generally design on a project runs between 8 and 12 percent of the construction costs and even with that contingency they are at 9 percent. They are still on the low end of what designs would cost but the San Jacinto River Bridge is certainly going to be a significant structure with many parties involved in assessing the design of that structure. Commissioner Speake stated he understood that part he was just looking at the rest of the alignment wondering what the complication is here it is larger, but it is also much simpler. He understands they will watch the budget very closely and really make sure the money is being spent in the right places and he wanted to note it is such a high number. Joie Edles noted that once they build MCP3 that is half of the full MCP. 14 Riverside County Transportation Commission Meeting Minutes September 14, 2022 Page 10 M/S/C (Spiegel/Berkson) to: 1) Award Agreement No. 23-31-007-00 to Jacobs Engineering Group to prepare plans, specifications, and estimates (PS&E) for the Mid County Parkway Construction Package No. 3 (MCP3) from approximately one mile east of Rider Street to Warren Road along the Ramona Expressway (Project), in the county of Riverside in the amount of $10,642,182 plus a contingency amount of $2,357,818 for a total amount not to exceed $13,000,000; 2) Approve the use of $5,686,000 of state Senate Bill 1 Local Partnership Program (LPP) Formula funds for Project design; 3) Approve the use of $7,314,000 of Transportation Uniform Mitigation Fee - Community Environmental Transportation Acceptability Process (TUMF-CETAP) funds for Project design; 4) Approve Cooperative Agreement No. 23-31-004-00 with County of Riverside Transportation and Land Management Agency (CRTLMA) for MCP3 final design, right of way (ROW) acquisition, construction, and maintenance. This agreement includes a $1,000,000 contribution by CRTLMA to RCTC for the MCP 3 project; 5) Approve Agreement Nos. 23-31-005-00 and 23-31-006-00 with Rivers & Land Conservancy and the use of $1,004,672 of Measure A funds for endowment toward the conservation easement of Sweeney and San Timoteo Canyon mitigation sites; 6) Approve the use of $15,000,000 [$13,279,500 of Surface Transportation Block Grant Program (STBG) and a match of $1,720,500 of TUMF-CETAP] for right of way corridor (ROW) preservation within MCP Construction Package 2 (MCP2) limits; 7) Authorize the Executive Director, pursuant to legal counsel review, to finalize the conservation easement and endowment mitigation agreements on behalf of the Commission; 8) Authorize the Executive Director to make changes between fund types within the total amounts approved by the Commission to facilitate the most efficient use of funds; 9) Authorize the Chair or Executive Director, pursuant to legal counsel review, to execute the agreements on behalf of the Commission; and 10) Authorize the Executive Director or designee to approve contingency work as may be required for the Project. No: Morabito and Washington At this time, Commissioner Washington rejoined the meeting. 15 Riverside County Transportation Commission Meeting Minutes September 14, 2022 Page 11 9. STATE AND FEDERAL LEGISLATIVE UPDATE David Knudsen, External Affairs Director, presented an update on the state and federal legislative activities. He noted that on AB 2438 (Friedman) Senators Rosilicie Ochoa Bogh, Melissa Melendez, and Richard Roth voted against the bill. He expressed appreciation on RCTC's behalf to Senators Ochoa Bogh, Melendez, Roth, and their staffs for listening to RCTC's concerns and standing with RCTC on the bill, which is on the Governor's desk awaiting action. Mr. Knudsen noted just before the end of the session staff became aware of AB 1951 by Assemblymember Tim Grayson. Staff did conduct some internal analysis, but it is difficult to determine what the actual cost to Measure A could be if the bill is signed into law and staff did send a veto request to the Governor. Mr. Knudsen stated based on feedback from the Commission, the 2022 Projects and Funding Strategies Ad Hoc Committee was formed and met in July 2022. Based on discussions at that meeting Commissioners Waymond Fermon and Karen Spiegel are traveling with staff to Washington, D.C. on September 19 — 21, 2022. The goal of the trip is to elevate the visibility of the Coachella Valley Rail with their elected delegation and officials at USDOT. M/S/C to receive and file an update on state and federal legislation. 10. ITEM(S) PULLED FROM CONSENT CALENDAR FOR DISCUSSION There were no items pulled from the consent calendar. 11. EXECUTIVE DIRECTOR'S REPORT • Anne Mayer reminded the Commissioners there are no Budget and Implementation and Western Riverside County Programs and Projects Committee meetings on September 26 due to the Rosh Hashanah Holiday. Agenda items will be going directly to the October 12 Commission meeting. • Reminder there will be a 55 -hour weekend closure on SR -91 in the eastbound direction to get some work done. There is a lot of construction activity in Corona going on right now so keep an eye out for closure notices in that vicinity. 12. COMMISSIONER COMMENTS 12A. Commissioner Joseph Morabito noted this was his first Commission meeting and his daughter gave birth this morning and he is a new grandpa. Chair Perez congratulated Commissioner Morabito. 12B. Commissioner Hewitt noted when he first got on the Board of Supervisors then Chair Kevin Jeffries changed the way they do things at the Board of Supervisors meetings where they used to believe that they would have all the directors from 42 departments and quite a few County employees come to the meetings. He 16 Riverside County Transportation Commission Meeting Minutes September 14, 2022 Page 12 suggested the Commission might consider doing somewhat the same as they are a little low on staff. He suggested to start with having the conversation here to only have the staff that are making a presentation come to the meetings to help with costs and it will allow for a lot more open chairs for the public to sit. 13. ADJOURNMENT There being no further business for consideration by the Riverside County Transportation Commission, Chair Perez adjourned the meeting at 10:17 a.m. The next Commission meeting is scheduled to be held at 9:30 a.m., Wednesday, September 14, 2022. Respectfully submitted, Lisa Mobley Administrative Services Director / Clerk of the Board 17 AGENDA ITEM 6C RIVERSIDE COUNTY TRANSPORTATION COMMISSION DATE: October 12, 2022 TO: Riverside County Transportation Commission FROM: Lisa Mobley, Administrative Services Director/Clerk of the Board THROUGH: Anne Mayer, Executive Director SUBJECT: Resolution to Amend the Appendix of the Conflict of Interest Code STAFF RECOMMENDATION: This item is for the Commission to adopt Resolution No. 22-019, "Resolution of the Riverside County Transportation Commission Amending the Appendix of the Conflict of Interest Code Pursuant to the Political Reform Act of 1974". BACKGROUND INFORMATION: As required, the Riverside County Transportation Commission regularly updates its Conflict of Interest Code (Code) to include new positions which must be designated, remove positions which have been abolished and update titles of positions which have changed. At this time, there is a need to amend the appendix to include new positions which must be designated and revise the disclosure requirements of existing positions based upon the change in the duties of the positions. The amended appendix shows the list of positions who manage public investments, and positions to be governed under the Code and their respective disclosure categories. A notice of intention to amend the appendix of the Code was publicly posted and provided to the affected designated employees. After the Commission adopts the amended appendix, it will be submitted to the Riverside County's Board of Supervisors for approval as it is the code -reviewing body for the Commission. In order to meet the requirements of the Code pursuant to the Political Reform Act of 1974, staff recommends that the Commission adopt Resolution No. 22-019 to make the appropriate changes to the Code. Attachments: 1) Resolution No. 22-019 2) Amended Appendix 3) Notice of Intention Agenda Item 6C 18 ATTACHMENT 1 RESOLUTION NO. 22-019 RESOLUTION OF THE RIVERSIDE COUNTY TRANSPORTATION COMMISSION AMENDING THE CONFLICT OF INTEREST CODE PURSUANT TO THE POLITICAL REFORM ACT OF 1974 WHEREAS, the Legislature of the State of California enacted the Political Reform Act of 1974, Government Code Section 81000 et seq. (the "Act"), which contains provisions relating to conflicts of interest which potentially affect all officers, employees and consultants of the Riverside County Transportation Commission (the "Commission") and requires all public agencies to adopt and promulgate a conflict of interest code; and WHEREAS, the Commission adopted a Conflict of Interest Code (the "Code") which was amended on December 12, 2018, in compliance with the Act; and WHEREAS, subsequent changed circumstances within the Commission have made it advisable and necessary pursuant to Sections 87306 and 87307 of the Act to amend and update the Commission's Code; and WHEREAS, the potential penalties for violation of the provisions of the Act are substantial and may include criminal and civil liability, as well as equitable relief which could result in the Commission being restrained or prevented from acting in cases where the provisions of the Act may have been violated; and WHEREAS, notice of the time and place of a public meeting on, and of consideration by the Commission of, the proposed amended Code was provided each affected designated employee and publicly posted for review at the offices of the Commission; and WHEREAS, a public meeting was held upon the proposed amended Code at a regular meeting of the Members of the Board of the Commission on October 12, 2022, at which all present were given an opportunity to be heard on the proposed amended Code. NOW, THEREFORE, BE IT RESOLVED by the Members of the Board of the Commission of the Riverside County Transportation Commission that the Members of the Board of the Commission do hereby adopt the proposed amended Conflict of Interest Code, a copy of which is attached hereto and shall be on file with the Administrative Services Director/Clerk of the Board and available to the public for inspection and copying during regular business hours; BE IT FURTHER RESOLVED that the said amended Code shall be submitted to the Board of Supervisors of the County of Riverside for approval and said Code shall become effective upon approval by the Board of Supervisors, as submitted. 19 APPROVED AND ADOPTED this 12th day of October, 2022. V. Manuel Perez, Chair, Riverside County Transportation Commission ATTEST: Lisa Mobley, Clerk of the Board, Riverside County Transportation Commission 20 ATTACHMENT 2 LAW OFFICES OF BEST BEST & KRIEGER LLP CONFLICT OF INTEREST CODE FOR THE RIVERSIDE COUNTY TRANSPORTATION COMMISSION (Amended December 12, 2018 October 12, 2022) The Political Reform Act (Gov. Code § 81000, et seq.) requires state and local government agencies to adopt and promulgate conflict of interest codes. The Fair Political Practices Commission has adopted a regulation (2 Cal. Code of Regs. § 18730) which contains the terms of a standard conflict of interest code, which can be incorporated by reference in an agency's code. After public notice and hearing it may be amended by the Fair Political Practices Commission to conform to amendments in the Political Reform Act. Therefore, the terms of 2 California Code of Regulations section 18730 and any amendments to it duly adopted by the Fair Political Practices Commission are hereby incorporated by reference. This regulation and the attached Appendix designating officials and positions and establishing disclosure categories, shall constitute the conflict of interest code of the Riverside County Transportation Commission (the "Commission"). All officials and designated employees required to submit a statement of economic interests shall file their statements with the Administrative Services Director/Clerk of the Board as the Commission's Filing Officer. Administrative Services Director/The Clerk of the Board shall make and retain a copy of all statements filed by Members of the Board of the Commission and the Executive Director, and forward the originals of such statements to the Clerk of the Board of Supervisors of the County of Riverside. The Commission's Administrative Services Director/Clerk of the Board shall retain the originals of the statements filed by all other officials and designated positions and make all statements available for public inspection and reproduction during regular business hours. (Gov. Code § 81008.) -1- BBK November 2018 Septeinber 2022 17336.00000\40507480.2 21 LAW OFFICES OF BEST BEST & KRIEGER LLP APPENDIX CONFLICT OF INTEREST CODE OF THE RIVERSIDE COUNTY TRANSPORTATION COMMISSION (Amended December 12, 2018 October 12, 2022) PART "A" OFFICIALS WHO MANAGE PUBLIC INVESTMENTS Commission Officials who manage public investments, as defined by 2 Cal. Code of Regs. § 18700.3(b), are NOT subject to the Commission's Code, but must file disclosure statements under Government Code Section 87200 et seq. [Regs. § 18730(b)(3)] These positions are listed here for informational purposes only. It has been determined that the positions listed below are officials who manage public investmentsl: Members of the Board of the Commission and their Alternates Executive Director Deputy Executive Director Chief Financial Officer Financial Consultants Individuals holding one of the above -listed positions may contact the Fair Political Practices Commission for assistance or written advice regarding their filing obligations if they believe that their position has been categorized incorrectly. The Fair Political Practices Commission makes the final determination whether a position is covered by § 87200. A-1- BBK November 2018 September 2022 17336.00000\40507480.2 22 LAW OFFICES OF BEST BEST & KRIEGER LLP DESIGNATED POSITIONS GOVERNED BY THE CONFLICT OF INTEREST CODE DESIGNATED POSITIONS' DISCLOSURE CATEGORIES TITLE OR FUNCTION ASSIGNED Accounting Supervisor 5 Capital Projects Manager (ALL) 1, 2 Administrative Services Director/Clerk of the Board 4 Commuter and Motorist Assistance Manager 5 Community Engagement Manager 5 Deputy Director of Financial Administration 1 2 Deputy Director of Finance 1 Deputy Director of Regional Conservation 1 2 External Affairs Director 1, 2 Facilities Administrator 1, 2 Financial Administration Manager 5 General Counsel 1, 2 Goods Movement Manager 5 Government Relations Legislative Affairs Manager 1 Human Resources Administrator 4 Human Resources Manager 4 IT Administrator 5 Management Analyst — Commuter & Motorist Assistant 5, 7 Management Analyst — Multimodal Services (nom 2, 3, 5 7 A-2- BBK November 2018 September 2022 17336.00000\40507480.2 23 LAW OFFICES OF BEST BEST & KRIEGER LLP DESIGNATED POSITIONS' DISCLOSURE CATEGORIES TITLE OR FUNCTION ASSIGNED Management Analyst — Programming (ALL) 5 7 Management Analyst — Rail ,"� 1, 2 Management Analyst — Right of Way (ALL) 1, 2 Management Analyst — Transit 5, 7 Multimodal Services Director 2, 3, 5 Planning and Programming Director 2, 3, 5 Planning and Programming Manager 2, 5, 6 Procurement Analyst 1, 2 Procurement Manager 1, 2 Project Delivery Director 1, 2 Public Affairs Manager 5 Rail Manager 1, 2 Regional Conservation Director 1 2 Reserve Management/Monitoring Manager 2, 3, 5 Right of Way Manager 1, 2 Senior Administrative Assistant, Procurement 5 Senior Capitals Project Manager 3, 5 Senior Financial Analyst 5 Senior Management Analyst — Commuter & Motorist Assistant 5, 7 Senior Management Analyst — External Affairs 1, 2 Senior Management Analyst — GIS 5 A-3- BBK November 2018 September 2022 17336.00000\40507480.2 24 LAW OFFICES OF BEST BEST & KRIEGER LLP DESIGNATED POSITIONS' DISCLOSURE CATEGORIES TITLE OR FUNCTION ASSIGNED Senior Management Analyst — Legislative Affairs 1, 2 Senior Management Analyst — Multimodal Services 2, 3, 5, 7 Senior Management Analyst — Programming 5 7 Senior Management Analyst — Public Affairs 5 Senior Management Analyst — Reserve Management Monitoring 1, 2 Senior Management Analyst — ROW 1, 2 Senior Management Analyst — Toll Program 5 Toll Customer Service Manager 5 Toll Operations Director 2, 3, 5 Toll Operations Manager 2, 3, 5 Toll Project Delivery Director 2, 3, 5 Toll Program Director 2, 3, 5 Toll Systems Engineer 3, 5 Toll Project Manager 2, 3, 5 Toll Technology Manager 3, 5 Transit Manager 2, 3, 5 Consultant and New Positions2 2 Individuals serving as a consultant as defined in FPPC Reg 18700.3(a) or in a new position created since this Code was last approved that makes or participates in making decisions must file under the broadest disclosure category in this Code subject to the following limitation: The Executive Director may determine that, due to the range of duties or contractual obligations, it is more appropriate to assign a limited disclosure requirement. described in this Section. A clear explanation of the duties and a statement of the extent of the disclosure requirements must be in a written document. (Gov. Code Sec. 82019; FPPC Regulations 18219 and 18734). The Executive Director's determination is a public record and shall be retained for public inspection in the same manner and location as this Conflict of Interest Code (Gov. Code Sec. 81008). A-4- BBK November 2018 September 2022 17336.00000\40507480.2 25 LAW OFFICES OF BEST BEST & KRIEGER LLP Part "B" DISCLOSURE CATEGORIES The disclosure categories listed below identify the types of investments, business entities, sources of income, including gifts, loans and travel payments, or real property which the Designated Position must disclose for each disclosure category to which he or sho the designated is assigned.3 "Investment" means financial interest in any business entity (including a consulting business or other independent contracting business) and are reportable if they are either located in or doing business in the jurisdiction, are planning to do business in the jurisdiction, or have done business during the previous two years in the jurisdiction of the Commission. Category 1: All investments and business positions and sources of income, including gifts, loans and travel payments, that are located in, do business in, or own real property within the jurisdiction of the Commission. Category 2: All interests in real property which is located in whole or in part within, or not more than two (2) miles outside, the jurisdiction of the Commission, the jurisdiction of the Commission, including any leasehold, beneficial or ownership interest or option to acquire property. Category 3: All investments and business positions and sources of income, including gifts, loans and travel payments, that are engaged in land development, construction or the acquisition or sale of real property within the jurisdiction of the Commission. Category 4: All investments and business positions and sources of income, including gifts, loans and travel payments, that provide services, supplies, materials, machinery, vehicles or equipment of a type purchased or leased by the Commission. Category 5: All investments and business positions and sources of income, including gifts, loans and travel payments, that provide services, supplies, materials, machinery, vehicles or equipment of a type purchased or leased by the Designated Position's department, unit or division. Category 6: All investments and business positions and sources of income, including gifts, loans and travel payments, subject to the regulatory, permit, or licensing authority of the Designated Position's department, unit or division. Category 7: Investments and business positions in business entities and sources of income (including receipt of gifts, loans and travel payments) if the business entity or source is of the type to receive grants or other funding from or through the Commission. 3 This Conflict of Interest Code does not require the reporting of gifts from outside this agency's jurisdiction if the source does not have some connection with or bearing upon the functions or duties of the position. (Reg. 18730.1) B-1- BBK November 2018 September 2022 17336.00000\40507480.2 26 ATTACHMENT 3 NOTICE OF INTENTION TO AMEND THE CONFLICT OF INTEREST CODE OF THE RIVERSIDE COUNTY TRANSPORTATION COMMISSION NOTICE IS HEREBY GIVEN that the Riverside County Transportation Commission (the "Commission") intends to amend its Conflict of Interest Code (the "Code") pursuant to Government Code Section 87306. The Appendix of the Code designates those positions, members, officers, and consultants who make or participate in the making of decisions and are subject to the disclosure requirements of the Commission's Code. The Commission's proposed amendment includes a new positions that must be designated, revises disclosure categories, revise the titles of existing positions and delete titles of positions that have been abolished and/or positions that no longer make or participate in making governmental decisions. The proposed amended Code will be considered by the Board of Commissioners on October 12, 2022, at 9:30 a.m. at Riverside County Board Room, 4080 Lemon Street, Riverside, California. Any interested person may be present and comment at the public meeting or may submit written comments concerning the proposed amendment. Any comments or inquiries should be directed to the attention of Lisa Mobley, Administrative Services Director/Clerk of the Board, Riverside County Transportation Commission, 4080 Lemon Street, 3rd Floor, Riverside, CA 92501; (951) 787-7141. Written comments must be submitted no later than October 12, 2022, at 9:30 a.m. The proposed amended Code may be reviewed at, and copies obtained from, the office of the Administrative Services Director/Clerk of the Board, during regular business hours. 17336.00000\31595817.2 27 AGENDA ITEM 60 RIVERSIDE COUNTY TRANSPORTATION COMMISSION DATE: October 12, 2022 TO: Riverside County Transportation Commission FROM: Michele Cisneros, Deputy Director of Finance THROUGH: Anne Mayer, Executive Director SUBJECT: Quarterly Financial Statements STAFF RECOMMENDATION: This item is for the Commission to receive and file the Quarterly Financial Statements for the 12 months ended June 30, 2022. BACKGROUND INFORMATION: During the fiscal year, staff monitored the revenues and expenditures/expenses for the Commission. The attached preliminary unaudited financial statements present the revenues and expenditures/expenses for the Fiscal Year 2021/22. Many accrual adjustments for revenues and expenditures/expenses have been made for the year ended June 30, 2022, and are reflected in these financial statements; however, staff will continue to make year-end accrual adjustments based on materiality through the completion of the audit in October 2022. The operating statement shows the Measure A, Local Transportation Fund (LTF), State Transit Assistance (STA), and State of Good Repair (SGR) sales tax revenues through the fourth quarter at 115 percent of the budget. The Governmental Accounting Standards Board (GASB) Statement No. 33, Accounting and Financial Reporting for Nonexchange Transactions. GASB Statement No. 33 requires sales tax revenues to be accrued for the period in which they collected at the point of destination or sale, as applicable. The California Department of Tax and Fee Administration collects the sales tax funds and remits these funds to the Commission after the reporting period for the businesses. These creates a two -month lag in the receipt of revenues by the Commission. Accordingly, these financial statements reflect the Measure A and LTF revenues related to collections through June 2022 and received by the Commission in August 2022. Measure A and LTF revenues of approximately $430.8 million through June 2022 exceeded the budget by approximately 14 percent, primarily as a result of increase in online sales and e -commerce business along with higher than anticipated gas prices resulting in larger sales tax receipts. Additionally, STA revenues of $28.4 million, including SGR through the fourth quarter of 2022, is higher than the budget by 19 percent. Staff will continue to monitor the trends in the sales taxes and report to the Commission any necessary adjustments in revenue projections. Agenda Item 6D 28 Federal, state, and local reimbursements are received on a reimbursement basis as project costs are incurred. Significant federal and state reimbursements are related to 15/91 Express Lanes Connector project; Interstate 15 Express Lanes project, including the 1-15 Express Lanes Southern Extension; 71/91 Connector project; 91 Corridor Operations Project; Mid County Parkway project; State Route 60 Truck Lanes project; Senate Bill 132 funded local jurisdiction projects; Moreno Valley/March Field Rail Upgrade; Perris Valley Line Operations; rail state of good repair projects; Riverside Layover Facility; Riverside Track and Platform; and other station improvements. The following is an analysis of federal and state reimbursements reflected in this quarterly report: Federal Reimbursements State Reimbursements Budget Actual Highways 15/91 Express Lanes Connector $ - $ 1-15 Express Lanes/I-15 Southern Extension 6,500,000 71/91 Connector 6,889,000 91 Corridor Operations Project 7,482,000 Mid County Parkway 26,000,000 Pachappa Underpass SR -60 Truck Lanes SB 132 Funded Projects Other 3,125,100 21,789,900 420,785 914,546 9,696,086 69,906 39,203 13,954,833 Budget Actual $ 73,701,700 234,000 1,380,000 8,850,000 24,059,100 94,212,700 1,592,800 - $ 72,214,402 294,269 180,454 1,725,726 791,952 23,867,934 46,024,180 4,333,577 Total 71,786,000 26,688,159 202,437,500 149,432,494 Rail Moreno Valley/March Field Rail Upgrade Perris Valley Line Operations Rail State of Good Repair Riverside Layover Facility Riverside Track & Platform Other Station Improvements Total Other Total 10,000,000 1,000,000 14,000,000 2,000,000 4,686,400 1,616,588 4,768,827 5,164, 290 1,036,089 2,915,477 31,686,400 15,501,271 3,966,300 5,088,548 864,500 864,540 864,500 864,540 8,185,500 6,687,770 $ 107,438,700 $ 47,277,978 $ 211,487,500 $ 156,984,804 Staff will continue to prepare year-end reimbursement accrual adjustments in connection with the year-end closing and audit process. During the FY 2021/22 budget process, the Commission conservatively estimated Transportation Uniform Mitigation Fee (TUMF) revenues of $11 million passed through from Western Riverside Council of Governments (WRCOG). In January 2022, the Commission approved a mid -year budget adjustment increase of $19 million. FY 2021/22 TUMF revenues totaling approximately $35.5 million exceed the budget by 18 percent. During the FY 2021/22 budget process, the Commission conservatively budgeted RCTC 91 Express Lanes and 15 Express Lanes toll revenues and toll violation processing and fee revenues at $41.5 million and $23.6 million, respectively. The operating statement reflects toll revenues Agenda Item 6D 29 at 151 percent of the budget and toll violation processing and fee revenues at 189 percent of the budget. This is a result of periodic toll rate changes made based on traffic volumes according to the approved toll policy on the RCTC 91 Express Lanes and higher than anticipated tolls in the 15 Express Lanes southern segments. Staff will continue to monitor the toll transactions and/or trips and non -toll revenues for new operations on the 15 Express Lanes, and impacts post COVID-19 on the RCTC 91 Express Lanes and 15 Express Lanes. The financial statement shows other revenues at 445 percent of the $657,300 budget and reflects property management lease revenues and sale of excess land for the SR -91 Project. During the FY 2021/22 budget process, the Commission conservatively estimated investment income at $910,100 due to decreasing interest rates. The operating statement shows investment income, which includes unrealized investment gains (losses) at 159 percent of the budget. The negative investment income amount represents the unrealized investment losses due to market conditions through the fourth quarter. The expenditures/expenses and other financing sources/uses categories are in line overall with the expectations of the budget with the following exceptions: • Salaries and benefits are under budget primarily due to unfilled budget positions for an Accounting Supervisor, Accounting Technician, IT Administrator, three Senior Management Analysts, and two Senior Capital Project Managers; • Professional services are under budget primarily due to unused budget authority for rail operations and development activities, highway general legal and professional services, toll operations general legal and professional services, and finance auditing and professional services; • Support costs are under budget due to unused budget authority for administrative activities, rail operations and development activities, highway operations, and toll operations; • Program operations are under budget due to unused budget authority for the toll operations, motorist and commuter assistance program operations, highway and rail program management, and station security; • The status of significant Commission capital projects (engineering, construction, design - build, and right of way/land) with budget amounts exceeding $5 million is discussed within Attachment 1; • Operating and capital disbursements are made as claims are submitted to the Commission by transit operators; • Special studies unused budget authority is related to feasibility studies; • Local street and roads expenditures are related to Measure A sales tax revenues. These financial statements reflect the turnback payments through June 2022; • Regional arterial expenditures primarily represent expenditures for the highway and regional arterial program administered by Coachella Valley Association of Governments Agenda Item 6D 30 (CVAG). CVAG requests reimbursements from the Commission based on available funds and sufficient budget authority; • Debt service principal payments are made annually on June 1, while debt service interest payments are made semiannually on December 1 and June 1. In accordance with the applicable accounting standards related to Enterprise funds, both the RCTC 91 and 15 Express Lanes Enterprise funds record accrued and compounded interest on its related debt such as the RCTC 91 Express Lanes 2021 Toll Refunding Bonds (2021 Toll Refunding Bonds) and 2013 Toll Revenue Bonds, Series B capital appreciation bonds (CABs) for the 91 Project and Transportation Infrastructure Finance and Innovation Act (TIFIA) loan for the 15 Express Lanes project. Therefore $10.2 million of the $24.4 million interest cost through the fourth quarter will not be paid in the current year for the RCTC 91 Express Lanes Enterprise fund and $4.8 million for the 15 Express Lanes Enterprise fund and therefore is not included in the FY 2021/22 budget; • Capital outlay expenditures are under budget due to unused budget authority for office and property improvements for station rehabilitation, toll operations equipment, and Commission office, network, hardware, and software improvements; • Depreciation is recorded as part of the accrual adjustments in the RCTC 91 Express Lanes and 15 Express Lanes Enterprise funds accounting records; however, depreciation is considered a non -cash transaction and not included in the FY 2021/22 budget; • The Commission entered into a loan agreement with the U.S. Department of Transportation for $152.2 million TIFIA loan to pay eligible 1-15 Express Lanes project costs. Proceeds of the TIFIA loan may be drawn upon after certain conditions have been met. Through the fourth quarter, the Commission drew down the final $4.3 million in TIFIA loan proceeds, for a cumulative inception to date total in TIFIA loan proceeds of $152.2 million. Total loan proceeds are recorded as a liability in the 15 Express Lanes Enterprise fund accounting records. During construction of the 1-15 Express Lanes project and for a period of up to five years following substantial completion, interest is compounded and added to the TIFIA loan. TIFIA debt service payments are expected to commence in December 2025, which is approximately five years after substantial completion of the 1-15 Express Lanes project in April 2021 through 2055; and • In October 2021, the Commission issued the 2021 Toll Refunding Bonds consisting of $88,735,000 senior lien federally taxable bonds, $450,629,000 senior lien tax-exempt bonds, and $75,695,000 second lien tax-exempt bonds. The proceeds of the 2021 Toll Refunding Bonds were used to refund a portion of the RCTC 91 Express Lanes 2013 Toll Revenue Current Interest Bonds (CIBs), paid the purchase price of the 2013 Toll Revenue CIBs accepted for tender for cash, refunded and prepaid the TIFIA loan, funded capitalized interest, made deposits to required reserves, and paid costs of issuance. Certain senior lien tax-exempt bonds were issued in exchange for certain 2013 Toll Revenue CIBs accepted for exchange. Additionally, the Commission deposited available funds with an escrow agent to defease approximately $28,919,000 in accreted value of the 2013 Toll Revenue CABs maturing in the years 2022 through 2025 and 2027 through 2029. Cost of issuance of $3.8 million was expended in connection with the issuance of the 2021 Toll Refunding Bonds. Loss on refunding of $6.7 million was recognized in Agenda Item 6D 31 connection with the issuance of the 2021 Toll Refunding Bonds. The transaction is recorded as a liability in the 91 Express Lanes Enterprise fund accounting records. FISCAL IMPACT: This is an information item. There is no fiscal impact. Attachments: 1) Quarterly Project Status — June 2022 2) Quarterly Financial Statements —June 2022 Agenda Item 6D 32 Project Description RIVERSIDE COUNTY TRANSPORTATION COMMISSION QUARTERLY PROJECT STATUS 4th QUARTER FOR TWELVE MONTHS ENDED 6/30/2022 FY 2021/22 through 4T" Quarter Budget Expenditures through 4T" Quarter Actuals ATTACHMENT 1 Project Status 91 Project (P003028) The project connects with Orange County Transportation Authority's tolled express lanes at the Orange County/Riverside County line and continues approximately eight miles to the Interstate (I)-15/State Route (SR) -91 interchange. The project involves widening pavement on the outside of the existing highway to reposition general purpose lanes and repurposing the existing high occupancy vehicle lanes to accommodate two -tolled express lanes in the median in each direction. The 91 Project also involves constructing one new general-purpose lane in each direction from SR -71 to 1-15, ultimately providing two -tolled express lanes and five general purpose lanes in each direction. 91 Project development activities began in September 2007, construction work related to roadway and structures began in July 2014, and the toll lanes opened in March 2017. The total cost of the 91 Project is estimated at $1.4 billion, including capitalized interest, debt service reserves, contingency, and cost of issuance. The FY 2021/22 budget amount is $16,247,300. 91 Express Lanes (P009103 & P009104) These projects provide repair and rehabilitation of SR -91 general purpose and express lanes, as well as the implementation of a new back -office system. The FY2021/22 budget amount is $17,459,700. SR -91 Corridor Operations Project (P623046) The project will add one additional general-purpose lane to westbound SR- 91 between Green River Road and the on -ramp to southbound SR -241. Included in the project is 9 to 10 feet of outside widening at some locations and restriping in others. The FY2021/22 budget amount is $17,144,900. $16,247,300 17,459,700 17,144, 900 $1,111,840 6,287,903 13,874,580 The under run of the FY 2021/22 budget at the fourth quarter is due to delay in reaching a settlement on the Cardenas property ($12.0 million), the city of Corona not completing the Ontario improvement project ($1.5 million), legal support for the Cardenas settlement not realized ($1.1 million), and unused contingency ($0.4 million). The under run of the FY 2021/22 budget at the fourth quarter is due a delay in implementing Phase 2 of the SR -91 corridor improvements to mechanically stabilized earth retaining walls and settlement areas ($7.6 million), related project construction management and Caltrans support to the above ($1.9 million), and lower than anticipated expenses for implementing and replacing the back -office system ($1.5 million). The under run of the FY 2021/22 budget at the fourth quarter is due to less than anticipated construction costs and unused contingency ($2.4 million), related under runs in utilities ($0.3 million), and design support ($0.2 million). 33 RIVERSIDE COUNTY TRANSPORTATION COMMISSION QUARTERLY PROJECT STATUS 4th QUARTER FOR TWELVE MONTHS ENDED 6/30/2022 Project Description FY 2021/22 through 4T" Quarter Budget Expenditures through 4T" Quarter Actuals Project Status 1-15 Express Lanes project (P003027) The project will generally add two tolled express lanes in each direction from SR -60 to Cajalco Road in Corona. Project development activities began in April 2008, and lanes are expected to open to traffic in Spring 2021. The total project cost is estimated at $472 million, which includes $42 million of contingency. The FY 2021/22 budget amount is $17,429,900. 15/91 Express Lanes Connector (P003039) The 15/91 Express Lane Connector (ELC) project constructs an express lanes median direct connector from southbound 1-15 to westbound SR -91 and from eastbound SR -91 to northbound 1-15 in the city of Corona. The project also adds tolled express lanes in each direction of 1-15 from the 15/91 ELC to Hidden Valley Parkway; adds a tolled express lane in each direction of SR -91 from east of Lincoln Avenue to the 15/91 ELC; extends the tolled express lane along eastbound SR -91 from 1-15 to west of Promenade Avenue; and extends an eastbound auxiliary lane along SR -91 from west of 1-15 to west of Promenade Avenue. The project also includes the addition of a toll collection system infrastructure along 1-15 and SR -91. The estimated project cost is $270 million and the project is partially funded by state funds allocated under Senate Bill (SB) 132 legislation. The connector is expected to open to traffic in 2023. The FY 2021/22 budget amount is $87,742,200. 1-15 Express Lanes Southern Extension (P003044) The project will add express lanes between SR -74 and Cajalco Road. The estimated project cost is $544 million with the Project Approval and Environmental Document (PA/ED) phase of work funded by federal Congestion Mitigation and Air Quality (CMAQ) funds and Measure A. The FY 2021/22 budget amount is $5,661,900. 17,429,900 87,742,200 5,661,900 14,234,638 72,419,144 2,873,500 The under run of the FY 2021/22 budget at the fourth quarter is due to less than anticipated costs for construction contractor disputed costs ($4.0 million) and project construction management ($1.0 million), partially offset by an over run in the toll services provider contract ($1.8 million). The under run of the FY 2021/22 budget at the fourth quarter is due to less work performed than planned by the construction contractor ($4.2 million), related under runs in project construction management and Caltrans ($2.5 million), and unused contingency ($8.2 million). The under run of the FY 2021/22 budget at the fourth quarter is due to under runs in the preliminary engineering and environmental document contract ($2.5 million) and the traffic and revenue study ($0.2 million). 34 RIVERSIDE COUNTY TRANSPORTATION COMMISSION QUARTERLY PROJECT STATUS 4th QUARTER FOR TWELVE MONTHS ENDED 6/30/2022 Project Description FY 2021/22 through 4T" Quarter Budget Expenditures through 4T" Quarter Actuals Project Status Mid County Parkway (MCP) (P002302, P612302, P002320, & P002317) The environmental document for a new corridor from 1-215 to SR -79 was approved in April 2015. The first design package is under construction. Construction of this new facility will be completed over many years as funding becomes available; the total project cost is estimated at $1.3 to $2.1 billion. The FY 2021/22 budget amount is $33,375,000. Pachappa Underpass project (P003038) The project will remove the Pachappa shoofly structure and associated retaining walls and construct a retaining wall, drainage, and track bed for the permanent Pachappa underpass. Track relocation will be performed by Union Pacific Railroad (UPRR). The project construction cost is estimated at $16 million. The FY 2021/22 budget amount is $6,381,400. SR -60 Truck Lanes (P003029) The project will construct eastbound climbing and westbound descending truck lanes from Gilman Springs Road to west of Jack Rabbit trail and upgrade existing shoulders to standard widths. The estimated project cost is $138 million and the project is funded by CMAQ, State Transportation Improvement Program/Regional Improvement Program, State Highway Operation and Protection Program, and 2009 Measure A highway funds. The FY 2021/22 budget amount is $45,625,800. 33,365,000 6,381,400 45,625,800 24,085,748 1,946,930 39,812,797 The under run of the FY 2021/22 budget at the fourth quarter is primarily due to the following for each project: • MCP: An under run in right of way (ROW) acquisition and ROW support is due to the Placentia Avenue widening project planned expenditure that did not occur ($3.2 million). • MCP I-215/Placentia Interchange: The under run is due to unused contingency in construction ($4.0 million) and ROW acquisition ($1.4 million). • MCP Mitigation: The first year of plant establishment was completed at the beginning of the third quarter in FY 2020/21 and the minimal under run in the fourth quarter of FY 2021/22 was due to mitigation property monitoring ($0.5 million). The project achieved substantial completion in the first quarter of FY 2021/22, and the under run at the fourth quarter is due to unused construction contingency ($2.3 million) as well as construction management and construction support services costing less than anticipated ($2.1 million). The project achieved substantial completion at the end of FY 2021/22, and the under run of the budget at the fourth quarter is due to unused contingency for construction ($5.2 million), construction support services including towing and freeway service patrol ($0.5 million), and ROW acquisition support (0.1 million). 35 RIVERSIDE COUNTY TRANSPORTATION COMMISSION QUARTERLY PROJECT STATUS 4th QUARTER FOR TWELVE MONTHS ENDED 6/30/2022 Project Description FY 2021/22 through 4T" Quarter Budget Expenditures through 4T" Quarter Actuals Project Status 71/91 Connector Project (P003021) The project includes ROW acquisition, utility relocation, and environmental revalidation work for improvements to the 71/91 connector. The estimated project cost is $118 million. The FY 2021/22 budget amount is $9,097,100. I-15/Railroad Canyon Interchange (P005104) The project is to relieve congestion by improving traffic operations through improvements of the Railroad Canyon Road interchange and correction of the merging/diverging freeway and ramp movements. The estimated project cost is $51 million and the project is funded by TUMF Regional Arterial, SB-1 LPP-C, STIP/RIP, and city of Lake Elsinore contribution. The FY 2021/22 budget amount is $13,553,600. Moreno Valley -March Field station upgrade (P004026) The project will remove and replace approximately 2.5 miles of existing rail and wood ties with new rail and concrete ties, remove / replace / regrade track ballast, improve track drainage, install new track signals and Positive Train Control system, connect to existing signals and communication systems, build a new second passenger loading platform, extend the existing passenger loading platform to current Metrolink station standards, and perform other improvements necessary to bring the tracks into compliance with Metrolink standards. The FY 2021/22 budget amount is $10,303,900. 9,097,100 13,553,600 10,303,900 2,390,382 12,692,153 1,839,154 The under run of the FY 2021/22 budget at the fourth quarter is due construction that is not scheduled to commence until the second quarter of FY 2022/23 ($3.4 million), unused contingency of pre -construction management services ($1.8 million), and less than anticipated costs for final design ($0.7 million) and ROW acquisition support ($0.4 million). The under run of the FY 2021/22 budget at the fourth quarter is due to unused contingency in construction, construction management, and construction support services ($0.8 million). The project is scheduled for substantial completion in the first quarter of FY 2022/23. The under run of the FY 2021/22 budget at the fourth quarter is due to material constraints that have delayed construction notice to proceed to the second quarter of FY 2022/23 ($6.2 million) and unused contingency of construction management and construction support ($2.1 million). This list discusses the significant capital projects (i.e., total budgeted costs in excess of $5 million) and related status. Capital project expenditures are generally affected by lags in invoices submitted by contractors and consultants, as well as issues encountered during certain phases of the projects. The capital projects budgets tend to be based on aggressive project schedules. 36 ATTACHMENT 2 RIVERSIDE COUNTY TRANSPORTATION COMMISSION QUARTERLY BUDGET TO ACTUAL 4TH QUARTER FOR TWELVE MONTHS ENDED 6/30/2022 FY 2021/22 4TH QUARTER REMAINING PERCENT BUDGET ACTUAL BALANCE UTILIZATION Revenues Sales tax $ 400,909,100 $ 460,852,859 $ (59,943,759) 115% Federal reimbursements 107,438,700 47,277,978 60,160,722 44% State reimbursements 211,487,500 156,984,804 54,502,696 74% Local reimbursements 21,427,800 12,515,496 8,912,304 58% Transportation Uniform Mitigation Fee 30,000,000 35,509,030 (5,509,030) 118% Toll revenues 57,434,800 86,447,871 (29,013,071) 151% Toll violations processing and fee revenues 7,688,900 14,539,821 (6,850,921) 189% Other revenues 657,300 2,925,125 (2,267,825) 445% Investment income 910,100 1,445,538 (535,438) 159% Total revenues 837,954,200 818,498,522 19,455,678 98% Expenditures/Expenses Salaries and benefits 16,213,200 13,036,318 3,176,882 80% Professional and support Professional services 20,057,900 9,697,695 10,360,205 48% Support costs 16,641,500 10,198,440 6,443,060 61% Total Professional and support costs 36,699,400 19,896,135 16,803,265 54% Projects and operations Program operations 42,204,600 32,475,541 9,729,059 77% Engineering 28,777,300 10,967,638 17,809,662 38% Construction 266,890,400 142,486,611 124,403,789 53% Design Build 95,349,000 82,546,278 12,802,722 87% Right of way/land 79,890,200 15,604,310 64,285,890 20% Operating and capital disbursements 152,225,400 95,426,629 56,798,771 63% Special studies 1,878,700 1,075,108 803,592 57% Local streets and roads 84,801,300 84,801,110 190 100% Regional arterials 25,380,000 21,027,008 4,352,992 83% Total projects and operations 777,396,900 486,410,233 290,986,667 63% Debt service Principal 555,986,600 29,995,000 525,991,600 5% Interest 69,292,300 68,848,777 443,523 99% Cost of issuance 3,783,500 3,783,480 20 100% Payment to escrow agent 130,897,500 - 130,897,500 N/A Total debt service 759,959,900 102,627,257 657,332,643 14% Capital outlay 8,359,000 6,248,918 2,110,082 75% Depreciation - 20,564,487 (20,564,487) N/A Total Expenditures/Expenses 1,598,628,400 656,125,297 949,845,052 41% Excess revenues over (under) expenditures/expenses (760,674,200) 162,373,225 (930,389,374) -21% Other financing sources/(uses) Transfer in 198,692,000 132,897,067 65,794,933 67% Transfer out (198,692,000) (132,897,067) (65,794,933) 67% Debt proceeds 638,300,000 - 638,300,000 N/A TIFIA loan proceeds 6,919,000 - 6,919,000 N/A Bond premium 39,978,000 - 39,978,000 N/A Loss on refunding (6,733,700) (6,733,662) 38 100% Total financing sources/(uses) 678,463,300 (6,733,662) 685,197,038 -1% Net change in fund balances Fund balance July 1, 2021 Fund balance June 30, 2022 (82,210,900) 155,639,563 237,850,463 -189% 1,016,288,600 914,526,700 (101,761,900) 90% $ 934,077,700 $ 1,070,166,263 $ 136,088,563 115% 37 RIVERSIDE COUNTY TRANSPORTATION COMMISSION QUARTERLY BUDGET TO ACTUAL BY FUND 4TH QUARTER FOR TWELVE MONTHS ENDED 6/30/2022 SPECIAL REVENUE FUNDS MEASURE A SALES TAX TRANSPORTATION DEVELOPMENT ACT GENERAL FUND FSP/ SAFE WESTERN COUNTY COACHELLA PALO VERDE LOCAL TRANSPORTATION VALLEY VALLEY FUND TRANSPORTATION STATE TRANSIT STATE OF GOOD COACHELLA OTHER AGENCY REGIONAL ASSISTANCE REPAIR UNIFORM MITIGATION FEE VALLEY RAIL PROJECTS CONSERVATION (TUMF) 08132 Revenues Sales tax $ - $ - $ 224,230,486 $ 54,599,525 $ 1,340,570 $ 150,693,949 $ 25,773,517 $ 4,214,812 $ - $ - $ $ - $ - Federal reimbursements 5,082,236 - 39,383,610 - - - - - - State reimbursements 2,326,858 4,851,610 26,860,344 - - 7,262 4,700,148 - - 118,238.582 Local reimbursements (200,000( 216,642 5,381,950 - - 1,996,063 - 339,801 767,776 3,974,221 Transportation Uniform Mitigation Fee - - - - 35,509,030 - - Toll revenues - - - - - - - - Toll violations processing and fee revenue - - - - - - Other revenues 701,771 511,807 - 24,827 348.800 Investment income 125,915 42,496 506,352 154,334 794,248 152,435 46,421 152,850 8,917 2,351 882 45,596. Total revenues 8,036,780 5,110,748 296,874,549 54,753,859 1,340,570 153,484,260 25,925,952 4,268,495 40,726,656 8,917 770,127 3,975,103 118,632,978 Expenditures/Expenses Salaries and benefits 5,624,404 155,381 2,812,407 - - - 222.690 23,724 42,556 2,525,387 250,569 Professional and support Professional services 3,304,755 325,170 2,791,287 8,853 - - 17,705 17,610 92,642 750,640 6,140 134.080 (3,129) Support cosh 2,072,889 129,213 2,592,860 - - - - - 39,670 270 2,598 7,404 5,246 Total Professional and support costs 5,377,644 454,383 5,384,147 8,853 - - 17,705 17,610 132.312. 750,910 8,738 141,484 2,117 Projects and operations Program operations 6,167 3,651,407 11,346,437 - - - - - 388,806 1,415 129,344 55,914 741,167 Engineering - - 7,080,964 - - - - - 332,016 - 588,026 - 2;966,632 Construction - - 88,876,940 - - - - - 11,412,368 - - - 40,046,201 Design Build - - 5,675,140 - - - - - 7,728,609 - - 67,470,329 Right of way/land - 2,750.549 - 5,438,868 - - 433,936 6,980,957 Operating and capital disbursement 8,537,367 - 6,365,458 7,000,000 - 50,782,020 20,120,088 2,621,696 - - - - Special studies 1,075,108 - - - - - - - - - - Local streets and roads - 64,563,806 18,940,434 1,296,870 - - - - Regional arterials - 21,027,008 - - - Total projects and operations 9,618,642 3,651,407 186,659,294 46,967,442 1,296,870 50,782,020 20,120,088 2,621,696 25,300,667 1,415 717,370 489,850 118,205,286 Debt service Principal Interest Cost of issuance Total debt service Capital outlay 2,332,016 - 3,905,970 Depreciation - - Loss on sale of land Total Expenditures/Expenses 22,952,706 4,261,171 198,761,818 46,976,295 1,296,870 50,782,020 20,137,793 2,639,306 25,655,669 776,049 768,664 3,156,721 118,457,972 Excess revenues over (under) (14,915,926) 849,577 98,112,731 7,777,564 43,700 102,702,240 5,788,159 1,629,189 15,070,987 (767,132) 1,463 818,382 175,006 Other financing sources/(uses) Transfer in 14,208,489 2,260,000 43,699,794 124,086 Transfer out (802,200) (2,493,800) (91,306,056) (423,700) (43,700) Loss on refunding - - - - - Total financing sources/(uses( 13,406,289 (233,800) (47,606,262) (299,614) (43,700) Net change in fund balances Fund balance July 1, 2021 Fund balance June 30, 2022 (5,650,587) 41,511 412,892 - - (523,534) (1,522,862) (4,297,177) (39,524) - (817,500) (5,650,587) (523,534) (1,522,862) (4,255,666) 373,368 - (817,500) (1,509,637) 615,777 50,506,469 7,477,950 37,918,031 11,844,878 323,627,591 78,416,512 $ 36.408,394 $ 12.460,655 $ 374.134,060 $ 85,894,462 $ - 97,051,653 5,264,625 106,327 10,815,321 (393,764) 1,463 882 175,006 17 184,546,422 128,582,178 11.363,724 123,065,220 2,637,515 22,411 205 (143,114) 17 $ 281.598,075 $ 133.846,803 $ 11,470,051 $ 133,880,541 $ 2,243,751 $ 23,874 $ 1,087 $ 31,892 38 RIVERSIDE COUNTY TRANSPORTATION COMMISSION QUARTERLY BUDGET TO ACTUAL BY FUND 4TH QUARTER FOR TWELVE MONTHS ENDED 6/30/2022 ENTERPRISE FUND CAPITAL PROJECTS FUNDS Revenues Sales tax Federal reimbursements State reimbursements Local reimbursements Transportation Uniform Mitigation Fee Toll revenues Toll violations processing and fee revenue Other revenues Investment income Total revenues Expenditures/Expenses Salaries and benefits Professional and support Professional services Support costs. Total Professional and support costs 15 EXPRESS LANES 91 EXPRESS LANES COMMERCIAL PAPER SALES TAX BONDS DEBT SERVICE COMBINED TOTAL 28,851,261 8,300,693 97,976 (378,923) 36,871,007 63,828,356 1,036,705 14,966 2,838,494 818,498,522 - $ 460,852,859 - - - 2,812,132 47,277,978 - - - - 156,984,804 39,043 - - 12,515.496 - - - - 35,509.030 57,596,610 - - - 86,447,871 6,239,128 - - - 14,539,821 1,239,826 - - 118 2.925.125 (1,286,251) 1,036,705 14,966 26,244 1,445,538 551,260 827,940 - - - 13,036,318 499,956 2,388,800 2,888,756 4,711,476 - - - 19,896,135 1,751,986 2,959,490 9,697,695 10,198,440 Projects and operations Program operations 8,278,305 7,876,579 - - - 32,475,541 Engineering - - - - - 10,967.638 Construction - 2,151,102 - - - 142,486,611 Design Build - 1,672,200 - - - 82,546,278 Right of way/land - - - - - 15,604,310 Operating and capital disbursements - - - - - 95,426,629 Special studies - - - - - 1,075,108 Local streets and roads - - - - - 84,801.110 Regional arterials - - - - - 21,027.008 Total projects and operations 8,278,305 11,699,881 - - - 486,410,233 Debt service Principal - - - - 29,995,000 29,995,000 Interest 4,859,834 24,389,655 - - 39,599,288 68,848,777 Cost of issuance - 3,783.480 - - - 3,783,480 Total debt service 4,859,834 28,173,135 - - 69,594,288 102,627,257 Capital outlay 10,932 - - - - 6,248,918 Depreciation 10,899,738 9,664,749 - - - 20,564,487 Loss on sale of land - 7,341,949 - - - 7,341,949 Total Expenditures/Expenses 27,488,825 62,419,130 - - 69,594,288 656,125,297 Excess revenues over (under) 9,382,182 1,409,226 1,036,705 14,966 (66.755,794) 162,373,225 Other financing sources/(uses) Transfer in Transfer out Loss on refunding Total financing sources/(uses) Net change in fund balances Fund balance July 1, 2021 Fund balance June 30, 2022 2,559,256 - - 69,591,039 132,897,067 (4,630,908) (1,369,911) (2.608,694) (13,430,695) (2,936,219) (132,897,067) (6,733,662) - - (6,733,662) (4,630,908) (5,544,317) (2,608,694) (13,430,695) 66,654,820 (6,733,662) 4,751,274 (4,135,091) (1,571,989) (13,415,729) (100,974) 155,639,563 (285,462,152) 231,197,152 16,623,510 38,756,608 11,529,992 914,526,700 $ (280,710,878) $ 227,062,061 $ 15.051,521 $ 25,340,879 $ 11.429,018 $ 1,070,166,263 39 AGENDA ITEM 6E RIVERSIDE COUNTY TRANSPORTATION COMMISSION DATE: October 12, 2022 TO: Riverside County Transportation Commission FROM: Megan Kavand, Senior Financial Analyst Michele Cisneros, Deputy Finance Director THROUGH: Anne Mayer, Executive Director SUBJECT: Quarterly Investment Report STAFF RECOMMENDATION: This item is for the Commission to receive and file the Quarterly Investment Report for the quarter ended June 30, 2022. BACKGROUND INFORMATION: The Commission's quarterly investment reports have generally reflected investments primarily concentrated in the Riverside County Pooled Investment Fund as well as investments in mutual funds for sales tax revenue bonds debt service payments. As a result of significant project financings such as the State Route 91 Corridor Improvement Project (91 Project or 91 CIP) and the Interstate 15 Express Lanes Project (1-15 ELP), the Commission engaged MetLife Investment Management, LLC, formerly Logan Circle Partners, L.P. (MetLife), as the investment manager for the bond proceeds and other required funds. Additionally, the Commission engaged Payden & Rygel Investment Management (Payden & Rygel) to make specific investments for Commission operating funds. The Commission approved initial agreements with the investment managers in May 2013 following a competitive procurement and has extended the agreements through the annual recurring contracts process. MetLife invested the debt proceeds and subsequent other required contributions for the 91 Project and 1-15 ELP in separate accounts of the Short -Term Actively Managed Program (STAMP). The Commission completed the 91 Project financing in 2013, the 1-15 ELP and 91 Project completion financing (2017 Financing) in July 2017 and the 2021 91 Project refinancing (2021 Financing) in October 2021. Consistent with financing expectations, the Commission expended all 91 Project debt proceeds and equity contributions, except for the toll revenue bonds debt service reserve, and subsequent to commencement of operations, established other required accounts. The Commission continues to expend the 2017 Financing bond proceeds on the 1-15 ELP and funded required reserve accounts. The quarterly investment report for the fourth quarter of Fiscal Year 2021/22, as required by state law and Commission policy, reflects the investment activities resulting from the 91 Project, Agenda Item 6E 40 2017 Financing, 2021 Financing and available operating cash. As of June 30, 2022, the Commission's cash and investments were comprised of the following: CASH AND INVESTMENTS PORTFOLIO AMOUNTS Operating Trust Commission -managed STAMP for 91 CIP STAMP for 2017 Financing Total $ 784,666,237 254,539,068 136,570,762 55,402,766 38,142,502 $ 1,269,321,335 The quarterly investment report includes the following information: • Investment Portfolio Report; • 91 CIP STAMP Portfolio by Investment Category; • 91 CIP STAMP Portfolio by Account; • 91 CIP STAMP Portfolio Transaction Report by Account; • 2017 Financing STAMP Portfolio by Investment Category; • 2017 Financing STAMP Portfolio by Account; • 2017 Financing STAMP Portfolio Transaction Report by Account; • Payden & Rygel Operating Portfolio by Investment Category; • Payden & Rygel Operating Portfolio Transaction Report; • MetLife Short Duration Second Quarter 2022 Review; • Payden & Rygel Operating Portfolio Second Quarter 2022 Review; and • County of Riverside Investment Report for the Quarter Ended June 30, 2022. As of June 30, 2022, the Commission's cash and investments are in compliance with both the Commission's investment policy adopted on December 10, 2021, and permitted investments described in the indenture for the Commission's sales tax revenue bonds and the master indentures for the Commission's toll revenue bonds. Additionally, the Commission has adequate cash flows for the next six months. FISCAL IMPACT: This is an information item. There is no fiscal impact. Attachments: 1) Investment Portfolio Report 2) 91 CIP STAMP Portfolio by Investment Category 3) 91 CIP STAMP Portfolio by Account 4) 91 CIP STAMP Portfolio Transaction Report by Account 5) 2017 Financing STAMP Portfolio by Investment Category 6) 2017 Financing STAMP Portfolio by Account Agenda Item 6E 41 7) 2017 Financing STAMP Portfolio Transaction Report by Account 8) Payden & Rygel Operating Portfolio by Investment Category 9) Payden & Rygel Operating Portfolio Transaction Report 10) MetLife Short Duration Quarterly Review 11) Payden & Rygel Operating Portfolio Quarterly Review 12) County of Riverside Investment Report Agenda Item 6E 42 ATTACHMENT 1 Riverside County Transportation Commission Investment Portfolio Report Period Ended: June 30, 2022 RATING COUPON PAR PURCHASE MATURITY YIELD TO PURCHASE MARKET UNREALIZED FAIR VALUE MOODYS / S&P RATE VALUE DATE DATE MATURITY COST VALUE GAIN (LOSS) OPERATING FUNDS City National Bank Deposits 24,638,763 A3/BBB+ N/A N/A County Treasurer's Pooled Investment Fund 760,027,474 Aaa-bf/AAAf-S1 N/A 0.86% Subtotal Operating Funds 784,666,237 FUNDS HELD IN TRUST County Treasurer's Pooled Investment Fund: Local Transportation Fund 254,539,068 Aaa-bf/AAAf-S1 N/A 0.86% Subtotal Funds Held in Trust 254,539,068 COMMISSION MANAGED PORTFOLIO US Bank Payden & Rygel Operating 54,099,433 See attached report for details First American Government Obligation Fund 82,471,329 N/A N/A N/A Subtotal Commission Managed Portfolio 136,570,762 STAMP PORTFOLIO for 91 CIP 2013 Series A & Series B Reserve Fund 2021 Series B Reserve Fund 2021 Series C Reserve Fund Subtotal STAMP Portfolio - 91 CIP STAMP PORTFOLIO for 2017 Financing Sales Tax 115 ELP Project Revenue Fund Ramp Up Fund Subtotal STAMP Portfolio - 2017 Financing TOTAL All Cash and Investments 12,182,726 36,078,558 7,141,482 55,402,766 22,837,662 15,304,840 38,142,502 $ 1,269,321,335 $900,000,000 $800,000,000 $700,000,000 $600,000,000 $500,000,000 $400,000,000 $300,000,000 $200,000,000 $100,000,000 See attached report for details See attached report for details See attached report for details See attached report for details See attached report for details Nature of Investments • STAMP Portfolio for 91 CIP Reserve • STAMP Portfolio for 91 CIP Residual Fund • STAMP Portfolio for 91 CIP TIFIA Reserve Fund • STAMP Portfolio for 2017 Financing 115 ELP Project Revenue Fund • STAMP Portfolio for 2017 Financing Ramp Up Fund • Commission Managed Portfolio • Trust Funds • Operating Funds 43 pliRIVERSIDE COUNTY TRANSPORTATION COMMISSION 91 CIP STAMP Portfolio by Investment Category for quarter ended June 30, 2022 ATTACHMENT 2 238302001 RCTC 2021 C SEC UEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 226122002 RCTC 2021 SER 8SR BDS RES ACCT 318460203 CASH EQUIVALENTS 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 318460203 CASH EQUIVALENTS 256350023 RCTC 2013 A8B TOLL BDS 2013A&B RSV 318460401 CASH EQUIVALENTS 226122002 RCTC 2021 SER B SR BDS RES ACCT CASH CASH CASH CASH Principal Cash Income Cash Income Cash Principal Cash FIRST AMERICAN GOVERNMENT FIRST AMERICAN GOVERNMENT FIRST AMERICAN GOVERNMENT OBUG E0 CL D OBLIG FO CL Y OBLIG FD CL Y 1,401,399.56 1,401,39956 20232.10 20,232.10 61,439.16 61,439.16 794.65 (794.65) .1447 14.47 1,401,399.56 20,232.10 61,439.16 0.991 0.991 0.841 0258228L7 AMERICAN EXPRESS CREDIT ACCOUNT AB S SER 20177 CLA 45792 43038 500000 501,58203 500,050.00 (1,53203) 2.350 2350 AAA N/A 226122002 RCTC 2021 SER 8 SR BDS RES ACCT AMERICAN EXPRESS CREDIT ACCOUNT ABSSER20183 CLA 45945 43180 500000 501,328.13 500,050.00 (1,278.13) VAR 1.195 N/A AAA 226122002 RCTC 2021 SER B SR BUS RES ACCT 025886063 CORPORATE OBLIGATIONS AMERICAN EXPRESS CREDIT ACCOUNT ABSSER20175 CLA 02/18/2025 07/31/2017 300,000.00 300,15234 299,922.00 (230.34) VAR 1.255 N/A AAA 226122002 RCTC 2021 SER 8 SR BDS RES ACCT 0258864/31 CORPORATE OBLIGATIONS AMERICAN EXPRESS CREDIT ACCOUNT 41355E82017500B 02/18/2025 07/31/2017 361,000.00 361,479.45 360,963.90 (515.55) VAR 1.455 N/A AA2 226122002 RCTC 2021 SER B SR BDS RES ACCT 055220001 CORPORATE OBLIGATIONS BANK OF AMERICA CREDIT CARD A B S SER 2019 Al CL Al 01/15/2025 09/13/2019 280,000.00 280.404.69 279,972.00 (432.69) 1.740 1.740 N/A AAA 226122002 RCTC 2021 SER 8 SR BDS RES ACCT 06051GFF1 CORPORATE OBLIGATIONS BANK OF AMERICA CORP MEDIUM TERM NOTE 04/01/2024 04/01/2014 500,000.00 508,285.00 503,430.00 (4,855.00) 4.000 3.973 A2 226122002 RCTC 2021 SER B SR BDS RES ACCT 12596JAC7 CORPORATE OBLIGATIONS CNH EQUIPMENT TRUST 485508201/4 CL 93 04/15/2024 02/06/2019 29,713.33 29,915.28 29,]41.85 (17343) 3.010 3.007 AAA AAA 226122002 RCTC 2021 SERB SR BDS RES ACCT 1 4 041 6 00 9 CORPORATE OBLIGATIONS CAPITAL ONE MULTI ASSET EXECUTION ABS SER 2017460066 07/15/2025 10/10/2017 236,000.00 236,709.84 236125.08 (584.76) 2.290 2289 AAA N/A 226122002 RCTC 2021 SER B SR KS RES ACCT 140416555 CORPORATE OBLIGATIONS CAPITAL ONE MULTI ASSET EXECUTION AB 5 0E0 201842 CL 42 03/16/2026 05/16/2018 350,000.00 350,533 20 349,965.00 (568.20) VAR 1.225 AAA N/R 226122002 RCTC 2021 SER 8 SR BDS RES ACCT 140416000 CORPORATE OBLGATIONS CAPITAL ONE MULTI ASSET ABS SER 2019 A2 CL A2 08/15/2024 09/05/2019 375,000.00 375320.31 375018.75 (301,56) 1.720 1.720 N/A 226122002 RCTC 2021 SER B SR BDS RES ACCT 140416FZ9 CORPORATE OBLIGATIONS CAPITAL ONE MULTI ASSET A B S SER 2022 Al CL Al 03/15/2027 03/30/2022 150,000.00 146015.63 147,372.00 1,356.37 2.800 2.850 AAA N/A 226122002 RCTC 2021 SER 8 SR BDS RES ACCT 54042W444 CORPORATE OBLIGATIONS CAPITAL ONE PRIME AUTO ,BSSER 20191 CLA3 11/15/2023 05/30/2019 46,151.60 46,306.54 46,169.14 (13741) 2.510 2509 AAA AAA 226122002 RCTC 2021 SER B SR BUS RES ACCT /4043MAC5 CORPORATE OBLIGATIONS CAPTIAL ONE PRIME AUTO A BSSER 20201 CL A3 11/15/2024 02/19/2020 114,834.53 114368.01 114,01346 (35455) 1.600 1.612 AAA N/A 226122002 RCTC 2021 SER 8 SR BDS RES ACCT 143140408 CORPORATE OBLIGATIONS CARMAX AUTO OWN A B 5 SER 20212 CL A3 02/17/2026 04/21/2021 250,000.00 246,10352 242,435.00 (3,668.52) VAR 0.536 AAA N/A 226122002 RCTC 2021 SER B 5R BUS RES ACCT 14315NA04 CORPORATE OBLIGATIONS CARMAX AUTO OWNER TRUST A B 5 SER 20191 CL 43 03/15/2024 01/23/2019 63.96139 64,451.10 64,04006 (411.04) 3.050 3.046 AAA N/A 226122002 RCTC 2021 SER 8 SR BDS RES ACCT 143150407 CORPORATE OBLIGATIONS CARMAX AUTO OWNER TRUST ABS SER 20193 CL A3 08/15/2024 07/30/2019 255,154.32 256,559,66 254,210.25 (2,349.41) 2.180 2.188 AAA N/A 226122002 RCTC 2021 SER 8SR BDS RES ACCT 14316LAC7 CORPORATE OBLIGATIONS CARMAX AUT0 OWNER TRUST AB 55ER 20192 CL A3 03/15/2024 04/17/2019 134,086.55 135,62121 134,177.73 (144348) 2680 2678 AAA N/A 226122002 RCTC 2021 SER 8 SR BDS RES ACCT 143166603 CORPORATE OBLIGATIONS CARMAX AUTO OWNER TR ABSSER20211 CLA3 12/15/2025 01/27/2021 390,000.00 384,089.07 380148.60 13,940.47) VAR 0349 AAA N/A 226122002 RCTC 2021 SER B SR 1356 RES ACCT 143170040 CORPORATE OBLIGATIONS CARMAX AUTO OWNER TR 20221 A B S SER 20221 CL Al 02/15/2023 01/26/2022 11,014.13 11,01413 11,005.76 (8.37) VAR 0.313 N/A N/A 226122002 RCTC 2021 SER B SR BDS RES ACCT 1431764137 CORPORATEOBUGATIONS CARMAX AUTO OWNER TRUST 4950042022200424 05/15/2025 04/28/2022 320,000.00 319975.49 317,948.80 (2,526.69) 2:810 2828 AAA AAA 226122002 RCTC 2021 SER B 5R BDS RES ACCT 149135207 CORPORATE OBLIGATIONS CATERPILLAR FINL SERVICE MEDIUM TERM NOTE 12/07/2023 12/07/2018 450,000.00 456,48900 452,54250 (3,946.50) 3.650 3.629 A A2 226122002 RCTC 2021 SER 4 SR BDS RES ACCT 1729671(98 CORPORATE OBLIGATIONS CITIGROUP INC 09/01/2023 OB/26/2016 500,000.00 504,058.00 9/1/2022 499,470.00 (4,588.00) VAR 1.955 BBB+ A3 226122002 RCTC 2021 SER B SR BDS RES ACCT 17305EGM1 CORPORATE OBLIGATIONS CITIBANK CREDIT CARD ISSUANCE TRUST A B SSER. 2018 A3 CL A3 05/23/2025 05/29/2018 300,000.00 305,398.44 300,219.00 (5,17944) 3.290 3288 AAA AAA 226122002 RCTC 2021 SERB SR 905 RES ACCT 254683007 CORPORATE OBLIGATIONS DISCOVER CARD EXECUTION NOTE TRUST A B S0ER 2017 A7 CL A7 04/15/2025 10/10/2017 350000.00 350437.50 350136.50 (301.00) VAR 1.234 AAA AAA 226122002 RCTC 2021 SER B SR BDS RES ACCT 254683CE3 CORPORATE OBLIGATIONS DISCOVER CARD EXECUTION NOTE TRUST ABS SER 2018 A2 CL 02 08/15/2025 03/14/2018 350,000.00 350410.16 350,175.00 (235.16) VAR 1.204 AAA AAA 226122002 RCTC 2021 SER B SR BDS RES ACCT 3452800113 CORPORATE OBLIGATIONS FORD CREDIT FLOORPLAN MASTER OWNER ABS SER 20173006 09/15/2024 10/11/2017 200000.00 200523.44 19999600 (527.44) 2480 2480 AAA N/A 226122002 RCTC 2021 SER B 5R B05 RES ACCT 345280603 CORPORATE OBLIGATIONS FORD CREDIT FLOORPLAN MASTER AB S SER 20193CL A2 09/15/2024 09/20/2019 500,000.00 500,39062 500,195.00 (195.62) VAR 1.474 AAA AAA 226122002 RCTC 2021 SERB SR BDS RES ACCT 34531KAD4 CORPORATEOBUGATIONS FORD CREDIT AUTO OWNER TRUST A B S SER 2019 CLA3 03/15/2024 11/22/2019 280,]40.81 282,407.72 280241.09 (2,166,63) 1.870 1.873 AAA AAA 226122002 04102021003054 BUS RES ACCT 345310409 CORPORATE OBLIGATIONS FORD CREDIT AUTO LS TR AB 3 SER 2020 B CL A3 08/15/2023 07/24/2020 35,966.64 35,961.02 35,92744 (33.58) 0.620 0.621 AAA AAA 226122002 RCTC 2021 SER 8 SR BDS RES ACCT 3453119404 CORPORATE OBLIGATIONS FORD CREDIT AUTO LS TR A956FA2020BCLB 11/15/2023 07/24/2020 411,000.00 410341.76 407,514,72 (2,827.04) 1.000 1.009 AA AAA 226122002 RCTC 2021 SER B SR BDS RES ACCT 362590028 GM FIN AUTO LEASE TR 086004202020L43 07/20/2023 06/17/2020 74,665.90 74,730.07 74,54494 (185.13) VAR 0801 AAA AAA 226122002 RCTC 2021 SERB SR BDS RES ACCT 36265MAA3 CORPORATE OBLIGATIONS GM FIN AUTO 0069TR ABSSER20221 0041 02/21/2023 02/23/2022 66,508.53 66,508.53 66,429.38 (79.15) 0.570 0.571 N/A N/A 226122002 RCTC 2021 SER 6 SR BDS RES ACCT 380140409 CORPORATE OBLIGATIONS GM FIN CONS AUTO REC TR A B S SER 2021 3 CL A2 08/16/2024 07/21/2021 279.556.85 27887979 277,130.30 (174949) 0210 0212 AAA N/A 226122002 RCTC 2021 SER 8 SR BDS RES ACCT 3814106W9 CORPORATE OBLIGATIONS GOLDMAN SACHS GROUP INC 03/08/2024 03/08/2021 455,000.00 455399.95 3/8/2023 447,615.35 (7,784.60) VAR 1.020 BBB/ A2 226122002 RCTC 2021 SER BSR BUS RES ACCT 438130401 HONDA AUTO RECEIVABLES A B S SER 20201 CLA3 04/22/2024 02/26/2020 128,010.76 127,615.73 127,208.13 (407.60) 1.610 1.620 N/A AAA 226122002 RCTC 2021 SER 8 SR BDS RES ACCT 43814W007 CORPORATE OBLIGATIONS HONDA AUTO RECEIVABLES ,BSSER 20191 CLA4 06/18/2024 02/27/2019 253,979.15 254,39504 254,040.10 (355,74) 2.900 2899 AAA N/A 226122002 RCTC 2021 SER B SR BDS RES ACCT 459200608 IBM CORP 02/12/2024 02/12/2014 500,000.00 508,17500 501,060.00 (7,115.00) 3.625 3.617 A- A3 226122002 RCTC 2021 SER 8 SR BDS RES ACCT 466470042 CORPORATE OBLIGATIONS 15MORGAN CHASE CO 03/16/2024 03/16/2021 455,000.00 456,879.15 3/16/2023 449,571.85 (7,307.30) VAR 0.637 A2 226122002 RCTC 202/ SER B SR KS RES ACCT 477870403 CORPORATE OBLIGATIONS JOHN DEERE OWNER TRUST A 85SER. 2019B CLA3 12/15/2023 07/24/2019 193,226.61 194,434.27 193.141.59 (1292.68) 2.210 2.211 N/A AAA 226122002 RCTC 2021 SERB SR BDS RES ACCT 617468506 CORPORATE OBLIGATIONS MORGAN STANLEY MEDIUM TERM NOTE 04/29/2024 04/28/2014 500,000.00 505,300.00 500,635.00 (4,715.00) 3.875 3.870 Al 226122002 RCTC 2021 SER B SR BDS RES ACCT 637432605 CORPORATE OBLIGATIONS NATIONAL RURAL UTIL COOP 02/07/2024 02/07/2017 500,000.00 501,67000 12/7/2023 494,795.00 (6,875.00) 2950 2.981 Al 226122002 RCTC 20213688 SR BDS RES ACCT 654796601 CORPORATE OBLIGATIONS NISSAN AUTO RECEIVABLE OWNER ABS SER 20196 CL 03 11/15/2023 05/28/2019 59,450.96 59979.74 5950526 (47469) 2500 2498 N/A AAA 226122002 RCTC 2021 SER B SR BDS RES ACCT 654790405 CORPORATE OBLIGATIONS NISSAN AT REC OWNR TR A BS SER 2022 ACL Al 03/15/2023 02/23/2022 121.537.99 121,537.99 121,37270 (16529) NA 0497 N/A N/A 226122002 RCTC 2021 SERB SR BDS RES ACCT 8028504404 CORPORATE OBLIGATIONS SANTANDER DRIVE AUTO TR 20203 ABSSER20203 MC 12/15/2025 09/23/2020 350,000.00 349494.14 347322.50 (2,171.64) 1.120 1.129 N/A AAA 226122002 RCTC 2021 SER B SR BDS RES ACCT 828807545 CORPORATE OBLIGATIONS SIMON PPTV GROUP L P 01/11/2024 01/11/2022 140.000.00 140,00000 1/11/2023 138,04840 (1,951.60) VAR 0.543 A- A3 226122002 RCTC 2021 SER 8 SR BDS RES ACCT 842400600 CORPORATEOBUGATIONS SOUTHERN CA EDISON CO 161 GLBL 20210 24 04/01/2024 04/01/2021 450,000.00 450958.50 4/1/2023 445,185.00 (5,773.50) VAR 1.544 4- A3 226122002 RCTC 2021 SER 0 SR BDS RES ACCT 86787E800 CORPORATE OBLIGATIONS SUNTRUST BANK 04/01/2024 03/18/2019 500,000.00 503,100.00 3/1/2024 497,650.00 (5,450.00) 3.230 3.215 A A2 226122002 RCTC 2021 SER 8 SR BDS RES ACCT 871651_804 CORPORATE OBLIGATIONS SUNCHRONV CREDIT CARD MASTER. NOTE. AB S SER 20172004 10/15/2025 11/02/2017 60,000.00 60206.25 80,03240 (173.85) 2.620 2.619 AAA N/A 226122002 RCTC 2021 SER 8SR BDS RES ACCT 923475942 CORPORATE OBLIGATIONS VERIZON OWNER TRUST AB 5 SE02019400014 09/20/2023 03/13/2019 5,96196 5,99550 5,966.07 (2943) 2930 2928 AAA AAA 226122002 RCTC 2021 SER 8 S BDS RES ACCT 923475408 CORPORATE OBLIGATIONS VERIZON OWNER TRUST 5/9956820190008 09/20/2023 03/13/2019 430,000.00 437,827.34 430,129,00 (7,698.34) 3.020 3.019 AAA AAA 226122002 RCTC 2021 SER B SRBDS RES ACCT 950000206 CORPORATE OBLIGATIONS WELLS FARGO COMPANY MEDIUM TERM NOTE 01/24/2024 01/24/2019 500,000.00 505015.00 12/24/2023 501185.00 (3,830.00) 3.750 3.741 BBB, Al 226122002 RCTC 2021 SER 8 SR BDS RES ACCT 981626404 CORPORATEOB0GATIONS WORLD OMNI AUTOMOBILE LEASE ABSSER202000043 01/15/2023 02/12/2020 68,900,09 69481.43 68,859.44 (621.99) 1.700 1.701 N/A AAA 226122002 RCTC 2021 SER B SR BDS RES ACCT 981620401 CORPORATE OBLIGATIONS WORLD OMNI AUTO RECEIVABLES ABS SER 201/00043 07/15/2024 05/15/2019 99,60752 100245.63 99652.34 (593.29) 2.590 2.589 AAA N/A 226122002 RCTC 2021 SER 4 S BDS RES ACCT 981 84EA81 CORPORATE OBLIGATIONS WORLD OMNI AUTO RECV TR ABS SER 2021A CL A2 02/15/2024 02/10/2021 36,806.29 36,789.03 36,776.11 (1292) VAR 0.170 AAA N/A 226122002 RCTC 2021 SER B SR BDS RES ACCT 931640.448 CORPORATE OBLIGATIONS WORLD OMNI AUTO RECTA 20224 A B S SEP 2022.400 Al 02/15/2023 02/16/2022 76,92075 ]6,920.]5 76,82768 (93.07) 0.396 0397 N/A N/A 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 025821607 CORPORATE OBLIGATIONS AMERICAN EXPRESS CREDIT ACCOUNT ABSSER20177 CLA 05/15/2025 10/30/2017 100,000.00 100316.41 100.010.00 (306.41) 2.350 2.350 AAA N/A 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 025821602 CORPORATE OBLIGATIONS AMERICAN EXPRESS CREDIT ACCOUNT ABSSER 20183 CLA 10/15/2025 03/21/2018 100,000.00 10226563 100,010.00 (255.63) VAR 1195 N/A AAA 238302001 RCTC 2021 0 SEC LIEN BPS RES ACCT 055228501 CORPORATE OBLIGATIONS BANK OF AMERICA CREDIT CARD ,BSSER 201901 CLA1 01/15/2025 09/13/2019 35000.00 35049.22 34996:50 (52.72) 1.740 1.740 N/A AAA 238302001 RCTC 20210 SEC LIEN BDS RES ACCT 06551GFF1 CORPORATE OBLIGATIONS BANK OF AMERICA CORP MEDIUM TERM NOTE 04/01/2024 04/01/2014 100,000.00 10204400 100,686.00 (1358.00) 4.000 3.973 A2 238302001 RCTC 2021 0 SEC LIEN BDS RES ACCT 125961007 CORPORATE OBLIGATIONS CNH EQUIPMENT TRUST ABSSER 2019 A CLA3 04/15/2024 02/06/2019 7,930.61 7,984.52 7,938.22 (46.30) 3.010 3.007 AAA AAA 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 1259]1,02 CORPORATE OBLIGATIONS CNH EQUIPMENT TRUST A BSSER 2020 ACL A3 06/16/2025 05/27/2020 27,111.09 26,797.62 26,756.21 (4141) 1.160 1175 AAA AAA 238302001 RCTC 20210 SEC LIEN BDS RES ACCT 140416009 CORPORATE OBLIGATIONS CAPITAL ONE MULTI ASSET EXECUTION ,BSSER 2017460046 07/15/2025 10/10/2017 40,000.00 40150,00 40.021.20 (128.80) 2.290 2289 AAA N/A 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 140416055 CORPORATE OBLIGATIONS CAPITAL ONE MULTI ASSET EXECUTION ABS SER 2018 42 0002 03/16/2026 05/16/2018 75,000.00 75,114.26 74,992.50 (12176) VAR 1.225 AAA N/R 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 14041NEUO CORPORATE OBLIGATIONS CAPITAL ONE MULTI ASSET 4895682019430002 OB/15/2024 09/05/2019 75,000.00 75,064.06 75,003.75 (6031) 1.720 1.720 AAA N/A 230302001 RCTC 2021 C SEC LIEN 855 RES ACCT 140416029 CORPORATE OBLIGATIONS CAPITAL ONE MULTI ASSET A B 5 SER 2022 AI CL Al 03/15/2027 03/30/2022 25,00000 2433594 24562.00 226.06 2800 2.850 AAA N/A 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 14042WAC4 CORPORATE OBLIGATIONS CAPITAL ONE PRIME AUTO A 139 SER 20191 CLA3 11/15/2023 05/30/2019 9,230.38 9,261.33 9233.89 (27.44) 2.510 2509 AAA AAA 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 143/4QAC8 CORPORATE OBLIGATIONS CARMAX AUTO OWN A B S SER 20212 CL A3 02/17/2026 04/21/2021 50,000.00 49,22070 48,487.00 (733.70) VAR 0.536 AAA N/A 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 14315PAD7 CORPORATE OBLIGATIONS CARMAX AUTO OWNER TRUST ,BSSER 20193 CLA3 08/15/2024 07/30/2019 54.675.92 54,977.07 54,473.62 (503.45) 2.180 2188 AAA N/A 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 143160007 CORPORATE OBLIGATIONS CARMAX AUTO OWNER TRUST 0 B 5 SER 2019 2 0043 03/15/2024 04/17/2019 27,742.04 28059.56 27,760.90 (298.66) 2.680 2.678 AAA N/A 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 14316N403 CORPORATE OBLIGATIONS CARMAX AUTO OWNER TR ABS5E820211 CLA 3 12/15/2025 01/27/2021 80,000.00 78,)87.50 77,979.20 (808.30) VAR 0.349 AAA N/A 238302001 RCTC 2021 C SEC LIEN BUS RES ACCT 143170440 CORPORATE OBLIGATIONS CARMAX AUTO OWNER TR 20221 A 85 SER. 20221 CL Al 02/15/2023 01/26/2022 2,360.18 2360.18 2,358.39 (179) VAR 0.313 N/A 238302001 RCTC 2021 C SEC LIENBDS RES ACCT 143176097 CORPORATE OBLGATIONS 048843AUTO OWNER TRUST UBSSER202230002A 05/15/2025 04/28/2022 15,000.00 14,998.85 14,903.85 (95.00) 2.610 2628 AAA AAA ]1X1550/1 RCTC 2021 C SEC LIEN BDS RES ACCT 1729676X8 CORPORATE OBLIGATIONS CITIGROUP INC /01/2023 08/26/2016 10000000 10081160 9/1/2022 9989400 /911651 VAR 1955 9681 43 CORPORATE OBLIGATIONS CORPORATE OBLIGATIONS 0258211152 CORPORATE OBLIGATIONS CORPORATE OBLIGATIONS CORPORATE OBLIGATIONS 44 Page 2 of 109 RIVERSIDE COUNTY TRANSPORTATION COMMISSION 91 CIP STAMP Portfolio by Investment Category for quarter ended June 30, 2022 Source Unrealized S&P Moody Account Account CUSIP Asset Ca ors' Name Asset Name 1 Asset Name 2 Maturity Date Issue Date Shares/Par . ook Value Call Date Market Value Cain/Loss Coo on Yield Ratio Ratio 238302001 ROTC 2021 C SEC UEN BDS RES ACCT 2546830E3 CORPORATE OBJGATIONS 03/14/2018 09/20/2019 11/22/2019 07/24/2020 07/24/2020 02/23/2022 75037.50 100039.00 22,419.29 2,993.95 (50.39) VAR (39.13) VAR (173.33) 1.870 (2.80) 0.620 AAA 238302001 ROTC 2021 C SEC LIEN BDS RES ACCT AAA 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT AAA 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT AAA AAA 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 84279.20 (584.67) 1.000 1.009 AA AAA 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 13285.87 (15.83) 0.570 0571 N/A N/A 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 380140/49 CORPORATE OBLIGATIONS ABS SER 2021 3 CL A2 08/16/2024 07/21/2021 53,248.93 53,119.97 52786.73 (333.24) 0.210 0.212 AAA N/A 238302001 RCTC 2021 C SEC LIEN 805 RES ACCT 03/08/2024 03/08/2021 90000.00 90079.11 3/8/2023 8853930 (153981) VAR 1.020 BBB* A2 238302001 RCTC 2021 C SEC LIEN BDS RESACCT 43813RAC1 CORPORATE OBLIGATIONS ABS SER 20201 CL A3 04/22/2024 02/26/2020 25,602.15 25523.14 25,441.62 (81.52) 1.610 1.620 N/A AAA 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 43814WAD7 CORPORATE OBLIGATIONS HONDA AUTO RECEIVABLES A B5 SER 20191 CL A4 06/18/2024 02/27/2019 49799.83 49881.53 49011.78 (69.75) 2900 2.899 AAA N/A 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 415647PCA2 CORPORATE OBLIGATIONS JPMORGAN CHASE CO 03/16/2024 03/16/2021 90000.00 90371.70 3/16/2023 88,926.30 (1,445.40) VAR 0.637 A2 238302001 RCTC 2021 0 SEC LIEN BDS RES ACCT 617450056 CORPORATE OBLIGATIONS MORGAN STANLEY MEDIUM TERM NOTE 04/29/2024 04/28/2014 100,000.00 10022400 100,127.00 (97.00) 3875 3.870 Al 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 654799301 CORPORATE OBLIGATIONS NISSAN AUTO RECEIVABLE OWNER A B5 SER 2019 B 01 A3 11/15/2023 05/28/2019 11,147.05 11,246.32 11,157.19 (89.13) 2.500 2.498 N/A AAA 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 65479QAA5 CORPORATE OBLIGATIONS NISSAN AT REC OWNR TR A B 5 SER 2022A CL Al 03/15/2023 02/23/2022 30,384.50 30,38450 30,343.18 (41.32) NA 0497 N/A 6/A 238302001 RCTC 2021 C SEC LIEN BDS RESACCT 828807095 CORPORATE OBLIGATIONS SIMON PPTY GROUP LP 01/11/2024 01/11/2022 30,000.00 30,000.00 1/11/2023 29,581.80 (418.20) VAR 0.543 A3 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 842400400 CORPORATE OBLIGATIONS SOUTHERN CA EDISON CO 1M GLBL 2021C 24 04/01/2024 04/01/2021 90,000.00 90,191.70 4/1/2023 89,03].00 (1,154.70) VAR 1.544 A3 238302001 ROTC 2021 C SEC UEN BPS RES ACCT 85239RAC0 CORPORATE OBLGATIONS TOYOTA AUTO RECEIVABLES A BSSER 2020 B CL 33 08/15/2024 04/29/2020 8628.54 8,538.20 8,565.47 2727 1,360 1.370 AM 238302001 RCTC 2021 C SEC LIEN BDS RESACCT 92347VAA2 CORPORATE OBLIGATIONS VERIZON OWNER TRUST AB S SER 2019 A CL AIA 09/20/2023 03/13/2019 1212.60 1,21942 1,21344 (5.98) 2930 2.928 AAA AAA 238302001 RCTC 2021 C SEC LIEN BDS RESACCT 923479A08 CORPORATE OBLIGATIONS VERIZON OWNER TRUST AB 5SER2019 A CL 8 09/20/2023 03/13/2019 35000.00 35,637.11 35,010.50 (626,61) 3.020 3.019 AAA AAA 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 981fi2HAC4 CORPORATE OBLIGATIONS WORLD OMNI AUTOMOBILE LEASE A BS SER 202000E A3 01/15/2023 02/12/2020 13,39].25 13,51029 13,389.35 (120.94) 1]00 1.701 N/A AAA 238302001 RCTC 2021 0 SEC LIEN BDS RES ACCT 98162VA01 CORPORATE OBLIGATIONS WORLD OMNI AUTO RECEIVABLES ABSSER 201913 CLA3 07/15/2024 05/15/2019 6,640.50 6,683.04 6,643.49 (39.55) 2.590 2589 AAA N/A 238302001 RCTC 2021 0 SEC LIEN BDS RES ACCT 98164GAA8 CORPORATE OBLIGATIONS WORLD OMNI AUTO REC TR 2022 A A BSSER 2022 A CL Al 02/15/2023 02/16/2022 16483.01 16,483.01 16463.07 (19.94) 0396 0.397 N/A N/A 226122002 RCTC 2021 SER 8 SR BDS RES ACCT 22550AB7 FOREIGN OBLIGATIONS CREDIT SUISSE AG NEW YORK 02/02/2024 02/02/2021 455000.00 455,72800 446,534.45 (7193.55) VAR 1.157 A Al 226122002 RCTC 2021 SER B SRBDS RES ACCT 4042000Z0 FOREIGN OBLIGATIONS HSBC HLDGS PLC 11/22/2024 11/22/2021 450,000.00 45022475 11/22/2023 43645950 (13,765.25) VAR 0.000 A- A3 226122002 RCTC 2021 SERB SR BDS RES ACCT 60687YAN9 FOREIGN OBLGATIONS MIZUHO FINANCIAL GROUP 09/11/2022 09/11/2017 450000.00 452286.45 449,793.00 (2,493.45) VAR 2602 Al 226122002 RCTC 2021 SER B SR BDS RES ACCT 780150704 FOREIGN OBLIGATIONS ROYAL BK OF CANADA MEDIUM TERM NOTE 10/26/2023 10/26/2020 450,000.00 451,887.75 446859.00 (502875) VAR 0.597 A Al 226122002 ROTC 2021 SER 6 513132 RES ACCT 891147006 FOREIGN OBLIGATIONS TORONTO DOMINION BANK MEDIUM TERM NOTE 03/08/2024 03/10/2022 500,00000 494,710.00 489,645.00 (5,065.00) 2250 2400 A Al 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 605875AN9 FOREIGN OBLIGATIONS MIZUHO FINANCIAL GROUP 09/11/2022 09/11/2017 200,000.00 201.016.20 199908.00 (1,108.20) VAR 2.602 Al 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 7001587K4 FOREIGN OBLIGATIONS ROYAL BK OF CANADA MEDIUM TERM NOTE 10/26/2023 10/26/2020 90,000.00 90377.55 89,371.80 (1,005.75) VAR 0.597 A Al 345314004 CORPORATE OBLIGATIONS 345310,609 CORPORATE OBLIGATIONS 34531RAF4 36265MAA3 CORPORATE OBLIGATIONS CORPORATEOBUGATIONS 381418XW9 CORPORATE OBLIGATIONS DISCOVER CARD EXECUTION NOTE TRUST FORD CREDIT FLOORPLAN MASTER FORD CREDIT AUTO OWNER TRUST FORD CREDIT AUTO LS TR FORD CREDIT AUTO LS TR GM FIN AUTO MG TR GM FIN CONS AUTO REC TR GOLDMAN SACHS 0ROUP INC HONDA AUTO RECEIVABLES A BSSER 2018A2 CL A2 A B 5 SER 20193 CL A2 ABSSER2019 CLA3 A B5 SER 2020 B a A3 A 139 5E0 2020 13 0113 A BSSER 20221 CLA1 08/15/2025 09/15/2024 03/15/2024 08/15/2023 11/15/2023 02/21/2023 75,000.00 100,000.00 22,459.27 2997.22 85,000.00 13301.70 75,087.89 10007813 22,592.62 2,996.75 84863.87 13301 70 1.204 1 474 1.873 0621 AAA AAA AAA 226122002 RCTC 2021 SER B SR BDS RES ACCT 235241VW3 MUNICIPAL OBLIGATIONS DALLAS T% AREA RAPID TRAN SALES TAX REV TAXABLE SR LIEN REF BEM 2021 A 12/01/2022 12/01/2021 520,000.00 539016.40 523,354.00 (1566240) 4000 3.974 AA+ AA2 226122002 RCTC 2021 SER 8 SR BDS RES ACCT 346604185 MUNICIPAL OBLIGATIONS REF BDS 2021 02/01/2024 12/09/2021 410,000.00 410000.00 396,19120 (13,808.80) 0.921 0.953 MA AAA 226122002 RCTC 2021 SER 8 SR BDS RES ACCT 575625AT5 MUNICIPAL OBLIGATIONS MASSACHUSETTS CLEAN ENERGY COOP CORP REV TAXABLE 8052021 07/01/2022 12/01/2021 440,000.00 44000000 440000.00 - 0.576 0.576 N/A Al 226122002 RCTC 2021 SER 8 SR BDS RESACCT 649660203 MUNICIPAL OBLIGATIONS NEW YORK NY TAXABLE GOBOS FISCAL 03/01/2023 03/24/2020 215,000.00 215503.10 212,323.25 (3,179.85) 1.150 1.164 AA AA2 226122002 RCTC 2021 SER 850BD0 RES ACCT 67908PBA3 MUNICIPAL OBLIGATIONS OKLAHOMA ST CAPITOL IMPT AUTH REV TAXABLE REGT HIGHER ED B 2021A 07/01/2022 11/18/2021 500,000.00 500,000.00 500,000.00 - 0453 0.453 N/A 226122002 RCTC 2021 SER 8 SR BDS RES ACCT 73358W403 MUNICIPAL OBLIGATIONS PORT AUTH N 0 5 2 TAXABLE CONSOLIDATED NTS AAA NY 07/01/2023 07/08/2020 350,000.00 348,143.50 343,514.50 (4,629.00) 1.086 1.107 AA- 033 226122002 RCTC 2021 SER 0 SRBDS RES ACCT 797272022 MUNICIPAL OBLIGATIONS SAN DIEGO CA CMNTY COLLEGE DIST TAXABLE GO REF 8052021 08/01/2022 12/28/2021 365000.00 36500000 364642.30 (35770) 0497 0497 AAA AAA 226122002 RCTC 2021 SER B SR BDS RES ACCT 797390P86 MUNICIPAL OBLIGATIONS SAN DIEGO CNTV CALIF REGLARPTAUTH ARPT REV TAXABLE SUB REF 005 07/01/2023 12/08/2021 280,000.00 280000.00 27218240 (7,817.60) 0.654 0.673 N/A A2 2021 CA_ 2 2 20__ _ 226122002 RCTC 2021SER BSR BDS RES ACCT 911523NWI'9 MUNICIPAL OBLIGATIONS UNIVERSITY WA UNIV REVS TAXABLE GEN REF 80520228 07/01/2023 03/08/2022 245,000.00 245.00000 241,111.85 (3,888.15) 1.4]0 1.494 AAr AAA 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 235241VW3 MUNICIPAL OBLIGATIONS DALLAS TX AREA RAPID TRAN SALES TAX REV TAXABLE SR LIEN REF 8052021 A 12/01/2022 12/01/2021 105,000.00 108,839.85 105,677.25 (3,162.60) 4.000 3.974 AA+ AA2 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 346604185 MUNICIPAL OBLIGATIONS REF BDS 2021 02/01/2024 12/09/2021 80,000.00 80000.00 77305.60 (2,694.40) 0921 0.953 AAA AAA 238302001 ROTC 2021 C SEC LIEN BDS RES ACCT 575625AT5 MUNICIPAL OBLIGATIONS MASSACHUSETTS CLEAN ENERGY COOP CORP REV TAX ABLE 8002021 07/01/2022 12/01/2021 85000.00. 85,000.00 85,000.00 - 0.576 0.576 N/A Al 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 649660203 MUNICIPAL OBLIGATIONS NEW YORK NY TAXABLE GO BDS FISCAL 03/01/2023 03/24/2020 45000.00 45,105.30 44439.75 (665.55) 1.150 1.164 AA AA2 238302001 RCTC 2021 C SEC LIEN EMS RES ACCT 67908PBA3 MUNICIPAL OBLIGATIONS OKLAHOMA ST CAPITOL IMPT AUTH REV TAXABLE REGT HIGHER E0 B 20210 07/01/2022 11/18/2021 100,000.00 10900000 100,000.00 - 0.453 0.453 N/A 238302001 RCTC 2021 0 SEC LIEN BDS RES ACCT 7335855403 MUNICIPAL OBLIGATIONS PORT AUTH N 0 N 2 TAXABLE CONSOLIDATED NTS AAA NY 07/01/2023 07/08/2020 70,000.00 69,628.05 68,702.90 (925.15) 1.086 1.107 AA3 238302001 RCTC 2021 C SEC LIEN BDS RESACCT 797272022 MUNICIPAL OBLIGATIONS SAN DIEGO CA CMNTY COLLEGE DIST TAXABLE GO REF 803 2021. 08/01/2022 12/28/2021 75000.00 75,000.00 74,926.00 (73.50) 0.497 0.497 AAA AAA 238302001 RCTC 2021 0 SEC LIEN BDS RES ACCT 797396P86 MUNICIPAL OBLIGATIONS SAN DIEGO CNTV CALIF REGL ARPTAUTH ARPT REV TAXABLE SUB REF BDS 07/01/2023 12/08/2021 5500000 55,00000 53464.40 (1.535.60) 0654 0.673 N/A A2 2021 CA 238302001 RCTC 2021 0 SEC LIEN BDS RES ACCT 91523NWT9 MUNICIPAL OBLIGATIONS UNIVERSITY WA UNIV REVS TAXABLE GEN REF 80520228 07/01/2023 03/08/2022 50000.00 50,000.00 49,206.50 (793.50) 1.470 1.494 AA+ AAA 226122002 RCTC 2021 SER B SR BDS RES ACCT 3128MMT52 USTREAS & AGENCY OBLIGATIONS F H L M C GOLD PARTN CERT POOL 0018571 10/01/2030 10/01/2015 71245.73 74,14968 69945.50 (4,204.18) 2.500 2.546 N/A 6/A 226122002 RCTC 2021 SER 8 SR BDS RES ACCT 3128MMUL5. USTREAS& AGENCY OBLIGATIONS 0 H L M C GOLD PARTN CERT POOL 0018586 02/01/2031 02/01/2016 68,875.21 7128493 67,617.55 (3,667.38) 2.500 2.546 N/A N/A 226122002 RCTC 2021 SER 8 SR BDS RES ACCT 313075P40 US TREAS & AGENCY OBLIGATIONS F H L M C GOLD PARTN CERT POOL 0232243 07/01/2030 07/01/2015 130,620.32 138,619.28 130,308.14 (8311.14) 3000 3.007 N/A N/A 226122002 RCTC 2021 SER 8 SR BDS RES ACCT 313000204 USTREAS & AGENCY OBLIGATIONS .FEDERAL HOME LOAN BKS 02/28/2025 02/28/2022 410,000.00 410000.00 400,963.60 (9,036.40) 2.200 2250 AA+ AAA 226122002 RCTC 2021 SER B SR BDS RES ACCT 3132A9T64 USTREAS & AGENCY OBLIGATIONS FHL MC PARTN CERT MIRROR POOL 0Z50673 10/01/2032 09/01/2018 82,667.29 86,144.68 81936.51 (420817) 3.000 3.027 N/A N/A 226122002 RCTC 2021 SER 8 919135 RES ACCT 3132,6E068 USTREAS& AGENCY OBLIGATIONS FH LMC PARTN CERT POOL 02T1909 01/01/2033 05/01/2019 102375.43 11000463 101,861.51 (8,148.30) 3.500 3.518 N/A N/A 226122002 RCTC 2021 SER B SR BDS RES ACCT 313209093 USTREAS& AGENCY OBLIGATIONS F4 L M C PARTN CERT POOL0900096 10/01/2040 10/01/2020 133925.96 142010.63 12865065 (13,351.98) 3.000 3.123 N/A N/A 226122002 RCTC 2021 SER 8 SR BDS RES ACCT 31340X061 US TREAS & AGENCY OBLIGATIONS F H L M C MT N 12/30/2024 06/30/2022 20500000 205,00000 9/30/2022 205325.95 325.95 4.000 3.994 AM. AAA 226122002 RCTC 2021 SER B SR BDS RES ACCT 3136ADZA0 USTREAS & AGENCY OBLIGATIONS F NM A GTD R E M I C PASS THRU C MOSER 201327 CLKA 04/25/2028 03/01/2013 68,284.26 68,952.87 65544.01 (3.40918) 1.250 1.302 N/A N/A 226122002 RCTC 2021 SER 8 SR BDS RES ACCT 31363/0890 US TREAS & AGENCY OBLIGATIONS F 5 M A GTD R E M I C PASS THRU G M 0 SER 2014 M9 CL A2. 07/25/2024 08/01/2014 65852.07 65,563.97 6536213 (201.84) VAR 3.126 N/A N/A 226122002 RCTC 2021 SER B SR BDS RES ACCT 3136ALYF2 USTREAS & AGENCY OBLIGATIONS F 5 M A 010 R E M I C PASS THRU 0 M 0 SER 2014 M13 CL A2 08/25/2024 11/01/2014 78,474.14 78244.24 77926.39 (317.85) 3.021 3.042 N/A N/A 226122002 RCTC 2021 SER 8 SR BDS RES ACCT 313680209 USTREAS & AGENCY OBLIGATIONS F N M A GTD R E M I C PASS THRU CM DSER 201589 CLKE 11/25/2031 11/01/2015 50,191.80 51,551.41 48,336.21 (3215.20) 2.000 2.077 N/A N/A 226122002 RCTC 2021 SER 8 SR BDS RES ACCT 3137A9501 USTREAS & AGENCY OBLIGATIONS F 41 M 0 MULTICLASS MTG PARTN C M OSER 4039 CLQB 05/15/2027 05/01/2012 58,68442 59,524]1 56,914.50 (2,60975) 1500 1.547 N/A N/A 226122002 RCTC 2021 SER 8 SR BDS RES ACCT 3137AXHP1 US TREAS & AGENCY OBLIGATIONS F H L M 0 MULTICLASS MTG PARTN C M 0 SER K024 CL A2 09/25/2022 01/01/2013 118,624.00 118.735 21 118,580.11 (155.10) 2.573 2574 N/A AAA 226122002 RCTC 2021 SERB SR BDS RES ACCT 3137800E9 USTREAS & AGENCY OBLIGATIONS F H1 M0 MULTICLASS MTG PARTN C M 0SER 8025 CL A2 10/25/2022 02/01/2013 372,793.88 372,528.43 370704.41 175.98 2682 2.683 N/A AAA 226122002 RCTC 2021 SER 8 SR BDS RES ACCT 3137A8545 US TREAS & AGENCY OBLIGATIONS F H L M C MULTICLASS MIS PARTN C M 0 SER 4165 CL TE 12/15/2042 02/01/2013 102718.38 104,855.17 97,684.15 (7,170.76) 1.750 1.840 N/A 1134 226122002 RCTC 2021 SER B SR BDS RES ACCT 313701065 USTREAS & AGENCY OBLIGATIONS F H L M 0 MULTICLASS MTG PARTN C M O SER K027 CL A2 01/25/2023 05/01/2013 174271.51 175,91892 174022.30 (1096.62) 2637 2641 N/A 6/A 226122002 RCTC 2021 SER 8 SR BDS RES ACCT 313783622 US TREAS & AGENCY OBLIGATIONS F H L M C MULTICLASS MTG PARTN CM 0 5E0 0029 CL A2 02/25/2023 07/01/2013 215290.72 216.854 94 215,17077 (1,676.17) 3.320 3.314 N/A N/A 226122002 RCTC 2021 SER B SR NS RES ACCT 3137035,62 U5 TREAS & AGENCY OBLIGATIONS F H 10 C MULTICLASS MTG PARTN C M 0 SER 8030 CL A2 D4/25/2023 08/01/2013 97319.56 97,821_37 97,284.52 (536.85) VAR 3.251 N/A AAA 226122002 RCTC 2021 SER 8 SR BDS RES ACCT 313706005 USTREAS & AGENCY OBLIGATIONS 0 H L M 0 MULTICLASS MTG PARTN C M 0 SER 4272 CL YG 11/15/2026 11/01/2013 37,411.86 38,030.60 36,98275 (1,047.85) 2.000 2023 N/A N/A 226122002 RCTC 2021 SER B SR BOS RES ACCT 313709067 US TREA5 & AGENCY OBLIGATIONS F 41 M 0 MULTICLASS MTG PARTN 0 M 0 SER 432801 EA 12/15/2027 04/01/2014 54077.13 54,968.64 53762.40 (1,209.47) 2500 2.515 N/A N/A 226122002 RCTC 2021 SER B SR BDS RES ACCT 3137E1LN/87 US TREAS& AGENCY OBLIGATIONS FH LMC MULTICLASS MTG PARTN C M 05ER K050 CL Al 01/25/2025 11/01/2015 127,682.15 127243.26 126,618.56 (624.70) 2.802 2.826 N/A N/A 226122002 RCTC 2021 SER 0 SR BDS RES ACCT 3137BMTX4 USTREAS & AGENCY OBLIGATIONS F H 1 M 0 MULTICLASS MTG PARTS C M 05ER K052 CL A2 11/25/2025 02/01/2016 300,000.00 298,675.78 297855.00 (82078) 3.151 3.174 N/A N/A 226122002 RCTC 2021 SER 8 SR BDS RES ACCT 313780829 US TREAS & AGENCY OBLIGATIONS F H L M C MULTICLASS MTG PARTN CM 0 SER K722 CL A2 03/25/2023 06/01/2016 132820.99 133858.65 132289.71 (1568.94) 2.406 2416 AAA N/A 226122002 RCTC 2021 SER B SR 1309 RES ACCT 3137BYPQ7 US TREAS& AGENCY OBLIGATIONS F 41 M C MULTICLASS MIS PARTN C M 0 SER K726 CL A2 04/25/2024 06/01/2017 415300.67 414,538.21 411853.67 (2684.54) 2.905 0.446 AAA N/A 226122002 RCTC 2021 SER 8 SR BDS RES ACCT 3/3704023 USTREAS & AGENCY OBLIGATIONS F H LM C MULTICLASS MTG PARTN C M 05E0 K801 CL A2 01/25/2025 03/01/2018 375,000.00 372,128.91 370,60125 (1527.66) 2.920 0.749 N/A N/A 226122002 RCTC 2021 SER 8 SR BDS RES ACCT 313794WZ1 USTREAS & AGENCY OBLIGATIONS F 41 M C MULTICLASS MTG PARTN C M 0 SER K731 CL A2 02/25/2025 04/01/2018 348,787.85 351,17214 349893.51 (1278.63) VAR 3.589 N/A 6/A 226122002 RCTC 2021 SER 8 SR BDS RES ACCT 3137F0682 USTREAS & AGENCY OBLIGATIONS F H 1 M C MULTICLASS MTG PARTN C M OSER KIR3 CL Al 08/25/2027 10/01/2017 120,000.00 139387.24. 119278.80 (11,100.64) 3.038 2.794 N/A N/A 226122002 RCTC 2021 SER 806 005 RES ACCT 3137FBAJ5 USTREAS & AGENCY OBLIGATIONS F 4 1 M0 MULTICLASS MTG PARTN CM0SER KIR3 CL A2 08/25/2027 10/01/2017 200,000.00 21947994 197556.00 (12923.94) 3.281 3.322 N/A 6/A Page 3 a 109 345288403 CORPORATE OBLIGATIONS OFRIVERSIDE COUNTY TRANSPORTATION COMMISSION 91 CIP STAMP Portfolio by Investment Category for quarter ended June 30, 2022 Source Unrealized S&P Moody Account Account CUSIP Asset Category Name Asset Name I Asset Name 2 Maturity Date Issue Date Shares/Par . 0ok Value Call Date Market Value Cain/Loss Coupon Yield Rating Rating 226122002 RCTC 2021 SER 8 SR BDS RES ACCT 226122002 RCTC 2021 SERB SR BDS RES ACCT 226122002 RCTC 2021 SER B SR BDS RES ACCT 226122002 RCTC 2021 SER B SR BDS RES ACCT 226122002 RCTC 2021 SER 8 SR BDS RES ACCT 226122002 RCTC 2021 SER B SR BDS RES ACCT 226122002 RCTC 2021 SFR 8 SR BDS RES ACCT 3138EKTH8 US TREAS & AGENCY OBLIGATIONS FNMA PARTN CERT 226122002 RCTC 2021 SER B SR DOS RES ACCT 3138L0504 US TREAS & AGENCY OBLIGATIONS FN MAPARTN CERT POOL#AN1746 226122002 RCTC 2021 SER 8 SR BDS RES ACCT 313860263 US TREAS & AGENCY OBLIGATIONS FNMA PARTN CERT POOL #381613 226122002 RCTC 2021 SER B SR BDS RES ACCT 3138LFGP7 US TREAS & AGENCY OBLIGATIONS F N M A PARTN CERT POOL#AN2905 10/01/2028 10/01/2016 256.995.73 274.32451 253795.46 (20,529.05) 2550 2.683 N/A N/A 226122002 RCTC 2021 SER 8 SR BDS RES ACCT 3140HS9M6 US TREAS & AGENCY OBLIGATIONS 1N M A PARTN CERT POOL #13L1359 01/01/2026 01/01/2019 350,000.00 352,802.73 348544.00 (4,258.]3) 3.460 3.474 N/A N/A 226122002 RCTC 2021 SER B SR BDS RES ACCT 314015502 US TREAS & AGENCY OBLIGATIONS F N M A PARTN CERT POOL #881757 04/01/2023 09/01/2017 110821.28 110,]86,65 226122002 RCTC 2021 SER BSR BDS RES ACCT 314016E06 US TREAS & AGENCY OBLIGATIONS F N M A PARTN CERT POOL #8819)8 10/01/2032 10/01/201] 64316.32 67864.02 _. .62215 226122002 RCTC 2021 SER B SR BUS RES ACCT 3140X4890 USTREAS 8 AGENCY OBLIGATIONS FNMA PARTN CERT UMBS POOL #FM1155 06/01/2032 06/01/2019 99,598.18 104,383 68 9],694.86 (6688.82) 2500 2.549 N/A N/A 226122002 RCTC 2021 SER B 38 BDS RES ACCT 314007056 US TREAS & AGENCY OBLIGATIONS F N M A PARTN CERT POOL 0E83936 08/01/2035 07/01/2020 88,643.87 92,774.79 86,941.91 (5,832.88) 2.500 2549 N/A N/A 226122002 RCTC 2021 SER 0 SR B03 RES ACCT 314177613 U5 TREAS 8 AGENCY OBLIGATIONS F N M A PARTN CERT POOL 8M80293 01/01/2030 12/01/2009 58,964.02 30,536.98 59,688.10 29,72801 4500 4.445 N/A N/A 226122002 RCTC 20215ERBSR BDS RES ACCT 314180047 US TREAS & AGENCY OBLIGATIONS FN M A PARTN CERT UMBS POOL #8840]4 66/01/2035 06/01/20711 143,884.05 148,44930 134,659.66 (16,000.15) 2.000 2140 N/A N/A 226122002 RCTC 2021 SERB SR BDS RES ACCT 31418DVU3 US TREAS 8 AGENCY OBLIGATIONS 1 N M A PARTN CERT UMBS POOL 4844226 12/01/2030 12/01/2020 121.19349 125,80141 1164184] (9,382.94) 2000 2.082 N/A N/A 226122002 RCTC 20218698 SR BDS RES ACCT 316180880 US TREAS BAGENCY OBLIGATIONS FN M A PARTN CERT 0888 POOL#MA4279 03/01/2036 02/01/2021 140,663.39 145,144.12 131,25].42 (13.886]0) 2.000 2140 N/A N/A 226122002 RCTC 2021 SER BSR BUS RES ACCT 361760E21 US TREAS &AGENCY OBLIGATIONS G N M A PASS THRU CERT POOL #])8953 03/15/202] 03/01/2012 80229.20 82,64938 79613.84 (3,03354) 3.000 3.023 N/A N/A 226122002 RCTC 2021 SERBSR BDS RES ACCT 3617983132 US TREAS &AGENCY OBLIGATIONS GN M A I I PASS THRU CERT POOL #880602 12)20/202] 12/01/2012 49,398.66 51,137.86 48,543.08 (2,594.78) 3.000 3.053 N/A N/A 226122002 RCTC 2021 SER B SR BUS RES ACCT 36175N851 US TREAS &AGENCY OBLIGATIONS G N M A PASS THRU CERT POOL #880908 04/20/2028 04/01/2013 81,505.27 84,30].13 ]9,553.22 (4,]53.91) 2.500 2.561 N/A N/A 226122002 RCTC 2021 SER BSR BDS RES ACCT 361798847 US TREAS & AGENCY OBLIGATIONS G N M A I I PARTN CERT POOL #881134 07/20/2028 0]/01/2013 88,9]2.55 91.39246 8],629.7] (3,962.69) 9.000 3.053 226122002 RCTC 2021 SER B SRDDS RES ACCT 361798484 US TREAS & AGENCY OBLIGATIONS G N M A I I PARTN CERT POOL#MA2936 07/20/2030 07/01/2015 49,028.64 51,26395 48.992.85 (2,27110) 3-500 3.503 N/A N/A 226122002 RCTC 2021 SER 8 SR BDS RES ACCT 36179T083 US TREAS & AGENCY OBLIGATIONS G N M A I PARTN CERT POOL #884691 09/20/2032 09/01/201] 45,368.80 4],65].03 45,315.70 (2,341.33) 3.500 3.503 N/A N/8 226122002 RCTC 2021 SER B SR BDS RES ACCT 38376V2E6 US TREAS 8 AGENCY OBLIGATIONS G N M A GTD 9 E M I C PASSTHRU 0 M 05ER 201019 CLUA 07/16/2039 02/01/2010 49377.22 51,645.48 49852.23 (1,793.25) 4000 3.962 N/A N/A 226122002 RCTC 2021 SER 8 SR BDS RES ACCT 38376W962 USTREAS &AGENCY OBLIGATIONS 5 N M A GTD R E M I 0 PASS THRU C M 0 SER 201015 CL PO 10/20/2039 02/01/2010 65,981.43 55,388.87 6680488 11806.32 4.000 3.951 N/A N/A 226122002 RCTC 2021 SER B SR 805 RES ACCT 3837753L4 US TREAS & AGENCY OBLIGATIONS G N M A GTD R E M I C PASS THRU 0808082011136 CL GA 05/20/2040 10/01/2011 40.535.10 39.268.38 4023676 966.38 2000 2015 N/A N/A 226122002 RCTC 2021 SERB SR BDS RES ACCT 38378F888 US TREAS & AGENCY OBLIGATIONS 0 N M A GTD R E M 1 C PASS THRU C M 0 SER 2013 5 CLJE 07/20/2042 01/01/2013 95,074.05. 93,67].66 89,811.70 (3,865.96) 2.000 2.117 N/A N/A 226122002 RCTC 2021 SER B SR NS RES ACCT 383780/'62 US TREAS 8 AGENCY OBLIGATIONS G N M A GTD 9 E M I 0 PASS THRU 0 M 0 SER 2014166 CL PL 05/16/2055 11/01/2014 108,903.38 110.041 15 100735.63 (9,305.52) VAR 2.703 N/A N/A 226122002 RCTC 2021 SERB SR BUS RES ACCT 383618258 US TREAS &AGENCY OBLIGATIONS 0510 A GTD R E M C PASS THRU CM O SER 2018153 CL WJ 11/20/2045 11/01/2018 51,951.0] 52,243.30 51,692.35 (550.95) 3.000 3.075 N/A N/A 226122002 RCTC 2021 SER B SR BUS RES ACCT 912828X81 US TREAS & AGENCY OBLIGATIONS U 5 TREASURY NOTE 05/15/2025 05/15/2015 1,250000.00 1275,06737 1,219,38].50 (54,304.24) 2.125 2.178 N/A AAA 226122002 RCTC 2021SER 058 BDS RES ACCT 912820084 US TREAS AGENCY OBLIGATIONS 0STRFASURY NOTE 66/15/2024 06/15/2021 525,000.00 522,66211 69);647.00 (26,815.11) 0.250 0.266 N/A AAA 226122002 RCTC 2021 SERB SR BUS RES ACCT 9120200E8 US TREAS 6 AGENCY OBLIGATIONS U 5 TREASURY NOTE 10/31/2023 11/01/2021 4,325.000.00 4,326,092.5] 4,335,596.25 9,434.20 VAR 0324 N/A AAA 238302001 RCTC 2021 C SEC LIEN BDS RESACCT 31307NP40 USTREAS 8 AGENCY OBLIGATIONS F H L M C GOLD PARTN CERT P0008132243 07/01/2030 07/01/2015 153202.45 162,584.30 152,836.30 (9748.00) 3.000 3.007 N/A N/A 238302001 RCTC 2021 C SEC LIEN DOS RES ACCT 3130AR204 US TREAS 8 AGENCY OBLIGATIONS FEDERAL HOME LOAN BKS 02/28/2025 02/28/2022 85000.00 85,000.00 83,126.60 (1,87340) 2200 2.250 888 AAA 238302001 RCTC 2021 CSEC LIEN BDS RES ACCT 313289704 US TREAS &AGENCY OBLIGATIONS FHLMCPARTN CERT MIRROR 8000,8Z88673 10/01/2032 09/01/2018 89,026.32 92,711.20 88,239.33 (4,531.87) 3.000 3.02] N/A N/A 238302001 RCTC 2021 C SEC LIEN BUS RES ACCT 313209093 USTREAS 8 AGENCY OBLIGATIONS FHLMCPARTN CERT POOL 8900096 10/01/2040 10/01/2020 155643.69 165,039.41 149,522.22 (15,517.19) 3.000 3.123 N/A N/A 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 313408961 US TREAS 8 AGENCY OBLIGATIONS FHLMC MTN 12/30/2024 06/30/2022 60,000.00 46000.00 9/30/2022 40,063.60 63.60 4,000 3.994 989 AAA 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 313688589 U5 TREAS 8 AGENCY OBLIGATIONS FNMA GTD R E M I0 PASS TH8U 0 M 0 SER 2012102 CL 81 09/25/2027 08/01/2012 31,09747 31.56343 29,918.25 (1,64518) 1.500 1.559 N/A N/A 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 313698872 US TREAS & AGENCY OBLIGATIONS F N M A GTD R E M I C PASS THRU 0 M 0 SER 2012148 CL MC 11/25/2042 12/01/2012 34,923.]2 35,526.09 34,350.62 (1,175.6]) 2.000 2033 N/A N/A 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 313SADFF1 US TREAS & AGENCY OBLIGATIONS F N M A GTD R E M C PASS THRU 080904201335 CL KC 04/25/2023 03/01/2013 9564.02 9,426.53 9,512.3] 8584 1.500 1.508 N/A N/A 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 313690684. US TREAS 8 AGENCY OBLIGATIONS F N M A GTO R E %1 C PASS THRU C M O SER 2013 70 CL DG 07/25/2028 06/01/2013 35,909.51 36,500.99 34,769.]6 (1,]31.25) 7.750 1.80] 8/8 N/A 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 3136AHAE0 US TREAS & AGENCY OBLIGATIONS F N M A GTD R E M I 0 PASSTHRU 0 M 05ER 2013814 CL APT 04/25/2023 11/01/2513 11,129.82 11.17205 11.043.23 (128.82) VAR 2.633 N/A N/A 238302001 RCTC 2021 C SEC LIEN EMS RESACCT 313690269 USTREAS & AGENCY OBLIGATIONS 0 N M A GTD R EM 10 PASS TH8U C M 05ER 201589 CLKE 11/25/2031 11/01/2015 59,226.33 60,830.]0 67,036.73 (3,793.87) 2.000 2.077 N/A N/A 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 31379550/ USTREAS 8 AGENCY OBLIGATIONS F H L M C MULTICLASS MTG PARTN C M O SER 4039 CL OB 05/15/202] 05/01/2012 6795040 68,92341 65,901.02 (3,02100) 1.500 1.547 N/A N/A 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 313787885 US TREAS &AGENCY OBLIGATIONS F H L M 0 8003100858 MTG PARTN C M 0 SER 4165 CLTE 12/15/2042 02/01 /2013 120,202.30 122,686.3] 114;311.19 (8,3]5.38) 1.750 1.840 N/A N/A 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 313781605 US TREAS 8 AGENCY OBLIGATIONS F H L M C MULTICLASS MTG PARTN C M 0 SER 602] CL A2 01/25/2023 05/01/2013 3485430 35.183.78 34804.46 (3]9.32) 2637 2.541 N/A N/A 238302001 RCTC 2021 0 SEC LIEN BDS RES ACC' 313783612 USTREA58 AGENCY OBLIGATIONS 5 L M 0 MULTICLASS MTG PARTN 0 M 0 564 6029 0L92 62/25/2023 07/01/2013 4],842.38 48,109.98 4];81].50 (3]2.48) 3,320 3.314 N/A N/A 238302001 RCTC 2021 C SEC LIEN BDS RESACCT 3137B3NW4 US TREAS & AGENCY OBLIGATIONS F H L M 0 MULTICLASS MTG PARTN 0NI0SER 6031 CL Al 09/25/2022 08/01/2013 3.88336 4.36842 3,882.35 (486.07) 2,778 2.779 8/A 859 238302001 RCTC 2021 C SEC LIEN BDS RESACCT 313785960 U5 TREAS 8 AGENCY OBLIGATIONS FHLMC MULTICLASS MTG PARTN C M 0SER 4257 CL EK 10/15/2028 10/01/2013 6,113.85 6,14718 6,054.42 (9276) 2.500 2525 N/A N/A 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 313786005 US TREAS & AGENCY OBLIGATIONS F H L M C MULTICLASS MTG PARTN C M 0 SER 4272 CL VG 11/15/2026 11/01/2013 4676482 46,278.91 4622843 (5848) 2000 2.023 N/A N/A 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 413789887 US TREAS &AGENCY OBLIGATIONS F H LM C MULTICLASS MTG PARTN 0 M 08E84328 CL EA 12115/202] 06/01/2014 63,5]5.29 64,622,]9 63205.28 (1,421.23) 2.500 2515 N/A N/A 230302001 RCTC 2021 C SEC LIEN BDS RES ACCT 313780802 USTREAS 8 AGENCY OBLIGATIONS F H L M C MULTICLASS MTG PARTN C M 0 SER 6048 CL A2 06/25/2025 09/01/2015 150,000.00 158,296.50 149,224.50 (9072.00) VAR 3.301 N/A N/A 238302001 RCTC 2021 C SEC LIEN EMS RES ACCT 3137BLW87 US TREAS & AGENCY OBLIGATIONS FHLMC MULTICLASS MTG PARTN C M 0 SER K050 CL AI 01/25/2025 11/01/2015 19,643.41 19,575.89 19479.78 (96.11) 2.802 2826 N/A N/A 238302001 RCTC 2021 C SEC LIEN DOS RES ACCT 31 3 7 81'4 6 2 US TREAS & AGENCY OBLIGATIONS F H L M C MULTICLASS MTG PARTN C M 0 SER 6141 CL A2 03/25/2026 05/01/2016 200,000.00 208.911.36 19589400 (13,017.36) 2849 2909 N/A N/A 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 313704076 US TREAS & AGENCY OBLIGATIONS F H L M C MULTICLASS MTG PARTN 0 M O SER KM CL Al 09/25/2024 03/01/2018 189,538.89 194,550.34 18],9]1.40 (6.578.94) 2.920 0.533 N/A N/A 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 3137E8902 US TREAS & AGENCY OBLIGATIONS F H L M 0 MULTICLASS MTG PARTN C M 0 SER KIR3 CL Al 08/25/2027 10/01/2017 130,000.00 141,25284 129218.70 (12,034.14) 3038 2.]94 N/A N/A 238302001 RCTC 2021 C SEC LIEN EMS RES ACCT 313700915 US "WAS 8 AGENCY OBLIGATIONS 68 L M C MULTICLASS MTG PARTN C M O SER KIR3 CL A2 08/25/2027 10/01/2017 200,000.00 270,6]9.94 19];556.00 (12,923.94) 0281 3.322 N/A N/A 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 313768068 USTREAS 8 AGENCY OBLIGATIONS F H L M C MULTICLASS MTG PARTN C M 0 SER KJ24 CL Al 05/25/2026 06/01/2019 2205.77 3500.15 2.196.31 (803.84) 2.283 2293 N/A N/A 238302001 RCTC 20210 SEC LIEN EMS RESACCT 3137FNAD2 US TREAS & AGENCY OBLIGATIONS F H L M 0 MULTICLASS MTG PARTN 0 M 05ER 4095 CL 91 11/25/2028 08/01/2019 143,0]3.12 145473.13 138,800.96 (6,672.17) 2631 2.963 N/A N/A 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 313]FPJF3 US TREAS & AGENCY OBLIGATIONS F H L M C MULTICLASS MTG PARTN C M 0 SER 6099 CL Al 06/25/2029 10/01/2019 188,580.99 189,716.23 179,844.03 (9872.20) 2258 2.368 N/A N/A 238302001 RCTC 2021 C SEC LIEN DOS RESACCT 3137FPJP7 US TREAS & AGENCY OBLIGATIONS F H L M 0 MULTICLASS MTG PARTN C M 0 SER 6005 CLASS 07/25/2029 11/01/2019 90,]81.]8 95,236.35 87;22].6] (8,008.68) 2.230 2306 N/A N/A 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 313760377 US TREAS & AGENCY OBLIGATIONS F H L M C MULTICLASS MTG PARTN C M 0 SER 6101 CL Al 0]/25/2029 11/01/2019 188,903.02 189.388.69 179,474.87 (9,913.82) 2190 2.644 N/A N/A 238302001 RCTC 2021 C SEC 008 EMS 869 ACCT 31370WHV9 US TREAS AGENCY OBLIGATIONS F H LM C MULTICLASS MTG PARTN 0 M O SER ?0201'003 CL 51 69/25/2030 09/01/20711 179;5]5.38 178,677.49 15],126.66 (21,555.83) 0.824 6.944 N/A N/A 238302001 RCTC 2021 C SEC LIEN BUS RES ACCT 3138LOYK3 US TREAS & AGENCY OBLIGATIONS F NM APARTN CERT POOL #881613 07/01/2026 06/01/2016 75037.69 72.681.04 72,975.65 29461 2550 2.622 N/A N/A 238302001 RCTC 20210 SEC LIEN BDS RESACCT 3138005P7 US TREAS & AGENCY OBLIGATIONS FN M A PARTN CERT P000#882905 10/01/2028 10/01/2016 48,544.68 49,877.19 46,144.63 (3,732.55) 2.550 2683 N/A N/A 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 314015572 US TREAS 8 AGENCY OBLIGATIONS F N M A PARTN CERT POOL 80M1757 04/01/2023 09/01/2017 2168242 21,6]5.65 2167440 (1.25) 2493 2.427 N/A N/A 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 314016F06 US TREAS &AGENCY OBLIGATIONS F N M A PARTN CERT POOL #8819]8 10/01/2032 10/01/201] 70747.96 ]4,650.41 ]0,12255 (4,527.86) 3.000 3.027 N/A N/A 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 314019697 US TREAS & AGENCY OBLIGATIONS 1 N M A PARTN CERT POOL #886007 06/01/2049 05/31/2019 24,436.24 25,360.41 24,434.53 (925.88) VAR 2.596 N/A N/A 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 314170603 USTREAS 8 AGENCY OBLIGATIONS F N MA PARTN CERT POOL #890293 01101/2030 12/01/2009 33,563.68 95,655.03 3397584 (1,667.11) 4.500 4.445 N/A N/A 230302001 RCTC 2021 CSEC LIEN DOS RES ACCT 314180047 US TREAS & AGENCY OBLIGATIONS 0 8 8 8 78838 CERT UMBS POOL#M54074 06/01/2035 06/01/2020 28,212.5/ 29,104]] 26,364.65 (2,67342) 2000 2140 N/A N/A 5 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 314180883 US TREAS & AGENCY OBLIGATIONS FNMA PARTN CERT UMBS POOL #MA4226 12/01/2030. 12/01/2020 138,506.86 143,773.07 133,049.69 (10,723.38) 2.000 2082 N/A N/A 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 314180030 US TREAS & AGENCY OBLIGATIONS F N M A PARTN CERT UMBS POOL 4M84279 03/01/2036 02/01/2021 160529.59 165,878.99 150,008.48 (15870.51) 2.000 2.140 N/A N/A 238302001 RCTC 20210 SEC LIEN EMS RES ACCT 361768E21 US TREAS &AGENCY OBLIGATIONS 9 N M 9 PASS THRU CERT POOL 0778953 03/15/2027 03/01/2012 87,249.25 89;881.21 86;586.05 (3,301.16) 3.000 3.023 N/A N/A 236302001 RCTC 2021 C SEC LIEN BDS RES ACCT 361]6X088 USTREAS 8 AGENCY OBLIGATIONS G N M A PARTN CERT POOL #]]9250 05/15/2027 05/01/2012 29621.87 30,701 OS 29394.37 /1,306 68/ 3.000 3.023 N/A N/A 238302001 RCTC 2021 CSEC LIEN EMS RES ACCT 391738032 US TREAS & AGENCY OBLIGATIONS 0 8 M 9 11 1'983 THRU CERT POOL #MAOfi02 12/20/2027 12/01/2012 53,515.22 5539937 82,58634 (2,811.09) 3.000 3.053 N/A N/A 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 361795917 US TREAS & AGENCY OBLIGATIONS G N M A I I PASS THRU CERT POOL 0890909 04/20/2028 04/01/2013 21,096]8 21,883.13 20,733.28 (1149.85) 3.000 3.053 N/A N/A 238302001 RCTC 2021 CSEC LIEN DOS RES ACCT 3617951847 US "WAS &AGENCY OBLIGATIONS G 8 9 11 25405 CERT POOL #MA1134 0](20/2028 07/01/2013 59,315.00 61,90628 58;286.48 (3.619.80) 3.000 3.053 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 391798884 US TREAS 8 AGENCY OBLIGATIONS G N M A PARTN CORP POOL 0892936 j17/20/2030 07/01/2015 57200.06 59,80].95 57,158.30 (2,649.65) 3.500 3.503 N/A 5/A LV• Page of 109 313708066 US TREAS & AGENCY OBLIGATIONS Ell L MC MULTICLASS MTG PARTN 3137F5902 US TREAS & AGENCY OBLIGATIONS F Hi. MC MULTICLASS MTG PARTN 3137FPJF3 6838058 6506807 OBLIGATIONS FH LMCMULTICLASS MTG PARTN 3130683Y7 US TREAS & AGENCY OBLIGATIONS F H L M C MULTICLASS MTG PARTN 31370W879 US TREAS & AGENCY OBLIGATIONS FHLMC MULTICLASS MTG PARTN 3138EK0W8 US TREAS 8 AGENCY OBLIGATIONS FN M A PARTN CERT 0 M0 SER 4124 CL Al C M0SER K095 CL Al C810SER K099 CL Al C M0 SER K101 CL 91 C M 0 SER 2020 P003 CLAl 09/25/2030 POOL #803168 POOL#AL3251 05/25/2026 06/01/2019 2,205.77 3,000.15 2196.31 (803.84) 2.283 2.293 N/A N/A 11/25/2028 08/01/2019 128.765.80 130,925.84 124920.85 (6004.99) 2631 2.963 N/A N/A 7. 06/25/2029 10/07/2201901 1)6,63].60 1]5,48].55 166,355.]2 (9,131.83) 2.258 2368 N/A N/A 07/25/2029 11/01/2019 174735.29 175,18459 166.014.25 (9,170.34) 2190 2.644 N/A N/0 09/01/2020 179,575.38 178,677.49 157,126.66 (21,550.83) 0.826 0.944 N/A N/A 02/01/2023 02/01/2013 118,239.29 118,18367 11823929 5542 2409 2.391 N/A N/A 02/01/2023 02/01/2013 184748.86 184,662.25 184,763.64 10139 2.366 2.379 N/A N/A 09/01/2023 09/01/2016 113,55783 112,42225 112,606.22 18397 2150 2168 N/A N/A 07/01/2026 06/00/2016 375,168.66 366,424.29 364,8]628 (1,566.01) 2.550 2.622 N/A N/A 110780.28 (6.37) 2493 2.427 N/A N/7 63,747.76 (4,116.26) 3.000 3.027 N/A N/A OFRIVERSIDE COUNTY TRANSPORTATION COMMISSION 91 CIP STAMP Portfolio by Investment Category for quarter ended June 30, 2022 Source Unrealized S&P Moody Account Account CUSIP Asset Category Name Asset Name.' Asset Vamp 2 Maturity Date Issue Date Shares/Par . ook Value Call Date Market Value Cain/Loss Coupon Yield Rating Rating 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 361797E83 USTREAS 8 AGENCY OBLIGATIONS G N M A I I PARTN CERT POOL#MA4691 09/20/2032 09/01/2017 51017.40 53,614.16 50,980.16 (2634.00) 3.500 3.503 N/A N/A 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 36202F3H7 US TREAS & AGENCY OBLIGATIONS G NM A II PASS THRU CERT POOL#005300 02/20/2027 02/01/2012 4370281 45,211.53 42,948.50 (2.263.03) 3.000 3.053 N/A N/A 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 362970800 USTREAS &AGENCY OBLIGATIONS 014 M A PASS THRU CERT POOL#711168 02/15/2025 02/01/2010 33,275.26 33,74490 36,184.34 439.44 4.500 4380 N/A N/A 2383020011 RCTC TC 2021 C SEC LIEN BDS RES ACCT 383767779 USTREAS &AGENCY OBLIGATIONS G N M A TED R E M I C PASS THRU CM 0 SER 20106 CL AB 11/20/2039 01/01/2010 16.052.11 16.306.12 1598421 (321.91) 3.000 3.013 N/A N/A 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 38376V2E6 US TREAS &AGENCY OBLIGATIONS G N M A GTO 9 E M I C PASS THRU CM 0 SER 201019 CLUA 07/16/2039 02/01/2010 45116.21 46,26653 45550.23 (716.30) 4.000 3.962 N/5 N/A 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 38376WA62 USTREAS & AGENCY OBLIGATIONS 0 9 M A GTD 9 E M I C PASS THRU CM 0 SER 201015 CL PD 10/20/2039 02/01/2010 36.690.34 37,89285 37,148.24 (744.61) 4000 3.951 WA N/A 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 3837701019 USTREAS 8 AGENCY OBLIGATIONS 914 M A GTD 4 E M I C PASS THRU CM 05ER 201118 CL PG 08/20/2040 02/01/2011 9,024.28 9,127.01 9005.33 (121.68) 3.000 3.006 N/A N/A 238302001 RC7C 2021 C SEC LIEN BDS RES ACCT 3837783K8 115 TREAS & AGENCY OBLIGATIONS 0 NM A GM R E M I C PASS THRU CM() SER 2010166 CL GP 04/20/2039 12/01/2010 3274564 33.38575 32,68342 (702.33) 3000 3006 N/A N/A 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 3837751L4 US 34EAS 8 AGENCY OBLIGATIONS 01 M A GTD R E M I C PASS THRU C M 0 SER 2011 136 CL GA 05/20/2040 10/00/2011 32,428.05 32,032.83 32,189.38 156.55 2.000 2015 N/A N/A 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 383780390 US TREAS 6 AGENCY OBLIGATIONS 09 M A GTD R E M I C PASS THRU 8 M 0 SER 2011 158 CL CA 10/20/2026 12/01/2011 25,51631 25,918.74 25511.21 (40].53) 3.000 3.001 N/A N/A 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 38278F888 US TREAS B AGENCY OBLIGATIONS G 9 M A GTDR 1 M I C PASS THRU C M 0 SER 2013 5 CLJE 07/20/2042 01/01/2013 100,355.96 98,881.98 94,801.26 (4,080.72) 2.000 2.117 N/A N/A 3020_. SEC 110 717 238302001 RCTC 2021 C S LIEN BDS RES ACCT 383788030 US TREAS & AGENCY OBLIGATIONS G N M A GTO R E M I C PASS THRU C M 0 SER 201296 CL AD 08/20/202] 08/01/2012 42,150.32 42]1] 49 40576.85 (2,140.60) 1.500 1.550 N/A N/A _. . 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 3B3JBJZ0J US 31505 AGENCY OBLIGATIONS G N M A GTD 4 E M I C PASS THRU CM O SER 2013 47 CL EC 12/20/2040 03/01/2013 13,155.06 12,99061 12,980.10 (10.51) 1.500 1.520 N/A N/A 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 383787487 US TREAS & AGENCY OBLIGATIONS 0 N M A GTD 5 E M I 0 PASS THRU CM SER 2013 ]1 CL GA 07/20/2041 05/01/2013 40,530.64 48,593 87 47;963.46 (630.41) 2.500 2.530 N/A N/A 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 383814258 US TREAS 8 AGENCY OBLIGATIONS G N M A GTD R E M I C PASS THRU C M CO' SER 2018153 CL WJ 11/20/2045 11/01/2018 9,740.83 9,795.62 9,692.32 (103.30) 3.000 3.015 N/A N/A 238302001 RCTC 2021 C SEC LIEN 880 RES ACCT 912828861 US TREAS 6 AGENCY OBLIGATIONS US TREASURY NOTE 05/15/2025 05/15/2015 50000.00 5114844 48775.50 (2,372.94) 2125 2178 N/A AAA 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 91282CCG4 US TREA58 AGENCY OBLIGATIONS U S TREASURY NOTE 06/15/2024 06/15/2021 155000.00 147,35899 146,983.40 (375.59) 0.250 0.264 N/A AAA 256350023 RCTC 2013 ABB TOLL BDS 20130&B RSV 3130AFFX0 US TREAS & AGENCY OBLIGATIONS FEDERAL HOME LOAN MS 11/16/2028 11/16/2018 185000.00 205,766.25 185,610.50 (20,155.75) 3.250 3.239 AA+ AAA 256350023 RCTC 2013 ABB TOLL BDS 2013088 RSV 313208511 US TREAS BAGENCY OBLIGATIONS FHLMCPARTN CERT POOL#ZSB063 09/012032 09/01/2018 138,379.25 143,460.03 135,72].90 (7,732.13) 2.500 2549 N/A N/A 256350023 RCTC 2013 A&B TOLL BDS 2013081 RSV 31320EFC5 USTREAS & AGENCY OBLIGATIONS FHLMCPARTN CERT LIMBS POOL #231963 11/01/2030 05/01/2019 270802.39 283.741,67 272481.36 (11.260.31) 3.500 3.478 N/A N/A 256350023 RCTC 2013 ABB TOLL BDS 2013A68 RSV 3132AEFK7 USTREAS 8 AGENCY OBLIGATIONS 1 H L M C PARTN CERT POOL #231970 04/01/2033 05/01/2019 53,168.69 56,467.13 53,227.71 (3,239.42) 3.500 3.496 N/A N/A 256350023 RCTC 2013 ABB TOLL BUS 2013A&B RSV 3134GWND4 US TREAS 8 AGENCY OBLIGATIONS FHLMC 1435 08/12/2025 08/12/2020 300000.00 299.58000 278,39]00 (21,183.00) 0600 0.647 N/A AAA 256350023 RCTC 2013 ABB TOLL BDS 2013A&B RSV 313408061 USTREAS 8 AGENCY OBLIGATIONS FHLMC MT 12(30/2024 06/30/2022 70000.00 70,000.00 9/30/2022 70,111.30 11130 4000 3.994 AA+ AAA 256350023 RCTC 2013 ABB TOLL 605 2013A&B RSV 3138A8589 US TREAS 8 AGENCY OBLIGATIONS F N M A GTD R E M I C PASSTHRU CM 0 SER 2012102 CL BJ 09/25/2027 08/01/2012 2685692 27.16363 25,838.51 (1,325.12) 1.500 1.559 N/A N/A 256350023 RCTC 2013 ABB TOLL 806 2013080 RSV 3136ABNZ2 US TREAS B AGENCY OBLIGATIONS F N M A GTD R E M C PASS THRU C M O SER 2012148 CL MC 11/25/2042 12/01/2012 29,306.62 29,]58.25 28325.]0 (932.55) 2.000 2033 N/A N/A _ -_- 0 30 3 D - __-_ 256350023 RCTC 2013 083 TOLL BDS 2013460 RSV 313608714 US TREAS & AGENCY OBLIGATIONS FNMA GTD R E M I 0 PASS THRU C M 0 SER 2013 86 CL 2A 03/25/2023 04/01 /2013 21358.16 21,122 99 21,24168 108.]4 VAR 2.670 N/A N/A 256350023 9078 2013 A&B TOLL BDS 2013A88 RSV 3136AOFF1 US TREAS &AGENCY OBLIGATIONS 1 N M A GTDR E M I C PASS THRU C M 0 SER 2013 36 CL KC 04/25/2023 03/01/2013 9032.65 8,902.81 .8983.87 81.06 1.500 1.508 N/A N/A 8IOLL 0003__ 5 -_ 55 31,012 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 31364E184 US TREAS B AGENCY OBLIGATIONS FNMA GTD R E M I C PASS THRU CM O SER 2013 70 CL 00 07/25/2028 06/01/2013 .75 31,41189 30028.41 (1,385 48) 1 750 1.807 N/A N/A 256350023 RCTC 2013 A8,8 TOLL BDS 2013068 RSV 3136080E0 US TREAS & AGENCY OBLIGATIONS 1 N M A GTDR E M I C PASS THRU C M 0 SER 2013 M14 CL APT 04/25/2023 11/01/2013 9,305.28 9,334.63 9,232.88 (101.75) VAR 2.633 N/A N/A 256350023 RCTC 2013 A&B TOLL EMS 2013468 RSV 3136011E2 USTREAS & AGENCY OBLIGATIONS 1 N M A GTD R E 8I C PA53 THRU C M 0 SER 2014 M13 CL A2 08/25/2024 11/01/2014 18833.79 18,778.62 18,702.33 (76.29) 3_021 3.042 N/A N/A _ . - _ - - 256350023 RCTC 2013 40101.11305 20138&B RSV 31 3 60 0817 US TREAS & AGENCY OBLIGATIONS FNMA GTD R E M I C PASS THRU C M 0 SER 2015 M13 CL A2 06/25/2025 10/01/2015 186,493.10 184.278.50 183,050.46 (1,228.06) 2.800 2.758 N/A N/A _3 8 OLL 6ARTE 033 5 /1 THRU -__ 256350023 RCTC 2013 088 TOLL BDS 2013081 RSV 3136ARTE8 USTREAS &AGENCY OBLIGATIONS F N M A GTD R E M C PA5S THRU CM 0 SER 2016 83 CL 42 02/25/2026 03/01/2016 140,96340 139,26] 44 137,99471 (1,27273) 2.]02 27601.1 760 N/A N/A 256350023 RCTC 2013 A80 T0 BDS 2013A8B RSV 313781850 US TREAS 8 AGENCY OBLIGATIONS 1418 C MULTICIASS 500 PARTS C M 0 SER 4026 CL A2 '11/25/2022 05/01/2013 332,635.93 335,291.51 332303.29 (2,988.22) 2.510 2513 N/A N/A 256350023 RCTC 2013 ABB TOLL BDS 20130&B RSV 313761075 US TREAS & AGENCY OBLIGATIONS F H L 8 C MULTICLA55 MTG PARTN C M 0 SER K 501 CL A2 01/25/2023 05/07/2013 130.549.36 13093318 130,106.80 (2,82638) 2.522 2.531 N/A N/A _.. 3 33 _.. 3 3 3 H[ -0000_ ._ . 256350023 RCTC 2013 A8B TOLL BDS 2013A8B RSV 313761110 5 US TREAS B AGENCY OBLIGATIONS F LM C MULTICLASS MTG PARTN CM O SER 4027 CL A2 01/252023 05/01/2013 239,000.92 247,401.57 238,659.15 (6,742.62) 2.fi37 21,41 N/A N/A 0338 256350023 RCTC 2013 460 TOLL BDS 2013A&B RSV 3137E13612 USTREAS 8 AGENCY OBLIGATIONS FHLMC MULTICLASS MTG PARTN C M 0 SER 4029 CL A2 02/25/2023 0]/01/2013 38273.90 30445.01 38254.00 (191.01) 3.320 3.314 N/A N/A 256350023 RCTC 2013566 TOLL BDS 2013469 RSV 3137B3NW4 USTREAS &AGENCY OBLIGATIONS 1 H 1 M C MULTICLASS MIS PARTN C M 0SER 6031 CL Al 09/25/2022 08/01/2013 3,236.13 3,24460 3235.29 (9.31) 2.778 2779 N/A AAA 003 . 0003. 256350023 RCTC 2013 ABB TOLL BUS 2013A&B RSV 313778-066546 0 USTREAS & AGENCY OBLIGATIONS 1 L M C MULTICLASS MTG PARTN C M 0 SER 4257 CL EK 10/15/2028 10/01/2013 669610 6,620.]8 6,631.01 10.23 2.500 2.525 N/A N/A 256350023 RCTC 2013 An TOLL BDS 20130&8 RSV 313]BJQ71 USTREAS & AGENCY OBLIGATIONS F H LM C MULTICLASS MTG PARTN CM 0 SER KPLB CL 05/25/2025 06/01/2015 175000.00 188,024.41 172,161.50 (15,06291) 2.770 2816 N/A N/A 256350023 RCTC 2013 ABB TOLL BDS 2013A&B RSV 31378L402 US TREAS & AGENCY OBLIGATIONS 1 H 1 NI 0 MULTICLASS MTG PARTN C M 0 SER K048 CL A2 06/25/2025 09/01/2015 37,000.00 40315,63 36,808.71 14.006.92) VAR 3.301 N/A N/A 256350023 RCTC 2013 ABB TOLL 805 2013464 RSV 813781W87 US TREAS B AGENCY OBLIGATIONS F H L M C MULTICLASS MIS PARTN 0 M O SER KO50 CL AI 01/25/2025 11(01/2015 147325.57 14502:3811 15673o 16609835 (6,213.35) 2.802 2826 N/A N/A 883TO -00851 OBLIGATIONS O_ 256350023 RCTC 20130&B TOLL BDS 2013860 RSV 3137BYP07 USTREAS& AGENCY OBLIGATIONS F H L M C MULTICLASS MTG PARTN CM 0 SER 4726 CL A2 04/25/2024 06/01/2017 331,478.52 338,55549 328]27.25 (9,820.24) 2905 0446 AAA N/A 256350023 RCTC 2013086 TOLL BDS 2013088 RSV 3137F4006 US TREAS 8 AGENCY OBLIGATIONS 1 H 1 M 0 MULTICLASS MTG PARTN CMOSER K8X18101 09/25/2024 03/01/2018 39,902.92 41,837.66 39,57292 (2,264.74) 2.920 0.533 N/A N/A 256350023 RCTC 2013 A&B TOLL BDS 2013086 RSV 3137FCM35 US TREAS & AGENCY OBLIGATIONS FHLMC MULTICLASS MTG PARTN C M 0 SER K729 CL Al 02/25/2024 12/01/2017 28,550.26 28,71566 28471.18 (244.48) 2951 2.959 N/A AAA 256350023 RCTC 2013 ABB TOLL BDS 2013A&B RSV 3137FYUR5. US TREAS 8 AGENCY OBLIGATIONS 1 H 1 M C MULTICLASS MTG PARTN CMOSER0015CLA 0826/2024 05/07/2021 119398.09 119,42282 119,579.58 15676 VAR 0.500 N/A N/A 256350023 RCTC 2013 A&B TOLL BDS 2013460 RSV 3138EKXL4 US TREA5 & AGENCY OBLIGATIONS 1 N M A PARTN CERT POOL #013382 03/01/2023 03/01/2013 85,978.07 85,968.84 8596689 (4.10) 2355 2.388 N/A N/A 256350023 RCTC 2013 A&B TOLL 8052013488 RSV 3138E61004 USTREAS &AGENCY OBLIGATIONS FN M A PARTN CERT 80016315851 10/01/2029 09/01/2014 18409.89 19,343.39 18,439.90 (903.69) 3.500 3.494 N/A N/A 33 3 3 _. . 6S 18 256350023 RCTC 2013 A&B TOLL Bs DDSs RSV 3138EpRJ3 US TREASflAGENCY OBLIGATIONS FNMAPARTN CERT POOL #017688 11/01/2030 11/01/2015 39,821.08 41,86877 30790.82 (2077.95) 3500 1503 256350023 827220130&B T0LLBDS 2013A:Bs RSV 3138685P4 0S 37REASBAGENCY OBLIGATIONS 1E '1,1"M A PARTN CERT P001#018561 06/01/2031 05/01/2016 50802.02 61,379.10 58361.05 (3,018.05) 3.500 3.478 N/A N/A 256350023 RCTC 2013 ABB TOLL 9062013088 RSV 313810143 USTREAS & AGENCY OBLIGATIONS FN M A PARTN CERT POOL 07/01/2026 06/01/2016 44139.82 4110874 42,926.86 (181.88) 2550 2.622 N/A N/A 6.3 256350023 RCTC 2013 A&B TOLL BDS 20130&B RSV 3138WEMJ5 US TREAS B AGENCY OBLIGATIONS FN M A PARTN CERT POOL #AS48fi0 05/01/2030 04/01/2015 64023.49 66,324.37 62,798.08 (3,526.30) 2.500 2549 N/A N/A 256350023 RCTC 2013 460 TOLL BUS 2013A&B RSV 314015532 007/1436 AGENCY OBLIGATIONS FN M A PARTN CERT POOL #8,41757 04/01/2023 09/01/2017 37341.96 3733029 37328.14 (215) 2.493 2.427 N/A N/A 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 314018ME0 USTREAS 8 AGENCY OBLIGATIONS 1 N M A PARTS CERT UMBS POOL #BM3956 12/01/2032 05/01/2018 45,372.97 47,663.44 45,186.94 (2476.49) 3.000 3812 N/A N/A 256350023 RCTC 2013 ABB TOLL BDS 2013A&B RSV 314014097 US TREAS 8 AGENCY OBLIGATIONS FNMAPARTN CERT POOL #1,46007 06/01/2049 05/31/2019 2239989 23,12415 22,398.32 (725.83) VAR 2.596 N/A N/A 256350023 RCTC 2013 ABB TOLL BDS 20130&B RSV 3148898K8 US TREAS 8 AGENCY OBLIGATIONS FNMAPARTN CERT POOL #FM6017 02/01/2035 02/01/2021 138,083.49 14576735. 13],303.32 (6,464.03) 3.000 3.017 N/A N/A 256350023 RCTC 2013 ABB TOLL BDS 2013460 RSV 314180084 US TREAS 8 AGENCY OBLIGATIONS F N M A PARTN CERT POOL #402803 11/01/2031 10/01/2016 145.478.03 151.192.90 142687.76 (8,505.14) 2500 2.549 N/A N/A 256350023 RCTC 2013188 TOLL BDS 2013088 RSV 3141850E3 US TREAS & AGENCY OBLIGATIONS F N M A PARTN CERT UMBS POOL #M44309 03/01/2031 03/01/2021 203,033.67 208,741.15 195,03211 (13,711.10) 2.000 2082 N/A N/A 6 302 POOL 256350023 RCTC 2013 ABB TOLL BD52013A8B RSV 36176X088 USTREAS&AGENCY OBLIGATIONS GNMAPARTN CERT POOL#779250 05/15/2027 05/01/2012 25,672.27 26,39574 25475.11 (920.63) 3.000 3.023 N/A N/A 256350023 RCTC 2013 ma TOLL BDS 2013A&B RSV 36179M682 USTREAS &AGENCY OBLIGATIONS G N M A I I PARTN CERT POOL#MA0138 06/20/2027 06/01/2012 45309.20 45,346.97 44,227.22 (1.118.75) 2.500 2.561 N/A N/5 880 5NM _._. 256350023 RCTC 20130821111 D52013A8BRSV 36179,4024 US TREAS & AGENCY OBLIGATIONS G N M A I I PASS THRU CERT POOL #,400601 12/20/2027 12/01/2012 27,880.99 28,48225 27,214.08 (1,268.1]) 2500 2.561 N/A N/A 256350023 RCTC 2013A8BTOLLBDS 2013468 MOV 36179,435 US TREA58AGENCV00LIGATIONS GNMA II PASS THRU CERT POOL#,400756 0220/2028 02/01/2013 37,939.04 36,769:77 3],030.]8 (1,]3899) 2.500 2.561 N/A N/A 256350023 RCTC 2013 460 TOLL EMS 2013160 RSV 36179NAJ7 US TREAS & AGENCY OBLIGATIONS G N M A II PASS THRU CERT POOL #400909 04/20/2028 04/01/2013 19,514.52 20,089.37 19178.28 (911.09) 3.000 3.053 N/A N/A 256350023 RCTC 20135&6 TOLL BUS 2013488 RSV 361795KP2 USTREAS &AGENCY OBLIGATIONS G N M A II PARTN CERT POOL#MA1202 08/20/2028 08/01/2013 61,599.67 68104.58 60,12293 (2,984.75) 2.500 2561 N/A N/A 2003 300 O.L I 033 3 256350023 ROTC 2013 ABB TOLL BDS 2013460 RSV 362021288 US TREAS &AGENCY OBLIGATIONS G N M A 11 PA5S THRU CERT POOL #005276 01/20/2027 01/01/2012 5635492 56,883.89 55,382.80 (150053) 3.000 3853 N/A N/A 33 3 3 . 256350023 RCTC 2013 A&BTOLL BD52013A8B RSV 36202E387 US TREAS 8AGENCY OBLIGATIONS G N M A II PASS THRU CERT POOL#005300 02/20/2027 02/01/2012 30,300.61 31.007,98 29,777.62 (1,230,36) 3.000 3.053 N/A N/A 256350023 RCTC A&B TOLL BDS 2013A&B RSV 383761521 USTREAS & AGENCY OBLIGATIONS 0 N M A GM E M I (3450 THRU CM OSER 20104CL PO 01/16/2039 01/01/2010 36662.00 9,72252 36,436.16 26,]02.52 3.000 3.019 N/A N/A 3000 __ 256350023 RCTC 2013 A&B TOLL BDS 2013088 RSV 383767779 US TREAS & AGENCY OBLIGATIONS G 9 M A GTD R E M I C PASS THRU C M O SER 2010 6 CL AB 11/20/2039 01/01/2010 14,767.98 14,9]1.34 14705.51 (265.83) 3.000 3.013 N/A N/A __- 9 31 18 256350023 RCTC 2013 A&B TOLL BUS 2013A&B RSV 383770389 USTREAS & AGENCY OBLIGATIONS G N M A GTO R E M I C PASS THRU CM 0 SER 2011 18 CL PG 08/20/2040 02/01/2011 8363.95 8.44].12 8.346.39 (100.73) 3.000 3.006 N/A N/A 256350023 RCTC 2013 086 TOLL BDS 2013468 RSV 3837748K8 US TREAS 8 AGENCY OBLIGATIONS 5 N M A GTD R E M I 0 PASS THRU CM 0 SER 2010166 CL GP 04/20/2039 12/01/2010 26,494.10 13,09458 26,443.76 13,34920 3.000 3.006 N/A N/A 255350023 R0T0 2013 ABB TOLL BUS 2013A8B RSV 383771114 US TREAS & AGENCY OBLIGATIONS 0 N M A GTD R E M I 0 PASS THRU CM O SER 2011 136 01 54 05/20/2040 10/01/2011 1634376 16,17351 16,22347 55.15 2.000 2.015 N/A N/A 256350023 RCTC 2013 ABB TOLL BDS 20130&8 RSV 383784390 US TREAS 8 AGENCY OBLIGATIONS G 9 M A GTDR E M I C PASS THRU CM 0S88201115881 CA 10/20/2026 12/01/2011 23,465.89 23,741.87 23461.20 (280.67) 3.000 3.001 N/A N/A 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 383788400 US TREAS & AGENCY OBLIGATIONS 0 N M A GTD R E M I C PASS THRU C M 0 SER 2012 96 CL AD 08/20/2027 08/01/2012 35.473.0] 35.83944 34148.86 (1,690.58) 1.500 1.558 N/A N/A 256350023 8030 2013 ABB TOLL 1306 2013480 RSV 383781257 US TREAS 8 AGENCY OBLIGATIONS 5 N M A GTDR 1 M I C PASS THRU C M 0 SER 2013 47 CL EC 12/20/2040. 03/00/2013 12381.23 12226.46 12,216.56 (9.90) 1.500 1.520 N/A N/A K65 __.438 BON 5N 256350023 RCTC 2013086 TOLL BUS 2013A&B RSV 38378KRS0 USTREAS&AGENCY OBLIGATIONS GNMAGTD REMICPASS THRU CMOSER 2013 ]B CL AG 07/16/2043 05/01/2013 21,149.8] 20,41954 21,053.22 633.68 2.388 2.400 N/A N/A 256350223 8076 2013 A88 TOLL BDS 2013A&8 RSV 38378K514 US TOMS &AGENCY OBLIGATIONS G N M A GTD R E M I C PASS THRU C M 0 SER 2013 74 CL AL 12/16/2046 05/012013 391,840.88 178,331.]4 378545.72 200213.98 VAR 2.696 N/A N/5 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 38371KXW4 US TREAS & AGENCY OBLIGATIONS 59 M A GTD R E M I 0 PASS THRU CM0SER 2013105 CLA 02/16/2037 07/01/2013 28,036.90 020 27752.05 27,751.85 1 705 1.723 N/A N/A 256350023 RCTC 2013889 TOLL BDS 2013A&B RSV 383783587 03350406 AGENCY OBLIGATIONS 09 M A GT5 R E M 12 PASS THRU CMOSER201371 CLGA 07/20/2041 05/01/2013 44,804.84 016 44,273.90 44273.74 2.500 2.530 N/A N/A 256350023 RCTC 2013 460 TOLL EMS 2013A&B RSV 383781045 USTREAS & AGENCY OBLIGATIONS 5 N M A GTD 5 E M I C PASS THRU C M 0 SER 2013116 CL MA 12/16/2041 08/01/2013 46,812.63 45,12299 46181.13 1,058.14 2250 2.281 N/A N/A __ . 5 - S _ - --- 2 -SO - 55 _. - 76 256350023 RCTC 2013 A&O TOLL 20130&B RSV 383]9KDN5 USTREAS &AGENCY OBLIGATIONS GN MAGTD REMICPASS THRU CMOSER 201529 CL AD 09/16/2055 02/01/2015 3970].53 38,69325 37,181.43 (1,511.82) VAR 2.675 N/A 5/5 03. 433 . R 3._. 81.1 _.. 480 0 _._ 14_21. 0016 _07775. 4333. 256350023 RCTC 2013 A&B TOLL BDS 2013088 RSV 383800234 USTREAS&AGENCY OBLIGATIONS GNMAGTDREMICPA55 THRU CMOSER 201614]81 DA 04/20/2046 10/01/2016 4468569 45,07]75 43,332.61 (176514) 3.000 3.094 N/A N/A 256350023 RCTC 2013 A&O TOLL BDS 2013A&B RSV 383814258 USTREAS & AGENCY 08L104710NS G N M A GT5 R E M IC PASS THRU 0 M 0 5E 2018 153 01 WJ 11/20/2045 11/01/2018 19,481.65 19,586.74 19384.63 (202.11) 3.000 3.015 N/A N/A 256350023 RCTC 2013 ABB TOLL 906 20130&B RSV 912828038 USTREAS & AGENCY OBLIGATIONS US TREASURY NOTE 11/15/2024 11/17/2014 760,000.00 770,12732 747118.00 (23.009.32) 2.250 2289 N/A AAA __- 3 3 33 3 3 3 3 . 0 3 3 3.. 03 , 256350023 RCTC 2013 48.8 TOLL BDS 2013088 RSV 912828ZF0 US TREAS BAGENCY OBLIGATIONS USTREASURY NOTE 03/312025 03/37/2020 365,000.00 362,889.84 340,647.20 (22,262.64) 0.500 0.536 N/A AAA 256350023 RCTC 2013 460 TOLL BUS 2013A&B RSV 9128204E1 US TREAS & AGENCY OBLIGATIONS U S TREASURY NOTE 08/15/2030 08/15/2020 90,000.00 87.148.83 74.61540 (12533.43) 0625 0.754 N/A AAA 256350023 RCTC 2013 A&B TOLL 605 2013464 RSV 91282CAM3 USTREAS & AGENCY OBLIGATIONS US TREASURY NOTE 09/30/2025 09/30/2020 970,000.00 957,882.03 886221.10 (71,660.93) 0.250 0.274 N/A AAA 20 1 3 . 3 0 3 3. ST 255350023 RCTC 2013 ABB TOLL BDS 2013081 RSV 91282CAP6 US TREAS & AGENCY OBLIGATIONS USTREASURY NOTE 10/15/2023 10/15/2020 525,000.00 614,809.57 602,537.50 (12,272.07) 0.125 0130 N/A AAA _- 84 256350023 RCTC 2013086 TOLL BUS 20130&B RSV 912828808 USTREAS &AGENCY OBLIGATIONS 3518040080 NOTE 12/15/2023 12/15/2020 180,000.00 1]9,444.53 172715.40 (6,]29.13) 0.125 0.130 N/A AAA 256350023 RCTC 2013 ABB TOLL BDS 2013A&B RSV 912820004 US TREAS & AGENCY OBLIGATIONS U 5 TREASURY NOTE 06/15/2024 06/15/2021 1,000000.00 95187500 948280.00 (3595.00) 5250 0.264 N/A AAA 256350023 RCTC 2013 ABB TOLL BDS 20130&1 RSV 912828802 US TREAS BAGENCY OBLIGATIONS USTREASURY NOTE 07/31/2023 0]/31/2021 1,385.000.00 1385,206.45 1388,116.25 2,79618 VAR 0.020 N/A AAA 256350023 RCTC 2013 AU TOLL BOS 2013088 RSV 9128200E8 US TREAS & AGENCY OBLIGATIONS USTREASURY NOTE 10/31/2023 11/01/2021 1 900 000.00 190239278 1 904 655.00 2080.8] VAR 0.324 N/A AAA 56,170.322.58 55.402,766.10 (765,465.63) 47 Page 5 of 109 RIVERSIDE COUNTY TRANSPORTATION COMMISSION 91 CIP STAMP Portfolio by Account for quarter ended June 30, 2022 ATTACHMENT 3 226122002 ROTC 2021 SER B SR BDS RES ACCT 226122002 RCTC 2021 SER BSR BDS RES ACCT 226122002 RCTC 2021 SERB SR BDS RES ACCT 226122002 RCTC 2021 SER 8 SR BDS RES ACCT 226122002 RCTC 2021 SER B SR BDS RES ACCT 226122002 226122002 226122002 226122002 RCTC 2021 SERB SR BDS RES ACCT 226122002 RCTC 2021 SER B SR BDS RES ACCT 226122002 RCTC 2021 SER BSR BDS RES ACCT 226122002 RCTC 2021 SER SR 605 RES ACCT 226122002 RCTC 2021 SERB SR BDS RES ACCT 14042WAC4 CORPORATE OBLIGATIONS 226122002 RCTC 2021 SER B SR BDS RES ACCT 14043MAC5 CORPORATE OBLIGATIONS 226122002 RCTC 2021 SERB SR BDS RES ACCT 143140468 CORPORATE OBLIGATIONS 226122002 RCTC 2021 SER SR BDS RES ACCT 14315NAC4 CORPORATE OBLIGATIONS 226122002 RCTC 2021 SERB SR BDS RES ACCT 14315PAD7 CORPORATE OBLIGATIONS 226122002 RCTC 2021 SER B SR BDS RES ACCT 14316LAC7 CORPORATE OBLIGATIONS 226122002 RCTC 2021 SER B SR BDS RES ACCT 14316NAC3 CORPORATE OBLIGATIONS 226122002 RCTC 2021 SERB SR BDS RES ACCT 143176440 CORPORATE OBLIGATIONS 226122002 RCTC 2021 SERB SR BDS RES ACCT 143078067 CORPORATE OBLIGATIONS 226122002 RCTC 2021 SER B SR BDS RES ACCT 14913025] CORPORATE OBLIGATIONS 226122002 RCTC 2021 SER B SR BDS RES ACCT 172967008 CORPORATE OBLIGATIONS 226122002 RCTC 2021 SER B SR 606 RES ACCT 17305E001 CORPORATE OBLIGATIONS 226122002 RCTC 2021 SERB SR BDS RES ACCT 254683007 CORPORATE OBLIGATIONS 226122002 RCTC 2021 SER B SR BDS RES ACCT 254683CE3 CORPORATE OBLIGATIONS 226122002 RCTC 2021 SERB SR BDS RES ACCT 3452850U3 CORPORATE OBLIGATIONS 226122002 RCTC 2021 SER SR 606 RES ACCT 345280,163 CORPORATE OBLIGATIONS 226122002 RCTC 2021 SERB SR BDS RES ACCT 226122002 RCTC 2021 SER BSR BDS RES ACCT 226122002 RCTC 2021 SERB SR BDS RES ACCT 226122002 RCTC 2021 SERB SR 609 RES ACCT 226122002 RCTC 2021 SERB SR BDS RES ACCT 226122002 RCTC 2021 SER BSR BDS RES ACCT 226122002 RCTC 2021 SER BSR BDS RES ACCT 226122002 RCTC 2021 SER 8 SR BDS RES ACCT 226122002 RCTC 2021 SERB SR BDS RES ACCT 226122002 RCTC 2021 SER BSR BDS RES ACCT 226122002 RCTC 2021 SERB SR BDS RES ACCT 226122002 RCTC 2021 SERB SR BDS RES ACCT 226122002 RCTC 2021 SERB SR BDS RES ACCT 617468056 CORPORATE OBLIGATIONS 226122002 RCTC 2021 SER B SR BDS RES ACCT 63743291_5 CORPORATE OBLIGATIONS 226122002 RCTC 2021 SERB SR BDS RES ACCT 654796401 CORPORATE OBLIGATIONS 226122002 RCTC 2021 SER SR 609 RES ACCT 654790445 CORPORATE OBLIGATIONS 226122002 RCTC 2021 SER :6 SR BDS RES ACCT 226122002 RCTC 2021 SER SR BDS RES ACCT 226122002 RCTC 2021 SERBSR BDS RES ACCT 226122002 RCTC 2021 SER BSR BDS RES ACCT 226122002 RCTC 2021 SERB SR BDS RES ACCT 226122002 RCTC 2021 SER BSR BDS RES ACCT 226122002 RCTC 2021 SER BSR BDS RES ACCT 226122002 RCTC 2021 SER SR BDS RES ACCT 226122002 RCTC 2021 SERB SR BDS RES ACCT 226122002 RCTC 2021 SER SR BDS RES ACCT 226122002 RCTC 2021 SERB SR BDS RES ACCT 226122002 RCTC 2021 SER SR 609 RES ACCT 226122002 RCTC 2021 SERB SR BDS RES ACCT 226122002 RCTC 2021 SER BSR BDS RES ACCT 226122002 RCTC 2021 SERB SR BDS RES ACCT 226122002 RCTC 2021 SER SR BDS RES ACCT 226122002 RCTC 2021 SER :6 SR BDS RES ACCT 891147266 FOREIGN OBLIGATIONS 226122002 RCTC 2021 SER B SR BDS RES ACCT 2352410W3 MUNICIPAL OBLIGATIONS 226122002 RCTC 2021 SERB SR BDS RESACCT 346604LK5 MUNICIPAL OBLIGATIONS 226122002 RCTC 2021 SER B SR BDS RES ACCT 575625AT5 MUNICIPAL OBLIGATIONS 226122002 RCTC 2021 SER :6 SR BDS RESACCT 649665]03 MUNICIPAL OBLIGATIONS 226122002 RCTC 2021 SER B SR BDS RES ACCT 679082843 MUNICIPAL OBLIGATIONS 226122002 RCTC 2021 SERB SR BDS RES ACCT 73356W403 MUNICIPAL OBLIGATIONS 226122002 RCTC 2021 SER 8 SR BDS RES ACCT 7972726J2 MUNICIPAL OBLIGATIONS 226122002 RCTC 2021 SERB SR BDS RES ACCT 797390266 MUNICIPAL OBLIGATIONS RCTC 2021 SER SR BDS RES ACCT RCTC 2021 SERB SR BDS RES ACCT RCTC 2021 SER SR 609 RES ACCT 31846V203 CASH EQUIVALENTS 02582JHL7 CORPORATE OBLIGATIONS 02582],152 CORPORATE OBLIGATIONS 02588NAA3 CORPORATE OBLIGATIONS 02568NAB1 CORPORATE OBLIGATIONS 055228061 CORPORATE OBLIGATIONS 0605130E1 CORPORATE OBLIGATIONS 12596]407 CORPORATE OBLIGATIONS 140416E59 CORPORATE OBLIGATIONS 14041 NF55 CORPORATE OBLIGATIONS 140413000 CORPORATE OBLIGATIONS 140416E29 CORPORATE OBLIGATIONS FIRST AMERICAN GOVERNMENT OBLIG FD CL 7 1,401,39956 1,401,39956 1,401.399.56 - 0.991 AMERICAN EXPRESS CREDIT ACCOUNT ABSSER20177 CLA 05/15/2025 10/30/2017 500,00000 501,582.03 500,050.00 (1,532.03) 2.350 2350 AAA N/A 5 AMERICAN EXPRESS CREDIT ACCOUNT ABSSER 20183 CLA 10/15/2025 03/21/2018 500.00000 501,328.13 500.050.00 (1,278.13) VAR 1.198 Wk AAA AMERICAN EXPRESS CREDIT ACCOUNT A BSSER20175 CLA 02/18/2025 07/31/2017 300,00000 300,15234 299,922.00 (230.34) VAR 1.255 N/A AAA AMERICAN EXPRESS CREDIT ACCOUNT ABS SER 20175 CL B 02/18/2025 07/31/2017 361,000.00 361,479.45 360,963.90 (515.55) VAR 1.455 N/A AA2 BANK OF AMERICA CREDIT CARD A BS SER 2019 Al CL Al 01/15/2025 09/13/2019 280,00000 280404.69 279,97200 (432.69) 1.740 1.740 N/A AAA BANK OF AMERICA CORP MEDIUM TERM NOTE 04/01/2024 04/01/2014 500,00000 508285.00 503,43000 (4,855.00) 4.000 3973 A- A? CNH EQUIPMENT TRUST AB SSER 2019 A CL A3 04/15/2024 02/06/2019 29.71333 29,91528 29,741.85 (173.43) 3.010 3007 AAA AAA CAPITAL ONE MULTI ASSET EXECUTION A 89 SER 201746 CL 06 07/15/2025 10/10/2017 236.00000 236,709.84. 236.125.08 (584.76) 2.290 2.289 AAA N/A CAPITAL ONE MULTI ASSET EXECUTION ABSSER 2018 A2 CL A2 03/16/2026 05/16/2018 350,00000 350,533.20 349,96500 (568.20) VAR 1225 AAA N/R CAPITAL ONE MULTI ASSET ABS SER 2019 A2 CL A2 08/15/2024 09/05/2019 375,000.00 375.320.31 375,018.75 (301 56) 1.720 1,720 AAA N/A CAPITAL ONE MULTI ASSET A B S SER 2022 Al CL Al 03/15/2027 03/30/2022 150000.00 146,015.63 147,372.00 1,356.37 2.800 2850 AAA N/A CAPITAL ONE PRIME AUTO A 85SER 20191 CL A3 11/15/2023 05/30/2019 4615160 46,306.54. 46,169.14 (137.41) 2.510 2.509 AAA AAA 04/7(4L ONE PRIME AUTO A B 5 SER 20201 CL A3 11/15/2024 02/19/2020 114,83453 11436801 114,013.46 (354.55) 1.600 1.612 AAA N/A CARMAX AUTO OWN. A B 5 SER 2021 2 CLA3 02/17/2026 04/21/2021 250,00000 246,103.52 242,435.00 (3,668.52) VAR 0536 AAA N/A CARMAX AUTO OWNER TRUST AB SSER 20191 CL A3 03/15/2024 01/23/2019 63,96139 64,451.10 64,040.06 (411.04) 0050 3046 AAA N/A CARMAX AUTO OWNER TRUST A 855ER 20193 CL A3 08/15/2024 07/30/2019 255,154.32. 256,559.66 254,21025 (2,349.41) 2.150 2.188 AAA N/A CARMAX AUTO OWNER TRUST ABSSER 20192 CLA3 03/15/2024 04/17/2019 134,08655 135621.21 134,177]3 (1.44348) 2680 2678 AAA N/A CARMAX AUTO OWNER TR ABSSER 20211 CLA3 12/15/2025 01/2]/2021 399.000.00 384,QB9.0] 385148.60 (3,940.4]) VAR 0349 AAA N/A CARMAX AUTO OWNER TR 20221 A B S SER 20221 CL Al 02/15/2023 01/26/2022 11014.13 11014.13 11,00576 (837) VAR 0313 N/A N/A CARMAX AUTO OWNER TRUST 4B55E6202220L42A 05/15/2025 04/28/2022 320000.00 319.975.49 317,948.80 (2,026.69) 2.810 2.828 AAA AAA CATERPILLAR FIN* SERVICE MEDIUM TERM NOTE 12/07/2023 12/07/2018 450,00000 456,489.00 452,542.50 (3,946.50) 3650 3.629 A A2 CITIGROUP INC 09/01/2023 08/26/2016 50000000 504.058.00 9/1/2022 499,470.00 (4,588.00) VAR 1955 BBB+ A3 CITIBANK CREDIT CARD ISSUANCE TRUST ABSSER 2018 A3 CLA3 05/23/2025 05/29/2018 300,00000 305398.44 300219.00 (5.179.44) 0290 3.288 AAA AAA DISCOVER CARD EXECUTION NOTE TRUST ABS SER 2017 A7 CL A7 04/15/2025 10/10/2017 350,000.00 350,437.50 350,136.50 (301.00) VAR 1234 AAA AAA DISCOVER CARD EXECUTION NOTE TRUST A BS SER 201802 CL 02 08/15/2025 03/14/2018 35000000 350410.16 35817500 (235.16) VAR 1204 AAA AAA FORD CREDIT FLOORPLAN MASTER OWNER ABS SER 20173 CLA 09/15/2024 10/11/2017 200,00000 200,523.44 199,996.00 (527.44) 2.480 2.480 AAA N/A FORD CREDIT FLOORPLAN MASTER ABSSER 20193 CLA2 09/15/2024 09/20/2019 500,000.00 500,390.62 500,195.00 (195.62) VAR 1.474 AAA AAA FORD CREDIT AUTO OWNER TRUST A BSSER 2019 CLA3 03/15/2024 11/2212019 280,740.81 282,407.72 280,241.09 (2,166.63) 1.870 1873 AAA AAA FORD CREDIT AUTO LS TR ABSSER 202013 CLA3 08/15/2023 07/24/2020 35,966.64 35,961.02 35,927.44 (33.58) 0.620 0.621 AAA AAA FORD CREDIT AUTO LS TR *80906202080(8 11/15/2023 07/24/2020 411,00000 410341.76 407,514.72 (2,827.04) 1.000 1009 AA AAA GM FIN AUTO LEASE TR ABSSER 20202CLA 3 07/20/2023 06/17/2020 74,665.90 74,73007 74.544.94 (185.13) VAR 0801 AAA AAA GM FIN AUTO LSNG TR *8050620221 CLA1 02/21/2023 02/23/2022 66,50853 66,508.53 66,429.38 (79.15) 0.570 0.571 N/A N/A GM FIN CONS AUTO RFC TR AB SSER20213 CLA2 08/16/2024 07/21/2021 279,55685 278879.79 277,13030 (1,749.49) 0.210 0.212 AAA N/A GOLDMAN SACHS GROUP INC 03/08/2024 03/08/2021 455,00000 45539995 3/8/2023 447,615.35 (7,784.60) VAR 1020 BBB+ *0 HONDA AUTO RECEIVABLES ABSSER 20201 CL A3 04/22/2024 02/26/2020 128,010.76 127,615.73 127208.13 (407.60) 1.610 1.620 N/A AAA HONDA AUTO RECEIVABLES AB S SER 20191 CL A4. 06/18/2024 02/27/2019 253,979.15. 254,395.84 254.04010 (355.74) 2.900 2899 AAA N/A IBM CORP 02/12/2024 02/12/2014 50000000 508175.00 50106000 (7,115 00) 3.625 3.617 A' A3 JPMORGAN CHASE CO 03/16/2024 03/16/2021 455,00000 4568]9.15 3/16/2023 449,5]1.85 (/,307.30) VAR 0637 JOHN DEERE OWNER TRUST AB SSER 2019 B 0(43 12/15/2023 07/24/2019 193,22661 194,43427 193,141.59 (129268) 2.210 2.211 N/A AAA MORGAN STANLEY MEDIUM TERM NOTE 04/29/2024 04/28/2014 500,000.00 505350.00 500,635.00 (4,71500) 3.875 3.870 Al NATIONAL RURAL UTIL COOP 02/07/2024 02/07/2017 500,00000 501,670.00 12/7/2023 494,79500 (6,87500) 2.950 2981 A. Al NISSAN AUTO RECEIVABLE OWNER ABS SER 20196. CL A3 11/15/2023 05/28/2019 59,450.96 59,979.74 59,505.06 (474.69) 2.500 2498 N/A AAA NISSAN AT REC OWNR TR ABS SER 2022A CL Al 03/15/2023 02/23/2022 121,53799 121,537.99 121,37270 (165.29) NA 0.497 N/A N/A SANTANDER DRIVE AUTO TR 20203 ABS SER 20203 MC 12/15/2025 09/23/2020 350,000.00 349,494.14. 347,322.50 (2.171.64) 1.120 1,129 N/A AAA SIMON PPTY GROUP L P 01/11/2024 01/11/2022 140,00000 140000.00 1/11/2023 138.048.40 (1,951.60) VAR 0543 A3 SOUTHERN CA EDISON CO 1M GLBL 2021C 24 04/01/2024 04/01/2021 450,000.00 450,958.50 4/1/2023 445,185.00 (5,773.50) VAR 1.544 A- *3 SUNTRUST BANK 04/01/2024 03/18/2019 500000.00 503,10000 3/1/2024 497,650.00 (5,450.00) 0200 3.215 A A2 SUNCHRONV CREDIT CARO MASTER NOTE A B S SER 20172 CLA 10/15/2025 11/02/2017 60,000.00 60206 25 65032.40 (173.85) 2.620 2619 AAA N/A VERIZON OWNER TRUST ABSSER 2019 A CLAIA 09/20/2023 03/13/2019 5,96196 599550 5,96607 (29.43) 2.930 2928 AAA AAA VERIZON OWNER TRUST ABSSER20194 CLB 09/20/2023 03/13/2019 430.000.00 437,82734 430,129.00 (7,69834) 3.020 3019 AAA AAA WELLS FARGO COMPANY MEDIUM TERM NOTE 01/24/2024 01/24/2019 500,000.00 505,01500 12/24/2023 501,185.00 (3.830.00) 0750 3.741 BBB+ Al WORLD OMNI AUTOMOBILE LEASE ABS 9E62020 A CL A3 01/15/2023 02/1212020 68,900.09 69,481.43 65859.44 (621.99) 1.700 1,701 N/A AAA WORLD OMNI AUTO RECEIVABLES 4800E620196 CLA3 07/15/2024 05/15/2019 99,607.52 100245.63 99,652.34 (593.29) 2.590 2589 AAA N/A WORLD OMNI AUTO RECV TR ABSSER 2021 A CL A2 02/15/2024 02/10/2021 3680629 36,78903 36,776.11 (12.92) VAR 0.170 AAA N/A WORLD OMNI AUTO REC TR 2022 A ABS SER 2022A CL Al 02/15/2023 02/16/2022 76,920.75 76920.75 76,827.68 (93.07) 0396 0397 N/A N/A CREDIT SUISSE AG NEW YORK 02/02/2024 02/0212021 456,000.00 455.728.00 448,534.45 (7,193.55) VAR 1.157 A Al HSBC HLOGS PLC 11/22/2024 11/22/2021 45000000 450224.75 11/22/2023 436,459.50 (13,765.25) VAR 0000 A3 MIZUHO FINANCIAL GROUP 09/11/2022 09/11/2017 450,000.00 452286.45 449,793.00 -2493.45 VAR 2.602 Al ROYAL BK OF CANADA MEDIUM TERM NOTE 10/26/2023 10/26/2020 45000000 451887.75 446,85900 (5028.75) VAR 0597 Al TORONTO DOMINION BANK MEDIUM TERM NOTE 03/08/2024 03/10/2022 500,000.00 494,710.00 489,645.00 (5:06500) 2.350 2.400 A Al DALLAS TX AREA RAPID TRAN SALES TAX REV TAXABLE SR LIEN REF BOS 2021 A 12/01/2022 12/01/2021 520,00000 539,016.40 523354.00 (15662.40) 4000 3974 AA+ AA2 REF 8082021 02/01/2024 12/09/2021 410,000.00 410,000.00 396,191.20 (10808.80) 0.921 0953 AAA AAA MASSACHUSETTS CLEAN ENERGY COOP CORP REV TAXABLE 8052021 07/01/2022 12/01/2021 440000.00 440,000.00 440000.00 - 0576 0576 N/A Al NEW YORK NY TAXABLE GO BDS FISCAL 03/01/2023 03/24/2020 215,000.00 215,503.10 212,323.25 (3,179.86) 1.150 1.164 AA AA2 OKLAHOMA ST CAPITOL IMPT RUTH REV TAXABLE REGT HIGHER E0 B 2021A 07/01/2022 11/18/2021 500,00000 500,000.00 50000000 - 0.453 0453 N/A PORT AUTH NYNJ TAXABLE CONSOLIDATED NTS AAA NY 07/01/2023 07/08/2020 350,00000 348,143.50 343,514.50 (4,629.00) 1.086 1.107 AA- AA3 SAN DIEGO CA CMNTY COLLEGE DIST TAXABLE G0 REF 5082021 08/01/2022 12/28/2021 365000.00 365,000.00 364.642.30 (357.70) 0497 0.497 AAA AAA SAN DIEGO CNTY CALIF REGLARPTAUTH ARPT REV TAXABLE SUB REF 8052021 CA 07/01/2023 12/08/2021 280,000.00 280,000.00 272,182.40 (7,817.60) 0.654 0.673 N/A A2 34531KAD4 CORPORATE OBLIGATIONS 345318409 CORPORATE OBLIGATIONS 345318424 CORPORATE OBLIGATIONS 362592408 CORPORATE OBLIGATIONS 36265MAA3 CORPORATE OBLIGATIONS 380140089 CORPORATE OBLIGATIONS 38141GXW9 CORPORATE OBLIGATIONS 43813RAC1 CORPORATE OBLIGATIONS 43814WAD7 CORPORATE OBLIGATIONS 459200HU8 CORPORATE OBLIGATIONS 48647PCA2 CORPORATE OBLIGATIONS 477870403 CORPORATE OBLIGATIONS 80285WAF4 CORPORATE OBLIGATIONS 828807085 CORPORATE OBLIGATIONS 842400HCO CORPORATE OBLIGATIONS 867875800 CORPORATE OBLIGATIONS 871651_8/4 CORPORATE OBLIGATIONS 923477/42 CORPORATE OBLIGATIONS 9234NAC8 CORPORATE OBLIGATIONS 95000/206 CORPORATE OBLIGATIONS 98162HAC4 CORPORATE OBLIGATIONS 98162VAD1 CORPORATE OBLIGATIONS 981642481 CORPORATE OBLIGATIONS 981640448 CORPORATE OBLIGATIONS 22550/487 FOREIGN OBLIGATIONS 404280020 FOREIGN OBLIGATIONS 6068710619 FOREIGN OBLIGATIONS 780155754 FOREIGN OBLIGATIONS 226122002 RCTC 2021 SER B SR BDS RES ACCT 91523NWT9 MUNICIPAL OBLIGATIONS UNIVERSITY WA UNIV REVS TAXABLE GEN REF BDS 20226 07/01/2023 03/08/2022 245400.00 245,000.00 241.111 85 (3888.15) 1.470 1.494 AA+ AAA 48 Page 6 of 109 RIVERSIDE COUNTY TRANSPORTATION COMMISSION 91 CIP STAMP Portfolio by Account for quarter ended June 30, 2022 amrl&Date ssueDate Shares/Par Unrealized S&P Moody Book Value Call Date Market Value Gain/Loss Coupon Yield Rah n8 RAPE 226122002 RCTC 2021 5ER 8 SR BDS RES ACCT 312855052 USTREAS & AGENCY OBLIGATIONS F H LM C GOLD PARTN CERT POOL 8018571 10/01/2030 10/01/2015 71,245.73. 74,149.68 69,945.50 (4,204.18) 2500 2.546 N/A N/A 226122002 RCTC 2021 SER B SR BDS RES ACCT 3128MMUL5 USTREAS & AGENCY OBLIGATIONS F H L M C GOLD PARTN CERT POOL9018586 02/01/2031 02/01/2016 68,875.21 71284.93 67,617.55 (3,667.38) 2500 2.546 N/A N/A 226122002 RCTC 2021 SERB SR 805 RES ACCT 313075040 US TREAS & AGENCY OBLIGATIONS F H LM GOLD PARTN CERT P0014132243 07/01/2030 07/01/2015 130:620.32 138,619 28 130,308.14 (5311.14) 3.000 3.007 N/A N/A 226122002 RCTC 2021 SER 0 SR BUS RES ACCT 313046204 USTREAS & AGENCY OBLIGATIONS FEDERAL HOME LOAN 8KS 02/28/2025 02/28/2022 410,000.00 410000.00 400963.60 (9,03640) 2.200 2250 AA. AAA 226122002 RCTC 2021 SER 3 SR BDS RES ACCT 3132A9T64 USTREAS & AGENCY OBLIGATIONS F H LMC PARTN CERT MIRROR POOL#ZS8673 10/01/2032 09/01/2018 82,667.29 86,144.68 81,936.51 (4,208.17) 3.000 3.027 N/A N/A 226122002 RCTC 2021 SER B SR BDS RES ACCT 3132AEF65 USTREAS & AGENCY OBLIGATIONS F H L M C PARTN CERT POOL4201989 01/01/2033 05/01/2019 102,375.43 110,004.63 101,861.51 (8,14830) 3.500 3518 N/A N/A 226122002 RCTC 2021 SER B SR BDS RES ACCT 313209093 USTREAS B AGENCY OBLIGATIONS F H LM C PARTN CERT POOL 4500096 10/01/2040 10/01/2020 13892596 142,010.63 125658.65 (13,35198) 3.000 3.123 N/A N/A 226122002 RCTC 2021 SER B SR 805 RES ACCT 31340X461 US TREAS & AGENCY OBLGATIONS F 81 M C 511' N 12/30/2024 06/30/2022 205000.00 205000.00 9/30/2022 205,325.95 325.95 4000 3 994 AA+ AAA 226122002 RCTC 2021 SER El 5111305 RES ACCT 313640240 US TREAS 8 AGENCY 05454110NS F N 5 A GTD R E M I C PASS THRU C M OSIER 201527 CLKA 04/25/2028 03/01/2013 68,284.26. 68.952.87 65,544.01 (3,409.18) 1.250 1 302 6/4 N/A 226122002 RCTC 2021 SER B SR BDS RES ACCT 3136AKXV0 US TREAS & AGENCY OBLIGATIONS FN MA GTO REM IC PASS THRU CM 0 SER 201489 CL A2 07/25/2024 08/01/2014 65,85207 65,563.97 65,36213 (201.84) VAR 3.126 N/4 N/A 226122002 RCTC 2021SER B SR BDS RES ACCT 3136410/2 US TREA58 AGENCY OBLIGATIONS FNMAGTDREMICPASS THRU CM.05/82014 5130142 08/25/2024 11/01/2014 78474,14 78,24424 77,926.39 (31].85) 3.021 3042 N/A N/A 226122002 RCTC 2021 SER B SR BDS RES ACCT 315645269 US TREAS & AGENCY OBLIGATIONS F 9 M A GTD R EM I C PASS THRU CM 0 SER 2015 89 CL KE 11/25/2031 11/01/2015 50,191 80 51,551.41 41336.21 (3,215.20) 2.000 2077 N/A N/A 226122002 RCTC 2021 SER El SR BDS RES ACCT 3137459E1 US TREAS & AGENCY 08494110NS F H L M C MULTICLASS MTG PARTN CM 0 5ER 4039 CL Q8 05/15/2027 05/01/2012 58684.42. 59,524.71 56,914.50 (2:609.75) 1.500 1547 N/A N/A 226122002 RCTC 2021 SER B SR BDS RES ACCT 3137AXHP1 USTREAS & AGENCY OBLIGATIONS F H L M C MULTICLASS MTG PARTN C M 0SER 8024 CL A2 09/25/2022 01/01/2013 118,62400 118735.21 118,58011 (155.10) 2.573 2.574 N/A AAA 226122002 RCTC 2021 SERB SR BDS RES ACCT 3137457E9 US TREAS & AGENCY OBLIGATIONS F H LM 0 MULTICLASS MTG PARTN C M 0 SER 8025 CLA2 10/25/2022 02/01/2013 372,793.88 372,528.43 372,704.41 175.98 2682 2.683 14/4 AAA 226122002 RCTC 2021 SER B SR BDS RES ACCT 313740895 US 74/459 AGENCY OBLIGATIONS F 91 M C MULTICLASS MSG PARTN 0M OSER4165 CL TE 12/15/2042 02/01/2013 102,71838 104855.17 97,684.15 (7,170.76) 1.]50 1840 N/A N/A 226122002 RCTC 2021SER :El 56805 RES ACCT 313781485 US TREA58 AGENCY OBLIGATIONS F HLMC MULTICLASS MIS PARTN C M 05ER6027 CL A2 01/25/2023 05/01/2013 1740151 175918.92 174,022.30 (1,896.62) 2.637 2641 N/A N/A 226122002 RCTC 2021 SER B SR BDS RES ACCT 313783632 USTREAS & AGENCY OBLIGATIONS F H L MCMULTICLASS MTG PARTN 0510SER 8029 CL A2 02/25/2023 07/01/2013 215,29072 216854.94 215,17877 (1,676.17) 3.320 3.314 N/A N/A - ._ 226122002 RCTC 20215ERBSR BDS RES ACCT 313]83342 US TREA58AGENCY OBLIGATIONS FHLM CMULTICLASS MTG PARTN CM.O SER 6030 CLA2 04/25/2023 08/01/2013 9],319.56 97,821.37 9],284.52 (536885)5) VAR 3251 N/A AAA 226122002 RCTC 2021 SER B SR BDS RES ACCT 3137860/5 USTREAS & AGENCY OBLIGATIONS F 91 M C MULTICLASS MTG PARTN C M 0 SER 4272 CL YG 11/15/2026 11/01/2013 3741186 38,030.60 36,982.75 (1,047.85) 2000 2023 N/A N/A 226122002 RCTC 2021SER :El SR BDS RES ACCT 313789RN7 USTREAS B AGENCY OBLIGATIONS F H LMC MULTICLASS MTG PARTN C M 0SER 4323 CL EA 12/15/2027 04/01/2014 54,077.13 54968.64. 53,762.40 (1,209.47) 2.500 2.515 'N/A N/A 226122002 RCTC 2021 SER B SR 805 RES ACCT 5137BLW97 USTREAS & AGENCY OBLIGATIONS F H L M C MULTICLASS MTG PARTN 0 M 05ER 8050 CL Al 01/25/2025 11/01/2015 127,682.15 127,243.26 126,618.56 (624.70) 2.802 2826 N/A N/A _ - L .9797 226122002 RCTC 2021 SERB SR BDS RES ACCT 3137857%4 US TREA58 AGENCY OBLIGATIONS FHLM CMULTICLASS MTG PARTN CM.O SER 6052 CLA2 11/25/2025 02/01/2016 300.000.00 298,6]5.]8 297,855.00 (820.]8) 3.151 3.1]4 N/A N/A 226122002 RCTC 2021 SER B SR BDS RES ACCT 313785829 USTREAS & AGENCY OBLIGATIONS F 91 M C MULTICLASS MSG PARTN C M 0 SER 8722 CL A2 03/25/2023 06/01/2016 132,820.99 133,858.65 132,289.71 (1,568.94) 2.406 2416 AAA N/A 226122002 RCTC 2021 SER El SR BDS RES ACCT 313780807 US TREAS & AGENCY 05458110NS F H L M C MULTICLASS MIS PARTN C M 0 SER 6726 CLA2 04/25/2024 06/01/2017 415,300.67 414,53821 411,853.67 (2,684.54) 2.905 0.446 AAA N/A 226122002 RCTC 2021 SER B SR BDS RES ACCT 3137E4023 USTREAS B AGENCY OBLIGATIONS 1 H L M C MULTICLASS MTG PARTN C M 0 SER KBX1 CL A2 01/25/2026 03/01/2018 375,00000 372128.91 370,601.25 (1,527.66) 2920 0749 N/A N/A _ 97 97 226122002 RCTC 2021 SERB SR BDS RES ACCT 313]F4WZ1 USTREAS &AGENCY OBLIGATIONS F H L M C MULTICLASS MTG PARTN C M'.0 SER 6731 CLA2 02/25/2025 04/01/2018 348,]8].85 351,1 ]2.14 349,893.51 (1,2]8.63) VAR 3889 N/A N/A 226122002 RCTC 2021 SER B SR BDS RES ACCT 3137FBAB2 USTREAS B AGENCY OBLIGATIONS F 91 M C MULTICLASS MTG PARTN C M 0 SER KIR3 CL Al 08/25/2027 10/01/2017 120000.00 13038724 119278.80 (11,10844) 3.038 2794 N/A N/A 226122002 RCTC 2021 SER 8 SR BDS RES ACCT 3137/80.15 US TREAS B AGENCY 08458110NS F H L M C MULTICLASS MTG PARTN C M 0 SER 8163 CLA2 08/25/2027 10/01/2017 20000000 210,479.94. 197,556.00 (12,923.94) 3.281 3.322 N/A N/A 226122002 RCTC 2021 SER B SR 1305 RES ACCT 3137E5066 USTREAS B AGENCY OBLIGATIONS 1 H L M CMULTICLASS MTG PARTN C' M 05ER KJ24 CLA1 05/25/2026 06/01/2019 2.205.77 5000.15 2,196.31 (80384) 2.283 2293 N/A N/A 226122002 RCTC 2021 SER B SR BDS RES ACCT 3137FNA02 USTREAS &AGENCY OBLIGATIONS F H LM C MULTICLASS MTG PARTN C M 0 SER 8095 CL Al 11/25/2028 08/01/2019 128,76580 130,925.84 124,920.85 (6004.99) 2.631 2963 N/A N/A 226122002 RCTC 2021 SERB SR BDS RES ACCT 3137FPJF3 USTREAS 8 AGENCY OBLIGATIONS F 91 M C MULTICLASS MTG PARTN C M 0 SER 6099 CL Al 06/25/2029 10/01/2019 174,437.40 175,487.55 166,35572 (9,131 83) 2258 2368 N/4 N/A 226122002 RCTC 2021SER :El SR BDS RESACCT 3137/03/7 US TREAS& AGENCY OB4GA710NS F H LMC MULTICLASS MIS PARTN CM 0SER 8101 CLA1 07/25/2029 11/01/2019 174,735.29 175.184.59 166014.25 (9,170.34) 2.190 2.644 6/88 N/A 226122002 RCTC 2021 SERB SR 800 RES ACCT 3137EWHY9 USTREAS & AGENCY OBLIGATIONS 1 H L M 1 MULTICLASS MTG PARTN C' M 05ER 2020 P003 CL Al 09/25/2030 09/01/2020 179.575.38 176677.49 157,12666 121,550.83) 0.826 0944 N/A N/A 226122002 RCTC 2021SER B SR BDS RES ACCT 3138EKOW8 US TREAS & AGENCY OBLIGATIONS FNMAPARTN CERT POOL #413168 02/01/2023 02/01/2013 118,23929 118.1838] 118,239.29 5542 2.409 2.391 N/A N/A 226122002 RCTC 2021 SER B SR BDS RES ACCT 3138EKTH8 US TREAS & AGENCY OBLIGATIONS FNMAPARTN CERT POOL #413251 02/01/2023 02/01/2013 184,74886 184,66225 164,77 63.64 101.39 2.366 2379 N/A N/A 226122002 RCTC 2021 SERB 58605 RES ACCT 313810594 US TREAS & AGENCY OBLIGATIONS F N M A PARTN CERT POOL 0431746 09/01/2023 09/01/2016 113,557.83 112422.25 112,606.22 183.97 2.150 2.168 N/A N/A 226122002 RCTC 2021 SER B SR 805 RES ACCT 3138LOYK3 USTREAS & AGENCY OBLIGATIONS FN M A PARTN CERT POOL 5431613 07/01/2026 06/01/2016 375.188.46 36642429 364,878.28 (1,54601) 2550 2622 N/A N/A 226122002 RCTC 2021 SERB SSR R BDS RES ACCT 31381/08] US TREA58AGENCY OBLIGATIONS FNMAPARTN CERT POOL #432905 10/01/2028 10/01/2016 266,995]3 274,32451 253,795.48 (20,52905) 2550 2683 N/A N/A 226122002 RCTC 2021 SER B SR 805 RES ACCT 314095056 USTREAS & AGENCY OBLIGATIONS F N M A PARTN CERT POOL #BL1359 01/01/2026 01/01/2019 35000000 352802.73 348,54400 (4258.73) 3.460 3.474 N/A 6/A 226122002 RCTC 2021SER :El SR BDS RESACCT 314035572 USTREAS & AGENCY OBLIGATIONS F N M A PARTN CERT POOL #BM1757 04/01/2023 09/01/2017 110,821.28 110,786.65 110,780.28 (6.37) 2493 2427 6/4 N/A 226122002 RCTC 2021SER B SR BDS RES ACCT 3140J5046 USTREAS & AGENCY OBLIGATIONS F N M A PARTN CERT POOL#BM1978 10/01/2032 10/01/2017 64316.32 6786402 63,74776 (4,116.26) 3000 3.027 N/A N/A 226122002 RCTC 2021 SERB SR BDS RES ACCT 314004590 USTREAS & AGENCY OBLIGATIONS F N M A PARTN CERTSMBS POOL #81A1155 06/01/2032 06/01/2019 99,59818 104,383.68 97,694.86 (6,688.82) 2500 2549 N/A 6/A 226122002 RCTC 2021 SER B SR BDS RES ACCT 314047156 USTREAS& AGENCY OBLIGATIONS F N M A PARTN CERT POOL #FM3936 08/01/2035 07/01/2020 88,64387 92,774.79 86,941.91 (5,632.88) 2.500 2549 N/A N/A 226122002 RCTC 2021 SER El SR BDS RES ACCT 314178803 US TREAS & AGENCY OBLIGATIONS F N M A PARTN CERT POOL #540293 01/01/2030 12/01/2009 58,964.02 30,536 98 59,688.10 29,728.01 4.500 4.445 N/A N/A 226122002 RCTC 2021 SERB SR BDS RES ACCT 314183547 USTREAS & AGENCY OBLIGATIONS F N M A PARTN CERT LIMBS POOL#MA4074 06/01/2035 06/01/2020 14338405 148449.30 134,45964 (14000.15) 2000 2.140 N/A N/A 226122002 RCTC 2021SER B SR BDS RES ACCT 3141801/U3 US TREAS & AGENCY OBLIGATIONS F 9 M A PARTN CERT LIMBS POOL #1044226 12/01/2030 12/01/2020 12119349 125,801.41 116,418.47 (9,382.94) 2.000 2.082 N/A N/A 226122002 RCTC 2021 SER B SR BDS RES ACCT 314180X90 US TREAS & AGENCY OBLIGATIONS F 9 M A PARTN CERT LIMBS POOL #MA4279 03/01/2036 02/01/2021 140,463 39 145144.12 131,25742 (13,886.70) 2000 2.140 N/A N/A 226122002 RCTC 2021SER :El 56805 RES ACCT 361769621 US TREAS & AGENCY OBLIGATIONS G 9 M A PASS THRU CERT POOL.#778953 03/15/2027 03/01/2012 80229.20 8264938 79,613.84 (3,035.54) 1000 3.023 N/A N/A 226122002 RCTC 2021 SERB SR BDS RES ACCT 36175M432 USTREAS & AGENCY OBLIGATIONS G N M AI I PASS THRU CERT POOL4MA0602 12/20/2027 12/01/2012 49398.66 51,137.86 48,54308 (2,594.78) 3.000 3053 N/A N/A - - - - 2 -- - _ - 226122002 RCTC 2021SERB SR BDS RES ACCT 361 ]93491 US TREA58AGENCY OBLIGATIONS GNMA 118488 THRU CERT POOL #540908 04/20/2028 04/01/2013 815052] 84,307.13 ]9,553.22 (4,753.91) 2.500 2561 N/A N/A 226122002 RCTC 2021 SER B SR BDS RES ACCT 361 796 9 67 US TREAS & AGENCY OBLIGATIONS 5 N M A II PARTN CERT POOL #MA1134 07/20/2028 07/01/2013 88,97255 91392.46 87,429 77 (3,962 69) 3.000 3 053 226122002 RCTC 2021 SER El SR 805 RES ACCT 3617995MA US TREAS & AGENCY OBLIGATIONS G N M A I I PARTN CERT P001 #MA2936 07/20/2030 07/01/2015 4982864 5126395 48,992.85 (2271.10) 3.600 3.503 14/4 N/A 226122002 RCTC 2021 SER B SR BDS RES ACCT 361790E83 USTREAS & AGENCY OBLIGATIONS GN M A I IPARTN CERT POOL4MA4691 09/20/2032 09/01/2017 45348.80 47,657.03 4531570 (2341.33) 3.500 3503 N/A N/A 226122002 RCTC 2021 SERB SR BDS RES ACCT 383]6V2E6 USTREAS & AGENCY OBLIGATIONS G N M A GTD R E M I C PASS THRU C M 0 5E8201019 CL UA 0]/16/2039 02/01/2010 49,3]722 51,645.48 49,852.23 (1]93.25) 4000 3.962 N/A N/A 226122002 RCTC 2021 SER B SR BDS RES ACCT 38376W462 US TREAS & AGENCY OBLIGATIONS G615 GTD R E M IC PASS THRU CM 0 SER 201015 CL PD 10/20/2039 02/01/2010 65,981.43 5538187 66,804.88 11806.32 4000 3 951 6/4 6/A 226122002 RCTC 2021 SER El SR BDS RES ACCT 383778/14 US TREAS & AGENCY 004GA710NS G N M A GTD R E M IC PASS THRU C M 0 3E122011136 CL GA 05/20/2040 10/01/2011 40,535.10 3926838 45236.76 968.38 2.000 2.015 N/A N/A 226122002 RCTC 2021 SER B SR BDS RES ACCT 38378/688 US TREAS & AGENCY OBLIGATIONS 068497386 M IC PASS THRU 0 M 0 SER 2013 5 CL 30 07/20/2042 01/01/2013 95,07405 93,677.66 89,811 70 (3,865.96) 2000 2.117 N/A N/A 226122002 RCTC 2021 SERB SR BDS RES ACCT 383788862 US TREAS &AGENCY OBLIGATIONS 994514970865110 PASSTHRU C M 0 SER 2014166 (LPL 05/16/2055 11/01/2014 108,903 38 110,041.15 100735.63 (9,305.52) VAR 2703 N/A N/A 226122002 RCTC 2021 SER B SR BDS RES ACCT 38381 AZ58 US TREAS 8 AGENCY OBLIGATIONS G N M A GTD R E M I C PASS THRU CM 0 SER 2018153 CL WJ 11/20/2045 11/01/2518 51,951 07 5224330 51692.35 (650.95) 3.000 3 015 N/A N/A 226122002 RCTC 2021SER :El SR BDS RESACCT 912828851 US TREAS & AGENCY OBLIGATIONS US TREASURY NOTE 05/15/2025 05/15/2015 1,250000.00 1,27505737 1,219,387.50 (54,304.24) 2.125 2.178 N/A AAA 226122002 RCTC 2021 SER B SR BDS RES ACCT 912820004 USTREAS B AGENCY OBLIGATIONS U9 TREASURY NOTE 06/15/2024 06/15/2021 525,00000 522,662.11 497,84700 (24,815.11) 0.250 0.264 N/A AAA 226122002 RCTC 2021 SER B SR BDS RES ACCT 95282CDE8 USTREAS &AGENCY OBLIGATIONS US TREASURY NOTE 10/31/2023 11/01/2021 4325,00000 4326.092.57 4,335,596.25 9,434.20 VAR 0324 N/A AAA 36,568,701.04 36,078,558.42 -487,887.79 238302001 RCTC 2021 C SEC LIEN 805 RES ACCT 238302001 RCTC 2021CSEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN KS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN 805 RES ACCT 12597PAC2 CORPORATE OBLIGATIONS 238302001 RCTC 2021 C SEC LIEN 805 RES ACCT 140416099 CORPORATE OBLIGATIONS 238302001 RCTC 2021 C SEC LIEN KS RES ACCT 14041 NFS5 CORPORATE OBLIGATIONS CASH Principal Cash 79465 CASH Income Cash (794.65) 318465203 CASH EQUIVALENTS FIRST AMERICAN GOVERNMENT OBLIG02 CLY 29232.10 20,232.10 20232.10 - 0.991 025823917 CORPORATE OBLIGATIONS AMERICAN EXPRESS CREDIT ACCOUNT A85SER20177014 05/15/2025 10/30/2017 100,000.00 100,316.41 100010.00 (306.41) 2350 2.350 AAA N/A 025823//S2 CORPORATE OBLIGATIONS AMERICAN EXPRESS CREDIT ACCOUNT ABS SER 20183 CLA 10/15/2025 03/21/2018 10900000 100,265.63 10601000 (255 63) VAR 1.195 N/A AAAI. -- - __ .9797 9797 0$$226081 CORPORATE OBLIGATIONS BANK OF AMERICA CREDIT CARD ABSSER 2019 At CLA1 01/15/2025 09/13{2019 35,00000 35.04922. 34,996.50 (52.]2) 1.740 1.]40 N/A AAA] 060510//1 CORPORATE OBLIGATIONS BANK OF AMERICA CORP MEDIUM TERM NOTE 04/01/2024 04/01/2014 100,000.00 102,044.00 100,686.00 (1,358.00) 4.000 3 97 A- 0.2 125963467 CORPORATE OBLIGATIONS CNH EQUIPMENT TRUST CNH EQUIPMENT TRUST CAPITAL ONE MULTI ASSET EXECUTION CAPITAL ONE MULTI ASSET EXECUTION 48555920194C143 ABS SER 2020 A CL A3 AB S SER 2017 A6 CL A6 AB S SER 201842 CI. 42 04/15/2024 02/06/2019 06/16/2025 05/27/2020 07/15/2025 10/10/2017 03/16/2026 05/16/2018 7,930.61 7.984,52. 7,938.22 (46.30) 3.010 3.007 AAA AAA] 27,111 09 26797.62 26,756.21 (41.41) 1.160 1.175 AAA AAAI, 40,00000 40.150,00 40821.20 (128.80) 2.290 2.289 AAA N/A 75000.00 75,11426 74,992.50 (12176) VAR 1.225 AAA N/R 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 14041NFU0 CORPORATE OBLIGATIONS CAPITAL ONE MULTI ASSET 4855592015182 CL42 06/15/2824. 0.9/06/2019 76,000.00 75,064.06 75,003.75 (60.51) 1.720 1,720 AAA N/A 49 Page 7 06109 Source Account RIVERSIDE COUNTY TRANSPORTATION COMMISSION 91 CIP STAMP Portfolio by Account for quarter ended June 30, 2022 Account CUSIP Asset Cuteeury Nance Unrealized S&P Mood) Stiti€'bete lidri?i/Par Book Value Cull Date Market Value Gain/Loss Coupon Yield Bolin, Rating 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 ROTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 CSEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RESACCT 143166443 CORPORATE OBLIGATIONS 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 14317CAA0 CORPORATE OBLIGATIONS 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 14317HA07 CORPORATE OBLIGATIONS 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 172967888 CORPORATE OBLIGATIONS 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 254683CE3 CORPORATE OBLIGATIONS 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 345280883 CORPORATE OBLIGATIONS 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 345318004 CORPORATE OBLIGATIONS 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 34531RAD9 CORPORATE OBLIGATIONS 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 34531RAF4 CORPORATE OBLIGATIONS 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 36265MAA3 CORPORATE OBLIGATIONS 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 3 8 014 00 8 9 CORPORATE OBLIGATIONS 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 3814100W9 CORPORATE OBLIGATIONS 238302001 RCTC 2021 C SEC OEN BDS RES ACCT 238302001 RCTC 2021 CSEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RESACCT 65479HAC1 CORPORATE OBLIGATIONS 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC OEN BDS RES ACCT 8923919000 CORPORATE OBLIGATIONS 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 92347YAA2 CORPORATE OBLIGATIONS 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 92347YAC8 CORPORATE OBLIGATIONS 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 98162HAC4 CORPORATE OBLIGATIONS 238302001 RCTC 2021 C SEC OEN BDS RES ACCT 238302001 RCTC 2021 CSEC LIEN BDS RES ACCT 236302001 RCTC 2021 C SEC LIEN BUS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 2352411/W3 MUNICIPAL OBLIGATIONS CT 34 660 _ -- 238302001 RCTC 2021 CSEC LIEN BDS RES ACCT 6604185 MUNICIPALOBLIGATIONS 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 575625AT5 MUNICIPAL OBLIGATIONS 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 549665J03 MUNICIPAL OBLIGATIONS 238302001 RCTC 2021 C SEC 0EN BDS RESACCT 67908P843 MUNICIPAL OBLIGATIONS CT ]3 _ - 238302001 RCTC 2021 CSEC LIEN BDS RES ACCT 358W4V3 MUNICIPAL OBLIGATIONS 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 7972728/2 MUNICIPAL OBLIGATIONS 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 797390 PB6 MUNICIPAL OBLIGATIONS 140419E79 14042WAC4 CORPORATE OBLIGATIONS 14314QAC8 CORPORATE OBLIGATIONS 14315PA07 CORPORATE OBLIGATIONS 14316LAC7 CORPORATE OBLIGATIONS CORPORATE OBLIGATIONS CAPITAL ONE MULTI ASSET CAPITAL ONE PRIME AUTO CARMAX AUTO OWN CARMAX AUTO OWNER TRUST CARMAX AUTO OWNER TRUST CARMAX AUTO OWNER TR ABS SER 20211 CL A 3 12/15/2025. 01/27/2021 8000000 78,707.50 77,979.20 (808.30) VAR 0349 AAA N/A CARMAX AUTO OWNER TR 20221 A B9 SER 20221 CL Al 02/15/2023 01/26/2022 2,360.18 2,36018 2,358.39 (179) VAR 0313 N/A N/A CARMAX AUTO OWNER TRUST A BS SER 20222 CL A 2A 05/15/2025 04/28/2022 15,00000 14,998.85 14,903.85 (95.00) 2.810 2.828 AAA AAA CITIGROUP INC 09/01/2023 08/26/2016 100,000.00 100,811.60 9/1/2022 99,894.00 (917.60) VAR 1 955 BBB+ A3 DISCOVER CARD EXECUTION NOTE TRUST ABSSER 2018 A2 CL A2 08/15/2025 03/14/2018 75,00000 75,007.89 75,037.50 (5039) VAR 1:204 AAA AAA FORD CREDIT FL00RPLAN MASTER AB S SER 20193 CLA2 09/15/2024 09/20/2019 100,00000 100,07813 100,039.00 (39.13) VAR 1474 AAA AAA FORD CREDIT AUTO OWNER TRUST ABS SER 2019 CL A3 03/15/2024 11/22/2019 22,45927 22,592.62 22,419.29 (173.33) 1.870 1.873 AAA AAA FORD CREDIT AUTO LS TR A B S SER 2020 B CL A3 08/15/2023 07/24/2020 2,997.22 2,996.75 2,99395 (2.80) 0.620 0.621 AAA AAA FORD CREDIT AUTO LS TR AB S SER 2020 B 018 11/15/2023 07/24/2020 85,00000 84,863.87 84279.20 (584.67) 1.000 1009 AA AAA GM FIN AUTO LSNG TR A B5 SER 20221 CL A 1 02/21/2023 02/23/2022 13,301.70 13,301.70 13,285.87 (15.83) 0.570 0571 N/A N/A GM FIN CONS AUTO REC TR ABS SER 20213 CL A2 03/16/2024 07/21/2021 53248.93 53,119.97 52,786.73 (333.24) 0.210 0212 AAA N/A GOLDMAN SACHS GROUP INC 03/08/2024 03/08/2021 90000.00 90,079.11 2/8/2023 88,539.30 (1,539.81) VAR 1020 BBB+ A2 HONDA AUTO RECEIVABLES AB S SER 20201 CL A3 04/22/2024 02/26/2020 25,60215 25,523.14. 25,441.62 (81.52) 1.610 1:620 N/A AAA HONDA AUTO RECEIVABLES ABS SER 20191 CL A4 06/18/2024 02/27/2019 49,79983 49,881.53 49,811.78 (69.75) 2900 2899 AAA N/A JPMORGAN CHASE CO 03/16/2024 03/16/2021 9000000 90,371.70 3/16/2023 88,926.30 (1,445.40) VAR 0637 A- 02 MORGAN STANLEY MEDIUM TERM NOTE 04/29/2024 04/28/2014 100000.00 100,224.00 100,127.00 (9700) 3.875 3.870 A- Al NISSAN AUTO RECEIVABLE OWNER ABSSER2019&CLA3 11/15/2023 05/28/2019 11,14705 11,24632 11,157.19 (89.13) 2500 2498 N/A AAA NISSAN AT REC OWNR TR ABSSER 20220 CL Al 03/15/2023 02/23/2022 3038450 30,384.50 30,34318 (41.32) NA 0497 N/A N/A SIMON PPTY GROUP L P 01/11/2024 01/11/2022 3000000 30000.00 1/11/2023 29,581.80 (41020) VAR 0543 A- A3 SOUTHERN CA EDISON CO IM GLBL 2021C 24 04/01/2024 04/01/2021 90000.00 90,191.70 4/1/2023 89037.00 (1,154.70) VAR 1544 A- A3 TOYOTA AUTO RECEIVABLES A B S SER 202013 CL A3 08/15/2024 04/29/2020 8,628.54 8,538.20 8,565.47 27.27 1.360 1 370 AAA AAA VERIZON OWNER TRUST ABS SER 2019001010 09/20/2023 03/13/2019 1,21260 1,219.42 1,213.44 (5.98) 2930 2928 AAA AAA VERIZON OWNER TRUST ABS SER 20194018 09/20/2023 03/13/2019 35,000.00 35,637.11 35,010.50 (626.61) 3.020 3.019 AAA AAA WORLD OMNI AUTOMOBILE LEASE ABS SER 2020 A 0103 01/15/2023 02/12/2020 13,397 25 13,510 29 13,389.35 (120 94) 1.700 1.701 N/A AAA WORLD OMNI AUTO RECEIVABLES ABSSER 2019/30183 07/15/2024 05/15/2019 6,640.50' 6,683.04 6,643.49 (39.55) 2.590 2589 AAA N/A WORLD OMNI AUTO REC TR 2022 A A B9 SER 2022A CL Al 02/15/2023 02/16/2022 16,48301 16,48301 16,463.07 (19.94) 0.396 0397 N/A N/A MIZUHO FINANCIAL GROUP 09/11/2022 09/11/2017 200,000.00 201,01620 199,908.00 (1,108.20) VAR 2602 A- Al ROYAL BK OF CANADA MEDIUM TERM NOTE 10/26/2023 10/26/2020 90000.00 90,377 55 89,371 80 (1,005 75) VAR 0.597 A Al DALLAS TX AREA RAPID TRAN SALES TAX REV TAXABLE SR LIEN REF BM 2021 A 12/01/2022 12/01/2021 105,000 00 108,839.85 105677.25 (3,162,60) 4.000 3 974 AM. AA2 REF B052021 02/01/2024 12/09/2021 8000000 80,00000 77,305.60 (2,694.40) 0921 0953 AAA AAA MASSACHUSETTS CLEAN ENERGY COOP CORP REV TAXABLE SOS 2021 07/01/2022 12/01/2021 8500000 85,000.00 85000.00 0570 0576 N/A Al NEW YORK NY TAXABLE GO BDS FISCAL 03/01/2023 03/24/2020 45000.00 45,10530 44,439.75 (665,55) 1.150 1.164 AA AA2 OKLAHOMA ST CAPITOL IMPT RUTH REV' TAXABLE REGT HIGHER ED B 20218 07/01/2022 11/18/2021 100,00000' 100,000.00 100,000.00 0.453 0.453 N/A PORT AUTO 3Y N J TAXABLE CONSOLIDATED NTS AAA NY 07/01/2023 07/08/2020 7000000 69,62805 68,702.90 (925.15) 1086 1.107 AA- AA3 SAN DIEGO CA CMNTY COLLEGE GIST TAXABLE GO REF 8002021 08/01/2022 12/28/2021 7500000 75,000.00 74,926.50 (73.50) 0.497 0.497 AAA AAA SAN DIEGO CNTY CALIF REGLARPTAUTH ARPT REV TAXABLE SUB REF 00S 2021 CA 07/01/2023 12/08/2021 55,000.00 55,00000 53,46440 (1,535.60) 0654 0.673 N/A A2 A BS SER 202201 CL Al ABSSER 20191 CLA3 A BS SER 20212 CL A3 ABS SER 20193CLA3 ABSSER 20192 CLA3 03/15/2027 03/30/2022 11/15/2023 05/30/2019 02/17/2026 04/21/2021 08/15/2024 07/30/2019 03/15/2024 04/17/2019 25000.00 923038 50,000 00 54675.92 54,977.07 54,473.62 (503.45) 2.180 2188 AAA N/A 27,742.04 28,05956 27,760.90 (298.66) 2.680 2678 AAA N/A 24,33594 9261.33 49220.]0 24,562.00 9233.89 48,487.00 (733.70) VAR 0.536 AAA N/A 226.06 2800 (27.44) 2510 2850 2509 AAA AAA AAA N/A 438138401 CORPORATE OBLIGATIONS 43814WAD7 CORPORATE OBLIGATIONS 46647PCA2 CORPORATE OBLIGATIONS 617460006 CORPORATE OBLIGATIONS 654790005 CORPORATE OBLIGATIONS 8288070195 CORPORATE OBLIGATIONS 842410HC0 CORPORATE OBLIGATIONS 98162VAD1 CORPORATE OBLIGATIONS 98164GAA8 CORPORATE OBLIGATIONS 60697YAN9 FOREIGN OBLIGATIONS 780159704 FOREIGN OBLIGATIONS 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 915236W19 MUNICIPAL OBLIGATIONS UNIVERSITY WA UNIV REVS TAXABLE GEN REF BUS 20220 07/01/2023 03/08/2022 50,000.00 50,00000 49206.50 (793.50) 1.470 1.494 AA+. AAA 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 31307NP40 USTREAS & AGENCY OBLIGATIONS F H LM C GOLD PARTN CERT POOL#.132243 07/01/2030 07/01/2015 153,20245 162,584.30 152,83630 (9,74800) 3.000 3007 N/A N/A 238302001 RCTC 2021 C SEC LIEN BDS RESACCT 31304,8204 USTREAS & AGENCY OBLIGATIONS FEDERAL HOME LOAN BKS 02/28/2025 02/28/2022 85,00000 85,000.00 83,126.60 (1,873.40) 2200 2.250 AA* AAA 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 3132,49T04 US TREAS & AGENCY OBLIGATIONS F H L M C PARTN CERT MIRROR POOL 8Z68673 10/01/2032 09/01/2018 89,026.32 92,771 20 88,239.33 (4,531.07) 3.000 3.027 N/A N/A 238302001 RCTC 2021 C SEC LIEN BDS RESACCT 313209093 US TREAS & AGENCY OBLIGATIONS F H L M C PARTN CERT POOL 4/300096 10/01/2040 10/01/2020 155643.69 165,039.41 149,522.22 (15,517.19) 3.000 3.123 N/A N/A 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 313400461 US TREAS & AGENCY OBLIGATIONS F H L M C 659 12/30/2024 06/30/2022 46000.00 40.00000 9/30/2022 40063 60 63.60 4000 3.994 AA+ AAA 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 313688509 US TREAS & AGENCY OBLIGATIONS F N M A GTD R EM I C PASS THRU 060 5ER 2012102 CL BJ 09/25/2027 08/01/2012 31,097.47 31.563.43 29,918.25 (1,645.18) 1.500 1.559 N/A N/A 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 313688822 US TREAS 8 AGENCY OBLIGATIONS EN M A GTD REM I C PASS THRU CM 05ER 2012148 CL MC 11/25/2042 12/01/2012 34.923.72 35,526.09 34.35062 (1,175.47) 2.000 2.033 N/A N/A 238302001 RCTC 2021 C SEC LIEN MS RES ACCT 3136ADFF1 US TREAS 8 AGENCY OBLIGATIONS F 04640+59 EM IC PASS THRU 060000201330 CL KC 04/25/2023 03/01/2013 9.564.02 9426.53 9.512.37 85.04 1.500 1:508 N/A N/A 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 31368EY84 US TREAS & AGENCY OBLIGATIONS FNMA GTD R E M I C PASS THRU C M 0 SER 2013 70 CL DG 07/25/2028 06/01/2013 35,90951 36.500 99 34,769.74 (1,73125) 1_750 1.807 N/A N/A 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 3136AHAE0 US TREAS &AGENCY OBLIGATIONS EN M A GTD R CM IC PASS THRU C M O SER 2013 M14 CL APT 04/25/2023 11/01/2013 11.12932 11,172.05 11,04325 (128.82) VAR 2 633 N/A N/A 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 3136AOZK9 US TREAS 8 AGENCY OBLIGATIONS F 9 M A GTO REM IC PASS THRU CM 05ER 201589 CL KE 11/25/2031 11/01/2015 59,226.33 60,83070 5703673 (3,793.97) 2.000 2077 N/A N/A 238302001 RCTC 20210 SEC LIEN BDS RESACCT 3137400E1 00760406 AGENCY OBLIGATIONS. F H 1 M 0 MULTICLASS MTG PARTN 0NI0 SER 4039CL OB 05/15/2027 05/01/2012 67.95040 68,923.41 65,901.02 (3.021.80) 1.500 1:547 N/A N/A 238302001 RCTC 2021 C SEC LIEN BUS RES ACCT 3137830+5 US TREAS & AGENCY OBLIGATIONS F H 1 M 0 MULTICLASS MTG PARTN CMOSER4165 CL TE 12/15/2042 02/01/2013 120,202.30 122,686.37 11431119 (8375.38) 1750 1.840 N/A N/A 238302001 RCTC 2021 C SEC LIEN BDS RESACCT 313701005 USTREAS & AGENCY OBLIGATIONS F H 1 M 0 MULTICLASS MTG PARTN C M 05ER K027 CL A2 01/25/2023 05/01/2013 34854.30 95,183.78 34,80446 (379.32) 2.637 2641 N/A N/A 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 3137036.12 US TREAS 8 AGENCY OBLIGATIONS F H 1 M 0 MULTICLASS MTG PARTN C M 0 SER K029 CL A2 02/25/2023 07/01/2013 47,842.38 48,189 98 47817.50 (372.48) 3.320 3.314 N/A N/A 238302001 RCTC 2021 C SEC LIEN MS RESACCT 31371339W4 US TREAS & AGENCY OBLIGATIONS F H 1 M 0 MULTICLASS MTG PARTN C M 0 SER K031 CL Al 09/25/2022 08/01/2013 3883.36 4,368.42 3882.35 (406.07) 2.778 2779 N/A AAA 238302001 RCTC 2021 C SEC LIEN BIDS RES ACCT 3137054,60 03300756 AGENCY OBLIGATIONS F H 1 M0 MULTICLASS MTG PARTN C M 0SER 4257 CL EK 10/15/2028 10/01/2013 6,113.85 6,147.18 605442 (9276) 2500 2525 N/A N/A 238302001 RCTC 2021 C SEC LIEN BDS RESACCT 3137860/5 USTREAS& AGENCY OBLIGATIONS F HLMCMULTICLASSMTGPARTN CM OSER 4272 CLYG 11/15/2026 11/01/2013 46.764.82 46,27891 4622643 (5048) 2.000 2023 N/A N/A 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 3137139/N7 US TREAS 8 AGENCY OBLIGATIONS F H 1 M 0 MULTICLASS MTG PARTN C M 0 SER 4328 CL EA 12/15/2027 04/01/2014 63,575.29 64,622.79 63.205.28 (1.421.23) 2500 2.515 N/A N/A 238302001 RCTC 2021 C SEC LIEN EMS RESACCT 3137BLAC2 US TREAS& AGENCY OBLIGATIONS F H 1 M 0 MULTICLASS MTG PARTN 0NI0SER K048 CL A2 06/25/2025 09/01/2015 150000.00 158,296.50 149224.50 (907200) VAR 3.301 N/A N/A 238302001 RCTC 2021 C SEC LIEN BUS RES ACCT 313701W87 USTREAS & AGENCY OBLIGATIONS FH LMCMULTICLASS MTG PARTN C M 0 SCR K050 CL 91 01/25/2025 11/01/2015 19,64341 19,575.89 19.479.]8 (96.11) 2802 2826 N/A N/A 238302001 RCTC 2021 CSEC LIEN BDS RES ACCT 313786462 US'TREA5&AGENCY OBLIGATIONS FHLM CMULTICL555 MTG PARTN CM0SER 6101 CL 4,2 03/25/2026 05/01/2016 20000000 208,911.36 195,894.00 (13,017.36) 2.849 2909 N/A N/A 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 3137/4066 US TREAS 8 AGENCY OBLIGATIONS F H 1 M 0 MULTICLASS MTG PARTN C M 0 SLR KEW CL Al 09/25/2024 03/01/2018 189,538.89 194,550.34 187,971.40 -6,578.94 2.920 0.533 N/A N/A 238302001 RCTC 2021 C SEC LIEN BDS RESACCT 3137E8,132 US TREAS & AGENCY OBLIGATIONS F H 1 M 0 MULTICLASS MTG PARTN CM0SER 6/193 CL Al 08/25/2027 10/01/2017 130000.00 141252.84 129218.70 (12034.14) 3.038 2.794 N/A N/A 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 313760825 03300856 AGENCY OBLIGATIONS FH LMCMULTICLASS MTG PARTN 060 SER KIR3 CL42 08/25/2027 10/01/2017 200000.00 210,47994 197,55600 (12.92394) 3.281 3.322 N/A N/A 238302001 RCTC 2021 C SEC LIEN BDS RESACCT 3137FMD66 USTREAS & AGENCY OBLIGATIONS F H LM 0 MULTICLASS MTG PARTN C M 0 SER KJ24CL Al 05/25/2026 06/01/2019 2,20577 3,000.15 2,196.31 (803.84) 2.283 2.293 N/A N/A 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 3137FNAD2 US TREAS 8 AGENCY OBLIGATIONS F H 1 M 0 MULTICLASS MTG PARTN C M 0 SLR K095 CL Al 11/25/2028 08/01/2019 143073.12 145,47313 13880096 (6672.17) 2.631 2.963 N/A N/A 238302001 RCTC 2021 C SEC LIEN BDS RESACCT 3137FPJF3 DS TREAS B AGENCY OBLIGATIONS F H 1 M 0 MULTICLASS MTG PARTN 0NI0 SER K099 CL Al 06/25/2029 10/01/2019 188580.99 189,71623 179344.03 (9,872.20) 2.258 2.368 N/A N/A 238302001 RCTC 2021 C SEC LIEN 1309 RES ACCT 3137FPJP1 03300060 AGENCY OBLIGATIONS FH LMCMULTICLASS MTG PARTN C M 05ER K005 CLASB 07/25/2029 11/01/2019 90,781,78 95,236.35 87,22]67 (500868) 2230 2.306 N/A N/A 238302001 RCTC 2021 CSEC LIEN BDS RES ACCT 3137/0337 US TREAS 8 AGENCY OBLIGATIONS FHLM CMULTIClA55 MTG PARTN CMOSER 8101 CL Al 07/25/2029 11/01/2019 188,903.02 189,388.69 179,474:87 (9,913.82) 2.190 2644 N/A N/A 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 3137FWHY9 US TREAS 8 AGENCY OBLIGATIONS F H 1 M 0 MULTICLASS MTG PARTN C M 05ER 2020 P003 CL Al 09/25/2030 09/01/2020 179,575.38 178,677.49 157,12666 (21,550.83) 0.826 0.944 N/A N/A 238302001 RCTC 2021 C SEC LIEN BDS RESACCT 3138L0YK3 US TREAS B AGENCY OBLIGATIONS F8 M A PARTN CERT POOL#AN1613 07/01/2026 06/01/2016 75037.69 72,681.04 72.975.65 294.61 2.550 2.622 N/A N/A 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 3138LFGP7 USTREAS & AGENCY OBLIGATIONS F N M A PARTN CERT POOL #AN2905 10/01/2028 10/01/2016 43544.68 49,877.19 46,14463 (3,702.55) 2550 2683 N/A N/A 238302001 RCTC 2021 C SEC LIENBDS RESACCT 3140J55T2 USTREAS & AGENCY OBLIGATIONS F N M A PARTN CERT POOL#BM1757 04/01/2023 09/01/2017 21,68212 21,675.65 21,674.40 (125) 2.493 2.427 N/A N/A 238302001 RCTC 2021 C SEC LIEN BM RES ACCT 3140,16606 US TREAS & AGENCY OBLIGATIONS F N M A PARTN CERT POOL 83M1978 0 50 4 0 4 10/01/2032 10/01/2017 774796 7 65041 7 12255 ( 527 861 3000 3027 N/A N/A Page 80'109 Source Account RIVERSIDE COUNTY TRANSPORTATION COMMISSION 91 CIP STAMP Portfolio by Account for quarter ended June 30, 2022 Account' LnrealNed S0 Moody CUSIP Asset Cat pm Name Cat r ame 1 :'8818* 2`1` I 93ue'Dete Shafts/Per Boole Value Call Date \i arket Value Gain/Loss Coupon Yield Rnune Raline 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 239302001 RCTC 2021 C SEC LIEN 806 RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 CSEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 3140JAU97 US TREAS & AGENCY OBLIGATIONS 31417109E3 US TREAS & AGENCY OBLIGATIONS 31418DQ4] US TREAS 8 AGENCY OBLIGATIONS 314180VU3 US TREAS & AGENCY OBLIGATIONS 314180X80 US TREAS & AGENCY OBLIGATIONS 361763E21 US TREAS & AGENCY OBLIGATIONS 3 361 ]fiXQ88 US TREAS 8AGENCY OBLIGATIONS 36179MU32 US TREAS & AGENCY OBLIGATIONS 3617994]7 US TREAS B AGENCY OBLIGATIONS G N M A I I PASS THRU CERT POOL#MA0909 04/20/2028 04/01/2013 21,096.78 21,883.13 20,733.28 (1,149.85) 3.000 3.053 N/A N/A 361799H37 US TREAS & AGENCY OBLIGATIONS G N M A I I PARTN CERT POOL #MA1134 07/20/2028 07/01/2013 59,315.00 61906.28 5528648 (3619.80) 3.000 3053 38179RHM4 US TREAS & AGENCY OBLIGATIONS 9 N MA 11848TN CERT POOL 9M32936 07/20/2030 07/01/2015 57,200.06 59.80795 57.158.30 (2649.65) 3.500 3503 WA N/A 361790E83 US TREAS & AGENCY OBLIGATIONS 0 N M All PARTN CERT POOL #MA4691 09/20/2032 09/01/2017 51,017.40 53,614.16 50,980.16 (2,63400) 3.500 3503 N/A N/A 362029367 US TREAS 8 AGENCY OBLIGATIONS G N M A I I PASS THRU CERT P00L4905300 02/20/2027 02/01/2012 43,702.81 45,211.53 42948.50 (2263.03) 3.000 3.053 N/A N/A 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 362975005 US TREAS & AGENCY OBLIGATIONS 568AP/0S THRU CERT POOL #711168 02/15/2025 02/01/2010 33,275.26 33744.90 34,184.34 439.44 4500 4380 N/A N/A 238302001 RCTC 2021 C SEC 1189 806 RES ACCT 383760009 US TREAS B AGENCY OBLIGATIONS G N M A GTO R EM I C PASS THRU CM 0 SER 2010 6 CL AB 11/20/2039 01/01/2010 16,052.11 16306.12 15,984.21 (321.91) 3.000 3.013 Wk N/A 239302001 RCTC 2021 C SEC LIEN BDS RES ACCT 3837692E6 US TREAS & AGENCY OBLIGATIONS G N M A GTD 8 E M IC PASS THRU C M 0 SER 201019 CCU* 07/16/2039 02/01/2010 45,116.21 46266.53 45,550.23 (716.30) 4000 3 962 N/A N/A 238302001 RCTC 2021 C SEC LIEN 900 RES ACCT 38376WA62 US TREAS & AGENCY OBLIGATIONS G N MA 5311111 EM I C PASS THRU 0 M 0 SER 201015 CL PO 10/20/2039 02/01/2010 3669034 37,892.85 37,148.24 (744.61) 4.000 3.951 N/A N/A 238302001 RCTC 20211 SEC LIEN BUS RES ACCT 383770KH9 US TREAS & AGENCY OBLIGATIONS 0 N M A G30 R E M I C PASS THRU C M 0 SER 201118 CL PG 08/20/2040 02/01/2011 9,024.28 9127.01 9005.33 (121.68) 3.000 3006 N/A N/A 68 _- __. 039 238302001 RCTC 2021 CSEC LIEN BDS RES ACCT 38377RVN8 US TREA58AGENCY OBLIGATIONS GNMAGTO REMICPASS THRU CM.0 SER 2010168 CL GP 04/20/2039 12/01/2010 32,]4564 33385]5 32,683.42 (]02.33) 3.000 3.006 N/A N/A 00 NS 8 M 0 A 3 1 0 8 1 5.5 238302001 RCTC 2021 C SEC LIEN KS RES ACCT 38377YTL4 US TREAS &AGENCY OBLIGATIONS G N M A GTD R E M I C PASS THRU 0 M O SER 2011 136 CL GA 05/20/2040 10/01/2011 32,428 05 32,032 83 32,189.38 156.55 2000 2015 N/A N/A 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 383783090 US TREAS 8 AGENCY 054580IONS G N MA 53068 M IC PASS THRU CM 0 SER 2011 158 CL CA 10/20/2026 12/01/2011 26,51633 25918.74. 25,511.21 (407.53) 3.000 3.001 'N/A N/A 238302001 RCTC 2021 C SEC LIEN BIOS RES ACCT 38378FR88 US TREAS 6 AGENCY OBLIGATIONS 0 N M A GTO R E M I C PASS THRU CM 0 SER 2013 5 CL LE 07/20/2042 01/01/2013 100,355.96 98881.98 94,801.26 (4080.72) 2000 2.117 N/A N/A 238302001 RCTC 2021 C SEC 4619 BDS RES ACCT 383786A30 US TREAS 8 AGENCY OBLIGATIONS G N M A GTD R E M I C PASS THRU 1 M 05ER 201296 CLAD 08/20/2027 08/01/2012 42,15032 42,717.49 40,576.85 (2,140.60) 1.500 1.558 N/A N/A 238302001 8030 2021 C SEC LIEN BDS RES ACCT 383701207 US TREAS & AGENCY OBLIGATIONS G N M A GTD R E M I C PASS THRU C M 06832613470L80 12/20/2040 03/01/2013 13,155.06 12,990.61 12,980.10 (10.51) 1.500 1520 N/A N/A 238302001 ROTC 2021 C SEC LIEN BDS RES ACCT 38378TAF7 US TREAS 8 AGENCY OBLIGATIONS 66MA GTD R E M I C PASS THRU C M 0 SER 201371 CL GA 07/20(2041 05/01/2013 45,538.64 48,593.87 47,963.46 (630.41) 2.500 2.530 N/A N/A 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 38381 AZ58 US TREAS & AGENCY OBLIGATIONS 0 N M A 80088 M IC PASS THRU CM 0 SER 2018153 CL WJ 11/20/2095 11/01/201 8 9,74083 9795.62 9,692.32 (103.30) 3.000 3015 N/A N/A E 0000__ _ - 238302001 RCTC 2021 CSEC LIEN BDS RES ACCT 912828X01 US TREAS &AGENCY OBLIGATIONS USTREASURY NOTE 05/15/2025 05/15/2015 50,000.00 51,148.64 48,775.50 (237094) 0125 2.178 WA AAA 198 6088___ 238302001 RCTC 2021 CSEC LIEN BDS RES ACCT 912820004 USTREAS&AGENCY OBLIGATIONS USTREASURY NOTE 06/15/2024 06/15/2021 155,00000 147358.99 146,983.40 (375.59) 0.250 0264 N/A AAA 7,402,408.99 7,141,481.73 -260,851.69 FNMA PARTN CERT FNMA PARTN CERT F N M A PARTN CERT UMBS F N M A PARTS CERT UMBS FNMA PARTN CERT UMBS G N MA PASS THRU CERT GNMA PARTN CERT GNMAII PASS THRU CERT POOL#8M9007 06/01/2049 POOL#MA0293 01/01/2030 12/01/2009 P00L#MA4074 06/01/2035 06/01/2020 POOL #MA4226 12/01/2030 12/01/2020 P00L#MA4279 03/01/2036 02/01/2021 160,52959 POOL8778953 03/15/2027 03/01/2012 87,24925 POOL#779250 05/15/2027 05/01/2012 29621.87 POOL #MA0602 12/20/2027 12/01/2012 53,515.22 05/31/2019 24,436.24 33,563.68 28,21257 138,506.86 143,773.07 25369.41 35655.03 29.104,77 24,434.53 33,975.84 26364.65 133349.69 (10723.38) 2.000 2082 N/A N/A 150008.48 (15:870.51) 2.000 2.140 N/A N/A 8858005 (3301.16) 3.000 3023 N/A N/A 29,39437 (1306.68) 3.000 3.023 WA N/A 52,588.34 (2,811 03) 0000 3053 N/A N/A (925.88) VAR 2.596 4.445 N/A N/A 2.140 WA N/A N/A (1,667.11) 4.500 (2,673.42) 2000 N/A 165,878.99 89881.21 30,701.05 55399 37 256350023 RCTC 2013 A&H TOLL BD52013A&B RSV CASH Income Cash 256350023 RCTC 2013 388 TOLL BD52013A&B RSV CASH Principal Cash (14.47) 1447 256350023 RCTC 2013 388 TOLL BDS 2013388 RSV 31846V401 CASH EQUIVALENTS FIRST AMERICAN GOVERNMENT 08110 ED 11 D 61,439.16 61,439.16 61,439.16 - 0.841 256350023 RCTC 2013 MB TOLL 80920133&8 RSV 3130AFFX0 US TREAS& AGENCY OBLIGATIONS FEDERAL HOME LOAN SKS 11/16/2028 11/16/2018 185000.00 205,70625 185,610.50 (20,15515) 0250 3.239 AAT AAA 00 00. 35,7 213) 0 2 5 0 . 256350023 RCTC 2013 /AB TOLL BDS 20133&B RSV_ 3132ABSY1 US TREAS AGENCY OBLIGATIONS FHLM CPARTN CERT POOL #298063 09/01/2032 09/01/2018 138,3]925 143,46003 135,]2].90 (1,]3213) 2500 2.549 WA N/A 256350023 RISC 2013968 TOLL BDS 20133&B RSV 3132AEFC5 USTREAS & AGENCY OBLIGATIONS FH L MCPARTNCERTUMBS P001 #Z01963 11/01/2030 05/01/2019 270.802.39 283,]41.6] 272,481.36 (11,260.31) 3.500 3.4]8 N/A N/A 256350023 RCTC 2013868 TOLL BDS 2013388 RSV 11123EFK] US TREAS 8 AGENCY OBLIGATIONS FHLM CPARTN CERT POOL 8201970 04/01/2033 05/01/2019 5016869 56,467.13 53,22].]1 (3,239.42) 0500 3.496 N/A N/A 256350023 RCTC 2013388 TOLL BDS 2013358 RSV 11149W904 *S 08=356 35E600 OBLIGATIONS FHLMC MTN 08/12/2025 08/12/2020 300,000.00 29958000 278,39700 (21,183.00) 0.600 0.647 N/A AAA 3 0000 004 256350023 RCTC 2013 /AB TOLL BDS 20133&B RSV_ 31340X361 US TREAS 8 AGENCY OBLIGATIONS F H L M C M T N 12/30/2024 06/30/2022 20000 00 ]0,000 00 70,11100 11110 4000 3 994 AA+ AAA 256350023 RISC 2013 A88 TOLL B0S 20133&B RSV 3136385X9 US TREAS & AGENCY OBLIGATIONS 868 A GTO R E M I C PASS THRU C M 0 SER 20121020082 09/25/2027 08/0172012 26.855.92 27,163.63 25,838.51 (1,325.12) 1.500 1559 N/A N/A 256350023 RCTC 2013 A88 TOLL BDS 2013388 RSV 3136ABNZ2 US TREAS 8 AGENCY OBLIGATIONS F N M AGTO R E M I C PASS THRU C M O SER 2012148 CLMC 11/25/2042 12/01/2012 29,30662 29,758 25 28,825.70 (93255) 2000 2033 N/A N/A 256350023 RCTC 2013 A&B TOLL BDS 10133&8 RSV 3136307]4 US TREAS & AGENCY OBLIGATIONS FNMAGTDREMICPASS THRU CM 0 SER 2013 M6 CL 2A 03/25/2023 04/01/2013 21,358.16 21122.99 21 243.68 108.74 VAR 2670 N/A N/A 0 00 0 ASS THR - - - 202 256350023 RCTC 2013 A&B TOLL BDS 20133&8 RSV_ 3136ADFF1 US TREAS 8 AGENCY OBLIGATIONS FNMAGTDREMICPASS THRU CM 0 SER 2013 36 CL KC 04/25/2023 03/01!2013 9.03265 8,902.81 8,98187 81 06 1.500 1308 WA N/A 256350023 RISC 2013 A88 TOLL BDS 20133&B RSV 111630/84 US TREAS &AGENCY OBLIGATIONS FNMAGTDREMICPASS THRU 0 M 0 SER 2013 ]0 CL DG 07/25/2028 06/01/2013 31.012.75 31413.89 3002841 (1,385.48) 1.750 1 807 111/3 N/A 256350023 RCTC 2013388 TOLL BDS 2013388 RSV 3136AHAE0 US TREAS & AGENCY OBLIGATIONS F N M A GTO R EMI 0 PASS THRU CM 05ER 2013 M14 CL APT 04/25/2023 11/01/2013 9,305.28 9,334.63 9.232.88 (101.75) VAR 2.633 N/A N/6 256350023 RCTC 2013386 TOLL BDS 20133&8 RSV 3136ALYF2 US TREAS& AGENCY OBLIGATIONS F N M A 230 R E M IC PASS THRU CM 09E82014813 CLA2 08/25/2024 11/01/2014 18,833.79 18,738.62 18/0233 (76.29) 3.021 3042 14/3 N/A 1 01 0 510 9 0000 256350023 RCTC 2013 A&B TOLL BDS 20133&B RSV 3136AQHLJ USTREAS& AGENCY OBLIGATIONS FNMAGTDREMICPASS THRU CMOSER 2015 M13 CL A2 06/25/2025 t0/01!2015 186,49310 184,2]8.50 183,050.44 (122806) 2800 2758 WA N/A 256350023 RISC 2013 A88 TOLL BDS 20133&B RSV 3136ARTE8 US TREAS &AGENCY OBLIGATIONS FNMAGTDREMICPASS THRU CM 0 SER 2016 M3 CL A2 02/25/2026 03/01/2016 140.963.40 13926]44 137994.%1 (1,2]213) 2.702 2.]50 N/A N/A 256350023 RCTC 2013688 TOLL BDS 2013388 RSV 313781850 U5 TREAS & AGENCY OBLIGATIONS F H 0M C MULTICLASS MTG PARTN C M 05ER K026 CL A2 11/25/2022 05/01/2013 332,63593 335,29151 33230129 (2,988.22) 2510 2513 N/A N/A 256350023 RCTC 2013386 TOLL BDS 10133&8 RSV 313781375 USTREAS&AGENCY OBLIGATIONS FHLMCMIILTICLASS MTG PARTN 0MOSER K5010L32 01/25/2023 05/0]/2013 130,549.36 132,93118 130,10680 (2,82638) 2.522 2.531 N/A N/A 0 0 0 0 . . . 0000_ 0 00 0 H 24 __. 256350023 RCTC 2013 A&B TOLL BDS 20133&B RSV_ 313781005 US TREA58AGENCY OBLIGATIONS FHLM CMULTICLASS MTG PARTN CMOSER K027 CLA2 01/25/2023 05/01!2013 23900092 247,40187 238,859.15 (8,74242) 2637 2641 WA N/A 256350023 RISC 2013 A88 TOLL B0S 20133&B RSV 313785622 US TREAS & AGENCY OBLIGATIONS F H L M C MULTICLASS MTG PARTN C M 0 SER K029 CL A2 02/25/2023 07/01/2013 38.2]3.90 38,445.01 38,254.00 (191.01) 3.320 3.314 NN/;33 N/A 256350023 RCTC 2013 A88 TOLL BDS 2013388 RSV 313783NW4 US TREAS AGENCY OBLIGATIONS F H 1 M 0 MULTICLASS MTG PARTN C M 0 SER K031 CL Al 09/25/2022 08/01/2013 3,236.13 3,244.60 3235.29 (931) 27]8 2.779 N/A AAA 256350023 RCTC 2013358 TOLL BDS 10133&8 RSV 3137BSAfi0 OS TREAS & AGENCY OBLIGATIONS F H L M C MULTICLASS MTG PARTN C M 0 SER 4257 CL EK 10/15/2028 10/01/2013 2696.10 6620.78 6,631 01 1023 2.500 2.525 /4/3 N/A 256350023 RCTC 2013 A&B TOLL BDS 20133&B RSV_ 3137BJq]1 US TREAS 8 AGENCY OBLIGATIONS F H LM CMULTICLASS MTG PARTN CM O SERKPLB CL 05/25/2025 06/01/2015 1]5,01000 188,02441 1]2,161.50 (15,862.91) 2770 2816 WA N/A 256350023 RISC 2013 A88 TOLL BDS 20133&B RSV 3133416 2 US TREAS &AGENCY OBLIGATIONS FHLMC MULTICLASS MTG PARTN 0 M 0 SER K048 CL A2 06/25/2025 09/01/2015 37.000.00 40,815.63 36,808.71 (4,006.92) VAR 3.301 N/A N/A 256350023 RCTC 2013388 TOLL BDS 2013388 RSV 111781W87 US TREAS 8 AGENCY OBLIGATIONS F 1Mb MULTICLASS MIS PARTN 0-0568 KO50 CL A1 01/25/2025 11/01/2015 14],3255] 150311.70 146,098.35 (6.213.36) 2802 2826 N/A N/A 256350023 RCTC 2013386 TOLL BDS 10133&8 RSV 3137BYPg7 US OBLIGATIONS FH LMCMIILTICLASS MTG PARTN CMOSER K725 CL A2 04/25/2024 06/01/2017 3314]852 338,555.49 328727.25 (9,82024) 2905 0446 AAA N/A .. 0000_ 256350023 RCTC 2013 A&B TOLL BDS 20133&B RSV_ 313784076 US TREAS & AGENCY OBLIGATIONS F H L M C MULTICLASS MTG PARTN C M 0 SER KBXl CL Al 09/25/2024 _ 03/01!2018 39,90292 41,837 66 39_572.92 (2264.]4) 2 920 0533 _NIA N/A 256350023 RISC 2013388 TOLL BDS 20133&B RSV 313700M35 US TREAS &AGENCY OBLIGATIONS F H L M C MULTICLASS MTG PARTN C M 0 SER 8029 CL Al 02/25/2024 12/01/2017 22550.26 28715.66 26471.18 (24448) 2951 2.959 N/A AAA 256350023 RCTC 2013 An TOLL BDS 2013388 RSV 3137FYUR5 US TREAS 8 AGENCY OBLIGATIONS F H LM bMULTICIASS MTG PARTN 0MOSER 4015 CLA 08/26/2024 05/07/2021 119,398.09 119,422.82 119,579.56 15676 VAR 0500 'N/A N/A 256350023 RCTC 2013 A&B TOLL BDS 20133&8 RSV 3138EK%L4 US TREAS & AGENCY OBLIGATIONS FN MAPARTN CERT PODL#313382 03/01/2023 03/01/2013 85,978.07 8596884 85966.89 (4.10) 2355 2388 14/3 N/A N 256350023 RCTC 2013 A8BT0LL BDS 20133&B RSV 3138E9004 US TREAS AGENCY OBLIGATIONS FN MA PARTN CERT POOL#315951 10/01/2029 09/01/2014 18,40989 19,34139 18.439.90 (90349) 1500 3494 Wk N/A 256350023 RCTC 2013368 TOLL BD52013A&B RSV 313800/23 USTREAS& AGENCY OBLIGATIONS FN M A PARTN CERT P0014317688 11/01/7030 11/01/2015 39.821.08 41,868.]] 39,]90.82 (2,07795) 3.500 3.503 256350023 RCTC 2013866 TOLL BDS 2013388 RSV 3138E55P6 US TREAS 8 AGENCY OBLIGATIONS FNMAPARTN CERT POOL#318561 06/01/2031 05/01/2016 58,002.02 61,3%9.10 58361.05 (3,018.05) 3.500 3.478 N/A N/A 256350023 RCTC 2013 LAB TOLL BDS 20133&8 RSV 313810563 US TREAS& AGENCY OBLIGATIONS F N M A PARTS CERT P0018/.1613 07/01/2026 05/01/2016 44,139.82 43,108.74 42,926.86 (181 88) 2.550 2622 N/A N/A 256350023 RCTC 2013 A&B TOLL BDS 20133&B RSV 1118W5825 US TREAS 8 AGENCY OBLIGATIONS FNMAPARTN CERT P000 4494860 05/01/2030 04/01!2015 64,02349 66324.3] 62,798.08 (3,526.30) 2.500 2.549 N/A N/A 256350023 RISC 2013958 TOLL BDS 20133&B RSV 314025502 US TREAS & AGENCY OBLIGATIONS FN M APARTN CERT POOL#BM1757 04/01/2023 09/01/2017 37341.96 37,33029 37,328.14 (215) 2493 2.427 N/A N/A 256350023 RCTC 2013388 TOLL BDS 2013A&B RSV 314028M60 US TREAS 8 AGENCY OBLIGATIONS FNMAPARTN CERT UMBS POOL #8-3956 12/01/2032 05/01/2018 45,37297 47,663.44 45,186.94 (247649) 0000 3.012 'N/A N/A 256350023 RCTC 2013386 TOLL BDS 2013358 RSV 3140]3097 USTREAS&AGENCY OBLIGATIONS F MAPARTN CERT 8P 00 06/01/2049 05/31/2019 22,399.89 23,12415 2229832 (72583) VAR 2.596 N/A N/A _ .1 0 0 0 0 _. . 0000. ) 0 0 0 0. 256350023 RCTC 2013 A&B TOLL BDS 20133&B RSV_ 3140890KB US TREAS & AGENCY OBLIGATIONS FN M A PARTN CERT POOL#FM601] 02/01/2035 _02/01!2021 138,08349 14536].35 13730132 (8,46403) 1000 3017 WA N/A 256350023 RISC 2013 A88 TOLL BDS 20133&B RSV 51418CDH4 US TREAS &AGENCY OBLIGATIONS FNMAPARTN CERT POOL# -32803 11/01/2031 10/01/2016 145.4'1803 151192.90 142,687,76 (8,505.14) 2.500 2.549 1J/A N/A 256350023 RCTC 2013 A88 TOLL BDS 2013388 RSV 314180/03 US TREAS & AGENCY OBLIGATIONS FNMAPARTN CERT UMBS POOL #-54309 03/01/2031 03/01/2021 203,03367 208,]41.15 195032.11 (13,711.10) 2000 2.082 'N/A N/A 256350023 RCTC 2013950 TOLL BDS 10133&8 RSV 36175%q B8 USTREAS&AGENCY OBLIGATIONS GN MAPARTN CERT POOL #779250 05/15/2027 05/01/2012 25,67227 26,395.74 25,475.11 (920.631 0000 3023 N/A N/A 0000 . 863 256350023 RCTC 2013 A&B TOLL BDS 20133&B RSV_ 36179ME82 US TREAS AGENCY OBLIGATIONS G N M A 11 PARTN CERT POOL8(t=68 06/20/2027 06/01!2012 45,30920 65,845.9] 44,227.22 (1118.]5) 2500 2.561 WA N/A 256350023 RCTC 2013 A88 TOLL BDS 20133&B RSV 361791,4324 US TREAS & AGENCY OBLIGATIONS G N M A I I PASS THRU CERT POOL #-30601 12/20/2027 12/01/2012 27.880.99 28,48225 2],214.08 (1,268.17) 2.500 2561 N/A N/A 256350023 RCTC 2013388 TOLL BDS 2013388 RSV 3617982/9 US TREAS 8 AGENCY OBLIGATIONS GNMA II PASS THRU CERT P00L#MA0756 02/20/2028 02/01/2013 3],939.04 38.]69.]] 37,030.78 (1,738.99) 2500 2561 N/A N/A 256350023 RCTC 2013386 TOLL BDS 2013388 RSV 361799327 US TREAS& AGENCY OBLIGATIONS 0 N MA I I PASS THRU CERT POOL 04/20/2028 04/01/2013 19,514.52 20,08937 19,178.28 (911.09) 3.000 3053 N/A N/A _ _.. 256350023 RCTC 2013 A&B TOLL BDS 20133&B RSV 36179NKP2 US TREAS AGENCY OBLIGATIONS GN MAII PARTN CERT POOL #-31202 08/20/2028 08/01/2013 615994] 63,104.58 60,122.93 (2,984.75) 2,500 25fi1 WA 256350023 RISC 2013 A88 TOLL BDS 20133&B RSV 36202F2H8 USTREAS& AGENCY OBLIGATIONS 06831 PASS 0889 CERT POOL 5005216 01/20/202] 01/01/2012 56354.92 56,883.89 55,382.00 (1,500.53) 3.000 3.053 N/A 256350023 RCTC 2013388 TOLL BDS 2013388 RSV 362029367 US TREAS 8 AGENCY OBLIGATIONS G N M A II PASS THRU CERT _ POOL X005300 02/20/2027 02/01/2012 30,300.67 31,00].98 05,70742 (1,230.36) 3.000 3.053 'N/A N/A 256350023 RCTC 2013386 TOLL BDS 10133&8 RSV 3055052/ USTREAS&AGENCYOBLIGATIONS GN M AGTDREMIC PASS THRU CMOSER20154CL PO 01/16/2039 01/01/2010 36,662.00 9,]2252 36,436.16 26,]8252 0000 3.019 N/A N/A 000 0 0000 --. 256350023 RCTC 2013 A&B TOLL BDS 20133&B RSV_ 3B376TTT9 US TREAS 8AGENCY OBLIGATIONS 669AGTDREMICPASS THRU CM() SER 20106 CL AB 11/20/2039 _01/01!2010 14,76]98 14,9]1.34 1430851 (265.83) 3.000 3013 N{A N/A 256350023 RCTC 2013 388 TOLL BDS 20133&B RSV 5/3770KH9 US TREAS & AGENCY OBLIGATIONS 06839158=8310 PASS THRU C M 0 SER 2011 18 CL PG 08/20/2040 02/01/2011 8363.95 8,44].12 8,346.39 (100.73) 3.000 3.006 N/6 6/A 256350023 RCTC 2013 388 TOLL BDS 2013388 RSV 38377R/K8 US TREAS & AGENCY OBLIGATIONS GNMA GM R E M I 0 PASS THRU C M 0 SER 2010166 CL GP 04/20/2039 12/01/2010 26494.10 13094 58 26,443.76 13,349.20 0000 3.006 6/6 6/A 256350023 RCTC 2013 A&B TOLL BDS 20133&8 RSV 383775314 US TREAS & AGENCY OBLIGATIONS 0 6 M A GTD R 5 M I C PASS THRU C M 0 SER 2011 136 10 0A 05/20/2040 10/01/0011 16343.]6 16,1]851 16,223.47 5515 2000 2.015 N/A N/A 256350023 RCTC 2013 A&B TOLL BDS 20133&B RSV 383783090 US TREAS 8 AGENCY OBLIGATIONS 669 A GTD R E M 1 C PASS THRU C M 0 SER 501119800 E8 A 10/20/2026 12/01/2011 23,465 89 23,741.87 23461.20 (280.67) 3000 3 001 WA N/A Page 9 of 109 INFRIVERSIDE COUNTY TRANSPORTATION COMMISSION 91 CIP STAMP Portfolio by Account for quarter ended June 30, 2022 Source Unrealized S&P Moody Account Account CUSIP Asset Cateeory Name Asset Name l Asset Name 2 Maturity Date Issue Date Shares/Par Book Value Call Date Market Value Gain/Loss Coupon Yield Ratio_ Rating 256350023 256350023 256350023 256350023 256350023 256350023 256350023 256350023 256350023 256350023 256350023 256350023 256350023 256350023 256350023 256350023 256350023 256350023 256350023 RCTC 2013 A8B TOLL BDS 2013588 RSV RCTC 2013 A&B TOLL BDS 2013A8B RSV RCTC 2013 A8B TOLL BDS 2013588 RSV RCTC 2013 A88 TOLL BDS 20135&8 RSV RCTC 2013 A&8 TOLL BDS 2013A&B RSV RCTC 2013 A&B TOLL BDS 2013A8B RSV RCTC 2013 A8B TOLL BDS 20135&B RSV RCTC 2013 A88 TOLL BDS 20135&B RSV RCTC 2013 A&8 TOLL BDS 2013588 RSV RCTC 2013 An TOLL BDS 2013A8B RSV RCTC 2013 A8B TOLL BDS 2013508 RSV RCTC 2013 A88 TOLL BDS 2013A&B RSV 38378HAU0 US TREAS 8 AGENCY OBLIGATIONS GN MAGTDREMICPASSTHRU 383781ZD] US TREAS BAGENCY OBLIGATIONS GN M *0T0 86 MIS 60986880 383786850 US TREAS & AGENCY OBLIGATIONS 0N MAGTDREMICPASS THRU 38378165L4 US TREAS 8 AGENCY OBLIGATIONS G N M A GTO REMIC PASS THRU 3837865W4 US TREAS 8 AGENCY OBLIGATIONS GN M A GTD REMIC PASSTHRU 383781617 US TREAS 8 AGENCY OBLIGATIONS G N M A GTO R E M I C PASS THRU 383785545 US TREAS & AGENCY OBLIGATIONS G N M A GTD REMIC PASS THRU 38379065 US TREAS 8 AGENCY OBLIGATIONS 56 M A GTD REMIC PASS THRU 369800Z34 USTREAS & AGENCY OBLIGATIONS GN MAGTDREMICPASSTHRU 38381 AZ58 US TREAS 8 AGENCY OBLIGATIONS O N M A GTO REMIC PASS THRU _ _. _. . .. . . . N OT E 912828038 US TREAS & AGENCY OBLIGATIONS USTREASURY NOTE 912828ZF0 US TREAS 8 AGENCY OBLIGATIONS U S TREASURY NOTE RCTC 2013 A&8 TOLL BDS 2013A&B RSV 91282CAE1 USTREAS & AGENCY OBLIGATIONS U STREASURY NOTE RCTC 2013 A&B TOLL BDS 2013A8B RSV 91282CAM3 US TREAS B AGENCY OBLIGATIONS U 5 TREASURY NOTE RCTC 2013 A8B TOLL BDS 20135&B RSV 912B2CAP6 US TREAS & AGENCY OBLIGATIONS US TREASURY NOTE RCTC 2013 A88 TOLL BDS 20135&B RSV 81282CBA8 US TREAS B AGENCY OBLIGATIONS U S TREASURY NOTE RCTC 2013 588 TOLL BDS 2013A&B RSV 912825504 USTREAS & AGENCY OBLIGATIONS US TREASURY NOTE RCTC 2013586 TOLL BDS 2013086 RSV 9(282S592 US TREAS 8 AGENCY 085IGATIONS USTREASURY NOTE RCTC 2013 A8B TOLL BDS 2013588 RSV 912B2CDEB US TREAS & AGENCY OBLIGATIONS USTREASURY NOTE CMOSER201296 CLAD 08/20/2027 06/01/2012 35473.07 35839.44 34,148.86 (1,690.58) 1.500 1558 N/A N/A C M 0SER 201347 CL EC 12(20/2040 03/01/2013 12,36123 12,226.46 12,216.55 (9.90) 1.500 1.520 N/A N/A. C M 01ER 201378 CL AG 0]/16/2043 05/01/2013 21,14987 20419.54 21,053.22 63368 2388 2400 N/A N/A' CM O SER 2013 74 CL AL 12/16/2046 05/01/2013 391;840.88 178;331.74 378545.72 200,213.98: VAR 2.696 N/A N/A C M 0 SER2013105 SLA 02/16/2037 07/01/2013 28,03690 020 27,752.05 27751.85 1.705 1.]23 N/A N/A CM 0 SER 2013 71 CL GA 07/10/2041. 05/01/2013 44,804.84 0.16 44,273.90 44,273.74 2.500 2.530 N/A N/A. CMOSER2013116CLMA 12/16/2041 08/01/2013 46,81263 45122.99 46,181.13 105814 2250 2281 N/A N/A. C M 05ER 201529 CL AD 09/16/2055 02/01/2015 39,707.63 38693.25 37,181.43 (1,511.82) VAR 2.675 N/A N/A C M 0 SER 2016147 CL DA 04/20/2046 10/01/20/6 44,685.69 45077.75 43,33261 (1,745.14) 3.000 3 094 N/A N/A CM OSER 2018153 CLWJ 11/20/2045 11/01/2018 19,481..65. 19,586.74 19384.63 (202.11) 3.000 3.015 N/A N/A. 11/15/2024 11/17/2014 76000000 77012732 747,118.00 (23,009.32) 2250 2289 N/A AAA. 4/ 03/31/2025 03/31/2020 365000.00' 352,889.84 34564720 (22,242.64) 0.500 0.536 N/A AAA 08/15/2030 08/15/2020 9500000 87,148.83 74,61540 (12,533.43) 0.625 0.754 N/A AAA 09/30/2025 09/30/2020 970,000.00 957,882.03 886,221.10 (71,66093) 0.250 0274 N/A AAA. 10/15/2023 10/15/2020 625,00000 614,809.57 602,537.50 (12,272.07) 0.125 0130 N/A AAA. 12/15/2023 12/15/2020 180,000.00 179,444.53: 172,715.40 (6,729.13) 0.125 0130 N/A AAA 06/15/2024 06/15/2021 1,000000.00 951,875.00 948,280.00 (3,595.00) 0.250 0264 N/A AAA 07/31/2023 07/31/2021 1,385,000.00 1,365 206 45 1,388,11625 2796.28 VAR 0.000 N/0 AAA. 10/31/2023 11/01/2021 1,90000000 1,902392.78 1904,65500 208087 VAR 0324 N/A AAA. 12,199,212.62 12,182,725.95 (16,726.15) 52 Page 10 01109 RIVERSIDE COUNTY TRANSPORTATION COMMISSION 91 CIP STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 ATTACHMENT 4 Source Account Account Transaction Date 1 Date SetUcmenI Date CIUSIP Description Units Price Miscellaneous Fees Net Cash Amount Federal Tax Cost Amount Short Term Long Term Gain/Loss Amount Gain/Loss Amount. 226122002 _ RCTC 2021 SER B SR SOS RESACCT 04/01/2022 CASH RECEIPT TRANSFER FROM INCOME 1 - - - 55040 - - - 226122002 RCTC 2021 SER B SR BDS RESACCT 04/01/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL 1 - - - (550 40) - - - 226122002 226122002 226122002 RCTC 2021 SER 8 SR 805 RES ACCT 04/01/2022 318460203 INTEREST EARNED ON FIRST AM GOVT OB FD CL V UNIT ON 0.0000 SHARES DUE 3/31/2022 INTEREST FROM 3/1 /22 TO 3/31 /22 - - 5.57 - - - RCTC 2021 SER B SR BDS RESACCT RCTC 2021 SER BSR BDS RES ACCT 04/01/2022 04/01/2022 04/01/2022 318460203 _. . . SOLD UNITS OF FIRST AM GOVT OB FD CL (199,323.38) 1.00 - 199,323.38 (199,32338) - - 04/01/2022 842400HCO INTEREST EARNED ON SOUTHERN CA EDISON 1.52735% 4/01/24 $1 PV ON 450000 0000 SHARES DUE 4/1/2022 - - - 1,027.64 - - - 226122002 RCTC 2021 SERB SR HOS RESACCT 04/01/2022 04/01/2022912820002 PAID ACCRUED INTEREST ON PURCHASE OF U S TREASURY NT 0.00001% 7/31/23 - - - (138.72) - - - 226122002 RCTC 2021 SER 8 SR BDS RESACCT 04/01/2022 03/31/2022 04/01/2022912820602 PURCHASED PAR VALUE OF U S TREASURY NT 0.00001%7/3123 /WFSLUS33 WELLS FARGO CHARL NC/200,000 PAR VALUE AT 100.10615 % 200,000.00 1.00 - (200,212.30) 200,212.30 - 226122002 226122002 RCTC 2021 SER B SR BDS RESACCT 04/04/2022 04/04/2022 04/04/2022 31848V203 SOLD UNITS OF FIRST AM GOVT OB FD CL (775,127.68) 1.00 - 775,127.68 (775,127.68) - - RCTC 2021 SERB SR BOS RES ACCT 04/04/2022 03/31/2022 04/64/202236259KAF4. PURCHASED PAR VALUE OF GM FINANCIAL 1.840%12/20/23 /TORONTO DOMINION SECURITIES (6/65.000 PAR VALUE AT 100.10546154 65,000.00 1.00 - (65068.55) 65060.50 - - 226122002 RCTC 2021 SER B SR BDS RESACCT 04/04/2022 04/04/202236259KA64 PAID ACCRUED INTEREST ON PURCHASE OF GM FINANCIAL 1.840% - - - (382 82) - - 12/20/23 226122002 RCTC 2021 SER 8 SR 805 RES ACCT 04/04/2022 04/04/2022 36259KAF4 PAID ACCRUED INTEREST ON PURCHASE OF GM FINANCIAL 1.840% 12/20/23 _ - - (46.51) _ - - 226122002 RCTC 2021 SER B SR BDS RESACCT 04/04/2022 03/31/2022 04/04/2022 36259KAF4 PURCHASED PAR VALUE OF GM FINANCIAL 1.840%12/20/23 /BOFMCAT2 BANK OF MONTREAL/535,000 PAR VALUE AT 100.13671963 % 535,000.00 1.00 - (535,731 45) 535,731.45 - 226122002 RCTC 2021 510913 SR BDS RESACCT 04/06/2022 CASH RECEIPT TRANSFER FROM ANOTHER TRUST FROM #256350000 TOLL REVENUE - - - 117,853.00 - - - 226122002 RCTC 2021 SER B SR BDS RESACCT 04/06/2022 04/06/2022 04/06/2022318464203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL 117,853.00 1.00 - (117,853.00) 117,853.00 - 226122002 RCTC 2021 SERB SR BDS RESACCT 04/11/2022 04/10/2022. 04/11/2022 14687KAA4 PAID DOWN PAR VALUE OF CARVANA AUTO REC 0.3264% 1/10/23 (200,059.31) - - 200,059,31 (200,061.60) 7.81 - 226122002 RCTC 2021 SER B SR BDS RESACCT 04/11/2022 14687KAA4 INTEREST EARNED ON CARVANA AUTO REC 0.3264%1/10/2301 PV ON 64.9000 SHARES DUE 4/10/2022 00.00027/67 ON 238,597 64 PV DUE 4/10/22 - - - 64,90 - - 226122002 RCTC 2021 SER B SR BDS RESACCT 04/11/2022 31378L587 INTEREST EARNED ON F H L M C MLTCL MT 2.716% 6/25/22$1 PV ON 607. 3500 SHARES DUE3/25/202280.00226/RV ON 268,343.15 PV DUE 3/25/22 - - -- 607.35 - - - 226122002 RCTC 2021 SER B SR 80S RESACCT 04/11/2022 3137BLUR7 INTEREST EARNED ON F H L M 0 MLTCL MT 2.716% 6/25/2201 PV ON 607.3500 SHARES DUE 3/25/2022 RATE REVISION MARCH - - - (607.35) - - 226122002 RCTC 2021 SERB SR BDS RESACCT 04/11/2022 03/25/2022 04/11/202231373L5R7 PAID DOWN PAR VALUE OF F LM CMLTOLMT 2716%6/25/22 (68;717.46) - - 68,717.46 (69,248.95) (531.49) 226122002 RCTC 2021 SER B SR BDS RESACCT 04/11/2022 03/25/2022 03/25/2022 31378E537 PAID DOWN -RV PAR VALUE OF F H L M C MLTCL MT 2.716% 6/25/22 RATE REVISION MARCH 67,565.38 - - (67,565.38) 68,087.96 522.58 226122002 RCTC 2021 SER 8 SR BOS RES ACCT 04/11/2022 03/30/2022 04/04/20223137F4S78 PURCHASED PAR VALUE OF F H L M C MLTCL MTG 4.000% 7/15/45 /STEPHENS. INC./11,268.57 PAR VALUE AT 100.15627537 % 11,268.57 1.00 - (11,286.18) 11,286.18 - - 226122002 RCTC 2021 SER B SR BDS RESACCT 04/11/2022 04/04/2022 3137F4578 PAID ACCRUED INTEREST ON PURCHASE OF F H L M 0 MLTCL MTG 4.000% 7/15/45 - - - (3.76) - - - 226122002 RCTC 2021 SER 8 SR 800 RESACCT 04/11/2022 04/11/2022 04/11/2022318460203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL V 187.33 1.00 - (187.33) 187.33 - -. 226122002 RCTC 2021 SER B SR BDS RES ACCT 04/11/2022 04/11/2022 04/11/2022318460203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL V 297,346.11 1.00 - (297,346.11) 297,346.11 - 226122002 RCTC 2021 SER8 SR BDS RESACCT 04/11/2022 828807DR5 INTEREST EARNED ON SIMON PPTY L P 1.21856% 1/11/2431 PV ON 140000 0000 SHARES DUE 4/11/2022 - - - 187.33 - - - 226122002 RCTC 2021 SER B SR BDS RESACCT 04/15/2022 CASH RECEIPT TRANSFER FROM INCOME 1 - - - 7,593.05 - - - 226122002 RCTC 2021 550 B SR BDS RESACCT 04/15/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL 1 - - - (7,593.05) - - 226122002 RCTC 2021 SER B SR BDS RES ACCT 04/15/2022 0258216S2 INTEREST EARNED ON AMERICAN EXPRESS 1.19471% 10/15/25$1 PV ON 308 5200 SHARES DUE 4/15/2022 $0.00062/PV ON 500,000.00 PV DUE - - - 308.52 - - - 4/15/22 226122002 RCTC 2021 SER B SR EMS RES ACCT 04/15/2022 02588NAH1 INTEREST EARNED ON AMERICAN EXPRESS 1.454711 2/18/25 $1 PV ON 303.5800 SHARES DUE 4/15/2022 $0.00084/PV ON 361,000.00 PV DUE 4/15/22 - - - 303.58 - 226122002 RCTC 2021 SERS06500 RESACCT 04/15/2022 12596JAC7 INTEREST EARNED ON CNH EQUIPMENT TRUST 3.010% 4/15/2401 PV ON - - - 113.46 - - - 113.4600 SHARES DUE 4/15/2022 $0.00251/PV ON 45231.75 PO 006 4/15/22 226122002 RCTC 2021 SER BSR BM RES ACCT 04/15/2022 04/15/2022 04/1.5/2022125961607 PAID DOWN PAR VALUE OF CNH EQUIPMENT TRUST 3.010% 4/15/24 (6,677.03) - - 0677.03. (6722.41) (45.38) - 226122002 RCTC 2021 SER B SR BDS RESACCT 04/15/2022 14041N755 INTEREST EARNED ON CAPITAL ONE MULTI 1.22471% 3/16/26$1 PV ON 225.0100 SHARES DUE 4/15/2022 $0.00064/PV ON 350,000.00 PV DUE - - - 225.01 - - - 4/15/22 226122002 RCTC 2021 SER B SR 805 RESACCT 04/15/2022' 140416P00 INTEREST EARNED ON CAPITAL ONE MULTI 1.720% 8/15/24$1 PV ON 250.8300 SHARES DUE 4/15/2022 00.00143/P4 ON 175,000.00 PV DUE 4/15/22 -. - - 25085' -. -. - 226122002 RCTC 2021 SER 5 SRB00 RE6400T 04/15/2022 04/15/2022 04/15/2022 14042WAC4 PAID DOWN PAR VALUE OF CAPITAL ONE PRIME 2.510%11/15/23 (10,871.12) - - 10871.12 (10,952.85) (81.73) - 226122002 RCTC 2021 SERB SRBDS RESACCT 04/152022' 14342W404 INTEREST EARNED ON CAPITAL ONE PRIME 2.510% 11/15/23$1 PV ON 104.0700 SHARES DUE 4/15/2022 $0.00209/PV ON 49,751 92 PV DUE 4/15/22 - - - 104.07 226122002 RCTC 2021 SER BSR 80S RESACCT 04/15/2022 143140408 INTEREST EARNED ON CARMAX AUTO OWN 0.520% 2/17/26 $1 PV ON - - - 108.33 - - 108.3300 SHARES DUE 4/15/2022 $0.00043/PV ON 250,000.00 PV DUE 4/15/22 226122002 RCTC 2021 SER a SR. 805 RESACCT 04/15/2022 04/15/2022 04/15/2022 14315NAC4 PAID DOWN PAR VALUE OF CARMAX AUTO OWNER 3.050% 3/15/24 (30544.531. - - 32,544.52 (92,793.69) (249.17) - 226122002 RCTC 2021 SER B SR BDS RESACCT 04/15/2022 14315NAC4 INTEREST EARNED ON CARMAX AUTO OWNER 3.050% 3/15/2401 PV ON 384.0200 SHARES DUE 4/15/2022 $0.00254/PV ON 151,088.15 PV DUE - - - 384,02 - - - 4/15/22 226122002 RCTC 2021 SER BSR 805 RES ACCT 04/15/2022 14315PAD7 INTEREST EARNED ON CARMAX AUTO OWNER 2.180% 8/15/24 $1 PV ON 636.7600 SHARES DUE4/15/2022$0.00182/PV ON 350512.78 PV DUE 4/15/22 = - - 636.76 - - - 226122002 RCTC 2021 SER B SR BDS RESACCT 04/15/2022 04/15/2022 04/15/2022 14315PAD7 PAID DOWN PAR VALUE OF CARMAX AUTO OWNER 2.180%8/15/24 (35,519.95) - - 35,519.95 (35,715.59) (195.64) 226122002 RCTC 2021 SERBSRBOS RES ACCT 04/15/2022 04/15/2022 O4/15/202214316LAC7 PAID GOWN PAR VALUE OF CARMAX AUTO OWNER 2680%3/15/24 (33,492.24) - - 33;49224 (83.875.57) _ (383:33) - 226122002 RCTC 2021 SER8 SR BDS RESACCT 04/15/2022 14316LAC7 INTEREST EARNED ON CARMAX AUTO OWNER 2.680% 3/15/24$1 PV ON - - - 504.23 - - - 504.2300 SHARES DUE 4/15/2022 $0.00223/PV ON 225,775.02 PV DUE 4/15/22 53 Page 11 of 109 Source Account RIVERSIDE COUNTY TRANSPORTATION COMMISSION 91 CIP STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 Account Transaction Date Trade Date Settlement Date CUSIP Description Units Prlc1 Miscellaneous Fees Net Cash Amount Federal Tate Cost Short Term Long Term Amount Gain/Loss Amount Gain/Loss Amount 226122002 RCTC 2021 SER BSR BDS RES ACCT 04/15/2022 14316NAC3 INTEREST EARNED ON CARMAX AUTO OWNER 0.340%12/15/25 $1 PV ON 110.5000 SHARES DUE4/15/2022$0.00028/PV ON 390,000.00 PV DUE 4/15/22 - - - 110.50 - 5841 . 75,201 14 - 228.02 - - (75,201 14) - - - - - - 226122002 226122002 RCTC 2021 SER B SR BDS RESACCT RCTC 2021 SER B SR MS RESACCT 04/15/2022 04/15/2022 14317CAA0 INTEREST EARNED ON CARMAX AUTO OWNER 0.31282% 2/15/23$1 PV ON 58.4100 SHARES DUE 4/15/2022 $0.00027/PV ON 216,841.95 PV DUE 4/15/22 - - 04/15/2022. 04/15/2022 14317CAA0 PAID DOWN PAR VALUE OF CARMAX AUTO OWNER 0.31282%2/15/23 (75,201.14) = 226122002 RCTC 2021 SER B SR BDS RESACCT 04/15/2022 254683007 INTEREST EARNED ON DISCOVER CARD 1.23471%4/15/25$1 PV ON 228.0200 SHARES DUE 4/15/2022 $0.00065/PV ON 350,000.00 PV DUE 4/15/22 - - 226122002 R0TG.2025 SERBS8Blditin'RI'CSS 04/15/2022 254683CE3 INTEREST EARNED ON DISCOVER CARD 1.20471% 8/15/25 $1 PV ON 218 91300 SHARES DUE 4/15/2022 $0.00063/PV ON 550,000.00 PV DUE 4/15/22 - -. - 218.98 - - 226122002 RCTC 2021 SER B SR BDS RESACCT 04/15/2022 04/15/2022 04/15/20223128MMT52 PAID DOWN PAR VALUE OF F H L M C 805185712:500%10/01/30 MARCH FHLMC DUE 4/15/22 (1,977.49) - - 197749 (2,058.09) - (80.60) 226122002 RCTC 2021 SERB SR BDS RESACCT 04/15/2022 3128MMT52 INTEREST EARNED ON F H L M C 806185712.500% 10/01/30$1 PV ON 159.6200 SHARES DUE 4/15/2022 MARCH FHLMC DUE 4/15/22 - _ - 159.62 226122002 RCTC 2021 SER BSR BDS RESACCT 04/15/2022 04/15/2022 04/15/2022 3128MMUL5 PAID DOWN PAR VALUE OF F H L M C GD G18586 2.500% 2/01/31 MARCH FHLMC DUE 4/15/22 (2,246:04) - - 2,246.04 (2,324.62) - (78.58) 226122002 RCTC 2021 SER B SR 805 RESACCT 04/15/2022 3128MMUL5 INTEREST EARNED ON F H L M C 000186862500% 2/01/3101 PV ON 154.4800 SHARES DUE4/15/2022 MARCH FHLMC DUE 4/15/22 -. -. - 154.48 - -- - 226122002 RCTC 2021 SER B SR BDS RESACCT 04/15/2022 04/15/2022 04/15/2022 31307NP40 PAID DOWN PAR VALUE OFF H L M C GD J322433.000%7/01/30 MARCH FHLMC DUE 4/15/22 (4,100.13). - - 4,100.13 (4351.21) - (251.08) 226122002 RCTC 2021 SER 8 SR 805 RES ACCT 04/15/2022'. 313079(40 INTEREST EARNED ON F H L M C GO 132243 3:000% 7/01/30 $1 PV ON 352.4200 SHARES DUE 4/15/2022 MARCH FHLMC DUE 4/15122. - - - 35242' 226122002 RCTC 2021 SER BSR BDS RESACCT 04/15/2022 04/15/2022 04/15/2022 313760081 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 1.500% 5/15/27 (1,887.74) - - 1,887.74 (1,914.77) - (27.03) 226122002 RCTC 2021 SER BSR BDS RES ACCT 04/15/2022 3137AQQE1 INTEREST EARNED ON F 0 L M C MLTCL MTG 1.500% 5/15/27 $1 PV ON 80,3000 SHARES DUE4/15/2022 00.00125/P6 ON 64,239.62 PV DUE 4/15/22 - - - 80.30 -- - - 226122002 RCTC 2021 SER 6 SR MS RESACCT 04/15/2022 04/15/2022 04/15/20223137AVSH5 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 1.750%12/15/42 (2680.41) - - 2,68041 (2,736.17) (38.25) (17.51) 226122002 226122002 226122002 RCTC 2021 SERB SR. 80S RES ACCT 04/15/2022 3137AYSH5 INTEREST EARNED ON F H L M C MLTCL MTG 1.750% 12/15/42$1 PV ON 161.0300 SHARES DUE 4/15/2022 $0.00146/PV ON 110,419 45 PV DUE 4/15/22 _ - 161.03 RCTC 2021 SERB 5R BDS RESACCT 04/15/2022 04/15/2022 04/15/2022 3137360E5 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 2-000% 11/15/26 (3,511.90) - - 3,511 90 (3,569.98) - (58.08) RCTC 2021 SER BSR BDS RESACCT 04/15/2022 3137860F5 INTEREST EARNED ON F H L M C MLTCL MTG 2.000% 11/15/26$1 PV ON 77.2300 SHARES DUE 4/15/2022 50.00167/P6 ON 46,337.37 PV DUE 4/15/22 - - - 77.23 - - - 226122002 RCTC 2021 SER B SR 805 RESACCT 04/15/2022 313709097 INTEREST EARNED ON F H L M C MLTCL MTG 2.500% 12/15/27$1 PV ON 130 9700 SHARES DUE 4/15/2022 $0.00208/P6 ON 62,865.78 PV DUE 4/15/22 - - - 130.97 - - - 226722002 R0502021SER B SR BDS RESACCT 04/15/2022 04/15/2022 04/15/2022313739897 PAID DOWN PAR VALUE OF FH LM CMLTCL MTG .2500%12/15/27 (3,293.68)' - - 3,293.68 (3,347.98) (33.16)1 (21.14) 226122002 RCTC 2021 SERBSR BDS RESACCT 04/15/2022 3452861666 INTEREST EARNED ON FORD CR AUTO OWN 0.23886% 2/15/23 $1 IN 09 42.5900 SHARES DUE 4/15/2022 $0.00021 /PV ON 207,065.01 PV DUE 4/15/22 - - - 42.59 - - 226122002 RCTC 2021 SER 83R BDS RESACCT 04/15/2022 04/15/2022 04/15/2022.3452560.06 PAID DOWN PAR VALUE OF FORD CR AUTO OWN 0.23886%2/15/23 (76,481.67) - - 76,481.67 (76,481.67) - - 226122002 RCTC 2021 SER BSR BDS RESACCT 04/15/2022 34528QHB3 INTEREST EARNED ON FORD CREDIT 1.47471% 9/15/24 $1 PV ON 429.0800 SHARES DUE 4/15/2022 00.000861P6 ON 500,000.00 PV DUE 4/15/22 - - - 429.08 - - 226122002 RCTC 2021 SERB SR 005 RESACCT 04/16/2022 04/16/2022. 04/16/2022. 34531KA04 PAID GOWN PAR VALUE OF FORD CREDO -AUTO 1.870%3/15/24 (50779.26). - - 50,779.26 (51,080.76) (301.50) 226122002 RCTC 2021 SERB SR EMS RES ACCT 04/15/2022 345316AD4 INTEREST EARNED ON FORD CREDIT AUTO 1.870% 3/15/24 $1 PV ON 662.3000 SHARES DUE4/15/2022 $0.00156/PV ON 425,003 89 PV DUE 4/15/22 - - - 662.30 - - 226122002 RCTC 2021 SER B SR BDS RESACCT 04/15/2022 345318609 INTEREST EARNED ON FORD CREDIT AUTO LS 0.620% 8/15/2301 PV ON 52.3900 SHARES DUE 4/15/2022 $0.00052/PV ON 101,392.90 PV DUE 4/15/22 - - - 52.39- - - 226122002 RCTC 2021 SER B 5R BDS RESACCT 04/15/2022 04/15/2022 04/15/202234531RA09 PAID DOWN PAR VALUE OF FORD CREDIT AUTO L50.620%8/15/23 (22,987.65) - - 22,987.65 (22,984.06) 3.59 226122002 RCTC 2021 SER B SR 805 RESACCT 04/15/2022 34531RAF4. INTEREST EARNED ON FORD CREDIT AUTO LS 1.000% 11/15/23$1 PV ON 342.5000 SHARES DUE 4/15/2022 50.00083/P6 ON 411,000.001N DUE 4/15/22 -. -. - 342.50 - -- - 226122002 RCTC 2021 SER BSR BM RESACCT 04/15/2022 04/15/2022 04/15/2022 361760E21 PAID DOWN PAR VALUE OF G N M A #778953 3.000% 3/15/27 MARCH GNMA DUE 4/15/22 (2,076.85). - - 2,076.85 (2,139.50) - (62.65) 226122002 RCTC 2021 SER 8 SR 800 RES ACCT 04/15/2022'. 361763E21 INTEREST EARNED ON 0 N M A #778953 3.000% 3✓15/27 01 PV ON 218.6900 SHARES DUE 4/15/2022 MARCH GNMA DUE 4/15/22 - - - 218.69 226122002 RCTC 2021 SERB SR BDS RESACCT 04/15/2022 04/15/2022 04/15/2022448918686 PAID DOWN PAR VALUE OF HYUNDAI AUTO RECV TR 0.260%9/15/23 (79,209.69) - - 79,209.69 (79,197.31) 12.38 226122002 RCTC 2021 SERB SR NS RESACCT 0.4/15/2022 ' 448918.086 INTEREST EARNED ON HYUNDAI AUTO RECV TR 0.260% 9/15/23$1 PV ON 41.8500 SHARES DUE 4/15/2022 S000022/PV ON 193,140 32 PV DUE 4/15/22 - - - 41.85 - - - 226122002 RCTC 2021 SER B SR BDS RESACCT 04/15/2022 04/15/2022 04/15/2022477870603 PAID DOWN PAR VALUE OF JOHN DEERE OWNER 2.210% 12/15/23 (76,110.26) - - 76,110.26 (76,585.95) (475.69) 226122002 RCTC 2021 SER 8 SR MS RES ACCT 04/15/2022 477870409 INTEREST EARNED ON JOHN DEERE OWNER 2.210%12/15/23 $1 PV ON 712.8300 SHARES DUE 4/15/2022 00.00184/PV ON 387,054.69 PV DUE 4/15/22 - -. - 712.83. -. -.. 226122002 RCTC 2021 SER B SRBDS RESACCT 04/15/2022 65479HAC1 INTEREST EARNED ON NISSAN AUTO 2.500% 11/15/23$1 PV ON 224.7700 SHARES DUE 4/15/2022 $0.00208/P6 ON 107,888.31 PV DUE 4/15/22 - - - 224.77 - - 226122002 RCTC 2021 SER B SR BUS RES ACCT 04/15/2022 04/15/2022. 04/15/2022 60479HA01 PAID DOWN PAR VALUE OF NISSAN AUTO 2500%11/15/23 (17,696,90): - - 17;696:90 (17,854.30) (157.40) 226122002 RCTC 2021 SER B SR BDS RESACCT 04/15/2022 04/15/2022 04/15/2022654790645 PAID DOWN PAR VALUE OF NISSAN AT REC OWNR 0.49597%3/15/23 (75,410.94) - - 75,41094 (75,410.94) - - 226122002 RCTC 2021 SER BSR BM RES ACCT 04/15/2022 654790065 INTEREST EARNED ON NISSAN AT REC OWNR 0.49597% 3/15/23 $1 PV ON 142.4400 SHARES DUE4/15/2022 $0.00043/PV ON 333,521 32 PV DUE 4/15/22 - - 142.44 -. -- - 54 Page 12 of 109 Source Account RIVERSIDE COUNTY TRANSPORTATION COMMISSION 91 CIP STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 Account Transaction Date Trade Date Settlement Date CUSIP Description Units Miscellaneous Fees Net Cash Federal Tax Cost Short Term Long Term Amount Amount Gain/Loss Amount Gain/Loss Amount 226122002 RCTC 2021 SER B SR BDS RES ACCT 226122002 RCTC 2021 SERB SR BDS RES ACCT 226122002 RCTC 2021 SER B SR BDS RES ACCT 04/15/2022 80285RAE8 INTEREST EARNED ON SANTANDER DRIVE 0.960% 11/15/2401 PV ON 64.8700 SHARES DUE4/15/2022 $0.00080/PV ON 81,076.19 PV DUE 4/15/22 04/15/2022 04/15/2022 04/15/2022 8028584E8 PAID DOWN PAR VALUE OF SANTANDER DRIVE 0.960%11/15/24 (56,61443) 04/15/2022 80285WAF4 INTEREST EARNED ON SANTANDER DRIVE 1.120% 12/15/2501 PV ON 326.6700 SHARES DUE 4/15/2022 $0.00093/PV ON 350,000.00 PV DUE 4/15/22 04/15/2022 9816291A04 INTEREST EARNED ON WORLD OMNI 1.700% 1/15/23 $1 PV ON 192.9400 SHARES DUE 4/15/2022 $0.00142/PV ON 136.192.54 PV DUE 4/15/22 04/15/2022 04/15/2022 04/15/2022 98162HAC4 PAID DOWN PAR VALUE OF WORLD OMNI 1.700% 1/15/23 (21,368.78) 04/15/2022 04/15/2022 04/15/2022981620AD1 PAID DOWN PAR VALUE OF WORLD OMNI AUTO 2.590% 7/15/24 (30,677.03) 04/15/2022 98162VAD1 INTEREST EARNED ON WORLD OMNI AUTO 2.590% 7/15/24 S1 PV ON 386.4100 SHARES DUE 4/15/2022 $0.00216/PV ON 179,031.91 PV DUE 4/15/22 04/15/2022'. 98164EA81 INTEREST EARNEDON WORLD OMNI AUTO 0.170% 2/15/2431 PV ON 21.0600 SHARES DUE 4/15/2022 $0.00014/50 ON 148,659.12 PV DUE 4/15/22 04/15/2022 04/15/2022 04/15/2022 98164EAB1 04/15/2022 04/15/2022 04/15/2022 98164GAA8 04/15/2022 90164GAA8 INTEREST EARNED ON WORLD OMNI AUTO 0.39629% 2/15/2301 PV ON 83.7400 SHARES DUE 4/15/2022 $0.00034/PV ON 245,388.13 PV DUE 4/15/22 226122002 RCTC 2021 SER 8 SR SOS RES ACCT 1226122002 RCTC 2021 SER B SR BDS RES ACCT 226122002 RCTC 2021 SER 8SR BDS RES ACCT 226122002 RCTC 2021 SER B SR BDS RES ACCT 226122002 RCTC 2021 SER 8SR BDS RES ACCT 226122002 RCTC 2021 SER B SR BDS RES ACCT 226122002 RCTC 2021 SER B SR BDS RES ACCT 226122002 RCTC 2021 SER B SR BDS RES ACCT PAID DOWN PAR VALUE OF WORLD OMNI AUTO 0.170% 2/15/24 (42,764.75) PAID DOWN PAR VALUE OF WORLD OMNI AUTO 0.39629% 2/15/23 (61,664.58) 226122002 RCTC 2021 SERB SR 80S RES ACCT 04/18/2022 226122002 RCTC 2021 SERB SR 805 RES ACCT 04/18/2022 226122002 RCTC 2021 SERB SR BDS RES ACCT 64.87 56;614.43 326.67 (56,683.88) (6945) CASH RECEIPT TRANSFER FROM INCOME 1 CASH DISBURSEMENT TRANSFER TO PRINCIPAL 1 04/18/2022 03066NA06 INTEREST EARNED ON AMERICREDIT 2.06001% 4/18/24$1 PV ON 539.1700 SHARES.. DUE 4/18202280.00172/PV ON 314,076.98 PV DUE 4/18/22 192.94 21.368.78 30,677.03 386.41 (21,549.08) (30873.55) 21.06 (180 30) (196.52) 42.76475 (42,744.70) 20.05 61,664.58 (61,664.58) 83.74 - 1,250.18 (1,25018) 539.17 226122002 RCTC 2021 SER B SR MS RESACCT 04/18/2022 04/18/2022 04/18/2022 03066NAD6 PAID DOWN PAR VALUE OF AMERICREDIT 2.06001% 4/18/24 (137,770.76) - - 137.770.76 (138.222.82) (452.06) 226122002 RCTC 2021 SER 8 SR BM RESACCT 04/18/2022 04/18/2022 04/18/2022318460203 PURCHASED UNITS OF FIRST AM GOVT OB FD CLY 839,165.91 1.00 - (839,165.91) 839,165.91 226122002 RCTC 2021 SERB SR BDS RESACCT 04/18/2022 04/18/2022 04/18/2022 318460203 PURCHASED UNITS OF FIRST AM GOVT OB FD CLY 183,307.15 1.00 - (183,307.15) 183,307.15 226122002 RCTC 2021 SER B SR BDS RESACCT 04/18/2022 04/16/2022 04/18/2022 380140AB9 PAID DOWN PAR VALUE OF GM FIN CONS AUTO 0210%8/16/24 (44,926.77) - 44,926.77 (44,817.96) 108.81 226122002 RCTC 2021 SER 8SR BDS RESACCT 04/18/2022 380140689 INTEREST EARNED ON GM FIN CONS AUTO 0.210% 8/16/2401 PV ON - 70.45 70 4500 SHARES DUE 4/16/2022 00.00018/PV ON 402,576.65 PV DUE 4/16/22 226122002 RCTC 2021 SERB SR BDS RES ACCT 226122002 RCTC 2021 SER B SR B05 RES ACCT 04/18/2022 04/16/2022 04/18/2022 3837602E6 04/18/2022 3837602E6 INTEREST EARNED ON GNMA GTD REMIC 4.000% 7/16/39 $1 PV ON 184.3400 SHARES DUE 4/16/2022 00.00333/50 ON 55,301.83 PV DUE 4/16/22 04/18/2022 04/16/2022 04/18/2022 383780562. 04/18/2022 38378XP62 INTEREST EARNED ON G N M A GTD REMIC 2.500%5/16/55$1 PV ON 234.8200 SHARES DUE 4/16/2022 $0.00208/5V ON 112,711.96 PV DUE 4/16/22 PAID DOWN PAR VALUE OF GN M A GTO REMIC 4.000% 7/16/39 (2,011.06). 2,011.06 (2,103.44) (9238) 226122002 RCTC 2021 SERB SR BDS RES ACCT 226122002 RCTC 2021 SER B SR BDS RES ACCT 184.34 PAID DOWN PAR VALUE OF GNMA GTD REMIC 2.500% 5/16/55 (273.61). 273.61 (276.47) (2.86) 234.82 226122002 RCTC 20215ER B SR BDS RESACCT 04/19/2022' CASH RECEIPT TRANSFER FROM INCOME 1 - - - 609.62 226122002 RCTC 2021 SERB SR 805 RESACCT 04/19/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL 1 - - - (609 62) 226122002 RCTC 2021 SER B SR BDS RESACCT 04/20/2022 CASH RECEIPT TRANSFER FROM INCOME 1 - - - 3,836.55 226122002 RCTC 2021 SER B SR 800 RES ACCT 04/20/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL 1 - - (3,836.55) 226122002 RCTC 2021 SER 8SR BDS RES ACCT 04/20/2022 04/20/2022 04/20/2022 318465203 PURCHASED UNITS OF FIRST AM GOVT 013 F0. CLY 178.744.78 1.00 - (170744.78) 178,744.78 226122002 RCTC 2021 SER B SR BDS RES ACCT 04/20/2022 36179M032 INTEREST EARNED ON GNMA II #MA06023.000%12/20/27 $1 PV ON 135.8100 SHARES DUE 4/20/2022 MARCH GNMA DUE 4/20/22 135.81 226122002 RCTC 2021 SER B SR BDS RES ACCT 226122002 RCTC 2021 SERB SR BDS RES ACCT 04/20/2022 04/20/2022 04/20/2022 361795032 PAID DOWN PAR VALUE 0559 M A II #560602 3.000% 12/20/27 MARCH (1,927.94) GNMA DUE 4)0/22 04/20/2022 04/20/2022 04/20/2022 36179NAH1 PAID DOWN PAR VALUE OF G N MA II #M60908 25000 4/20/28 MARCH (3,140.75) GNMA DUE 4/20/22 1,927.94 ;(1,995.82) (67.88) 0,140.75 (3,248.72) - (107.97) 226122002 RCTC 2021 SER 85R 808 RES ACCT 04/20/2022 36179NAH1 INTEREST EARNED ON GNMA II #MA09082.500% 4/20/28 01 PV ON 186 3800 SHARES DUE 4/20/2022 MARCH GNMA DUE 4/20/22 186.38 226122002 RCTC 2021 SER B SR DOS RES ACCT 04/20/2022 361799H67 INTEREST EARNED ON GNMA I 1 8 5611 34 3.0000 7/20/28 $1 PV ON 244.0800 SHARES DUE 4/20/2022 MARCH GNMA DUE 4/20/22 244.08 226122002 RCTC 2021 SER 8 S 8DS RES ACCT 226122002 RCTC 2021 SER 8 5R B05 RES ACCT 04/20/`-2022 04/20/2022. 04/20/2022 36179NHK7 PAID DOWN PAR VALUE OF GNM. A II#MA11343000% 7/20/28 MARCH (3187.93). GNMA DUE 4/20/22 04/20/2022 04/20/2022. 04/20/2022. 36179RHM4 PAID DOWN PAR VALUE OF GNMA II#MA29363.500%7/20/30 MARCH (811.89) GNMA DUE 4/20/22 3187.93 (3,27454) -. (86.71) 811.89 (848.91) - (37.02) 226122002 RCTC 2021 SER 8 SR WS RESACCT 041202422 36179RHM4 INTEREST EARNED ON GNMA 1(#M629363.500% 7/20/3001 PV ON 152.6500 SHARES DUE 4/20/2022 MARCH GNMA DUE 4/20/22 152.65 226122002 RCTC 2021 SER 8 S BDS RES ACCT 04/20/2022 36179TF83 INTEREST EARNED ON 55 M A II #MA4691 3.500% 9/20/32 $1 PV ON 143.6100 SHARES 011E4/20/2022 MARCH GNMA DUE 4/20/22 143.61 226122002 RCTC 2021 SERB SR BDS RES ACCT 04/20/2022 04/20/2022 04/20/2022 36179TF83 PAID DOWN PAR VALUE 050558 I I0M64691 3.500% 9/20/32 MARCH (1,370.28) GNMA DUE 4/20/22 1,370.28 (1,440.03) - (69.75) 226122002 RCTC 2021 SER B SR BM RES ACCT 226122002 RCTC 2021 SER B SR BDS RES ACCT 04/20/2022 36259KAF4 INTEREST EARNED ON GM FINANCIAL 1.840% 12/20/23 $1 PV ON 920.0000 SHARES DUE 4/20/2022 $000153/PV ON 600,000.00 PV DUE 4/20/22 04/20/2022 362595658 INTEREST EARNED ON GM FIN AUTO LEASE 0.80001% 7/20/23 $1 PV ON 115.2700 SHARES DUE 4/20/2022 00.00067/50 ON 172,899.71 PV DUE 4/20/22 04/20/2022 04/20/2022 04/20/2022 36259PAD8 PAID DOWN PAR VALUE OF GM FIN AUTO LEASE 0.80001% 7/20/23 (36,52247) 04/20/2022 36265MAA3 INTEREST EARNED ON GM FIN AUTO LSNG 0.57055% 2/21/23 31 PV ON 122.8800 SHARES DUE 4/20/2022 $0.00048/PV ON 258,444.02 PV DUE 4/20/22 04/20/2022 04/20/2022 04/20/2022 36265MAA3 PAID DOWN PAR VALUE OF GM FIN AUTO LSNG 0.57055% 2/21/23 (72,455.96) 04/20/2022 04/20/2022 04/20/2022 38376WA62 PAID DOWN PAR VALUE OF GNMA GTD REMIC 4.000% 10/20/39 (2,319.48) 226122002 RCTC 2021 SER B SR MS RES ACCT 226122002 RCTC 2021 SERB SR BDS RES ACCT 226122002 RCTC 2021 SER B SR BDS RES ACCT 226122002. RCTC 2021 SER B SR 805 RES ACCT 920.00 115.27 38,522.47 (38,555.58) (33.11) 12288 72,455.96 (72,455.96) 2,319.48 (1,953.21) _ .366.27 55 Page 13 of 109 Source Account RIVERSIDE COUNTY TRANSPORTATION COMMISSION 91 CIP STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 Account Transaction Date Trade Date Settlement Date CUSW Description Miscellaneous Fees Net Cash Federal Tax Cost Short Term Long Term Amount Amount Gain/Loss Amount Gain/Loss Amount 226122802 8070 2021 SERB SR BUS RES ACOI 04/20/2022 38370W962 INTEREST EARNED ON GN M ALTO REMIC 4.000%1D/20/3951 PV (../N 240.9800 SHARES DUE 4/20/2022 $0.00333/PV ON 72,293.27 PV DUE 4/20/22 PAID DOWN PAR VALUE OF G N M A GTD REMIC 2,0000 7/20/42 240.98 226122002 RCTC 2021 SER B SR BDS RES ACCT 226122002 RCTC 2021 SER B SR BUS RES ACCT 04/20/2022 04/20/2022 04/20/2022 38378E8E18 INTEREST EARNED ON 95 M A 0T0 REMIC 2.000% 7/20/4251 PV ON 167.7400 SHARES DUE 4/20/2022 $0.00167/PV ON 100,642.05 PV DUE 4/20/22 04/20/2022 04/20/2022 38378FRB8 (2,182.14) 2,18214 167.74 (2,15009) 32.05 226122002 RCTC 2021 SERB SR 805 RES ACCT 226122002 RCTC 2021 SER B SR BDS RES ACCT 226122002 RCTC 2021 SER B SR BDS RES ACCT 923475442 04/20/2022 04/20/2022 04/20/2022 04/20/2022 92347(,462 923479A06 226122002 RCTC 2021 SER B SR BDS RES ACCT 04/21/2022 04/21/2022 02588NAA3 226122005 SC70 2021 8800069008009/011' 04/21/2022 04/19/2022 226122002 RCTC 2021 SER B SR BDS RES ACCT 04/21/2022 02588NAA3 INTEREST EARNED ON VERIZON OWNER TRUST 2.930% 9/20/23 $1 PV ON 324.9800 SHARES DUE 4/20/2022 $0.00244/PV ON 133,096.47 PV DUE 4/20/22 PAID DOWN PAR VALUE OF VERIZON OWNER TRUST 2930% 9/20/23 INTEREST EARNED ON VERIZON OWNER TRUST 3.020% 9/20/23 $1 PV ON 1082.1700 SHARES DUE 4/20/2022 $0.00252/PV ON 430,000.00 PV DUE 4/20/22 PAID ACCRUED INTEREST ON PURCHASE OF AMERICAN EXPRESS 1.25471% 2/18/25 PURCHASED PAR VALUE OF AMERICAN EXPRESS 1.25471% 2/18/25 /JPMSU53X JP MORGAN SEC N7/300,000 PAR VALUE AT 100.05078 % (48,989.39) 300,000.00 1.00 04/21/2022 04/21/2022 14041NFQ9 PAID ACCRUED INTEREST ON PURCHASE OF CAPITAL ONE MULTI 2.290% 7/15/25 PURCHASED PAR VALUE OF CAPITAL ONE MULTI 2290% 7/15/25 /STONER FINANCIAL INC./BD RATES/236,000 PAR VALUE AT 100.30077966 226122002 RCTC 2021 SER B SR BDS RES ACCT 04/21/2022 04/19/2022 04/21/2022 14041NFQ9 236,00000 1.00 324.98 48,989.39 1,082.17 (49,264.95) (275.56) /46.70) (300,152.34) 49A,15834 (90.07) (236,709.84) 236,709.84 226122002 RCTC 2021 SER B SR BDS RES ACCT 04/21/2022 04/19/2022 04/21/2022 14043MAC5 PURCHASED PAR VALUE OF CAPTIAL ONE PRIME 1.600%11/15/24 /BREAN CAPITAL 2,1/137 301.39 PAR VALUE AT 99.59374723 % PAID ACCRUED INTEREST ON PURCHASE OFCAPTIAL ONE PRIME 1.600% 11/15/24 PUHIMAStU FAH VALUL OF LA I IBANK 081011 OAHU 3.LYU% 5/L3/L5 MORGAN SECURITIES LLC/100,000 PAR VALUE AT 100.95313 % 137,301.39 1.00 (136,743.60) 136,743:60 226122002 RCTC 2021 SER B SR BOS RES ACCT 228122002 HU I U LUL1 StH B JH BUS HLS AUU I 04/21/2022 U4/L1/LUL2 U4/19/LULLL 04/21/2022 14043MAC5 U4/L1/LULL I/3UStOM1 188,000.08. (36.61) I UU,993,13) 180,953.13 226122002 RCTC 2021 SERB SR 800 RES ACCT 04/21/2022 04/21/2022 17309E0M1 226122002 RCTC 2021 SERB SR BDS RES ACCT 226122002 RCTC 2021 SER B SR BDS RES ACCT 226122002 RCTC 2021 SER B SR BDS RES ACCT 04/21/2022 04/21/2022 04/22/2022 04/22/2022 04/22/2022 04/21/2022 318469203 04/22/2022 31846V203 04/22/2022 87165LBU4 PAID ACCRUED INTEREST ON PURCHASE OF CITIBANK CREDIT CARD 3.290% 5/23/25 SOLD UNITS OF FIRST AM GOVT OB FD CL Y SOLD UNITS OF FIRST AM GOVT OB FD CL Y PAID ACCRUED INTEREST ON PURCHASE OF SYNCHRONY CREDIT 2620% (1.352.56). (776,084.85) (118664.99) 1.00 1;05 776,08485 (776,084.85) 118,664.99 (118,664.99) (30.57) 10/15/25 226122002 RCTC 2021 SER B SR BDS RES ACCT 04/22/2022 04/20/2022.. 04/22/2022 8716511814 PURCHASED PAR VALUE OF SYNCHRONY CREDIT 2620% 10/15/25 /JPMSU53X JP MORGAN SEC NV/60,000 PAR VALUEAT 100.34375.% 60,000.00 1.0D (60.206 25) 60,206.25 226122002 RCTC 2021 SER B SR BDS RES ACCT 226122002 RCTC 2021 SER 8 SR 805 RES ACCT 226122002 RCTC 2021 SER B SR BDS RES ACCT 04/25/2022 04/25/2022 04/25/2022 CASH RECEIPT TRANSFER FROM INCOME 1 CASH DISBURSEMENT TRANSFER TO PRINCIPAL 1 PAID ACCRUED INTEREST ON PURCHASE OF BANK OF AMERICA 1.740% 1/15/25 PURCHASED PAR VALUE OF BANK OF AMERICA 1.740% 1/15/25 280,000,00 /TORONTO DOMINION SECURITIES (0/280,000 PAR VALUE AT 100.14453214 FULL CALL PAR VALUE OF BANK OF AMERICA 1.27285% 4/24/23 /CALLS/ (725,000.00) 515.08 (515.08) (135.33) 04/25/2022 05522RD81 226122002 RCTC 2021 SERB SR BEM RES ACCT 04/25/2022 04/21/2022 04/26/2022 055220081 226122002 RCTC 2021 SER B SR BDS RES ACCT 04/25/2022 04/24/2022 04/24/2022 06051GGJ2 226122002 RCTC 2021 SER B SR BDS RES ACCT 04/25/2022 04/25/2022 12596E408 1.00 (280.404.69) 250,494.6$ 1.00 725,000.00 (727,301.88) (2,301.88). PAID ACCRUED INTEREST ON PURCHASE OF CNH EQUIPMENT TRUST 3.190%11/15/23 PAID ACCRUED INTEREST ON PURCHASE OF CNH EQUIPMENT TRUST 3 190% 11/15/23 PURCHASED PAR VALUE OF CNH EQUIPMENT TRUST 3.190%11/15/23 /BOFMCAT2 BANK OF MONTREAL/19,673.54 PAR VALUE AT 100.1562464 % (17.43). 226122002 RCTC 2021 SERB SR BDS RES ACCT 04/25/2022 04/25/2022 12596E908 (144.35) 226122002 RCTC 2021 SER B SR MS RES ACCT 9412 04/21/2022. 04/25/2022 12596EAC8 226122002 RCTC 2021 SER 8 SR BDS RES ACCT 04/25/2022 04/21/2022 04/25/2022 12596EAC0 19,673.54 1.00 (19,704.28) 19,704.28 PURCHASED PAR VALUE OF CNH EQUIPMENT TRUST 3.190% 11/15/23 /RCMCUS31 UNITED STATES/162,896.92 PAR VALUE AT 100.16796671 % 162,896.92 1.00 (163,170.53) 163,170.53 226122002 RCTC 2021 SER 8 SR 00S RES ACCT 226122002 RCTC 2021 SER B SR BDS RES ACCT 04/25/2022 04/26/2022 04/25/2022 313690290 INTEREST EARNED ON FNMA STD REMIC 1.250% 4/25/28 $1 PV ON 78.2000 SHARES DUE4/25/2022 $0.00104/PV ON 75,076.52 PV DUE 4/25/22 04/25/2022 04/25/2022 3136ADZA0 PAID DOWN PAR VALUE OF FNMA GTD REMIC 1.250% 4/25/28 (2,104,22); 2104.22 (2.124.02) 78.20 (20.60) 226122002 RCTC 2021 SER 8 SR BDS RES ACCT 313645209 INTEREST EARNED ON FNMA GTD REMIC 2.000%11/25/31 $1 PV ON 91.1600 SHARES DUE 4/25/2022 $0.00167/PV ON 54,697.61 PV DUE 4/25/22 PAID DOWN PAR VALUE OF FNMA GTD REMIC 2.000%11/25/31 INTEREST EARNED ON F H L M C MLTCL MT 2.396% 6/25/22 $1 PV ON 229.9100 SHARES DUE 4/25/2022 $0.00200/PV ON 115,145.27 PV DUE 4/25/22 PAID DOWN PAR VALUE OF F H L MC MLTCL MT 2.396% 6/25/22 91.16 226122002 RCTC 2021 SERB 5R BUS RES ACCT 226122002 RCTC 2021 SER B SR BOS RES ACCT 04/25/2022 04/25/2022. 04/25/2022'. 04/25/2022 3136AQZK9 3127AUPE3 226122002 RCTC 2021 SER B SR BDS RES ACCT 226122002 RCTC 2021 SER B SR BDS RES ACCT 04/25/2022 04/25/2022 04/25/2022 313781805 INTEREST EARNED ON F H L M C MLTCL MTG 2.637% 1/25/23 $1 PV ON 384.5600 SHARES DUE 4/25/2022 $0.00220/PV ON 175,000.00 PV DUE 4/25/22 04/25/2022 04/25/2022 04/25/2022 04/25/2022 3137AUPE3 (1,46454) 1,46454 (1,504.21) ( 9.67) 229.91 (55,931.59) 55,931.59 (54,406.33) 1,525.26 226122002 RCTC 2021 SER B SR BDS RES ACCT 226122002 RCTC 2021 SERB SR BDS RES ACCT 04/25/2022 3137BLUR7 226122002 RCTC 2021 SER B SR B05 RES ACCT 313701.057 384.56 PAID DOWN PAR VALUE OF F HL MC MLTCL MT 2716%6/25/22 INTEREST EARNED ON F H L MC MLTCL MT 2.716% 6/25/22 $1 PV ON 451.8200 SHARES DUE 4/25/2022 $0.00226/PV ON 199,625.69 PV DUE 4/25/22 04/25/2022 3137BQBZ9 INTEREST EARNED 06591. M C MLTCL MTG 2 406% 3/25/23 $1 PV ON 277.0400 SHARES DUE 4/25/2022$0.00201/PV ON 138,174.77 PV DUE 4/25/22 04/25/2022 04/25/2022 (162,359.68) 0.30 162,359.68 (163.615.43) (1,255.75) 451:82' 277.04 226122002 0070 2021 SER B SR BDS RES ACCT 226122002 RCTC 2021 SER B SR BDS RES ACCT 04/25/2022 313705029 PAID DOWN PAR VALUE OF F H LM C MLTCL MTG 2406% 3/25/23 04/25/2022 3137FBAB2 INTEREST EARNED ON F H L MC MLTCL MT 2.77704% 8/25/27 $1 PV ON 303.8000 SHARES DUE 4/25/2022 $0.00253/PV ON 120,000.00 PV DUE 4/25/22 INTEREST EARNED ON F H L M C MLTCL MT 3.281% 8/25/27$1 PV ON 200000.0000 SHARES DUE4/25/2022 PAID DOWN PAR VALUE OF F H L M C MLTCL MT 2283% 5/25/26 (255.73) 303.80 8050) 226122002 RCTC 2021 SER B SR BDS RES ACCT 04/25/2022 226122002 RCTC 2021 SER B SR BDS RES ACCT 04/25/2022 04/25/2022 3137(8645 04/25/2022 3137FM066 546.83' (6,413 56) - - 6,413.56 (8,723.32) - (2,309.76) 56 Page 14 of 109 RIVERSIDE COUNTY TRANSPORTATION COMMISSION 91 CIP STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 Source Account Account Transaction Date Trade Date Settlement Date Cl SIP Description -: iscellaneous Fees - - Net Cash Amount 2].44 171 48 28348 Federal Tax Cost Amount - (174.36) - Short Term Gain/Loss Amount - - - - Long Tenn Gain/Loss Amount - 226122002 226122002 RCTC 2021 SERB SR DOS RESACCT 04/25/2022 3137FM066 INTEREST EARNED ON F H L M C MLTCL MT 2.283% 5/25/26 $1 PV ON 27.4400 SHARES DUE 4/25602250.00190/P0 ON 14425.02 PV DUE 4/25/22 RCTC 2021 SER B SR BDS RESACCT 04/25/2022 04/25/2022 04/25/2022 04/25/2022 3137FNAD2 PAID DOWN PAR VALUE OF F H L M C MLTCL MT 2.87496%11/25/28 INTEREST EARNED ON F H L M C MLTCL MT 2.87496% 11/25/2881 PV ON 283.4800 SHARES DUE 4/25/2022 $0.00219/PV ON 129,295.89 PV DUE 4/25/22 (171.48) - - (2.88) 226122002 RCTC 2021 SER B SR BDS RES ACCT 31370NAD2 - - - - 226122002 RCTC 2021 SER B SR BDS RESACCT 04/25/2022 04/25/2022 04/25/2022 3137FPJF3 PAID DOWN PAR VALUE OF F H L M C MLTCL MT 2.258% 6/25/29 (388.84) - - 388.84 (391 18) (2.34) 226122002 RCTC 2021 SERB SR BM RES ACCT 04/25/2022 3137FPJF3 INTEREST EARNED ON F H L M C MLTCL MT 2.258% 6/25/29 $1 PV ON 330.4900 SHARES DUE4/25/2022$0.00188/PV ON 175,635.87 PV DUE 4/25/22 - - - 330.49 - - - 226122002 RCTC 2021 SER B SR BDS RES ACCT 04/25/2022 04/25/2022 04/25/2022 3137F0307 PAID DOWN PAR VALUE OF F H L M C MLTCL MT 2.51196% 7/25/29 (441.49) - - 441.49 (442.63) - (1.14) 226122002 RCTC 2021 SER B SR BDS RES ACCT 04/25/2022 3137E0307 INTEREST EARNED ON F H L M C MLTCL MT 2.51196% 7/25/29 51 PV ON 321.3800 SHARES DUE 4/25/2022 $0.00183/PV ON 176,096.05 PV DUE 4/25/22 - - - 321.38 - - - 226122002 RCTC 2021 SER B 5R BM RESACCT 04/25/2022 04/25/2022 04/25/2022 3137FWHY9 PAID DOWN PAR VALUE OF F H L M C MLTCL 0.826% 9/25/30 (1,010.66) - - 1,010.66 (1,005.61) - 5.05 226122002 RCTC 2021009 B SR 800 RES ACCT 04/25/2022 3137FWHY9 INTEREST EARNED ON F H 1 M C MLTCL 0.826% 9/25/30 $1 PV ON 125.7600 SHARES DUE 4/25/2022 $0.00069/PV ON 182,622.13 PV DUE 4/25(22 -. -. - 12516 - -- - 226122002 RCTC 2021 SER 8 SR BM RES ACCT 04/25/2022 04/25/2022 04/25/2022 314180047 PAID DOWN PAR VALUE OF F N M A #MA4074 2000% 6/01/35 P & I DUE 04/25/22 (2563.97). - - 2,563 97 (2,645.51) - (81.54) 226122002 RCTC 2021 SERB SR BDS RES ACCT 04/25/2022' 314180047 INTEREST EARNED' ON FN M A#MA4074 2.000%6/01/35$1. PV ON 251.3500 SHARES DUE 4/25/2022 P & I DUE 04/25/22 - - - 251.36 - - - 226122002 226122002 226122002 RCTC 2021 SER B SR BDS RES ACCT 04/25/2022 04/25/2022 04/25/2022 318460203 PURCHASED UNITS OF FIRST AM GOVT 013 FD CL V 67,943.75 100 - (67,943 75) 67,943.75 - RCTC 2021 SER B SR BDS RES ACCT 04/25/2022 04/25/2022 04/25/2022 318460203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 231,934.45 1.00 - (231,934.45) 231,934.45 - RCTC 2021 SER B SR BDS RESACCT 04/25/2022 04/25/2022 345280F03 PAID ACCRUED INTEREST ON PURCHASE OF FORD CREDIT 2480% 9/15/24 - - - (137 78) - - 226122002 RCTC 2021 SERB SR BEG RES ACCT 04/25/2022 04/21/2022 04/25/2022 345280003 PURCHASED PAR VALUE OF FORD CREDIT 2480% 9/15/24 /TORONTO DOMINION SECURITIES (9/200000 PAR VALUE AT 100.26172 % 200000.00 1.00 - (200,523.44) 206523.44 - 226122002 RCTC 2021 SER B SR B09 RESACCT 04/26/2022 CASH RECEIPT TRANSFER FROM INCOME 1 - - - 6,176.67 - - - 226122002 RCTC 2021 SER B SR SOS RESACCT 04/26/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL 1 - - - (6,176.67) - 226122002 RCTC 2021 SERB SR EMS RES ACCT 04/26/2022 313269T64 INTEREST EARNED ON F H 1 M C #Z98673 3.000%10/01/32 $1 PV ON 224-5700 SHARES DUE 4/25/2022 MARCH FHLMC DUE 4/25/22 - - - 224,57 - - - 226122002 226122002 RCTC 2021 SER B SR DOS RES ACCT 04/26/2022 04/25/2022 04/26/2022 3132A9T64 PAID DOWN PAR VALUE OF F H L M C 8258673 3.000%10/01/32 MARCH 0H1610 DUE 4/25/22 (2, 79.72) - - 2,979.72 (6105.06) - (125.34) RCTC 2021 SERB SR BM RES ACCT 04/26/2022 04/25/2022 04/26/2022 3132AEF68 PAID DOWN PAR VALUE OF F H 1 M C #7'11989 3.500% 1/01/33 MARCH FHLMC DUE 4/25/22 (2680.57) - - 2,680.57 (2,880.31) - (199.74) 226122002 RCTC 2021 SERB 50 800 RES ACCT 04/26/2022 313240068 INTEREST EARNED ON F H 1 M C #ZT1989 3.500% 1/01/33 $100 ON 321.7700 SHARES DUE 4/25/2022 MARCH FHLMC DUE 4/25/22 - - - 321.77 - - 226122002 RCTC 2021 SER B SR BM RES ACCT 04/26/2022 313269093 INTEREST EARNED ON F H L M C #600096 3.000% 10/01/40 $1 PV ON 350 5000 SHARES DUE 4/25/2022 MARCH FHLMC DUE 4/25/22 - - - 350.50 - - - 226122002 RCTC 2021 SER B SR 805 RES ACCT 04/26/2022 04/25/2022 04/26/2022 313209093: PAID DOWN PAR VALUE OF 0 H 1 M C 6500096 3.000% 10/01/40 MARCH FHLMC DUE 4/25/22 (2440.25) - - 2,440,25 (2,587.66) (147.31) 226122002 RCTC 2021 SER B SR BDS RES ACCT 04/26/2022 04/22/2022 3137BLW87 PAID ACCRUED INTEREST ON PURCHASE OF F H 1 M C MLTCL MTG 2-802% 1/25/25 - - - (93.29) - - 226122002 RCTC 2021 SERB SR BDS RES ACCT 04/26/2022 04/19/2022 04/22/2022 313781W87 PURCHASED PAR VALUE OF F H L M C MLTCL MTG 2.802% 1/25/25 /MSNVUS33 MORGAN STANLEY NY/REVS/REPOST CTAS ADJ 4/25/22 57,068.11 1.00 - (56.871.95) 56,871.95 - 226122002 RCTC 2021 SER B SR BDS RESACCT 04/26/2022 3138LFGP7 INTEREST EARNED ON F N M A #452905 2.550% 10/01/28 $1 PV ON 588.9400 SHARES DUE 4/25/2022 MARCH FNMA DUE 4/25/22 - - - 588.94 - - 226122002 RCTC 2021 SER 8 SR 805 RES ACCT 04/26/2022 04/26/2022 04/26/2022 31301FGP7 PAID DOWN PAR VALUE OFF N M A 6452906 2.550%10/01/28 MARCH (392.70). -. - 392.70 (403.48) -. (10.70) FNMA DUE 4/25/22 226122002 RCTC 2021 SER B SR BM RESACCT 04/26/2022 04/25/2022 04/26/2022 3140J6FU6 PAID DOWN PAR VALUE OF F N M A #BM1978 3.000%10/01/32 MARCH FNMA DUE 4/25/22 (1,480.66) - - 1,480.66 (1,562.33) - (81.67) 226122002 RCTC 2021 SERB SR. 805 RESACCT 04/26/2022 214016006 INTEREST EARNED ON F N M A #0M1978 3.000% 10/01/32$1 PV ON: 169.5400 SHARES DUE 4/25/2022 MARCH FNMA DUE 4/25/22 - - - 169.54 - - - 226122002 RCTC 2021 SER B 5R BD5 RESACCT 04/26/2022 314004H90 INTEREST EARNED ON F N M A #FM1155 2.500% 6/01/3201 PV ON 220.7900 SHARES DUE 4/25/2022 MARCH FNMA DUE 4/25/22 - - - 220.79 - - - 226122002 RCTC 2021 81319 1300 MS RES ACCT 04/26/2022 04/25/2022 04/2.6/2022 3140X4H90. PAID DOWN PAR VALUE OFF N M A #09/1155 2.500% 6/01/32 MARCH FNMA DUE 4/25/22 (2347.02) - - 2347.02 (2,459.79) - (112.77) 226122002 RCTC 2021 SER B SR BDS RESACCT 04/26/2022 04/25/2022 04/26/2022 314007166 PAID DOWN PAR VALUE OF F N M A #FM3936 2.500% 8/01/35 MARCH FNMA DUE 4/25/22 (2963.11) - - 2963.11 (3,101.19) (138.00) 226122002 RCTC 2021 SER BSRBOS RES ACCT 04/26/2022 _ . . . . 3140X7166 INTEREST EARNED ON FN MA#FM3936 2500%8/01!35$1 PV ON 200 8000 SHARES 00E4/25/2022 MARCH FNMA DUE 4/25/22 -. -. - 200.80 - -- - 226122002 RCTC 2021 SER B SR BDS RESACCT 04/26/2022 31417010E3 INTEREST EARNED ON F N M A #MA0293 4.500%1/01/30$1 PO ON 234.6100 SHARES DUE 4/25/2022 MARCH FNMA DUE 4/25/22 - - - 234.61 - - - 226122002 RCTC 2021898 SR. 805 RESACCT 04/26/2022 04/25/2022 04/26/2022 31417010E3 PAID DOWN PAR VALUE OF F NM A #MA0293 4.500%1/01/30 MARCH FNMA DUE 4/25/22 (1,473.61) - - 1,473.61 (76'9.45) - 704.16 226122002 RCTC 2021 SERB SR BDS RESACCT 04/26/2022 314100V03 INTEREST EARNED ON F N M A #MA4226 2000% 12/01/30$1 PV ON 214.2900 SHARES DUE 4/25/2022 MARCH FNMA DUE 4/25/22 - - - 214.29 - - -. 226122002 RCTC 2021 SERB SR BUS RES ACCT 04/26/2022 04/25/2022 04/26/2022314180003 PAID DOWN PAR VALUE OF F NM A #M44226 2000%12/01/30 MARCH FNMA DUE 4/25/22 (2661.72) - - 2,661.72 .(2,76292) -- (101.20) 226122002 RCTC 2021 SER B SR BDS RESACCT 04/26/2022 04/25/2022 04/26/2022 3141800HO PAID DOWN PAR VALUE OF F N M A #MA4279 2.0000 3/01/36 MARCH FNMA DUE 4/25/22 (1,925.21) - - 1,925.21 (1,989.36) - (64.15) 226122002 RCTC 202 SER 8 SR 865 RESACCT 04/25/2022 514185514o INTEREST EARNED ONFNM A#MA4279 2.000% 3/01/36$1 PV ON 242.7500 SHARES 00E4/25/2022 MARCH FNMA DUE 4/25/22 - -. - 242.75: - -.. - 226122002 RCTC 2021 SER B SR BDS RES ACCT 04/26/2022 04/26/2022 04/26/2022 318460203 PURCHASED UNITS OF FIRST AM GOVT 0E1 FD CL V 2130.34 1.00 - (2,130.34) 2,130.34 - - 226122002 RCTC 2021 SER 8 SR BDS RES ACCT 04/26/2022 04/26/2022 04/26/2022 318460208. PURCHASED UNITS OF FIRST AM GOVT OB FO CL Y 24,113.43 1,00 - (24,113.03)' 24,113.13 - - 57 Page 15 of 109 Source Account RIVERSIDE COUNTY TRANSPORTATION COMMISSION 91 CIP STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 Account Transaction Date Trade Date Settlement Date CUSIP Description Units Net Cash Federal Tax Cost Short Term Long Term Prlc Miscellaneous Fees Amount Amount Gain/Loss Amount Gain/Loss Amount 226122002 RCTC 2021 SER B SR BOS RES ACCT 04/26/2022 780150764 INTEREST EARNED ON ROYAL BK OF MTN 0.59325% 10/26/23$1 PV ON 226122002 RCTC 2021 SER B SR BDS RES ACCT 226122002 RCTC 2021 SER B SR BDS RES ACCT 226122002 RCTC 2021 SER B SR BOS RES ACCT 04/27/2022 04/27/2022 04/27/2022 226122002 RCTC 2021 SER B SR BOS RES ACCT 226122002 RCTC 2021 SER B SR. SOS RESACCT 06051GG22 04/27/2022 04/27/2022 04/28/2022 04/28/2022 04/27/2022 318460203 04/28/2022 02360SES3 450000.0000 SHARES DUE 4/26/2022 CASH RECEIPT TRANSFER 180MINCOME 1 CASH DISBURSEMENT TRANSFER TO PRINCIPAL 1 INTEREST EARNED ON BANK OF AMERICA 1.27285% 4/24123$1 PV ON 725000.0000 SHARES DUE 4/24/2022 SOLD UNITS OF FIRST AM GOVT OB FD CL Y PURCHASED PAR VALUE OF AMEREN CORP 015C COML C P 5/26/22 /BOFA 350000.00 SECURITIES, INC /FXD INC/350,000 PAR VALUE AT 99 92611143 % (25.32) 1.00 1.00 667.41 669.80 (669.80) 2,281 72 25,32 (25.32) (349,741.39) 349,741.39 226122002 RCTC 2021 SER B SR 805 RESACCT 04/28/2022 04/21/2022 04/28/2022 14317HAB7 PURCHASED PAR VALUE OF CARMAX AUTO OWNER 2.810% 5/15/25 320.000.00 1.00 - (319,97549) 319,975.49 - 04/28/2022 04/28/2022 03/30/2022 . . . . 2 8 . 2 0 . _ . 04/28/2022 3 3 04/28/2022 318462203 04/04/2022363814259 /MTGSUS6SFIC BOFA SECS NEW YORK/320,000 PAR VALUE AT 99.99234062 (319,975.49) 226122002 226122002 RCTC 2021SER BSR BDS RES ACCT 04/28/2022 S18460203 SOLDLD UNITS OF FIRST AM GOVT OB FD CLY 1.00 1.00 - 319,975.49 (319,9]5.49) - - - _ RCTC 2021 SER B SR BDS RES ACCT 04/28/2022 SOLD UNITS OF FIRST AM GOVT OB FD CLY (345,469.09) - 345,469.09 (345,469.09) 226122002 RCTC 2021 SER B SR BDS RESACCT 04/28/2022 PURCHASED PAR VALUE OF G N M A GT0 REMIC 3.000% 11/20/45 /STEPHENS. INC./61.908.14 PAR VALUE AT 100.56251084 % PAID ACCRUED INTEREST ON PURCHASE OF 0 0 M A GTD REMIC 3.000% 61.908.14 - 1.01 - (62256.38) 62.256.38 - 226122002 RCTC 2021 SER B SR BDS RESACCT 04/28/2022 04/04/2022 38381/4Z58 - - (15.48) 11/20/45 PURCHASED PAR VALUE OF AMERICAN EXPRESS 2350%5/15/25 /TORONTO DOMINION SECURITIES (8/500,000 PAR VALUE AT 100.316406°4 500,00000 501,582.03 - 226122002 RCTC 2021 5041368 BOS RESACCT 04/29/2022 04/27/2022 04/29/2022 02582JHL7 1.00 - (501,582.03) - - 226122002 RCTC 2021 SER B SRB05 RESACCT 04/29/2022 04/29/20220258221/L7 PAID ACCRUED INTEREST ON PURCHASE OF AMERICAN EXPRESS 2.350% - - - (45694) - - __ 226122002 226122002 226122002 226122002 226122002 226122002 226122002 5/15/25 (502,038.97) RCTC 2021 SERB 5R BIM RESACCT 04/29/2022 04/29/2022 04/29/2022318460203 SOLD UNITS OF FIRST AM 00000010 CLY (502,038.97) - 1.00 -- 502,038.97 - - RCTC 2021 SER 8 SR 805 RESACCT 05/02/2022 CASH RECEIPT TRANSFER FROM INCOME 1 - - 4,922.04 - - - - RCTC 2021 SER B SR BOS RESACCT 05/02/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL 1 - - (4,922.04) - -. RCTC 2021 SER B SR BOS RESACCT 05/02/2022 05/02/2022 05/02/2022 22550UAB7 INTEREST EARNED ON CREDIT SUISSE AG 1.14103% 2/02/2481 PV ON 455000.0000 SHARES DUE 5/2/2022 - - - 623.36 - - - RCTC 2021 SER B 5R 805 RESACCT _--6_- RCTC 2021 SER B SR BDS RESACCT 05/02/2022 05/02/2022318460203 05/02/2022 318464203 318460203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL V 9,930.55 1.00 -. (9,930.55) 9,930.55 - - 05/02/2022 PURCHASED UNITS OF FIRST AM GOVT OB FD CL V 5,403.24 1.00 - (5,403.24) 5,403.24 - - RCTC 2021 SER B SR BDS RESACCT 05/02/2022 INTEREST EARNED ON FIRST AM GOVT OB FD CLY UNIT ON 0.0000SHARES DUE 4/30/2022 INTEREST FROM 4/1/22 704/30/22 - -. 3.88 - - -. 226122002 RCTC 2021 SERB SR BOS RESACCT 05/02/2022 912822C52 INTEREST EARNED ON U S TREASURY NT 0.00001% 7/31/23 $1 PV ON 4300000.0000 SHARES DUE 4/30/2022 - - - 5,737.96 - - - 226122002 RCTC 2021 SER B SR BDS RESACCT 05/02/2022 91282CDE8. INTEREST EARNED ON U S TREASURY NT 0.325%10/31/23$1 PV ON 6650000.0000 SHARES DUE 4/30/2022 - - - 8,972.47 226122002 RCTC 2021 SER B SR B05 RESACCT 05/03/2022 CASH RECEIPT TRANSFER FROM INCOME 1 - - - 9,919.42 - - - 226122002 RCTC 2021 SERB 5R BOS RESACCT 05/03/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL 1 - - - (9,919.42) - - - 226122002 RCTC 2021 SER 8 56 BM RESACCT 05/03/2022 05/03/2022 05/03/2022 318464203 SOLD UNITS OF FIRST AM GOVT 08 FD CL 8 (111.361.07) 1.00 - 111,361.07 (111,361.07) - - 226122002 RCTC 2021 SERB SR BDS RES ACCT 05/05/2022 05/05/2022 05/05/202231846,1203 SOLD UNITS OF FIRST AM GOVT 00 FD CL Y (0.75) 1.00. - 0.15 (0.15) - -. 226122002 RCTC 2021 SER B SR BDS RES ACCT 05/09/2022 05/09/2022 05/09/2022 318460203 SOLD UNITS OF FIRST AM GOVT OB FD CLY (20.725.29) 1.00 - 20,725.29 (20,725.29) - - 226122002 RCTC 2021 SER B SR BM RESACCT 05/10/2022 CASH RECEIPT TRANSFER FROM INCOME 1 - - - 1,101.77 - -. - 226122002 RCTC 2021 SER B SR BDS RES ACCT 05/10/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL 1 - - - (1,101.77) - - - 226122002 RCTC 2021 SER B SR 805 RESACCT 05/10/2022 146871(444 INTEREST EARNED ON CARVANA AUTO REC 0,3264% 1/10/2331 P7 ON 38538.3300SHARES DUE 5/10/2022 - - - 9.50 -. - - 226122002 RCTC 2021 SER B SR BDS RES ACCT 05/10/2022 05/10/2022 05/10/2022 146878444 PAID DOWN PAR VALUE OF CARVANA AUTO REC 0.3264% 1/10/23 CMO FINAL PAVDOWN (38,538.33) - - 38,53833 (38,536.82) 1.51 - 226122002 80002021506858855 RES ACCT 05/10/2022 05/10/2022. 05/10/2022 318460203 PURCHASED UNITS OF FIRST AM GOVT 08 FD CL Y 149,625.81 1.00 - (149,625.81) 149,928.81 - 226122002 RCTC 2021 SERB SR BDS RESACCT 05/10/2022 05/10/2022 05/10/2022318460203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL 7 4223,988.67 1.00 - (4,223,988.67) 4,223,988.67 - - 226122002 RCTC 2021 SER 8 SR BOS RES ACCT 05/10/2022 05/10/2022 91282CCQ2 RECEIVED ACCRUED INTEREST ON SALE OF U S TREASURY NT 0.00001% 7/31/23 - - - 1,116.89 - - 226122002 RCTC 2021 SER B SR BDS RESACCT 05/10/2022 05/09/2022 05/10/2022 91282CCQ2 SOLD PAR VALUE OF U STREASURY NT 0.00001% 7/31/23 /MORGAN STANLEY 8 CO. LLC/4,300,000 PAR VALUE AT 100.30754581 % (4,300,000.00) 1.00 - 4,313,224.47 (4,300,411.54) 12,812.93 - 226122002 RCTC 2021 SER 8 SR BDS RESACCT 05/11/2022 CASH RECEIPT TRANSFER FROM INCOME 1 - -. - 24.47 - 226122002 RCTC 2021 SERB SR BDS RESACCT 05/11/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL 1 - - - (24.47) - - - 226122002 RCTC 2021 SERB SR 800 RESACCT 05/12/2022'. 05/03/2022314025502 PAID ACCRUED INTEREST ON PURCHASE OF F N M A NBM1757 2426%: 4/01/23 - - - (14.97) - - - 226122002 RCTC 2021 SER B SR BDS RESACCT 05/12/2022 04/28/2022 05/03/2022314025502 PURCHASED PAR VALUE OF F N M A 80M1757 2.426%4/01/23/TRUIST SECURITIES, INC./111,097.73 PAR VALUE AT 99 96874824 0 111,097.73 1.00 - (111,063.01) 111,063.01 - - 226122002 RCTC 2021 SER B SR BDS RESACCT 05/12/2022 05/12/2022 05/12/2022 31$466203. PURCHASED UNITS OF FIRST AM GOVT OB FO CL Y 287:12 1,00 (287.12) 29712 - 226122002 RCTC 2021 SERB SR EMS RES ACCT 05/13/2022 CASH RECEIPT TRANSFER FROM INCOME 1 - - - 0.19 - - - 226122002 RCTC 2021 SER B SR BDS RESACCT 05/13/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL 1 - - - (0.19) - - 226122002 226122002 RCTC 2021 SER B SR BDS RES ACCT 05/16/2022 CASH RECEIPT TRANSFER FROM INCOME 1 - - - 24,756.1/ - - - RCTC 2021 SERB SR BDS RESACCT 05/16/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL 1 -- - - (24;756.77) - 226122002 RCTC 2021 SER B 58 BOS RESACCT 05/16/2022 0250227L7 INTEREST EARNED ON AMERICAN EXPRESS 2.350% 5/15/25 S1 PV ON 979.1700 SHARES DUE5/15/2022 $0.00196/10 ON 500,000.00 PV DUE 5/15/22 INTEREST EARNED ON AMERICAN EXPRESS 1.19471% 10/15/25$1 PV ON 376.3700 SHARES DUE 5/15/202200.00075/P0 ON 500,000.00 PV DUE 5/15/22 - - - 979.17 - - - 226122002 RCTC 2021 SER B SR BDS RESACCT 05/16/2022 02582JHS2 - - - - 376:37- 226122002 RCTC 2021 SERB SR BUS RESACCT 05/16/2022 02568NAA3 INTEREST EARNED ON AMERICAN EXPRESS 1.25471% 2/18/25$1 PV ON 241.3200 SHARES DUE 5/15/2022 $0.00080/PV ON 300,000.00 PV DUE 5/15/22 INTEREST EARNED ON AMERICAN EXPRESS 145471% 2/18/25$1 PV ON 352.5600 SHARES DUE 5/15/2022 $0.00098/10 ON 361,000.00 PV DUE 5/15/22 - - - 241.32 - - - 22M22002 RCTC 2021 SER B 5R BDS RESACCT 05/16/2022 02588NAB1 - 352.56. - - 226122002 RCTC 2021 SERB SR BOS RES ACCT 05/16/2022 055223)61 INTEREST EARNED ON BANK OF AMERICA 1.740% 1/15/25$1 PV ON 406.0000 SHARES DUE 5/15/2022 $0.00145/80 ON 280,000.00 PV DUE 5/15/22 - - - 406.00 - - - 226122002 RCTC 2021 SER El SR BDS RESACCT 05/16/2022 05/15/2022 05/16/2022 1259664C8 PAID DOWN PAR VALUE OF CNH EQUIPMENT TRUST 3..190%11/15/26 (90,260.28).; - - 90260,25 (90,410.72) (150.47) 226122002 RCTC 2021 SERB SR 1305 RESACCT 05/16/2022 12596EAC8 INTEREST EARNED ON CNH EQUIPMENT TRUST 3.190% 11/15/23$1 PV ON 485.3300 SHARES DUE 5/15/2022 $0.00266/PV ON 182,570.46 PV DUE 5/15/22 C - - - 485.33 - - Page 16 of 109 .'RCTC RIVERSIDE COUNTY TRANSPORTATION COMMISSION 91 CIP STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 Solute AeSuen4 Account Transaction Date Trade Date Settlement Date CUSIP Net Cash Federal Tait Cost Short Term Long Term Description Units Price Miscellaneous Fees Amount Amount Gain/Loss Amount Gain/Loss Amount 226122002 RCTC 2021 SER B SR BDS RES ACCT 05/16/2022 05/15/2022 226122002 RCTC 2021 SER 8 SR BDS RES ACCT 05/16/2022 12596JAC7 PAID DOWN PAR VALUE OF CNH EQUIPMENT TRUST 3.010% 4/15/24 (5,116.60) 05/16/2022 12596JAC7 INTEREST EARNED ON CNH EQUIPMENT TRUST 3.010% 4/15/24 $1 PV ON 96.7100 SHARES DUE 5/15/2022 $0.00251/PV ON 38,554.72 PV DUE 5/15/22 226122002 RCTC 2021SER S SR BDS RES ACCT 05/16/2022 14041NF09 INTEREST EARNED ON CAPITAL ONE MULTI 2.290% 7/15/25 $1 PV ON 450.3700 SHARES DUE 5/15/2022 $0.00191/PV ON 236,000.00 PV DUE 5/15/22 5,116.60 96_71 450.37 (5,151.38) (34.78) 226122002 RCTC 2021 SERB 5R BDS RES ACCT 05/16/2022 14041 NF55 INTEREST EARNED ON CAPITAL ONE MULTI 1.22471% 3/16/26 $1 PV ON 272.5000 SHARES DUE 5/15/2022 $0.00078/P4 ON 350,000.00 PV DUE 5/15/22 272.50 226122002 RenI2021 SOt8SRBDBBEBAOGt 05/16/2022 226122002 RCTC 2021 SER 8 SR BUS RES ACCT 14041NPU0 INTEREST EARNED ON CAPITAL ONE MULTI 1.720% 8/15/24 $1 PV ON 250 8300 SHARES DUE 5/15/2022 $0.00143/PV ON 175,000.00 PV DUE 5/15/22 05/16/2022 14042WAC4 INTEREST EARNED ON CAPITAL ONE PRIME 2.510% 11/15/23 51P00N 81.3300 SHARES DUE 5/15/2022 $0.00209/PV ON 38.880.80 PV DUE PAID DOWN PAR VALUE OF CAPITAL ONE PRIME 2.510%11/15/23 (9,634.00) 250.83 81.33 226122002 RCTC 2021 SER B SR BDS RES ACCT 05/16/2022 05/15/2022 05/16/2022 14042WAC4 9,634.00 (9,706.43) (7243) M (11,553.12) (11,506.19) 226122002 RCTC 2021 SER B SR MS RES ACCT 05/16/2022 14043MAC5 INTEREST EARNED ON CAPTIAL ONE PRIME 1.600% 11/15/24$1 PV ON 183.0700 SHARES DUE 5/15/2022 $0.00133/PV ON 137,301.39 PV DUE 5/15/22 05/16/2022 14314QAC8 INTEREST EARNED ON CARMAX AUTO OWN 0.520% 2/17/26$1 PV ON 108.3300 SHARES DUE 5/15/2022 $0.00043/P4 ON 250,000.00 PV DUE 5/15/22 05/16/2022 14315NAC4 INTEREST EARNED ON CARMAX AUTO OWNER 3.050%3/15/24$1 PV ON 301.3000 SHARES DUE 5/15/2022 $000254/PV ON 118,543 63 PV DUE 5/15/22 05/16/2022 05/15/2022 05/16/2022 14315NAC4 183.07 226122002 RCTC 2021 SER B SR BDS RES ACCT 108.33 226122002 RCTC 2021SER S SR BDS RES ACCT 226122002 RCTC 2021 SER 8 SR BDS RES ACCT PAID DOWN PAR VALUE OF CARMAX AUTO OWNER 3.050% 3/15/24 (28,018.25) 226122002 RCTC 2021 SER 8 SR MS RES ACCT 226122002 RCTC 2021 SER 8 58 B05 RES ACCT 05/16/2022 05/15/2022. 05/16/2022 14316PA07 PAID DOWN PAR VALUE OF CARMAX AUTO OWNER 2.180%8/15/24 (30,937.44) 05/16/2022 14315PA07 INTEREST EARNED ON CARMAX AUTO OWNER 2.180% 8/15/2451 PV ON 572.2400 SHARES DUE 5/15/2022 Sa00182/PV ON 314,992.83 PV DUE 5/15/22 05/16/2022 05/15/2022 05/16/2022 14316LAC7 PAID DOWN PAR VALUE OF CARMAX AUTO OWNER 2,580%3/15/24 (29,578.52) 301 30 28,018.25 (28,232.76) (214.51) 30,93744 572.24 (31,107.84) (170.40). 226122002 RCTC 2021 5ERB 58805 RES ACCT 226122002 RCTC 2021 SER 8 5R 805 RES ACCT 05/16/2022 14316L487 INTEREST EARNED ON CARMAX AUTO OWNER 2.680% 3/15/2451 PV ON 429.4300 SHARES DUE 5/15/2022 $0.00223/P4 ON 192,282.78 PV DUE 5/15/22 05/16/2022 14316NAC3 INTEREST EARNED ON CARMAX AUTO OWNER 0.340% 12/15/25$1 PV ON 110.5000 SHARES DUE 5/15/2022$0.00028/PV:ON 390,000.00 PV DUE 5/15/22 05/16/2022 05/16/2022 05/16/2022 14317CA/80 29,578.52 429.43 (29,917.05) (338.53) 226122002 RCTC 2021 SER B SR DOS RES ACCT 226122002 RCTC 2021 SER B SR EMS RES ACCT 110.50 PAID DOWN PAR VALUE OF CARMAX AUTO OWNER 0.31282%2/15/23 (64,668.26) 64,668.26 (64,668.26) 226122002 RCTC 2021 SERB SR B05 RES ACCT 05/16/2022 226122002 RCTC 2021 SER 8 5R B05 RES AGCT 14317CA90 INTEREST EARNED ON CARMAX AUTO OWNER 0.31292% 2/15/23 $1 64 ON. 38.1500 SHARES DUE 5/16/2022 20.00027/PV ON 141,54081 PV DUE 5/16/22 05/16/2022 143178A87 INTEREST EARNED ON CARMAX AUTO OWNER 2.810°% 5/15/2551 PV ON 424.6200 SHARES DUE 5/15/2022 $0.00133/PV ON 320,00000 PV DUE 5/15/22 05/16/2022 254683CC7 INTEREST EARNED ON DISCOVER CARD 1.23471% 4/15/25 $1 PV ON 275.5100 SHARES DUE 5/15/2022 $0.00079/PV ON 350,000.00 PV DUE 5/15/22 05/16/2022 254683CE3 INTEREST EARNED ON DISCOVER CARD 1.20471% 8/15/25$1 PV ON 266.4700 SHARES DUE 5/15/2022 $0.00076/PV ON 350,000.00 PV DUE 5/15/22 05/15/2022 3128MMT52 INTEREST EARNED ON F H L MC G0518571 2500% 10/01/30 01 PV ON 155.5000 SHARES DUE 5/15/2022 APRIL FHLMC DUE 5/15/22 38.15 424.62 226122002 RCTC 2021 SER B SR DOS RES ACCT 275.51 226122002 RCTC 2021 SER B SR BDS RES ACCT 226122002 RCTC 2021 SER 0 SR SOS RES ACCT 266.47 155.50 226122002 RCTC 2021 SER B SR BDS RES ACCT 05/16/2022 05/15/2022 05/16/2022 3128MMT52 PAID DOWN PAR VALUE OF F H L MC CD 018571 2.500%10/01/30 APRIL (1,966.27). FHLMC DUE 5/15/22 1,966.27 (2.046.41) - (80.14) 226122002 RCTC 2021 SER B SR MS RES ACCT 05/16/2022 05/15/2022 05/16/2022 3128MMUL5 PAID DOWN PAR VALUE OF FHLMC 00 018586 2500% 2/01/31 APRIL 226122002 RCTC 2021 SER B SR MS RES ACCT FHLMC DUE 5/15/22 05/16/2022 3128MMUL5 INTEREST EARNED ON F H L MC CD 518586 2.500% 2/01/31 51 PV ON 149.8000 SHARES DUE 5/15/2022 APRIL FHLMC DUE 5/15/22 (14,9E?o)i 1,895.70 (1,962.02) 149.80 (66.3?) 226122002 RCTC 2021 SERB SR BPS RES ACCT 05/16/2022 513078440 INTEREST EARNED ON F H L M C GD J32243 3.000% 7/01/30 $1 PV ON 342.1700 SHARES DUE 5/15/2022 APRIL FHLMC DUE 5/15/22. 342.17 226122002 RCTC 2021 SERB 5R BDS RES ACCT 05/16/2022 05/15/2022 05/16/2022 31307NP40 PAID DOWN PAR VALUE OF F H L MC GD J32243 3000% 7/01/30 APRIL (4,566.17) FHI Mf. DI IF 5/15/77 4,566.17 (4,845.79) - (279.62) 226122002 RCTC 2021 SER B SR BDS RES ACCT 05/16/2022' 3137600E1 INTEREST EARNED ON F H L MC MLTCL MTG 1.500% 5/15/27 01 PV ON 77.9400 SHARES DUE 5/15/2022 $0.00125/PV ON 62,351.88 PV DUE 5/15/22 05/16/2022 05/15/2022 05/16/2022 3137AQQE1 05/16/2022 3137405145 INTEREST EARNED 0960 L M C MLTCL MTG 1.750%12/15/42 $1 PV ON 157.1100 SHARES DUE 5/15/2022 $0.00146/PV ON 107,739.04 PV DUE 5/15/22 05/16/2022 05/15/2022 05/16/2022 313754605 05/16/2022' 3137560E5 INTEREST EARNED ON FHLMC MLTCL MTG 2.000% 11/15/26 $1 PV ON 71.3800 SHARES DUE 5/15/2022 $0.00167/PV ON 42,825.47 PV DUE 5/15/22 05/16/2022 05/15/2022 05/16/2022 3137B6DF5 05/16/2022 313789097 INTEREST EARNED ON F H L M C MLTCL MTG 2.500% 12/15/27 $1 PV ON 124.1100 SHARES DUE 5/15/2022 $0.00208/PV ON 59,572.10 PV DUE 5/15/22 226122002 RCTC 2021 SER B SR BDS RES ACCT 226122002 RCTC 2021 SER B SR BDS RES ACCT 77.94 PAID DOWN PAR VALUE OF FHLMC MLTCL MTG 1.500% 5/15/27 (1,851.54) 1,851.54 (1,878.05) - (26.51) 226122002 RCTC 2021 SERB SR 805 RES ACCT 226122002 RCTC 2021 SER 8 SR 80.5 RES ACCT 157.11 PAID DOWN PAR VALUE OF F H LMC MLTCL MTG 1.750%12/15/42 (2623.04) 2,623.04 (2677.60) (37.43) (17.13) 71.38 226122002 RCTC 2021 SER B SR BDS RES ACCT 226122002 RCTC 2021 SER B SR 8DS RES ACCT PAID DOWN PAR VALUE OF FH L MC MLTCL MTG 2.000%11/15/26 (2498.16). 2,498.16 (2539.48) - (41.32) 124.11 226122002 RCTC 2021 SER B SR BUS RES ACCT 05/16/2022 05/15/2022. 05/16/2022 3137890N7 PAID DOWN PAR VALUE OF FHLMC MLTCL MTG 2.502% 12/15/27 (2,458.86) - - 2,455.86 (2499.39) (24.75) (15.78) 59 Page 17 of 109 RIVERSIDE RCTC COUNTY TRANSPORTATION COMMISSION 91 CIP STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 Source Account Account Transaction Date 05/16/2022 Trade Date Setttement Date CDSIP Description Units - - 1.00 iscettaneous Fees - - - Net Cash Amount 3].56 11.268.57 (717,415. D1) (180,045 67) 66,885.77 Federal Tax Cost Amount - (11286.18) 717,415.01 180,045.67 (66.885 77) Short Term Gain/Loss Amount - (17.61) - - - Long Tenn Gain/Loss Amount 226122002 226122002 226122002 RCTC 2021 SERB SR.805 RESACCT 3137F4S]8 INTEREST EARNED ON F H L M C MLTCL MTG 4.000% 7/15/45 $1 PV ON 37.5600 SHARES DUE 5/15/2022 $0,00333/PV ON 11,268.57 PV DUE 5/15/22 RCTC 2021 SER B SR BDS RESACCT 05/16/2022 05/15/2022 05/16/2022313754078 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 4-000%7/15/45 (11,268.5/1 RCTC 2021 SER 8SR BDS RES ACCT 05/16/2022 05/16/2022 05/16/2022 05/15/2022 05/16/2022 31540V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL V 717,415.01 226122002 RCTC 2021 SER B SR BDS RES ACCT 05/16/2022 05/16/2022 318467203 PURCHASED UNITS OF FIRST AM GOVT 013 FD CL 8 180,045.6- 1.00 - 226122002 RCTC 2021 SER 8 SR BDS RESACCT 05/16/2022 05/16/2022345286556 PAID DOWN PAR VALUE OF FORD CR AUTO OWN 0.23886%2/15/23 (66,885.77) - - - 226122002 RCTC 2021 SER B SR BIM RESACCT 05/16/2022 345286A66 INTEREST EARNED ON FORD CR AUTO OWN 0.23886% 2/15/23$1 PV ON 26.8600 SHARES DUE 5/15/2022 $0.00(121/197 ON 130,583.34 PV DUE 5/15/22 - - - 26,86 - 226122002 RCTC 2021 SER B SR BDS RESACCT 05/16/2022 345280F03. INTEREST EARNED ON FORD CREDIT 2480% 9/15/24 $1 PV ON 413.3300 SHARES DUE 5/15/2022 $0.00207/PV ON 200,000.00 PV DUE 5/15/22 - - - 413.33 - - -. 226122002 RCTC 2021 SER 8 SR MS RESACCT 05/16/2022 345280H83 INTEREST EARNED ON FORD CREDIT 1.47471% 9/15/24$1 PV ON 496.9200 SHARES DUE 5/15/202200.00099/06 ON 500,000 00 PV DUE 5/15/22 - - - 496.92 - - 226122002 RCTC 2021 SER 8 SR BDS RESACCT 05/16/2022 34531KAD4 INTEREST EARNED ON FORD CREDIT AUTO 1.870% 3/15/24$1 PV ON 583.1700 SHARES DUE 5/15/2022 $0.00156/PV ON 374,224.63 PV DUE 5/15/22 - - - 583.17 -. - - 226122002 RCTC 2021 SER B SR 1305 RESACCT 05/16/2022 05/15/2022 05/16/2022345315504 PAID DOWN PAR VALUE OF FORD CREDIT AUTO 1.870%3/15/24 (49,269.42) - - 49,269.42 (49,561.96) (292.54) 226122002 RCTC 2021 SER B SRBDS RESACCT 05/16/2022 05/15/2022 05/16/2022 34531RAD9 PAID DOWN PAR VALUE OF FORD CREDIT AUTO LS 0.620%8/15/23 (20,557.87) - - 20657.87 (28,534:66) .3,21 226122002 RCTC 2021 SER B 5R BM RESACCT 05/16/2022 34531RA29 INTEREST EARNED ON FORD CREDIT AUTO LS 0.620% 8/15/23 $1 PV ON 40.5100 SHARES DUE 5/15/2022 S0.00052/PV ON 78,405.25 PV DUE 5/15/22 - - - 40.51 - - 226122002 RCTC 2021 SER B SR BDS RESACCT 05/16/2022 34531RAF4 INTEREST EARNED ON FORD CREDIT AUTO LS 1.000% 11/15/23$1 PV ON 342-5000 SHARES DUE 5/15/2022 $0.00083/PV ON 411,000.00 PV DUE 5/15/22 - - - 34250 - - - 226122002 RCTC 2021 SER 8 SR 805 RES ACCT 05/16/2022 361760E21 INTEREST EARNED ON G N M 5 8778953 3.000% 3/15/27 $1 PV ON 213.5000SHARES DUE 5/15/2022 APRIL GNMA DUE 5/15/22 - - - 213.50 - - 226122002 RCTC 2021 SER B SR BDS RESACCT 05/16/2022 05/15/2022 05/16/2022 361765E21 PAID DOWN PAR VALUE OF G N M 88778953 3.000% 3/15/27 APRIL GNMA DUE 5/15/22 (2,203.45) -. - 2,203.45 f2269.92) - (66.47) 226122002 RCTC 2021 SER B SR BUS RESACCT 05/16/2022 05/16/2022 05/16/2022380140589 PAID DOWN PAR VALUE OF GM FIN CONS AUTO 0.210% 8/16/24 (41,760.52) - - 41,760.52 (41,659.38) 101.14 - 226122002 RCTC 2021 SER 8 SR BDS RES ACCT 05/16/2022 380140589 INTEREST EARNED ON GM FIN CONS AUTO 0.210% 8/16/24 $1 PV ON 62.5900 SHARES DUE 5/16/2022 $000018/PV ON 357,649.88 PV DUE 5/16/22 = - - 62,59 - - 226122002 RCTC 2021 SER B SR BOS RESACCT 05/16/2022 05/16/2022 05/16/2022 3037672E6 PAID DOWN PAR VALUE OF G N M A GTD REMIC 4.000% 7/16/39 (1,974.66) - - 1,974.66 (2,065.37) (90.71) 226122002 RCTC 2021 SER 8 SR 805 RES ACCT 05/16/2022 383761/2E6 INTEREST EARNED ON G N M A GTD REMIC 4000% 7/16/39 $1 PV ON 177.6400 SHARES DUE 5/16/2022 $000333)P8 ON 53,290.77 PV DUE 5/16/22 < - -. 177-64 - - - 226122002 RCTC 2021 SERB SR 805 RESACCT 05/16/2022 05/16/2022 05/16/2022 3537801262 PAID DOWN PAR VALUE OF G N M A GTD REMIC 2.500% 5/16/55 (274.49) - - 274,49 (277.36) - (287) 226122002 RCTC 2021 SER B SR BDS RES ACCT 05/16/2022 383780P62 INTEREST EARNED ON G 6 M A GTO REMIC 2_500% 5/16/55 $1 PV ON 234.2500 SHARES DUE 5/16/2022 $0.0U208/PV ON 112,438.35 PV DUE 5/16/22 - 28425;: - 226122002 RCTC 2021 SERB SR BDS RESACCT 05/16/2022 448918586 INTEREST EARNED ON HYUNDAI AUTO RECV TR 0.260% 9/15/23$1 PV ON 246900 SHARES DUE 5/15/2022 $000022/PV ON 113,93063 PV DUE 5/15/22 - - - 24:69 - - 226122002 RCTC 2021 SERB SR 80S RESACCT 05/16/2022 05/15/2022. 05/16/2022448918586 PAID DOWN PAR VALUE OF HYUNDAI AUTO RECV TR 0.260%9/15/23 (67,965.20), - - 67,965.20 (67.954.58) 96062'. 226122002 RCTC 2021 SER B SR 8DS RESACCT 05/16/2022 477870600 INTEREST EARNED ON JOHN DEERE OWNER 2210% 12/15/23$1 PV ON 572.6600 SHARES DUE 5/15/2022 $0.00184/PV ON 310944.43 PV DUE 5/15/22 - - - 572.66 - - 226122002 RCTC 2021 SER B SR 805 RES ACCT 05116/2022 05/15/2022. 05/16/2022477870503 PAID DOWN PAR VALUE OF JOHN. DEERE OWNER 2.210%12/15/23 (79.883.12); - 79,883.12 15,682-35 187.90 (80,382.39) (15,821 84) - (499.27) 226122002 226122002 RCTC 2021 SERB SR BDS RESACCT 05/16/2022 05/15/2022 05/16/2022654798601 PAID DOWN PAR VALUE OF NISSAN AUTO 2500%11/15/23 (15,682 35) - - (139.49) RCTC 2021 SER El SR BDS RESACCT 05/16/2022 65479HAC1 INTEREST EARNED ON NISSAN AUTO 2.500%11/15/2301 PV ON 187.9000 SHARES DUE 5/15/2022 $0.00208/PV ON 90,191 41 PV DUE 5/15/22 = - - - 226122002 RCTC 2021 SERB SR MS RESACCT 05/16/2022 664790655 INTEREST EARNED ON NISSAN AT REC OWNR 0.45597% 3/15/23$1 PV ON 110.2400 SHARES DUE 5/16/2022 00.00043/RV ON 258,110.38 PV DUE 5/16/22 - - - 110.24 - - 226122002 RCTC 2021 SER 8 SR BDS RES ACCT 05/16/2022 05/16/2022 55/16/2022 65479005 P61D DOWN PAR VALUE OF NISSAN AT REC OWNR 0.49597% 3/15/23 (68,02289) - - 68,022.89 (68.032.85) - -. 226122002 RCTC 2021 SER B SR 005 RESACCT 05/16/2022 05/16/2022 05/16/2022 8028585E8 PAID DOWN PAR VALUE OF SANTANDER DRIVE 0.960% 11/15/24 CMO FINAL PAYDOWN (24,461.76) - - 24,461 76 (24,491.76) (30.00) 226122002 RCTC. 2021, SERB SR BDS RESACCT 05/16/2022 00285RAE8 INTEREST EARNED ON SANTANDER DRIVE 0.960%11/15/2401 PV ON. 19.5700 SHARES DUE 5/15/2022 $0.00080/PV ON 24,461.76 PV DUE 5/15/22 - - - 19,57 - - -. 226122002 RCTC 2021 SERB SRBDS RESACCT 05/16/2022 80285WAF4 INTEREST EARNED ON SANTANDER DRIVE 1.120% 12/15/2531 IN ON 326.6700 SHARES DUE 5/15/2022 $0.00093/P7 ON 350,000.00 PV DUE 5/15/22 - - - 326.67 - - 226122002 RCTC 2021 SER 8 SR 805 RESACCT 05/16/2022 57165LBU4 INTEREST EARNED ON SVNCHRONV CREDIT 2.620% 10/15/25$1 PV ON 131.0000SHARES DUE 5/15/2022$0.00218/PV ON 60,000.00 PV DUE 5/15/22 - - - 131.00 - - - 226122002 RCTC 2021 SERB SR BOS RESACCT 05/16/2022 912828881 INTEREST EARNED ON U STREASURY NT 2.125% 5/15/25 $1 PV ON 1250000 0000 SHARES DUE 5/15/2022 - - - 13,281.25 - - - 226122002 RCTC 2021 SERB SR MS RESACCT 05/16/2022 05/15/2022 D5/16/202290182HAC4 PAID DOWN PAR VALUE OF WORLD OMNI 1.700%.1/15/23 (21,690.03) - - 21,690.03 (21,873.04) (183:01) 226122002 RCTC 2021 SER B SRBDS RESACCT 05/16/2022 88162HAC4 INTEREST EARNED ON WORLD OMNI 1 700% 1/15/23$1 PV ON 1626700 SHARES DUE 5/15/2022 00.00142/P0 ON 114,823.76 PV DUE 5/15/22 - - - 162-67 - - 226/22002 RCTC 2021 SER 8 SR MS RESACCT 05/16/2022 05/16/2022 05/15/2022 981628A01 05/16/202298152VAD1 INTEREST EARNED ON WORLD OMNI AUTO 2590% 7/15/24$1 IN ON 320.2000 SHARES DUE 5/15/2022 $0.00216/PV ON 148,354.88 PV DUE 5/15/22 - - - 320.20 - - - 226122002 RCTC 2021 SER B SR BDS RESACCT PAID DOWN PAR VALUE OF WORLD OMNI AUTO 2.590%7/15/24 (25,320 82) - - 25,320.82 (25,483.03) (162 21) 226122002 RCTC 2021 SER B SR BDS RES ACCT 05/16/2022 05/15/2022 05/16/2022 98164EAB1 PAID DOWN PAR VALUE OF WORLD OMNI AUTO 0.170%2/15/24 (33,878.11) - - 33,878.11 (33,862.23) 15,88 226122002 RCTC 2021 SER B SR BDS RES ACCT 05/16/2022 98164EAB1 INTEREST EARNED ON WORLD OMNI AUTO 0170% 2/15/24 $1 PV ON 15.0000 SHARES DUE 5/15/2022 00,00014/PV ON 105,894.37 PV DUE 5/15/22 - - - 15.00 - - - Page 18 of 109 RIVERSIDE RCTC COUNTY TRANSPORTATION COMMISSION 91 CIP STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 Source Account Account Transaction Date Trade Date Setttement Date COSP Description Units iscettaneous Fees Net Cash Amount Federal Tax Cost Amount Short Term Gain/Loss Amount Long Term Gain/Loss Amount 226122002 226122002 226122002 RCTC 2021 SERB SR.805 RES ACCT 05/16/2022 96164GAA8 INTEREST EARNED ON WORLD OMNI AUTO 0:39639%. 2/15/23 $1 PV ON 62.7000 SHARES DUE 5/15/2022 $0,00034/PV ON 183,723.55 PV DUE 5/15/22 - - - - - - 62.70 - - - RCTC 2021 SER B SR BDS RESACCT 05/16/2022 05/15/2022 05/16/202298164GAA8 PAID DOWN PAR VALUE OF WORLD OMNI AUTO 0.39629%2/15/23 (53,111.9/1 53.111 97 (53,111 97) RCTC 2021 SER 8SR BDS RES ACCT 05/17/2022 CASH RECEIPT TRANSFER FROM INCOME 1 - 866.73 - 226122002 RCTC 2021 SER B SR BDS RES ACCT 05/17/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL 1 - - - (866.73) - 226122002 RCTC 2021 SER 8 SR BDS RESACCT 05/18/2022 05/18/2022 05/18/2022 03066N606 PAID DOWN PAR VALUE OF AMERICREDIT 2.06001%4/18/24 (114532.41) - - 114,532.41 (114908.22) (375.81) - 226122002 RCTC 2021 SER B SR 605 RESACCT 05/18/2022 03066NAD6 INTEREST EARNED ON AMERICREDIT 2.06001% 4/18/24$1 PV ON 302.6600 SHARES DUE 5/18/2022 $0.00172/PV ON 176,306.22 PV DUE - - - 302.66 - - - 5/18/22 226122002 RCTC 2021 SER B SR BDS RESACCT 05/18/2022 05/16/2022 05/18/2022060510FF1 PURCHASED PAR VALUE OF BANK OF AMERICA MTN 4.000%4/01/24 /PRSHUS33 PERSHING JERSEY CITY/500,000 PAR VALUE AT 101.657 500.000:00 1.02 - (508285,00) 508,285,00 - -. 226122002 RCTC 2021 SER B SR 805 RESACCT 05/18/2022 05/18/2022 06051GFF1 PAID ACCRUED INTEREST ON PURCHASE OF BANK OF AMERICA MTN - - - (2,611 11) - - - 4.000% 4/01/24 226122002 RCTC. 2021. SER 830 BDS RES ACCT 05/18/2022 05/16/2022. 05/18/2022140419810 PURCHASED PAR VALUE OF CAPITAL ONE MULTI 1.720%8/1.5/24 /JPMSUS3X JP MORGAN SEC N51200,000 PAR VALUE AT 100.078125% 200,000.00 1.00 - (200,156 25) 200,156.25 - - 226122002 RCTC 2021 SER B SR BDS RESACCT 05/18/2022 05/18/2022 14041NFUO PAID ACCRUED INTEREST ON PURCHASE OF CAPITAL ONE MULTI 1.720% - - - (28.67) - - - 8/15/24 226122002 RCTC 2021 SER 8 SR 808 RES ACCT 05/18/2022 05/18/2022149130267 PAID ACCRUED INTEREST ON PURCHASE OF CATERPILLAR FINL MTN 3.650% 12/07/23 - - - (7,345.63) - --. - 226122002 RCTC 2021 SER B SR EMS RESACCT 05/18/2022 05/16/2022 05/18/2022149130257 PURCHASED PAR VALUE OF CATERPILLAR FINL MTN 3.650% 12/07/23 /MTGSUS6SFIC BOFA SECS NEW YORK/450,000 PAR VALUE AT 101 442 450,000.00 1.01 - (456,489.00) 456,489.00 - 226122002 RCTC 2021 SERB 58800 RES ACCT 05/18/2022 05/18/2022. 05/18/2022318467203 PURCHASED UNITS OF FIRST AM GOVT 0B FD CL 6 114,850.07 1.00 - (114,850.07) 114850.07 - 226122002 RCTC 2021 SER B SR BDS RESACCT 05/18/2022 05/18/2022 05/18/2022 318457203 SOLD UNITS OF FIRST AM GOVT 08 FD CLY (2,447,659 09) 1.00 - 2447,659.09 .(2,447,659.09) - - 226122002 RCTC 2021 5E 055500S RESACCT 05/18/2022 05/16/2022 05/18/2022 43814W007 PURCHASED PAR VALUE OF HONDA AUTO 2900%6/18/24 /STEPHENS, INC /255000 PAR VALUE AT 100-15406275 % 255,000.00 1.00 - (255,418.36) 255,418.36 - 226122002 RCTC 2021 SER B SR BDS RESACCT 05/18/2022 05/16/2022 05/18/2022 617468006 PURCHASED PAR VALUE OF MORGAN STANLEY MTN 3.875% 4/29/24 /MSNYUS33 MORGAN STANLEY NY/500,000 PAR VALUE AT 101,07 % 500,000,00 1.01 - (505,350,00) 505,350.00 - - 226122002 RCTC 2021 SER 8SR BDS RES ACCT 05/16/2022 05/18/2022 617468006 PAID ACCRUED INTEREST ON PURCHASE OF MORGAN STANLEY MTN 3.875% 4/29/24 - -. - (1,022.57) -- 226122002 RCTC 2021 SER B SR MS RES ACCT 05/18/2022 05/16/2022 05/18/2022950000206 PURCHASED PAR VALUE OF WELLS FARGO MTN 3.750% 1/24/24/JANE 500,000.00 1.01 - (505,015.00) 505,015.00 - STREET EXECUTION SERVICES/500,000 PAR VALUE AT 101.003 % 226122002 RCTC 2021 SERB SR MS RES ACCT 05/18/2022 05/18/2022950000206 PAID ACCRUED INTEREST ON PURCHASE OF WELLS FARGO MTN 3.750% 1/24124 - - (5,937.50) - - 226122002 RCTC 2021 SER B SR BDS RESACCT 05/19/2022 05/19/2022 05/19/2022 318467203 05/20/2022 14042W604 SOLD UNITS OF FIRST AM GOVT OB FD CLY (218,342.20) 1.00 - 218,34220 (218,342.20) - - 226122002 RCTC 2021 SERB SR BDS RESACCT 05/20/2022 PAID ACCRUED INTEREST ON PURCHASE OF CAPITAL ONE PRIME 2,510% 11/15/23 - - -. (13.26) - - 226122002 RCTC 20218ER80R805 RESACCT 05/20/2022 05/18/2022 05/2.0/202214042WAC4 PURCHASED PAR VALUE OF CAPITAL ONE PRIME 2.510%11/15/23 /HILLTOP SECURITIES INC./38.020.85 PAR VALUE AT 100 0156138 % 38,020.85 1.00 - (38,026 79) 38,026.79 - - 226122002 RCTC 2021 SER 8SR BDS RESACCT 05/20/2022 05/20/2022 05/20/2022318467203 SOLD UNITS OF FIRST AM GOVT OB FD CLY (55,663.87) 1.00 55,663.87 (55663.87) - - 226122002 RCTC 2021 SER B SR BDS RESACCT 05/20/2022 05/20/2022 05/20/2022318467203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL V 94,255.72 1.00 - (94,255 72) 94,255.72 - 226122002 RCTC 2021 SERBS/ 60S RESACCT 05/20/2022 36179M032 INTEREST EARNED ON G N M A II #MA0602 3.000% 12/20/2701 PV ON 130.9900 SHARES DUE 5/20/2022 APRIL GNMA DUE 5/20/22 - - -. 130.99 - - - 226122002 RCTC 2021 SER B SR BOS RES ACCT 05/20/2022 05/20/2022 05/20/20223617914032 PAID DOWN PAR VALUE OF G N M A I I #MA06023.000%12/20/27 APRIL (1,669.94) - - 1,669.94 (1,728.73) - (58.79) GNMA DUE 5/20/22 226122002 RCTC. 2021, SER B 5R.805 RES ACCT 05/20/2022 36179NAH1 INTEREST EARNED ON G N M A 1181400908 2.500% 4/20/28 01 PV ON 179.8400 SHARES DUE 5/20/2022 P & I DUE 05/20/22 - - 179,84 -. -. 226122002 RCTC 2021 SER B SR 808 RES ACCT 05/20/2022 05/20/2022 05/20/2022361796661 PAID DOWN PAR VALUE OF G N M A I I #MA09082.500%4/20/286 &I000 (2,749.37) - - 2,749.37 (2,843.88) - (94.51) 05/20/22 226122002 RCTC 2021 SER 8 S BDS RES ACCT 05/20/2022 3517968K7 INTEREST EARNED ON G N M A I I #MA11343.000% 7/20/28 $1 PV ON 236.1100 SHARES DUE 5/20/2022 APRIL GNMA DUE 5/20/22 - - - 23611 - - - 226122002 226122002 RCTC 2021 SERB 55 BOS RESACCT 05/20/2022 05/20/2022 05/20/2022 36179NHK7 PAID DOWN PAR VALUE OF G N M A I 105/61134 3.000% 7/20/28 APRIL GNMA DUE 5/20/22 (3,191.72) - - 3,191.72 (3,278.53) - (86.81) RCTC 2021 SER B SR EMS RES ACCT 05/20/2022 05/20/2022 05/20/2022 3617988614 PAID DOWN PAR VALUE OF G N M A I I #M02936 3.500% 7/20/30 APRIL GNMA DUE 5/20/22 (993.20) - 993.20 (1,038.48) - (45:29) 226122002 RCTC 2021 SERB 58 B05 RES ACCT 05/20/2022 3517988M4 INTEREST EARNED ON G N M A I I #MA2936 3.500% 7/20/30 01 PV ON 150.2800 SHARES DUE 5/20/2022 APRIL GNMA DUE 5/20/22 - - - 150.28 - - - 226122002 RCTC 2021 SER B SR BDS RES ACCT 05/20/2022 36179TF33'.: INTEREST EARNED ON 0 N M A 1146404691 3.500% 9/20/32 $1 PV ON 139.6200 SHARES DUE 5/20/2022 APRIL GNMA DUE 5/20/22 - - - 139.b2 -. 226122002 RCTC 2021 SER 8 50 805 RES ACCT 06/20/2022 05/20/2022 05/20/2022 36179TF83 PAID DOWN PAR VALUE OF G N M A II#MA46913,800% 9120/32 APRIL (1,328.44) - - 1,328.44 (1,396.06) - (67.62) GNMA DUE 5/20/22 226122002 RCTC 2021 SER SSR BDS RES ACCT 05/20/2022 36259K604 INTEREST EARNED ON GM FINANCIAL 1.840%12920/23 $1 PV ON 920 0000 SHARES DUE 5/20/2022 $0.00153/PV ON 600,000.00 PV DUE 5/20/22 - - - 920.00. - - - 226122002 RCTC 2021 908 8 58 805 RESACCT 05/20/2022 36259PAD8 INTEREST EARNED ON GM FIN AUTO LEASE 0.80001% 7/20/23$1 PV ON - - - 89.59 - - 89.5900 SHARES DUE 5/20/2022 $0.00067/PV ON 134,377.24 PV DUE 5/20/22 226122002 RCTC 2021 SER B SR BDS RES ACCT 05/20/2022 05/20/2022 05/20/2022 36259PAD8 PAID DOWN PAR VALUE OF GM FIN AUTO LEASE 0.80001% 7/20/23 (30,853.51) - - 30,853.51 (30,880.02) (28.01')i 226122002 RCTC 2021 SER B SR BDS RES ACCT 05/20/2022 05/20/2022 05/20/2022 36265MAA3 PAID DOWN PAR VALUE OF GM FIN AUTO LSNG 0.57055% 2/21/23 (59,374.98) - - 59,374.98 (59,374.98) - - 226122002 RCTC 2021 5088S8000 RES ACCT 05/20/2022 36265MAA3 INTEREST EARNED ON GM FIN AUTO LSNG 0.57055% 2/21/23 01 PV ON 88.4300 SHARES DUE 5/20/2022 00.00048/PV ON 185,988.06 PV DUE 5/20/22 - - - 88.43 - - 226122002 RCTC 2021 SER B SR EMS RES ACCT 05/20/2022 38376W062 INTEREST EARNED ON G N M A GM REMIC 4.000% 10/20/39 $1 PV ON 233.2500 SHARES DUE 5/20/2022 $0.00333/PV ON 69,973.79 PV DUE 5/20/22 - - - 233 25 - - - 226122002 RCTC 2021 SER B SR BOS RES ACCT 05/20/2022 05/20/2022. 05/20/2022 38376WA62 PAID DOWN PAR VALUE OF GNMA GTD REMIC 4.000%10/20/39 (2,279.93) - - 2279.93 ,(1,919.90) - ,360.03 226122002 RCTC 2021 SER B SR BDS RESACCT 05/20/2022 38378FRB8 INTEREST EARNED ON G N M A GTD REMIC 2000% 7/20/42 $1 PV ON 1641000 SHARES DUE 5/20/2022 $0 00167/8/ ON 98,459.91 PV DUE 5/20/22 - - - 16410 - - - 2251220002 RCTC 2021 SER B SR BDS RES ACCT 05/20/2022 05/20/2022 05/20/2022 30378F808. PAID DOWN PAR VALUE OF G M A GTD REMI .1.000% 7/20/42 (1,374.39). - - 1,374.39 (1,354.20) - 20.19 Page 19 of 109 Source Account RIVERSIDE COUNTY TRANSPORTATION COMMISSION 91 CIP STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 Account Tea ma ction Date Tiede Date Settlement Date CUSIP Description l nits P1x NIiscolla nom s Fees Net Cash Federal Tax Cost Short Term 1.050 Term Amount Amount (amain/Loss,\mmmt Gain/Loss Amount 226122002 RCTC 2021 SER BSR BM RES ACCT 226122002 RCTC 2021 SER B SR DOS RES ACCT 05/20/2022 05/20/2022 05/20/2022 05/20/2022 38381AZ58 PAID DOWN PAR VALUE OF GN MA GTD REMIC 3.000%11/20/45 INTEREST EARNED ON G N M A GTO REMIC 3.000%11/20/45$1 PV ON 1547700 SHARES DUE 5/20/2022 $0.00250/PV ON 61,908.14 PV DUE 5/20/22 2 2 2 2 -- --- PAID DOWN PAR VALUE OF VERIZON OWNER TRUST 2.930% 9/20/23 (6,438.46) 383816258 226122002 RCTC 2021 SER B SR BDS RES ACCT 05/20/2022 05/20/2022 05/20/2022 923470662 226122002 RCTC 2021 004 13 SR DOS RES ACCT 05120/2022 923470662 (40,271.18). INTEREST EARNED ON VERIZON OWNER TRUST 2.930% 9/20/22 $1 PV ON 205.3600 SHARES DUE 5/20/2022 $0.00244/PV ON 84,107.00 PV DUE 5/20/22 226122002 RCTC 2021 SER 8 5R 805 RES ACCT 05/20/2022 923470008 INTEREST EARNED ON VERIZON OWNER TRUST 3.020°% 9/20/2351 PV ON 1082.1700 SHARES DUE 5/20/2022 $0.00252/PV ON 430,000.00 PV DUE 5/20/22 05/23/2022 6,438.46 (6,474.68) (36.22) 154.77 40,271.18 (40,497.70) (226.52) 205.36 1,08217 226122002 RCTC 2021 SER B SR BDS RES ACCT 17305E0M1 ow.m,nno. oryr my" PPP P PP Arm PPP err, 226122002 RCTC 2021 SER R SR BDS RES ACCT 115,1011,7 PAASPAPIP 05/24/2022 313BEKOW8' 05/24/2022 INTEREST EARNED ON CIPBANK CREDIT CARD 3.290% 5/23/2531 PV ON 4935.0000 SHARES DUE 5/25/2022 50.01645/PV ON 300,000.00 PV DUE 5/23/22 PURCHASED UNITS OF FIRST AM GOVT OB FD CL V PAID ACCRUED INTEREST ON PURCHASE OF FNMA 0013168 2.391% 2/01/23 PURCHASED PAR VALUE OF FNMA #AL3164 2.391% 2/01/23 /STONER FINANCIAL INC./118,532.81 PAR VALUE AT 99.95312859 % 4,935 0 d nn nn d con nn (180.99) 226122002 RCTC 2021 SER B SR B05 RES ACCT 05/24/2022 05/19/2022 05/24/2022 3138EKOW8 118,53281 1.00 (118477.25) 118,477.25 226122002 RCTC 2021 SERB SR BDS RES ACCT 05/24/2022 05/24/2022 3138EKT88 PAID ACCRUED INTEREST ON PURCHASE OF FNMA 8013251 2.379% 2/01/23 FINANCIAL INC./199, 052.35 PAR VALUE AT 99.95312289%u /,s/Ptrrvuc (303.89) 226122002 RCTC 2021 SER B SR BDS RES ACCT RCTC 2021 SER B 5R BDS RES ACCT 05/24/2022 05/24/2022 05/24/2022 31846V203 neAsnnq PURCHASED UNITS OF FIRST AM GOVT OB FD CL V SOLD UNITS OF FIRST AM GOVT OB FD CL Y 1,986.26 1.00 (1,986.26) 1,986.26 nn 226122002 RCTC 2021 SERB SR BDS RES ACCT 05/24/2022 404280CZ0 INTEREST EARNED ON HSBC HLDGS PLC 0.00001%11/22/24$1 PV ON 450000.0000 SHARES DUE 5/22/2022 97082 226122002 RCTC 2021 SER B SR BDS RES ACCT 05/25/2022 313249T64 INTEREST EARNED ON F H L M C 4258673 3.000% 10/01/32$1 PV ON 217.1200 SHARES DUE 5/25/2022 APRIL FHLMC DUE 5/25/22 217.12 226122002 RCTC 2021 SER BSR BDS RES ACCT 05/25/2022 05/25/2022. 05/25/2022 3132A9T64 226122002 RCTC 2021 SER B SR B05 RES ACCT 05/25/2022 05/25/2022 05/25/2022 3132AEF68 226122002 RCTC 2021 SER B SR BDS RES ACCT 226122002 RCTC 2021 SER 5R DOS RES ACCT 05/25/2022 3132,48E68 PAID DOWN PAR VALUE OF FH LM 00208673 3.000% 10/01/32 APRIL FHLMC DUE 5/25/22 PAID DOWN PAR VALUE OF FH L MC #ZT1989 3.500% 1/01/33 APRIL FHLMC DUE 5/25/22 INTEREST EARNED ON F HL M C #Z01989 3.500% 1/01/33$1 PV ON 313.9500 SHARES DUE 5/25/2022 APRIL FHLMC DUE 5/25/22 (2,262.67) 2,262..67 (2357.86) (95.18) 05/25/2022 313209093 INTEREST EARNED ON FHLMC 8500096 3.000% 10/01/40 $1 PV ON 344.4000 SHARES DUE 5/25/2022 APRIL FHLMC DUE 5/25/22 (2,824.30) 2,824.30 (3,034.74) (210.44) 313.95 344.40 226122002 RCTC 2021 SER B SR BDS RES ACCT 226122002 RCTC 2021 SERB 5R B05 RES ACCT 226122002 RCTC 2021 SER B SR BDS RES ACCT 05/25/2022 05/25/2022 05/25/2022 313209093 05/25/2022 05/25/2022 05/25/2022 3136ADZA0 INTEREST EARNED ON FNMA GTD REMIC 1.250% 4/25/2831 PV ON 76.0100 SHARES DUE 5/25/2022 $000104/PV ON 72,972.30 PV DUE 5/25/22 05/25/2022 313683289 INTEREST EARNED ON FNMA GTD REMIC 2.000% 11/25/3101 PV ON 88.7200 SHARES DUE 5/25/2022 $000167/ PV ON 53,233.07 PV DUE PAIDDOWN PAR VALUE OFF/IMAGED REMIC 2.000% 11/25/31 05/25/2022 313600200 PAID DOWN PAR VALUE OF F H LM C #500096 3.000%10/01/40 APRIL FHLMC DUE 5/25/22 PAID DOWN PAR VALUE OF FNMA GTD REMIC 1.250% 4/25/28 (1,893.87) 1,893:87 (2.008.20) (114.33) (2,853.45) 2,853:45 (2,881.40) (21.95) 76.01 226122002 RCTC 2021 SER B SR BDS RES ACCT 88.72 226122002 RCTC 2021 SER B SR BM RES ACCT 226122002 RCTC 2021 SERB SR BDS RES ACCT 05/25/2022 05/25/2022 05/25/2022 3137AUPE3 INTEREST EARNED ON FHLMC MLTCL MT 2.396% 6/25/22 $1 PV ON 118.2300 SHARES DUE 5/25/2022 $0.00200/PV ON 59,213.68 PV DUE 5/25/22 PAID DOWN PAR VALUE OF FHLMC MLTCL MT 23960 6/25/22 CM0 FINAL PAYDOWN PURCHASED PAR VALUE OF F H L MC MLTCL MTG 2.682%10/25/22 /STONER FINANCIAL INC./379,340.92 PAR VALUE AT 100.19531244 % 05/25/2022 3136AQ2K9 (1,651.6 1,651.62 (1,696. (44.74) 226122002 RCTC 2021 SER BSR BDS RES ACCT 05/25/2022 05/25/2022 05/25/2022 3137AUPE3 (59,213.68) 118.23 59,213.68 (57,598.93) 1,614.75 226122002 RCTC 2021 SER B SR BDS RES ACCT 05/25/2022 05/19/2022 05/24/2022 3137AYCE6 379,340.92 1.00 (380,081.82) 380,081.82 226122002 RCT0 2021 SER BSR DOS RES ACCT 05/25/2022 05/24/2022 3137800E9 226122002 RCTC 2021 SER B SR 805 RES ACCT 05/25/2022 05/24/2022 3137AYCE9 226122002 RCTC 2021 SER B SR BDS RES ACCT 05/25/2022 05/25/2022 05/25/2022 313781005 226122002 R010 2021 S1528 SR BEG RES ACCT 05/25/2022 3137131805 226122002 RCTC 2021 SER B SR EMS RES ACCT 05/25/2022 05/19/2022 3137B36J2 226122002 RCT02021SER 856 BOS RES ACCT 05/25/2022 05/16/2022 05/19/2022 313/83622 226122002 RCTC 2021 SER B SR BDS RES ACCT 05/25/2022 3137BLUR7 226122002 RCTC 2021 SER 8 SR BDS RES ACCT 05/25/2022 05/26%2622. 05/25/2022 313781087 226122002 RCTC 2021 SER 8 SR BDS RES ACCT 05/25/2022 05/17/2022 05/20/2022 3137BLW87 226122002 RCTC 2021 SER B SR BDS RES ACCT 05/25/2022 05/20/2022 3137131W87 226122002 RCTC 2021 SER BSR BDS RES ACCT 05/25/2022 05/25/2022 3137BLW87 22266 1220000 2 RCTC 2021 SER B SR BDS RES ACCT 05/25/2022 31378LW67 PURCHASED PAR VALUE OF F HL MC MLTCL MTG 2,6826 10/25/22 /GMP 379,340.92 SECURITIES, LLC/379,340.92 PAR VALUE AT 99.92879492 6 PAID ACCRUED INTEREST ON PURCHASE OF FHLMC MLTCL MTG 2.682% 10/25/22 PAID ACCRUED INTEREST ON PURCHASE OF FHLMC 8100182G 2.682% 10/25/22 PAID DOWN PAR VALUE OF F H L MC MLTCL MTG 2.637% 1/25/23 INTEREST EARNED ON F H L MC MLTCL MTG 2.637% 1/25/2331 PV ON 384.5600 SHARES DUE 5/25/2022 $0.00220/PV ON 175,000.00 PV DUE 5/25/22 PAID ACCRUED INTEREST ON PURCHASE OF F H L MC MLTCL MT 3.31192% 2/25/23 PURCHASED PAR VALUE OF F H L MC MLTCL MT 3.31192% 2/25/23 /BREAN CAPITAL 110/215.839.04 PAR VALUE AT 100.72655994 % INTEREST EARNED ON F H L MC MLTCL MT 2.716% 6/25/22 $1 PV ON 84.3500 SHARES DUE 5/25/2022 $0.00226/PV ON 37,266.01 PV DUE 5/25/22 PAID DOWN PAR VALUE OFFHLMC MLTCL MT 2.716% 6/25/22 CM0 (37265.01) FINAL PAYDOWN PURCHASED PAR VALUE OF FHLMC MLTCL MTG 2.802% 1/25/25 /STONER FINANCIAL INC./BD RATES/75,675.57 PAR VALUE AT 99.65625631 1.00 (379,070.81) (650.00) 379,070.81 (648.27) (288.66) 288.66 384.56 (291.39) (2.73) (357.42) 215,839.04 1:01 (217;407.24) 217,407.24 8435 37,266.01 (37,554.24) (288.23) 75,675.57 1.00 (75,415.44) 75,41544 PAID ACCRUED INTEREST ON PURCHASE 0868180810018101.54 2802% 1/25/25 PAID DOWN PAR VALUE OF F H L MC MLTCL MTG 2802% 1/25/25 INTEREST EARNED ON F H L MC 81001 MTG 2.802% 1/25/25 $1 PV ON 133.2500 SHARES DUE 5/25/2022 $00.0023/PV ON 57,068.11 PV DUE 5/25/22 (111.91) (1,572.70) 1,57270 (1,567.29) 541 133.25 62 Page 20 of 109 Source Account RIVERSIDE COUNTY TRANSPORTATION COMMISSION 91 CIP STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 Account Transaction Date Trade Date Settlement Date CUSIP Description Units Miscellaneous Fees Net Cash Federal Tax Cost Short Term Long Term Amount Amount Gain/Loss Amount Gain/Loss Amount 226122002 RCTC 2021 SER B SR BUS RES ACCI U5/25/2022 3137888Z8 INTEREST EARNED ()NI- H L M C MLTCL M 2.406% 3/25/23 Sl PV ON 276.5300 SHARES DUE 5/25/2022 $0.00201/PV ON 137,919.04 PV DUE 5/25/22 PAID DOWN PAR VALUE 05541. M C MLTCL MTG 2.406% 3/25/23 276.53 226122002 RCTC 2021 SERB 5R BDS RES ACCT 226122002 RCTC 2021 SER B SR BDS RES ACCT 05/25/2022 05/25/2022 05/25/2022 3137FBAB2 INTEREST EARNED ON F H L M C MLTCL MT 2.77704% 8/25/27 S1 PV ON 303.8000 SHARES DUE 5/25/2022 $0.00253/PV ON 120,000.00 PV DUE 5/25/22 05/25/2022 3137FBAJ5 INTEREST EARNED ON F H L M C MLTCL MT 3.281% 8/25/2751 PV ON 05/25/2022 3137BQBZ9 (273.51) 273.51 303.80 (275.65) (2.14) 226122002 RCTC 2021 SER B SR BDS RES ACCT 200000.0000 SHARES DUE 5/25/2022 546,83 226122002 RCTC 2021 SER B SR BDS RES ACCT 05/25/2022 3137516066 INTEREST EARNED ON F H L MC MLTCL MT 2.283% 5/25/26 $1 PV ON 15.2400 SHARES DUE 5/25/2022 $0.00190/PV ON 8,011.46 PV DUE 5/25/22 05/25/2022 05/25/2022 05/25/2022 05/25/2022 05/25/2022 3137FNAD2 INTEREST EARNED ON F H L MC MLTCL MT 2.87496% 11/25/28 $1 PV ON 283.1100 SHARES DUE 5/25/2022 $0.00219/PV ON 129,124.41 PV DUE 5/25/22 05/25/2022 3137FPJF3 INTEREST EARNED ON F H L M C MLTCL MT 2.258% 6/25/29 $1 PV ON 329 7600 SHARES DUE 5/25/2022 $0.00188/PV ON 175,247.03 PV DUE 5/25/22 05/25/2022 05/25/2022. 05/25/2022 05/25/2022 05/25/2022 3137F8387 INTEREST EARNED ON F HL MC MLTCL MT 2.51196% 7/25/29 $1 PV ON 320.5700 SHARES DUE 5/25/2022 $0.00183/PV ON 175,654.56 PV DUE 5/25/22 05/25/2022 05/25/2022 05/25/2022 3137FWHY9 INTEREST EARNED ON F H L MC MLTCL 0.826% 9/25/30 $1 PV ON 125.0700 SHARES DUE 5/25/2022 $0.00069/PV ON 181,611.47 PV DUE 5/25/22 05/25/2022 15.24 226122002 RCTC 2021 SER B SR BDS RES ACCT 226122002 RCTC 2021 SER B SR BDS RES ACCT 226122002 RCTC 2021 SER 8 SR BDS RES ACCT 05/25/2022 3137FM066 05/25/2022 3137551602 PAID DOWN PAR VALUE OF FHLM C MLTCL MT 2283%5/25/26 PAID DOWN PAR VALUE OF F H L MC MLTCL MT 2.874965 11/25/28 (5,513.32) 5.613,32 (7,634.88) (2,021.56) (185.83) 185.83 283.11 (188.95) (3.12) 226122002 RCTC 2021 SER B SR BDS RES ACCT 329.76 226122002 RCTC 2021 SER B SR BDS RES ACCT 226122002 RCTC 2021 SERB SR BDS RES ACCT 226122002 RCTC 2021 SER B SR BDS RES ACCT 05/25/2022 3137FPJF3 05/25/2022 313758327 PAID DOWN PAR VALUE OFFH LM C MLTCL MT 2.258% 6/25/29 PAID DOWN PAR VALUE OF F H L M C MLTCL MT 2.511965 7/25/29 ,(41&00; (474.72) 418.08 47472 320.57 (420.60) (475.94) (2.82) (1.22) 226122002 RCTC 2021 SER B SR BDS RES ACCT 226122002 RCTC 2021 SERB SR BDS RES ACCT 05/25/2022 3137FWHY9 PAID DOWN PAR VALUE OF F H L MC MLTCL 0.826% 9/25/30 (1,015.57). 1,015.57 (1,010.49) 226122002 RCTC 2021 SER B SR BM RES ACCT 226122002 RCTC 2021 SER B SR BDS RES ACCT 226122002 RCTC 2021 SER B SR BDS RES ACCT 05/25/2022 05/25/2022 05/25/2022 05/25/2022 3138LFGP7 05/25/2022 31381.5507 05/25/2022 3140J6FU6 125.07 5.08 INTEREST EARNED ON FNMA 06N2905 2.550% 10/01/28 $1 PV ON 569.1100 SHARES DUE 5/25/2022 APRIL FNMA DUE 5/25/22 PAID DOWN PAR VALUE OF FNMA #AN2905 2.550%10/01/28 APRIL FNMA DUE 5/25/22 PAID DOWN PAR VALUE OF FNMA #6M1976 3.000%10/01/32 APRIL FNMA DUE 5/25/22 569.11 (423.42) (950.30) 423.42 950.30 (435.04) (1,002.72) (11.62) (52.42) 226122002 RCTC 2021 SERB SR 805 RES ACCT 05/25/2022 3140765U6. INTEREST EARNED ON F N M A 8681978 3.000%10/01/3251 PV 014 165.8400 SHARES DUE 5/25/2022 APRIL FNMA DUE 5/25/22 165.84 226122002 RCTC 2021 S68688808 RES ACCT 05/25/2022 3140X4890 INTEREST EARNED ON FNMA #FM1155 2.500% 6/01/32 $1 PV ON 215 9000 SHARES DUE 5/25/2022 APR!! FNMA ❑UE 5/25/22 05/25/2022 05/25/2022 215.90 226122002 RCTC 2021 SER B SR BDS RES ACCT 226122002 RCTC 2021 SER B SR BDS RES ACCT 226122002 RCTC 2021 SER B SR BDS RES ACCT 05/25/2022 314084890 05/25/2022 3140X7LS6 PAID DOWN PAR VALUE OF FNMA 8FM1155 2.500%6/01/32 APRIL FNMA DUE 5/25/22 (2,187.00) 2,187.00 (229208) (105:08) 05/25/2022 05/25/2022 PAID DOWN PAR VALUE OF FNMA#FM3936 2.500% 8/01/35 APRIL FNMA DUE 5/25/22 05/25/2022 3140X7L56 INTEREST EARNED ON FNMA #FM3936 2.500% 8/01/35 $1 PV ON 194.6200 SHARES DUE 5/25/2022 APRIL FNMA DUE 5/25/22 05/25/2022 3141786F3 INTEREST EARNED ON FNMA 05/60293 4.500%1/01/30$1 PV ON 229 0800 SHARES DUE 5/25/2022 APRIL FNMA DUE 5/25/22 PAID DOWN PAR VALUE OF F N MA#1640293 4.500%1/01/30 APRIL FNMA DUE 5/25/22 PAID DOWN PAR VALUE OF FNMA 8M64074 2.000% 6/01/35 P & IDUE 05/25/22 (2,422.37) 2,422.37 (2,535.26) (112.89) 194.62 226122002 RCTC 2021 SER B SR BOS RES ACCT 229.09 226122002 RCTC 2021 SER 8 SR BDS RES ACCT 05/25/2022 05/25/2022 05/25/2022 314178K53 (952.90) 95290 (497.56) 455.34 226122002 RCTC 2021 SERB 5R BDS RES ACCT 05/25/2022 05/25/2022 05/25/2022 314180847 (2,282.12) 2,282.12 (2,354.70) (72.98) 226122002 RCTC 2021 856886808 RES ACCT 226122002 RCTC 2021 SER 5R BDS RES ACCT 226122002 RCTC 2021 SER B SR EMS RES ACCT 05/25/2022 314180847 INTEREST EARNED ON FNMA 4MA4074 2.000% 6/01/35$1 PV ON 247.0800 SHARES DUE 5/25/2022 P 81 DUE 05/25/22 05/25/2022 314180883 INTEREST EARNED ON FNMA #1664226 2.000%12/01/30 $1 PV ON 209.8600 SHARES DUE 5/25/2022 APRIL FNMA DUE 5/25/22 05/25/2022 05/25/2022 05/25/2022 314180903 247.08 PAID DOWN PAR VALUE OF FNMA#MA4226 2.000% 12/01/30 APRIL. FNMA DUE 5/25/22 PAID DOWN PAR VALUE OF FNM A #MA4279 2.000% 3/01/36 APRIL FNMA DUE 5/25/22 INTEREST EARNED ON FNMA #1604279 2.000% 3/01/36$1 PV ON 239.5400 SHARES DUE 5/25/2022 APRIL FNMA DUE 5/25/22 SOLD UNITS OF FIRST AM GOVT OB FD CL Y PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y MATURED PAR VALUE OF AMEREN CORP DISC COMLC P 5/26/22350,000 PAR VALUE AT 100 % INTEREST EARNED ON AMEREN CORP DISC COML C P 5/26/22 01 PV ON 350000.0000 SHARES DUE 5/26/2022 350,000 PAR VALUE AT 100 % (2,589.95) 209.86 2,539.95 226122002 RCTC 2021 SERB SR BOS RES ACCT 05/25/2022 05/25/2022 05/25/2022 314180040 226122002 RCTC2021 SER 8 SR MS RES ACCT 05/25/2022 314180X40 226122002 226122002 226122002 RCTC 2021 SER 8 SR BDS RES ACCT RCTC 2021 SER B SR BDS RES ACCT RCTC 2021 SER B SR BD5 RES ACCT 226122002 RCTC 2021 SER B SR BDS RES ACCT 226122002 RCTC 2021 SERB SR BDS RES ACCT 226122002 RCTC 2021 SERB SR BDS RES ACCT 226122002 RCTC 2021 SER B SR BDS RES ACCT 226122002 RCTC 2021 860680808 RES ACCT 05/25/2022 05/25/2022 05/25/2022 05/25/2022 05/26/2022 05/26/2022 05/25/2022 318468203 05/25/2022 318468203 05/26/2022 023605E53 05/26/2022 023605E53 (1,545.90) (276,772.22) 1.00 1.00 1.00 36,915.55 05/26/2022 05/26/2022 05/27/2022 05/27/2022 05/27/2022 05/27/2022 05/27/2022 05/25/2022, 05/26/2022 318468203 05/27/2022 318469203 05/27/2022 318468203 05/27/2022.89114TZR6 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y SOLD UNNS OF FIRST AM GOVT OB FD CL Y SOLD UNITS OF FIRST AM GOVT 013 FD CL PURCHASED PAR VALUE OF TORONTO MTN 2.350% 3/08/24 /TORONTO DOMINION SECURITIES (6/500,000 PAR VALUE AT 98.942 % (350.000 00) (2,636.52) (96.57) 1,545.90 239.54 276,772.22 (36,915.55) 349,741 39 258.61 (1.597.41) (51.51) (276,772.22) 36,915.55 (349,741.39) 350.000.00 1.00 1.00 1.00 0,99 (350,000.00) 350,000.00 (217,765.54) (497,223.19) 217.765.54 (217,765.54) 497,223.19 (497,223.19) 500000.00 (494,710.00) 494,710.00 226122002 RCTC 2021 SER B SR 805 RES ACCT 05/27/2022 05/27/2022 89114TZR6 PAID ACCRUED INTEREST ON PURCHASE OF TORONTO MTN 2.350% 3/08/24 PURCHASED PAR VALUE OF EH L M C MLTCL MT 2.573% 9/25/22 /56980533 CITGROUP GBL MKT$ NY/136,602.27 PAR VALUE AT 100.09374661 % PAID ACCRUED INTEREST ON PURCHASE OF F H L MC MLTCL MT 2.573% 9/25/22 PAID ACCRUED INTEREST ON PURCHASE OF F HLM C MLTCL MT 3.250% 4/25/23 PURCHASED PAR VALUE OF F H L M C MLTCL MT 3.250% 4/25/23 /TORONTO DOMINION SECURITIES (8/97.57649 PAR VALUE AT 100 51562584 PURCHASED PAR VALUE OF FNMA #651746 2150% 9/01/23 /CREDIT 113,756.01 (2,513.19) 226122002 RCTC 2021 SERB SR MS RES ACCT 05/31/2022 05/25/2022 05/31/2022 3137AXHP1 226122002 RCTC 2021 SER B SR BDS RES ACCT 05/31/2022 05/31/2022 3137AXHP1 226122002 RCTC 2021 SERB SR BDS RES ACCT 226122662 RCTC 2021 SER B SR BDS RES AUGI 05/51/2022 05/31/2022 05/25/2022 05/31/2022 3137631482 05/31/2622 313/03NA2 136,602,27' 1.00 (136,730.33) 136,730.33 (29290) 97,575.49 1.01 (264.27) (98,079.62) 98,079.62 226122002 RCTC 2021 SER B SR 80S RES ACCT 05/31/2022 05/2.5/2022 05/31/2022 313810554 0.59 (11261545) 112,618.45 SUISSE SECURITIES (U56(/113,756.01 PAR VALUE AT 99.00000113 % 63 Page 21 of 109 Source Account RIVERSIDE COUNTY TRANSPORTATION COMMISSION 91 CIP STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 Account Transaction Date Trade Date Setttement Date CUM Description Units Miscellaneous Fees Net Cash Federal Tao Cast Short Term Long Term Amount Amount Gain/Loss Amount Gain/Loss Amount 226122002 RCTC 2021 SER B SR BOS RES ACCT __. 226122002 RCTC 2021 SER BSR BOS RES ACCT 05/31/2022 05/31/2022 05/31/2022318460203 9/01/23 SOLD UNITS OF FIRST AM GOVTOB FD CL (1.460,395.1?. 1.00 1.02 - - 1,460,395.72 (508,175.00) (1,460,395.72) - - - 226122002 RCTC 2021 SER BSR BDS RESACCT 05/31/2022 05/26/2022 05/31/2022 459200H38 PURCHASED PAR VALUE OF IBM CORP 3.625% 2/12/24 /GOLDU533 GOLDMAN SACHS NY/500.000 PAR VALUE AT 101.635 % 500,000.00 508,175.00 226122002 RCTC 2021 SERB SRBDS RESACCT 05/31/2022 05/31/2022459200668 PAID ACCRUED INTEREST ON PURCHASE OF IBM CORP 3.625% 2/12/24 -- - - (5,487.85) - - - 226122002 RCTC 2021 SER B SR BDS RESACCT 05/31/2022 05/31/2022 637432NL5 PAID ACCRUED INTEREST ON PURCHASE OF NATIONAL RURAL 2.950% 2/07/24 - - - (4,67083) - - - 226122002 RCTC 2021 SER 8 SR BDS RES ACCT 05/31/2022 05/26/2022 05/31/2022 63743251_5 PURCHASED PAR VALUE OF NATIONAL RURAL 2.950% 2/07/24 /PRSHUS33 PERSHING JERSEY CITY/500,000 PAR VALUE AT 100.334 % 500,000.001 1.00 - (501,670.00) 501,670.00 - - 226122002 RCTC 2021 SER El SR BDS RESACCT 05/31/2022 05/26/2022 05/31/2022 86787E000 PURCHASED PAR VALUE OF SUNTRUST BANK 3.200% 4/01/24 /JSESUS31 JANE STREET EXECUTION/500,000 PAR VALUE AT 100.62 % 500,000.00 1.01 - (503,100.00) 503,100.00 - - 226122002 RCTC 2021 SER B SRBDS RESACCT 05/31/2022 05/31/2022 86787E800 PAID ACCRUED INTEREST ON PURCHASE OFSUNTRUST BANK 3.200% 4/01/24 - - - (.!666:67) - - 226122002 RCTC 2021 SER B SR BOS RESACCT 06/01/2022 1729670X8 INTEREST EARNED ON CITIGROUP INC 1.953%9/01/23$1 PV ON 500000,0000 SHARES DUE 6/1/2022 - - - 2,495.50 - - - 226122002 226122002 RCTC 2021 SER 9 SR BOS RESACCT RCTC 2021 SER BSR BDS RES ACCT 06/01/2022 2352410W3 INTEREST EARNED ON DALLAS TX 4.000% 12/01/2231 PV ON 520000.0000 SHARES DUE 6/1/2022 - - - 10,400.00 - - - 06/01/2022 05/24/2022 3137AYCE9 PAID ACCRUED INTEREST ON PURCHASE OF F H L M C MLTCL MTG 2.682% 10/25/22 - - - 650.00 - - - 226122002 RCTC 2021 SER 8 SR BDS RESACCT 06/01/2022 05/19/2022 05/24/2022 3137AYCE9 PURCHASE -REV PAR VALUE OF F H L M C MLTCL MTG 2.682%10/25/22 /STONEX FINANCIAL INC./379,340.92 PAR VALUE AT 100.19531244 % (379,340.92) (1.00) - 380,081.82 (380,081.82) - - 226122002 RCTC 2021 SER 8 SR BDS RESACCT 06/01/2022 318460203 INTEREST EARNED ON FIRST AM GOVTOB FD CL Y UNIT 05 0.0000 SHARES DUE 5/31/2022 INTEREST FROM 5/1/22 TO 5/31/22 - - - 600.82 - - 226122002 RCTC 2021 SER 8 SR DOS RESACCT 06/01/2022 06/01/2022 06/01/2022318467203 PURCHASED UNITS OF FIRST AM GOVT OB FD CLY 197,628.85. 1.00 - (197,828.85) 197,828.85 - - 226122002 RCTC 2021 SER B SR BDS RESACCT 06/02/2022 06/02/2022 06/02/2022318460203 PURCHASED UNITS OF FIRST AM GOVTOB FD CLY 600.82 1.00 - (600.82) 600.82 - - 226122002 RCTC 2021 SER B SR BOS RESACCT 06/03/2022 06/03/2022 06/03/2022318460203 PURCHASED UNITS OF FIRST AM GOVT OBFD CLY 335,704.68 1.00 - (335,704.68) 335,704.68 - - 226122002 _ 226122002 RCTC 2021 SER B SR BOS RESACCT 06/03/2022 06/03/2022 43813RAC1 PAID ACCRUED INTEREST ON PURCHASE OF HONDA AUTO 1.610% 4/22/24 - - - (75.79) - - - RCTC 2021 SERB SR 805 RES ACCT 06/03/2022 06/01/2022 06/03/2022 43813RAC1 PURCHASED PAR VALUE OF HONDA AUTO 1.610%4/22/24/HILLTOP SECURITIES INC./141,224.17 PAR VALUE AT 99.6914082 % 141,224.17 1.00 - (140,788.36) 140,788.36 - 226122002 RCTC 2021 SER BSR BDS RESACCT 06/03/2022 06/03/2022 9128200E8 RECEIVED ACCRUED INTEREST ON SALE OF U S TREASURY NT 0.325% 10/31/23 - - - 457.63 - - - 226122002 RCTC 2021 SER 8 SR BDS RESACCT 06/03/2022 06/02/2022 06/03/2022 9128200E8 SOLD PAR VALUE OF U S TREASURY NT 0.325% 10/31/23 /JPMSUS3X JP MORGAN SEC NY/475,000 PAR VALUE AT 100.23393684 0 (475,000.00) 1.00 - 476,111.20 (475,105.80) 1,005.40 226122002 RCTC 2021 SERB SR BDS RESACCT 06/07/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL 1 - - - (3,487.95) - - - 226122002 RCTC 2021 Sal SR 805 RESACCT 06/07/2022' CASH RECEIPT TRANSFER FROM INCOME I - - - 3,487:95 - - - 226122002 RCTC 2021 SERB SR BDS RESACCT 06/07/2022 149130257 INTEREST EARNED ON CATERPILLAR FINL MTN 3.650%12/07/23$1 PV ON 450000.0000 SHARES DUE 6/7/2022 - - - 8,212.50 - - - 226122002 RCTC 2021 SERB SR BDS RES ACCT 06/07/2022 05/19/2022 05/24/2022 3137AYCE9 PURCHASED PAR VALUE OF F H L M C MLTCL MTG 2.682% 10/25/22 /GMP SECURITIES. LLC/REVS/REPOST CTAS CORK/SPO OFFSET 380,352.65 1.00 - (380,081.82) 380,081.82 - - 226122002 RCTC 2021 SER B SR BDS RESACCT 06/07/2022 05/19/2022 05/24/2022 3137AYCE9 PURCHASE -REV PAR VALUE OF F H L M C MLTCL MTG 2.682% 10/25/22 /GMP SECURITIES, LLC/379,340.92 PAR VALUE AT 99.92879492 % (379,340.92) - (1.00) - 379070.81 (379370.81) - - 226122002 RCTC 2021 SERB SR EMS RES ACCT 06/07/2022 05/24/2022 313740009 PAID ACCRUED INTEREST ON PURCHASE OF F H L M C MLTCL MTG 2.682% 10/25/22 - - 648.27 - -- 226122002 RCTC 2021 SERB SR BDS RESACCT 06/07/2022 05/24/20223137410E9 PAID ACCRUED INTEREST ON PURCHASE OF FH 1 M 0 MLTCLMTG 2.682% - - - (650.00) - - - 10/25/22 226122002 226122002 226122002 226122002 226122002 RCTC 2021 SER B 5RB00 RESACCT RCTC 2021 SERB RES BDS RESACCT RCTC 2021 SERB SR BDS RES ACCT RCTC 2021 SER BSR BDS RES ACCT RCTC 2021 SER B SR BDS RESACCT 06/07/2022 06/07/2022 06/07/2022 06/07/2022318460203 06/07/2022 318460203 SOLD UNITS OF FIRST AM GOVT OB FD CL (1,012.74) 1.00 - 1,012.74 (1,012.74) - - 06/07/2022 SOLD UNITS OF FIRST AM GOVT OB FD CL (43],543.51) 100 - 437,543.51 (437,543.51) - 06/08/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL 1 - - (3,251.15) - - -. 06/08/2022 CASH RECEIPT TRANSFER FROM INCOME 1 - - - 3,251.15 - - - 06/08/2022 06/08/2022 06/08/2022318460203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL 1,857,144.46 1.00 - (1,857,144,46) 1,857,144.46 - - 226122002 RCTC 2021 SERB SR BDS RESACCT 06/08/2022 3814100W0 INTEREST EARNED ON GOLDMAN SACHS 1.00384% 3/08/24$1 PV ON - - - 1,167.24 - - 455000.0000 SNARES DUE 6/8/2022 226122002 RCTC 2021 $131113 SR BOS RESACCT 06/08/2022 06/07/2022 06/08/2022 9128200E6 SOLD PAR VALUE OF U S TREASURY NT 0.325% 10/31/23 /JPMSUS3X JP MORGAN SEC NY/1,850000 PAR VALUE AT 100.21035568 % (1,850,000.00): 1.00 '- 1,853,891.58 (1,850,412.05) 3,479.53 226122002 RCTC 2021 SER B SR BDS RESACCT 06/08/2022 06/08/2022 9128200E8 RECEIVED ACCRUED INTEREST ON SALE OF US TREASURY NT 0.325% - - - 2,085.64 - - - 10/31/23 226122002 RCTC 2021 SER 8 SR MS RESACCT 06/10/2022 06/10/2022 313713511X4 PAID ACCRUED INTEREST ON PURCHASE OF FH LM C MLTCL MT 3.15096% 11/25/25 - - -. (236.32). - 226122002 RCTC 2021 SER 638 BDS RESACCT 06/10/2022 06/07/2022 06/10/2022 3137BMTX4 PURCHASED PAR VALUE OF F H L M C MLTCL MT 3.15096% 11/25/25 /M0506033 MORGAN STANLEY 57/300000 PAR VALUE AT 99.55859333 % 300,000.00 1.00 - (298,675.78) 298,675.78 - 226122002 RCTC 2021 SERB 3R 8DS RES ACCT 06/10/2022 06/10/20223137F4023 PAID ACCRUED INTEREST ON PURCHASE OF FH LM C MLTCL MTG 0.7404% 1/25/26 - - (2733.75) - - 226122002 RCTC 2021 SER BSR BDS RESACCT 06/10/2022 06/07/2022 06/10/2022 3137F4CZ3 PURCHASED PAR VALUE OF F H L M C MLTCL MTG 0.7404% 1/25/26 /GMP 375,000.00 0.99 - (372,128.91) 372,128.91 - - SECURITIES, LLC/375,000 PAR VALUE AT 99.234376 % 226122002 RCTC 20210ERBSRB05 RESACCT 06/10/2022 06/10/2022 06/10/2022318460203 SOLD UNITS OF FIRST AM GOVTOB FD 010 (1022,$71.72), 1.00 - 1,023,271.72 (1,023,271.72) - - 226122002 226122002 226122002 226122002 RCTC 2021 SER B SR EMS RESACCT 06/13/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL 1 - - - (207.55) - - - RCTC 2021 SER B SR BOS RESACCT 06/13/2022 CASH RECEIPT TRANSFER FROM INCOME 1 - - - 207.55 - - - RCTC 2021 SER BSR BDS RESACCT 06/13/2022 06/13/2022 313640200 PAID ACCRUED INTEREST ON PURCHASE OF F N M A STD REMIC 3.103% 7/25/24 - - - (68.11) - - - RCTC 2021 SER BSR BDS RESACCT 06/13/2022 06/00/2022 06/13/2022 31364100/0 PURCHASED PAR VALUE OFF 5 M A GTO REMIC 3.103% 7/25/24 /AMHERST PIERPONT SECURITIES/65,852:07 PAR VALUE AT 99.56249821 0 85.852:07 1:00 - (65,563.97) 65563.97 - - 226122002 RCTC 2021 SERB SR BOS RES ACCT 06/13/2022 06/08/2022 06/13/2022 31381DYK3 PURCHASED PAR VALUE OF F N M A 6451613 2.550% 7/01/26 /MORGAN STANLEY & CO. LLC/375,188.46 PAR VALUE AT 97.66406265 % 375,188.46 0.98 - (366,424.29) 366,424.29 - - 226122002 RCTC 2021 SER B SR BOS RES ACCT 06/13/2022 06/13/2022 313610703 PAID ACCRUED INTEREST ON PURCHASE OF F N M A 6451613 2.550% - - - (318,91')' - - - 05/31/2022 05/31/2022 31361D5G4 PAID ACCRUED INTEREST ON PURCHASE OF FNMA 3451746 2:150% (203.81) 64 Page 22 of 109 RIVERSIDE RCTC COUNTY TRANSPORTATION COMMISSION 91 CIP STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 Source 1,ccoun1 226122002 Account RCTC 2021 SER B SR BDS RESACCT Transaction Date 06/13/2022 Trade Date 06/08/2022 Settlement Dare CI, SIP 06/13/20223140855M6 Description PURCHASED PAR VALUE OF F N M A#BL1359 3.460%1/D1/26 /NOMURA SECURITIES INTL, FIXED/350,000 PAR VALUE AT 100 80078 % Units 350000.00 Price 1.01 - 1.00 1.00 - - - - Miscellaneous Fees Net Cash Amount Federal Tax Cost Amount Short Term Gain/Loss Amount - - - Long Term Gain/LossAmount - (352,802.73) 352,802.73 226122002 RCTC 2021 SER B SR BM RES ACCT 06/13/2022 06/13/2022 3140HSQM6 PAID ACCRUED INTEREST ON PURCHASE OF FIX M A 9B11359 3.460% 1/01/26 - - - - - (403.67) - (869.433 50) 6,670.18 - 226122002 RCTC 2021 SER B SR BDS RESACCT 06/13/2022 06/13/2022 06/13/2022318469203 SOLD UNITS OF FIRST AM GOVT OB FD CL V (869.433.50) 869.433,50 226122002 RCTC 2021 SER B SR. MS RESACCT 06/13/2022 06/13/2022 06/13/2022 318469203 PURCHASED UNITS OF FIRST AM 0097 0B FO CLY 6,670,18 (6,670.18) 226122002 RCTC 2021 SER B SR MS RESACCT 06/13/2022 6068774N9 INTEREST EARNED ON MIZUHO FINANCIAL 2.60129% 9/11/2251 PV ON 450000.0000 SHARES DUE 6/11/2022 - 1,909.37 - 226122002 RCTC 2021 SER B SR BDS RESACCT 06/14/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL 1 - - (6.93) - - - - -. 226122002 226122002 RCTC 2021 SERB 5R MS RESACCT 06/14/2022 CASH RECEIPT TRANSFER FROM INCOME 1 - - 6.93 - - RCTC 2021 SER B SR BDS RESACCT 06/14/2022 06/13/20223136ALYF2 PAID ACCRUED INTEREST 014 PURCHASE OF F 14 M A GTD REMIC 3.021% B/25/24 - - (79.02) - 226122002 RCTC 2021 SERB SR BM RESACCT 06/14/2022 06/08/2022 06/13/2022 3136ALYF2 PURCHASED PAR VALUE OF F N M A GTD REMIC 3.021% 8/25/24 /HILLTOP SECURITIES INC./78.474.14 PAR VALUE AT 99.70703407 % 78,474.14 1.00 - (78,244 24) 78,244.24 - 226122002 RCTC 2021 SER BSR BDS RESACCT 06/14/2022 06/14/2022 06/14/2022318465203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL 767.75 1.00 - (767.75) 767.75 - 226122002 RCTC 2021 SER El SR BDS RESACCT 06/15/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL 1 - - - (12,601 26) - - 226122002 226122002 RCTC 2021 SER B 5R BM RESACCT 06/15/2022 CASH RECEIPT TRANSFER FROM INCOME 1 - - - 12601.26 - - - RCTC 2021 SER B SR BDS RESACCT 06/15/2022 02582JHL7 INTEREST EARNED ON AMERICAN EXPRESS 2.350%5/15/25$1 PV ON 979 1700 SHARES DUE 6/15/2022 $0.00196/PV ON 500,000.00 PV DUE 6/15/22 - - - 979.17 - - - 226122002 RCTC 2021 SER 8 SR 805 RESACCT 06/15/2022 02552UH02 INTEREST EARNED ON AMERICAN EXPRESS 1.19471% 10/15/25$1 PV ON 497 8000 SHARES DUE 6/15/2022 50.00100/99 ON 500,000.00 195 DUE 6/15/22 - - 497.80 - - - 226122002 RCTC 2021 SER 8 SR BDS RESACCT 06/15/2022 02588NAA3 INTEREST EARNED ON AMERICAN EXPRESS 1.25471% 2/18/25 $1 PV ON 313 6800 SHARES DUE 6/15/2022 $0.00105/PV ON 300,000.00 PV DUE 6/15/22 - - - 313.68 - - - 324122002 RCTC 2021 SER B SR BDS RES ACCT 06/15/2022 0258814489 INTEREST EARNED ON AMERICAN EXPRESS 1.45471% 2/18/25 $1 P9 ON 437. 6300 SHARES DUE 6/15/2022 $0.00121/PV ON 361,000.00 99 DUE 6/15/22 - -. - 437.63 - --. - 226122002 RCTC 2021 SER B SR BDS RESACCT 06/15/2022 05522RD81 INTEREST EARNED ON BANK OF AMERICA 1.740% 1/15/2551 PV ON 406.0000 SHARES DUE 6/15/2022 $0.00145/PV ON 280,000,00 PV DUE 6/15/22 - - - 406.00 - - - 226122002 RCTC 2021 SER 886 BDS RESACCT 06/15/2.022 125666808 INTEREST EARNED ON CNH EQUIPMENT TRUST 3.190% 11/15/23$1 PV ON 245.3900 SHARES DUE 6/15/2022 $0.00266/99 ON 92,310.21 PV DUE 6/15/22 -' - - 245.39 - - 226122002 RCTC 2021 SER B SR BM RESACCT 06/15/2022 06/15/2022 06/15/2022 12596E808 PAID DOWN PAR VALUE OF CNH EQUIPMENT TRUST 3.190% 11/15/23CM0 FINAL PAYDOWN (92,310.21). - - 92,310.21 (92464.09) (153.88) - 226122002 RCTC 2021 SER B SR BDS RES ACCT 06/15/2022 125962007 INTEREST EARNED ON CNH EQUIPMENT TRUST 3.010% 4/15/24 $1 PV ON 83.8700 SHARES DUE 6/15/2022 50 00251/PV ON 33,438 12 PV DUE 6/15/22 - -. - 8387' - --. 226122002 RCTC 2021 SERB 5R EMS RES ACCT 06/15/2022 06/15/2022 06/15/2022 12596JAC7 PAID DOWN PAR VALUE OF CNH EQUIPMENT TRUST 3.010% 4/15/24 (3,724.79) - - 3,724.79 (3,750.11) (25.32) - 226122002 RCTC 2021 SER 8 5R:805 RES ACCT 06/15/2022 140419959 INTEREST EARNED ON CAPITAL ONE MULTI 2.290% 7/15/25 51 PV ON 450.3700 SHARES DUE 6/15/2022 $0.00191/PV ON 236,000.00 99 DUE 6/.11/22 - - 45037 - - 226122002 RCTC 2021 SER B SR BDS RESACCT 06/15/2022 14041NFS5 INTEREST EARNED ON CAPITAL ONE MULTI 1.22471% 3/16/26$1 PV ON 357 2100 SHARES DUE 6/15/2022 $0.00102/PV ON 350,000.00 PV DUE 6/15/22 - - - 357.21 - - 224922002 RCTC 2021 SER B SR BDS RESACCT 06/15/2022 14041148130 INTEREST EARNED ON CAPITAL ONE MULTI 1.720%8/15/2451 PV ON 537.5000 SHARES DUE 6/15/2022 30.00143/99 ON 375,000.00 99 DUE 6/15/22 - - -. 507:50:: - 226122002 RCTC 2021 SER B 5R BDS RESACCT 06/15/2022 06/15/2022 06/15/2022 14042WAC4 PAID DOWN PAR VALUE OF CAPITAL ONE PRIME 2-510%11/15/23 (21,116.05) - - 21,116.05 (21,186.94) (70.89) - 226122002 RCTC 2021 SER B SR BDS RESACCT 06/15/2022' 14042WAC4 INTEREST EARNED ON CAPITAL ONE PRIME 2510% 11/15/2351 PV ON 140.7000 SHARES DUE 6/15/2022 $0.00209/PV ON 67267.65 PV DUE 6/15/22 - - - 146,70'' - - - 226122002 RCTC 2021 SER B 5R BOS RESACCT 06/15/2022 06/15/2022 06/15/202214043MAC5 PAID DOWN PAR VALUE OF CAPTIAL ONE PRIME 1.600%11/15/24 (10,913.74) - - 10,913.74 (10,869.40) 44.34 - 226122002 RCTC 2021 SERBSRBOS RES ACCT _ 06/15/2022 t4043MAC5 INTEREST EARNED ON CAPTIAL ONE PRIME 1.600%11/15/24 $1 PV ON 167.6600 SHARES DUE 6/15/2022 $0.00133/99 ON 125,748.27199 DUE 6/15/22 -- _ •. 157:55 - - - 226122002 RCTC 2021 SER B SR BDS RESACCT 06/15/2022 143140AC8 INTEREST EARNED ON CARMAX AUTO OWN 0-520% 2/17/26$1 PV ON 108.3300 SHARES DUE 6/15/2022 50,00043/PV ON 250,000-00 PV DUE 6/15/22 - - - 108.33 - - - 226122002 RCTC 2021 SER B SR BOS RES ACCT 06/15/2022 1431511AC4 INTEREST EARNED ON CARMAX AUTO OWNER 3.050% 3/15/24 $1 PV ON 230.0900 SHARES DUE 6/15/2022 $0.00254/PV ON 90,525.38 PV DUE 6/15/22 = - _ `250.09': 226122002 RCTC 2021 SER B SR BDS RESACCT 06/15/2022 06/15/2022 06/15/2022 14315NAC4 PAID DOWN PAR VALUE OF CARMAX AUTO OWNER 3.050% 3/15/24 (26,563.99) - - 26,563.99 (26,767.37) (203.38) - 226122002 RCTC 2021 SER B SR BDS RES ACCT 06/15/2022 06/15/2022 06/15/2022143159007 PAID DOWN PAR VALUE OF CARMAX AUTO OWNER 2.180% 8/15/24 (28,901.07) _ - 28,901.07 (29,060,25) ( `13) - 226122002 RCTC 2021 SER B SR MS RESACCT 06/15/2022 14315PAD7 INTEREST EARNED ON CARMAX AUTO OWNER 2.180% 8/15/24$1 PV ON 516.0300 SHARES DUE 6/15/2022 $0.00182/PV ON 284,055.39 PV DUE 6/15/22 - - - 516.03 - - - 326122000 RCTC 2021 SER 8 SR BDS RES ACCT 06/15/2022 143161A07 INTEREST EARNED ON CARMAX AUTO OWNER 2.680% 3/15/24 $1 P6 ON 363 3700 SHARES DUE 6/15/2022 $0.00223/PV ON 162,704.26 99 DUE 6/15/22 -. - - 363,57' -. - - 226122002 RCTC 2021 SER B SR BDS RESACCT 06/15/2022 06/15/2022 06/15/2022 14316LAC7 PAID DOWN PAR VALUE OF CARMAX AUTO OWNER 2.680%3/15/24 (28,617.71) - - 28,617.71 (28,945.25) (327.54) - 226122002 RCTC 202.1. SER 8 SR BDS RESACCT 06/15/2022 1431614003 INTEREST EARNED ON CARMAX AUTO OWNER 0.340%12/15/25$1 PV ON 110.5000 SHARES DUE 6/15/2022 $0.00028/PV ON 390,000.00 PV DUE 6/15/22 - - - 110.50 - - 226122002 RCTC 2021 SER B SR BDS RESACCT 06/15/2022 14317CAA0 INTEREST EARNED ON CARMAX AUTO OWNER 0.31282% 2/15/23$1 PV ON 20.0700 SHARES DUE 6/15/2022 $0.00026/PV ON 76,972.55 PV DUE 6/15/22 - - - 20.27 - - - 226122002 RCTC 2021 SER B SR BDS RES ACCT 06/15/2022 06/15/2022 06/15/2022 14317CAA0 PAID DOWN PAR VALUE OF CARMAX AUTO OWNER 0,31282% 2/16/23 (65,958.42) - - 65,958.42 (65,958.42) - - 226122002 RCTC 2021 SER B SR BDS RES ACCT 06/15/2022 14317HAB7 INTEREST EARNED ON CARMAX AUTO OWNER 2.810%5/15/25$1 PV ON 749.3300 SHARES DUE 6/15/2022 $0.00234/PV ON 320,000.00 PV DUE 6/15/22 - - - 749.33 - - 65 Page 23 of 109 Source Account RIVERSIDE COUNTY TRANSPORTATION COMMISSION 91 CIP STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 Account 226122002 RCTC 2021 SER B SR DOS RESACCT Transaction Date Trade Date Settlement Date CUSIP 06/15/2022 Description 254683007 INTEREST EARNED ON DISCOVER CARD 1.23471% 4/15/25$1 PV ON. 360.1200 SHARES DUE 6/15/2022$0.00103/PV ON 350,000.00 PV DUE 6/15/22 Units Pric Iseellaneous Fees Net Cash Federal Tax Cost Short Term Long Term Amount Amount Gain/Loss Amount Gain/Loss Amount 36012 226122002 RCTC 2021 SER B SR BDS RES ACCT 226122002 RCTC 2021 SER BSR DOS RES ACCT 06/15/2022 254683CE3 INTEREST EARNED ON DISCOVER CARD 1.20471% 8/15/25 $1 PV ON 351.3700 SHARES DUE 6/15/202250.00100/PV ON 350.000.00 PV DUE 6/15/22 06/15/2022 06/15/2022 06/15/2022 3128MMT52 226122002 RCTC 2021 SER BSR DOS RES ACCT PAID DOWN PAR VALUE OF FHLMC GO 018571 2500% 10/01/30 MAY FHLMC DUE 6/15/22 (1426.86) 06/15/2022 3128MMT52 INTEREST EARNED ON FHLMC OD 018571 2.500% 10/01/30 $1 PV ON 226122002 0012 2021 SERB SR 1313S RES ADC? 226122002 RCTC 2021 SER B SR EMS RES ACCT 151_4000 SHARES DUE 6/15/2022 MAY FHLMC DUE 6/15/22 06/15/2022 06/15/2022 '06/15/2022 3128MMUL5 PAID DOWN PAR VALUE OF FHLMC GO 018586 2.500% 2/01/31 MAY FHLMC DUE 6/15/22 06/15/2022 3128MMUL5 INTEREST EARNED ON FHLMC GD 018586 2.500% 2/01/31 $1 PV ON 145.8500 SHARES DUE 6/15/2022 MAY FHLMC DUE 6/15/22 226122002 RCTC 2021 SERB $R 8DS RES ACCT 226122002 RCTC 2021 SER BSR BDS RES ACCT (1,132.93) 351.37 1,426.86 151 40 1,132.93 (1.485.02) (1,172.57) 145.85 (58.16) (39.64) 06/15/2022 313079040 INTEREST EARNED ON FHLMC 00 J32243 3..000% 7/01/30 $1 PV ON 06/15/2022 06/15/2022 06/15/2022 31307NP40 330.7500 SHARES DUE 6/15/2022 MAY FHLMC DUE 6/15/22 PAID DOWN PAR VALUE OF FHLMC GD J32243 3.000% 7/01/30 MAY FHLMC DUE 6/15/22 330.75 (1,679.51) 1,67951 (1,782.36) (10285) 226122002 RCTC 2021 SERB SR BDS RES ACCT 06/15/2022 3137405E1 INTEREST EARNED ON F H L M C MLTCL MIS 1.500% 5/15/27 $1 PV 014 75.6200 SHARES DUE 6/15/2022 $0.00125/PV ON 60,500.34 PV DUE 6/15/22 226122002 RCTC 2021 SER B SR BDS RES ACCT 226122002 RCTC 2021 SER B SR BDS RES ACCT 06/15/2022 06/15/2022 06/15/2022 3137AYSH5 INTEREST EARNED ON FHLMC MLTCL MTG 1750% 12/15/42 $1 PV ON 1532900 SHARES DUE 6/15/2022 50.00146/PV ON 105,116.00 04 DUE 6/15/22 06/15/2022 06/15/2022 06/15/2022 06/15/2022 3137A00E1 226122002 RCTC 2021 SER 8 SR BDS RESACCT 226122002 RCTC 2021 SER B SR MS RES ACCT PAID DOWN PAR VALUE OF FHLMC MLTCL MTG 1.500% 5/15/27 (1,815.92). 06/15/2022 3137AYSH5 75.62' 1,815.92 (1,841.92) 15329 (26.00, PAID DOWN PAR VALUE OF FHLMC MLTCL MTG 1.750% 12/15/42 INTEREST EARNED ON FHLMC MLTCL MTG 2.000%.11/15/26 $1 PV ON 67.2100 SHARES DUE 6/15/2022 $0.00167/04 ON 40,327.31 PV DUE 6/15/22 PAID DOWN PAR VALUE OF FHLMC MLTCL MTG 2.000% 11/15/26 3137865F5 226122002 RCTC 2021 SER B SR 8DS RES ACCT 226122002 RCTC 2021 SER 8 SR DOS RES SCOT 06/15/2022 06/15/2022 06/15/2022 313769097 INTEREST EARNED ON FHLMC MLTCL MTG 2.5009 12/15/27 $1 PV ON 118.9900 SHARES DUE 6/15/2022 $0.00208/PV ON 57,113:24 PV DUE 6/15/22 06/15/2022 06/15/2022 06/15/2022 06/15/2022. 06/15/2022 06/15/2022 06/15/2022 345286446 INTEREST EARNED ON FORD CR AUTO OWN 0.23886% 2/15/2301P4 ON 12,6800 SHARES DUE 6/15/2022 00.00020/04 ON 63,697,5] PV DUE 6/15/22 06/15/2022 06/15/2022 06/15/2022 3137B6DF5 (2,397.62) 2397.62 (2,447.50) (3422) (15.66 (2,915.45) 67,21 2,915.45 (2,963.67) (48.22; 118.99 226122002 RCTC 2021 SER BSR BDS RESACCT 226122002 RCTC 2021 SER B SR BDS RES ACCT 226122002 RCTC 2021 SER SR BDS RES ACCT 226122002 RCTC 2021 SER B 5R MS RES ACCT 06/15/2022 313789067 06/15/2022 318464203 06/15/2022 318464203 PAID DOWN PAR VALUE OF F H L MC MLTCL MTG 2.500% 12/15/27 PURCHASED UNITS OF FIRST AM GOVT 00 FDCL Y PURCHASED UNITS OF FIRST AM GOVT 08 FO CL Y (3,036.11) 513,303.57 228,767.29 3,036.11 (3,086.17) 513,303.57 228,767.29 (30.57) (19.49 1.00 1.00 (513,303.57), (228,767.29) 12.68 226122002 RCTC 2021 SER 8 SR BDS RES ACCT 06/15/2022 3452868A6 226122002 RCTC 2021 SERB SR BIDS RES ACCT PAID DOWN PAR VALUE OF FORD CR AUTO OWN 0.23886% 2/15/23 CMO (53,697.57). FINAL PAVDOWN 63,697.57 (63,697.57) 06/15/2022'. 345284003 INTEREST EARNED ON FORD CREDIT 2480% 9/15/2401 04 ON. 413 3300 SHARES DUE 6/15/2022 $0.00207/PV ON 200.000.00 PV DUE 6/15/22 06/15/2022 34528QHB3 INTEREST EARNED ON FORD CREDIT 1.47471% 9/15/24 $1 PV ON 614 4600 SHARES DUE 6/15/2022 $0.00123/04 ON 500,000.00 PV DUE 6/15/22 06/15/2022 34531 KAD4 INTEREST EARNED ON FORD CREDIT AUTO 1.870% 3/15/24 $1 PV ON 506.3900 SHARES DUE 6/15/2022 $0.00156/05 ON 324,955.21 PV DUE 6/15/22 06/15/2022 06/15/2022 06/15/2022 06/15/2022 06/15/2022 226122002 RCTC 2021 SER B SR BDS RES ACCT 413;33: 226122002 RCTC 2021 SERB SR BDS RES ACCT 614.46 226122002 RCTC 2021 SER B SR BDS RES ACCT 226122002 RCTC 2021 5E0 8 SR 800 RES ACCT 226122002 RCTC 2021 SER B SR BOS RES ACCT 506.39 06/15/2022 345311/A24 06/15/2022 34531RAD9 34531RAD0 PAID DOWN PAR VALUE OF FORD CREDIT AUTO 1.870% 3/15/24 PAID DOWN PAR VALUE OF FORD CREDIT AUTO LS 0.620% 8/15/23 INTEREST EARNED ON FORD CREDIT AUTO LS 0.620% 8/15/23 01 PV ON 29.8900 SHARES DUE 6/15/2022 $0.00052/PV ON 57,847.38 PV DUE 6/15/22 INTEREST EARNED ON FORD CREDIT AUTO LS 1.000% 11/15/23 $1 PV ON 342.5000 SHARES DUE 6/15/2022 00.00583/P4 ON 411,000.00 PV DUE 6/15/22 INTEREST EARNED ONGN MA 4778953 3.000%3/15/27 $1 PV 59 ON 207 9900 SHARES DUE 6/15/2022 MAY GNMA DUE 6/15/22 PAID DOWN PAR VALUE OF G N M 43778953 3.000% 3/15/27 MAY GNMA DUE 6/15/22 (44,214.40) (21,080.74) 44,214.40 21,880.74 226/22002 RCTC 2021 SER B S01405 RES ACCT 226122002 RCTC 2021 SER B SR BDS RES ACCT 06/15/2022 3453104F4 06/15/2022 226122002 RCTC 2021 SER B SR BDS RES ACCT 36176XE21 06/15/2022 06/15/2022 06/15/2022 361760621 226122002 RCTC 2021 SER B SR BDS RES ACCT (44,476.92) (21,877.33) (262.52) 3.41 29.89 34250 207.99 (2,968.49). 2,968.49 (3058.04) 06/15/2022 44891 RAB6 INTEREST EARNED ON HYUNDAI AUTO RECV TR 0260% 9/15/23 01 PV ON 9.9600 SHARES DUE 6/15/2022 $0.00022/00 ON 45,965.43 PV DUE 6/15/22 06/15/2022 06/15/2022 226122002 RCTC 2021066800 BM RES ACCT 06/15/2022 448918486 226122002 RCTC 2021 SER B SR BDS RES ACCT 06/15/2022 477870AC3 9.96 PAID DOWN PAR VALUE OF HYUNDAI AUTO RECV TR 0.260% 9/15/23 CMO FINAL PAYDOWN INTEREST EARNED ON JOHN DEERE OWNER 2.210%12/15/23$1 PV ON 425.5400 SHARES DUE 6/15/2022 00.00104/P4 ON 231,061.31 PV DUE 6/15/22 PAID GOWN PAR VALUE OF JOHN DEERE OWNER 2.210%12/15/23 (45:965.43). 45,965.43 (45,958.25) 7:18 425.54 226122002 RCTC 2021 SERB SR BDS RES ACCT 06/15/2022 06/15/2022 06/15/2022 4778704C3 226122002 RCTC 2021 SER B SR BDS RES ACCT 226122002 RCTC 2021 SER 85R EMS RESACCT 06/15/2022 06/15/2022 06/15/2022 65479HAC1 INTEREST EARNED ON NISSAN AUTO 2.500% 11/15/2301 PV ON 155,2300 SHARES DUE 6/15/2022 $0.00205/P4 ON 74,509.06 PV DUE 6/15/22 06/15/2022 654794445 INTEREST EARNED ON NISSAN AT AEC OWNR 0.49597% 3/15/23 $1 PV ON 78.5600 SHARES DUE 6/15/202200.00041/P4 01 190,087.49 PV DUE 6/15/22 PAID DOWN PAR VALUE OF NISSAN AT REC OWNR 0.49597% 3/15/23 06/15/2022 654798401 PAID DOWN PAR VALUE OF NISSAN AUTO 2.500%11/15/23 (37,834.70) (15,058.10) 37,834.70 (38,071.17) (236.47) 15,058.10 (15,192.04) (133.94) 155.23 226122002 RCTC 2021 SERB SR Boy RES ACCT 226122002 RCTC 2021 SER BSR BDS RES ACCT 06/15/2022 06/15/2022 06/15/2022 654790445 (68,549.50) 76.56 68,549.50 (68,549.50) 226122002 RCTC 2021 SER BSR BDS RES ACCT 226122002 RCTC 2021 SER 0 SR EMS RES ACCT 06/15/2022 06/15/2022 80285WAF4 87165LBU4 INTEREST EARNED ON SANTANDER DRIVE 1.120%12/15/25$1 PV ON 326.6700 SHARES DUE 6/15/2022 00.00093/P4 ON 350,000.00 PV DUE 6/15/22 INTEREST EARNED ON SYNCHRONY CREDIT 2.620%10/15/25$1 PV ON 131.0000 SHARES DUE 6/15/2022 00.00218/P4 ON 60,000.00 PV DUE 6/15/22 66 326.67 131.00 Page 24 of 109 Source Account RIVERSIDE COUNTY TRANSPORTATION COMMISSION 91 CIP STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 Account Transaction Date Trade Date Settlement Date CUSIP Dcscri pion Units Price Miscellaneous Fees Net Cash Federal Tax Cost Short Term Long Term Amount Amount Gain/Loss Amount Gain/Loss Amount 226122002 RCTC 2021 SER B SR DOS RES ACCT 226122002 RCTC 2021 SER B SR BOS RES ACCT 226122002 RCTC 2021 SER B SR BDS RES ACCT 06/15/2022 06/15/2022 06/15/2022 06/15/2022 98162HAC4 INTEREST EARNED ON WORLD OMNI 1.700% 1/15/23 $1 PV ON 131 9400 SHARES DUE 6/15/2022 $0.00142/P0 ON 93,133.73 PV DUE 6/15/22 06/15/2022 91282CCG4 06/15/2022 98162HAC4 INTEREST EARNED ON U S TREASURY NT 0.250% 6/15/24$1 PV ON 525000.0000 SHARES DUE 6/15/2022 PAID DOWN PAR VALUE OF WORLD OMNI 1.700% 1/15/23 (24,233 611 226122002 RCTC 2021 SER B SR 805 RES ACCT 96162VA01 226122002 RCTC 2021 SER B SR BDS RES ACCT 226122002 RCTC 2021 SER BSR BDS RES ACCT 226122002 RCTC 2021 SER B SR BDS RES ACCT 06/15/2022 06/15/2022 06/15/2022 06/15/2022 06/15/2022 98164EAB1 INTEREST EARNED ON WORLD OMNI AUTO 0.170% 2/15/24$1 PV ON 10.2000 SHARES DUE 6/15/2022 $0.00014/P0 ON 72,016.26 PV DUE 6/15/22 06/15/2022 06/15/2022 081620AD1 06/15/2022 98164EAB1 INTEREST EARNED ON WORLD OMNI AUTO 2.590% 7/15/24 $1 PV ON 265 5500 SHARES DUE 6/15/2022 $0.00216/PV ON 123,034.06 PV DUE 6/15/22 PAID DOWN PAR VALUE OF WORLD OMNI AUTO 2.590% 7/15/24 PAID DOWN PAR VALUE OF WORLD OMNI AUTO 0.170% 2/15/24 (23 426.54) (35,209.97) 656.25 24,233.64 131.94 265.55 23,426 54 35,209.97 10.20 (24,438.11) (23,576.62) (35,193.46) (20447) (150.08) 16.51 226122002 RCTC 2021 SERB SR BDS RES ACCT 98164GAA8 INTEREST EARNED ON WORLD OMNI AUTO 0.39629% 2/15/23 $1 PV ON 43.1300 SHARES DUE 6/15/2022 $0,00033/PV ON 130,611.58 PV DUE 6/15/22 PAID DOWN PAR VALUE OF WORLD OMNI AUTO 0.39629% 2/15/23 CASH DISBURSEMENT TRANSFER TO PRINCIPAL 1 CASH RECEIPT TRANSFER FROM INCOME 1 PURCHASED UNITS OF FIRST AM GOVT OB FO CL SOLD UNITS OF FIRST AM GOVT 08 FD CL Y PAID DOWN PAR VALUE OF GM FIN CONS AUTO 0.210% 8/16/24 43.13 226122002 RCTC 2021 SER B SR BDS RES ACCT 226122002 RCTC 2021 SERB SR BDS RES ACCT 226122002 RCTC 2021 SER BSR BDS RES ACCT 226122002 RCTC 2021 SER B SR 805 RES ACCT 226122002 RCTC 2021 SER B SR BDS RES ACCT 226122002 RCTC 2021 SER 8 SR BDS RES ACCT 226122002 RCTC 2021 SER B SR BDS RES ACCT 06/15/2022 06/15/2022 06/16/2022 06/16/2022 06/16/2022 06/16/2022 06/16/2022 06/16/2022 06/16/2022 06/16/2022 06/16/2022 380140A89 INTEREST EARNED ON GM FIN CONS AUTO 0.210% 8/16/24 $1 PV ON 55.2800 SHARES DUE 6/16/2022 $0,00017/PV ON 315,889.36 PV DUE 6/16/22 06/16/2022 06/16/2022. 06/16/2022 3837602E6. 06/16/2022 3837602E6 INTEREST EARNED ON G N MA GTD REMIC 4.000% 7/16/39 $1 PV ON 171.0500 SHARES DUE 6/16/2022 $0.00333/00 ON 51,316.11 PV DUE 6/16/22 06/16/2022 06/15/2022 98164GAA8 06/16/2022 318460203 06/16/2022 318460203 06/16/2022 380140489 226122002 RCTC 2021 MB SR:BOS RES ACOT 226122002 RCTC 2021 SERB SR BDS RES ACCT (53,690.83) 53,690.83 (53,690.83) (599.97) 599.97 38,883.30 1.00 1.00 (38,883.30) (34,945.50) (36,33251) 34,945.50 36;332.51 55.28 PAID DOWN PAR VALUE OF 651 MA 570 REMIC 4.000% 7/16/39. (1,938.89) 38,883.30 (34,945.50) (36,244.52) 87.99 1,938,89 (2,837.96) (89.07) 226122002 RCTC 2021 SER B SR BDS RES ACCT 06/16/2022 3837700L4 171.05 PAID ACCRUED INTEREST ON PURCHASE OF GNMA GTD REMIC 2.000% 5/20/40 PURCHASED PAR VALUE OF G N MA 070 REMIC 2.000% 5/20/40 /STONER 40,535.10 FINANCIAL INC./40.535 1 PAR VALUE AT 96.87500463 PAID DOWN PAR VALUE 005961 A 570 REMIC 2500% 5/16/55 226122002 RCTC 2021 SER B SR BDS RES ACCT 06/16/2022 06/13/2022 06/16/2022 3837703L4 226122002 RCTC 2021 SER 8 SR BDS RES ACCT 226122002 RCTC 2021 SER B SR BDS RES ACCT 06/16/2022 06/16/2022 06/16/2022 38378XP62 INTEREST EARNED 09 G N M A GTD REMIC 2.500% 5/16/55 $1 PV ON 2336800 SHARES DUE 6/16/2022 $0.00208/PV ON 112,163.86 PV DUE 6/16/22 06/16/2022 06/16/2022 383780062 (33.78) 0.97 (39,268.38) 39,268.38 (3260.48). 3260.48 (3294:84) (34.06) 226122002 RCTC 2021 5ER 8 SR 805 RES ACCT 466470082 226122002 RCTC 2021 SER B SR BDS RES ACCT 226122002 RCTC 2021 SER BSR BDS RES ACCT 226122002 RCTC 2021 SER B SR BDS RESACCT 226122002 RCTC 2021 SER B SR BM RES ACCT 226122002 RCTC 2021 SER BSR BDS RES ACCT 06/17/2022 06/17/2022 06/21/2022 06/21/2022 06/21/2022 03066NAD6 226122002 RCTC 2021 SER 8 SR BDS RES ACCT 06/21/2022 06/21/2022 06/21/2022 030669456 226122002 RCTC 2021 SER B SR BDS RES ACCT 06/21/2022 06/21/2022 14041NFZ9 226122002 RCTC 2021 SER B SR BDS RES ACCT 06/21/2022 06/16/2022 226122002 RCTC 2021 SERB SR BDS RES ACCT 226122002 RCTC 2021 SER BSR BDS RES ACCT 226122002 RCTC 2021 SER B SR BDS RES ACCT 06/21/2022 140419029 233.68 INTEREST EARNED ON JPMORGAN CHASE CO 0.62934% 3/16/24 $1 PV ON 455000.0000 SHARES DUE6/16/2022 CASH RECEIPT TRANSFER FROM INCOME 1 CASH DISBURSEMENT TRANSFER TO PRINCIPAL 1 CASH DISBURSEMENT TRANSFER TO PRINCIPAL 1 CASH RECEIPT TRANSFER FROM INCOME 1 INTEREST EARNED ON AMERICREDIT 2.06001% 4/18/24$1 PV ON 61773.8100 SHARES DUE 6/21/2022 PAID DOWN PAR VALUE OFAMERICREDIT 2.06001% 4/18/24 CM0 FINAL (61,773.81) PAYDOWN PAID ACCRUED INTEREST ON PURCHASE OF CAPITAL ONE MULTI 2.800% 3/15/27 PURCHASED PAR VALUE OF CAPITAL ONE MULTI 2.800% 3/15/27 150,000.00. /RCMCUS31 UNITED STATES/150,000 PAR VALUE AT 97.34375333 % 1.248,07 1,30442 (1,304.42) (3,089.13) 3,089.13 106.05 2.26 61,773.81 (61,976.51) (20270) (70.00) 06/21/2022 06/21/2022 06/21/2022 06/21/2022. 06/21/2022 06/20/2022 06/21/2022 318460203 06/21/2022. 318460203 06/21/2022 36179M532 226122002 RCTC 2021 SER B SR 800 RES ACCT 06/21/2022 226122002 RCTC 2021 SER B SR BDS RES ACCT 36179MU32 06/21/2022 06/20/2022 06/21/2022 36179NAH1 SOLD UNITS OF FIRST AM GOVT OB FD CL Y PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y PAID DOWN PAR VALUE OF GNMA I I #MA0602 3.000% 12/20/27 MAY GNMA DUE 6/20/22 INTEREST EARNED ON GNMA II #MA06023.000% 12/20/27 $1 PV ON 1268100 SHARES DUE 6/20/2022 MAY GNMA DUE 6/20/22 PAID DOWN PAR VALUE OF G N MA II #MA0908 2.5000 4/20/28 P & I DUE 06/20/22 0.97 (77,273.73) 754,136.62 (1,326.12) 1.00 1;46 (146,015.63). 148,01663 77,27373 (77,27373) 754,136.62 (1.372.81) (754,136.62) 1,326.12 (46.69) (2,06704) 126.81 2,067.04 (2,138.10) (71.06) 226122002 RCTC 2021 SER B SR BDS RES ACCT 06/21/2022 38179NAH1 INTEREST EARNED ON GNMA II #MA0908 2500% 4/20/28 $1 PV ON 174.1100 SHARES DUE 6/20/2022 P& I DUE 06/20/22 174.11 CTC 06/21/2022 06/20/ 06/21/ 226122002 RCTC 2021 SER 8 SR BDS RES ACCT 226122002 RCTC 2021 SER BSR BDS RES ACCT 226122002 RCTC 2021 SER B SR DOS RES ACCT 226122002 RCTC 2021 SER B SR KS RES ACCT 06/21/2022 361799H187 06/21/2022 36179RHM4 06/21/2022 06/20/2022 06/21/2022 06/20/2022 06/21/2022 36179RHM4 06/21/2022 361797F83 226122002 RCTC 2021 SER 8 SR 805 RES ACCT GNMA DUE 6/20/22 INTEREST EARNED ON GNMA II #MA11343.000% 7/20/28 $1 PV ON 228.130.0 SHARES DUE 6/20/2022 MAY GNMA DUE 6/20/22 INTEREST EARNED ON G N M A II #462936 3.500 % 7/20/30 $1 PV ON 147 3900 SHARES DUE 6/20/2022 MAY GNMA DUE 6/20/22 PAID DOWN PAR VALUE OF G N MA II #MA2936 3.500% 7/20/30 MAY GNMA DUE 6/20/22 PAID DOWN PAR VALUE OF G N MA II #MA4691 3.500% 9/20/32 MAY GNMA DUE 6/20/22 • (2,279.94) (2,341.95) 82.01) 228 13: 147.39 (1,504.37) 1804.37 .(1,57296) (6859) (1,191.63). 1,191.63 (1,252.28) (60.65) 06/21/2022 361797E83 INTEREST EARNED ON G N MA II #6164691 3.500% 9/20/32$1 PV ON 226122002 RCTC 2021 SER B SR 80S RES ACCT 06/21/2022 06/21/2022 06/21/2022 36259KAF4 135 7400 SHARES DUE 6/20/2022 MAY GNMA DUE 6/20/22 PAID DOWN PAR VALUE OF GM FINANCIAL 1.840% 12/20/23 CMO FINAL (600,000.00) PAVDOWN INTEREST EARNED ON GM FINANCIAL 1.840% 12/20/2301 PV ON 600000.0000 SHARES DUE 6/21/2022 PAID DOWN PAR VALUE OF GM FIN AUTO LEASE 0.80001% 7/20/23 13$:74 2.14 600,000.00 (600,800.00) (800.00) 226122002 RCTC 2021 0ER 8 5980.4 RES ACOT 06/21/2022 226122002 RCTC 2021 SER B SR BDS RES ACCT 226122002 RCTC 2021 SER BSR BDS RES ACCT 36259KAF4. 06/21/2022 06/20/2022 06/21/2022 36259PAD8 INTEREST EARNED ON GM FIN AUTO LEASE 0.80001% 7/20/23 $1 PV ON 69.0200 SHARES DUE 6/20/2022 80.00067/00 ON 103,523.73 00 DUE 6/20/22 06/21/2022 06/20/2022 06/21/2022 36265MAA3 INTEREST EARNED ON GM FIN AUTO LSNG 0.57055% 2/21/23 $1 PV ON 64.2100 SHARES DUE 6/20/2022 $0,00051 /PV ON 106,613.08 PV DUE 6/20/22 06/21/2022 36259PAD8 920.00 (28,857.83) 28,857.83 (28,882.63) (24.80) 226122002 RCTC 2021 SER B SR BDS RES ACCT 226122002 RCTC 2021 SER 8 SR BDS RES ACCT 06/21/2022 36265MAA3 69.02 PAID DOWN PAR VALUE OF GM FIN AUTO LSNG 0.57055% 2/21/23 (60,104.55) 60,104.55 (60,104.55) 64.21 67 Page 25 of 109 RIVERSIDE COUNTY TRANSPORTATION COMMISSION 91 CIP STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 Source Account .1.ccount Transaction Date ns Trade Date Settlement Date CUSIP Description l!nits Price iNIiscella',eons Fee. Net Cash Amount Federal Tax Cost Amount Short Term Gain /1. oss \mount I.on„term Gain /Loss Amount 226122002 RCTC 2021 SER B SR BM RES ACCT 06/21/2022 06/20/2022 06/21/2022 35370W462 PAID DOWN PAR VALUE OF G N M A GTD REMIC 4.000% 10/20/39 (1,712.43) - - 1,712.43 (1,442.02) - 270.41 226122002 RC1C 2021 SER B SR DOS RES ACCT 08/21/2022 38376W962 INTEREST EARNED ON G N M A GTD REMIC 4.000%10/20/39 $1 PV ON 225.6500 SHARES DUE 6/20/2022 50.00333M ON 67,693.86 PV DUE 6/20/22 - - - 225.65 - - - 226122002 RCTC 2021 SER B SR BDS RESACCT 06/21/2022 38378E8E18 INTEREST EARNED ON G N M A GTD REMIC 2.000%7/20/42$1 PV ON - - - 161.81 - - 161.8100 SHARES DUE 6/20/2022 $0.00167/PV ON 97,085.52 PV DUE 6/20/22 226122002 226122002 226122002 RCTC 2021 SER B SR BDS RES ACCT 06/21/2022 06/20/2022 06/21/2022. 38378FR88 PAID DOWN PAR VALUE OE 0 N M A GTD REMIC 2.000% 7/20/42 (2,011.47) - - 2,011,47 (1,981.93) - 29.54 RCTC 2021 SERB SR BDS RES ACCT 06/21/2022 06/20/2022 06/21/2022 38381AZ58 PAID DOWN PAR VALUE OF G N M A GTD REMIC 3.000%11/20/45 (3,518 61) - - 3,518.61 (3,538.40) (19.79) RCTC 2021 SERB SR BDS RES ACCT 06/21/2022 383814258 INTEREST EARNED ON G N M A GTO REMIC 3.000% 11/20/45 $1 PV ON 138.6700 SHARES DUE 6/20/2022 00.00250/PV ON 55,469.68 PV DUE 6/20/22 - - - 138.67 - - 226122002 RCTC 2021 SER B SR BDS RESACCT 06/21/2022 06/21/2022 06/21/2022 43813RAC1 PAID DOWN PAR VALUE OF HONDA AUTO 1.610%4/22/24 (13,213.41). - - 13,213,41 (13,172.63) 40.78 226122002 RCTC 2021 SER B SR BOS RES ACCT 136/21/2022. 43813RAC1 INTEREST EARNED ON HONDA AUTO 1.610% 4/22/24 $1 PV ON SHARES DUE 6/21/202200.00134/08 ON 141,224.17 PV DUE 6/21/22 - - - 189.48189.4800 226122002 RCTC 2021 SERB SR BM RESACCT 06/21/2022 06/18/2022 06/21/2022 43814WAD7 PAID DOWN PAR VALUE OF HONDA AUTO 2.900% 6/18/24 (1,020.85) - - 1.020.85 (1.022.52) (1.67) 226122002 RCTC 2021 SER 8 SR 80S RES ACCT 06/21/2022 43814W907 INTEREST EARNED ON HONDA AUTO 2.900% 6/18/24 $1 PV ON 616.2500 SHARES DUE 6/18/2022 $0.00242/PV ON 255,000.00 PV DUE 6/18/22 = - - 616 25 37,873.94 226122002 226122002 RCTC 2021 SER 85R 805 RESACCT 06/21/2022 06/20/2022 06/21/2022923470/42 PAID DOWN PAR VALUE OF VERIZON OWNER TRUST 2-930%9/20/23 (37,873.94) - - (38,086.98) (213.04) RCTC 2021 SER B SR BDS RESACCT 06/21/2022 923470442 INTEREST EARNED ON VERIZON OWNER TRUST 2.930% 9/20/23$1 PV ON 107.0300 SHARES DUE 6/20/2022 00.00244/08 ON 43,835.90 PV 000 6/20/22 -- _ - 107.03 - -- 226122002 RCTC 2021 SER 8 SR BDS RESACCT 06/21/2022 9234706C8 INTEREST EARNED ON VERIZON OWNER TRUST 3.020% 9/20/2301 PV ON 1082.1700 SHARES DUE 6/20/2022 90.00252/08 ON 430,000 00 PV DUE 6/20/22 - - - 1,082.17 - - 226122002 RCTC 2021 SER B 5R MS RES ACCT 06/22/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL 1 - - - (1,383.39) - - 226122002 226122002 226122002 RCTC 2021 SER B SR BDS RES ACCT 06/22/2022 CASH RECEIPT TRANSFER FROM INCOME 1 - - - 1,333.39 - - RCTC 2021 SERB 5R BDS RES ACCT 06/27/2022 CASH RECEIPT TRANSFER FROM INCOME1 - - - 6,017.92 - - RCTC 2021 506936805 RES ACCT 06/27/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL 1 - - - (6017.92) - - 226122002 RCTC 2021 SER 8 SR BM RES ACCT 06/27/2022 06/25/2022. 06/27/2022. 313249764 PAID DOWN PAR VALUE OFF H LM 0 4258673 3.000% 10/01/32 MAY FHLMC DUE 6/25/22 (1,918.45) - - 1,91645 (1,999.15) -. (80.70) _ 226122002 RCTC 2021 SER B SRBD5 RESACCT 06/27/2022 313249T64 INTEREST EARNED ON F H L M C 8Z58673 3.000%10/01/32$1 PV ON 211.4600 SHARES DUE 6/25/2022 MAY FHLMC DUE 6/25/22 - - - 211.46 - - 226122002 RCTC 2021 SER 8 SR 8DS RES ACCT 06/27/2022' 3132AEF68 INTEREST EARNED ON F H L M C 4211989 3.500% 1/01/33 $1 PV ON 305 7200 SHARES DUE 6/25/2022 MAY FHLMC DUE 6/25/22 - - - 305.72 - - - 226122002 226122002 RCTC 2021 SER B SR BDS RESACCT 06/27/2022 06/25/2022 06/27/2022 3132AEF68 PAID DOWN PAR VALUE OF 1 H L M C #ZT1989 3.500% 1/01/33 MAY FHLMC DUE 6/25/22 (2,442.87) - - 2,442.87 (2,624.90) - (182.03) RCTC 2021 SER B SR MS RES ACCT 06/27/2022 06/25/2022 06/27/2022 313209093 PAID GOWN PAR VALUE OF F H L M C 4500096 3.000% 10/01/40 MAY FHLMC DUE 6/25/22 (1,939.00) - - 1,939.00 (2056.06) - (117.05) 226122002 RCTC 2021 SERB SR DOS RESACCT 06/27/2022 3132/)9093 INTEREST EARNED ON F H L M C #500096 3.000% 10/01/40$1 PV ON 339 6600 SHARES DUE 6/25/2022 MAY FHLMC DUE 6/25/22 - - - 339.66 - - - 226122002 226122002 226122002 RCTC 2021 SERB SR BDS RES 4000 06/27/2022 06/25/2022 06/25/2022 3136ADZA0 06/27/2022 313640240 06/27/20223136AQZK9 INTEREST EARNED ON F N M A GTD REMIC 1.290% 4/25/28 $1 PV ON 73.0400 SHARES DUE 6/25/2022 $0,00104/P8 ON 70118.85 PV DUE 6/25/22 - - - 73.04 - - RCTC 2021 SERB 5R BD5 RESACCT 06/27/2022 PAID DOWN PAR VALUE OF 1 N M A GTD REMIC 1.250% 4/25/28 (1,834.59) - - 1,834.59 (1,852.55) - (1796) RCTC 2021 SERB :SRBDS RESACCT 06/27/2022 PAID DOWN PAR VALUE OF F N M A GTD REMIC 2.000% 11/25/31 (1,389.65) - - 1,389.65 (1,427.29) - (37.64) 226122002 RCTC 2021 SER B SR BDS RESACCT 06/27/2022 3136AQZK9 INTEREST EARNED ON F 9 M A GTD REMIC 2.000%11/25/31 $1 PV ON 85.9700 SHARES DUE 6/25/2022 $0.00167/PV ON 51,581.45 PV DUE 6/25/22 - - - 85.97 - - 226122002 RCTC 2021 SER B SR BDS RESACCT 06/27/2022 06/25/2022 06/27/2022313790601 PAID DOWN PAR VALUE OF F H LM 0 MLTCL MT 2.573% 9/25/22 (17,978.27) - - 17,978.27 (17,995.12) (16.85) 226122002 226122002 RCTC 2021 SER B SR EMS RES ACCT 06/27/2022 3137AXHP1 INTEREST EARNED ON F H 1 M C MLTCL MT 2.573% 9/25/22 $1 PV ON 292 9000 SHARES DUE 6/25/2022 80.00214/P8 ON 136,602.27 PV DUE 6/25/22 - - - 292.90 - - - RCTC 2021 SER B 5R EMS RES ACCT 06/27/2022 06/25/2022 06/27/2022 313760009 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 2.682% 10/25/22 (7,558.77) 142.76 - 7,558.77 .(7,553.39) 5.38 226122002 RCTC 2021 SER B SR BDS RESACCT 06/27/2022 3137AYCE9 INTEREST EARNED ON F H L M C MLTCL MTG 2.682% 10/25/22$1 PV ON 847.8300 SHARES DUE 6/25/2022 $0.00224/PV ON 380,352.65 PV DUE 6/25/22 - - - 847.83 - - 226122002 RCTC 2021SER B SR BDS RESACCT 06/27/2022 313781005 INTEREST EARNED ON 89 L M 0 MLTCLMTG 2.63751/25/23$1 PV 09 383.9300 SHARES DUE 6/25/2022 00.00220/P8 ON 174.711.34 PV DUE 6/25/22 -. -. - 383.93 - -- 226122002 RCTC 2021 SER B SR BDS RES ACCT 06/27/2022 06/25/2022 06/27/2022 313781 UG5 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 2.637% 1/25/23 (439.83) - - 439.83 (443.99) (4.16) 226122002 RCTC 2021 SER B SR 800 RES ACCT 06/27/2022 3137836./2 INTEREST EARNED ON F H L M C MLTCL MT 3.31192% 2/25/23 01 PV ON 597.1500 SHARES DUE 6/25/2022 50.00277/P8 ON 215,839.04 PV DUE 6/25/22 - - - 597.15 - - -. 226122002 RCTC 2021 SERB SR BIM RESACCT 06/27/2022 06/25/2022 06/27/2022313783602 PAID DOWN PAR VALUE OF F H L M C MLTCL MT 3.31192% 2/25/23 (548.32) - - 548.32 (552.30) (3.98) 226122002 226122002 RCTC 2021 SER B SR 80S RES ACCT 56/27/2022 06/25/2022 06/27/2022 313783642 PAID DOWN PAR VALUE OF F H L M C 1,41,701. MT 3.250% 4/25/23 (256.93) - - 256.93 (258.25) (132) RCTC 2021 SFR B SR 805 RES ACCT 06/27/2022 313703542 INTEREST EARNED ON F H L M C MLTCL MT 3.250% 4/25/23 $1 PV ON 254.2700 SHARES DUE 6/25/2022 $0.00271/PV ON 97,575.49 PV DUE 6/25/22 - - - 264.27 - - 226122002 RCTC 2021 SER B SR BDS RES ACCT 06/27/2022 06/25/2022 06/27/2022 3137BLW87 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 2.802% 1/25/25 (3,488.83) - - 3,488.83 (3,476.84) 11,99- 226122002 RCTC 2021 SER B SR BDS RESACCT 06/27/2022 3137BLW87 INTEREST EARNED ON F H L M C MLTCL MTG 2- 80201/25/25$1 PV ON 306 2800 SHARES DUE 6/25/2022 $0.00233/P8 ON 131.170, 98 PV DUE 6/25/22 - - - 306.28 - - 226122002 RCTC 2021. SER 800 BOS RES ACCT 06/27/2022 06/25/2022 06/27/2022313780029 PAID DOWN PAR VALUE OFFH LM C M170L MTG 2.406% 3/25/23 (4,824.54), - - 4,824.54 (4,862.23) (37.69), 226122002 RCTC 2021 SERB SR EMS RES ACCT 06/27/2022 3137808Z9 INTEREST EARNED ON F H L M C MLTCL MTG 2 406% 3/25/23 $1 PV ON 275.9800 SHARES DUE 6/25/2022 $0.00201/PV ON 137,645.53 PV DUE - - - 275.98 - - 6/25/22 226122002 RCTC 2021 SER B SR DOS RES ACCT 06/27/2022 06/02/2022. 06/07/2022 313788087 PURCHASED PAR VALUE OF F H L M C MLTCL MT 0.44256% 4/25/24 /BARCUS3B BARCLAYS CAP WHIPPANY/110,492.84 PAR VALUE AT 99.81640439 110,492.84: 1:00 (110,289:98) 110,289.98 -. - 226122002 RCTC 2021 SER 8 SR BM RES ACCT 06/27/2022 06/02/2022 06/07/2022 3137/38007 PURCHASED PAR VALUE OF F 9 L M C MLTCL MT 0.44256% 4/25/24 /FIRST 304,807.83 1.00 - (304,248.23) 304248.23 - - HORIZON BANK/304.807.83 PAR VALUE AT 9918180892 % Page 26 of 100 .'RCTC RIVERSIDE COUNTY TRANSPORTATION COMMISSION 91 CIP STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 Solute etitibutt Account Transaction Date Trade Date Settlement Date CESIP Description Units Prie isceIIancous Fees Net Cash Federal Tax Cost Short Term Long Term Amount Amount Gain/Loss Amount Gain/Loss Amount 226122002 RCTC2021 SER B SR. BDS RESACCT 226122002 RCTC 2021 SER B SR BDS RESACCT 06/27/2022 06/07/2022 313700P07 4/25[24__ PAID ACCRUED INTEREST ON PURCHASE OF F H L M C MLTCL MT 0.44256% 4/25/24 - - - (147 58) - - - 351.172 14 - - - 226122002 RCTC 2021 SER 8SR DOS RES ACCT 06/27/2022 06/07/2022 06/10/2022 313704W21 PURCHASED PAR VALUE OF F H L M C MLTCL MTG 3.600% 2/25/25 /BARCUS3B BARCLAYS CAP WHIPPANY/348,787.85 PAR VALUE AT 100.68359319% 348787:88 1.0 - (351,17214) 226122002 RCTC 2021 SER BSR BDS RESACCT 06/27/2022 06/10/2022 3137F4WZ1 PAID ACCRUED INTEREST ON PURCHASE OF F H L M C MLTCL MTG 3.600% - - - (313 91) - 2/25/25 226122002 RCTC. 202.1. SER Li SR BDS RES ACCT 06/27/2022 3137FBAB2 INTEREST EARNED ON F H L M C MLTCL MT 2.77704% 8/25/2731 PV ON 303 8000 SHARES DUE 6/26/2022 $0.00253/PV ON 120,000.00 PV DUE 6/25/22 - - - 303.80 - - - 226122002 RCTC 2021 SER B SR BDS RESACCT 06/27/2022 3137FBAJ5 INTEREST EARNED ON F H L M C MLTCL MT 3.281% 8/25/27 $1 PV ON - - - 546.83 - - - 200000 0000 SHARES DUE 6/25/2022 226122002 RCTC 2021 SER BSR BDS RESACCT 06/27/2022 06/25/2022. 06/27/2022 3137FM066 PAID DOWN PAR VALUE OF 1 H L M C MLTCL MT 2.283% 5/25/26 (192.37) - - 192.37 (261.65) -. (69 28) 226122002 RCTC 2021 SER BSR DOS RES ACCT 06/27/2022 3137FM066 INTEREST EARNED 0510 H 1 M C MLTCL MT 2.283% 5/25/26 $1 PV ON 4.5600 SHARES DUE 6/25/2022 00.00190/PV ON 2.398.14 PV DUE 6/25/22 - - - 4.56 - - 226122002 RCTC 2021 SER B SR DOS RES ACCT 06/27/2022 06/25/2022 06/27/2522313708802 PAID DOWN PAR VALUE OF F H L M C MLTCL MT 287496%11/25/28 (172.78) - - 172.78 (175.68) - (2.90) 226122002 RCTC 2021 SER B. SR DOS RESACCT 06/27/2022 3137FNAD2 INTEREST EARNED ON F H L M C MLTCL MT 2.87496% 11/25/28$1 PV ON 282.7000 SHARES DUE 6/25/2022 $0.00219/PV ON 128,938.58 PV DUE 6/25/22 - - - 282,70 - - 226122002 RCTC 2021 SER B SR BDS RES ACCT 06/27)2022 06/25/2022 06/27/2022 3137FPJF3 PAID DOWN PAR VALUE OF F H L M C MLTCL MT 2.258% 6/25/29 (391.55) - - 391.55 (393.91) -. (2.36) 226122002 RCTC 2021 SER BSR DOS RESACCT 06/27/2022 3137FPJF3 INTEREST EARNED ON F H L M C MLTCL MT 2.258% 6/25/29 $1 PV ON 328.9700 SHARES DUE 6/25/2022 $0.00188/PV ON 174,828.95 PV DUE 6/25/22 - - - 328,97 - - - 226122002 RCTC. 2021 SERB 5R 805 RES ACCT 06/27/2022 06/25/2022 06/27/2022 3137F0307 PAID DOWN PAR VALUE OF F H L M C MLTCL MT 251196% 7/25/29 (444.55) - - 444:55 (445.69) - (1.14) 226122002 RCTC 2021 SER BSR BDS RES ACCT 06/27/2022 3137F5307 INTEREST EARNED ON F H L M C MLTCL MT 2.51196% 7/25/29 51 PV ON 319.7000 SHARES DUE 6/25/202250.00183/PV ON 175,179.84 PV DUE 6/25/22 - - - 319.70 - - - 226122002 226122002 RCTC 2021 SER B SR DOS RES ACCT 06/27/2022 31370WHY9 INTEREST EARNED ON F H 1 M C MLTCL 0.826% 9/25/30 $1 PV ON 124.9700 SHARES DUE 6/25/2022 $0.00069/PV ON 180,595.90 PV DUE 6/25/22 -. - - 124.37 - - RCTC 2021 SER B SR BDS RESACCT 06/27/2022 06/25/2022 06/27/2022 3137FWHY9 PAID DOWN PAR VALUE OF F H L M C MLTCL 0.826% 9/25/30 (1,020.52) - - 1,020.52 (1,015.42) - 5.10 226122002 RCTC 2021 SER B SR DOS RESACCT 06/27/2022 3138EKOW8 INTEREST EARNED ON F N M A#A13168 2.391% 2/01/23$1 PV ON 244.0500 SHARES DUE 6/25/2022 MAY FNMA DUE 6/25/22 - - - 244.05 -. -. -. 226122002 RCTC 2021 SERB SR DOS RESACCT 06/27/2022 06/25/2022 06/27/20223136EKOW8 PAID DOWN PAR VALUE OF F N M A #AL3168 2391% 2/01/23 MAY FNMA DUE 6/25/22 (293.52) - - 293.52 (293.38) 0.14 226122002 RCTC. 2021 SER B SR 805 RES ACCT 06/27/2022 3138EKTH8 INTEREST EARNED ON F N M A #AL3251 2379% 2/01/23 $1 PV ON 409.4100 SHARES DUE 6/25/2022 MAY FNMA DUE 6/25/22 - - 40941 -. - -. 226122002 RCTC 2021 SER B SR DOS RES ACCT 06/27/2022 06/25/2022 06/27/2022 3136E1(088 PAID DOWN PAR VALUE OF F NM A #AL3251 2.379% 2/01/23 MAY FNMA DUE 6/25/22 (15,103.49) - - 15,103.49 (15,096.41) 7.08 226122002 RCTC 2021 SER B SR BDS RES ACCT 06/27/2022 06/25/2022 06/27/2022 3138LD504 PAID DOWN PAR VALUE OF F N M A #AN1746 2.150% 9/01/23 MAY FNMA DUE 6/25/22 (198.18) - - 198.18 (196.20) 1.98': 226122002 226122002 RCTC 2021 SER BSR DOS RES ACCT 06/27/2022 06/27/2022 3138L0504 INTEREST EARNED ON F N M A #AN1746 2.150% 9/01/23 $1 PV ON 210.6100 SHARES DUE 6/25/2022 MAY FNMA DUE 6/25/22 - - - - 210.61 - - RCTC 2021 SER BSR BDS RES ACCT 06/25/2022 06/27/2022 3130100P7 PAID DOWN PAR VALUE OF F N M A #AN2905 2.550% 10/01/28 MAY FNMA DUE 6/25/22 (395.48) - 395.48 (406.34) - (10.86) 226122002 RCTC 2021 SERB SR DOS RESACCT 06/27/2022 3138LFGP7 INTEREST EARNED ON F N M A #AN2905 2.550% 10/01/2851 PV ON 587.1500 SHARES DUE 6/25/2022 MAY FNMA DUE 6/25/22 - - - 587.15 - - 226122002 RCTC 2021. SER 60R BDS RES ACCT 06/27/2022 06/25/2022 06/27/2022 3140J55T2 PAID DOWN PAR VALUE OFF N M A #BM1757 2.426% 4/01/23 MAY FNMA DUE 6/25/22 (276,45) - - 276.45 (276.36) 0.09 226122002 RCTC 2021 SER BSR BOS RESACCT 06/27/2022 3140J55T2 INTEREST EARNED ON F N M A #BM1757 2.426% 4/01/23 $1 PV ON 232.0900 SHARES DUE 6/25/2022 MAY FNMA DUE 6/25/22 - - - 232.09 - - 226122002 RCTC 2021 SER B SR BDS RES ACCT 06/27/2022 314076006 INTEREST EARNED ON F 9 M A #BM1978 3.000%10/01 /32 $1 PV ON 163.4700 SHARES DUE 6/25/2022 MAY FNMA DUE 6/25/22 - - - 163.47 -. - - 226122002 RCTC 2021 SER B SR BDS RESACCT 06/27/2022 06/25/2022 06/27/2022 314036F06 PAID DOWN PAR VALUE OF F N M A 49M1979 3.000510/01/32 MAY FNMA DUE 6/25/22 (1.069.88) - - 1,069.88 (1,128.89) - (59.01) 226122002 RCTC 2021 SER B SR DOS RESACCT 06/27/2022 06/25/2022 06/27/2022314004890 PAID DOWN PAR VALUE OF F N M A #FM1155 2,500% 6/D1/32 MAY FNMA DUE 6/25/22 (1,848.58) - - 1,848.58 (1,937.40) - (88.82) 226122002 RCTC 2021 SER B SR BDS RESACCT 06/27/2022 3140041490 INTEREST EARNED ON F N M A #FM1155 2500% 6/01/32$1 PV ON 211.3500 SHARES DUE 6/25/2022 MAY FNMA DUE 6/25/22 - - - 211.35 - - - 226122002 RCTC 2021 SER B SR BDS RES ACCT 06/27/2022 314007106 INTEREST EARNED ON F N M A #FM3936. 2.500% 8/01/35 $1 PV ON 189.5800 SHARES DUE 6/25/2022 MAY FNMA DUE 6/25/22 - - 189.58 - -. -. 226122002 RCTC 2021 SER B SR BDS RESACCT 06/27/2022 06/25/2022. 06/27/20223140X7LS6 PAID DOWN PAR VALUE OF F N M A #FM3936 2.500%B/01/35 MAY FNMA DUE 6/25/22 (2,352.69) - - 2,352.69 (2,462.33) - (109.64) 226122002 RCTC 2021 SER 8 SR BDS RESACCT 06/27/2022 0625/2022' 06/27/2022314170603 PAID DOWN PAR VALUE OF F N M A #MA0293 4.500%1/01/30 MAY FNMA DUE 6/25/22 (1,172.99) - - 1,17299 (612,48) - 560.51 226122002 RCTC 2021 SER B SR DOS RESACCT 06/27/2022 3141716F3 INTEREST EARNED ON F N M A #M80293 4.500%1/01/30$1 PV ON 225.5100 SHARES DUE 6/25/2022 MAY FNMA DUE 6/25/22 - - - 225.51 - - 226122002 RCTC. 2021, SER 0 SR 1305 RES ACCT 06/27/2022 314180047 INTEREST EARNED ON F N M A #MA4074 2.000% 6/01/35 $1 PV ON 243.2800 SHARES DUE 6/25/2022 P & I DUE 06/25/22 - - - 243.28 - - -. 226122002 RCTC 2021 SERB SRB00 RESACCT 06/27/2022 06/25/2022 06/27/2022314180047 PAID DOWN PAR VALUE OF F N M A #MA4074 2000% 6/01/35 P&!DUE 06/25/22 (2,083.43) - - 2,083.43 (2,149,69) - (66,26) 226122002 226122002 226122002 RCTC 2021 SER 0 S BDS RES ACCT 06/27/2022' 06/25/2022 06/27/2022 314180003 PAID DOWN PAR VALUE OF F 5 M A 3MA4226 2.000% 12/01/30 MAY FNMA DUE 6/25/22 (2181.59);; - - 2181.59 ;(2,264.54) - (82:95) RCTC 2021 SER B SR DOS RES ACCT _ 06/27/2022 314180003 INTEREST EARNED ON F N M A #M44226 2.000% 12/01/30 $1 PV ON 205.6300 SHARES DUE 6/25/2022 MAY FNMA DUE 6/25/22 - - - 205.63 - - RCTC 2021 SER B SR DOS RES ACCT 06/27/2022 314180060 INTEREST EARNED ON F N M A #MA4279 2.000% 3/01/36 $1 PV ON 236.9600 SHARES DUE 6/25/2022 MAY FNMA DUE 6/25/22 - - - 236.96 - - - 226122002 226122002 RCTC 2021 SER B SR BDS RESACCT 06/27/2022 06/25/2022 06/27/202231418009/0 PAID DOWN PAR VALUE OF F N M A 01,4 04279 2.000% 3/01/36 MAY FNMA DUE 6/25/22 (1,712.80) - - 1,712.80 (1,769,88) - (57.08) RCTC 2021 SER BSR BDS RES ACCT 06/27/2022 06/27/2022 06/27/2022 316460203 PURCHASED UNITS OF FIRST AM GOVT 09 FD CL 0 51,919.68 1.00 - (51,919.68) 51,919.68 - - 226122002 RCTC 2021 SER El SR BDS RESACCT 06/27/2022 06/27/2022 06/27/2022 318460203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL 0 64,153.06 1.00 - (64,153.06) 64,153.06 - - 226122002 RCTC 2021 SER B SR DOS RESACCT 06/28/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL 1 - - - (3,051.74) - - - 226122002 RCTC 2021 SER B SR BDS RESACCT 06/28/2022 CASH RECEIPT TRANSFER FROM INCOME 1 - - - 3,051 74 - - 226122002 RCTC 2021 SER B SR BDS RESACCT 06/30/2022 06/21/2022 06130/2022.21340XA61 PURCHASED PAR VALUE OFF H LM C MTN 4.000%12/30/24/WELLS FARGO SECURITIES. LLC/205,000 PAR VALUE AT 100 % 205,000,00 1.00 - (205,000.00) :205000.00 - -. 226122002 RCTC 2021 SER B SR BDS RESACCT 06/30/2022 06/30/2022 06/30/2022318460203 SOLD UNITS OF FIRST AM GOVT OB FO CL (205,000.00) 1.00 - 205,000.00 (205,000 00) - - 06/27/2022 06/07/2022 313780957 PAID ACCRUED INTEREST ON PURCHASE OF 0416/ C MLTCL MT 0.44256% (53.50) 69 Page 27 of 109 RIVERSIDE COUNTY TRANSPORTATION COMMISSION Source Account 238302001 RCTC 2021 C SEC UEN 805 RES ACCT 91 CIP STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 Transaction Date Trade Date Settlement Date CUSIR 04/01/2022 04/01/2022 04/01/2022 04/01/2022, 04/01/2022 318468203 INTEREST EARNED ON FIRST AM GOVT OB /0 CLY UNIT ON 0.0000 SHARES 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 04/01/2022 318460203 CASH DISBURSEMENT TRANSFER TO PRINCIPAL 1 hiscellaneous Fees Net Cash Federal Tax Cost Short Term I..ong Term Amount Amount Gain/Loss Amount Gain/Loss Amount 0.00 215,989.44 3,810.79 (3,757.02) (75.98) CASH RECEIPT TRANSFER FROM INCOME 1 PURCHASED UNITS OF FIRST AM GOVT OB F0 017 75.98 205.53 1.00 (205.53) 205.53 04/01/2022 04/04/2022 04/04/2022 04/04/2022 842400HC0 04/04/2022 318460203 04/04/2022 36259KAF4 DUE 3/31/2022 INTEREST FROM 3/1/22 TO 3/31/22 INTEREST EARNED ON SOUTHERN CA EDISON 1.52735% 4/01/2431 PV ON 90000.0000 SHARES DUE 4/1/2022 SOLD UNITS OF FIRST AM GOVT OB FO CL Y PAID ACCRUED INTEREST ON PURCHASE OF GM FINANCIAL 1.840% 12/20/23 0.76 205.53 (84,240.05) 1.00 84,24005 (84240.05) (3:68) 238302001 RCTC 2021 C SEC LIEN 800 RES ACCT 04/04/2022 03/31/2022 04/04/2022 36259KAF4 12/20/23 PURCHASED PAR VALUE OF GM FINANCIAL 1.640% 12/20/23 /BOFMCAT2 BANK OF MONTREAL/45,000 PAR VALUE AT 100.13671111 % 45,000.00. 1:00 (45,061.52) 45,061.52 238301501 RCTC 2021 C SEC LIEN 805 RES ACCT 04/04/2022 03/31/2022 04/04/2022 36259 4 PURCHASED PAR VALUE OF GM FINANCIAL 1.5003, 14/20123 /TORONTO DOMINION SECURITIES (U/5,000 PAR VALUE AT 100.1054 % 5,800.00 .00 (5,005.27) S,5U5.1/ 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 04/11/2022 14687KAA4 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 04/11/2022 04/10/2022 04/11/2022 04/11/2022 1468780,94 04/04/2022 3137F4578 INTEREST EARNED ON CARVANA AUTO REC 0.3264% 1/10/23 81 PV ON 2.1600 SHARES DUE 4/10/2022 50.00027/00 ON 7,953.25 PV DUE 4/10/22 PAID DOWN PAR VALUE OF CARVANA AUTO REC 0.3264% 1/10/23 PAID ACCRUED INTEREST ON PURCHASE OF F H L M C MLTCL MTG 4.000% 7/15/45 PURCHASED PAR VALUE OF F 81 M C MLTCL MTG 4.000% 7/15/45 /STEPHENS, INC./2.273.58 PAR VALUE AT 100.15614142 % PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y INTEREST EARNED ON SIMON PPTY L P 1.21856% 1/11/24$1 PV ON 300000000 SHARES DUE 4/11/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL 1 CASH RECEIPT TRANSFER FROM INCOME 1 CASH DISBURSEMENT TRANSFER TO PRINCIPAL 1 CASH RECEIPT TRANSFER FROM INCOME 1 2.16 (6,668.64) 6,668.64 (6,668.38) 0.26 (0.76) 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 04/11/2022 03/30/2022 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 04/11/2022 04/11/2022 04/11/2022 04/11/2022 04/11/2022 04/04/2022 3137F4578 04/11/2022 318467203 04/11/2022 318460203 2,273.58 26,054.12 1.00 1.00 1.00 (2,277 13) (26,054.12) 2,277.13 26,054.12 40.14 (40,14) 40.14 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 828807DR5 04/12/2022 04/12/2022 04/15/2022 04/15/2022 04/15/2022 02582JH82 INTEREST EARNED ON AMERICAN EXPRESS 1.19471% 10/15/25$1 PV ON 61.7000 SHARES DUE 4/15/2022 00.00062/00 ON 100,000.00 PV DUE 4/15/22 04/15/2022 055220081 INTEREST EARNED ON BANK OF AMERICA 1.740% 1/15/25$1 PV ON 50.7500 SHARES DUE 4/15/2022 $0.00145/PV ON 35,000.00 PV DUE 4/15/22 04/15/2022 40.14 (3.42) 3.42 (2448.34) 2448.34 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN 800 RES ACCT 238302001' RCTC 2021 C SEC LIEN BDS RES ACCT 61.70 04/15/2022' 2022 125962027 2022 125962407 INTEREST EARNED ON CNH EQUIPMENT TRUST 3.010% 4/15/24 01 PV ON 30.2800 SHARES DUE 4/15/2022 $0.00251 /PV ON 12072.54 PV DUE 4/15/22 PAID DOWN PAR VALUE OF CNH EQUIPMENT TRUST 3.010% 4/15/24 (1,702.13) 50.75 30.28 1,782.13 (1,794.24) (1211) 238302001 RCTC 2021 C SEC UEN BDS RES ACCT 04/15/2022 1404114F59 INTEREST EARNED ON CAPITAL ONE MULTI 2.290% 7/15/25 $1 PV ON 76.3300 SHARES DUE 4/15/2022 00.00191/150 ON 40,000001N DUE 4/15/22 04/15/2022' 140419/05 INTEREST EARNED ON CAPITAL ONE MULTI 1.22471% 3/16/26$1 PV ON 48.2200 SHARES DUE 4/15/2022 $0.00064/PV ON 75,000.00 PV DUE 4/15/22 04/15/2022 14041 NFUO INTEREST EARNED ON CAPITAL ONE MULTI 1.720% 8/15/24 $1 PV ON 50.1700 SHARES DUE4/15/2022 $0.00143/PV ON 35,000.00 PV DUE 4/15/22 04/15/2022 04/15/2022 04/15/2022 14042WAC4 INTEREST EARNED ON CAPITAL ONE PRIME 2510%11/15/23$1 PV ON 238302001 RCTC 2021, C5EC LIEN BOS RES ACCT 76.33 238302001 RCTC 2021 C SEC UEN 80S RES ACCT 48.22 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 04/15/2022 14042W804 PAID DOWN PAR VALUE OF CAPITAL ONE PRIME 2.510%11/15/23 50,17 (2,174.22)' 2174:22 (2190.56) (16.34) 20.8100 SHARES DUE 4/15/2022 $0,00209/00 ON 9,950 44 PV DUE 4/15/22 INTEREST EARNED ON CARMAX AUTO OWN 0.520% 2/17/26$1 PV ON 21.6700 SHARES DUE 4/15/2022 $0.00043/00 ON 50,000.00 PV DUE 4/15/22 20.81 238302001 RCTC 2021 C SEC UEN BDS RES ACCT 04/15/2022 143145028 21.67 T /15/ 14315PA02 ST EARNED ON CARMAX AUTOOWNER 2.180% 8/15/24$1 PV 136.4500 SHARES DUE 4/15/2022 Sa00182/PV ON 75,109.88 PV DUE 4/15/22 PAID DOWN PAR VALUE OF CARMAX AUTO OWNER 2.180% 8/15/24 238302001 RCTC 2021 C SEC UEN BDS RES ACCT 04/15/2022 04/15/2022 04/15/2022 143150A07 (7,611.42). 7511A2 (7,653.34) (41.92) 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 04/15/2022 14316LAC7 INTEREST EARNED ON CARMAX AUTO OWNER 2.680% 3/15/24$1 PV ON 1043200 SHARES DUE 4/15/2022 $0.00223/PV ON 46,71207 PV DUE 4/15/22 04/15/2022 04/15/2022 104.32 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 04/15/2022 14316(007 PAID DOWN PAR 0ALUE OF CARMAX AUTO OWNER 2,680% 3/15/24 (6,929.43). 9,929.43 (7,008.74) (79.31) 04/15/2022 14316NAC3 INTEREST EARNED ON CARMAX AUTO OWNER 0.340% 12/15/25$1 PV ON 22.6600 SHARES DUE 4/15/2022 $0.00028/PV ON 80,000.00 PV DUE 238302001 RCTC 2021C SEC UEN BDS RES ACCT 04/15/2022 143170000 INTERES 12.5200, 4/15(22 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 04/15/2022 04/15/2022 04/15/2022 14317CAA0 PAID D01 238302001. RCTC 2021 0SEC UEN 650 RES ACCT 04/15/2022'. 284683083 INTERES 46.9200 4/15/22 PAID D01 238302001 RCTC 2021 CSEC LIEN BDS RES ACCT 04/15/2022 04/15/2022 04/15/2022 313079040 FHLMC 1 238302001 RCTC 20212 SEC UEN 000 RES ACCT 04/15/2022 313079040 INTERES 413.3401 22.66 EARNED ON CARMAX AUTO OWNER 0.31282% 2/15/23$1 PV ON HARES DUE 4/15/2022 00.00027/07 ON 46,466.14 PV DUE 1252 N PAR VALUE OF CARMAX AUTO OWNER 0.31282% 2/15/23 (16,114.53) 16,114.53 (16,114.53) EARNED ON DISCOVER CARD 1.20471% 8/15/25 51 PV ON HARES DUE 4/15/2022 $0.00063/PV ON 75,000.00 PV DUE 45 N PAR VALUE OF F H L M C G0232243 3.000% 7/01/30 MARCH (4,808.98) E 4/15/22 EARNED ON FHLMC GD J322433.000%7/01/3001 PV ON - 413.34 SHARES DUE 4/15/2022 MARCH FHLMC DUE 4/15/22 4,808.98 70 (5,103.47) (294.49) Page 28 of 109 Source Account RIVERSIDE COUNTY TRANSPORTATION COMMISSION 91 CIP STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 Account Trait action Dale Trade Date Settlement Date CUSIP Net Cash Federal Tan Cost Slim-ETcrm Long Term Description Units Price NIiscollamoms Fees Amount Amount Gain/Loss \mount Gain/Loss Amount 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 04/15/2022 04/15/2022 04/16/2022 04/15/2022 3137400E1 3137495E1 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 1.500% 5/15/27 INTEREST EARNED ON F H L M C MLTCL MTG 1.500% 5/15/2781 PV ON 92.9800 SHARES DUE 4/15/202250.00125/P0 ON 74,382/4 PV DUE 4/15/22 (2,185.82) 2,185.82 (2,217.12) (31.30 92.98 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC 0EN 805 RES ACCT 238302001 RCTC 2021 C SEC LIEN 805 RES ACCT 04/15/2022 3137AYSH5 INTEREST EARNED ON F H L M C MLTCL MTG 1.750% 12/15/4221 PV ON 188.4400 SHARES DUE 4/15/2022 $0.00146/PV ON 129,214.20 PV DUE 4/15/22 04/15/2022 04/15/2022. 04/15/2022 3137AYSH5 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 1,750% 12/15/42 (3,136.66) 04/15/2022 313785450 INTEREST EARNED ON F H L M C MLTCL MTG 2.500% 10/15/28 $1 PV ON 14.7300 SHARES DUE4/15/2022 $0.00208/PV ON 7,069.30 PV DUE 4/15/22 04/15/2022 04/15/2022 04/15/2022 313785460 04/15/2022 04/15/2022 04/15/2022 3137860E5 04/15/2022 313786005 INTEREST EARNED ON F H L M C MLTCL MTG 2.000% 11/15/26 51 PV ON 96.5400 SHARES DUE 4/15/2022 50.00167/PV ON 57,921.71 PV DUE 4/15/22 04/15/2022 313789897 INTEREST EARNED ON F H L M C MLTCL MTG 2.500% 12/15/27 $1 PV ON 153.9700 SHARES DUE 4/15/2022 $0.00208/PV ON 73,907.60 PV DUE 4/15/22 04/15/2022 04/15/2022 04/15/2022313789RN7 04/15/2022 345286446 INTEREST EARNED ON FORD CR AUTO OWN 0.23886% 2/15/2331 PV ON 9.1300 SHARES DUE 4/15/2022 $0.00021/PV ON 44,371.07 PV DUE 4/15/22 04/15/2022 04/15/2022 04/15/202234528647'6 PAID DOWN PAR VALUE OF FORD CR AUTO OWN .0.23886%2/15/23 (16388.93). 188.44 3,136.66 (3,201.47) (44.89) (19.92) 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 14.73 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 2.500% 10/15/28 (450.11) PAID DOWN PAR VALUE OF FH L M C MLTCL MTG 2.000%11/15/26 (4,389.88) 450.11 (452.56) (2.45) 45.61 4,389.88 (4,344.27) 96,54 238302001 RCTC 2021 C SEC LIEN BUS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT RCTC 2021 C 6E51.1E9: VS RES ACCT 153.97 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 2.500%12/15/27 (3872.19) 3,87279 (3,995.99) (39.32) (24.48) 9.13 16,328.93 (16,388.93) 238302001 RCTC 2021 G SEC LIEN BDS RES ACCT 04/15/2022 345280083 INTEREST EARNED ON FORD CREDIT 1.47471%9/15/24$1 P5 ON 858200 SHARES DUE 4/15/2022 $0.00086/PV ON 100,000.00 PV DUE 4/15/22 04/15/2022 04/15/2022 04/15/2022 345316404 INTEREST EARNED ON FORD CREDIT AUTO 1370% 3/15/24 $1 PV ON 52.9800 SHARES DUE 4/15/2022 50.00156/80 ON 34,000.31 PV DUE 4/15/22 85.82 238302001 RCTC 2021 C SEC LIEN 805 RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 04/15/2022345318404 PAID DOWN PAR VALUE OF FORD CREDIT AUTO 1.870%3/15/24 (4,062.34), 4,062,34 04,086.46) (24.12) 52.98 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 04/15/2022 34531 8409 INTEREST EARNED ON FORD CREDIT AUTO LS 0.620% 8/15/2331 PV ON 4.3700 SHARES DUE 4/15/2022 $0.00052/PV ON 8,449.41 PV DUE 4/15/22 04/15/2022 04/15/2022 04/15/2022 34531RAD9 04/15/2022 34531 8A04 INTEREST EARNED ON FORD CREDIT AUTO LS 1.000%11/15/23 $1 PV ON 70.8300 SHARES DUE 4/15/202200.00063/P0 ON 85,000.00 ENDUE 4/15/22 04/15/2022 361768E21 INTEREST EARNED ON G N M 44778953 3.000% 3/15/27 $1 PV ON 238302001 RCTC 2021 C SEC LIEN BUS RES ACCT 238302001 RCTC 2021 C SEC 0EN BDS RES ACCT 4.37 PAID DOWN PAR VALUE OF FORD CREDIT AUTO LS 0.620%8/15/23 (1,915.64) 1,915.64 (1,915.334) 0.30 70.83 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 04/15/2022 04/15/2022. 04/15/2022 361750E21 04/15/2022 04/15/2022 04/15/2022 3617600B8 237 8300 SHARES DUE 4/15/2022 MARCH GNMA DUE 4/15/22 237.83 PAID DOWN PAR VALUE OF G 9 M 44778953 3:000% 3/15/27 MARCH (2;258.58): GNMA DUE 4/15/22 PAID DOWN PAR VALUE OF G N M 44779250 3000% 5/15/27 MARCH (1,154.43) UNMA DUE 4/15/22 2258.58 .(2326.71) (68.1$) 1,154.43 (1,196.49) - (42.06) 238302001 RC70 2021 C SEC LIEN VS RES ACCT 04/15/2022 36176488 INTEREST EARNED ON G N M A 4779250 3.000% 5/15/2781 PV ON 82.4100 SHARES DUE 4/15/2022 MARCH GNMA DUE 4/15/22 82.41 238302001 RCTC 2021 C SEC LIEN 805 RES ACCT 04/15/2022 04/15/2022 04/15/2022 362910600 PAID DOWN PAR VALUE 08 G N M 4.711168 4.500% 2/15/25 MARCH (1,092.15) GNMA DUE 4/15/22 1,09215 (1,107.55) - (15.41) 238302001 RCTC 2021 C SEC LIEN 805 RES ACCT 04/15/2022 362973C00 INTEREST EARNED ON G N M 44711168 4.500% 2/15/25 $1 PV ON 137.1500 SHARES DUE 4/15/2022 MARCH GNMA DUE 4/15/22 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001' RCTC 2021 C SEC LIEN BDS RES ACCT 04/15/2022 65479HAC1 INTEREST EARNED ON NISSAN AUTO 2.500% 11/15/23$1 PV ON 42.1400 SHARES DUE4/15/2022 $0.00208/PV ON 20,229,05 PV DUE 4/15/22 238302001 RCTC 2021 C SEC LIEN 809 RES ACCT 04/15/2022 04/15/2022 04/15/2022 05479HAC1 137.15 PAID DOWN PAR VALUE OF NISSAN AUTO 2.500%11/15/23 (3,318.17) 3,318.17 (3,347.72) (29.55) 4214 04/15/2022 04/15/2022 04/15/2022 654790445 PAID DOWN PAR VALUE OF NISSAN AT REC OWNR 0.49597°% 3/15/23 (18,052.74) 16852.74 (18,852.74) 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 04/15/2022 654790445 INTEREST EARNED ON NISSAN AT REC OWNR 0.49597% 3/15/23 $1 PV ON 35.6100 SHARES DUE 4/15/2022 $0.00043/PV ON 83,380.33 PV DUE 4/15/22 04/15/2022 04/15/2022 04/15/2022 8028584E8 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 04/15/2022 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 04/15/2022 98162HAC4 INTEREST EARNED ON WORLD OMNI 1.700% 1/15/23$1 PV ON 37.5200 SHARES DUE 4/15/202230.00142/P5 ON 26,481.89 PV DUE 4/15/22 238302001 RCTC 2021 C SEC LIEN 800 RES ACCT 802558468 04/15/2022 04/15/2022 04/15/2022 98162HAC4 35.61 PAID DOWN PAR VALUE OF SANTANDER DRIVE 0.960%11/15/24 (11,322.88) INTEREST EARNED ON SANTANDER DRIVE 0.960%11/15/2481 PV ON 129700 SHARES DUE 4/15/2022 $0.00080/PV ON 16,215.24 PV DUE 4/15/22 PAID DOWN PAR VALUE OF WORLD OMNI 1.700% 1/15/23 11,322.88 (11,336.60) (13.72) 1297 (4,155.04) 4,155.04 (4,190.10) (35.06) 37.52 04/15/2022 981620401 INTEREST EARNED ON WORLD OMNI AUTO 2.590% 7/15/24$1 PV ON 257600 SHARES DUE 4/15/2022 $0.00216/PV ON 11,935.46 PV DUE 4/15/22 04/15/2022 04/15/2022 04/15/2022 981620401 04/15/2022 981646448 INTEREST EARNED ON WORLD OMNI AUTO 0.39629% 2/15/23$1 PV ON 17.9400 SHARES DUE 4/15/2022 $0.00034/PV ON 52,583.17 PV DUE 4/15/22 04/16/2022 04/15/2022 04/15/2022 981640448 04/18/2022 CASH RECEIPT TRANSFER FROM INCOME 1 , - 215.35 04/18/2022 238302001 RCTC 2021 OSEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 25.76 PAID DOWN PAR VALUE OF WORLD OMNI AUTO 2.590% 7/15/24 (2,045.14) 2045.14 (2,058.24) (13.70) 238302001 RCTC 2021 C SEC LIEN 80S RES ACCT 238302001 RCTC 2021 C SEC LIEN 005 RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 04/18/2022 04/18/2022 238302001 RCTC 2021 C SEC LIEN BUS RES ACCT 04/18/2022 04/18/2022 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN 805 RES ACCT 17.94 PAID DOWN PAR VALUE OF WORLD OMNI AUTO 039629%2/15/23 (13313,84) 13,21384 (13,218.84) CASH DISBURSEMENT TRANSFER TO PRINCIPAL 1 , - (215.35) 04/18/2022 3184E0203 PURCHASED UNITS OF FIRST AM GOVT 00 FD CL Y 04/18/2022 318460203 PURCHASED UNITS OF FIRST AM GOVT 0800 CLY 8,570.90 1.00 - (8,570 90) 8,570.90 04/18/2022 04/16/2022 04/18/2022 3801404/39 04/18/2022 380140489 INTEREST EARNED ON GM FIN CONS AUTO 0.210% 8/16/24$1 PV ON 13.4200 SHARES 096 4/16/2022 ON 76,681.27 PV DUE 4/16/22 137,736.46 1.00. - (137,73646) 137,736.46 PAID DOWN PAR VALUE OF CM FIN CONS AUTO 0.210% 8/16/24 (8,557.48) 8,557.48 13.42 (8,536.75) 20.72 04/18/2022 04/16/2022 04/18/2022 3837682E6 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT PAID DOWN PAR VALUE OF GNMA GTD REM7 1000% 7/16/39 (1,837.52) 1,837.52 (1,884.37) - (46.85) Page 29 of 109 Source Account RIVERSIDE COUNTY TRANSPORTATION COMMISSION 91 CIP STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 Account Transaction Date Trade Date Settlement Date CUSIP Description Units Miscellaneous Fees Net Cash Federal Tax Cost Short Term Long Term Amount Amount Gain/Loss Amount Gain/Loss Amount 238302001 RCTC 2021 C SEC LIEN 00S RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 04/18/2022 04/19/2022 04/19/2022 04/20/2022 04/20/2022 04/20/2022 04/20/2022 3837642E6 INTEREST EARNED ON G N M A GTO REMIC 4.000% 7/16/39 $1 PV ON 168.4300 SHARES DUE 4/16/2022 $0.00333/84 ON 55,529.57PV:DUE 4/16/22 CASH DISBURSEMENT TRANSFER TO PRINCIPAL 1 CASH RECEIPT TRANSFER FROM INCOME 1 CASH DISBURSEMENT TRANSFER TO PRINCIPAL 1 CASH RECEIPT TRANSFER FROM INCOME 1 SOLD UNITS OF FIRST AM GOVT OB FD CL 04/20/2022 318464203 (137,696.93) 1.00 168.43 (13 42) 13.42 (1,727 65) 1,727.65 137,696.93 (137.696 93) 4000040U m.,� cue,, um. uuN DUO MC. nw, UM, CU, LULL Uri L11, LULL 11r,L11,cULe 00 I ,11000L rmu uumra rFm VIALL2L ur u n m n II xinn110UL 0.0110, I u LUie, mHrtun GNMA DUE 4/20/22 1L.000.0111 4000.041 1e,, 0L.,0/ - 1,0.°0/ - 238302001 ROTC 2021 C SEC LIEN BDS RES ACCT 04/20/2022 36179M032 INTEREST EARNED ON 0 N M A I I #MA06023.000% 12/20/27 $1 PV ON 147.1200 SHARES DUE 4/20/2022 MARCH GNMA DUE 4/20/22 - - 147.12 238302001 RCTC 292105EC LIEN BDS RES ACCT 04/20/2322 04/20/2022 04/20/2022 36179NAJ7 PAID DOWN PAR VALUE OF GNMA I I #MA0909 3.000% 4/20/28 MARCH GNMA DUE 4/20/22 (681.31) - - 681.31 (706.70) - (25.39) 238302001 ROTC 2021 C SEC LIEN BDS RES ACCT 04/20/2022 36179NAJ7 INTEREST EARNED ON G N M A I I #MA0909 3.000% 4/20/28 $1 PV ON 57.3600 SHARES DUE 4/20/2022 MARCH GNMA DUE 4/20/22 - - 57.36 - - - 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 04/20/2022 36179NHK7 INTEREST EARNED ON GNMA I I #MA1134 3.000% 7/20/28 $1 PV ON 162.7200 SHARES DUE 4/20/2022 MARCH GNMA DUE 4/20/22 -- - - 162.72 _ - 238302001 RCTC 2021 C SEC LIEN BUS RES ACCT 04/20/2022 04/20/2022. 04/20/2022 36179NHK7 PAID DOWN PAR VALUE OF G N M A I 1014011343.000% 7/20/28 MARCH GNMA DUE 4/20/22 (2125.29) - - 2125.29 (2,218.14) - (92.85) 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 04/20/2022 301799HM4 INTEREST EARNED ON G N M A I I #M029363.500% 7/20/30 $1 PV ON 178.0900 SHARES DUE 4/20/2022 MARCH GNMA DUE 4/20/22 -. - 178.09 -. 238302001 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT RCTC 2021 C SEC LIEN BDS RES ACCT 04/20/2022 04/20/2022 04/20/2022 36179RHM4 PAID DOWN PAR VALUE OF G N M A I I #MA2936 3.500% 7/20/30 MARCH GNMADUE 4/20/22 (947.21) - - 947.21 (990.40) - (43.19) 04/20/2022 361797883 INTEREST EARNED ON G N M A I I #MA4691 3.500% 9/20/32 $1 PV ON 161.5700 SHARES DUE 4/20/2022 MARCH GNMA DUE 4/20/22 - - - 161.57 - - - 238302001 238302001 238302001 RCTC 2021 C SEC LIEN 005 RES ACCT 04/20/2022 04/20/2022 04/20/2022 361797883 PAID DOWN PAR VALUE OF G N M A I I #MA4691 3.500% 9/20/32 MARCH GNMADUE 4/20/22 (1,541.57) - - 1,541.57 (1,620.03) - (78.46) ROTC 2021 C SEC LIEN BDS RES ACCT 04/20/2022 04/20/2022 04/20/2022 36202F3H7 PAID DOWN PAR VALUE OF G N M A I I #005300 3.000% 2/20/27 MARCH GNMA DUE 4/20/22 (1,665.48) - - 1,665.48 ':(1,722.98) - (57.50) RCTC 2021 C SEC LIEN 805 RES ACCT 04/20/2022 36202F3H7 INTEREST EARNED ON G N M A I 19005300 3.000% 2/20/27 $1 PV ON 122.0500 SHARES DUE 4/20/2022 MARCH GNMA DUE 4/20/22 - - - 12205 - - - 238302001. RCTC. 2021 C SEC LIEN BDS RES ACCT 04/20/2022 362590084 INTEREST EARNED ON GM FINANCIAL 1.840% 12/20/23$1 PV ON 76.6700 SHARES DUE 4/20/2022 $0.00153/84 ON 50,000.00 PV DUE 4/20/22 - - 76,67 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 04/20/2022 36265MAA3 INTEREST EARNED ON GM FIN AUTO LSNG 0.57055% 2/21/23$1 PV ON 24.5800 SHARES DUE 4/20/2022 40.00048/84 ON 51,688.80 PV DUE 4/20/22 - - - 24.58 - - - 238302001 ROTC 2021 C SEC UEN BDS RES ACCT 04/20/2022 04/20/2022 04/20/2022 36265MAA3. PAID DOWN PAR VALUE OF GM FIN AUTO LSNG 0,57055% 2/21/23 (14,491.19). - - 14,491.19 (74,491.19) -- 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 04/20/2022 38376TTT9 INTEREST EARNED ON G N M A GTD REMIC 3.000% 11/20/39$1 PV ON 44.6800 SHARES DUE 4/20/2022 $0-00250/PV ON 17,873.19 PV DUE 4/20/22 - - - 44.68 - - 238302001 RCTC 2021 C SEC LIEN 805 RES ACCT 04/20/2022 04/20/2022 04/20/2022 383767179 PAID DOWN PAR VALUE OF 0 N M A GTO REMIC 3.000%11/20/39 (62239) - - 622.79 (632.65) - (9.86) 238302001 RCTC 2021 C SEC LIEN 005 RES ACCT 04/20/2022 04/20/2022 04/20/202238375W062 PAID DOWN PAR VALUE OF 05 M A GTD REMIC 4.000% 10/20/39 (1,28979) - - 1,28979 (1.332.06) - (42.27) 238302001 RCTC 2021 C SEC UEN BDS RES ACCT 04/20/2022_ 38370W062 INTEREST EARNED ON 0 N M A GTD REMIC 4.000% 10/20/39 51 84 ON 134.0000 SHARES 0064/20/202230.00333/84 213 40,200.16 PV DUE 4/20/22 - - - 134.00 - - - 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 04/20/2022 04/20/2022 04/20/2022 38377LFC7 PAID DOWN PAR VALUE OF G N M A GTD REMIC 2.500% 12/20/39 (2,107.38). - - 2107.38 (2,126.47) - (19.09) 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 04/20/2022 38377LFC7 INTEREST EARNED ON 0 N M A 020 REMIC 2.500% 12/20/39 $1 PV ON 5.4800 SHARES DUE 4/20/2022 $0.00208/PV ON 2,630.53 PV DUE 4/20/22 - - - 5.48 - -_ -. 238302001 238302001 238302001 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 04/20/2022 38377OKH9 INTEREST EARNED ON G N M A GTD REMIC 3.0005 8/24/40 $1 PV ON 27.5900 SHARES DUE 4/20/2022 $0.00250/84 ON 11,037.88 PV DUE 4/20/22 - - - 27.59 - - - ___ _-- ----- ---- -- RCTC 2021 C SEC LIEN BDS RES ACCT 04/20/2022 04/20/2022 04/20/2022 3837708H9 PAID DOWN PAR VALUE OF G N M A GTD REMIC 3.000% 8/20/40 (749.32): = - 769.32 (778.08) = (8.76) RCTC 2021 C SEC LIEN BDS RES ACCT 04/20/2022 04/20/2022 04/20/2022 38377R4K8 PAID DOWN PAR VALUE OF G N M A GTD REMIC 3.000% 4/20/39 (1,224.77) - - 1,224.77 (1,248.71) (23.94) RCTC 2021 C SEC LIEN BDS RES ACCT 04/20/2022 3837784K8 INTEREST EARNED ON GNMA GTD REMIC 3.000% 4/20/39 $1 PV ON 91.4100 SHARES DUE 4/20/2022 $0.00250/PV ON 36,564.01 PV DUE 4/20/22 -. - - 91.41 - -- - 238302001 RCTC 2021 C SEC LIEN BPS RES ACCT 04/20/2022 04/20/2022 04/20/2022 38371414 PAID DOWN PAR VALUE 010 N M A GTD REMIC 2.000% 5/20/40 (1,829.68) - - 1,629.68 (1,807.38) - 22.30 238302001 1238302001 RCTC 2021 C SEC LIEN 805 RES ACCT 04/20/2022' 383/091 L4. INTEREST EARNED ON G N M A GT0 REMIC 2.000% 5/20/40 $1 PV ON 61.2500 SHARES DUE 4/20/2022 50.00167/P4 ON 36,751.85 PV DUE 4/20/22 - - 61:35 - - RCTC 2021 C SEC LIEN BDS RES ACCT 04/20/2022 04/20/2022 04/20/2022 38378AU90 PAID DOWN PAR VALUE OF G N M A GTD REMIC 3.000°% 10/20/26 (3,375.05) - - 3,375.05 (3,428.28) - (53.23) 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 04/20/2022 383780U80 INTEREST EARNED ON 0 N M A GTD REMIC 3.000%10/20/26 $1 PV ON 86.2300 SHARES DUE 4/20/202230.00250/M/ ON 34,492.73 PV DUE 4/20/22 -- - - 85.23 238302001 RCTC 2021 C SEC UEN BDS RES ACCT 04/20/2022 04/20/2022 04/20/2022383788888 PAID DOWN PAR VALUE OF 0 N M A GTD REMIC 2.000% 7/20/42 (2,303.37) - - 2303.37 (2269.54) - 33.83 238302001. ROTC 2021 C SEC UEN BIM RES ACCT 04/20/2022' 383788888 INTEREST EARNED ON 0 N M A GTD REMIC 2000% 7/20/42 $1 PV ON 177.0000 SHARES DUE 4/20/2022 $0.00167/P4 ON 106,233.30 PV DUE 4/20/22 - - - 177.06 - - -. 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 04/20/2022 04/20/2022 04/20/2022 38378HAU0 PAID DOWN PAR VALUE OF G N M A GTD REMIC 1.500% 8/20/27 (1,560.38) - - 1,560.38 (1,581.37) - (20.99) 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 04/20/2022 38378HAU0 INTEREST EARNED ON G N M A GTD REMIC 1.500% 8/20/27 31 P4 ON 57.3500 SHARES DUE 4/20/2022 30.00125/P4 ON 45,885.49 P4 DUE 4/20/22 - - •- 57.35 - - - 238302001 8020 2021 C SEC UEN BDS RES ACCT 04/20/2022 383784207 INTEREST EARNED ON 5 5 M A GTO REMIC 1.500%12/20/40 $1 PV ON 19.4300 SHARES DUE 4/20/2022 30.00125/P4 ON 15,547.09 84 DUE - - - 19.43 - - - 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 1238302001 RCTC 2021 C SEC LIEN 805 RES ACCT 04/20/2022 04/20/2022 04/20/2022 04/20/2022 04/20/2022 38378JZD7 04/20/2022 38378TAF7 4/20/22 PAID DOWN PAR VALUE OF G N M A GTO REMIC 1.500% 12/20/40 PAID DOWN PAR VALUE OF G N MA GTD REMIC 2.500% 7/20/41 (799.37) (1,319.44) 1,319.44 (1,320.94) 1012 (1.50) 72 Page 30 of 109 Source Account RIVERSIDE COUNTY TRANSPORTATION COMMISSION 91 CIP STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 Account Transaction Date Trade Date Settlement Date CUSIP Description Units Pric Miscellaneous Fees Net Cash Federal Tax Cost Short Term Long Term Amount Amount Gain/Loss Amount Gain/Loss Amount 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 04/20/2022 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 39378TAF7. 04/20/2022 04/19/2022 04/20/2022 912820094 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 04/20/2022 INTEREST EARNED ON G N M A GT0 REMIC 2.500% 7/20/41 $1 PV ON 111.9100 SHARES DUE 4/20/2022 $0.00208/PV ON 53,718.31 PV DUE 4/20/22 PURCHASED PAR VALUE OF U S TREASURY NT 0.250%6/15/24/CITADEL 200000.00 SECURITIES LLC/200,000 PAR VALUE AT 95.070315 % 0.95 04/20/2022 912825504 PAID ACCRUED INTEREST ON PURCHASE OF U S TREASURY NT 0.250% 6/15/24 PAID DOWN PAR VALUE OF VERIZON OWNER TRUST 2.930% 9/20/23 (9,963.94) 111.91 (190,140 63) 190,140.63 (173 08) 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 04/20/2022 04/20/2022 04/20/2022 923471442 9,963.94 (10019.99) (56.05) 238302001 RCTC 2021 C SEC LIEN 8DS RES ACCT 04/20/2022 923477052. INTEREST EARNED ON VERIZON OWNER TRUST 2.930% 9/20/23 $1 PV ON 66.1000 SHARES DUE 4/20/2022 $0.00244/PV ON 27,070.46 PV DUE 4/20/22 66.10 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 04/20/2022 923470608 INTEREST EARNED ON VERIZON OWNER TRUST 3.020% 9/20/23 $1 PV ON 88.0800 SHARES DUE 4/20/2022 $0.00252/PV ON 35,000.00 PV DUE 4/20/22 88.08 238302001 RCTC 2021 C SEC UEN BDS RES ACCT 04/22/2022 O4/'. 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 04/25/2022 238302001 RCTC 2021 C SEC LIEN 805 RES ACCT 04/25/2022 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 022 04/22/2022 31846.9203 SOLD UNITS OF FIRST AM GOVT 013 FD CL Y (21.246.50) 1.00. - 21,246.60 (21,246.60) CASH RECEIPT TRANSFER FROM INCOME CASH DISBURSEMENT TRANSFER TO PRINCIPAL 1 FULL CALL PAR VALUE OF BANK OF AMERICA 1.27285% 4/24/23 /CALLS/ (145,000.00) 1.00 869.35 04/25/2022 04/24/2022 04/24/2022 0605106J2 (869.35) 145,000 00 (145,460.38) (460.38) 233302001 RCTC 2021 C SEC LIEN BM RES ACCT 04/25/2022 04/25/2022 12597PAC2 PAID ACCRUED INTEREST ON PURCHASE OF CNH EQUIPMENT TRUST 1.160% 6/16/25 04/25/2022 04/21/2022 04/25/2022 12597PAC2 (9.47) 238302001 RCTC 2021 C SEC LIEN EDS RES ACCT PURCHASED PAR VALUE OF CNH EQUIPMENT TRUST 1.160% 6/16/25 29,404.96. 0.99 /STONEX FINANCIAL INC160 RATES/29,404.96 PAR VALUE AT 98.84373719 (29,064.96) 29,064.96 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 04/25/2022' 313658509 INTEREST EARNED 09 FNMA STD REMIC 1.500% 9/25/27 01 PV ON 420400 SHARES DUE 4/25/2022 $0.00125/PV ON 33,628.73 PV DUE 4/25/22 04/25/2022 04/25/2022 04/25/2022 3136A8SX9 04/25/2022 04/25/2022. 04/25/2022 3136ABNZ2 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN 805 RES ACCT 238302001 NC if., 2021 C SEC LIEN 805 RES ACCT 04/25/2022 3136ABNZ2 42.44 PAID DOWN PAR VALUE OF FNMA GTD REMIC 1.500°9 9/25/27 (1,000.62) PAID DOWN PAR VALUE OF FNMA GTO REMIC 2,000% 11/25/42 (970.41), INTEREST EARNED ON FNMAGI REMIU 2.800%11/25/42 S1 PV ON 65.1600 SHARES DUE 4/25/2022 $0.00167/PV ON 39,098.78 PV DUE 4/25/22 INTEREST EARNED ON F 9 M A GTD REMIC 1.500% 4/25/23 01 PV ON 19.1600 SHARES DUE 4/25/2022 $0.00125/PV ON 15.329.30 PV DUE 4/25/22 PAID DOWN PAR VALUE OF FNMA 0TD REMIC 1.500% 4/25/23 PAID DOWN PAR VALUE OF FNMA GTD REMIC 1.750% 7/25/28 (1,491.55) 1,000.62 (1,015.61) - (14.99) 74.41 (987.15) - (16.74) 65.16 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 04/25/2022 3136ADFF1 238302001 RCTC 2021 C SEC LIEN 805 RES ACCT 318302001,' RCTC 2021 C SEC LIEN 800 RES ACCT 238302001 RCTC 2021 C SEC LIEN 805 RES ACCT 04/25/2022 04/25/2022 04/25/2022 3136ADFF1 04/25/2022 04/25/2022. 04/25/2022.31365E084. 04/25/2022 31364E/84 INTEREST EARNED ON FNMA 0T0 REMIC 1.750% 7/25/28 $1 PV ON 56.9500 SHARES DUE 4/25/2022 )000146/00 ON 39,054.18 PV DUE 4/25/22 19.16. (2,279.69) - - 2,279.69 (2,246.92) - 32.77 1,491.55 (1,516.12) - (24.67) 5695 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 04/25/2022 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC UEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 3136AHAE0 04/25/2022 04/25/2022 04/25/2022 3136AHAEO 04/25/2022 04/25/2022. 04/25/2022 3136502149 04/25/2022 313640ZK9 INTEREST EARNED ON FNMA GTD REMIC 2.000% 11/25/31 $1 PV ON 107.5700 SHARES DUE 4/25/2022 $0.00167/PV ON 64,543.18 PV DUE 4/25/22 INTEREST EARNED 09 FNMA GTD REMIC 2.623% 4/25/23 51 PV ON 35.5600 SHARES DUE 4/25/2022 $0.00217/PV ON 16,395.25 PV DUE 4/25/22.._-. 0000_ OF FNMA N REMIC 2.623% . PAID DOWN PAR VALUE OFFNMAGTD REMIC 2.623%4/25/23 PAID DOWN PAR VALUE OF FN M A GTD REMIC. 2.000% 11/25/31 (1,728.16) (863.12) 35. 863.12 (866.39) 1,728:16 :(1,774.97) 107.57 (3.27) 6.81) 238302001 RCTC 2021 C SEC LIEN BM RES ACCT 04/25/2022 313781555 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 04/25/2022 04/25/2022 04/25/2022 04/25/2022 31370316W4 3137835W4 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 04/25/2022 3137BLAC2 238302001 RCTC 2021 C SEC UEN 805 RES ACCT 04/25/2022 31378P402 INTEREST EARNED 09 F H L M C MLTCL MTG 2.637% 1/25/23 $1 PV ON 76.9100 SHARES DUE4/25/2022 (0.00220/00ON 35,000.00 PV DUE 4/25/22 PAID DOWN PAR VALUE OF F H L MC MLTCL MTG 2778% 9/25/22 INTEREST EARNED ON EH L MC MLTCL MTG 2.778% 5/25/2251 PV ON 18.9500 SHARES DUE 4/25/2022 $0.00232/PV ON 8,187.88 PV DUE 4/25/22 INTEREST EARNED ON FH L MC MLTCL MT 3.284% 6/25/2501 PV ON 150000.0000 SHARES DUE 4/25/2022 INTEREST EARNED ON F H L M C MLTCL MTG 2.849% 3/25/26 $1 PV ON 474.8300 SHARES DUE 4/25/2022 $0.00237/PV ON 200,001100 PV DUE 4/25/22 76.91 (1,411.09) 1,411.09 (1,587.35) (176.26) 18.95 410.50 474:83 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 04/25/2022 3137F4006 INTEREST EARNED ON F H L M C MLTCL MT 0.52896% 9/25/24 01 PV ON 461.7600 SHARES DUE 4/25/2022 sa00243/PV ON 189,765.41 PV DUE 4/25/22 04/25/2022 04/20/2022 04/20/2022 3137F4CY6. 04/25/2022 3137FBA82 INTEREST EARNED ON F H L M C MLTCL MT 2.77704% 8/25/27 $1 PV ON 329.1200 SHARES DUE 4/25/2022 $0.00253/PV ON 130,000.00 PV DUE 4/25/22 04/25/2022 3137FOAJ5 INTEREST EARNED ON F H L MC MLTCL MT 3.281% 8/25/27$1 PV ON 461.76 238302001 RCTC 2021 C SEC UEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN 805 RES ACCT PAID DOWN PAR VALUE OF F H L M C MLTCL MT O.52896%9/25/24 (73.56) 73:56 (75.50) - (1.94) 329.12 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 200000 0000 SHARES DUE 4/25/2022 546:83 238302001 RCTC 2021 C SEC LIEN 805 RES ACCT 04/25/2022 3137F11066 INTEREST EARNED ON EH [11 C MLTCL MT 2.283% 5/25/26 $1 PV ON 27.4400 SHARES DUE 4/25/2022 $0.00190/PV ON 14,42502 PV DUE 4/25/22 04/25/2022 04/25/2022 04/25/2022 04/25/2022 04/25/2022 3137E9402 INTEREST EARNED ON F H L M C MLTCL MT 2.87496% 11/25/28 $1 PV ON 314 9800 SHARES DUE 4/25/2022 $0.00219/PV ON 143,662.10 PV DUE 4/25/22 04/25/2022 3137FPJF3 INTEREST EARNED ON F H L M C MLTCL MT 2.258% 6/25/29 $1 PV ON 357.2800 SHARES DUE 4/25/2022 $0,00188/PV ON 189,876.63 PV DUE 4/25/22 2744 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 04/25/2022 3137FMD66 PAID DOWN PAR VALUE OF F H L MC MLTCL MT 2.283%5/25/26 04/25/2022313]FNAD2 PAID DOWN PAR VALUE MT OF MT 2.87496%11/25/288 (6,413.56) - 6,413.56. :(8.723.32) (2,309.76) (190.53) - - 190.53 (193.73) - (3.20) 314.98 238302001 RCTC 2021 C SEC LIEN 600 RES ACCT 357.28 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 04/25/2022 04/25/2022 04/25/2022 3137FPJF3 PAID DOWN PAR VALUE OF F H L M C MLTCL MT 2.258% 6/25/29 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 04/25/2022 04/25/2022 04/25/2022 3137FPJP1 PAID DOWN PAR VALUE OF F H L MC MLTCL MT 2.21604% 7/25/29 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 04/25/2022 3137FPJP1 INTEREST EARNED ON F H L M C MLTCL MT 2.21604% 7/25/29 01 PV ON 171.9500 SHARES DUE 4/25/2022 $0.00186/PV ON 92,529.14 PV DUE 4/25/22 (420.37) - 420.37 (422:90) - (2.53) (546.15) - - 546.15 (572.95) (25.80) 171,95 73 Page 31 of 109 RIVERSIDE RCTC COUNTY TRANSPORTATION COMMISSION Source lccmmt Account 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT Transaction Date 04/25/2022 Trade Date 91 CIP STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 Settlement Date CUSIP Description Units Fria, - Miscellaneous Fees Net Cash Amount Federal Tax Cost Amount Short Term Gain/Loss Amount - Long Term Gain/Loss Amount 3137E5357 INTEREST EARNED ON F H L M C MLTCL MT 2.511960 7/25/29 $1 PV ON 547.4300 SHARES DUE 4/25/2022 30.00183/P4 ON 190,374.12 PV DUE - - 347 43 - RCTC 2021 C SEC LIEN BDS RES ACCT 04/25/2022 04/25/2022 04/25/2022 04/25/2022 3137F3357 04/25/2022 3137FWHV9 4/25/22 - - - 477.28 1,010.66 (478 51) (1,005 61) - - - (1 23) 5.05 238302001 238302001 PAID DOWN PAR VALUE OF 0 H LM C MLTCL MT 2.51196%7/25/29 (477.28). RCTC 2021 C SEC LIEN BDS RES ACCT 04/25/2022 PAID DOWN PAR VALUE OF F H L M C MLTCL 0.826% 9/25/30 (1,01 D66) - 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 04/25/2022 3137FWH59 INTEREST EARNED ON F H L M C MLTCL 0.826% 9/25/3001 PV ON 125 7600 SHARES DUE 4/25/2022 $0.00069/PV ON 182,622.13 PV DUE 4/25/22 - - - 125.76 - 238302001 RCTC 2021 C SEC LIEN 600 RES ACCT 04/25/2022 04/25/2022 04/25/2022 3140JAU97 PAID DOWN PAR VALUE OF 19 M A #BM6007 2.596% 6/01/49 P &I DUE (20.92) - - 20.92 (21.71) - (0.79) 04/25/22 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 04/25/2022 3140JAU97 INTEREST EARNED ON F N M A #5M6007 2.596% 6/01/49 $1 PV ON 53.1000 SHARES DUE 4/25/2022 P & I DUE 04/25/22 - - - 53.10 - - - 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 04/25/2022 04/25/2022 04/25/2022 31418004] PAID DOWN PAR VALUE OF F N M A #MA4074 2.000% 6/01/35 P & I DUE (502.74) - - 502.74 (517.45) - (14.71) 04/25/22 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 04/25/2022 314180547 INTEREST EARNED ON F N M A #MA4074 2.000% 6/01/35 $1 PV ON 49.2900 SHARES DUE 4/25/2022 P & I DUE 04/25/22 - - - 49.29 - - - 238302001 RCTC 2021 C SEC LIEN 803 RES ACCT 04/25/2022 04/25/2022 04/25/2022318464203 PURCHASED UNITS OF FIRST AM GOVT 06 FD CL Y 126,183.39 1.00 - (126,183 39) 126,183.39 - 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 04/25/2022 0025(2022 04/25/2022 31846/203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 13,696.57'. 1.00 - (13,696.57) 13,696.57 -- -. 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 04/26/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL 1 - - - (5,239 01) - - - 238302001 RCTC 2021 C SEC 0EN BDS RES ACCT 04/26/2022 CASH RECEIPT TRANSFER FROM INCOME 1 - - - 5,239.01 - 238302001 RCTC 2021 C SEC LIEN 805 RES ACCT 04/26/2022 04/25/2022 04/26/2022 313269T64 PAID DOWN PAR VALUE OF F H L M C #Z50673 3000% 10/01/32 MARCH FHLMC DUE 4/25/22 (3,208.93) - - 3,208.93 (3,343.91) - (134.98) 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 04/26/2022 313299T64 INTEREST EARNED ON F H L M C #Z58673 3.000% 10/01/32 01 PV ON 241.8400 SHARES DUE 4/25/2022 MARCH FHLMC DUE 4/25/22 - - - 241.84 - - -. 238302001 RCTC 2021 C SEC UEN BDS RES ACCT 04/26/2022 313209093 INTEREST EARNED ON F H L M C #SC0096 3.000% 10/01/40 $1 PV ON 407.3400 SHARES DUE 4/25/2022 MARCH FHLMC DUE 4/25/22 - - - 407.34 - - - 238302001 RCTC 2021 C SEC UEN BDS RES ACCT 04/26/2022 04/25/2022 04/26/2022 313209093 PAID DOWN PAR VALUE OF F H L M C #SC0096 3000% 10/01/40 MARCH FHLMC DUE 4/25/22 (2,835.96) - 2,835.96 (3,007.16) (171.20) - 238302001 RCTC 2021 C SEC LIEN 805 RES ACCT 04/26/2022 04/19/2022 04/22/2022 3137BLW87 PURCHASED PAR VALUE OF F H L M C MLTCL MTG 2.802% 1/25/25 20,752.04 1.00 - (20,680.70) 20,680.70 - /MSNYUS33 MORGAN STANLEY NV/REVS/REPOST CTAS ADJ 4/25/22 238302001. RCTC 2021 C SEC LIEN BDS RES ACCT 04/26/2022 00/22/202231378LW87 PAID ACCRUED INTEREST ON PURCHASE OF F H LM C MLTCL MTG 2.802% 1[2.5/25 - (33.92) - . -. 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 04/26/2022 04/25/2022 04/26/2022 3138LFGP] PAID DOWN PAR VALUE OF F N M A #AN2905 2.550% 10/01/28 MARCH FNMA DUE 4/25/22 (71,40) - - 71.40 (73.36) - (1.96) 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 04/26/2022 3138LFGP7 INTEREST EARNED ON F N M A #AN2905 2.550%10/01/28 $1 PV ON 107.0800 SHARES DUE 4/25/2022 MARCH FNMA DUE 4/25/22 - - - 107.08' - - 238302001 RCTC 2021 C SEC UEN BDS RES ACCT 04/26/2022 04/25/2022 3140,16F06 INTEREST EARNED ON F N M A #BM1978 3.000% 10/01/32$1 PV ON 186.5000 SHARES DUE 4/25/2022 MARCH FNMA DUE 4/25/22 - - - 186.50 - - 258302001 RCTC 20210 SEC LIEN. BDS RES ACCT 04/26/2022 04/26/20223140J6FU6r PAID DOWN PAR VALUE OFF N M A 8001978 3.000%10/01/32 MARCH FNMA DUE 4/25/22 (1,628.73) - - 1,628.73 (1,718.5]) -- (89.84) 238302001 RCTC 2021 C SEC LIEN EMS RES ACCT 04/26/2022 314175513 INTEREST EARNED ON F N M A #MA0293 4.500%1/01/30$1 PV ON 133.5500 SHARES DUE 4/25/2022 MARCH FNMA DUE 4/25/22 - - - 133.55 - - - 238302001 ROTC '402105EC LIEN BDS RES ACCT 04/26/2022 04/25/2022 04/26/2022 3141768F3 PAID DOWN PAR VALUE OF F N M A (MA0293 4.500% 1/01/30 MARCH FNMA DUE 4/25/22 (838.82) - - 838.82 (891.09) - (52.27) 238302001 RCTC 2021 C SEC LIEN BOS RES ACCT 04/26/2022 314180603 INTEREST EARNED ON F 9 M A #MA4226 2 000% 12/01/30 $1 PV ON - - - 244.91 - - - 244.9100 SHARES DUE 4/25/2022 MARCH FNMA DUE 4/25/22 238302001 238302001 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT RCTC 2021 C SEC LIEN 000 RES ACCT 04/26/2022 04/25/2022 04/26/2022 3141801(03 PAID DOWN PAR VALUE OF F N M A #MA4226 2.000% 12/01/30 MARCH FNMA DUE 4/25/22 (3,041.97) - - 3,041.97 (3,157.63) - (115.66) 04/26/2022 04/25/2022 04/26/2022 314180X00 PAID DOWN PAR VALUE OF F N M A #MA4279 2.000% 3/01/36 MARCH FNMA DUE 4/25/22 (2,200.24) - - 2,20024 (2.273.56) - (73.32) RCTC 2021 C SEC LIEN BDS RES ACCT 04/26/2022 314180/010 INTEREST EARNED ON F N M A #MA4279 2.000% 3/01/3631 PV ON 277.4200 SHARES DUE 4/25/2022 MARCH FNMA DUE 4/25/22 - - - 277.42 - - - 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 04/26/2022 04/26/2022 04/26/2022318464203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 665.46 1.00 - (66546) 665.46 - - 238302001 RCTC 2021 C SEC DEN EIDS RES ACCT 04/26/2022 04/26/2022 04/26/2022 318466203. PURCHASED UNITS OF FIRST AM GOVT 0B FD CL 6 15,424.59; 1.00 - (15,424.69) 15,424.69 - - 238302001 238302001 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT _ RCTC 2021 C SEC LIEN BDS RES ACCT RCTC 2021 C SEC LIEN BDS RES ACCT 04/26/2022 780156764 INTEREST EARNED ON ROYAL BK OF MTN 0.59325% 10/26/23$1 PV ON 90000.0000 SHARES DUE 4/26/2022_ - - - 133.48 - - - - 04/27/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL 1 - - - (134.35) - - 04/27/2022 CASH RECEIPT TRANSFER FROM INCOME 1 - - - 134,35 - - - 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 04/27/2022 06051GGJ2 INTEREST EARNED ON BANK OF AMERICA 1.27285% 4/24/23 )1 PV ON 145000.0000 SHARES DUE 4/24/2022 - - - 456.34 - -- - 238302001 RCTC 2021 C SEC LIEN 800 RES ACCT 04/27/2022 04/27/2022 04/27/2022318464203 SOLD UNITS OF FIRST AM GOVT 013 FD CL V (5.07) 1.00 - 5.07 (5.07) - 238302001 RCTC 2021 C SEC LIEN 805 RES ACCT 04/28/2022 04/21/2022 04/28/202214317HAB7 PURCHASED PAR VALUE OF CARMAX AUTO OWNER 2.810% 5/15/25 /MTGSUS6SFIC BOFASECS NEW YORK/15,000 PAR VALUE AT 99.99233333 15,00➢.00', 1.0➢ - (14,998.85) 14,998.85 - 238302001 238302001 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 04/28/2022 04/28/2022 04/28/2022318464203 SOLD UNITS OF FIRST AM GOVT OB FD CL 7 (14,998.85) 1.00 - 14,998.85 (14,998.85) - - RCTC 2021 C SEC LIEN BDS RES ACCT 04/28/2022 04/28/2022 04/28/2022 318461(203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL 8001.06 1.00 - (801.06) 801.06 - RCTC 2021 C SEC LIEN BDS RES ACCT 04/28/2022 04/04/2022 38381 AZ58 PAID ACCRUED INTEREST ON PURCHASE OF G N M A GTD REMIC 3.000% 11/20/45 - - - (2.90) - - 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 04/28/2022 03/30/2022 04/04/2022. 38381AZ58 PURCHASED PAR VALUE OF 0 N M A GTD REMIC 3.000% 11/20/45 /STEPHENS. INC./11.607.78 PAR VALUE AT 100.56246759'.% 11.,607.78 1.01 - (11,673.07) 11,673.07 - - 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 04/29/2022 04/27/2022 04/29/2022 0258230L7 PURCHASED PAR VALUE OF AMERICAN EXPRESS 2350% 5/15/25 /TORONTO DOMINION SECURITIES (6/100,000 PAR VALUE AT 100.31641 % 100,000.00 1.00 - (100,316.41) 100,316.41 - - 238302001 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 04/29/2022 04/29/2022 02582.114L7 PAID ACCRUED INTEREST ON PURCHASE OF AMERICAN EXPRESS 2.350%. 5/15/25 - - - (91.39) RCTC 2021 C SEC LIEN BDS RES ACCT 04/29/2022 04/29/2022 04/29/2022318464203 SOLD UNITS OF FIRST AM GOVT OB FD CL (100,407.80) 1.00 - 100,40780 (100,407.80) - 238302001 RCTC 2021 CSEC LIEN BDS RES ACCT 05/02/2022 318461(203 INTEREST EARNED ON FIRST AM GOVT OB FD CL V UNIT ON 0.0000 SHARES DUE 4/30/2022 INTEREST FROM 4/1/22 504/30/22 - - - 028 - 238302001 RCTC 2021 C SEC LIEN 805 RES ACCT 05/03/2022 05/03/2022 05/03/2022318464203 SOLD UNITS OF FIRST AM GOVT OB 00 CL V (21,788.52) 1.00 - 21,788.52 (21,788.52) - - 238302001 RCTC 2021 C SEC UEN BDS RES ACCT 05/05/2022 05/05/2022. 05/05/2022 318464203. SOLD ORS OF FIRST AM GOVT 013 0O CLY (UV I 1.00 - 0.03 (0.03) - - Page 32 of 109 RIVERSIDE COUNTY TRANSPORTATION COMMISSION 91 CIP STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 Source Account Account 0s Transaction Date Truck Date Settlement Date CUS IP Description Units Price i01 iscellanenus Fee. Net Cash A mount Federal Tax Cost Am mt 0 Short Term Gain /I. oss Amount Long Term Gain/Loss Amount 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 05/09/2022 05/09/2022 05/09/2022318465203 SOLD UNITS OF FIRST AM G0010850 CLY (21,73265) 1.00 - 21,732.65 (21,732.65) - - 238302001 238302001 238302001 238302001 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 05/10/2022 05/10/2022 05/10/2022 146871(004 PAID DOWN PAR VALUE OF CARVANA AUTO REC 0.3264% 1/10/23 CM0 FINAL PAY00WN (1,284.61) - - 1,284.61 (1,284.56) 0.45 - RCTC 2021 C SEC LIEN BDS RES ACCT 05/10/2022 14687KAA4 INTEREST EARNED ON CARVANA AUTO REC 03264% 1/10/23$1 PV ON 1284.6100 SHARES DUE 5/10/2022 - - - 0.32 - - RCTC 2021 C SEC LIEN B05 RES ACCT 05/10/2022 05/10/2022 05/10/2022318465203 PURCHASED UNITS OF FIRST AM GOVT OB FO.CLY 23,017,58 1.00 - (23,017.58) 23017.58 - - RCTC 2021 C SEC LIEN BDS RES ACCT 05/12/2022 05/03/2022 3140.155T2 PAID ACCRUED INTEREST ON PURCHASE OF F N M A 8BM1757 2.426% 4/01/23 - - - (2.93) - - - RCTC 2021 C SEC LIEN BDS RES ACCT 05/12/2022 04/28/2022. 05/03/2022 3140J55T2 PURCHASED PAR VALUE OF F N M A #BM1757 2.426% 4/01/23 /TRUIST SECURITIES.INC./21,736.51 PAR VALUE AT 99.968762236 21,736.51 1.00 - (21,729.72) 21,729.72 -. - 238302001 RCTC 2021 C SEC LIEN BUS RES ACCT 05/12/2022 05/12/2022. 05/12/2022.318465203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL 0 56.18 1.00 - (56.18) 56.18 - - 238302001 RCTC 2021 C SEC LIEN BUS RES ACCT 05/16/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL 1 - - - (3,149.86) - - - 238302001 238302001 RCTC 2021 C SEC LIEN BUS RES ACCT 05/16/2022 CASH RECEIPT TRANSFER FROM INCOME 1 - - - 3,149.86 - - - RCTC 2021 C SEC LIEN BUS RES ACCT 05/16/2022 02582JHL7 INTEREST EARNED ON AMERICAN EXPRESS 2.350% 5/15/25$1 PV ON 195 8300 SHARES DUE 5/15/2022 $0.00196/PV ON 100,000.00 PV DUE 5/15/22 - - -- 195.83 238302001 238302001 RCTC 2021 C SEC LIEN 505 RES ACCT 05/16/2022 025827400 INTEREST EARNED ON AMERICAN EXPRESS 1.19471910/15/25$1 PV ON 75.2700 SHARES DUE 5/15/2022 $0.00075/PV ON 100,000 00 PV DUE 5/15/22 INTEREST EARNED ON BANK OF AMERICA 1.740% 1/15/25 $1 PV ON 50.7500 SHARES DUE 5/15/2022 $0.00145/PV ON 35,000.00 PV DUE 5/15/22 - - - 75.27 - - - RCTC 2021 C SEC LIEN 8DS RES ACCT 05/16/2022 0552200/31 - - - 50.75 - - 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 05/16/2022 05/15/2022 05/16/202212596J807 PAID DOWN PAR VALUE OF CNH EQUIPMENT TRUST 3..010%.4/15/24 (1,365.64) - - 1,365.64 (1,374.92) (9.28) - 238302001 RCTC 2021 C SEC LIEN 805 RES ACCT 05/16/2022 12596JAC7 INTEREST EARNED ON CNH EQUIPMENT TRUST 3.010% 4/15/2451 PV ON 25.8100 SHARES DUE 5/15/2022 $0.00251/PV ON 10,290.41 PV DUE 5/15/22 - - - 25.81 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 05/16/2022 12507PAC2 INTEREST EARNED ON CNH EQUIPMENT TRUST 1.160%6/16/2501 PV ON 28.4200 SHARES DUE 5/15/2022 $0.00097/PV ON 29,404.96 PV DUE 5/15/22 - - - 28.42 - - - 238302001 RCTC 2021 C SEC UEN BDS RES ACCT 05/16/2022 05/15/2022 05/16/202212507P502 PAID DOWN PAR VALUE OF CNH EQUIPMENT TRUST 1.160% 6/16/25 (1,306.41) - - 1,306.41 (1,291.30) 1'511, -. 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 05/16/2022 14041NFQ9 INTEREST EARNED ON CAPITAL ONE MULTI 2.290% 7/15/25$1 PV ON 76.3300 SHARES DUE 5/15/2022 $0:00191 /PV ON 40,000-00 PV DUE 5/15/22 - - - 76.33 - - - 238302001 RCTC 2021 C SEC LIEN 80S RES ACCT 05/16/2022 14041NF55. INTEREST EARNED ON CAPITAL ONE MULTI 1.22471% 3/16/26$1 PV ON 58.3900 SHARES DUE 5/15/2022 $0.00078/PV ON 75,000.00 PV DUE 5/15/22 - - - 58.39 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 05/16/2022 14041NFU0 INTEREST EARNED ON CAPITAL ONE MULTI 1.720% 8/15/24$1 PV ON 50.1700 SHARES DUE 5/15/2022 $0.00143/PV ON 35,000.00 PV DUE 5/15/22 - - - 50.17 - - 238302001 RCTC 2021 C 0 LIEN 8DS RES ACCT 05/16/2022 05/1572022 05/161202254042WAC4 PAID DOWN PAR VALUE OF CAPITAL ONE PRIME 2.510%11/15/23 (192580). - - 1,926.80 (1,941.27) (14.47) - 238302001 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 05/16/2022 14042W804 INTEREST EARNED ON CAPITAL ONE PRIME 2510%11/15/23 $1 PV ON 16.2700 SHARES DUE 5/15/2022 $0.00209/P5 ON 7,776.22 PV DUE .5/15/22 INTEREST EARNED ON CARMAX AUTO OWN 0.520% 2/17/26 $1 PO PV ON 21.6700 SHARES DUE 5/15/2022 $0.00043/PV ON 50,000.00 PV DUE 5/15/22 - - - 16.27 - - - RCTC 2021 C SEC LIEN BDS RES ACCT 05/16/2022 143140008 - - - 21.67 - - - 238302001 238302001 RCTC 2021 C SEC UENBDS RES ACCT 05/16/2022 14315P007 INTEREST EARNED ON CARMAX AUTO OWNER 2.180% 8/15/24$1 PV ON 122.6200 SHARES DUE 5/15/2022 $0.00182/PV ON 67,498.46 PV DUE 5/15/22 - - - 122.62 - - - RCTC 2021 C SEC LIEN BDS RES ACCT 05/16/2022 05/15/2022' 05/16/202214315PAD7 PAID DOWN PAR VALUE OF CARMAX AUTO OWNER 2.180% B/15/24 (6,629.45)' - - 6,629.45 (5,665.96) (36.51)' - 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 05/16/2022 143161.007 INTEREST EARNED ON CARMAX AUTO OWNER 2.680% 3/15/24$1 PV ON 88.8500 SHARES DUE 5/15/2022 $0.00223/50 ON 39,782.64 PV DUE 5/15/22 - - - 88.85 - - - 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 05/16/2022 OS/15/2022. 05/16/2022 14316LAC7 PAID GOWN PAR VALUE OF CARMAX AUTO OWNER 2.680% 3/15/24 (6,119.69) - - 6;119.69 .(6189.73) (70,04) - 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 05/16/2022 143168003 INTEREST EARNED ON CARMAX AUTO OWNER 0.340% 12/15/25$1 PV ON 22.6600 SHARES DUE 5/15/2022 $0.00028/PS ON 80,000.00 PV DUE 5/15/22 - - - 22.66 - - - 238302001' RCTC 2021 C SEC LIEN BDS RES ACCT 05/16/2022 143170000 INTEREST EARNED ON CARMAX AUTO OWNER 0.31282% 2/15/23$1 PV ON 8.1800 SHARES DUE 5/16/2022 $0.00027/PV ON 30,351.61 PV DUE 5/16/22 - - - 8:18 - - - 238302001 238302001 RCTC 2021 C SEC LIEN EMS RES ACCT 05/16/2022 05/16/2022 05/16/2022143170%00 PAID DOWN PAR VALUE OF CARMAX AUTO OWNER 0.31282% 2/15/23 INTEREST EARNED ON CARMAX AUTO OWNER 2.810% 5/15/25$1 PO ON 19.9000 SHARES DUE 5/15/2022 $0.00133/PV ON 15,000.00 PV DUE 5/15/22 (13,857.48) - - - 13,557.48 (13,85/.48) - - RCTC 2021 C SEC LIEN BDS RES ACCT 05/1672022 143174087 - - 19.90 -. 238302001 RCTC 2021 C SEC 0EN BDS RES ACCT 05/16/2022 2546830E3 INTEREST EARNED ON DISCOVER CARD 1.20471% 8/15/25 $1 PV ON 57.1000 SHARES DUE 5/15/2022 $0.00076/P5 ON 75,000.00 PV DUE 5/15/22 - - - 57.10 - - - 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 05/16/2022 05/15/2022 05/16/2022 31307NP40 PAID DOWN PAR VALUE OF 5 H L M 0 GD J32243 3 000% 7/01/30 APRIL FHLMC DUE 5/15/22 (5,355.59) - - 5,355.59 (5,683.56) - (327.97) 238302001 RCTC 2021 C SEC LIEN 805 RES ACCT 05/16/2022 31307NP40. INTEREST EARNED ON F H L M C GO J32243 3.000% 7/01/30 $1 PV ON 401.3200 SHARES DUE 5/15/2022 APRIL FHLMC DUE 5/15/22 - - - 401.32 - - - 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 05/16/2022 05/15/2022 05/16/2022 3137000E1 PAID DOWN PAR VALUE OF F H LM C MLTCL MTG 1.500% 5/15/27 (2,143.88) - - 2,143.88 '(2,174.58) - (30.70) 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 05/16/2022 3137AQQE1 INTEREST EARNED ON F H L M C MLTCL MTG 1.500°6 5/15/27 01 PV ON 90.2400 SHARES DUE 5/15/2022 $0.00125/PV ON 72.196.92 PV DUE 5/15/22 - - - 9024 - - - 238302001 RCTC 2021 0 SEC LIEN BDS RES ACCT 05/16/2022 05/15/2022 05/16/2022 3137AYSH5 PAID GOWN PAR VALUE OF F 4 L M C MLTCL MTG 1750%12/15/42 (3,069:52) - - 3;069.52 (3,13295) (43:93) (19.50) 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 05/16/2022 313780S45 INTEREST EARNED ON F H L M C MLTCL MTG 1 7506 12/15/42 $1 PV ON 183 8700 SHARES DUE 5/15/2022 $0.00146/70 ON 126,077.54 PV DUE 5/15/22 - - - 183.87 - - - 238302001 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT RCTC 2021 C SEC LIEN BDS RES ACCT 05/16/2022 05/15/2022 05/16/2022 313785060 INTEREST EARNED ON FHLMC MLTCL MTG 2.500% 10/15/28 61 PV ON 13.7900 SHARES DUE 5/15/2022 $0.00208/PV ON 6,619.19 PV DUE 5/15/22 05/16/2022 313785060 PAID DOWN PAR VALUE OF FHLMC MLTCL MTG 2.500% 10/15/28. (207.24) 207,24 13.79 (208.37) (1.13) 05/16/2022 05/15/2022, 238302001 RCTC 2021 C SEC LIEN 805 RES ACCT 05/16/2022313786055 PAID DOWN PAR VALUE OF FHLM C MLTCL hg5000%11/15/26 (3,12270) 3,12!2.70', :(3,090.25) 32.45 Page 33 of 109 Source Account RIVERSIDE COUNTY TRANSPORTATION COMMISSION 91 CIP STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 Account Transaction Date Trade Date Settlement Date CUSIP Description Units Pric Miscellaneous Fees Net Cash Federal Tax Cost Short Term Long Term Amount Amount ( :a in/I. ass ,x mount Gain/Loss Amount 238302001 89.2200 SHARES DUE 5/15/2022 $0.00167/PV ON 53,531.83 PV DUE 238302001 5/15/2 INTEREST EARNED ON F H L M C MLTCL MTG 2.500% 12/15/27$1 PV ON 145.9100 SHARES DUE 5/15/2022 $0.00208/PV ON 70,035.41 PV DUE 5/15/22 - RCTC 2021 C SEC LIEN BDS RES ACCT 05/16/2022 3137B9RN7 -. - - 145.91 - - 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 05/16/2022 05/15/2022 05/16/20223137996117 PAID DOWN PAR VALUE OF F H LM 0 MLTCL MTG 2.500%12/15/27 (2890.74). - - 2890.74 (2,938.37) (29.36) (18.27) 238302001 238302001 238302001 238302001 RCTC 2021 C SEC UEN BDS RES ACCT 05/16/2022 313754878 INTEREST EARNED ON F H L M C MLTCL MTG 4.000% 7/15/45 $1 PV ON 7.5800 SHARES DUE 5/15/2022 50.00333/RV ON 2273.58 PV DUE 5/15/22 - - 7.58 - RCTC 2021 C SEC LIEN BDS RES ACCT 05/16/2022 05/15/2022 05/16/2022 3137F4078 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 4.0005 7/15/45 (2,273.58) - - 2.273.58 (2,277.13) (3.55) RCTC 2021 C SEC LIEN BDS RES ACCT 05/16/2022 05/16/2022 05/16/2022 318468203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL 6 28,325.67. 1.00 - (28,325.67) 28,325.67 RCTC 2021 C SEC LIEN BDS RES ACCT 05/16/2022 05/16/2022 05/16/2022 318465203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 101,975.30 1.00 - (101,975.30) - 5.76 - 101,975.30 - 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 05/16/2022 345286006 INTEREST EARNED ON FORD CR AUTO OWN 0.23886% 2/15/2351 PV ON 5.7600 SHARES DUE 5/15/2022 $0.00021/PV ON 27,982.14 PV DUE 5/15/22 - - 238302001 RCTC 2021 C SEC LIEN B05 RES ACCT 05/16/2022 05/15/2022 05/16/2022345286006 PAID DOWN PAR VALUE OF FORD CR AUTO OWN 0.23886%2/15/23 (14,332.66) - - 14,332.66 (14,332.66) - - 236302001. RCTC 2021 C SEC LIEN BDS RES ACCT 05/16/2022' 345289853 INTEREST EARNED ON FORD CREDIT 1.47471%'9/15/24$1 PV ON 99.3800 SHARES DUE 5/15/2022 30.00099/P5 ON 100,000.00 PV DUE 5/15/22 - - - 99.38 - - 238302001 RCTC 2021 C SEC LIEN 603 RES ACCT 05/16/2022 34531KAD4 INTEREST EARNED ON FORD CREDIT AUTO 1.870% 3/15/24$1 PV ON 46.6500 SHARES DUE 5/15/2022 50.00156/P5 ON 29,937.97 PV DUE 5/15/22 - - - 46.65 - - 228302001' RCTC 2021 C SEC LIEN BDS RES ACCT 05/16/2022 05/16/2022. 0S/ 16/2022345318404 PAID DOWN PAR VALUE OF FORD CREDR AUTO 1.870% 3/15/24 (3941.55) - - 3,941.55 (3. .95) (23.40). - 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 05/16/2022 345318409 INTEREST EARNED ON FORD CREDIT AUTO LS 0.620% 8/15/23$1 PV ON 3.3800 SHARES DUE 5/15/2022 $0.00052/PV ON 6,533 77 PV DUE 5/15/22 - - - 338 - - 238302001 RCTC 2021 C SEC LIEN 805 RES ACCT 05/16/2022 05/15/2022. 05/16/2022345319009 PAID DOWN PAR VALUE OF FORD CREDIT AUTO LS 0.620%8/15/23 (1,713.15) - - 1,713.15 (1,712.88) 0.27 - 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 05/16/2022 34531RAF4 INTEREST EARNED ON FORD CREDIT AUTO LS 1.000% 11/15/2301 PV ON 70.8300 SHARES DUE 5/15/2022 00.00033/55 ON 85,000.00 PV DUE 5/15/22 - - - 70.83 - - 238302001' RCTC 2021 C SEC LIEN BDS RES ACCT 05/16/2022 36176X521 INTEREST EARNED ON G N M A 4778953 3.000% 3/15/27 $1 PV ON 232.1800 SHARES DUE 5/15/2022 APRIL GNMA DUE 5/15/22 - - - 232.18 - - - 238302001 RCTC 2021 C SEC LIEN 805 RES ACCT 05/16/2022 05/15/2022 05/16/2022 361760E21 PAID DOWN PAR VALUE OF G N M A 4778953 3.000% 3/15/27 APRIL GNMA DUE 5/15/22 (2,396.25) - - 2,396.25 (2,468.54) - (72.29) 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 05/16/2022 361764138 INTEREST EARNED ON G N M A #779250 3.000% 5/15/27 01 PV ON 79.5200 SHARES DUE 5/15/2022 APRIL GNMA DUE 5/15/22 - - - 79.52' - - -. 238302001 RCTC 2021 C SEC LIEN 805 RES ACCT 05/16/2022 05/15/2022 05/16/2022 36176X088 PAID DOWN PAR VALUE OF G N M A 9779250 3.000% 5/15/27 APRIL GNMA DUE 5/15/22 (1,306.60) - - 1,308.60 (1,356.27) - (47.67) 238302001. RCTC 2021 C SEC LIEN BDS RES ACCT 05/16/2022 362975C00 INTEREST EARNED ON G N M A #711168 4.500% 2/15/25 $1 PV ON 133.0600 SHARES DUE 5/15/2022 APRIL GNMA DUE 5/15/22 - - - 133.06 - - - 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 05/16/2022 05/15/2022 05/16/2022 35287GCD0 PAID DOWN PAR VALUE OF G N M A 4711168 4.500% 2/15/25 APRIL GNMA DUE 5/15/22 (1,096.68) - - 1,096.68 (1,112.16) - (15.48) 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 05/16/2022 05/16/2022 05/16/2022380140069 PAID DOWN PAR VALUE OF GM FIN CONS AUTO 0.210% 8/16/24 (7,954.38) - - 7,959.38 (7,935.12) 1626 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 05/16/2022 380140489 INTEREST EARNED ON GM FIN CONS AUTO 0.210% 8/16/24$1 PV ON 11.9200 SHARES DUE 5/16/2022 $0.00018/P5 ON 68,123.79 PV DUE - - - 11.92 - - 5/16/22 338302001. RCTC 2021 C SEC LIEN BDS RES ACCT 05/16/2022 3837652E6 INTEREST EARNED ON 0 N M A GTO REMIC 4.000% 7/16/39 $1 PV ON 162.3100 SHARES DUE 5/16/202200.00333/PV ON 48,692.05 55 DUE 5/16/22 PAID DOWN PAR VALUE OF G N M A GTD REMIC 4.000% 7/16/39 -. - - 162.31 - - -. 238302001 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 05/16/2022 05/16/2022 05/16/2022 3837652E6 (1,804.26) - - 1,804.26 (1,850.26) - (46.00) RCTC 2021 C SEC LIEN BDS RES ACCT 05/16/2022 05/15/2022 05/16/2022 65479HAC1 PAID DOWN PAR VALUE OF NISSAN AUTO 2.500%1l/15/23 (2,940.44) - - - 2,940.44 (2,966.63) (26.19)'. 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 05/16/2022 65479HAC1 INTEREST EARNED ON NISSAN AUTO 2.500% 11/15/23$1 PV ON - - 35.23 - - 35.2300 SHARES DUE 5/15/2022 $0.00208/P5 ON 16,910.88 PV DUE 5/15/22 INTEREST EARNED ON NISSAN AT REC OWNR 0.49597% 3/15/23 81 PV ON 27.5600 SHARES DUE 5/16/2022 $0.00043/55 ON 64,527.59 PV DUE 5/16/22 PAID DOWN PAR VALUE OF NISSAN AT REC OWNR049597%3/15/23 - (17,005 72) (4,892.36) - - - 238302001 238302001 RCTC 2021 C SEC LIEN BIDS RES ACCT RCTC 2021 C SEC LIEN BOS RES ACCT 05/16/2022 654790065 - 27.56 - 17,005.72 - 4,892.36 - - - 05/16/2022 05/16/2022 05/16/2022654790055 (17,005.72) - - 238392001 RCTC 20210 SEC LIEN BDS RES ACCT 05/16/2022 05/16/2022 05/16/2022 8028594E8 PAID DOWN PAR VALUE OF SANTANDER DRIVE 0.960% 11/15/24 CMG FINALPAYDOWN (4,898.28) (5.92) - 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 05/16/2022 8028584E8 INTEREST EARNED ON SANTANDER DRIVE 0.960% 11/15/24$1 PV ON 3.9200 SHARES DUE 5/15/2022 $0.00080/PV ON 4,89236 PV DUE - - - 3.92 - - - 5/15/22 238302001 RCTC 2021 0 SEC LIEN BDS RES ACCT 05/16/2022 912828801 INTEREST EARNED ON U S TREASURY NT 2.125% 5/15/25 51 PV ON 50000.0000 SHARES DUE 5/15/2022 -- _ -. 531.25 - - - 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 05/16/2022 05/15/2022 05/16/2022 96162HAC4 PAID DOWN PAR VALUE OF WORLD OMNI 1.700% 1/15/23 (4,217.50). - - 4,217.50 (4,253.08) (35.58) - 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 05/16/2022 98162HAC4 INTEREST EARNED ON WORLD OMNI 1.700% 1/15/23$1 PV ON 31.6300 SHARES DUE 5/15/2022 00.00142/55 ON 22,326.135 PV DUE 5/15/22 - - 31:63 - - - 238302001 RCTC 2021 C SEC LIEN BM RES ACCT 05/16/2022 981625AD1 INTEREST EARNED ON WORLD OMNI AUTO 2.590% 7/15/24$1 PV ON - - - 21:35 - - - 21.3500 SHARES DUE 5/15/2022 50.00216/55 ON 9,890.32 PV DUE 5/15/22 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/16/2022 05/1.5/2022 05/16/2022 981625401 PAID DOWN PAR VALUE OF WORLD OMNI AUTO 2.590% 7/15/24 (1,688.05). - - 1,688:05 (1,698:86) (10.81)' - 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 05/16/2022 981640448 INTEREST EARNED ON WORLD OMNI AUTO 0.39629% 2/15/23$1 PV ON 13.4300 SHARES DUE 5/15/2022 50.00034/ PV ON 39,369.33 PV DUE 5/15/22 - - - 13.43 - - - - 238302001 238302001 238302001 238302001 238302001 RCTC 2021 C SEC UEN 005 RES ACCT 05/16/2022 05/15/2022 05/15 022 981.640448 PAID DOWN PAR VALUE OF WORLD OMNI AUTO 0.39629% 2/15/23 (11 381.14)'. - - 11,381:14 (11,381.14) - RCTC 2021 C SEC LIEN BDS RES ACCT 05/17/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL 1 - - - (111.06) - - RCTC 2021 C SEC LIEN BDS RES ACCT 05/17/2022 CASH RECEIPT TRANSFER FROM INCOME 1 - - - 111.86. - - RCTC 20210 SEC LIEN BDS RES ACCT 05/18/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL 1 - - - (41.87) - - RCTC 2021 C SEC LIEN 8DS RES ACCT 05/18/2022 CASH RECEIPT TRANSFER FROM INCOME 1 - - - 41.87 - - RCTC 2021 C SEC LIEN BDS RES ACCT 05/16/2022 313786055 INTEREST 84858505583 M C MLTCL MTG 2000% 11/15/2 PV ON 89.22 76 Page 34 of 109 Source Account RIVERSIDE COUNTY TRANSPORTATION COMMISSION 91 CIP STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 Account Transaction Date Trade Date Settlement Date Cl SIP Description Utitts Price Miscellaneous Fees Net Cash Federal Tax Cost Short Term Long Term Amount Amount Gain/Loss Amount Gain/Loss Amount 238302001 /JPMSUS3X JP MORGAN SEC NY/40,000 PAR VALUE AT 100.078125 % - - 1.00 1.00 - 238302001 238302001 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 05/18/2022 05/18/2022 14041 NFUO PAID ACCRUED INTEREST ON PURCHASE OF CAPITAL ONE MULTI 1.720% 8/15/24 - (5.73) - RCTC 2021 C SEC LIEN BDS RES ACCT 05/18/2022 05/18/2022 05/18/2022318460203 SOLD UNITS OF FIRST AM GOVT OB FD CL 0 (47,298 55) - 47,298.56 - (50,08203) (47,298.56) 50,082.03 - RCTC 2021 C SEC 0EN: MS RES ACCT 05/18/2022 05/16/2022 05/18/202243814WAD7 PURCHASED PAR VALUE OF HONDA AUTO 2.900% 6/18/24 /STEPHENS. INC./50.000 PAR VALUE AT 100.16406 % 50,000,00 - 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 05/18/2022 05/18/2022912820004 RECEIVED ACCRUED INTEREST ON SALE OF U 5 TREASURY NT 0.250% 6/15/24 - - - 47.60 - - 238302001 RCTC 202100ECUE5EMS RES ACCT 05/18/2022 05/17/2022 05/18/2022912820054 SOLD PAR VALUE OF U S TREASURY NT 0.250%6/15/24/SBNYUS33 CITGROUP G8L MKTS 55/45,000 PAR VALUE AT 95.05077778 % (45000:00) 0.95 - 42772.85 (42,781.64) (8.79) 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 05/19/2022 05/19/2022 05/19/2022318469203 SOLD UNITS OF FIRST AM GOVT OB FD CL (48,520.49) 1.00 - 48,520.49 (48,520.49) - 238302001 RCTC 2021 0 SEC LIEN BM RES ACCT 05/20/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL 1 - - - (1,658 92) - - - 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 05/20/2022 CASH RECEIPT TRANSFER FROM INCOME 1 - - - 1,658.92 - - 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 05/20/2022 05/18/2022 05/20/2022 14042WAC4 PURCHASED PAR VALUE OF CAPITAL ONE PRIME 2.510% 11/15/23 /HILLTOP SECURITIES INC./7.604.17 PAR VALUE AT 100.0156401 % 7,604.17 1.00 - (7,605.36) 7,605.36 - - 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 05/20/2022 05/20/2022 14042WAC4 PAID ACCRUED INTEREST ON PURCHASE OF CAPITAL ONE PRIME 2.510% 11/15/23 - - - (2.65) - - - 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 05/20/2022 05/20/2022 05/20/2022 310469203; PURCHASED UNITS OF FIRST AM GOVT OB FD CL 17,278.46 1.00 (17,278.46) 17,278.46 - - 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 05/20/2022 05/20/2022 05/20/2022 318465203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL V 12,493.60 1.00 - (12,493 60) 12,493.60 - 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 05/20/2022 05/20/2022 05/20/20223617951032 PAID DOWN PAR VALUE OF G N M A I I #MA0602 3.000% 12/20/27 APRIL GNMA DUE 5/20/22 (1,809.10) - - 1,809,10 (1,872.79) - (63.69) 238302001 RCTC 2021 C SEC LIEN EMS RES ACCT 05/20/2022 36179M032 INTEREST EARNED ON G N M A I I #MA0602 3.000% 12/20/27 01 PV ON 141.9000 SHARES DUE 5/20/2022 APRIL GNMA DUE 5/20/22 - - - 141.90 - - - 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 05/20/2022 36179NAJ7 INTEREST EARNED ON GNMA I I #MA0909 3.000% 4/20/28 01 PV ON 55.6600 SHARES DUE 5/20/2022 APRIL GNMA DUE 5/20/22 - - 5568. - - - 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 05/20/2022 05/20/2022 05/20/2022 36179NAJ7 PAID DOWN PAR VALUE OF G N M A 110MA0909 3.000% 4/20/28 APRIL GNMA DUE 5/20/22 (643.40) - - 643:40 (667.38) - (23.98) 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 05/20/2022 05/20/2022 05/20/2022 361795887 PAID DOWN PAR VALUE OF G N M A II #M811343.000% 7/20/28 APRIL GNMA DUE 5/20/22 (2,127.82) - - 2127.82 (2220.78) - (92:96) 238302001 RCTC 2021 C SECUEN.8D3 RES ACCT 05/20/2022 361795HK7 INTEREST EARNED ON G N M A I I #MA11343.00587/20/2801 PV ON 157.4100 SHARES DUE 5/20/2022 APRIL GNMA DUE 5/20/22 - - - 157.41 - - 238302001 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT RCTC 2021 C SEC LIEN 805 RES ACCT 05/20/2022 05/20/2022 05/20/2022 05/20/2022 361790814 36179RHM4 PAID DOWN PAR VALUE OF GNMA I I #MA2936 3.500% 7/20/30 APRIL GNMA DUE 5/20/22 INTEREST EARNED ON G N M A I I #MA2936 3.500% 7/20/30 $1 PV ON (1,158.74) - - - - 1,188.74 - 175.33 (1,211.57) - - - (5 83) 175.3300SHARES DUE 5/20/2022 APRIL GNMA DUE 5/20/22 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 05/20/2022 05/20/2022. 05/20/2022 361797F83 PAID DOWN PAR VALUE OF G N M A I I #MA4691 3.500% 9/20/32 APRIL GNMA DUE 5/20/22 (1,494.49) - - 1,494.49 .(1,570.56) - (76.07) 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 05/20/2022 36179TF83 INTEREST EARNED ON G N M A I I #MA4691 3.500% 9/20/32 $1 PV ON 157.0700SHARES DUE 5/20/2022 APRIL GNMA DUE 5/20/22 - - - 157.07 - - 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 05/20/2022 36202E3E17 INTEREST EARNED ON.G N M A I I #005300 3.000% 2/20/27 $1 PV ON 117.8900SHARES DUE 5/20/2022 APRIL GNMA DUE 5/20/22 - - - 117.89 - - 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 05/20/2022 05/20/2022 05/20/2022 36202F387 PAID DOWN PAR VALUE OF G N M A I I #005300 3.000% 2/20/27 APRIL (1,811.87) - - 1,811.87 (1,874.42) - (62.55) GNMA DUE 5/20/22 238302001. RCTC 2021 0 SEC LIEN BDS RES ACCT 05/20/2022 36259KAF4 INTEREST EARNED 05 GM FINANCIAL 1.840% 12/20/23$1 PV ON 76.6700 SHARES DUE 5/20/2022 $0.00153/PV ON 50000.00 PV DUE 5/20/22 - 76.47 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 05/20/2022 05/20/2022 05/20/202236265MAA3 PAID DOWN PAR VALUE OF GM FIN AUTO LSNG 0.57055% 2/21/23 (11.875.00) - - 11,875.00 (11,875.00) - 238302001 RCTC 2021 C SEC LIEN 805 RES ACCT 05/20/2022 36265MAA3 INTEREST EARNED ON GM FIN AUTO LSNG 0.57055% 2/21/23 $1 PV ON 17.6900 SHARES DUE 5/20/20220000048/PV:ON 37,197.61 PV DUE 5/20/22 -. _ - 17.69 - - - 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 05/20/2022 05/20/2022 05/20/2022 383761TT9 PAID DOWN PAR VALUE OF G N M A GTD REMIC 3.000%11/20/39 (606.88) - - 606.88 (616.48) - (9.60) 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 05/20/2022 38376TTT9 INTEREST EARNED 0505 M A GTD REMIC 3.000% 11/20/39$1 PV ON 43.1300 SHARES DUE 5/20/2022 00.00250/PV ON 17,250.40 PV DUE 5/20/22 - -. - 43.13 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 05/20/2022 05/20/2022 05/20/2022 38376W862 PAID DOWN PAR VALUE OF G N M A GTD REMIC 4.000% 10/20/39 (1,267.80) - - 1,267.80 (1,309.35) - (41.55) 238302001 RCTC. 2021.0 SEC 0EN BIM RES ACCT 05/2.0/2022 38376WA62 INTEREST EARNED ON 05 M AGTD REMIC 4.000% 10/20/3901 PV ON 129.7000 SHARES DUE 5/20/2022 00.00333/PV ON 38,910.37 PV DUE 5/20/22 - - - 129.70- . - - 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 05/20/2022 05/20/2022 05/20/2022 38377LFC7 PAID DOWN PAR VALUE OF G N M A GTD REMIC 2.500% 12/20/39 (523.15) - - 523.15 (527.89) - (4.74) 238302001 238302001 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 05/20/2022 38377LFC7' INTEREST EARNED ON 0 5 M A GTO REMIC 2.500% 12/20/39 $1 PV ON 1.0900 SHARES DUE 5/20/2022 $0.00208/PV ON 523.15 PV DUE 5/20/22 -. - 1.09 - -. RCTC 2021 C SEC LIEN BDS RES ACCT 05/20/2022 05/20/2022 05/20/2022 383770819 PAID DOWN PAR VALUE OF G 6 M A GTD REMIC 3.000% 8/20/40 (708.09) - - 708,09 (716.15) - (8.06) RCTC 2021 C SEC LIEN BDS RES ACCT 05/20/2022 383770689 INTEREST EARNED ON G N M A GTD REMIC 3.000% 8/20/40 $1 PV ON 25.6700 SHARES DUE 5/20/2022 )0.00250/PV ON 10,268.56 PV DUE 5/20/22 _ -- 25.67 - - 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 05/20/2022 05/20/2022 05/20/2022 383770888 PAID DOWN PAR VALUE OF G N M A GTD REMIC 3.000% 4/20/39 (1,736.69) - - 1,736.69 (1,770.64) - (33.95) 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 05/20/2022 383770868. INTEREST EARNED 05 0 5 M A GTD REMIC 3.000% 4/20/39 $1 PV ON 88.3500 SHARES DUE 5/20/2022 $0.00250/PV ON 35,339.24 PV DUE 5/20/22 <. - _. 88:35 - - 238302001 RCTC 2021 C SEC LIEN 805 RES ACCT 05/20/2022 3837731L4 INTEREST EARNED ON 0 N M A GTO REMIC 2000% 5/20/40 $1 PV ON - - - 58.20 - - 58.2000 SHARES DUE 5/20/2022 $0.00167/PV ON 34,922.17 PV DUE 5/20/22 298302001 RCTC 2021 C SEC LIEN BDS RES ACCT 05/20/2022 05/20/2022. 05/20/2022383//11 L4 PAID DOWN PAR VALUE OF G N M A GTD REMIC 2.000%5/20/40 Of *Mg _ - 1,464:86- :(1,447.03) VA 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 05/20/2022 05/20/2022 05/20/2022 38378AU90 PAID DOWN PAR VALUE OF G N M A GTD REMIC 3.000% 10/20/26 (2,715.24). - - 2,715.24 (2,758.06) - (42.82) 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 05/20/2022 38378AU90 INTEREST EARNED 05 0 5 M A GTD REMIC 3.000%10/20/26 $1 PV ON 77.7900 SHARES DUE 5/20/2022 $0,00250/PV ON 31,117.68 PV DUE 5/20/22 _ ,. 77.79' _ .. 238302001 RCTC 2021 C SEC 0EN BDS RES ACCT 05/20/2022 05/20/2022. 05/20/2022.382787088 PAID DOWN PAR VALUE OF 05 M A GTD REMIC 2.000% 7/20/42 (1,450.75)' - - 1.450.75 (1,429.44) - 21.31 RCTC 2021 C SEC LIEN BDS RES ACCT 05/18/2022 05/16/2022 05/18/2022 14041NFU0 PURCHASED PAR VALUE OF CAPITAL ONE MULTI 1.720% 8/15/24 40,000.00 1.00 (40,031.25) 40,031 25 77 Page 35 of 109 Source Account RIVERSIDE COUNTY TRANSPORTATION COMMISSION 91 CIP STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 Account Transaction Date Trade Date Settlement Date CUSIP Description Units Prlc Miscellaneous Fees Net Cash Federal Tax Cost Short Term Long Term Amount Amount Gain/Loss Amount Gain/Loss Amount 238302001 173.2200 SHARES DUE 5/20/202250.00167/P8 ON 103,929.93 PV DUE 5/20/22 - 1148 36 - 55.41 (1,163.81) - (769.50) - - - - - 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 05/20/2022 05/20/2022 05/20/2022 38378HAU0 PAID DOWN PAR VALUE OF G N M A GTD REMIC 1.500% 8/20/27 (1,148.36) - (15.45) 238302001 RCTC 2021 C SEC LIEN BUS RES ACCT 05/20/2022 38378HAU0 INTEREST EARNED ON 0 N M A GTO REMIC 1.500% 8/20/27 $1 PV ON 55.4100 SHARES DUE 5/20/2022 $0.00125/PV ON 44,325.11 PV DUE 5/20/22 - - - 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 05/20/2022 05/20/2022 05/20/2022 38378JZD7 PAID DOWN PAR VALUE OF 0 N M A GTD REMIC 1.500% 12/20/40 (779.24) - - 779.24 9.74 238302001 ROTC 2021 C SEC LIEN BUS RES ACCT 05/20/2022 38378JZD7 INTEREST EARNED ON G N M A GTD REMIC 1.500% 12/20/40 $1 PV ON 18.4200 SHARES DUE 5/20/2022 $0,00125/PV ON 14,737.60 PV DUE 5/20/22 - -- - 18.42 -. 238302001 RCTC 2021 CSEC LIEN BDS RES ACCT 05/20/2022 05/20/2022 05/20/2022 3837804F7. PAID DOWN PAR VALUE OF G N M A GTD REMIC 2.500% 7/20/41 (2,160.02) - - 2,16002 (2,162 48) - (2.46) 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 05/20/2022 38378TAF7 INTEREST EARNED ON G N M A GTD REMIC 2.500% 7/20/41 $1 PV ON 109.1600 SHARES DUE 5/20/2022 $0.00208/PV ON 52,398.87 PV DUE 5/20/22 - - - 109.16 - - 238302001 RCTC 2021 C SEC LIEN BUS RES ACCT 05/20/2022 38381AZ58 INTEREST EARNED ON G N M A GTO REMIC 3.000% 11/20/45$1 PV ON 29.0200 SHARES DUE 5/20/2022 $0.00250/PV ON 11,607.78 PV DUE 5/20/22 - - - 29.02 - - - 238302001' RCTC 2021 C SEC LIEN BDS RES ACCT 05/20/2022 06/20/2022 05/20/2022 303814Z58' PAID DOWN PAR VALUE OF G N M A GTD REMIC 3.000%11/20/45 (1,207.21). - - 1,207.21 ,(1,5144.80) (6:79).: 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 05/20/2022 05/20/202289239RAC0 PAID ACCRUED INTEREST ON PURCHASE OF TOYOTA AUTO 1.360% 0/15/24 - - - (1.78) - - - 238302001 RCTC 2021 C SEC LIEN BUS RES ACCT 05/20/2022 05/18/3022. 05/20/2022092390600 PURCHASED PAR VALUE OF TOYOTA AUTO 1.360%8/15/24/HILLTOP SECURITIES INC./9.435.02 PAR VALUE AT 98.9530819 % PAID DOWN PAR VALUE OF VERIZON OWNER TRUST 2.930%9/20/23 943502 0:99 - (9,336:24) 9,386,24 - -. 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 05/20/2022 05/20/2022 05/20/2022923470442 (8,190.75) - - 8,190.75 (8,236.82) (46.07) - 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 05/20/2022' 923470442 INTEREST EARNED ON VERIZON OWNER TRUST 2.930% 9/20/23$1 PV ON 41.7700 SHARES DUE 5/20/2022 $0.00244/PV ON 17,106.52 PV DUE 5/20/22 - - - 41.77 - - 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 05/20/2022 923474A08 INTEREST EARNED ON VERIZON OWNER TRUST 3.020% 9/20/2301 PV0N 88.0800 SHARES DUE 5/20/2022 $0.00252/PV ON 35,000.00 PV DUE 5/20/22 - - - 88.08 - - - 238302001 RCTC 2021 C SEC LIEN BD5 RES ACCT 05/23/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL 1 - -. -- (95.45) - --. -. 238302001 RCTC 2021 C SEC LIEN BUS RES ACCT 05/23/2022 CASH RECEIPT TRANSFER FROM INCOME 1 - - - 95.45 - - - 238302001 RCTC 2021 C SEC LIEN BUS RES ACCT 05/25/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL 1 - - - (4,535.41) - - -. 238302001 238302001 RCTC 2021 C SEC LIEN BUS RES ACCT 05/25/2022 CASH RECEIPT TRANSFER FROM INCOME 1 - - - 4,535.41 - - - RCTC 2021 C SEC LIEN 005 RES ACCT 05/25/2022 3132A9T64 INTEREST EARNED ON F H L M C #Z58673 3.000% 10/01/32 $1 PV ON 233.8200 SHARES OUE 5/25/2022 APRIL FHLMC OUE 5/25/22 - - - 233.82 - _ 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 05/25/2022 05/25/2022 05/25/2022 313249T64 PAID DOWN PAR VALUE OF F H L M C 8Z08673 3.000% 10/01/32 APRIL FHLMC DUE 5/25/22 (2,436.72) - - 2,436.72 (2,539.22) - (102.50) 238302001 RCTC 20210 SEC LIEN BDS RES ACCT 05/25/2022 05/25/2022 05/25/2022313209098 PAID DOWN PAR VALUE OF F H 1 M C#500096 3.000% 10/01/40 APRIL FHLMC DUE 5/25/22 (2,200:99), -. - 2,200.99 (2333.86) -- (182:88) 238302001 RCTC 2021 C SEC LIEN BUS RES ACCT 05/25/2022 313209093 INTEREST EARNED ON F H L M 08000096 3.000% 10/01/40$1 PV ON 400.2500 SHARES DUE 5/25/2022 APRIL FHLMC DUE 5/25/22 - - - 400.25 - - - 238302001 RCTC 2021 C SEC LIEN 883 RES ACCT 05125'%.2022' 05/25/2022 05/25/2022 3136A8SX9 PAID DOWN PAR VALUE OF F N M A GTO REMIC 1.500% 9/20/27 (595.61) - - 595.61 (604.53) - l8'. 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 05/25/2022 3136488X9 INTEREST EARNED ON F N M A GTO REMIC 1.500% 9/25/27 $1 PV ON 40.7900 SHARES DUE 5/25/2022 $0.00125/P8 ON 32,628.11 PV DUE 5/25/22 - - - 40.79 - - - 238302001 RCTC 2021 0 SEC LIEN BM RES ACCT 06/25/2022 3136ABNZ2 INTEREST EARNED ON F N M A GTD REMIC 2.000%11/25/42 81 PV ON 63.5500 SHARES DUE 5/25/2022 $0.00167/PV' ON 38,128.37 PV DUE 5/25/22 - - - 63.55 - - - 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 05/25/2022 05/25/2022 05/25/2022 3136ABNZ2 PAID DOWN PAR VALUE OF F 9 M A GTO REMIC 2.000%11/25/42 (2,207.28) - - 2,207.28 (2,245.35) - (38.07) 238302001 RCTC 2021 C SEC LIEN BPS RES ACCT 05/25/2022 05/25/2022 05/25/2022 313648881 PAID DOWN PAR VALUE OF F N M A GTD REMIC 1.500% 4/25/23 (1,873.42) -. - 1,873.42 (1,846.49) - 88/93 238302001 RCTC 2021 C SEC LIEN BUS RES ACCT 05/25/2022 3136ADFF1 INTEREST EARNED ON F N M A GTD REMIC 1.500% 4/25/23 $1 PV ON 16.3100 SHARES DUE 5/25/202280.00125/PV ON 13,049.61 PV DUE 5/25/22 - - - 16.31 - - - 238302001. RCTC 2021 C SEC LIEN BUS RES ACCT 05/25/2022 31364E984. INTEREST EARNED ON F N M A GTD REMIC 1.750% 7/25/2851 PV ON 54.7800 SHARES DUE 5/25/2022 $0.00146/PV ON 37.562.63 PV DUE 5/25/22 - - - 54.78 - - - 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 05/25/2022 05/25/2022 05/25/2022 31364E084 PAID DOWN PAR VALUE OF F N M A GTO REMIC 1.750% 7/25/28 (746.75) - - 74675 (759.09) - (12.30) 238302001 ROTC 2021 C SEC LIEN BUS RES ACCT 05/25/2022 05/25/2022. 05/25/2022 3136AHAEO PAID DOWN PAR VALUE OFF N M A GTD REMIC 2.623% 4/25/23 (13.61) -. - 13.51 (13.56) -.. (0.05) 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 05/25/2022 3136AHAE0 INTEREST EARNED ON F N M A GTD REMIC 2.623% 4/25/23 $1 PV ON 32.7900 SHARES DUE 5/25/2022 00.00211 /PV ON 15.532.13 PV DUE 5/25/22 - - - 32.79 - - - 238302001. RCTC 2021 C SEC LIEN BDS RES ACCT 05/25/2022 3136A5Z69 INTEREST EARNED ON F N M A GTD REMIC 2.000% 11/25/31 $1 PV ON 104.6900 SHARES DUE 5/25/2022 $0.00167/PV ON 62,815.02 PV DUE 5/25/22 - - - 104:69 - - - 238302001 RCTC 2021 C SEC LIEN BUS RES ACCT 05/25/2022 05/25/2022 05/25/2022313540209 PAID DOWN PAR VALUE ()FERMATE') REMIC 2.000%11/25/31 (1,948.91) - - 1,948.91 (2001.70) - (52.79) 2 3 83 00 RCTC 2021 C SEC LIEN BDS RES ACCT 05/25/2022 05/25/2022 05/25/2022 313781 800 PAID DOWN PAR VALUE OF F H L M 0 MLTCL MTG 2637% 1/25/23 (57.73) - -- 57.73 (58.28) (0.55) 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 05/25/2022 3137/31005 INTEREST EARNED ON F H L M 0 MLTCL MTG 2.637% 1/25/23 $1 PV ON 76.9100 SHARES DUE 5/25/2022 $0.00220/PV ON 35,000.00 PV DUE 5/25/22 - - - 76.91 - - - 23 830200 RCTC 2021 0 SEC LIEN 005 RES ACCT 05/25/2022 05/19/2022 3137836.12 PAID ACCRUED INTEREST ON PURCHASE OF F H L M 0 MLTCL MT 3.31192% 2/25/23 - - .-. (79.43) 238302001 RCTC 2021 C SEC LIEN BM RES ACCT 05/25/2022 05/16/2022 05/19/2022 3137096J2 PURCHASED PAR VALUE OF F H L M C MLTCL MT 3.31192% 2/25/23 /WEAN CAPITAL LLC/47.964.23 PAR VALUE AT 100.72656227 % 47,964.23 1.01 - (48,31272) 48,312.72 - - 239302001. RCTC 2021 C SEC LIEN BDS RES ACCT 05/25/2022' 3137839W4 INTEREST EARNED ON F H L M C MLTCL MTG 2.778% 9/25/2201 PV ON 15.6900 SHARES DUE 5/25/2022 80.00232/PV ON 6,776.79 PV DUE 5/25/22 - - - 15:60: - - - 238302001 RCTC 2021 C SEC LIEN BUS RES ACCT 05/25/2022 05/25/2022 05/25/2022 3137B3NW4 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 2778% 9/25/22 (1,472.99) - - 1,472.99 (1,656.98) - (183.99) 238302001 RCTC 2021 0 SEC LIEN BDS RES ACCT 05/25/2022 3137BLAC2 INTEREST EARNED ON F H 1 M C MLTCL MT 3.284% 6/25/2531 PV ON 150000.0000 SHARES DUE 5/25/2022 -- - -- 410.50 - - - 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 05/25/2022 05/25/2022 05/25/2022 3137BLW87 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 2.802% 1/25/25 (571.89) - - 571.89 (569.92) 1.97 - 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 05/25/2022 3137BLW87 INTEREST EARNED ON F H L M C MLTCL MTG 2.802% 1/25/2531 PV ON 48.4600 SHARES DUE 5/25/2022 $0.00234/PV ON 20,752.04 PV DUE 5/25/22 - RCTC 2021 C SEC LIEN BDS RES ACCT 5/20/2022 383788008 INTEREST EARNED 00 G N M A GTO REMIC 2. 20/42 PV 173.22 78 Page 36 of 109 Source Account RIVERSIDE COUNTY TRANSPORTATION COMMISSION 91 CIP STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 Account Transaction Date Trade Date Settlement Date CUSIP Description Units Miseellareous Fees Net Cash Federal Tax Cost Short Term Long Term Amount Amount Gain/Loss Amount Gain/Loss Amount 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN EMS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 05/25/2022 3137BP4K2 INTEREST EARNED ON FHLMC MLTCL MTG 2849% 3/25/26 $1 PV ON 474.8300 SHARES DUE 5/25/2022 00.00237/90 ON 200000.00 PV DUE 5/25/22 05/25/2022 05/25/2022 05/25/2022 3137F4CY6 INTEREST EARNED ON FHLMC MLTCL MT 0.52896% 9/25/24 $1 PV ON 461.5800 SHARES DUE 5/25/2022 $0.00243/PV ON 189,691.85 PV DUE 5/25/22 05/25/2022 05/25/2022 3137F4CY6 PAID DOWN PAR VALUE OF F H L M C MLTCL MT 0.52896% 9/25/24 (78 92) 238302001 RCTC 2021 C SEC LIEN 805 RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 05/25/2022 313708002 3137FBAJ5 INTEREST EARNED ON F H L M C MLTCL MT 2.77704% 8/25/27 $1 PV ON 329.1200 SHARES DUE 5/25/2022 $0.00253/90 ON 130,000.00 PV DUE 5/25/22 INTEREST EARNED ON FHLMC MLTCL MT 3.281% 8/25/2751 PV ON 200000 0000 SHARES DUE 5/25/2022 PAID DOWN PAR VALUE OF FHLMC MLTCL MT 2283%5/25/26 474.83 78.92 461.58 (81.01) 329.12 546.83 (2.09) 238302001 RCTC 2021 C SEC LIEN 805 RES ACCT 238302001 ROTC 2021 C SEC LIEN 80S RES ACCT 05/25/2022 05/25/2022 05/25/2022 3137FMD66 INTEREST EARNED ON FHLMC MLTCL MT 2.283% 5/25/26 $1 PV ON 15.2400 SHARES DUE 5/25/2022 $0.00190/PV ON 8,011.46 IN DUE 5/25/22 05/25/2022 3137FNAD2 INTEREST EARNED ON FHLMC MLTCL MT 2.87496% 11/25/28 $1 PV ON 314.5600 SHARES DUE 5/25/2022 $0.00219/PV ON 143,471.57 PV DUE 5/25/22 05/25/2022 05/25/2022 05/25/2022 05/25/2022 05/25/2022 3137FPJF3 INTEREST EARNED ON FHLMC MLTCL MT 2.258% 6/25/29 $1 PV ON 356.4900 SHARES DUE 5/25/2022 50.00168/PV ON 189,456.26 PV DUE 5/25/22 05/25/2022 3137FPJP1 INTEREST EARNED ON FHLMC MLTCL MT 2.21604% 7/25/29 51 PV ON 170.9300 SHARES DUE 5/25/2022 $0.00186/PV ON 91,98299 PV DUE 5/25/22 05/25/2022 05/25/2022 05/25/2022 05/25/2022 05/25/2022 3137F8357 INTEREST EARNED ON FHLMC MLTCL MT2.51196% 7/25/29 $1 PV ON 346.5600 SHARES DUE 5/25/2022 $0.00183/PV ON 189,896.84 PV DUE 5/25/22 05/25/2022 3137FM066 (5,613.32) 5.613.32 (7634.88) (2,021.56) 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN 805 RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 05/25/2022 3137FNAD2 05/25/2022 3137FPJF3 PAID DOWN PAR VALUE OF FHLMC MLTCL MT 2.87496% 11/25/28 PAID DOWN PAR VALUE OFFHLMC MI.TCL MT 2258%6/25/29 (20647) (451.97) 15.24 314:56 206.47 451.97 356.49 (209.93) (454.69) (3.46) (2.72) 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN 805 RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 05/25/2022 3137FPJP1 05/25/2022 3137F5307 PAID DOWN PAR VALUE OF FHLMC MLTCL MT 2.21604°% 7/25/29 PAID DOWN PAR VALUE OF FHLMC MLTCL MT 251196% 7/25/29 (607.79) (513.22) 170.93 607.79 513.22 346.56 (637.61) (514.54) (29.82) (1.32) 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 05/25/2022 3137FWHY9 INTEREST EARNED ON FHLMC MLTCL 0.826% 9/25/30$1 PV ON 125.0700 SHARES DUE 5/25/2022 $0.00069/PV ON 181,611.47 PV DUE 5/25/22 05/25/2022 05/25/2022 05/25/2022 3138LFGP7 INTEREST EARNED ON FNMA 44142905 2.550% 10/01/28 $1 PV ON 238302001 RCTC 2021 C SEC LIEN 808 RES ACCT 238302001 RCTC 2021 C SEC UEN 80S RES ACCT 05/25/2022 3137FWHY9 125.07 PAID DOWN PAR VALUE OF FHLMC MLTCL 0.826% 9/25/30 (1,015.57) 1,015.57 (1,010.49) 5.08 103.4700 SHARES DUE 5/25/2022 APRIL FNMA DUE 5/25/22 PAID DOWN PAR VALUE OF FNMA 05N2305 2.550%10/01/28 APRIL FNMA DUE 5/25/22 PAID DOWN PAR VALUE OF FNMA #5M1978 3.000%10/01/32 APRIL. FNMA DUE 5/25/22 103.47 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 05/25/2022 05/25/2022 238302001 RCTC 2021 C SEC UEN BOS RES ACCT 05/25/2022 05/25/2022 05/25/2022 3138LFGP7 05/25/2022 3140J6FU6 (76 99) 76.99 (79.10) (2.11) (1045.$3). 1,045.33 (1,102.99) (8/7.§8) 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 05/25/2022 3140J6FU6 INTEREST EARNED ON FNMA #BM1978 3.000%10/01/32 $1 PV ON 238302001 RCTC 2021 C SEC LIEN 805 RES ACCT 1824300 SHARES DUE 5/25/2022 APRIL FNMA DUE 5/25/22 05/25/2022 3140,14097 INTEREST EARNED ON FNMA #BM6007 2.596% 6/01/49 $1 PV ON 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 05/25/2022 05/25/2022 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 05/25/2022 3140JAU97 51.3500 SHARES DUE 5/25/2022 P & I DUE 05/25/22 PAID DOWN PAR VALUE OF FNMA 00M6007 2.596% 6/01/49 P & I DUE 05/25/22 182.43 51.35 (22.87) 22.87 (23.73) (0.86) 05/25/2022 05/25/2022 05/25/2022 31417YKF3. PAID DOWN PAR VALUE OF F N M A #MA0293 4.500% 1/01/30 APRIL FNMA DUE 5/25/22 05/25/2022 3141756E3 INTEREST EARNED ON FNMA #MA0293 4.500% 1/01/3051 PV ON 130.4000 SHARES DUE 5/25/2022 APRIL FNMA DUE 5/25/22 05/25/2022 314180547 INTEREST EARNED ON FNMA #MA4074 2.0009 6/01/35 01 PV ON 238302001 RCTC 2021 C SEC UEN EMS RES ACCT (542,40): 542.41 (676.20) 130.40 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 48.4500 SHARES DUE 5/25/2022 P & I DUE 05/25/22 PAID DOWN PAR VALUE OF FNMA #MA4074 2.000%6/01/359 & IDUE 05/25/22 PAID DOWN PAR VALUE OF F N M A #M44226 2.000% 12/01/30 APRIL FNMA DUE 5/25/22 INTEREST EARNED ONFNMA #MA4226 2.000%12/01/308/1 PV ON 239 8400 SHARES DUE 5/25/2022 APRIL FNMA DUE 5/25/22 PAID DOWN PAR VALUE OF FNMA #MA4279 2000%3/01/36 APRIL FNMA DUE 5/25/22 INTEREST EARNED ON FNMA 0MA4279 2.000°, 3/01/36$1 PV ON 273 7600 SHARES DUE 5/25/2022 APRIL FNMA DUE 5/25/22 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y CASH DISBURSEMENT TRANSFER TO PRINCIPAL 1 CASH RECEIPT TRANSFER FROM INCOME 1 PURCHASED PAR VALUE OF BANK OF AMERICA Milt 4.000% 4/01/24 /MRCRUS31 MARKETAXESS NEW YORK/100,000 PAR VALUE AT 102.044 % 05/25/2022 05/25/2022 238302001 RCTC 2021 C SEC LIEN 805 RES ACCT 05/25/2022 314180047 48.45 05/25/2022 05/25/2022. 05/25/2022 314180/U3 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 05/25/2022 238302001 RCTC 2021 C SEC UEN BDS RES ACCT 314180003 05/25/2022 05/25/2032 05/25/2022 3141058HO 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 05/25/2022 31418DXH0 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN 025 RES ACCT 238302001 RCTC 2021 C SEC LIEN BM RES ACCT 05/25/2022 05/25/3022. 05/25/2022 05/25/2022 05/26/2022 05/26/2022 05/27/2022 05/25/2022 05/25/3022 318448203 05/25/2022 318460203 (447.47) 447.47 (460.56) (13.09) (2,90280) 2902.80. (3;013.17) (110.5?) 239.84 (1,766.74). 1,766,74 (1,825.61) (58:87) 273.76 1,790.45 33,425.01 1(00 1.00 (1790.45): 1,790.45 (33,425.01) 33,425.01 (1,134.44) 05/27/2022. 060515E51 1,134.44 100000.00 1.02 (102044.00) 102044.00 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 05/27/2022 238302001 RCTC 2021 C SEC UEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN 608 RES ACCT 238302001 RCTC 2021 C SEC LIEN EMS RES ACCT 238302001 RCTC 2021 C SEC LIEN 80S RES ACCT 238302001 RCTC 2021 C SEC LIEN BPS RES ACCT 238302801 RCTC 2021 C SEC LIEN 505 RES ACCT 05/27/2022 05/27/2022 05/27/2022 05/27/2022 05/31/2022 05/31/2022 06/01/2022 06/01/2022 06/01/2022 172967608 INTEREST EARNED ON CITIGRDUP INC 1.953% 9/01/2501 PV ON 05/27/2022 06051GFF1 05/27/2022 318460203 05/27/2022 318460203 05/31/2022.31 8 4 6020 3 PURCHASED UNITS OF FIRST AM GOVT OB FO CL PAID ACCRUED INTEREST ON PURCHASE OF BANK OF AMERICA MTN 4.000% 4/01/24 SOLD UNITS OF FIRST AM GOVT 08 FD CL Y SOLD UNITS OF FIRST AM GOVT OB FD CL Y (622 22) (32,686.31) (102,666.22) 1.00 1.00 1.00 32,68631 102,666.22 (102,666.22) (32,686 31) (1,976 88) 1,976.88 (32686.31) 32,686.31 CASH DISBURSEMENT TRANSFER TO PRINCIPAL 1 CASH RECEIPT TRANSFER FROM INCOME 1 32686.31 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/01/2022 06/01/2022 06/01/2022 06/01/2022 2352410W3 06/01/2022 318460203 318468203 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/02/2022 100000.0000 SHARES DUE 6/1/2022 INTEREST EARNED ON DALLAS TX 4.000%12/01/22 $1 PV ON 105000.0000 SHARES DUE 6/1/2022 _ PURCHASED UNITS OF FIRST AM GOVT 013 FO CL Y INTEREST EARNED ON FIRST AM GOVT 08 FO CL Y UNIT ON 0.0000 SHARES 0UE5/31/2022 INTEREST FROM 5/1/2270S/31/22 CASH DISBURSEMENT TRANSFER TO PRINCIPAL 1 499.10 2599.10 1.00 2.10000 (2,599 10) 2,599.10 15.50 (15.60) 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/02/2022 CASH RECEIPT TRANSFER FROM INCOME 1 79 15.60 Page 37 of 109 RIVERSIDE COUNTY TRANSPORTATION COMMISSION 91 CIP STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 Source Account Account Transaction Date 1 rade Date Settlement Date CI, SIP Description Units ('rice iNlisccllaneous Fees Net Cash Amount Federal Tax Cost \mount Short Term Gain /I. nss \moult Long Term Gain /I.oss Amount 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/02/2022 06/02/2022 06/02/2022318469203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL 8 15.60 1.00 - (15.60) 15.60 - - 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/03/2022 06/03/2022 06/03/2022 3184611203 SOLD UNITS OF FIRST AM GOVT 0B FD CL Y (28,172.83): 1.00. - 28;172.83 (28172.83) - 238302001 RCTC 2021 C SEC LIEN BUS RES ACCT 06/03/2022 06/01/2022 06/03/2022 43813RAC1 PURCHASED PAR VALUE OF HONDA AUTO 1.610%4/22/24/HILLTOP SECURITIES INC./28.244.83 PAR VALUE AT 99 69140126 % 28,244.83 1.00 - (28,157.67) 28,157.67 - - 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/03/2022 06/03/2022 438138401 PAID ACCRUED INTEREST ON PURCHASE OF HONDA AUTO. 1.610% 4/22/24 -. - - (15.16) - - - 238302001 238302001 238302001 238302001 238302001 238302001 238302001 238302001 RCTC 2021 C SEC LIEN BUS RES ACCT 06/08/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL 1 - - - (215 72) - - - RCTC 2021 C SEC UEN BDS RES ACCT 06/08/2022 CASH RECEIPT TRANSFER FROM INCOME 1 - - 215.72 - - - RCTC 2021 C SEC LIEN 805 RES ACCT 06/08/2022 06/08/2022 05/06/2022 3184611203 __.. PURCHASED UNITS OF FIRST AM GOVT OB FD CL 9 230.88 1.00 - (230 88) 230.88 - - RCTC 2021 C SEC UEN BDS RES ACCT RCTC 2021 C SEC LIEN BDS RES ACCT -. RCTC 2021 C SEC LIEN BDS RES ACCT 06/08/2022 30141GXW5 INTEREST EARNED ON GOLDMAN SACHS 1.00384% 3/08/24$1 PV ON 90000.0000 SHARES DUE 6/8/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL 1 - - 230.88 - - - 06/13/2022 06/13/2022 - - - (848 61) - - - CASH RECEIPT TRANSFER FROM INCOME 1 - - - 848.61 - - RCTC 2021 C SEC LIEN BDS RES ACCT 06/13/2022 06/13/2022 06/13/2022318460203 PURCHASED UNITS OF FIRST AM GOVT OB FD CLY 848.61 1.00 - (848.61) 848.61 - - RCTC 2021 C SEC LIEN BDS RES ACCT 06/13/2022 60687YAN9 INTEREST EARNED ON MIZUHO FINANCIAL 2.60129% 9/11/22$1 PV ON 200000.0000 SHARES DUE 6/11/2022 - - - 848.61 -. - - 1 23 83 02001 RCTC 2021 C SEC LIEN 805 RES ACCT 06/15/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL 1 - - - (2,887 07) - - - 238302001 RCTC 2021 C SEC LIEN 805 RES ACCT 06/15/2022 CASH RECEIPT TRANSFER FROM INCOME 1 - -. - 2,887.07238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/15/2022 02562UHL7 INTEREST EARNED ON AMERICAN EXPRESS 2.350% 5/15/25$1 P9 81,1 195.8300 SHARES DUE 6/15/2022 $0.00196/P0 ON 100,000.00 PO DUE 6/15/22 INTEREST EARNED ON AMERICAN EXPRESS 1.19471%10/15/25$1 PV ON 99.5600 SHARES DUE 6/15/2022 $0.00100/PV ON 100,000.00 PV DUE 6/15/22 - - - 195.83 - - - 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/15/2022 025027802 - - - 99.56 - - - 238302001 RCTC 2021 C SEC LIEN BUS RES ACCT 06/15/2022 05522RDB1 INTEREST EARNED ON BANK OF AMERICA 1.7400 1/15/25$1 PV ON 50.7500 SHARES DUE 6/15/2022 $0.00145/PV ON 35,000.00 PV DUE 6/15/22 - - - 50,75 - - - 250502001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/15/2022 06/15/2022 06/15/2022125967507 PAID DOWN PAR VALUE OF CNH EQUIPMENT TRUST .3.010%4/15/24 (994.16) - - 994.16 (1,000.92) (6.76). 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/15/2022 12596JAC7 INTEREST EARNED ON CNH EQUIPMENT TRUST 3.010% 4/15/24$1 PV ON 22.3900 SHARES DUE 6/15/2022 50.00251 /P9 ON 8,924.77 P9 DUE 6/15/22 - - - 22.39 - - - 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/15/2022 06/15/2022 06/15/2022 12597PAC2 PAID DOWN PAR VALUE OF CNH EQUIPMENT TRUST 1.160% 6/16/25 (987.46) - - 987.46 (976.04) 11.42 - 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/15/2022 12597PAC2 INTEREST EARNED ON CNH EQUIPMENT TRUST 1.160% 6/16/25$1 PV ON 27.1600 SHARES DUE 6/15/2022 $0.00097/P9 ON 28098.55 PV DUE 6/15/22 - - - 27.16 - - - 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/15/2022 1404161E09 INTEREST EARNED ON CAPITAL ONE MULTI 2.290% 7/15/25$1 PV ON 76.3300 SHARES DUE 6/15/2022 $0:00191 /PV ON 40,000.00 P9 DUE 6/16/22 -- - - 76.39 - -- - 238302001 RCTC 2021 C SEC UENBD0 RES ACCT 06/15/2022 14041NF55 INTEREST EARNED ON CAPITAL ONE MULTI 1.22471% 3/16/26$1 PV ON 76.5400 SHARES DUE 6/15/2022 $0.00102/99 ON 75,000.00 PV DUE - - - 76.54 - - - 6/15/22 238302001: RCTC 2021 C SEC LIEN EMS RES ACCT 06/15/2022 14041NFU0. INTEREST EARNED ON CAPITAL ONE MULTI 1.720% 8/15/24$1 PV ON 107.5000 SHARES DUE 6/15/2022 $0.00143/PV ON 75,000.00 PV DUE 6/15/22 - - - 187.50': - - 238302001 RCTC 2021 C SEC LIEN BUS RES ACCT 06/15/2022 14042WAC4 INTEREST EARNED ON CAPITAL ONE PRIME 2.510% 11/15/23$1 PV ON 28.1400 SHARES DUE 6/15/2022 $0.00209/PV ON 13,453.59 PV DUE 6/15/22 - - - 28.14 - - 228302001' RCTC 2021 C SEC LIEN BDS RES ACCT 06/15/2022 06/15/2022 06/15/2022 14042W404 PAID DOWN PAR VALUE OFCAPITAL ONE PRIME 2.510 0 11 /19723 (4,223.21) - - 4,223.21 (4, 7.38) (14.17). - 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/15/2022 14314QAC8 INTEREST EARNED ON CARMAX AUTO OWN 0.520% 2/17/26$1 PV ON 21.6700 SHARES DUE 6/15/2022 50,00042/9V ON 50,000.00 PV DUE 6/15/22 - - - 21.67 - - 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/15/2022 06/15/2022 06/15/2022143159507 PAID DOWN PAR VALUE OF CARMAX AUTO OWNER 2,180% 8/15/24 (6,193.09). - -- 6,193.09 (6,227.20) (34.11) - 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/15/2022 14315PAD7 INTEREST EARNED ON CARMAX AUTO OWNER 2.180% 8/15/24$1 P9 014 110.5800 SHARES DUE 6/15/2022 00.00182/P9 ON 60,869.01 PV DUE 6/15/22 - - - 110.58 - - 238302001 RCTC 2021 C SECLIEN BDS RES ACCT 06/15/2022 06/15/2022 06/15/2022 14316LAC7 PAID DOWN PAR VALUE OF CARMAX AUTO OWNER 2680%3/15/24 (5,920.91) - -. 5,920.91 (5,988.68) (57.77) - 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/15/2022 14316LAC7 INTEREST EARNED ON CARMAX AUTO OWNER 2.680% 3/15/2451 PV ON 75.1800 SHARES DUE 6/15/2022 50.00223/PV ON 33,662.95 PV DUE 6/15/22 - - - 75.18 - - 238302001. RCTC 2021 G SEC UEN BDS RES ACCT 06/15/2022' 143169403 INTEREST EARNED ON CARMAX AUTO OWNER 0.340% 12/15/2501 PV ON 22.6600 SHARES DUE 6/15/2022 00.00028/P9 ON 80,000.00 PV DUE 6/15/22 - - 22.66 - 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/15/2022 06/15/2022 06/15/2022143170500 PAID DOWN PAR VALUE OF CARMAX AUTO OWNER 0.31282%2/15/23 (14,133.95) - - 14,133.95 (14,133.95) - '138802001 RCTC 2021. C SEC LIEN ODS RES ACCT 06/15/2022 143170550 ___. INTEREST EARNED ON CARMAX AUTO OWNER 0.31282% 2/15/23 $1 PV ON4.3000 SHARES DUE 5/15/2022 $0.00026/P9 ON 16,494.13 P9 DUE 6/15/22 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/15/2022 14317HAB7 INTEREST EARNED ON CARMAX AUTO OWNER 2.810%5/15/25$1 PV ON - - - 35.13 - - - 35.1300 SHARES DUE 6/15/2022 $0.00234/PV ON 15,000.00 PV DUE 6/15/22 238302001. RCTC 2021 0 SEC UEN 1385 RES ACCT 06/15/2022' 2546830E3 INTEREST EARNED ON DISCOVER CARD 1.20471% 8/15/25 $1 PV ON 75.2900 SHARES DUE 6/15/2022 50.00100/P9 ON 75,000.00 PV DUE 6/15/22 - - - 75.29': - 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/15/2022 06/15/2022 06/15/2022 31307NP40 PAID DOWN PAR VALUE OF F H L M C GD J32243 3.000% 7/01/30 MAY (1,969.88) - - 1,969:88 (2,090.51) - (120.63) FHLMC DUE 6/15/22 238302001 RCTC 2021 0 SEC LIEN BM RES ACCT 06/15/2022 313079940 INTEREST EARNED ON F H 9 M C GO 732243 3.000% 7/01/3081 PV ON 387.9300SHARES DUE 6/15/2022 MAY FHLMC DUE 6/15/22 - - - 387.93- - - 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/15/2022 3137800E1 INTEREST EARNED ON F H L M C MLTCL MTG 1.500% 5/15/27 $1 PV ON - - - 87.56 - - - 87.5600 SHARES DUE 6/15/2022 $0.00125/911 ON 70,053.04 PV DUE 6/15/22 238302001 RCTC 2021 C SEC LIEN 680 RES ACCT 06/15/2022 06/15/2022. 06/15/2022 3137400E1 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 1.500% 5/15/27 (210264) - - 2,10564. '.(212275) - (30.11) 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/15/2022 06/15/2022 06/15/2022 3137495)45 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 1.750%12/15/42 (2,805.72) - - 2,805.72 (2,863.69) (40.15) (17.82) 80 Page 38 of 109 Source Accomt RIVERSIDE COUNTY TRANSPORTATION COMMISSION 91 CIP STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 Account Transaction Date Trade Date Settlement Date GUSIP Description Units Prie Miscellaneous Fees Net Cash Federal Tax Cost Short Term Long Term Amount Amount Gain/Loss Amount Gain/Loss Amount 238302001 06/15/2022 06/15/2022 179.3900 SHARES DUE 6/15/2022 $0.00146/PV ON 123,008.02 PV DUE 6/15/22 - 298.10 - 13.36 (299.72) - - - 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/15/2022 06/15/2022 313785A60 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 2-500%10/15/28 INTEREST EARNED ON F H L M C MLTCL MTG 2.500% 10/15/28 $1 PV ON 13.3600 SHARES DUE 6/15/2022 S0-00208/PV ON 6,411.95 PV DUE 6/15/22 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 2.000% 11/15/26 INTEREST EARNED ON F H L M C MLTCL MTG 2.000%11/15/26 $1 PV ON 84.0200 SHARES DUE 6/15/2022 30.00167/PV ON 50,409.13 PV DUE 6/15/22 (29810) - (1.62) 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 313785460 - - _ 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/15/2022 06/15/2022 06/15/2022313706085 (3,644.31) - - 3,644.31 (3,606.44) 238302001 ROTC 2021 C SEC LIEN BDS RES ACCT 06/15/2022 3137668E5 - -. - 84.02 - --. -. 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/15/2022 06/15/2022 06/15/20223137099117 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 2.500%12/15/27 (3,569.38) - - 3,569.38 (3,628.19) (36.25) (22.56) 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/15/2022 313789RN7 INTEREST EARNED ON F H L M C MLTCL MTG 2.500% 12/15/27 $1 PV ON 139.8800 SHARES DUE 6/15/2022 $0.00208/P8 ON 67,144.67 PV DUE 6/15/22 - - - 139:88 - - 238302001 RCTC 2021 C SEC LIEN BUS RES ACCT 06/15/2022 06/15/2022 06/15/2022 318468203 PURCHASED UNITS OF FIRST AM GOVT 013 FO CL Y 98,046.03 1.00 - (98,046 03) 98,046,03 - - 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/15/2022 06/15/2022 06/15/2022 318468203 PURCHASED UNITS OF FIRST AM GOVT OB F0. CL 1 14,466.65. 1.00 - (14,466.65) 14,466.65 -- - 238302001 RCTC 2021 C SEC LIEN BM RES ACCT 06/15/2022 06/15/2022 06/15/2022345286,446 PAID DOWN PAR VALUE OF FORD CR AUTO OWN 0.23886% 2/15/23 CMO FINAL PAYDOWN (13,649.48) - - 13,649.48 (13,649.48) - - 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/15/2022 345286446 INTEREST EARNED ON FORD CR AUTO OWN 0.23886% 2/15/23$1 PV ON 2.7200 SHARES DUE 6/15/2022 )0.00020/88 ON 13,649.48 PV DUE 6/15/22 - - _ X272 -- 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/15/2022 34528/1483 INTEREST EARNED ON FORD CREDIT 1.47471% 9/15/24 $1 PV ON 122.8900 SHARES DUE 6/15/2022 $0.00123/PV ON 100,000.00 PV DUE 6/15/22 - - - 12289 - - - 238302001 RCTC 2021 0 SEC LIEN BDS RES ACCT 06/15/2022 06/15/2022 06/15/2022 34591 KAD4 PAID DOWN PAR VALUE OF FORD CREDIT AUTO 1.870% 3/15/24 (3,537.15) - - 3,537.15 (3,558.15) (21.00)'. 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/15/2022 34531KAD4 INTEREST EARNED ON FORD CREDIT AUTO 1.870% 3/15/24$1 PV ON 40.5100 SHARES DUE 6/15/2022 $0.00156/P8 ON 25,996.42 PV DUE 6/15/22 - - - 40.51 - - 238302001 RCTC 2021 C SEC UEN 8DS RES ACCT 06/15/2022 06/1'5/2022 06/15/2022 34531RAD9 PAID DOWN PAR VALUE OF FORD CREt117AUTO LS 0.620%8/15/23 (1,823.40) - - 1,823.40 (1,823.12) 0:29 - 238302001 - - 238302001 RCTC 2021 C SEC LIEN BUS RES ACCT RCTC 2021 C SEC LIEN BDS RES ACCT 06/15/2022 345311(409 INTEREST EARNED ON FORD CREDIT AUTO L5 0.620% 8/15/23 $1 PV ON 2.4900 SHARES DUE 6/15/2022 $0.000521P8 ON 4,820.62 PV DUE 6/15/22 - - - 2.49 - - - 06/15/2022 34531RAF4 INTEREST EARNED ON FORD CREDIT AUTO LS 1.000%11/15/23$1 PV ON 70.8300 SHARES DUE 6/15/2022 $0.00083/PV ON 85,000.00 PV DUE 6/15/22 - - - 70.83 - - - 238302001 ROTC 2021 C SEC LIEN BDS RES ACCT 06/15/2022 06/15/2022 06/15/2022 361762E21 PAID DOWN PAR VALUE OF 0 N M A 4778953 3.000%3/15/27 MAY GNMA DUE 6/15/22 (3228.23) - - 3,228.23 (3,325.61) - (97.38) 238302001 RCTC 2021' 0 SEC LI8N BDS RES ACCT 06/15/2022 361768E21 INTEREST EARNED ON G N M A 4778953 3.000% 3/15/27 $1 PV ON 226.1900 SHARES DUE 6/15/2022 MAY GNMA DUE 6/15/22 - - - 226.19 - - - 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/15/2022 06/15/2022 06/15/2022 3617680/38 PAID DOWN PAR VALUE OF G N M A 4779250 3.000% 5/15/27 MAY GNMA DUE 6/15/22 (877.42) - - 877.42 (909.39) - (31.97) 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/15/2022 361760088 INTEREST EARNED ON G N M A #779250 3.000% 5/15/27 $1 PV ON 76.2500 SHARES DUE 6/15/2022 MAY GNMA DUE 6/15/22 - - 76:25 - -. -. 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/15/2022 06/15/2022. 06/15/2022 362970000 PAID DOWN PAR VALUE OF G N M A 4711168 4.500% 2/15/25 MAY GNMA DUE 6/15/22 (1,110.14) - - 1,110.14 (1,125.81) - (15.67) 238302001. RCTC 2021 C SEC LIEN BDS RES ACCT 06/15/2022 - 362978020 INTEREST EARNED ON G N M A 4711168 4.500% 2/15/25$1 PV ON 128.9500 SHARES DUE 6/15/2022 MAY GNMA DUE 6/15/22 - - - 128.95. - -. 238302001 RCTC 2021 C SEC LIEN BUS RES ACCT 06/15/2022 65479H401 INTEREST EARNED ON NISSAN AUTO 2.500% 11/15/23$1 PV ON 29.1100 SHARES DUE 6/15/2022 $0.00208/PV ON 13,970.44 PV DUE 6/15/22 - - - 29.11 - - - 233302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/15/2022 06/15/2022. 06/15/2022 65479HAC1 PAID DOWN PAR VALUE OF NISSAN AUTO 2.500%11/15/23 (75a968)I - - 282339- %(2848/) (25.14) 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/15/2022 06/15/2022 06/15/2022 65479/445 PAID DOWN PAR VALUE OF NISSAN AT REC OWNR 0.49597% 3/15/23 (17,137.37). - - 17,137.37 (17,137.37) - - 298302001 RCTC 2021 0 S60 LIEN BUS RES ACCT 06/15/2022 654790445 INTEREST EARNED ON NISSAN AT REC OWNR 0.49597% 3/15/23 01 PV ON 19.6400 SHARES DUE 6/15/2022$0.00041/P8 ON 47,521.87 PV DUE 6/15/22 -- - 19:64 -. - -. 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/15/2022 06/15/2022 06/15/202259239RAC0 PAID DOWN PAR VALUE OF TOYOTA AUTO 1.360%8/15/24 (806.48) - - 806.48 (798.04) 8.44 298302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/15/2022 89239RAC0 INTEREST EARNED ON TOYOTA AUTO 1.360% 8/15/24$1 P8 ON 10.6900 SHARES DUE 6/15/2022 $0,00113/PV ON 9,435.02 PV DUE 6/15/22 - - - 10.69 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/15/2022 06/15/2022 912820004 06/15/2022 98162HAC4 INTEREST EARNED ON 0 S TREASURY NT 0.250% 6/15/24 $1 PV ON 155000.0000 SHARES DUE 6/15/2022 - (4,712.10) - - - 193.75 - - - 238302001 - RCTC 2021 C SEC LIEN BDS RES ACCT 06/15/2022 PAID DOWN PAR VALUE OF WORLD OMNI 1.700%1/15/23 - 4,71210 '.(4,751.86) (39.76) - 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/15/2022 98162HAC4 INTEREST EARNED ON WORLD OMNI 1.700%1/15/23$1 PV ON 25.6500 SHARES DUE 6/15/2022 $0.00142/PV ON 18,109.35 PV DUE 6/15/22 - - - 25.65 - - - 238302001 RCTC 2021 C SEC LIEN MS RES ACCT 06/1812022 06/15/2022. 06/15/2022 981620421 PAID DOWN PAR VALUE OF WORLD OMNI AUTO 2.590% 7/15/24 (1,561.77) - - 1,561.77 (1,571.78) (10.01) - 238302001 238302001 RCTC 2021 C SEC UEN BDS RES ACCT 06/15/2022 981621/401 INTEREST EARNED ON WORLD OMNI AUTO 2.590% 7/15/24$1 PV ON 17.7000 SHARES DUE 6/15/2022 00.00216/PV ON 8,202.2] P8 006 6/15/22 - - - 17.70 - - - RCTC 2021 C SEC LIEN DOS RES ACCT 06/15/2022 06/15/2022 06/15/2022981640449 PAID DOWN PAR VALUE OF WORLD OMNI AUTO 039629%2/15/23 (11,505.18) - - 11,505.18 (11,505.18) - 238302001 RCTC 2021 0 SEC LIEN 8DS RES ACCT 06/15/2022 981640448 INTEREST EARNED ON WORLD OMNI AUTO 0.39629% 2/15/23 $1 PV ON 9.2400 SHARES DUE 6/15/2022 $0.00033/PV ON 27,988.19 PV DUE 6/15/22 - - - 9.24 - - 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/16/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL 1 -- -. - (166.98) - - - 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/16/2022 06/16/2022 06/16/2022 06/16/2022 CASH RECEIPT TRANSFER FROM INCOME 1 - - - 166.98 - - - 238302001 RCTC 2021 C SEC LIEN 800 RES ACCT 06/16/2022 06/16/2022 318468203 PURCHASED UNITS OF FIRST AM GOVT 08 FO CL V 7,177.88 1 00 - (7,177:88) 7,177:88 - - 238302001 RCTC 2021 C SEC LIEN 605 RES ACCT 06/16/2022 06/16/2022 318460203 PURCHASED UNITS OF FIRST AM GOVT OB FO CL Y 1,927.87 1.00 - (1,927.87) 1,927.87 - 238302001 RCTC 2021 C SEC LIEN EMS RES ACCT 06/16/2022 06/16/2022 380140459 PAID DOWN PAR VALUE CF GM FIN CONS AUTO 0210% 8/16/24 (8920,48), - - 6,920:48 (6,903.72) 16,76 - 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/16/2022 380140409 INTEREST EARNED ON GM FIN CONS AUTO 0.210% 8/16/24$1 PV ON 10.5300 SHARES DUE 6/16/2022 /0.00017/PV ON 60,169.41 PV DUE 6/16/22 - - - 10.53 - - 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/16/2022 06/16/2022 06/16/2022 3837502E6 PAID DOWN PAR VALUE OF 9 9 M A GTD REMIC 4.000% 7/16/39 (1,771.56) -- - 1,771.588 (1,816.75) - (45.17) 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/16/2022 3837682E6 INTEREST EARNED ON G N M A GTD REMIC 4.000% 7/16/39 01 PV ON 156.2900 SHARES DUE 6/16/2022 $0.00333/PV ON 46,887.79 PV DUE 6/16/22 - - - 156.29 - - RCTC 2021 C SEC LIEN 803 RES ACCT 6/15/2022 3137AYS INTEREST EARNED ON F H L M C MLTCL MTG 1.750%12/15/42 $1 PV ON 179.39 81 Page 39 of 109 Source Account RIVERSIDE COUNTY TRANSPORTATION COMMISSION 91 CIP STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 Account Transaction Date Trade Date Settlement Date CUSIP Description Units Iseeileueous Fees Net Cash Federal Tax Cost Short Term Long Term Amount Amount Gain/Loss Amount Gain/Loss Amount 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/16/2022 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/17/2022 06/17/2022 06/21/2022 06/21/2022 06/21/2022 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 46647PCA2 06/21/2022 14041NFZ9 06/21/2022 06/16/2022 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/21/2022 06/21/2022 06/21/2022 06/21/2022 06/21/2022 06/21/2022 14041NFZ9 06/21/2022 318468203 06/21/2022 318468203 36179MU32 238302001 RCTC 2021 C SEC LIEN BOS RES ACCT 06/21/2022 06/20/2022 06/21/2022 39179M032 238302001 RCTC 2021 G SEC LIEN BDS RES ACCT 238302001. RCTC 2021 C SEC LIEN 660 RES ACCT INTEREST EARNED ON JPMORGAN CHASE CO 0,62934% 3/16/24 $1 PV ON 90000.0000 SHARES DUE 6/16/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL 1 CASH RECEIPT TRANSFER FROM INCOME 1 CASH DISBURSEMENT TRANSFER TO PRINCIPAL 1 CASH RECEIPT TRANSFER FROM INCOME 1 PAID ACCRUED INTEREST ON PURCHASE OF CAPITAL ONE MULTI 2.800% 3/15/27 PURCHASED PAR VALUE OF CAPITAL ONE MULTI 2800% 3/15/27 /8CMCU531 UNITED STATES/25.000 PAR VALUE AT 97.34376 96 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y INTEREST EARNED ON G N MA 114140602 3.0008 12/20/27 $1 PV ON 13].3800 SHARES DUE 6/20/2022 MAY GNMA DUE 6/20/22 PAID DOWN PAR VALUE OF G N MA II #6/40602 3.000% 12/20/27 MAY GNMA DUE 6/20/22 25,000.00 7,651 26 0.97 1.00 1.00 63,863.51 246.87 (257 40) 257.40 (1,693 74) 1,699.74 (11 67) (24,335.94) (7,651.26) (63,863.51) 137.38 24335.94 7,651.26 63,863.51 (1,436.64) 1,436.64 (1,487.22) (50:88) 06/21/2022 06/20/2022 06/21/2022 36179NAJ7 PAID DOWN PAR VALUE OF GN M A II #MA0909 3.000% 4/20/28 MAY GNMA DUE 6/20/22 06/21/2822'. 36179NAJ7 INTEREST EARNED ON G N MA I 14840909 3.000% 4/20/28 $1 PV ON 54.0500 SHARES DUE 6/20/2022 MAY GNMA DUE 6/20/22 06/21/2022 36179NHK7 INTEREST EARNED ON G N MA II #MA1134 3.000% 7/20/28 $1 PV ON 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT (524.13) 524.13 (543.67) (19.54) 54.05 238302001. RCTC 2021 C SEC UEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/21/2022 06/20/2022 06/21/2022 361795H87 06/21/2022 238302001 RCTC 2021 C SEC LIEN 80S RES ACCT 06/21/2022 06/20/2022 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/21/2022 238302001 RCTC 2021 C SEC LIEN 800 RES ACCT 238 238 238 238 238 238 238 238 238 238 238 238 238 238 238 238 238 238 238 238 238 238302001 RCTC 2021 C SEC UEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN BUS RES ACCT 06/21/2022 06/20/2022, 36179RHM4 06/21/23122 3617994M4 36179TF83 06/21/2022 36179TF83 152.0900 SHARES DUE 6/20/2022 MAY GNMA DUE 6/20/22 PAID DOWN PAR VALUE OF GNMA II #MA11343.000% 7/20/28 MAY GNMA DUE 6/20/22_ INTEREST EARNED ON G N MA II #M42936 3.500% 7/20/30 $1 PV ON 171 9500 SHARES DUE 6/20/2022 MAY GNMA DUE 6/20/22 PAID DOWN PAR VALUE OF GNMA II #M42936 3.500% 7/20/30 MAY GNMA DUE 6/20/22 INTEREST EARNED ON G N MA 118M84691 3.500% 9/20/32 $1 PV ON 152 7100 SHARES DUE 6/20/2022 MAY GNMA DUE 6/20/22 PAID DOWN PAR VALUE OF GNMA 11 #6/44691 3.500% 9/20/32 MAY 15209 (1,519.96) 1.519.96 (1,586.36) (1,755.10). 171_95 1,755.10 (1,635.12) 152.71 (1,340.58) 1,340.58 (1,408.81) (66.40) (80.02) (68.23) 302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/21/2022 06/20/2022 06/21/2022 36202F387 PAID DOWN PAR VALUE OF G N M A 11 6005300 3.000% 2/20/27 P & I DUE 06/20/22. (1,639.73). - - 1,639.73 (1.696.34) - (56.61) 302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/21/2022 36202E3147 _. INTEREST EARNED ON 5 5 M A 118005300 3.000% 2/20/27 $1 PV 014 113.3600 SHARES DUE 6/20/2022 P & 1 DUE 06/20/22 -- _ - 113.36 - 302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/21/2022 36259KAF4 INTEREST EARNED ON GM FINANCIAL 1.840% 12/20/23$1 PV ON 50000-0000 SHARES DUE 6/21/2022 - - - 76.67 - - - 302001 RCTC 2021 C SECLIEN BOS RES ACCT 06/21/2022 06/21/2022 06/21/2022 36259004 PAID GOWN PAR VALUE OF GM FINANCIAL 1.840%12/20/23 CMO FINAL PAYDOWN (50;000:00) 27:81' - 50,000.00 (50,066.79) (66.79). -. 302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/21/2022 06/20/2022 06/21/2022 36265MAA3 PAID DOWN PAR VALUE OF GM FIN AUTO LSNG 0.57055% 2/21/23 (12,020.91) - - 12,020.91 (12,020.91) - 302001 RCTC 2021 C SEC LIEN 8DS RES ACCT 06/21/2022 36265MAA3 INTEREST EARNED ON GM FIN AUTO LSNG 0.57055% 2/21/23 $1 PV ON 12.8400 SHARES DUE 6/20/2022 30.00051 /PV ON 25,322.61 PV DUE 6/20/22 -. - - 12.84 - -. 302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/21/2022 353762009 INTEREST EARNED ON G N M A GTO REMIC 3.000% 11/20/39 $1 PV ON 41.6100 SHARES DUE 6/20/2022 00.00250/00 ON 16,643.52 PV DUE 6/20/22 - - - 41.61 - - - 302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/21/2022 06/20/2022 06/20/2022 06/21/2022 38376TTT9 PAID DOWN PAR VALUE OF G N M A GTD REMIC 3.000%11 /20/39 (591.41) - - 591.41 (600.77) - '(9:96) 302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/21/2022 06/21/2022 38376W462 PAID DOWN PAR VALUE OF G N M A GTD REMIC 4.000% 10/20/39 (952.23) - - 95223 (983.44) - (31.21) 302001 RCTC 2021 C SEC UEN BDS RES ACCT 06/21/2022 38376W452 INTEREST EARNED ON 5 N M A GTD REMIC 4.000% 10/20/39 $1 PV ON 125.4800 SHARES DUE 6/20/2022 30.00333/P8 ON 37,64257 I91/ DUE 6/20/22 - - - 125.48 - - - 302001 RCTC 2021 C SEC LIEN 80S RES ACCT 06/21/2022 383770KH9 INTEREST EARNED ON G 5 M A GTO REMIC 3.000% 8/20/40 $1 PV ON 23.9000 SHARES DUE 6/20/2022 $0.00250/P8 ON 9,560.47. PV DUE 6/20/22 - - - 23.90 - - - 302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/21/2022 06/20/2022. 06/21/2022 383770KH9 PAID GOWN PAR VALUE OF GNMA GTD REMIC 3.000% 8/20/40 (536.19) - - 536.19 (542.29) - (6.10) 302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/21/2022 38377RVK8 INTEREST EARNED ON G 5 M A GTD REMIC 3.000% 4/20/39 $1 PV ON 84.0100 SHARES DUE 6/20/2022 $0.00250/PV ON 33,602.55 PV DUE 6/20/22 - - - 84,01 - - 302001 RCTC 2021 C SEC LIEN 805 RES ACCT 06/21/2022 06/20/2022 06/21/2022 383771-0/K8 PAID DOWN PAR VALUE OF 5 N M A GTD REMIC 3.000% 4/20/39 (855.91) - - 856:91 (873.66) - (16.75) 302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/21/2022 38377YTL4 INTEREST EARNED ON G N M A GTD REMIC 2.000% 5/20/40 $1 PV ON 55.7600 SHARES DUE 6/20/2022 00.00167/08 ON 33,457.31 PV DUE 6/20/22 - - - 55.76 - - - 302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/21/2022 06/20/2022 06/21/2022 39377YTL4 PAID DOWN PAR VALUE OF 514 M A GTO REMIC 2.000% 5/20/40 (1,029.26) - - 1,029.26 (1,016.72) - 12.54 302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/21/2022 06/20/2022 06/21/2022383784090 PAID DOWN PAR VALUE OF G N M A GTD REMIC 3.000% 10/20/26 (2886.13) - - 2,886.13 (2,931 65) - (45.52) 302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/21/2022 383784090 INTEREST EARNED ON 5 N M A GTD REMIC 3.000% 10/20/26 $1 PV ON 71.0100 SHARES DUE 6/20/2022 $0.00250/PVON 28,402.44 PV DUE 6/20/22 - - - 71.01 - - 302001 RCTC 2021 C SEC LIEN BD5 RES ACCT 06/21/2022 38378FRB8 INTEREST EARNED ON G N M A GTD REMIC 2000% 7/20/42 $1 PV ON 170.8000 SHARES DUE 6/20/2022 (0.00167/08 ON 102,479,18 PV DUE 6/20/22 - - - 170.80 - - - 302001. RCTC 2021 C SEC LIEN BDS RES ACCT 06/21/2022 06/20/2022 .06/21/202238378FRB8 PAID DOWN PAR VALUE 0055MAGTD REMIC 2.000%7/20/42 (2123.22) - - .2,123.22 ;(2,002.04) - 31.18 302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/21/2022 06/20/2022 06/21/2022 38378HAU0 PAID DOWN PAR VALUE OF G N M A GTD REMIC 1.500% 8/20/27 (1,026.43) - - 1,026.43 (1,040.25) - (13.82) 06/21/2022 38378H400 INTEREST EARNED ON G N M A GTD REMIC 1.500% 8/20/27 $1 PV ON 53.9700 SHARES DUE 6/20/2022 $0.00125/PV ON 43176.7508 DUE 6/20/22 06/21/2022 38378JZD7 INTEREST EARNED ON GN M A GTD REMIC 1.500% 12/20/40$1 PV ON 17.4500 SHARES DUE 6/20/2022 $0.00125/PV ON 13,958.36 PV DUE 6/20/22 06/21/2022 06/20/2022 06/21/2022 38378TAF7 INTEREST EARNED ON G N M A GTD REMIC 2.500% 7/20/4131 PV ON 104.6600 SHARES DUE 6/20/2022 00.00208/P8 ON 50,238.85 PV DUE 6/20/22 06/21/2022 06/20/2022 06/21/2022 06/20/2022 06/21/2022 38381AZ58 INTEREST EARNED ON GN M A GTD REMIC 3.000% 11/20/45$188 ON 26.0000 SHARES DUE 6/20/2022 $0.00050/P8 014 10,400.57 PV DUE 6/20/22 53.97 17.45 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/21/2022 38378.12.07 PAID DOWN PAR VALUE OF 5N MA GTD REMIC 1.500%12/20/40 803.30 104.66 (793.26) 10.04 238302001 RCTC 2021 C SEC LIEN 800 RES ACCT 238302001 RCTC 2021 C SEC UEN BOS RES ACCT 238302001 RCTC 2021 C SEC UEN BOS RES ACCT 06/21/2022 38378TAF7 06/21/2022 38381AZ58 PAID 001534 PAR VALUE OF 556/4 GTO REMIC 2.500% 7/20/41 PAID DOWN PAR VALUE OF GN MA GTO REMIC 3.000% 11/20/45 (1706.21). 1,700.21 (1.70214) (1.93) (659.74) 659.74 26.00 (663.45) (3.71) 8-2 Page 40 of 109 RIVERSIDE RCTC COUNTY TRANSPORTATION COMMISSION 91 CIP STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 Source Account Account Transaction Date ns trade Date Sett m Date CI_ SIP Description Units Pr%c iNIiscella',eons Fee. Net Cash Amonnt Federal Tax Cost Amount Am Short Teruo (amain /I. oss Amount 1Ong Term (;ain/Loss Amount 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/21/2022 06/21/2022 06/21/202243013RAC1 PAID DOWN PAR VALUE OF HONDA AUTO 1.610%4/22/24 (2,642.68) - - 2642.68 (2634.53) 8.15 - 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/2.1/2022. 43813RAC1 INTEREST EARNED ON HONDA AUTO 1.610% 4/22/24 $1 PV ON 37.9000 SHARES DUE 6/21/2022 $0.00134/PV:ON 28,244.83 PV DUE 6/21/22 - - - 37.90 - - - 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/21/2022 06/18/2022 06/21/20224381dWAD7 ---__ - E-- PAID DOWN PAR VALUE OF HONDA AUTO 2900%6/18/24 INTEREST EARNED ON HONDA AUTO 2.900%6/18/24$1 PV ON 120.8300 SHARES DUE 6/18/2022 $0.00242/PV ON 50,000.00 PV DUE 6/18/22 (200.17) - - 200.17 (200.50) (0.33) 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/21/2022 43814WAD7 - - 12030: 238302001 RCTC 2021 C SEC LIEN 685 RES ACCT 06/21/2022 92347YAA2 INTEREST EARNED ON VERIZON OWNER TRUST 2.930% 9/20/23$1 PV ON - - - 21.77 - - 21.7700 SHARES DUE 6/20/2022 $0.00244/PV ON 8,915.77 PV DUE 6/20/22 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/21/2022 06/20/2022 06/21/202292347YAA2 PAID DOWN PAR VALUE OF VERIZON OWNER TRUST 2.930%9/20/23 (7;703.17). - - 7,703.17 (7,746.50) (43.33) - 238302001 RCTC 2021 C SECLIENBUS RES ACCT 06/21/2022 923437A08 INTEREST EARNED ON VERIZON OWNER TRUST 3.020% 9/20/23$1 P3 ON 88.0800 SHARES DUE 6/20/2022 $0.00252/PV ON 35,000.00 PV DUE 6/20/22 - - - 88.08 - - 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/22/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL 1 - - - (202.87) 238302001 RCTC 2021 CSEC LIEN BDS RES ACCT 06/22/2022 CASH RECEIPT TRANSFER FROM INCOME 1 - - - 20287 - - - 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/27/2022 CASH RECEIPT TRANSFER FROM INCOME 1 - - - 4,405.90 - - 238302001 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/27/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL 1 - - - (4,405.90) - - -. RCTC 2021 C SEC LIEN BDS RES ACCT 06/27/2022 06/25/2022 06/27/2022 313249T64 PAID DOWN PAR VALUE OF F H L M 0 0268673 3.000% 10/01/32 MAY FHLMC DUE 6/25/22 (2,066.02). - 2066.02 (2152.93) - (86.91) 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/27/2022 313249T64 INTEREST EARNED ON F H L Al C 0Z58673 3.000% 10/01/32 $1 PV ON 227.7300 SHARES DUE 6/25/2022 MAY FHLMC DUE 6/25/22 - - - 227.73 - - 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/27/2022 313209093. INTEREST EARNED ON F H L M C #500096 3.000% 10/01/40 $1 PV ON.. 394.7400 SHARES 006 6/25/2022 MAY FHLMC DUE 6/25/22 -. - 594.74 - -. - 238302001 RCTC 2021 C SEC LIEN BUS RES ACCT 06/27/2022 06/25/2022 06/27/2022 313209093 PAID DOWN PAR VALUE OF F H L M C 4500096 3.000°d 10/01/40 MAY (2,253.43) - - 2253:43 (2,389.46) - (136.03) FHLMC DUE 6/25/22 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/27/2022 3136485)(9. INTEREST EARNED ON F N M A GTO REMIC 1.500% 9/25/27 $1 PV ON 40.0400 SHARES DUE 6/25/2022 $0.00125/PV 014 32,03250 PV DUE 6/25/22 - - - 40.04 - - - 238302001 RCTC 2021 C SEC LIEN BUS RES ACCT 06/27/2022 06/25/2022 06/27/2022 313648$69 PAID DOWN PAR VALUE OF F 9 M A GTO REMIC 1.500% 9/25/27 (935.03) - - 935.03 (949.04) - (14.01) 238302001 RCTC 20210 SECIJENBDS RES ACCT 06/27/2022 06/25/2022 06/27/2022. 3136ABNZ2 PAID DOWN PAR VALUE OFF 9 M A GTO REMIC 2.000%11/25/42 (997.37) - - 997.37 (1,014.67) -- (17:20) 238302001 RCTC 2021 C SEC LIEN BOB RES ACCT 06/27/2022 3136ABNZ2 INTEREST EARNED ON F N M A GTO REMIC 2.000% 11/25/42 $1 PV ON - - - 59.87 - - - 59.8700 SHARES DUE 6/25/2022 50.00167/P3 ON 35,921.09 PV DUE 6/25/22 238302001. RCTC 2021 C SEC LIEN BDS RES ACCT 06/27/2022 3136AOFF1: INTEREST EARNED ON F 14 M A GTD REMIC 1.500% 4/25/23 01 PV ON 13.9700 SHARES DUE 6/25/2022 $000125/PV ON 11,176.19 PV DUE 6/25/22 - - - 13.97- - - -. 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/27/2022 06/25/2022 06/27/2022 3136ADFF1 PAID DOWN PAR VALUE OF F 9 M A GTD REMIC 1.500% 4/25/23 (1,612.17) - - 1,612.17 (1,588.99) - 23.18 238302001 RCTC 2021 0 SEC LAN BDS RES ACCT 06/27/2022 06/25/2022 06/27/2022 3136,46384 PAID DOWN PAR VALUE OF F N M A GTO REMIC 1.750% 7/25/28 (906.37) - - 906.37 (921.30) - (1493) 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/27/2022 3136AEY84 INTEREST EARNED ON F 9 M A GTO REMIC 1.750% 7/25/28 $1 PV ON 53.6900 SHARES DUE 6/25/2022 $0.00146/P3 ON 36,815.88 PV DUE 6/25/22 - - - 5169 - - - 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/27/2022 3136AHAE0 INTEREST EARNED ON F N M A GTD REMIC 2.623% 4/25/23 01 PV ON 33.7900 SHARES DUE 6/25/2022 $0.00218/PV ON 15,518.62 PV DUE 6/25/22 - - - 33.79 - 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/27/2022 06/25/2022 06/27/2022 3136AHAE0 PAID DOWN PAR VALUE OF F 5 M A GTO REMIC 2.623% 4/25/23 (4,388 80) - - 4,388.80 (4405.45) - (16.65) 238302001 RCTC 2021 C SEC LIEN WS RES ACCT 06/27/2022 06/25/,2022, 06/27/2022 3136AQ2K9 PAID GOWN PAR VALUE OF F 9 M A GTO REMIC 2.000% 11/25/31 (1,639.78) - - 1,639.78 (1,684.20) - (44:42) 238302001 RCTC 2021 C SEC LIEN BUS RES ACCT 06/27/2022 3136AQ2K9 INTEREST EARNED ON F 9 M A GTO REMIC 2.000% 11/25/31 $1 PV ON 101.4400 SHARES DUE 6/25/2022 $0.00167/PV ON 60,866.11 P3 DUE - - - 101.44 - - 6/25/22 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/27/2022 313781605 INTEREST EARNED ON F H L M C MLTCL MTG 2.637% 1/25/23 $1 PV ON 76.7900 SHARES DUE 6/25/2022 20.00220/PV ON 34,942.27 PV DUE 6/25/22 -. - - 76:79 -. -_ -. 238302001 RCTC 2021 C SEC LIEN BUS RES ACCT 06/27/2022 06/25/2022 06/27/2022 3137/31005 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 2.637% 1/25/23 (87.97) - - 87.97 (88.80) (0:83) - 238302001 RCTC 2021 C SEC LIEN 805 RES ACCT 06/27/2022 313783672, INTEREST EARNED ON F H L M C MLTCL MT 3.31192% 2/25/23 $1 PV ON 132.7000 SHARES DUE 6/25/2022 $0.00277/PV ON 47,964.23 PV DUE 6/25/22 - - - 13270 = - 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/27/2022 06/25/2022 06/27/2022 313783612 PAID DOWN PAR VALUE OF F H L M C MLTCL MT 3.31192% 2/25/23 (121.85) - - 121.85 (122.74) (0.89) 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/27/2022 06/25/2022 06/27/2022 3137839W4 PAID DOWN PAR VALUE OFF H L M C MLTCL MTG 2,778% 9/25/22 (1,420.44). - - 1,420.44 (1,697-87) - (1'27.43) 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/27/2022 313703NW4 INTEREST EARNED ON F H L M C MLTCL MTG 2.778% 9/25/2201 PV ON 12.2800 SHARES DUE 6/25/2022 00.00231/PV ON 5,303.80 PV DUE 6/25/22 - - - 12.28 - - 238302001 RCTC 2021 C SEC 0EN BUS RES ACCT 06/27/2022 313781402 INTEREST EARNED ON F H L M C MLTCL MT 3.284% 6/25/25 51 PV ON 150000.0000 SHARES DUE 6/25/2022 - - - 410.50 - - 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/27/2022 313701W87 INTEREST EARNED ON F H L M C MLTCL MTG 2.802% 1/25/25 $1 PV ON 47.1200 SHARES DUE 6/25/2022 00.00233/P3 ON 20,180.15 PV DUE 6/25/22 - - - 47.12 - - - 238302001 238302001 238302001 RCTC 2021 0 SEC LIEN BDS RES ACCT 06/27/2022 06/25/2022 06/27/2022 3137814767 PAID DOWN PAR VALUE OF F H L M 0 MLTCL MTG 2.802% 1/25/25 (536.74) - - 536.74 (534.89) 1.45' RCTC 2021 C SEC LIEN BDS RES ACCT 06/27/2022 31378P482 INTEREST EARNED ON F H L M C MLTCL MTG 2.849% 3/25/26 $1 PV ON 474 8300 SHARES DUE 6/25/2022 $0.00237/03 ON 200,000.00 P3 DUE 6/25/22 - - - 474.83 - - - RCTC 2021 C SEC LIEN 605 RES ACCT 06/27/2022 3137F4CY6 INTEREST EARNED ON F H L M C MLTCL MT 0.52896% 9/25/2401 PV ON 461.3900 SHARES DUE 6/25/2022 $0.00243/PV ON 189,612.93 PV DUE 6/25/22 - - - 461.39 -. 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/27/2022 06/25/2022 06/27/2022 3137F4036 PAID DOWN PAR VALUE OF F H L M C MLTCL MT 0.52896°% 9/25/24 (74.04) - - 74.04 (76.00) - (1.96) 238302001 RCTC. 202.1 C SEC LIEN SOS RES ACCT 06/27/2022 3137F8632 INTEREST EARNED ON F H L M C MLTCL MT 2.77704% 8/25/27 $1 PV ON 329 1200 SHARES DUE 6/25/2022 $0.00253/PV ON 130,00000 PV DUE 6/25/22 - - - 329.12 - - - 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/27/2022 3137FBAJ5 INTEREST EARNED ON F H L M C MLTCL MT 3.281% 8/25/27 $1 PV ON 200000 0000 SHARES DUE 6/25/2022 - - - 546.83 - - - 238302001 RCTC 2021 C SEC LIEN MS RES ACCT 06/27/2022 3137F0066 INTEREST EARNED ON F H L M C MLTCL MT 2.283% 5/25/26 $1 PV ON 4.5600 SHARES DUE 6/25/2522 50.00190/P0 ON 2398.14 PV DUE 6/25/22 - -- - 4.56 - --. - 138302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/27/2022 06/25/2022 06/27/2022 3137FMD66 PAID DOWN PAR VALUE OF F H L M 0 MLTCL I j 1263% 5/25/26 (192.37) - - 192.37 (261.65) - (69.28) Page 41 of 109 Source Account RIVERSIDE COUNTY TRANSPORTATION COMMISSION 91 CIP STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 Account Transaction Date Trade Date Settlement Date CUSIP Description Units Net Cash Federal Tax Cost Short Term I..ong Term Price Miscellaneous Fees Amount Amount Gain/Loss Amount Gain/Loss Amount 238302001 RCTC 2021 C SEC LIEN BOS RES ACCT 238302001 RCTC 2021 C SEC LIEN BOS RES ACCT 06/27/2022 06/25/2022 06/27/2022 3137FNAD2 INTEREST EARNED ON F H L M C MLTCL MT 2.87496% 11 /25/28 $1 PV ON 314.1100 SHARES DUE 6/25/2022 $0.00219/PV ON 143,265.10 PV DUE 6/25/22 06/27/2022 06/27/2022 3137FNAD2 PAID DOWN PAR VALUE OF F H L M C MLTCL MT287496%11/25/28 (191.98) 191.98 31411 (195.20) (3.22) 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 HC IC 2021 f: SEC LIEN BDS RES ACCT 06/27/2022 3137E97E3 06/27/2022 06/25/2022 06/27/2022 3137FPJF3 06/27/2022 06/25/2022 06/27/2022 3137FPJP1 INTEREST EARNED ON F HL M C MLTCL MT 2.258% 6/25/29$1 PV ON 355.6400 SHARES DUE 6/25/2022 80.00188/PV ON 189,004.29 PV DUE 6/25/22 PAID DOWN PAR VALUE OF F H L MC MLTCL MT 2.258%6/25/29 PAID DOWN PAR VALUE OFF FILM C MLTCL MT 2.21504% 7/25/29 (593.42) INTEREST EARNED UN F H L M C MLTCL MT 2.216040 7/25/29 $1 PV UN 169.6100 SHARES DUE 6/25/2022 $0.00186/PV ON 91,375.20 PV DUE 6/25/22 355.64 (423.30) 423.30 (425.65) 593.42 (622.54) (29.12) 169.81 (2.55) 3137FPJP1 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/27/2022 31373 030 7 INTEREST EARNED ON F H L M C MLTCL MT 2.51196% 7/25/29$1 PV ON 345.6300 SHARES DUE 6/25/2022 $0.00183/PV ON 189,383.62 PV DUE 6/25/22 06/27/2022 06/25/2022 06/27/2022 3137F03Y7 06/27/2022 06/25/2022 06/27/2022 3137FWHY9 06/27/2022 3137FWHY9 INTEREST EARNED ON F H L MC MLTCL 0.826% 9/25/30 $1 PV ON 124.3700 SHARES DUE 6/25/2022 $0.00069/PV ON 180,595.90 PV DUE 6/25/22 06/27/2022 06/25/2022 06/27/2022 3138/3097 PAID DOWN PAR VALUE OF FH L M C MLTCL MT 251196%7/25/29 (480.60) PAID DOWN PAR VALUE OF F H LM C MLTCL 0.826%9/25/30 (1,020.52) 345.63 480.60 (481.84) (1.24) 1,020.52 !(1,015.42) 5.10 124.37 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT PAID DOWN PAR VALUE OF FNMA #AN2905 2.5500 10/01/28 MAY (71.91) FNMA DUE 6/25/22 71.91 (73.88) 11.97) 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/27/2022 3136LFGP7 INTEREST EARNED ON FNMA #0N2905 2.550% 10/01/28$1 PV ON 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/27/2022 06/25/2022 06/27/2022 314035572 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN 505 RES ACCT 1067500 SHARES DUE 6/25/2022 MAY FNMA DUE 6/25/22 PAID DOWN PAR VALUE OF FNMA #BM1757 2.426% 4/01/23 MAY (54.09) FNMA DUE 6/25/22 106.75 54.09. (54.07) 06/27/2022 3140J55T2 INTEREST EARNED ON FNMA #8M1757 2.426% 4/01/23 $1 PV ON 45.4100 SHARES DUE 6/25/2022 MAY FNMA DUE 6/25/22 06/27/2022 3140J6F06 INTEREST EARNED ON FNMA #BM1978 3.000%10/01/32$1 PV ON 179 8100 SHARES DUE 6/25/2022 MAY FNMA DUE 6/25/22 06/27/2022 06/25/2022 06/27/2022 3140,16F06 45.41 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/27/2022 06/25/2022 06/27/2022 314070097 238302001 RCTC 2021 C SEC LIEN BOS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 179.81 PAID DOWN PAR VALUE OF FNMA 06M1978 3.000010/01/32 MAY FNMA DUE 6/25/22 PAID DOWN PAR VALUE OF FNMA #BM6007 2.596% 6/01/49 P & I DUE 06/25/22 06/27/2022 314070097 INTEREST EARNED ON FNMA #0M6007 2.596% 6/01/49 $1 PV ON 53.0100 SHARES DUE 6/25/2022 P & I DUE 06/25/22 06/27/2022 31417YKF3 INTEREST EARNED ON FNMA #MA0293 4.500% 1/01/3001 PV ON 128.3600 SHARES DUE 6/25/2022 MAY FNMA DUE 6/25/22 06/27/2022 06/25/2022 06/27/2022 31417YKF3 (1,176.87) - - 1,176.87 (1,241.79) - (64.92) (21.10) 21.10 (21.90) (0.80) 53.01 128.36 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT PAID DOWN PAR VALUE OF FNMA#M00293 4.500% 1/01/30 MAY (667.70) FNMA DUE 6/25/22 PAID DOWN PAR VALUE OF F NM A 9MA4074 2.000%6/01/35 P DUE (408.52) 06/25/22 INTEREST EARNED ON FNMA#MA4074 2.000% 6/01/3581 PV ON 47.7000 SHARES DUE 6/25/2022 P & I DUE 06/25/22 INTEREST EARNED ON FNMA #M0.4226 2000% 12/01/30$1 PV ON 235-0000 SHARES DUE 6/25/2022 MAY FNMA DUE 6/25/22 PAID DOWN PAR VALUE OF FNMA #M04226 2.000% 12/01/30 MAY (2,493.25) FNMA DUE 6/25/22 PAID DOWN PAR VALUE OF FNMA#M04279 2.000% 3/01/36 MAY (1,957.48) FNMA DUE 6/25/22 INTEREST EARNED ON FNMA #M94279 2.000% 3/01/36 270.8100 SHARES DUE 6/25/2022 MAY FNMA DUE 6/25 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 3,051,86 1.00 - (3,051.86) PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 29,539.06 1.00 - (29,539 06) CASH DISBURSEMENT TRANSFER TO PRINCIPAL 1 -- (1,39190) CASH RECEIPT TRANSFER FROM INCOME 1 - - 1.39190 PURCHASED PAR VALUE OF F N M A #AN1613 2.550% 7/01/26 /MORGAN 75,037.69 0.97 (72,681.04) STANLEY & CO. LLC/75,037.69 PAR VALUE AT 96.85937633 % 667.70 (709.30) - (41.60) 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/27/2022 06/25/2022 06/27/2022 314180047 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/27/2022 314180047 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/27/2022' 31418DV03 238302001 RCTC 2021 C SEC UEN BDS RES ACCT 06/27/2022 06/25/2022 06/27/2022 314180303 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/27/2022 06/25/2022 06/27/2022 314180X80 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/27/2022 3141800HO 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 06/27/2022 06/27/2022 .06/27/2022 318463203 06/27/2022 06/27/2022 06/27/2022 31848V203 06/28/2022 06/28/2022 06/29/2022 06/24/2022 06/29(2022 31381DYK3 238302001 RCTC 2021 C SEC UEN EMS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 408.52 (420.47) - (11.95) 47.70 235.00 2,493.25 (2.588.05) - (94.80) 1,95748 (2,022.71) r (65.23) )1 PV ON - - - 270.81 22 3,051.86 29,539.06 72,681.04 06/29/2022 06/29/2022. 313810363 PAID ACCRUED INTEREST ON PURCHASE OF FNMA#AN1613 2.550% - - (148.82) 06/29/2022 06/29/2022 06/29/2022 06/29/2022 617460006 PAID ACCRUED INTEREST ON PURCHASE OF MORGAN STANLEY MTN - (645.83) 7/01/26 06/29/2022318463203 SOLD UNITS OF FIRST AM GOVT OB FDCLY (173,699.69) 1.00 - 173,699.69 (173,694.69) 238302001 RCTC 2021 C SEC UEN BDS RES ACCT 06/29/2022 06/27/2022 238302001 RCTC 2021 C SEC LIEN BDS RES ACCT 3-875% 4/29/24 06/29/2022 617460006 PURCHASED PAR VALUE OF MORGAN STANLEY MTN 3.875% 4/29/24 /MTGSUS6SFIC BOFA SECS NEW YORK/100,000 PAR VALUE AT 100224 % 06/30/2022 06/21/2022 06/30/2022 31340X061 238302001 RCTC 20210 SEC LIEN BDS RES ACCT 100,000.00' 1.00 (100;224.00) 100,224:00 PURCHASED PAR VALUE OF F HL MC MTN 4.000%12/30/24/WELLS 40,000.00 1.00 FARGO SECURITIES. LLC/40,000 PAR VALUE AT 100 % (40,000.00) 40,000.00 06/30/2022 06/30/2022 06/30/2022318463203 SOLD UNITS OF FIRST AM GOVT 0800 CLY (40,00400). 1.00.. 40,000.00 (40,000.00) 23,594.52 (2000.39) (9,262.54) 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 04/01/2022 04/01/2022. 04/01/2022 318463401 SOLD UNITS OF FIRST AM GOVT OB FD CL D 256350023. RCTC 2013:A&B TOLL BDS 2013A&B RSV' 256350023 RCTC 2013 A&B TOLL BDS 2013,&B RSV 256350023 RCTC 2013 ABB TOLL BDS 2013088 RSV (155.27203) 1.00 - 155.272,03 (156,272.03) 04/01/2022 318469401 INTEREST EARNED ON FIRST AM GOVT 08 FD CL D UNIT ON 0.0000 SHARES DUE 3/31/2022 INTEREST FROM 3/1/22 TO 3/31/22 04/01/2022 04/01/2022 912820002 PAID ACCRUED INTEREST ON PURCHASE OF U S TREASURY NT 0.00001% - - (107.50) 7/31/23 04/01/2022 03/31/2022 04/01/2022 91282CCQ2 0.80 PURCHASED PAR VALUE OF U S TREASURY NT 0.00001% 7/31/23 155;000.00 1.00 /WFSLUS33 WELLS FARGO CHARL NC/155,000 PAR VALUE AT 100.10614839 % (155,164.53) 155,164.53 256350023 RCTC 2013 AO TOLLBDS 2013046 RSV 04/04/2022 04/04/2022 04/04/2022 318463401 SOLD UNITS OF FIRST AM GOVT 08 FD CL0 (61,321.28) 1.00 - 61,321.28 (61,321.28) 256350023 RCTC 2013 AO TOLL BDS 2013088 RSV 04/04/2022 9128285W6 AMORTIZED PREMIUM ONUS TREASURY I P 0.848730 1/15/29 CURRENT YEAR AMORTIZATION DISTRIBUTED PAR VALUE OF U S TREASURY I P 0.84873% 1/15/29 VALUED (45.00) - - - (47.93) AT 49.16 TO REMOVE SOLD UNITS OF FIRST AM GOVT 013 FD CL O (74,739.96) 1.00 - 74,739.96 (74,739.96) 256350023 RCTC 201304810138002013646009 04/04/2022 04/04/2022 04/04/2022 9120285W6 256350023 RCTC 2013 MB TOLL BDS 2013488 RSV 04/05/2022 04/05/2022 04/05/2022 318469401 (0.05) 84 Page 42 of 109 Source Account RIVERSIDE COUNTY TRANSPORTATION COMMISSION 91 CIP STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 Account Transaction Date Trade Date Settlement Date CUM Description Units Pric Miscellaneous Fees Set Cash Federal Tax Cost Short Term Long Term Amount Amount Cain/Loss Amount Gain/Loss Amount 256350023 RCTC 2013 A&8 TOLL BDS 2013A&B RSV 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 04/11/2022 03/30/2022 04/04/2022 313714578 7/15/45 PURCHASED PAR VALUE OF F H L M C MLTCL MTG 4.000% 7/15/45 /STEPHENS. INC./3,817.22 PAR VALUE AT 100 15613457 % 3,817.71 1.00 - (3,823 18) 3,823.18 - - 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 04/11/2022 04/11/2022 04/11/2022318463401 PURCHASED UNITS OF FIRST AM GOVT OB FD CL D 32,543.57 1.00 - (32,543 97) 32,543.57 - 256350023 RCTC 2013 A6B TOLL BDS 2013460 RSV 04/14/2022 31371310SO AMORTIZED PREMIUM ON F H L M 0 MLTCL MT 2.510% 11/25/22 RATE REVISION MARCH -- - - - 230.93 - 256350023 RCTC 20134&B TOLL BDS 201346B RSV 04/14/2022 31371318$0 INTEREST EARNED ON F H L M C MLTCL MT 2.510% 11/25/2231 PV ON 770 4500 SHARES DUE 3/25/2022 RATE REVISION MARCH - - - (770.45) - - - 256350023 RCTC 2013 A&B TOLL EMS 201348BRSV 04/14/2022 313781850 INTEREST EARNED ON F H L M C MLTCL MT 2.510% 11/25/22$1 PV ON 753.0000 SHARES DUE 3/25/2022 $0.00209/PV ON 360,000.00 P6 DUE 3/25/22 - - - 753.00 - - - 256350023 256350023 RCTC 2013 A&B TOLL 1305 20134613 RSV 04/14/2022 3137B1BSO AMORTIZED PREMIUM ON F H L MC MLTCL MT 2.510%11/25/22 CURRENT YEAR AMORTIZATION - - - - (230.93) - - RCTC 2013468 TOLL BDS 2013488 RSV 04/14/2022 03/26/2022 03/25/202231378113SO PAID DOWN- RV PAR VALUE OF F H L M 0 MLTCL MT 2.510% 11/25/22 RATE REVISION MARCH 426:01 - (426.01) 429.71 3.70 256350023 RCTC 2013 A&B TOLL BDS 20134&B RSV 04/14/2022 03/25/2022 04/14/20223137131050 PAID DOWN PAR VALUE OF F H LM C MLTCL MT 2.510% 11/25/22 (426.01) 0.00 - 426.01 (429.71) - (3.70) 256350023 RCTC 2013 ABB TOLL BDS 2013460 RSV 04/14/2022 04/14/2022 -04/14/2022318466401 SOLD UNITS OF FIRST AM GOVTOB FDCLO (17.46). 1100 - 17.45 (17.45) - - 256350023 RCTC 2013 A&B TOLL 8062013A&B RSV 04/15/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL INCOME EARNINGS - - - (167.02) - - - 256350023 RCTC 2013A&B TOLL BDS 2013A8B RSV 04/15/2022 CASH RECEIPT TRANSFER FROM INCOME INCOME EARNINGS - - - 167.02 - - - 256350023 RCTC 2013 A&8 TOLL 806 20130&B RSV 04/15/2022 04/15/2022 04/15/2022 313785660 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 2.500% 10/15/28 (492.97) - - 492.97 (487.43) - 5.54 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 04/15/2022 313785460 INTEREST EARNED ON F H L M C MLTCL MTG 2.500%10/15/28 $1 PV ON 161300 SHARES DUE 4/15/202280.00208/P6 ON 7,742.54 PV DUE 4/15/22 - - - 16.13 - - - 256350023 RCTC 2013 A&B TOLL BDS 20134&8 RSV 04/15/2022 04/15/2022 04/15/2022 361763088 PAID DOWN PAR VALUE OF G N M A 4779250 3.000% 5/15/27 MARCH GNMA DUE 4/15/22 (1,000.51) - - 1,000.51 (1,030.79) - (30.28) 256350023 RCTC 2013 A&B TOLL BDS 2013460 RSV 04/15/2022 361769908 AMORTIZED PREMIUM ON G N M 46779250 3.000%5/15/27 CURRENT YEAR AMORTIZATION - - - - (31.23) -. -. 256350023 RCTC 2013488 TOLL BDS 201346B RSV 04/15/2022 361763008 INTEREST EARNED ON GN M A 4779250 3.000% 5/15/27$1 PV ON 71.4200 SHARES DUE 4/15/2022 MARCH GNMA DUE 4/15/22 - - - 71.42 - - - 256350023 256350023 RCTC 2013 MB TOLL BDS 2013465 RSV 04/15/2022 91282CAP6 INTEREST EARNED ON U S TREASURY NT 0.125% 10/15/23 $1 PV ON 375000.0000 SHARES DUE 4/15/2022 - - - 234.38' - - - RCTC 2013 A&B TOLL 8052013466 RSV 04/18/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL INCOME EARNINGS - - - (1,314 69) - - - 256350023 RCTC 2013A&B TOLL BDS 2013A&B RSV 04/18/2022 CASH RECEIPT TRANSFER FROM INCOME INCOME EARNINGS - - - 1,314.69 - - - 256350023 256350023 RCTC 2013 A&8 TOLL BDS 2013A&B RSV 04/18/2022 04/18/2022 04/18/2022318463401 PURCHASED UNITS OF FIRST AM GOVT OB FO CL 0 8,642.70 1.00 - (8,642.70) 8,642.70 - - RCTC 2013 A&B TOLL BDS 2013A&B RSV 04/18/2022 38376T5Z1 AMORTIZED PREMIUM ON 0 N M A 670 REMIC 3.000% 1/16/39 CURRENT YEAR AMORTIZATION - - - - (5.24) - - 256350023 RCTC 2013 A&8 TOLLBD520134&B RSV 04/18/2022 38376T511 INTEREST EARNED ON G N M A GTO REMIC 3.000% 1/16/3931 PV ON 102 2500 SHARES DUE 4/16/2022 $0.00250/PV ON 40,898.62 PV DUE 4/16/22 - - - 10225 - - - 256350023 RCTC 2013 A&B TOLL BDS 2013460056 04/18/2022 04/16/2022 04/18/2022 38376T5Z1 PAID DOWN PAR VALUE OF G N M A GTD REMIC 3.000% 1/16/39 (1,739.30) - - 1,739:30. (471.38) (12.66). 1,281.58 256350023 256350023 256350023 RCTC 2013688 TOLLBDS 2013468 RSV 04/18/2022 3837819850 INTEREST EARNED ON GN M A GTD REMIC 238858%7/16/4331 PV ON 45.5000 SHARES DUE 4/16/202230 00199/PV ON 22,857.39 PV DUE 4/16/22 - - - 45.50 - - - RCTC 2013 MB TOLL BDS 2013465 RSV 04/18/2022 04/16/2022 04/18/2022 383780850 PAID DOWN PAR VALUE OF 0 5 M A GT0 REMIC 2.38858% 7/16/43 (669.30). - - 669.30 (646.19) - 23,11 RCTC 2013 A&B TOLL 8052013448 RSV 04/18/2022 38378KSL4 INTEREST EARNED ON G5 M A GTO REMIC 2.604%12/16/4651 PV ON 922.3400 SHARES DUE 4/16/2022 $0,00217/P3 ON 425,000.00 P3 DUE 4/16/22 - - - 922.34 - - - 256350023 256350023 RCTC 2013 AO TOLL BDS 2013488 RSV 04/18/2022 04/16/2022 04/18/2022 3837868W4 PAID DOWN PAR VALUE OF G 5 M A GTD REMIC 1.705% 2/16/37 (492.73) - - 492.73 -. - 492.73 RCTC 2013 A&B TOLL 6DS 201340B RSV 04/18/2022 3837889W4 INTEREST EARNED ON 0 5 M A GTO REMIC 1.705% 2/16/37 31 PV ON 59.3600 SHARES DUE 4/16/2022 $0.00142/PV ON 41,778.20 PV DUE 4/16/22 - - - 59.36 - - - 256350023. RCTC 2013 AN TOLL BDS 20134&B RSV 04/18/2022 383786645 INTEREST EARNED ON G N M A GTD REMIC 2250% 12/16/41 $1 PV ON 99.7500 SHARES DUE 4/16/2022 30.00188/PV ON 53,202.35 PV DUE 4/16/22 - - 99:75. - -. 256350023 RCTC 2013 A&8 TOLL 80520134&B RSV 04/18/2022 04/16/2022 04/18/2022383783645 PAID DOWN PAR VALUE OF G N M A GTO REMIC 2.250% 12/16/41 (2,531.73) - - 2,531.73 (2440.35) - 91.38 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 04/18/2022 04/16/2022. 04/18/2022 383790005 PAID DOWN PAR VALUE OF G N M A GTD REMIC 2.381% 9/16/55 (79.54) - - 79.54 (77.51) - 2.03 256350023 RCTC 2013 A&8 TOLL BDS 20134&B RSV 04/18/2022 383791055 INTEREST EARNED ON 0 N M A GTO REMIC 2.381% 9/16/55 $1 PV ON 85.4900 SHARES DUE 4/16/2022 $0,00208/P6 ON 41,094.73 PV DUE 4/16/22 - - - 85.49 - - - _ 256350023 RCTC 2013 A&B TOLL EMS 2013460 RSV 04/19/2022 04/19/2022 04/19/2022 318466401 PURCHASED UNITS OF FIRST AM GOVT OB FD CL D 248.02 1.00 - (248.02) 248.02 - - 256350023 RCTC 20134613 TOLL BDS 20134&B RSV 04/20/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL INCOME EARNINGS - - - (812.91) - - - 256350023 RCTC 2013 A&B TOLL 8002013468 R5V 04/20/2022 CASH RECEIPT TRANSFER FROM INCOME INCOME EARNINGS - - - 812.91 256350023 RCTC 2013468 TOLL BDS 2013468 RSV 04/20/2022 04/20/2022 04/20/2022318466401 PURCHASED UNITS OF FIRST AM GOVT OB FD CL O 6,905.39 1.00 - (6,905.39) 6,905.39 - - 256350023 256350023 RCTC 2013 468 TOLL BDS 2013A&B RSV RCTC 2013 A&B TOLLBDS 2013068 RSV 04/20/2022 04/20/2022' 04/20/2022 04/20/2022 04/20/2022 318466401 04/20/2022 36179MEK2 PURCHASED UNITS OF FIRST AM GOVT 0010 CL D PAID DOWN PAR VALUE OF G N M A 118M401382.500% 6/20/27P & I DUE 18,143.13 (2100.69) 1.00 - - (18,143.13) - 2,100.69 10143.13 (2111.45) -. - (11.26) 04/20/22 256350023 RCTC 2013 A88 TOLL BDS 2013468 RSV 04/20/2012 36179MEK2 AMORTIZED PREMIUM ON G N M A 118MA0138 2.500% 6/20/27 CURRENT YEAR AMORTIZATION - - - (421.46) 256350023 RCTC 2013 A&B TOLL BDS 20134&B RSV 04/20/2022 36179MEK2 INTEREST EARNED ON G 5 M A I 141040138 2.500% 6/20/27 $1 PV ON 106 2700 SHARES DUE 4/20/2022 P & I DUE 04/20/22 - - - 106.27 - - 04/11/2022 04/04/2022 3137E4378 PAID ACCRUED INTEREST ON PURCHASE OF F H L M C MLTCL MTG 4000% (1 27) 85 Page 43 of 109 Source Account RIVERSIDE COUNTY TRANSPORTATION COMMISSION 91 CIP STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 Account Transaction Date Trade Date Settlement Date CUSEP Description Units Prlc Miscellaneous Fees Net Cash Federal Tax Cost Short Term Long Term Amount Amount Gain/Loss Amount Gain/Loss Amount 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV YEAR AMORTIZATION 6379 874.10 - (894 16) - 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 04/20/2022 36179MU24 INTEREST EARNED ON 06 M A 114400601 2 500% 12/20/27$1 PV ON 63.7900 SHARES DUE 4/20/2022 P & I DUE 04/20/22 - - - 256350023 RCTC 201366B TOLL BDS 2013A&B RSV 04/20/2022 04/20/2022 04/20/2022. 3617933024 PAID DOWN PAR VALUE OF G N M A I I #1480601 2500% 12/20/27 P & 1 DUE 04/20/22 (874.10) - - - {20.06) 256350023 RCTC 2013 A&B TOLL BDS 2013AMB RSV 04/20/2022 36179M245 AMORTIZED PREMIUM ON G N M A I I #14207562.500% 2/20/28 CURRENT YEAR AMORTIZATION - - - - (29.87) - (1.317.19) - 256350023 RCTC 2013 A&B TOLL BDS 2013800 RSV 04/20/2022 36179MZV5 INTEREST EARNED ON G N M A I I #MA07562.500% 2/20/28 $1 PV ON 86.9700 SHARES DUE 4/20/2022P & I DUE 04/20/22 - - - 86.97 - 256350023 RCTC 2013 468 TOLL BDS 20136&B RSV 04/20/2022 04/20/2022 04/20/2022 36179MZV5 PAID DOWN PAR VALUE OF G N M A 110M60756 2.500% 2/20/28 P & I DUE 04/20/22 (1,287.24) - - 1,287.24 - (29.95) 256350023 RCTC 2013 A&BTOLL BDS 2013A&B RSV 04/20/2022 361198A,07 AMORTIZED PREMIUM ON G N M A II#MA09093.000%4/20/28 CURRENT YEAR AMORTIZATION - _ -- - (20.74) 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 04/20/2022 36179NAU7 INTEREST EARNED ON G N M A 1141040909 3.000% 4/20/28 01 PV ON 53.0600SHARES DUE 4/20/2022 MARCH GNMA DUE 4/20/22 - - - 53.06 - - 256350023 RCTC 2013 A&B TOLL BDS 2013886 RSV 04/20/2022 04/20/2022 04/20/2022 36779NAJ7 PAID DOWN PAR VALUE OF G N M A I I #1480909 3.000% 4/20/28 MARCH GNMA DUE 4/20/22 (630.21) - -. 630.21 (650.03) -- (19:8382 ) 256350023 RCTC 2013 A&B TOLL BDS 2013AMB RSV 04/20/2022 04/20/2022 04/20/2022 36179NKP2 PAID DOWN PAR VALUE OF G N M A II #MA1202 2.500% 8/20/28 MARCH GNMA DUE 4/20/22 (2,195.65) - - 2,195.65 (2,252.55) - (56.90) 256350023 RCTC 2013 A&BTOLL BDS 2013A&B RSV 04/20/2022 36179902 AMORTIZED PREMIUM ON 0 N M A II#MA1202 2.500%8/20/28 CURRENT YEAR AMORTIZATION - -. - -. (50.18) -. - 256350023 RCTC 2013 A&B TOLL BDS 20138&B RSV 04/20/2022 36179NKP2 INTEREST EARNED ON G 5 M A II #MA1202 2.500% 8/20/28 $1 PV ON 140 0900 SHARES DUE 4/20/2022 MARCH GNMA DUE 4/20/22 - - - 140.09 - - - 256350023 RCTC 2013 A&B TOLLBDS 2013868 RSV 04/20/2022 36202F2H8 AMORTIZED PREMIUM ON G N M A 11#0052763.000%1/20/27 CURRENT YEAR AMORTIZATION - - '- - (25.00) - 256350023 RCTC 2013468 TOLL BDS 20136&B RSV 04/20/2022 36202F2H8 INTEREST EARNED ON 05 M A II 40052763.000% 1/20/27$1 PV ON 158.7800 SHARES DUE 4/20/2022 P &I DUE 04/20/22 - - - 158.78 - - - 256350023 RCTC 2013 A813 TOLLBOS 2013A&B RSV 04/20/2022 04/20/2022 04/20/2022 36202F268. PAID DOWN PAR VALUE OF 0 N M A 11 #0052763.000% 1/20/27 P &I DUE 04/20/22 (2,227.55). - - 3,227.55 (2.250.11) (10.82) (11.74) 256350023 RCTC 2013 AM TOLL BDS 20138&B RSV 04/20/2022 36202E367 AMORTIZED PREMIUM ON G N M A 11#0053003.000%2/20/27 CURRENT YEAR AMORTIZATION - - - - (31 64) - 256350023 RCTC 2013 A&B TOLL BDS 2013068 RSV 04/20/2022 36202F3H7 INTEREST EARNED ON G N M A I I#0053003.000% 2/20/27$1 PV ON 84.6200 SHARES DUE 4/20/2022 MARCH GNMA DUE 4/20/22 - - - 84.62 - - - 256350023 RCTC 2013 A&B TOLL BDS 2013AMB RSV 04/20/2022 04/20/2022 04/20/2022 36202F3H7 PAID DOWN PAR VALUE OF G N M A II #005300 3.000% 2/20/27 MARCH GNMA DUE 4/20/22 (1,154.73) - - 1,154.73 (1,183.74) - (29.01) 256350023 RCTC 2013 A&BTOLL BDS 2013A&B RSV 04/20/2022 04/20/2022. 04/20/2022 383761109. PAID GOWN PAR 4/2,421_116 OF 0 N M A GTO REMIC 8.000%11/20/39 (03290, -. - 572.96 (581.12) --. (8.16) 256350023 RCTC 2013 A&B TOLL BDS 20130&B RSV 04/20/2022 38376TTT9 INTEREST EARNED ON GNMA GTD REMIC 3:000% 11/20/39 $1 PV ON 41.1100 SHARES DUE 4/20/2022 $0.00250/PV ON 16,443.36 PV DUE 4/20/22 - - - 41.11 - - - 256850023 RCTC 2013 AM TOLL BDS 2013888 RSV 04/20/2022 383767179 AMORTIZED PREMIUM ON 0 N M A 000 REMIC 3.000%11/20/39 CURRENT YEARAMORT2ATION - - (516) 256350023 RCTC 2013 AM TOLL BDS 2013AMB RSV 04/20/2022 38377LFC7 INTEREST EARNED ON 0 6 M A GTD REMIC 2.500% 12/20/39 $1 PV ON 4,6800 SHARES DUE 4/20/2022 $0.00208/PV ON 2,248.68 PV DUE 4/20/22 - - - 4:68 - - - 256350023 _ 256350023 RCTC 2013 A&B TOLLBDS 2013A&B RSV 04/20/2022 383771E07 AMORTIZED PREMIUM ONG-8MA 010 REMIC 2500%12/20/39 CURRENT YEAR AMORTIZATION -. -. _ '(DAI) RCTC 2013 A&B TOLL BDS 2013AMB RSV 04/20/2022 04/20/2022 04/20/2022 3837717E17 PAID DOWN PAR VALUE OF G N M A GTD REMIC 2.500%12/20/39 (1,801.47) - - 1,801.47 (1,816.13) - (14.66) 256350023 RCTC 2013 A&B TOLL BDS 20138&B RSV 0412/2022 383770969 AMORTIZED PREMIUM ON G N M A GTD REMIC 3.000% 8/20/40 CURRENT YEAR AMORTIZATION -- -. .. -_ _. _ 256350023 RCTC 2013 MB TOLL BDS 2013A&B RSV 04/20/2022 383770969 INTEREST EARNED ON G N M A GTD REMIC 3.000% 8/20/40 01 PV ON 25.5800 SHARES DUE 4/20/2022 $0.00250/04 ON 10,230.22 PV DUE 4/20/22 - - - 25.58 - - - 256350023 RCTC 2013 A&B TOLL BDS 20130&6 RSV 04/20/2022 04/20/2022 04/20/2022 3837159H9 PAID DOWN PAR VALUE OF G N M A GTD REMIC 3.000% 8/20/40 (/13.03) - 789;031 (72036) - (7,33) 256350023 RCTC 2013 AM TOLL BDS 2013AMB RSV 04/20/2022 04/20/2022 04/20/2022 383779498 PAID DOWN PAR VALUE OF G N M A GTD REMIC 3.000% 4/20/39 (990.95) - - 990.95 (489.86) - 501.09 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 04/20/2022 38377RVK8 AMORTIZED PREMIUM ON 0 N M A 000 REMIC 3.000% 4/20/39 CURRENT YEAR AMORTIZATION - - - (1.70) - 256350023 RCTC 2013466 TOLL BDS 2013AMB RSV 04/20/2022 383776488 INTEREST EARNED ON G N M A GTD REMIC 3.000% 4/20/39 $1 PV ON 73.9700 SHARES DUE 4/20/2022 $0.00250/PV ON 29,583.50 PV DUE 4/20/22,_ - - - 73.97 - - - 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 04/20/2022 38377111_4 INTEREST EARNED ON G N M A GTD REMIC 2000% 5/20/40 $1 PV ON15.5600 SHARES DUE 4/20/2022 $0.00167/04 ON 9,334.98 PV DUE 4/20/22 256350023 RCTC 2013 A&B TOLLBDS 20136&B RSV 04/20/2022 383//TI L4 AMORTIZED PREMIUM ON G N M A GTD REMIC 2.000% 5/20/40 CURRENT YEAR AMORTIZATION - - - - (2.02) - 256350023. RCTC2013 A&B TOLLBDS 20138&B RSV 04/20/2022 04/20/2022 04/20/2022 04/20/2022383//911,4 PAID DOWN PAR VALUE OF N M AGTD REMIC 2000%5/20/40 (464.74). - - 464.74 (459.29) - :(4.55) 256350023 RCTC 2013 666 TOLL BDS 2013686 RSV 04/20/2022 04/20/2022 383780U90 PAID DOWN PAR VALUE OF 0 5 M A GTD REMIC 3 000% 10/22/26 (3,103.84) - - 3,103.84 (3,143.26) - (39.42) 256380023 RCTC 2013 A&B TOLL BDS 2013A50 RSV 04/20/2022 383788090. INTEREST EARNED ON 0 N M A GTO REMIC 3.000%10/20/26 $1 PV ON 79.3000 SHARES DUE4/20/2022 $0.00250/04 ON 31,720.99 PV DUE 4/20/22 - - - 79.30 - - 256350023 RCTC 2013 AM TOLL 8092013068 RSV 04/20/2022 383780U90 AMORTIZED PREMIUM ON G N M A GTD REMIC 3.000% 10/20/26 CURRENT YEAR AMORTIZATION - - - - (15.90) - 256350023 RCTC 2013 A&B T0LL BDS 2013A&B RSV _0420/2022 38378HAU0 INTEREST EARNED ON G N M A GTD REMIC 1.500% 8/20/27 $1 PV ON 48.2700 SHARES DUE 4/20/2022 $0.00125/PV ON 38,616.52 PV DUE 4/20/22 - - - 48.27 - - - 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 04/20/2022 38378HAU0 AMORTIZED PREMIUM ON G N M A GTD REMIC 1.500% 8/20/27 CURRENT YEAR AMORTIZATION - - - - (15.14) - 256350023 RCTC 2013 A&BTOLL BDS 2013066 RSV 04/20/2022 04/20/2022 04/20/2022 383784800 PAID DOWN PAR VALUE OF 6 N M A GTD REMIC 1.500% 8/20/27 (1,313.19) -. - 1,313.19 (1,327.72) -. (14.53) 256350023 RCTC 2013 A&B TOLL BDS 20138&B RSV 04/20/2022 383783207 INTEREST EARNED ON G N M A GTD REMIC 1.500%12/20/40 $1 PV ON 18.2900 SHARES DUE 4/20/2022 $0.00125/04 ON 14,632.55 PV DUE 4/20/22 - - - 18.29 - - - 04/20/2022 36179M024 AMORTIZED PREMIUM ON GNMA I 14M80601 2.500% 12/20/27 CURRENT (22.16) 86 Page 44 of 109 RIVERSIDE COUNTY TRANSPORTATION COMMISSION 91 CIP STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 Source Account Account Transaction Date Trade Date Settlement Date CUSIP Description Units P rl - iscefaucous Fees - Net Cash Amount 761.87 1,21795 103.30 Federal Tax Cost Amount (752 35) - - (2,431.41) Short Term Gain/Loss Amount - - - - Long Tenn Gain/Loss Amount 9.52 256350023 256350023 RCTC 2013 A TOLL BDS 20136&B RSV 04/20/2022 04/20/2022 04/20/2022303787207 PAID DOWN PAR VALUE OF G 9 M A GTO REM IC 1.500012/20/40 (761.87) - RCTC 2013 A&B TOLL BDS 2013A8B RSV 04/20/2022 04/20/2022 04/20/2022 38378TAF7 PAID DOWN PAR VALUE OF G N M A GTD REMIC 2.500% 7/20/41 (1,217.95). - - 1,217.95 256360023. 8606 2013 /MB TOLL BDS 2013A&B RSV 04/20/2022'. 38378TAF7 INTEREST EARNED' ON 0 N M A GTD REMIC 2500% 7/20/41 $1 PV ON 103.3000 SHARES DUE 4/20/2022 $0.00208/PV ON 49,586.07 PV DUE 4/20/22 - - - -. 256350023 RCTC 2013686 TOLL BDS 20136&B RSV 04/20/2022 04/20/2022 04/20/2022 383806234 PAID DOWN PAR VALUE OF G N M A GTD REMIC 3.000% 4/20/46 (2,409.70) - - 2409.70 (21.71) 256350023 RCTC 2013 6&BTOLL BDS 20130&8 RSV 04/20/2022 383804234 INTEREST EARNED ON C N M A GTD REMIC 3.000% 4/20/46 51 PV ON 125.0100 SHARESDUE4/20/2022 $0.00250/P5 ON 50,00285 PV DUE 4/20/22 - - - 125.01 - - 256350023 RCTC 201368B TOLL BDS 2013A&B RSV 04/20/2022 383806Z54 AMORTIZED PREMIUM ON G N M A GTD REMIC 3.000% 4/20/46 CURRENT YEAR AMORTIZATION - - - - (7.95) - 256350023 RCTC 2013 A&8 TOLL 80S 2013AMB RSV 04/21/2022 GASH DISBURSEMENT TRANSFER TO PRINCIPAL INCOME EARNINGS - -. - (415.81) 256350023 RCTC 2013 ASB TOLL BD52013A&B RSV 04/21/2022 CASH RECEIPT TRANSFER FROM INCOME INCOME EARNINGS - - - 415.81 - - - 256350023 RCTC 2013 A&B TOLL BDS 2013668 RSV 04/25[2022' CASH DISBURSEMENT TRANSFER TO PRINCIPAL INCOMEEARNINGS - - - (240'.74) -. - - 256350023 RCTC 2013 A&B TOLLBDS 2013658 RSV 04/25/2022 1155 RECEIPT TRANSFER FROM INCOME INCOME EARNINGS - - - 240.74 - - - 256350023 RCTC 2013 MB TOLLBOS 2013689 RSV 04/25/2022 3136A72D3 INTEREST EARNED ON F N M A GTD REMIC 2.482% 4/25/22$1 PV ON 15.6800 SHARES DUE 4/25/2022 80.00207/PV ON 7,58272 PV DUE 4/25/22 - - - 15:68. - - 256350023 RCTC 2013668 TOLL BDS 2013668 RSV 04/25/2022 04/25/2022 04/25/2022 313667203 PAID DOWN PAR VALUE OF F N M A GTD REMIC 2.482% 4/25/22 (7,582.72) - - 7,582.72 (0.02) - 7,582.70 256350023 RCTC 2013 MB TOLLB S 2013668 RSV 04/25/2022 04/2.5/2022 04/25/2022 313668009 PAID DOWN PAR VALUE OF F N M A GTD REMIC 1.500% 9/25/27 (864.17) - - 864.17 (874.73) - (10.56) 256350023. RCTC 2013 668 701_11305 20136&B RSV 04/25/2022 313668589 INTEREST EARNED ON F N M A GTD REMIC 1.500% 9/25/2751 PV ON 36.3000 SHARES DUE4/25/2022 $0.00125/PV ON 29,043.00 PV DUE 4/25/22 - - - 36.30 - - 256350023 RCTC 2013 A&8 TOLL 805 2013MB RSV 04/25/2022 3136689X9 AMORTIZED PREMIUM ON 1 N M A GTO REMIC 1.500% 9/25/27GURRENT YEARAMORTFZATION - - -. -.. (1 570 256350023 RCTC 2013 A&B TOLL BDS 2013668 RSV 04/25/2022 3136ABNZ2 INTEREST EARNED ON F 5 M A GT0 REMIC 2.000% 11/25/42$1 PV ON 54.6800 SHARES DUE 4/25/2022 00.00167/P5 ON 32,810.16 PV DUE 4/25/22 - - - 54.68 - - 256950023 RCTC 2013 A831011E= 2013MB RSV 04/25/2022 3136ABN22 AMORTIZED PREMIUM ON F N M A GTD REMIC 2.000% 11/25/42 CURRENT YEAR AMORTIZATION - - - (6.86) - 256350023 RCTC 2013688 TOLL BDS 2013A&B RSV 04/25/2022 04/25/2022 04/25/2022 3136ABNZ2 PAID DOWN PAR VALUE OF F N M A GTD REMIC 2.000%11/25/42 (814.33) - - 814.33 (827.18) - (12.85) 256350023 RCTC 2013 MB TOLL BDS 2013658 RSV 04/25/2022 04/25/2022 04/25/2022 3136AC774 PAID DOWN PAR VALUE OF F N M A GT0 REMIC 2.656% 3/25/23 (52.09) - - 52,09 (51.54) - 0.55 256350023 RCTC 2013686 TOLL BDS 20136&B RSV 04/25/2022 313666774 INTEREST EARNED ON F N M A GTD REMIC 2.656% 3/25/23$1 PV ON 52.7400 SHARES DUE 4/25/2022 00.00222/PV ON 23,778.71 PV DUE 4/25/22 - - - 52.74 - - - 256350023 RCTC 2013 A&B TOLLBD82013A&B RSV 04/25/2022 3136ADFF1 INTEREST EARNED ON F N M A GTO REMIC 1.500% 4/25/23 $1 PV ON 18.1000 SHARE-St/11E4/25/2022 $0.00125/PV ON 14,477.64 PV DUE 4/25/22 -. - - 18:10 - - 256350023 RCTC 2013 MB TOLL BDS 2013689 RSV 04/25/2022 04/25/2022 04/25/2022 3136ADFF1 PAID DOWN PAR VALUE OF F N M A GTD REMIC 1.500% 4/25/23 (2,153.04) - - 2,153.04 (2,122.09) - 30.95 256350023 RCTC 2013 MB TOLLBDS 2013683 RSV 04/25/2022 04/26/2022 04/26/202.231364E114 PAID DOWN PAR VALUE OF F N M A GTD REMIC. 1750%7/25/28 (1,288.16) - - 1,288.16 :(1,305.85) - (17.69) 256350023 RCTC 2013 MB TOLL BDS 2013686 RSV 04/25/2022 313665584 INTEREST EARNED ON F N M A GTD REMIC 1.750% 7/25/28 $1 PV ON 49.1900 SHARES DUE 4/25/2022 50.00146/P5 ON 33,728.61 PV DUE 4/25/22 - - - 49.19 - - - 256350023 RCTC 2013 MB TOLL BD920136&8 RS5 04/25/2022 313665584 AMORTIZED PREMIUM ON 19 M A 510 REMIC 1.75007/25/28 CURRENT YEAR AMORTIZATION - - - - (14.44) - 256350023 RCTC 2013 AM TOLL BDS 2013689 RSV 04/25/2022 04/25/2022 04/25/20223136AHAE0 PAID DOWN PAR VALUE OF F N M A GTD REMIC 2.52354/25/23 (721.62). - - 721.62 (724.30) - (2.68) 256350023 RCTC 20136&6 TOLL BDS 2013AMB RSV 04/25/2022 3136656E0 INTEREST EARNED ON NM A GTO REMIC 2.623% 4/25/23$1 175 ON 29.7300 SHARES DUE 4/25/2022 $0.00217/P5 ON 13,707.53 PV DUE 4/25/22 AMORTIZED PREMIUM ON FNMAGTD REMIC 2.623%4/25/23 CURRENT YEAR AMORTIZATION - - - 29.73 - - -. 256350023 RCTC 2013686 TOLL BDS 2013699 RSV 04/25/2022 3136AHAE0 - - - - (3.87) - 256350023 RCTC 2013 A&e TOLL BDS 2013688 RSV 04/25/2022 51376W203 AMORTIZED PREMIUM ON F H L M O MLTCL MT 1.58303% 4/25/22 CURRENT YEAR AMORTIZATION - - - - (1.70) - 256350023 RCTC 2013 A&B TOLLBDS 20136&B RSV 04/25/2022 04/25/2022 04/25/2022 31376W093 MATURED PAR VALUE OF F H L M 6 MLTCL MT 1.58303%4/25/223,82297 PAR VALUE AT 100 % (3,822.97). 1.00 - 3,822.97 (3,823.74) - (0.77) 256360023 RCTC 20134&B70UBD52013A89 RSV 04/25/2022 04/25/2022 04/26/2022 3137816SO PAID DOWN PAR VALUE OF 1 H LM C MLTCL MT 25105 11/25/22 (8,351.97) - - 8,351.97 (8422:59) - (76.62) 256350023 RCTC 2013 A&B TOLL BDS 2013606 RSV 04/25/2022 3137B1BSO INTEREST EARNED ON F H L M C MLTCL MT 2.510% 11/25/22$1 PV ON 752.1100 SHARES DUE 4/25/2022 $0.00209/PV ON 359,573.99 PV DUE 4/25/22 - - - 752.11 - - - 256350023 RCTC 2013 A&B TOLL BDS 20136&9 RSV 04/25/2022 3137818$0 AMORTIZED PREMIUM ONFH LM CMLTCL MT 2510%11/25/22 CURRENT YEARAMORTZATION - - - - (86.15) - 256350023. RCTC 2013 ABB TOLLBDS 2013689 RSV 04/25/2022 04/25/2022 04/25/2022 313761U75 PAID DOWN PAR VALUE OF F H L M C MLTCL MT 2 522% 1/25/23 (595.63). - - 595.63 (607.12) - (11.49) 256350023 RCTC 2013656 TOLL BDS 2013659 RSV 04/25/2022 3137B1U75 INTEREST EARNED ON 1 H L M C MLTCL MT 2.522% 1/25/23$1 PV ON 278 2000 SHARES DUE 4/25/2022 $0.00210/PV ON 132,372.63 PV DUE 4/25/22 -- - •- 278:20 - - - 256350023 RCTC 2013 A86 TOLL 9052013606 RSV 04/25/2022 3137/31275 AMORTIZED PREMIUM ON F H L M C MLTCL MT 2.522% 1/25/23 CURRENT YEAR AMORTIZATION - - - - (68.93) - 256350023. RUG 20136&32011 BDS 2013685 RSV 04/25/2022 3137811105 INTEREST EARNED ON F H L M C MLTCL MTG 2.637% 1/25/23 $1 PV 014 527 4000 SHARES 00E4125/202230.00220/P5 ON 240,000.00 PV DUE 4/25/22 -. -. - 527.40' - 256350023 RCTC 2013 AO TOLL BDS 2013658 RSV 04/25/2022 04/25/2022 04/25/202231378356W4 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 2778%9/25/22 (1,175.91) - - 1,175.91 (1,180.89) (4.98) - 256350023 RCTC 2013 MB TOLL SOS 2013A&B RSV 04/25/2022 313789NW4 INTEREST EARNED ON F H LMG MLTCL MTG 2.778% 9/25/22 $1 PV ON 15.8000 SHARES DUE 4/25/2022;80.00232/70 ON 6,823.23 P5 DUE 4/25/22 87 Page 45 of 109 Source Account RIVERSIDE COUNTY TRANSPORTATION COMMISSION 91 CIP STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 Account Transaction Date Trade Date Settlement Date CUSIP Descri Pion Units Miscellaneous Fees Net Cash Federal Tae Cost Short Term Long Term Amount Amount Gain/Loss Amount Gain/Loss Amount 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 256 256 256 256 256 256 256 256 256 256 256 256 256 256 256 256 256 256 256 256 256 256 256 256 256 256 256 256 256 256 256 256 256 256 256 256 256 256 256 256 04/25/2022 3137B3NW4 AMORTIZED PREMIUM ON F H L M C MLTCL MTG 2.778% 9/25/22 (5.60) '50023 R RCTC 2013 A&B TOLL BDS 2013A&B RSV 04/25/2022 313]BJ071 CURRENT YEAR AMORTIZATION 72.7699.%5/2 2$ INTEREST EARNED ON F H L M C MLTCL MT 2.7699fi% 5/25/25 $1 PV ON V ON 4039600SHARES DUE 4/25/2022 $0.00231/PV ON 175,000.00 PV DUE 4/25/22 - - - 403.96 - - '50023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 04/25/2022 3137BLAC2 INTEREST EARNED ON F H L M C MLTCL MT 3.284% 6/25/25$1 PV ON - - - 101.26 - 37000.0000 SHARES OUE 4/25/2022 - :50023 RCTC 2013 A&B TOLL BDS 2013868 RSV 04/25/2022 3137BLW87 INTEREST EARNED ON F H L M C MLTCL MTG 2.802% 1/25/25 $1 PV ON 372.7500 SHARES DUE 4/25/2022 $0.00234/PV ON 159637.34 PV DUE 4/25/22 - - 372.75 - - .50023 RCTC 20138&B TOLL BDS 20133&B RSV 04/25/2022 3137BLW87 AMORTIZED PREMIUM ON F H L M C MLTCL MTG 2.802%1/25/25 CURRENT YEAR AMORTIZATION - - - - (175.93) - :50023 RCTC 201338B TOLL BDS 2013368 RSV 04/25/2022 04/25/2022 D4/25/2022 3137BLW87 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 2.802% 1/25/25 (3,997.03) - - 3,997.03 (4,140.97) -. (143.94) 50023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 04/25/2022 04/25/2022 04/25/2022 3137BYPQ7 PAID DOWN PAR VALUE OF F H L M C MLTCL MT 0.44256% 4/25/24 (250.11) - - 250.11 (260.57) - (10.46) '50023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 04/25/2022 3137E12P57 INTEREST EARNED ON F H L M C MLTCL MT 0.44256% 4/25/24 $1 PV ON 496 9300 SHARES DUE 4/25/2022 $0.00242/PV ON 205272.99 PV DUE 4/25/22 = - - 496.93. - '50023 RCTC 20133&8 TOLL BDS 20138&B RSV 04/25/2022 3137E131457 AMORTIZED PREMIUM ON F H L MC MLTCL MT 0.44256%4/25/24 CURRENT YEAR AMORTIZATION - - - - (347.08) - - ':50023 RCTC 2013 AN TOLL 8652013888 RSV 04/25/2022 3137F4226 INTEREST EARNED ON F H L M C MLTCL MT 0.52896% 9/25/24$1 PV ON 97.2100 SHARES DUE 4/25/2022 $0.00243/PV ON 39,950.61 PV DUE 4/25/22 - - - 97.21 - - .50023 50023 .50023 '50023 RCTC 2013 A&B TOLL BDS 2013A8B RSV 04/25/2022 3137F4256 AMORTIZED PREMIUM ON F H L M C MLTCL MT 0.52896% 9/25/24 CURRENT YEAR AMORTIZATION - - - - (54.94) - RCTC 2013 A88 TOLL BDS 2013668 RSV 04/25/2022 04/25/2022 04/25/2022 3137F4C26 PAID DOWN PAR VALUE OF F H L M C MLTCL MT 0.52896% 9/25/24 (15.49) - - 15.49. (16.28) - 10:79} RCTC 2013 A&B TOLL 1305 201336B RSV 04/25/2022 04/05/2022 313762M35 PAID ACCRUED INTEREST ON PURCHASE OF F H L M C MLTCL MTG 2.951% 2/25/24 - - - (997) - - RCTC 2013368 TOLL B0020133&8 RSV 04/25/2022 03/31/2022 04/05/2022 313702M35 PURCHASED PAR VALUE OF F H L M C MLTCL MTG 2.951% 2/25/24 /TORONTO DOMINION SECURITIES (0/30,407.05 PAR VALUE AT 100 65626228 % 30407:05 101 - (30606.60) 30606.60 - .50023 RCTC 2013 A&B TOLL BDS 20138&6 RSV 04/25/2022 3137FYUR5 INTEREST EARNED ON F H L M C MLTCL 0.50049% 8/26/24 $1 PV ON 29.2800 SHARES DUE 4/25/2022 $0.00021 /PV ON 136,187.06140 DUE 4/25/22 - - - 29.28 - - '50023 RCTC 2013 A&B TOLL BDS 2013868 RSV 04/25/2022 04/25/2022. 04/25/20223138EKXL4 PAID DOWN PAR VALUE OFF N M A #AL3382. 2.388% 3/01/23 P&!DUE 04/25/22 (2,54823) - 2548.23 .(2,547.96) - 0:27 '50023 RCTC 2013 A&B TOLL BDS 20133&8 RSV 04/25/2022 3138EKXL4 ACCREDITED DISCOUNT ON 0 5 M A #803382 2.388% 3/01/23 MARKET DISCOUNT - - - - 0.99 - - '50023 RCTC 2013 A&B TOLL BDS 20138&B RSV 04/25/2022 3138EKXL4 ACCREDITED DISCOUNT ON F N M 68313382 2.388%3/01/23 MARKET DISCOUNT - - - - 0.52 .50023 50023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 04/25/2022 3138EKXL4 ACCREDITED DISCOUNT ON F N M A 8303382 2.388% 3/01/23 MARKET DISCOUNT - - - - 0.52 - RCTC 2013 A&B TOLL BDS 20138&8 RSV 04/25/2022 313820XL4 INTEREST EARNED ON F N M A 0303382 2.388% 3/01/23 $1 PV ON 214 5400 SHARES DUE 4/25/2022 P & I DUE 04/25/22 r - 214.54 - - -. .50023 RCTC 201332E17011 BDS 2013366 RSV 04/25/2022 04/25/2022 04/25/2022 314043097 PAID DOWN PAR VALUE OF F N M A 0886007 2.596% 6/01/49 P 81 DUE 04/25/22 (19.17) - - 19.17 (19.83) - (0.66) :50023 RCTC 2013 ABB TOLL BDS 2013A&B RSV 04/25/2022 3140JA097 AMORTIZED PREMIUM ON F N M A#BM6007 2.596% 6/01/49 CURRENT YEAR AMORTIZATION - - - - (233.63) - - .50023 '50023 RCTC 2013 A&8 TOLL BDS 2013368 RSV 04/25/2022 3140J3097 _ INTEREST EARNED ON F N M A 88M6007 2.596% 6/01/49 $1 PV ON 48.6800 SHARES DUE 4/25/2022 P & I DUE 04/25/22 - - - 48.68 - - RCTC 2013 A&B TOLL BDS 2013A&B RSV 04/25/2022 04/25/2022. 04/25/2022318460401 PURCHASED UNITS OF FIRST AM GOVT OB FO CL D 28,788.67 1,;80 - (28,788.67) 28,788.67 - - .50023 RCTC 2013 A&B TOLL BDS 201336B RSV 04/25/2022 04/25/2022 04/25/2022318465401 PURCHASED UNITS OF FIRST AM GOVT OB FD CL O 9,957.12 1.00 - (9,957.12) 9,957.12 - - '50023 .50023 RCTC 2013358 TOLL BDS 20133&B RSV 04/26/2022 04/26/2022 CASH RECEIPT TRANSFER FROM INCOME INCOME EARNINGS CASH DISBURSEMENT TRANSFER TO PRINCIPAL INCOME EARNINGS - - - - 6,379.92 - (6,379 92) - - - - - - '50023 '50023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 04/26/2022 3132A85Y1 AMORTIZED PREMIUM ON 0 H L M C#238063 2.500% 9/01/32 CURRENT YEAR AMORTIZATION - - - (109.86) - -. RCTC 2013 A&B TOLL BDS 201336B RSV 04/26/2022 313238551 INTEREST EARNED ON F H L M 2 0Z58063 2.500% 9/01/32 $1 PV ON - - - 312.98 - - 312.9800 SHARES DUE 4/25/2022 MARCH FHLMC DUE 4/25/22 '50023. RCTC 2013 A&B TOLL BDS 20138&B RSV 04/26/2022 04/25/2022 04/28/2022813238551 PAID DOWN PAR VALUE OF FH LM C 0258063 2.500%9/01/32 MARCH FHLMC DUE 4/25/22 (3,695.15) - - 3,695:15 (3,836.04) - (140.89) .50023 RCTC 2013 A&B TOLLBDS 2013A&B RSV 04/26/2022 04/25/2022 04/26/2022313242FC5 PAID DOWN PAR VALUE OF F H LM 2 07T1963 3.500% 11/01/30 MARCH FHLMC DUE 4/25/22 (8,344.87) - - 8.344.87 (8,764.16) - (419.29) '50023 RCTC 2013 A&B TOLL BDS 2013608 RSV 04/26/2022 3132AEF25 AMORTIZED PREMIUM ON 0 H L M C 8001963 3.500%11/01/30 CURRENT YEAR AMORTIZATION - - - - (379.90) -. .50023 RCT22013 A&B TOLL BDS 20133&B RSV 04/26/2022 3132AEFC5 INTEREST EARNED ON F H L M 2#ZT1963 3.500% 11/01/30$1 PV ON 861 1000 SHARES DUE 4/25/2022 MARCH FHLMC DUE 4/25/22 - - - 861.10 - - - '50023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 04/26/2022 04/25/2022 04/26/2022 313232F07 PAID DOWN PAR VALUE OF F H L M 232T1970 3.500% 4/01/33 MARCH FHLMC DUE 4/25/22 (1,367.40) - - 1,367.40 (1,455.93) - (88.53) .50023 RCTC 2013 A&8 TOLL BDS 20138&8 RSV 04/26/2022 3132AEFK7 AMORTIZED PREMIUM ON F H LM C#271970 3.500%4/01/33 CURRENT YEAR AMORTIZATION - - - - (80.64) - '50023 50023 '50023 RCTC 2013 A&B TOLL BDS 20138&B RSV 04/26/2022 313202027 INTEREST EARNED ON F H L M C #ZT1970 3.500% 4/01/33 $1 PV ON 167.1600 SHARES DUE 4/25/2022 MARCH FHLMC DUE 4/25/22 -- - - 107.16' -. - - RCTC 2013 308 TOLL BDS 2013300 RSV 04/26/2022 313738003 INTEREST EARNED ON 0 H L M 2 MLTCL MT 1.58303% 4/25/22 51 PV ON 3822 9700 SHARES DUE 4/25/2022 - - - 5.04 - - - RCTC 2013 A&B TOLL BDS 2013A&B RSV' 04/26/2022 04/25/2022 04/26/2022 313BENOD4 PAID DOWN PAR VALUE OF F N M A #A05851 3.500%10/01/29 MARCH FNMA DUE 4/25/22 (654.21) - -. 654.21: (6,9,29) (3648) .50023 :50023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 04/26/2022 9138ENQD4 AMORTIZED PREMIUM ON F N M A #005851 3.500%10/01/29 CURRENT YEAR AMORTIZATION - - - - (30.69) - RCTC 2013 MB TOLL BDS 2013660 RSV 04/26/2022 313825004 INTEREST EARNED ON F N M A 0305851 3.500%10/01/29 $1 PV ON: 58.6200 SHARES DUE 4/25/2022 MARCH FNMA DUE 4/25/22 -. .-. 59)62' - - -. '50023 RCTC 2013 A&8 TOLL BDS 20138&6 RSV 04/26/2022 04/25/2022 04/26/2022 3138EQRJ3 PAID DOWN PAR VALUE OF F N M A #807688 3.500% 11/01/30 MARCH FNMA DUE 4/25/22 (1,278,74) - - 1,278.74 (1,347.91) - (69.17) Page 46 of 109 RIVERSIDE RCTC COUNTY TRANSPORTATION COMMISSION 91 CIP STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 Source Account Account Transaction Date Trade Date 04/25/2022 Setttement Date COMP 3138E014.13 Description AMORTIZED PREMIUM ON F N M A #AL7686 3.500% 11/01/30 CURRENT YEAR AMORTIZATION Units - Prk - - Miscellaneous Fees - - Net Cash Amount - 126.31 1,761 10 - 18403 Federal Tax Cost Amount (6045) - (1,868 72) (94 98) - Short Term Gain/Loss Amount - - - - Long Term Gain/Loss Amount - (107.62) - 256350023 RCTC 2013 A&e TOLL BDS 2013A&B RSV 04/26/2022 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 04/26/2022 3138EQRJ3 INTEREST EARNED ON F N M A #AL7688 3.500%11/01/30 $1 PV ON 1263100 SHARES DUE 4/25/2022 MARCH FNMA DUE 4/25/22 - 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 04/26/2022 04/26/20223138E0584 P51000246 PAR VALUE OF F N M A #AL8561 3.500% 6/01/31 MARCH FNMA DUE 4/25/22 (7,761.10) - - 256350023 RCTC 2013566 TOLL BDS 2013580 RSV 04/26/2022 3130ETQP4 AMORTIZED PREMIUM ON F N M A#AL8561 3.500%6/01/31 CURRENT VEAR AMORTIZATION - - - 256350023 RCTC. 2073 A&B TOLLBM 2013A&B RSV 04/26/2022 313BE0OP4 INTEREST EARNED ON F N M A #AL8561 3.500% 6/01/31 $1 PV ON 184.0300 5882455 DUE4/25/2022 MARCH FNMA DUE 4/2,/22 - - - - 256350023 RCTC 2013 A&B TOLL BDS 2013586 RSV 04/26/2022 3138WEMJ5 AMORTIZED PREMIUM ON F N M A #AS4860 2.500% 5/01/30 CURRENT YEAR AMORTIZATION - - - - (61.53) - 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 04/26/2022 3138WEMJ5 INTEREST EARNED ON F N M A #A84860 2.500% 5/01/30$1 PV ON 144.2400 SHARES DUE 4/25/2022 MARCH FNMA DUE 4/25/22 - -. - 144.24 - 256350023 RCTC 2013 MB TOLL B05 20136&0 RSV 04/26/2022 04/25/2022 04/26/2022 313BWEMJ5 PAID DOWN PAR VALUE OF F N M A#A54860 2.500% 5/01/30 MARCH FNMA DUE 4/25/22 (1375.04) - - 1375.04 (1,426.81) (15.13) (36.64) 256350023 RCTC 2013 A&BTOLLBDS 2013588 RSV 04/26/2022 04/25/2022 04/26/2022314088ME0 PAID DOWN PAR VALUE OF F N M A#BM3956 3.000%12/01/32 MARCH FNMA DUE 4/25/22 (1177:81) - - 1,177 81 (1,239.64) (14.27)" (47.52) 256350023 RCTC 2013 A&B TOLL BDS 2013A8B RSV 04/26/2022 3140J8ME0 AMORTIZED PREMIUM ON F N M A 8E043956 3.000%12/01/32 CURRENT VEAR AMORTIZATION - - - - (51.22) - - 256350023 RCTC 2013 A&B TOLLBDS 2013A&B RSV 04/26/2022 3140JBME0 INTEREST EARNED ON F N M A#BM3956 3.000% 12/01/32$1 PV ON 122.7000 SHARES DUE 4/25/2022 MARCH FNMA DUE 4/25/22 - - - 122.70 256350023 RCTC 2013 A&B TOLL BDS 2013888 RSV 04/26/2022 314009868 AMORTIZED PREMIUM ON F N M A#FM6G17 3.000% 2/01/35 CURRENT YEAR AMORTIZATION - - - - (146.25) - 256350023 RCTC 2013 A&B TOLL BDS 2013A88 RSV 04/26/2022 31408901(8 INTEREST EARNED ON F N M A #FM6017 3.000% 2/01/35 01 PV ON 366 5300 SHARES DUE 4/25/2022 MARCH FNMA DUE 4/25/22 -. - - 366.53 - - - 256350023 RCTC 2013 A&B TOLL BDS 2013586 RSV 04/26/2022 04/25/2022 04/26/20223140%981(8 PAID DOWN PAR VALUE OF FNMA#FM6017 3.000% 2/01/35 MARCH FNMA DUE 4/25/22 (3,248.86) - - 3,248.86 (3,435.91) - (187.05) 256360023 RCTC 2013 A&B TOLL EDS 2013A80 RSV 04/26/2022 04/25/2022 04/26/2022314180084 PAID DOWN PAR VALUE OF F N M A #M62803 2.500611/01/31 MARCH FNMA DUE 4/25/22 (3,527.88) - - 3527.88 .(3,67216) (144:28) 256350023 RCTC 2013 A&B TOLL 80520135&B RSV 04/26/2022 314180084 AMORTIZED PREMIUM ON F N M A#MA2803 2.500% 11/01/31 CURRENT VEAR AMORTIZATION - - - - (129.89) - - 256350023 RCTC 2013 A&B TOLL BDS 2013586 RSV 04/26/2022 31418C0H4 INTEREST EARNED ON F N M A #052803 2500%11/01/31 $1 PV ON: 323.6300 SHARES DUE 4/25/2022 MARCH FNMA DUE 4/25/22 - - 323.63 - - 256350023 RCTC 2013 A&B TOLL BDS 2013580 RSV 04/26/2022 04/25/2022 04/26/2022 3141808E3 PAID DOWN PAR VALUE OF F N M A #MA4309 2.000% 3/01/31 MARCH FNMA DUE 4/25/22 (4,446.08). - - 4,446.08 (4,576.53) (116.02) (14.43) 256350023 RCTC 2013 A&B TOLLBOS 2013A&B RSV 54/26/2022 314180053 AMORTIZED PREMIUM ON F N M A #M54309 2000%3/01/31 CURRENT YEAR AMORTIZATION -. - - - (735.96) - - 256350023 RCTC 2013 A&B TOLL BDS 2013880 RSV 04/26/2022 3141808E3 INTEREST EARNED ON F N M A #MA4309 2.000% 3/01/31 01 PV ON 358.5300 SHARES DUE 4/25/2022 MARCH FNMA DUE 4/25/22 - - - 35853 - - 256350023. RCTC 2013 A&B TOLL BDS 2013A&B RSV 04/26/2022 04/2672022 04/26/2022 318468401. PURCHASED UNITS OF FIRST AM GOVT OB FO CL D 3095297 1.00 - (33,90297) 33,902.97 - - 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 04/26/2022 04/26/2022 04/26/2022318468401 PURCHASED UNITS OF FIRST AM GOVT OB FD CL D 35,160.63 1.00 - (35,160.63) 35,16063 - - 256350023 RCTC 2013 MB TOLLBDS 2013A8B RSV 04/27/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL INCOME EARNINGS - - - (15.58) - - - 256350023 RCTC 2013566 TOLL BDS 2013A&B RSV 04/27/2022 CASH RECEIPT TRANSFER FROM INCOME INCOME EARNINGS - - - 15.58 - - - 256350023 RCTC 2013 A&B TOLL BDS 2013588 RSV 04/28/2022 04/28/2022. 04/28/2022 318460401 PURCHASED UNITS OF FIRST AM GOVT 08 FO CL D 1,60212 1.00 - (1,602.12) 1,602.12 23,34614 - - 256350023 RCTC 2013 A8B TOLL BDS 2013A&B RSV 04/28/2022 03/30/2022 04/04/2022 383816258 PURCHASED PAR VALUE OF G N M A GTD REMIC 3.000%11/20/45 /STEPHENS, INC./23215.55 PAR VALUE AT 100.5625109 % 23,215.55 1.01 - (23,346 14) - 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 04/28/2022 04/04/2022 383815258 PAID ACCRUED INTEREST ON PURCHASE OF G N M A GTO REMIC 3.000% 11/20/45 - - -- (5.80) - - - 256350023 256350023 256350023 RCTC 2013580 TOLL BDS 2013A&B RSV 04/29/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL INCOME EARNINGS - - - (040) - - - RCTC 2013A&B TOLL BDS 20135&B RSV 04/29/2022 CASH RECEIPT TRANSFER FROM INCOME INCOME EARNINGS - - - 0.40 - - - RCTC 2013 A&B TOLL BDS 2013690 RSV 04/29/2022 03/31/2022 04/05/2022 31378LUR7 PURCHASED PAR VALUE OF F H L M C MLTCL MT 2.716% 6/25/22/CREDIT SUISSE SECURITIES (USA)/REVS/REPOST FACTOR UPDATE/SPO OFFSET 8;014.20 1.00 - (8,020.46) 8,020.46 - - 256350023 RCTC 2013 A&B TOLL BDS00020135000S8 04/29/2022 04/05/2022 31378LUR7 PAID ACCRUED INTEREST ON PURCHASE OF F H L M C MLTCL MT 2.716% 6/25/22 -, -. - (2.42) -- 256350023 RCTC 20135&B TOLL BDS 20135&B RSV 04/29/2022 04/29/2022 04/29/2022318468401 SOLD UNITS OF FIRST AM GOVT OB FO CL O (201.71) 1.00 - 201.71 (201.71) - - 256350023 RCTC 2013 A&8 TOLL BDS 2013680 RSV 05/02/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL INCOME EARNINGS - - (0760.81) - - - 256350023 RCTC 2013688 TOLL BDS 2013586 RSV 05/02/2022 CASH RECEIPT TRANSFER FROM INCOME INCOME EARNINGS - - - 1,760.81 - - - 256350023 RCTC 2013 600 TOLL BDS 2013A&B RSV 05/02/2022 05/02/2022 05/02/2022318468401 SOLD UNITS OF FIRST AM GOVT 013 FD CL 0 (123,663.88) 1.00 - 123,663.88 (123,663.88) - - ' 256350023 RCTC 2013 MB TOLL BDS 2013688 RSV 05/02/2022 05/02/2022 05/02/2022 318468401 PURCHASED UNITS OF FIRST AM GOVT 0E1 FD CL D 4,483.36 100 - (4,483.36) 4,483.36 - - 256350023 RCTC 2013A&B TOLL BDS 2013580 RSV 05/02/2022' 318460401 INTEREST EARNED ON FIRST AM GOVT OBFDCL 0 UNIT ON 0.0000 SHARES OUE 4/30/2022 INTEREST FROM 4/1/22 TO 4/30/22 - - - 0.71 - - - 256350023 RCTC 2013 A&B TOLL BDS 2013680 RSV 05/02/2022 912020002 INTEREST EARNED ON U S TREASURY NT 0.00001% 7/31/23$1 PV ON 2485000.0000SHARES DUE 4/30/2022 - - - 3,316.01 - - - 256350023 RCTC 2013 A8B TOLL BOS 20135&6 RSV 05/02/2022 04/29/2022 05/02/20229120200E8 PURCHASED PAR VALUE OF 0 S TREASURY NT 0.325% 10/31/23 /WFSLUS33 WELLS FARGO CHARL NC/125,000 PAR VALUE AT 100.339752 % 125,000.00 1:.00 - (125424.69) 125,424.69 - - 256350023 RCTC 2013 A&B TOLL BDS 2013888 RSV 05/02/2022 9128200E0 INTEREST EARNED ON U S TREASURY NT 0.325% 10/31/23$1 PV ON 2175000.0000 SHARES DUE 4/30/2022 - - - 2,934.60 - - - 256350023 RCTC 2013 A&B TOLL BOS 20135&6 RSV' 05/02/2022 05/02/2022 9128200E8 PAID ACCRUED INTEREST ON PURCHASEOFUSTREASURY NT 0.325% 10/31/23 -. - - (6:44) - - - 89 Page 47 of 109 Source Account RIVERSIDE COUNTY TRANSPORTATION COMMISSION 91 CIP STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 Account TrnnsaWon Date Trade Date Settlement Date ('tSIP Description Units Price Miscellaneous Fees Net Cash Federal Tax Cost Short Term Long Term Amount Amount Gain/Loss Amount Gain/Loss Amount 256350023 256 256 256 256 256 256 256 256 256 256 256 256 256 256 256 256 256 256 256 256 256 256 256 256 256 256 256 256 256 256 256 256 256 256 256 256 256 256 256 256 RCTC 2013 MB TOLL BDS 2013A&B RSV 05/03/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL INCOME EARNINGS (4,479.01) :50023 RCTC 2013 A&B TOLL BDS 2013A8B RSV - 4,479.01 05/03/2022 CASH RECEIPT TRANSFER FROM INCOME INCOME EARNINGS - - - .50023 RCTC 2013 A&B TOLL BDS 20136&B RSV 05/03/2022 05/03/2022 05/03/2022318460401 SOLD UNITS OF FIRST AM GOVT OB FD CL 0 (37,524.44) 1.00 - 37,524.44 (37,52444) - - :50023 RCTC 2013 MB TOLL BDS 20136&B RSV 05/05/2022 05/05/2022 05/05/2022318465401 SOLD UNITS OF FIRST AM GOVT OB FD CL O (0.05) 1.00 - 0.05 (0.05) - - '50023 RCTC2013 A&B TOLLBDS 20136&B RSV 05/06/2022 05/06/2022 05/06/2022318460401 SOLD UNITS OF FIRST AM GOVT OB FD CLO (30,976.37) 1.00 - 30,97637 (30,976.37) - - :50023 RCTC 2013 A&B TOLL MS 2013A&B RSV 05/09/2022 05/06/2022313661606 PAID ACCRUED INTEREST ON PURCHASE OF F 9 M A 0TD' REMIO 4.500% 3)25/26 - - - (847) - - - :50023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 05/09/2022 05/03/2022 05/06/2022313561KD6 PURCHASED PAR VALUE OF F 9 M A GTD REMIC 4.500% 3/25/26 /STONE% FINANCIAL INC./13,550.99 PAR VALUE AT 100.12501671 % 13,550.99 1.00 - (13,567 93) 13,567.93 - - :50023 RCTC. 2013 A&B TOLL BDS 2013668 RSV 05/09/2022 05/0972022. 05/09/2022 318460401 SOLD UNITS OF FIRST AM GMT O8 FD CL D (20,028.49) 1.00 - 20,028.49 (20,028.49) - -. 50023 RCTC 2013A&B TOLL BDS 20136&B RSV 05/10/2022 05/10/2022 05/10/2022318465401 PURCHASED UNITS OF FIRST AM. GOVT OB FO CL0 37,42046 1.00 - (37,42846) 37,428.46 - - :50023 RCTC 2013660 TOLL BDS 20136&B RSV 05/12/2022' 05/03/20223140J55T2' PAID ACCRUED INTEREST ON PURCHASE OF F N M 9058,11757 2425% 4/01/23 - - (5.05) - - - .50023 RCTC2013 A&B TOLL BDS 2013A&B RSV 05/12/2022 04/20/2022 05/03/2022 3140J55T2 PURCHASED PAR VALUE OF F N M A #BM1757 2.426% 4/01/23 /TRUIST SECURITIES. INC /37.435.11 PAR VALUE AT 99.96874592% 37,435.11 1.00 - (37,423 41) 37,423.41 - - _ :50023 RCTC 2013 A&B TOLL BDS 20136&B RSV 05/12/2022 05/12/2022. 05/12/2022 318465401 PURCHASED UNITS OF FIRST AM GOVT OB FD CL D 96:74 1.00 - (96.74) 96.74 - - .50023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 05/16/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL INCOME EARNINGS - - - (12,935 27) - - - 50023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 05/16/2022 CASH RECEIPT TRANSFER FROM INCOME INCOME EARNINGS - - - 12,935.27 - - - .50023 RCTC 2013688 6011 BDS 2013A&B RSV 05/16/2022 3130AFFX0 INTEREST EARNED ON F H L B 008 3.250%11/16/2801 PV ON 185000.0000 SHARES DUE 5/16/2022 - - - 3,006.25 - - - 50023 RCTC 2013 MB TOLL BDS2013A&B RSV 05/16/2022 05/15/2022 05/16/2022313785660 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 2.500% 10/15/28 (226.98) - - 226.98 (224.43) -- 2.55 '50023 RCTC 2013 A&B TOLL 8DS 2013468 RSV 05/16/2022 3137B5A60 INTEREST EARNED ON F H 1 M 0 MLTCL MTG 2.500% 10/15/28$1 PV ON 15.1000 SHARES DUE 5/15/2022 $0.00208/P0 ON 7,249.57 PV DUE 5/15/22 - - - 15.10 - - - 50023. RCTC 2013:998 TOLL BDS 2013A&B RSV 05/16/2022 313764978 INTEREST EARNED ON F 81 M C MLTCL MTG 4.000% 7/15/4501 PV ON 12.7200 SHARES DUE 5/15/2022 $0.00333/P5 ON 3,817.22 PV DUE 5/15/22 - - - 12.72 .50023 RCTC 2013 A&8 TOLL BIM 20136&B RSV 05/16/2022 3137F4578 AMORTIZED PREMIUM ON F H L M C MLTCL MTG 4.000% 7/15/45 CURRENT YEAR AMORTIZATION - - - - (0.10) - '50023 RCTC 2013 A&B TOLL BDS 20136&B RSV 05/16/2022 05/15/2022. 05/16/2022 313764078 PAID DOWN PAR VALUE O6 F H 1 M 0 M1701 MTG 4.000% 7/15/45 (3,817.22) - - 3,817.22 (3,823.08) (5.86) .50023 RCTC 2013 A&8 TOLL BDS 2013A&B RSV 05/16/2022 05/16/2022 05/16/2022318465401 PURCHASED UNITS OF FIRST AM GOVT OB FD 01 0 3,82994 1.00 - (3,829 94) 3,829.94 - - :50023 RCTC 2013 A&B TOLL BDS 2013408 RSV 05/16/2022 05/16/2022 05/16/2022 318460401 PURCHASED UNITS OF FIRST AM GOVT 0B FO CL D 20,003.62 1.00 - (20,003.62) 20,003.62 - - .50023 RCTC 2013 A&8 TOLL BDS 2013A&B RSV 05/16/2022 361763068 AMORTIZED PREMIUM ON G N M A #779250 3.000% 5/15/27 CURRENT YEAR AMORTIZATION - - - - (28.56) - :50023 A8 RSV RCTC 2013 B TOLL BDS 2013680 EARNED 05/16/2022 361769088 O INTEREST ON G N M A #779250 3.000% 5/15/27 $1 PV ON 68.9200SHARES DUE 5/15/2022 APRIL :GNMA DUE 5/15/22 - - - 68.92 - -- '50023 RCTC 2013 A&B TOLL 8DS 20134&8 RSV 05/16/2022 05/15/2022 05/16/2022 361766088 PAID DOWN PAR VALUE OF G N M A #779250 5.000% 5/15/27 APRIL GNMA DUE 5/15/22 (1,134.12) - - 1,134.12 (1,167.27) - (33.15) ':50023 RCTC 2013 A&B TOLL 0052013680 RSV 05/16/2022 05/16/2022 05/16/2022 38376T5Z1 PAID DOWN PAR VALUE OF G M A GTD REMIC 3.000% 1/16/39 (1,593:18). - - 1,593.18 (431.57) (1230) 1,173.91 '50023 RCTC 2013A&B TOLLBDS 2013A&B RSV 05/16/2022 38376T5Z1 INTEREST EARNED ON G9 M A GTD REMIC 3.000% 1/16/39$1 PV ON 97.9000 SHARES DUE 5/16/2022 $0.00250/PV ON 39,159.32 PV DUE 5/16/22 - - - 97.90 - - - '50023 RCTC 2013 A88 TOLL BDS 2013908 RSV 05/16/2022 38376T5Z1 AMORTIZED PREMIUM ON G N MA GTD REMIC 3.000% 1/16/39 CURRENT YEAR AMORTIZATION • - - (5.00) - -. .50023 1201-0 2013 A&B 10118052013408 RSV 05/16/2022 05/16/2022 05/16/2022 38378K850 PAID DOWN PAR VALUE OF G N M A GTD REMIC 2.38858% 7/16/43 (518.47) - - 518.47 (500.57) - 17.90 50023 RCTC 2013 A&B TOLL BDS 20136&B RSV 05/16/2022 38378KRS0 INTEREST EARNED ON G N M A GTD REMIC 2.38858% 7/16/43$1 PV ON 44.1700 SHARES DUE 5/16/2022 $0.00199/PV ON 22,188.09 PV DUE 5/16/22 - - - 44.17 - - .50023 RCTC 2013 A&B 701.11305 2013408 RSV 05/16/2022 383780014 INTEREST EARNED ON G N M A GM REMIC 2.604% 12/16/46 $1 PV ON 922 3400 SHARES DUE 5/16/2022 $0.00217/PV ON 425,000.00 PV DUE 5/16/22 - - - 92234 - - - :50023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 05/16/2022 38378K%W4 INTEREST EARNED ON 0 9 M A GTD REMIC 1.705% 2/16/37 $1 PV ON 58.6600 SHARES DUE 5/16/2022 50.00142/P0 ON 41,285.47 PV DUE 5/16/22 - - - 58:66 .50023 RCTC 2013 A&8 TOLL BDS 20134&B RSV 05/16/2022 05/16/2022 05/16/202238378K7W4 PAID DOWN PAR VALUE OF G N M A GTD REMIC 1.705% 2/16/37 (493.89) - - 49389 - - 493.89 :50023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 05/16/2022 05/16/2022 05/16/2022 38370V045 PAID DOWN PAR VALUE OF G N M A GTD REMIC 2.250512/16/41 (4030.64), - - 1,864.65 (1,797.35) -. '61.50 .50023 RCTC 2013 A&B TOLL 0092013400 RSV 05/16/2022 383780045 INTEREST EARNED ON 09 M A GTO REMIC 2.250% 12/16/41$1 PV ON 95.0100 SHARES DUE 5/16/2022 00.00188/P5 ON 50,670.62 PV DUE 5/16/22 - - - 95:01 - - :50023 50023 :50023 RCTC 2013607011 BDS 20136&B RSV 05/16/2022 38379KDN5 INTEREST EARNED ON G N M A GTD REMIC 2.381% 9/16/5501 PV ON 85.3800 SHARES DUE 5/16/202250.00208/P5 ON 41,015.19 PV DUE 5/16/22 -- - - 85.38 .- - RCTC 2013400 TOLL 805201340085V 05/16/2022 05/16/2022. 05/16/2022 36379K095 PAID DOWN PAR VALUE OF G N M A GTD REMIC 2.381% 9/16/55 (1,228.60) - - 1,228.60 (1,197.21) - 31.39 RCTC 2013:A&B TOLL BDS 2013A&B RSV' 05/16/2022 - 912828038 INTEREST EARNED ONUS TREASURY NT 2.250% 11/15/24$1 PV ON 760000.0000 SHARES DUE 5/15/2022 - - - &,650(40' - -: .50023 RCTC 2013 A&B TOLL 0052013608 RSV 05/17/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPALINCOMEEARNINGS - - - (12.72) - - - :50023 RCTC 2013 6&8 TOLL 805 2013988 RSV 05/17/2022 CASH RECEIPT TRANSFER FROM INCOME INCOME EARNINGS - - - 12.72 • .50023 RCTC 2013 A&B TOLL 8052013A&B RSV 05/20/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL INCOME EARNINGS - - - (696.25) - - - 90 Page 413 of 109 Source Account RIVERSIDE COUNTY TRANSPORTATION COMMISSION 91 CIP STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 Account Transaction Date Trade Date Settlement Date Cl SIP Description Units Prie Miscellaneous Fees Net Cash Federal Tam Cost Short Term Long Term Amount Amount Gain/Loss Amount Gain/Loss Amount 256350023 RCTC 2013 AM TOLL BDS 2013A&B RSV 05/20/2022 CASH RECEIPT TRANSFER FROM INCOME INCOME EARNINGS 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 05/20/2022 05/20/2022 05/20/2022 318460401 PURCHASED UNITS OF FIRST AM GOVT OB FD CL D 10,252.10 1.00 69625 (10,252 10) 10.252.10 256350023 RCTC 2013 A&B TOLL BDS 2013A68 RSV 05/20/2022 05/20/2022 05/20/2022 318460451 PURCHASED UNITS OF FIRST AM GOVT OB FD CL D 15,954.48 1.00 (15,954.48) 15,55448 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 05/20/2022 36179MEK2 AMORTIZED PREMIUM ON GNMA II #MA01382.500% 6/20/27 CURRENT YEAR AMORTIZATION 05/20/2022' 256350023 RCTC 2013 A&6 TOLL BDS 20138&6 RSV 36179MEK2 256350023 RCTC 2013 A&B TOLL BDS 20138&B RSV 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 05/20/2022 05/20/2022 05/20/2022 05/20/2022 05/20/2022 36179MEK2 05/20/2022 36179M024 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 256350023 RCTC 2013 A&6 TOLL BDS 20138&8 5SV 256350023 RCTC 2013 A&B TOLL BDS 2013A8B RSV INTEREST EARNED ON G N MA II #MA0138 2.500% 6/20/27$1 PV ON 10,.8900 SHARES DUE 5/20/2022 P & I DUE 05/20/22 PAID DOWN PAR VALUE OF G N MA II #MA0138 2.500% 6/20/27 P & I DUE 05/20/22 PAID DOWN PAR VALUE OF GNMA II #MA0601 2500% 12/20/27 P & I DUE 05/20/22 101.89 (1,901.05) 1,901_05 1940.54) 940.54 05/20/2022 36179M024 AMORTIZED PREMIUM ON GNMA II#MA06012.500%12/20/27 CURRENT YEAR AMORTIZATION 05/20/2022 36179M024 INTEREST EARNED ON GNMA II #MA0601 2.500% 12/20/27 $1 PV ON 61_9700 SHARES DUE 5/20/2022 P &1006 05/20/22 05/20/2022 05/20/2022 05/20/2022 36179MZV5 PAID DOWN PAR VALUE 0555 MA II #MA07552.500% 2/20/285& I DUE (1,226.43). 05/20/22 (110 56) (1.906 94) (961 48) (20 47) 61.97 1,226.43 (1.25413) (5.89) (20.94) 256350023 RCTC 2013 A&B TOLL BDS 20138&B RSV 05/20/2022 361798205 AMORTIZED PREMIUM ON GN MA 11#MA07562.500%2/20/28' CURRENT YEAR AMORTIZATION (27 54) 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 05/20/2022 36179MZV5 INTEREST EARNED ON G N MA 118M60756 2.500% 2/20/2801 PV ON 256350023 RCTC 2013 A&8 7011805 20138&8 RSV 05/20/2022 05/20/2022 05/20/2022 3617918AJ7 256350023 ROTC 2013 A&B TOLL BDS 2013A&B RSV 05/20/2022 36179NAJ7 256350023 RCTC 2013 A&B TOLL BDS 20138&0 RSV 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 05/20/2022 05/20/2022 05/20/2022 256350023. RCTC 2013 A&B TOLL BDS 20138&B RSV 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 36179NAJ7 05/20/2022 361798652 84.2900 SHARES DUE 5/20/2022 P & I DUE 05/20/22 PAID DOWN PAR VALUE OF GNMA 11 48160909 3.000% 4/20/28 APRIL GNMA DUE 5/20/22 INTEREST EARNED ON G N MA II #M60909 3.000% 4/20/28$1 PV ON 51.4900 SHARES DUE 5/20/2022 APRIL GNMA DUE 5/20/22 AMORTIZED PREMIUM ON GNMA II #81809093.000% 4/20/28 CURRENT YEAR AMORTIZATION PAID DOWN PAR VALUE OF G N MA II #MA1202 2.500% 8/20/28 P & I DUE (2,023.75) 05/20/22 (595.14) 84.29 595.14 (613.30) (18.16) 51.49 (19.10) 2,023.76 (2,074.77) (51.01) 05/20/2022 3517981(82 AMORTIZED PREMIUM ON GNMA II #MA1202 2.500% 8/20/28 CURRENT YEAR AMORTIZATION 05/20/2022 3617988P2 INTEREST EARNED ON G N M A II #MA1202 2.500% 8/20/28 $1 PV ON 135 5100 SHARES DUE 5/20/2022 P & I DUE 05/20/22 05/20/2022 05/20/2022 05/20/2022 35202E298 PAID DOWN PAR VALUE OF GNMA 11#005276 Low% 1/20/27 P 51 DUE 05/20/22 05/20/2022 36202F2H8 AMORTIZED PREMIUM ON GN MA 11#0052763.000%1/20/27 CURRENT YEAR AMORTIZATION 256350023 501C 2013 A&B TOLL BPS 2013888 RSV 256350023 RCTC 2013 A&B TOLL BDS2013A&B RSV (46:23) 135.51 (3.175.31) 3175.31 (3,206.37) (14.86) (16.10) (22.83) 256350023 RCTC 2013 A&B TOLL BDS 2013.4381M 05/20/2022 36202E298 INTEREST EARNED ON G N MA I 18005276 3. DOD% 1/20/27 $1 PV ON 1532100 SHARES DUE 5/20/2022 P & I DUE 05/20/22 PAID DOWN PAR VALUE OF G N MA I 10005300 3.000% 2/20/27 APRIL GNMA DUE 5/20/22 153.21 256350023 RCTC 2013 A8B TOLL BDS 20138&B RSV 05/20/2022 05/20/2022 05/20/2022 36202F3H7 (1,256.23) 1,256.23 (1,286.68) (30 45) 256350023 RCTC 2013 A&6 TOLL BDS 2013A&B RSV 1256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 256350023 RCTC 2013 A&8 TOLL BDS 2013A&B RSV 05/20/2022 362027397 AMORTIZED PREMIUM ON GNMA II #005300 3.000% 2/20/27 CURRENT YEAR AMORTIZATION 05/20/2022 36202F3H7 INTEREST EARNED ON G N MA II #005300 3.000% 2/20/27 $1 PV ON 01,7300 SHARES DUE 5/20/2022 APRIL GNMA DI Si2nn7 (28.93) 05/20/2022 38376TTT9 INTEREST EARNED ON GNMA GTD REMIC 3.000% 11/20/39$1 IN ON 39.6800 SHARES DUE 5/20/2022 $0.00250/PV ON 15,870.40 PV DUE 5/20/22 81.73 39.68 YEAR AMORTIZATION PAID DOWN PAR VALUE OF GNMA GTD REMIC 3.000% 11/20/39 256350023 RCTC 2013 A&6 TOLL BDS 2013A&B RSV 05/20/2022 05/20/2022. 05/20/2022 39376TTT9. (3.71) 256350023 RCTC 2013 ASB TOLL BDS 2013A&B RSV 05/20/2022 05/20/2022 05/20/2022 38377LFC7 (588:39 , $58:33; (556:05) PAID DOWN PAR VALUE OF GN MA GTD REMIC 2.500% 12/20/39 (447.21) 447.21 (450.79) (3.58) 256350023 RCTC 2015 A&8 TOLL BDS 20138&8 RSV 05/20/2022. 38377LFC7 INTEREST EARNED 08585/6 GTO REMIC 2.500% 12/20/39 $1 PV ON 0.9300 SHARES DUE 5/20/2022 $0.00208/P0 ON 447.21190 DUE 5/20/22 613` 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 05/20/2022 38377LFC7 AMORTIZED PREMIUM ON G N M A GTD REMIC 2.500%12/20/39 CURRENT YEAR AMORTIZATION 06/29/2922 05/20/2022 05/20/2022 3837701(99 (0.56) 256350023 RCTC 2013 A&8 TOLL EDS 2013A&B RSV PAID DOWN PAR VALUE OF 3 NM A GTD REMIC 3.000% 8/20/40 (655.28) 85%28'. (66292) 09.548 256350023 RCTC 2013 A&B TOLL BDS 20136&B RSV 05/20/2022 38377QKH9 INTEREST EARNED ON G N MA GTD REMIC 3.000% 8/20/40 01 PV ON 23.7900 SHARES DUE 5/20/2022 $0.00250/PV ON 9,517.19 PV DUE 5/20/22 05/20/2022 256350023 RCTC 2013 A&B TOLL BDS 2013A86 RSV 383775(09 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 05/20/2022 05/20/2022 05/20/2022 3837750(8 23.79 AMORTIZED PREMIUM ON GNMA 070 REMIC 3.000% 8/20/40 CURRENT YEAR AMORTIZATION PAID DOWN PAR VALUE OF G N MA GTD REMIC 3.000% 4/20/39 (1.56) (1,405.14) 1,405.14 (694.55) 710.59 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 05/20/2022 383776VK8 256350023 RCTC 2013 MB TOLL BDS 20138017W 256560023 RCTC 2013 AU TOLL BDS 20138&6 RSV 05/20/2022 38377R0K8 05/20/2022 05/20/2022. 05/20/2022 38377371.4. AMORTIZED PREMIUM ON G N MA 070 REMIC 3.000% 4/20/39 CURRENT YEAR AMORTIZATION INTEREST EARNED ONGN MAGTD REMIC 3.000%A/20/39 S1 PV ON 71.4800 SHARES DUE 5/20/2022 $0 00250/PV ON 28,592.55 PV DUE 5/20/22 PAID DOWN PAR VALUE OF GNMA GTD REMIC 2000%5/20/40 (1.23) 71.48 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 256350023 R3TC 2013 A4800111305 2013A813 RSV 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 137257) 37207 (375.55) (8.68) 05/20/2022 383778114 INTEREST EARNED ON G N MA GTD REMIC 2.000% 5/20/40 $11,6, ON 14.7800 SHARES DUE 5/20/2022 $0.00167/PV ON 8,870.24190 DUE 5/20/22 05/20/2022 383//7114 AMORTIZED PREMIUM ON GNMA GTD REMIC 2000% 5/20/40 CURRENT YEAR AMORTIZATION 05/20/2022 05/20/2022 05/20/2022 38378AU90 PAID DOWN PAR VALUE OF GNMA GTD REMIC 3.000% 10/20/26 14.78 (1.43) (2,497.05) 2,497.05 (2,527.59) (30.54) 256350023 RCTC 20136660811505MB 2013A&8 RSV 05/20/2022 383786090 INTEREST EARNED ON GNMA GTD REMIC 3.000% 10/20/26$1 PV ON 71.5400 SHARES DUE 5/20/202250.00250/P8 ON 26,617.15 PV DUE 5/20/22 05/20/2022 36378AU90 AMORTIZED PREMIUM ON GN M A 520 REMIC 3.000% 10/20/26 CURRENT 71.54 256350023 RCTC 2013 558 TOLL 605 2013A&B RSV YEAR AMORTIZATION (13.43) 256350023 RCTC 2013 A&B TOLL BDS 2013A8B RSV 05/20/2022 05/20/2022. 05/20/2022 38378HA00 PAID DOWN PAR VALUE OF GNMA GTO REMIC 1.500% 8/20/27 (966.44) 965.44. (976.78) 91 Page 49 of 109 RIVERSIDE COUNTY TRANSPORTATION COMMISSION Source Account 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV Transaction Date Trade Date Settlement Date 05/20/2022 91 CIP STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 CUS1P' 38378HAU0 AMORTIZED PREMIUM ON G N M A GTD REMIC 1.500 8/20/27 CURRENT Miscellaneous Fees Net Cash Federal Tax Cost Short Term Long Term Amount Anmonnt (lain/Loss Amount Gain/Loss Amount .69 YEAR AMORTIZATION INTEREST EARNED ON G N M A GTD REMIC 1.500% 8/20/27 31 PV ON 466300 SHARES DUE 5/20/202230.00125/P3ON 37,303.33 PV DUE 5/20/22 - - - 46.63 9.17 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 05/20/2022 38378HAU0 - 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 05/20/2022 05/20/2022 05/20/2022 38378JZD7 PAID DOWN PAR VALUE OF GN M A GTD REMIC 1.500% 12/20/40 (733.40) - - 733.40 (724.23) -. 256350023 RCTC 2013 866 TOLL BDS 2013868 RSV 05/20/2022' 38378 207' INTEREST EARNED ON 5 N M A GTO REMIC 1.500%12/20/40 Si' PV ON 17.3400 SHARES DUE 5/20/2022 30.00125/P3 ON 13,870.68 PV DUE 5/20/22 -. - - 17.34 -. - 256350023 RCTC 2013 A&B TOLL BDS 20138&B RSV 05/20/2022 05/20/2022 05/20/202238378TAF7 PAID DOWN PAR VALUE OF G N M A GTD REMIC 2.500% 7/20/41 (1,993.86) - - 1,993:86 (0.01) - 1,993.85 256350023 RCTC 2013 086 TOLL EMS 20138&B RSV 05/20/2022 38378TAF7 INTEREST EARNED ON G N M A GTD REMIC 2.500% 7/20/41 $1 P3 ON 100.7700 SHARES DUE 5/20/2022 $0.00208/PV ON 48,568.12 PV DUE 5/20/22 - - - 100.77 - - 256350023 RCTC 2013 A&B T01.11305 2013A&B RSV 05/20/2022 363800234 INTEREST EARNED ON G 5 M A GTD REMIC 3.000% 4/20/46 $1 PV ON 118.9800 SHARES DUE 5/20/2022 $0.00250/P3 ON 47,593.15 PV DUE 5/20/22 - - - 118.98 - - - 256350023 RCTC 2013 A&B TOLL BDS 20138&B RSV 05/20/2022 38380AZ34f AMORTIZED PREMIUM ON 5 N M A970 REMIC 3.000% 4/20/46 CURRENT YEAR AMORTIZATION -. - - -. ,(5:71) 256350023 RCTC 2013 A&B TOLL 6052013083 RSV 05/20/2022 05/20/2022. 05/20/2022.383800234 PAID DOWN PAR VALUE OF G N M A GTO REMIC 3.000% 4/20/46 (1,809.87) - - 1,809.87 (1,825.96) - (16.09) 256350023. RCTC 20131413 TOLL BDS 2013A&B RSV 05/20/2022 383818258. INTEREST EARNED ON G N M A GTD REMIC 3.000%11/20/45 $1 PV ON 58.0400 SHARES DUE 5/20/2022 30.00250/PV ON 23,215.55 PV DUE 5/20/22 - - - 58.04 - - 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 05/20/2022 383819Z55 AMORTIZED PREMIUM ON G N M A GTD REMIC 3.000%11/20/45 CURRENT - - - - (3.26) - 05/20/2022 05/20/2022 383810258 YEAR AMORTIZATION 256350023 RCTC 2013 A&BTOLL BDS2013A&B RSV 05/20/2022 PAID DOWN PAR VALUE Of GNMAGTD REMIC 3.000% 11/20/45 (2,414.42) -• - 2,414.42 (2,427.66) (7324) 256350023 RCTC 2013888 TOLL BDS 2013888 RS3 05/23/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL INCOME EARNINGS - - - (537 80) - - - 256350023 RCTC 2013 A&B TOLLBOS 20138&8 RSV 05/23/2022 CASH RECEIPT TRANSFER FROM INCOME INCOME EARNINGS - - - 537.80 - - - 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 05/25/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL INCOME EARNINGS - - - (5,90781) - - - 256350023 RCTC 2013 AO TOLL BDS 2013A&B RSV 05/25/2022 CASH RECEIPT TRANSFER FROM INCOME INCOME EARNINGS - - - 5,907.81 .- - - 256350023 RCTC 2013 A&B TOLL BDS 2013880 RS3 05/25/2022 05/25/2022 05/25/2022 313208531 PAID DOWN PAR VALUE OF F H L M C #258063 2.500% 9/01/32 APRIL (4,516:55) - - 4,518.65 (4,687.78) - (169.13) FHLMC DUE 5/25/22 256350023 RCTC 2013 A&B TOLL 805 2013068 RSV 05/25/2022 313208531 AMORTIZED PREMIUM ON F H L M C #208063 2:500% 9/01/32 CURRENT YEAR AMORTIZATION -. - - - (102.44) - - 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 05/25/2022 3132A85Y1 INTEREST EARNED ON F H L M C82513063 2.500% 9/01/32 $1 PV ON 305.2800 SHARES DUE 5/25/2022 APRIL FHLMC DUE 5/25/22 - - - 305,28 - - - 256360023 RCTC 2513 A&B TOLL BDS 2013688 RSV 05/25/2022 3132AEFC5 AMORTIZED PREMIUM ON F HI- M 00031963 3.500%11/01/30 CURRENT YEAR AMORTIZATION - - (351.08) 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 05/25/2022 3132AEFC5 INTEREST EARNED ON F H 1 M C #ZT1963 3.500% 11/01/30$1 PV ON - - - 836.76 - - - 836.7600 SHARES DUE 5/25/2022 APRIL FHLMC DUE 5/25/22 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 05/25/2022 05/25/2022 05/25/2022 3132AEFC5 PAID DOWN PAR VALUE OF F H LM C #ZT1963 3.500% 11/01/30 APRIL FHLMC DUE 5/25/22 (8,866.98) - 8,866.98 (9,301.65) - (454.57) 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 05/25/2022 3132AEFK7 AMORTIZED PREMIUM ON F H L M 1 02T197 3.500% 4/01/33 CURRENT YEAR AMORTIZATION - - - - (75.02) - 256350023 RCTC 2013 MB TOLL BDS 2013488 RSV 05/25/2022 3132AEFK7 INTEREST EARNED ON F H L M C #ZT1970 3.500% 4/01/33 $1 PV ON 163.1800 SHARES DUE 5/25/2022 APRIL FHLMC DUE 5/25/22 - - 163.18 - - 256350023 RCTC 2013 A&B TOLL 605 2013008 RSV 05/25/2022 05/25/2022. 05/25/2022 3132AEFK7 PAID DOWN PAR VALUE OF F H L M C 6211970 3.500% 4/01/33 APRIL (1296.23) - - 1,296.23 (1,378.41) - (82.18) FHLMCDUE 5/25/22 _ 256350023. RCTC 2013A&B TOLL BDS 2013A&B RSV 05/25/2022 313688509 INTEREST EARNED ON F 5 M A GTD REMIC 1.500% 9/25/27 31 PV ON 35.2200 SHARES DUE 5/25/202200, 00125/PV ON 28,178.83 PV DUE 5/25/22 - - - 35:'22'. - -. 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 05/25/2022 313608569 AMORTIZED PREMIUM ON F N M A 0T0 REMIC 1.500% 9/25/27 CURRENT - - - - (11.34) - - _ YEAR AMORTIZATION 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 05/25/2022 05/25/2022. 05/25/2022 313648909 PAID DOWN PAR VALUE OF F 5 M A GTD REMIC 1.500% 9/25/27 (514.39) - - 514.39 (52087) - (6,99) 256350023 RCTC2013 A&B TOLL BDS 2013A&B RSV 05/25/2022 05/25/2022 05/25/2022 3136ABNZ2 PAID DOWN PAR VALUE OF F 5 M A GTO REMIC 2.000% 11/25/42 (1,852.26) - - 1,852.26 (1,881.14) - (28.88) 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 05/25/2022 3136ABNZ2 INTEREST EARNED ON F 5 M A GTD REMIC 2.000% 11/25/42 $1 PV ON 53.3300 SHARES DUE 5/25/2022 30.00167/83 ON 31,995:83 P3 DUE 5/25/22 - - - 53.33 - - - 256350023 RCTC 2013A&B TOLL MS 20138&B RSV 05/25/2022 3136ABNZ2 AMORTIZED PREMIUM ON F5 M A GTO REMIC 2.000%11/25/42 CURRENT - - - - (6.03) - YEAR AMORTIZATION 256350023 RCTC 2013 A&B TOLL BDS 2013408 RSV 05/25/2022 313682724. INTEREST EARNED ON F N M A GTD REMIC 2.656% 3/25/23 $1 PV ON 50.9300 SHARES DUE 5/25/202200.00215/PV ON 23,726.62 PV DUE 5/25/22 -. - - 50.93 -. -, -. 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 05/25/2022 3136AC7J4 INTEREST EARNED ON F N M A GTD REMIC 2.656% 3/25/23 $1 PV ON - - - 7.62 - - - 23726.6200 SHARES DUE 5/25/2022 PENALTY PAYMENT 256350023 RCTC 2013 A86 TOLL BDS 20138&B RSV 05/25/2022 05/25/2022 05/25/2022 313608724 PAID DOWN PAR VALUE OF F 5 M A GTO REMIC 2.656% 3/25/23 (1,225.77) - - 1,225.77 (1,212.94) - 12.82 256350023 RCTC 2013088TOLL BDS 2013A&B RSV 05/25/2022 05/25/2022 05/25/2022 313600F81 PAID DOWN PAR VALUE OF F5 M A GTO REMIC 1.500% 4/25/23 (1,769.34) - - 1,769.34 (1,743.91) - 25.43 256350023 RCTC 2013 A&B TOLL BDS 2013801M 05/25/2022 3136ADFF1 INTEREST EARNED ON F N M A GTD REMIC 1.500% 4/25/23 31 PV ON 15.4100 SHARES DUE 5/25/2022 30.00025/PV ON 12,324.60 PV DUE 5/25/22 - - - 15.41 - - 256350023 RCTC 2013 88B TOLL BDS 2013898 RS3 05/25/2022 31360E304 INTEREST EARNED ON F 5 M A GT0 REMIC 1.750% 7/25/28 $1 PV ON - - - 47.31 - - - 47.3100 SHARES DUE 5/25/2022 $0.00146/PV ON 32,440.45 PV DUE 5/25/22 256350023 RCTC 2013 A&B TOLL BDS 20138&B RSV 05/25/2022 313686364 AMORTIZED PREMIUM ON F N M A GTD REMIC 1.750% 7/25/28 CURRENT YEAR AMORTIZATION - -. - - (13.00) -. 1256350023 RCTC 2013 A&B TOLL BDS 2013898 RSV 05/25/2022 05/25/2022 05/25/2022 3136AEY84 PAID DOWN PAR VALUE OF F 5 M A GTO REMIC 1.750% 7/25/28 (644.92) - - 644.92 (653.52) - (8.60) 92 Page 50 of 109 RIVERSIDE COUNTY TRANSPORTATION COMMISSION 91 CIP STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 Source Account Account Transaction Date Trade Date 05/25/2022 Settlement Date CL SIP Description Units Isceilaneous Fees - - - - - - Net as Amount 2].41 - 11.30 734.64 edera ate ost Amount - (3.55) (11 34) - ort erm Gain/Loss Amount - - - - .ong ern Gain/Loss Amount _ 256350023 RCTC 2013 A TOLL BDS 20136&B RSV 05/25/2022 3136AHAE0 INTEREST EARNED ON F N M A GTO REMIC 2.623% 4/25/23 $1 PV ON 27.4100 SHARES DUE 5/25/2022 $0.00211/P5 ON 12,985.91 PV DUE 5/25/22 256350023 RCTC 2013480 TOLL BDS 20134&B RSV 05/25/2022 3136AHAE0 AMORTIZED PREMIUM ON F N M A GTDREMIC 2.623%4/25/23 CURRENT VEAR AMORTIZATION 256350023 RCTC 2013 45071180525136&B RSV 05/25/2022 05/25/2022 31364HAE0 PAID DOWN PAR VALUE OF F 5 M A GTO REMIC 2.623% 4/25/23 (0.04), 256350023 RCTC 2013 466 TOLL BDS 2013466 RSV 05/25/2022 313761 BSO INTEREST EARNED ON F H L M C MLTCL MT 2.510% 11/25/22$1 PV ON 734.6400 SHARES DUE 5/25/2022 $0.00209/PV ON 351222.02 PV DUE 5/25/22 256350023 RCTC 2013 A&B TOLL BDS 2013A&8 RSV 05/25/2022 3137B1BSO AMORTIZED PREMIUM 014 F H L M C MLTCL MT 2.510%11/25/22 CURRENT YEAR AMORTIZATION - - -. (81.43) -- - 256350023 RCTC 2013466 TOLL BDS 2013A&B RSV 05/25/2022 05/25/2022 05/25/2022313781850 PAID DOWN PAR VALUE OF F H L M C MLTCL MT 2.510% 11/25/22 (917.22) - - 917.22 (924.76) - (7.54) 256350023 RCTC 2013 A&B TOLL BDS 2013486 RSV 05/25/2022 3137/31075 INTEREST EARNED ON F H L M C MLTCL MT 2.522% 1/25/23 $1 PV ON 276.9500 SHARES DUE 5/25/2022 $0,00210/PV ON 131,777.00 PV DUE 5/25/22 - - -: 276.95 - ---. -. 256350023 RCTC 2013 MB TOLL BDS 2013480 RSV 05/25/2022 313781 U75 AMORTIZED PREMIUM ON F H L M C MLTCL MT 2.522%1/25/23 CURRENT YEAR AMORTIZATION - - - - (66.41) - 256350023 RCTC 2013 A&BTOLLBDS 2013680 RSV 05/25/2022 05/25/2022 05/25/2022 05/25/2022.313781 U75 PAID DOWN PAR VALUE OF F H L M C MLTCL MT 2522% 1/25/23 (627.55) - - 627:56 (639.35) - (11.00') 256350023 RCTC 2013 A8B TOLL BDS 2013A&B RSV 05/25/2022 05/25/2022 313761205 PAID DOWN PAR VALUE OF 1 H L M C MLTCL MTG 2-637% 1/25/23 (395 88) - - 395.88 (410.35) - (14.47) 256350023 RCTC 2013 MB TOLL BDS 2013656 RSV 05/25/2022 313761655 AMORTIZED PREMIUM ON F H L M C MLTCL MTG 2.637% 1/25/23 CURRENT YEAR AMORTIZATION - - - - -- - (1,564.22) 256350023 RCTC 2013 A86 TOLL BDS 2013456 RSV 05/25/2022 3137B1UG5 INTEREST EARNED ON F H L M C MLTCL MTG 2.637% 1/25/23 $1 PV ON 527 4000 SHARES DUE 5/25/2022 $0.00220/PV ON 240,000.00 PV DUE 5/25/22 - - 527.40 - - - 256350023 RCTC 2013A&B TOLL BDS 2013688 RSV 05/2572022 3137835W4 INTEREST EARNED ONFHLM CMLTCLMTG 2.778%9/25/22$1 PV ON 13.0700 SHARES DUE 5/25/202250.00232/PV ON 5,647.32 PV DUE 5/25/22 - -. 13:07 - -- - 256350023 RCTC 2013 466 TOLL BDS 2013488 RSV 05/25/2022 3137635W4 AMORTIZED PREMIUM ON 1 H L M C MLTCL MIS 2.778% 9/25/22 CURRENT YEAR AMORTIZATION - - - - (4.48) - 256880023 RCTC 2013 AOB TOLL BM 2013A&B RSV 0573312022 05/20/2022 05/25/2022 313783NW4 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 2778% 9/25/22 (1.227.49) - - 1,227.49. (1,231.71) - (4.22) 256350023 RCTC 2013 MB TOLL 6552013656 RSV 05/25/2022 31378J071 INTEREST EARNED ON F H L M C MLTCL MT 2.76996% 5/25/25 $1 PV ON 403.9600 SHARES DUE 5/25/2022 $0.00231/PV ON 175,000, 00 PV DUE 5/25/22 - - - 403.96 - - 256350023 RCTC 2013 A&0 TOLL BDS 20136&B RSV 05725/2022 3137BLAC2 INTEREST EARNED ON F H L M C MLTCL MT 3.284% 6/25/25 $1 PV ON 37000.0000 SHARES DUE 5/25/2022 -- - - 101.25' - - - 256350023 RCTC 2013 ABB TOLLBDS 2013485 RSV 05/25/2022 05/25/2022 05/25/202231378LUR7 PAID DOWN PAR VALUE OF F H L M C MLTCL MT 2.716% 6/25/22 CMO FINAL PAYDOWN (8,014.20) - - 8,014.20 (8,016.60) (2.40) 256350023 RCTC 2013 A&B TOLL BDS 2013656 RSV 05/25/2022 31378 W37 AMORTIZED PREMIUM ON F H L M G MLTCL MT 2716% 6/25/22 CURRENT YEAR AMORTIZATION - - - - (3.08) - 256350023 RCTC 2013458 TOLL BDS 2013458 RSV 05/25/2022 137BLUR7 INTEREST EARNED ON F H L M C MLTCL MT 2.716%6/25/22$1 PV ON 18.1400 SHARES DUE 5/25/2022 $0.00226/PV ON 8,014.20 PV DUE 5/25/22 - - - 18.14 - - 256350023. RCTC 2013 A&e TOLL BDS 20136&B RSV 05/26/2032 05/25/2022 05/25/2022 313781W87 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 2.802% 1/25/25 (4,289.17) - - 4,289.17 (4,439.06) - (149.84) 256350023 RCTC 2013 A&B TOLL BDS 2013486 RSV 05/25/2022 31378LW87 INTEREST EARNED ON F H L M C MLTCL MTG 2.802% 1/25/25 01 PV ON 363 4200 SHARES DUE 5/25/2022 $0.00234/PV ON 155,640.31 PV DUE 5/25/22 - - - 363.42 - - 256350023 RCTC 201342020LL8002013658 RSV 05/25/2022 3137BLW87 AMORTIZED PREMIUM ON F H L MC MLTCLMTG 2802%1/25/25 CURRENT YEAR AMORTIZATION - - _ _ (185.99) _ 256350023 RCTC 2013 A86 TOLL BDS 2013450 RSV 05/25/2022 3137BYP07 INTEREST EARNED ON F H L M C MLTCL MT 0.44256% 4/25/24 $1 PV ON 496.3300 SHARES DUE 5/25/2022 $0.00242/PV ON 205,022.88 PV DUE 5/25/22 - - - 496:33 - - 256350023 RCTC 201346B251346820118052013488 RSV 05/25/2022 31378YP07 AMORTIZED PREMIUM ON F H L M C MLTCL MT 0.44256% 4/25/24 CURRENT YEAR AMORTIZATION -- -. - -. (335.47) -- - 256350023 RCTC 2013 48B TOLL BDS 2013485 RSV 05/25/2022 05/25/2022 05/25/2022 3137BYPC17 PAID DOWN PAR VALUE OF F H L M C MLTCL MT 0.44256% 4/25/24 (270.86) - - 270.86 (281.75) - (10.89) 256350023 RCTC 2013 A&8 TOLL BDS 2013A&B RSV 05/25/2022 05/25/2022. 05/25/20223137(4656 PAID DOWN PAR VALUE OFF 5 LM C MLTCLMT 0.52896% 9/25/24 (16.61): -. - 16:61 (17.44) -.. (0.83) 256350023 RCTC 2013 A&6 TOLL BDS 2013456 RSV 05/25/2022 3137F4CY6 INTEREST EARNED ON F H L M C MLTCL MT 0.52896% 9/25/24 $1 PV ON 97.1800 SHARES DUE 5/25/2022 (0.00243/P5 ON 39,935.12 PV DUE 5/25/22 - - - 97.18 - - 256950023 RCTC 2013 MB TOLL BDS 2013480 RSV 05/25/2022 913754856 AMORTIZED PREMIUM ON F H L M C MLTCL MT 0.52895% 9/25/24 CURRENT YEAR AMORTIZATION - - (53.15) - 256350023 RCTC 2013 MB TOLL BDS 2013450 RSV 05/25/2022 3137FCM35 INTEREST 64056505(51 MCI MLTCL MTG 2 951% 2/25/24 01 PV ON 74.7800 SHARES DUE 5/25/2022 $0.00246/PV ON 30,407.05 PV DUE 5/25/22 - - - 74.78 - - 256350023 RCTC 20134&B TOLL BM 2013458 RSV 95/25/202t 3137FCM35 AMORTIZED PREMIUM ON FH L MO MLTCL MTG 2951%2/25/24 CURRENT YEAR AMORTIZATION - - - - (1444) - 256350023 RCTC 2013 A&B TOLL BDS 2013480 RSV 05/25/2022 05/25/2022 05/25/2022 3137FCM35 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 2-951 % 2/25/24 :(958.03) - - 958.03 (963.86) (5.83) 256350023 RCTC 2013 A&B TOLL BDS 2013A86 RSV 05/25/2022 3137FYUR5 INTEREST EARNED ON F H L M C MLTCL 0.50049% 8/26/24 $1 PV ON 47.3700 SHARES DUE 5/25/202260.00035/P1/ ON 136,187.06 PV DUE 5/25/22 - - - 47.37 - - 256350023 RCTC 2013 AO TOLL BDS 2013488 RSV 05/25/2022 313866614 ACCREDITED DISCOUNT ON F N M A 0413382 2.388% 3/01/23 MARKET DISCOUNT - - - - 0.84 - 256380023 RCTC 2013686 TOLL EMS 2013688 RS5 O5/24)5032'. 313E1E1014 ACCREDITEDOISCOUNT ON FN M AffAL3382 2.388%3/01/23 MARKET DISCOUNT -. - - - 0.44 _ 256350023 RCTC 2013 MB TOLL 0082013600 RSV 05/25/2022 3138EKX14 ACCREDITED DISCOUNT ON F N M 46613382 2.388% 3/01/23 MARKET DISCOUNT - - - - 0.44 - 256350023 RCTC 2013 AUTOLL BDS 2013688 RSV 05/25/2022 313881<>0.4 INTEREST EARNED ON F N M A 8AL3382 2.388% 3/01/23 $1 PV ON 202 0200 SHARES DUE 5/25/2022 APRIL FNMA DUE 5/25/22 . - - 202.02 - - - 256350023 RCTC 2013458 TOLL BDS 2013400 RSV 05/25/2022 05/25/2022 05/25/2022 3138610(14 PAID DOWN PAR VALUE OFF N M 45413382 2.388%3/01/23 APRIL FNMA DUE 5/25/22 (17,10795) - - 17,107.95 (17,10649) - 146 256350023 RCTC 2013 A88 TOLL EMS 2013A&B RSV 05/25/2022 3138ENOD4 AMORTIZED PREMIUM ON F N M A 4615851 3.500% 10/01/29 CURRENT YEAR AMORTIZATION - - - - (28.19) - - 256350023 RCTC 2013 A86 TOLL BDS 2013400 RSV 05/25/2022 3138E8004 INTEREST EARNED ON F N M A 8415851 3.500% 10/01/29 $1 PV ON 56.7100 SHARES DUE 5/25/2022 APRIL FNOOQD2E 5/25/22 - - - 56:71 - - Page 51 of 109 Source Account RIVERSIDE COUNTY TRANSPORTATION COMMISSION 91 CIP STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 Account Transaction Date Trade Date Settiemen Date CUSIP Description Units iscellancous Fees Net Cash Federal Tax Cost Short Term Long Term Amount Amount Gain/Loss Amount Gain/Loss Amount 256350023 256350023 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 05/25/2022 05/25/2022 RCTC 2013 A&B TOLL BDS 2013A&B RSV 05/25/2022 3138ENQ04 PAID DOWN PAR VALUE OF FNMA #AL5851 3.500%10/01/29 APRIL FNMA DUE 5/25/22 (562.81) 05/25/2022 3138EQRJ3 AMORTIZED PREMIUM ON FNMA #AL7688 3.500%11/01/30 CURRENT YEAR AMORTIZATION 05/25/2022 313860872 INTEREST EARNED ONFNMA #AVfi68 3.500511/01/3051 PV ON 122.5800 SHARES DUE 5/25/2022 APRIL FNMA DUE 5/25/22 05/25/2022 05/25/2022 05/25/2022 3138EQRJ3 PAID DOWN PAR VALUE OF FNMA #AL7688 3.500%11/01/30 APRIL FNMA DUE 5/25/22 05/25/2022' 3138620/4 AMORTIZED PREMIUM ON F N M A#AL8561 3.500% 6/01/31 CURRENT YEAR AMORTIZATION 05/25/2022 3138ETQP4 INTEREST EARNED ON FNMA #AL8561 3.500% 6/01/31 $1 PV ON 178.8900 SHARES DUE 5/25/2022 APRIL FNMA DUE 5/25/22 RCTC 201.365B TOLL BDS 2013A&B RSV 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 256350023 RCTC 2013 A&B TOLL BDS 2013688 RSV (1,065.41) 562.81 122.58 (59217) (55.79) 1065_41 (1,121.63) (87.81) (29.36) (56 22) 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 178 89 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV FNMA DUE 5/25/22 256350023 256350023 256350023 256350023 RCTC 2013588 TOLL BDS 2013588855 05/25/2022 05/25/2022 05/25/2022 3138WEMJ5 PAID DOWN PAR VALUE OF F N M A#654860 2.500% 5/01/3D APRIL FNMA DUE 5/25/22 (2790.69) - - 2,190.69 (2,271.31) - (80.62) RCTC 2013 A86 TOLL BDS 20136&8 RSV 05/25/2022 3138WEMJ5 AMORTIZED PREMIUM ON F NM A #684860 2.500% 5/01/30 CURRENT YEARAMORTIZATION - - - - (57.52) - - RCTC 2013 A&B TOLL BDS 2013A8B RSV 05/25/2022 3138WEMJ5 INTEREST EARNED ON F N M A 0654860 2.500%5/01/30$1 PV ON 141 3800 SHARES DUE 5/25/2022 APRIL FNMA DUE 5/25/22 - - - 141.38 - - _ RCTC 2013 6887011805 2013588 RSV 05/25/2022 3140J8ME0 AMORTIZED PREMIUM ON F N M A#BM3956 3.000%12/01/32 CURRENT YEAR AMORTIZATION • - •- - (47.77) 256350023 RCTC 2013 A&B TOLL BDS 2013668 RSV 05/25/2022 3140J8ME0 _ INTEREST EARNED ON F N M A 0BM3956 3000'% 12/01/3201 PV ON 119 7600 SHARES DUE 5/25/2022 APRIL FNMA DUE 5/25/22 - - - 119.76 - - - 256350023 RCTC 2013 A&B 7011805 20136&8 RSV 05/25/2022 05/25/2022 05/25/2022 3140789E0 PAID DOWN PAR VALUE OF F 5 MAtkBM3956 3.000%12/01/32 APRIL FNMA DUE 5/25/22 (1,105.28) -- -- 1,105.28 (1,162.20) - (86.92) 256350023 RCTC 2013A&B TOLL BDS 2013A&8 RSV 05/25/2022 3140JAU97 AMORTIZED PREMIUM ON F N M A#BM6007 2.596% 6/01/49 CURRENT YEAR AMORTIZATION - - - - (22.85) - 256350023 RCTC 2013 A&B TOLL BDS 2013688 RSV 05/25/2022 3140J4097 INTEREST EARNED ON FACIA A #886007' 2.596% 6/01/49 $l PV ON 47.0700 SHARES DUE 5/25/2022 P & I DUE 05/25/22 - - - 47.07 - 256350023 RCTC 2013 A&B TOLL BDS 20136&B RSV 05/25/2022 05/25/2022 05/25/2022 3140JAU97 PAID DOWN PAR VALUE OF F N M A 58M6007 2.596% 6/01/49 P 8I DUE 05/25/22 (20.97) - - 20.97 (21.67) - (0.70) 256350023. 256350023 RCTC 2013 A&B TOLL 80520135&B RSV 05/25/2022 05/25/2022 05/25/20223140X9068 PAID DOWN PAR VALUE OF F 5 M A #FM6017 3.000% 2/01/35 APRIL FNMA DUE 5/25/22 ('56949.85) -. 2941:88 (3,158.45) - (166:57) RCTC 2013 A&B TOLL BDS 2013688 RSV 05/25/2022 314009088 AMORTIZED PREMIUM ON F N M A #/8600 17 3.000% 2/01/35 CURRENT YEAR AMORTIZATION - - - - (136.78) - 256350023 RCTC 2013 A&B TOLL .BDS 2013688 RSV 05/25/2022' 314009068'. INTEREST EARNED ON F N M A #FM6017 3.000% 2/01/3551 PV ON 358 4000 SHARES DUE 5/25/2022 APRIL FNMA DUE 5/25/22 - - - 350,40 -. - -. 256350023 RCTC 2013 A&B TOLL 8092013680 RSV 05/25/2022 31418CDH4 AMORTIZED PREMIUM ON F 5 M A 0942803 2.500%11/01/31 CURRENT VEAR AMORTIZATION - - - - (121.32) - - 256350023 RCTC 2013 A&B TOLL BDS 2013688 RSV 05/25/2022' 314180084 INTEREST EARNED ON F N M A #MA2803 2.500% 11/01/31 $1 PV ON 316.2800 SHARES DUE 5/25/2022 APRIL FNMA DUE 5/25/22 - - 316.28 - - - 256350023 RCTC 2013688 TOLL BDS 2013AMB RSV 05/25/2022 05/25/2022 05/25/2022 31418CDH4 PAID DOWN PAR VALUE OF F N M A #M A2803 2.500511/01/31 APRIL FNMA DUE 5/25/22 (3,267.79) - - 3,267.79 (3,398.82) - (131.03) 256350023 RCTC 2013 A&B TOLL BDS 20136&B RSV 05/25/2022 31418DYF3 AMORTIZED PREMIUM ON F N M A #MA4309 2000%3/01/31 CURRENT YEAR AMORTIZATION - - - - (127.26) - 256350023 RCTC 2013588 TOLL BDS 2013888 RSV 05/25/2022 3141800F3. INTEREST EARNED ON 2 5 M A 0M64309 2.000% 3/01/31 $1 PV ON 351.1200 SHARES DUE 5/25/2022 APRIL FNMA DUE 5/25/22 - - - 351.12 - - 256350023 RCTC 2013 A887011.81382013588 RSV 05/25/2022 05/25/2022 05/25/2022.3141850/3 PAID DOWN PAR VALUE OF F N M A#964309 2000%3/01/31 APRIL FNMA DUE 5/25/22 (3,702.28) - - 3,702.28 (3,808.67) - (106.34) 256350023 RCTC 2013 A&B TOLL BDS 2013688 RSV 05/25/2022 05/25/2022 05/25/2022318465401 PURCHASED UNITS OF FIRST AM GOVT OB FD CL D 9,114.40 1.00 - (9,114.40) 9,114.40 - - 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 05/25/2022 05/25/2022 05/25/2022 318465401 PURCHASED UNITS OF FIRST AM GOVT OB ED CL O 68,476.61 1 00.. (68,476.61) 68,476.61 - -. 256350023 RCTC 2013 MB TOLL BDS 2013668 RSV 05/26/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL INCOME EARNINGS - - - (683.35) - - - 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 05/26/2022 CASH RECEIPT TRANSFER FROM INCOME INCOME EARNINGS -. - - 683.35 - - - 256350023 RCTC 2013 MB TOLL BDS 2013AMB RSV 05/27/2022 05/27/2022 313783672 PAID ACCRUED INTEREST ON PURCHASE OF F H L M C MLTCL MT 3.31192% 2/25/23 - - - (92.01) - - 256350025 RCTC 2013 A&8 TOLL BDS 20136&B RSV 05/27/2022 05/24/2022 05/27/2022 3137636J2 PURCHASED PAR VALUE OF F H 1 M C MLTCL MT 3.31192% 2/25/23 /HILLTOP SECURMES INC./38,371.38 PAR VALUE AT 100.49999682 38,371':38: 1.00 - (38,562.24) 38,563.24 - 256350023 RCTC 2013 AM TOLL BDS 2013AMB RSV 05/27/2022 05/27/2022 05/27/2022 318465401 PURCHASED UNITS OF FIRST AM GOVT OB FD CL D 102.36 1.00 - (102 36) 102.36 - - 256930023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 05/27/2022 05/27/2022. )05/27/2022318460401 SOLO UNITS OF FIRST AM GOVT OBFDCLD (38757:61). 1.00 - 38757.61 (38,75761) - - 256350023 RCTC 2013468 TOLL BDS 2013688805 06/01/2022 06/01/2022 06/01/2022318465401 PURCHASED UNITS OF FIRST AM GOVT OB FD CL D 100,310:95 1.00 - (100,310.95) 100,310.95 - - 256350023 RCTC 2013A&B TOLL B052013A&B RSV 06/01/2022' 318465401 INTEREST EARNED ON FIRST AM GOVT 06 FD CL D UNIT ON 0.0000 SHARES DUE 5/31/2022 INTEREST FROM 5/1/22 TO 5/31/22 256350023 RCTC 2013558 TOLL BDS 2013588 RSV 06/01/2022 912820002 AMORTIZED PREMIUM ON U 5 TREASURY NT 0.00001%7/31/23 CURRENT YEAR AMORTIZATION - - - - (20.95) - 256350023 RCTC 2013686 TOLLBDS 20136&B RSV 06/01/202'4' 06/01/2022 91282CCQ2 RECEIVED ACCRUED INTEREST ON SALE OFUSTREASURY NT 0.00001% 7/31/23 -' - - $9.38, - - - 256350023 2._ DISBURSEMENT 256350023 RCTC 2013 A&B TOLL BDS 2013688 RSV 06/01/2022 05/31/2022 06/01/2022 91282CCQ2 SOLD PAR VALUE OFUS TREASURY NT 0.00001°% 7/31/23 /JCSIU533 HSBC SECS USA NV/100,000 PAR VALUE AT 100 22157 % (100,500.00) 1'.00 - 100,221.57 (100,005.56) 216.01 8C10201366600118082013466800 06/02/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL INCOME EARNINGS - = (13:3f): - - • 256350023 RCTC 2013 AO TOLL BDS 2013588 RSV 06/02/2022 CASH RECEIPT TRANSFER FROM INCOME INCOME EARNINGS - - - 13.37 - - - 256350023 RCTC 2013 A&B TOLLBDS 20136&8 RSV 06/02/2022 06/02/2022 06/02/2022 31846/401 PURCHASED UNITS OF FIRST AM GOVT 013 F0. CL 0 16:00. 1.00. - (16(00}'.: 16:00 - - 256350023 RCTC 2013 AO TOLL BDS 2013688 RSV 06/03/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL INCOME EARNINGS - - - (108.66) - - - 256350023 RCTC 2013 A&8 TOLL MS 2013A&B RSV 06/03/2022 CASH RECEIPT TRANSFER FROM INCOME INCOME EARNINGS - -. - 30666;. -. - - 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 06/03/2022 06/03/2022 06/03/2022 318465401 SOLD UNITS OF FIRST AM GOVT OB FD CL D (85,507.71) 1.00 - 85,507.71 (85,507.71) - - 256350023. 14C80 2013 A&B TOLL BDS 20136&8 RSV 06/03/2022- 06/03/2022 9128200E8 RECEIVED ACCRUED INTEREST ON SALE OF 55 TREASURY NT 0.325% 10/31/23 - 022 05/25/2022 05/25/2022 3138629P4 PAID DOWN PAR VALUE OF FNMA #AL8561 3.500 6/01/31 APRIL 157 1,617.93 (1,714.48 96.55 94 Page 52 of 109 Source Account RIVERSIDE COUNTY TRANSPORTATION COMMISSION 91 CIP STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 Account Transaction Date Trade Date Settlement Date CUSI'- Description Units Prie6 Miscellaneous Fees Net Cash Federal Tax Cost Short Term Long Term A mmmt Amount Gain/Loss Amount Gain/Loss Amount 256350023 RCTC 2013 A&8 TOLL BDS 2013A&B RSV 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 06/03/2022 06/02/2022 06/03/2022 9128220E8 YEAR AMORTIZATION_ SOLD PAR VALUE OF US TREASURY NT 0.325% 10/31 /23 /JPMSUS3X JP MORGAN SEC NY/150,000 PAR VALUE AT 100.23394 % (150,000.00) 1.00 226.75 - 150,350.97 (150,124.16) 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 06/07/202.2 06/07/2022 06/07/2022318464401 SOLD UNITS OF FIRST AM 6OVT 013 FD CL D (151,311.67) 1.00 - 151,311.67 (151,311.67) - 256350023 RCTC 2013 A&B TOLLBDS 2013888 RSV 06/08/2022 06/08/2022. 06/08/2022318462401 PURCHASED UNITS OF FIRST AM GOVT OB FD CL D 49435.84 1.00 (49,435.84) 49,435.84 - - 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 06/08/2022 06/07/2022 06/08/2022912822664 PURCHASED PAR VALUE OF U S TREASURY NT 0.250% 6/15/24 /JPMSUS3X JP MORGAN SEC NV/1,000,000 PAR VALUE AT 95.1875 % 1,000,000.00 0.95 - (951,875.00) 951,875.00 - - 256350023 RCTC 201358B TOLL BDS 2013888 RSV 06/08/2022 06/08/2022912822264 PAID ACCRUED INTEREST ON PURCHASE OF U S TREASURY NT 0:250% 6/15/24 - - - (1,201.92) - - - 256350023 RCTC 2013 A&B TOLL BDS 20138&B RSV 06/08/2022 06/07/2022 06/08/2022912822292 SOLD PAR VALUE OF U S TREASURY NT 0.00001% 7/31/23 /GOLDUS33 GOLDMAN SACHS NY/1.000,000 PAR VALUE AT 100.139189 6 (1,000,000,00) 1.00 - 1,001,391.89 .(1,000,044.99) 1,346,90 - 256350023 RCTC 2013 MB TOLL BDS 20134&8956 06/08/2022 06/08/2022912822002 RECEIVED ACCRUED INTEREST ON SALE OF U S TREASURY NT 0.00001% 7/31/23 - - - 1,120.87 -. - - 256350023 RCTC 2013 A&B TOLL BDS 20138&B RSV 06/08/2022 912822202 AMORTIZED PREMIUM ON U S TREASURY NT 0,00001% 7/31/23 CURRENT YEAR AMORTIZATION - - - - (2.48) - 256350023 RCTC 2013 A&B TOLL BDS 2013968 RSV 06/13/2022 06/13/2022 3138L0203 PAID ACCRUED INTEREST ON PURCHASE OF F N M A 9351613 2:550% 7/01/26 - - - (37.52) - - - 256350023 256350023 256350023 256350023 RCTC 2013 A&B TOLL BPS 20138&B RSV 06/13/2022 06/08/2022 06/13/20223138LDYK3 PURCHASED PAR VALUE OF F N M A 8651613 2.550%7/01/26 /MSNYUS33 MORGAN STANLEY NY/44,139.82 PAR VALUE AT 97.66406266 % 44,139.82 0.98 - (43,108 74) 43,108.74 - RCTC 2013 A&B TOLL BDS 2013888 RSV 06/13/2022 06/13/2022 06/13/2022318466401 SOLD UNITS OF FIRST AM GOVT 08 FD CL D (62,128.10) 1.00 - 62,128.10 (62,128.10) - -. RCTC 2013 A&B TOLL 809 20138&B RSV 06/14/2022 06/13/20223136ALYF2 PAID ACCRUED INTEREST ON PURCHASE OF F N M A GTD REMIC 3.021% 8/25/24 - - - (18 97) - - - RCTC 2013888 TOLL BDS 2013488 RSV 06/14/2022 06/08/2022 06/13/2022 3136ALYF2 PURCHASED PAR VALUE OF F N M A GTD REMIC 3.021%8/25/24 /HILLTOP SECURITIES INC./18.833.79 PAR VALUE AT 99.70704681 % 1&833.79 100 - (18,778.62) 18,778.62 - 256350023 RCTC 2013A&B TOLL BDS 2013A&B RSV 06/14/2022 06/14/2022 06/14/2022318484401 PURCHASED UNITS OF FIRST AM GOVT 0BFDCLD 250,951.88 1.00 - (250,951.88) 250,951.88 - - 256350023 RCTC 2013 A&B TOLL BDS 2013681 RSV 06/14/2022 06/13/2022 06/14/2022 9128220E8 SOLD PAR VALUE OF U S TREASURY NT 0.325% 10/31 /23 /WFSLUS33 WELLS FARGO CHARL N2/250,000 PAR VALUE AT 100.173168 % (250,000.00) 1.,90 - 250,43292 (25020248) 230.44 256350023 RCTC 2013 A&B TOLL BDS 2013668 RSV 06/14/2022 9128220E8 AMORTIZED PREMIUM ON U S TREASURY NT 0325%10/31/23 CURRENT YEARAMORTIZATION - - - - (60.89) - - 256350023 RCTC 2013 A&B TOLL 8052013888 RSV 06/14/2022 06/14/2022 9128220E8 RECEIVED ACCRUED INTEREST ON SALE OFUSTREASURY Ni 0.325% 10/31/23 - - - 334:77 - - - 256350023 RCTC 2013 A&B TOLL 8DS 2013A&B RSV 06/15/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL INCOME EARNINGS - - - (1,514.94) - - - 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 06/15/2022' CASH RECEIPT TRANSFER FROM INCOME INCOME EARNINGS -. - - 1,514.94 - - 256350023 RCTC 2013 A&B TOLL 80520138&BRSV 06/15/2022 06/15/2022. 06/15/2022313785660 PAID DOWN PAR VALUE OF F H LM C MLTCL MTG 2.500%10/15/28 (326.49) - - 326.49 (322.82) - 3.67 256350023 RCTC 20131413 TOLL BDS 2013A&B RSV 06/15/2022 313765460 INTEREST EARNED ON F H L M C MLTCL MTG 2.5006 10/15/2801 PV ON 14.6300 SHARES DUE 6/15/2022 $0.00208/PV ON 7,022.59. PV DUE 6/15/22 - 44:63.: -. -. 256350023 RCTC 2013 A&B TOLL MS 2013A&B RSV 06/15/2022 06/15/2022 06/15/2022318484401 SOLD UNITS OF FIRST AM GOVT 08 FD CL 0 PAID DOWN PAR VALUE OF G 14 M A 8779250 3000% 5/15/27 MAY GNMA DUE 6/15/22 (238,254.37) 1.00 - 238,254.37 (238,254.37) - - 256350023 RCTC 2013 A&B TOLL BDS 2013585 RSV 06/15/2022 06/15/2022. 06/15/2022 361760088 (760.43) - -- 760.43, (781.86) - (21.43) 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 06/15/2022 361760088 AMORTIZED PREMIUM ON G N M A 8779250 3.000%5/15/27 CURRENT YEAR AMORTIZATION - - - - (27.66) - 256350023 RCTC 2013 A&B TOLL BDS 20138&B RSV 06/15/2022 36176468 INTEREST EARNED ON G N M A 9779250 3.000% 5/15/27 01 PV ON 66.0800 SHARES DUE 6/15/2022 MAY GNMA DUE 6/15/22 - - 66.08: . - 256350023 RCTC 2013 A88 TOLL BDS 2013A&B RSV 06/15/2022 06/13/2022 06/15/2022 91282CAP6 PURCHASED PAR VALUE OF U S TREASURY NT 0.125% 10/15/23 /SBNYUS33 CITGROUP GBL MKTS NY/250,000 PAR VALUE AT 96.292968 6 250,000:00 0.96 - (240,73242) 240,732.42 - 256350023 RCTC 2013686 TOLL BDS 2013880 RSV 06/15/2022' 06/15/2022 9120225P6 PAID ACCRUED INTEREST ON PURCHASE OF U S TREASURY NT 0.125% 10/15/23 -. - (52.08) - 256350023 256350023 RCTC 2013 A&8 TOLL BDS 2013A&B RSV 06/15/2022 91282CBA4 INTEREST EARNED ON U S TREASURY NT 0.125% 12/15/23$1 PV ON 180000 0000 SHARES DUE 6/15/2022 - - - 112.50 - - - RCTC 2013 AO TOLL BDS 2013A&B RSV 06/15/2022 912822664 INTEREST EARNED ON 0 S TREASURY NT 0.250% 6/15/2401 PV ON 1000000.0000 SHARES DUE 6/15/2022 -. - - 1,250,00 - -. 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 06/16/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPALINCOMEEARNINGS - - - (1,284.98) - - - 256350023 RCTC 2513888 TOLL BDS 2013888 RSV 06/16/2022 CASH RECEIPT TRANSFER FROM INCOME INCOME EARNINGS - - - 1284.90 - -. .. 256350023 256350023 256350023 256350023 RCT6 2013 A&B TOLL BDS 2013A&B RSV 06/16/2022 06/16/2022 06/16/2022318464401 PURCHASED UNITS OF FIRST AM GOVT OB FD CL D 249.48 1.00 - (249 48) 249.48 - - RCTC 2013 A&B TOLL BDS 2013A&B RSV 06/16/2022 06/16/2022 06/16/2022 318466401 PURCHASED UNITS OF FIRST AM GOVT OB FD CL D 42,592.02 1.00 - (42,59202) 42,592.02 - - RCTC 2013 A&B TOLL 806 2013A&B RSV RCTC 2013 A&B TOLL BDS 2013A&B RSV 06/16/2022 06/16/2022 06/16/2022 38376T5Z1 PAID DOWN PAR VALUE OF G N M A GTD REMIC 3.000% 1/16/39 (904.14) - - 904.14 (244.79) (6.86) 666.21 06/16/2022 3837675Z1 AMORTIZED PREMIUM ON G N M A GTD REMIC 3100% 1/16/39 CURRENT YEAR AMORTIZATION = - - - '.(4.86) - 256350023 256350023 RCTC 2013 A&B TOLL BDS 20138&6 RSV 06/16/2022 38370T521 INTEREST EARNED ON ON M A GTD REMIC 3.000%1/16/39$1 PV ON 93.9100 SHARES DUE 6/16/2022 $0.00250/P2 ON 37,566.14 PV DUE 6/16/22 - - - 93.91 - - - RCTC 2013 A&B TOLL BDS 2013580 RSV 06/16/2022 06/16/2022 38377YTL4 PAID ACCRUED INTEREST ON PURCHASE OF G 5 M A GTD REMIC 2.000% 5/20/40 .. - - (6.76) - - - 256350023 RCTC 2013 A&B TOLL BOS 2013896 RSV 06/16/2022 06/13/2022 06/16/2022 38377VTL4 PURCHASED PAR VALUE OF 0 9 M A GTD REMIC 2.0006 5/20/40 /STONE% FINANCIAL INC./8.107.02 PAR VALUE AT 96.87505397 6 8,107.02 0.97 - (7,853.68) 7,853.68 - - 256350023 RCTC 2013A&B TOLLBDS 20138&B RSV 06/16/2022 06/16/2022. 06/16/202230378KRS0 PAID DOWN PAR VALUE OF G N M A GTD REMIC 2.38858% 7/16/43 (81!415)1 - - 519.75 (501.80) - 17.95 256350023 RCTC 2013 A8B TOLL BDS 20135&B RSV 06/16/2022 383780580 INTEREST EARNED ON G N M A GTD REMIC 2.38858% 7/16/43 $1 PV ON 43.1300 SHARES DUE 6/16/202200 00199/P2 ON 21,669.62 PV DUE 6/16/22 - - - 43.13 - - - 06/03/2022 9128260E8 AMORTIZED PREMIUM ON U S TREASURY NT 0325610/31/23 CURRENT (372.51) 95 Page 53 of 109 RIVERSIDE RCTC COUNTY TRANSPORTATION COMMISSION 91 CIP STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 Source Account Account Traosacrion Date Trade Date Settlement Date CUSIP Description PAID GOWN GAR VALUE OFGNMAGTO REMIC 2.604 12/16/46 (' 1t21 _ Price Miscellaneous Fees Net Cash Amount Federal Tax Cost Amount Short Term Gain/Loss Amount - - - - Long Term Gain/Loss Amount 8,007 98 - 12,754.59 - 71 95 2,02 256350023 RCTC 2013 688 TOLL BDS 20136&B RSV 06/16/2022 06/16/2022 06/16/2022363]8KSL4 - - 33,159.12 (15,091.14) - (0.09) - 256350023 RCTC 2013 A&B TOLL BDS 2013600 RSV 06/16/2022 06/16/2022 38378KSL4 INTEREST EARNED ON G N M A GTD REMIC 2604%12/16/46$1 PO ON 922 4000 SHARES DUE 6/16/2022 $0.00217/PV ON 425,000.00 PV DUE 6/16/22 - - - 922.40 256350023 RCTC 2013 A&B TOLL HOS 2013A&B RSV 06/16/2022 06/16/202.238378KXW4 PAID DOWN PAR VALUE OF 5 N M A GTD REMIC 1.705%2/16/37 (12,754.68) - - 12,754.68 57.96 256350023 RCTC 2013 A88 TOLL BDS 2013686 RSV 06/16/2022 38378KXW4 INTEREST EARNED ON G N M A GTD REMIC 1.705% 2/16/37$1 PV ON 57.9600 SHARES DUE 6/16/2022 S0.00142/PV ON 40,791 58 PV DUE 6/16/22 - - - 256350023 RCTC 2013 A&B TOLL 80S 2013688 RSV 06/16/2022 06/16/2022 06/16/2022 383780245 PAID DOWN PAR VALUE OF 8 N M A GTO REMIC 2.250%12/16/41 (1,993.34) - - 1,993.34 (1,921.39) - 256350023 RCTC 2013 AO TOLL BDS 2013A&B RSV 06/16/2022 383780245 INTEREST EARNED ON G N M A GTD REMIC 2.250% 12/16/41$1 PV ON 91.5100 SHARES DUE 6/16/2022 $0.00188/PV ON 48,805.97 PV DUE 6/16/22 - - - 91.51 - - 256350023 RCTC 2013 A&B TOLLBDS 2013686 RSV 06/16/2022 06/16/2022 06/16/202238379%0145 PAID DOWN PAR VALUE OF G N M A GTD REMIC 2381%9/16/55: (78.96) - - 78,96 (76.94) - 256350023 RCTC 2013A&B TOLL BDS 20136&0 RSV 06/16/2022 38379K095 INTEREST EARNED ON G N M A GTD REMIC 2.381% 9/16/55$1 PV ON 83.0400 SHARES DUE 6/16/2022 50.00209/P0 ON 39,786.59 PV DUE 6/16/22 - - - 83.04 - - - mason RCTC 2013 A&B TOLL 80$ 2013688 RSV 06/17/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPALINCOMEEARNINOS - - - (0.31), - - - 256350023 256350023 RCTC 2013 A&B TOLL BDS 2013698 RSV 06/17/2022 CASH RECEIPT TRANSFER FROM INCOME INCOME EARNINGS - - - 0,21 - - - RCTC 2013 A&B TOLL BDS 2013688 RSV 56/21/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL INCOME EARNINGS - - - (582.78) - - - 256350023 RCTC 2013 A&B TOLL BDS 20136680516 06/21/2022 CASH RECEIPT TRANSFER FROM INCOME INCOME EARNINGS - - - 58278 - - - 256350023 RCTC 2013 A&BTOLL80S2013A&B RSV 06/21/2022 06/21/2022 06/21/2022318460401 PURCHASED UNITS OF FIRST AM GOVT 013 FD.CL0 8,829.04 1.00 - (8,829.84) 8;829.04 -. - 256350023 RCTC 2013 AO TOLL BDS 2013668 RSV 06/21/2022 06/21/2022 06/21/2022318465401 PURCHASED UNITS OF FIRST AM GOVT OB FD CL D 11,323.96 1.00 - (11,323.96) 11,323.96 - - 256350023 RCTC 2013 A&B TOLL 885 201368B RSV 06/21/2022 06/20/2022 06/21/2022 36179MEK2 PAID DOWN PAR VALUE OF G 6 M A II#MA01382,500% 6/20/27 P & I DUE 06/20/22 (1,700.55) - - 1,700.55 (V01 MI (1.38) 256350023 RCTC 2013668 TOLL BDS 2013658 RSV 06/21/2022 36179MEK2 AMORTIZED PREMIUM ON G N M A I I #MA0138 2.500% 6/20/27 CURRENT YEAR AMORTIZATION - - - - (107.45) - 256350023. RCTC 2013 A&B TOLL B802013686 RSV 06/21/2022 36179MEK2 INTEREST EARNED ON G N M A I I#MA01302.500%6/20/27$1 PV ON 97.9300 SHARES DUE 6/20/2022 P & I DUE 06/20/22 - - - 97:93 - - 256350023 RCTC 2013 A&B TOLL BDS 2013660 RSV 06/21/2022 06/20/2022 06/21/2022 36179MU24 PAID DOWN PAR VALUE OF G N M A I I #MA0601 2.500%12/20/27 P & I DUE 05/20/22 (925.61) - - 925.61 (945.57) - (19.96) 256350023 RCTC 2013 A&8 TOLL BM 2013A&B RSV 06/232042'. 36179MU24 AMORTIZED PREMIUM ON G N M A I I #MA0601 2.500% 12/20/27 CURRENT YEAR AMORTIZATION - - - - (20.08) - -. 256350023 RCTC 2013 566 TOLL BDS 20136&8 RSV 06/21/2022 36179MU24 INTEREST EARNED ON G N M A I I #MA0601 2.500%12/20/27 $1 PV ON 60.0100 SHARES DUE 6/20/2022 P & I DUE 06/20/22 - - - 60.01 - - - 256350023 RCTC 2013 A&B TOLL BDS 2013680 RSV 06/21/2022 06/20/2022 06/21/2022 36179M2V5 PAID DOWN PAR VALUE OF GNMA I I. #MA0756 2500% 2/20/28 P & I DUE 06/20/22 (1,294.54) - - 1,294.54 (1,322.89) - (28.86) 256350023 RCTC 2013 AO TOLL BDS 2013680 RSV 06/21/2022 36179MZV5 AMORTIZED PREMIUM ON G N M A I I #MA0756 2.500% 2/20/28 CURRENT VEAR AMORTIZATION - - - - (27.06) - - 256350023 RCTC 2013 A&B TOLL5052013A&6 RSV 06/21/2022 36119M2125 INTEREST EARNED ON GNMA 114M40756 2.500% 2/20/28 $1 PV ON 01.7400 SHARES DUE 6/20/2022 P & I DUE 06/20/22 - - - 81.74 - - 256350023 RCTC 2013658 TOLL BDS 20134&B RSV 06/21/2022 36179NAJ7 AMORTIZED PREMIUM ON G N M A I I #MA0909 3.000% 4/20/28 CURRENT YEAR AMORTIZATION - - - - (21.23) - 256350023 RCTC 2013 A&B TOLL BDS 2013688 RSV 06/21/2022 361]966,77 INTEREST EARNED ON G N M A I I #MA0909 3.000% 4/20/28 $1 PV ON 50 0000 SHARES DUE 6/20/2022 MAY GNMA DUE 6/20/22 - - - 50.00- - - - 256350023 256350023 RCTC 2013 A&B TOLL BDS 2013688 RSV 06/21/2022 06/20/2022 06/21/2022 36179NAJ7 PAID DOWN PAR VALUE OF G N M A I I#MA09093. 000% 4/20/28 MAY GNMA DUE 6/20/22 (484.82). - - 484.82 (499.10) - (14.28) RCTC 2013 A&eTOLL0552013680 RSV 06/21/2022 06/20/2022 06/21/2022 36179902 PAID DOWN PAR VALUE OF G N M A 11 #MA1202 2,500% 8/20/28 P&IDUE 06/20/22 (6,42.64)1 = - 1,423:64 (1458.50) - (34.84) 256350023 RCTC 2013 A88 TOLL BDS 2013658 RSV 06/21/2022 36179NKP2 AMORTIZED PREMIUM ON G N MA II#MA1202 2.500%8/20/28 CURRENT YEAR AMORTIZATION - - - - (45.46) - 256350023 RCTC 20136&B T011805 2013660 RSV 06/21/2022 361796%32 INTEREST EARNED ON G N M A II #M61202 2.500% 8/20/28 $1 PV ON 131.3000 SHARES DUE 6/20/2022 P & I DUE 06/20/22 -- -. - 131.30 - - - 256350023 RCTC 2013 A86 TOLL BDS 2013665 RSV 06/21/2022 06/20/2022 06/21/2022 36202F2H8 PAID DOWN PAR VALUE OF G N M A I I #005276 3.000% 1/20/27 P & I DUE 06/20/22 (1,752.98) - - 1,752.98 (1,769.42) (7.89) (8.55) 256350023 256350023 RCTC 2013 A&8 TOLL BDS 2013A&B RSV 06/21/2022 36202E288 AMORTIZED PREMIUM ON G N M A I I #005276 3.000% 1/20/27 CURRENT YEAR AMORTIZATION - - - - (21.84) --. RCTC 2013 A86 TOLL BDS 2013688 RSV 06/21/2022 36202F2H8 INTEREST EARNED ON G N M A I 15005276 3.000% 1/20/27 $1 PV ON 145.2700 SHARES DUE 6/20/2022 P & I DUE 06/20/22 - - - 145.27 - - 256350023 RCTC 2013660 TOLL BDS 2013668 RSV 06/21/2022 362026367 AMORTIZED PREMIUM ON G N M A I I #005300 3.000% 2/20/27 CURRENT AMORTIZATION -: - - -YEAR 256350023 RCTC 2013 688 TOLL BDS 2013680 RSV 06/21/2022 36202F3H7 INTEREST EARNED ON 5 5 M A 115005300 3.000 % 2/20/27 $1 PV ON 70.5900 SHARES DUE 6/20/2022 P & I DUE 06/20/22 - - - 78.59 - - - 256350023 RCTC 201366137011 055 2013A68 RSV 06/21/2022 06/20/2022 06/21/2522362026387 PAID DOWN PAR VALUE OF G N M A I I#0053003.000% 2/20/27 P81DUE 06/20/22 (1,136,88) - 1,136.80 :(1,163.42) - (26,54) 256350023 RCTC 2013 AO TOLL BDS 201360B RSV 06/21/2022 06/20/2022 06/21/2022 383760179 PAID DOWN PAR VALUE OF G N M A GTD REMIC 3.000%11/20/39 (544.09) - - 544.09 (551.58) - (7.49) 256350023 RCTC 2013 A&6 TOLL BDS 2013680 RSV 0621/2022 383767779 INTEREST EARNED ON G 9 M A GTO REMIC 3.000% 11/20/3901 PV ON 38.2800 SHARES DUE 6/20/2022 $0.00250/PV ON 15,312.07 PV DUE 6/20/22 - - -_ 8812:8''. - 256350023. RCTC 2013 A&B TOLL BDS 2013688 RSV 06/21/2022 38376TTT9 AMORTIZED PREMIUM ON G NM 4920 REMIC 3.000%11/20/39 CURRENT PEAR AMORTIZATION - - - - (3.63) - - 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 06/21/2022 06/20/2022 06/21/2022 383710KH9 PAID DOWN PAR VALUE OF G N M A GTD REMIC 3.000% 8/20/40 (496.96) - - 496096 (601.90) - (4.94) 256350023 RCTC 2013688 TOLL BDS 2013668 RSV 06/21/2022 38377QKH9 INTEREST EARNED ON G N M A GTD REMIC 3.000% 8/20/40 $1 PV ON 22.1500 SHARES DUE 6/20/2022 $0.00250/PV ON 8,860.91 PV DUE 6/20/22 - - - 22.15 - - 256350923 RCTC 2013668 TOLL BDS 2013668 RSV 0625/2022 3837708E19 AMORTIZED PREMIUM ON G N M A GTD REMIC 3.000%820/40 CURRENT YEAR AMORTIZATION - - - - (1.47) - 256350023 RCTC 2013 A&B TOLL BDS 2013,480 RSV 06/21/2022 06/20/2022 06/21/2022 38377R5K8 PAID DOWN PAR VALUE OF G 9 M A GTD REMIC 3.000% 4)20/39 (693.31) - - 693.31 (342.66) - 350.65 256350023 RCTC 2013A&B TOLL EMS 20134&6 RSV 06/21/2022'. 38377RVK8'. AMORTIZED PREMIUM ON G N M A GTOREMIC 3'.000%4/20/39':CURRENT YEAR AMORTIZATION - - - (1.19) - Page 54 of 109 Source Account RIVERSIDE COUNTY TRANSPORTATION COMMISSION 91 CIP STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 Account Transaction Date Trade Date Settlement Date CUSIP Description Units Miscellaneous Fees Net Cash Federal Tax Cost Short Term Long Term Amount Amount Gain/Loss Amount Gain/Loss Amount 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 06/21/2022 38377RVK8 INTEREST EARNED ON 00 M A GTO REMIC 3.000% 4/20/39 $1 PV ON 67.9700 SHARES DUE6/20/2022 $0.00250/PV ON 27,187.41 PV DUE 6/20/22 67.97 256350023 RCTC 2013 AO TOLL EMS 20136&B RSV 06/21/2022 383771TL4 AMORTIZED PREMIUM ON G N M A GTD REMIC 2.000% 5/20/40 CURRENT YEAR AMORTIZATION 06/21/2022 38377YTL4 INTEREST EARNED ON 00 M A GTD REMIC 2000% 5/20/40 $1 PV ON 14.1600 SHARES DUE 6/20/2022 $00.0017/PV ON 8,498.17 PV DUE 6/20/22 06/21/2022 06/20/2022 (1-39) 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 14.16 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 38377YTL4 PAID DOWN P99091060200019 GTD REMIC 2.000% 5/20/40 (261.43) 261.43 (263.90) (2.47) 256350023 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 06/21/2022 06/20/2022 06/21/2022 38379A090 PAID DOWN PAR VALUE OF G N M A GTD REMIC 3.000% 10/20/26 (2.654.21) - - 2654.21 (2.685.43) - (31.22) RCTC 2013 AM TOLL BDS 2013666 RSV 06/21/2022 3837861190 INTEREST EARNED ON G N M A GTD REMIC 3.000% 10/20/26 $1 PV ON 65.3000 SHARES DUE 6/20/2022 30.00250/PV ON 26120.10 PV DUE 6/20/22 - - - 65.30 - - - 256350023 RCTC 2013 A&B TOLL BDS 20135&B RSV 06/21/2022 363786U90 AMORTIZED PREMIUM ON G N M A GTD REMIC 3,000%10/20/26 CURRENT - - - - (12.29) - - YEAR AMORTIZATION 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 06/21/2022 06/20/2022 06/21/2022 38378HAU0 PAID DOWN PAR VALUE OF G N M A GTO REMIC 1.500% 8/20/27. (863.82) - - 863.82 (872.74) - ;(8.92) 256350023 RCTC 2013 A&B TOLL BDS 20136&B RSV 06/21/2022 38378HAU0 AMORTIZED PREMIUM ON G N M A GTD REMIC 1.500% 8/20/27 CURRENT YEAR AMORTIZATION - - - - (13.37) - - 256350023 RCTC 2013 AN TOLL KS 20136&B RSV 06/21/2022 38378HAU0 INTEREST EARNED ON G N M A GTD REMIC 1.500% 8/20/2731 PV ON 45.4300 SHARES DUE 6/20/2022 $0.00125/PV ON 36,336.69 PV DUE 6/20/22 -. -- - 45.43 - - 256350023 RCTC 2013 A&B TOLL 60920136&B RSV 06/21/2022 06/20/2022 06/21/2022 38378,121)7 PAID DOWN PAR VALUE OF G N M A GTD REMIC 1.500% 12/20/40 (756.05) - - 756.05 (746.60) - 9.45 256350023 RCTC 2513 666 TOLL BDS 2013668 RSV 06/21/2022 38378,257 INTEREST EARNED ON G N M A GTD REMIC 1.500%12/20/40 $1 PV ON 16.4200 SHARES DUE 6/20/2022 $0.00125/PV ON 13,137.28 PV DUE 6/20/22 - - 16.42 -. 256350023 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 06/21/2022 38378TAF7 INTEREST EARNED ON 0 N M A GTO REMIC 2.500% 7/20/41 S1 PV ON 96.6100 SHARES DUE 6/20/2022 $0.00208/PV ON 46,374.26 PV DUE 6/20/22 - - - 96.61 - - - RCTC 2013 MB TOLL BM 20136&8 RSV 06/21/2022 06/20/2022 06/21/2022 38378TAF7 PAID DOWN PAR VALUE OF 5 NM A GTD REMIC 2.500% 7/20/41 (1,569.42). - - 1,569.42 (0.01) - 1569,41 256350023 RCTC 2013 A06 TOLL 1309 2013A&B RSV 06/21/2022 06/20/2022 06/21/2022363606Z34 PAID DOWN PAR VALUE OF G N M A GTD REMIC 3.000% 4/20/46 (1,097.59) - - 1,097.59 (1.107.22) - (9.63) 256350023 RCTC 20136&8 TOLL BDS 2013A&B RSV 06/21/2022' 383800234 INTEREST EARNED ON G N M A GTD REMIC 3.000% 4/20/46 $1 PV ON 114.4600 SHARES DUE 6/20/2022 $0.00250/P0 ON 45,783.28 PV DUE 6/20/22 - - 114.46. -. -, - 256350023 256350023 RCTC 2013 A&B TOLL 000 20136&B RSV 06/21/2022 383806234 AMORTIZED PREMIUM ON G N M A GTD REMIC 3.000% 4/20/46 CURRENT YEAR AMORTIZATION - - - - (5.31) - - RCTC 2013 MB TOLL BDS 2013668 RSV 06/21/2022 06/20/2022 06/21/2022 38381AZ58 PAID DOWN PAR VALUE OF G N M A GTO REMIC 3.000%11/20/45 (1919.48) - - 1,319.48 (1,326.60) (112). - 256350023 RCTC 2013 A&8 TOLL MS 20136&B RSV 06/21/2022 38381AZ59 INTEREST EARNED ON 0 N M A GTO REMIC 3.000%11/20/4551 PV ON 52.0000 SHARES DUE 6/20/2022 $0.00250/PV ON 20.601.13 PV DUE 6/20/22 - - - 52.00 - - - 256350023 RCTC 2013A&B TOLL BDS 20136913 RSV 06/21/2022 383816258 AMORTIZED PREMIUM ON GN M A GTD REMIC 3.000% 11/20/45 CURRENT YEAR AMORTIZATION - - - (1.88) -- - 256350023 256350023 RCTC 2013 A&B TOLL 6DS 20136&B RSV 06/22/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL INCOME EARNINGS - - - (594.84) - - - RCTC 2013 AN TOLL EMS 2013A&B RSV 06/22/2022 CASH RECEIPT TRANSFER FROM INCOME INCOME EARNINGS - - - 594.84 - - - 256350023 RCTC 2013606 TOLL BDS 20136613 RSV 06/22/2022 06/03/2022 3136ARTE8 PAID ACCRUED INTEREST ON PURCHASE OF F 0 M A GTO REMIC 2.702% 2/25/26 - - - (21.16) - - - 256350023 RCTC 2013 A&B TOLL BDS 20138913 2013891313W 06/22/2022 05/31/2022. 06/03/2022 3136ARTE8 PURCHASED PAR VALUE OF F N M A GTO REMIC 2.702% 2/25/26 /MORGAN STANLEY & CO. LLC/140,963.4 PAR VALUE 65 96.79687919 % 140,963.40'. 0:99 - (139,267.44) 139,267.44 -. - 256350023 RCTC 2013 A&B TOLL BDS 20136&B RSV 06/22/2022 06/22/2022 06/22/2022318469401 PURCHASED UNITS OF FIRST AM GOVT OB FD CL D 143.44 1.00 - (14344) 143.44 - - 256350023 RCTC 2013 MB TOLL BDS 2013668 RSV 06/23/2022' CASH DISBURSEMENT TRANSFER TO PRINCIPAL INCOME EARNINGS - - - (0.02) - - - 256350023 RCTC 2013 MB TOLL 80520136&B RSV 06/23/2022 CASH RECEIPT TRANSFER FROM INCOME INCOME EARNINGS - - - 0.02 - - - 256350023 RCTC 2013668 TOLL BDS 20136&B RSV 06/27/2022 CASH RECEIPT TRANSFER FROM INCOME INCOME EARNINGS - - - 5,360:81 - - - 256350023 256350023 RCTC 2013 6&e TOLL BDS 20136&B RSV RCTC 2013 668 TOLL BDS 20136913 RSV 06/27/2022 06/27/2022 3132A85Y1 CASH DISBURSEMENT TRANSFER TO PRINCIPAL INCOME EARNINGS - - - (5,360 81) - - - AMORTIZED PREMIUM ON F H L M 0 #ZS8063 2.500% 9/01/32 CURRENT YEAR AMORTIZATION - - - - (101.33) - - 256350023 RCTC 2013 A&B TOLL BDS 2013666 RSV 06/27/2022 313268501 INTEREST EARNED ON F H L M C 8Z08063 2.500% 9/01/32 $1 PV ON 295.8700 SHARES DUE 6/25/2022 MAY FHLMC DUE 6/25/22 - - - 295.67 - - - 256350023 RCTC 2013 AM TOLL 8052013968 RSV 06/27/2022 06/25/2022 06/27/2022 3132A8521 PAID DOWN PAR VALUE OF F H L M C #208063 2.500% 9/01/32 MAY FHLMC DUE 6/25/22 (3,36.56) - - 3,636.56. (3,770.08) -_ (153.52) 256350023 RCTC 2013 A&B TOLL 6052013600 RSV 06/27/2022 06/25/2022 06/27/20223132AEFC5 PAID DOWN PAR VALUE OF F H LM C 82T1963 3.500%11/01/30 MAY FHLMC DUE 6/25/22 (7,221.45) - - 7,221.45 (7,566.50) - (345.05) 256350023. RCTC 2013 AN TOLL BDS 20136&B RSV 06/27/2022 3132AEF05 INTEREST EARNED ON F H L M C 4271963 3.500% 11/01/30$1 PV ON 810 9000 SHARES DUE 6/25/2022 MAY FHLMC DUE 6/25/22 - - 810,90 - -. 256350023 RCTC 2013A&B TOLL 86620136&e RSV 06/27/2022 3132AEFC5 AMORTIZED PREMIUM ON 5 H L M 09221963 3.500%11/01/30 CURRENT YEAR AMORTIZATION - - - - (344.87) - 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 06/27/2022 3132AEFK7 INTEREST EARNED ON F 9 L M C 9211970 3.500% 4/01/33 $1 PV ON 1594000 SHARES DUE 6/25/2022 MAY FHLMC DUE 6/25/22 - - - 159.40 - - - 256350023 RCTC 2013 AMTOLL BDS 2013668 RSV 06/27/2022 3132AEFK7 AMORTIZED PREMIUM ON 5 H L M C 8271970 3.500% 4/01/33 CURRENT YEAR AMORTIZATION - - - - (74.46) - - 256350023 RCTC 2013 AO TOLL EMS 20136&8 RSV 06/27/2022 06/25/2022 06/27/2022 3132AEFK7 PAID DOWN PAR VALUE OFF H 1 M C #ZT1970 3.500% 4/01/33 MAY FHLMC DUE 6/25/22 (1,481.28). - - 1,481.28 .(1,573.17) - (91.89) 256350023 RCTC 2013666 TOLL BDS 2013A&B RSV 06/27/2022 06/25/2022 06/27/2022313661 KD5 PAID DOWN PAR VALUE OF F 9 M A GTO REMIC 4.500% 3/25/26 (13,550.99) - - 13,550.99 (13,566.74) (15.75) - 97 Page 55 of 109 RIVERSIDE COUNTY TRANSPORTATION COMMISSION 91 CIP STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 Source Account Account Transaction Date Trade Date 06/25/2022 Settlement Date CL SIP 313641(206 Description INTEREST EARNED ON F N M A GTO REMIC 4.500% 3/25/26 $1 PV ON 50.8200 SHARES DUE 6/25/2022 $0.00375/PV ON 13,550.99 PV DUE 6/25/22 Units - Prig - Iseellnngoos Fees - Net as Amount 50.82 - 807.52 34.58 edera az ost Amount - (1.19) (816.74) - ort erm Gain/Loss Amount - - - - .ong ern Gain/Loss Amount - - (9.22) - 256350023 RCTC 2013 A TOLL BDS 20134&B RSV 06/27/2022 256350023 RCTC 2013 A&B TOLL BDS 20134&B RSV 06/27/2022 313641106 AMORTIZED PREMIUM ON F N M A GTD REMIC 4.500% 3/25/26 CURRENT YEAR AMORTIZATION - - - - - 256350023 RCTC 2013 MB TOLL B052013A&B RSV 06/27/2022 06/27/20223136A8009 PAID DOWN PAR VALUE OF F N M A GTO REMIC 1.500% 9/25/27 (807.52) - 256350023 RCTC 2013 AOTOLL BDS 20134&B RSV 06/27/2022 313648059 INTEREST EARNED ON F N M A GTD REMIC 1.500% 9/25/27$1 PV ON 34.5800 SHARES DUE 6/25/2022 S000125/PV ON 27,664.44 PV DUE 6/25/22 - - 256350023 RCTC 2013 A8B 7011 MS 2013468 RSV 06/27/2022 313648099 AMORTIZED PREMIUM ON F N M A GTD REMIC 1.50096 9/25/27 CURRENT YEAR AMORTIZATION -. - •. -. (11.08) - - 256350023 RCTC 2013 A&B TOLL BDS 20134&8 RSV 06/27/2022 3136ABNZ2 INTEREST EARNED ON F N M A GTD REMIC 2.000%11/25/42$1 PV ON 50.2400 SHARES DUE 6/25/2022 $0.00167/PV ON 30,143.57 PV DUE 6/25)22 - - - 50.24 - - - 256.360023 RCTC 2013 A&e TOLL BDS 2013688 RSV 06/27/2022 3136ABNZ2 AMORTIZED PREMIUM ON F N M A GTD REMIC 2:000% 11/25/42 CURRENT YEAR AMORTIZATION - - - - (5.38) - -. 256350023 RCTC 2013 A&B TOLL BDS 2013460 RSV 06/27/2022 06/25/2022 06/27/2022 3136ABNZ2 PAID DOWN PAR VALUE OF F N M A GTD REMIC 2.000%11/25/42 (836.95) - - 836.95 (849.85) - (12.90) 256950023 RCTC 2013 A&BTOLL 803 20137,88 RSV 06/27/2022 3136447,14 INTEREST EARNED ON F N M A 0212 REMIC 2656% 3/25/23 01 PV ON 49.8200 SHARES DUE 6/25/2022 $0.00221/PV ON 22,500.85 PV DUE 6/25(22 49,82 - - 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 06/27/2022 06/25/2022 06/27/2022 3136AC7J4 PAID DOWN PAR VALUE OF F N M A GTD REMIC 2.656% 3/25/23 (1,14269). - - 1,142.69 (1,130.73) - 11.96 256350023 RCTC 2013 A&e TOLL BDS 2013A&B RSV 06/2.7/2022 3136407.14 INTEREST EARNED ON F N M A GTD REMIC 2.656% 3/25/23 51 PV ON 22500.8500 SHARES DUE 6/25/2022 PENALTY PAYMENT - _ - 02.1 - - - 256350023 RCTC 2013468 TOLL BDS 20134&8 RSV 06/27/2022 3136ADFF1 INTEREST EARNED ON F N M A GTD REMIC 1.500% 4/25/23$1 PV ON 13.1900 SHARES DUE 6/25/2022 $0.00125/PV ON 10,555.26 PV DUE 6/25/22 - - - 13.19 - - - 256350023. RCTC 2013 A&8 TOLL BDS 20136&8 RSV 06/27/2022 06/25/2022 06/27/2022 3136ADFF1 PAID DOWN PAR VALUE OF F N M A GTD REMIC 1.500% 4/25/23 (1 523:61)`) - - 1,522.61 (1, 0.72) - 21;88 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 06/27/2022 06/25/2022 06/27/2022 313648084 PAID DOWN PAR VALUE OF F N M A GTD REMIC 1.750% 7(25/28 (782.78) - - 782.78 (792.90) - (10.12) 256350023 RCTC 2013486 TOLL EMS 20134&8 RSV 06/27/2022 31364E784 AMORTIZED PREMIUM ON F N M A GTD REMIC 1.750% 7/25/28. CURRENT VEAR AMORTIZATION - - - - (12.67) - - 256350023 RCTC 2013 A&B TOLL 6002013666 RSV 06/27/2022 31364E784 INTEREST EARNED ON F N M A GTD REMIC 1.750% 7/25/28$1 PV ON 46.3700 SHARES DUE 6/25/2022 50.00146/PV ON 31,795.53 PV DUE 6/25/22 - - - 46.37 - - 256350023 RCTC 20136&8 TOLL BDS 20134&8 RSV 06/27/2022 3136AHAEO AMORTIZED PREMIUM ONFNM A GTO REMIC 2.623%4/26/23 CURRENT YEAR AMORTIZATION - - - - -(3,87) - 256350023 RCTC 2013 A&B TOLL BDS 20136&O RSV 06/27/2022 3136AHAE0 INTEREST EARNED ON F N M A GTD REMIC 2.623% 4/25/2351 PV ON 28.2500 SHARES DUE 6/25/2022 50.00218/PV ON 12,974.61 PV DUE 6/25/22 - - - 28.25 - - 244350023 RCTC 2013 A&6 TOLL BDS 2013A&B RSV 06/27/2022 06/25/2022. 06/27/2022 313641-01E0 PAID DOWN PAR VALUE OF F N M A GTD REMIC 2.623% 4/25/23 (3,669:33): -. - 3,669.33 :(3,680.90) -. (11.52) 256350023 RCTC 2013 AO TOLL BDS 20134&B RSV 06/27/2022 06/03/20223136AOHL7 PAID ACCRUED INTEREST ON PURCHASE OF F N M A GTD REMIC 2.70674% 6/25)25 - - - (14.47) - - 256350023 RCTC 2013 A&8 TOLL BDS 20136&B RSV 06/21{/2022 05/31/2022 06/03/2022 3136AQHL7 PURCHASED PAR VALUE OF F N M A GTO REMIC 2.70674% 6/25/25 /TORONTO DOMINION SECURITIES (U/93,246.55 PAR 571664T 98.81250298 % 9924655 099 - (92,139:25) 92;139.25 256350023 RCTC 2013 A&B TOLL BDS 20134&0 RSV 06/27/2022 44737 44739 3137611350 PAID DOWN PAR VALUE OF 8 H L M C MLTCL MT 2.510%11/25/22 (17,668.87) - - 17,668.87 (17,809.93) - (141.05) 256350023 RCTC 2013 MB TOLL 80520134&B RSV 06/27/2022 313701850 AMORTIZED PREMIUM ON F H L MCMLTCL MT 2510%11/25/22 CURRENT YEAR AMORTIZATION - _ -- = (83.93) - 256350023 RCTC 2013 AOTOLL BDS 20134&B RSV 06/27/2022 3137B1BSO INTEREST EARNED ON F H L M C MLTCL MT 2.510% 11/25/22$1 PV ON 739.2200 SHARES DUE 6/25/2022 $0.00211 /PV ON 350,304.80 PV DUE 6/25/22 - - - 739.22 - - 256350023 RCTC 2013 A&e TOLL BDS 2013488 RSV _ 06/27/2022 3137B1U75 AMORTIZED PREMIUM ON F H L M C MLTCL MT 2522% 1/26/23 CURRENT YEAR AMORTIZATION -. - -. -. _ (68.29) - 256350023 RCTC 2013 466 TOLL BDS 20134&8 RSV 06/27/2022 3137B1U75 INTEREST EARNED ON F H L M C MLTCL MT 2.522% 1/25/23 $1 PV ON - - - 275.63 - - 256350023 RCTC 2013 A&B TOLL BDS 20134&6 RSV 06/27/2022 44737 44739 313781 U75 PAID DOWN PAR VALUE OF F H L M CMLTCL MT 2522% 1/25/23 (600.08) - 600=08 (611.04) - (10.96) 256350023 RCTC 2013 A&B TOLL BDS 20134&8 RSV 06/27/2022 44737 44739 3137/31485 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 2-637% 1/25/23 (603.20) - - 603.20 (624.40) - (21.20) 256360023. RCTC 20134&8 TOLL EMS 29136&0 RSV 96/27/2022 313781UG5 INTEREST EARNED ON F H LM C MLTCL MTG 2.637% 1/25/23$1 PV ON 526.5300 SHARES DUE 6/25/2022 $0.00220/PV ON 239,604.12 PV DUE 6/25/22 256350023 RCTC 2013 AO TOLL BDS 20134&B RSV 06/27/2022 3137B1UG5 AMORTIZED PREMIUM ON F H L M C MLTCL MTG 2.637% 1/25/23 CURRENT YEAR AMORTIZATION - - - - (336.18) - 256350023 RCTC 2073 AM TOLLBDS 2013A&B RSV 06/27/2022 3137E136.12 INTEREST 6699661205881 M C MLTCL MT 3.31192% 2/25/23 81 PV ON 106.1600 SHARES DUE 6/25/2022 50.00277/80 ON 38,371.38 PV DUE 6/25/22 - - - 10616 - - - 256350023 RCTC 2013 A&B TOLL BDS 2013488 RSV 06/27/2022 3137636,12 AMORTIZED PREMIUM ON F H L MC MLTCL MT 3.31192% 2/25/23 CURRENT YEAR AMORTIZATION - - - - (20.31) - 256360023 RCTC 2013 A&8 TOLL BDS 2013A&B RSV 08(2'$12022 44737 44739 313783672 PAID DOWN PAR VALUE OF F H L M C MLTCL MT 3.31192% 2/25/23 (97.48) -. -. '$21':48: (97.92) (0.44). -. 256350023 RCTC 2013 AO TOLL BDS 20134&B RSV 06/27/2022 44737 44739 3137B3NW4 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 2778% 9/25/22 (1,183.70) - - 1,183.70 (1,186.80) - (3.10) 256350023 RCTC 20156&8 TOLL BOS 20134&8880 06/2'{/20'22' 313783NW4 INTEREST EARNED ON F H L M C MLTCL MTG 2.778% 9/25/2251 PV ON 10.2300 SHARES DUE 6/25/2022 $0.00231 /PV ON 4,419.83 PV DUE 6/25/22 -: - - 10;23: - - -. 256350023 RCTC 2013 AO TOLL BDS 20134&B RSV 06/27/2022 3137835W4 AMORTIZED PREMIUM ON F H 1 M 0 MLTCL MTG 2778°09/25/22 CURRENT YEAR AMORTIZATION - - - - (362) - - 256350023 RCTC 2013 A3,13701.1_1305 20136513 RSV 06/27/2022 31178.1071 INTEREST EARNED ON F 91 M C MLTCL MT 2.76996% 5/25/25$1 PV ON 403.9600 SHARES DUE 6/25/2022 $0.00231/PV ON 175000.00 PV DUE 6/25/22 - - - 408.96 256350023 RCTC 2013 AO TOLL BDS 20134&8 RSV 06/27/2022 3137BLAC2 INTEREST EARNED ON F H L M C MLTCL MT 3.284% 6/25/25 $1 PV ON 37000-0000 SHARES DUE 6/25/2022 - - - 101.26 - - 256350023 RCTC 2013 ABB TOLL BDS 2013488 RSV 06/27/2022. 44737 44739 313701W87 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 2802% 1/25/25 (4,025:5 - - 4,025.57 (4,161.81) - (136.24) 256350023 RCTC 2013 AOTOLL BDS 20134&8 RSV 06/27/2022 313781W87 AMORTIZED PREMIUM ON F H L M C MLTCL MTG 2.802% 1/25/25 CURRENT YEAR AMORTIZATION - - - - (166.80) - - 98 Page 56 of 109 Source Account RIVERSIDE COUNTY TRANSPORTATION COMMISSION 91 CIP STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 Account Transaction Date Trade Date Settlement Date Ct. SIP Description Units Price 'Miscellaneous Fees Net Cash Federal Tax Cost Short Term Long Term Amount Amount Gain/Loss Amount Gain/Loss Amount 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 06/27/2022 31378LW67 INTEREST EARNED ON F H L M C MLTCL MTG 2.802% 1/25/25 $1 PV ON 353.4000 SHARES DUE 6/25/2022 $0.00233/PV ON 151,351.14 PV DUE 6/25/22 PAID DOWN PAR VALUE OF F H L MC MLTCL MT D44256% 4/25/24 353.40 256350023 RCTC 2013 ABB TOLL BDS 2013A&B RSV 06/27/2022 44737 44739 313790007 (14,247.12) 14.24712 (14.795.73) 256350023 002C 2013 ASB TOLL e0S 2013A&B RSV 06/27/2022 44714 44719 313790007 256350023 RCTC 2013 A&B TOLL BDS 20134&8 RSV 06/27/2022 06/02/2022 06/07/2022 313790007 256350023 RCTC 2013 A&B TOLL MS 2013A&B RSV 06/27/2022 06/07/2022 313750007 PURCHASED PAR VALUE OF F H L M C MLTCL MT 0.44256% 4/25/24 /BARCUS3B BARCLAYS CAP WHIPPANY/34,290,88 PAR VALUE AT 99.91642349 % PURCHASED PAR VALUE OF F HL M C MLTCL MT 0.44256% 4/25/24/FIRST 106,682.74. HORIZON BANK/106,682.74 PAR VALUE AT 99.81639954 % PAID ACCRUED INTEREST ON PURCHASE OF F H L M C MLTCL MT 0:44256% 4/25/24 PAID ACCRUED INTEREST ON PURCHASE OF F H L M C MLTCL MT 0.44256% 4/25/24 34,290.88 1.00 (34,227 93) 34,227.93 1.00 (106,486.87) 106,486.87 (16 60) 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 06/27/2022 06/07/2022 313790007 (51 65) 256360023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 06/27/2022 313790007 INTEREST EARNED ON F H L MC MLTCL MT 0.44256% 4/2572451 PV ON 602.7/00 SHARES DUE 6/25/2022 $0.00294/PV ON 204,75202 PV DUE 6/25/22 06/27/2022 313790007 AMORTIZED PREMIUM ON F H L M C MLTCL MT 0.44256% 4/25/24 60277 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV CURRENT YEAR AMORTIZATION PAID GOWN PAR VALUE 0000 L M C MLTCL MT.0;52896% 9/25/24 (346.20) 256350023 RCTC 2013 A&BTOLLBDS 2013480 RSV 06/27/2022 44737 44739 313704006 (15.59) 15.59' (x6:39 256350023 RCTC 2013 MB TOLL BDS 2013A&B RSV 06/27/2022 313704C06 INTEREST EARNED ON 00 L M C MLTCL MT 0.52896% 9/25/24 $1 PV ON 97.1400 SHARES DUE 6/25/2022 $0.00243/PV ON 39,918.51 PV DUE 6/25/22 06 71214 CURRENT YEAR AMORTIZATION 06/27/2022 3137FCM35 AMORTIZED PREMIUM ON F H L M C MLTCL MTG 2951% 2/25/24 CURRENT YEAR AMORTIZATION 06/27/2022 3137FCM35 INTEREST EARNED ON F H L M C MLTCL MTG 2.951% 2/25/24 $1 PV 014 72.4200 SHARES DUE 6/25/2022 $0.00246/00 ON 29,449.02 PV DUE 6/25/22 06/27/2022 97.14 256350023 RCTC 20134&8 TOLL BDS 2013469 RSV 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 3137F4006 AMORTIZED PREMIUM ON F H L M C MLTCL MT 0.52896% 9/25/24 256350023 RCTC 2013 MB TOLL BDS 2013A8.13 RSV (54.90) (8.67) 72.42 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 44737 44739 3137FCM35 PAID DOWN PAR VALUE OF FHL MC MLTCL MTG 2.951% 2/25/24 (898.76) 898.76 (903.97) (5.21) 256380023 RCTC 2013 A&B TOLL 905 20130&0 RSV 06/27/2022 44737 44739. 313700UR5 PAID DOWN PAR VALUE OF FHL MC MLTCL 05004958/26/24 (16,788.97) 16788,97 (16,79.45) 256350023 RCTC 2013 A&B TOLL 9052013458 RSV 06/27/2022 3137FY895 AMORTIZED PREMIUM ON F H L M C MLTCL 0.500495 8/26/24 CURRENT YEAR AMORTIZATION 06/27/2022 3137FYUR5 INTEREST EARNED ON F M C MLTCL 0.50049% 8/26/24 $1 PV ON 55.8000 SHARES DUE 6/25/2022 $0.00042/PV ON 136,187.06 PV DUE 6/25/22 06/27/2022 (4.23) 256350023 RCTC 2013 A&B TOLL 808 2013A&B RSV 56.80 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 3138EKXL4 INTEREST EARNED ON FNMA #43382 2.388% 3/01/23$1 PV ON 177 2100 SHARES DUE 6/25/2022 MAY FNMA DUE 6/25/22 PAID DOWN PAR VALUE OF FNMA #423332 2.388% 3/01/23 MAY FNMA DUE 6/25/22 PAID DOWN PAR VALUE OF FNMA #AL5851 3.500% 10/01/29 MAY FNMA DUE 6/25/22 177.21 256350023 RCTC 2013 409 TOLL BDS 2013499 RSV 06/27/2022 44739 3138E9XL4 (202.77) 202.77 (20275) 256350023 RCTC 2013 4&B TOLL BDS 20136&9 RSV 06/27/2022 44737 44739 3138ENQD4 (469.90) 469.90 (493.73) 256350023 RCTC 2013 A&B TOLL BDS 2013A88 RSV 06/27/2022 3138E11004 INTEREST EARNED ON FNMA #AL5851 3.500% 10/01/29 $1 09 ON 55.0700 SHARES DUE 6/25/2022 MAY FNMA DUE 6/25/22 55.07 (548.61) (0.76) 9102 (23.83) 256350023 RCTC 2013 MB TOLL BDS 2013A8B RSV 06/27/2022 3138ENQD4 AMORTIZED PREMIUM ON FNMA#AL5851 3.500%10/01/29 CURRENT YEAR AMORTIZATION 06/27/2022 3138EQRJ3 INTEREST EARNED ON FNMA #AL7688 3.500%11/01/30$1 PV ON 119 4700 SHARES DUE 6/25/2022 MAY FNMA DUE 6/25/22 (27.74) 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 119.47 256350023 RCTC 2013 A8B TOLL BDS 2013A&B RSV 06/27/2022 3138EQRJ3 AMORTIZED PREMIUM ON FNMA#AL7688 3.500%11/01/30 CURRENT YEAR AMDRTIZATION PAID DOWN PAR VALUE OF FNMA#AL7688 3.500%11/01/30 MAY FNMA DUE 6/25/22 PAID DOWN PAR VALUE OF FNMA #AL8561 3.500% 6/01/31 MAY FNMA DUE 6/25/22 (55.12) 256350023. RCTC 2013 A&e TOLL BDS 2013A&B RSV 06/27/2022 44737 44739 313868823 (1140. 1,140,40 (1,199.04) 256350023 RCTC 2013 A&B TOLL BDS 2013A8B RSV 06/27/2022 44737 44739 3138ETQP4 (1,714.34). 1,714.34 (1,814.16) 256350023 RCTC 2013 AU TOLL BDS 2013A&B RSV 256350023 RCTC 2013 AO TOLL BDS 2013A&B RSV 06/27/2022 3138E1504 INTEREST EARNED ON F N MA #AL8561 3.500% 6/01/31 $1 PV ON 174 1700 SHARES DUE 6/25/2022 MAY FNMA DUE 6/25/22 06/27/2022 3138E2004 AMORTIZED PREMIUM ON FNMA #AL8561 3.500% 6/01/31 CURRENT YEAR AMORTIZATION 06/27/2022 44737 44739 3138WEMJ5 PAID DOWN PAR VALUE OF F N M A #A54860 2500% 5/01/30 MAY FNMADUE 6/25/22 06/27/2022 3138WEMJ5 INTEREST EARNED ON FNMA #AS4860 2.500% 5/01/30 $1 PV ON 136 8100 SHARES DUE 6/25/2022 MAY FNMA DUE 6/25/22 06/27/2022 3138WEMJ5 AMORTIZED PREMIUM ON FNMA#AS4860 2.500% 5/01/30 CURRENT 256350023 RCTC 2013 A&B TOLL BDS 2013480 RSV 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 174.17 (86.74) 256350023 RCTC 2013 A&B TOLL80$ 2013A&e RSV (1,64529) 1,646,29 (1,705.451 136.81 YEAR AMORTIZATION PAID DOWN PAR VALUE OF FNMA #BM1757 2.426% 4/01/23 MAY FNMA 6/25/22 (5569) 256350023 RCTC 2013 A8B TOLL BDS 2013A&B RSV 06/27/2022 44737 44739 314025572 (93.15) 93.15 (93.12) 0.03 256350023 RCTC 2013 88.13201.1. 20134&8 RSV 06/27/2022 314025522 INTEREST EARNED ON FNMA #0M1757 2.426% 4/01/23 $1 PV ON 78.2000 SHARES DUE 6/25/2022 MAY FNMA DUE 6/25/22 78.20. 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 06/27/2022 3140J8ME0 AMORTIZED PREMIUM ON FNMA 9893956 3.000% 12/01/32 CURRENT YEAR AMORTIZATION (47.55) 256350023 RCTC 2013 A&e TOLL1303 20134&9 RSV 06/27/2022 314028MR) INTEREST EARNED ON F N MA 00M3956 3.000% 12/01/3251 PV ON 116.9900 SHARES DUE 6/25/2022 MAY FNMA DUE 6/25/22 PAID DOWN PAR VALUE OF FNMA#BM3956 3.000512/01/32 MAY FNMA DUE 6/25/22 116.99 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 06/27/2022 44737 44739 3140J8ME0 (1,424.35) 1,424.35 (1,496.26) 256350023 RCTC 2013 A&B TOLL80S 20134&8 RSV 256350023 RCTC 2013 A&B TOLL BDS 2013A8B RSV 06/27/2022 44737 44739 314054097 PAID DOWN PAR VALUE OF FNMA #BM6007 2596% 6/01/49 P & 1 DUE 06/25/22 06/27/2022 314024097 AMORTIZED PREMIUM ON FNMA #BM6007 2.596% 6/01/49 CURRENT YEAR AMORTIZATION 06/27/2022 3140]4097 INTEREST EARNED ON FNMA #0M6007 2.596% 6/01/49 $1 PV ON. 256350023 RCTC 2013 A&8 TOLL BDS 2013A&B RSV (19.34) 19.34 (19.97) (23.59) 48.5900 SHARES DUE 6/25/2022 P 6I DUE 06/25/22 48.59 256350023 RCTC 2013 A8B TOLL BDS 2013A&B RSV 06/27/2022 3140890K8 INTEREST EARNED ON F N M A #FM6017 3.0000 2/01/35 $1 PV ON 151 050/ SHARES DI IE 6/29/2022 MAY FNMA DUE 6/25/22 05/27/2022 314009098 AMORTIZED PREMIUM ON FNMA 8E595017 3.000% 2/01/35 CURRENT 351.05 256350023. RCT6 2013 A&B TOLL BDS 2013488 RSV YEAR AMORTIZATION (13667) 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 06/27/2022 44737 44739 3140X9VK8 PAID DOWN PAR VALUE OF FNMA #FM6017 3.000% 2/01/35 MAY (2,336.56). FNMA DLIE 6/25/22 2,336.56 (2,466.58) (0664) (99.82) (59.16) (71.91) (410 (130.02) 256350023 RCTC 2013 A&B TOLL BDS 2013486 RSV 06/27/-2022. 44737' 44739 3141800H4 PAID DOWN PAR VALUE OF E NM A #MA2803 2500511/01/31 MAY (3,066.63) FNMA DUE 6/25/22 3,86663' (3,187.10) 99 (120.47) Page 57 of 109 Source Account RIVERSIDE COUNTY TRANSPORTATION COMMISSION 91 CIP STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 Account Transaction Date Trade Date Settlement Date CUSIP Description Units Prig Miscellaneous Fees Net Cash Federal Tax Cost Short Term Long Term A mmmt Amount Gain/Loss Amount Gain/Loss Amount 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 06/27/2022 06/27/2022 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 31418CDH4 31418CDH4 INTEREST EARNED ON FNMA #MA2803 2.5002 11/01/31 $1 PV ON 309.4700 SHARES DUE 6/25/2022 MAY_ FNMA 006 6/25/22 AMORTIZED PREMIUM ON F N M A #M42803 2500%11/01/31 CURRENT YEAR AMORTIZATION 06/27/2022 3141803E3 INTEREST EARNED ON FNMA #MA4309 2.000% 3/01/31 $1 PV ON 344 9500 SHARES ME 5/25/2022 MAY FNMA DUE 6/25/22 309.47 (121.04) 344.95 256350023 RCTC 2013 MB TOLL BDS 2013A&B RSV 06/27/2022 3141807F3 AMORTIZED PREMIUM ON FNMA itMA4309 2.000% 3/01/31 CURRENT YEAR AMORTIZATION PAID DOWN PAR VALUE OF FNMA #MA4309 2.000% 3/01/31 MAY FNMA DUE 6/25/22 PURCHASED UNITS OF FIRST AM GOVT OB FD CL D (127.39) 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 256350023 RCTC 2013 A&B TOLL BDS 2013489 RSV 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 06/27/2022 06/27/2022 06/27/2022 44737 44739 44739 3141803F3 44739 318460401 (3,937.82) 83,675.73 1.00 44739 44739 318467401 PURCHASED UNITS OF FIRST AM GOVT OB FD CL D 44,905.47 1.00 3,937.82 (83,675.73) (4,048.56) 83,675.73 (44,905.47) 44,90547 (110.74) 256350023 RCTC 2013 885 TOLL BDS 2013888 RSV 06/28/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL INCOME EARNINGS (1,446.66). 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 06/28/2022 CASH RECEIPT TRANSFER FROM INCOME INCOME EARNINGS 1,446.66 256350023 RCTC 2013 AO TOLL BDS 2013A&B RSV 06/30/2022 44733 44742 3134G4661 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 06/30/2022 44712 44715 3136AOHL7 256350023 RCTC 2013 A&B TOLL BDS 2013A&B RSV 06/30/2022 44715 3136AOHL7 256350023 RCTC 2013 A&B TOLL BDS 20138&B RSV 06/30/2022 44742 44742 318467401 PURCHASED PAR VALUE OF F FILING M T N 4.000%12/30/24 /WELLS FARGO SECURITIES, LLC/70.000 PAR VALUE AT 100 % PURCHASED PAR VALUE OF FNMA GTD REMIC 2.706742 6/25/25 /TORONTO DOMINION SECURITIES (3/93,246.55 PAR VALUE AT 98.81250298 % PAID ACCRUED INTEREST ON PURCHASE OF FNMA GTD REMIC 2.70674% 6/25/25 SOLD UNITS OF FIRST AM GOVT OB FD CL D 70,000.00 1.00 (70,000.00). 74,000.00 93,246.55 0.99 (92,139 25) 92,139.25 (14.47) (70,000.00) 1.00 70,000.00 (70,000.00) 256350023 RCTC 2013 A&B TOLL BDS 2013486 RSV 06/30/2022 44742 44742 318469401 SOLD UNITS OF FIRST AM GOVT 06 FD CL D (92;133.7 1.00 92,153.72 (92,153.72) 0.00 82,587.62 1,568.19 43,303.81 100 Page 58 of 109 ATTACHMENT 5 AMERICAN EXPRESS CREDIT ACCOUNT 11/03/2023 11/04/2021 AMERICAN EXPRESS CREDIT ACCOUNT ABS5ER20177 CLA 05/15/2025 10/30/2017 ABSSER 20183 CLA 10/15/2025 3212018 AMERICAN EXPRESS CREDIT 0M05ER20193 CLA 04/15/2025 0923/2019 ABSSER20193CLB BANK OF AMERICA CORP MEDIUM TERM NOTE BANK MONTREAL CHICAGO HRH BERKSHIRE HATHAWAY INC AMERICAN EXPRESS CREDIT CD 02530KGF1 CASH EQUIVALENTS AMERICAN CRYSTAL SUGAR CO DISC C P 07/1502022 06/16/2022 350.000.00 349533.33 349,769.00 2366] NA 0.000 07/12/2022 06242022 350,00000 9,72683 349,81300 921] NA 0.000 40,285.82 340.28682 40,285,82 0.991 07/0502022 06/28/2022 35000000 4988090 349,940.50 59.60 NA 0.000 6242433 362424.33 65424.33 0.991 28500000 849]1.50 275,]68.65 (9,20265) 0750 0.775 BBB. A2 300000.00 300491.26 300,030.00 (461.26) 2.350 2.350 AAA N/A 150,00000 068 150,01600 (15.68) VAR 1.195 N/A AAA 100,000.00 100.]66.1] 100,003.00 (763.17) 2.000 2.000 AAA 4/0 O4/ls/2025 09232019 155,00000 55,18613 164,900.80 2.000 2.001 AA+ N/A 01/22/2024 Ol/21 /2014 500.000.00 533,013.97 505,33600 (27((.7627,8845-.9173))) 4125 4.081 A2 0912]/2022 09/2]/2021 225,00000 225.000.00 224,901.00 (99 ) VAR 0.202 03/15/2023 03/152016 305.000.00 308,060.84 1/15/2023 304,966.45 (3.094 ) 2.]50 2.]50 AA AA2 CNH EQUIPMENT TR ABSSER 2019,4 058 /1512026 02/06/2019 100,00000 10051].39 99,60300 (914 ) 3.3x0 3.353 AAA *22 CNH EQUIP 87 ABS8E92019 9 CL 11116/2026 05/22/2019 ]6000.00 75.11756 74,392.50 2.8]0 2.893 AAA. 4/0 CNH EQUIPMENT TRUST ABSSER 2020,4 65 A3 /6016/2025 05/2]2020 54222.1] 5450].43 53,512.40 (99503) 1.160 1.175 AAA AAA CNH EQUIPMENT TRUST ABSSER 2021PCLA2 03/15/2024 03/15/2021 ]1,261.94 ]1.256.3] 70,974.04 (282.33) VAR 0.231 AAA N/A 140404005 CORPORATE OBLIGATIONS CAPITAL ONE FINANCIAL CO p5/l 1/2023 OS/lt/2020 300,000.00 300.08100 4/11/2023 297,90900 (2,1]200) 2.600 2.618 BBB BAA1 14041 NFUO CORPORATE OBLIGATIONS CAPITAL ONE MULTI ASSET ABSSER 2019 A2 CL A2 08/15/2024 09/05/2019 280.000.00 280,16751 280,014.00 (14751) 1720 1.720 AAA. 4/0 14042WAC4 CORPORATE 085122ION5 CAPITAL ONE PRIME AUTO A BSSER 20191 CL 23 11/1512023 05/30/2019 32105.51 32,231.33 32,117.71 (113.61) 2510 2.509 AAA AAA 14315PAD7 CORPORATE OBLIGATIONS A 14315FpF4 CORPORATE OBLIGATIONS CARMAX AUTO OWNER TRUST ABSSER 20203 CLB 03/16/2026 0]/22/2020 120,000.00 120,110.09 114,21340 (6891.69) 1.090 1.145 AAA N/A CARMAX AUTO OWNER TRUST ABSSER 20193 CL A3 08/1512024 0]/30/2019 146802.49 146,852.02 145.263.02 (1.589.00) 2180 2.188 AAA N/A CARMAX AUTO OWNER TRUST ABSSER 20201 CL A3 12116/2024 01/22/2020 46.930.42 4].3261] 66,565.]7 (760.40) 1.890 1.905 AAA. N/A CARMAX AUTO OWNER TRUST ABSSER 2019205 A3 03/1512024 04/1]/2019 1]200069 055.29 172,117.64 (930.65) 2.660 2.678 AAA N/A CARMAX AUTO OWNERTR AB S SER 20211 CLA2' 02115/2024 01/27/2021 178.]2790 8,721.00 (6.90) 0220 0.220 AAA. N/2 CARMAX AIfT00WNERTR ABSSER202i1CLA3 12/15/2025 01272021 1608T/02007 57,56000 155,95340 (1.691.60) VAR 0349 AAA N/A CARMAX AUTO OWNERTR 20221 ABS SER 20221 CL Al 02/15/2023 01/26/2022 9440.68 9,440.68 9,433.51 (].17) VAR 0.313 WA N/A CARMAX AUTO OWNER TRUST ABSSER 20222 CLA 2A 05/15/2025 04/28/2022 4500000 14498889 144,070.55 (91334) 2.810 2.828 AAA AAA CATERPILLAR FINK SERVICE MEDIUM TERM NOTE 05/15/2023 05/1.6/2018 300.000.00 302.]274] 300.708.00 (2.0194]) 3450 3.442 A A2 CENTERPOINT ENERGY 4/S CORP 03/02/2023 03/02/2021 485,20000 484,529.55 41274i:97600''''15:0'0 4,960.50 (9,569.05) 0700 0.]15 BBB+ A3 161571462 CORPORATE OBLIGATIONS CHASE ISSUANCE TRUST C 20 SER 2020 Al CL Al 01/15/2025 02/18/2020 20000000 199,61719 198,48600 (1131.19) 1.530 1.542 AM N/4 172967502 CORPORATE OBLIGATIONS CITIGROUP INC 10/2]/2022 10/2]/2017 750,00000 57,44].58 9/27/2022 61500 (6,83258) 2700 2698 BBB+ 17305E0101 CORPORATE OBLIGATIONS mew, CREDIT CARD ISSUANCE TRUST A BSSER 2018 A3 CL A3 05/23/2025 05/29/2018 100.000.00 101,944.05 100.0]3.00 (1,87105) 3.290 3.288 AAA MA 20826FAP4 CORPORATE OBLIGATIONS 505040PFIILLIPS COMPANY 12/1512022 12/0]/2012 8500000 9/152022 63875 (62106) 2.400 2.410 A 233854,402 CORPORATE OBLIGATIONS DAIMLER TRUCKS RETAIL TRUST A B 55ER 20201 CL A3 09/15/2023 03/18/2020 42,246.39 42.324.03 42,141.62 (16241) 1.220 1.223 WA PAA 244225558 CORPORATE OBLIGATIONS JOHN DEERE CAPITAL CORP MEDIUM TERM NOTE Ol Il7/2023 03/04/2021 62500000 624]81.25 362.50 (8.41375) 0.250 0254 A A2 616 A O---504 240907004 PCT. 2017 TIFIA PRJ SALES TAX REV 345284483 CORPORATE OBLIGATIONS FOP/ CREDIT FLOORPLAN MASTER AB SSER 20193 CL A2 09/15/2024 09/20/2019 200.000.00 200.00744 200,0]8.00 0.56 VAR. 1.474 AAA AAA 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 345280951 CORPORATE OBLIGATIONS FORD CREOITMSTR TR A A855ER 20201 CL A2 09/15/2025 09/18/2020 395,00000 035.15 (76483) VAR 1.377 N/A AAA 39519998 394 24090]004 RCTC 20175510 PRJ SALES TAX REV 34531 KPO4 CORPORATE OBLIGATIONS FORD CREDIT AUTO OWNER TRUST AB SSE; 2019 CL A3 03/15/2024 1122/2019 280.746.81 281,87078 280.241.09 (1,629.69) 1.870 1.873 AAA AAA AX Rey AB 5549 4204 t.LB .+, (914421) 2.44* 25/4 N/A AAA 233365660 CASH EQUIVALENTS 318469203 CASH EQUIVALENTS 976655653 CASH EQUIVALENTS 318469203 CASH EQUIVALENTS 025816CK3 CORPORATE OBLIGATIONS 025820407 CORPORATE OBLIGATIONS 025820452 CORPORATE OBLIGATIONS 02592JJM3 CORPORATE OBLIGATIONS 025820041 CORPORATE OBLIGATIONS 060510E80 CORPORATE OBLIGATIONS 06367CE, CORPORATE OBLIGATIONS 064670888 CORPORATE OBLIGATIONS 1259620E3 CORPORATE OBLIGATIONS 12596TAE1 CORPORATE OBLIGATIONS 12597PAC2 CORPORATE OBLIGATIONS 12598,4585 CORPORATE OBLIGATIONS DTE ELEC CO DISC COMI. PAPER C P FIRST AMERICAN GOVERNMENT WISCONSIN EL EC PWR CO DISC C P FIRST AMERICAN GOVERNMENT AMERICAN EXPRESS CO SR OBLIG FO CL Y °BUG FO CL Y 14315X,402 CORPORATE OBLIGATIONS 3165,407 CORPORATE OBLIGATIONS 43164,495 CORPORATE OBLIGATIONS CORPORATE OBLIGATIONS 14317CAA0 CORPORATE OBLIGATIONS 14317HA87 CORPORATE OBLIGATIONS 1491330252 5 ---CORPORATE OBLIGATIONS 15189WAM2 CORPORATE OBLIGATIONS RIVERSIDE COUNTY TRANSPORTATION COMMISSION 2017 Financing STAMP Portfolio by Investment Category for quarter ended June 30, 2022 240907004 RCTC 2017 TIFIA PR4 SALES TAX REV 240907004 RCTC 2017 TIFIA PRJ SALES TA%REV 240907004 RCTC 2017 TIFIA 001 SALES TAX REV 240907004 RCTC 2017 815,11102 SALES TAX REV 240907020 RCTC 2017 TIFIA RAMP UP FD 240907004 RCTC 2017TIFIA P0J SALES TAX REV 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV TIFIA240907004 RCTC 20, PRJ SALES TAX REV 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 907004 RCTC 2017 TIFIA PRJ SALES TAX REV 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 240907004 RCTC 2017TIFIA PRJ SALES TAX REV 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 240907004 RCTC 2017TIFIA P0J SALES TAX REV 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV TIFIA240907004 RCTC 20, PRJ SALES TAX REV 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 907004 RCTC 2017 TIFIA PRJ SALES TAX REV 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 240907004 RCTC 2017TIFIA PRJ SALES TAX REV 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 240907004 RCTC 2017TIFIA P0J SALES TAX REV 240907004 4580 2017 TIFIA PRJ SALES TAX REV TIFIA240907004 RCTC 20, PRJ SALES TAX REV 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 907004 RCTC 2017 TIFIA PRJ SALES TAX REV 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 907004 RCTC 2017 TIFIA PRJ SALES TAX REV 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 240907004 RCTC 2017TIFIA P0J SALES TAX REV 240907004 4580 2017 TIFIA PRJ SALES TAX REV TIFIA240907004 RCTC 20, PRJ SALES TAX REV 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 907004 RCTC 2017 TIFIA PRJ SALES TAX REV 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 240907004 RCTC 2017TIFIA PRJ SALES TAX REV 24090]004 RCTC 2017 TIFIA PRJ SALES TAX REV 391410952 CORPORATE OBLIGATIONS GOLDMAN SACHS GROUP INC 10/21/2024 10/21/2021 500,000.00 500.000.00 10/21/2023 4]8.130.00 (21,870.00) 0.925 0.957 869+ A2 REV 17/0002L173 12/U0/7021 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 4381300. CORPORATE OBLIGATIONS HONDA AUTO RECEIVABLES OWNER AB 5 SER 20202 CL A3 07/15/2024 05/2]/2020 240907044 RCTC 2017TIFIA PRJ SALES TAX REV 39,401 CORPORATE 085102T10N5 HONDA AUTO RECEIVABLES AB 58ER 20201 CL A3 04/22/2024 02/26/2020 120330.12 4381 l 19,839 97 240907004 RCTC 201] TIFIA PRJ SALES TAX REV 43814WAD7 CORPORATE OBLIGATIONS HONDA AUTO RECEIVABLES *8555820181 CL A4 06/18/2024 02/2]/2019 19919934 199,500.64 90]004 RCTC 2017 TIFIA PRJ SALES TAX REV 4664760,42 CORPORATE OBLIGATIONS JPMORGAN CHASE CO 03/16/2024 03/16/2021 340,00000 . (3,857.74) VAR 868+ 02 124,182.13 122,940.31 122,72672 (213.59) 0820 0.830 AAA AAA 119,5]5.65 199,247.15 3.+.r.y..+.ou (26432) 1.610 1.620 N/A AAA (253.49) 2:900 2.899 AAA. 4/2 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 56769EAC2 CORPORATE OBLIGATIONS TIFIA240907004 RCTC 70, PRJ SALES TAX REV 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV REV MERCEDES BENZ AUTO LEASE AB 95E82020B CL A3 11/15/2023 05/23/2020 61744/901 CORPORATE OBLIGATIONS MORGAN STANLEY 537434E42 CORPORATE OBLIGATIONS NATIONAL RURAL UTIL COOP NeXT,. LNe Ruv CAR 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 907004 RCTC 2017 TIFIA PRJ SALES TAX REV 240907004 RCTC 2017 TIFIA PRJ SALES TA0 REV b x REV 240907004 RCTC 201] TIFIA PRJ SALES TAX REV MEDIUMTERM NOTE 653395907 CORPORATE OBLIGATIONS NEXTERA ENERGY CAP HLOGS INC 794665,409 CORPORATE OBLIGATIONS 80286NAE6 CORPORATE OBLIGATIONS 268,59064 268,870.01 266,793]7 (207624) 0.400 0.403 AAA 4/0 04/24/2024 04/24/2018 43000000 4/24/2023 428,503.60 (14, 57) 3737 3750 0' Al 02/042024 02/08/2021 310000.00 306,643.90 295,067.30 (11,531.60) 0350 0.368 A- A2 (111320) ( 723.20) 03/01/2073 US/W/7021 220U.. 270000.. 11/03/2023 11/03/2021 120.000 00 120,000.00 223,841., 118276.80 VAR VAR 0.456 BB8+ BAA1 SALESFORCE COM INC /15/2024 0]/12/2021 26000000 6740 24693280 (13434.60) 0.625 0.660 A+ A2 SANTANDER DRIVE AUTO RECEIVABLES AB55ER20211 CLB 04/15/2025 02/1]/2021 259306.54 254212.59 254362.66 160.07 0.500 0.602 WA AAA u0ATeu8LIUATIUN. SANT0NUERu4IVR AUTO A854E32041 EL L: (26144) 075U 0769 N/A AAA 828807095 CORPORATE OBLIGATIONS SIMON PIETY GROUP L P 01/11/2024 01/11/2022 120,000.00 120.000.00 1/11/2023 118,327.20 (7672:80) VAR 0.543 A3 AX REV 44'24UUHCU LBL eu11C 24 114/01/2074 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 89236X,400 CORPORATE OBLIGATIONS TOYOTA AUTO RECEIVABLES AB55ER 2020 D CL A3 01/15/2025 907004 RCTC 2017TIFIA PRJ SALES TAX REV 89]582485 CORPORATE OBLIGATIONS TRUIST BANK 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 913246001 CORPORATE 06L10810NS UNITEDHEALTH GROUP INC L14/LEI /2021 10/13/2020 244,763.86 243,721.70 241,097.30 (202440) 0.350 0.355 AAA N/A 0011.4. ULI 4/1/2004 ('2,.354 uu) 1.544 AA U4 AX REV 240907004 RCTC 2017 TIFIA00J SALES TAX REV ]004 RCTC 2017TIFIA PRJ SALES TAX REV 8162HA54 CORPORATE OBLIGATIONS 240907004 RCTC 201] TIFIA PRJ SALES TAX REV 225500087 FOREIGN OBLIGATIONS 240907004 RCTC 70, A P1,1545E1 TAX REV 2477255F9 MUNICIPAL OBLIGATIONS 240907004 RCTC 201] TIFIA PRJ SALES TAX REV 442349E21 MUNICIPAL OBLIGATIONS 90]004 RCTC 2017 TIFIA PRJ SALES TAX REV 5 9 4 61 54 49 MUNICIPAL OBLIGATIONS 240907004 RCTC 2017 TIFIA00J SALES TAX REV 649660203 MUNICIPAL OBLIGATIONS 907004 RCTC 2017TIFIA PRJ SALES TAX 11E0 549862263 MUNICIPAL OBLIGATIONS 240907004 RCTC 2017 TIFIAPRJ SALES TAX REV 686097756 MUNICIPAL OBLIGATIONS 240907004 RCTC 2017 TIFIAPRJ SALES TAX REV 73358W4V3 MUNICIPAL OBLIGATIONS 240907004 RCTC 201] TIFIA PRJ SALES TAX REV 76913.'07 MUNICIPAL OBLIGATIONS TIFIA240907004 RCTC 70, PRJ SALES TAX REV 79623PEN1 MUNICIPAL OBLIGATIONS 240907004 RCTC 201] TIFIA PRJ SALES TAX REV 882721842 MUNICIPAL OBLIGATIONS 90]004 RCTC 2017 TIFIA PRJ SALES TAX REV 928075E54 MUNICIPAL OBLIGATIONS 240907004 RCTC 2017 TIFIA 0RJ SALES TAX REV 313305208 us TEEAS& AGENCY OBLIGATIONS 7uu4 AX REV C M U 5502413114 EL LL005/21,10 10/LE1/2013 1,34/ 4.9 MEDIUM TERM NOTE 03/09/2023 /09/2020 250,000.00 247,470.00 2/9/2023 246600.00 (87000) 1.250 1.267 A2 10/15/2022 010/25/2017 300,000.00 301,47194 29947900 (1,49294) 2375 2.375 A+ A3 97 /864F2tl 6AT58851881*NS SLEC YUWER CU 09/8l/2022 79840494 (9/ 54) 3.40U 3.449 + 02 950004206 CORPORATE OBLIGATIONS WELLS FARGO COMPANY MEDIUMTERM NOTE 0124/2024 01/24/2019 450,000.00 475,322.27 12/24/2023 451,066.50 (24,25577) 3.750 3.741 BB8+ Al 240907004 RCTC 2017 TIFIA 0RJ SALES TAX REV 3137A6YW6 STREAS& AGENCY OBLIGATIONS FH LMCMULTICLASSMTG PART5 C M09E83806 CLL 02/15/2026 02/01/2011 9269470 ]004 RCTC 2017TIFIAPRJ SALES TAX REV 3137804, USTREAS& AGENCY OBLIGATIONS 1 H LMCMULTICLASSMTG PARTN CMOSERKSMC Cr A2 01/25/2023 /01/2013 200,00000 01222.23 19944400 (177823) 2.615 2.622 N/A N/4 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 313 7 81 1(7 5 STREAS& AGENCY OBLIGATIONS F H L NI C MULTICLASS MTG PARTN CM 05545501 CLA2 01/25/2023 05/0]/2013 274840] 227.509.94 2729090 (11904) 2.522 2.531 WA N/A 240907004 RCTC 70, 'PRJ SALES TAX REV 313]82453 USTREAS& AGENCY OBLIGATIONS FH L MCMULTICLASSMTG PARTN CM 0SEE K08CL 82 02/25/2023 06/01/2013 153324 01 54225.30 153,591.81 (63349) 3.111 3.114 N/A 5/4 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 31.83622 STREAS e AGENCY OBLIGATIONS F H L NI C MULTICLASS MTG PARTN C20SERK029 CL A2 02/25/2023 0]/01/2013 143,027.14 44433.13 143,452.51 (980.62) 3.320 3.314 WA N/A 240907004 RCTC 2017 TIFI4 PRJ SALES TAX REV 313]93402 USTREAS& AGENCY OBLIGATIONS 1 H LMCMULTICLASSMTG PARTN CM G SEE K030 CL A2 04/25/2023 08/01/2013 175175.21 ]6,019.53 175112.15 (907.38) VAR 3.251 N/A AAA 240907004 4565 2017 TIFIA 0130 SALES TA0 REV 3137834X2 STREAS&AGENCY OBLIGATIONS FHLMC MULTICLASS MTG PARTN CMOSER K03l CLA2 04125/2023 08/01/2013 100.000.00 100,484.30 99,965.00 (40938) 3.300 3.300 WA. AAA 24n9m004 RCTC 7717 TIFIA PR 154LEe TAX REV 308514.06 C 645455 PGENRv 041119 17+4 F1-11 El MULTICLP5=MTG PARTN CMn.9E45544 CI A2 117/05,003 11 01 sn 01/ 006 !801561 3.501 3.524 N/A WA WORLD OMNI AUTOMOBILE LEASE A 95 SEP 2020 A CL A3 01/15/2023 02/12/2020 28,708 37 28825.75 . 91.43 (13432) 1700 1.701 N/A AAA CREDIT SU155E 84 NEW YORK 02/02/2024 02/02/2021 410,00006 410,000.00 4,173.90 (5826.10) VAR 1.157 A Al CONNECTICIfT ST TAXABLE G0 BDS 20224 06/15/2023 06/22/2022 7500000 77,339.75 107,14375 (19600) 4250 4.199 A+ AA3 HOUSTON TX ARPT 5YS REV SUB LIEN TAXABLE REF 80920200 TX 07/01/2022 10/20/2020 110000.00 109,958.20 110000.00 41.80 0883 0.883 A Al MICHIGAN ST BLDG ACTH REV REF TAXABLE RCM 2020 I 10/15/2022 09/1]/2020 150,000.00 149,476.50 149,262.00 (214.50) 0.461 0.463 N/A AA2 NEW YORK NY TAXABLE G0645 FISCAL 03/01/2023 03/24/2020 195,000.00 192,365.55 192572.25 206.70 1.150 1.164 AA AA2 NEW YORK ST I'(0G FIN AGY REV VAR REV BUS 2004B 11/15/2035 11/09/2006 300,000.00 300,000.00 30040000 VAR 0.850 N/A V51161 OREGON ST TAXABLE GO EMS 20228 05/01/2023 05/1]/2022 65,000.00 65,000.00 64,860.90 (139.10) 2.621 2.627 AA+ AA1I 10RT AUTFI N 8 NJ TAXABLE CONSOLIDATED NTSOAA NV /2023 07/08/2020 230,00000 227,93640 225,738.10 (2.148.30) 1.086 1.107 AA- AA3I RIVERSIDECNTY CALIF PENSION 0805 2020 CA 02/15/2023 05/06/2020 95,000.00 94,724.50 94,415.75 (308.75) 2.363 2.378 AA Al SAN ANTONIO TX TAXABLE GEN IMPT R. BDS 2020 02/01/2023 /15/2020 3500000 3,903.80 645 (487.35) 0.478 0.484 AAA AAA TEXAS 5T TAXABLE GO BDS 2005 B 06/01/2045 06/01/2005 300.000 00 300,000.00 30000000 VAR 1.196 A.1+ VMI91 VIRGINIA PORT ACTI//0479/ 4 PORT FD REV REV REFBDS 2012 01/25/2012 40/0000 23.20 140000.00 (823.20) 3.070 3.070 AA+ AA1 FH LMCMULTICLASSMTG PARTN C MOSERG037052 17/2024 0]/01/1994 175584.28 180,639.50 178297.06 (224244) 6.000 5.909 WA N/A ('22162/) 3.889 3.426 N/A 16,24,111 93,596.38 93,10441 (49197) 3.500 3.485 WA N/A 240907004 RCTC 2017 5 115180 5 ALES TAX REV 313787091 US TREAS & AGENCY OBLIGATIONS 40 M C MULTICLASS MTG PARTN C M 0 SER 5037 CL Al 04/25/2023 0401/2014 150 ]76.59 151,690.99 141 150,573.04 (778.61) 2.692 2.596 AAA. 1.1/0 Page 59 of 109 ISERIVERSIDE COUNTY TRANSPORTATION COMMISSION 2017 Financing STAMP Portfolio by Investment Category for quarter ended June 30, 2022 Source 5orealned S&P 95,8,4, A A (USH' 8,ssol (':ue,.,,n Name Asset Name 1 '1 Nanl•2 NIalura, Dale Issue Dale Shares/Par Book Value Cull Dal V'. e Cain/Lose (oua field ftalin Rmim. TIFIA240907004 RCTC 2012 PRJ SALES TAX REV 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 240907004 RCTC 2017 P010 P03 SALES TAX REV 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 240907004 PCTC 2017 TI014 P03 SALES TAX REV 240907004 RCTC 2017 TIFIAPRJ SALES TAX REV 240907004 RCTC 2017 TIFIA 003 SALES TAX REV 240907004 RCTC 2017 TIFIA1203 SALES TAX REV 240907004 RCTC 2017TIFIA P03 SALES TAX REV 240907004 RCTC 2017 81010 1203 SALES TAX REV 240907004 RCTC 2017 T1010003 SALES TAX REV 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 240907004 PCTC 2017 T1010003 SALES TAX REV 240907004 RCTC 2017 TIFIA P03 SALES TAX REV 240907020 RCTC 2017 TIFIA RAMP UP FD 240907020 RCTC 2017 TIFIA RAMP UP FD 240907020 RCTC 2017 TIFIA RAMP UP FD 240907020 RCTC 2017 TIFIA RAMP UP FD 240907020 RCTC 2017 TIFIA RAMP UP F0 07020 RCTC 2017 TIFIA RAMP UP FO 240907020 RCTC 2017 P010 RAMP UP FD 907020 RCTC 2017 TIFIA RAMP UP FO 240907020 RCTC 2017 P010 RAMP UP FD 907020 RCTC 2017 TIFIA RAMP UP FD 240907020 RCTC 2017 TIFIA RAMP UP FD 240907020 RCTC 2017 TIFIA RAMP UP FD 240907020 RCTC 2017 TIFIA RAMP UP FO 07020 RCTC 2017 TIFIA RAMP UP FO 240907020 RCTC 2017 P010 RAMP UP FD 907020 RCTC 2017 TIFIA RAMP UP FO 240907020 RCTC 2017 P010 RAMP UP FD 907020 RCTC 2017 TIFIA RAMP UP FD 240907020 RCTC 2017 TIFIA RAMP UP FD 240907020 RCTC 2017 TIFIA RAMP UP F. 240907020 RCTC 2017 TIFIA RAMP UP F0 07020 RCTC 2017 TIFIA RAMP UP FO 240907020 RCTC 2017 P010 RAMP UP FD 907020 RCTC 2017 TIFIA RAMP UP FO 240907020 RCTC 2017 P010 RAMP UP FD 907020 RCTC 2017 TIFIA RAMP UP FD 240907020 RCTC 2017 TIFIA RAMP UP FD 240907020 RCTC 2017 TIFIA RAMP UP F. 240907020 RCTC 2017 TIFIA RAMP UP F0 07020 RCTC 2017 TIFIA RAMP UP FO 240907020 RCTC 2017 P010 RAMP UP FD 907020 RCTC 2017 TIFIA RAMP UP FO 240907020 RCTC 2017 P010 RAMP UP FD 907020 RCTC 2017 TIFIA RAMP UP FD 240907020 RCTC 2017 TIFIA RAMP UP FD 240907020 RCTC 2017 TIFIA RAMP UP F. 240907020 RCTC 2017 TIFIA RAMP UP F0 07020 RCTC 2017 TIFIA RAMP UP FO 240907020 RCTC 2017 P010 RAMP UP FD 907020 RCTC 2017 TIFIA RAMP UP FO 240907020 RCTC 2017 P010 RAMP UP FD 240907020 RCTC 2017 TIFIA RAMP UP F0 240907020 RCTC 2017 TIFIA RAMP UP FD 240907020 RCTC 2017 TIFIA RAMP UP F. 240907020 RCTC 2017 TIFIA RAMP UP F0 07020 RCTC 2017 TIFIA RAMP UP FO 240907020 RCTC 2017 P010 RAMP UP FD 907020 RCTC 2017 TIFIA RAMP UP FO 240907020 RCTC 2017 P010 RAMP UP FD 907020 RCTC 2017 TIFIA RAMP UP FD 240907020 RCTC 2017 TIFIA RAMP UP FD 240907020 RCTC 2017 TIFIA RAMP UP F. 240907020 RCTC 2017 TIFIA RAMP UP F0 07020 RCTC 2017 TIFIA RAMP UP FO 240907020 RCTC 2017 P010 RAMP UP FD 907020 RCTC 2017 TIFIA RAMP UP FO 240907020 RCTC 2017 P010 RAMP UP FD 240907020 RCTC 2017 TIFIA RAMP UP F0 240907020 RCTC 2017 TIFIA RAMP UP FD 240907020 RCTC 2017 TIFIA RAMP UP F. 240907020 RCTC 2017 TIFIA RAMP UP F0 07020 RCTC 2017 TIFIA RAMP UP FO 240907020 RCTC 2017 P010 RAMP UP FD 907020 RCTC 2017 TIFIA RAMP UP FO 240907020 RCTC 2017 P010 RAMP UP FD 240907020 RCTC 2017 TIFIA RAMP UP FO 240907020 RCTC 2017 TIFIA RAMP UP FD 240907020 RCTC 2017 TIFIA RAMP UP F. 240907020 RCTC 2017 TIFIA RAMP UP FD 240907020 PCTC 2017 TIFIA RAMP UP FO 3137E2256 313787371 31378%227 3137BTT74 3137,CM35 3137013903 313760373 3138L2M82 314035572 314166228 783.7 9128282.5 912828228 9128X-026 91282CDE8 3128MMT52 3128MMUL5 31307NP40 3130AR2C4 3132-08617 3132AEF68 3132AEFC5 313305073 3134012621 31340)(261 3136-07025 3136-085X9 3136.49630 3136936E2 3136AC724 3136A.ZA0 3136AEY84 3136AMM48 3136AQZK9 3136046-06 3137A6YW6 3137AQQ9 3137AWWM3 3137AYCE9 3137AYSH5 313781075 313782278 3127E1MAX 2122E16055 3137B7YY9 313798453 3137E19227 3137BDCW4 3137BFE80 313722371 3137BLW87 3137897X4 3137F4CZ3 3137,4291 3138E0.3 3138E9094 313819193 392E925 31392J6N4 3140X5016 314075572 3140061,91 3140%4X90 3140X7356 3140X9VK8 21416.144 314180752 31418/9541 3141819VU3 6%398 36172NAW 3617901X52 361729022 3620232X8 3620233012 267521 3837622E6 3837701019 38378X-000 3837832.7 38378VC45 912828057 912828YK0 912428YY0 US TREAS & AGENCY OBLIGATIONS US TREAS & AGENCY OBLIGATIONS U5 TREAS & AGENCY OBLIGATIONS US TREAS & AGENCY OBLIGATIONS U S TREAS & AGENCY OBLIGATIONS US TREAS & AGENCY OBLIGATIONS U S TREAS & AGENCY OBLIGATIONS US TREAS & AGENCY OBLIGATIONS US TREAS E. AGENCY OBLIGATIONS US TREAS & AGENCY OBLIGATIONS US TREAS E. AGENCY OBLIGATIONS US TREAS & AGENCY OBLIGATIONS U 5 TREAS & AGENCY OBLIGATIONS US TREAS & AGENCY OBLIGATIONS U 5 TREAS & AGENCY OBLIGATIONS US TREAS & AGENCY OBLIGATIONS US TREAS E. AGENCY OBLIGATIONS US TREAS & AGENCY OBLIGATIONS US TREAS E. AGENCY OBLIGATIONS US TREAS & AGENCY OBLIGATIONS U S TREAS & AGENCY OBLIGATIONS US TREAS & AGENCY OBLIGATIONS U S TREAS & AGENCY OBLIGATIONS US TREAS & AGENCY OBLIGATIONS US TREAS E. AGENCY OBLIGATIONS US TREAS & AGENCY OBLIGATIONS US TREAS E. AGENCY OBLIGATIONS US TREAS & AGENCY OBLIGATIONS U S TREAS & AGENCY OBLIGATIONS US TREAS & AGENCY OBLIGATIONS U S TREAS & AGENCY OBLIGATIONS US TREAS & AGENCY OBLIGATIONS U 5 TREAS E. AGENCY OBLIGATIONS US TREAS & AGENCY OBLIGATIONS U 5 TREAS E. AGENCY OBLIGATIONS US TREAS & AGENCY OBLIGATIONS U 5 TREAS & AGENCY OBLIGATIONS US TREAS & AGENCY OBLIGATIONS U 5 TREAS & AGENCY OBLIGATIONS US TREAS & AGENCY OBLIGATIONS US TREAS E. AGENCY OBLIGATIONS US TREAS & AGENCY OBLIGATIONS US TREAS E. AGENCY OBLIGATIONS US TREAS & AGENCY OBLIGATIONS U S TREAS & AGENCY OBLIGATIONS US TREAS & AGENCY OBLIGATIONS U S TREAS & AGENCY OBLIGATIONS US TREAS & AGENCY OBLIGATIONS U S TREAS E. AGENCY OBLIGATIONS US TREAS & AGENCY OBLIGATIONS U S TREAS E. AGENCY OBLIGATIONS US TREAS & AGENCY OBLIGATIONS U 5 TREAS & AGENCY OBLIGATIONS US TREAS & AGENCY OBLIGATIONS U 5 TREAS & AGENCY OBLIGATIONS US TREAS & AGENCY OBLIGATIONS US TREAS E. AGENCY OBLIGATIONS US TREAS & AGENCY OBLIGATIONS US TREAS E. AGENCY OBLIGATIONS US TREAS & AGENCY OBLIGATIONS U 5 TREAS & AGENCY OBLIGATIONS US TREAS & AGENCY OBLIGATIONS US TREAS & AGENCY OBLIGATIONS US TREAS & AGENCY OBLIGATIONS US TREAS E. AGENCY OBLIGATIONS US TREAS & AGENCY OBLIGATIONS US TREAS E. AGENCY OBLIGATIONS US TREAS & AGENCY OBLIGATIONS U S TREAS & AGENCY OBLIGATIONS US TREAS & AGENCY OBLIGATIONS U S TREAS & AGENCY OBLIGATIONS US TREAS & AGENCY OBLIGATIONS U 5 TREAS E. AGENCY OBLIGATIONS US TREAS & AGENCY OBLIGATIONS U 5 TREAS E. AGENCY OBLIGATIONS US TREAS & AGENCY OBLIGATIONS U S TREAS & AGENCY OBLIGATIONS US TREAS & AGENCY OBLIGATIONS U S TREAS & AGENCY OBLIGATIONS US TREAS & AGENCY OBLIGATIONS U 5 TREAS E. AGENCY OBLIGATIONS US TREAS & AGENCY OBLIGATIONS US TREAS E. AGENCY OBLIGATIONS US TREAS & AGENCY OBLIGATIONS US TREAS & AGENCY OBLIGATIONS FHL MC MULTICLASS MTG PARTN FHLMCMULTICLASS MTG PARTN F li L M C MULTICLASS MTG PARTN FHLMCMULTICLASS MTG PARTN FHLMC MULTICLASS MTG PARTN FHLMC MULTICLASS MTG PARTN FHLMCMULTICLASS MTG PARTN FNMA PARTN CERT N M A PARTN CERT POOL 2841757 04/01/2023 09/012017 F N M A PARTN CERT POOL #995265 01/01/2024 12/01/2006 eNMAGTPREMICPASSTHRU C M O SER 201347 CL EC 12/20/2040 03/012013 05 TREASURY NOTE 03/15/2023 03/16/2020 S TREASURY NOTE 05/15/2023 05/15/2020 U S TREASURY NOTE 10/15/2023 10/15/2020 U S TREASURY NOTE 1091/2023 11/01/2021 FHLMC GOLD 00785 CERT P00L6G18571 10/01/2070 10/01/2015 F H LMC GOLD PARTN CERT POOL #G113586 02/01/0001 02/012016 FHLMC GOLD 00785 CERT POOL/.132243 07/01/2030 07/01/2015 FEDERAL HOME LOAN BKS 02/28/2025 02282022 FHLMC PARTN CERT MIRROR P001,287403 05/01/2031 09/01/2016 FH L MC PARTN CERT POOL#ZT1969 01/01/2033 05/012019 FHLMC PARTN CERT UMBS P00L4ZT1963 11/01/2030 05/01/2019 1/809C GTD R E 910 PA55 THRU STRIPPED TR 370 CL 100 09/25/2033 12/01/2020 FHLMC MTN 11/02/2023 11/02/2020 FHLMC MTN 12/30/2024 06/302022 FNMA GTD REM IC PAS5THRU 0 M 0 5E82012 83 UPC 07/2512041 07/01/2012 FNMAGT/REMICPASSTHRU 0405142012102904J 0925/2027 08/01/2012 F NM A GTDREM IC PA55THRU C M 0 SER 2012 M17CL A2 1125/2022 11/01/2012 FNMAGTOREMICPASSTHRU C M 0 SER 2012 148 CL MC 11/25/2042 12/01/2012 FN 9 A GTO R 0 M I 0 PASS THRU 090 SE82013 96 CL 2A 03/25/2023 04/01/2013 FNMAGTOREMICPASSTHRU C210 SER 201327 CL KA 04/25/2020 /012013 FNMA GTOREM IC PAS5THRU 0 M 0 9E82013 70 CLOG 07/25/2028 06/01/2013 FNMAGTOREMICPASSTHRU C M O SER 201594 CL 022 07/25/2022 03/01/2015 FNM2,100E64 IC PA55THRU C210 SER 201589 CLKE 11/25/2031 11/01/2015 FNMA 10/27/2023 1027/2020 FHLMCMULTICLASS MTG PARTN CMG, SER 3806 CL 02/15/2026 02/01/2011 FHLMC MULTICLASS MTG PARTN CM O SER 4039 CL OB 05/15/2027 05/01/2012 FHLMCMULTICLASS MTG PARTN CM0SER 4138 CL HA 12/15/2027 12/01/2012 FHLMC MULTICLASS MTG PARTN CM 05ERK025CLA2 10/25/2022 02/01/2013 FHLMCMULTICLASSMTG PARTN CM05E11416500 TE 12/1532042 02/01/2013 F H L M C MULTICLASS MTG PARTN CM O SERK50 CO22 01/25/2023 05/07/2013 F H L AICMULTICLASS MTG PARTN 0IA0SER 4221 CL GA 07/15/2023 06/01/2013 FI10 M C MULTICLASS MTG PARTN CM 05ERK029 CLA2 02/25/2023 /01/2013 FHLMCMULTICLASS MTG PARTN 0 M 0 SER 0031 00 Al 09/25/2022 08/01/2013 FHLMC MULTICLASS MTG PARTN CM O SER 4272 CL/0 11/15/2026 11/01/2013 FHLMCMULTICLASS MTG PARTN 0IA0SER 0037 CL 02 01/25/2024 03/01/2014 F H LMCMULTICLASS MTG PARTN 0M 0 SFR4305 CL CT 02/15/2029 02/01/2014 FHLMCMULTICLASSMTG PARTN CIAO SER 4328 CL EA 12/15/2027 34/01/2014 F H L M C MULTICLASS MTG PARTN CM O SERK039 CLA2 07/25/2024 09/01/2014 F H L AICMULTICLASS MTG PARTN CM 0SER 0041C0 Al 08/25/2024 12/01/2014 FHL M C MULTICLASS MTG PARTN CM O SER KPH, CL 05/25/2025 06/012015 FHLMCMULTICLASS MTG PARTN CM 0 5E11935 C001 01/25/2025 11/01/2018 FHLMC MULTICLASS MTG PARTN CM 05E3/K052, W 11/25/2025 02/012016 FH LAil CMULTICLASS MTG PARTN CM0SER KBX1 CL A2 01/25/2026 03/01/2018 F11 L M C MULTICLASS MTG PARTN CM 05ERK731 CL 02 02/259025 04/01/2018 FNMA PARTN CERT POOL X2,7688 11/01/2030 1901/2016 N M A PARTN CERT POOL X218561 06919031 05/012016 FNMA PARTN CERT POOL XAN1613 01/2026 06/01/2016 F N Al A PARTN CERT POOL 4254860 05919030 04/012015 059268OREM IC PAS5THRU 0 M 05ER 200323 CL E0 04/25/2023 03/01/2003 FNMA PARTN CERT POOL 2E21359 01/01/2026 01/012019 FNMAPARTN CERT POOL #891757 04/01/2023 09/01/2017 F N M A PARTN CERT UMBS POOL 28,43956 12/01/2032 05/012018 FNMA PARTN 05487466 POOL #391155 06/01/2032 06/01/2019 N M A PARTN CERT POOL 4,93936 08/01/2035 /012020 F N M A PARTN CERT POOL 49/6017 02/01/2035 02/01/2021 F N MA PARTN CERT POOL 29,803 11/01/2031 10/01/2016 FNMA PARTN CERT UMBS POOL #944497 11/01/2036 11/01/2021 FNMA PARTN CERT UMBS POOL#MA4112 08/01/2035 /012020 FNMA PARTN CERTUM86 POOL #904226 12/01/2030 112/01/2020 0 N M A PARTN CERT POOL 2779250 05/15/2022 05/012012 GNMA I I PASS THRU CERT POOL #9-00909 04/20/2028 24/01/2013 GNMAII PARTN CERT POOL X9,1134 07/20/2020 /012013 G 99 A II PARTN CERT POOL XMA1202 08/20/2028 08/01/2013 G N M A I I PASS TIIRU CERT POOL 2005276 0190/2022 01/012012 GNMA I I PASS THRU CERT P0008005300 02/20/2027 02/01/2012 GNMAGT02=0 1.PASSTHR2 CM05ER20104CL PO 01/16/2039 01/012010 GNMAGTDREMI 0 PASS THRU 0MOSER 201019 CLUA 07/16/2039 02/01/2010 GNMAGT02=0 1.PASSTHRU CMOSER201118 CL PG 08/20/2040 02/012011 GNMAGTDREMICPASSTHRU 0MOSER 201296 CL A0 08/20/2027 08/01/2012 GNMAGTDREMICPASSTHRU 0M 05ER 201347 CL EC 12/20/2040 03/012013 659200DREMIC PASS THR0 OMOSER2013116CL MA 12/16/2041 08/012013 S TREASURY NOTE /30/2022 09/302015 U S TREASURY NOTE 10/15/2022 10/152019 12/31/2024 U S TREASURY N00 OTE 12/312019 C M 0 SFR 0046 C001 01/25/2025 06/01/2015 CM 0 SER 0108 CL A 05/25/2025 06/01/2015 CM O SERK723CL A2 08/25/2023 11/012015 0405ER0724 C1.21 03/25/2023 01/01/2017 C M 0 5ER K729 CL Al 02/25/2024 12/012017 C 4 0 5ER KI05 CL A 07/25/2024 0128/2020 C M O SER 20150102 CL M3 05/25/2025 06/092015 POOL 4292182 01/01/2023 01/01/2013 47,141.63 300.000.00 230,90.91 98,353.07 117,495.33 84,505.34 63,138.12 118,569.03 66,251 85 38474.87 40 364.20 850,000.00 1,28000000 725.000.00 0000000 152669.41 12,627 13 98.84 105200 00 48,55204 32,573 98 63.969 05 47,381.17 400,000.33 3520000 10,553.89 12,721.68 19,606.27 13,920,64 14,562.38 90.21 1469024 1,390 96 1,37944 46176.46 47206.99 3000000 12996750 59,803.03 60,38477 2779780 28,096.73 ]92.21 64376.23 92,945.54 15600 ]90.86 9349473 41,22608 40,52718 668.05 668.72 5]1292 50,93964 6472.23 6,416.61 35,073 60 35,49339 209,000.00 218,060.84 19818.46 19,57073 39517.90 4001347 75,00000 184154.12 28484.81 29,151.20 150,00000 158,28469 147325.52 152215.53 125,00000 124,445.24 175,000.00 173,66016 149,480 51 150,50234 139.911.87 142,05918 22,682 78 29,284.52 154489 36 150,880.59 59,24383 164,780.16 80.88 30,717.32 15000000 151,201.17 26.59 46966.24 2062408 21,623.57 07.36 152,705.01 80,333 55 83,631 47 54.04 69,392,47 0 31,68260 35,081.06 092,780.79 59,526 84 61,971.93 3355 177,868.10 110,193 .29 113,206.99 438 72 59,314 27 ,39279 11202 07 11,91240 13402 13,703.14 21,225 41 21230.37 ]72.60 8,96140 2,24132 33,85 32,55175 32,87273 5,416.81 ,349.10 2098493 20,22755 22500000 726,461.21 815000.00 814,01444 92500000 93105482 47729.39 313,71418 30,852.93 298,379.37 7726.19 84,505.34 63,65565 118494.92 6623444 38.641,57 48,739.13 853,000.55 1,252,238.28 698,124.02 0097485 15789220 13,100.64 64935.00 10500000 50,916.03 34,728.85 67.11812 4780731 400,233.80 8500000 9/3072022 10,64720 12,86561 19,003.54 14,134.28 14322.88 32,83639 14,878.69 838.01 (841.38) 2.697 2.712 N/A N/A 295,13400 (18,580.18) 2770 2.816 N/A N/A 228224.19 (202876) 2454 2.475 N/A 5/4. 98228.16 (151.21) 2.776 2.779 N/A N/A 117,16987 (556.32) 2.951 2.959 N/A AAA 8436844 (136.90) VAR. 1.183 N/A N/A 81.20 (27445) VAR 4.663 N/A AAA 118521.60 26.68 2.160 2.161 N/A N/A 66227.34 (7.10) 2.493 2.427 N/A 5/4. 38,836.15 19457 5500 5.449 N/A N/A 47,]2096 (1,018.17) 1.500 1.520 N/A N/A 836,]82.50 (16,218.05) asoo 0.508 N/A AAA 1.249,702.40 (7335 88) 0.125 0.128 N/A AAA 698,943.50 819.48 0125 0.130 N/A AAA 701,71500 740.12 VAR 0.324 N/A AAA 149,883.19 (830971) 2.500 2.546 N/A N/A 12,396.56 (704 08) 2.500 2.546 N/A N/A 61,651.14 (3283.86) 3.000 3.007 N/A N/A 102,685.80 (2314.20) 2.200 2.250 AA+ AAA 48,515.25 (2,40078) 3.000 3.003 N/A N/A 32,41046 (2.318.39) 3.500 3.518 N/A N/A 64365.66 (2,755.33) 3.500 3.478 N/A N/A 44,81548 (2.99183) 1.000 1.057 N/A N/A 38632400 (13,909.80) 0.320 0.331 N/A AAA 85.135.15 135.15 4000 3.934 AA+ AAA 10,535.95 (111.25) 3.000 3.005 N/A. N/A 12239.27 (626 34) 1.500 1.559 N/A N/A 19,556.08 552.54 2.184 2.189 N/A N/A 13692.20 (44208) 2.000 2.033 N/A N/A 14,484.33 161.45 VAR 2.670 N/A 01/2 31282.36 (1,55401) 1.250 1.302 N/A N/A 14,223.97 (654.72) 1.]50 1.807 N/A. N/A 1,389.21 9.77 2.509 2.512 N/A N/A 44,46932 (2.737 67) 2.000 2.077 N/A N/A 125357.70 (4609.80) 0.300 0.311 AA+ AAA 60,067.36 (31741) 3.500 3.485 N/A N/A 26,95946 (113726) 1.500 1.547 N/A N/A 63.353.95 (1322.29) 1.250 1.298 N/A N/A 92,923 23 (23277) 2.682 2.683 N/A AAA 87292.19 (6,20231) 1.]50 1.840 N/A N/A 41086.32 559.14 2.522 2.531 N/A N/A 667.58 (1.14) 1400 1.401 N/A N/A 50686.55 (25309) 3.320 3.314 N/A N/A 6470.55 53.94 2.778 2.779 N/A AAA 71.31 (82248) 2.000 2.023 N/A N/A 209,418.00 (864284) 3490 3.483 AAA N/A 19613 4261 2.000 2.021 N/A N/A 39,287.91 (725 54) 2.500 2.515 N/A. N/A 174,650.00 (9,50412) 3.303 3.310 N/A N/A 28,391.66 (75954) 2.720 2.729 N/A N/A 147,56700 (1071769) 2770 2.816 9/0 N/A 146,098.30 (6,142.55) 2.802 2.826 N/A N/A 124,106 (34199) 3.151 3174 N/A 5/2. 172947.25 (712:91) 2.920 0749 N/A N/A 149954.36 (54798) VAR 3589 N/A N/A 139,805.54 (7253.64) 3.500 3.503 85414 (143038) 3.500 3478 N/A N/A 15/243.99 (636.60) 2.550 2622 N/A. N/A 6,19590 (8,584.26) 2.500 2549 N/A N/A 30827.53 11021 5500 5424 N/A N/A 149376.00 (1,82517) 3.460 3474 N/A N/A 46,961/1 (503) 2493 2.427 N/A N/A 20.539.52 (108405) 3.000 3.012 N/A N/A 44099.96 (860193) 2.500 2.549 N/A N/A 78,791.15 (484032) 2.500 2.549 N/A N/A 6538253 (4,01494) 3.000 3.017 N/A N/A 29964 43 (1,718.17) 2500 2549 N/A N/A 35982744 (32,953.35) 2000 2140 N/A N/A 35.85 (363608) 3.000 3064 N/A 5/2. 16631/09 (11,556.01) 2.000 2082 N/A N/A 0 47.01 (3,85945) 3.000 3023 N/A N/A 8,293.32 (38632) 3.000 3053 N/A. N/A 53,28645 (2280.27) 3.000 3053 16,97528 (90704) 2.500 2561 N/A N/A 11598.48 (31392) 3.000 3053 N/A N/A 13170.88 (53226) 3.000 3.053 N/A N/A 21094.66 (73571) 1000 3.019 N/A N/A 885699 (10441) 4000 3.962 N/A. N/A 3,73391 (43 94) 3.000 3.006 N/A N/A 31,336.59 (1,536.15) 1.500 1558 N/A N/A 534477 (433) 1.500 1520 N/A N/A 20.701.69 474.34 2250 2281 N/A N/A 4,834.00 (1,25289) 1]50 1750 N/A AAA 813345.55 (668.89) 1.375 1.378 N/A. AAA 896454.50 (34000.37) 1.750 1.806 N/A N/A 8,679.64 60,566.72 17,882.92 702 Page 60 of 109 MrRIVERSIDE COUNTY TRANSPORTATION COMMISSION 2017 Financing STAMP Portfolio by Investment Category for quarter ended June 30, 2022 Source Unrealized S&P Mealy Account .Accuunl CUSB' Asset C'aleeory Name Asset Name .Veet Name 2 NI Marin Date Issue Dale Shares/Par Bunk Value Call Date .Market Value Cain/Loss Comma field Ratine Ratin8 240907020 RCTC 2017 TIFIA RAMP UP FD 907020 RCTC IA RAMP UP FO 240907020 RCTC 2017 TIFIA RAMP UP FO 907020 RCTC 2017 TIFIA RAMP UP FO 240907020 RCTC 2017 TIFIA RAMP UP FO 07020 RCTC 2017 TIFIA RAMP UP FO 240907020 RCTC 2017 TIFIA RAMP UP FO 240907020 RCTC 2017 TIFIA RAMP UP FO 912828205 9128282E0 9129282PB 912820AP6 912620908 9128206W 912920064 9129200E8 US TREAS & AGENCY OBLIGATIONS US TREAS & AGENCY OBLIGATIONS US TREAS & AGENCY OBLIGATIONS US TREAS & AGENCY OBLIGATIONS US TREAS & AGENCY OBLIGATIONS US TREAS a AGENCY OBLIGATIONS US TREAS E. AGENCY OBLIGATIONS US TREAS & AGENCY OBLIGATIONS U S TREASURY NOTE U S TREASURY NOTE US TREASURY NOTE U S TREASURY NOTE US TREASURY NOTE S TREASURY NOTE S TREASURY NOTE U 5 TREASURY NOTE 03/15/2023 03/31/2025 05/15/2023 10/15/2023 10/15/2020 12/15/2023 12/15/2020 04/15/2024 04/15/2021 06/15/2024 06/15/2021 10/31/2023 11/01/2021 03/16/2020 03/31/2020 05115/2020 1.300.000.00 1,250,000.00 1.295.000.00 1,265,000.00 1.295.000.00 565,000.00 1400000.00 300.000.00 1,301,402.35 1,210,609.18 1,288,95547 1.257.228.53 1,238,114.84 540.192 97 974.541.01 300.417 93 1,279,785.00 1,166600.00 (44,009 18) 1,264,347.35 (24,608.12) 0.125 0.128 N/A AAA 1.219,53590 (37692.63) 0.125 0.130 N/A AAA 1,204,210.15 (33,904.69) 0.125 0.130 N/A AAA (21.617.35) 0.600 0.506 N/A AAA 0.500 0.536 N/A AAA 539,354.65 (838.32) 0.375 0.393 N/A AAA 948280.00 (26,261.01) 0.250 0.264 N/A AAA 300,735 00 23330 VAR 0.324 N/A AAA 38.851.661.46 38,142,502.03 -708,603.84 103 Page 61 of 109 ATTACHMENT 6 RIRIVERSIDE COUNTY TRANSPORTATION COMMISSION 2017 Financing STAMP Portfolio by Account for quarter ended June 30, 2022 24090]004 RC1C 2017 TIFIA PRJ SALES TAX REV 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 025309001 CASH EQUIVALENTS 233366000 CASH EQUIVALENTS 318461/203 CASH EQUIVALENTS 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 976655953 CASH EQUIVALENTS 240907004 RCTC 2017TIFIA PRJ SALES TAX REV 025816063 CORPORATE OBLIGATIONS 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 02582]417 CORPORATE OBLIGATIONS AMERICAN EXPRESS CREDIT ACCOUNT AB SSER 20177 CL 05/15/2025 10/30/2017 240907004 RCTC 2017TIFIA PRJ SALES TAX REV 025821452 CORPORATE OBLIGATIONS AMERICAN EXPRESS CREDIT ACCOUNT 885SER20183 CLA 10/15/2025 03/21/2018 150,000.00 150,030.68. 240907004 RCTC 2017TIFIA PRJ SALES TAX REV 02582JJM3 CORPORATE OBLIGATIONS AMERICAN EXPRESS CREDIT C M O SER. 20193 CLA 04/15/2025 09/23/2019 100,000.00 E __- 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 02582J4N1 CORPORATE OBLIGATIONS 04/15/2025 09/23/2019 155,000.00 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 060510780 CORPORATE OBLIGATIONS BANK OF AMERICA CORP MEDIUM TERM NOTE 01/22/2024 01/21/2014 500,000.00 AMERICAN CRYSTAL SUGAR CO DISC C P DTE ELEC CO DISC COML PAPER C P FIRST AMERICAN GOVERNMENT WISCONSIN ELEC PWR CO DISC C P AMERICAN EXPRESS CO SR 07/15/2022 06/16/2022 07/12/2022 06/24/2022 350,000.00 350,000.00 40,285.82 350,000.00 285,000.00 234,971 90 300,000.00 300.491 26 349,533.33 349,725.83 40285.82 349,880.90 349,769.00 349,818.00 40285.82 349,940.50 275,768.85 (920265) 0.750 0.775 BBB+ A2' 300,030.00 (461.26) 2.350 2.350 AAA N/A1 150,015.00 (15.68) VAR 1.195 WA AAA' 100803.00 (763.17) 2000 2.000 AAA N/41 154900.80 (284.33) 2.000 2.001 AA. N/A' 505,335.00 (27,678.97) 4125 4.081 A- A21 235.67 9217 NA 0000 NA 0.000 OBLIG FD CL Y 07/05/2022 06/28/2022 11/03/2023 11/04/2021 0.991 59.60 NA 0.000 AMERICAN EXPRESS CREDIT AB88555820193 CL B 100.766.17 155.185.13 533,013.97 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 063672103 CORPORATE OBLIGATIONS BANK MONTREAL CHICAGO BRH 09/27/2022 09/27/2021 225,000.00 225000.00 224,901.00 (99,00) VAR 0.202 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/11/2023 05/11/2020 300,000.00 300,081 00 4/11/2023 297,909.00 (2,172.00) 2600 2.618 BBB 8551 [ 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 140411,1E00 CORPORATE OBLIGATIONS CAPITAL ONE MULTI ASSET A8 SSER 201982 CL A2 08/15/2024 09/05/2019 280,000.00 280,161.51 280.014.00 (14]51) 1720 1.720 AAA N/A, 240907004 RCTC 2017TIFIA PRJ SALES TAX REV 14042WAC4 CORPORATEOBUGATIONS CAPITAL ONE PRIME AUTO A 8SSER 20191 CLA3 11/15/2023 05/30/2019 32,105.51 3223133 32,117.71 (113.61) 2510 2.509 AAA AAAI 240907004 RCTC 2017TIFIA PRJ SALES TAX REV 1431578E4 CORPORATE OBLIGATIONS CARMAX AUTO OWNER TRUST AB SSER 20203 CL 8 03/16/2026 07/22/2020 120,000.00 120,110.09 114,218.40 (5,89169) 1.090 1.145 AAA N/A' 240907004 RCTC 2017TIFIA PRJ SALES TAX REV 14315PAD7 CORPORATE OBLIGATIONS CARMAX AUTO OWNER TRUST A8SSER 20193 CLA3 08/15/2024 07/30/2019 145,80249 146,85202. 145263.02 (1,589.00) 2180 2.188 AAA N/A' 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 14315X522 CORPORATE OBLIGATIONS CARMAX AUTO OWNER TRUST A B S SER 20201 CL A3 12/16/2024 01/22/2020 46,930.42 47.326.17 46,565.77 (76040) 1.890 1.905 AAA N/A1 12596JAE3 CORPORATE OBLIGATIONS /2596TAE1 CORPORATE OBLIGATIONS 125970802 CORPORATE OBLIGATIONS 125985866 CORPORATE OBLIGATIONS 140408055 CORPORATE OBLIGATIONS CNH EQUIPMENT TR CNH EQUIP TR CNH EQUIPMENT TRUST CNH EQUIPMENT TRUST CAPITAL ONE FINANCIAL CO A B SSER 2019ACLB 07/15/2026 02/06/2019 100000.00 105517.39 99,603.00 (91439) 3340 3.353 AAA AAA[ ABSSER2019BCLB 11/16/2026 05/22/2019 75,000.00 75.11756 74,392.50 (725.06) 2870 2.893 AAA N/AI 88SSER2020ACLA3 06/16/2025 05/27/2020 54222.17 54,507.43 53;51240 (995.03) 1.160 1.175 AAA AAA1 A B SSER 2021 A CL A2 03/15/2024 03/15/2021 71,261.94 71256.37 70,974.04 (282.33) VAR 0.231 AAA N/A1 240907004 RCTC 2017 TIFIA 031 SALES TAX REV 143161407 CORPORATE OBLIGATIONS CARMAX AUTO OWNER TRUST A 85SER 20192 CL A3 03/15/2024 04/17/2019 172,000.68 173,055.29 172,117.64 (937.65) 2680 2.678 AAA N/A 240907004 RCTC 2017TIFIA PRJ SALES TAX REV 143169835 CORPORATE OBLIGATIONS CARMAX AUTO OWNER TR A BS5ER 20211 CL A2A 02/15/2024 01/27/2021 8,72790 572790 8,72100 (690) 0.220 0.220 AAA N/A1 240907004 RCTC 2017TIFIA PRJ SALES TAX REV 143169803 CORPORATE OBLIGATIONS CARMAX AUTO OWNER TR ABSSER 20211 CLA3 12/15/2025 01/27/2021 160000.00 157,55000 155958.40 (1,591.60) VAR 0.349 AAA N/A' 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 143170000 CORPORATE OBLIGATIONS CARMAX AUTO OWNER TR 20221 A B S SER 20221 CL Al 02/15/2023 01/26/2022 9,440.68 9,440.68 9,433.51 (7.17) VAR 0.313 N/A 9/A1 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 14317HAB7 CORPORATE OBLIGATIONS CARMAX AUTO OWNER TRUST A 8 S SER 20222 CL A 2A 05/15/2025 04/28/2022 14500000 144,988.89 144070.55 (918.34) 2.810 2828 AAA AAA[ 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 149130212 CORPORATE OBLIGATIONS CATERPILLAR FINL SERVICE MEDIUM TERM NOTE 05/15/2023 05/16/2018 300,000.00 302,72747 300708.00 (201947) 3450 3442 A A2I 0 700 __ 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 15189WAM2 CORPORATE OBLIGATIONS CENTERPOINT ENERGY RES CORP 03/02/2023 03/02/2021 685,000.00 484,529.55 474,96550 (9,569.05) 0.700 0.715 BBB+ A3' 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 1615714P2 CORPORATE OBLIGATIONS CHASE ISSUANCE TRUST C MOTER 2020 AI CL Al 01/15/2025 02/18/2020 200,000.00 199,617.19 198,486.00 (1.131.19) 1530 1.542 AAA N/RI 240907004 RCTC 2017TIFIA PR1 SALES TAX REV 172967102 CORPORATE OBLIGATIONS CITIGROUP INC 10/27/2022 10/27/2017 750,000.00 757,447.58 9/27/2022 750,615.00 (6,83258) 2,700 2.698 BBB+ A31 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 17305E081 CORPORATE OBLIGATIONS CITIBANK CREDIT CARD ISSUANCE TRUST ABSSER 2018 A3 CLA3 05/23/2025 05/29/2018 100,000.00 101,94405 100,073.00 (1,871.05) 3.290 3.288 AAA AAA1 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 20826FAA4 CORPORATE OBLIGATIONS CONOCOPHILLIPS COMPANY 12/15/2022 12/07/2012 85,000.00 8525981 9/1'5/2022 84,63875 (621.06) 2.400 2.410 A- A3[ 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 233854+02 CORPORATE OBLIGATIONS DAIMLER TRUCKS RETAIL TRUST ABSSER 20201 CL A3 09/15/2023 03/18/2020 42,246.39 42324.03 42,141.62 (18241) 1.220 1.223 N/A AAA[ 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 24422EVM8 CORPORATE OBLIGATIONS JOHN DEERE CAPITAL CORP MEDIUM TERM NOTE 01/17/2023 03/04/2021 625,000.00 624,78125 816.36250 (8,618.75). 0.250 0.254 A A2I 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 3452804B8 CORPORATE OBLIGATIONS FORD CREDIT FL00RPLAN MASTER A8 SSER 20193 CL A2 09/15/2024 09/20/2019 200000.00 200,07744 200,078.00 0.56 VAR 1.474 AAA AAA1 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 345285611 CORPORATE OBLIGATIONS 740907304 RCTC 2017 TIFIA PRJ SALES TAX REV 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 36258MAF1 CORPORATE OBLIGATIONS GM FIN CONS ATMB REC TR 2019 AB5SER2019401B 02/18/2025 10/16/2019 300,000.00 304270.21 295,06200 (9,208.21) 2040 2.074 N/A AAA 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 381418012 CORPORATE OBLIGATIONS GOLDMAN 5ACHS GROUP INC 10/21/2024 10/21/2021 500,00000 50000000 10/21/2023 478,13000 (21,870.00) 0925 0.967 BBB+ A21 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 3814102E4 CORPORATE OBLIGATIONS GOLDMAN SACHS GROUP INC 12/06/2023 12/06/2021 330,000.00 330,00000 326.16230 (3,857.]0) VAR 0:685 686+ A2' 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 438130522 CORPORATE OBLIGATIONS HONDA AUTO RECEIVABLES OWNER ABSSER 20202 CL A3 07/15/2024 05/27/2020 124.182.13 122,940.31 122,726.]2 (213.59) 0.820 0.830 AAA AAAI 24090]004 RCTC 2017 TIFIA PRJ SALES TAX REV 438134821 80000057E OBLIGATIONS HONDA AUTO RECEIVABLES ABSSER 202012153 04/22/2034 02/26/2020 120,330.12 719,839.97 119,575.65 (264.32) 1.610 1.620 N/A AAA[ 24090]004 RCTC 2017 TIFIA PRJ SALES TAX REV 43914W827 CORPORATE OBLIGATIONS HONDA AUTO RECEIVABLES AB SSER 20191 CL A4 06/18/2024 02/27/2019 199,199.34 199,500.64 199247.15 (25349) 2900 2.899 AAA N/AI 3490,000.00 345000.00 3/16/2023 335,943:80 (4,05620) VAR 0,637 FORD CREDIT MSTR TR A A8SSER 20201 CLA2 09/15/2025 09/18/2020 395,000.00 395,199.98 394,435.15 (764.83) VAR 1.371 N/A 34581KA04 CORPORATE OBLIGATIONS FORD CREDIT AUTO OWNEXTRUST 8085E420190183 03/15/L024 11/22/2019 280740.81 281.870,78 280.241.09 (1,629.69) 1.870 ib73 AAA AAA1 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 466470052 CORPORATE OBLIGATIONS JPMORGAN CHASE00 240907004 RCTC 2017TIFIA PRJ SALES TAX REV 617440801 CORPORATE OBLIGATIONS 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 637434EU2 CORPORATE OBLIGATIONS 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 653396901 CORPORATE OBLIGATIONS 240907004 RCTC 201] TIFIA PRJ SALES TAX REV 653395047 CORPORATE OBLIGATIONS 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 794661409 CORPORATE OBLIGATIONS 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 8028690E6 CORPORATE OBLIGATIONS 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 8028694E3 CORPORATE OBLIGATIONS SANTANDER DRIVE AUTO AS SER20211 CLC 02/17/2026 02/17/2021 100,000.00 10009240 97,579.00 (2,513.40) 0.750 0.769 N/A 03/16/2024 03/16/2021 MORGAN STANLEY 04/24/2024 04/24/2018 NATIONAL RURAL UTIL COOP MEDIUM TERM NOTE 02/08/2024 02/08/2021 NEXTERA ENERGY CAP 03/01/2023 03/17/2021 NEXTERA ENERGY CAP HOGS INC 11/03/2023 11/03/2021 SALESFORCE COM INC 07/15/2024 07/12/2021 SANTANDER DRIVE AUTO RECEIVABLES A 8 SSER 2021 1 CL 8 04/15/2025 02/17/2021 430,000.00 310,000.00 225,000.00 120,000.00 260,000.00 259,306.54 476.24) 0.400 0.483 AAA N/A 443,013.17 4/24/2023 428,503.60 (14,509.57) 3.737 3.750 A- 811 306,64890 295,067.30 (11,581.60) 0.350 0368 A- A2I 225,00000 223,881.75 (1,118.25) VAR 0.890 BBB+ 8551[ 120000.00 118,276.80 (172320) VAR 0456 BBB+ BAA/I 259,867,40 246,03280 (13,834.60) 0.625 0.660 A+ A2I 258,212.59 258,362.66 150.07 0.500 0.502 N/A AAA' AAA' 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 828807005 CORPORATE OBLIGATIONS SIMON PPTY GROUP L P 01/11/2024 01/11/2022 120,000.00 12500000 1/11/2023 118127.20 (1,672.80) VAR 0.543 A31 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 8424004C0 CORPORATE OBLIGATIONS 220,00000 4/1/2023 217,646.00 (0354.00) VAR' 1.544 A3' .7004 - X 24090]004 RCTC REV 2017 TIFIA PRJ SALES TAX REV 89236X520 CORPORATE OBLIGATIONS 243.]21]0 241.09].30 (2,624.40) 0.350 0.355 AAA N/A1 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 897881885 CORPORATE OBLIGATIONS 247,47000 2/9/2023 246,600.00 (870.00) 1.250 1.267 A A2' 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 91324P021 CORPORATE OBLIGATIONS 301.47194 299,979.00 (1,492.94) 2375 2.375 A+ A31 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 927804718 CORPORATE OBLIGATIONS 759916,07 750,187.50 (9,728.57) 3450 3.449 BBB+ 421 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 950000206 CORPORATE OBLIGATIONS 475,322.27 12/24/2023 451.066.50 (24255.77) 3.750 3,741 BBB+ A11 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 981628804 CORPORATE OBLIGATIONS 28.825,75 28,69143 (134.32) 1,700 1.701 N/A AAA[ 240907004 RCTC 2017TIFIA PRJ SALES TAX REV 225500887 FOREIGN OBLIGATIONS 41000000 40417390 (5.826.10) VAR 1.157 A Ail 240907004 RCTC 2017TIFIA PRJ SALES TAX REV 207]24079 MUNICIPALOBUGATIONS 177,339.75 177,143.75 (196.00) 4.250 4.199 A+ +A31 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 442349E11 MUNICIPAL OBLIGATIONS 109,958.20 110,000.00 41.80 0.883 0.883 A All 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 594615HN9 MUNICIPAL OBLIGATIONS 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 64966QJD3 MUNICIPAL OBLIGATIONS 240907004 RCTC 2017 TIFIA PR1 SALES TAX REV 6498614363 MUNICIPAL OBLIGATIONS 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 68609T7C6 MUNICIPAL OBLIGATIONS OREGON ST TAXABLE GO BDS 2022B 240907004 RCTC 2017TIFIA PRJ SALES TAX REV 73354W4/3 MUNICIPAL OBLIGATIONS PORT AUTH 99 NJ TAXABLE CONSOLIDATED NTS MA NY 07/01/2023 07/08/2020 230000.00 227.936.40 225,738.10 (2,198:30) 1086 1.107 AA- AA3 34/90/224 RCTC 2017 TIFIA PRJ SALES TAX REV 7691325X7 MUNICIPAL OBLIGATIONS 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 796237E91 MUNICIPAL OBLIGATIONS SOUTHERN CA EDISON CO 1M GLBL 20210 24 04/01/2024 04/01/2021 220,000.00 TOYOTA AUTO RECEIVABLES ABS5ER2020DCLA3 01/15/2025 10/13/2020 244.763.86 TRUIST BANK MEDIUM TERM NOTE 03/09/2023 03/09/2020 250,000.00 UNITEDHEALTH GROUP INC 10/15/2022 10/25/2017 300000.00 VIRGINIA ELEC POWER 00 09/01/2022 09/01/2010 750,000.00 WELLS FARGO COMPANY MEDIUM TERM NOTE 01/24/2024 01/24/2019 450,000.00 WORLD OMNI AUTOMOBILE LEASE A8 SSER 2020 ACL A3 01/15/2023 02/12/2020 28,708.37 CREDIT SUISSE AG NEW YORK 02/02/2024 02/02/2021 410,000.00 CONNECTICUT ST TAXABLE GO BDS 2022A 06/15/2023 06/22/2022 175,000.00 HOUSTON TX ARPT SYS REV SUB LIEN TAXABLE REF BDS 2020 C TX 07/01/2022 10/20/2020 110,000.00 MICHIGAN 5T BLDG AUTH REV REF NEW YORK NY TAXABLE GO BDS FISCAL NEW YORK ST HSG FIN AGY REV VAR REV BDS2004B 11/15/2036 11/09/2006 300,000.00 TAXABLE BDS 20201 10/15/2022 09/17/2020 150,000.00 149,476.50 149,26200 (214.50) 0.461 0.463 N/A AA2 03/01/2023 03/24/2020 195,000.00 192365.55 300000.00 192.572 25 20670 1.150 1_164 300,000.00 - VAR 0.850 AA +A2I N/A VMIG7' 05/01/2023 05/17/2022 65,000.00 65,000.00 64,860.90 (139.10) 2.621 2.627 AA+ AA11 01/19+131 CNTY CALIF 75501090809 2020 CA SAN ANTONIO TX TAXABLE GEN IMPT REF BDS 2020 02/15/8023 09/96/2020 02/01/2023 06/15/2020 95,0+0.00 94.724.50 135,000.00 133,903.80. 133,,16.45 (487.35) 0.478 0.484 AAA AAA 94,415.75 (30875) 2363 2.378 AA All 104 Page 62 of 1D9 OFRIVERSIDE COUNTY TRANSPORTATION COMMISSION 2017 Financing STAMP Portfolio by Account for quarter ended June 30, 2022 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 882721682 MUNICIPAL OB110ATIONS 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 928075704 MUNICIPAL OBLIGATIONS 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 3133052118 USTREAS & AGENCY OBLIGATIONS 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 313640P89 USTREAS & AGENCY OBLIGATIONS 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 3137468V/6 USTREAS & AGENCY OBLIGATIONS 240907004 RCTC 2017TIFIA PRJ SALES TAX REV 31371304Y] USTREAS & AGENCY OBLIGATIONS 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 313781U75 USTREAS & AGENCY OBLIGATIONS 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 313782483 US TREAS &AGENCY OBLIGATIONS 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 3137836]2 USTREAS &AGENCY OBLIGATIONS 240907004 RCTC 2017TIFIA PRJ SALES TAX REV 313703NA2 USTREAS & AGENCY OBLIGATIONS 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 313763882 US TREAS & AGENCY OBLIGATIONS 240907004 RCTC 2017TIFIA PRJ SALES TAX REV 313765786 USTREAS & AGENCY OBLIGATIONS 2017 ( 24090]004 RCTC 2 2017 TIFIA PRJ SALES TAX REV 313]B7YX1 US TREAS &AGENCY OBLIGATIONS 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 31378JP56 USTREAS & AGENCY OBLIGATIONS 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 313767071 55086456 AGENCY OBLIGATIONS 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 3137BSPW7 USTREAS & AGENCY OBLIGATIONS 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 313780024 U5 TREAS& AGENCY OBLIGATIONS 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 313700M35 US TREAS 8 AGENCY OBLIGATIONS 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 303770803 USTREAS & AGENCY OBLIGATIONS 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 313700773 USTREAS & AGENCY OBLIGATIONS 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 3138L2M87 9008880 AGENCY OBLIGATIONS 240907004 RCTC 2017TIFIA PRJ SALES TAX REV 3140J55T2 USTREAS & AGENCY OBLIGATIONS 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 31416BTW8 US TREAS & AGENCY OBLIGATIONS 240907004 RCTC 2017TIFIA PRJ SALES TAX REV 383787207 USTREAS & AGENCY OBLIGATIONS 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 912828205 08088800 AGENCY OBLIGATIONS 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 9128282PB USTREAS & AGENCY OBLIGATIONS 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 912820A76 US TREAS & AGENCY OBLIGATIONS 240907004 RCTC 2017TIFIA PRJ SALES TAX REV 81282CDE8 USTREAS & AGENCY OBLIGATIONS TEXAS ST TAXABLE G0 BDS 20053 06/01/2045 06/01/2005 VIRGINIA PORT AUTH COMWLTH PORT FD REV REV REF BDS 2012 07/01/2022 01/25/2012 1 H L M 0 MULTICLASS MTG PAM 0M OSER 6037 CLJ 07/17/2024 07/01/1994 F N M A GTD R E M I C PASS THRU C M O SER 2013114 CL Z 03/25/2040 10/01/2013 F H1 M C MULTICLASS MTG PARTN C M 0 SER 3806 CL L 02/15/2026 02/01/2011 F H1 M CMULTICLASS MTG PARTN C M 0 SER KSMC CL A2 01/25/2023 03/01/2013 1 H L M C MULTICLASS MTG PARTN C M 0 SER K S01 CL A2 01/25/2023 05/07/2013 F H L M C MULTICLASS MTG PARTN C M O SER 1(028 CL AZ 02/25/2023 068/001/2013 FHLMC MULTICLASS MTG PARTN C M 0 SER K029 CL A2 02/25/2023 07/01/2013 F H L M C MULTICLASS MTG PARTN CM OSER K030 CL A2 04/25/2023 08/01/2013 FHL M C MULTICLASS MTG PARTN C M 0 SER K031 CL A2 04/25/2023 08/01/2013 F H1 M C MULTICLASS MTG PARTN C M 0 SER K034 CL A2 07/25/2023 11/01/2013 FHL MCMULTICLASS MTG PARTN CM SEA K037 CL Al 04/25/2023 03/01/2014 F H 1 M C MULTICLASS MTG PARTN C MO SER K046 CL Al 01/25/2025 06/01/2015 1 H L M C MULTICLASS MTG PARTN C M 0 SER KPLB CL 05/25/2025 06/01/2015 F H L M 1 MULTICLASS MTG PARTN C M 0 SER K723 CL A2 08/25/2023 11/01/2016 F H L M C MULTICLASS MTG PARTN C M 0 SER 0724 CL Al 03/25/2023 01/01/2017 F H 1 M C MULTICLASS MTG PARTN 1610 SER K729 CL Al 02/25/2024 12/01/2017 1 L M C MULTICLASS CMOSE MTG PARTN R KID0S CLA 07/25/2024 01/28/2020 F H 1 M C MULTICLASS MTG PARTN C M 0 SER 2015 802 CL M3 05/25/2025 06/09/2015 FN M A PARTN CERT POOL#AM2182 01/01/2023 01/01/2013 FN MA PARTN CERT POOL #0611757 04/01/2023 09/01/2017 FNMA PARTN CERT POOL #995265 01/01/2024 12/01/2008 GNMAGTDREMICPASSTHRU C MOSER 201347CL EC 12/20/2040 03/01/2013 U 5380489RY NOTE 03/15/2023 03/16/2020 U S TREASURY NOTE 05/15/2023 05/15/2020 U 5 TREASURY NOTE 10/15/2023 10/15/2020 U S TREASURY NOTE 10/31/2023 11/01/2021 300000.00 30000000 300,000.00 • VAR 1.196 4.16 VMIG1 140,000.00 140,823.20 140,000.00 (823.20) 3 070 175584.28 18063950 178,297.06 (2,34244) 6000 5909 166,347.44 167,240.61 164,921.84 (2,318.97) 3.000 3.026 N/A N/A 92,694.70 93,596.36 93,104.41 (491.97) 3.500 3.485 N/4 N/A 200.000.00 201,22223 199,444.00 (1,778.23) 2.615 2.622 N/A N/A 2],484.0] 27,509.94 27,390.90 (119.04) 2522 2.531 N/A N/A 153,]24.01 154,225.30 153,591.81 (633.49) 3.111 3.114 N/A N/Ai 143,52714 144,433.13 143,452.51 (980.62) 3320 3.314 N/A N/A' 175,175.21 176019.53 175,112.15 (907.38) VAR 3.251 N/A AAA, 100,000.00 100,484.38 99,985.00 (499.38) 3.300 3.300 N/A AAA' 50,000.00 50,900.06 50,098.50 (801:56) 3.531 3.524 N/A N/A 150,7]6.59 151,69099 150,5]3.04 (778.61) 2592 2.596 AAA N/A 47,141.63 47,729.39 46,888.01 (841.38) 2697 2.712 N/A N/A 300,000.00 313,714.18 295,134.00 (18,580.18) 2770 2.816 N/A N/A 230,210.91 230,852.93. 228,224.19 .(2,629.76) 2454 2.475 N/A 9/4 98,353.07 98,37937 98,22816 (151.21) 2776 2.779 N/A N/A 117,49533 117,726.19 117,16987 (556.32) 2951 2.959 N/A AAA 84,50534 84,50534 84,36844 (136.90) VAR 1.183 N/A N/A 63,138.12 63,655.65 63,381.20 (274.45) VAR 4.663 N/A AAA 118,569.03 118,49492 118,521.60 2668 2.160 2.161 N/A N/A 66,251.85 66,234.44. 66,227.34 (7.10) 2.493 2,427 N/A N/A 38,47487 38,641.57 38,835.15 194.57 5500 5.449 N/A N/A 48,364.20 48.739.13. 47,720.96 (1,018.17) 1.500 1.520 N/A N/A 850,000.00 853,00055 836,78250 (16,218.05) 0.500 0.508 N/A AAA 3.070 AA+ N/A AA1 N/A 1280,000.00 1,257,238.28 1,249,702.40 (7,535.88) 0.125 0.128 N/A AAA 725,000.00 698,12402 698,943.50 819.48 0125 0.130 N/A AAA 700,000.00 700.974.88 701,715.00 740.12 VAR 0.324 N/A AAA 23,127,132.51 22,837,661.84 (289,131.35) 240907020 RCTC 2017 TIFIA RAMP UP ED 31846)203 CASH EQUIVALENTS FIRST AMERICAN GOVERNMENT 09LIG10 CL 8 62,424.33 62,42433 62,424.33 0.991 240907020 RCTC 2017 TIFIA RAMP UP ED 312888052 USTREAS B AGENCY OBLIGATIONS F H L M C GOLD PARTN CERT POOL#618571 10/01/2030 10/01/2015 192669.41 157,89290 149,883.19 (8,009.71) 2.500 2.546 (44 N/A 240907020 RCTC 2017 TIFIA RAMP UP ED 3128MMUL5 US TREASB AGENCY OBLIGATIONS 19 L M 0 GOLD PARTN CERT POOL#618586 02/01/2031 02/01/2016 12,627.13 13,100.64 12396.56 (704.08) 2.500 2.546 N/A N/A 240907020 RCTC 2017 TIFIA RAMP UP FD 313078040 U5 TREASB AGENCY OBLIGATIONS F H 1 M C GOLD PARTN CERT POOL#732243 07/01/2030 07/01/2015 6179884 64,935.00 61,65114 (3,28386) 3000 3.007 N/A N/A 60 240907020 RCTC 2017 TIFIA RAMP UP FD 313048204 USTREAS & AGENCY OBLIGATIONS FEDERAL HOME LOAN BKS 02/28/2025 02/28/2022 105,000.00 105,00000 102685.80 (2,31420) 2200 2.250 AA+ AAA 240907020 RCTC 2017 TIFIA RAMP UP FD 3(32486L7 USTREAS & AGENCY OBLIGATIONS F H 1 M C PARTN CERT MIRROR POOL 8Z67403 05/01/2031 09/01/2018 48,556.04 50,916.03 _ 48,515.25 (2,40078) 3.000 3.009 N/A N/A 240907020 RCTC 2017 TIFIA RAMP UP FD 3132AEF68 USTREAS & AGENCY OBLIGATIONS F H1 M CPARTN CERT POOL#211989 01/01/2033 05/01/2019 32,57398 34,72885 32,41046 (2,31839) 3.500 3.618 N/A N/A 240907020 RCTC 2017TIFIA RAMP UP FD 3132AEFC5 USTREAS & AGENCY OBLIGATIONS F H 1 M C PARTN CERT UM00 POOL#201963 11/01/2030 05/01/2019 63,969.05 67.11812 64,365.66 (2,755.33) 3.500 3.478 N/A N/A 240907020 RCTC 2017 TIFIA RAMP UP FD 313305623 US TREAS & AGENCY OBLIGATIONS 1 H 1 M 0600 R E M IC PASSTHRU STRIPPED TR 370 01 100 09/25/2033 12/01/2020 47,381.17 47,80731 44,815.48 (299183) 1.000 1.057 N/A N/A 240907020 RCTC 2017TIFIA RAMP UP FD 3134GW6Ei US TREAS &AGENCY OBLIGATIONS FH LMCMTN 11/02/2023 11/02/2020 400,000.00 400.233.80 386,324.00 (13,909:80) 0.320 0:331 N/A AAA 240907020 RCTC 2017 TIFIA RAMP UP FO 31346%Afil US TREAS &AGENCY OBLIGATIONS FHLMC MTN 12/30/2024 06/30/2022 85,000.00 85,00000 9/30/2022 85,13515 13615 4000 3.994 AA+ AAA 240907020 RCTC 2017 TIFIA RAMP UP FD 313647025 USTREAS & AGENCY OBLIGATIONS F N M A GTOR E M I C PASSTHRU 0 M 05ER 201283 CL PC 07/25/2041 07/01/2012 10,553.89 10,647.20 _ 10,535.95 (111.25) 3.000 3.005 14/8 N/A 240907020 RCTC 2017 TIFIA RAMP UP FD 313648569 US TREAS & AGENCY OBLIGATIONS 1 N M A GTD R 6 M I C PASS THRU 080S6820121020187 09/25/2027 08/01/2012 12,721.68 12,865.61 12,239.27 (626.34) 1500 1559 N/A N/A 240907020 RCTC 2017 TIFIA RAMP UP FD 3136996E0 US TREAS 6 AGENCY OBLIGATIONS FN 86036 R 6 M I C PASS THRU 06105682012 M17 5162 11/25/2022 11/01/2012 19,606.27 19003.54 19,556.08 552.54 2.184 2.189 N/A N/A 002 AM US . _ 020 24090]020 RCTC 2017 TIFIA RAMP UP FD 3136.46822 USTREAS &AGENCY OBLIGATIONS FN 61.4620 REM IC PASS THRU CM OSER 2012148 CL MC 11/25/2042 12/01/2012 13,920 fi4 14,134.28 13,692;03 (442.08) 2000 2.033 N/A N/A 240907020 RCTC 2017 TIFIA RAMP UP FD 313660774 US TREAS & AGENCY OBLIGATIONS F N MA GTO R EM 1 C PASS THRU C M 0 SER 2013 M6 CL 24 03/25/2023 04/01/2013 14,562.38 14,322.88 14,484.33 161.45 VAR 2.670 N/A N/A 240907020 RCTC 2017 TIFIA RAMP UP ED 313640240 US TREAS & AGENCY OBLIGATIONS FNMA GTD R E M I C PASS THRU 08006820132701110 04/25/2028 03/01/2013 32,590.21 32,836.39 31,28236 (1,554,01) 1 250 1.302 N/A N/A 240907020 RCTC 2017 TIFIA RAMP UP FD 3136AEY84 USTREAS & AGENCY OBLIGATIONS FN M A GTDR E MIS PASSTHRU CM 0 SER 201370 CL 06 07/25/2028 06/01/2013 14,690.24 14,87869 14,223.97 (65472) 1,750 1.807 N/A N/A 240907020 RCTC 2017 TIFIA RAMP UP FD 3136AMM48 USTREAS & AGENCY OBLIGATIONS 1 N5 A GTD REM I C PASS THRU 0 M 0SER 2015 M4 CLAV2 07/25/2022 03/01/2015 1,390.96 1379.44 1,38921 937 2.509 2.512 N/A N/A 240907020 RCTC 2017 TIFIA RAMP UP FD 313640Z159 USTREAS 8 AGENCY OBLIGATIONS FNMA GTDREMIC PASSTHRU 0M05E8201589 CLKE 11/25/2031 11/01/2015 46,17646 47,206.99 44,46932 (2737.67) 2000 2.077 N/A N/A 6 240907020 RCTC 2017 TIFIA RAMP UP FO 3136646.46 USTREAS & AGENCY OBLIGATIONS FNMA 10/27/2023 10/27/2020 130,000.00 129967.50 125,35].]0 (4,609.80) 0.300 0.311 AA+ AAA 240907020 RCTC 2017 TIFIA RAMP UP FD 3137653W6 USTREAS & AGENCY OBLIGATIONS F H 1 M C MULTICLASS MTG PARTN C M 0 SER 390601 L 02/15/2026 02/01/2011 59,803.03 60.38477 60,067.36 (317.41) 3.500 3.485 N/A N/A 240907020 RCTC 2017 TIFIA RAMP UP ED 3(37400E1 USTREAS & AGENCY OBLIGATIONS F 4 L M C MULTICLASS MTG PARTN C 5 0 SER4039 CL OB 05/15/2027 05/01/2012 27,797.84 28096.73 26,959.46 (1,137.26) 1500 1.547 N/A N/A 240907020 RCTC 2017TIFIA RAMP UP 00 3137AWWM3 USTREAS & AGENCY OBLIGATIONS F H 1 M C MULTICLASS MTG PARTN C30SE9.41380148 12/15/2027 12/01/2012 65,792.21 64.376.23 63,353.95 (1,022.29) 1290 1.298 N/A N/A 240907020 RCTC 2017 TIFIA RAMP UP FO 31374/069 USTREAS & AGENCY OBLIGATIONS 1 H 1 M C MULTICLASS MTG PARTN CMOSER K025 CL A2 10/25/2022 02/01/2013 92,945.54 93,15600 92,92323 (232.77) 2682 2.683 N/A AAA 240907020 RCTC 2017 TIFIA RAMP UP FD 313763045 USTREAS & AGENCY OBLIGATIONS FHLMC MULTICLASS MTG PARTN CM0SER4165 CLTE 12/15/2042 02/01/2013 91,790.86 9319473 87292.19 (6,202.31) 1.750 1.840 N/A N/A 240907020 8000 2017 TIFIA RAMP UP FO 313781075 USTREAS & AGENCY OBLIGATIONS F H1 M 0 MULTICLASS MTG PARTN C M 0 SER K S01 CL42 01/25/2023 05/07/2013 41,226.08 40,527.18 41,08532 559.14 2522 2.531 N/A N/A 240907020 RCTC 2017 TIFIA RAMP UP FD 313702278 USTREAS & AGENCY OBLIGATIONS F H 1 M C MULTICLASS MTG PARTN 0M0SER 422101 GA 07/15/2023 06/01/2013 660.05 668:72 667.58 (1.14) 1400 1.401 N/A N/A 240907020 RCTC 2017 TIFIA RAMP UP FO 313763672 USTREAS & AGENCY OBLIGATIONS FHL M C MULTICLASS M73 PARTN C M 0 SER K029 CL A2 02/25/2023 07/01/2013 50,]12.92 50,93964 50,68655 (253.09) 3.320 3.314 N/A N/A' 240907020 RCTC 2017 TIFIA RAMP UP FO 3137839W4 USTREAS & AGENCY OBLIGATIONS F H 1 M C MULTICLASS MTG PARTN C M 0 SER K031 01 61 09/25/2022 08/01/2013 6,472.23 6,416.61 6,470.55 :53.94 2778 2.779 N/A AAA! 240907020 RCTC 2017 TIFIA RAMP UP FD 313786075 USTREAS & AGENCY OBLIGATIONS F H 1 M C MULTICLASS MTG PARTN CM OSER4272 CL VG 11/15/2026 11/01/2013 35073.60 35,493]9 34,671.31 (822.48) 2000 2.023 N/A N/A 240907020 RCTC 2017 TIFIA RAMP UP FD 313787559 USTREAS & AGENCY OBLIGATIONS FH 1 M 0 MULTICLASSMTG PARTN CMOSER K037 CL A2 01/25/2024 03/01/2014 209,000.00 218,060.84 209,418.00 (8,642.84). 3.490 3.483 AAA N/A! 240907020 RCTC 2017 TIFIA RAMP UP FD 313768433 US TREAS & AGENCY OBLIGATIONS FHL M 0 MULTICLASS MTG PARTN CM0SER 4305 CL CT 02/15/2029 02/01/2014 19,818.46 19,570.73 19,613.34 4261 2000 2.021 N/A N/A 240907020 RCTC 2017 TIFIA RAMP UP ED 313799487 US TREAS 8 AGENCY OBLIGATIONS F H L M C MULTICLASS MTG PARTN CM SER 432801E6 12/15/2027 04/01/2014 39,517.90 40,01347 39,28791 (725.54) 2.500 2.515 N/A N/A 240907020 RCTC 2017 TIFIA RAMP UP FD 3(37BDCW4 USTREAS & AGENCY OBLIGATIONS F 41 M 0 MULTICLASS MTG PARTN 0610 SER K039 CL A2 07/25/2024 09/01/2014 175,000.00 184,154.12 174,650.00 (9,504.12) 3303 3.310 N/A N/A 240907020 RCTC 2017 TIFIA RAMP UP FD 3137130E80 US TREAS 8 AGENCY OBLIGATIONS FHLM C MULTICLASS MTG PARTN CM OSER K041 CL AI 08/25/2024 12/01/2014 28,48481 29,151.20 28,391.66 (759.54) 2.720 2.729 N/A N/A! 240907020 RCTC 2017 TIFIA RAMP UP FO 313767071 USTREAS & AGENCY OBLIGATIONS F H L M C MULTICLASS MTG PARTN CMOSERKPLBCLA 05/25/2025 06/01/2015 150,000.00 158,28469 14],567.00 (10,717.69) 2770 2.816 N/A N/A 240907020 RCTC 2017 TIFIA RAMP UP FD 313784W87 USTREAS & AGENCY OBLIGATIONS F H 1 M C MULTICLASS MTG PARTN C M 0 SER 110500161 01/25/2025 11/01/2015 147,325.52 152,215.53 148,098.30 (6,142.55) 2.802 2826 N/A N/A! 240907020 RCTC 2017 TIFIA RAMP UP FD 313768084 USTREAS & AGENCY OBLIGATIONS F H 1 M C MULTICLASS MTG PARTN C M 0 SER K052 CL 02 11/25/2025 02/01/2016 125,000.00 124,448.24 124,106.25 (341.99) 3.151 3.174 N/A N/A 240907020 RCTC 2017TIFIA RAMP UP FO 3137F4CZ3 USTREAS & AGENCY OBLIGATIONS F H L M CMULTICLASS MTG PARTN C M 0 SER KBX1 CL A2 01/25/2026 03/01/2015 175,000.00 173060.16 172,947.25 (712.91) 2,920 0.749 N/A NMI 240907020 RCTC 2017 TIFIA RAMP UP FD 3137F4W21 USTREAS & AGENCY OBLIGATIONS F H 1 M C 301010106S MTG PARTN CM0 SER K731 CL A2 02/25/2025 04/01/2018 149,480.51 150,502.34 149,954.36 (54798) VAR 3.589 N/A N/A 105 Page 63 o1109 OFRIVERSIDE COUNTY TRANSPORTATION COMMISSION 2017 Financing STAMP Portfolio by Account for quarter ended June 30, 2022 Source Unrealized S&P Moody 240907020 ROTC 2017 TIFIA RAMP UP FO 240907020 9040 2017 TIFIA RAMP UP FD 240907020 RCTC 2017 TIFIA RAMP UP FD 240907020 RCTC 2017 TIFIA RAMP UP FD 240907020 RCTC 2017 TIFIA RAMP UP FO 240907020 RCTC 2017 TIFIA RAMP UP FO 240907020 RCTC 2017 TIFIA RAMP UP F0 240907020 RCTC 2017 TIFIA RAMP UP FD 240907020 RCTC 2017 TIFIA RAMP UP FO 240907020 RCTC 2017 TIFIA RAMP UP FO 240907020 RCTC 2017 TIFIA RAMP UP FO 240907020 RCTC 2017 TIFIA RAMP UP FD 31418CDH4 240907020 RCTC 2017 TIFIA RAMP UP FD 314180792 240907020 RCTC 2017 TIFIA RAMP UP FD 31418DS91 240907020 RCTC 2017 TIFIA RAMP UP F0 240907020 RCTC 2017 TIFIA RAMP UP FD 240907020 RCTC 2017 TIFIA RAMP UP FD 240907020 RCTC 2017 TIFIA RAMP UP FD 240907020 RCTC 2017 TIFIA RAMP UP FD 240907020 RCTC 2017 TIFIA RAMP UP F0 240907020 RCTC 2017 TIFIA RAMP UP 10 240907020 RCTC 2017 TIFIA RAMP UP FD 240907020 RCTC 2017 TIFIA RAMP UP F0 240907020 RCTC 2017 TIFIA RAMP UP FD 240907020 RCTC 2017 TIFIA RAMP UP FO 240907020 RCTC 2017 TIFIA RAMP UP FD 240907020 RCTC 2017 TIFIA RAMP UP F0 240907020 RCTC 2017 TIFIA RAMP UP FO 240907020 RCTC 2017 TIFIA RAMP UP FD 240907020 RCTC 2017 TIFIA RAMP UP FD 240907020 RCTC 2017TIFIA RAMP UP 041 240907020 RCTC 2017TIFIA RAMP UP FD 240907020 RCTC 2017 TIFIA RAMP UP FD 240907020 RCTC 2017 TIFIA RAMP UP FD 240907020 RCTC 2017 TIFIA RAMP UP FD 240907020 RCTC 2017 TIFIA RAMP UP FD 240907020 RCTC 2017 TIFIA RAMP UP FO 240907020 RCTC 2017TIFIA RAMP UP FO 3138E08.13 313801004 US TREAS & AGENCY OBLIGATIONS 313810053 US TREAS & AGENCY OBLIGATIONS 3138WEMJ5 US TREAS & AGENCY OBLIGATIONS FNMA PARTN CERT 31392J894 US TREAS & AGENCY OBLIGATIONS F N MAGTO REM I C PASS THRU C N10SER 200323 CL ES 04/25/2023 03/01/2003 3140HSOM6 US TREAS & AGENCY OBLIGATIONS FNMA PARTN CERT 3140J55T2 US TREAS& AGENCY OBLIGATIONS FNMA PARTN CERT POOL#8M1757 04/01/2023 09/01/2017 46978.59 46,966.24 46,961.21 (5.03) 2493 2.427 N/A WA 31408881E0 U5 TREAS & AGENCY OBLIGATIONS FNMA PARTN CERT UMBS POOL #5M3956 12/01/2032 05/01/2018 20,624.08 21.623.57 20.53912 (1,084.05) 3.000 3.012 N/A N/A! 314084990 US TREAS& AGENCY OBLIGATIONS FNMA PARTN CERT UMBS POOL#FM1155 06/01/2032 06/01/2019 146,907.36 152.70501 144,099.96 (8,601.93) 2.500 2549 N/A N/AI 314007126 US TREAS & AGENCY OBLIGATIONS FNMA PARTN CERT POOL #1M3936 08/01/2035 07/01/2020 80,333.55 83,63147 78,791.15 (4,840.32) 2.500 2549 N/A N/AI 314089)/58 US TREAS&AGENCY OBLIGATIONS FNMA PARTN CERT POOL#FM6017 02/01/2035 02/01/2021 65754.04 69;397.47 65,38253 (4014.94) 3,000 3.017 N/A N/AI POOL #MA2803 11/01/2031 10/01/2016 30,550.39 31,682.60 29,96443 (1,718.17) 2.500 2.549 N/A N/Al P00L7/MA4497 11/01/2036 11/01/2021 385,081.06 392,780,79 359.827.44 (32,953.35) 2,000 2.140 WA 14/AI POOL#MA4112 08/01/2035 07/01/2020 59,576.84 61.97193 58,335.85 (3,63608) 3000 3.064 N/A N/A! POOL#MA4225 12/01/2030 12/01/2020 173,133.55 177,868.10 166,31209 (11,556.01) 2000 2.082 N/A N/AI POOL#779250 05/15/2027 05/01/2012 110,193.29 11320699 109,347.01 (3,859.45) 3.000 3.023 N/A N/AI POOL#MA09O9 04/20/2028 04/01/2013 8,438,72 8,67964 8,293.32 (386.32) 3000 3.053 N/A 14/AI POOL#841134 07/20/2028 07/01/2013 59,31497 60,566.72 58,28645 (2,28027) 3000 3053 POOL #MA1202 08/20/2028 08/01/2013 17,392.79 17,88292 16,975.88 (907.04) 2500 2.561 N/A N/A[ US TREAS & AGENCY OBLIGATIONS FNMA PARTN CERT FNMA PARTN CERT FNMA PARTN CERT POOL#AL7688 POOL #AL8561 POOL #AN1613 POOL #A54860 11/01/2030 11/01/2015 06/01/2031 05/01/2016 07/01/2026 06/01/2016 05/01/2030 04/01/2015 139,911.87 27,682 78 154,489.36 159,243.83 164.780.16 30,680,88 30717.32 150,000.00 151.201.17 147,059.18 29,284 52 150,880.59 199,805.54 2785414 (1430.38) 3.500 3478 N/A N/A 150243.99 (636.60) 2550 2.622 N/A N/A 156,195.90 (8,584.26) 2.500 2.549 N/A N/A 30,827.53 110.21 5500 5.474 N/A N/A 149,376.00 (7,253.64) 3.500 3.503 POOL #811359 01/01/2026 01/01/2019 (1.825.17) 3460 3.474 N/A N/A' U5 TREAS & AGENCY OBLIGATIONS US TREAS & AGENCY OBLIGATIONS US TREAS &AGENCY OBLIG ATIONS 314180VU3 US TREAS & AGENCY OBLIGATIONS 351705083 U5 TREAS & AGENCY OBLIGATIONS 361799/4.17 US TREAS & AGENCY OBLIGATIONS 36,179/48 47 U5 TREAS & AGENCY OBLIGATIONS 368795(52 US TREAS &AGENCY OBLIGATIONS 362020298 U5 TREAS & AGENCY OBLIGATIONS GN MA II PASS THRU CERT POOL 4005276 01/20/2027 01/01/2012 11,802.07 11,91240 11,598.48 (313.92) 3.000 3053 N/A N/A' 36202E397 US TREAS & AGENCY OBLIGATIONS 004546 II PASS 1686 CERT POOL #005300 02/20/2027 02/01/2012 13,40220 13,703.14 13,170.88 (53226) 3000 3.053 N/A N/AI 3837515Z1 US TREAS& AGENCY OBLIGATIONS GN M A GTO R E MIC PASS THRU C M 0 SER 20104 CL PD 01/16/2039 01/01/2010 21,22541 21.830.37 21,094.66 (735.71) 3.000 3.019 N/A N/4' 3837652E6 US TREAS & AGENCY OBLIGATIONS G N M A GTD R E M I C PASS THRU C M O SER 201019 CL UA 07/16/2039 02/01/2010 8,772.60 8,96140. 8,855.99 (104 41) 4.000 3.962 N/A N/AI 383770599 U5 TREAS & AGENCY OBLIGATIONS G N M A GTD RE M I C PASS THRU CM O SER 201118 CL PG 08/20/2040 02/01/2011 3,741.77 3,777.85 3.73191 (43.94) 3.000 3.006 N/A N/A! 3837894U0 US TREAS & AGENCY OBLIGATIONS 0 NI M A GTD 5 EM I C PASS THRU C M O SER 201296 CLAD 08/20/2027 08/01/2012 30551.75 32,87273. 31,336.59 (1,536.15) 1.500 1.558 N/A N/AI 38378JZD7 U5 TREAS & AGENCY OBLIGATIONS G N MA GTD REM IC PASS THRU CM 0 SER 201347 CL EC 12/20/2040 03/01/2013 5,416.81 5849.10 5,344.77 (4.33) 1.500 1.520 N/A N/AI 383785045 US TREAS &AGENCY OBLIGATIONS G 5 M A GTD RE M 1 C PASS THRU 0806842813116 CL MA 12/16/2041 08/01/2013 20984.98 20227.55 20701.89 474.34 2250 2.281 N/A N/AI 912824357 U5 TREAS & AGENCY OBLIGATIONS U S TREASURY NOTE 09/30/2022 09/30/2015 725,000.00 726,461.21 724,88400 (1,252.89) 1.750 1.750 N/A AAA' 912828550 US TREAS & AGENCY OBLIGATIONS U S TREASURY NOTE 10/15/2022 10/15/2019 815,000.00 814,014,44 813,345.55 (668.89) 1.375 1.378 N/A AAAI 912828500 US TREAS& AGENCY OBLIGATIONS US TREASURY NOTE 12/31/2024 12/31/2019 925,000.00 931,054.87 896454.50 (34,600.37) 1.750 1.806 N/A N/4! 912828225 US TREAS & AGENCY OBLIGATIONS USTREASURV NOTE 03/15/2023 03/16/2020 1,300,000.00 1.301.40235 1,279,785.00 (21,617.35) 0.500 0.508 N/A AAA 912828ZF0 U5 TREAS & AGENCY OBLIGATIONS U 5140403RY NOTE 03/31/2025 03/31/2020 1,250,000.00 1210,609.18 1,166,600.00 (44,009.18) 0.500 0.536 N/A AAA' 9128282PB US TREAS & AGENCY OBLIGATIONS 912920A46 U5 TREAS & AGENCY OBLIGATIONS 9128208(98 US TREAS & AGENCY OBLIGATIONS 912820B52 U5 TREAS & AGENCY OBLIGATIONS U 5 TREASURY NOTE 912820064 US TREAS & AGENCY OBLIGATIONS U S TREASURY NOTE 9120200E8 US TREAS & AGENCY OBLIGATIONS U S TREASURY NOTE FNMA PARTN CERT F N MA PARTN CERT UMBS FNMA PARTN CERT UMBS FNMA PARTN CERT UMBS 5584104150187 G N M A I I PASS THRU CERT GNMAIIPARTN CERT G NM All PARTN CERT U S TREASURY NOTE U 5 TREASURY NOTE U S TREASURY NOTE 05/15/2023 05/15/2020 1,295,000.00 1288,955.47 1,264,347.35 (24,608.12) 0.125 0.128 N/A AAA 10/15/2023 10/15/2020 1,265,000.00 1,257,228.53 1219,53590 (37.692 63) 0.125 0130 N/A AAA! 12/15/2023 12/15/2020 1255,000.00 1,238,11484 1,204,210.15 (33,904.69). 0125 0.130 N/A AAA 04/15/2024 04/15/2021 06/15/2024 06/15/2021 10/31/2023 11/01/2021 565,000.00 540,19297 539,354.65 (838.32) 0.375 0.393 N/A AAA' 1,000000.00 974,54101 948,280.00 (26,261.01) 0.250 5264 N/A AAA, 300,000.00 30341793 300735.00 233.30 VAR 0.324 N/A AAA' 15,724.528.95 15.304.840.19 (419,472.491 106 Page 64 of 109 Source Account RIVERSIDE COUNTY TRANSPORTATION lcclnu 2017 Financing STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 ATTACHMENT 7 Account Transaction Date Trade Date Settlement Date CUSIP Descri tion Units Price Amount Amount Short Term Long Term Net Cash Federal Tax Cost Gain/Loss Gain/Loss Amount Amount 240907004 RCTC 2017 TIFIA PRJ SALES TAX 04/01/2022 04/01/2022 04/01/2022 310460203 SOLD UNITS OF FIRST AM GOVT OB FD CL Y (41,836.19) 1.00 41,836.19 (41,836.19) 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/01/2022 318460203 INTEREST EARNED ON FIRST AM GOVT 08 FD CL Y UNIT ON 0.0000 SHARES DUE 3/31/2022 INTEREST FROM 3/1/22 TO 3/31/22 - - 5.19 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/01/2022. 042400HCO INTEREST EARNED ON SOUTHERN CA EDISON 1.52735% 4/01/24 $1 PV ON 220000.0000 SHARES DUE 4/1/2022 - - 502.40 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/04/2022 04/04/2022 04/04/2022 318460203 SOLD UNITS OF FIRST AM GOVT OB FD CL Y (148,562.11) 1.00 148,562.11 (14%56211) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/04/2022 03/31/2022 04/04/2022 36259KAF4 PURCHASED PAR VALUE OF GM FINANCIAL 1.840% 12/20/23 /TORONTO DOMINION SECURITIES (U/10,000 PAR VALUE AT 100.1055 10,000,'00 1.00 (10010.55) 10010;55 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/04/2022 03/31/2022 04/04/2022 36259KAF4 PURCHASED PAR VALUE OF GM FINANCIAL 1.840% 12/20/23 /BOFMCAT2 BANK OF MONTREAL/70,000 PAR VALUE AT 100.13671429 % 70,000.00 1.00 (70,095.70) 70,095.70 - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/04/2022 04/04/2022 36259KAF4 PAID ACCRUED INTEREST ON PURCHASE OF GM FINANCIAL 1.840% 12/20/23 - -- (7.16) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/04/2022 04/04/2022 36259KAF4 PAID ACCRUED INTEREST ON PURCHASE OF GM FINANCIAL 1.840% 12/20/23 - - (50.09) - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/05/2022 04/05/2022 04/05/2022 310460203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL V 500,000.00 1.00 (500,000.00) 500,000.00 240907004 RCTC 2017 TIF1A PRJ SALES TAX REV 04/05/2022 04/05/2022 04/05/2022 318460203 SOLD UNITS OF FIRST AM GOVT OB FD CL Y (349,969.38) 1.00 349,969.38 (349,969.38) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/05/2022; 04/05/2022 04/05/2022 637430057 MATURED PAR VALUE OF NATIONAL RURAL C P 4/05/22 500,000 PAR VALUE AT 100 % (500,000.00) 1.00 499,922.36 (499,922.36) 240907004 RCTC 2017 TIFIA PRJ SALES TAX 04/05/2022 637430057 INTEREST EARNED ON NATIONAL RURAL C P 4/05/22 $1 PV ON - - 77.64 - - 240907004 REV 500000.0000 SHARES DUE 4/5/2022 500,000 PAR VALUE AT 100 % RCTC 2017 TIFIA PRJ SALES TAX REV 04/05/2022 04/05/2022 04/05/2022 976825000 PURCHASED PAR VALUE OF WISCONSIN PWR LT CO C P 4/12/22 /WELLS FARGO SECURITIES, LLC/350,000 PAR VALUE AT 99.99125143 350,000.00 1.00 (349,969.38) 349,969.38 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/06/2022 02530K864 INTEREST EARNED ON AMERICAN CRYSTAL SUGAR C P 4/06/22 $1 PV ON 425000.0000 SHARES DUE 4/6/2022 425,000 PAR VALUE AT 100% - - 231.39 424,768.61 - - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/06/2022 04/06/2022 04/06/2022 02530K664 MATURED PAR VALUE OF AMERICAN CRYSTAL SUGAR C P 4/06/22 425,000 PAR VALUE AT 100 (425,000.00) 1.00 (424,768.61) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/06/2022 04/06/2022 04/06/2022 318460203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 425,000.00 1.00 (425,000.00) 425,000.00 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/07/2022 04/07/2022 04/07/2022 14313FAD1 DISTRIBUTED PAR VALUE OF CARMAX AUTO OWNER 3.130% 6/15/23 VALUED AT 0.02 (0.02) - - (0.02) - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/07/2022 04/07/2022 04/07/2022 318460203 SOLD UNITS OF FIRST AM GOVT OB FD CL Y (349,686.94) 1.00 349,686.94 (349,686.94) - - 2.40907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/07/2022 04/06/2022 04/07/2022 63616KE54 PURCHASED PAR VALUE OF NATIONAL FUEL GAS CO C P 5/05/22 /MTGSUS6SF1C SOFA SECS NEW YORK/350,000 PAR VALUE AT 99.91055429 350,000.00 1.00 (349,686.94) 349,686.94 - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/08/2022 04/08/2022 04/08/2022 318460203 SOLD UNITS OF FIRST AM GOVT OB FD CL Y (19,746.32) 1.00 19,746.32 (19,746.32) - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/08/2022 04/06/2022 04/08/2022 73358W4V3 PURCHASED PAR VALUE OF PORT AUTH N Y N J NY 1.086% 7/01/23 /JPMSUS3X JP MORGAN SEC NY/20,000 PAR VALUE AT 98.439% 20,000.00 0.98 (19,687.80) 19,687.80 - - 240907004 RCTC 2017 TIF1A PRJ SALES TAX REV 04/08/2022 04/08/2022 73358W4V3 PAID ACCRUED INTEREST ON PURCHASE OF PORT AUTH N Y N J NY 1.086% 7/01/23 - - (58.52) - - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/11/2022 14687BAF3 INTEREST EARNED ON CARVANA AUTO RECB 0.27999% 3/10/24$1 PV ON 21.3000 SHARES DUE 4/10/2022 $0.00023/PV ON 91,289.57 PV DUE 4/10/22 - 21.30 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/11/2022 04/10/2022 04/11/2022 14687BAF3 PAID DOWN PAR VALUE OF CARVANA AUTO RECB 0.27999% 3/10/24 (34,720.27) - 34,720.27 (34,724.94) (4.67) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/11/2022 14687BAF3 AMORTIZED PREMIUM ON CARVANA AUTO RECB 0.27999% 3/10/24 CURRENT YEAR AMORTIZATION - - - (1.08) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/11/2022 04/04/2022 3137F4S78 PAID ACCRUED INTEREST ON PURCHASE OF F H L M C MLTCL MTG 4,0001 7/15/45 - - (2.39) - - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/11/2022 03/30/2022 04/04/2022 3137F4078 PURCHASED PAR VALUE OF F H L M C MLTCL MTG 4.000% 7/15/45 /STEPHENS, INC./7,179.72 PAR VALUE AT 100.1562735 % 7,179.72 1.00 (719094) 7,190.94 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/11/2022 04/11/2022 04/11/2022 310460203 PURCHASED UNITS OF FIRST AM GOVT 08 FD CL Y 95,952.04 1.00 (95,952.04) 95,952.04 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/11/2022 04/11/2022 04/11/2022 318460203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL V 160.57 1.00 (160.57) 160.57 - - 240907004 RCTC 2017 TIF1A PRJ SALES TAX REV 04/11/2022 8288070135 INTEREST EARNED ON SIMON PPTY L P 1.21856% 1/11/24$1 PV ON 120000.0000 SHARES DUE 4/11/2022 - - 160.57 - - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/12/2022 04/12/2022 04/12/2022 02530KE97 PURCHASED PAR VALUE OF AMERICAN CRYSTAL SUGAR C P 5/09/22 /WELLS FARGO SECURITIES, LLC/350,000 PAR VALUE AT 99.94% 350,000.00 1.00 (349,790.00) 349,790.00 - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/12/2022 04/12/2022 04/12/2022 318460203 SOLD UNITS OF FIRST AM GOVT 06 FD CL V (349,790.00) 1.00 349,790.00 (349,790.00) - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/12/2022 04/12/2022 04/12/2022 31846/203 PURCHASED UNITS OF FIRST AM GOVT 08 FD CL Y 350,000.00 1.00 (350,000.00) 350,000.00 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/12/2022 04/12/2022 04/12/2022 976828000 MATURED PAR VALUE OF WISCONSIN PWR LT CO C P 4/12/22 350,000 PAR VALUE AT 10046,-, (350,000.00) 1.00 349,969.38 (349,969.38) - - Page 65 of 109 RCTC RIVERSIDE COUNTY TRANSPORTATION 2017 Financing STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 Source Account 240907004 Account RCTC 2017 TIFIA PRJ SALES TAX REV Transaction Date 04/12/2022 Trade Date Settlement Date CUSIP Description Units 97682SDC0 INTEREST EARNED ON WISCONSIN PWR LT CO C P 4/12/22 $1 PV - ON 350000.0000 SHARES DUE 4/12/2022 350,000 PAR VALUE AT 100 Price - Net Cash Amount Federal Tax Cost Amount Short Term Gain/Loss Amount Long Term Gain/Loss Amount 30.62 6,908.14 (6,908.14) 92.56 - 166.67 - - - - - 240907004 RCTC 2017 TIFlA PRJ SALES TAX REV 04/15/2022 CASH RECEIPT TRANSFER FROM INCOME INCOME EARNINGS - - - - - (36.06) - - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/15/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL INCOME EARNINGS - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/15/2022 02582JHS2 INTEREST EARNED ON AMERICAN EXPRESS 1.19471% 10/15/25 $1 PV ON 92.5600 SHARES DUE 4/15/2022 $0.00062/PV ON 150,000.00 PV DUE 4/15/22 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/10/20222 02582J802 AMORTIZED PREMIUM ON AMERICAN EXPRESS 1.19471%10/15/25 CURRENT YEAR AMORTIZATION - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/15/2022 02582JJM3 INTEREST EARNED ON AMERICAN EXPRESS 2.000% 4/15/25 $1 PV ON 166.6700 SHARES DUE 4/15/2022 $0.00167/PV ON 100,000.00 PV DUE 4/15/22 - - - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/15/2022 02582JJM3 AMORTIZED PREMIUM ON AMERICAN EXPRESS 2.000% 4/15/25 CURRENT YEAR AMORTIZATION - - (30.83) - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/15/2022 12597PAC2 INTEREST EARNED ON CNH EQUIPMENT TRUST 1.160% 6/16/25 $1 PV ON 63.0100 SHARES DUE 4/15/2022 $0.00097/PV ON 65,183.82 PV DUE 4/15/22 - - 63.01 6,373.91 - - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/15/2022 04/15/2022 04/15/2022 12597PAC2 PAID DOWN PAR VALUE OF CNH EQUIPMENT TRUST 1.160% 6/16/25 (6,373;91) - (6,412.10). (38.19) 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/15/2022 12597PAC2 AMORTIZED PREMIUM ON CNH EQUIPMENT TRUST 1.160% 6/16/25 CURRENT YEAR AMORTIZATION - - - (25.82) (19,339.71) - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/15/2022 04/15/2022 04/15/2022 12598AAB6 PAID DOWN PAR VALUE OF CNH EQUIPMENT 0.230% 3/15/24 (19,34222) - 19,341.22 1.51 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/15/2022 12598AA86 INTEREST EARNED ON CNH EQUIPMENT 0.230% 3/15/24 $1 PV ON 24.3100 SHARES DUE 4/15/2022 $0.00019/PV ON 126,857.77 PV DUE 4/15/22 - - 24.31 - - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/15✓2022I 14042WAC4 INTEREST EARNED ON CAPITAL ONE PRIME 2.510% 11/15/23 $1 PV ON 166.5100 SHARES DUE 4/15/202230.00209/90 ON 79,603.12 PV DUE 4/15/22 - - 166.51 - - 240907004 RCTC 2017 TIF1A PRJ SALES TAX REV 04/15/2022 04/15/2022 04/15/2022 14042WAC4 PAID DOWN PAR VALUE OF CAPITAL ONE PRIME 2.510% 11/15/23 (17,393.79) - 17,393.79 (17,478.35) (84.56) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/15/2922: 14042WAC4 AMORTIZED PREMIUM ON CAPITAL ONE PRIME 2.510%11/15/23 CURRENT YEAR AMORTIZATION - - - (41.21) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/15/2022 14315FAF4 AMORTIZED PREMIUM ON CARMAX AUTO OWNER 1.090% 3/16/26 CURRENT YEAR AMORTIZATION - - - (5.25) - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/15/2022 14315FAF4 INTEREST EARNED ON CARMAX AUTO OWNER 1.090% 3/16/26 $1 PV ON 109.0000 SHARES DUE 4/15/2022 S0.00091/PV ON 120,000.00 PV DUE 4/15/22 -. - 109:00 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/15/2022 14315P407 AMORTIZED PREMIUM ON CARMAX AUTO OWNER 2.180% 8/15/24 CURRENT YEAR AMORTIZATION - - - (120.74) - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/15/2022 04/15/2022 04/15/2022 14315PAD7 PAID DOWN PAR VALUE OF CARMAX AUTO OWNER 2180%8/15/24 (20,297211) - 20,297',11 (20,466.05) (168.92) 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/15/2022 143159A07 INTEREST EARNED ON CARMAX AUTO OWNER 2180% 8/15/24 $1 PV ON 363.8600 SHARES DUE 4/15/2022 $0.00182/PV ON 200,293.03 PV DUE 4/15/22 - - 363.86 - - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/15/2022. 14315XAC2 INTEREST EARNED ON CARMAX AUTO OWNER 1.890% 12/16/24 $1 PV ON 94.2200 SHARES DUE 4/15/2022 $0.00157/PV ON 59,822.96 PV DUE 4/15/22 - - 94.22 - - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/15/2022 14315XAC2 AMORTIZED PREMIUM ON CARMAX AUTO OWNER 1.890%12/16/24 CURRENT YEAR AMORTIZATION - - - (36.39) - - 2.0907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/15/2022 04/15/2022 04/15/2022 14315XAC2 PAID DOWN PAR VALUE OF CARMAX AUTO OWNER 1.890% 12/16/24 (4,830.48) - 4,830.48 (4,876.74) (46.26) 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/15/2022 04/15/2022 04/15/2022 14316LAC7 PAID DOWN PAR VALUE OF CARMAX AUTO OWNER 2680% 3/15/24 (42962.45) - 42,962.45 (43,276.94) (314.49) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/15/2022 14316LAC7 AMORTIZED PREMIUM ON CARMAX AUTO OWNER 2.680% 3/15/24 CURRENT YEAR AMORTIZATION - - - (186.72) - - 240907004 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/15/2022 14316LAC7 INTEREST EARNED ON CARMAX AUTO OWNER 2.680% 3/15/24 $1 PV ON 646.8000 SHARES DUE 4/15/2022 $0.00223/PV ON 289,614.85 PV DUE 4/15/22 - - 646.80 - - - RCTC 2017 TIFIA PRJ SALES TAX REV 04/15/2022 14316NAB5 INTEREST EARNED ON CARMAX AUTO OWNER 0.220% 2/15/24 $1 PV ON 7.6500 SHARES DUE 4/15/2022 $0.00018/PV ON 41,712.88 PV DUE 4/15/22 - - 7.65 - - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/15/2022 04/15/2022 04/15/2022 14316NAB5 PAID DOWN PAR VALUE OF CARMAX AUTO OWNER 0.220% 2/15/24 (12360.49) - 12360.49 (12360.49) - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/15/2022 14316NAC3 INTEREST EARNED ON CARMAX AUTO OWNER 0.340%12/15/25 $1 PV ON 45.3300 SHARES DUE 4/15/2022 $0.00028/PV ON 160,000.00 PV DUE 4/15/22 -. - 45.33 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/15/2022 14317CAA0 INTEREST EARNED ON CARMAX AUTO OWNER 0.31282% 2/15/23 01 PV ON 50.0700 SHARES DUE 4/15/2022 $0.00027/PV ON 185,864.53 PV DUE 4/15/22 - - 50.07 - - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/15/2022- 04/15/2022 04/15/2022 14317CAA0. PAID DOWN PAR VALUE OF CARMAX AUTO OWNER 0.31282% 2/15/23 (64,458.12) - 64,458.12 .(64,458,12) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/15/2022 161571H92 INTEREST EARNED ON CHASE ISSUANCE TRUST 1.530% 1/15/25 $1 PV ON 255.0000 SHARES DUE 4/15/2022 $0.00128/PV ON 200,000.00 PV DUE 4/15/22 - - 255.00 - - - 108 Page 66 of 109 ROTC RIVERSIDE COUNTY TRANSPORTATION 2017 Financing STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 Source Account 240907004 Account RCTC 2017 TIFIA PRJ SALES TAX REV Transaction Date 04/15/2022 Trade Date Settlement Date CUSIP Description Units 21684LC59 INTEREST EARNED ON C00PERATIEVE C D 0.54096% 6/15/22 $1 PV - ON 375000.0000 SHARES DUE 4/15/2022 Pric Net Cash Amount Federal Tax Cost Amount Short Term Gain/Loss Amount Long Term Gain/Loss Amount - 115.52 - 74.02 - 10,889.14 - (14914.82) - (25.68) -. 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/15/2022 04/15/2022 233854AC2 INTEREST EARNED ON DAIMLER TRUCKS 1.220% 9/15/23 $1 PV ON 74.0200 SHARES DUE 4/15/2022 $0.00102/PV ON 72,805.51 PV DUE 4/15/22 - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/15/2022 04/15/2022 233854AC2 PAID DOWN PAR VALUE OF DAIMLER TRUCKS 1.220% 9/15/23 (10)089:14) 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/15/2022 233854AC2 AMORTIZED PREMIUM ON DAIMLER TRUCKS 1.220% 9/15/23 CURRENT YEAR AMORTIZATION - - - (21.12) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/15/2022 04/15/2022 04/15/2022 345286AA6 PAID DOWN PAR VALUE OF FORD CR AUTO OWN 0.23886% 2/15/23 (65,555.72) - 65,555.72 :(65,555:72). - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/15/2022 345286AA6 INTEREST EARNED ON FORD CR AUTO OWN 0.23886% 2/15/23 $1 PV ON 36.5100 SHARES DUE 4/15/2022 $0.00021/PV ON 177,484.30 PV DUE 4/15/22 - - 36.51 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/15/2022 34528QHB3 INTEREST EARNED ON FORD CREDIT 1.47471% 9/15/24 $1 PV ON 171.6300 SHARES. DUE 4/15/2022 $0,00086/PV ON 200,000,00 PV DUE 4/15/22 - - 171.63 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/15/2022 34528QHB3 AMORTIZED PREMIUM ON FORD CREDIT 1.47471% 9/15/24 CURRENT YEAR AMORTIZATION - - - (21.11) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/15/2022 34528QHL1 AMORTIZED PREMIUM ON FORD CREDIT MSTR 1.37471% 9/15/25 CURRENT YEAR AMORTIZATION - - - (142.30) - 240907004 RCTC 2017 TIF1A PRJ SALES TAX REV 04/15/2022 34528QHL1 INTEREST EARNED ON FORD CREDIT MSTR 1.37471% 9/15/25 $1 PV ON 304.9600 SHARES DUE 4/15/2022 $0.00077/PV ON 395,000.00 PV DUE 4/15/22 - - 304.96 - - 2.40907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/15/2022 34531 KAD4 AMORTIZED PREMIUM ON FORD CREDIT AUTO 1.870% 3/15/24 CURRENT YEAR AMORTIZATION - - - (179.91) .. 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/15/2022 04/15/2022 04/15/2022 34531KA54 PAID DOWN PAR VALUE OF FORD CREDIT AUTO 1.870% 3/15/24 (50,779.26) - 50,779.26 (51,023.33) (244.07) 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/15/2022 34531KAD4 INTEREST EARNED ON FORD CREDIT AUTO 1.870% 3/15/24 $1 PV ON 662.3000 SHARES DUE 4/15/2022 $0.00156/PV ON 425,003.89 PV DUE 4/15/22 - - 662.30 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/15/2022 58769EAC2 AMORTIZED PREMIUM ON MERCEDES BENZ AUTO 0.400% 11/15/23 CURRENT YEAR AMORTIZATION - - - (21.17) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX 04/15/2022 04/15/2022 04/15/2022 58769EAC2 PAID DOWN PAR VALUE OF MERCEDES BENZ AUTO 0.400%11/15/23 (20,314:45) - 20,314:45 .(20,538,07)REV 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/15/2022 58769EAC2 INTEREST EARNED ON MERCEDES BENZ AUTO 0.400% 11/15/23 $1 PV ON 113.3300 SHARES DUE 4/15/2022 $0.00033/PV ON 340,000.00 PV DUE 4/15/22 - - 113.33 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/15/2022 594615HN9 INTEREST EARNED ON MICHIGAN ST BLDG 0.461% 10/15/22 $1 PV ON 150000.0000 SHARES DUE 4/15/2022 - - 345.75 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/15/2022 04/15/2022 04/15/2022 80285RAE8 PAID DOWN PAR VALUE OF SANTANDER DRIVE 0.960%11/15/24 (33,968.66) - 33,968.66 (33,997.21) (28.55) 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/15/2022 80285RAE8 AMORTIZED PREMIUM ON SANTANDER DRIVE 0.960%11/15/24 CURRENT YEAR AMORTIZATION - - - (2.71) .. 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/15/2022 80285RAE8 INTEREST EARNED ON SANTANDER DRIVE 0.960%11/15/24 $1 PV ON 38.9200 SHARES DUE 4/15/2022 $0.00080/PV ON 48,645.70 PV DUE 4/15/22 - - 38.92 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/15/2022 80286NAE6 INTEREST EARNED ON SANTANDER DRIVE AUTO 0.500% 4/15/25 $1 PV ON 116.6700 SHARES DUE 4/15/2022 $0.00042/PV ON 280,000.00 PV DUE 4/15/22 - - 116.67 - - 240907004 RCTC 2017 TIF1A PRJ SALES TAX REV 04/15/2022 80286NAF3 INTEREST EARNED ON SANTANDER DRIVE 0,750% 2/17/26 S1 PV ON 62.5100 SHARES DUE 4/15/2022 $0.00063/PV ON 100,000.00 PV DUE 4/15/22 - - 62.51 - - 240907004 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/15/2022 80286NAF3 AMORTIZED PREMIUM ON SANTANDER DRIVE 0.750% 2/17/26 CURRENT YEAR AMORTIZATION - - - (4.54) - RCTC 2017 TIFIA PRJ SALES TAX REV 04/15/2022 87166PAF8 INTEREST EARNED ON SYNCHRONY CARD 2.340% 6/16/25 $1 PV ON 487.5000 SHARES DUE 4/15/2022 $0.00195/PV ON 250,000.00 PV DUE 4/15/22 - - 487,50 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/15/2022 87166PAF8 AMORTIZED PREMIUM ON SYNCHRONY CARD 2.340% 6/16/25 CURRENT YEAR AMORTIZATION - - - (13.37) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/15/2022 89236XAC0 INTEREST EARNED ON TOYOTA AUTO 0.350% 1/15/25 $1 PV ON 87.5000 SHARES DUE 4/15/2022 $0.00029/PV ON 300,000.00 PV DUE 4/15/22 - - 87.50 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/15/2022 04/15/2022 04/15/202289236XAC0 PAID DOWN PAR VALUE OF TOYOTA AUTO 0.350% 1/15/25 (15,146.03) - 15,146.03 (15,081.54) 64.49 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/15/2022 91324PDD1 INTEREST EARNED ON UNITEDHEALTH GROUP 2.375%10/15/2281 PV ON 300000.0000 SHARES DUE 4/15/2022 - - 3,562.50 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/15/2022 91324PDD1 AMORTIZED PREMIUM ON UNITEDHEALTH GROUP 2375%10/15/22 CURRENT YEAR AMORTIZATION - - - (283.06) - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/15/2022 98162HAC4 AMORTIZED PREMIUM ON WORLD OMNI 1.700% 1/15/23 CURRENT YEAR AMORTIZATION - - - (33.61) - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/15/2022 04/15/2022 04/15/2022 98162HAC4 PAID DOWN PAR VALUE OF WORLD OMNI 1.700% 1/15/23 (8,903.66) - 8,903.66 (8,950.44) (46.78) 240907004 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/15/2022 98162HAC4 INTEREST EARNED ON WORLD OMNI 1.700% 1/15/23 $1 PV ON 80.3900 SHARES DUE 4/15/2022 $0.00142/PV ON 56,746.89 PV DUE 4/15/22 - - 80.39 - - RCTC 2017 TIFIA PRJ SALES TAX REV 04/18/20221 CASH DISBURSEMENT TRANSFER TO. PRINCIPAL INCOME EARNINGS - - (69.75) - - 109 Page 67 of 109 RIVERSIDE COUNTY RCTC TRANSPORTATION 2017 Financing STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 Source Account Account 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV Transaction Date 04/18/2022 Trade Date Settlement Date CUSIP Description Units CASH RECEIPT TRANSFER FROM INCOME INCOME EARNINGS - PrIt4 - Net Cash Amount 69.75 Federal Tax Cost Amount - 349,826.46 Short Term Gain/Loss Amount Long Term Gain/Loss Amount - - - - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/18/2022 04/18/2022 04/18/2022 05916SE97 PURCHASED PAR VALUE OF BALTIMORE GAS ELEC CO C P 5/09/22 /CITIGROUP GLOBAL MARKETS INC/350,000 PAR VALUE AT 99.95041714 % 350,000.00 1.00 (349,826.46) 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/18/2022 04/18/2022 12596JAE3 PAID ACCRUED INTEREST ON PURCHASE OF CNN EQUIPMENT TR 3.340% 7/15/26 - - (27.83) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/18/2022 04/14/2022 04/18/2022 12596JAE3 PURCHASED PAR VALUE OF CNH EQUIPMENT TR 3.340% 7/15/26 /PERSHING LLC/100,000 PAR VALUE AT 100.57031% 100,000.00 1.01 (100,570.31) 100,570.31 - _ 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/18/2022 04/18/2022 12596TAE1 PAID ACCRUED INTEREST ON PURCHASE OF CNN EQUIP TR 2.870% 11/16/26 - - (17.94) - - - _ 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/18/2022 04/14/2022 04/18/2022 12596TAE1 PURCHASED PAR VALUE OF CNH EQUIP TR 2.870%11/16/26 /PERSHING LLC/75,000 PAR VALUE AT 100.17188 % 75,000.00 1.00 (75,128.91) 75,128.91 _ 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/18/2022 04/17/2022 04/18/2022 313375288 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 6.000% 7/17/24 (13,984.56) - 13,984.56 (14,455.00) (470.44) 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/18/2022 3133T52K8 AMORTIZED PREMIUM ON F H L M 0 MLTCL MTG 6.000% 7/17/24 CURRENT YEAR AMORTIZATION - - - (571.69) - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/18/2022 3133T52K8 INTEREST EARNED ON F H L M C MLTCL MTG 6.000% 7/17/24 $1 PV ON 1096.4000 SHARES DUE 4/17/2022 $0.00500/PV ON 219,280.55 PV DUE 4/17/22 - - 1,096.40 - - - 240907004 RCTC 2017 TIFIA PRJ. SALES TAX REV 04/18/2022 04/18/2022 04/18/2022 31846V203 PURCHASED UNITS 0P FIRST AM GOVT OB FD CL Y 226,174:50 1:00 (226,174,50) 226,174.50 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/18/2022 04/18/2022 04/18/2022 31046V203 SOLD UNITS OF FIRST AM GOVT OB FD CL Y (308,766.54) 1.00 308,766.54 (308,766.54) - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/18/2022 36258MAF1 INTEREST EARNED ON GM FIN CONS ATMB 2.040% 2/18/25 51 PV ON 510.0000 SHARES DUE 4/16/2022 $0.00170/PV ON 300,000.00 PV DUE 4/16/22 - - 510.00 - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/18/2022 36258MAF1 AMORTIZED PREMIUM ON GM FIN CONS ATMB 2.040% 2/18/25 CURRENT YEAR AMORTIZATION - - - (286.82) - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/18/2022 04/16/2022 04/18/2022 38013FAD3 PAID DOWN PAR VALUE OF GM FINANCIAL 3.210%10/16/23 (10,691.80) - 10,691.80 (10,717:74) - (25.94) 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/18/2022 38013FAD3 AMORTIZED PREMIUM ON GM FINANCIAL 3.210%10/16/23 CURRENT YEAR AMORTIZATION - - - (6.54) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/18/2022 38013FAD3 INTEREST EARNED ON GM FINANCIAL 3.210% 10/16/23 $1 PV ON 64.2300 SHARES DUE 4/16/2022 $0.00268/PV ON 24,011.83 PV DUE 4/16/22 =` 6423 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/18/2022 04/18/2022 04/18/2022 43814WAC9 PAID DOWN PAR VALUE OF HONDA AUTO 1830% 3/20/23 (14,509.39) - 14,509.39 (14,557.23) (47.84) - 240907004 RCTC 2017 TIF1A PRJ SALES TAX REV 04/18/2022 43814WAC9 INTEREST EARNED ON HONDA AUTO 2.830% 3/20/23$1 PV ON 93.8200 SHARES DUE 4/18/2022 $0.00236/PV ON 39,780.63 PV DUE 4/18/22 - - 93.82 --. - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/18/2022- 43814WAC9 AMORTIZED PREMIUM ON HONDA AUTO 2.830% 3/20/23 CURRENT YEAR AMORTIZATION - - - (24.49) - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/18/2022 64986MJ63 INTEREST EARNED ON NEW YORK ST HSG 0.84999%11/15/36'$1 PV ON 300000.0000 SHARES DUE 4/15/2022 - - 109.72 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/19/2022 CASH RECEIPT TRANSFER FROM INCOME INCOME EARNINGS - - 6,688.76 - - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/19/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL INCOME EARNINGS - - (6,688.76) - - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/19/2022 025816CD9 INTEREST EARNED ON AMERICAN EXPRESS CO 2.750% 5/20/22 $1 PV ON 423000.0000 SHARES DUE 4/19/2022 - - 4,814.59 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/19/2022 04/19/2022 04/19/2022 525616059 FULL CALL PAR VALUE OF AMERICAN EXPRESS CO 2.750% 5/20/22 /CALLS/ (423,000.00) 1.00 423,000,00 (423,000.00) - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/19/2022 025816009 AMORTIZED PREMIUM ON AMERICAN EXPRESS CO 2.750% 5/20/22 CURRENT YEAR AMORTIZATION - - - (4,303.91) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/19/2022 04/19/2022 04/19/2022 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 427,814.59 1.00 (427,814.59) 427,814.59 -- - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/20/2022 CASH RECEIPT TRANSFER FROM INCOME INCOME EARNINGS - - 194.11 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/20/2022- CASH DISBURSEMENT TRANSFER TO PRINCIPAL INCOME EARNINGS - - (194.11) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/20/2022 04/20/2022 04/20/2022 31046V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 3,170.18 1.00 (3,170.18) 3,170.18 - - 240907004 RCTC 2017 TIF1A PRJ SALES TAX REV 04/20/2022 36259KAF4 INTEREST EARNED ON GM FINANCIAL 1.840% 12/20/23 $1 PV ON 1226600 SHARES DUE 4/20/2022 $0.00153/PV ON 80,000.00 PV DUE 4/20/22 - 122.66 --. - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/20/2022 36259KAF4 AMORTIZED PREMIUM ON GM FINANCIAL 1.840%12/20/23 CURRENT YEAR AMORTIZATION - - - (272) - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/20/2022 38378JZD7 INTEREST EARNED ON G N M A GTD REMIC 1.500%12/20/40 $1 PV ON 71.4500 SHARES DUE 4/20/2022 $0,00125/PV ON 57,158.44 PV DUE 4/20/22 = -- 71.45 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/20/2022 04/20/2022 04/20/2022 38378JZD7 PAID DOWN PAR VALUE OF G N M A GTD REMIC 1.500% 12/20/40 (2,976.07) - 2,976.07 (2,999.91) (23.84) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/20/2022 38378JZD7 AMORTIZED PREMIUM ON G N M A GTD REMIC 1.500%12/20/40 CURRENT YEAR AMORTIZATION - - - (9.07) - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/21/2022 CASH RECEIPT TRANSFER FROM INCOME INCOME EARNINGS - - 2,31150 - - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/21/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL INCOME EARNINGS 4,1_p - - (2,312.50) - - - Page 68 of 109 RIVERSIDE COUNTY RCTC TRANSPORTATION 2017 Financing STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 Source Account Account Transaction Date Trade Date Settlement Date CUSIP Description Units Price Net Cash Amount Federal Tax Cost Amount Short Term Gain/Loss Amount Long Term Gain/Loss Amount 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/21/2022 04/21/2022 04/21/2022 318460203 PURCHASED UNITS OF FIRST AM GOVT 08 FD CL Y 2,312.50 1,00 (2,312.50) 2,312.50 - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/21/2022 3814150L2 INTEREST EARNED ON GOLDMAN SACHS 0.925% 10/21/2451 PV ON 500000.0000 SHARES DUE 4/21/2022 - - 2,312.50 - - - - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/25/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL INCOME EARNINGS - - (8,172.70) - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/25/2022 CASH RECEIPT TRANSFER FROM INCOME INCOME EARNINGS - - 8,172.70 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/25/2022 04/21/2022 04/25/2022 12596EAC8 PURCHASED PAR VALUE OF CNH EQUIPMENT TRUST 3.190%11/15/23 /BOFMCAT2 BANK OF MONTREAL/12591.07 PAR VALUE AT 100 15625285 % 12,591.07 1.00 (12,610.74) 12,610.74 - 240907004 RCTC 2017 TIFlA PRJ SALES TAX REV 04/25/2022 04/25/2022 12596EAC8 PAID ACCRUED INTEREST ON PURCHASE OF CNH EQUIPMENT TRUST 3.190% 11/15/23 - - (11.16) - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/25/2022 04/25/2022 12596EAC8 PAID ACCRUED INTEREST ON PURCHASE OF CNH EQUIPMENT TRUST 3.190% 11/15/23 - - (91.35) - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/25/2022 04/21/2022 04/25/2022 12596EAC8 PURCHASED PAR VALUE OF CNH EQUIPMENT TRUST 3..190%11/15/23 /RCMCUS31 UNITED STATES/103,089.35 PAR VALUE AT 100.16796739 103,089.35 1.00 (103,26251) 103,262.51 - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/25/2022 3136AGP89 INTEREST EARNED ON F N M A GTD REMIC 3.000% 3/25/40 $1 PV ON 504.7000 SHARES DUE 4/25/2022 DEFERRED INTEREST FOR 4/25/22 ON PAVUP ISSUE - - 504.70 - - - _ 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/25/2022 04/25/2022 04/25/2022 3136AGP89 PAID DOWN PAR VALUE OF F 9 M A GTD REMIC 3.000% 3/25/40 (18,172,40 - 16,17246 .(18,273.28) (100.82) 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/25/2022 04/25/2022. 04/25/2022 3136AGP89 PURCHASED PAR VALUE OF F N M A GTE REMIC 3.000% 3/25/40 504.70 402.25 (504.70) 504.70 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/25/2022 3136AGP89 AMORTIZED PREMIUM ON F N M A GTD REMIC 3.000% 3/25/40 CURRENT YEAR AMORTIZATION - - - {15.36)'. - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/25/2022 313750407 INTEREST EARNED ON F H L M C MLTCL MT 2.615% 1/25/23 $1 PV ON 435.8400 SHARES DUE 4/25/2022 $0.00218/PV ON 200,000.00 PV DUE 4/25/22 - - 435.84 - - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/25/2022 313750407 AMORTIZED PREMIUM ON F H L M C MLTCL MT 2.615% 1/25/23 CURRENT YEAR AMORTIZATION - - (218.44) - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/25/2022 04/25/2022 04/25/2022 313781 U75 PAID DOWN PAR VALUE OF F H L M C MLTCL MT 2.522% 1/25/23 (125.40) - 125.40 (125.55) (0.15) 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/25/2022 3137E1 U75 INTEREST EARNED ON F H L M C MLTCL MT 2.522% 1/25/23 $1 PV ON 58.5700 SHARES DUE 4/25/2022 $0.00210/PV ON 27,867.92 PV DUE 4/25/22 - - 58.57 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/25/2022 313751U75 AMORTIZED PREMIUM ON F H L M C MLTCL MT 2.522% 1/25/23 CURRENT YEAR AMORTIZATION - - - (3.31) - - 24090700.4 RCTC 2017 TIFIA PRJ SALES TAX REV 04/25/2022 3137B5JM6 INTEREST EARNED ON F H L M C MLTCL MTG 3.531% 7/25/23 51 PV ON 147.1300 SHARES DUE 4/25/2022 $0.00294/PV ON 50,000.00 PV DUE 4/25/22 - - 147.13 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/25/2022 313785JM6 AMORTIZED PREMIUM ON F H L M C MLTCL MTG 3.531% 7/25/23 CURRENT YEAR AMORTIZATION - - - (109.38) - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 0_4125/902, 3137070X1 INTEREST EARNED ON F H L M C MLTCL MTG 2.592% 4/25/2351 PV ON 428.7700 SHARES DUE 4/25/2022 $0.00216/PV ON 198,505.76 PV DUE 4/25/22 - _ 428.77 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/25/2022 04/25/2022 04/25/2022 313787YX1 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 2.592% 4/25/23 (15,554.99) - 15,554.99 (15,626.22) - (71.23) 240907004 RCTC 2017 TIFIA PRJ. SALES TAX REV 04/25/2022 3137870X1 AMORTIZED PREMIUM ON F H L M C MLTCL MTG 2.592% 4/25/23 CURRENT YEAR AMORTIZATION - - - (77.21) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/25/2022 04/25/2022 04/25/2022 3137BC2N7 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 2.364% 2/25/23 (546.27) - 546.27 (549.17) (2.90) 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/25/2022 31378C297 INTEREST EARNED ON F H L M C MLTCL MTG 2.364% 2/25/23 51 PV ON 70.0400 SHARES DUE 4/25/2022 $0.00197/PV ON 35,551.30 PV DUE 4/25/22 .. - 70.04 .. - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/25/2022 3137BC2N7 AMORTIZED PREMIUM ON F H L M C MLTCL MTG 2364% 2/25/23 CURRENT YEAR AMORTIZATION - - - (19.13) - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/25/2022 3137BJP56 INTEREST EARNED ON F H L M C MLTCL MTG 2.697% 1/25/25 $1 PV ON 240.7300 SHARES DUE 4/25/2022 $0.00321/PV ON 75,053.67 PV DUE 4/25/22 - - 240.73 - - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/25/2022 04/25/2022 04/25/2022 3137BJP56 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 2.697% 1/25/25 (23,652.27) - 23,652.27 (23,966.21) (313.94) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/25/2022 3137BJP56 AMORTIZED PREMIUM ON F H L M C MLTCL MTG 2.697% 1/25/25 CURRENT YEAR AMORTIZATION - - - (47_53) - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/25/2022 31378JQ71 AMORTIZED PREMIUM ON 0 5 L M 0 MLTCL MT 2.76996% 5/25/25 CURRENT YEAR AMORTIZATION - - - (399.19) - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/25/2022 31378J571 INTEREST EARNED ON 9 H L M C MLTCL MT 2.76996% 5/25/25 $1 PV ON 6925000 SHARES DUE 4/25/2022 $0.00231/PV ON 300,000.00 PV DUE 4/25/22 - 692.50 216.02 - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/25/2022- 04/25/2022. 04/25/2022 31378SPW7 PAID DOWN PAR VALUE OF9 H L M C MLTCL MTG 2.454% 8/25/23 (216.02) - (216.99) (0.97) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/25/2022 03/29/2022 04/01/2022 3137BSPW7 PURCHASED PAR VALUE OF F H L M C MLTCL MTG 2.454% 8/25/23 /WFSLUS33 WELLS FARGO CHARL NC/42,384.46 PAR VALUE AT 99.77734764 % 42854i46 1.00 (42290.09) 4229009 - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/25/2022 31378SPW7 INTEREST EARNED ON F H L M C MLTCL MTG 2.454% 8/25/23 $1 PV ON 385.6700 SHARES DUE 4/25/2022 $0.00205/PV ON 188,591.41 PV DUE 4/25/22 - - 385.67 - - - 111 Page 69 of 109 RCTC RIVERSIDE COUNTY TRANSPORTATION 2017 Financing STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 Source Account 240907004 Account RCTC 2017 TIFIA PRJ SALES TAX REV Transaction Date 04/25/2022 Trade Date Settlement Date CUSIP Description Units 3137BSPW7 AMORTIZED PREMIUM ON F H L M C MLTCL MTG 2.454% 8/25/23 - CURRENT YEAR AMORTIZATION Pric'- - - Net Cash Amount Federal Tax Cost Amount Short Term Gain/Loss Amount Long Term Gain/Loss Amount - 42.31 240.66REV (4682) - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/25/2022 3137FQXG3 INTEREST EARNED ON F H L M C MLTCL MT 1.18139% 7/25/24 $1 PV ON 42.3100 SHARES DUE 4/25/2022 $0.00050/PV ON 84505.34 PV DUE 4/25/22 - 240907004 RCTC 2017 TIFIA PRJ SALES TAX 04/25/2022 3137G0FJ3 INTEREST EARNED ON F H. L M C. MLTCL 468128% 5/25/25.$1 PV ON 240.6600 SHARES DUE 4/25/2022 $0.00319/PV ON 75401.22 PV DUE 4/25/22 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/25/2022 04/25/2022 04/25/2022 3137GOFJ3 PAID DOWN PAR VALUE OF F H L M C MLTCL 4.68128% 5/25/25 (4,656.84) - 4,656.84 (4,699.90) (43.06) 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/25/2022 3137G0FJ3 AMORTIZED PREMIUM ON F H L M C MLTCL 4.68128% 5/25/25 CURRENT YEAR AMORTIZATION - - - (42.46) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/25/2022 04/25/2022 04/25/2022 318469203 SOLD UNITS OF FIRST AM GOVT 08 FD CL Y (84,871.25) 1.00 84,871.25 (84,871.25) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/25/2022 04/25/2022 04/25/2022 318469203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 42,645.01 1.00 (42,645.01) 42,645:01 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/25/2022 617447401 INTEREST EARNED ON MORGAN STANLEY 3.737% 4/24/24 $1 PV ON 430000.0000 SHARES DUE 4/24/2022 - - 8,034.55 - - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/25/2022 61744YA01 INTEREST EARNED ON MORGAN STANLEY 3.737% 4/24/24 $1 PV ON 430000.0000 SHARES DUE 4/24/2022 ***TAX INCOME ONLY *** - - - - - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/25/2022 617444A01 AMORTIZED PREMIUM ON MORGAN STANLEY 3.737% 4/24/24 CURRENT YEAR AMORTIZATION - - - (4,06228) 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/26/2022 CASH RECEIPT TRANSFER FROM INCOME INCOME EARNINGS - - 2,760.01 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/26/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL INCOME EARNINGS - - (2,760.01) - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/26/2022 314168TW8 INTEREST EARNED ON F N M A #995265 5.500% 1/01/24 $1 PV ON 258.4500 SHARES DUE 4/25/2022 MARCH FNMA DUE 4/25/22 - - 258.45 - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/26/2022 314168TW8 AMORTIZED PREMIUM ON F N M A #995265 5.500% 1/01/24 CURRENT YEAR AMORTIZATION - - - (32.84) - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/,29/2022 04/25/2022 04/26/2022 31416BTW8 PAID DOWN PAR VALUE OF F N M A #995265 5.500% 1/01/24 MARCH FNMA DUE 4/25/22 (2,0948$9 - 709489 (7,133.00) - (38.11) 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/26/2022 04/26/2022 04/26/2022 318469203 PURCHASED UNITS OF FIRST AM GOVT OB FO CL Y 7,353.34 1.00 (7,353.34) 7,353.34 - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/27/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL INCOME EARNINGS - - (10,125.00) - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/27/2022 CASH RECEIPT TRANSFER FROM INCOME INCOME EARNINGS - - 10,125.00 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/27/2022 172967L02 INTEREST EARNED ON CITIGROUP INC 2700%10/27/22 $1 PV ON 750000.0000 SHARES DUE 4/27/2022 - - 10,125.00 - - 240907004 240907004 RCTC 2017 TIFIA PRJ SALES TAX 04/27/2022 04/27/2022 172967L02 04/27/2022 04/27/2022 318469203 AMORTIZED PREMIUM ON CITIGROUP INC 2.700% 10/27/22 CURRENT YEAR AMORTIZATION - - - (5,750.13) - PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 10,125.00 1.00 (10,125.00) 10,125.00 - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/28/2022 04/21/2022 04/28/2022 14317HA87 PURCHASED PAR VALUE OF CARMAX AUTO OWNER 2.810% 5/15/25 /MTGSUS6SFIC BOFA SECS NEW YORK/145,000 PAR VALUE AT 99.99233793 % 145,000.00 1.00 (144,988.89) 144,988.89 - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/28/2022 04/28/2022 04/28/2022 318469203 SOLD UNITS OF FIRST AM GOVT OB FD CL Y (144,988.89) 1.00 144,98$.89 (144,988.89). - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/29/2022 04/29/2022 02582JHL7 PAID ACCRUED INTEREST ON PURCHASE OF AMERICAN EXPRESS 2.350% 5/15/25 - - (274.17) - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/29/2022 04/27/2022 04/29/2022 02582JHL7 PURCHASED PAR VALUE OF AMERICAN EXPRESS 2.350% 5/15/25 /TORONTO DOMINION SECURITIES (8/300,000 PAR VALUE AT 100.31640667 % 300,000.00 1.00 (300,949.22) 300,949.22 - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/29/2022 04/26/2022 04/29/2022 3137PCM35 PURCHASED PAR VALUE OF F H L M C MLTCL MTG 2.951% 2/25/24 /HILLTOP SECURITIES INC./125,136.7 PAR VALUE AT 100.2148424 % 125,136.70 1.00 (125,405.55) 125,405.55 - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/29/2022 04/29/2022.3137FCM35 PAID ACCRUED INTEREST ON PURCHASE OF F H L M C MLTCL MTG 2.951% 2/25/24 - - (287.22) 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 04/29/2022 04/29/2022 04/29/2022 318469203 SOLD UNITS OF FIRST AM GOVT OB FD CL Y (426,916.16) 1.00 426,916.16 (426,916.16) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/02/2022 CASH RECEIPT TRANSFER FROM INCOME INCOME EARNINGS -. - 373.03 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/02/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL INCOME EARNINGS - - (373.03) - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/02/2022 225500487 INTEREST EARNED ON CREDIT SUISSE AG 1.14103% 2/02/24 $1 PV ON 410000.0000 SHARES DUE 5/2/2022 - -- 561:71 - _ 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/02/2022 05/02/2022 05/02/2022 318469203 PURCHASED UNITS OF FIRST AM GOVT 08 FD CL Y 3,193.88 1.00 (3,193.88) 3,193.88 - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/02/2022 05/02/2022 05/02/2022 318469203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 934.42 1,00 (93442) 934.42 - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/02/2022 318469203 INTEREST EARNED ON FIRST AM GOVT OB FD CL V UNIT ON 0.0000 SHARES DUE 4/30/2022 INTEREST FROM 4/1/22 TO 4/30/22 - - 1.80 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/02/2022 91282CCQ2 INTEREST EARNED ON U S TREASURY NT 0.00001% 7/31/23 $1 PV ON 1510000.0000 SHARES DUE 4/30/2022 - - 2,014.96 - - 112 Page 70 of 109 RIVERSIDE COUNTY RCTC TRANSPORTATION 2017 Financing STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 Source Account Account Transaction Date Units Price Net Cash Amount Federal Tax Cost Amount Short Term Long Term Gain/Loss Gain/Loss Amount Amount Trade Date Settlement Date CUSIP Description 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/02/2022 91282CDE8 AMORTIZED PREMIUM ON U S TREASURY NT 0.325%10/31/23 CURRENT YEAR AMORTIZATION - - - (141.89) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/02/2022 91202CDE8 INTEREST EARNED ON U S TREASURY NT 0.325% 10/31/23 $1 PV ON 1150000.0000 SHARES DUE 4/30/2022 - - 1,551.63 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/03/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL INCOME EARNINGS - - (4,249.52) - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/03/2022 CASH RECEIPT TRANSFER FROM INCOME INCOME EARNINGS - - 4,249.52 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/03/2022 025816CK3 INTEREST EARNED ON AMERICAN EXPRESS CO 0.750% 11/03/23 $1 PV ON 285000.0000 SHARES DUE 5/3/2022 - - 1,062.81 - - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/03/2022 05/03/2022 05/03/2022 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 1'44.28 1.00 (164.38) 164.38 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/03/2022- 05/03/2022 05/03/2022 31846V203 SOLD UNITS OF FIRST AM GOVT OB FD CL Y (65,512.26) 1.00 65,512.26 (65,512.26) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/03/2022 65339KBX7 INTEREST EARNED ON NEXTERA ENERGY CAP 0.44946%11/03/2351 PV 08 120000.0000 SHARES DUE 5/3/2022 - -- 164.38 _ - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/04/2022 CASH RECEIPT TRANSFER FROM INCOME INCOME EARNINGS - - 164.38 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/04/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL INCOME EARNINGS - - (164.38) - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/05/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL INCOME EARNINGS - - (273.86) - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/05/2022 CASH RECEIPT TRANSFER FROM INCOME INCOME EARNINGS - - 273.86 - - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/05/2022 05/05/2022 05/05/2022 318464203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 248,357.80 1.00 (248,357.80) 248,357.80 - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/05/2022 05/05/2022 05/05/2022 636166E54 MATURED PAR VALUE OF NATIONAL FUEL GAS CO C P 5/05/22 350,000 PAR VALUE AT 100 % (350,000.00) 1.00 349,686.94 (349,686.94) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/05/2022 63616KE54 INTEREST EARNED ON NATIONAL FUEL GAS CO C P 5/05/22 $1 PV ON 350000.0000 SHARES DUE 5/5/2022350,000 PAR VALUE AT 100 % - - 313.06 - - 240907004 ROTC 2017 TIFIA PRJ SALES TAX REV 05/06/2022 05/06/2022 05/06/2022 31846V203 SOLD UNITS OF FIRST AM GOVT OB FD CL Y (58,308.41) 1.00 58,308.47 (58,308.47). - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/09/2022 CASH RECEIPT TRANSFER FROM INCOME INCOME EARNINGS - - 119.84 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/09/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL INCOME EARNINGS - - (119,84) - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/09/2022 05/09/2022. 05/09/2022 02530KE97 MATURED PAR VALUE OF AMERICAN CRYSTAL SUGAR C P 5/09/22 350,000 PAR VALUE AT 100 % (350,000.00) 1.00 349,790.00 (349,790.00) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/09/2022 02530KE97 INTEREST EARNED ON AMERICAN CRYSTAL SUGAR C P 5/09/22 81 PV ON 350000.0000 SHARES DUE 5/9/2022350,000 PAR VALUE AT 100 % - 210:00 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/09/2022 05/09/2022 05/09/2022 02530KF88 PURCHASED PAR VALUE OF AMERICAN CRYSTAL SUGAR C P 6/08/22 /WELLS FARGO SECURITIES, LLC/550,000 PAR VALUE AT 99.904165 % 550,000.00 1.00 (549,472.91) 549,472.91 - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/09/2022 05/05/2022 05/09/2022 02582JJN1 PURCHASED PAR VALUE OF AMERICAN EXPRESS 2.000% 4/15/25 /TORONTO DOMINION SECURITIES (U/15,000 PAR VALUE AT 100.125 % 15,000.00 1.00 (15,018.75) 15,018.75 - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/09/2022 05/05/2022 05/09/2022 02582JJN1 PURCHASED PAR VALUE OF AMERICAN EXPRESS 2.000% 4/15/25 /JPMSUS3X JP MORGAN SEC NY/140,000 PAR VALUE AT 100.125 % 140,000.00 1.00 (140,175.00) 140,175.00 - 240907004 ROTC 2017 TIFIA PRJ SALES TAX RE/ 05/09/2022. 05/09/2022 02582JJN1 PAID ACCRUED INTEREST ON PURCHASE OF AMERICAN EXPRESS 2,000% 4/15/25. - - (2200) - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/09/2022 05/09/2022 02582JJN1 PAID ACCRUED INTEREST ON PURCHASE OF AMERICAN EXPRESS 2.000% 4/15/25 - - (205.33) - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/09/2022 05/09/2022 05/09/2022 05916SE97 MATURED PAR VALUE OF BALTIMORE GAS ELEC CO C P 5/09/22 350,000 PAR VALUE AT 100 % (350.000.00) 1.00 349,826.46 (349,826.46) - -. 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/09/2022 05916SE97 INTEREST EARNED ON BALTIMORE GAS ELEC CO C P 5/09/22 $1 PV ON 350000.0000 SHARES DUE 5/9/2022350,000 PAR VALUE AT 100 % - - 173.54 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/09/2022 05/06/2022 3136A1KD6 PAID ACCRUED INTEREST ON PURCHASE OF F N M A GTD REMIC 4.500% 3/25/26 - - (15.94) - - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX 80/ 05/09/2022 05/03/2022 05/06/2022 3136A1 KD6 PURCHASED PAR VALUE OF F N M A GTD REMIC 4.500% 3/25/26 /STONEX FINANCIAL INC./25,507.74 PAR VALUE AT 100.125 % 25,507.74 1.00 (25,539.62) 25,539.62 - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/09/2022 05/09/2022 05/09/2022 31846V203 SOLD UNITS OF FIRST AM GOVT OB FD CL Y (583,125.32) 1.00 583,125.32 (583,125.32) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/09/2022 05/09/2022 05/09/2022 318460203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 544,578.92 1.00 (544,578.92) 544,578.92 - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/10/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL INCOME EARNINGS - - (314.59) - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/10/2022 CASH RECEIPT TRANSFER FROM INCOME INCOME EARNINGS - - 314.59 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/10/2022 05/10/2022 05/10/2022 1468784E3 PAID DOWN PAR VALUE OF CARVANA AUTO RECB 0.27999% 3/10/24 (29,200.24) - 29,200.24 (29,203.85) (3.61) 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/10/2022 14687BAF3 INTEREST EARNED ON CARVANA AUTO RECB 0.27999% 3/10/24 $1 PV ON 13.2000 SHARES DUE 5/10/202250.00023/PV ON 56,569.30 PV DUE 5/10/22 - - 13.20 - - 113 Page 71 of 109 RCTC RIVERSIDE COUNTY TRANSPORTATION 2017 Financing STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 Source Account Account Transaction Date Trade Date Settlement Date CUSIP Description Units Pric ' - Net Cash Amount Federal Tax Cost Amount Short Term Gain/Loss Amount Long Term Gain/Loss Amount 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/10/2022 14687BAF3 AMORTIZED PREMIUM ON CARVANA AUTO RECB 0.27999% 3/10/24 CURRENT YEAR AMORTIZATION - - (0.62) - - _ 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/10/2022 05/10/2022 05/10/2022 318460203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 1,386,521.79 1.00 (1,386,521.79) 1,386,521.79 - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/10/2022 05/10/2022 05/10/2022 318460203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 95,618.76 1.00 (95,618.76) 95,618.76 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/10/2022 05/10/2022 91282CCQ2 RECEIVED ACCRUED INTEREST ON SALE OF U S TREASURY NT 0.00001% 7/31/23 - - 392.21 - - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/10/2022 05/09/2022 05/10/2022 91282CCQ2 SOLD PAR VALUE OF U S TREASURY NT 0.00001% 7/31/23 /MORGAN STANLEY & CO. LLC/1,510,000 PAR VALUE AT 100.3075457 % (1;510;000.00) 1.00 1;514,643.94 (1,510,616.37) 4,027.57 - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/10/2022 91282CCQ2 AMORTIZED PREMIUM ON U S TREASURY NT 0.00001% 7/31/23 CURRENT YEAR AMORTIZATION - - - (31.27) - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/11/2022 CASH RECEIPT TRANSFER FROM INCOME INCOME EARNINGS - - 22.15 - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/11/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL INCOME EARNINGS - - (22.15) - - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/12/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL INCOME EARNINGS - - (2,550.00) + - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/12/2022 CASH RECEIPT TRANSFER FROM INCOME INCOME EARNINGS - - 2,550.00 - - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/12/2022 067390CR8 INTEREST EARNED ON BARCLAYS BANK PLC 1.700% 5/12/2281 PV ON 300000.0000 SHARES DUE 5/12/2022 - 2,550.00 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/12/2022 05/12/2022 05/12/2022 067390098 MATURED PAR VALUE OF BARCLAYS BANK PLC 1.700% 5/12/22 300,000 PAR VALUE AT 100 % (300,000.00) 1.00 300,000.00 (300,000.00) - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/12/2022 067390CR8 AMORTIZED PREMIUM ON BARCLAYS BANK PLC 1.700% 5/12/22 CURRENT YEAR AMORTIZATION - - - (165.00) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/12/2022 05/03/2022 3140J55T2 PAID ACCRUED INTEREST ON PURCHASE OF F N M A #BM1757 2.426% 4/01/23 - - (8.95) - - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/12/2022 "04/20/2022 05/03/2022 3140J55T2 PURCHASED PAR VALUE OF F N M A #BM1757 2.426% 4/01/23 /TRUIST SECURITIES, INC./66,417.12 PAR VALUE AT 99.96875806 % 66,457.12 1.00 (66,396:37) 66,396:37 - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/12/2022 05/12/2022 05/12/2022 318460203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL 7 171.64 1.00 (171.64) 171.64 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/12/2022 05/12/2022 05/12/2022 318460203 PURCHASED UNITS OF FIRST AM GOVT 013 FD CL Y 302,550.00 1,00 (302,550.00) 302,550.00 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/13/2022 05/11/2022 05/13/2022 14040HCD5 PURCHASED PAR VALUE OF CAPITAL ONE 2.600% 5/11/23 /GOLDUS33 GOLDMAN SACHS NY/300,000 PAR VALUE AT 100.027 % 300,000.00 1.00 (300,081.00) 300,081.00 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/13/2022 05/13/2022 14040HCD5 PAID ACCRUED INTEREST ON PURCHASE OF CAPITAL ONE 2.600% 5/11/23 - -- (43,33) - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/13/2022 05/11/2022 05/13/2022 14913Q2L2 PURCHASED PAR VALUE OF CATERPILLAR M T N 3.450% 5/15/23 /P9050033 PERSHING JERSEY CITY/300,000 PAR VALUE AT 100.914 % 300,000.00 1.01 (302,742.00) 302,742.00 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/13/2022 05/13/2022 14913Q2L2 PAID ACCRUED INTEREST ON PURCHASE OF CATERPILLAR M T N 3.450% 5/15/23 - - (5,117.50) - - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/13/2022 05/13/2022 05/13/2022 318460203 SOLD UNITS OF FIRST AM GOVT OB FD CLY (951,282.63) 1.00 951,28263 (951,282.63) - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/13/2922, 05/13/2022 76913CAX7 PAID ACCRUED INTEREST ON PURCHASE OF RIVERSIDE CNTY CA 2.363% 2/15/23 - - (548.74) - - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/13/2022 05/11/2022 05/13/2022 76913CAX7 PURCHASED PAR VALUE OF RIVERSIDE CNTY CA 2.363% 2/15/23 /WFSLUS33 WELLS FARGO CHARL NC/95,000 PAR VALUE AT 99.71 % 95,000.00 1.00 (94,724.50) 94,724.50 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/13/2022 05/11/2022 05/13/2022 89788JAB5 PURCHASED PAR VALUE OF TRUIST BANK MTN 1.250% 3/09/23 /MSNYUS33 MORGAN.STANLEY NY/250,000 PAR VALUE AT 98.988 % 250,000:00 0.99 (247,470.00) 247,470.00 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/13/2022 05/13/2022 89788JAB5 PAID ACCRUED INTEREST ON PURCHASE OF TRUIST BANK MTN 1.250% 3/09/23 - - (555.56) - - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/16/2022 CASH RECEIPT TRANSFER FROM INCOME INCOME EARNINGS - - 5,114.72 - - - 240907004 240907004 RCTC 2017 TIFIA PRJ SALES TAX 05/16/2022 05/16/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL INCOME EARNINGS - - (5,114.72) - - - 02582JHL7 INTEREST EARNED ON AMERICAN EXPRESS 2.350% 5/15/25 $1 PV ON 587.5000 SHARES DUE 5/15/2022 $0.00196/PV ON 300,000.00 PV DUE 5/15/22 - - 587.50 - - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/16/2022 02582JHL7 AMORTIZED PREMIUM ON AMERICAN EXPRESS 2.350% 5/15/25 CURRENT YEAR AMORTIZATION - - - (199.84) - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/16/2022 02582JHS2 INTEREST EARNED ON AMERICAN EXPRESS 1.19471% 10/15/25 $1 PV ON 112.9100 SHARES DUE 5/15/2022$0.00075/90 ON 150,000.00 PV DUE 5/15/22 - - 112:91 - - 240907004 RCTC 2017TIFIA PRJ SALES TAX REV 05/16/2022 02582JHS2 AMORTIZED PREMIUM ON AMERICAN EXPRESS 1.19471%10/15/25 CURRENT YEAR AMORTIZATION - - - (23.26) - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/16/2022 02582JJM3 INTEREST EARNED ON AMERICAN EXPRESS 2.000% 4/15/25 $1 PV ON 166.6702 SHARES DUE 5/15/2022 $0.00167/PV ON 100,000.00 PV DUE 5/15/22 - - 166:67 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/16/2022 02582JJM3 AMORTIZED PREMIUM ON AMERICAN EXPRESS 2.000% 4/15/25 CURRENT YEAR AMORTIZATION - - - (29.34) - - 114 Page 72 of 109 ROTC RIVERSIDE COUNTY TRANSPORTATION 2017 Financing STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 Source Account 240907004 Account RCTC 2017 TIFIA PRJ SALES TAX REV Transaction Date 05/16/2022 Trade Date Settlement Date CUSIP Description Units 02582JJN1 INTEREST EARNED ON AMERICAN EXPRESS 2.000% 4/15/25 $1 PV - ON 284.1700 SHARES DUE 5/15/2022 $0.00183/PV ON 155000.00 PV DUE 5/15/22 Price - Net Cash Amount Federal Tax Cost Amount Short Term Gain/Loss Amount Long Term Gain/Loss Amount 284.17 - 307.52 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/16/2022 02582JJN1 AMORTIZED PREMIUM ON AMERICAN EXPRESS 2.000% 4/15/25 CURRENT YEAR AMORTIZATION - - (1.42) - _ 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/16/2022. 12596EAC8 INTEREST EARNED ON CNH EQUIPMENT TRUST 3.190%11/15/23 81 PV ON 307.5200 SHARES DUE 5/15/2022 $0.00266/PV ON 115,680.42 PV DUE 5/15/22 - - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/16/2022 05/15/2022 05/16/2022 12596EAC8 PAID DOWN PAR VALUE OF CNH EQUIPMENT TRUST 3.190%11/15/23 (57,190.76) - 57,190.76 (57,279.21) (88.45) 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/16/2022 12596EAC8 AMORTIZED PREMIUM ON CNH EQUIPMENT TRUST 3.190% 11/15/23: CURRENT YEAR AMORTIZATION - -. - (13:92) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/16/2022 12596JAE3 INTEREST EARNED ON CNH EQUIPMENT TR 3.340% 7/15/26 $1 PV ON 278.3300 SHARES DUE 5/15/2022 $0.00278/PV ON 100,000.00 PV DUE 5/15/22 - - 278.33 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/16/2022 12596JAE3 AMORTIZED PREMIUM ON CNH EQUIPMENT TR 3.340% 7/15/26 CURRENT YEAR AMORTIZATION - - - (25.12) _ 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/16/2022 12596TAE1 INTEREST EARNED ON CNH EQUIP TR 2.870% 11/16/26 $1 PV ON 179.3800 SHARES DUE 5/15/2022 $0.00239/PV ON 75,000.00 PV DUE 5/15/22 - - 179.38 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05716/2022 12596TAE1 AMORTIZED PREMIUM ON CNH EQUIP TR 2.870%11/16/26. CURRENT YEAR AMORTIZATION -. - (5.39). - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/16/2022 05/15/2022 05/16/2022 12597PAC2 PAID DOWN PAR VALUE OF CNH EQUIPMENT TRUST 1.160% 6/16/25 (2,612.83) - 2,612.83 (2627.53) (14.70) 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/16/2022 12597PAC2 INTEREST EARNED ON CNH EQUIPMENT TRUST 1.160% 6/16/25 51 PV ON 56.8500 SHARES DUE 5/15/2022 $0.00097/PV ON 58,809.91 PV DUE 5/15/22 - - 56.85 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/16/2022 12597PAC2 AMORTIZED PREMIUM ON CNH EQUIPMENT TRUST 1.160%6/16/25 CURRENT YEAR AMORTIZATION_ - - - (21.62) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/16/2022 12598AAB6 INTEREST EARNED ON CNH EQUIPMENT 0.230% 3/15/2451 PV ON 20.6100 SHARES DUE 5/15/2022 $0.00019/PV ON 107,516.55 PV DUE 5/15/22 - - 20.61 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/16/2022 05/15/2022 05/16/2022 12598AAB6 PAID DOWN PAR VALUE OF CNH EQUIPMENT 0.230% 3/15/24 (19,926.84) - 19,926.84 (19,925.28) 1.56 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/16/2022 05/15/2022. 05/16/2022 14042WAC4 PAID DOWN PAR VALUE OF CAPITAL ONE PRIME 2510%11/15/23 (15,414.40) - 15,414.40 (15481.97) (67.57) 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/16/2022 14042WAC4 INTEREST EARNED ON CAPITAL ONE PRIME 2.510% 11/15/23 $1 PV ON 130.1300 SHARES DUE 5/15/2022 $0.00209/PV ON 62,209.33 PV DUE 5/15/22 - - 130.13 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/16/2022 14042WAC4 AMORTIZED PREMIUM ON CAPITAL ONE PRIME 2.510% 11/15/23 CURRENT YEAR AMORTIZATION - - - (29.65) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/16/2022 14315FAF4 INTEREST EARNED ON CARMAX AUTO OWNER 1.090% 3/16/26 $1 PV ON 109.0000 SHARES DUE 5/15/2022 $0.00091/PV ON 120,000.00 PV DUE 5/15/22 - - 109.00 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/16/2022 14315FAF4 AMORTIZED PREMIUM ON CARMAX AUTO OWNER 1.090% 3/16/26 CURRENT YEAR AMORTIZATION - - - (4.98) - 240907004 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/16/2022 14315PAD7 INTEREST EARNED ON CARMAX AUTO OWNER 2.180% 8/15/24 $1 PV ON 326.9900 SHARES DUE 5/15/2022 $0.00182/PV ON 179,995.92 PV DUE 5/15/22 - - 326.99 - - RCTC 2017 TIFIA PRJ SALES TAX REV 05/16/2022 05/15/2022 05/16/2022 14315PAD7 PAID DOWN PAR VALUE OF CARMAX AUTO OWNER 2.180% 8/15/24. (17,678.54) - 17,678.54 (17,815:71). (137.17) 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/16/2022 143158AD7 AMORTIZED PREMIUM ON CARMAX AUTO OWNER 2.18015 8/15/24 CURRENT YEAR AMORTIZATION - - - (101.45) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/16/2022 05/15/2022 05/16/2022 14315XAC2 PAID DOWN PAR VALUE OF CARMAX AUTO OWNER 1.890% 12/16/24 (3,996.13) - 3,996.13 (4;03211) '240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/16/2022 14315XAC2 INTEREST EARNED ON CARMAX AUTO OWNER 1.890% 12/16/24 $1 PV ON 86.6100 SHARES DUE 5/15/2022 $0.00158/PV ON 54,99248 PV DUE 5/15/22 - - 86.61 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/16/2022 14315XAC2 AMORTIZED PREMIUM ON CARMAX AUTO OWNER 1.890% 12/16/24 CURRENT YEAR AMORTIZATION - - - (31.47) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/16/2022 14316LAC7 INTEREST EARNED ON CARMAX AUTO OWNER 2.680% 3/15/24 $1 PV ON 550.8500 SHARES DUE 5/15/2022 $0.00223/PV ON 246,652.40 PV DUE 5/15/22 - - 550.85 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/16/2022 05/15/2022 05/16/2022 14316LAC7 PAID DOWN PAR VALUE OF CARMAX AUTO OWNER 2680% 3/15/24. (37,94211) - 37,942.11 (38197.14) (255.03) 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/16/2022 14316LAC7 AMORTIZED PREMIUM ON CARMAX AUTO OWNER 2.680%3/15/24 CURRENT YEAR AMORTIZATION - - - (147.60) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/16/2022 05/15/2022 05/16/2022 14316NAB5 PAID DOWN PAR VALUE OF CARMAX AUTO OWNER 0.220% 2/15/24 (10534.26) - 10534:26 (10,534:26). 240907004 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/16/2022 14316NAB5 INTEREST EARNED ON CARMAX AUTO OWNER 0.220% 2/15/24 $1 PV ON 5.3800 SHARES DUE 5/15/2022 $0.00018/PV ON 29,352.39 PV DUE 5/15/22 - - 5.38 - - RCTC 2017 TIFIA PRJ SALES TAX REV 05/16/2022 14316NAC3 INTEREST EARNED ON CARMAX AUTO OWNER 0.340%12/15/25 51 PV ON 45.3300 SHARES DUE 5/15/2022 $0.00028/PV ON 160,000.00 PV DUE 5/15/22 - - 45.33 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/16/2022 05/16/2022 05/16/2022 14317CAA0 PAID DOWN PAR VALUE OF CARMAX AUTO OWNER 0.31282% 2/15/23 (55,429.94) - 55,429.94 (55,429.94) - 115 Page 73 of 109 ROTC RIVERSIDE COUNTY TRANSPORTATION 2017 Financing STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 Source Account 240907004 Account RCTC 2017 TIFIA PRJ SALES TAX REV Transaction Date 05/16/2022 Trade Date Settlement Date CUSIP Description Units 143170AA0 INTEREST EARNED ON CARMAX AUTO OWNER 0.31282% 2/15/23 $1 - PV ON 32.7000 SHARES DUE 5/16/2022 $0.00027/PV ON 121,406.41 PV DUE 5/16/22 Price - - - Net Cash Amount Federal Tax Cost Amount Short Term Gain/Loss Amount Long Term Gain/Loss Amount 32.70 192.41 5,175.00 - 255.00 - - - - - - - - (19.56) 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/16/2022 14317HA87 INTEREST EARNED ON CARMAX AUTO OWNER 2.810% 5/15/25 81 PV ON 192.4100 SHARES DUE 5/15/2022 $0.00133/PV ON 145,000.00 PV DUE 5/15/22 - - - (14 53) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/16/2022 14913Q2L2 INTEREST EARNED ON CATERPILLAR M T N 3.450% 5/15/23 11 PV ON 300000.0000 SHARES DUE 5/15/2022 - _ 240907004 _ RCTC 2017 TIFIA PRJ SALES TAX REV 05/16/2022 14913Q2L2 AMORTIZED PREMIUM ON CATERPILLAR M T N 3.450% 5/15/23 CURRENT YEAR AMORTIZATION - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/16/2022 161571HP2 INTEREST EARNED ON CHASE ISSUANCE TRUST 1.530% 1/15/25 $1 PV ON 255.0000 SHARES DUE 5/15/2022 $0.00128/PV ON 200,000.00 PV DUE 5/15/22 - - _ 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/16/2022 21684LC59 INTEREST EARNED ON COOPERATIEVE C D 0.54096% 6/15/22 $1 PV ON 375000.0000 SHARES DUE 5/15/2022 - - 172.29 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/16/2022 05/15/2022 05/16/2022 233854AC2 PAID DOWN PAR VALUE OF DAIMLER TRUCKS 1.220% 9/15/23 (9,345.10) - 9,345.10 (9,364.66) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/16/2022 233854AC2 INTEREST EARNED ON DAIMLER TRUCKS 1.220% 9/15/23 11 PV ON 62.9500 SHARES DUE 5/15/2022 $0.00102/PV ON 61,916.37 PV DUE 5/15/22 - - 62.95 - - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/16/2022 233854AC2 AMORTIZED PREMIUM ON DAIMLER TRUCKS 1.220% 9/15/23 CURRENT YEAR AMORTIZATION -. - - (16.40). - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/16/2022 3137F4870 INTEREST EARNED ON F H L M C MLTCL MTG 4.000% 7/15/45 $1 PV ON 23.9300 SHARES DUE 5/15/2022 $0.00333/PV ON 7,179.72 PV DUE 5/15/22 - - 23.93 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/16/2022 05/15/2022 05/16/2022 3137F4S70 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 4.000% 7/15/45 (F,17972) - 7,179.72 (7,190.76) (11..04) 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/16/2022 3137F4S78 AMORTIZED PREMIUM ON F H L M C MLTCL MTG 4.000% 7/15/45 CURRENT YEAR AMORTIZATION - - 1.00 - (402,772.16) (0.18) 40277216 - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/16/2022 05/16/2022 05/16/2022 310469203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 402,772'46 - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/16/2022 05/16/2022 05/16/2022 31846V203 SOLD UNITS OF FIRST AM GOVT OB FD CLY (267,454.56) 1.00 267,454.56 (267,454.56) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/16/2022 345286AA6 INTEREST EARNED ON FORD CR AUTO OWN 0.23886% 2/15/23 11 PV ON 23.0200 SHARES DUE 5/15/2022 $0.00021 /PV ON 111,928.58 PV DUE 5/15/22 - - 23,02 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/16/2022 05/15/2022 05/16/2022 345286/66 PAID DOWN PAR VALUE OF FORD CR AUTO OWN 0.23886% 2/15/23 (57,330.66) - 57,330.66 (57,330.66) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/16/2022 34528QHB3 INTEREST EARNED ON FORD CREDIT 1.47471% 9/15/24 $1 PV ON 198.7700 SHARES DUE 5/15/2022 $0.00099/PV ON 200,000.00 PV DUE 5/15/22 - - 198.72 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/16/2022 34528QHB3 AMORTIZED PREMIUM ON FORD CREDIT 1.47471% 9/15/24 CURRENT YEAR AMORTIZATION - - - (32.43) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/16/2022 3452BQHL1 INTEREST EARNED ON FORD CREDIT MSTR 1.37471% 9/15/25 $1 PV ON 358.5500 SHARES DUE 5/15/2022 $0.00091/PV ON 395,000.00 PV DUE 5/15/22 - 353:55 - 240907004 RCTC 2017 TIFIA PkJ SALES TAX REV 05/16/2022 345280HL1 AMORTIZED PREMIUM ON FORD CREDIT MSTR 1.37471% 9/15/25 CURRENT YEAR AMORTIZATION - - - (100.82) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/16/2022- 34531KAD4 INTEREST EARNED ON FORD CREDIT AUTO 1.870% 3/15/24 $1 PV ON 583:1700 SHARES DUE 5/15/2022 $0.00156/PV ON 374,224.63 PV DUE 5/15/22 - - 583.17 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/16/2022 05/15/2022 05/16/2022 34531 KAD4 PAID DOWN PAR VALUE OF FORD CREDIT AUTO 1.870% 3/15/24 (49,269.42) - 49,269.42 (49,486.88) (217.46) 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/16/2022. 34531 KAD4 - AMORTIZED PREMIUM ON FORD CREDIT AUTO 1.870% 3/15/24 CURRENT YEAR AMORTIZATION (147.04) - ' 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/16/2022 36258MAF1 INTEREST EARNED ON GM FIN CONS ATMB 2.040% 2/18/25 $1 PV ON 510.0000 SHARES DUE 5/16/2022 $0.00170/PV ON 300,000.00 PV DUE 5/16/22 - - 510.00 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/16/2022 36258MAF1 AMORTIZED PREMIUM ON GM FIN CONS ATMB 2.040% 2/18/25 CURRENT 90.412 AMORTIZATION - - - (270.29) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/16/2022 38013FAD3 INTEREST EARNED ON GM FINANCIAL 3.210% 10/16/23 $1 PV ON 35.6300 SHARES DUE 5/16/2022 $0.00268/PV ON 13,320.03 PV DUE 5/16/22 - - 35.63 9,837.53 - (9,858.93) - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/16/2022 05/16/2022 05/16/2022 38013FAD3 PAID DOWN PAR VALUE OF GM FINANCIAL 3.210% 10/16/23 (9837.63) - (21.40) 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/16/2022 38013FAD3 AMORTIZED PREMIUM ON GM FINANCIAL 3.210%10/16/23 CURRENT YEAR AMORTIZATION - - - (3.34) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/16/2022 58769EAC2 INTEREST EARNED ON MERCEDES BENZ AUTO 0.400% 11/15/23 $1 PV ON 106.5600 SHARES DUE 5/15/2022 $0.00033/PV ON 319,685.55 PV DUE 5/15/22 -. - 106-56 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/16/2022 05/15/2022 05/16/2022 58769EAC2 PAID DOWN PAR VALUE OF MERCEDES BENZ AUTO 0.400% 11/15/23 (25,066.96) - 25,066.96 (25,094,60) (27.64) 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/16/2022 58769EAC2 AMORTIZED PREMIUM ON MERCEDES BENZ AUTO 0.400%11/15/23 CURRENT YEAR AMORTIZATION - - (19,25) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/16/2022 64986MJ63 INTEREST EARNED ON NEW YORK ST HSG 0.84999% 11/15/36 11 PV ON 300000.0000 SHARES DUE 5/15/2022 - - 142.52 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/16/2022 80285RAE8 INTEREST EARNED ON SANTANDER DRIVE 0.960% 11/15/24$1 PV ON 11.7400 SHARES DUE 5/15/2022 $0.00080/PV ON 14,677.04 PV DUE 5/15/22 ,t1. - - 11.74 - - Page 74 of 109 RIVERSIDE COUNTY RCTC TRANSPORTATION 2017 Financing STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 Source Account Account Transaction Date Trade Date Settlement Date CUSIP Description Units Price Net Cash Amount Federal Tax Cost Amount Short Term Long Term ' Gain/Loss Gain/Loss Amount Amount 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/16/2022 05/16/2022 05/16/2022 80285RAE8 PAID DOWN PAR VALUE OF SANTANDER DRIVE 0.960% 11/15/24 CMO FINAL PAYDOWN (14,677.04) - 14,677.04 (14,688.58) (11.54) 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/16/2022 8028554E8 AMORTIZED PREMIUM ON SANTANDER DRIVE 0.960%11/15/24 CURRENT YEAR AMORTIZATION - - - (0.76) - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/16/2022 80285RAE8 AMORTIZED PREMIUM ON SANTANDER DRIVE 0.960% 11/15/24 CURRENT YEAR AMORTIZATION - - - (0.03) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/16/2022 80286NAE6 INTEREST EARNED ON SANTANDER DRIVE AUTO 0.500% 4/15/2581 PV ON 116.6700 SHARES DUE 5/15/2022$0.00042/PV ON 280,000.00 PV DUE 5/15/22 - - 116.67 - - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/16/2022 80286NAF3 AMORTIZED PREMIUM ON SANTANDER DRIVE 0.750% 2/17/26 CURRENT YEAR AMORTIZATION - - - (4.30) - - _ 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/16/2022 80286NAF3 INTEREST EARNED ON SANTANDER DRIVE 0.750% 2/17/26 $1 PV ON 62.5100 SHARES DUE 5/15/2022 $0.00063/PV ON 100,000.00 PV DUE 5/15/22 - - 62.51 - - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/16/2022 87166PAF8 AMORTIZED PREMIUM ON SYNCHRONY CARD 2.340% 6/16/25 CURRENT YEAR AMORTIZATION - - - (21.90) - - 240907004 RCTC 2017TIFIA PRJ SALES TAX REV 05/16/2022 87166PAF8 INTEREST EARNED ON SYNCHRONY CARD 2.340% 6/16/25.51 PV ON 487.5000 SHARES DUE 5/15/2022 $0.00195/PV ON 250,000.00 PV DUE 5/15/22 - - 487.50 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/16/2022 05/16/2022 05/16/2022 8827218N2 PURCHASED PAR VALUE OF TEXAS ST TAXABLE 1.19633% 6/01/45 /J.P. MORGAN SECURITIES LLC/300,000 PAR VALUE AT 100 % 300,000.00 1.00 (300,000.00) 300,000.00 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/16/2022 05/16/2022 882721BN2 PAID ACCRUED INTEREST ON PURCHASE OF TEXAS ST TAXABLE 1.19633% 6/01/45 - - (81.62) 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/16/2022 05/15/2022 05/16/2022 89236XAC0 PAID DOWN PAR VALUE OF TOYOTA AUTO 0.350% 1/15/25 (20,616.96) - 20,616.96 (20,529.18) 87.78 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV .05/16/2022. = = 89236XAC0 INTEREST EARNED ON TOYOTA AUTO 0.350% 1/15/25 S1 PV ON 83.0800 SHARES DUE 5/15/2022 $0.00029/PV ON 284,853.97 PV DUE 5/15/22 - = 83.08 '= 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/16/2022 912828ZP8 INTEREST EARNED ON U S TREASURY NT 0.125% 5/15/23 $1 PV ON 580000.0000 SHARES DUE 5/15/2022 - - 362.50 - - 240907004 RCTC 2017 TIFIA PRJ. SALES TAX REV 05/16/2022 98162HAC4 INTEREST EARNED ON WORLD OMNI 1.700% 1/15/23 $1 PV ON 67.7800 SHARES DUE 5/15/2022 $0.00142/PV ON 47,843.23 PV DUE 5/15/22 -. - 67.78 -. - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/16/2022 05/15/2022 05/16/2022 98162HAC4 PAID DOWN PAR VALUE OF WORLD OMNI 1.700%. 1/15/23 (9,037.51) - 9,037.51 (9,079 82) (42.31) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/16/2022 98162HAC4 AMORTIZED PREMIUM ON WORLD OMNI 1.700% 1/15/23 CURRENT YEAR AMORTIZATION - - (2%.d2)' - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/17/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL INCOME EARNINGS - - (851.15) - - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/17/2022 CASH RECEIPT TRANSFER FROM INCOME INCOME EARNINGS - - 851.15 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/17/2022 3133T52K8 INTEREST EARNED ON F H L M C MLTCL MTG 6.000% 7/17/24 51 PV ON 1026.4800 SHARES DUE 5/17/2022 50.00500/PV ON 205,295.99 PV DUE 5/17/22 - - 1,026.48 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/17/2022 3133T52K8 AMORTIZED PREMIUM ON F H L M C MLTCL MTG 6.000% 7/17/24 CURRENT YEAR AMORTIZATION - - - (501.66) (16,668.87) - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/17/2022 05/17/2022 05/17/2022 3133T52K8 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 6.000% 7/17/24 (16,164.59) - 16,164.59 (504.28) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/17/2022 05/02/2022 05/05/2022 3137A6VW6 PURCHASED PAR VALUE OF F H L M C MLTCL MTG 3.500% 2/15/26 /MILLENNIUM ADVISORS, LLC/96,364.9 PAR VALUE AT 101.03514869 % 96,364.90 1.01 (97,362.42) 97,362.42 - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/17/2022 05/05/2022 3137A6YW6 PAID ACCRUED INTEREST ON PURCHASE OF F H L M C MLTCL MTG 3.500% 2/15/26 - - (37.48) - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/17/2022 05/17/2022 05/17/2022 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL 5 21,43328 1-00 (21,43328) 21,433.28 - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/17/2022 05/17/2022 05/17/2022 31846V203 SOLD UNITS OF FIRST AM GOVT OB FD CL Y (65,000.00) 1.00 65,000.00 (65,000.00) - - 240907004 ROTC 2017 TIFIA PRJ SALES TAX REV 05/17/2022 05/11/2022 05/17/2022 686091706 PURCHASED PAR VALUE OF OREGON ST 2.621% 5/01/23 /MSNYUS33 MORGAN STANLEY NY/65,000 PAR VALUE AT 100 % 65,000.00 1.00 (65,000.00) 65,000.00 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/18/2022 CASH RECEIPT TRANSFER FROM INCOME INCOME EARNINGS - - 987.98 - - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/18/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL INCOME EARNINGS - - (987.98) - - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/18/2022 05/18/2022 14041 NFUO PAID ACCRUED INTEREST ON PURCHASE OF CAPITAL ONE MULTI 1.720% 8/15/24 - - (40.13) - - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/18/2022 05/16/2022 05/18/202214041NFU0 PURCHASED PAR VALUE OF CAPITAL ONE MULTI 1.720%8/15/24 /JPMSUS3X JP MORGAN SEC NY/280,000 PAR VALUE AT 100.078125 % 280,00000 1.00 (280,218.75) 280,218.75 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/18/2022 05/18/2022 05/18/2022 31846V203 PURCHASED UNITS OF FIRST AM GOVT 08 FD CL Y 13,380.22 1.00 (13,380.22) 13,380.22 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/18/2022 05/18/2022 05/18/2022 31846V203 SOLD UNITS OF FIRST AM GOVT OB FD CL Y (480,587.01) 1.00 480,587.01 (480,587.01) - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/18/2022 43814WAC9 AMORTIZED PREMIUM ON HONDA AUTO 2.830% 3/20/23 CURRENT YEAR AMORTIZATION - - - (13.81) - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/18/2022 43814WAC9 INTEREST EARNED ON HONDA AUTO 2.830% 3/20/23 S1 95 ON 59.6000 SHARES DUE 5/18/2022 $0.00236/PV ON 25271.24 PV DUE 5/18/22 - - 59.60 - - - 117 Page 75 of 109 RCTC RIVERSIDE COUNTY TRANSPORTATION 2017 Financing STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 Source Account Account Transaction Date Trade Date Settlement Date CUSTP Description Units Price Net Cash Amount Federal Tax Cost Amount Short Term Long Term Gain/Loss Gain/Loss Amount Amount 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/18/2022 05/18/2022 05/18/2022 43814WAC9 PAID DOWN PAR VALUE OF HONDA AUTO 2.830% 3/20/23 (13,320.62) - 13,320.62 (13,357.26) (36.64) 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/18/2022 05/16/2022 05/18/2022 43814WAD7 PURCHASED PAR VALUE OF HONDA AUTO 2.900% 6/18/24 /STEPHENS, INC./200,000 PAR VALUE AT 100.164065 % 200000.00 1.00 (200328.13) 200328.13 - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/19/2022 05/19/2022. 05/19/2022 318469203 SOLD UNITS OF FIRST AM GOVT OB FD CL Y (145,561.46) 1.00 145,561.46 (145,561.46) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/20/2022 05/20/2022 05/20/2022 318469203 SOLD UNITS OF FIRST AM GOVT 08 FD CLY (393,257.75) 1.00 393,257.75 (393,257.75) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/20/2022 05/20/2022 05/20/2022 318469203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 122.66 1.00 (122.66) 122.66 - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/20/2022 36259KAF4 AMORTIZED PREMIUM ON GM FINANCIAL 1.8401612/20/23 CURRENT YEAR AMORTIZATION - - - (5.10) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/20/2022 36259KAF4 INTEREST EARNED ON GM FINANCIAL 1.840% 12/20/23 $1 PV ON 122.6600 SHARES DUE 5/20/2022 $0.00153/PV ON 80,000.00 PV DUE 5/20/22 - - 122.66 - - 240907004 RCTC 2017TIFIAPRJ SALES TAX REV 05/20/2022 38378JZD7 AMORTIZED PREMIUM ON G N M AGTD REMIC 1.500%12/20/40 CURRENT YEAR AMORTIZATION - - - (7.08)' - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/20/2022 05/20/2022 05/20/2022 38378JZD7 PAID DOWN PAR VALUE OF G N M A GTD REMIC 1.500% 12/20/40 (2,864.86) - 2,864.86 (2887.44) (22.58) 240907004 RCTC 2017 TIFIA PRJ SALES TAX 05/20/2022 38378JZD7 INTEREST EARNED ON G N M A GTD REMIC 1.500% 12/20/40 S1 PV ON67.7300 SHARES DUE 5/20/2022 $0.00125/PV ON 54,182.37 PV DUE 5/20/22 - - 67,73REV 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/20/2022 05/18/2022. 05/20/2022 43813DAC2 PURCHASED PAR VALUE OF HONDA AUTO 0.820% 7/15/24 /HILLTOP SECURITIES INC./135,348,66 PAR VALUE AT 98.99999866% 135,348.66 0.99 (133,995.17) 133,995.17 - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/20/2022 05/20/2022 43813DAC2 PAID ACCRUED INTEREST ON PURCHASE OF HONDA AUTO 0.820% 7/15/24 - - (15.41) - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/20/2022 05/18/2022 05/20/2022 43813RAC1 PURCHASED PAR VALUE OF HONDA AUTO 1.610% 4/22/24 /HILLTOP SECURITIES INC./83,795.46 PAR VALUE AT 99.5195271 % 83,795.46 1.00 (83,392.85) 83,392.85 - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/20/2022 05/20/2022 43813RAC1 PAID ACCRUED INTEREST ON PURCHASE OF HONDA AUTO 1.610% 4/22/24 - (108.68) -. - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/23/2022 17305EGM1 INTEREST EARNED ON CITIBANK CREDIT CARD 3.290% 5/23/25 $1 PV ON 1645.0000 SHARES DUE 5/23/2022 $0.01645/PV ON 100,000.00 PV DUE 5/23/22 - - 1,645.00 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/23/2022 17305EGM1 AMORTIZED PREMIUM ON CITIBANK CREDIT CARD 3.290% 5/23/25 CURRENT YEAR AMORTIZATION = -- - (278.61) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/23/2022 05/23/2022 05/23/2022 318469203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 9,291.84 1.00 (9,291.84) 9,291.84 - 240907004 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/23/2022 43813RAC1 INTEREST EARNED ON HONDA AUTO 1.610% 4/22/24 $1 PV ON 1124300 SHARES DUE 5/21/2022 $0.00134/PV ON 83,795.46 PV DUE 5/21/22 - - 11243 - - RCTC 2017 TIFIA PRJ SALES TAX REV 05/23/2022 05/21/2022 05/23/2022 43813RAC1 PAID DOWN PAR VALUE OF HONDA AUTO 1.610% 4/22/24 (7,534.41) - 7,534.41 (7,498.21) 36.20 240907004 RCTC 2017 TIFIAPRJ SALES TAX REV 05/24/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL INCOME EARNINGS - - (1,339.52) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/24/2022 CASH RECEIPT TRANSFER FROM INCOME INCOME EARNINGS - - 1,339.52 - - 240907004 RCTC 2017 TIFIA PRJ. SALES TAX 05/25/2022 CASH RECEIPT TRANSFER FROM INCOME INCOME EARNINGS - - 2,229.04REV 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/25/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL INCOME EARNINGS - - (2229.04) - - 240907004 MU RCTC 2017 TIFIA P SALES TAX REV 05/25/2022 3136AGP89 AMORTIZED PREMIUM ON F N M A GTD REMIC 3.000% 3/25/40 CURRENT YEAR AMORTIZATION - . - - (12.50). - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/25/2022 05/25/2022 05/25/2022 3136AGP89 PAID DOWN PAR VALUE OF F N M A GTD REMIC 3.000% 3/25/40 (8,720.44) - 8,720.44 (8,768.10) (47.66) 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/25/2022 313780497 AMORTIZED PREMIUM ON F H L M C MLTCL MT 2.615%. 1/25/23 CURRENT YEAR AMORTIZATION - - -: (171.34) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/25/2022 313780497 INTEREST EARNED ON F H L M C MLTCL MT 2.615% 1/25/23 $1 PV ON 200000.0000 SHARES DUE 5/25/2022 - - 435.83 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/25/2022 3137B1U75 AMORTIZED PREMIUM ON F H L M C MLTCL MT 2.522% 1/25/23 CURRENT YEAR AMORTIZATION _ - (3.66) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/25/2022 3137811175 INTEREST EARNED ON F H L M C MLTCL MT 2.522% 1/25/23 $1 PV ON 58.3100 SHARES DUE 5/25/2022 $0.00210/PV ON 27,742.52 PV DUE 5/25/22 - - 58.31 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/25/2022 05/25/2022 05/25/2022 3137811175 PAID DOWN PAR VALUE OF 5 H L M 0 MLTCL MT 2.522% 1/25/23 (i'd212,( _ 132.12 (1.32.26) (0.14) 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/25/2022 05/19/2022 3137B36J2 PAID ACCRUED INTEREST ON PURCHASE OF F H L M C MLTCL MT 3.31192% 2/25/23 - - (238.28) - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/25/2022 05/16/2022 05/19/2022 3137836J2 PURCHASED PAR VALUE OF F H L M C MLTCL MT 3.31192%:2/25/23 /BREAN CAPITAL LLC/143,892.69 PAR VALUE AT 100.72656227 % 143,89269 1.01 (144,938.16) 14 ,938.16 - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/25/2022 05/20/2022 3137B3NA2 PAID ACCRUED INTEREST ON PURCHASE OF F H L M C MLTCL MT 3.250% 4/25/23 - - (301.27) - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/25/2022 05/17/2022 05/20/2022 3137B3NA2 PURCHASED PAR VALUE OFF H L M C MLTCL MT 3.250% 4/25/23 /HILLTOP SECURITIES INC./175,637.68 PAR VALUE AT 100.53906428 175,637.68 1.01 (176,584.48) 176,584.48 - - 118 Page 76 of 109 RCTC RIVERSIDE COUNTY TRANSPORTATION 2017 Financing STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 Source Account Account 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV Transaction Date 05/25/2022 Trade Date Settlement Date CUSIP Description Units 313785JM6 INTEREST EARNED ON F H L M C MLTCL MTG 3.531% 7/25/23 $1 PV - ON 147.1300 SHARES DUE 5/25/2022 $0.00294/PV ON 50,000.00 PV DUE 5/25/22 Price - Net Cash Amount Federal Tax Cost Amount Short Term Gain/Loss Amount Long Term Gain/Loss Amount 147.13 - - - (69.72) 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/25/2022 3137B5JM6 AMORTIZED PREMIUM ON 9 H L M 0 MLTCL MTG 3.531% 7/25/23 CURRENT YEAR AMORTIZATION - - (68.36) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/25/2022 05/25/2022. 05/25/2022 313757901 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 2.592% 4/25/23 (16,590.30) - 16,590.30 (16,660.02) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/25/2022 3137E17901 AMORTIZED PREMIUM ON F H L M 0 MLTCL MTG 2.592% 4/25/23 CURRENT YEAR AMORTIZATION -- - (68.86) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/25/2022 313757901 INTEREST EARNED ON F H L M C MLTCL MTG 2.592% 4/25/23 $1 PV ON 395.1700 SHARES DUE 5/25/2022 $0.00216/PV ON 182950.77 PV DUE 5/25/22 - - 395.17 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/25/2022 3137BC2N7 AMORTIZED PREMIUM ON F H L M C MLTCL MTG 2364% 2/25/23 CURRENT YEAR AMORTIZATION - - - (18.23) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/25/2022 05/25/2022 05/25/2022 31378C2N7 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 2.364% 2/25/23 CMO FINAL PAYDOWN (35,005.03) - 35,005.03 (35,172.76) - (167.73) 240907004 RCTC 2017 TIFIAPRJ SALES TAX REV 05/25/2022- 3137BJ956 AMORTIZED PREMIUM ON F H L M C MLTCL MTG 2.697% 1/25/25 CURRENT YEAR AMORTIZATION - - - (20.35) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/25/2022 05/25/2022 05/25/2022 31375JP56 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 2.697% 1/25/25 (2,190.68) - 2,190.68 (2218.89) (28.21) 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/25/2022 31378J956 INTEREST EARNED ON F H L M C MLTCL MTG 2.697% 1/25/25 $1 PV ON 115.5200 SHARES DUE 5/25/2022 $0.00225/PV ON 51,401.40 PV DUE 5/25/22 - - 115.52 - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/25/2022 31375J071 INTEREST EARNED ON F H L M C MLTCL MT 2.76996% 5/25/25 51 PV ON 692 5000 SHARES DUE 5/25/2022 $0.00231/PV ON 300,000.00 PV DUE 5/25/22 - - 692.50 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX 05/25/2022 31378J071 AMORTIZED PREMIUM ON F H L M 0 MLTCL MT 276996% 5/25/25REV CURRENT YEAR AMORTIZATION 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/25/2022 31375SPW7 AMORTIZED PREMIUM ON F H L M C MLTCL MTG 2.454% 8/25/23 CURRENT YEAR AMORTIZATION - - - (51.97) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/25/2022 3137BSPW7 INTEREST EARNED ON F H L M C MLTCL MTG 2.454% 8/25/23 $1 PV ON 471 9000 SHARES DUE 5/25/2022 $0.00205/PV ON 230,759.85 PV DUE 5/25/22 - 47100 - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/25/2022 05/25/2022 05/25/2022 31375SPW7 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 2.454% 8/25/23 (282.45) 928.39 28245 (283.30) (0.85) 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/25/2022 05/10/2022 3137BTTZ4 PAID ACCRUED INTEREST ON PURCHASE OF F H L M C MLTCL 2.77596% 3/25/23 - - (78:39) - - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/25/2022 05/05/2022 05/10/2022 31378TTZ4 PURCHASED PAR VALUE OF F H L M C MLTCL 2.77596% 3/25/23 /MSNVUS33 MORGAN STANLEY NY/112950.34 PAR VALUE AT 100 03124382 % 112,950.34 1.00 (112,985.63) 112,985.63 - 240907004 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/25/2022 3137FCM35 INTEREST EARNED ON F H L M C MLTCL MTG 2.951% 2/25/24 $1 PV ON 307.7300 SHARES DUE 5/25/2022 S0.00246/P9 ON 125,136.70 PV DUE 5/25/22 - - 307.73 - - RCTC 2017 TIFIA PRJ SALES TAX REV 05/25/2022 05/25/2022 05/25/2022 3137FCM35 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 2.951% 2/25/24 (3,942.65) - 3,94265 (3,950.79) (8.14) 240907004 RCTC 2017 TIFIAPRJ SALES TAX REV 05/25/2022 3137FCM35 AMORTIZED PREMIUM ON F H L M C MLTCL MTG 2.951% 2/25/24 CURRENT YEAR AMORTIZATION - - - (10.48) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/25/2022 3137FQXG3 INTEREST EARNED ON F H L M C MLTCL MT 1.18139% 7/25/24 $1 PV ON 55.7700 SHARES DUE 5/25/2022 $0.00066/PV ON 84,505.34 PV DUE 5/25/22 - - 55.77 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/25/2022 05/25/2022 05/25/2022 313750FJ3 PAID DOWN PAR VALUE OF F H L M C MLTCL 4.68128%. 5/25/25 (4,038.79) - 4,038.79 (4,074.01) (35.22) 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/25/2022 3137GOFJ3 INTEREST EARNED ON F H L M C MLTCL 4.68128% 5/25/25 81 PV ON 230.9700 SHARES DUE 5/25/2022 $0.00326/PV ON 70,744.38 9V DUE 5/25/22 - - 230.97 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/25/2022. 3137GOFJ3 AMORTIZED PREMIUM ON F H L M 0 MLTCL 4.681.28% 5/25/25 CURRENT YEAR AMORTIZATION - - - (37.24) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/25/2022 05/25/2022 05/25/2022 314168TW8 PAID DOWN PAR VALUE OF F N M A #995265 5.500% 1/01/24 APRIL FNMA DUE 5/25/22 (5,986.88) - 5,986.88 (6,015.88) - (29.00) 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/25/2022 31416BTW8 AMORTIZED PREMIUM ON F N M A #995265 5.500% 1/01/24 CURRENT YEAR AMORTIZATION - - - (26.05) -- 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/25/2022 314165TW8 INTEREST EARNED ON F N M A #995265 5.500% 1/01/24 $1 PV ON 225.9400 SHARES DUE 5/25/2022 APRIL FNMA DUE 5/25/22 - - 225.94 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/25/2022 05/25/2022 05/25/2022 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 43,830.90 1.00 (43,830.90) 43,830.90 - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/25/2022 05/25/2022 05/25/2022 31846V203 SOLD UNITS OF FIRST AM GOVT 05 FD CL V (59,240.97) 1.00 59,240.97 (59,240.97) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/26/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL INCOME EARNINGS - - (844.31) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/26/2022 CASH RECEIPT TRANSFER FROM INCOME INCOME EARNINGS - - 844.31 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/26/2022 05/25/2022 05/25/2022 3136AGP89 PURCHASED PAR VALUE OF F N M A GTD REMIC 3.000% 3/25/40 460.53 - (460.53) 460.53 - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/26/2022 3136AGP89 INTEREST EARNED ON F N M A GTD REMIC 3.000% 3/25/40 $1 PV ON 460.5300 SHARES DUE 5/25/2022 DEFERRED INTEREST FOR 5/25/22 ON PAYUP ISSUE - - 460.53 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/26/2022 3137BC2N7 INTEREST EARNED ON F H L M 0 MLTCL MTG 2.364% 2/25/23 $1 PV ON 35005.0300 SHARES DIY 5(2(2022 - - 241.45 - - Page 77 of 109 RCTC RIVERSIDE COUNTY TRANSPORTATION 2017 Financing STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 Source Account Account Transaction Date Trade Date Units Price Net Cash Amount Federal Tax Cost Amount Short Term Long Term Gain/Loss Gain/Loss Amount Amount Settlement Date CUSIP Description 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/26/2022 05/26/2022 05/26/2022 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 100,588.30 1.00 (100,588.30) 100,588.30 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/26/2022 05/26/2022 9128200E8 RECEIVED ACCRUED INTEREST ON SALE OF U 5 TREASURY NT 0.3258610/31/23 - - 71.61 - - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/26/2022 9128200E8 AMORTIZED PREMIUM ON U S TREASURY NT 0.325%10/31/23 CURRENT YEAR AMORTIZATION - - - (83.03) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/26/2022 05/26/2022 05/26/2022 9128200E8 SOLD PAR VALUE OF 0 S TREASURY NT 0.325% 10/31/23 /BARCLAYS CAPITAL INC. FIXED IN/100,000 PAR VALUE AT 100.27524 % (100,000.00) 1.00 100,275.24 (100,144.54) 130.70 - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/27/2022 CASH RECEIPT TRANSFER FROM INCOME INCOME EARNINGS - - 313.06 - - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/27/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL INCOME EARNINGS - - (313.06) - - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/27/2022 05/27/2022 05/27/2022 31846V203 SOLD UNITS OF FIRST AM GOVT 08 FD CL Y (145,177.02) 1.00 145,177.02 (145,177.02) - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/31/2022 = 05/31/2022 3137B2HN3 PAID ACCRUED INTEREST ON PURCHASE OF F H L M C MLTCL MTG 3.111% 2/25/23 - - (400.47) - - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 05/31/2022 05/25/2022 05/31/2022 3137B2HN3 PURCHASED PAR VALUE OF F H L M C MLTCL MTG 3.111% 2/25/23 /SBNVUS33 CITGROUP GBL MKTS NY/154,470.7 PAR VALUE AT 100.35937166 % 154,470.70 1.00 (155,025.82) 155,025.82 - - 240907004 RCTC 2017 TIFIA PRJ. SALES TAX REV 05/31/2022 05/31/2022 05/31/2022318468203 SOLD UNITS OF FIRST AM GOVT OB FD:CLY (23,950,86) 1.00 23,950.86 (23,950.86) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX RE/ 05/31/2022 05/31/2022 05/31/2022 318468203 PURCHASED UNITS OF FIRST AM GOVT 08 FD CL Y 126,765.61 1.00 (126,765.61) 126,765.61 - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/01/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL INCOME EARNINGS - - (2,297.38) - - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/01/2022 CASH RECEIPT TRANSFER FROM INCOME INCOME EARNINGS - - 2,297.38 - - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/01/2022 13032UXJ2 INTEREST EARNED ON CALIFORNIA HEALTH 0.417% 6/01/2201 PV ON 170000.0000 SHARES DUE 6/1/2022 - - 354.45 - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/01/2022 06/01/2022. 06/01/2022 13032UXJ2 MATURED PAR VALUE OF CALIFORNIA HEALTH 0.417% 6/01/22 170,000 PAR VALUE AT 100 % (170,000.00) 1.00 170,000.00 (170,000.00) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/01/2022 13032UXJ2 AMORTIZED PREMIUM ON CALIFORNIA HEALTH 0.417% 6/01/22 CURRENT YEAR AMORTIZATION - - - (131.78) - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/01/2022 06/01/2022 06/01/2022 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL 8 297,619.46 1.00 (297,619.46) 297,619.46 - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/01/2022 31846)/203 INTEREST EARNED ON FIRST AM GOVT OB FD CL Y UNIT ON 0.0000 SHARES DUE 5/31/2022 INTEREST FROM 5/1/22 TO 5/31/22 - -- 119.32 - - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/01/2022 560524560 INTEREST EARNED ON MAINE ST SER A 2.500% 6/01/22 $1 PV ON 125000.0000 SHARES DUE 6/1/2022 - - 1,56250 - - 240907004 RCTC 2017 TIFIAPRJ SALES TAX REV 06/01/2022 06/01/2022 06/01/2022 56052A060 MATURED PAR VALUE OF MAINE ST SER A 2.500%6/01/22125,000 PAR VALUE AT 100 % (125,000.00) 1.00 125,000,00 (125,000.00) - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/01/2022 56052A060 AMORTIZED PREMIUM ON MAINE ST SER A 2.500% 6/01/22 CURRENT YEAR AMORTIZATION - - - (1,061.25) - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/01/2022 65339KBV1 INTEREST EARNED ON NEXTERA ENERGY CAP 0:8857% 3/01/23$1 PV ON 225000.0000 SHARES DUE 6/1/2022 - - 50938 - - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX RE/ 06/01/2022 8827215N2 INTEREST EARNED ON TEXAS ST TAXABLE 1.19633% 6/01/45 $1 PV ON 300000.0000 SHARES DUE 6/1/2022 - - 193.23 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/02/2022 CASH RECEIPT TRANSFER FROM INCOME INCOME EARNINGS - - 119.32 - - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/02/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL INCOME EARNINGS - - (119.32) - - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/02/2022 06/01/2022 06/02/2022 059165E39 PURCHASED PAR VALUE OF BALTIMORE GAS ELEC CO C P 6/03/22 /BOFA SECURITIES, INC./FXD INC/350,000 PAR VALUE AT 99.99722286 350,000.00 1.00 (349,990.28) 30400 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/02/2022 06/02/2022 06/02/2022 318468203 SOLD UNITS OF FIRST AM GOVT OB FD CLY (349,870.96) 1.00 349,870,96 (349,870.96) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/03/2022 06/03/2022 05/03/2022 05916SF39 MATURED PAR VALUE OF BALTIMORE GAS am CO C P 6/03/22 350,000 PAR VALUE AT 100 % (350,000.00) 1.00 349,990.28 (349,990.28) - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX 50/ 06/03/2022 05916SF39 INTEREST EARNED ON BALTIMORE GAS ELEC CO C P 6/03/22 $1 PV ON 350000.0000 SHARES DUE 6/3/2022 350,000 PAR VALUE AT 100 % - - 9.72 - - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/03/2022 06/03/2022 06/03/2022 31846)/203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 293,654.34 1.00 (293,654.34) 293,654:34 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX 50/ 06/03/2022 06/01/2022 06/03/2022 43813RAC1 PURCHASED PAR VALUE OF HONDA AUTO 1,610% 4/22/24 /HILLTOP SECURITIES INC./56,489.67 PAR VALUE AT 99.69140108 % 56,489.67 1.00 (56,315.34) 56,315.34 - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/03/2022 06/03/2022 43813RAC1 PAID ACCRUED INTEREST ON PURCHASE OF HONDA AUTO 1.610% 4/22/24 - -- (30.32) - - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/06/2022 06/06/2022 06/06/2022 31845V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL 8 .854.14 1.00 (854.14) 854.14 - - _ 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/06/2022 06/06/2022 06/06/2022 31845V203 SOLD UNITS OF FIRST AM GOVT OB FD CL 8 0IT9o4851) 1.00 118,848.51 (118,848.51) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/06/2022 38141 GZF4 INTEREST EARNED ON GOLDMAN SACHS GROU 0.67678% 12/06/23 $1 PV ON 330000 0000 SHARES DUE 6/6/2022 - - 854.14 - - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/07/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL INCOME EARNINGS - - (797.87) - - - 120 Page 78 of 109 RIVERSIDE COUNTY RCTC TRANSPORTATION 2017 Financing STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 Source Account Account 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV Transaction Date 06/07/2022 Trade Date Settlement_Date CUSIP Description Units CASH RECEIPT TRANSFER FROM INCOME INCOME EARNINGS - Pile ' - Net Cash Amount Federal Tax Cost Amount Short Term Gain/Loss Amount Long Term Gain/Loss Amount 797.87 470.02 - - - - - - - - - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/08/2022 CASH RECEIPT TRANSFER FROM INCOME INCOME EARNINGS - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/08/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL INCOME EARNINGS - - (470.02) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/08/2022 06/08/2022 06/08/2022 02530KF88 MATURED PAR VALUE OF AMERICAN CRYSTAL SUGAR G P 6/08/22 550,000 PAR VALUE AT 100 % (550,000.00) 1.00 549,472.91 (549,472.91) 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/08/2022 025308F88 INTEREST EARNED ON AMERICAN CRYSTAL SUGAR C P 6/08/22 $1 PV ON 550000.0000 SHARES DUE 6/8/2022 550,000 PAR VALUE AT 100 % - - 527.09 - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/08/2022 06/08/2022 06/08/2022 31846V203 SOLD UNITS OF FIRST AM GOVT OB FD CL Y (136,357.85) 1.00 136,357.85 (136,357.85) - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/08/2022 06/08/2022 912828Z68 PAID ACCRUED INTEREST ON PURCHASE OF U S TREASURY NT 0.125% 5/15/23 - - (57.07) - - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/08/2022 06/07/2022 06/08/2022 912828Z68 PURCHASED PAR VALUE OF U S TREASURY NT 0.125% 5/15/23 /JPMSUS3X JP MORGAN SEC NY/700,000 PAR VALUE AT 98.04296857 700,000.00 0.98 (686,300.78) 686,300.78 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/09/2022 06/01/2022 06/06/2022 3138L2M87 PURCHASED PAR VALUE OF F N M A #AM2182 2.160% 1/01/23 /STONEX FINANCIAL INC./BD RATES/118,569.03 PAR VALUE AT 99.93749633 118,569.03 1.00 (118,494.92) 118,494.92 - - _ 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/09/2022 06/06/2022 3138L2M87 PAID ACCRUED INTEREST ON PURCHASE OF F N M A 4AM2182 2.160% 1/01/23 - - (35.57) - - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/09/2022 06/09/2022. 06/09/2022 31846V203 PURCHASED UNITS OF FIRST AM GOVT 00 FD CL Y 318.02 1.00 (318.02) 318.02 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/10/2022 1468766F3 INTEREST EARNED ON CARVANA AUTO RECB 0,27999% 3/10/24 $1 PV ON 6.3900 SHARES DUE 6/10/2022 $0.00023/PV ON 27,369.06 PV DUE 6/10/22 - - 6.39 _ - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/10/2022 14687BAF3 AMORTIZED PREMIUM ON CARVANA AUTO RECB 0.27999% 3/10/24 CURRENT YEAR AMORTIZATION - - - (0.30) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/10/2022 06/10/2022 06/10/2022 1468786E3 PAID DOWN PAR VALUE OF CARVANA AUTO RECB 0.27999% 3/10/24 CMO FINAL PAYDOWN (27,369.06) - 27,369.06 (27,372.14) (3.08) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/10/2022 06/10/2022 3137B3NX2 PAID ACCRUED INTEREST ON PURCHASE OF F H L M C MLTCL MTG 3.300% 4/25/23 - - (82.50) - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/10/2022 06/07/2022 06/10/2022 313783NX2 PURCHASED PAR VALUE OFF H L M C MLTCL MTG 3.300% 4/25/23 /BREAN CAPITAL LLC/100,000 PAR VALUE AT 100.48438 % 100,000.00 1.00 (100,484.38) 100,484.38 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/10/2022 06/10/2022 06/10/2022 318469203 PURCHASED UNITS OF FIRST AM GOVT 05 FD CL 9 27,375.45 1.00 (27,375.45) 27,375.45 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/10/2[122' !06/10/2022 06/10/2022 318469203 SOLD UNITS OF FIRST AM GOVT OB FD CL 0 (100,566.88) 1.00 100,566.88 (100,566.88) - 240907004 RCTC 2017 TIF1A PRJ SALES TAX REV 06/14/2022- 06/14/2022. 06/14/2022 318469203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 351,074.68 1.00 (351,074.68) 351,074.68 - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/14/2022 06/13/2022 06/14/2022 91282CDE8 SOLD PAR VALUE OF U S TREASURY NT 0.325%10/31/23 /BARCUS3B BARCLAYS CAP WHIPPANY/350,000 PAR VALUE AT 100.17316857 % (350,000.00) 1.00 350,606.09 (350,487.44) 118.65 - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/14/2022 06/14/2022 91282CDE8 RECEIVED ACCRUED INTEREST ON SALE OF U S TREASURY NT 0.325% 10/31/23 - - 468.59 - - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/14/2022 9128205E8 AMORTIZED PREMIUM ON U S TREASURY NT 0.325%10/31/23 CURRENT YEAR AMORTIZATION - - (55.38) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/15/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL INCOME EARNINGS - - (7,526.80) - - 240907004 RCTC 2017TIFIA PRJ SALES TAX REV 06/15/2022 CASH RECEIPT TRANSFER FROM INCOME INCOME EARNINGS - - 7,526.80 - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/15/2022 02582JHL7 AMORTIZED PREMIUM ON AMERICAN EXPRESS 2.350% 5/15/25 CURRENT YEAR AMORTIZATION - - - (258.12) - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/15/2022 02582JHL7 INTEREST EARNED ON AMERICAN EXPRESS 2.350% 5/15/25 $1 P9 ON 587.5000 SHARES DUE 6/15/2022 $0.00196/PV ON 300,000.00 PV DUE 6/15/22 - - 587.50 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/15/2022- 02582JHS2 AMORTIZED PREMIUM ON AMERICAN EXPRESS 1.19471% 10/15/25 CURRENT YEAR AMORTIZATION - - - (15.85) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/1'5/2022;, 02582JHS2 INTEREST EARNED ON AMERICAN EXPRESS 1.19471% 10/15/25 $1 PV ON 149.3400 SHARES DUE 6/15/2022 $0.00100/PV ON 150,000.00 PV DUE 6/15/22 - - 149.34 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/15/2022 02582JJM3 INTEREST EARNED ON AMERICAN EXPRESS 2.000% 4/15/25 $1 PV ON 166.6700 SHARES DUE 6/15/2022 $0.00167/PV ON 100,000.00 PV DUE 6/15/22 - - 166.67 - - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/15/2022 02582JJM3 AMORTIZED PREMIUM ON AMERICAN EXPRESS 2.000% 4/15/25 CURRENT YEAR AMORTIZATION - - ("AM,, - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/15/2022 02582JJN1 INTEREST EARNED ON AMERICAN EXPRESS 2.000% 4/15/25 $1 PV ON 284.1700 SHARES DUE 6/15/2022 $0.00183/PV ON 155,000.00 PV DUE 6/15/22 - - 284.17 - - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV ;06/115/2032 02582JJN1 AMORTIZED PREMIUM ON AMERICAN EXPRESS 2.000% 4/15/25 CURRENT YEAR AMORTIZATION - - - (720) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/15/2022 12596EAC8 AMORTIZED PREMIUM ON CNH EQUIPMENT TRUST 3.190% 11/15/23 CURRENT YEAR AMORTIZATION - - - (10.20) - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV �9€P.S/,2022 06/15/2022 06/15/202212596EA08 PAID DOWN PAR VALUE OF CNH EQUIPMENT TRUST 3.190%11/15/23 CMO FINAL PAYDOWN (58,48966) - 58,48966 (58,56992) (80.26) 121 Page 79 of 109 RIVERSIDE RCTC COUNTY TRANSPORTATION 2017 Financing STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 Source Account Account 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV Transaction Date 06/15/2022 Trade Date Settlement Date CUSIP Description Units 12596EAC8 INTEREST EARNED ON CNH EQUIPMENT TRUST 3.190% 11/15/23 $1 - PV ON 155.4800 SHARES DUE 6/15/2022 $0.00266/PV ON 58,489.66 PV DUE 6/15/22 Pric - Net Cash Amount Federal Tax Cost Amount Short Term Long Term Gain/Loss Gain/Loss Amount Amount 155.48 - - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/15/2022 12596JAE3 AMORTIZED PREMIUM ON CNH EQUIPMENT TR 3.340%. 7/15/26 CURRENT YEAR AMORTIZATION - - (27.80) 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/15/2022 12596JAE3 INTEREST EARNED ON CNH EQUIPMENT TR 3.340% 7/15/26 $1 PV ON 278.3300 SHARES DUE 6/15/2022 $0.00278/PV ON 100,000.00 PV DUE 6/15/22 - - 278.33 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/15/2022 12596TAE1 AMORTIZED PREMIUM ON CNH EQUIP TR 2.870%11/16/26 CURRENT YEAR AMORTIZATION - - - (5.96) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/15/2022 12596TAE1 INTEREST EARNED ON CNH EQUIP TR 2.870% 11/16/26 $1 PV ON 179.3800 SHARES DUE 6/15/2022 $0.00239/PV ON 75,000.00 PV DUE 6/15/22 - - 179.38 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/15/2022 12597PAC2 AMORTIZED PREMIUM ON CNH EQUIPMENT TRUST 1.160% 6/16/25 CURRENT YEAR AMORTIZATION - - - (20:41) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/15/2022 12597PAC2 INTEREST EARNED ON CNH EQUIPMENT TRUST 1.160% 6/16/25 $1 PV ON 54.3200 SHARES DUE 6/15/2022 $0.00097/PV ON 56,197.08 PV DUE 6/15/22 - - 54.32 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/15/2022 06/15/2022 06/15/2022 12597PAC2 PAID DOWN PAR VALUE OF CNH EQUIPMENT TRUST 1.160% 6/16/25 (1,974:91) - 1,974.91 (1,985.30) .(10.39) 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/15/2022 06/15/2022 06/15/2022 12598/0.86 PAID DOWN PAR VALUE OF CNH EQUIPMENT 0.230% 3/15/24 (16,327.77) - 16,327.77 (16,326.49) 1.28 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/15/2022 1259840.86 INTEREST EARNED ON CNH EQUIPMENT 0.230% 3/15/24 $1 PV ON 16.7900 SHARES DUE 6/15/2022 $0:00019/PV ON 87,589.71 PV DUE 6/15/22 - - 16.79 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/15/2022 14041NFUO INTEREST EARNED ON CAPITAL ONE MULTI 1.720% 8/15/24 $1 PV ON 401.3300 SHARES DUE 6/15/2022 $0.00143/9V ON 280,000.00 PV DUE 6/15/22 - - 401.33 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/15/2022. 14041NFU0 AMORTIZED PREMIUM ON CAPITAL ONE MULTI 1220% 8/15/24 CURRENT YEAR AMORTIZATION - •- - (57.24) 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/15/2022 14042WAC4 INTEREST EARNED ON CAPITAL ONE PRIME 2.510%11/15/23$1 PV ON 97.8700 SHARES DUE 6/15/2022 $0.00209/PV ON 46,794.93 PV DUE 6/15/22 - - 97.87 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/15/2022 14042WAC4 AMORTIZED PREMIUM ON CAPITAL ONE PRIME 2510% 11/15/23 CURRENT YEAR AMORTIZATION - - - (21 .7 - _ 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/15/2022 06/15/2022 06/15/2022 14042WAC4 PAID DOWN PAR VALUE OF CAPITAL ONE PRIME 2.510% 11/15/23 (14,689.42) - 14,689.42 (14,746.98) (57.56) 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/15/2022 14315FAF4 INTEREST EARNED ON CARMAX AUTO OWNER 1.090% 3/16/26 $1 PV ON 109.0000 SHARES DUE 6/15/2022 $0.00091/PV ON 120,000.00 PV DUE 6/15/22 - - 109.00 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/15/2022 14315FAF4 AMORTIZED PREMIUM ON CARMAX AUTO OWNER 1.090% 3/16/26 CURRENT YEAR AMORTIZATION - - - (5.03) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/15/2022 06/15/2022 06/15/2022 14315PAD7 PAID DOWN PAR VALUE OF CARMAX AUTO OWNER 2.180%8/15/24 (16,514,89) - 16,51489 (16,633.77) (118.88) 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/15/2022 14315PAD7 AMORTIZED PREMIUM ON CARMAX AUTO OWNER 2.180% 8/15/24 CURRENT YEAR AMORTIZATION - - - (91.00) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/15/2022 14315PAD7 INTEREST EARNED ON CARMAX AUTO OWNER 2.180% 8/15/24 $1 PV ON 294.8800 SHARES DUE 6/15/2022 $0.00182/PV ON 162,317.38 PV DUE 6/15/22 - - 294.88 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/15/2022 14315XAC2 INTEREST EARNED ON CARMAX AUTO OWNER 1.890% 12/16/24 $1 PV ON 80.3200 SHARES DUE 6/15/2022$0.00157/PV ON 50,996.35 PV DUE 6/15/22 - - 80.32 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/15/2022 143155502 AMORTIZED PREMIUM ON CARMAX AUTO OWNER 1.890%12/16/24 CURRENT YEAR AMORTIZATION -. - (29,17) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/15/2022 06/15/2022 06/15/2022 14315XAC2 PAID DOWN PAR VALUE OF CARMAX AUTO OWNER 1.890% 12/16/24 (4,065.93) - 4,065.93 (4,100.22) (34.29) 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/15/2022 14316LAC7 AMORTIZED PREMIUM ON CARMAX AUTO OWNER: 2.680% 3/15/24 CURRENT YEAR AMORTIZATION - - - (128,20 - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/15/2022 06/15/2022 06/15/2022 14316LAC7 PAID DOWN PAR VALUE OF CARMAX AUTO OWNER 2.680% 3/15/24 (36,709.61) - 36,709.61 (36,934.70) (225.09) 240907004 RCTC 2017 TIF1A PRJ SALES TAX REV 06/15/2022 14316LAC7 INTEREST EARNED ON CARMAX AUTO OWNER 2.680% 3/15/24 $1 PV ON 466.1200 SHARES DUE 6/15/202250.00223/PV ON 208,710.29 PV DUE 6/15/22 ,. 466.12 - --. 240907004 RCTC 2017 TIF1A PRJ SALES TAX REV 06/15/2022- 14316NAB5 INTEREST EARNED ON CARMAX AUTO OWNER 0.220% 2/15/24 $1 PV ON 3.4500 SHARES DUE 6/15/2022 $0.00018/PV ON 18,818.13 PV DUE 6/15/22 - - 3.45 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/15/2022 06/15/2022 06/15/2022 14316NAB5 PAID DOWN PAR VALUE OF CARMAX AUTO OWNER 0.220% 2/15/24 (10,090.23) - 10,090.23 (10,090.24) '404 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/15/2022 14316NAC3 INTEREST EARNED ON CARMAX AUTO OWNER 0.340%12/15/25 $1 PV ON 45.3300 SHARES DUE 6/15/2022 $0.00028/PV ON 160,000.00 PV DUE 6/15/22 - - 45.33 - - 240907004 RCTC 2017 TIFIA PRJ. SALES TAX REV 06/15/2022 14317040.0 INTEREST EARNED ON CARMAX AUTO OWNER 0.31282% 2/15/23 $1 PV ON 17.2000 SHARES DUE 6/15/2022 $0.00026/PV ON 65,976.47 PV DUE 6/15/22 - - 17,20 - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/15/2022 06/15/2022. 06/15/2022 14317CAA0 PAID DOWN PAR VALUE OF CARMAX AUTO OWNER 0.31282% 2/15/23 (56,535.79) - 56,535.79 (56,535.79) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV ;06/14"/2022'. 14317HAB7 INTEREST EARNED ON CARMAX AUTO OWNER 2.810% 5/15/25 $1 PV ON 339.5400 SHARES DUE 6/15/2022 $0.00234/PV ON 145,000.00 PV DUE 6/15/22 A ,1,1 = - 339:54 _ - Page 80 of 109 RIVERSIDE COUNTY RCTC TRANSPORTATION 2017 Financing STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 Source Account Account 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV Transaction Date Trade Date 06/15/2022 Settlement Date CUSIP Description Units 161571HP2 INTEREST EARNED ON CHASE ISSUANCE TRUST 1.530% 1/15/25 $1 PV - ON 255.0000 SHARES DUE 6/15/2022 $0.00128/PV ON 200000.00 PV DUE 6/15/22 Price - Net Cash Amount Federal Tax Cost Amount Short Term Gain/Loss Amount Long Term Gain/Loss Amount 255.00 1,020.00 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/15/2022 20826FAA4 INTEREST EARNED ON CONOCOPHILLIPS CO 2.400% 12/15/22 81 PV ON 85000.0000 SHARES DUE 6/15/2022 - - - - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/15/2022 20826FAA4 AMORTIZED PREMIUM ON CONOCOPHILLIPS CO 2.400%12/15/22 CURRENT YEAR AMORTIZATION - (260.39) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/15/2022 216841_059 INTEREST EARNED ON COOPERATIEVE C D 0.54096% 6/15/2251 PV ON 375000.0000 SHARES DUE 6/15/2022 - - 270.94 - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/15/2022 21684LC59 ACCREDITED DISCOUNT ON COOPERATIEVE C D 0.54096% 6/15/22 MARKET DISCOUNT - - - 54.03 - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/15/2022 06/15/2022 06/15/2022 21684L059 MATURED PAR VALUE OF COOPERATIEVE C D 0.54096% 6/15/22 375,000 PAR VALUE AT 100 % (375,000.00) 1.00 375,000.00 (375,000.00) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/15/2022 233854902 INTEREST EARNED ON DAIMLER TRUCKS 1.220% 9/15/23 81 PV ON 53.4500 SHARES DUE 6/15/2022 $0.00102/PV ON 52,571.27 PV DUE 6/15/22 - - 53.45 - - 240907004 RCTC 2017 TIFIAPRJ SALES TAX REV 06/15/2022 233854002 AMORTIZED PREMIUM ON DAIMLER TRUCKS 1.220%9/15/23 CURRENT YEAR AMORTIZATION - - - (13.43) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/15/2022 06/15/2022 06/15/2022 233854A02 PAID DOWN PAR VALUE OF DAIMLER TRUCKS 1.220% 9/15/23 (10,324.88) - 10,324.88 (10,343.85) - (18.97) 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/15/2022 3137A6YW6 INTEREST EARNED ON F H L M C MLTCL MTG 3.500% 2/15/26 $1 PV ON 281.0600 SHARES DUE 6/15/2022 $0.00292/PV ON 96,364.90 PV DUE 6/15/22 - - 281.06 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/15/2022 06/15/2022. 06/15/2022 3137A6YW6 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 3.500% 2/15/26 (3,670.20) - 3,670.20 (3,705.90) (35.70) 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/15/2022 3137A6YW6 AMORTIZED PREMIUM ON F H LM C MLTCL MTG 3.500% 2/15/26 CURRENT YEAR AMORTIZATION - -- - (60.14) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/15/2022 06/15/2022 06/15/2022 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 403,997.95 1.00 (403,997.95) 403,997.95 - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/15/2022 06/15/2022 06/15/2022 31846V203 SOLD UNITS OF FIRST AM GOVT 08 FD CL Y (53,529:;94) 1.00 53,57994 (53,579:94) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/15/2022 06/15/2022 06/15/2022 345286006 PAID DOWN PAR VALUE OF FORD CR AUTO OWN 0.23886% 2/15/23. CMO FINAL PAYOOWN (54,597.92) - 54,597.92 (54,597.92) - _ 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/15/2022 3452860,56 INTEREST EARNED ON FORD CR AUTO OWN 0.23886% 2/15/23 $1 PV ON 10.8700 SHARES DUE 6/15/2022 $0.00020/PV ON 54,597.92 PV DUE 6/15/22 - _ 10:87 - - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/15/2022 34528QHB3 INTEREST EARNED ON FORD CREDIT 1.47471% 9/15/24 $1 PV ON 245.7900 SHARES DUE 6/15/2022 $0.00123/PV ON 200,000.00 PV DUE 6/15/22 - - 245.79 - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/15/2022 34528QHB3 AMORTIZED PREMIUM ON FORD CREDIT 1.47471% 9/15/24 CURRENT YEAR AMORTIZATION - - - (25.27) - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/15/2022- 34528QHL1 INTEREST EARNED ON FORD CREDIT MSTR 1.37471% 9/15/25 S1 PV ON 452.5100 SHARES DUE 6/15/2022 $0.00115/PV ON 395,000.00 PV DUE 6/15/22 - - 452.51 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/15/2022 34528QHL1 AMORTIZED PREMIUM ON FORD CREDIT MSTR 1.37471% 9/15/25 CURRENT YEAR AMORTIZATION - - - (75.60) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/15/2022 34531 KAD4 AMORTIZED PREMIUM ON FORD CREDIT AUTO 1.870% 3/15/24 CURRENT YEAR AMORTIZATION - - - (126.31) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/15/2022 06/15/2022 06/15/2022 34531 KAD4 PAID DOWN PAR VALUE OF FORD CREDIT AUTO 1.870% 3/15/24 (44,214.40) - 44,214:40 (44,392.36) (177.96) 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/15/2022 34531 KAD4 INTEREST EARNED ON FORD CREDIT AUTO 1.870% 3/15/24 $1 PV ON 506.3900 SHARES DUE 6/15/2022 $0.00156/PV ON 324,955.21 PV DUE 6/15/22 - 506.39 506.39 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/15/2022 43013DA02 INTEREST EARNED ON HONDA AUTO 0.820% 7/15/24 S1 PV ON 92.4900 SHARES DUE 6/15/2022 $0.00068/PV ON 135,348.66 PV DUE 6/15/22 - . .. 92.49 - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/15/2022 06/15/2022 .06/15/2022 43813DA02 PAID DOWN PAR VALUE OF HONDA AUTO 0.820% 7/15/24 (11,166.53) - 11,166.53 (11,054.86) 111.67 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/15/2022 58769EAC2 AMORTIZED PREMIUM ON MERCEDES BENZ AUTO 0.400% 11/15/23 CURRENT YEAR AMORTIZATION - - - (18.34) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/15/2022 06/15/2022 06/15/2022 58769E002 PAID DOWN PAR VALUE OF MERCEDES BENZ AUTO 0.400% 11/15/23 (26,027.95) 26,027.95 (26,055.03) (27.08) 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/15/2022 = = 58769E002 INTEREST EARNED ON MERCEDES BENZ AUTO 0.400%11/15/23 $1 PV ON 98.2100 SHARES DUE 6/15/2022 $0.00033/PV ON 294,618.59 PV DUE 6/15/22 = - 98.21 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/15/2022 64986MJ63 INTEREST EARNED ON NEW YORK ST 1455 0.84999% 11/15/36 $1 PV ON 300000.0000 SHARES DUE 6/15/2022 - - 216.57 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX 06/15/2022 80285NAE6 INTEREST EARNED ON SANTANDER DRIVE AUTO 0:500%. 4/15/2581 PV ON 116.6700 SHARES DUE 6/15/2022 $0.00042/PV ON 280,000.00 PV DUE 6/15/22 .. 116:67REV 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/15/2022- 06/15/2022. 06/15/2022 80286NAE6 PAID DOWN PAR VALUE OF SANTANDER DRIVE AUTO 0.500% 4/15/25 (20,693.46) - 20,693.46 (20,606.16) 87.30 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/15/2022 80286NAF3 INTEREST EARNED ON SANTANDER DRIVE 0.750% 2/17/26 $1 PV ON 62.5100 SHARES DUE 6/15/2022 $0.00063/PV ON 100,000.00 PV DUE 6/15/22 -_ 6_'2.51 _ ... 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/15/2022 80286NAF3 AMORTIZED PREMIUM ON SANTANDER DRIVE 0.750% 2/17/26 CURRENT YEAR AMORTIZATION - - - (4.34) - 123 Page 81 of 109 RCTC RIVERSIDE COUNTY TRANSPORTATION 2017 Financing STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 Source Account 240907004 Account RCTC 2017 TIFIA PRJ SALES TAX REV Transaction Date 06/15/2022 Trade Date Settlement Date CUSIP Description Units 87166PAF8 INTEREST EARNED ON SYNCHRONY CARD 2.340% 6/16/25%1 PV - ON 487.5000 SHARES DUE 6/15/2022 $0.00195/PV ON 250,000.00 PV DUE 6/15/22 Pric'- - Net Cash Amount Federal Tax Cost Amount Short Term Gain/Loss Amount Long Term Gain/Loss Amount 487.50 - - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/15/2022 06/15/2022 06/15/2022 87166PAF8 87166PAF8 PAID DOWN PAR VALUE OF SYNCHRONY CARD 2.340% 6/16/25 CMO FINAL PAYDOWN (250,000.00) - 250,000.00 (250596.79) (596.79) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/15/2022 AMORTIZED PREMIUM ON SYNCHRONY CARD 2.340% 6/16/25 CURRENT YEAR AMORTIZATION - - - (22.24) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/15/2022 89236XAC0 INTEREST EARNED ON TOYOTA AUTO 0.350% 1/15/25 $1 PV ON 77.0700 SHARES DUE 6/15/2022 $0.00029/PV ON 264237.01 PV DUE 6/15/22 - - 77.07 - - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/15/2022 06/15/2022 06/15/2022 B9236XAC0 PAID DOWN PAR VALUE OF TOYOTA AUTO. 0.350% 1/15/25 (19,473.15) - 19,473.15 (19;390.24) 82.91 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/15/2022 06/13/2022 06/15/2022 912820A96 PURCHASED PAR VALUE OF U S TREASURY NT 0.125% 10/15/23 /SBNYUS33 CITGROUP GBL MKTS NY/725,000 PAR VALUE AT 96.29296828 % 725,000.00 0.96 (598,124.02) 69%124.02 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/15/2022 06/15/2022 91282CAP6 PAID ACCRUED INTEREST ON PURCHASE OF U S TREASURY NT 0.125% 10/15/23 - -- (151,,04) - - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/15/2022 98162HAC4 AMORTIZED PREMIUM ON WORLD OMNI 1.700% 1/15/23 CURRENT YEAR AMORTIZATION - - - (22.99) - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/15/2022 06/15/2022 06/15/2022 98162HAC4 PAID DOWN PAR VALUE OF WORLD OMNI 1.700% 1/15/23 (10,097:35) - 10,097.35 (10,138.64) (41.29) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/15/2022 98162HA04 INTEREST EARNED ON WORLD OMNI 1.700% 1/15/23 $1 PV ON 54.9700 SHARES DUE 6/15/2022 $0.00142/PV ON 3%805.72 PV DUE 6/15/22 - - 54.97 - - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/16/2022. CASH RECEIPT TRANSFER FROM INCOME INCOME EARNINGS - - 743.76 - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/16/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL INCOME EARNINGS - - (743.76) - - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/16/2022 06/1672022 06/16/2022 31846V203 PURCHASED UNITS OF FIRST AM GOVT 06 FD CL Y 4,934.44 - - 1.00 (4,934.44) 4,934.44 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/16/2022 36258MAF1 INTEREST EARNED ON GM FIN CONS ATMB 2.040% 2/18/25 $1 PV ON 510.0000 SHARES DUE 6/16/2022 00.00170/PV ON 300,000.00 PV DUE 6/16/22 - - 510.00 - - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/16/2022 36258MAF1 AMORTIZED PREMIUM ON GM FIN CONS ATMB 2040% 2/18/25 CURRENT YEAR AMORTIZATION - (270.71) - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/16/2022 38013FAD3 AMORTIZED PREMIUM ON GM FINANCIAL 3.210% 10/16/23 CURRENT YEAR AMORTIZATION - - - (0.85) - - _ 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/16/2022 06/16/2022 06/16/2022 38013FAD3 PAID DOWN PAR VALUE OF GM FINANCIAL 3.210% 10/16/23 CMO FINAL PAYDOWN (3,482.50) - 3,482.50 (3,489.22) - (6.72) 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/16/2022 38013FAD3 INTEREST EARNED ON GM FINANCIAL 3.210% 10/16/23 $1 PV ON 9.3200 SHARES DUE 6/16/2022 $0.00268/PV ON 3,482.50 PV DUE 6/16/22 - - 9.32 - - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/16/2022 46647PCA2 INTEREST EARNED ON JPMORGAN CHASE CO 0.62934% 3/16/24 $1 PV ON 340000 0000 SHARES DUE 6/16/2022 - - 932.62 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/17/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL INCOME EARNINGS - - (2,336.25) - - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/17/2022 CASH RECEIPT TRANSFER FROM INCOME INCOME EARNINGS - 2,336.25 + - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/17/2022 06/17/2022 06/17/2022 3133T52K8 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 6.000% 7/17/24 (13,547.12) - 13,547.12 (13,937.15) (390.03) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/17/2022 3133T52K8 AMORTIZED PREMIUM ON F H L M 0 MLTCL MTG 6.000% 7/17/24 CURRENT YEAR AMORTIZATION - - (454.99) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/17/2022 3133T52K8 INTEREST EARNED ON F H L M C MLTCL MTG 6.000% 7/17/24 $1 PV ON 945.6600 SHARES DUE 6/17/2022 $0.00500/PV ON 189,131.40 PV DUE 6/17/22 - - 945.66 - - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/17/2022 06/17/2022 06/17/2022 31846V203 PURCHASED UNITS OF FIRST AM GOVT 06 FD CL 5 500,884.31 1.00 (500,884.31) 500,884.31 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/17/2022 06/17/2022 06/17/2022 31846V203 SOLD UNITS OF FIRST AM GOVT OB FD CL Y (835,328.05) 1.00 835,328.05 (835,328.05) - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/17/2022 06/17/2022 06/17/2022 63616KFM6 PURCHASED PAR VALUE OF NATIONAL FUEL GAS CO C P 6/21/22 /BOFA SECURITIES, INC./FXD INC/350,000 PAR VALUE AT 99.975 % 350,000.00 1.00 (349,912:58) 349;912.50 -- - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/17/2022 06/17/2022 06/17/2022 976653FM7 PURCHASED PAR VALUE OF WISCONSIN ELEC PWR CO C P 6/21/22 /J.P. MORGAN SECURITIES LLC/500,000 PAR VALUE AT 99.981666 % 500,000.00 1.00 (499,908.33) 499,908.33 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/17/2022 06/17/2022 97689P2K3 RECEIVED ACCRUED INTEREST ON SALE OF WISCONSIN ST HSG 0.10801% 9/01/37 - - 884.31 - - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/17/2022 06/10/2022 06/17/2022 9768992K3 SOLD PAR VALUE OF WISCONSIN ST HSG 0.10801% 9/01/37 /JPMSUS3X JP MORGAN SEC NY/500,000 PAR VALUE AT 100 % (500,000.00) 1.00 500,000.00 (500,000.00) - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/21/2022 CASH RECEIPT TRANSFER FROM INCOME INCOME EARNINGS - - 1.165.21 - - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/21/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL INCOME EARNINGS - - (1,165.21) - - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/21/2022 .06/21/2022 06/21/2022 02530KGF1 PURCHASED PAR VALUE OF AMERICAN CRYSTAL SUGAR C P 7/15/22 /WELLS FARGO SECURITIES, LLC/350,000 PAR VALUE AT 99.86666571 % 350,000.00 1.00 (349,533.33) 349,533.33 - - 240907004 RCTC 2017TIFIA PRJ SALES TAX REV 06/21/2022 06/21/2022 06/21/2022 31846V203 SOLD UNITS OF FIRST AM GOVT 013 FD CL Y (257,460.04) 1.00 257,460.04 (257,460.04) - - 124 Page 82 of 109 RIVERSIDE COUNTY RCTC TRANSPORTATION 2017 Financing STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 Source Account Account 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV Transaction Date 06/21/2022 Trade Date Settlement Date CUSIP Description Units 06/21/2022 06/21/2022 31046V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 673,849.40 P Price 1.00 Net Cash Amount (673,849.40) 122.67 Federal Tax Cost Amount 673,849.40 Short Term Gain/Loss Amount Long Term Gain/Loss Amount - (92.99) _ 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/21/2022 36259KAF4 INTEREST EARNED ON GM FINANCIAL 1.840% 12/20/23 $1 PV ON 80000.0000 SHARES DUE 6/21/2022 - - - (80,092.99) 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/21/2022 06/21/2022 06/21/2022 36259KAF4 PAID DOWN PAR VALUE OF GM FINANCIAL 1.840% 12/20/23 CMO FINAL PAYDOWN (80,000.00) 13.90 80,000.00 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/21/2022 36259KAF4 AMORTIZED PREMIUM ON GM FINANCIAL 1.840%12/20/23 CURRENT YEAR AMORTIZATION - - - (5.44) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/21/2022 38378JZD7 INTEREST EARNED ON G N M A GTD REMIC 1.500% 12/20/40 $1 PV ON 64.1500 SHARES DUE 6/20/2022 $0.00125/PV ON 51,317.51 PV DUE 6/20/22 - - 64.15 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/21/2022 06/20/2022 06/21/2022 38378JZD7 PAID DOWN PAR VALUE OF G N M A GTD REMIC 1.500% 12/20/40 (2,953.31) - 2,953.31 (2,976.20) (22.89) 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/21/2022 38378JZD7 AMORTIZED PREMIUM ON G N M A GTD REMIC 1.500%12/20/40 CURRENT YEAR AMORTIZATION - -- - (6.58) .. 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/21/2022 43813RAC1 INTEREST EARNED ON HONDA AUTO 1.610% 4/22/24 $1 PV ON 178.1100 SHARES DUE 6/21/2022 $0.00134/PV ON 132,750.72 PV DUE 6/21/22 - - 178.11 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/21/2022 06/21/2022 06/21/2022 43813RAC1 PAID DOWN PAR VALUE OF HONDA AUTO 1.610% 4/22/24 (12,420.60) - 12420.60 (12370.01) 50,59 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/21/2022 06/21/2022 06/21/2022 43814WAC9 PAID DOWN PAR VALUE OF HONDA AUTO 2.830% 3/20/23 CMO FINAL PAYDOWN (11,950.62) 11.63 11,950.62 (11,976.81) (26.19) 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/21/2022 43814WAC9 AMORTIZED PREMIUM ON HONDA AUTO 2.830% 3/20/23 CURRENT YEAR AMORTIZATION - - - (6.69) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/21/2022 06/18/2022 06/21/2022 43814WAD7 PAID DOWN PAR VALUE OF HONDA AUTO 2.900% 6/18/24 (800.66) - 800.66 (801.87) (1.21) 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/21/2022. 43814WAD7 INTEREST EARNED ON HONDA AUTO 2.900% 6/18/24 $1 PV ON 483.3300 SHARES DUE 6/18/2022 $0.00242/PV ON 200,000.00 PV DUE 6/18/22 - - 483.33 - - 240907004 RCTC 2017TIFIA PRJ SALES TAX REV 06/21/2022 43814WAD7 AMORTIZED PREMIUM ON HONDA AUTO 2.900% 6/18/24 CURRENT YEAR AMORTIZATION - - - (25.62) - _ 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/21/2022 06/21/2022 06/21/2022 63616KFM6 MATURED PAR VALUE OF NATIONAL FUEL GAS CO C P 6/21/22 350,000 PAR VALUE AT 100 % (850,000.00) 1.00 349,912,50 (349,912.50) - ' 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/21/2022 63616KFM6 INTEREST EARNED ON NATIONAL FUEL GAS CO C P 6/21/22 $1 PV ON 350000.0000 SHARES DUE 6/21/2022 350,000 PAR VALUE AT 100 % - - 87.50 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/21/2022 06/21/2022 06/21/2022 97665SFM7 MATURED PAR VALUE OF WISCONSIN ELEC PWR CO C P 6/21/22 500,000 PAR VALUE AT 100 % (500,000',00) 1.00 499,908.33 (499,908.33) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/21/2022 97665SFM7 INTEREST EARNED ON WISCONSIN ELEC PWR CO C P 6/21/22 $1 PV ON 500000.0000 SHARES DUE 6/21/2022 500,000 PAR VALUE AT 100 % - - - 91.67 (122.67) - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/22/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL INCOME EARNINGS - - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/22/2022 CASH RECEIPT TRANSFER FROM INCOME INCOME EARNINGS - 175,000.00 - 1.01 122.67 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/22/2022 05/26/2022 06/22/2022 20772KQF9 PURCHASED PAR VALUE OF CONNECTICUT ST 4.250% 6/15/23 /PRSHUS33 PERSHING JERSEY CITY/175,000 PAR VALUE AT 101.337 % (177,339.75) 177,339.75 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/22/2022 06/22/2022 06/22/2022 31846V203 SOLD UNITS OF FIRST AM GOVT OB FD CL Y (177339.75) 1.00 177,339.75 (177,339.75) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/22/2022 06/22/2022 06/22/2022 318461/203 SOLD UNITS OF FIRST AM GOVT OB FD CL Y (349,878.47) 1.00 349,878.47 (349,878.47) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/22/2022 06/22/2022 06/22/2022 63616KFT1 PURCHASED PAR VALUE OF NATIONAL FUEL GAS CO C P 6/27/22 /GOLDMAN SACHS & CO. LLC/350,000 PAR VALUE AT 99.96527714 % 350,000.00 1.00 (349,878.47) 349,878.47 - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/22/2022 06/21/2022 649660J83 PAID ACCRUED INTEREST ON PURCHASE OF NEW YORK NV 1.150% 3/01/23 - - (685.21) - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/22/2022 06/16/2022 06/21/2022 649660J03 PURCHASED PAR VALUE OF NEW YORK NY 1.150% 3/01/23 /BOFA SECURITIES, INC./195,000 PAR VALUE AT 98.649 195,000.00 0.99 (192,365.55) 192,365.55 - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/23/2022 06/22/2022 06/23/2022 31846V203 SOLD UNITS OF FIRST AM GOVT OB FD CL Y (198,050.76) 1.00 193,050.76 {193,050.76) 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/23/2022 06/23/2022 06/23/2022 318461/203 PURCHASED UNITS OF FIRST AM GOVT 08 FD CL 7 193,078.94 1.00 (193,078.94) 193,078.94 - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/23/2022 43814WAC9 INTEREST EARNED ON HONDA AUTO 2.830% 3/20/23 $1 PV ON 11950.6200 SHARES DUE 6/18/2022 - - 28.18 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/24/2022 CASH RECEIPT TRANSFER FROM INCOME INCOME EARNINGS - - 28.18 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/24/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL INCOME EARNINGS - (28.18) - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/27/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL INCOME EARNINGS - - (3,676.15) - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/27/2022 CASH RECEIPT TRANSFER FROM INCOME INCOME EARNINGS - - 3,676.15 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/27/2022 06367CLT2 INTEREST EARNED ON BANK MONTREAL C D 0.20147% 9/27/22 $1 PV ON 225000.0000 SHARES DUE 6/27/2022 - - 449.19 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/27/2022 06/24/2022 06/27/2022 23336K000 PURCHASED PAR VALUE OF DTE ELEC CO DISC COML C P 7/12/22. /BARCUS3B BARCLAYS CAP WHIPPANY/350,000 PAR VALUE AT 99.92166571 % n - r 350,000.00 1.00 (349,725.83) 349725.83 - Page 83 of 109 RIVERSIDE COUNTY RCTC TRANSPORTATION 2017 Financing STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 Source Account Account Transaction Date Trade Date Settlement Date CUSIP Description Units Price Net Cash Amount Federal Tax Cost Amount Short Term Gain/Loss Amount Long Term ' Gain/Loss Amount 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/27/2022 06/25/2022 06/27/2022 3136A1 KD6 PAID DOWN PAR VALUE OF F N M A GTD REMIC 4.500% 3/25/26 (25,507.74) - - 25,507.74 - (25,537.37) (29.63) 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/27/2022 3136A1 KD6 AMORTIZED PREMIUM ON F N M A GTD REMIC 4.500% 3/25/26 CURRENT YEAR AMORTIZATION - (2.25) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/27/2022 3136A1KD6 INTEREST EARNED ON F N M A GTD REMIC 4.500% 3/25/26 $1 PV ON 95.6500 SHARES DUE 6/25/2022 $0.00375/PV ON 25,507.74 PV DUE 6/25/22 - - 95.65 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/27/2022 3136AGP89 INTEREST EARNED ON F N M A GTD REMIC 3.000% 3/25/40 01 PV ON 439.8800 SHARES DUE 6/25/2022 DEFERRED INTEREST FOR 6/25/22 ON PAYUP ISSUE - - 439.88 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/27/2022 06/25/2022 06/25/2022 3136AGP89 PURCHASED PAR VALUE OF F N M A GTD REMIC 3.000% 3/25/40 439.88 - (439.88) 10,043.25 439.88 (10,097.33) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/27/2022 06/25/2022 06/27/2022 3136AGP89 PAID DOWN PAR VALUE OF9 N M A GTD REMIC 3.000% 3/25(40 (10,043.25) - :(54.08) 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/27/2022 3136AGP89 AMORTIZED PREMIUM ON F N M A GTD REMIC 3.000% 3/25/40 CURRENT YEAR AMORTIZATION - - - (11.58) - 240907004 RCTC 2017 TIFIAPRJ SALES TAX REV 06/27/2022 3137B04Y7 INTEREST EARNED ON F H L M C MLTCL MT 2.615%. 1/25/23 01 PV ON 200000.0000 SHARES DUE 6/25/2022 - - 435,63 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/27/2022 313780497 AMORTIZED PREMIUM ON F H L M C MLTCL MT 2.615% 1/25/23 CURRENT YEAR AMORTIZATION - - - (177.05) - 240907004 RCTC 2017 TIFIA PRJ. SALES TAX REV 06/27/2022 313781578 AMORTIZED PREMIUM ON F H L M C MLTCL MT 2.522% 1/25/23 CURRENT YEAR AMORTIZATION - - - (3.77) 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/27/2022 06/25/2022 06/27/2022 313781 U75 PAID DOWN PAR VALUE OF F H L M C MLTCL MT 2.522% 1/25/23 (126.33) - 126.33 (126.45) (0.12) 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/27/2022 3137131575 INTEREST EARNED ON F H L M C MLTCL MT 2.522% 1/25/23 $1 PV ON 58.0300 SHARES DUE 6/25/2022 $0.00210/PV ON 27,610.40 PV DUE 6/25/22 - . .. 58:03 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/27/2022 06/25/2022 06/27/2022 313782HN3 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 3.111% 2/25/23 (746.69) - 746.69 (749.12) (2.43) 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/27/2022 3137B2HN3 AMORTIZED PREMIUM ON F H L M C MLTCL MTG 3.111% 2/25/23 CURRENT YEAR AMORTIZATION - - - (511.40) 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/27/2022 313782HN3 INTEREST EARNED ON F H L M C MLTCL MTG 3.111% 2/25/23 $1 PV ON 800.9300 SHARES DUE 6/25/2022 $0.00259/PV ON 154,470.70 PV DUE 6/25/22 - - 800.93 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/27/2022 06/25/2022 06/27/2022 3137836J2 PAID DOWN PAR VALUE OFF H L M C MLTCL MT 3.31192% 2/25/23 (365.55) - 365.55 (367.86) (2.31) 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/27/2022 3137836J2 AMORTIZED PREMIUM ON F H L M C MLTCL MT 3.31192% 2/25/23 CURRENT YEAR AMORTIZATION - - - (137.17) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/27/2022 3137836J2 INTEREST EARNED ON F H L M C MLTCL MT. 3.31192% 2/25/23 $1 PV ON 398.1000 SHARES DUE 6/25/2022 $0.00277/PV ON 143,892.69 PV DUE 6/25/22 - - 398.10 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/27/2022- 06/25/2022. 06/27/2022 313783NA2 PAID DOWN PAR VALUE OF F H L M C MLTCL MT 3.250% 4/25/23 (462.47) - 462.47 (464.70) (2.23) 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/27/2022 3137B3NA2 AMORTIZED PREMIUM ON F H L M 0 MLTCL MT 3.250% 4/25/23 CURRENT YEAR AMORTIZATION - -- - (10025):. - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/27/2022 313753NA2 INTEREST EARNED ON F H L M C MLTCL MT 3.250% 4/25/23 $1 P9 ON 475.6900 SHARES DUE 6/25/2022 $0.00271/PV ON 175,637.68 PV DUE 6/25/22 - - 475.69 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/27/2022 3137B5JM6 AMORTIZED PREMIUM ON F H L M C MLTCL MTG 3.531% 7/25/23 CURRENT YEAR AMORTIZATION + - - (70;64) 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/27/2022 3137B5JM6 INTEREST EARNED ON F H L M C MLTCL MTG 3.531% 7/25/23 $1 PV ON 147.1300 SHARES DUE 6/25/2022 $0.00294/PV ON 50,000.00 PV DUE 6/25/22 - - 147.13 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/27/2022 3137879X1 INTEREST EARNED ON F H L M C MLTCL MTG 2.592% 4/25/23 01 PV ON 359.3400 SHARES DUE 6/25/2022 $0.00216/PV ON 166,360.47 PV DUE 6/25/22 :- --:: 359:34.. - -: 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/27/2022 313787901 AMORTIZED PREMIUM ON F H L M C MLTCL MTG 2.592% 4/25/23 CURRENT YEAR AMORTIZATION - - - (64.71) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/27/2022 06/25/2022 06/27/2022 3137879X1 PAID DOWN PAR VALUE OFF H L M C MLTCL MTG 2.592% 4/25/23 (15,583.88) - 15,583.88 (15,643.31) 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/27/2022 31378JP56 INTEREST EARNED ON F H L M C MLTCL MTG 2.697% 1/25/25 $1 PV ON 110.6000 SHARES DUE 6/25/2022 $0.00225/PV ON 49,210.72 PV DUE 6/25/22 - - 110.60 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/27/2022 06/25/2022 06/27/2022 3137BJP56 PAID DOWN PAR VALUE OFF H L M C MLTCL MTG 2.697% 1/25/25 (2,069.09) - 2,069;09 (209489) 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/27/2022 31378JP56 AMORTIZED PREMIUM ON F H L M C MLTCL MTG 2.697% 1/25/25 CURRENT YEAR AMORTIZATION - - - (20.13) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/27/2022 31378J071 INTEREST EARNED ON F H L M C MLTCL MT 2.76996% 5/25/25 $1 PV ON 6925000 SHARES DUE 6/25/2022 $0.00231/PV ON 300,000.00 PV DUE 6/25/22 - .. 692.50 .. -. 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/27/2022 3137BJQ71 AMORTIZED PREMIUM ON F H L M C MLTCL MT 2.76996% 5/25/25 CURRENT YEAR AMORTIZATION - - - (399.19) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/27/2022 3j;376SPW7 AMORTIZED PREMIUM ON F H L M 0 MLTCL MTG 2.454% 8/25/23 CURRENT YEAR AMORTIZATION - -- - (5:83)' - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/27/2022 06/25/2022 06/27/2022 31378SPW7 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 2.454% 8/25/23 (266.49) - 266.49 (267.23) (0.74) 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/27/2022 3137BSPW7 INTEREST EARNED ON F H L M C MLTCL MTG 2.454% 8/25/23 $1 PV ON 471.3300 SHARES DUE 6/25/2022 $0.00205/PV ON 230,477.40 PV DUE 6/25/22 i .fir. - -- 4F2/39 - - Page 84 of 109 RIVERSIDE COUNTY RCTC TRANSPORTATION 2017 Financing STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 Source Account Account Transaction Date Units Price Net Cash Amount Federal Tax Cost Amount Short Term Gain/Loss Amount Long Term Gain/Loss Amount Trade Date Settlement Date CUSIP Description 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/27/2022 06/25/2022 06/27/2022 313787724 PAID DOWN PAR VALUE OF F H L M C MLTCL 2.77596% 3/25/23 (14,597.27) - - 14,597,27 - 261.29 (14,601.17) (3.90) 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/27/2022 3137BTT24 AMORTIZED PREMIUM ON F H L M C MLTCL 2.77596% 3/25/23 CURRENT YEAR AMORTIZATION - (5.09) - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/27/2022 3137BTTZ4 INTEREST EARNED ON F H L M C MLTCL 2.77596% 3/25/23 $1 PV ON 261.2900 SHARES DUE 6/25/2022 $0.00231/PV ON 112,950.34 PV DUE 6/25/22 - - - - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/27/2022 3137FCM35 AMORTIZED PREMIUM ON F H L M C MLTCL MTG 2.951% 2/25/24 CURRENT YEAR AMORTIZATION - - (1210) - -- 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/27/2022 06/25/2022 06/27/2022 3137FCM35 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 2.951% 2/25/24 (3,698.72) - 3,698.72 (3,705.99) (7.27) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/27/2022 3137FCM35 INTEREST EARNED ON F H L M C MLTCL MTG 2.951% 2/25/24 $1 PV ON 298.0400 SHARES DUE 6/25/2022 $0.00246/PV ON 121,194.05 PV DUE 6/25/22 - - 298.04 - i 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/27/2022 3137FQXG3 INTEREST EARNED ON F H L M C MLTCL MT 1.18139% 7/25/24 $1 PV ON 83.2000 SHARES DUE 6/25/2022 $0.00098/PV ON 84,505.34 PV DUE 6/25/22 - - 83.20 - - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/27/2022 3137G0FJ3 INTEREST EARNED ON F H L M C MLTCL 4.68128% 5/25/25 $1 PV ON 260.2200 SHARES DUE 6/25/2022 $0.00390/PV ON 66,705.59 PV DUE 6/25/22 - -- 260.22 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/27/2022 06/25/2022 06/27/2022 3137G0FJ3 PAID DOWN PAR VALUE OF F H L M C MLTCL 4.68128% 5/25/25 (3,567.47) - 3,567.47 (3,596.71) (29.24) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/27/2022 3137507J3 AMORTIZED PREMIUM ON F H L M C MLTCL 4.681289 5/25/25 CURRENT YEAR AMORTIZATION - - - (34.88) - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/27/2022 06/25/2022 06/27/2022 3140J55T2 PAID DOWN PAR VALUE OF F N M A #BM1757 2:426% 4/01/23 MAY FNMA DUE 6/25/22 (165.27) - 165.27 (165.23) 0.04 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/27/2022. 3140J55T2 ACCREDITED DISCOUNT ON F N M A #8M1757 2.4269 4/01/23 MARKET DISCOUNT - - - 3.30 - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/27/2022 3140J55T2 INTEREST EARNED ON F N M A #8M1757 2.426% 4/01/23 $1 PV ON 138.7500 SHARES DUE 6/25/2022 MAY FNMA DUE 6/25/22 - - 138.75 - - - 240907004 RCTC 2017 TIFIA PRJ. SALES TAX REV 06/27/2022 31416BTW8 INTEREST EARNED ON F N M A 6995265 5.500% 1/01/24 $1 PV ON 198.5000 SHARES DUE 6/25/2022 MAY FNMA DUE 6/25/22 - ,. 198150 .. - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/27/2022 31416BTW8 AMORTIZED PREMIUM ON F N M A 8995265 5.500% 1/01/24 CURRENT YEAR AMORTIZATION - - - (22.11) - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/27/2022 06/25/2022 06/27/2022 31416BTW8 PAID DOWN PAR VALUE OFF N M A #995265 5.500% 1/01/24 MAY FNMA DUE 6/25/22 (4,832.48) - 4,832.48 (4,853.42) - (20.94) 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/27/2022 06/27/2022 06/27/2022 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 27,25206 1.00 (27,252.06) 27,252.06 - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/27/2022 06/27/2022 06/27/2022 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 59,241.51 1.00 (59,241.51) 59,241.51 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX RD/ 06/27/2022 63616KFT1 INTEREST EARNED ON NATIONAL FUEL GAS CO C P 6/27/22 $1 PV ON 350000.0000 SHARES DUE 6/27/2022350,000 PAR VALUE AT 100 % - - 121.53 - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/27/2022 ,06/27/2022 06/27/2022 63616KFT1 MATURED PAR VALUE OF NATIONAL FUEL GAS CO C P 6/27/22 350,000 PAR VALUE AT 100 % (35900058) 1.00 349,878.47 (349,878.47) - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/28/2022 CASH RECEIPT TRANSFER FROM INCOME INCOME EARNINGS - - 2,179.70 .. - - 240907004 RCTC 2017 TIFIA PRJ. SALES TAX REV 06/28/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL INCOME EARNINGS - - (2,179.70) - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/28/2022 06/28/2022 06/28/2022 318465203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 1,547.62 1.00 (1,547.62) 1,547.62 - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/28/2022 06/28/2022 06/28/2022 31846V203 SOLD UNITS OF FIRST AM GOVT OB FD CLY (349,880.90) 1.00 349,880.90 (349,880.90) - - 240907004 RCTC 2017 TIFIA PRJ SALES TAX REV 06/28/2022 06/28/2022 06/28/2022 97665SG53 PURCHASED PAR VALUE OF WISCONSIN ELEC PWR CO C P 7/05/22 /J.P. MORGAN SECURITIES LLC/350,000 PAR VALUE AT 99.96597143 % 350,000.00 1.00 (349,880.90) 349,880.90 - (0.00) 55,513.17 (923.16) (548.75) 240907020 RCTC 2017 TIFIA RAMP UP FD 04/01/2022 318465203 INTEREST EARNED ON FIRST AM GOVT OB FD CL Y UNIT ON 0.0000 SHARES DUE 3/31/2022 INTEREST FROM 3/1/22 TO 3/31/22 - - 0.68 - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/01/2022 04/01/2022 04/01/2022 31046V203 SOLD UNITS OF FIRST AM GOVT OB FD CL Y (188,612.10) 1.00 188,612.10 (188,612.10) - - 240907020 RCTC 2017 TIFIA RAMP UP FD _ 240907020 RCTC 2017 TIFIA RAMP UP FD 04/01/2022 04/01/2022 9128282F0 PAID ACCRUED INTEREST ON PURCHASE OF U S TREASURY NT 0.500% 3/31/25 - - (273) - - - 04/01/2022 03/31/2022 04/01/2022 912828ZF0 PURCHASED PAR VALUE OF U S TREASURY NT 0.500% 3/31/25 /MSNYUS33 MORGAN STANLEY NY/200,000 PAR VALUE AT 94.304685 200,000.00 0.94 (188,609.37) 188,609.37 - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/04/2022 04/04/2022 04/04/2022 31846V253 .PURCHASED UNITS OF FIRSTAM GOVT OB FD CL Y 0:68 1.00 (0.68) 0.68 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/15/2022 CASH RECEIPT TRANSFER FROM INCOME INCOME EARNINGS - - 7,551.98 - - - 240907020 RCTC 2017 TIF1A RAMP UP FD 04/15/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL INCOME EARNINGS - - (7,551.98) - - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/15/2022 3128MMT52 INTEREST EARNED ON F H L M C GD 018571 2.500% 10/01/30 $1 PV ON 342 0400 SHARES DUE 4/15/2022 MARCH FHLMC DUE 4/15/22 - - 34204 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/15/2022 04/15/2022 04/15/2022 3128MMT52 PAID DOWN PAR VALUE OFF H L M C GD G18571 2500% 10/01/30 MARCH FHLMC DUE 4/5127 (4,237.48) - 4,237.48 (4,389.11) - (151.63) Page 85 of 109 RIVERSIDE COUNTY RCTC TRANSPORTATION 2017 Financing STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 Source Account Account Transaction Date Trade Date Settlement Date CUSTP Description Units Price Net Cash Amount Federal Tax Cost Amount Short Term Gain/Loss Amount Long Term Gain/Loss Amount 240907020 RCTC 2017 TIFIA RAMP UP FD 04/15/2022 3128MMT52 AMORTIZED PREMIUM ON F H L M C GD G18571 2.500%10/01/30 CURRENT YEAR AMORTIZATION - - - - (133.61) - - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/15/2022 3128MMUL5 AMORTIZED PREMIUM ON F H L M C GD G18586 2.500% 2/01/31 CURRENT YEAR AMORTIZATION - - (11.71) - - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/15/2022 04/15/2022 04/15/2022 3128MMUL5 PAID DOWN PAR VALUE OF F H L M C GD G18586 2.500% 2/01/31 MARCH FHLMC DUE 4/15/22 (411.77) - 411.77 (427.90) - (16.13) 240907020 RCTC 2017 TIFIA RAMP UP FD 04/15/2022 3128MMUL5 INTEREST EARNED ON F H L M C GD G18586 2.500% 2/01/31 51 PV ON 28.3200 SHARES DUE 4/15/2022 MARCH FHLMC DUE 4/15/22 - - 28.32 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/15/2022 31307NP40 INTEREST EARNED ON F H L M C GD J32243 3.000% 7/01/30 $1 PV ON 166.7300 SHARES DUE 4/15/2022 MARCH FHLMC DUE 4/15/22 - - 166.73 - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/15/2022 04/15/2022 04/15/2022 31307N640 PAID DOWN PAR VALUE OF F H L M C GD J32243 3.000% 7/01/30 MARCH FHLMC DUE 4/15/22 0,939:85) - 1,939.85 (2043.15) - (10 .30) 240907020 RCTC 2017 TIFIA RAMP UP FD 04/15/2022 31307NP40 AMORTIZED PREMIUM ON F H L M C GD J32243 3.000% 7/01/30 CURRENT YEAR AMORTIZATION - - - (86.90) - - 240907020 RCTC 2017 TIFIA RAMP UP F0 04/15/2022 3137AQQE1 INTEREST EARNED ON F H L M C MLTCL MTG 1.500% 5/15/27 61 PV ON 38.0400 SHARES DUE 4/15/2022 $0.00125/PV ON 30,429.26 PV DUE 4/15/22 - - 38.04 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/15/2022 04/15/2022 04/15/2022 3137AQQE1 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 1.500% 5/15/27 (894.20) - 894.20 (904.54) - (10.34) 240907020 RCTC 2017 TIFIA RAMP UP 6D 04/15/2022 3137AQQE1 AMORTIZED PREMIUM ON 6 H L M 0 MLTCL MTG 1.500% 5/15/27 CURRENT YEAR AMORTIZATION - - - (13.19) - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/15/2022 3137AWWM3 AMORTIZED PREMIUM ON F H L M C MLTCL MTG 1.250% 12/15/27 CURRENT YEAR AMORTIZATION - - - (4.65) - - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/15/2022 04/15/2022 04/15/2022 3137AWWM3 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 1.250%12/15/27 (414.02) - 414.02 (417.44) - (3,42) 240907020 RCTC 2017 TIFIA RAMP UP FD 04/15/2022 3137AWWM3 INTEREST EARNED ON F H L M C MLTCL MTG 1.250% 12/15/27 $1 PV ON17.1400 SHARES DUE 4/15/2022 $0.00104/PV ON 16,455.07 PV DUE 4/15/22 - - 17.14 - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 240907020 RCTC 2017 TIFIA RAMP UP FD 04/15/2022 3137AYSH5 INTEREST EARNED ON F H L M C MLTCL MTG 1.750%12/15/42 51 PV ON 143 9000 SHARES DUE 4/15/2022 $0.00146/PV ON 98,672.66 PV DUE 4/15/22 - 143.90 - - 04/15/2022 04/15/2022 04/15/2022 3137AYSH5 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 1.750% 12/15/42 (2,395.26) - 2,395.26 (2,440.76) (30.85) (14.65) 240907020 RCTC 2017 TIFIA RAMP UP FD 04/15/2022 3137AYSH5 AMORTIZED PREMIUM ON F H L M C MLTCL MTG 1.750% 12/15/42 CURRENT YEAR AMORTIZATION - - - (24.51). - - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/15/2022 313782Z70 INTEREST EARNED ON F H L M C MLTCL MTG 1.400% 7/15/23 $1 PV ON 12.4500 SHARES DUE 4/15/2022 $0.00117/PV ON 10,673.82 PV DUE 4/15/22 - - 12.45 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/15/2022 04/15/2022 04/15/2022 3137B2278 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 1.400% 7/15/23 (3,983/02) - 3,983.02 (3,988.25) - (5.23) 240907020 RCTC 2017 TIFIA RAMP UP FD 04/15/2022 313782278 AMORTIZED PREMIUM ON F H L M C MLTCL MTG 1.400% 7/15/23 CURRENT YEAR AMORTIZATION - - - (1.86) - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/1.5/2022. 313786065 INTEREST EARNED ON F H L M C MLTCL MTG 2.000% 11/15/2681 PVON 724000 SHARES DUE 4/15/2022 $0.00167/PV ON 43,441.27 PV DUE 4/15/22 240907020 RCTC 2017 TIFIA RAMP UP FD 04/15/2022 04/15/2022 04/15/2022 313786DF5 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 2.000% 11/15/26 (3,292.41) - 3,292.41 (8335.13) - (4272) 240907020 RCTC 2017 TIFIA RAMP UP FD 04/15/2022 313786DF5 AMORTIZED PREMIUM ON F H L M C MLTCL MTG 2.000%11/15/26 CURRENT YEAR AMORTIZATION - - - (24.00), - - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/15/2022 313708433 INTEREST EARNED ON F H L M C MLTCL MTG 2.000% 2/15/29 $1 PV ON 40.1200 SHARES DUE 4/15/2022 50.00167/PV ON 24,069.39 PV DUE 4/15/22 - - 40.12 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/15/2022 04/15/2022 04/15/2022 3137B84S3 PAID DOWN PAR VALUE OF F H L M 0 MLTCL MTG 2.000%. 2/15/29 (1,459.24) - 1,459.24 (0 g1.0'O) - 18♦24 240907020 RCTC 2017 TIFIA RAMP UP FD 04/15/2022 04/15/2022 04/15/2022 3137B9RN7 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 2.500%12/15/27 (2,406.92) - 2,406.92 (2,439.15) (23.99) (8.24) 240907020 RCTC 2017 TIFIA RAMP UP 613 04/15/2022 3137B9997 INTEREST EARNED ON F H L M C MLTCL MTG 2.500% 12/15/27 $1 PV ON 95.7100 SHARES. DUE4/15/2022 50.00208/PV ON 45,940.38 PV DUE 4/15/22 - - 95.71 - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/15/2022 3137B9RN7 AMORTIZED PREMIUM ON F H L M C MLTCL MTG 2.500% 12/15/27 CURRENT YEAR AMORTIZATION - - - (20.84) - - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/15/2022 04/15/2022 04/15/2022 36176488 PAID DOWN PAR VALUE OF G N M A #779250 3.000% 5/15/27 MARCH GNMA DUE 4/15/22 (4294.48) - 4,294.48 (4,420.79) - (1-28.31) 240907020 RCTC 2017 TIFIA RAMP UP FD 04/15/2022 36176XQB8 INTEREST EARNED ON G N M A #779250 3.000% 5/15/27 $1 PV ON 306.5500 SHARES DUE 4/15/2022 MARCH GNMA DUE 4/15/22 - - 306.55 - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/15/2022 36176XQB8 AMORTIZED PREMIUM ON G N M A #779250 3.000% 5/15/27 CURRENT YEAR AMORTIZATION - - - (133.10) - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/15/2022. 912828YK0 AMORTIZED PREMIUM ON U S TREASURY NT 1.375%.10/15/22 CURRENT YEAR AMORTIZATION - - - (1,378.94) - - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/15/2022 912828YK0 INTEREST EARNED ON U S TREASURY NT 1.375% 10/15/22 S1 PV ON 815000.0000 SHARES DUE 4/15/2022 - - 5,603.13 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/15/2022 91282CAP6 INTEREST EARNED ON U S TREASURY NT 0.125% 10/15/23 S1 PV ON 1100000.0000 SHARES DUE 4/15/2022 - - 687.50 - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/18/2022 04/18/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL INCOME EARNINGS - - (136.67) - - - 240907020 RCTC 2017 TIFIA RAMP UP FD CASH RECEIPT TRANSFER }�R JCOME INCOME EARNINGS - - 136.67 - - - Page 86 of 109 Source Account RIVERSIDE COUNTY TRANSPORTATION lcclnM 2017 Financing STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 Account Transaction Date Trade Date Settlement Date CUSIP Doc "-i tion Short Term Long Term Net Cash Federal Tax Cost Gain/Loss Gain/Loss Units Price Amount Amount Amount Amount 240907020 240907020 RCTC 2017 TIFIA RAMP UP FD 04/18/2022 04/18/2022 04/16/2022 04/18/2022 38376T5Z1 04/18/2022 04/18/2022 31046V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 35,918.53 (1,006.96) 1.00 (35,918.53) 35,918.53 (1,036.67) RCTC 2017 TIFIA RAMP UP FD PAID DOWN PAR VALUE OF GNMA GTD REMIC 3.000% 1/16/39 1,006.96 (29.71) 240907020 RCTC 2017 TIFIA RAMP UP FD 04/18/2022 38376T5Z1 INTEREST EARNED ON GNMA GTD REMIC 3.000% 1/16/39 $1 PV ON 59.2000 SHARES DUE 4/16/2022 $0.00250/PV ON 23,678.19 PV DUE 4/16/22 04/18/2022 38376T5Z1 AMORTIZED PREMIUM ON GNMA GTD REMIC 3.000% 1/16/39 CURRENT YEAR AMORTIZATION 04/18/2022 38376V2E6 AMORTIZED PREMIUM ON GNMA GTD REMIC 4.000% 7/16/39 59.20 240907020 RCTC 2017 TIFIA RAMP UP FD 240907020 _ 240907020 CURRENT YEAR AMORTIZATION - (7.95) RCTC 2017 TIFIA RAMP UP FD 04/18/2022 38376V2E6 INTEREST EARNED ON G N M A GTD REMIC 4.000% 7/16/39 $1 PV ON 32.7500 SHARES DUE 4/16/2022 $0.00333/PV ON 9,825.20 PV DUE 4/16/22 - - 32.75 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/18/2022 04/16/2022 04/18/2022 38376V2E6 PAID DOWN PAR VALUE OF G N M A GTD REMIC. 4.000% 7/16/39 (357.30) - 357.30 (365.25) - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/18/2022 38378VC45 INTEREST EARNED ON G N M A GTD REMIC 2.250% 12/16/41 $1 PV ON 44.7200 SHARES DUE 4/16/2022 $0.00188/PV ON 23,849.35 PV DUE 4/16/22 - - 44.72 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/18/2022 04/1672022 04/18/2022 38378VC45 PAID DOWN PAR VALUE OF G N M A GTD REMIC 2.250% 12/16/41 (1,134.92) - 1,134.92 (1,093.96) - 40.96 240907020 RCTC 2017 TIFIA RAMP UP FD 04/20/2022 CASH RECEIPT TRANSFER FROM INCOME INCOME EARNINGS - - 328.60 - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/20/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL INCOME EARNINGS - - (328.60) -. 240907020 RCTC 2017 TIFIA RAMP UP FD 04/20/2022 04/20/2022 04/20/2022 31040V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL V 6,564.21 1.00 (6,564.21) 6,564.21 - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/20/2022 04/20/2022 04/20/2022 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 499.75 1.00 (499.75) 499.75 240907020 RCTC 2017 TIFIA RAMP UP FD 04/20/2022 36179NAJ7 AMORTIZED PREMIUM ON G N M A I I #MA0909 3,000% 4/20/28 CURRENT YEAR AMORTIZATION - - - (8.97) - - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/20/2022 36179NAJ7 INTEREST EARNED ON G N M A I I #MA0909. 3.000% 4/20/28 $1 PV ON 22.9500 SHARES DUE 4/20/2022 MARCH GNMA DUE 4/20/22 •- --.. 22.95 -: 240907020 RCTC 2017 TIFIA RAMP UP FD 04/20/2022 04/20/2022 04/20/2022 36179NAJ7 PAID DOWN PAR VALUE OF G N M A I I #MA0909 3.000% 4/20/28 MARCH GNMA DUE 4/20/22 (272.52) - 272.52 (280.84) - (8.32) 240907020 RCTC 2017 TIFIA RAMP UP FD 04/20/2022 04/20/2022 04/20/2022 36179NHK7 PAID DOWN PAR VALUE OF G N M A I I #MA11343.000% 7/20/28 MARCH GNMA DUE 4/20/22 (2125.29) - 2,125.29 (47,67) 240907020 RCTC 2017 TIFIA RAMP UP FD 04/20/2022 36179NHK7 INTEREST EARNED ON G N M A I I #MA1134 3.000% 7/20/28 $1 PV ON 162.7200 SHARES DUE 4/20/2022 MARCH GNMA DUE 4/20/22 - - 162.72 - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/20/2022.. 36179NHK7 AMORTIZED PREMIUM ON G N M A I I #MA11343.000% 7/20/28 CURRENT YEAR AMORTIZATION - r r (45.12) _. 240907020 RCTC 2017 TIFIA RAMP UP FD 04/20/2022 36179NKP2 INTEREST EARNED ON G N M A II #MA1202 2.500% 8/20/28 $1 PV ON 39.5500 SHARES DUE 4/20/2022 MARCH GNMA DUE 4/20/22 - - 39.55 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/20/2022 04/20/2022 04/20/2022 36179NKP2 PAID DOWN PAR VALUE OF G N M A II #MA1202 2.500% 8/20/28 MARCH GNMA DUE 4/20/22 (619.95) - 619,95 (638.47) - ,(18.52). 240907020 RCTC 2017 TIFIA RAMP UP FD 04/20/2022 36179NKP2 AMORTIZED PREMIUM ON G N M A II #MA1202 2.500% 8/20/28 CURRENT YEAR AMORTIZATION - - - (16.68) - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/20/2022 36202F2H8 AMORTIZED PREMIUM ON G N M A 118005276 3.000% 1/20/27 CURRENT YEAR AMORTIZATION - - - (5.26) - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/20/2022 04/20/2022 04/20/2022 30202F2H8 PAID DOWN PAR VALUE OF G N M A I 14005276 3.000% 1/20/27 P& I DUE 04/20/22 (466.50) - 466.50 (471.21) - (4.71) 240907020 RCTC 2017 TIFIA RAMP UP FD 04/20/2022 36202F2H8 INTEREST EARNED ON G N M A II #005276 3.000% 1/20/27 $1 PV ON 33.2500 SHARES DUE 4/20/2022 P & I DUE 04/20/22 - - 33.25 - - -- 240907020 RCTC 2017 TIFIA RAMP UP FD 04/20/2022 36202F3H7 AMORTIZED PREMIUM ON G N M A I I #005300 3.000% 2/20/27 CURRENT YEAR AMORTIZATION - - - (13.99) - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/20/2022 36202F3H7 INTEREST EARNED ON G N M A I I #005300 3.000% 2/20/27 $1 PV ON 37.4300 SHARES DUE 4/20/2022 MARCH GNMA DUE 4/20/22 - - 37:43 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/20/2022 04/20/2022 04/20/2022 36202F3H7 PAID DOWN PAR VALUE OF G N M A I I #005300 3.000% 2/20/27 MARCH GNMA DUE 4/20/22 (510.75) - 510.75 (523.13) - (12.38) 240907020 RCTC 2017 TIFIA RAMP UP FD 04/20/2022 04/20/2022 04/20/2022 38377LFC7 PAID DOWN PAR VALUE OF G N M A GTD REMIC 2500% 12/20/39 (849.75) - 649.75 (856.62). - (6.87) 240907020 RCTC 2017 TIFIA RAMP UP FD 04/20/2022 38377LFC7 INTEREST EARNED ON G N M A GTD REMIC 2.500% 12/20/39 $1 PV ON 2.2100 SHARES DUE 4/20/2022 $0.00208/PV ON 1,060.68 PV DUE 4/20/22 - - 2.21 - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/20/2022 38377LFC7 AMORTIZED PREMIUM ON G N M A GTD REMIC 2.500%12/20/39 CURRENT YEAR AMORTIZATION - - - (0.19) - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/20/2022 04/20/2022 04/20/2022 38377QKH9 PAID DOWN PAR VALUE OF G N M A GTD REMIC 3.000% 8/20/40 (318.99) - 318.99 (322.17) - (3.18) 240907020 RCTC 2017 TIFIA RAMP UP FD 04/20/2022 38377QKH9 INTEREST EARNED ON G N M A GTD REMIC 3.000% 8/20/40 $1 PV ON 11.4400 SHARES DUE 4/20/2022 80.00250/PV ON 4,576.68 PV DUE 4/20/22 - - 11.44 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/20/2022 3837741019 AMORTIZED PREMIUM ON G N M A GTD REMIC 3.000% 8/20/40 CURRENT YEAR AMORTIZATION - - - (1.01) - - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/20/2022. 38378HAU0 AMORTIZED PREMIUM ON G M A GTD REMIC 1.500% 8/20/27 CURRENT YEAR AMORTIZATION - - - (13.47) - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/20/2022 38378HA00 INTEREST EARNED ON G N M A GTD REMIC 1.500% 8/20/27 $1 PV ON 44.3000 SHARES DUE 4/20/2022 $0.00125/PV ON 35,436.33 PV DUE 4/20/22 „ ,» - - 44.30 - - - RCTC 2017 TIFIA RAMP UP FD (3.58) Page 87 of 109 RIVERSIDE COUNTY RCTC TRANSPORTATION 2017 Financing STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 • Source Account Account Transaction Date Units Price Net Cash Amount Federal Tax Cost Amount Short Term Gain/Loss Amount Long Term Gain/Loss Amount Trade Date Settlement Date CUSIP Description 240907020 RCTC 2017 TIFIA RAMP UP FD 04/20/2022 04/20/2022 04/20/2022 38378HAU0 PAID DOWN PAR VALUE OF G N M A GTD REMIC 1.500% 8/20/27 (1,205.04) - 1,205.04 333.32 (1,217.78) - (12.74) 4.17 240907020 RCTC 2017 TIFIA RAMP UP FD 04/20/2022 04/20/2022 04/20/2022 38378JZD7 PAID DOWN PAR VALUE OF G N M A GTD REMIC 1.500% 12/20/40 (333.32) - (329.15) - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/20/2022 38378JZD7 INTEREST EARNED ON G N M A GTD REMIC 1.500% 12/20/40 $1 PV ON 8.0000 SHARES DUE 4/20/2022 $0.00125/PV ON 6,401.76 PV DUE 4/20/22 - - 8.00 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/21/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL INCOME EARNINGS - - (33.25) - - - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 04,121/20222 CASH RECEIPT TRANSFER FROM INCOME INCOME EARNINGS -. - 33.25 - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/25/2022 CASH RECEIPT TRANSFER FROM INCOME INCOME EARNINGS - - 571.84 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/25/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL INCOME EARNINGS - - (571.84) - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/25/2022 3133Q5GZ3 INTEREST EARNED ON F H L M C GTD REMIC 1.000% 9/25/33 81 PV ON 42.7900 SHARES DUE 4/25/2022 $0.00083/PV ON 51,350.06 PV DUE 4/25/22 - - 42.79 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/25/2022 04/25/2022 04/25/2022 3133Q5GZ3 PAID DOWN PAR VALUE OF F H L M CGTD REMIC 1.000% 9/25/33 (1,288.30) - 1,288.38 (1,390.64) - (12.26) 240907020 RCTC 2017 TIFIA RAMP UP FD _ 04/25/2022 313305023 AMORTIZED PREMIUM ON F H L M C GTD REMIC 1.000% 9/25/33 CURRENT YEAR AMORTIZATION - - - (14.18) - - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/25/2022 3136A7283 INTEREST EARNED ON F N M A GTD REMIC 2.482% 4/25/22 $1 PV ON 0.9900 SHARES DUE 4/25/2022 $0.00207/PV ON 479.90 PV DUE 4/25/22 - - 0.99 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/25/2022 04/25/2022 04/25/2022 3136A72D3 PAID DOWN PAR VALUE OF F N M A GTD REMIC 2.482% 4/25/22 (479.90) - 479.90 (479.90) - - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/25/2022 313607203 AMORTIZED PREMIUM ON 9 9 M A GTD REMIC 2482% 4/25/22 CURRENT YEAR AMORTIZATION -. - - (0.09) - - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/25/2022 3136A7025 AMORTIZED PREMIUM ON F N M A 0TD REMIC 3.000% 7/25/41 CURRENT YEAR AMORTIZATION - - - (1.82) - - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/25/2022 04/25/2022 04/25/2022 3136A7D25 PAID DOWN PAR VALUE OF F N M A GTD REMIC 3.000% 7/25/41 (1,10267) - 1,102.67 (1,112.66) - (9.99) 240907020 RCTC 2017 TIFIA RAMP UP FD 04/25/2022 313607025 INTEREST EARNED ON F N M A GTD REMIC 3.000% 7/25/41 $1 PV ON 33.8200 SHARES DUE 4/25/2022 $0.00250/PV ON 13,526,01 PV DUE 4/25/22 - - 33.82 - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/25/2022 3136A8SX9 INTEREST EARNED ON F N M A GTD REMIC 1.500% 9/25/27 $1 PV ON 17.2000 SHARES DUE 4/25/2022 $0.00125/PV ON 13,757.19 PV DUE 4/25/22 - - 17.20 - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/25/2022 04/25/2022 04/25/2022 3136A8SX9 PAID DOWN PAR VALUE OF F N M A GTD REMIC 1.500% 9/25/27 (409.34) - 409.34 (414.30) - (4.96) 240907020 RCTC 2017 TIFIA RAMP UP FD 04/25/2022; 3136A85X9 AMORTIZED PREMIUM ON F N M A GTD REMIC 1.500% 9/25/27 CURRENT YEAR AMORTIZATION - r - (5.92) 240907020 RCTC 2017 TIFIA RAMP UP FD 04/25/2022 04/25/2022 04/25/2022 313649660 PAID DOWN PAR VALUE OF F N M A GTD REMIC 2.183%11/25/22 (1,295.57) - 1,295.57 (1,255.74) - 39.83 240907020 RCTC 2017 TIFIA RAMP UP FD 04/25/2022 3136A96F0 INTEREST EARNED ON F N M A GTD REMIC 2.183% 11/25/22 $1 PV ON 44.4800 SHARES DUE 4/25/2022 $0.00182/PV ON 24,440.20 PV DUE 4/25/22 - - 44.48 240907020 RCTC 2017 TIFIA RAMP UP FD 04/25/2022 3136ABNZ2 INTEREST EARNED ON F N M A GTD REMIC 2.000%11/25/42 $1 PV ON 25.9700 SHARES DUE 4/25/2022 50.00167/PV ON 15,584.82 PV DUE 4/25/22 - - 25.97 - - (6.08) 240907020 RCTC 2017 TIFIA RAMP UP FD 04/25/2022 04/25/2022 04/25/2022 3136ABNZ2 PAID DOWN PAR VALUE OF F N M A GTD REMIC 2.000% 11/25/42 (386.81) - 386.81 (39289) - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/25/2022 3136ABNZ2 AMORTIZED PREMIUM ON F N M A GTD REMIC 2.000% 11/25/42 CURRENT YEAR AMORTIZATION - - - (3.26) - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/25/2022 04/25/2022 04/25/2022 3136AC7J4 PAID DOWN PAR VALUE OF F N M A GTD REMIC 2.656% 3/25/23 (35.52) - 35.52 (34.94) - 0.58 240907020 RCTC 2017 TIFIA RAMP UP FD 04/25/2022 3136AC7J4 INTEREST EARNED ON F N M A GTD REMIC 2.656% 3/25/23 $1 PV ON 35.9600 SHARES DUE 4/25/2022 $0.00222/PV ON 16212.76 PV DUE 4/25/22 - - 35.96 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/25/2022 3136ADZA0 INTEREST EARNED ON F N M A GTD REMIC 1.250% 4/25/28 $1 PV ON 37.3300 SHARES DUE 4/25/2022 $0.00104/PV ON 35,831.97 PV DUE 4/25/22 - - 37.33 - 240907020 RCTC 2017 TIFIA RAMP UP FD 240907020 RCTC 2017 TIFIA RAMP UP FD 04/25/2022 04/25/2022 04/25/2022 3136ADZA0 PAID DOWN PAR VALUE OF F N M A GTD REMIC 1.250% 4/25/28 (1,004.29) - 1,004.29 (1,012.37) - (8.08) 04/25/2022 3136ADZA0 AMORTIZED PREMIUM ON F N M A GTD REMIC 1.250% 4/25/28 CURRENT YEAR AMORTIZATION - - - (9.41) - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/25/2022 04/25/2022 04/25/2022 3136AEY84 PAID DOWN PAR VALUE OF F N M A GTD REMIC 1.750% 7/25/28 (610.18) - 610.18 (618.50) - (8.32) 240907020 RCTC 2017 TIFIA RAMP UP FD 04/25/2022 31364EY84 INTEREST EARNED ON F N M A GTD REMIC 1.750% 7/25/28 $1 PV ON 23.3000 SHARES DUE 4/25/2022 $0.00146/PV ON 15,976.70 PV DUE 4/25/22 - - 23,30 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/25/2022 3136AEY84 AMORTIZED PREMIUM ON F N M A G10 REMIC 1.750% 7/25/28 CURRENT YEAR AMORTIZATION - - - (6.84) - - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/25/2022 3136AMM48. INTEREST EARNED ON F N M A GTD REMIC 2.509% 7/25/22 $1 PV ON 6.4700 SHARES DUE 4/25/2022 $0.00209/PV ON 3,096.65 PV DUE 4/25/22 - - 6.47 -- - - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/25/2022 04/25/2022 04/25/2022 3136AMM48 PAID DOWN PAR VALUE OF F N M A GTO REMIC 2.509% 7/25/22 (2,660.37) - 2,660.37 (2,597.19) - 63.18 130 Page 88 of 109 CTC RIVERSIDE COUNTY TRANSPORTATION 2017 Financing STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 S, urce Acc, unt • Acc unt Trans. cti, n 1 "fra, a late Settl • ent 1 CUSI' l escri tl n Units Pric'- Net Cash Amount Federal Tax Cost Amount Short Term Gain/Loss Amount Long Term Gain/Loss Amount 240907020 RCTC 2017 TIFIA RAMP UP FD 04/25/2022 3136AQZK9 INTEREST EARNED ON F N M A GTD REMIC 2.000% 11/25/31 $1 PV ON 83.8700 SHARES DUE 4/25/2022 $0.00167/PV ON 50,321.80 PV DUE 4/25/22 - - 83.87 - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/25/2022 04/25/2022 04/25/2022 3136AQZK9 PAID DOWN PAR VALUE OFF N M A GTD REMIC 2.000% 11/25/31 (1,347.38) - 1,347.38 - (1,378.77) - (31.39) 240907020 RCTC 2017 TIFIA RAMP UP FD 04/25/2022 3136AQZK9 AMORTIZED PREMIUM ON F N M A GTD REMIC 2.000%11/25/31 CURRENT YEAR AMORTIZATION - - (28.35) - 240907020 RCTC 2017 TIFIA RAMP UP 90 04/25/2022 3137AYCE9 AMORTIZED PREMIUM ON F H L M 0 MLTCL MTG 2.682%10/25/22 CURRENT YEAR AMORTIZATION - - - (56.66) - - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/25/2022 04/25/2022 04/25/2022 3137AYCE9 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 2.682% 10/25/22 (0931.42)' - 3,393.42 (3,404.955). - (11.53) 240907020 RCTC 2017 TIFIA RAMP UP FD 04/25/2022 3137AYCE9 INTEREST EARNED ON F H L M C MLTCL MTG 2.682% 10/25/22 $1 PV ON 220.1100 SHARES DUE 4/25/2022 $0.00224/PV ON 98,481.58 PV DUE 4/25/22 - - 220.11 - - - 3.19 - 20.21 240907020 RCTC 2017 TIFIA RAMP UP FD 04/25/202'2 04/25/2022 04/25/2022 313781075 PAID DOWN PAR VALUE OF F H L M C MLTCL MT 2.522% 1/25/23 (188.10) - 188.10 (184.91)' - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/25/2022 313751 U75 INTEREST EARNED ON F H L M C MLTCL MT 2,522% 1/25/23 $1 PV ON 87.8500 SHARES DUE 4/25/2022 $0.00210/PV ON 41,801.86 PV DUE 4/25/22 - - 87.85 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/25/2022 04/25/2022 04/25/2022 3137B3NW4 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 2.778% 9/25/22 (2,351.82) - 2,351,82 (2381:41) - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/25/2022 3137839W4 INTEREST EARNED ON F H L M C MLTCL MTG 2.778% 9/25/22 $1 PV ON 31.5900 SHARES DUE 4/25/2022 $0.00232/PV ON 13,646.45 PV DUE 4/25/22 - - 31.59 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 04125/2022 3137B7YY9 AMORTIZED PREMIUM ON F H L M C MLTCL MT 3.490% 1/25/24 CURRENT YEAR AMORTIZATION - -- -- (485:12). -. 240907020 RCTC 2017 TIFIA RAMP UP FD 04/25/2022 3137B7YY9 INTEREST EARNED ON F H L M C MLTCL MT 3.490% 1/25/24 $1 PV ON 209000,0000 SHARES DUE 4/25/2022 - - 607.84 - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/25/2022 3137BDCW4 INTEREST EARNED ON F H L M C MLTCL MTG 3.303% 7/25/24 $1 PV ON 481 6900 SHARES DUE 4/25/2022 $0.00275/PV ON 175,000.00 PV DUE 4/25/22 - - 481.69 - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/25/2022 3137BDCW4 AMORTIZED PREMIUM ON F H L M C MLTCL MTG 3.303% 7/25/24 CURRENT YEAR AMORTIZATION - - - (372.90) - - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/25/2022 3137BFE80 INTEREST EARNED ON F H L M C MLTCL MTG 2.720% 8/25/24 $1 PV ON 76.2500 SHARES DUE 4/25/2022 $0.00227/PV ON 33,637.38 PV DUE 4/25/22 - - 76.25 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/25/2022 04/25/2022 04/25/2022 313780080 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 2.720% 8/25/24 (1,677.45) - 1,677.45 (1,719.72) - (42.27) 240907020 RCTC 2017 TIFIA RAMP UP FD 04/25/2022 313790485 AMORTIZED PREMIUM ON F H L M C MLTCL MTG 2.720% 8/25/24 CURRENT YEAR AMORTIZATION - - - (30.80) - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/25/2022 3137BJQ71 INTEREST EARNED ON F H L M C MLTCL MT 2.76996% 5/25/25 $1 PV ON 346.2500 SHARES DUE 4/25/2022 $0.00231/PV ON 150,000.00 PV DUE 4/25/22 - - 346.25 - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/25/2022 3137BJ071 AMORTIZED PREMIUM ON F H L M C MLTCL MT 2.76996% 5/25/25 CURRENT YEAR AMORTIZATION - - - (241.15) - - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/25/2022 04/25/2022 04/25/2022 3137BLW87 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 2.802% 1/25/25 (3,997.04) - 3,997.04 (4,139.00) - (141.96) 240907020 RCTC 2017 TIFIA RAMP UP FD 04/25/2022 3137BLW87 INTEREST EARNED ON F H L M C MLTCL MTG 2.802% 1/25/25 $1 PV ON 3727600 SHARES DUE 4/25/2022 $0.00234/PV ON 159,637.32 PV DUE 4/25/22 - - 372.76 - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/25/2022 31378LW87 AMORTIZED PREMIUM ON F H L M C MLTCL MTG 2.802% 1/25/25 CURRENT YEAR AMORTIZATION - - - (174.72) - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/25/2022 31392J6N4 INTEREST EARNED ON F N M A GTD REMIC 5.500% 4/25/23 $1 PV ON 220.6500 SHARES DUE 4/25/2022 $0.00458/PV ON 48,142.38 PV DUE 4/25/22 - - 22065 - -- - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/25/2022 04/25/2022 04/25/2022 31392J6N4 PAID DOWN PAR VALUE OF F N M A GTE REMIC 5.500% 4/25/23 (5,807.08) - 5,807.08 (5,816.62) - (9.54) 240907020 RCTC 2017 TIFIA RAMP UP FD 04/25/2022 31392J6N4 AMORTIZED PREMIUM ON F N M A GTD REMIC 5.500% 4/25/23 CURRENT YEAR AMORTIZATION - - (12.58) - - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/25/2022 04/25/2022 04/25/2022 31046V203 PURCHASED UNITS OF FIRST AM GOVT 08 FD CL V 14,313.06 1.00 (14,313.06) 14,313.06 - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/25/2022. 04/25/2022 04/25/2022 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL V 16,519.43 1.00 (16,519:43) 16,519.43 - 240907020 240907020 RCTC 2017 TIFIA RAMP UP FD 04/26/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL INCOME EARNINGS - - (5,490.30) - - - RCTC 2017 TIFIA RAMP UP FD 04/26/2022 CASH RECEIPT TRANSFER FROM INCOME INCOME EARNINGS - - 5,490.30 - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/26/2022 04/25/2022 04/26/2022 3132680L7 PAID DOWN PAR VALUE OF F H L M C #ZS7403 3.000% 5/01/31 MARCH FHLMC DUE 4/25/22 (1,257.48) - 1,257A8 (1,321.38) (63.90) - 240907020 240907020 240907020 RCTC 2017 TIFIA RAMP UP FD 04/26/2022 3132680L7 INTEREST EARNED ON F H L M C #ZS7403 3.000%. 5/01/31 S1 PV ON 130.7800 SHARES DUE 4/25/2022 MARCH FHLMC DUE 4/25/22 - - 130.78 _ .- . - RCTC 2017 TIFIA RAMP UP FD 04/26/2022 3132A8GL7 AMORTIZED PREMIUM ON F H L M C #ZS7403 3.000% 5/01/31 CURRENT YEAR AMORTIZATION - --- _ INTEREST EARNED ON F H L M C #ZT1989 3.500% 1/01/33 S1 PV ON 102.3800 SHARES DUE 4/25/2022 MARCH FHLMC DUE 4/25/22 - - - (60.24) - - RCTC 2017 TIFIA RAMP UP FD 04/26/2022 3132AEF68 - - 10238 - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/26/2022 04/25/2022 04/26/2022 3132AEF68 PAID DOWN PAR VALUE OFF H L M C #ZT1989 3.500% 1/01/33 MARCH FHLMC DUE 4/25/22 (852.91) - 852.91 (911.84) (58.93) - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/26/2022.. 3132AEF68 AMORTIZED PREMIUM ON F H L M C #ZT1989 3.500% 1/01/33 CURRENT YEAR AMORTIZATION - r - (53.82) - Page 89 of 109 RCTC RIVERSIDE COUNTY TRANSPORTATION 2017 Financing STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 Source Account Account Transaction Date Trade Date Settlement Date CUSIP Description Units Price Net Cash Amount Federal Tax Cost Amount Short Term Gain/Loss Amount Long Term Gain/Loss Amount 240907020 RCTC 2017 TIFIA RAMP UP FD 04/26/2022 04/25/2022 04/26/2022 3132AEFC5 PAID DOWN PAR VALUE OF F H L M C #ZT1963 3.500% 11/01/30 MARCH FHLMC DUE 4/25/22 (1,971.23) - 1,971.23 203.41 (2,073.44) - (102.21) 240907020 RCTC 2017 TIFIA RAMP UP FD 04/26/2022 3132AEFC5 INTEREST EARNED ON F H L M C #ZT1963 3.500%11/01/30 $1 PV ON 203.4100 SHARES DUE 4/25/2022 MARCH FHLMC DUE 4/25/22 - - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/26/2022 3132AEFC5 AMORTIZED PREMIUM ON F 9 L M C #ZT1963 3.500% 11/01/30 CURRENT YEAR AMORTIZATION - - - (93.88) - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/26/2022 3138EQRJ3 INTEREST EARNED ON F N M A #AL7688 3.500% 11/01/30 81 PV ON 443.7900 SHARES DUE 4/25/2022 MARCH FNMA DUE 4/25/22 - - 443.79 _ - - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/26/2022 04/25/2022 04/26/2022 3138EQRJ3 PAID DOWN PAR VALUE OF F N M A #AL7688 3.500% 11/01/30 MARCH FNMA DUE 4/25/22 (4,492.86) - 4,492.86 (4,734.38) - (241.52) 240907020 RCTC 2017 TIFIA RAMP UP FD 04/26/2022 3138EQRJ3 AMORTIZED PREMIUM ON F N M A #AL7688 3.500% 11/01/30 CURRENT YEAR AMORTIZATION - - - (212.36) - - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/26/2022 04/25/2022 04/26/2022 3138ETQP4 PAID DOWN PAR VALUE OF F N M A #AL8561 3.500% 6/01/31 MARCH FNMA DUE 4/25/22 (840.52) - 840.52 (891.58) - (51.06) 240907020 RCTC 2017 TIFIA RAMP UP FD 04/26/2022 3138E7094 INTEREST EARNED ON F N M A #AL8561 3.500% 6/01/31 $1 PV ON 87.8300 SHARES DUE 4/25/2022 MARCH FNMA DUE 4/25/22 - - 87.83 - - 240907020 _ 240907020 240907020 RCTC 2017 TIFIA RAMP UP FD RCTC 2017 TIFIA RAMP UP FD RCTC 2017 TIFIA RAMP UP FD 04/26/2022 04/26/2022 04/26/2022 3138ETQP4 AMORTIZED PREMIUM ON F N M A #AL8561 3.500% 6/01/31 CURRENT YEAR AMORTIZATION - - - (45.33) - - 04/25/2022 04/26/2022 3138WEMJ5 PAID DOWN PAR VALUE OF F 14 M A #AS4860 2500% 5/01/30 MARCH FNMA DUE 4/25/22 (3,420'.12) - 3,420:12 (3,544.72) (124.60) 3138WEMJ5 INTEREST EARNED ON F N M A #AS4860 2.500% 5/01/30 $1 PV ON 358.7700 SHARES DUE 4/25/2022 MARCH FNMA DUE 4/25/22 - - 358.77 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 04126(2022. 3138WEMJ5 AMORTIZED PREMIUM ON F N M A#484860 2.500% 5/01/30 CURRENT YEAR AMORTIZATION - - - (148.92) - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/26/2022 3140J8ME0 INTEREST EARNED ON F N M A #BM3956 3.000%12/01/32 $1 PV ON 55.7700 SHARES DUE 4/25/2022 MARCH FNMA DUE 4/25/22 - - 55.77 - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/26/2022 04/25/2022 04/26/2022 3140J8ME0 PAID DOWN PAR VALUE 0F 9 N A #8M3956 3.000%12/01/32 MARCH FNMA DUE 4/25/22 (535.37) - 535.37 (562.36) - (26.99) 240907020 RCTC 2017 TIFIA RAMP UP FD 04/26/2022 3140J8ME0 AMORTIZED PREMIUM ON F N M A #BM3956 3.000% 12/01/32 CURRENT YEAR AMORTIZATION - - - (22.46) - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/26/2022 04/25/2022 04/26/2022 3140X4H90 PAID DOWN PAR VALUE OF F N M A #FM1155 2.500% 6/01/32 MARCH FNMA DUE 4/25/22 (3,461.85) - 3,461.85 (3,603.75) - (141.90) 240907020 RCTC 2017 TIFIA RAMP UP FD 04/26/2022 3140X4H90 INTEREST EARNED ON F N M A #FM1155 2.500% 6/01 /32 $1 PV ON 325.6700 SHARES DUE 4/25/2022 MARCH FNMA DUE 4/25/22 - - 325.67 - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/26/2022 3140X4H90 AMORTIZED PREMIUM ON F N M A #FM1155 2.500% 6/01/32 CURRENT YEAR AMORTIZATION - - - (125.33) - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/26/2022 3140X7LS6 INTEREST EARNED ON F N M A #FM3936 2.500% 8/01/35 $1 PV ON 181.9700 SHARES DUE 4/25/2022 MARCH FNMA DUE 4/25/22 - - 181.97 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/26/2022 04/25/2022 04/26/2022 3140X7L56 PAID DOWN PAR VALUE OF F N M A#FM3936 2.500% 8/01/35 MARCH FNMA DUE 4/25/22 (2,685.32) - 2,685.32 (2,799.02) (113.70) - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/26/2022 314007L06 AMORTIZED PREMIUM ON F N M A #FM3936 2.500% 8/01/35 CURRENT YEAR AMORTIZATION - - - (58.11) - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/26/2022 04/25/2022 04/26/2022 3140X9VK8 PAID DOWN PAR VALUE OF F N M A #FM6017 3.000% 2/01/35 MARCH FNMA DUE 4/25/22 (1,547.08) - 1,547.08 (1,635:79) - (88.71) 240907020 RCTC 2017 TIFIA RAMP UP FD 04/26/2022 3140X9VK8 INTEREST EARNED ON F N M A #FM6017 3.000% 2/01/35 $1 PV ON 174.5400 SHARES DUE 4/25/2022 MARCH FNMA DUE 4/25/22 - - 174.54 - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/26/2022 3140X9VK8 AMORTIZED PREMIUM ON F N M A #FM6017 3.000% 2/01/35 CURRENT YEAR AMORTIZATION - - - (69.64) - - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/26/2022 3141808H4 INTEREST EARNED ON F N M A #MA2803 2.500% 11/01/31 $1 PV ON 67.9600 SHARES DUE 4/25/2022 MARCH FNMA DUE 4/25/22 - - 67.96 - - - 240907020 RCTC 2017 TIFIA RAMP UP FD' 04/26/2022 04/25/2022 04/26/2022 3141808H4 PAID DOWN PAR VALUE OF F N M A #MA2803 2.500%11/01/31. MARCH FNMA DUE 4/25/22 (740.85) - 740.85 (769,44) (28.59) - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/26/2022 31418CDH4 AMORTIZED PREMIUM ON F N M A #MA2803 2.500% 11/01/31 CURRENT YEAR AMORTIZATION - - - (25.86) - - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/26/2022 04/25/2022 04/26/2022 31418D7K2 PAID DOWN PAR VALUE OF F N M A#MA4497 2:000%11/01/30 MARCH FNMA DUE 4/25/22 (3;671:47) - 3,671-47 (3746.91) (75.44) 240907020 RCTC 2017 TIFIA RAMP UP FD 04/26/2022 3141887K2 INTEREST EARNED ON F N M A #MA4497 2.000% 11/01/36 $1 PV ON 660.9800 SHARES DUE 4/25/2022 MARCH FNMA DUE 4/25/22 - - 660.98 - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/26/2022 31418D7K2 AMORTIZED PREMIUM ON 9 N M A #M44497 2.000% 11/01/36 CURRENT YEAR AMORTIZATION - - - (112.53) - - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/26/2022- 31418DSA1 INTEREST EARNED ON F N M A #MA4112 3.000% 8/01/35 81 PV ON 164.9800 SHARES DUE 4/25/2022 MARCH FNMA DUE 4/25/22 - - 164.98 - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/26/2022 04/25/2022 04/26/2022 314180041 PAID DOWN PAR VALUE 09914 M A #MA4112 3.000% 8/01/35 MARCH FNMA DUE 4/25/22 (2,171:23) - 2,171.25 (2262.35) - (91.10) 240907020 RCTC 2017 TIFIA RAMP UP FD 04/26/2022 31418DSA1 AMORTIZED PREMIUM ON F N M A #MA4112 3.000% 8/01/35 CURRENT YEAR AMORTIZATION - - - (60.45) - - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/26/2022 04/25/2022 04/26/2022 31418DVU3 PAID DOWN PAR VALUE OF F N M A #MA4226 2.000%12/.01/30 MARCH FNMA DUE 4/4/2 - (3802.46) - 3,802.45 (3,911.09) - (108.63) Page 90 of 109 RIVERSIDE COUNTY RCTC TRANSPORTATION 2017 Financing STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 Source Account Account Transaction Date Trade Date Settlement Date CUSIP Description Units Price Net Cash Amount Federal Tax Cost Amount Short Term Long Term Gain/Loss Gain/Loss Amount Amount 240907020 RCTC 2017 TIFIA RAMP UP FD 04/26/2022 31418DV03 INTEREST EARNED ON F N M A #MA4226 2.000% 12/01/30 $1 PV ON 306.1400 SHARES DUE 4/25/2022 MARCH FNMA DUE 4/25/22 - - 306.14 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/26/2022 31418DVU3 AMORTIZED PREMIUM ON F N M A #MA4226 2.000% 12/01/30 CURRENT YEAR AMORTIZATION - - - (116.44) - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/26/2022 04/26/2022. 04/26/2022 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 34,715.74 1.00 (34,715.74) 34,715.74 - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/27/2022 3136346A6 INTEREST EARNED ON F N M A 0.300%10/27/23 $1 PV ON 130000.0000 SHARES DUE 4/27/2022 - - 195.00 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/27/2022 04/27/2022 04/27/2022 31046V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 195.00 1.00 (195.00) 195.00 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/28/2022 CASH RECEIPT TRANSFER FROM INCOME INCOME EARNINGS - - 195.00 - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/28/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL INCOME EARNINGS - - (195.00) - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/29/2022 04/27/2022 04/29/2022 3136AMM48 PURCHASED PAR VALUE OF F 9 M A GTD REMIC 2.509% 7/25/22 /STONEX FINANCIAL INC./BD RATES/959.86 PAR VALUE AT 99.87521068 % 969.86 1.00 (958.66) 958.66 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/29/2022 04/29/2022 3136AMM48 PAID ACCRUED INTEREST ON PURCHASE OF F N M A GTD REMIC 2.509% 7/25/22 - - (1.87) - - 240907020 RCTC 2017 TIFIA RAMP UP FD 04/29/2022 04/29/2022 04/29/2022 318460203 SOLD UNITS OF FIRST AM GOVT OB FD CL Y (900.53) 1.00 960.53 (960.53) - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/02/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL INCOME EARNINGS - - (1,978.79) - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/02/2022 CASH RECEIPT TRANSFER FROM INCOME INCOME EARNINGS - - 1,978.79 - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/02/2022 3134GW6E1 AMORTIZED PREMIUM ON F H L M 0 M T N 0.320% 11/02/23 CURRENT YEAR AMORTIZATION - - - (52.15) - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/02/2022 3134GW6E1 INTEREST EARNED ON F H L M C M T N 0.320%11/02/23 $1 PV ON 400000.0000 SHARES DUE 5/2/2022 - - 640.00 - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/02/2022 05/02/2022 05/02/2022 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 2,620.32 1.00 (2,620.32) 2,620.32 - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/02/2022 05/02/2022 05/02/2022 318460203 PURCHASED UNITS OF FIRST AM GOVT 08 FD CL Y 1,98066 1.00 (1,980.66) 1,980.6, - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/02/2022 31846V203 INTEREST EARNED ON FIRST AM GOVT 08 FD CL Y UNIT ON 0.0000 SHARES DUE 4/30/2022 INTEREST FROM 4/1/22 TO 4/30/22 - - 0.48 - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/02/2022 912820002 INTEREST EARNED ON US TREASURY NT 0.00001%. 7/31/23 $1 PV ON 1300000.0000 SHARES DUE 4/30/2022 - - 1,734.73 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/02/2022- 91282CDE8 INTEREST EARNED ON U S TREASURY NT 0.325% 10/31/23 $1 PV ON 1650000.0000 SHARES DUE 4/30/2022 - - 2,226.Z5 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/02/2022 912820DE8 AMORTIZED PREMIUM ON U S TREASURY NT 0.325%10/31/23 CURRENT YEAR AMORTIZATION - -- - (232:41)'. - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/03/2022 CASH RECEIPT TRANSFER FROM INCOME INCOME EARNINGS - - 2,614.44 - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/03/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL INCOME EARNINGS - - (2,614.44) - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/03/2022 05/03/2022 05/03/2022 318460203 SOLD UNITS OF FIRST AM GOVT OB FD CL Y (47,208.57) 1 00 47,208.57 (47,208.57) - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/05/2022 05/05/2022 05/05/2022 318460203 SOLD UNITS OF FIRST AM GOVT 08 FD CL Y (65,575.63) 1:00 65,575.63 ':(66,575.63) - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/06/2022 05/06/2022 05/06/2022 31846V203 SOLD UNITS OF FIRST AM GOVT OB FD CL Y (38,264.94) 1.00 38,264.94 (38,264.94) - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/09/2022 05/06/2022 315641KD6 PAID ACCRUED INTEREST ON PURCHASE OF F N M A: GTD REMIC 4.500% 3/25/26 - (10.46) - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/09/2022 05/03/2022 05/06/2022 3136A1 KD6 PURCHASED PAR VALUE OF F N M A GTD REMIC 4.500% 3/25/26 /STONEX FINANCIAL INC./16,739.46 PAR VALUE AT 100.12499211 % 16,739.46 1.00 (16,760.38) 16,760.38 - 240907020 ROTC 2017 TIFIA RAMP UP FD 05/09/2022 05/09/2022 05/09/2022 31846V203 SOLD UNITS OF FIRST AM GOVT OB FD CLY (25,593.31) 1.00 25,593.31 (25,593.31). - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/10/2022 05/10/2022 05/10/2022 318460203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 1,351,423.47 1.00 (1,351,423.47) 1,351,423.47 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/10/2022 05/10/2022 912820002 RECEIVED ACCRUED INTEREST ON SALE OF U S TREASURY NT 0.00001% 7/31/23 - - 337.66 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/10/2022 05/09/2022. 05/10/2022 912820002 SOLD PAR VALUE OF U S TREASURY NT 0.00001% 7/31/23 /MSNYUS33 MORGAN STANLEY NY/1,300,000 PAR VALUE AT 100.30756923 (1;300,000.00) 1.00 1,303,998.40 (1,300,501.73) 3,496.67 - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/10/2022 912820002 AMORTIZED PREMIUM ON U S TREASURY NT 0.00001% 7/31/23 CURRENT YEAR AMORTIZATION - - - (62.73) - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/11/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL INCOME EARNINGS - - (301.90) - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/11/2022 CASH RECEIPT TRANSFER FROM INCOME INCOME EARNINGS - - 301.90 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/12/2022 05/03/2022 3140J55T2 PAID ACCRUED INTEREST ON PURCHASE OF F N M A #0M1757 2.426% 4/01/23 - - (6.35) - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/12/2022 04/28/2022 05/03/2022 3140J55T2 PURCHASED PAR VALUE OF F N M A #8M1757 2.426% 4/01/23 /TRUIST SECURITIES, INC./47,095.78 PAR VALUE AT 99.96874455 % 47,095.78 1.00 (47,081.06) 47,081.06 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/12/2022 05/12/2022 05/12/2022 318460203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 121.71 1.00 (121 71) 121.71 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/12/2022 05/12/2022 05/12/2022 31846V203 SOLD UNITS OF FIRST AM GOVT OB FD CL Y (1,305,290.92) 1.00 1,305,290.92 (1,305,290.92) - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/12/2022 05/11/2022 05/12/2022 91282CAP6 PURCHASED PAR VALUE OF U S TREASURY NT 0.125% 10/15/23 /JCSIUS33 HSBC SECS USA NY/165,000 PAR VALUE AT 96.66406061 165,000.00 0.97 (159,495.70) 159,495.70 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/12/2022 05/12/2022 91282CAP6 PAID ACCRUED INTEREST ON PURCHASE OF U S TREASURY NT 0.125%10/15/23 - -.. (15.22) - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/12/2022 05/12/2022 91282CBA8 PAID ACCRUED INTEREST ON PURCHASE OF U S TREASURY NT 0.125%12/15/23 - - (94.02) - - - 133 Page 91 of 109 RIVERSIDE COUNTY RCTC TRANSPORTATION 2017 Financing STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 • Source Account Account 240907020 RCTC 2017 TIFIA RAMP UP FD Transaction Date 05/12/2022 Trade Date 05/11/2022 Settlement Date CUSIP Description Units 05/12/2022 912820BA8 PURCHASED PAR VALUE OF U S TREASURY NT 0.125% 12/15/23 185,000.00 /JCSIUS33 HSBC SECS USA NY/185,000 PAR VALUE AT 96.15624865 % Price 0.96 Net Cash Amount (177,889.06) Federal Tax Cost Amount 177,889.06 Short Term Gain/Loss Amount Long Term Gain/Loss Amount - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/12/2022 05/11/2022 05/12/2022 9128206V2 PAID ACCRUED INTEREST ON PURCHASE OF U 3 TREASURY NT 0.375% 4/15/24 - 565,000.00 - (156.30) - - _ 240907020 RCTC 2017 TIFIA RAMP UP FD 05/12/2022 05/12/2022 91282CBV2 PURCHASED PAR VALUE OF U S TREASURY NT 0.375% 4/15/24 /JCSIUS33 HSBC SECS USA NY/565,000 PAR VALUE AT 95.60937522% 0.96 (540,192.97) 540,192.97 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/12/2022 05/11/2022 05/12/2022 912820054 PURCHASED PAR VALUE OF U S TREASURY NT 0.250% 6/15/24 /J0510533 HSBC SECS USA NY/450,000 PAR VALUE AT 94.88671778 % 450,000.00 0.95 (426,990.23) 426,990.23 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/12/2022 05/12/2022 912820054 PAID ACCRUED INTEREST ON PURCHASE OF U S TREASURY NT 0.250% 6/15/24 - - (457.42) - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/16/2022 CASH RECEIPT TRANSFER FROM INCOME INCOME EARNINGS - - 1,432.81 - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/16/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL INCOME EARNINGS - - (1,432.81) .. .. - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/16/2022 05/15/2022 05/16/2022 3128MMT52 PAID DOWN PAR VALUE OF F H L M CGD G18571 2.500% 10/01/30 APRIL FHLMC DUE 5/15/22 (4,213.43) - 4,213.43 (4,360.92) - (147.49) 240907020 RCTC 2017 TIFIA RAMP UP FD 05/16/2022 3128MMT52 AMORTIZED PREMIUM ON F H L M 0 GD 818571 2.500%10/01/30 CURRENT YEAR AMORTIZATION - - (124.25) - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/16/2022 3128MMT52 INTEREST EARNED ON F H L M 0 00 018571 2.500% 10/01/30 $1 PV ON 333.2100 SHARES DUE 5/15/2022 APRIL FHLMC DUE 5/15/22 - - 333.21 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/16/2022 3128MMUL5 INTEREST EARNED ON F H L M C GD 018586 2.500% 2/01/31 $1 PV ON 27.4600 SHARES DUE 5/15/2022 APRIL FHLMC DUE 5/15/22 - -- 27.46 - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/16/2022 05/15/2022 05/16/2022 3128MMUL5 PAID DOWN PAR VALUE OF F H L M C GD G18586 2.500% 2/01/31 APRIL FHLMC DUE 5/15/22 (347.54) - 347.54 (360.86) - (13.32) 240907020 RCTC 2017 TIFIA RAMP UP FD 05/16/2022 3128MMUL5 AMORTIZED PREMIUM ON 0 H L M C GD 018586 2500% 2/01/31 CURRENT YEAR AMORTIZATION -. - - (10;866) - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/16/2022 05/15/2022 05/16/2022 31307NP40 PAID DOWN PAR VALUE OF F H L M C GD J32243 3.000% 7/01/30 APRIL FHLMC DUE 5/15/22 (2,160.34) - 2,160.34 (2,272.70) - (112.36) 240907020 RCTC 2017 TIFIA RAMP UP FD 05/16/2022 31307NP40 AMORTIZED PREMIUM ON F H L M C GD J32243 3.000% 7/01/30 CURRENT YEAR AMORTIZATION - -- - (80.44) - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/16/2022 31307NP40 INTEREST EARNED ON F H L M C GD J32243 3.000% 7/01/30 $1 PV ON 161.8800 SHARES DUE 5/15/2022 APRIL FHLMC DUE 5/15/22 - - 161.88 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/16/2022 3137AQQE1 AMORTIZED PREMIUM ON F H L M C MLTCL MTG 1.500%. 5/15/27 CURRENT YEAR AMORTIZATION - - - (11.97) - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/16/2022 05/15/2022 05/16/2022 3137AQQE1 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 1.500% 5/15/27 (877.04) - 877.04 (886.83) - (9.79) 240907020 RCTC 2017 TIFIA RAMP UP FD 05/16/2022 3137AQQE1 INTEREST EARNED ON F H L M C MLTCL MTG 1.500% 5/15/27 $1 PV ON 36.9200 SHARES. DUE 5/15/2022 $0.00125/PV ON 29,535.06 PV DUE 5/15/22 - -- 36:,42 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/16/2022 3137AWWM3 INTEREST EARNED ON F H L M C MLTCL MTG 1.250%12/15/27 $1 PV ON 16.7100 SHARES DUE 5/15/2022 $0.00104/PV ON 16,041.05 PV DUE 5/15/22 - - 16.71 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/16/2022 05/15/2022 05/16/2022 3137AWWM3 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 1.250% 12/15/27 (757.78) - 757.78 (763.82) - (6.44). 240907020 RCTC 2017 TIFIA RAMP UP FD 05/16/2022 3137AWWM3 AMORTIZED PREMIUM ON F H L M C MLTCL MTG 1.250% 12/15/27 CURRENT YEAR AMORTIZATION - - - (4.23) - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/16/2022 3137AYSH5 AMORTIZED PREMIUM ON F H L M C MLTCL MTG 1.750%12/15/42 CURRENT YEAR AMORTIZATION - - (20.94) - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/16/2022 05/15/2022 05/16/2022 3137AYSH5 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 1.750%12/15/42 (2,344.00) - 2,344.00 (2,388.02) (29.85) (14.17) 240907020 RCTC 2017 TIFIA RAMP UP FD 05/16/2022 3137AYSH5 INTEREST EARNED ON F H L M C MLTCL MTG 1.750%12/15/42 $1 PV ON 140.4000 SHARES DUE 5/15/2022 $0.00146/PV ON 96,277.40 PV DUE 5/15/22 - - 140.40 - - -- 240907020 RCTC 2017 TIFIA RAMP UP FD 05/16/2022 313782278 AMORTIZED PREMIUM ON F H L M 0 MLTCL MTG 1.400% 7/15/23 CURRENT YEAR AMORTIZATION - - - (1.05) - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/16/2022 05/15/2022 05/16/2022 3137132278 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 1.400% 7/15/23 (2,879.71) - 2,8799,71 (2,853.04) (3.38) 240907020 RCTC 2017 TIFIA RAMP UP FD 05/16/2022 313702278 INTEREST EARNED ON F H L M C MLTCL MTG 1.400% 7/15/23 $1 PV ON 7.8100 SHARES DUE 5/15/2022 $0.00117/PV ON 6,690.80 PV DUE 5/15/22 - - 7.81 - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/16/2022 313786DF5 AMORTIZED PREMIUM ON F H L M 0 MLTCL MTG 2.000% 11/15/26 CURRENT YEAR AMORTIZATION - - - (20.01) - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/16/2022 05/15/2022 05/16/2022 3137060E5 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 2.000%11/15/26 (2,342.03) - 2,342.03 (2,371.25) - (29.22) 240907020 RCTC 2017 TIFIA RAMP UP FD 05/16/2022 3137B6DF5 INTEREST EARNED ON F H L M C MLTCL MTG 2.000%11/15/2681 PV ON 66.9100 SHARES DUE 5/15/2022 $0.00167/PV ON 40,148.86 PV DUE 5/15/22 - - 66.91 - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/16/2022 05/15/2022 05/16/2022 313788433 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 2.000% 2/15/29 (1,435.31) - 1,435.31 (1,417.37) - 17.94 240907020 RCTC 2017 TIFIA RAMP UP FD 06/16/2022. 3137B8453 INTEREST EARNED ON F H L M C MLTCL MTG 2.000% 2/15/29 $1 PV ON 37.6800 SHARES DUE 5/15/2022 00.00167/PV ON 22,610.15 PV DUE 5/15/22 - - 37.68 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/16/2022 3137B9RN7 AMORTIZED PREMIUM ON F H L M C MLTCL MTG 2.500% 12/15/27 CURRENT YEAR AMORTIZM]ITAA - - - (18.50) - - Page 92 of 109 RCTC RIVERSIDE COUNTY TRANSPORTATION 2017 Financing STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 Source Account • Account Transaction Date Trade Date Settlement Date CUSIP Description Units Net Cash Amount Federal Tax Cost Amount Short Term Gain/Loss Amount Long Term Gain/Loss Amount 240907020 RCTC 2017 TIFIA RAMP UP FD 05/16/2022 3137B9RN7 INTEREST EARNED ON F H L M C MLTCL MTG 2.500% 12/15/27 $1 PV ON 90.6900 SHARES DUE 5/15/2022 $0.00208/PV ON 43,533.46 PV DUE 5/15/22 - (1,796.86) - - 90.69 1,796.86 (28,286.80) - 295.81 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/16/2022 05/15/2022 05/16/2022 3137899N7 PAID DOWN PAR VALUE OFF H L M C MLTCL MTG 2.500% 12/15/27 (1,820.16) 28,286.80 (17.34) (5.96) 240907020 RCTC 2017 TIFIA RAMP UP FD 05/16/2022 05/16/2022 05/16/2022 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 28,286.80 1.00 - 240907020 RCTC 2017 TIFIA RAMP UP FD RCTC 2017 TIFIA RAMP UP FD 05/16/2022 36176X068 AMORTIZED PREMIUM ON G N M A #779250 3.000% 5/15/27 CURRENT YEAR AMORTIZATION - - (121.68) - - 240907020 05/16/2022 36176XQB8 INTEREST EARNED ON G N M A #779250 3.000% 5/15/27 $1 PV ON, 295.8100 SHARES DUE 5/15/2022 APRIL GNMA DUE 5/15/22 - - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/16/2022 05/15/2022. 05/16/2022 36176XQB8 PAID DOWN PAR VALUE OF G N M A #779250 3.000% 5/15/27 APRIL GNMA DUE 5/15/22 (4867.99) - 4,867.99 (5,006.16) - (138.17) 240907020 RCTC 2017 TIFIA RAMP UP FD 05/16/2022.. 38376T5Z1 AMORTIZED PREMIUM ON G N M A GTD REMIC 3.000% 1/16/39 CURRENT YEAR AMORTIZATION - - - (11.30) - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/16/2022 30376T521 INTEREST EARNED ON G N M A GTD REMIC 3.000% 1/16/39 $1 PV ON 56.6800 SHARES DUE 5/16/2022 $0.00250/PV ON 22,671.23 PV DUE 5/16/22 - - 56.68 - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/16/2022 05/16/2022 05/16/2022 38376T5Z1 PAID DOWN PAR VALUE OF G N M A GTD REMIC 3.000% 1/16/39. (S22f3' - 922.37 (949.12) (26.75) - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/16/2022 05/16/2022 05/16/2022 38376V2E6 PAID DOWN PAR VALUE OF 5 N M A GTD REMIC 4.000% 7/16/39 (350.83) - 350.83 (358.51) - (7.68) 240907020 RCTC 2017 TIFIA RAMP UP FD 05/16/2022 38376V2E6 INTEREST EARNED ON G N M A GTD REMIC 4.000% 7/16/39 $1 PV ON 31.5600 SHARES DUE 5/16/2022 $0.00333/PV ON 9,467.90 PV DUE 5/16/22 - 31.56 - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/16/2022 38376V2E6 AMORTIZED PREMIUM ON G N M A GTD REMIC 4.000% 7/16/39 CURRENT YEAR AMORTIZATION - - - (3.45) - - _ 24090702.0 RCTC 2017 TIFIA RAMP UP FD 05/16/2022 05/16/2022 05/16/2022 38378VC45 PAID DOWN PAR VALUE OF 5 N M A GTD REMIC. 2.250% 12/16/41 (83588) - 835:88 (805.71) - 30.17 240907020 RCTC 2017 TIFIA RAMP UP FD 05/16/2022 38378VC45 INTEREST EARNED ON G N M A GTD REMIC 2.250% 12/16/41 $1 PV ON 42.5900 SHARES DUE 5/16/2022 $0.00188/PV ON 22,714.43 PV DUE 5/16/22 - - 42.59 - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/16/2022 912828Z98 INTEREST EARNED ON U S TREASURY NT 0.125% 5/15/23 $1 PV ON 1295000.0000 SHARES DUE 5/15/2022 - - 809.38 - _ 240907020 RCTC 2017 TIFIA RAMP UP FD 05/17/2022 05/05/2022 3137A6YW6 PAID ACCRUED INTEREST ON PURCHASE OF F H L M C MLTCL MTG 3.500% 2/15/26 - - (24.18) - - _ 240907020 240907020 240907020 RCTC 2017 TIFIA RAMP UP FD 05/17/2022 05/02/2022 05/05/2022 313746YW6 PURCHASED PAR VALUE OF F H L M C MLTCL MTG 3.500% 2/15/26 /MILLENNIUM ADVISORS, LLC/62,170.9 PAR VALUE AT 101.03516275 % 62,170.90 1.01 (62,814.47) 62,814.47 - - RCTC 2017 TIFIA RAMP UP FD 05/17/2022 05/17/2022 05/17/2022 318465203 PURCHASED UNITS OF FIRST AM GOVT O8 FD CL Y 2,736.91 1.00 (2,736.91) 2,736.91 - - RCTC 2017 TIFIA RAMP UP FD 05/18/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL INCOME EARNINGS - - (1.05) - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/18/2022 CASH RECEIPT TRANSFER FROM INCOME INCOME EARNINGS - - 1.05 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/20/2022 CASH RECEIPT TRANSFER FROM INCOME INCOME EARNINGS - - 276.84 - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/20/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL INCOME EARNINGS - - (276.84) - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/20/2022 05/20/2022 05/20/2022 31046V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 1,518.12 1.00 (1,518.12) 1,518.12 - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/20/2022 05/20/2022 05/20/2022 31846V203 PURCHASED UNITS OF FIRST AM GOVT 06 FD CL Y 4,718.97 1.00 (4,718.97) 4,718.97 - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/20/2022 05/20/2022 05/20/2022 36179NAJ7 PAID DOWN PAR VALUE OF G N M A I I #MA0909 3.000% 4/20/28 APRIL GNMA DUE 5/20/22 (257.36) -- 257,36 (264.98) - (7.62) 240907020 RCTC 2017 TIFIA RAMP UP FD 05/20/2022 36179NAJ7 INTEREST EARNED ON G N M A 11 #M40909 3.000% 4/20/28 $1 PV ON 22.2600 SHARES DUE 5/20/2022 APRIL GNMA DUE 5/20/22 - - 22.26 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/20/2022.. 36179NAJ7 AMORTIZED PREMIUM ON G M A II #MA0909 3.000% 4/20/28 CURRENT YEAR AMORTIZATION - - - (8.26) - - , 240907020 RCTC 2017 TIFIA RAMP UP FD 05/20/2022 36179NHK7 INTEREST EARNED ON G N M A I I #MA1134 3.000% 7/20/28 $1 PV ON 157.4100 SHARES DUE 5/20/2022 APRIL GNMA DUE 5/20/22 - - 157.41 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/20/2022 36179NHK7 AMORTIZED PREMIUM ON G N M A II #MA1134 3.000% 7/20/28 CURRENT YEAR AMORTIZATION - - - (4t45) - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/20/2022 05/20/2022 05/20/2022 36179NHK7 PAID DOWN PAR VALUE OF G N M A I I #MA1134 3.000% 7/20/28 APRIL GNMA DUE 5/20/22 (2,127.82) - 2127.82 (2174.14) - (46.32) 240907020 RCTC 2017 TIFIA RAMP UP FD 05/20/2022 36179NKP2 AMORTIZED PREMIUM ON G N M A II #MA1202 2500% 8/20/28 CURRENT YEAR AMORTIZATION - - (15.36) - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/20/2022 05/20/2022 05/20/2022 36179NKP2 PAID DOWN PAR VALUE OF G 9 M A II #MA1202 2.500% 8/20/28 9 & I DUE 05/20/22 (571.41) - 571.41 (588.00) - (16.59) 240907020 RCTC 2017 TIFIA RAMP UP FD 05/20/2022 36179NKP2 INTEREST EARNED ON G N M A II #MA1202 2.500% 8/20/28 $1 PV ON 38.2600 SHARES DUE 5/20/2022 P &I DUE 05/20/22 - - $8)2 - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/20/2022 36202F2H8 INTEREST EARNED ON G N M A I 18005276 3.000% 1/20/27 $1 PV ON 32.0900 SHARES DUE 5/20/2022 P & 1 DUE 05/20/22 - - 32.09 - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/20/2022 36202F2H8 AMORTIZED PREMIUM ON G N M A I I #005276 3.000% 1/20/27 CURRENT YEAR AMORTIZATION - - - (4.80) - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/20/2022 05/20/2022 05/20/2022 36202F2H8 PAID DOWN PAR VALUE OF G N M A 11 #005276 3.000% 1/20/27 P &I DUE 05/20/22 (664.99) - 664.99 (671.46) - (6.47) 24090702.0 RCTC 2017 TIFIA RAMP UP FD 05/20/2022 05/20/2022 05/20/2022 36202F3H7 PAID DOWN PAR VALUE OF G N M A 118005300 3.000% 2/20/27 APRIL GNMA DUE 5/20/22 (555.64) - 555.64 (568.61) - (12.97) 135 Page 93 of 109 RCTC RIVERSIDE COUNTY TRANSPORTATION 2017 Financing STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 Source Account Account 240907020 RCTC 2017 TIFIA RAMP UP FD Transaction Date 05/20/2022 Trade Date Settlement Date CUSIP Description Units Price 36202F3H7 INTEREST EARNED ON G N M A I I #005300 3.000% 2/20/27 $1 PV ON - - 36.1500 SHARES DUE 5/20/2022 APRIL GNMA DUE 5/20/22 Net Cash Amount 36.15 - Short Term Federal Tax Cost Gain/Loss Amount Amount Long Term Gain/Loss Amount - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/20/2022 36202F3H7 38377LFC7 AMORTIZED PREMIUM ON G N M A 11 4005300 3.000% 2/20/27 CURRENT YEAR AMORTIZATION - - (12.79) - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/20/2022 AMORTIZED PREMIUM ON G N M A GTD REMIC 2.500% 12/20/39 CURRENT YEAR AMORTIZATION - - - (0.03) - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/20/2022 38377LFC7 INTEREST EARNED ON G N M A GTD REMIC 2.500%12/20/39 $1 PV ON 0.4400 SHARES DUE 5/20/2022 $0.00208/PV ON 210.93 PV DUE 5/20/22 = - 0.44 = - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/20/2022 05/20/2022 05/20/2022 38377LFC7 PAID DOWN PAR VALUE OF G N M A GTD REMIC 2.500% 12/20/39 (210.93) - 210.93 (212.61) - (1.68) 240907020 RCTC 2017 TIFIA RAMP UP FD 05/20/2022 38377QKH9 INTEREST EARNED ON G N M A GTD REMIC 3.000% 8/20/40 81 PV ON 10.6400 SHARES DUE 5/20/2022 $0.00250/PV ON 4,257.69 PV DUE 5/20/22 - 10.64 - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/20/2022 05/20/2022 05/20/2022 38377QKH9 PAID DOWN PAR VALUE OF G N M A GTD REMIC 3.000% 8/20/40 (293.60) - 293.60 (296.48) - (2.88) 240907020 RCTC 2017 TIFIA RAMP UP FD 05/20/2022 38377QKH9 AMORTIZED PREMIUM ON G N M A GTD REMIC 3.000% 8/20/40 CURRENT YEAR AMORTIZATION - .- - (0.70). - - 240907020 _ 240907020 240907020 RCTC 2017 TIFIA RAMP UP FD 05/20/2022 38378HAU0 AMORTIZED PREMIUM ON G N M A GTD REMIC 1.500% 8/20/27 CURRENT YEAR AMORTIZATION - - - (12.19) - - RCTC 2017 TIFIA RAMP UP FD 05/20/2022 05/20/2022 05/20/2022 38378HAU0 PAID DOWN PAR VALUE OF G N M A GTD REMIC 1.500% 8/20/27 (886.85) - 886.85 (895.91) (9.06) RCTC 2017 TIFIA RAMP UP FD 05/20/2022 38378HAU0 INTEREST EARNED ON G N M A GTD REMIC 1.500% 8/20/27 $1 PV ON 42.7900 SHARES DUE 5/20/2022 $0.00125/PV ON 34,231.29 PV DUE 5/20/22 - - 42.79 - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/20/2022. 38378JZ07 INTEREST EARNED ON G N M A GTD REMIC 1.500% 12/20/40 S1 PV ON 7.5900 SHARES DUE 5/20/2022 $0.00125/PV ON 6,068.44 PV DUE 5/20/22 - - 7.59 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/20/2022 05/20/2022 05/20/2022 38378JZD7 PAID DOWN PAR VALUE OF G N M A GTD REMIC 1.500% 12/20/40 (320.86) - 320.86 (316.85) - 4.01 240907020 RCTC 2017 TIFIA RAMP UP FD 05/23/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL INCOME EARNINGS (70.79) -. - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/23/2022 CASH RECEIPT TRANSFER FROM INCOME INCOME EARNINGS - - 70.79 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/25/2022 CASH RECEIPT TRANSFER FROM INCOME INCOME EARNINGS - _ 5,312.28 - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/25/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL INCOME EARNINGS - - (5,312.28) - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/25/2022 3132A8GL7 AMORTIZED PREMIUM ON 9 H L M C 42S7403 3.000% 5/01/31 CURRENT YEAR AMORTIZATION - - - (56.08) - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/25/2022 3132680L7 INTEREST EARNED ON F H L M C #ZS7403 3.000% 5/01/31 S1 PV ON 127.6300 SHARES DUE 5/25/2022 APRIL FHLMC DUE 5/25/22 - - 127.63 - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/25/2022 05/25/2022 05/25/2022 3132A8GL7 PAID DOWN PAR VALUE OF F H LM C #ZS7403 3.000% 5/01/31 APRIL FHLMC DUE 5/25/22 (1,260.13) - 1,260.13 (1,322.79) - (62.66) 240907020 RCTC 2017 TIFIA RAMP UP FD 05/25/2022 05/25/2022 05/25/2022 3132AEF68 PAID DOWN PAR VALUE OF F H L M C #ZT1989 3.500% 1/01/33 APRIL FHLMC DUE 5/25/22 (898.64) - 898.64 (959.42) - (60.78) 240907020 RCTC 2017 TIFIA RAMP UP FD 05/25/2022 3132AEF68 INTEREST EARNED ON F H L M C #ZT1989 3.500% 1/01/33 $1 PV ON 99.9000 SHARES DUE 5/25/2022 APRIL FHLMC DUE 5/25/22 - 99.90 - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/25/2022 3132AEF68 AMORTIZED PREMIUM ON F H L M C #ZT1989 3.500% 1/01/33 CURRENT YEAR AMORTIZATION - - - (50.00) - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/25/2022 3132AEFC5 AMORTIZED PREMIUM ON F H L M C #ZT1963 3.500% 11/01/30 CURRENT YEAR AMORTIZATION - - - (86.77). - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/25/2022 3132AEFC5 INTEREST EARNED ON F H L M C #ZT1963 3.500% 11/01/30 $1 PV ON 197.6600 SHARES DUE 5/25/2022 APRIL FHLMC DUE 5/25/22 - - 197.66 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/25/2022 05/25/2022 05/25/2022 3132AEFC5 PAID DOWN PAR VALUE OF5 H L M C #ZT1963 3.500%11/01/30 APRIL FHLMC DUE 5/25/22 (2,094.56) - 2,094.56 (2,200.48) - (105,92) 240907020 RCTC 2017 TIFIA RAMP UP FD 05/25/2022 3133050Z3 AMORTIZED PREMIUM ON F H L M C GTD REMIC 1.000% 9/25/33 CURRENT YEAR AMORTIZATION - - - (13.03) - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/25/2022 05/25/2022 05/25/2022 3133Q5GZ3 PAID DOWN PAR VALUE OF F H L M C GTE REMIC 1.000% 9/25/33 (1,163.06) - 1,163.06 (1,173.82) - (10.76) 240907020 RCTC 2017 TIFIA RAMP UP FD 05/25/2022 3133Q50Z3 INTEREST EARNED ON F H L M C GTD REMIC 1.000% 9/25/33 $1 PV ON 41.7200 SHARES DUE 5/25/2022 $0.00083/PV ON 50,061.68 PV DUE 5/25/22 - - 41.72 - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/25/2022 313667025 INTEREST EARNED ON F N M A GTD REMIC 3.000% 7/25/41 $1 PV ON 31.0600 SHARES DUE 5/25/2022 $0.00250/PV ON 12,423.34 PV DUE 5/25/22 - 31.06 - - 240907020 RCTC 2017 TIF1A RAMP UP FD 05/25/2022 05/25/2022. 05/25/2022 3136A7025 PAID DOWN PAR VALUE OF F N M A GTD REMIC 3.000% 7/25/41 (1,612.82) - 1,612.82 (1,627.25) - (14.43) 240907020 RCTC 2017 TIFIA RAMP UP FD 05/25/2022 3136A7D25 AMORTIZED PREMIUM ON F N M A GTD REMIC 3.000% 7/25/41 CURRENT YEAR AMORTIZATION - (1:a1 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/25/2022 3136A8SX9 AMORTIZED PREMIUM ON F N M A GTD REMIC 1.500% 9/25/27 CURRENT YEAR AMORTIZATION - - - (5.37) - - 240907020 RCTC 2017 TIFlA RAMP UP FD 05/25/2022 05/25/2022 05/25/2022 3136A8009 PAID DOWN PAR VALUE OF F N M A GTD REMIC 1.500% 9/25/27 (243.66) - 248:66 (246.51)' - (2.85) 136 Page 94 of 109 RIVERSIDE COUNTY RCTC TRANSPORTATION 2017 Financing STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 Source Account Account 240907020 RCTC 2017 TIFIA RAMP UP FD Transaction Date 05/25/2022 Trade Date Settlement Date CUSIP Description Units 3136A8SX9 INTEREST EARNED ON F N M A GTD REMIC 1.500% 9/25/27 $1 PV ON - 16.6800 SHARES DUE 5/25/2022 $0.00125/PV ON 13,347.85 PV DUE 5/25/22 Price - Net Cash Amount Federal Tax Cost Amount Short Term Gain/Loss Amount Long Term Gain/Loss Amount 16.68 42.12 - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/25/2022 3136A96F0 INTEREST EARNED ON 0 N M A GTD REMIC 2.183%11/25/22 $1 PV ON 42.1200 SHARES DUE 5/25/2022 $0.00182/PV ON 23,144.63 PV DUE 5/25/22 - - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/25/2022 05/25/2022 05/25/2022 3136696F0 PAID DOWN PAR VALUE OF F N M A GTD REMIC 2.183% 11/25/22 (1,672.02) - 1,672.02 (1,620.62) - 51.40 240907020 ROTC 2017 TIFIA RAMP UP FD 05/25/2022 05/25/2022 05/25/2022 3136ABNZ2 PAID DOWN PAR VALUE OF F N M A GTD REMIC 2.000%11/25/42 (879.82) = 879.82 (893.48) - (13.66) 240907020 RCTC 2017 TIFIA RAMP UP FD 05/25/2022 3136ABNZ2 AMORTIZED PREMIUM ON F N M A GTD REMIC 2.000% 11/25/42 CURRENT YEAR AMORTIZATION - - - (2.86) - 240907020 RCTC 2017 TIFIA RAMP UP FD' 05/25/2022 3136ABNZ2 INTEREST EARNED ON F N M A GTE REMIC 2.000% 11/25/42 S1 PV ON 25.3300 SHARES DUE 5/25/2022 $0.00167/PV ON 15,198.01 PV DUE 5/25/22 - - 25.33 - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/25/2022 3136AC7J4 INTEREST EARNED ON F N M A GTD REMIC 2.656% 3/25/23 $1 PV ON 34.7200 SHARES DUE 5/25/2022 $0.00215/PV ON 16,177.24 PV DUE 5/25/22 - - 34.72 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/25/2022 3136AC7J4 INTEREST EARNED ON F N M A GTD REMIC 2.656% 3/25/23 S1 PV ON 16177.2400 SHARES DUE 5/25/2022 PENALTY PAYMENT - -- 5,20 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/25/2022 05/25/2022 05/25/2022 3136AC7J4 PAID DOWN PAR VALUE OF F N M A GTD REMIC 2.656% 3/25/23 (835.75) - 835.75 (822.01) - 13.74 240907020 RCTC 2017 TIFIA RAMP UP FD 05/25/2022 3136ADZA0 AMORTIZED PREMIUM 0140 N M A GTD REMIC 1.250% 4/25/28 CURRENT YEAR AMORTIZATION - - - (8.56) - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/25/2022 05/25/2022 05/25/2022 3136ADZA0 PAID DOWN PAR VALUE OF F N M A GTD REMIC 1.250% 4/25/28 (1,361.87) - 1,361.87 (1,372.49) - (10.62) 240907020 RCTC 2017 TIFIA RAMP UP FD 05/25/2022. 3136ADZA0 INTEREST EARNED ON F N M A GTD REMIC 1.250% 4/25/28 S1 PV ON 36.2800 SHARES DUE 5/25/2022 $0.00104/PV ON 34,827.68 PV DUE 5/25/22 - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/25/2022 3136AEY84 AMORTIZED PREMIUM ON F N M A GTD REMIC 1.750% 7/25/28 CURRENT YEAR AMORTIZATION - - - (6.16) - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/25/2022 3136AEY84 INTEREST EARNED ON F N M A GTE REMIC 1.750% 7/25/28 81 PV ON 22.4100 SHARES DUE 5/25/2022 $0.00146/PV ON 15,366.52 PV DUE 5/25/22 ., 22<41 --. - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/25/2022 05/25/2022 05/25/2022 3136AEY84 PAID DOWN PAR VALUE OF F N M A GTD REMIC 1.750% 7/25/28 (305.49) - 305.49 (309.53) - (4.04) 240907020 RCTC 2017 TIFIA RAMP UP FD 05/25/2022 3136AMM48 INTEREST EARNED ON F N M A GTD REMIC 2.509% 7/25/22 81 PV ON 2.9200 SHARES DUE 5/25/2022$0.00209/PV ON 1,396.14 PV DUE 5/25/22 - - 2:92 - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/25/2022 05/25/2022 05/25/2022 3136AMM48 PAID DOWN PAR VALUE OF F N M A GTD REMIC 2.509% 7/25/22 (2.63) - 2.63 (2.61) - 0.02 240907020 RCTC 2017 TIFIA RAMP UP FD 05/25/2022 3136AQZK9 AMORTIZED PREMIUM ON F N M A GTD REMIC 2.000% 11/25/31 CURRENT YEAR AMORTIZATION - - - (23.98) -- - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/25/2022 05/25/2022 05/25/2022 3136AQZK9 PAID DOWN PAR VALUE OF F N M A GTE REMIC 2.000%11/25/31 (1,519.49) - 1,519.49 (1,554.14) - (34.65) 240907020 RCTC 2017 TIFIA RAMP UP FD 05/25/2022 3136AQZK9 INTEREST EARNED ON F N M A GTD REMIC 2.000%11/25/31 $1 PV ON 81.6200 SHARES DUE 5/25/2022 $0.00167/PV ON 48,974.42 PV DUE 5/25/22 - - 81.'52 : - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/25/2022 3137AYCE9 INTEREST EARNED ON F H L M C MLTCL MTG 2.682% 10/25/22 $1 PV ON 212.5200 SHARES DUE 5/25/2022 $0.00224/PV ON 95,088.16 PV DUE 5/25/22 - - 212.52 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/25/2022 3137AYCE9 AMORTIZED PREMIUM ON F H L M C MLTCL MTG 2.682%10/25/22 CURRENT YEAR AMORTIZATION - - - (52194) 240907020 RCTC 2017 TIFIA RAMP UP FD 05/25/2022 05/25/2022 05/25/2022 3137AYCE9 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 2.682% 10/25/22 (252.93) - 252.93 (253.65) - (0.72) 240907020 RCTC 2017 TIFIA RAMP UP FD 05/25/2022 3137B1U75 INTEREST EARNED ON F H LM C MLTCL MT 2.522% 1/25/23 S1 PV ON 87.4600 SHARES DUE 5/25/2022 $0.00210/PV ON 41,613.76 PV DUE 5/25/22 = - 87.46 - -- - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/25/2022 05/25/2022 05/25/2022 3137B1U75 PAID DOWN PAR VALUE OF F H L M C MLTCL MT 2.522% 1/25/23 (198.18) - 198.18 (194.82) - 3.36 240907020 RCTC 2017 TIFIA RAMP UP FD 05/25/2022 3137B3NW4 INTEREST EARNED ON F H L M C MLTCL MTG 2.778% 9/25/22 $1 PV 26.1500 SHARES DUE 5/25/2022 $0.00232/PV ON 11,294.63 PV DUE 5/25/22 - 26.15ON 240907020 RCTC 2017 TIFIA RAMP UP FD 05/25/2022- 05/25/2022. 05/25/2022 3137B3NW4 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 2.778% 9/25/22 (2;454.99) - 2,454.99 (2,433.89) - 21.10 240907020 RCTC 2017 TIFIA RAMP UP FD 08/25/2022- 3137B7YY9 INTEREST EARNED ON F H L M C MLTCL MT 3.490% 1/25/24 $1 PV ON 209000.0000 SHARES DUE 5/25/2022 - - 607:84 - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/25/2022 313787)109 AMORTIZED PREMIUM ON F H L M C MLTCL MT 3.490% 1/25/24 CURRENT YEAR AMORTIZATION - - - (469.47) - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/25/2022 3137BDCW4 INTEREST EARNED ON F H L M C MLTCL MTG 3.303% 7/25/24 $1 PV ON 481.6900 SHARES DUE 5/25/2022 50.00275/PV ON 175,000.00 PV DUE 5/25/22 = - 48169 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/25/2022 3137BDCW4 AMORTIZED PREMIUM ON F H L M C MLTCL MTG 3.303% 7/25/24 CURRENT YEAR AMORTIZATION - - - (360.87) - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/25/2022- 313750080 AMORTIZED PREMIUM ON F H L M C MLTCL MTG 2.720% 8/25/24 CURRENT YEAR AMORTIZATION - - - (28.32) - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/25/2022 05/25/2022 05/25/2022 3137BFE80 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 2.720% 8/25/24 (1,785.68) - 1,785.68 (1,829.09) - (43.41) 137 Page 95 of 109 RIVERSIDE COUNTY RCTC TRANSPORTATION 2017 Financing STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 • Source Account Account 240907020 RCTC 2017 TIFIA RAMP UP FD Transaction Date 05/25/2022 Trade Date Settlement Date CUSIP Description Units 3137BFE80 INTEREST EARNED ON F H L M C MLTCL MTG 2.720% 8/25/24 $1 PV - ON 72.4400 SHARES DUE 5/25/2022 $0.00227/PV ON 31,959.93 PV DUE 5/25/22 Price - Net Cash Amount Federal Tax Cost Amount Short Term Gain/Loss Amount Long Term Gain/Loss Amount 72.44 - 346.25 363.42 - - - -. (147.80) - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/25/2022 31378J071 AMORTIZED PREMIUM ON 9 9 L M C MLTCL MT 2.76996% 5/25/25 CURRENT YEAR AMORTIZATION - - (233.37) - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/25/2022 3137BJQ71 INTEREST EARNED ON F H. L M C. MLTCL MT 2.76996% 5/25/25 $1 PV ON 346.2500 SHARES DUE 5/25/202250.00231/PV ON 150,000.00 PV DUE 5/25/22 - - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/25/2022 31378LW87 INTEREST EARNED ON F H L M C MLTCL MTG 2.802% 1/25/25 $1 PV ON 363.4200 SHARES DUE 5/25/2022 $0.00234/PV ON 155,640.28 PV DUE 5/25/22 - - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/25/2022 05/25/2022 05/25/2022 3137BLW87 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 2.802% 1/25/25 (4,289.18) - 4,289.18 (4,436.98) - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/25/2022 31378LW87 AMORTIZED PREMIUM ON F H L M C MLTCL MTG 2.802% 1/25/25 CURRENT YEAR AMORTIZATION - - - (164.85) - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/25/2022 05/25/2022 05/25/2022 3138EQRJ3 PAID DOWN PAR VALUE OF F N M A #AL7688 3.500%11/01/30 APRIL FNMA DUE 5/25/22 (3,743.34) - 3,743.34 (3,939.60) - (196.26) 240907020 RCTC 2017 TIFIA RAMP UP FD 05/25/2022 3138EQRJ3 AMORTIZED PREMIUM ON F N M A #AL7688 3.500% 11/01/30 CURRENT YEAR AMORTIZATION - - - (196.00) - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/25/2022 3138EQRJ3 INTEREST EARNED ON F N M A #AL7688 3.500% 11/01/30 $1 PV ON 430.6800 SHARES DUE 5/25/2022 APRIL FNMA DUE 5/25/22 - - 430.68 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/25/2022 3138ETQP4 AMORTIZED PREMIUM ON F N M A #AL8561 3.500% 6/01/31 CURRENT YEAR AMORTIZATION - - - (41.91) - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/25/2022 3138ETQP4 INTEREST EARNED ON F N M A #AL8561 3.500% 6/01/31 $1 PV ON 85.3800 SHARES DUE 5/25/2022 APRIL FNMA DUE 5/25/22 - - 85.38 .. -. 240907020 RCTC 2017 TIFIA RAMP UP FD 05/25/2022 05/25/2022 05/25/2022 3138ETQP4 PAID DOWN PAR VALUE OFF N M A #AL8561 3.500% 6/01/31 APRIL FNMA DUE 5/25/22 (772.19) - 772.19 (817.99) - (45.80) 240907020 RCTC 2017 TIFIA RAMP UP FD 05/25/2022 3138WEMJ5 AMORTIZED PREMIUM ON F N M A #AS4860 2.500% 5/01/30 CURRENT YEAR AMORTIZATION - - - ('13@.23) - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/25/2022 3138WEMJ5 INTEREST EARNED ON F N M A 6504860 2.500% 5/01/30 $1 PV ON 351.6400 SHARES DUE 5/25/2022 APRIL FNMA DUE 5/25/22 - - 351.64 - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/25/2022 05/25/2022. 05/25/2022 3138WEMJ5 PAID DOWN PAR VALUE OF F N M A #AS4860 2.500%. 5/01/30 APRIL FNMA DUE 5/25/22 (5,448.85) - 5,448:85 (5,642.86) - (194:01) , 240907020 RCTC 2017 TIFIA RAMP UP FD 05/25/2022 31392J6N4 AMORTIZED PREMIUM ON F N M A GTD REMIC 5.500% 4/25/23 CURRENT YEAR AMORTIZATION - - - (9.89) - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/25/2022 05/25/2022 05/25/2022 31392J6N4 PAID DOWN PAR VALUE OF F N M A GTD REMIC 5.500% 4/25/23 (6,607.10) - 6,607.10 (6,616.42). - (9-33) 240907020 RCTC 2017 TIFIA RAMP UP FD 05/25/2022 31392J694 INTEREST EARNED ON F N M A GTD REMIC 5.500% 4/25/23 $1 PV ON 194 0400 SHARES. DUE 5/25/2022 $0.00458/PV ON 42,335.30 90 DUE 5/25/22 - - 194.04 - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/25/2022 3140JBME0 AMORTIZED PREMIUM ON F N M A #BM3956 3.000% 12/01/32 CURRENT YEAR AMORTIZATION _- - (20.94)' - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/25/2022 05/25/2022 05/25/2022 3140J8ME0 PAID DOWN PAR VALUE OF F N M A #BM3956 3.000% 12/01/32 APRIL FNMA DUE 5/25/22 (502.40) - 502.40 (527.24) - (24.84) 240907020 RCTC 2017 TIFIA RAMP UP FD 05/25/2022 3140JBME0 INTEREST EARNED ON F N M A #BM3956 3.000%12/01/3251 PV 05054.4300 SHARES DUE 5/25/2022 APRIL FNMA DUE 5/25/22 240907020 RCTC 2017 TIF1A RAMP UP FD 05/25/2022 05/25/2022 05/25/2022 3140X4H90 INTEREST EARNED ON F N M A #FM1155 2.500% 6/01/32 $1 PV ON 318.4500 SHARES DUE 5/25/2022 APRIL FNMA DUE 5/25/22 - - 318.45 - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 3140X4H90 AMORTIZED PREMIUM ON F N M A #FM1155 2.500% 6/01/32 CURRENT YEAR AMORTIZATION - - - .(117.20). - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/25/2022 05/25/2022 3140X4H90 PAID DOWN PAR VALUE OF F N M A #FM1155 2.500 % 6/01/32 APRIL FNMA DUE 5/25/22 (3;225.82) - 3,225:82 (3,355.58) - (129.76) 240907020 RCTC 2017 TIFIA RAMP UP FD 05/25/2022 3140X7LS6 AMORTIZED PREMIUM ON 9 N M A #FM3936 2.500% 8/01/35 CURRENT YEAR AMORTIZATION - -- (53.95) - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/25/2022 05/25/2022 05/25/2022 3140X7LS6 PAID DOWN PAR VALUE OF F N M A #FM3936 2.500% 8/01/35 APRIL FNMA DUE 5/25/22 (2,195.27) - 2,195.27 (2,286.82) (91.55) - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/25/2022 3140X7LS6 INTEREST EARNED ON F N M A #FM3936 2.500% 8/01/35 $1 PV ON 176.3800 SHARES DUE 5/25/2022 APRIL FNMA DUE 5/25/22 - 176.38 - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/25/2022 3140X9VK8 AMORTIZED PREMIUM ON F N M A #FM6017 3.000% 2/01/35 CURRENT YEAR AMORTIZATION - - - (65.13) - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/25/2022 3140X9VK8 INTEREST EARNED ON F N M A #FM6017 3.000% 2/01/35 $1 PV ON 170.6700 SHARES DUE 5/25/2022 APRIL FNMA DUE 5/25/22 - - 170.67 - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/25/2022 05/25/2022 05/25/2022 3140X9VK8 PAID DOWN PAR VALUE OFF N M A #FM6017 3.000% 2/01/35 APRIL FNMA DUE 5/25/22 (1,400.89) - 1,400.89 (1,479.88) - (78.99) 240907020 RCTC 2017 TIFIA RAMP UP FD 05/25/2022 31418CDH4 AMORTIZED PREMIUM ON F N M A #MA2803 2.500% 11/01/31 CURRENT YEAR AMORTIZATION - -- - (24.15) .. 240907020 RCTC 2017 TIFIA RAMP UP FD 05/25/2022 05/25/2022 05/25/2022 31418CDH4 PAID DOWN PAR VALUE OFF N M A #MA2803 2.500% 11//01/31 APRIL FNMA DUE 5/25/22 (686.24) - 686.24 (712.20) - (25.96) 240907020 RCTC 2017 TIFIA RAMP UP FD 05/25/2022 31418CDH4 INTEREST EARNED ON F N M A #MA2803 2.500% 11/01/31 $1 PV ON 66.4200 SHARES DUE 5/25/2022 APRIL FNMA DUE 5/25/22 - 66,43 - - - 138 Page 96 of 109 RCTC RIVERSIDE COUNTY TRANSPORTATION 2017 Financing STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 Source Account 240907020 Account RCTC 2017 TIFIA RAMP UP FD Transaction Date 05/25/2022 Trade Date Settlement Date CUSIP Description Units 3141857K2 INTEREST EARNED ON F N M A #MA4497 2.000% 11/01/36 $1 PV ON - 654.8600 SHARES DUE 5/25/2022 APRIL FNMA DUE 5/25/22 Price - Net Cash Amount Federal Tax Cost Amount Short Term Gain/Loss Amount Long Term Gain/Loss Amount 2424- 654.86 - 3,935,34 - 2,134,02 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/25/2022 31418D7K2 AMORTIZED PREMIUM ON F N M A #MA4497 2000% 11/01/36 CURRENT YEAR AMORTIZATION - - (107.08) (4,015.13) (55.59) - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/25/2022 05/25/2022. 05/25/2022 31418D7K2 PAID DOWN PAR VALUE OF F N M A #MA4497 2.000% 11/01/36 APRIL FNMA DUE 5/25/22 (3,935.34) - (79.79) - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/25/2022 31418DSA1 AMORTIZED PREMIUM ON F N M A #MA4112 3.000% 8/01/35 CURRENT YEAR AMORTIZATION - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/25/2022 05/25/2022 05/25/2022 31418DSA1 PAID DOWN PAR VALUE OF F N M A #MA4112 3.000% 8/01/35 APRIL FNMA DUE 5/25/22 (2,134.02) - (2,221.70) - (87.68) 240907020 RCTC 2017 TIFIA RAMP UP FD 05/25/2022 314180SA1 INTEREST EARNED ON F N M A #MA4112 3.000% 8/01/35 51 PV ON 159.5500 SHARES DUE 5/25/2022 APRIL FNMA DUE 5/25/22 - - 159.55 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/25/2022 31418DV03 AMORTIZED PREMIUM ON F N M A #MA4226 2.000% 12/01/30 CURRENT YEAR AMORTIZATION - - - (108.87) - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/25/2022 31418DV53 INTEREST EARNED ON F N M A #MA4226 2.000% 12/01/30 $1 PV ON 299.8000 SHARES DUE 5/25/2022 APRIL FNMA DUE 5/25/22 - - 299:80 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/25/2022 05/25/2022 05/25/2022 314180V113 PAID DOWN PAR VALUE OF F N M A #MA4226 2.000% 12/01/30 APRIL FNMA DUE 5/25/22 (3,628.50) - 3,628.50 (3,729.96) - (101.46) 240907020 240907020 RCTC 2017 TIFIA RAMP UP 05 05/25/2022 05/25/2022 05/25/2022 31846V203 PURCHASED UNITS OF FIRST AM GOVT 08 FD CL 9 62423.14 1.00 (62,423.14) 4$473114 - - RCTC 2017 TIFIA RAMP UP FD 05/25/2022 05/25/2022 05/25/2022 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 613.04 1.00 (613.04) 613.04 - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/26/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL INCOME EARNINGS - - (613.04) 240907020 RCTC 2017 TIFIA RAMP UP FD 05/26/2022 CASH RECEIPT TRANSFER FROM INCOME INCOME EARNINGS - - 613.04 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/27/2022 05/24/2022 05/27/2022 3137836J2 PURCHASED PAR VALUE OF F H L M C MLTCL MT. 3.31192% 2/25/23 /HILLTOP SECURITIES INC./50,84208 PAR VALUE AT 100.49999091 % 50,842.08 1.00 (51,096.29) 51,096.29 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/27/2022 05/27/2022 3137836J2 PAID ACCRUED INTEREST ON PURCHASE OF F H L M C MLTCL MT 3.31192% 2/25/23 - - (121.91) - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/27/2022 05/27/2022 05/27/2022 31846V203 PURCHASED UNITS OF FIRST AM GOVT 08 FD CL Y 135.63 1.00 (135.63) 135.63 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/27/2022 05/27/2022 05/27/2022 31846V203 SOLD UNITS OF FIRST AM GOVT 08 FD CL Y (51,353.83) 1.00 51,353.83 (51,353.83) - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/31/2022 05/25/2022 05/31/2022 3137AWWM3 PURCHASED PAR VALUE OFF H L M C MLTCL MTG 1.250% 12/15/27 /MILLENNIUM ADVISORS, LLC/52,700.93 PAR VALUE AT 97.00000522%,. 52700.93 0.97 (51,119.90) 51,119.90 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/31/2022 05/31/2022 3137AWWM3 PAID ACCRUED INTEREST ON PURCHASE OF F H L M C MLTCL MTG 1.250% 12/15/27 - - (54.90) - - 240907020 RCTC 2017 TIFIA RAMP UP FD 05/31/2022 05/31/2022 05/31/2022 31846V203 SOLD UNITS OF FIRST AM GOVT 08 FD CL 6 (51,174.80) 1.00 51,174.80 (51,174.80) - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/01/2022 31546V203 INTEREST EARNED ON FIRST AM GOVT OB FD CL Y UNIT ON 0.0000 SHARES DUE 5/31/2022 INTEREST FROM 5/1/22 TO 5/31/22 - - 40.98 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/02/2022 06/02/2022 06/02/2022 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL 6 40.98 1.00 (40:98) 40.98 240907020 RCTC 2017 TIFIA RAMP UP FD 06/08/2022 CASH RECEIPT TRANSFER FROM INCOME INCOME EARNINGS - - 596.96 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/08/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL INCOME EARNINGS - - (596.96) - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/08/2022 06/08/2022 06/08/2022 31846V203 PURCHASED UNITS OF FIRST AM GOVT 08 FD CL Y 652,100.10 1.00 (652,100.10) 652,100.10 - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/08/2022 9128200E8 AMORTIZED PREMIUM ON U STREASURY NT 0.325%10/31/23 CURRENT YEAR AMORTIZATION - - - (179.17) - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/08/2022 06/08/2022 91282CDE8 RECEIVED ACCRUED INTEREST ON SALE OF U S TREASURY NT 0.325% 10/31/23 - - 732.79 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/08/2022 06/07/2022 06/08/2022 91282CDE8 SOLD PAR VALUE OF U S TREASURY NT 0.325% 10/31/23 /JPMSUS3X JP MORGAN SEC NY/650,000 PAR VALUE AT 100.21035538. (650,000.00) 1.00 651,367.31 (650,639.31) 728.00 - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/09/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL INCOME EARNINGS - - (116.26) - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/09/2022 CASH RECEIPT TRANSFER FROM INCOME INCOME EARNINGS - - 11636 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/09/2022 06/09/2022 06/09/2022 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 100,305.17 1.00 (100,305.17) 100,305.17 - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/09/2022 91282CDE8 AMORTIZED PREMIUM ON U S TREASURY NT :0.325% 10/31/23 CURRENT YEAR AMORTIZATION - -.. - (3.33). - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/09/2022 06/08/2022 06/09/2022 91282CDE8 SOLD PAR VALUE OF U S TREASURY NT 0.325% 10/31/23 /JPMSUS3X JP MORGAN SEC NY/100,000 PAR VALUE AT 100.18891 % (100,000.00) 1.00 100,188.91 (100,168.90) 20.01 240907020 240907020 2409_ 240907020 RCTC 2017 TIFIA RAMP UP FD 06/09/2022 06/09/2022 91282CDE8 RECEIVED ACCRUED INTEREST ON SALE OF U S TREASURY NT 0.325% 10/31/23 - - 116.26 - - - RCTC 2017 TIFIA RAMP UP FD 06/10/2022 06/10/2022 31378MTX4 PAID ACCRUED INTEREST ON PURCHASE OF F H L M C MLTCL MT 3.15096% 11/25/25 - - (98.47) - - - RCTC 2017 TIFIA RAMP UP FD 06/10/2022 06/07/2022 06/10/2022 3137BMTX4 PURCHASED PAR VALUE OF F H L M C MLTCL MT 3.15096% 11/25/25 /MSNYUS33 MORGAN STANLEY NY/125,000 PAR VALUE AT 99.558592 125,000.00 1.00 (124,448.24) (173,660.16) 124,448.24 - - 240907020 240907020 RCTC 2017 TIFIA RAMP UP FD 06/10/2022 06/07/2022 06/10/2022 3137F4CZ3 PURCHASED PAR VALUE OF F H L M C MLTCL MTG 0.7404% 1/25/26 /GMP SECURITIES. LLC/175,000 PAR VALUE AT 99.23437714 % 175,000.00 0.99 173,660.16 - - RCTC 2017 TIFIA RAMP UP FD 06/10/202'' 06/10/2022 3137F4CZ3 PAID ACCRUED INTEREST ON PURCHASE OF F H L M C MLTCL MTG 0.7404% 1/25/26 - - (127.75) - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/10/2022- 06/10/2022 06/10/2022 31846V203 SOLD UNITS OF FIRST AM G01A8 FD CL Y (449,173.31) 1:00 449,173.31 (449,173.31) - - Page 97 of 109 RCTC RIVERSIDE COUNTY TRANSPORTATION 2017 Financing STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 • Source Account Account 240907020 RCTC 2017 TIFIA RAMP UP FD Transaction Date 06/13/2022 Trade Date Settlement Date CUSIP Descriptinn Units 06/13/2022 3138LDYK3 PAID ACCRUED INTEREST ON PURCHASE OF F N M A #AN1613 - 2.550% 7/01/26 Prf tt+ Net Cash Amount Federal Tax Cost Amount Short Term Gain/Loss Amount Long Term Gain/Loss Amount - (131.32) (150,880.59) (151,201.17) - - - - - _ 240907020 RCTC 2017 TIFIA RAMP UP FD 06/13/2022 06/08/2022 06/13/2022 3138LDVK3 PURCHASED PAR VALUE OF F N M A #AN1613 2.550% 7/01/26 /MSNYUS33 MORGAN STANLEY NY/154,489.36 PAR VALUE AT 97.66406263 154,489.36 0.98 150,880.59 151,201.17 - (302,386.08) 240907020 RCTC 2017 TIFIA RAMP UP FD 06/13/2022. 06/08/2022 06/13/2022 3140HSQM6 PURCHASED PAR VALUE OF F N M A #BL1359 3,460% 1/01/26 /NOMURA SECURITIES INTL., FIXED/150,000 PAR VALUE AT 100.80078. 150,000.00 1.01 240907020 RCTC 2017 TIFIA RAMP UP FD 06/13/2022 06/13/2022 3140HSQM6 PAID ACCRUED INTEREST ON PURCHASE OF F N M A #8L1359 3.460% 1/01/26 - - (173.00) - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/13/2022 06/13/2022 06/13/2022 318467203 SOLD UNITS OF FIRST AM GOVT OB FD CL Y (302,386.08) 1.00 302,386.08 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/14/2022 06/14/2022 06/14/2022 318467203 SOLD UNITS OF FIRST AM GOVT OB FD CL Y (47,554.54) 1.00 47,554.54 (47,554 54) - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/14/2022 06/14/2022 06/14/2022 31046V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 29,742.73 1.00 (29,742.73) 29,742.73 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/14/2022 06/14/2022 912828790 PAID ACCRUED INTEREST ON PURCHASE OF U S TREASURY NT 1.750% 12/31/24 - - (2,472.72) - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/14/2022 06/13/2022 06/14/2022912828770 PURCHASED PAR VALUE OF U S TREASURY NT 1.750% 12/31/24 /JCSIUS33 HSBC SECS USA NY/310,000 PAR VALUE AT 96.16796774 310,000.00 0.96 (298,120.70) 298,120.70 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/14/2022 06/13/2022 06/14/2022 912828ZF0 PURCHASED PAR VALUE OF U S TREASURY NT 0.500% 3/31/25 /JCSIUS33 HSBC SECS USA NY/345,000 PAR VALUE AT 92.37890725 % 345,000.00 0.92 (318,707.23) 318,707.23 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/1.4/2022-. 06/14/2022 912828ZF0 PAID ACCRUED INTEREST ON PURCHASE OF U S TREASURY NT 0.500% 3/31/25 - - (353.48) - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/14/2022 06/14/2022 9120200E8 RECEIVED ACCRUED INTEREST ON SALE OF U 5 TREASURY NT 0.325% 10/31/23 - - 1.00 803.31 - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/14/2022 06/13/2022 06/14/2022 9128200E8 SOLD PAR VALUE OF U S TREASURY NT 0.325%10/31/23 /BARCUS38 BARCLAYS CAP WHIPPANY/600,000 PAR VALUE AT 100.17316833 % (600,000.00) 601,039.01 (601,003.40) 35.61 - 240907020 RCTC 2017 TIFIA RAMP UP F0 06/14/2022 9128200E8 AMORTIZED PREMIUM ON U S TREASURY NT 0.325%10/31/23 CURRENT YEAR AMORTIZATION - - - (15.00) - _ 240907020 RCTC 2017 TIFIA RAMP UP FD 06/15/2022 CASH RECEIPT TRANSFER FROM INCOME INCOME EARNINGS - - 752.19 .. - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/15/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL INCOME EARNINGS - - (752.19) - - - 24090702.0 RCTC 2017 TIFIA RAMP UP FD 06/15/2022 3128MMT52 INTEREST EARNED ON 9 H L M C 08 018571 2.500% 10/01/30 $1 PV ON 324.4300 SHARES DUE 6/15/2022 MAY FHLMC DUE 6/15/22 - - 324.43 - - - 240907020 240907020 RCTC 2017 TIFIA RAMP UP FD 06/15/2022 06/15/2022 06/15/2022 3128MMT52 PAID DOWN PAR VALUE OFF H L M C GD G18571 2.500% 10/01/30 MAY FHLMC DUE 6/15/22 (3,057.56) - 3,057.56 (3,162.17) - (104.61) RCTC 2017 TIFIA RAMP UP FD 06/15/2022 3128MMT52 AMORTIZED PREMIUM ON F H L M C GD 018571 2.500%10/01/30 CURRENT YEAR AMORTIZATION - - - (123.17) - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/15/2022 3128MMUL5 AMORTIZED PREMIUM ON F H L M C 0D G18586 2.500% 2/01/31 CURRENT YEAR AMORTIZATION - - - (10.77) - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/15/2022 06/15/2022 06/15/2022 3128MMUL5 PAID DOWN PAR VALUE OF F H L M C GD G18586 2.500% 2/01/31 MAY FHLMC DUE 6/15/22 (207.70) - 207.70 (215.49) - (7.79) 240907020 RCTC 2017 TIFIA RAMP UP FD 06/15/2022 3128MMUL5 INTEREST EARNED ON F H L M C GO 018586 2.500% 2/01/31 $1 PV ON 26.7400 SHARES DUE 6/15/2022 MAY FHLMC DUE 6/15/22 - - 26.74 - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/15/2022 31307N940 INTEREST EARNED ON F H L M C GO J32243 3.000% 7/01/30 $1 PV ON 156.4800 SHARES DUE 6/15/2022 MAY FHLMC DUE 6/15/22 - - 156.48 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/15/2022 31307NP40 AMORTIZED PREMIUM ON F H L M C GD J32243 3.000% 7/01/30 CURRENT YEAR AMORTIZATION - - - (79.03) - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/15/2022 06/15/2022 06/15/2022 31307NP40 PAID DOWN PAR VALUE OF F H L M C GD J32243. 3.000% 7/01/30 MAY FHLMC DUE 6/15/22 (794:61) 794.61 (834.93) 240907020 RCTC 2017 TIFIA RAMP UP FD 06/15/2022 06/15/2022 06/15/2022 3137A67W6 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 3.500% 2/15/26 (2,367.87) - 2,367.87 (2,390.90) (23.03) - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/15/2022 3137A6YW6 AMORTIZED PREMIUM ON 9 H L M C MLTCL MTG 3.500% 2/15/26 CURRENT YEAR AMORTIZATION - -- - (38.80). .. 240907020 240907020 RCTC 2017 TIFIA RAMP UP FD 06/15/2022 3137A67W6 INTEREST EARNED ON F H L M C MLTCL MTG 3.500% 2/15/26 $1 PV ON 181.3300 SHARES DUE 6/15/2022 $0.00292/PV ON 62,170.90 PV DUE 6/15/22 - - 181.33 - - RCTC 2017 TIFIA RAMP UP FD 06/15/2022 3137AQQE1 INTEREST EARNED ON F H L M C MLTCL MTG 1.500% 5/15/27 $1 PV ON 35.8200 SHARES DUE 6/15/2022 $0.00125/PV ON 28,658.02 PV DUE 6/15/22 - - 85:8? - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/15/2022 06/15/2022. 06/15/2022 3137AQQE1 PAID DOWN PAR VALUE OF F H. L M C MLTCL MTG 1.500% 5/15/27 (860.18) - 860.18 (869.43) - (9.25) 240907020 RCTC 2017 TIFIA RAMP UP FD 06/15/2022, 3137AQQE1 AMORTIZED PREMIUM ON F H L M C MLTCL MTG 1.500% 5/15/27 CURRENT YEAR AMORTIZATION - r - (11.66) 240907020 RCTC 2017 TIFIA RAMP UP FD 06/15/2022 3137AWWM3 INTEREST EARNED ON F H L M C MLTCL MTG 1.250%12/15/27 $1 PV ON 70.8200 SHARES DUE 6/15/2022 $0.00104/PV ON 67,984.20 PV DUE 6/15/22 - - 70.82 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/15/2022 06/15/2022 06/15/2022 3137AWWM3 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 1.250% 12/15/27 (2,191.99) - 2,191.99 (2,144.81) 511.98 (3.80) 240907020 RCTC 2017 TIFIA RAMP UP FD 06/15/2022 3137AWWM3 AMORTIZED PREMIUM ON F H L M C MLTCL MTG 1.250%12/15/27 CURRENT YEAR AMORTIZATION - - - (4.06) - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/15/2022 3137AYSH5 INTEREST EARNED ON F H L M C MLTCL MTG 1.750%12/15/4291 PV ON 136.9900 SHARES DUE 6/15/2022 $0.00146/99 ON 93,933.40 PV DUE 6/15/22 1_,,,n - - 136.99 - - Page 98 of 109 RCTC RIVERSIDE COUNTY TRANSPORTATION 2017 Financing STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 Source Account Account Transaction Date Units Price Net Cash Amount Federal Tax Cost Amount Short Term Long Term ' Gain/Loss Gain/Loss Amount Amount Trade Date Settlement Date CUSIP Description 240907020 RCTC 2017 TIFIA RAMP UP FD 06/15/2022 06/15/2022 06/15/2022 3137AYSH5 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 1.750% 12/15/42 (2,142.54) - 2,142.54 - 4.45 (2,182.30) (26.96) (12.80) 240907020 RCTC 2017 TIFIA RAMP UP FD 06/15/2022 3137AYSH5 AMORTIZED PREMIUM ON F H L M C MLTCL MTG 1.750%12/15/42 CURRENT YEAR AMORTIZATION - - (20.56) - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/15/2022 313782278 INTEREST EARNED ON F H L M C MLTCL MTG 1.400% 7/15/23 $1 PV ON 4.4500 SHARES DUE 6/15/2022 $0.00117/PV ON 3811.09 PV DUE 6/15/22 - - - - 240907020 RCTC 2017 TIFIA RAMP UP FO 06/15/2022 06/15/2022 06/15/2022 3137B2278 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 1.400% 7/15/23 (8.14304) - 3,143.04 (3,146.20) - (3.16) 240907020 RCTC 2017 TIFIA RAMP UP FD 06/15/2022 313782Z78 AMORTIZED PREMIUM ON F H L M C MLTCL MTG 1.400% 7/15/23 CURRENT YEAR AMORTIZATION - - - (0.57) - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/15/2022 3137B6DF5 INTEREST EARNED ON F H L M C MLTCL MTG 2.000% 11/15/26 $1 PV ON 63.0100 SHARES DUE 6/15/2022 $0.00167/PV ON 37,806.83 PV DUE 6/15/22 - -- 63.01 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/15/2022 06/15/2022 06/15/2022 3137B6DF5 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 2.000%11/15/26 (2,733.23) - 2,733.23 (2,765.97) - (32.74) 240907020 RCTC 2017 TIFIA RAMP UP FD 06/15/2022 3137860F5 AMORTIZED PREMIUM ON F H L M C MLTCL MTG 2.000% 11/15/26 CURRENT YEAR AMORTIZATION - - - (18.75) - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/15/2022 313788453 INTEREST EARNED ON F H L M C MLTCL MTG 2.000% 2/15/29 $1 PV ON 35.2900 SHARES DUE 6/15/2022 $0.00167/PV ON 21,174.84 PV DUE 6/15/22 - - 35.29 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/15/2022 06/15/2022 06/15/2022 313788453 PAID DOWN PAR VALUE OFF H L M C MLTCL MTG 2.000% 2/15/29 (1,356.38) - 1,356.38 (1,339.43) - 16.95 240907020 RCTC 2017 TIFIA RAMP UP FD 06/15/2022 313789897 AMORTIZED PREMIUM ON F H L M C MLTCL MTG 2.500% 12/15/27 CURRENT YEAR AMORTIZATION - - - (17.81) - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/15/2022 06/15/2022 06/15/2022 3137B9RN7 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 2.500%12/15/27 (2,218,70) - 2,218.70 (2,246.53) (20.71) (7.12) 240907020 RCTC 2017 TIFIA RAMP UP FD 06/15/2022 313789897 INTEREST EARNED ON F H L M C MLTCL MTG 2.500% 12/15/27 $1 PV 09 86.9500 SHARES DUE 6/15/2022 $0.00208/PV ON 41,736.60 PV DUE 6/15/22 - - 86.95 - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/15/2022 06/15/2022 06/15/2022 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL 0 27,778.12 1.00 (27,778.1.2) 27,778.12 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/15/2022 06/15/2022. 06/15/2022 36176XQB8 PAID DOWN PAR VALUE OF G N M A #779250 3.000% 5/15/27 MAY GNMA DUE 6/15/22 (3,263.99) - 3,263.99 (3,353.24) - (89.25) 240907020 RCTC 2017 TIFIA RAMP UP FD 06/15/2022 361760088 INTEREST EARNED ON G N M A 4779250 3.000% 5/15/27 $1 PV ON 283.6400 SHARES DUE 6/15/2022 MAY GNMA DUE 6/15/22 - - 283.64 _ - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/15/2022 36176XQB8 AMORTIZED PREMIUM ON G N M A #779250 3.000% 5/15/27 CURRENT YEAR AMORTIZATION - - - (117.86) - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/15/2022 9128208A8 INTEREST EARNED ON U S TREASURY NT 0.125% 12/15/23 81 PV ON 1255000.0000 SHARES DUE 6/15/2022 - - 784.38 - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/15/2022 91282CCG4 INTEREST EARNED ON U S TREASURY NT 0.250% 6/15/24 $1 PV ON 1000000.0000 SHARES DUE 6/15/2022 - - 1,250.00 - - 240907020 240907020 RCTC 2017 TIFIA RAMP UP FO 06/16/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL INCOME EARNINGS - - (125.78) - - RCTC 2017 TIFIA RAMP UP FD 06/16/2022 CASH RECEIPT TRANSFER FROM INCOME INCOME EARNINGS - - 125.78 - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/16/2022 06/16/2022 06/16/2022 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 1,887.27 1.00 (1,887.27) 1,88727 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/16/2022 06/16/2022 06/16/2022 38376T5Z1 PAID DOWN PAR VALUE OF G N M A GTD REMIC 3.000% 1/16/39 (523.45) - 523.45 (538.37) (14.92) 240907020 ROTC 2017 TIFIA RAMP UP FD 06/16/2022 38376T5Z1 INTEREST EARNED ON G N M A GTD REMIC 3.000% 1/16/39 $1 PV ON 54.3700 SHARES DUE 6/16/2022 $0.00250/PV ON 21,748.86 PV DUE 6/16/22 - - 54.37 - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/16/2022 38376T5Z1 AMORTIZED PREMIUM ON G N M A GTD REMIC 3.000% 1/16/39 CURRENT YEAR AMORTIZATION - - - (10.97) - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/16/2022 38376V2E6 AMORTIZED PREMIUM ON G N M A GTD REMIC 4.000% 7/16/39 CURRENT YEAR AMORTIZATION - - - r33() - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/16/2022 38376V2E6 INTEREST EARNED 09 G N M A GTD REMIC 4,000% 7/16/39 $1 PV ON 30.3900 SHARES DUE 6/16/2022 $0.00333/PV ON 9,117.07 PV DUE 6/16/22 - - 30.39 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/16/2022 06/16/2022 06/16/2022 38376V2E6 .PAID DOWN PAR VALUE OF G N M A GTD REMIC 4.000% 7/16/39 344'447j - 344:47 (85988 - (741) 240907020 240907020 RCTC 2017 TIFIA RAMP UP FD 06/16/2022 38378VC45 INTEREST EARNED ON G N M A GTD REMIC 2.250% 12/16/41 $1 PV ON 41.0200 SHARES DUE 6/16/2022 $0.00188/PV ON 21,878.55 PV DUE 6/16/22 - - 41.02 - - RCTC 2017 TIFIA RAMP UP FD 06/16/2022 06/16/2022 06/16/2022 38378VC45 PAID DOWN PAR VALUE OF G 9 M A GTD REMIC 2.250%12/16/41 (893)':5'7) -- 89357 (859 32) 3285 240907020 RCTC 2017 TIFIA RAMP UP FD 06/21/2022 CASH RECEIPT TRANSFER FROM INCOME INCOME EARNINGS - - 232.48 - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/21/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL INCOME EARNINGS - - (232-.48) - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/21/2022 06/21/2022 06/21/2022 31846V203 PURCHASED UNITS OF FIRST AM GOVT 08 FD CL Y 1,374.19 1.00 (1,374.19) 1,374.19 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/21/2022 06/21/2022 06/21/2022 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 3,307.87 1,00 (3,307.87) 3,3{717 240907020 RCTC 2017 TIFIA RAMP UP FD 06/21/2022 36179NAJ7 INTEREST EARNED ON G N M A I I #MA0909 3.000% 4/20/28 $1 PV ON 21.6200 SHARES DUE 6/20/2022 MAY GNMA DUE 6/20/22 - - 21.62 - -- - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/21/2022 36179NAJ7 AMORTIZED PREMIUM ON G N M A I 1 #MA0909 3.000% 4/20/28 CURRENT YEAR AMORTIZATION - - W. ® 240907020 RCTC 2017 TIFIA RAMP UP FD 06/21/2022 06/20/2022 06/21/2022 36179NAJ7 PAID DOWN PAR VALUE OF G N M A I I #MA0909 3.000% 4/20/28 MAY GNMA DUE 6/20/22 (209.65) - 209.65 (215.64) - (5.99) 141 Page 99 of 109 RIVERSIDE COUNTY RCTC TRANSPORTATION 2017 Financing STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 • Source Account Account Transaction Date Trade Date Settlement Date CUM' Description Units Price Net Cash Amount Federal Tax Cost Amount Short Term Gain/Loss Amount Long Term Gain/Loss Amount 240907020 RCTC 2017 TIFIA RAMP UP FD 06/21/2022 06/20/2022 06/21/2022 36179NHK7 PAID DOWN PAR VALUE OF G N M A I I #MA1134 3.000% 7/20/28 MAY GNMA DUE 6/20/22 (1,519.96) - 1,519.96 - (1,552.04) - (32.08) _ 240907020 RCTC 2017 TIFIA RAMP UP FD 06/21/2022 36179NHK7 AMORTIZED PREMIUM ON G N M A I I #MA1134 3.000% 7/20/28 CURRENT YEAR AMORTIZATION - - (40.57) - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/21/2022 36179NHK7 INTEREST EARNED ON G N M A 1 1 #MA1134 3.000% 7/20/28 $1 PV ON 152.0900 SHARES DUE 6/20/2022 MAY GNMA DUE 6/20/22 - - 152.09 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/21/2022 36179NKP2 INTEREST EARNED ON G N M A II #MA1202 2500% 8/20/28 81 PV ON 37.0700 SHARES DUE 6/20/2022 P & 1 DUE 06/20/22 - - 37.07 401.97 - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/21/2022 06/20/2022 06/21/2022 36179NKP2 PAID DOWN PAR VALUE OF G N M A II #MA1202 2.500% 8/20/28. P& 1 DUE 06/20/22 (401.97) - (413.30). - (11 33) 240907020 RCTC 2017 TIFIA RAMP UP FD 06/21/2022 36179NKP2 AMORTIZED PREMIUM ON G N M A II #MA1202 2.500% 8/20/28 CURRENT YEAR AMORTIZATION - - - (15.11) - 2.40907020 RCTC 2017 TIFIA RAMP UP FD 06/21/2022 06/20/2022 06/21/2022 3620292H8 PAID DOWN PAR VALUE OF G N M A I I #005276 3.000% 1/20/27 P & I DUE 06/20/22 (367.12) - 367.12 (370.55) - (3.43) 240907020 RCTC 2017 TIFIA RAMP UP FD 06/21/2022 36202F2H5 INTEREST EARNED ON G N M A 1 I #005276 3.000% 1/20/27 $1 PV ON 30.4200 SHARES DUE 6/20/2022 P & 1 DUE 06/20/22 - - 30.42 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/21/2022 36202F2H8 AMORTIZED PREMIUM ON G N M A 11 0005276 3.000% 1/20/27 CURRENT YEAR AMORTIZATION - - - (4.59) - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/21/2022 36202F3H7 AMORTIZED PREMIUM ON G N M A 1 10005300 3.000% 2/20/27 CURRENT YEAR AMORTIZATION - - - (12.41) - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/21/2022 36202F3H7 INTEREST EARNED ON G N M A I I #005300 3.000% 2/20/27 S1 PV ON 34.7600 SHARES DUE 6/20/2022 P & I DUE 06/20/22 - - 3476 - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/21/2022 06/20/2022 06/21/2022 36202F3H7 PAID DOWN PAR VALUE OF G N M A 1 1 4005300 3.000% 2/20/27 P & I DUE 06/20/22 (502.85) - 502.85 (514.14) - (11.29) 240907020 RCTC 2017 TIFIA RAMP UP FD 06/21/2022 06/20/2022 06/21/2022 38377QKH9 PAID DOWN PAR VALUE OF G N M A GTD REMIC 3.000% 8/20/40 (22232) - 22232 (224.46) - (2.14) 240907020 RCTC 2017 TIFIA RAMP UP FD 06/21/2022 38377QKH9 INTEREST EARNED ON G N M A GTD REMIC 3.000% 8/20/40 $1 PV ON 9.9100 SHARES DUE 6/20/2022 $0.00250/PV ON 3,964.09 PV DUE 6/20/22 - - 9.91 - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/21/2022. 38377QKH9 AMORTIZED PREMIUM ON G N M A GTD REMIC 3.000% 8/20/40 CURRENT YEAR AMORTIZATION - - - (0.66) - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/21/2022 38378HAU0 INTEREST EARNED ON G N M A GTD REMIC 1.500% 8/20/27 $1 PV ON 41.6800 SHARES DUE 6/20/2022 $0.00125/PV ON 33,344.44 PV DUE 6/20/22 - - 41.68 - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/21/2022 06/20/2022 06/21/2022 38378HAU0 PAID DOWN PAR VALUE OF 5 N M A GTD REMIC 1.500% 8/20/27 (792.69) - 792.69 (800:61) - (7.82) 240907020 RCTC 2017 TIFIA RAMP UP FD 06/21/2022 38378HAU0 AMORTIZED PREMIUM ON G N M A GTD REMIC 1.500% 8/20/27 CURRENT YEAR AMORTIZATION - - - (11.91) - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/21/2022 06/20/2022 06/21/2022 38378JZD7 PAID DOWN PAR VALUE OF G N M A GTD REMIC 1.500% 12/20/40 (330.77) - 330.77 (326.64) - 4'1.3 240907020 RCTC 2017 TIFIA RAMP UP FD 06/21/2022 38378JZD7 INTEREST EARNED ON 5 N M A GTD REMIC 1.500% 12/20/40 $1 PV ON 7.1800 SHARES DUE 6/20/2022 $0.00125/PV ON 5,747.58 PV DUE 6/20/22 - - 7.18 - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/22/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL INCOME EARNINGS - - (102.25) - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/22/2022 CASH RECEIPT TRANSFER FROM INCOME INCOME EARNINGS - - 102.25 - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 CASH RECEIPT TRANSFER FROM INCOME INCOME EARNINGS - - 5,060.91 - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL INCOME EARNINGS - - (5,060.91) - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 3132680L7 AMORTIZED PREMIUM ON F H L M C #ZS7403 3.000% 5/01/31 CURRENT YEAR AMORTIZATION -. - - (55.66) - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 06/25/2022 06/27/2022 3132480L7 PAID DOWN PAR VALUE OF F H L M C #ZS7403 3.000% 5/01/31 MAY FHLMC DUE 6/25/22 (1,237.39) - 1,237.39 (1,297.53) - (60.14) 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 3132480L7 INTEREST EARNED ON F H L M C #ZS7403 3.000%. 5/01/31 $1 PV ON 124.4800 SHARES DUE 6/25/2022 MAY FHLMC DUE 6/25/22 - - 124.48 - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 3132A0968 INTEREST EARNED ON F H L M C #ZT1989 3.500% 1/01/33 $1 PV ON 97.2700 SHARES DUE 6/25/2022 MAY FHLMC DUE 6/25/22 - - 97.27 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022. 3132AEF68 AMORTIZED PREMIUM ON F H L M C #ZT1989 3.500% 1/01/33 CURRENT YEAR AMORTIZATION - - - (49.49) - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 06/25/2022 06/27/2022 3132AEF68 PAID DOWN PAR VALUE OF F H. L M C #ZT1989 3.500% 1/01/33 MAY FHLMC DUE 6/25/22 (777.28) - 777.28 (828.70) - (51.42) 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 3132AEFC5 AMORTIZED PREMIUM ON F H L M E#ZT1963 3.500% 11/01/30 CURRENT YEAR AMORTIZATION - - - (85.24) - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 06/25/2022 06/27/2022 3132AEFC5 PAID DOWN PAR VALUE OF9 H L M C #ZT1963 3.500% 11/01/30 MAY FHLMC DUE 6/25/22 (1,705.85) - 1,705.85 (1,789.91) - (84.06) 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 3132AEFC5 INTEREST EARNED ON F H L M C #ZT1963 3.500%11/01/30 $1 PV ON 191.5600 SHARES DUE 6/25/2022 MAY FHLMC DUE 6/25/22 - - 191.56 - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 3133Q5GZ3 INTEREST EARNED ON F H L M C GTD REMIC 1.000% 9/25/33 $1 PV ON 40.7500 SHARES DUE 6/25/2022 $0.00083/PV ON 48,898,62 PV DUE 6/25/22 - - 40.75 - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 06/25/2022 06/27/2022 3133Q5GZ3 PAID DOWN PAR VALUE OF F H LM C GTD REMIC 1.000% 9/25/33 (1,517.45) - 1,517:45 (1,531.10) - (13.65) 240907020 RCTC 2017 TIFIA RAMP UP FO 06/27/2022 3133050Z3 AMORTIZED PREMIUM ON F H L M C GTD REMIC 1.000% 9/25/33 CURRENT YEAR AMORTIZATION - - - (1277) - - 142 Page 100 of 109 RIVERSIDE COUNTY RCTC TRANSPORTATION 2017 Financing STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 • Source Account Account Transaction Date Trade Date Settlement Date CUSIP Description Units Price Net Cash Amount Federal Tax Cost Amount Short Term Gain/Loss Amount Long Term ' Gain/Loss Amount 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 06/25/2022 06/27/2022 3136A1 K06 PAID DOWN PAR VALUE OF F N M A GTD REMIC 4.500% 3/25/26 (16,739.46) - 16,739.46 - (16,758.91) (19.45) - -. 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 313601 KD6 AMORTIZED PREMIUM ON F N M A GTD REMIC 4.500% 3/25/26 CURRENT YEAR AMORTIZATION - - (1.47) - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 3136A1KD6 INTEREST EARNED ON F N M A GTD REMIC 4.500% 3/25/26 $1 PV ON 62.7700 SHARES DUE 6/25/2022 $0.00375/PV ON 16,739.46 PV DUE 6/25/22 - - 62.77 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 3136A7D25 AMORTIZED PREMIUM ON F N M A GTD REMIC 3.000% 7/25/41 CURRENT YEAR AMORTIZATION - - - (1.18) - - (2.27), 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 06/25/2022 06/27/2022 3136A7D25 PAID DOWN PAR VALUE OF F N M A GTD REMIC 3.000% 7/25/41 (256.63) - 256.63 (268.90). - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 3136A7825 INTEREST EARNED ON F N M A GTD REMIC 3.000% 7/25/41 $1 PV ON 27.0300 SHARES DUE 6/25/2022 $0.00250/PV ON 10,810.52 PV DUE 6/25/22 - - 27.03 - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 3136A8SX9 INTEREST EARNED ON F N M A GTD REMIC 1.500% 9/25/27 $1 PV ON 16.3800 SHARES DUE 6/25/2022 $0.00125/PV ON 13,104.19 PV DUE 6/25/22 - - 16.38 - -I 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 3136A8SX9 AMORTIZED PREMIUM ON F N M A GTD REMIC 1.500% 9/25/27 CURRENT YEAR AMORTIZATION - - - (5.25) - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 06/25/2022 06/27/2022 3136088X9 PAID DOWN PAR VALUE OF F N M A GTD REMIC 1.500% 9/25/27 (382.51) - 382.51 (38.84) - (4.33) 240907020 RCTC 2017 TIF1A RAMP UP FD 06/27/2022 06/25/2022. 06/27/2022 3136A9690 PAID DOWN PAR VALUE OF F N M A GTD REMIC 2.183% 11/25/22 (1,866.34) - 1,866.34 (1.,808.97) - 57.37 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022.. 3136A96F0 INTEREST EARNED ON F N M A GTD REMIC 2.183%11/25/22 $1 PV ON 39.0800 SHARES DUE 6/25/2022 $0.00182/PV ON 21,472.61 PV DUE 6/25/22 - - 39.08 - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 3136ABNZ2 INTEREST EARNED ON F N M A GTD REMIC 2.000% 11/25/4221 PV ON 23.8600 SHARES DUE 6/25/2022 $0.00167/PV ON 14,318.19 PV DUE 6/25/22 - - 23.86 - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 3136ABNZ2 AMORTIZED PREMIUM ON F N M A GTD REMIC 2000% 11/25/42 CURRENT YEAR AMORTIZATION - - - (255) - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 06/25/2022 06/27/2022 3136ABNZ2 PAID DOWN PAR VALUE OF F N M A GTD REMIC 2.000% 11/25/42 (397.55) - 397.55 (403.65) - (6.10) 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 06/25/2022 06/27/2022 3136AC7J4 PAID DOWN PAR VALUE OF F N M A GTD REMIC 2.656% 3/25/23 (779.11) - 779.11 (766130). 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 3136AC7J4 INTEREST EARNED ON F N M A GTD REMIC 2.6560 3/25/23 $1 PV ON 15341.4900 SHARES DUE 6/25/2022 PENALTY PAYMENT - - 3,55 - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 3136AC7J4 INTEREST EARNED ON F N M A GTD REMIC 2.656% 3/25/23 $1 PV ON 33.9700 SHARES DUE 6/25/2022 $010221/PV ON 15,341.49 PV DUE 6/25/22 - - 33.97 - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 3136ADZA0 INTEREST EARNED ON F N M A GTD REMIC 1.250% 4/25/28 $1 PV ON 34.8600 SHARES DUE 6/25/2022 $0.00104/PV ON 33,465.81 PV DUE 6/25/22 - - 34.86 - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 3136ADZA0 AMORTIZED PREMIUM ON F N M A GTD REMIC 1.2500 4/25/28 CURRENT YEAR AMORTIZATION - - - (8.18) 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 06/25/2022 06/27/2022 313640200 PAID DOWN PAR VALUE OF F N M A GTD REMIC 1.250% 4/25/28 (875.60) - 875.60 (882.22) - (6.62) 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 3136AEY84 AMORTIZED PREMIUM ON F N M A GTD REMIC 1.750% 7/25/28 CURRENT YEAR AMORTIZATION - - - (6.00) - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 06/25/2022 06/27/2022 3136AEY84 PAID DOWN PAR VALUE OF F N M A GTD REMIC 1.750% 7/25/28 (370.79) - 370.79 (375.55) - (4.76) 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 3136AEY84 INTEREST EARNED ON F N M A GTD REMIC 1.750% 7/25/28 $1 PV ON 21.9600 SHARES DUE 6/25/2022 $0.00146/PV ON 15,061.03 PV DUE 6/25/22 - - 21:96 - - - 240907020 ROTC 2017 TIFIA RAMP UP FD 06/27/2022 06/25/2022 06/27/2022 3136AMM48 PAID DOWN PAR VALUE OF F N M A GTD REMIC 2.509% 7/25/22 (2.55) - 2.55 (253) - 0.02 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 3136AMM48. INTEREST EARNED ON F N M A GTD REMIC 2.509% 7/25/22 $1 PV ON 2.9100 SHARES DUE 6/25/2022 $0.00209/PV ON 1,393.51 PV DUE 6/25/22 - - 291 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 313640069 INTEREST EARNED ON F N M A GTD REMIC 2.000%11/25/31 $1 PV ON 79.0900 SHARES DUE 6/25/2022 50.00167/PV ON 47,454.93 PV DUE 6/25/22 - - 79.09 - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 3136AQZK9 AMORTIZED PREMIUM ON F N M A GTD REMIC 2.000% 11/25/31 CURRENT YEAR AMORTIZATION - - - (23.17) - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 06/25/2022 06/27/2022 3136AQZ69 PAID DOWN PAR VALUE OF F N M A GTD REMIC 2.000% 11/25/31 (1,278.47) - 1,278.47 (1,307.00) - (28.53) 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 06/25/2022 06/27/2022 3137AYCE9 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 2.682%10/25/22 (1,889.69) 571.02 1,889.69 (1,893.97) - (4.28) 240907020 RCTC 2017 TIF1A RAMP UP FD 06/27/2022 3137AYCE9 AMORTIZED PREMIUM ON 9 H L M C MLTCL MTG 2.682% 10/25/22 CURRENT YEAR AMORTIZATION - - - (5456) - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/2772022. 3137AYCE9 INTEREST EARNED ON F H L M C MLTCL MTG 2682% 10/25/2251 PV ON 211.9600 SHARES DUE 6/25/2022 50,00224/PV ON 94,835.23 PV DUE 6/25/22 - - 211.96 - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 06/25/2022 06/27/2022 313781075 PAID DOWN PAR VALUE OF F H L M C MLTCL MT 2.522% 1/25/23 (189.50) - 189,50 (186.29) - 3.21 240907020 RCTC 2017 TIFIA RAMP UP FD 061.27/2022'. 313781075 INTEREST EARNED ON F H L M C MLTCL MT 2.522% 1/25/23 51 PV ON 87.0400 SHARES DUE 6/25/2022 $0.00210/PV ON 41,415.58 PV DUE 6/25/22 -- -- - 143 Page 101 of 109 RIVERSIDE COUNTY RCTC TRANSPORTATION 2017 Financing STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 Source Account Account Transaction Date Trade Date Settlement Date CUSIP Description Units Price Net Cash Amount Federal Tax Cost Amount Short Term Gain/Loss Amount Long Term Gain/Loss Amount 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 3137B36J2 INTEREST EARNED ON F H L M C MLTCL MT 3.31192% 2/25/23 $1 PV ON 140.6600 SHARES DUE 6/25/2022 $0.00277/PV ON 50,842.08 PV DUE 6/25/22 - - 140.66 129.16 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 06/25/2022 06/27/2022 3137636J2 PAID DOWN PAR VALUE OFF H L M C MLTCL MT 3.31192% 2/25/23 (129.16) - (129.74) (0.58) 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 3137836J2 AMORTIZED PREMIUM ON F 9 L M C MLTCL MT 3.31192% 2/25/23 CURRENT YEAR AMORTIZATION - - - (26.91) - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 06/25/2022 06/27/2022 3137B3N W4 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 2.778% 9/25/22 (2,367.41) - 2,367.41 (2,347.06) - 2135' 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 313783NW4 INTEREST EARNED ON F H L M C MLTCL MTG 2.778% 9/25/22 $1 PV ON 20.4600 SHARES DUE 6/25/2022 $0.00231/PV ON 8,839.64 PV DUE 6/25/22 - - 20.46 - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 3137137009 AMORTIZED PREMIUM ON F H L M C MLTCL MT 3.490% 1/25/24 CURRENT YEAR AMORTIZATION - (485.12) - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 313787009 INTEREST EARNED ON F H L M C MLTCL MT 3.490% 1/25/24 $1 PV ON 209000.0000 SHARES DUE 6/25/2022 - - 607.84 - - 240907020 RCTC 2017 TIFIA RAMP UP FO 06/27/2022 3137BOCW4 AMORTIZED PREMIUM ON F H L M C MLTCL MTG 3.303% 7/25/24 CURRENT YEAR AMORTIZATION - - - (372.90) , 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 31378DCW4 INTEREST EARNED ON F H L M C MLTCL MTG 3.303% 7/25/24 $1 PV ON 481.6900 SHARES DUE 6/25/2022 $0.00275/PV ON 175,000.00 PV DUE 6/25/22 - - 481.69 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 3137BFE80 INTEREST EARNED ON F H L M C MLTCL MTG 2.720% 8/25/24 S1 PV ON 68.4000 SHARES DUE 6/25/2022 $0.00227/PV ON 30,174.25 PV DUE 6/25/22 - - 68.40 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 06/25/2022 06/27/2022 3137BFE80 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 2720% 8/25/24 (1,689.44) - 1,689.44 (1,728.96) - (39.52) 240907029 RCTC 2017 TIFIA RAMP UP FD 06/27/2022. 3137BFE80 AMORTIZED PREMIUM ON F H L M C MLTCL MTG 2.720% 8/25/24 CURRENT YEAR AMORTIZATION = - - (27.65) - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 313713471 INTEREST EARNED ON F H L M C MLTCL MT 2.76996% 5/25/25 $1 PV ON 346.2500 SHARES DUE 6/25/2022 $0.00231/PV ON 150,000.00 PV DUE 6/25/22 - - 346.25 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 31378J071 AMORTIZED PREMIUM ON F H L M C MLTCL MT 2.76996% 5/25/25 CURRENT YEAR AMORTIZATION - - - (241.15) - . . 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 31378LW87 AMORTIZED PREMIUM ON F 9 L M C MLTCL MTG 2.802% 1/25/25 CURRENT YEAR AMORTIZATION - - - (165.65) - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 06/25/2022 06/27/2022 3137BLW87 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 2.802% 1/25/25 (4,025,58) - 4,025.58 (4,159.89). - (134.31) 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 31378LW87 INTEREST EARNED ON F H L M C MLTCL MTG 2.802% 1/25/25 $1 PV ON 353.4000 SHARES DUE 6/25/2022 $0.00233/PV ON 151,351.10 PV DUE 6/25/22 - - 353.40 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 06/10/2022 3137F4WZ1 PAID ACCRUED INTEREST ON PURCHASE OF F H L M C MLTCL MTG 3.600% 2/25/25 - - (134.53) - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 06/07/2022 06/10/2022 3137F4WZ1 PURCHASED PAR VALUE OF F H L M C MLTCL MTG 3.600% 2/25/25 /BARCUS3B BARCLAYS CAP WHIPPANY/149,480.51 PAR VALUE AT 100.68358745 % 149,480.51 1.01 (150,502.34) 150,502.34 - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 3138EQRJ3 INTEREST EARNED ON F N M A #AL7688 3.500% 11/01/30 81 PV ON 419.7600 SHARES DUE 6/25/2022 MAY FNMA DUE 6/25/22 - -. 419.76 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 3138EQRJ3 AMORTIZED PREMIUM ON F N M A #AL7688 3.500%11/01/30 CURRENT YEAR AMORTIZATION - - - (193.64) - 240907020 ROTC 2017 TIFIA RAMP UP FD 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 06/25/2022 06/27/2022 3138EQRJ3 PAID DOWN PAR VALUE OF F N M A #AL7688 3.500%11/01/30 MAY FNMA DUE 6/25/22 (4,006.82) - 4,006:$2 (4,811.51)' - (204.69) 06/27/2022 3138ETQP4 AMORTIZED PREMIUM ON F N M A #AL8561 3.500% 6/01/31 CURRENT YEAR AMORTIZATION - - - (41.39) - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 06/25/2022 06/27/2022 3138E7094 PAID DOWN PAR VALUE OF F N M A #AL8561 3.500% 6/01/31 MAY FNMA DUE 6/25/22 (818.21) - 818:21 (865,55)' - (47:34) 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 3138ETQP4 INTEREST EARNED ON F N M A #AL8561 3.500% 6/01/31 $1 PV ON 831300 SHARES DUE 6/25/2022 MAY FNMA DUE 6/25/22 - - 83.13 - - 240907020 RCTC 2017 TIFIA RAMP UP FO 06/27/2022 3138WEMJ5 AMORTIZED PREMIUM ON F N M A #AS4860 2.500% 5/01/30 CURRENT YEAR AMORTIZATION - - (13721) - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 06/25/2022 06/27/2022 3138WEMJ5 PAID DOWN PAR VALUE OF F N M A #AS4860 2.500% 5/01/30 MAY FNMA DUE 6/25/22 (4,094.76) - 4,094.76 (4,237.12) - (142.36) 240907020 RCTC 2017 TIFIA RAMP UP FO 06/27/2022 3138WEMJ5 INTEREST EARNED ON F N M A #AS4860 2.500% 5/01/30 $1 PV ON. 340.2900 SHARES DUE 6/25/2022 MAY FNMA DUE 6/25/22 - - 34029 - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 31392J6N4 INTEREST EARNED ON F N M A GTD REMIC 5.500% 4/25/23 $1 PV ON 163.7500 SHARES DUE 6/25/2022 $0.00458/PV ON 35,728.20 PV DUE 6/25/22 - - 163.75 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 31392J6N4 AMORTIZED PREMIUM ON F N M A 870 REMIC 5.500% 4/25/23 CURRENT YEAR AMORTIZATION - -- - (7.93) - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 06/25/2022 06/27/2022 31392J6N4 PAID DOWN PAR VALUE OF F N M A GTD REMIC 5.500% 4/25/23 (5,047.32) - 5,047.32 (5,053.32) - (6.00) 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 06/25/2022 06/27/2022 3140J55T2 PAID DOWN PAR VALUE OF F N M A #8M1757 2.426% 4/01/2.3 MAY FNMA DUE 6/25/22 (117.19) -- 117.19 (117.16) 0.03 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 3140J55T2 ACCREDITED DISCOUNT ON F N M A #BM1757 2.426% 4/01/23 MARKET DISCOUNT - - - 2.34 - 144 Page 102 of 109 RIVERSIDE COUNTY RCTC TRANSPORTATION 2017 Financing STAMP Portfolio Transaction Report by Account Quarter ended June 30, 2022 • Source Account Account 240907020 RCTC 2017 TIFIA RAMP UP FD Transaction Date Trade Date 06/27/2022 Settlement Date CUSIP Description Units 3140J55T2 INTEREST EARNED ON F N M A #BM1757 2.426% 4/01/23 $1 PV ON - 98.3900 SHARES DUE 6/25/2022 MAY FNMA DUE 6/25/22 Price - Net Cash Amount Federal Tax Cost Amount Short Term Gain/Loss Amount Long Term Gain/Loss Amount 98.39 53.18 - - - - (31.38) (107.54) 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 3140J8ME0 INTEREST EARNED ON F N M A #BM3956 3.000% 12/01/32 $1 PV ON 53.1800 SHARES DUE 6/25/2022 MAY FNMA DUE 6/25/22 - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 06/25/2022 06/27/2022 3140J8ME0 PAID DOWN PAR VALUE OF F N M A #BM3956 3.000%12/01/32 MAY FNMA DUE 6/25/22 (647.43) - 647.43 (678.81) - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 3140J8ME0 AMORTIZED PREMIUM ON F N M A #BM3956 3.000% 12/01/32 CURRENT YEAR AMORTIZATION - - - (20.85) - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 06/25/2022 06/27/2022 3140X4H90 PAID DOWN PAR VALUE OF F N M A #FM1155 2.500% 6/01/32 MAY FNMA DUE 6/25/22 (2,726.65) - 2,726.65 (2,834.19) - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 3140X4H90 AMORTIZED PREMIUM ON F N M A #FM1155 2.500% 6/01/32 CURRENT YEAR AMORTIZATION - - - (116.99) - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 3140X4H90 INTEREST EARNED ON F N M A #FM1155 2.500% 6/01/32 $1 PV ON 311.7400 SHARES. DUE 6/25/2022 MAY FNMA DUE 6/25/22 - - 311.74 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 3140X7LS6 INTEREST EARNED ON F N M A #FM3936 2.500% 8/01/35 $1 PV ON 171.8000 SHARES DUE 6/25/2022 MAY FNMA DUE 6/25/22 - - 171.80 - - - 1240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 314007L06 AMORTIZED PREMIUM ON FN M A #FM3936 2500% 8/01/35 CURRENT YEAR AMORTIZATION -. - (53.71). 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 06/25/2022 06/27/2022 3140X7LS6 PAID DOWN PAR VALUE OF F N M A #FM3936 2.500% 8/01/35 MAY FNMA DUE 6/25/22 (2,13212) - 2,132.12 (2,219.65) - (87.53) 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 3140X9VK8 AMORTIZED PREMIUM ON F N M A #FM6017 3.000% 2/01/35 CURRENT YEAR AMORTIZATION - - - (65.08) -. 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 06/25/2022 06/27/2022 3140X9VK8 PAID DOWN PAR VALUE OF F N M A #FM6017 3.000% 2/01/35 MAY FNMA DUE 6/25/22 (1,112.65) - 1,112.65 (1,174.30) - (61.65) 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 3140X9VK8 INTEREST EARNED ON F N M A #FM6017 3.000% 2/01/35 $1 PV ON 167.1700 SHARES DUE 6/25/2022 MAY FNMA DUE 6/25/22 - - 167.17 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 31418CDH4 INTEREST EARNED ON F N M A #MA2803 2.500% 11/01/31 $1 PV ON 64.9900 SHARES DUE 6/25/2022 MAY FNMA DUE 6/25/22 - - 64.99 - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 06/25/2022 06/27/2022 31418CDH4 PAID DOWN PAR VALUE OF F N M A #MA2803 2.500% 11/01/31 MAY FNMA DUE 6/25/22 (643.99) - 643,99 (667.86) (23187) 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 31418CDH4 AMORTIZED PREMIUM ON F N M A #MA2803 2.500% 11/01/31 CURRENT YEAR AMORTIZATION - - - (24.10) - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 06/25/2022 06/27/2022 31418D7K2 PAID DOWN PAR VALUE OF F N: M A #MA4497 2.000% 11/01/36 MAY FNMA DUE 6/25/22 (3,898.55) - 3,898.55 (3,976:50). (77:96) 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 31418D7K2 AMORTIZED PREMIUM ON F N M A #MA4497 2.000% 11/01/36 CURRENT YEAR AMORTIZATION - - - (109.25) - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 31418D7K2 INTEREST EARNED ON F N M A #MA4497 2.000%11/01/36 $1 PV ON 648.3000 SHARES DUE 6/25/2022 MAY FNMA DUE 6/25/22 -- - 648.30 - -. 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 314150S41 INTEREST EARNED ON F N M A #MA4112 3.000% 8/01/35 $1 PV ON 154.2200 SHARES DUE 6/25/2022 MAY FNMA DUE 6/25/22 - - 154.22 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 06/25/2022 06/27/2022 31418DSA1 PAID DOWN PAR VALUE OF F N M A #MA4112 3.000% 8/01/35 MAY FNMA DUE 6/25/22 (2,110.88) - 2,110.88 (2,195.74) - (84.86) 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 314180S41 AMORTIZED PREMIUM ON F N M A #MA4112 3.000% 8/01/35 CURRENT YEAR AMORTIZATION - - - (54.52) - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 314180V03 AMORTIZED PREMIUM ON F N M A #MA4226 2000% 12/01/30 CURRENT YEAR AMORTIZATION - - - (108.74) - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 06/25/2022 06/27/2022 314180V03 PAID DOWN PAR VALUE OF F N M A #MA4226 2.000% 12/01/30 MAY FNMA DUE 6/25/22 (3,116.56) - 3,116.56 (3,201.79) - (85.23) 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 31418DVU3 INTEREST EARNED ON F N M A #MA4226 2000% 12/01/30 $1 PV ON 293.7500 SHARES DUE 6/25/2022 MAY FNMA DUE 6/25/22 - - 293575 : - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022 06/27/2022 06/27/2022 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL 0 55,253.49 1.00 (55,253.49) 55,253.49 - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/27/2022. 06/27/2022 X06/27/2022 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL V 19,986.91 1.00 (19,986.91) 19,986.91 - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/28/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL INCOME EARNINGS - - (1,026.96) - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/28/2022 CASH RECEIPT TRANSFER FROM INCOME INCOME EARNINGS - - 1,026.96 - - 240907020 RCTC 2017 TIFIA RAMP UP FD D6/30/2022 CASH RECEIPT TRANSFER FROM INCOME INCOME EARNINGS - - 8,093.75 - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/30/2022 CASH DISBURSEMENT TRANSFER TO PRINCIPAL INCOME EARNINGS - - (8,093.75) - - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/30/2022 06/21/2022 06/30/2022 3134510A61 PURCHASED PAR VALUE OF F H L M C M T N 4.000% 12/30/24 /WELLS FARGO SECURITIES, LLC/85,000 PAR VALUE AT 100 85,000.00 1.00 (85,000.00) 85,000.00 - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/30/2022 06/30/2022 06/30/2022 318460203 SOLD UNITS OF FIRST AM GOVT OB FD CL Y (76,90625) 1:00 76,90625 :(76,906:288). - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/30/2022 912828000 AMORTIZED PREMIUM ON U S TREASURY NT 1.750%12/31/24 CURRENT YEAR AMORTIZATION - - - (3;517.25) - - 240907020 RCTC 2017 TIFIA RAMP UP FD 06/30/2022 912828000 INTEREST EARNED ON U S TREASURY NT 1.750% 12/31/24 $1 PV ON 925000.0000 SHARES DUE 6/30/2022 - - 8,0933,,35 - - - (0.00) 26,593.40 3,477.31 (5,100.49) 145 Page 103 of 109 115F RIVERSIDE COUNTY TRANSPORTATION COMMISSION Payden & Rygel Operating Portfolio by Investment Category for Quarter ended June 30, 2022 ATTACHMENT 8 Account Number: 001050990415 Name: RIVERSIDE COUNTY TRANS CO i CUSHP Asset Category Name Asset Name 1 Unrealized S&P Moody Maturity Date Issue Date Shares/Par Book Value Call Date Market Value Gain/Loss Coupon Yield Rating Rating CASH Principal Cash Income Cash ABBOTT LABORATORIES ALAMEDA CNTY CA JT PWRS AUTH LEASE AMAZON COM INC AMAZON COM INC SR NT AMAZON COM INC APPLE INC APPLE INC BMW VEHICLE OWNER TRUST BK OF AMERICA CORP FR BK OF AMERICA CORP BANK OF AMERICA CORP BANK OF NY MELLON CORP BANK OF NY MELLON CORP BAY AREA CA TOLL AUTH TOLL BRIDGE CALIFORNIA ST UNIV REV TAXABLE CAPTIAL ONE PRIME AUTO CHEVRON USA INC_ CONNECTICUT ST SER A CONNECTICUT ST TAXABLE GO BDS 2020 A CONNECTICUT ST TAXABLE GO BDS 2022A CONTRA COSTA CA CMNTY CLG DIST TXBL CORONA CA PENSION OBLIG TAXABLE BDS CUMMINS INC SR NT DRIVE AUTO RECEIVABLES TRUST EXXON MOBIL CORPORATION FEDERAL HOME LOAN BKS 0.00 (5,560,185.26) NA 0.000 0.000 2987 3.096 2.499 0.409 0.473 1.702 0.764 1.922 1.037 1.912 3.493 1.951 1.862 2.201 0.493 1.612 0.438 2.925 2500 3.307 1.653 0.749 0.821 0.653 1.903 0.661 CASH 002824885 CORPORATE OBLIGATIONS 010831205 MUNICIPAL OBLIGATIONS 023135AJ5 CORPORATE OBLIGATIONS 0231355P0 CORPORATE OBLIGATIONS 0231358W5 CORPORATE OBLIGATIONS 037833DL1 CORPORATE OBLIGATIONS 0378335V9 CORPORATE OBLIGATIONS OSSBBCAC6 CORPORATE OBLIGATIONS 06051GJR1 CORPORATE OBLIGATIONS 060510K03 CORPORATE OBLIGATIONS 06051GKM0 CORPORATE OBLIGATIONS 06406RAK3 CORPORATE OBLIGATIONS 06406RAM9 CORPORATE OBLIGATIONS_ 072024WN8 MUNICIPAL OBLIGATIONS 13077DMJ8 MUNICIPAL OBLIGATIONS. 14043MAC5 CORPORATE OBLIGATIONS 1667564J5 CORPORATE OBLIGATIONS 20772KGM5 MUNICIPAL OBLIGATIONS 20772KJU4 MUNICIPAL OBLIGATIONS 20772K0H5 MUNICIPAL OBLIGATIONS_ 212204JC6 MUNICIPAL OBLIGATIONS 21969AAC6 MUNICIPAL OBLIGATIONS 231021AU0 _ CORPORATE OBLIGATIONS 262108AD5 CORPORATE OBLIGATIONS 302310667 CORPORATE OBLIGATIONS 3130AKXQ4 US TREAS & AGENCY OBLIGATIONS 3134GXDZ4 US TREAS & AGENCY OBLIGATIONS 3136AKQM6 US TREAS & AGENCY OBLIGATIONS 313781 U75 US TREAS & AGENCY OBLIGATIONS 3137B36J2 US TREAS & AGENCY OBLIGATIONS 313764006 US TREAS & AGENCY OBLIGATIONS 313704WB8 US TREAS & AGENCY OBLIGATIONS 3137FYUR5 US TREAS &AGENCY OBLIGATIONS 31846V203 CASH EQUIVALENTS 341081094 CORPORATE OBLIGATIONS 378460989 MUNICIPAL OBLIGATIONS_ 38122NA77 MUNICIPAL OBLIGATIONS 43815GAC3 CORPORATE OBLIGATIONS 43815NAC8 CORPORATE OBLIGATIONS 46647PBZ8 CORPORATE OBLIGATIONS 46647PCS3 CORPORATE OBLIGATIONS 47789KAC7 CORPORATE OBLIGATIONS - 544290JH3 MUNICIPAL OBLIGATIONS 544587206 MUNICIPAL OBLIGATIONS 544587928 MUNICIPAL OBLIGATIONS 57582RF76 MUNICIPAL OBLIGATIONS 61747YEA9 CORPORATE OBLIGATIONS 617725441 CORPORATE OBLIGATIONS 62451 FKF6 MUNICIPAL OBLIGATIONS 64990F043 MUNICIPAL OBLIGATIONS 654106AH6. CORPORATE OBLIGATIONS 69351 UAY9 CORPORATE OBLIGATIONS 69371RR40 CORPORATE OBLIGATIONS 69371RR57 CORPORATE OBLIGATIONS 69371RR81 CORPORATE OBLIGATIONS 76913CAX7 MUNICIPAL OBLIGATIONS 78913DFV4 MUNICIPAL OBLIGATIONS 79466LAG9 CORPORATE OBLIGATIONS 796720ME7 MUNICIPAL OBLIGATIONS 796720NP1 MUNICIPAL OBLIGATIONS 79730WA25 MUNICIPAL OBLIGATIONS 79770GGP5 MUNICIPAL OBLIGATIONS 80286EAC0 CORPORATE OBLIGATIONS_ 835569GP3 MUNICIPAL OBLIGATIONS 842475P58 MUNICIPAL OBLIGATIONS 848590463 CORPORATE OBLIGATIONS_ 857477BR3 CORPORATE OBLIGATIONS 86787EAY3 CORPORATE OBLIGATIONS 89238UAD2 CORPORATE OBLIGATIONS 89238UAE0 CORPORATE OBLIGATIONS REVENUE REF 03/15/2025 06/01/2023 11/29/2022 06/03/2023 05/12/2024 09/11/2022 09/11/2019 05/11/2023 05/11/2020 01/25/2024 09/18/2019 04/22/2025 _ 04/22/2021 _ 02/04/2025 02/04/2022 04/02/2026 03/22/2022 08/23/2022 08/23/2019 01/27/2023 01/28/2020 04/01/2023 09/26/2019 11/01/2023 09/17/2020 11/15/2024 02/19/2020 08/11/2023 08/12/2020 04/15/2023 04/11/2019 07/01/2022 06/11/2020 06/15/2025 06/22/2022 08/01/2022 09/12/2019 05/01/2024 10/14/2021 09/01/2025 08/24/2020 07/15/2025 04/21/2021 08/16/2022 08/16/2019 02/12/2026 02/12/2021 ABSSER 2019ACLA3 MEDIUM TERM NOTE MEDIUM TERM NOTE MEDIUM TERM NOTE MEDIUM TERM NOTE MEDIUM TERM NOTE REVENUE REF SAN FRANCISCO BAY AREA SYSTEMWIDE BDS 2020 D A B S SER 20201 CL A3 REF 2021 AB S SER 20211 CL 03/10/2015 04/24/2018 11/29/2012 06/03/2020 05/12/2021 0.00 500,000.00 523,508.55 12/15/2024 130,000.00 131,777.67 300,000.00 301,68296 8/29/2022 270,000.00 269,622.00 255,000.00 254,627.70 355,000.00 354,939.65 195,000.00 194,469.60 51,083.76 51,076.89 235,000.00 235,000.00 4/22/2024 235,000.00 235,000.00 2/4/2024 115,000.00 115,000.00 4/2/2025 100,000.00 99,968.00 300,000.00 299,790.00 1/2/2023 680,000.00 680,000.00 150,000.00 150,000.00 148,008.97 115,000.00 300,000.00 300,456.67 120,000, 00 120,497.52 170,000.00 170,000.00 300,000.00 190,000.00 550,000.00 250,000.00 300,000.00 560,000.00 559,608.00 147,977.51 115,000.00 300,000.00 190,000.00 532,735.50 8/1/2025 249,976.95 300,000,00 FHLMC MTN 11/25/2024 11/25/2020 300,000.00 300,000.00 11/25/2022 5,560,185.26 493,015.00 130,167.70 300,042.00 263,344.50 242,454.00 355,195.25 191,575.80 51,063.84 221,033,95 226,530.60 111,469.50 99,944.00 298,00200 674,668.80 144,639.00 146,950.71 111,776.55 299,976.00 120,000.00 169,585.20 299,880.00 180,277.70 501,028.00 248,882.50 299,604.00 509,656.00 (30,493.55) (1,609.97) (1,640.96) (6,277.50) (12,173.70) 255.60 (2,893.80) (13.05) (13,966.05) (8,469.40) (3,530.50) (24.00) (1,788.00) (5,331.20) (5,361.00) (1,026.80) (3,223.45) (480.67) (497.52) (414.80) (120.00) (9,722.30) (31,707.50) (1,094.45) (396.00) (49,952.00) NA 2.950 3.095 2500 0.400 0.450 1.700 0.750 1.920 0.976 1.843 3.384 1.950 1.850 2.184 0.475 1.600 0.426 2.921 2.500 3.292 1.652 0.710 0.750 0.650 1.902 0.600 281,205.00 (18,795.00) 0.450 0.481 AA - AA+ AA AA AA AA+ AA+ AAA A- A- A - A A AA AA - AAA AA- A+ N/R A+ AA+ AA+ A+ AA AA - AA+ Al AA1 Al Al Al AAA AAA N/A A2 A2 A2 Al Al AA3 AA2 N/A AA2 AA3 N/R AA3 AA1 N/A A2 AAA AA2 WR N/A AAA FNMA GTD R E MI C PASS THRU C M 0 DER 2014 M8 CL A2 06/25/2024 07/01/2014 294,235.70 305,277,59 290,634.26 (14,643.33) 3.056 3.099 N/A N/A FHLMC MULTICLASS MTG PARTN CMOSER K SO1CL A2 01/25/2023 05/07/2013 54,968.15 55,012.77 54,781.81 (230.96) 2.522 2.532 N/A N/A F H L M C MULTICLASS MTG PARTN C M 0 SER K029 CL A2 02/25/2023 07/01/2013 459,286.85 463,246.30 459,048.02 (4,198.28) 3.320 3.317 N/A N/A EH L MC MULTICLASS MTG PARTN C M 0 SER K032 CL A2 05/25/2023 09/01/2013 510,000.00 523,225.78 509,388.00 (13,837.78) VAR 3.319 N/A N/A FHLMC MULTICLASS MTG PARTN C M 0 SER K033 CL A2 07/25/2023 10/01/2013 490,000.00 497,737.48 489,358.10 (8,379.38) 3.060 3.073 N/A AAA F H L MC MULTICLASS MTG PARTN FIRST AMERICAN GOVERNMENT FLORIDA PWR LT CO GLENDALE CA UNI SCH DIST TAXABLE GO GOLDEN ST TOB SECURITIZATION CORP HONDA AUTO REC OWNR TR 20214 HONDA AUTO RECEIVABLES JPMORGAN CHASE CO JPMORGAN CHASE CO JOHN DEERE OWNER TRUST LOS ALTOS CA SCH DIST TAXABLE GO LOS ANGELES CA MUN IMPT CORP LEASE LOS ANGELES CA MUN IMPT CORP LEASE MASSACHUSETTS ST TAXABLE GO REF BDS MORGAN STANLEY MORGAN STANLEY MOUNTAIN VIEW WHISMAN CA SC TAXABLE NEW YORK ST DORM AUTH ST PERS NIKE INC SR NT PPL ELEC UTILS CORP 1ST MTG PACCAR FINANCIAL PACCAR FINANCIAL CORP PACCAR FINANCIAL CORP RIVERSIDE CNTY CALIF PENSION 0 BDS RIVERSIDE CNTY CALIF INFRASTRUCTURE SALESFORCE COM INC SAN BERNARDINO CA CMNTY CLG DIST SAN BERNARDINO CALIF CMNTY COL SAN DIEGO CALIF REDEV AGY SUCC REF SAN FRANCISCO CITY CNTY CA REDEV AGY SANTANDER AUTO REC TR 20221 SONOMA CNTY CA JNR CLG DIST REF SOUTHERN CALIF PUB PWR AUTH PWR PROJ SPIRE MISSOURI INC STATE STR CORP SUNTRUST BANK TOYOTA AUTO RECEIVABLES OWNER TOYOTA AUTO RECEIVABLE OWNER CMOSERQ015CLA 08/26/2024 05/07/2021 OBLIG FD CLY 130,252.47 130,25247 130450.45 197.98 VAR 1,122,666.84 1,122,666,84 01/12/2024 01/14/2022 09/01/2022 06/02/2020 06/01/2025 10/07/2021 01/21/2026 11/24/2021 08/15/2023 08/27/2019 03/16/2024 03/16/2021 12/10/2025 12/10/2021 08/15/2024 _ 03/11/2020 10/01/2024 06/10/2021 11/01/2024 03/04/2021 11/01/2022 08/20/2020 07/01/2022 07/09/2020 05/30/2025 06/01/2021 04/05/2024 04/22/2021 09/01/2022 05/19/2020 03/15/2025 06/23/2021 03/27/2025 03/27/2020 20,000.00 19,972.80 2/27/2025 06/24/2024 06/24/2021 200,000.00 200,000.00 08/09/2024 08/09/2021 125,000.00 124,932.50 11/08/2024 11/08/2021 555,00000 554,966.70 06/13/2024 06/13/2022 170,000.00 169,960.90 02/15/2023 05/06/2020 170,000.00 170,000.00 11/01/2024 10/19/2021 230,000.00 230,000.00 07/15/2024 _ 07/12/2021 135,000.00 134,931.15 08/01/2022 12/12/2019 435,000.00 435,000,00 08/01/2023 07/07/2020 150000.00 150,000.00 09/01/2022 01/28/2016 250,000.00 250,99149 08/01/2022 _ 11/30/2017 400,000.00 401,378.82 11/17/2025 02/23/2022 550,000.00 549,923.22 08/01/2022 11/12/2019 420,000.00 420,000.00 07/01/2023 09/24/2020 370,000.00 370,000.00 12/02/2024 12/07/2021 595,000.00 595,000.00 02/06/2026 02/07/2022 08/02/2024 07/26/2018 560,000.00 587,353.31 09/15/2023 19 42,194.27 42,193.93 11/15/2024 0. 1 / 19 550000.00 553158.83 REF BDS 2020 CALIF TOB SETTLEMENT REV TAXABLE CA ABSSER 20214CL A3 ABSSER 20193CLA3 ABSSER 2020 ACL A3 _. _ RENEWAL BANS 2021 REV TAXABLE REF BDS 20214 REV REF BDS 2020 C 2020 C ELECTION 082020.41 INCOME TAX REV TAXABLE GEN PURP 1,122,666.84 285,000.00 285,000.00 330,000.00 330,000,00 270,000.00 270,000.00 250,000.00 249,947.30 50,33740 50,336.99 565,000.00 565,000.00 3/16/2023 270,000.00 270,000.00 12/10/2024 216,848.25 216,835.00 480,000.00 485,355.73 230,000.00 230,000.00 325,000.00 325,000.00 210,000.00 210,000.00 _ 515,000.00 511,412.50 235,000.00 235,000.00 3/5/2024 250,000.00 250,000.00 400,000.00 400,000.00 MEDIUM TERM NOTE MEDIUM TERM NOTE MEDIUM TERM NOTE 2020 CA FING AUTH LEASE REV TAXABLE REF CA ELECTION 0E2018 SERA 1 TAXABLE GO REF BDS 2020 CA BDS B CA SUCCESSOR AGV TAX REF SUB REDEV A B S SER 20221 CL A3 REV TAXABLE REF BDS 202013 CA ABSSER 2019CCLA3 ABSSER 2019CCLA4 NA 281,01285: (3,987.15) VAR 329,538.00 (462.00) 1.041 251,334.90 (18,665.10) 1.400 238,325.00 (11,622.30) VAR 50289.08 (47.91) 1.780 552,649.10 (12,350.90) 0.697 261,106.20 (8,893.80) 214,653.75 (2,181.25) 457,824.00 (27,531.73) 215,880.30 (14.119.70) 323,118.25 (1,881.75) 0.515 210,000.00 0.386 479,423.80 (31,988.70) 0.790 229,094.45 (5,905.55) 0.731 249,697:50 (302.50) 1.043 371,772.00 (28,228.00) 0:887 19,476.60 (496.20) 2.400 195,55600 (4,444.00) VAR 117,592.50 (7,340.00) 0.500 523,953.30 (31,013.40) 0.900 169,277.50 (683.40) 3.150 168,954.50 (1,045.50) 2363 215,721.60 (14,278.40) 0.873 127,747.80 (7,183.35) 0.625 434,978.25 (21.75) 1.883 146,208.00 250,402.50 400.140.00 537,036.50 420,021.00 360,757.40 589,216.60 240,709.80 559,602.40 42,178.66 543,554.00 VAR 1.100 1.000 0.683 255,000,00 255,000.00 2/6/2025 8/2/2023 (_3,792.00) 0.729 (588.99) 3.250 (1,238.82) 2.375 (12,886.72) 1.860 21.00 1.969 (9,242.60) 0.527 (5,783.40) VAR (14,290.20) 7.746 (27,750.91) 3,689 (15.27) 1.910 0,501 0.999 1.212 1.043 1.502 0.924 1.762 0.711 1.083 1.111 1.049 0.728 0.518 0.386 0.846 0.749 1.045 0.956 2.456 0.934 0.531 0.956 3.171 2.379 0.932 0.660 1.883 0.749 3.247 2.375 1.987 1.969 0.541 0.544 1.852 3.692 A 1.911 AAA 1.904 AAA N/A N/A A Al N/A AA1 A+ AA3 N/A AAA AAA AAA A- A2 A- A2 N/A AAA AA+ N/A AA- N/A AA- N/A N/R N/R A- Al A- Al M+ AAA AA+ N/A AA- Al A+ Al A+ Al A+ Al A+ Al AA Al AA- N/A A+ A2 AA AA1 AA AA1 AA N/A AA- N/A N/A AAA AA AA2 AA- N/A A Al A Al A2 AAA AAA (9,604.83) 1.880 115FRIVERSIDE COUNTY TRANSPORTATION COMMISSION Pavden & Rygel Operating Portfolio by Investment Category for Quarter ended June 30, 2022 Account Number: 001050990415 91159HHG8 912796S34 91282CBA8 CORPORATE OBLIGATIONS US BANCORP MEDIUM TERM NOTE 01/30/2024 01/30/2014 550,000.00 110,000.00 5,640,000.00 12/29/2023 552,546.50 108,444.60 5,411,749.20 (26,614.28) 3.700 NA 0.125 3.693 2.391 0.130 A+ N/A N/A A2 N/A AAA Name: RIVERSIDE COUNTY TRANS COM CASH EQUIVALENTS US TREAS & AGENCY OBLIGATIONS U S TREASURY BILL 0 S TREASURY NOTE Maturity Date Issue Date 01/26/2023 01/27/2022 12/15/2023 12/15/2020 Book Value 579,160.78 109,079.17 5,625,957.93 Call Date Market \'aloe Unrealized Gain/Loss Coupon Yield (634.57) (212,752.17) S&P Moody Rating Ratino 9128208E0 US TREAS & AGENCY U S TREASURY NOTE OBLIGATIONS 91282CBG5 US TREAS & AGENCY U S TREASURY NOTE OBLIGATIONS 91282CBU4 US TREAS & AGENCY U S TREASURY NOTE OBLIGATIONS 912820003 US TREAS & AGENCY U S TREASURY NOTE OBLIGATIONS 91282CCG4 US TREAS & AGENCY U S TREASURY NOTE OBLIGATIONS 91282CCL3 US TREAS & AGENCY U S TREASURY NOTE OBLIGATIONS__. 91282CCU3 US TREAS & AGENCY USTREASURY NOTE OBLIGATIONS 91282C0X7 US TREAS & AGENCY U S TREASURY NOTE 01/15/2024 01/15/2021 4,775,000.00 4,767,073.54 4,570,773.25 (196,392.77) 0.125 0.131 N/A AAA 01/31/2023 01/31/2021 4,270,000.00 4270,462.20 4,209,793.00 (60,681.06) 0.125 0.127 N/A AAA 03/31/2023 03/31/2021 3,600,000.00 3,598,227.45 3,530,124.00 (68,089.29) 0.125 0.127 N/A AAA 05/15/2024 05/15/2021 980,000.00 978,698.44 931,421.40 (47,277.04) 0.250 0.263 N/A AAA 06/15/2024 06/15/2021 280,000.00 278,359.38 265,518.40 (12,840.98) 0.250 0.264 N/A AAA 07/15/2024 07/15/2021 4,345,000.00 4,345,307.37 4,121,319.40 (223,987.97) 0.375 0.396 N/A AAA 08/31/2023 08/31/2021 10,000.00 9,974.61 9,674.60 (300.01) 0.125 0.129 N/A N/A OBLIGATIONS 09/15/2024 09/15/2021 985,000.00 980,178.38 929,672.55 (50,313.38) 0.375 0.398 N/A AAA 91282CDB4 US TREAS & AGENCY U S TREASURY NOTE OBLIGATIONS 91282013111 US TREAS & AGENCY U S TREASURY NOTE OBLIGATIONS 91282CDN8 US TREAS & AGENCY U S TREASURY NOTE OBLIGATIONS 91282CDV0 US TREAS & AGENCY U S TREASURY NOTE OBLIGATIONS 912820E45 US TREAS & AGENCY U S TREASURY NOTE OBLIGATIONS 912820E02 US TREAS & AGENCY U S TREASURY NOTE OBLIGATIONS 91282CEQ0 US TREAS & AGENCY U S TREASURY NOTE OBLIGATIONS 91324PDM1 CORPORATE OBLIGATIONS UNITEDHEALTH GROUP INC 916544E86 _ MUNICIPAL OBLIGATIONS _ UPPER SANTA CLARA W JT PWRS A 92868KAC7 CORPORATE OBLIGATIONS VOLKSWAHEN AUTO LN TR 2021 1 9500002H5 CORPORATE OBLIGATIONS WELLS EARGO COMPANY 950000200 CORPORATE OBLIGATIONS WELLS FARGO CO 10/15/2024 10/15/2021 1,115,000.00 1,110,949.41 1,056,417.90 (54,531.51) 0.625 0.661 N/A AAA 11/15/2024 11/15/2021 620,000.00 619,418.75 587,884.00 (31,534.75) 0.750 0.792 N/A AAA 12/15/2024 12/15/2021 610,000.00 610,727.53 580,909.10 (29,818.43) 1.000 1.052 N/A AAA 01/31/2024 01/31/2022 02/29/2024 02/28/2022 03/31/2024 03/31/2022 TAXABLE BDS 2020 B CA ABSSER 20211 CL A3 MEDIUM TERM NOTE MEDIUM TERM NOTE 05/15/2025 05/15/2022 1,425,000.00 1,416,520.45 1,378,915.50 (37,611.06) 0.875 0.906 N/A AAA 550,000.00 548,173,83 537,047.50 (11,126.33) 1.500 1.539 N/A AAA 870,000.00. 868,776.56 859,055.40 (9,721.16) 2.250 2.283 N/A AAA 1,765,000.00 1,764,547.46 1,751,480.10 (13,067.36) 2.750 2,777 N/A AAA 02/15/2024 12/17/2018 550,000.00 582,377.65 552,348.50 (30,029.15) 3.500 3.493 A+ A3 08/01/2022 07/23/2020 330,000.00 330,000.00 329,627.10 (372.90) 0.525 0.525 AA N/A 06/22/2026 12/13/2021 300,000.00. 299,988.24 287,478.00 (12,510.24) 7.020 1.066 AAA AAA 10/30/2025 10/31/2019 550,000.00 548,641.50 10/30/2024 523,600.00 (25,041.50) 2.406 2,517 BBB+ Al 04/25/2026 04/25/2022 210,090.00 210,000.00 4/25/2025 206,532.90 (3,467.10) 3.908 3.966 BBB+ Al 55,831,3116.20 54,099,432.07 (1,730,401.41) 147 PrRIVERSIDE COUNTY TRANSPORTATION COMMISSION Account Number: 001050990415 Payden & Rygel Operating Portfolio Transaction Report Quarter ended June 30, 2022 ATTACHMENT 9 Name: RIVERSIDE COUNTY TRANS COMM 04/01/2022 072024WN8 INTEREST EARNED ON BAY AREA CA TOLL 2.184%4/01/2351 PV ON 680000.0000 SHARES DUE 4/1/2022 04/01/2022 04/01/2022 04/01/2022 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 04/01/2022 318460203 INTEREST EARNED ON FIRST AM GOVT OB FD CL 0 UNIT ON 0.0000 SHARES DUE 3/31/2022 INTEREST FROM 3/1/22 TO 3/31/22 04/01/2022 544290J93 INTEREST EARNED ON LOS ALTOS CA 1.000% 10/01/24 $1 PV ON 480000.0000 SHARES DUE 4/1/2022 04/01/2022 544290JH3 AMORTIZED PREMIUM ON LOS ALTOS CA 1.000% 10/01/24 CURRENT YEAR AMORTIZATION 04/04/2022 04/04/2022 04/04/2022 318460203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y_ 04/05/2022 04/05/2022 04/05/2022 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y _ 04/05/2022 617728441 INTEREST EARNED ON MORGAN STANLEY 0.731% 4/05/24 S1 PV ON 235000.0000 SHARES DUE 4/5/2022 04/12/2022 04/12/2022 04/12/2022 318460203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 04/12/2022 341081 GH4 INTEREST EARNED ON FLORIDA PWR LT CO 0.46891% 1/12/24 S1 PV ON 285000.0000 SHARES DUE 4/12/2022 14043MAC5 INTEREST EARNED ON CAPTIAL ONE PRIME 1.600% 11/15/24 $1 PV ON 258.6000 SHARES DUE 4/15/2022 $0.00133/PV ON 193,948.44 PV DUE 04/15/2022 4/15/22 _ 04/15/2022 04/15/2022 04/15/2022 14043MAC5 PAID DOWN PAR VALUE OF CAPTIAL ONE PRIME 1.600%11/15/24 (16,982.19) 221.79 16.982.19 (16,978.58) - 3.61 04/15/2022 20772KGM5 INTEREST EARNED ON CONNECTICUT ST SER A 2.921% 4/15/23 $1 PV ON 300000.0000 SHARES DUE 4/15/2022 4,381.50 - - -'.. 04/15/2022 20772KGM5 AMORTIZED PREMIUM ON CONNECTICUT ST SERA 2.921% 4/15/23 CURRENT YEAR AMORTIZATION 262108605 INTEREST EARNED ON DRIVE AUTO 0.650% 7/15/25 51 PV ON 135.4200 SHARES DUE 4/15/2022 $0.00054/PV ON 250,000.00 PV DUE 04/15/2022 4/15/22 43815NAC8 INTEREST EARNED ON HONDA AUTO 1.780% 8/15/23 $1 PV ON 132.1200 SHARES DUE 4/15/2022 $0.00148/PV ON 89,072.29 PV DUE 04/15/2022 4/15/22 04/15/2022 04/15/2022 04/15/2022 43815NAC8 PAID DOWN PAR VALUE OF HONDA AUTO 1.780%8/15/23 (14,171.00) 265.79 14,171.00 (14,170.88) - 0.12, 47789JAD8 INTEREST EARNED ON JOHN DEERE OWNER 2.910%7/17/23$1 PV ON 46.9500 SHARES DUE 4/15/2022 $0.00243/PV ON 19,358.80 PV DUE - - 46.95 - - -' 04/15/2022 4/15/22 04/15/2022 0.4/15/2022 0.4/15/2022 47789JAD8 PAID DOWN PAR VALUE OF JOHN DEERE OWNER 2.910% 7/17/23 (8,664.23) 434.72 8,664.23 (8,663.16) - 1.07'. 47789KAC7 INTEREST EARNED ON JOHN DEERE OWNER 1.100% 8/15/24 $1 PV ON 266.6100 SHARES DUE 4/15/2022 $0.00092/PV ON 290,848.35 PV DUE - - 266.61 - - 04/15/2022 4/15/22 04/15/2022 04/15/2022 04/15/2022 47789KAC7 PAID DOWN PAR VALUE OF JOHN DEERE OWNER 1.100% 8/15/24 (23,749.39) 158.59 23,749.39 (23,747.94) - 1.45', 58770FAC6 INTEREST EARNED ON MERCEDES BENZ AUTO 1.840% 12/15/22 $1 PV ON 26.2400 SHARES DUE 4/15/2022 $0.00153/PV ON 17,113.89 PV DUE - 26.24 - - 04/15/2022 4/15/22 04/15/2022 04/15/2022 04/15/2022 58770FAC6 PAID DOWN PAR VALUE OF MERCEDES BENZ AUTO 1.840%12/15/22 CMO FINAL PAYDOWN 9,825.60 1.00 7,425.60 (9,825.60) 4.34 2,40000 4.34 1.00 (4.34) 858.93 1.00 (858.93) 85893 334.10 1.00 (334.10) 334.10 135.42 9,825.60 (530.72) 4.34 858.93 334.10 (127.69) 80286EAC0 INTEREST EARNED ON SANTANDER AUTO REC 1.860% 11/17/25 $1 PV ON 889.1700 SHARES DUE 4/15/2022$0.00162/PV ON 550,000.00 PV DUE 04/15/2022 4/15/22 89238UAD2 INTEREST EARNED ON TOYOTA AUTO 1.910% 9/15/23 $1 PV ON 124.0700 SHARES DUE 4/15/2022 $0.00159/PV ON 77,951.76 PV DUE 04/15/2022 4/15/22 04/15/2022 04/15/2022 04/15/2022 89238UAD2 PAID DOWN PAR VALUE OF TOYOTA AUTO 1.910% 9/15/23 8923806E0 INTEREST EARNED ON TOYOTA AUTO 1,880% 11/15/24 $1 PV ON 861.6700 SHARES DUE 4/15/2022 $0.00157/PV ON 550,000.00 PV DUE 04/15/2022 4/15/22 04/15/2022 89238U4E0 AMORTIZED PREMIUM ON TOYOTA AUTO 1.880%11/15/24 CURRENT YEAR AMORTIZATION 04/15/2022 912820084 INTEREST EARNED ON U S TREASURY NT 0.625% 10/15/24 $1 PV ON 1115000.0000 SHARES DUE 4/15/2022 04/18/2022 04/18/2022 04/18/2022 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 04/20/2022 144141DC9 AMORTIZED PREMIUM ON PROG ENERGY CAROLINA 2.800% 5/15/22 CURRENT YEAR AMORTIZATION 04/20/2022 04/18/2022 04/20/2022 144141 DC9 SOLD PAR VALUE OF PROG ENERGY CAROLINA 2.800% 5/15/22 /MARKETAXESS CORP/250,000 PAR VALUE AT 100.121 % (250,000.00) 04/20/2022 04/20/2022 144141 DC9 RECEIVED ACCRUED INTEREST ON SALE OF PROG ENERGY CAROLINA 2.800% 5/15/22 -.. 04/20/2022 04/20/2022 04/20/2022 31546V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 253,571.39 92858KAC7 INTEREST EARNED ON VOLKSWAHEN AUTO LN 1.020% 6/22/26 $1 PV ON 255.0000 SHARES DUE 4/20/2022 $0.00085/PV ON 300,000.00 PV DUE 04/20/2022 4/20/22 04/21/2022 04/21/2022 04/21/2022 318460203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 183.33. 1.00 (183.33) 183.33 43815GAC3 INTEREST EARNED ON HONDA AUTO REC 0.880% 1/21/26$1 PV ON 183.3300 SHARES DUE 4/21/2022$0.00073/PV ON 250,000.00 PV DUE - - 183.33 04/21/2022 4/21/22 04/22/2022 06051 GJR7 INTEREST EARNED ON BK OF AMERICA MTN 0.976% 4/22/255 $1 PV ON 235000.0000 SHARES DUE 4/22/2022 - - 1,146.80 04/22/2022 04/22/2022 04/22/2022 31846V203 PURCHASED UNITS OF FIRST AM GOVT 08 FD CL V 1,146.80 1.00 (1,146.80) 05588CAC6 INTEREST EARNED ON BMW VEHICLE OWNER 1.920% 1/25/24 $1 PV ON 145.0000 SHARES DUE4/25/2022 $0.00160/PV ON 90,626.36 PV DUE - - 145.00 04/25/2022 4/25/22 04/25/2022 04/25/2022 04/25/2022 05588C406 PAID DOWN PAR VALUE OF BMW VEHICLE OWNER 1.920% 1/25/24 (14,639.90) - 14,639.90 04/25/2022 064060403 INTEREST EARNED ON BANK OF NY MTN 0.34291 % 10/25/24 51 PV ON 500000.0000 SHARES DUE 4/25/2022 - - 428.64 132.12 258.60 (17,113.89). 42.74 17,113.89 (17,111.63) - 2.26 889.17 - - 124.07 (13,253.99). 284.18 13,253.99 (13,253.88) - 0.11 861.67 - - 104,541.42 1.00 1.00 1.00 3,484.38 (104,541.42) 250,302.50 3,013.89 (253,571.39) 255.00 (235.46) 104,541.42 (338.26) (250,049.21) 253,571.39 253.29 3136AKQM8 INTEREST EARNED ON FNMA GTD REMIC 3.056% 6/25/24 $1 PV ON 935.2600 SHARES DUE 4/25/2022 $0.00255/PV ON 367,248.79 PV DUE - 935.26 04/25/2022 4/25/22 04/25/2022 3136AKQM8 AMORTIZED PREMIUM ON FNMA GTD REMIC 3.056% 6/25/24 CURRENT YEAR AMORTIZATION 04/25/2022 04/25/2022 04/25/2022 3136AKQM8 PAID DOWN PAR VALUE OF FNMA GTD REMIC 3.056% 6/25/24 (15,092.45) - 15,092.45 (15,706.09) - (613.64) 04/25/2022 3136AKQM8 INTEREST EARNED ON FNMA GTD REMIC 3.056% 6/25/24 $1 PV ON 367248.7900 SHARES DUE 4/25/2022 PENALTY PAYMENT - - 135.97 - - - 04/25/2022 31374TRW4 INTEREST EARNED ON F H L M C MULTICLA 2.373% 5/25/22 $1 PV ON 22772.7900 SHARES DUE 4/25/2022 04/25/2022 31374TRW4 AMORTIZED PREMIUM ON F H L M C MULTICLA 2.373% 5/25/22 CURRENT YEAR AMORTIZATION 04/25/2022 04/25/2022 04/25/2022 31374TRW4 PAID DOWN PAR VALUE OF F H L M C MULTICLA 2.373% 5/25/22 CMO FINAL PAYDOWN (22,772.79) 313781 U75 INTEREST EARNED ON F H L M C MLTCL MT 3.22404% 1/25/23 $1 PV ON 117.1400 SHARES DUE 4/25/2022 $0.00210/PV ON 55,735.85 PV DUE 04/25/2022 4/25/22 04/25/2022 313781 U75 AMORTIZED PREMIUM ON F H L M C MLTCL MT 3.22404% 1/25/23 CURRENT YEAR AMORTIZATION - (6.55) - - 04/25/2022 04/25/2022 04/25/2022 313781075 PAID DOWN PAR VALUE OF F H L M C MLTCL MT 3.22404% 1/25/23 (250.79) 111.52 250.79 (251.05) - (0.26) 04/25/2022 3137836J2 AMORTIZED PREMIUM ON 09 L M C MLTCL MT 3.31196% 2/25/23 CURRENT YEAR AMORTIZATION - (504.87) - - 1,146.80 (14,637.93) - 1.97 (584.46) 45.03 (3.78) 33.05 22,772.79 (22,776.44) - (3.65) 117.14 3137836J2 INTEREST EARNED ON F H L M C MLTCL MT 3.31196% 2/25/23 $1 PV ON 1280.5200 SHARES DUE 4/25/2022 $0.00277/PV ON 462,838.13 PV DUE 1,280.52 04/25/2022 4/25/22 04/25/2022 104/25/2022 04/25/2022 3137836J2 PAID DOWN PAR VALUE OF F H L M C MLTCL MT 3.31196%. 2/25/23 3137B4GY6 INTEREST EARNED ON F H L M C MLTCL MT 3.310% 5/25/23 $1 PV ON 1406.7500 SHARES DUE 4/25/2022 $0.00276/PV ON 510,000.00 PV DUE 04/25/2022 4/25/22 04/25/2022 (1,162.19) - 1,162.19 (1,174.70) - (12.51) - 1,406.75 - - - 313784GY6 AMORTIZED PREMIUM ON F H L M C MLTCL MT 3.310% 5/25/23 CURRENT YEAR AMORTIZATION - - - (1,227.54) 3137B4WB8 INTEREST EARNED ON F H L M C MLTCL MTG 3.060% 7/25/23 $1 PV ON 1249.5000 SHARES DUE 4/25/2022 $0.00255/PV ON 490,000.00 PV DUE - - 1,249.50 04/25/2022 4/25/22 04/25/2022 3137B4WB8 AMORTIZED PREMIUM ON F H L M C MLTCL MTG 3.060% 7/25/23 CURRENT YEAR AMORTIZATION 3137E00135 INTEREST EARNED ON F H L M C MLTCL 0.25799% 8/26/24 $1 PV ON 31.9400 SHARES DUE 4/25/2022 $0.00021/PV ON 148,567.71 PV DUE - - 31.94 04/25/2022 4/25/22 (6 724) 04/25/2022 04/25/2022 04/25/2022 31546V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 28,452:62 1.00 (28,452.62) 28,452:62 04/25/2022 04/25/2022 04/25/2022 31846V203 SOLD UNITS OF FIRST AM GOVT 00 FD CL Y /I (178,758.75) 1.00 178,758.75 (178,758.75) 04/25/2022 04/18/2022 04/25/2022 950000200 PURCHASED PAR VALUE OF WELLS FARGO CO 3.908% 4/25/26 /WELLS FARGO SECURITIES, LLC/210,0 '( P ALUE AT 100 % 210,000.00 1.00 (210,000.00) 210,000.00 Page 106 of 109 IMFRIVERSIDE COUNTY TRANSPORTATION COMMISSION Account Number: 001050990415 Payden & Rygel Operating Portfolio Transaction Report Quarter ended June 30, 2022 Name: RIVERSIDE COUNTY TRANS COMM Units Federal Tax Cost Short Term Long Tenn Price Net Cash Amount Amount Gain/Loss Amount Gain/Loss Amount 04/27/2022 TRUST FEES COLLECTED CHARGED FOR PERIOD 03/01/2022 THRU 03/31/2022 COLLECTED BY DISBURSEMENT 04/27/2022 04/27/2022 04/27/2022 31846V203 SOLD UNITS OF FIRST AM GOVT OB FD CL Y 05/02/2022 130665172 AMORTIZED PREMIUM ON CALIFORNIA ST DEPT 2.0000 5/01/22 CURRENT YEAR AMORTIZATION _ 05/02/2022 05/01/2022 05/01/2022 13066YTZ2 MATURED PAR VALUE OF CALIFORNIA ST DEPT 2.000% 5/01/22 300,000 PAR VALUE AT 100 % 05/02/2022 _ 13066VTZ2 INTEREST EARNED ON CALIFORNIA ST DEPT 2.000% 5/01/22 S1 PV ON 300000.0000 SHARES DUE 5/1/2022 05/02/2022 13077DMJ8 INTEREST EARNED ON CALIFORNIA ST UNIV 0.475%11/01/2301 PV ON 150000.0000 SHARES DUE 5/1/2022 05/02/2022 21969AAC6 INTEREST EARNED ON CORONA CA 0.710% 5/01/24 S1 PV ON 190000.0000 SHARES DUE 5/1/2022 05/02/2022 05/02/2022 05/02/2022 318460203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 05/02/2022 31846V203 INTEREST EARNED ON FIRST AM GOVT OB FD CL V UNIT ON 0.0000 SHARES DUE 4/30/2022 INTEREST FROM 4/1/22 TO 4/30/22 05/02/2022 05/02/2022 05/02/2022 318460203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 05/02/2022 544587256 INTEREST EARNED ON LOS ANGELES CA MUN 0.683% 11/01/24 01 PV ON 230000.0000 SHARES DUE 5/1/2022 05/02/2022 - 544587Y28 INTEREST EARNED ON LOS ANGELES CA 0.515% 11/01/22 $1 PV ON 325000.0000 SHARES DUE 5/1/2022 05/02/2022 76913DF04 INTEREST EARNED ON RIVERSIDE CNTY CA 0.873%11/01/24$1 PV ON 230000.0000 SHARES DUE 5/1/2022 05/02/2022 95000U2H5 INTEREST EARNED ON WELLS FARGO MTN 2.406% 10/30/25 $1 PV ON 550000.0000 SHARES DUE 5/2/2022 9500002H5 INTEREST EARNED ON WELLS FARGO MTN 2.406% 10/30/25 $1 PV ON 550000.0000 SHARES DUE 5/2/2022 ***TAX INCOME ONLY*" 05/02/2022 05/03/2022 05/03/2022 05/03/2022 31846V203 PURCHASED UNITS OF FIRST AM GOVT 013 FD CL V 05/09/2022 05/09/2022 05/09/2022 318460203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 05/09/2022 69371 RR57 INTEREST EARNED ON PACCAR FINANCIAL MTN 0.900% 11/08/24 $1 PV ON 555000.0000 SHARES DUE 5/8/2022 05/11/2022 037833009 INTEREST EARNED ON APPLE INC 0.750% 5/11/23 $1 PV ON 195000.0000 SHARES DUE 5/11/2022 05/11/2022 06051 GKF5 INTEREST EARNED ON BK OF AMERICA MTN 0.84992% 2/05/25 $1 PV ON 250000.0000 SHARES DUE 5/6/2022 05/11/2022 05/11/2022 05/11/2022 318460203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 05/11/2022 05/11/2022 05/11/2022 318460203 PURCHASED UNITS OF FIRST AM GOVT 013 FD CL Y 05/12/2022 0231358W5 INTEREST EARNED ON AMAZON COM INC 0.450% 5/12/24 $1 PV ON 255000.0000 SHARES DUE 5/12/2022 05/12/2022 05/12/2022 05/12/2022 318460203 PURCHASED UNITS OF FIRST AM GOVT 013 FD CL Y 14043MAC5 INTEREST EARNED ON CAPTIAL ONE PRIME 1.600% 11/15/24 $1 PV ON 235.9600 SHARES DUE 5/15/2022 $0.00133/PV ON 176;966.25 PV DUE - - 235.96 05/16/2022 5/15/22 05/16/2022 05/15/2022 05/16/2022 14043MAC5 PAID DOWN PAR VALUE OF CAPTIAL ONE PRIME 1.600% 11/15/24. 262108505 INTEREST EARNED ON DRIVE AUTO 0.650% 7/15/25 $1 PV ON 135.4200 SHARES DUE 5/15/2022 $0.00054/PV ON 250,000.00 PV DUE - - 135.42 05/16/2022 5/15/22 05/16/2022 05/16/2022 05/16/2022 318460203 PURCHASED UNITS OF FIRST AM GOVT OB FD CLY 43815NAC8 INTEREST EARNED ON HONDA AUTO 05/16/2022 5/15/22 05/16/2022 05/15/2022 05/16/2022 43815NAC8 PAID DOWN PAR VALUE OF HONDA AUTO 1.780% 8/15/23 47789JAD8 INTEREST EARNED ON JOHN DEERE OWNER 2.910% 7/17/23 $1 PV ON 25.9300 SHARES DUE 5/15/2022 $0.00243/PV ON 10,694.57 PV DUE - - 25.93 05/16/2022 5/15/22 05/16/2022 05/15/2022 05/16/2022 47789JAD8 PAID DOWN PAR VALUE OF JOHN DEERE OWNER 2.910% 7/17/23 (10,013.90) 47789KAC7 INTEREST EARNED ON JOHN DEERE OWNER 1.100% 8/15/24 $1 PV ON 244.8400 SHARES DUE 5/15/2022 $0.00092/PV ON 267,098.96 PV DUE - - 244.84 05/16/2022 5/15/22 05/16/2022 05/15/2022 05/16/2022 47789KAC7 PAID DOWN PAR VALUE OF JOHN DEERE OWNER 1.100% 8/15/24 (31,300.86) 80286EACO INTEREST EARNED ON SANTANDER AUTO REC 1.860% 11/17/25 $1 PV ON 889.1700 SHARES DUE 5/15/2022 $0.00162/PV ON 550,000.00 PV DUE - - 889.17 05/16/2022 5/15/22 8923805/32 INTEREST EARNED ON TOYOTA AUTO 1.910% 9/15/23 $1 PV ON 102.9800 SHARES DUE 5/15/2022 $0.00159/PV ON 64,697.77 PV DUE - 102.98 05/16/2022 5/15/22 05/16/2022 05/15/2022 05/16/2022 89238UAD2 PAID DOWN PAR VALUE OF TOYOTA AUTO 1.910%9/15/23 (11,548.59) 38.73 11,548.59 (11,548.50) - 0.09 89238UAE0 INTEREST EARNED ON TOYOTA AUTO 1.880%11/15/24 $1 PV ON 861.6700 SHARES DUE 5/15/2022 $0,00157/PV ON 550,000.00 PV DUE - 861.67' 5/15/22 89238UAE0 AMORTIZED PREMIUM ON TOYOTA AUTO 1.880% 11/15/24 CURRENT YEAR AMORTIZATION - - - 91282CCC3 INTEREST EARNED ON U STREASURY NT 0.250% 5/15/24 $1 PV ON 980000.0000 SHARES DUE 5/15/2022 - - 1225.00 (566.85) ('300,00000) (566.85) 1.00 566.85 1.00 300,000.00 (566.85) (163.01) (300,000.00) 3,000.00 356.25 738.20 305,787.66 1.00 (306,787.66) 306,787.66 0.96 - 6,516 50 1.00 (6,616.50) 6,616.50 785.45 - 836.88 1,070.88 6,616.50 0.96 1.00 (0.96) 0.96 2,497.50 1.00 (2,497.50) 2,497.50 2,497.50 731.25 517.66 517.66 1.00 (517.66) 731.25 1.00 (731.25) 573.75 573.75 1.00 (573.75) 517.66 731.25 573.75 (14,890.68) 30.04 14,890.68 (14,887.51) - 3.17 376,364.02 1.00 (376,364.02) 376,364.02 1.780% 8/15/23 $1 PV ON 111.1000 SHARES DUE 5/15/2022 $0.00148/PV ON 74,901.29 PV DUE - - 111.10 (12,774.64) 35.02 12,774.64 (12,774..) 0.10 44.67 10,013.90 (10,012.67) - 1.23 14.29 31,300.86 (31,298.95) - 1.91 05/16/2022 05/16/2022 05/16/2022 05/16/2022 05/16/2022 05/16/2022 05/16/2022 05/18/2022 05/15/2022 05/18/2022 91282CDH1 INTEREST EARNED ON U S TREASURY NT 0.750% 11/15/24 $1 PV ON 620000.0000 SHARES DUE 5/15/2022 - - 2,325.00 91412HDJ9 INTEREST EARNED ON UNIV OF CA 3.283% 5/15/22 $1 PV ON 285000.0000 SHARES DUE 5/15/2022 - - 4,678.28 91412HDJ9 AMORTIZED PREMIUM ON UNIV OF CA 3.283% 5/15/22 CURRENT YEAR AMORTIZATION - 05/15/2022 91412HDJ9 MATURED PAR VALUE OF UNIV OF CA 3.283% 5/15/22 285,000 PAR VALUE AT 100 % (285,000.00) 1.00 285,000.00 05/18/2022 318460203 SOLD UNITS OF FIRST AM GOVT 013 FD CL Y (542,801.67) 1.00 542,801.67 91282CEQ0 PURCHASED PAR VALUE OF U S TREASURY NT 2.750% 5/15/25 /NATWEST MKTSSECS/FIXED INCOME/545,000 PAR VALUE AT 99.57421835 % 545,000.00 1,00 (542679.49) 05/18/2022 05/17/2022 05/18/2022 05/18/2022 05/18/2022 912820EQ0 PAID ACCRUED INTEREST ON PURCHASE OF U S TREASURY NT 2.750% 5/15/25 05/20/2022 05/20/2022 05/20/2022 318460203 PURCHASED UNITS OF FIRST AM GOVT 05 FD CL Y 92868KAC7 INTEREST EARNED ON VOLKSWAHEN AUTO LN 1.020% 6/22/26 $1 PV ON 255.0000 SHARES DUE 5/20/2022 $0.00085/PV ON 300,000.00 0V DUE - - 255.00 05/20/2022 5/20/22 05/23/2022 05/23/2022 05/23/2022 318460203 PURCHASED UNITS OF FIRST AM 50)/1" OB FD CL Y '183.33 1.00 (183.33) 183.33 43815GAC3 INTEREST EARNED ON HONDA AUTO REC 0.880% 1/21/26 $1 PO ON 183.3300 SHARES DUE 5/21/2022 $0.00073/PV ON 250,000.00 PV DUE - - 183.33 05/23/2022 5/21/22 05/25/2022 TRUST FEES COLLECTED CHARGED FOR PERIOD 04/01/2.022 THRU 04/30/2022 COLLECTED BY DISBURSEMENT - - (564.50) 05588CAC6 INTEREST EARNED ON BMW VEHICLE OWNER 1.920% 1/25/24 $1 PV ON 121.5800 SHARES DUE 5/25/2022 $0.00160/PV ON 75,986.46 PO DUE - - 127.58 05/25/2022 5/25/22 05/25/2022 05/25/2022 05/25/2022 05588CAC6 PAID DOWN PAR VALUE OF BMW VEHICLE OWNER 1.920% 1/25/24 05/25/2022 3134GXDZ4 INTEREST EARNED ON F H L M C MTN 0.450% 11/25/24 $1 PV ON 300000.0000 SHARES DUE 5/25/2022 3136AKQM8 INTEREST EARNED ON FNMA GTD REMIC 3.056% 6/25/24 $1 PV ON 896.8300 SHARES DUE 5/25/2022 $0.00255/PV' ON 352156.34 PV DUE 05/25/2022 5/25/22 05/25/2022 3136AKQM8 AMORTIZED PREMIUM ON FNMA GTD REMIC 3.056% 6/25/24 CURRENT YEAR AMORTIZATION 05/25/2022 05/25/2022 05/25/2022 3136AKQM8 PAID DOWN PAR VALUE OF FNMA GTD REMIC 3.056% 6/25/24 05/25/2022 3136AKQM8 INTEREST EARNED ON FNMA GTD REMIC 3.056% 6/25/24 $1 PV ON 352156.3400 SHARES DUE 5/25/2022 PENALTY PAYMENT 313781 U75 INTEREST EARNED ON F H L M C MLTCL MT 2.522% 1/25/23 $1 PV ON 116.6100 SHARES DUE 5/25/2022 $0.00210/PV ON 55,485.06 PV DUE 05/25/2022 5/25/22 05/25/2022 313781 U75 AMORTIZED PREMIUM ON P9 L M C MLTCL MT 2.522% 1/25/23 CURRENT YEAR AMORTIZATION 05/25/2022 05/25/2022 05/25/2022 313781 U75 PAID DOWN PAR VALUE OF F H L M C MLTCL MT 2.522% 1/25/23 _ 05/25/2022 3137B36J2 AMORTIZED PREMIUM ON P9 L M C MLTCL MT 3.31192% 2/25/23 CURRENT YEAR AMORTIZATION 3137036J2 INTEREST EARNED ON F H L M C MLTCL MT 3.31192% 2/25/23 $1 PV ON 1274.2000 SHARES DUE 5/25/2022 $0.00276/PV ON 461,675.94 PV DUE 149 (122.18) (220.87) (101.90) (285,000.00) (542801.67) 542679.49 255.00 1.00 (255.00) 255.00 (13,110.75) 13,110.75 (13,108.99) - 1.76 675.00 896.83 (542.36) (27,336.70) - 27,336.70 (28,406.08) (1,069.38) 213.21 116.61 05/25/2022 5/25/22 (264,24) 264.24 1,274.20 (6.32) (264.49) (487.36) (0.25) (1,219.33). 28.50 1,219.33 (1,231.18) Pape 11$1, 05/25/2022 05/25/2022 05/25/2022 3137836J2 PAID DOWN PAR VALUE OF 09 L M C MLTCL MT 3.31192% 2/25/23 9 PrRIVERSIDE COUNTY TRANSPORTATION COMMISSION Account Number: 001050990415 Payden & Rygel Operating Portfolio Transaction Report Quarter ended June 30, 2022 Name: RIVERSIDE COUNTY TRANS COMM Transaction Settlement Date Trade Date Date CUSIP Descri•tion hits ederal Tax Cost Short Tenn Price _ Net Cash Amount Amount Gain/Loss Amount 05/25/2022 05/25/2022 05/25/2022 05/25/2022 313784GY6 INTEREST EARNED ON P0 L M C MLTCL MT 3.310% 5/25/23 $1 PV ON 1406.7500 SHARES DUE 5/25/2022 $0.00276/PV ON 510000.00 PV DUE 5/25/22 3137B4GY6 AMORTIZED PREMIUM ON F H L M C MLTCL MT 3.310% 5/25/23 CURRENT YEAR AMORTIZATION 3137B4WBB INTEREST EARNED ON F H L M C MLTCL MTG 3.060% 7/25/23 $1 PV ON 490000.0000 SHARES DUE 5/25/2022 3137B4WB8 AMORTIZED PREMIUM ON F H L M C MLTCL MTG 3.060% 7/25/23 CURRENT YEAR AMORTIZATION 3137FYUR5 INTEREST EARNED ON F FILM C MLTCL 0.41736% 8/26/24 51 PV ON 51.6700 SHARES DUE 5/25/2022 $0.00035/PV ON 148,567.71 PV DUE 05/25/2022 5/25/22 05/25/2022 05/25/2022 05/25/2022 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 05/25/2022 05/25/2022 05/25/2022 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CLY 05/26/2022 05/26/2022 05/26/2022 318465203 SOLD UNITS OF FIRST AM GOVT OB FD CL V 05/26/2022 05/25/2022 05/26/2022 91282CEQ0 PURCHASED PAR VALUE OF U S TREASURY NT 2.750% 5/15/25 /CITADEL SECURITIES LLC/410,000 PAR VALUE AT 100.3398439 % 05/26/2022 05/26/2022 91282CEQ0 PAID ACCRUED INTEREST ON PURCHASE OF U S TREASURY NT 2.750% 5/15/25 05/31/2022 0231354J5 INTEREST EARNED ON AMAZON COM INC 2.500%11/29/22 $1 PV ON 300000.0000 SHARES DUE 5/29/2022 05/31/2022 023135AJ5 AMORTIZED PREMIUM ON AMAZON COM INC 2.500%11/29/22 CURRENT YEAR AMORTIZATION 05/31/2022 05/31/2022 05/31/2022 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 05/31/2022 61747YEA9 INTEREST EARNED ON MORGAN STANLEY 0.790% 5/30/25 01 PV ON 515000.0000 SHARES DUE 5/30/2022 61747YEA9 INTEREST EARNED ON MORGAN STANLEY 0.790% 5/30/25 $1 PV ON 515000.0000 SHARES DUE 5/30/2022 *** TAX INCOME ONLY *** 05/31/2022 06/01/2022 010831005 INTEREST EARNED ON ALAMEDA CNTY CA 3.095% 6/01/23 $1 PV ON 130000.0000 SHARES DUE 6/1/2022 06/01/2022 010831005 AMORTIZED PREMIUM ON ALAMEDA CNTY CA 3.095% 6/01/23 CURRENT YEAR AMORTIZATION 06/01/2022 088006JW2 INTEREST EARNED ON BEVERLY HILLS CA 0.373% 6/01/22 $1 PV ON 330000.0000 SHARES DUE 6/1/2022 06/01/2022 06/01/2022 06/01/2022 088006JW2 MATURED PAR VALUE OF BEVERLY HILLS CA 0.373% 6/01/22 330,000 PAR VALUE AT 100 % 06/01/2022 06/01/2022 06/01/2022 13032UUZ9 MATURED PAR VALUE OF CALIFORNIA ST HLTH 1.893% 6/01/22 520,000 PAR VALUE AT 100 % 06/01/2022 13032UUZ9 INTEREST EARNED ON CALIFORNIA ST HLTH 1.893% 6/01/22 $1 PV ON 520000.0000 SHARES DUE 6/1/2022 06/01/2022 06/01/2022 06/01/2022 318460203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 06/01/2022 31846V203 INTEREST EARNED ON FIRST AM GOVT OB FD CL V UNIT ON 0.0000 SHARES DUE 5/31/2022 INTEREST FROM 5/1/22 TO 5/31/22 06/01/2022 38122NA77 INTEREST EARNED ON GOLDEN ST TOB CA 1.400% 6/01/25 $1 PV ON 270000.0000 SHARES DUE 6/1/2022 91282CEQ0 PURCHASED PAR VALUE OF U S TREASURY NT 2.750% 5/15/25 /NOMURA SECURITIES/FIX INCOME/810,000 PAR VALUE AT 100.05859383 % 06/01/2022 05/31/2022 06/01/2022 06/01/2022 06/01/2022 91282CEQ0 PAID ACCRUED INTEREST ON PURCHASE OF U S TREASURY NT 2.750% 5/15/25 (1,02901) 06/02/2022 06/02/2022 06/02/2022 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 115.50 1.00 (115.50) 115.50 06/03/2022 023135850 INTEREST EARNED ON AMAZON COM INC SR NT 0.400% 6/03/23 $1 PV ON 270000.0000 SHARES DUE 6/3/2022 - - 540.00 - 06/03/2022 06/03/2022 06/03/2022 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 540.00 1:00 (540.00) 540.00 06/08/2022 06/06/2022 06/08/2022 0378330L1 SOLD PAR VALUE OF APPLE INC 1.700% 9/11/22 /BOFA SECURITIES, INC./170,000 PAR VALUE AT 100.024% (170,000.00) 1.00 170,040.80 (169,971.10) 06/08/2022 06/08/2022 037833DL1 RECEIVED ACCRUED INTEREST 014 SALE OF APPLE INC 1.700% 9/11/22 - - 698.42 06/08/2022 06/08/2022 06/08/2022 318460203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 170,739.22 1.00 (170.73922) 170,739.22 06/08/2022 06/08/2022 06/08/2022 310460203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 1,343.98 1.00 (1,343 98) 1,343.98 06/08/2022 848590583 INTEREST EARNED ON SPIRE MISSOURI 0.53871%12/02/24$1 PV ON 595000.0000 SHARES DUE 6/2/2022 - - 1,343.98 - 06/10/2022 06/10/2022 06/10/2022 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 163,761.15. 1.00 (163,761.15) 163,761.15 06/10/2022 46647PCS3 INTEREST EARNED ON JPMORGAN CHASE CO 1.04775% 12/10/25 $1 PV ON 270000.0000 SHARES DUE 6/10/2022 - - 722.95 - ---TOOT ---_-.__. 06/10/2022 06/09/2022 06/10/2022 912796S34 SOLD PAR VALUE OF U S TREASURY BILL 1/26/23/BNKOFMONT,CHBRNCH/CM/165,000 PAR VALUE AT 98.8110303 % (165,000.00) 0.99 163,038.20 (163,618.76) 06/13/2022 06/13/2022 06/13/2022 318460203 SOLD UNITS OF FIRST AM GOVT OB FD CL 0 (169,960.90) 1.00 169,960.90 (169,960.90) 06/13/2022 06/06/2022 06/13/2022 69371 RR81 PURCHASED PAR VALUE OF PACCAR FINANCIAL 3.1 5016 6/13/24 /BOFA SECURITIES, INC./FXD INC/170,000 PAR VALUE AT 99.977%. 170,000.00 1.00 (169,960.90) 169,960.90 14043MAC5 INTEREST EARNED ON CAPTIAL ONE PRIME 1.600% 11/15/24 S1 PV ON 216.1000 SHARES DUE 6/15/2022 $0.00133/PV ON 162,075.57 PV DUE 216.10 06/15/2022 6/15/22 06/15/2022 06/15/2022 06/15/2022 14043MAC5 PAID DOWN PAR VALUE OF CAPTIAL ONE PRIME 1.600% 11/15/24 (14,066.60). - 14,066.60 (14,063.61) 262108AD5 INTEREST EARNED ON DRIVE AUTO 0.650% 7/15/25 $1 PV ON 135.4200 SHARES DUE 6/15/2022 $0.00054/PV ON 250,000.00 PV DUE - - 135.42 06/15/2022 6/15/22 06/15/2022 06/15/2022 06/15/2022 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 13,471.02 1.00 (73,471.02) 13,471.02 06/15/2022 06/15/2022 06/15/2022 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 52,392.17 1.00 (52,392.17) 52,392.17 43815NAC8 INTEREST EARNED ON HONDA AUTO 1.780% 8/15/23 $1 PV ON 92.1500 SHARES DUE 6/15/2022 $0.00148/PV ON 62,126.65 PV DUE - - 92.15 06/15/2022 6/15/22 06/15/2022 06/15/2022 06/15/2022 43815NAC8 PAID DOWN PAR VALUE OF HONDA AUTO 1.780%8/15/23 (11,789.25) - 11,789.25 (11,789.15) 47789JAD8 INTEREST EARNED ON JOHN DEERE OWNER 2.910% 7/17/23 $1 PV ON 1.6500 SHARES DUE 6/15/2022 $0.00242/PV ON 680.67 PV DUE 1.65 - 06/15/2022 6/15/22 06/15/2022 06/15/2022 06/15/2022 47789JAD8 PAID DOWN PAR VALUE OF JOHN DEERE OWNER 2.910% 7/17/23 CMO FINAL PAYDOWN 47789KAC7 INTEREST EARNED ON JOHN DEERE OWNER 1.100% 8/15/24 $1 PV ON 216.1500. SHARES DUE 6/15/2022 $0.00092/PV ON 235,798.10 PV DUE 06/15/2022 6/15/22 06/15/2022 06/15/2022 06/15/2022 47789KAC7 PAID DOWN PAR VALUE OF JOHN DEERE OWNER 1.100% 8/15/24 .TOOT__ DER AUTO REC 1.940% 11/17/25 $1 PV ON 889.1700 SHARES DUE 6/15/2022 $0.00162/PV ON 550,000:00 PV DUE 06/15/2022 6/15/22 89238UAD2 INTEREST EARNED ON TOYOTA AUTO 1.910% 9/15/23 S1 PV ON 84.6000 SHARES DUE 6/15/2022 $0.00159/PV ON 53,149.18 PV DUE 06/15/2022 6/15/22 06/15/2022 06/15/2022 06/15/2022 89238UAD2 PAID DOWN PAR VALUE OF TOYOTA AUTO 1.910% 9/15/23 .(10,954.91) 124.60 10,954.91 (10;954.82) 89238UAE0 INTEREST EARNED ON TOYOTA AUTO 1.880% 11/15/24 $1 PV ON 861.6700 SHARES DUE 6/15/2022 $0.00157/PV ON 550,000.00 PV DUE - - 861.67 - 06/15/2022 6/15/22 06/15/2022 89238UAE0 AMORTIZED PREMIUM ON TOYOTA AUTO 1.880% 11/15/24 CURRENT YEAR AMORTIZATION - - (220.55) - 06/15/2022 91282CBA8 INTEREST EARNED ON U S TREASURY NT 0.125% 12/15/23 S7 PV ON 5640000.0000 SHARES DUE 6/15/2022 - - 3,525.00 - - 06/15/2022 91282CCG4 INTEREST EARNED ON U S TREASURY NT 0.250% 6/15/24 $1 PV ON 280000.0000 SHARES DUE 6/15/2022 - - 350.00 - 06/15/2022 91282CDN8 INTEREST EARNED ON U S TREASURY NT 1.000% 12/15/24 $1 PV ON 610000.0000 SHARES DUE 6/15/2022 - 3,050.00 - 06/15/2022 91282CDN8 AMORTIZED PREMIUM ON U S TREASURY NT 1.000% 12/15/24 CURRENT YEAR AMORTIZATION - - (129.46) - 06/21/2022 06/21/2022 06/21/2022 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y _ _ 121,174.58 1.00 (121,174.58) 121,174.58 43815GAC3 INTEREST EARNED ON HONDA AUTO REC 0.880%1/21/26$1 PV ON183.3300 SHARES DUE 6/21/202250.00073/50 ON 250,000.00 PV DUE 183.33 - 06/21/2022 6/21/22 06/21/2022 6933044P2 AMORTIZED PREMIUM ON PECO ENERGY CO 2.375%9/15/22 CURRENT YEAR AMORTIZATION (121.22) 06/21/2022 06/18/2022 06/18/2022 693304452 FULL CALL PAR VALUE OF PECO ENERGY CO 2.375% 9/15/22 /CALLS/ (120,00000). 1.00 120,000.00 (120,000.00) - 06/21/2022 6833044P2 INTEREST EARNED ON PECO ENERGY CO 2.375% 9/15/22 $1 PV ON 120000.0000 SHARES DUE 6/18/2022 - - 736.25 - - _._ . 92868KAC7 INTEREST EARNED ON VOLKSWAHEN AUTO LN 1.022 P 0% 6/22/26 $1 PV ON 255.0000 SHARES DUE 6/20/2022 $0.00085/PV ON 300,000.00 PV DUE 255.00 - 06/21/2022 6/20/22 g�__ �- //��� 06/22/2022 06/17/2022 06/22/2022 06051 GKFS SOLD PAR VALUE OF BK OF AMERICA MTN 1.44392% 2/05/25 /BOFA SECURITIES, INC./FXD INC/250,000 Pgl5,QJE AT 98.125 % (250;000.00) 0.98 245,312.50 (250,000.05) (4,687.50) 06/22/2022 06/22/2022 06051GKFS RECEIVED ACCRUED INTEREST ON SALE OF BK OF AMERICA MTN 1.44392% 2/05/25 513.21 - 1,406.75 1,249.50 (1,187.94) (587.66) 51.67 3,956.24 1.00 (3,956.24) 43,415.63 1.00 (43,415.63) (411,730.38) 1.00 411,730.38 410,000.00 1.00 (411,393.36) (337.02) 3,750.00 5,784.25 1.00 (5,784.25) 3.956.24 Long Tenn Gain/Loss Amount 2,034.25 43,415.63 (411,730.38) 411,393.36 2,011.75 615.45 (3,361.53) 5,784.25 (730.44) (330,000.00) 1,00 334000.00 (330,000.00) (520,000.00) 1.00 520,000.00 (520,000.00) 4,921.80 - 47,935.38 1.00 (47,935.38) 47,935.38 115.50 - - 1,890.00 - 810,000.00 1.00 (810,474.61) 810,474.61 (580.56) (680.67) 0.00 680.67 (680.59) 216.15 - (18,949.85) 18,949.85 (18,948.69) 889.17 - 84.60 69.70 2.99 0.10 0.08 1.16 0.09 Page 108 of 109 PIRIVERSIDE COUNTY TRANSPORTATION COMMISSION Account Number: 001050990415 Payden & Rygel Operating Portfolio Transaction Report Quarter ended June 30, 2022 Name: RIVERSIDE COUNTY TRANS COMM Units Federal Tax Cost Short Term Long Tenn Price Net Cash Amount Amount Gain/Loss Amount Gain/Loss Amount 06/22/2022 06/17/2022 06/22/2022 06406RAY3 SOLD PAR VALUE OF BANK OF NY MTN 0,34291% 10/25/24 /MARKETAXESS CORP/500,000 PAR VALUE AT 97.607 % 06/22/2022 06/22/2022 06406RAY3 RECEIVED ACCRUED INTEREST ON SALE OF BANK OF NV MTN 0.34291% 10/25/24 06/22/2022 05/26/2022 06/22/2022 20772KQH5 PURCHASED PAR VALUE OF CONNECTICUT ST 3.292% 6/15/25 /PERSHING LLC/170,000 PAR VALUE AT 100 % 06/22/2022 06/22/2022 06/22/2022 318469203 PURCHASED UNITS OF FIRST AM GOVT OB FD CLY 06/24/2022 06/24/2022 06/24/2022 318469203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 06/24/2022 06/27/2022 05588CAC6 INTEREST EARNED ON BMW VEHICLE OWNER 1.920%1/25/24$1 PV ON 100.6000 SHARES DUE 6/25/2022 $0.00160/PV ON 62,875.71 PV DUE 06/27/2022 6/25/22 06/27/2022 06/25/2022 06/27/2022 05588CAC6 PAID DOWN PAR VALUE OF BMW VEHICLE OWNER 1.9205 1/25/24 3136AKQM8 INTEREST EARNED ON FNMA GTD REMIC 3.056% 6/25/24 $1 PV ON 827.2100 SHARES DUE 6/25/2022 $0.00255/PV ON 324,819,64 PV DUE 06/27/2022 6/25/22 06/27/2022 06/27/2022 06/25/2022 06/27/2022 (500,000.00) 0.98 488,035.00 (500,000.00) (11,965.00) 697.01 170,000.00 564,557.72 1.00 (170,000.00) 170,000.00 1.00 (564,557.72) 564,557,722 467.83 1.00 (467.83) 467.83 6_9351 UAY9 INTEREST EARNED ON PPL ELEC UTILS 0.91531% 6/24/24 $1 PV ON 200000.0000 SHARES DUE 6/24/2022 TRUST FEES COLLECTED CHARGED FOR PERIOD 05/01/2022 THRU 05/31/2022 COLLECTED BY DISBURSEMENT 467.83 (566.79) (11,791.95) 100.60 11,791.95 (11,790.37) 827.21 1.58 06/27/2022 06/27/2022 06/27/2022 06/25/2022 06/27/2022 06/27/2022 06/27/2022 06/25/2022 06/27/2022 313703672 PAID DOWN PAR VALUE OF F H L M C MLTCL MT 3.37192% 2/25/23 3136AKQM8 AMORTIZED PREMIUM ON FNMA GTD REMIC 3.056% 6/25/24 CURRENT YEAR AMORTIZATION (516.93) 06/27/2022 3136AKQM8 PAID DOWN PAR VALUE OF FNMA GTD REMIC 3.056% 6/25/24 3136AKOM8 INTEREST EARNED ON FNMA GTD REMIC 3.056% 6/25/24 $1 PV ON 324819.6400 SHARES DUE 6/25/2022 PENALTY PAYMENT 3137131575 INTEREST EARNED ON P51 L M C MLTCL MT 2.522% 1/25/23 $1 PV ON 116.0600 SHARES DUE 6/25/2022 $0.00210/PV ON 55,220.82 PV DUE 6/25/22 (30,583.94). 30,583.94 (31,731.67) (1,147.73) 130.57 116.06 313781 U75 AMORTIZED PREMIUM ON F H L M C MLTCL MT 2.522% 1/25/23 CURRENT YEAR AMORTIZATION 06/27/2022 313781 U75 PAID DOWN PAR VALUE OF F H L M C MLTCL MT 2.522% 1/25/23 (6.49) 313783672 AMORTIZED PREMIUM ON F H L M C MLTCL MT 3.31192% 2/25/23 CURRENT YEAR AMORTIZATION 3137B36J2 INTEREST EARNED ON F H L M C MLTCL MT 3.31192% 2/25/23 $1 PV ON 1273.9300 SHARES DUE 6/25/2022 $0.00277/PV ON 460,456.61 PV DUE 6/25/22 (252.67). - 252.67 (252:88) (0.21) 1,273.93 (502.28) 06/27/2022 06/27/2022 06/27/2022 06/27/2022 06/27/2022 06/27/2022 06/25/2022 06/27/2022 3137F7095 PAID DOWN PAR VALUE OF F H L M C MLTCL 0.50049% 8/26/24 06/27/2022 06/27/2022 06/27/2022 318469203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 06/27/2022 06/27/2022 06/27/2022 318469203 PURCHASED UNITS OF FIRST AM GOVT GB FD CL Y (1,169.76) 29.70 1,169.76 (1,179.84) - (10.08) 3137B4GY6 INTEREST EARNED ON P51 L M C MLTCL MT 3.310% 5/25/23 $1 PV ON 1406.7500 SHARES DUE 6/25/2022 $0.00276/PV ON 510,000.00 PV DUE - - 1,406.75. 6/25/22 3137B4GY6 AMORTIZED PREMIUM ON F H L M C MLTCL MT 3.310% 5/25/23 CURRENT YEAR AMORTIZATION 3137B4WB8 INTEREST EARNED ON F H L M C MLTCL MTG 3.060% 7/25/23 $1 PV ON 490000.0000 SHARES DUE 6/25/2022 3137B4WB8 AMORTIZED PREMIUM ON F H L M C MLTCL MTG 3.060% 7/25/23 CURRENT YEAR AMORTIZATION 3137FVUR5 INTEREST EARNED ON F H L M C MLTCL 0.50049% 8/26/24 $1 PV ON 61.9600 SHARES. DUE 6/25/2022 50.00042/P9 ON 148,567.71 PV DUE 6/25/22 1,249.50 61.96 (1,227.54) (607.24) (18,315.24) 35,234.91 31,478.44 1.00 1.00 18,315.24 (35,234.91) (31,478.44) (18,315.24) 35,234.91 31,478.44 0.00 65,265.20 (17,233.06) (2,521.72) 151 Page 109 of 109 rilk8711* Riverside County TMnsportation Commission SHORT DURATION FIXED INCOME AUGUST 11, 2022 MetLife Investment Management ATTACHMENT 10 Table of Contents MetLife Investment Management Overview Market Review Portfolio Review Appendix MetLife Investment Management 153 1. MetLife Investment Management Overview MetLife Investment Management 3 154 Overview MetLife Investment Management (MIM)1 manages Public Fixed Income, Private Capital and Real Estate assets for institutional investors worldwide by applying our deep asset class expertise to build tailored portfolio solutions. We also leverage the broader resources and 150 -year history of MetLife to skillfully navigate markets. MIM Highlights Total Assets Under Management of $590.9 billion2 as of June 30, 2022 Separate accounts, proprietary commingled funds and client -specific portfolio solutions Experienced and tenured investment teams Deep fundamental research Leverages the broader resources of the MetLife enterprise Philadelphia Santiago Global Presence1,3 Whippany Dublin qv London Tokyo Hong Kong S.A.R. 1.As of June 30, 2022, subsidiaries of MetLife, Inc. that provide investment management services to MetLife's general account, separate accounts and/or unaffiliated/third party investors include Metropolitan Life Insurance Company, MetLife Investment Management, LLC, MetLife Investment Management Limited, MetLife Investments Limited, MetLife Investments Asia Limited, MetLife Latin America Asesorias e Inversiones Limitada, MetLife Asset Management Corp. (Japan), MIM I LLC, and MetLife Investment Management Europe Limited. 2.As of June 30, 2022. At estimated fair value. See Appendix — End Notes for additional information. 3.IIIustration shown depicts locations of select MIM regional offices, chosen in MIM's discretion; not a complete representation of MIM's regional offices. MetLife Investment Management 4 155 Short Duration Fixed Income Team Portfolio Management Scott Pavlak, CFA Juan Peruyero Responsibility Head of Short Duration Fixed Income Portfolio Manager Industry Experience (yrs) 34 21 Portfolio Management Support David Wheeler, CFA Steve Kelly, CFA Kimberley Slough John Palphreyman, CFA Phil Tran Credit Credit Municipals Structured Products Treasuries, Agencies, Money Markets 36 35 29 23 19 Trading Dana Cottrell Thomas McClintic Jason Valentino U # of Traders Head of Investment Grade Trading Head of High Yield Trading Head of Structured Products Trading 5 Average Industry Experience rs 2 16 26 8 17 MetLife Investment Management Research ■ Brian Funk, CFA Ian Bowman Park Benjamin, CFA Scott O'Donnell Richard Davis, CFA Zach Bauer, CFA Susan Young Brent Garrels Joseph Gankiewicz, CFA Jiming Tao, CFA Francisco Paez, CFA Priya Desai Meena Pursnani Cathy Oh Angela Best Head of Credit Research verage Industry Analyst's Experience (yrs) 25 Sector Leader — Consumer & Healthcare 7 17 Sector Leader— Energy, Basics, Materials 6 13 Sector Leader — Financials 11 16 Sector Leader— Industrials 6 15 Sector Leader— Telecom, Media, Technology Sector Leader — Utilities & Midstream 8 16 8 14 Sector Leader — Special Situations 2 27 Sector Leader — Municipals Credit Strategy 7 21 i Head of Structured Products Research Sector Leader — ABS Sector Leader— CMBS Sector Leader - RMBS Sector Leader — CLO 1 # of Analysts 20 Average Industry Experience (yrs) 25 2 17 2 23 1 20 2 14 156 5 2. Market Review MetLife Investment Management 6 157 Yields (%) As of June 30, 2022 3.25% 3.00% 2.75% 2.50% 2.25% 2.00% 1.75% 1.67 1.50% 1.25% 1.00% 0.75% 0.50 0.50% 0.25% 0.04 0.00% U.S. Treasury 3 -Month Source: Bloomberg 2.34 0.73 2.96 0.96 2.51 3.01 U.S. Treasury U.S. Treasury 2 -Year 3 -Year ■ 12/31/2021 3/31/2022 MetLife Investment Management 2.46 1.26 3.04 1.51 2.34 3.02 U.S. Treasury U.S. Treasury 5 -Year 10 -Year ■ 6/30/2022 158 Yield Curves As of June 30, 2022 5 -Year Less 3 -Month Basis Points 400 300 200 100 0 -100 OLIO' Akilb iM• ON 00, 00 0� Oh 00 O'1 Orb 00 00 O� 00' 00 Off` Oh OHO O� 00 00 ,�O �� ,��, ‹b �� ,h �O ,�� t0 �O O t �O Pb �O �O t b �O tO /O X00' �' 5 -Year Less 3 -Month Fed Tightening Recession 10 -Year Less 2 -Year Basis Points 275 225 175 125 75 25 -25 -75 O� O` , 00 OR Oh 00 01 00 00 00 O^ O`1• 00 Off` Oh 00 O'\ 00 Ocb ,�O �N ,�0, ,�0 �R �<o ,�0 i\ ,�cb ,�°5 O N NO NO N �O ,�O �O NO �O �O (LO (LO (LO (LO (LO (LO (LO (LO (LO (LO (LO (LO (LO (LO (LO (LO �O 9, (LO (O ,OO' (LO`1' • 10 -Year Less 2 -Year Fed Tightening Recession Source: Bloomberg MetLife Investment Management 6 159 8 Federal Reserve Projections 2022 2023 2024 December -19 Projection December -20 Projection December -21 Projection March -22 Projection June -22 Projection 1.8% 3.2% 4.0% N/A 2.4% 2.2% 2.2% 1.7% N/A N/A 2.0% 2.0% 1.9% PCE Inflation December -19 Projection December -20 Projection December -21 Projection March -22 Projection June -22 Projection 2.0% 1.9% 2.6% 4.3% N/A 2.0% 2.3% 2.7% 2.6% N/A N/A 2.1% 2.3% 2.2% Core PCE Inflation December -19 Projection December -20 Projection December -21 Projection March -22 Projection June -22 Projection 2.0% 1.9% 2.7% 4.1% N/A 2.0% 2.3% 2.6% 2.7% N/A N/A 2.1% 2.3% 2.3% Unemployment Rate December -19 Projection December -20 Projection December -21 Projection March -22 Projection June -22 Projection Source: Federal Reserve MetLife Investment Management 3.7% 4.2% 3.5% 3.5% N/A 3.7% 3.5% 3.5% 3.9% N/A N/A 3.5% 3.6% 4.1% 160 9 Real GDP - as of June 30, 2022 6.0% 5.0% 4.0% 3.0% 2.0% 1.0% 0.0% -1.0% -2.0% -3.0% -4.0% 5.7% 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 2.8% 2.0% -0.1% -2.6% 2.7% 1.5% 2.3% 1.8% 2.3% 2.7% 1.7% 2.3% 2.9% 2.3% -3.4% 5.7% Year Quarter Real GDP QoQ (%) Consumer Spending Fixed Investment Government Spending Net Exports Inventories 2018 10 3.10 1.64 1.14 0.15 -0.16 0.31 2.9% 2Q 3.40 2.34 1.03 0.49 0.40 -0.89 3Q 1.90 1.79 0.15 0.17 -1.66 1.50 4Q 0.90 1.16 0.31 -0.14 -0.51 0.08 2019 10 2.40 0.43 0.64 0.47 0.39 0.49 2.3% 2Q 3.20 2.37 1.06 0.86 -0.50 -0.57 3Q 2.80 2.12 0.54 0.36 0.07 -0.32 4Q 1.90 1.13 -0.19 0.52 1.43 -0.99 2020 10 -5.10 -4.79 -0.41 0.63 -0.05 -0.51 -3.4% 2Q -31.20 -24.10 -5.63 0.97 1.53 -4.01 3Q 33.80 25.51 4.88 -0.19 -3.25 6.84 4Q 4.50 2.26 2.92 -0.09 -1.65 1.10 2021 10 6.30 7.44 2.25 0.77 -1.56 -2.62 5.7% 2Q 6.70 7.92 0.61 -0.36 -0.18 -1.26 3Q 2.30 1.35 -0.16 0.17 -1.26 2.20 4Q 6.90 1.76 0.50 -0.46 -0.23 5.32 2022 10 -1.60 1.24 1.28 -0.51 -3.23 -0.35 Average (2011-2022) 2.25 Source: Bureau of Economic Analysis MetLife Investment Management 1.64 0.77 0.02 -0.32 0.14 161 10 Labor Market As of June 30, 2022 Unemployment Rate 16.0% 14.0% 12.0% 10.0% 8.0% 6.0% 4.0% 2.0% 3.6% cbrt, q)(rD Cbb \ OR O1 CSC) 0°D OC 035 P\(1• N(13 NO \O \O NO , \O KO ,�O q 19) (O (O 1, �O ,LO (O� Source: Bureau of Labor Statistics 1 As of 12/31/20 MetLife Investment Management Date Total 16-24 Years 25-54 Years 55+ Years Percent Distribution1 100% 12.6% 63.8% 23.6% Mar -2020 62.7 54.9 Apr -2020 Jun -2020 61.4 52.4 82.5 49.2 79.9 39.6 81.5 39.0 Sep -2020 61.4 54.4 81.0 38.9 Dec -2020 61.5 55.3 81.0 38.6 Mar -2021 61.5 55.2 81.3 38.2 Jun -2021 61.6 55.2 81.7 38.4 Sep -2021 61.7 55.5 81.6 38.6 Dec -2021 61.9 56.1 81.9 38.5 Mar -2022 Jun -2022 62.2 55.6 82.3 62.4 55.9 82.5 38.9 162 11 Initial Jobless Claims (%) As of July 29, 2022 Thousands 280 260 240 220 200 180 160 1 i ��� ,�^\L�\O`�• \��`1,��,���e1,��`1�L \��1,��,������1,\��eL�\,���1`L��r1,���`,�\L��,����cL \���1,��,��`l,�\L0�0,�\L,���`L \��,����0,��,��`l,�\LC., �,��`1, �\��1,� ��0�\L�`1,����`l`L Initial Jobless Claims (000's) 2019 2020 2021 2022 218 1,354 472 211 173 186 211 166 251 6,137 890 261 Source: Department of Labor Statistics MetLife Investment Management 163 12 CPI YoY As of June 30, 2022 10.00% 9.00% 8.00% 7.00% 6.00% 5.00% 4.00% 3.00% 2.00% 1.00% 0.00% -1.00% -2.00% -3.00% O O O N M M ci L() Co Co O o7 0) O - N N Cr) N:1- LC) LO Co I— 00 CO 0) O N M d LO co t-- oo O O O N o) O o) 0 0 0 0 0 0 0 CA 0 0 0 0 0 0 0 0 0 0 0 0 0 0 r N N N N O O O O O o7 07 0) 0) 0) 0) 07 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 • 0 0 0 0 0 0 0 0 00 0 00 N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N CPI YoY (LHS) Source: Bureau of Economic Statistics MetLife Investment Management Core CPI YoY (RHS) 164 13 Core Consumer Price Index (CPI) Inflation As of June 30, 2022 12.0% 10.0% 8.0% 6.0% 4.0% 2.0% 0.0% 2.2 3.0 5.5 10.7 3.7 5.9 7.1 5.5 12/31/2019 12/31/2020 12/31/2021 6/30/2022 ■ All Items (Less Food and Energy) • Goods (Less Food and Energy) ■ Services (Less Energy Services) Source: Bureau of Labor Statistics MetLife Investment Management 165 Total 100.0% 5.9 Goods Tess food and energy 27.3% 7.1 Transportation Household furnishings & supplies Apparel Recreation Medical care Other 10.9% 9.5 5.1% 10.2 3.2% 5.2 2.4% 4.4 1.9% 3.2 3.8% 2.6 Services Tess energy services 72.7% 5.5 Shelter 41.4% 5.6 Medical care 8.8% 4.8 Transportation services 7.4% 9.0 Education & communication 6.8% 1.7 Recreation services 4.0% 4.7 Other 4.2% 5.9 14 Core PCE YoY vs io-Year As of June 30, 2022 9.00% 8.00% 7.00% 6.00% 5.00% 4.00% 3.00% 2.00% 1.00% 0.00% 0.0% N M CO LO CO CO r� CO O O O N- N N CO ct LS) Lr) O r- 00 CO O7 O O a7 O 6) O7 6) 6) O O7 O O CA O) O O O O O O O O O O O 00 O C) CA O 0) O 0) O O O O CA O O O O O O O O O O O O O O O V- V- V- V- V- V- r V- r r V- c- ,- N N N N N N N N N N N N N N 10 -Year Treasury Yield (LHS) Source: Bureau of Economic Analysis, Bloomberg kr MetLife Investment Management 166 c- c- N CO LO CO r� r` CO O O O T- N O O O O O O O O O O O O O O O O N N N N N N C CNC Core PCE YoY (RHS) 6.0% 15 Core Personal Consumption Expenditures (PCE) Inflation As of May 31, 2022 8.0% 7.0% 6.0% 5.0% 4.0% 3.0% 2.0% 1.6 1.5 1.0% 0.0% -1.0% -0.6 12/31/2019 12/31/2020 12/31/2021 5/31/2022 2.0 i 4.9 6.9 4.3 4.7 5.6 4.5 2.4 0.1 ■ All Items (Less Food and Energy) ■ Goods (Less Food and Energy) ■ Services (Less Energy Services) Source: Bureau of Economic Analysis MetLife Investment Management Total 100.0% 4,7 Goods Tess food and energy 27.2% 5.6 Nondurable goods Transportation Recreation Apparel Household goods Other durable goods 9.8% 4.1 4.7% 12.6 4.0% 0.1 3.3% 5.2 3.3% 10.1 2.0% 0.7 Services Tess energy services 72.8% 4.5 Health care 17.9% 1.9 Housing 17.1% 5.1 Education & communication 9.0% 3.5 Financial services 8.8% 0.6 Food services 8.0% 7.8 Other 12.1% 9.1 167 16 Inflation Expectations (University of Michigan) As of July 31, 2022 1 -Year Ahead 6.0% 5.5% 5.0% 4.5% 4.0% 3.5% 3.0% 2.5% 2.0% Dec -18 Jun -19 Dec -19 Jun -20 Dec -20 Jun -21 Dec -21 Jun -22 5-10 Years Ahead 3.3% 3.1% 2.9% 2.7% 2.5% 2.3% 2.1% Dec -18 Source: University of Michigan Jun -19 1 MetLife Investment Management Dec -19 Jun -20 168 Dec -20 Jun -21 Dec -21 Jun -22 17 ICE BofA Corporate 1-5 Year Index As of June 30, 2022 125 115 105 95 85 75 65 55 Basis Points 45 Mar -21 Jun -21 Sep -21 Dec -21 Dec -20 OAS (bps) 121 Mar -22 Jun -22 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 Corporate(1-5) 174 70 61 65 62 196 639 166 136 227 110 89 99 121 96 61 114 61 60 57 121 Financial(1-5) 165 51 50 57 56 212 663 204 158 308 126 93 96 104 100 60 116 63 62 61 134 Industrial(1-5) 176 86 73 75 69 181 624 135 116 164 96 85 103 134 92 61 112 59 57 52 110 Utility(1-5) 236 79 63 73 71 175 576 155 131 169 110 99 89 120 101 64 126 70 63 66 123 Past performance is not indicative of future results. Source: ICE Data Services b' MetLife Investment Management 169 18 3. Portfolio Review MetLife Investment Management 19 170 Portfolio Review - 2017 Toll Revenue I -i5 Project Fund As of June 30, 2022 Characteristics 12/31/21 3/31/22 6/30/22 Yield (%) Effective Duration (years) Average Quality Fixed / Floating or Variable (%) Market Value ($) 0.43 0.43 Aa3 60 / 40 $31,492,000 1.45 0.59 Aa3 68/32 $22,929,983 2.82 0.58 Aa3 79/21 $22,904,071 Sector Distribution (%) 12/31/21 3/31/22 6/30/22 U.S. Treasury Agency Corporate RMBS / CMBS ABS Municipal CP CD 1. Past performance is not indicative of future results. MetLife Investment Management 15 5 32 5 13 12 9 9 18 0 37 8 22 15 0 37 12 22 8 8 4 5 3 1 171 20 Portfolio Review - 2017 Toll Revenue I -i5 Ramp Up Reserve As of June 30, 2022 Characteristics Yield (%) Effective Duration (years) Average Quality Fixed / Floating or Variable (%) Market Value ($) Sector Distribution (%) U.S. Treasury Agency RMBS CMBS Cash 1. Past performance is not indicative of future results. MetLife Investment Management 12/31/21 0.60 1.43 Aaa 93/7 $15,657,482 12/31/21 67 6 19 7 1 3/31/22 1.78 1.41 Aaa 81 / 19 $15,384,285 3/31/22 72 4 17 6 6/30/22 2.90 1.63 Aaa 97/3 $15,326,470 6/30/22 68 5 16 11 1 0 172 21 Portfolio Review - Debt Reserve Fund As of June 30, 2022 Characteristics Yield (%) Effective Duration (years) Average Quality Fixed / Floating or Variable (%) Market Value ($) Sector Distribution (%) U.S. Treasury TIPS Agency RMBS CMBS Cash 1. Past performance is not indicative of future results. MetLife Investment Management 12/31/21 0.70 1.75 Aaa 75 / 25 $12,474,858 12/31/21 44 1 4 19 21 11 3/31/22 1.55 1.75 Aaa 57 / 43 $12,238,283 3/31/22 59 0 4 17 6/30/22 2.66 1.67 Aaa 67/33 $12,206,122 6/30/22 58 0 4 17 19 21 1 0 173 22 Portfolio Review - 2021 Series B Reserve Account As of June 30, 2022 Characteristics 12/31/21 3/31/22 6/30/22 Yield (%) Effective Duration (years) Average Quality Fixed / Floating or Variable Market Value ($) (%) 0.40 0.66 Aaa 53 / 47 $36,390,928 1.27 0.71 Aa1 50 / 50 $36,133,053 2.80 1.19 Aa1 68 / 32 $36,181,846 Sector Distribution (%) 12/31/21 3/31/22 6/30/22 U.S. Treasury Agency Corporate RMBS CMBS ABS Municipal CP Cash 1. Past performance is not indicative of future results. MetLife Investment Management 39 0 12 8 5 5 9 13 9 35 1 13 7 5 17 2 21 9 16 29 26 9 9 0 0 1 0 174 23 Portfolio Review - 2021 Series C Reserve Account As of June 30, 2022 Characteristics 12/31/21 3/31/22 6/30/22 Yield (%) Effective Duration (years) Average Quality Fixed / Floating or Variable Market Value ($) (%) 0.92 1.99 Aaa 77/23 $7,380,069 2.06 1.96 Aaa 83/17 $7,210,141 2.99 1.74 Aa1 85/15 $7,157,260 Sector Distribution (%) 12/31/21 3/31/22 6/30/22 U.S. Treasury Agency Corporate RMBS CMBS ABS Municipal CP Cash 1. Past performance is not indicative of future results. MetLife Investment Management 10 0 11 37 26 5 9 2 0 1 1 11 33 25 3 2 12 30 26 20 18 9 9 0 0 0 0 175 24 Portfolio Performance) As of June 30, 2022 Portfolio/Benchmark Returns (%)1 Duration (Years) 2017 Toll Revenue 1-15 Project Fund (Gross) 0.58 2017 Toll Revenue 1-15 Project Fund (Net) QTD -0.11 - 0.14 YTD -0.56 - 0.61 1 -Year -0.53 -0.63 Annualized Since Inception 1.13 1.04 Portfolio Inception 8/1/2017 2017 Toll Revenue 1-15 Ramp Up Reserve (Gross) 1.63 -0.38 2017 Toll Revenue 1-15 Ramp Up Reserve (Net) -2.11 -2.47 1.17 1/1/2018 -0.40 -2.16 -2.56 1.07 Total Debt Reserve Fund (Gross) 1.67 Total Debt Reserve Fund (Net) - 0.26 -2.13 -2.50 1.96 7/2/2013 - 0.29 -2.18 -2.59 1.86 Total 2021 Series B Reserve Account (Gross) 1.19 Total 2021 Series B Reserve Account (Net) 0.14 -0.58 -0.63 11/1/2021 0.11 -0.64 - -0.70 Total 2021 Series C Reserve Account (Gross) 1.74 - 0.73 -3.02 Total 2021 Series C Reserve Account (Net) -0.76 -3.07 11/1/2021 -3.07 -3.14 ICE BofA U.S. Short Treasury 0.32 ICE BofA U.S. Treasury Index 0-1 Year 0.51 ICE BofA U.S. Treasury Index 0-2 Year 1.01 ICE BofA U.S. Treasury Index 1-3 Year 1.85 ICE BofA U.S. Treasury Index 3-7 Year 4.48 0.01 -0.11 - 0.30 - 0.51 - 1.94 - 0.08 -0.33 - 1.34 - 2.88 -6.81 - 0.08 -0.34 - 1.52 -3.35 -7.67 1. Past performance is not indicative of future results. Performance for periods greater than one year are annualized. The Since Inception performance returns of the portfolio is as of the first full month following the funding date. The performance benchmarks shown are the ICE BofA U.S. Short Treasury Index, which tracks the performance of U.S Treasury Bills, Notes and Bonds with maturities less than or equal to one year, the ICE BofA 0-1 Year U.S. Treasury Index tracks the performance of US dollar denominated sovereign debt publicly issued by the US government in its domestic market with maturities less than a year, the ICE BofA 0-2 Year U.S. Treasury Index, which is a broad -based index that measures short-term Treasury Notes and Bonds with a maturity range between zero and two years, the ICE BofA 1-3 Year U.S. Treasury Index, which is a broad -based index that measures short-term Treasury Notes and Bonds with a maturity range between one and three years and the ICE BofA 3-7 Year U.S. Treasury Index, which is a broad -based index consisting of U.S. Treasury securities with an outstanding par greater or equal to $1 billion and a maturity range from three to seven years, and are presented for discussion purposes only. MetLife Investment Management 176 25 4. Appendix MetLife Investment Management 26 177 Disclosures This material is intended for institutional investor, qualified investor and financial professional use only. Not suitable for use with general retail public. This document is being provided to you at your specific request. This document has been prepared by MetLife Investment Management, LLC (formerly, MetLife Investment Advisors, LLC), a U.S. Securities Exchange Commission -registered investment adviser. MetLife Investment Management, LLC is a subsidiary of MetLife, Inc. and part of MIM.' Registration with the SEC does not imply a certain level of skill or that the SEC has endorsed the investment advisor. MetLife, Inc. provides investment management services to affiliates and unaffiliated/third party clients through various subsidiaries. MetLife Investment Management ("MIM"), MetLife, Inc.'s institutional investment management business, is responsible for investments in a range of asset sectors, public and privately sourced, including corporate and infrastructure private placement debt, real estate equity, commercial mortgage loans, customized index strategies, structured finance, emerging market debt, and high yield debt. MIM has invested on behalf of unaffiliated/third party clients since 2009. The information contained herein is intended to provide you with an understanding of the depth and breadth of MIM's investment management services and investment management experience. This document has been provided to you solely for informational purposes and does not constitute a recommendation regarding any investments or the provision of any investment advice, or constitute or form part of any advertisement of, offer for sale or subscription of, solicitation or invitation of any offer or recommendation to purchase or subscribe for any securities or investment advisory services. Unless otherwise specified, the information and opinions presented or contained in this document are provided as of the quarter end noted herein. It should be understood that subsequent developments may affect the information contained in this document materially, and MIM shall not have any obligation to update, revise or affirm. It is not MIM's intention to provide, and you may not rely on this document as providing, a complete or comprehensive analysis of MIM's investment portfolio, investment strategies or investment recommendations. No money, securities or other consideration is being solicited. No invitation is made by this document or the information contained herein to enter into, or offer to enter into, any agreement to purchase, acquire, dispose of, subscribe for or underwrite any securities or structured products, and no offer is made of any shares in or debentures of a company for purchase or subscription. Prospective clients are encouraged to seek advice from their legal, tax and financial advisors prior to making any investment. No money, securities or other consideration is being solicited. No invitation is made by this document or the information contained herein to enter into, or offer to enter into, any agreement to purchase, acquire, dispose of, subscribe for or underwrite any securities or structured products, and no offer is made of any shares in or debentures of a company for purchase or subscription. Prospective clients are encouraged to seek advice from their legal, tax and financial advisors prior to making any investment. Confidentiality. By accepting receipt or reading any portion of this Presentation, you agree that you will treat the Presentation confidentially. This reminder should not be read to limit, in any way, the terms of any confidentiality agreement you or your organization may have in place with MetLife Investment Management, LLC. This document and the information contained herein is strictly confidential (and by receiving such information you agree to keep such information confidential) and are being furnished to you solely for your information and may not be used or relied upon by any other party, or for any other purpose, and may not, directly or indirectly, be forwarded, published, reproduced, disseminated or quoted to any other person for any purpose without the prior written consent of MIM. Any forwarding, publication, distribution or reproduction of this document in whole or in part is unauthorized. Any failure to comply with this restriction may constitute a violation of applicable securities laws. Past performance is not indicative of future results. No representation is being made that any investment will or is likely to achieve profits or losses or that significant losses will be avoided. There can be no assurance that investments similar to those described in this document will be available in the future and no representation is made that future investments managed by MIM will have similar returns to those presented herein. All information has been presented in U.S. dollars. Actual returns may increase or decrease due to currency fluctuations. No offer to purchase or sell securities. This Presentation does not constitute an offer to sell or a solicitation of an offer to buy any security and may not be relied upon in connection with the purchase or sale of any security. No reliance, no update and use of information. You may not rely on this Presentation as the basis upon which to make an investment decision. To the extent that you rely on this Presentation in connection with any investment decision, you do so at your own risk. This Presentation is being provided in summary fashion and does not purport to be complete. The information in the Presentation is as of the date indicated on the cover of this document unless otherwise specified and MIM does not intend to update the information after its distribution, even in the event that the information becomes materially inaccurate. Certain information contained in this Presentation, includes performance and characteristics of MIM's by independent third parties, or have been prepared internally and have not been audited or verified. Use of different methods for preparing, calculating or presenting information may lead to different results for the information presented, compared to publicly quoted information, and such differences may be material. Risk of loss. An investment in the strategy described herein is speculative and there can be no assurance that the strategy's investment objectives will be achieved. Investors must be prepared to bear the risk of a total loss of their investment. No tax, legal or accounting advice. This Presentation is not intended to provide, and should not be relied upon for, accounting, legal or tax advice or investment recommendations. Any statements of U.S. federal tax consequences contained in this Presentation were not intended to be used and cannot be used to avoid penalties under the U.S. Internal Revenue Code or to promote, market or recommend to another party any tax -related matters addressed herein. 1.As of June 30, 2022, subsidiaries of MetLife, Inc. that provide investment management services to MetLife's general account, separate accounts and/or unaffiliated/third party investors include Metropolitan Life Insurance Company, MetLife Investment Management, LLC, MetLife Investment Management Limited, MetLife Investments Limited, MetLife Investments Asia Limited, MetLife Latin America Asesorias e Inversiones Limitada, MetLife Asset Management Corp. (Japan), and MIM I LLC. MetLife Investment Management 27 178 Disclaimers Forward -Looking Statements. This document may contain or incorporate by reference information that includes or is based upon forward -looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. Forward -looking statements give expectations or forecasts of future events. These statements can be identified by the fact that they do not relate strictly to historical or current facts. They use words and terms such as "anticipate," "estimate," "expect," "project," "intend," "plan," "believe," "will," and other words and terms of similar meaning, or are tied to future periods in connection with a discussion of future performance. Forward -looking statements are based MIM's assumptions and current expectations, which may be inaccurate, and on the current economic environment which may change. These statements are not guarantees of future performance. They involve a number of risks and uncertainties that are difficult to predict. Results could differ materially from those expressed or implied in the forward -looking statements. Risks, uncertainties and other factors that might cause such differences include, but are not limited to: (1) difficult conditions in the global capital markets; (2) changes in general economic conditions, including changes in interest rates or fiscal policies; (3) changes in the investment environment; (4) changed conditions in the securities or real estate markets; and (5) regulatory, tax and political changes. MIM does not undertake any obligation to publicly correct or update any forward -looking statement if it later becomes aware that such statement is not likely to be achieved. MetLife Investment Management 179 28 End Notes Explanatory Note The following information is relevant to an understanding of our assets under management ("AUM"). Our definitions may differ from those used by other companies. Total Assets Under Management ("Total AUM") is comprised of GA AUM plus Institutional Client AUM (each, as defined below). General Account AUM ("GA AUM") is used by MetLife to describe assets in its general account ("GA") investment portfolio which are actively managed and stated at estimated fair value. GA AUM is comprised of GA total investments and cash and cash equivalents, excluding policy loans, other invested assets, contractholder-directed equity securities and fair value option securities, as substantially all of these assets are not actively managed in MetLife's GA investment portfolio. Mortgage loans (including commercial, agricultural and residential) and real estate and real estate joint ventures included in GA AUM (at net asset value, net of deduction for encumbering debt) have been adjusted from carrying value to estimated fair value. Classification of GA AUM by sector is based on the nature and characteristics of the underlying investments which can vary from how they are classified under GAAP. Accordingly, the underlying investments within certain real estate and real estate joint ventures that are primarily commercial mortgage loans (at net asset value, net of deduction for encumbering debt) have been reclassified to exclude them from real estate equity and include them as commercial mortgage loans. Institutional Client AUM is comprised of SA AUM plus TP AUM (each, as defined below). MIM manages Institutional Client AUM in accordance with client guidelines contained in each investment contract ("Mandates"). Separate Account AUM ("SA AUM") is comprised of separate account investment portfolios of MetLife insurance companies, which are managed by MetLife and included in MetLife, Inc.'s consolidated financial statements at estimated fair value. Third Party AUM ("TP AUM") is comprised of non-proprietary assets managed by MetLife on behalf of unaffiliated/third party clients, which are stated at estimated fair value. Such non-proprietary assets are owned by unaffiliated/third-party clients and, accordingly, are not included in MetLife, Inc.'s consolidated financial statements. Additional information about MetLife's general account investment portfolio is available in MetLife, Inc.'s quarterly financial materials for the quarter ended December 31, 2020, which may be accessed through MetLife's Investor Relations web page at https://investor.metlife.com. MetLife Investment Management 29 180 J MetLife Investment Management © 2022 MetLife Services and Solutions, LLC, New York, NY 10166 - All Rights Reserved. 181 ATTACHMENT 11 Payden&Rygel QUARTERLY PORTFOLIO REVIEW Riverside County Transportation Commission 2"d Quarter 2022 PAYDEN.COM LOS ANGELES I BOSTON I LONDON I MILAN 182 MARKET MEMO From the desk, of%an Payden • Fixed income markets experienced continued turmoil in the second quarter as inflation accelerated worldwide and global central banks tightened monetary policy in response, sending interest rates up. • Although the Bank of England (BoE) was one of the first banks to begin raising interest rates, the Federal Reserve (Fed), Bank of Canada (BoC) and Reserve Bank of Australia (RBA) soon followed. The Fed has now increased its policy rate by 150 basis points. • The European Central Bank (ECB) has not yet raised its policy interest rates but is expected to initiate liftoff in July and hike through year-end. • The Bank of Japan is one of the only global central banks continuing to maintain an easy monetary policy stance. As a result, the yen has reached a 24 -year low relative to the dollar. MONETARY POLICY SQUEEZE CHANGE IN POLICY INTEREST RATES FOR SELECT GLOBAL CENTRAL BANKS Change Since Dec. '21 (Basis Points) 160 140 120 100 80 60 40 20 0 Fed I BOE RBA BOJ ECB Ell s.- F 1 IIINNW 11 E, I 3•.WWiCSfl . i1T Dec '21 Jan '22 Feb '22 Mar '22 Source: Cental Banks of the U.S.. England. Canada. Australia. Europe. and Javan Apr '22 May '22 Jun '22 Volatility remained elevated in the second quarter of 2022 against the backdrop of rising global inflation, faster central bank tightening, geopolitical tensions, and Covid's knock -on effects to economic growth. After a very bumpy ride, U.S. stocks ended the quarter down even more than Q1, underperforming other developed market equities. Global bond yields were significantly higher, as future monetary policy forecasts are tighter than originally expected. After May's surprise U.S. inflation reading markets priced in, and the Fed delivered, a 75 -basis point rate hike. Risk assets sold off broadly during the quarter, with spreads widening as investors started to assess the risk of a recession. Because many central banks delayed hiking until they were well "behind the curve," monetary policy makers are primed to "overcorrect" as they try to rein in the highest inflation in over four decades. As a result, the path to a "soft landing" for the global economy has become increasingly narrow, and the risk of recession has gone up significantly. Financial conditions have tightened across the board, with the durable goods sector, which includes housing and autos, already showing signs of slowing. 183 Riverside County Transportation Commission Portfolio Review and Market Update - 2nd Quarter 2022 2812 PORTFOLIO CHARACTERISTICS (As of 6/30/2022) Portfolio Market Value $54.3 million Weighted Average Credit Quality AA+ Weighted Average Duration 1.42 years Weighted Average Yield to Maturity 2.93% SECTOR ALLOCATION 60% 50% 40% 30% 20% 10% 0% • oc° co o Go"Q 0 q, Gto' Ge 0, DURATION DISTRIBUTION 40% 35% 30% 25% 20% 15% 10% 5% 0% 0-1 1-2 2-3 Years 3+ PORTFOLIO RETURNS - Periods Ending 6/30/2022 2nd Trailing Trailing Trailing Quarter 1 Yr 3 Yr 5 Yr RCTC Operating Portfolio -0.49% -2.73% 0.58% 1.26% ICE BofA 1-3 Year US Treasury Index Periods over one year are annualized -0.50% -3.30% 0.24% 0.94% 184 Ili OVER 35 YEARS OF INSPIRING CONFIDENCE WITH AN UNWAVERING COMMITMENT TO OUR CLIENTS' NEEDS. LOS ANGELES 1 BOSTON 1 LONDON 1 MILAN PAYDEN.COM OUR STRATEGIES Multi -Sector Short Maturity Bonds U.S. Core Bond Absolute Return Fixed Income Strategic Income Global Fixed Income Liability Driven Investing Sector -Specific Emerging Markets Debt Government/Sovereign High Yield Bonds & Loans Inflation-Linked/TIPS Investment Grade Corporate Bonds Municipal Bonds (U.S.) Securitized Bonds Income -Focused Equities Equity Income Available in: Separate Accounts — Mutual Funds (U.S. and UCITS) Collective Trusts ("CITs") — Customized Solutions For more information about Payden & Rygel's strategies, contact us at a location listed below. Payden&Rygel LOS ANGELES 333 South Grand Avenue Los Angeles, California 90071 213 625-1900 BOSTON 265 Franklin Street Boston, Massachusetts 02110 617 807-1990 LONDON 1 Bartholmew Lane London EC2N 2AX UK +44 (0) 20-7621-3000 MILAN Corso Matteotti, 1 20121 Milan, Italy +39 02 76067111 185 ATTACHMENT 12 County of Riverside Treasurer -Tax Collector's Pooled Investment Fund June 2022 Contents 1 Treasurer -Tax Collector's Pooled Investment Fund 1 Economy 1 Market Data 1 Portfolio Data 1 Compliance Report 1 Month End Holdings 187 COUNTY OF RIVERSIDE TREASURER -TAX COLLECTOR 1 Treasurer -Tax Collector's Pooled Investment Fund Monthly Commentary Inflation Leading to Recession Fears In response to elevated infla- tion levels and emboldened by econom- ic and employment data, the Federal Open Market Committee (FOMC) turned more hawkish in June. On June 15th, the FOMC raised the overnight Fed Funds rate by 0.75% to a range of 1.5% to 1.75%, the largest rate increase in 27 years. The committee also signaled that an aggressive pace of tightening lies ahead. Market participants like the Treasurer -Tax Collector's Pooled Invest- ment Fund benefit from higher invest- ment yields as rates rise. Late in the month, market participants began to focus more on the specter of recession, taking some of the steam out of higher rates, resulting in a small cor- rection. The economic environment seemed more precarious, as tailwinds from fiscal and monetary stimulus faded and headwinds from higher inflation, geopolitical uncertainty and the antici- pation of tighter monetary policies inten- sified. That being said, current econom- Treasurer's Statement is conditions are still fairly strong and supportive of higher market rates in the coming months. On the inflation front, consumer prices showed little signs of slowing with the headline consumer price index rising 1.0% month over month. This gain was not only more than the consensus fore- cast, but also lifted the year over year pace of inflation to a fresh 40 -year high of 8.6%. On a month over month basis, food prices advanced 1.2%, while ener- gy costs increased a particularly high 3.9%. Employment numbers were healthy, with nonfarm payrolls up 390,000 and unemployment staying steady at 3.6%. Job gains remained extraordinarily broad based, with more than two-thirds of the 256 private industries covered in the payroll survey adding jobs. Mortgage rates were propelled higher on the FOMC's determined stance through most of the month. The average The Treasurer's Pooled Investment Fund is comprised of contributions from the county, schools, special districts, and other discretionary depositors throughout the County of Riverside. The primary objective of the Treasurer shall be to safeguard the principal of the funds under the Treasurer's control, meet the liquidity needs of the depositor, and to maximize a return on the funds within the given parameters. The Treasurer -Tax Collector and the Capital Markets team are committed to maintaining the highest credit ratings. The Treasurer's Pooled Investment Fund is currently rated Aaa-bf by Moody's Investor Service and AAAf/S1 by Fitch Ratings, two of the nation's most trusted bond credit rating services. Since its inception, the Treasurer's Pooled Investment Fund has been in full compliance with the Treasurer's Statement of Investment Policy, which is more restrictive than California. 6 -Month Pool Performance 30 -year fixed rate rose to over 6% before correcting the end of the month, as ex- pectation of a recession becoming more imminent grew. Higher rates seemed to have slowed home sales, as housing starts tumbled 14.4% month over month. Riverside County continues to see home prices increase, but at a slower pace. The median single-family home price increased 16.2% over the past year. In the Treasury bond market, the 2 -year yield began the month at 2.65% and ended at 2.95%. The 5 -year Treasury began the month at 2.91% and ended the month at 3.04%. In the stock market, the Dow Jones Industrial Average began the month at 32,900 and ended the month at 30,800. Matt Jennings Treasurer -Tax Collector Capital Markets Team Matt Jennings Treasurer -Tax Collector Giovane Pizano Assistant Treasurer John Byerly Chief Investment Officer Steve Faeth Senior Investment Officer Isela Licea Investment Officer Month End Market Value $ * Month End Principal Value $ Paper Gain Book Yield WAM (Yrs) or Loss $ (% Jun -22 1 1,553,414,893.90 1 1,769,164,948.61 (222,649,081.81) (189,446,682.25) (164,807,810.91) (134,809,476.75) (77,681,624.11) (59,901,899.04) 1.05 1.19 May -22 Apr -22 Mar -22 Feb -22 Jan -22 1 1,498,067,095 12,223,501,225 11,224,948,921 10,647,353,094 11,106,132,666 .38 1 1,683,069,722.58 .69 12,388,309,036.60 .05 11,359,758,397.80 .73 10,725,034,718.84 .90 11,166,034,565.94 * Market values do not include accrued interest. * Net Unrealized Gain/Loss is Market Value - Book Value * Book Value is amount paid changed by amortization. Accretion, adjustments, write downs 0.86 0.68 0.56 0.39 0.33 1.23 1.10 1.17 1.17 1.13 COUNTY OF RIVERSIDE TREASURER -TAX COLLECTOR 188 2 Econom Private Sector Average Hourly Earnings Y/Y Percent Percent 55.0 6.3 45.0 5.4 35.0 4.5 3.6 25.0 2.7 15.0 1.8 0.9 5.0 0.0 1 1 1 1 1 1 1 1 1 1 -5.0 Durable Goods Percent Chg. Y/Y `rye ti� ti� �`> G <Lq t> �� 51> �� ti� �L ��L QQ �JC PJ0 OG p2 fie, QQ PQ ,J(` PJpi 0c> p�C ye' PQt New Home Sales SAAR mo New Home Sales Thousands 1100 1000 6.0 900 800 700 600 500 400 300 200 0.0 \( <b \tb \5 N0 �A �J (' rCk A- 4 4. 4. 4 4 A , Q' 4 / P P P P P P P P P -30-Year Fixed Mortgage Rate Key Economic Indicators 5.0 4.0 3.0 2.0 1.0 Nonfarm Payrolls Total M/M Change SA Percent Thousands mm/M -M/M 6Mo. Trailing Avg 7.0 1500.0 1000.0 -500.0 1L.> 'L.> `L 51> VJ 1'154 O� peG ((e'0 Release Date Indicator Actual Consensus 06/02/2022 06/02/2022 06/03/2022 06/03/2022 06/03/2022 06/10/2022 06/10/2022 06/24/2022 06/29/2022 Factory Orders - M/M Change Durable Goods Orders - New Orders - M/M Change ISM Non -Manufacturing Index (> 50 indicates growth) Unemployment Rate - Seasonally Adjusted Non -Farm Payrolls - M/M Change - Thousands CPI - Y/Y Change CPI Ex Food and Energy - Y/Y Change New Home Sales - SAAR - Thousands Real GDP - Q/Q Change 0.3% 0.5% 55.9 3.6% 390 8.6% 6.0% 696 -1.6% 0.7% 0.4% 56.5 3.5% 318 8.3% 5.9% 590 -1.5% *Note: 'Prior Year' displays final estimates of indicator values from the equivalent period of the prior year. COUNTY OF RIVERSIDE TREASURER -TAX COLLECTOR 189 3 Treasury Rates Data U.S. Treasuries Percent Recession -2Yr Treasury Yield Fed Funds Target Rate (Upper Limit) 3.00% 250% 200% 1.50% 1.00% 0.50% 0.00% 5.0 Percent 4.0 1.0 0.0 Recession -3M-10Yr Treasury Yield Spread )J�!i> )J\�� ��\ ti� 0�`l7 ew`l`l � Q�� „l`� 1,905* � ) 4.00 3.50 • 3.00 • 2.50 p 2.00 • 1.50 1.00 0.50 0.00 0 -0-06/01/2022 X06/30/2022 5 10 15 Years s 20 25 30 US Treasury Yield Curve 3Mo 6 Mo 1 Yr 2 Yr 3 Yr 5 Yr 10 Yr 30 Yr 06/30/2022-06/01/2022 06/30/2022 06/01/2022 0.57 1.72 1.15 0.88 2.51 1.63 0.64 2.80 2.16 0.26 2.92 2.66 0.15 2.99 2.84 0.07 3.01 2.94 0.04 2.98 2.94 0.05 3.14 3.09 The US Treasury Curve and its values are subject to frequent change and will be updated monthly with each issued TPIF report. COUNTY OF RIVERSIDE TREASURER -TAX COLLECTOR 190 4 Market Data cont'd Commodities Precious Metals Industrial Metals 15.00 13.00 11.00 9.00 7.00 5.00 3.00 1.00 \`6 \9 )J(\ 0\ 37,000.00 35,000.00 33,000.00 31,000.00 29,000.00 27,000.00 25,000.00 23,000.00 21,000.00 19,000.00 ti> �� �� ti� �' _JP' ti� s(' �, c4ry, e°rye eo�ti Q`9. J ,�L � ' V- Qom` 0 fed V- ��� l' -‘)C5 O p , P ) -Nymex Nat Gas Nymex Crude )0' -Dow Jones )J�2 141 121 101 81 61 41 21 1 270.00 250.00 230.00 210.00 190.00 170.00 150.00 130.00 110.00 90.00 ,e1> oC6 0 Few. PQc'* Stocks NASDAQ 100 S&P 500 1.50% 1.00% 0.50% 0.00% )J�� \.y\ .y\ )•• P�9 19,600.00 18,900.00 18, 200.00 17,500.00 16,800.00 16,100.00 15,400.00 14, 700.00 14,000.00 13,300.00 12, 600.00 11,900.00 11,200.00 10,500.00 9,800.00 9,100.00 8,400.00 7,700.00 7,000.00 TIMMI Pool Yield }TIMMI sec' OG �. Oec. ti\ try 4,900.00 4,700.00 4,500.00 4,300.00 4,100.00 3,900.00 3,700.00 3,500.00 3,300.00 3,100.00 2,900.00 2,700.00 2,500.00 1.49% The Treasurer's Institutional Money Market Index (TIMMI) is a composite index of four AAA rated prime institutional money market funds. Their average yield is compared to the yield of the Treasurer's Pooled Investment Fund in the above graph. * Values listed for commodities and stocks are in US dollars and are as of the final business day of each month. COUNTY OF RIVERSIDE TREASURER -TAX COLLECTOR 191 5 Portfolio Data cont'd Portfolio Duration 4,000,000,000 3,500,000,000 3,000,000,000 2,500,000,000 a) 2,000,000,000 0 1,500,000,000 1,000,000,000 500,000,000 Duration 3,744,045,016.99 93,213,169.12 0 No Duration 1,845,550;0100.00 0.00 - 0.25 1 0.25 - 0.50 1376,750,000.00 0.50 - 0.75 1,173, 928, 203.07 1.250,436, 250.00 1,047,047,715.73 790,059,000.00 ■ 487.25- 00 2.00-3.00 4.00-5.00 1.00 - 2.00 0.75 - 1.00 Asset Allocation Non -US Gov Muni (1.98%j1..3:1-� )� MM Fund_, (6.84%) CP (11.93%) CD (20.05%) 12 -Month Projected Cash Flow Agency (30.36%) US Gov (26.08%) 3.00 - 4.00 Month Required Actual Monthly Monthly Matured Investments Available to Receipts Disbursements Difference Investments Balance Maturing Invest> 1 Year 07/2022 67.45 07/2022 1,500.00 1,800.00 -300.00 300.00 0.00 2,092.67 08/2022 1,398.14 1,552.97 -154.83 154.83 0.00 1,031.02 09/2022 2,050.00 1,804.41 245.59 245.59 820.50 10/2022 1,500.00 1,700.00 -200.00 45.59 872.31 11/2022 1,600.00 1,700.00 -100.00 54.41 (0.00) 755.00 12/2022 3,500.00 1,800.00 1700.00 1,700.00 113.25 01/2023 1,600.00 2,400.00 -800.00 900.00 1,010.00 02/2023 1,500.00 1,800.00 -300.00 600.00 230.00 03/2023 2,350.00 1,800.00 550.00 1,150.00 236.75 04/2023 2,750.00 2,070.00 680.00 1,830.00 60.00 05/2023 1,600.00 2,500.00 -900.00 930.00 397.19 06/2023 2,300.00 2,400.00 -100.00 830.00 290.00 TOTALS 23,648.14 23,327.38 320.76 509.24 8,298.63 7,908.68 10,360.91 4.68% 72.76% 95.32% * Values listed in Cash Flow Table are in millions of USD. COUNTY OF RIVERSIDE TREASURER -TAX COLLECTOR 192 7 Compliance Report Compliance Status: Full Compliance The Treasurer's Pooled Investment Fund was in full compliance with the County of Riverside's Treasurer's State- ment of Investment Policy. The County's Statement of Investment Policy is more restrictive than California Gov- ernment Code 53646. The County's Investment Policy is reviewed annually by the County of Riverside's Over- sight Committee and approved by the Board of Supervisors. Investment Category MUNICIPAL BONDS (MUNI) U.S. TREASURIES LOCAL AGENCY OB- LIGATIONS (LAO) FEDERAL AGENCIES COMMERCIAL PAPER (CP) CERTIFICATE & TIME DEPOS- ITS (NCD & TCD) INT'L BANK FOR RECON- STRUCTION AND DEVELOP- MENT AND INT'L FINANCE CORPORATION GOVERNMENT CODE Maximum Authorized % S&P/ Maturity Limit Moody's 5 YEARS NO LIMIT NA 5 YEARS NO LIMIT NA 5 YEARS NO LIMIT NA 5 YEARS NO LIMIT AAA 270 DAYS 40% Al/P1 5 YEARS 30% NA NA COUNTY INVESTMENT POLICY Maximum Ma- Authorized % S&P/ turity Limit Moody's Actual 4 YEARS 15% AA-/Aa3/ 1.98% AA - 5 YEARS 100% NA 26.08% 3 YEARS 2.50% INVESTMENT 0.00% GRADE 5 YEARS 100% NA 31.02% 270 DAYS 40% A1/P1/F1 11.93% 1 YEAR 25% Com Al/Pl/F1 20.05% bined NA NA 4 YEARS 20% AA/Aa/AA 1.31% REPURCHASE AGREE- 40% max, 25% in MENTS (REPO) 1 YEARS NO LIMIT NA 45 DAYS term repo over Al/Pl/F1 0.00% 7 days REVERSE REPOS 92 DAYS 20% NA 60 DAYS 10% NA 0.00% MEDIUM TERM NOTES 5 YEARS 30% A 3 YEARS 20% AA/Aa2/AA 0.00% (MTNO) CALTRUST SHORT TERM FUND NA NA NA DAILY TY IQUIDI 1.00% NA 0.80% MONEY MARKET MU- AAA/Aaa DAILY LIQUIDI- AAA by 2 Of TUAL FUNDS (MMF) 60 DAYS 0) 20% TY 20% 3 RATINGS 6.84% AGC. LOCAL AGENCY INVESTMENT FUND (LAIF) NA NA NA CASH/DEPOSIT ACCOUNT NA NA NA DAILY LIQUIDI- Max $50 TY million NA 0.00% NA NA NA 0.00% Money Market Mutual Funds maturity may be interpreted as a weighted average maturity not exceeding 60 days. 2 Or must have an investment advisor with no fewer than 5 years experience and with assets under management of $500,000,000 USD. THIS COMPLETES THE REPORT REQUIREMENTS OF CALIFORNIA GOVERNMENT CODE 53646. COUNTY OF RIVERSIDE TREASURER -TAX COLLECTOR 193 8 Agency Identifier Description 1ieid NI a rise( Price Final Ma turn) I'ar Value Original Cost Market Value Net Unrealized Crain/Loss 3(30AR7D7 FEDERAL HOME LOAN BANKS 2.050 97.0702 03/25/2025 5,000,000.00 5,000,000.00 4,853,510.00 (146,490.00) 3133ENUL2 FEDERAL FARM CREDIT BANKS FUNDING CORP 3.110 98.3314 04/13/2026 10.000.000.00 10,000,000.00 9,833,140.00 (166.860.00) 3133ENVD9 FEDERAL FARM CREDIT BANKS FUNDING CORP 2.913 98.8981 04/26/2027 10,000,000.00 9.982,400.00 9,889,810.00 (93,226.14) 31340XVM3 FEDERAL HOME LOAN MORTGAGE CORP 3.001 99.2859 09/23/2024 15,000,000.00 15,000.000.00 14,892,885.00 (107,115.00) 31350A3N9 FEDERAL NATIONAL MORTGAGE ASSOCIATION 0.300 96.4168 11/16/2023 10,000,000.00 10,000,000.00 9,641,680.(10 (358,32_0.00) 3136G4K51 FEDERAL NATIONAL MORTGAGE ASSOCIATION 0,310 97.1230 08/17/2023 15,000,000.00 15,000,000.00 14,568,450.00 (431,550.00) 3135006E5 FEDERAL NATIONAL MORTGAGE ASSOCIATION 0.310 96.4302 11/16/2023 5,000,0(10.(10 5,000,000.00 4,821,510.(10 (178,490.00) 3136G43W1 FEDERAL NATIONAL MORTGAGE ASSOCIATION 0.320 95.4671 03/28/2024 10,000,000.00 10,000,000.00 9,546,710.00 (453,290.00) 31350A5A5 FEDERAL NAT]ONAL MORTGAGE ASSOCIATION 0.350 95.7674 02/23/2024 20,000,000,00 20.000,000.00 19,153,480,00 (846,520.00) 3135GA2P5 FEDERAL NATIONAL MORTGAGE ASSOCIATION 0.356 95.2491 05/03/2024 3,500.000.00 3,499,300.00 3,333,718.50 (165,911.04) 31350A3C3 FEDERAL NATIONAL MORTGAGE ASSOCIATION 0.350 95.1452 05/17/2024 10,000,000.00 10,000,000.00 9,514,520.00 (485,480.00) 3/35001303 FEDERAL NATIONAL MORTGAGE ASSOCIATION 0.350 95.1452 05/17/2024 10,000,000.00 10,000.000.00 9,514,520.00 (485,480.00) 313604Z97 FEDERAL NATIONAL MORTGAGE ASSOCIATION 0.375 95.7707 02/28/2024 10,000,000.00 10,000,000.00 9,577,070.00 (422,930.00) 3136043H4 FEDERAL NATIONAL MORTGAGE ASSOCIATION 0.400 94.3515 09/16/2024 10,000,000.00 10,000,000.00 9,435,150.00 (564,850.00) 313604138 FEDERAL NATIONAL MORTGAGE ASSOCIATION 0.410 94.6238 08/12/2024 15,000,000.00 15,000,000.00 14,193,570.00 (806.430.00) 3 I35GA4R9 FEDERAL NATIONAL MORTGAGE ASSOCIATION 0.420 94.5657 08/23/2024 15,000,000.00 15.000,000.00 14,184,855.00 (815,145.00) 3(35006E8 FEDERAL NAT]ONAL MORTGAGE ASSOCIATION 0.420 93.9470 11/18/2024 10,000,000.00 10.000.000.00 9,394,700,00 (605,300.00) 313604P31 FEDERAL NATIONAL MORTGAGE ASSOCIATION 0.450 94.6556 08/19/2024 3,701,000.00 3,701,000.00 3,503,203.76 (197,796.24) 31350AAZ4 FEDERAL NATIONAL MORTGAGE ASSOCIATION 0.500 92.6348 06/24/2025 10.000,000.00 10,000,000.00 9,263,480.00 (736,520.00) 3/3500603 FEDERAL NATIONAL MORTGAGE ASSOCIATION 0.573 91.8997 11/07/2025 14,000,000.00 13,949,880.00 12,865,958.00 (1,100,304.69) 3136045C3 FEDERAL NATIONAL MORTGAGE ASSOCIATION 0.540 91.9355 10/27/2025 10,000,000.00 10,000.000.00 9,193,550.00 (806,450.00) 313604063 FEDERAL NATIONAL MORTGAGE ASSOCIATION 0.550 92.4122 08/19/2025 15,000,000.00 15,000,000.00 13,861,830.00 (1,138,170.00) 31350A2NO FEDERAL NATIONAL MORTGAGE ASSOCIATION 0.550 91.9139 11/04/2025 10,000,0(10.00 10,000,000.00 9,191,39000 (808,610.00) 3 I36G46S7 FEDERAL NATIONAL MORTGAGE ASSOCIATION 0.560 91.9915 10/28/2025 5,000,000.00 5.000,000.00 4,599,575.00 (400,425.00) 31350012Z3 FEDERAL NAT]ONAL MORTGAGE ASSOCIATION 0.560 91.8626 11/17/2025 10,000,000.00 10.000,000.00 9,186,260.00 (813,740.00) 31350012Z3 FEDERAL NATIONAL MORTGAGE ASSOCIATION 0.560 91.8626 11/17/2025 5,000.000.00 5,000,000.00 4,593,130.00 (406.870.00) 3135GA2Z3 FEDERAL NATIONAL MORTGAGE ASSOCIATION 0.560 91.8626 11/17/2025 5,000,000.00 5,000,000.00 4,593,130.00 (406,870.00) 3135006A6 FEDERAL NATIONAL MORTGAGE ASSOCIATION 0.580 92.1025 10/20/2025 10,000,000.00 10,000.000.00 9,210,250.00 (789.750.00) 3135006A6 FEDERAL NATIONAL MORTGAGE ASSOCIATION 0.587 92.1025 10/20/2025 10,000,000.00 9,996,500.00 9,210,250.00 (787.414.54) 3(3604075 FEDERAL NATIONAL MORTGAGE ASSOCIATION 0.600 92.6922 07/29/2025 10,000,000.00 10,000,000.00 9,269,220.00 (730,780.00) 313604032 FEDERAL NATIONAL MORTGAGE ASSOCIATION 0.600 92.6922 07/29/2025 10,000,000.00 10,000,000.00 9,269,220.00 (730.780.00) 3 136G4X40 FEDERAL NATIONAL MORTGAGE ASSOCIATION 0.600 92.5136 0826/2025 10,000,000.00 10,000,000.00 9,251,360.00 (748,640.00) 3135006C2 FEDERAL NAT]ONAL MORTGAGE ASSOCIATION 0.600 92.1076 10/29/2025 10.000,000.00 10.000,000.00 9,210,760.00 (789,240.00) 313500602 FEDERAL NATIONAL MORTGAGE ASSOCIATION 0.604 92.1076 10/29/2025 10.000.000.00 9.998,000.00 9,210,760.00 (787,907.28) 3136046N8 FEDERAL NATIONAL MORTGAGE ASSOCIATION 0.600 92.1076 10/29/2025 5,000,000.00 5,000,000.00 4,605,380.00 (394.620.00) 31350013Z2 FEDERAL NATIONAL MORTGAGE ASSOCIATION 0.600 91.9391 11/25/2025 15,000,000.00 15,000.000.00 13,790,865.00 (1.209.135.00) 3136042F9 FEDERAL NATIONAL MORTGAGE ASSOCIATION 0.625 92.5811 08/27/2025 5,000,000.00 5,000,000.00 4,629,055.00 (370,945.00) 3136G4XK4 FEDERAL NATIONAL MORTGAGE ASSOCIATION 0.650 93.0174 06/30/2025 5,000,000.00 5,000,000.00 4,650,870.00 (349,130.001 313604Q97 FEDERAL NATIONAL MORTGAGE ASSOCIATION 0.650 92.6549 08/27/2025 8,650,000.00 8,650,000.00 8,014,648.85 (635.351.15) 31350A403 FEDERAL NATIONAL MORTGAGE ASSOCIATION 0.650 92.1414 11/18/2025 20,000,000.00 20,000,000.00 18,428,280.00 (1,57 L720.00) 313604C27 FEDERAL NATIONAL MORTGAGE ASSOCIATION 0.700 92.9794 07/29/2025 15,000,000.00 15.000,000.00 13,946,910.00 (1,053,090.00) 313604877 FEDERAL NATIONAL MORTGAGE ASSOCIATION 0.700 92.9408 08/04/2025 15,000,000.00 15,000,000.00 13,941,120.00 (1,058,880.00) 313604B77 FEDERAL NATIONAL MORTGAGE ASSOCIATION 0.700 92.9408 08/04/2025 10.000,000.00 10,000,000.00 9,294,080.00 (7(15,920.00) 313604YUI FEDERAL NATIONAL MORTGAGE ASSOCIATION 0.730 93.1504 07/152025 15,000,000.00 15,000.000.00 13,972,560.00 (1.027,440.00) 313604X21 FEDERAL NATIONAL MORTGAGE ASSOCIATION 0.740 93.2702 06/30/2025 5,000,000.00 5,000,000.00 4,663,510.00 (336,490.00) 3136G4XR9 FEDERAL NATIONAL MORTGAGE ASSOCIATION 0.740 93.2267 07/07/2025 14,900,000.00 14,900,000.00 13,890,778.30 (1,009,221.70) 313500X24 FEDERAL NATIONAL MORTGAGE ASSOCIATION 1.098 96.5955 01/07/2025 10,000,000.00 10,247,300.00 9,659,550.00 (470.404.71) 3135G0T94 FEDERAL NATIONAL MORTGAGE ASSOCIATION 2.490 99.9809 01/19/2023 10,000,000.00 9.944,100.00 9,998,090.00 4,298.43 313500U43 FEDERAL NATIONAL MORTGAGE ASSOCIATION 2.345 99.9485 09/12/2023 30,000,000.00 30.670,500.00 29,984,550.00 (199,688.83) 3132X03B5 FEDERAL AGRICULTURAL MORTGAGE CORP 2.960 99.9034 06/30/2023 10.000.000.00 9.947,900.00 9,990,340.00 890.25 313150M62 FEDERAL AGRICULTURAL MORTGAGE CORP 1.228 99.3188 10/31/2022 40,000,000.00 39.708,555.56 39,727,520.00 (107,102.22) 3133EMML3 FEDERAL FARM CRED]T BANKS FUNDING CORP 0.125 98.8004 01/12/2023 25.000,000.00 24,997,500.00 24,700,100.00 (299.216.01) 3133EMLF7 FEDERAL FARM CREDIT BANKS FUNDING CORP 0.155 99.6287 09/22/2022 15,000,000.00 14.991,000.00 14,944,305.00 (54.508.52) 3133EMKH4 FEDERAL FARM CREDIT BANKS FUNDING CORP 0.160 98.9431 12/15/2022 10,000,000.00 10,000,000.00 9,894,310.00 (105,690.00) 3133EMKH4 FEDERAL FARM CREDIT BANKS FUNDING CORP 0.160 98.9431 12/15/2022 8,245,000.00 8,245,000.00 8,157,858.60 (87.141.41) 3133EMLE0 FEDERAL FARM CREDIT BANKS FUNDING CORP 0.190 96.7188 09/22/2023 10,000,000.00 10,000,000.00 9,671,880.00 (328,120.00) 3133EMKG6 FEDERAL FARM CREDIT BANKS FUNDING CORP 0.200 97.4688 06/15/2023 15,000,000.00 15,000,000.00 14,620,320.00 (379,680.00) 3133EMKW I FEDERAL FARM CREDIT BANKS FUNDING CORP 0.235 96.0278 12/21/2023 10,000,000.00 9.992.500.00 9,602,780.00 (393,530.98) 3133EMKWI FEDERAL FARM CREDIT BANKS FUNDING CORP 0.235 96.0278 12/21/2023 20,000,000.00 19.985,000.00 19,205,560.00 (787,041.69) 3133EMLT7 FEDERAL FARM CREDIT BANKS FUNDING CORP 0.235 95.9742 12/28/2023 15,000,000.00 14,988,750.00 14,396,130.00 (598,254.27) 3133EMLT7 FEDERAL FARM CREDIT BANKS FUNDING CORP 0.244 95.9742 12/28/2023 10,000,000.00 9,990.000.00 9,597,420.00 (397.532.83) 3133E07E8 FEDERAL FARM CREDIT BANKS FUNDING CORP 0.250 98.2041 03/15/2023 10,000,000.00 9,992.500.00 9,820,410.00 (177.468.46) 3133EMDM1 FEDERAL FARM CREDIT BANKS FUNDING CORP 0.270 96.5809 10/20/2023 10,000.000.00 10,000,000.00 9,658,090.00 (341.910.00) 3 (330M2Q6 FEDERAL FARM CREDIT BANKS FUNDING CORP 0.253 96.2252 12/08/2023 9,931,000.00 9,935,667.57 9,556,124.61 (376.046.29) 3133EMTW2 FEDERAL FARM CREDIT BANKS FUNDING CORP 0.307 95.5428 03/18/2024 25,000,000.00 24.994,675.00 23,885,700.00 (1,111,235.89) 3133E1,11109 FEDERAL FARM CREDIT BANKS FUNDING CORP 0.310 96.3264 11/30/2023 10,000,000.00 10,000,000.00 9,632,640.00 (367,360.00) 3133EL3E2 FEDERAL FARM CREDIT BANKS FUNDING CORP 0.320 97.1845 08/10/2023 15,945,000.00 15.945,000.00 15,496,068.53 (448,931.48) 3133EMLP5 FEDERAL FARM CRED]T BANKS FUNDING CORP 0.320 93.5329 12/23/2024 5,000,000.00 5,000.000.00 4,676,645.00 (323,355.00) 3133EMLP5 FEDERAL FARM CREDIT BANKS FUNDING CORP 0.320 93.5329 1223/2024 15,000,000.00 15,000.000.00 14,029,935.00 (970,065.00) 3133EMLPS FEDERAL FARM CREDIT BANKS FUNDING CORP 0.339 93.5329 12/23/2024 10,000,000.00 9,992.500.00 9,353,290.00 (642,039.43) 3133EMVD1 FEDERAL FARM CREDIT BANKS FUNDING CORP 0.330 95.4563 04/05/2024 10.000.000.00 10,000,000.00 9,545,630.00 (454.370.00) 3 (33ENEW6 FEDERAL FARM CREDIT BANKS FUNDING CORP 0.457 97.8646 05/23/2023 50,000,000.00 49.939,500.00 48,932,300.00 (003005.93) 3(33E0410 FEDERAL FARM CREDIT BANKS FUNDING CORP 2.882 94.7558 08/19/2024 10.000,000.00 9.461,200.00 9,475,580.00 (29,991.76) 3133EMSC7 FEDERAL FARM CREDIT BANKS FUNDING CORP 0.480 93.4165 03/03/2025 5,000,000.00 5,000,000.00 4,670,825.00 (329,175.00) 3133EMSC7 FEDERAL FARM CREDIT BANKS FUNDING CORP 0.512 93.4165 03/03/2025 10,000,000.00 9.987.500.00 9,341,650.00 (649.993.32) 3133EL5S9 FEDERAL FARM CRED]T BANKS FUNDING CORP 2.905 94.6717 09/03/2024 10.000,000.00 9,449,800.00 9,467,170.00 (27,154.86) 3133EMLR1 FEDERAL FARM CREDIT BANKS FUNDING CORP 0.506 91.5297 12/23/2025 12,430,000.00 12,426,271.00 11,377,141.71 (1.050,259.23) 3133ELH80 FEDERAL FARM CREDIT BANKS FUNDING CORP 0.680 93.3039 06/10/2025 5,025,000.00 5,025,000.00 4,688,520.98 (336,479.03) 3133EMUP5 FEDERAL FARM CREDIT BANKS FUNDING CORP 0.710 93.8186 04/01/2025 10,000,000.00 10,000,000.00 9,381,860.00 (618,140.00) 3 (33EMUP5 FEDERAL FARM CREDIT BANKS FUNDING CORP 0.710 93.8186 04/01/2025 10,000,000.00 10,000,000.00 9,381,860.00 (618,140.00) 3133EMZS4 FEDERAL FARM CREDIT BANKS FUNDING CORP 0.900 91.9809 05/18/2026 5,000,000.00 5.000,000.00 4,599,045.00 (400,955.00) 3133ENGN4 FEDERAL FARM CREDIT BANKS FUNDING CORP 0.970 95.1272 12/09/2024 10,000,000.00 10,000,000.00 9,512,72000 (487,280.00) 3133EMQ62 FEDERAL FARM CREDIT BANKS FUNDING CORP 0.990 91.9813 07/13/2026 10.000,000.00 10,000,000.00 9,198,130.00 (8(0,870.00) 3133EMQ62 FEDERAL FARM CRED]T BANKS FUNDING CORP 0.990 91.9813 07/13/2026 10,000,000.00 10,000.000.00 9,198,130.00 (800870.00) 3133ENKS8 FEDERAL FARM CREDIT BANKS FUNDING CORP 1202 95.3979 01/06/2025 5,000,000.00 4,988.750.00 4,769,895.00 (220,618.29) 3133ENBK5 FEDERAL FARM CREDIT BANKS FUNDING CORP 1.249 91.9739 10/20/2026 10,000,000.00 9,947,500.00 9,197,390.00 (757.013.31) 3133ENBK5 FEDERAL FARM CREDIT BANKS FUNDING CORP 1.340 91.9739 10/20/2026 10,000,000.00 9,905,000.00 9,197,390.00 (719.504.82) 3133ENEM8 FEDERAL FARM CREDIT BANKS FUNDING CORP 1.430 92.8390 11/23/2026 10,000,000.00 10,000,000.00 9,283,900.00 (716.100.00) 3133ENKG4 FEDERAL FARM CREDIT BANKS FUNDING CORP 1.908 92.6128 01/11/2027 10,000,000.00 9,795,000.00 9,261,280.00 (550,024.23) 3133ELN19 FEDERAL FARM CREDIT BANKS FUNDING CORP 1.542 97.6469 02/28/2024 5,000,000.00 5,000,000.00 4,882,345.00 (117,655.00) 3133EKP75 FEDERAL FARM CREDIT BANKS FUNDING CORP 1.671 97.0242 09/17/2024 6,128,000.00 6.107,471.20 5,945,642.98 (173,045.00) 3133ENRR3 FEDERAL FARM CREDIT BANKS FUNDING CORP 1.764 97.7537 03/14/2024 20,000,000.00 19.945.600.00 19,550,740.00 (402.97063) 3133ENPY0 FEDERAL FARM CREDIT BANKS FUNDING CORP 1.764 96.6875 02/25/2025 5,000,000.00 4.998,000.00 4,834,375.00 (163,854.93) 3133ENIZ1 FEDERAL FARM CREDIT BANKS FUNDING CORP 1.860 93.5931 01/26/2027 10,000,000.00 9,962,090.00 9,359,310.00 (605,866.18) 3133EKQA7 FEDERAL FARM CREDIT BANKS FUNDING CORP 1.693 98.0600 09/10/2024 2,064,000.00 2,101,585.44 2,023,958,40 (57.019.30) 3 (33ENUS7 FEDERAL FARM CREDIT BANKS FUNDING CORP 2.580 98.8863 04/18/2024 10,000,000.00 10,000,000.00 9,888,630.00 (1 1 0370.00) 3133ENUS7 FEDERAL FARM CREDIT BANKS FUNDING CORP 2.721 98.8863 04/18/2024 10.520,000.00 10,491.596.00 10,402,838.76 (91,314.39) 3133E1KN8 FEDERAL FARM CREDIT BANKS FUNDING CORP 2.719 99.9832 04/11/2023 10.000.000.00 9.990,300.00 9,998,32000 (169.02) 3133E2048 FEDERAL FARM CREDIT BANKS FUNDING CORP 3.092 100.1597 10/02/2023 10.000,000.00 9.979.300.00 10.015,970.00 21,168.32 3133ENYX2 FEDERAL FARM CREDIT BANKS FUNDING CORP 3.439 100.4397 06/17/2024 10.000,000.00 9,963,700.00 10,043,970.00 79.574.79 313313M70 FEDERAL FARM CREDIT BANKS FUNDING CORP 0.401 99.2787 11/01/2022 20,000,000.00 19.934.888.89 19,855,740.00 (116,926.67) 3130AKDH6 FEDERAL HOME LOAN BANKS 0.176 99.4168 10/21/2022 10,000,000.00 9,989,900.00 9,941,680.00 (56,765.03) 3130AKKPO FEDERAL HOME LOAN BANKS 0.235 95.9914 12/22/2023 15,000,000.00 14,979,900.00 14,398,710.00 (591.366.94) 3130AKL79 FEDERAL HOME LOAN BANKS 0.250 96.0321 1228/2023 10,000,000.00 10,000,000.00 9,603,210.00 (396.790.00) 3(30AKLB0 FEDERAL HOME LOAN BANKS 0.260 94.6979 06/28/2024 10,000,000.00 10.000,000.00 9,469,790.00 (530,210.00) 3130AKLB0 FEDERAL HOME LOAN BANKS 0.260 94.6979 06/28/2024 15,000,000.00 15,000,000.00 14,204,685.00 (795,315.00) 194 3130AKKF2 FEDERAL HOME LOAN BANKS 0,270 95.4155 03/28/2024 10,000,000.00 10,000,000.00 9,541,550.00 (458,450.00) 3130AKKF2 FEDERAL HOME LOAN BANKS 0.270 95.4155 03/28/2024 15,000,01(000 15,000,000.00 14,312,325.(10 (687,675.00) 3130AKKF2 FEDERAL HOME LOAN BANKS 0.279 95.4155 0328/2024 15,000,000.00 14,995,500.00 14,312,325.00 (685.255.35) 3130ALTJ3 FEDERAL HOME LOAN BANKS 0.375 95.5109 04/08/2024 10,000,000,00 10,000,000.00 9,551,090,00 (448,910.00) 3130ALF25 FEDERAL HOME LOAN BANKS 0.400 93.9116 11/26/2024 5,000,000.00 5,000,000.00 4,695,580.00 (304.420.00) 3130ALDX9 FEDERAL HOME LOAN BANKS 0.500 92.9282 05/23/2025 14,750,000.00 14,750,000.00 13,706,909.50 (1,043,090.50) 3130AQAQ6 FEDERAL HOME LOAN BANKS 0,500 97.6574 06/30/2023 50,000,000.00 50,000.000.00 48,828,700.00 (1,171,300.00) 3130AQ7C1 FEDERAL HOME LOAN BANKS 0,500 97.6574 06/30/2023 50,000,000.00 50,000,000.00 48,828,7(10,(10 (1,171,300.00) 3130ANX88 FEDERAL HOME LOAN BANKS 0.500 94.5501 09/27/2024 10,000,000,00 10,000,000.00 9,455,010,00 (544,990.00) 3130AK3T1 FEDERAL HOME LOAN BANKS 0.500 94.0527 [2/09/2024 10;000,0(10.(10 10,000,000.00 9,405,270.1(0 (594.730.00) 3130ALTH7 FEDERAL HOME LOAN BANKS 0.510 94.5510 09/30/2024 25,000,000.00 25.000,000.00 23,637,750.00 (L362,250.00) 3130ALHZ0 FEDERAL HOME LOAN BANKS 0.530 92.8396 06/18/2025 10,000,000,00 10,000,000.00 9,283,960,00 (716,040.00) 3130ALFN9 FEDERAL HOME LOAN BANKS 0.550 92.4569 08/25/2025 5,000.000.00 5,000.000.00 4,622,845.00 (377,155.00) 3130ANRB8 FEDERAL HOME LOAN BANKS 0.553 94.1174 12/17/2024 10,000,000.00 9,999,000.00 9,411,740.00 (587,501.79) 3130APBH7 FEDERAL HOME LOAN BANKS 0.590 94.6798 09/30/2024 20,000,000.00 19,988,000.00 18,935,960.00 (1,055,040.00) 3130ALBXl FEDERAL HOME LOAN BANKS 0.580 91.3992 02/23/2026 10,000,0(10.00 10,000,000.00 9,139,920.()0 (860,080.00) 3130AL6K5 FEDERAL HOME LOAN BANKS 0.580 91.3902 02/25/2026 6,000,000.00 6,000,000.00 5,483,412.00 (516,588.00) 3130AL208 FEDERAL HOME LOAN BANKS 0.615 91,4965 02/18/2026 5,000,0(10.(10 4,996,250.00 4,574,825.(10 (422,446.12) 3130ALNK6 FEDERAL HOME LOAN BANKS 0.625 93.6458 03/25/2025 10,000,000.00 10.000,000.00 9,364,580.00 (635,420.00) 3130ALKF0 FEDERAL HOME LOAN BANKS 0.625 93.6458 03/25/2025 10,000,000,00 10,000,000.00 9,364,580,00 (635,420.00) 3130ALKF0 FEDERAL HOME LOAN BANKS 0.625 93.6458 03/25/2025 10,000,000.00 10,000,000.00 9,364,580.00 (635,420.00) 3130AQF57 FEDERAL HOME LOAN BANKS 0.736 96,6303 12/22/2023 25,000,000.00 24,945,000.00 24,157,575.00 (801,815.41) 3130ALLP7 FEDERAL HOME LOAN BANKS 0.688 93,7604 03/17/2025 15,000,000.00 14,977,500.00 14,064,060.00 (920,598.33) 3130ALLP7 FEDERAL HOME LOAN BANKS 0.701 93.7604 03/17/2025 25,000,000.00 24,950,000.00 23,440,1(10.(10 (1,525.475.70) 3130ALEH3 FEDERAL HOME LOAN BANKS 0.700 91.6794 03/16/2026 25,000,000.00 25,000,000.00 22,919,850.00 (2,080,150.00) 3130ALN34 FEDERAL HOME LOAN BANKS 0.700 93.8452 03/24/2025 10,000,000.00 10,000,000.00 9,384,520.00 (615.480.00) 3130ALWL4 FEDERAL HOME LOAN BANKS 0.720 93.8017 04/08/2025 15,000,000.00 15,000,000.00 14,070,255.00 (929,745.00) 3130ALCV4 FEDERAL HOME LOAN BANKS 2.112 91.9574 02/24/2026 25,000,000.00 23,715,250.00 22,989,350.00 (825,410.37) 3130AL1056 FEDERAL HOME LOAN BANKS 0.750 91.8462 03/18/2026 10,000,000.00 10,000,000.00 9,184,620.00 (815,380.00) 3130ALH56 FEDERAL HOME LOAN BANKS 0.750 91.8462 03/18/2026 10,000,000.00 10,000,000.00 9,184,620.00 (815,380.00) 3130ALHG2 FEDERAL HOME LOAN BANKS 0.750 91.8462 03/18/2026 10,000,000.00 10,000.000.00 9,184,620.00 (815,380.00) 3130ALU93 FEDERAL HOME LOAN BANKS 0.750 93.3787 06/30/2025 10,000,000.00 10,000.000.00 9,337,870.()0 (662,130.00) 3130ALEM2 FEDERAL HOME LOAN BANKS 0.790 92.0836 02/25/2026 10,000,000.00 10,000,000.00 9,208,360.00 (791,640.00) 3130ALEM2 FEDERAL HOME LOAN BANKS 0.790 92.0836 02/25/2026 15,000,000.00 15,000,000.00 13,812,540.00 ([2187,460.00) 3130ALFW9 FEDERAL HOME LOAN BANKS 0.790 91.9699 03/18/2026 15,000,000.00 15,000,000.00 13,795,485.00 (1204.515.00) 3130APXH3 FEDERAL HOME LOAN BANKS 2589 97.0180 11/27/2023 20,000,000.00 19,477.000.00 19,403,600.00 (106,742.44) 3130AKYH3 FEDERAL HOME LOAN BANKS 1.746 90.0688 02/10/2027 10,000.000.00 9.563,275.40 9,006,880.00 (590,118.38) 1IS3130AL2X12 FEDERAL HOME LOAN BANKS 3.001 90.1099 02/17/2027 10,000,000.00 9,057.500.00 9,010,990.00 (67,744.84) 3130,01,009 FEDERAL HOME LOAN BANKS 0.850 92.2731 02/26/2026 10,000,000.00 10,000.000.00 9,227,310.00 (772.690.00) 3130ALKL7 FEDERAL HOME LOAN BANKS 0.850 92.1625 03/25/2026 10,000,000.(10 10,000,000.00 9,216,250.()0 (783,750.00) 3130ALHHO FEDERAL HOME LOAN BANKS 3.040 92.5845 03/05/2026 10,500,000.00 9,707,880.00 9,721,372.50 (26,281.56) 3130AL037 FEDERAL HOME LOAN BANKS 1.000 92.6309 03/23/2026 9,750,000.00 9,750,000.00 9,031,512.75 (718,487.25) 3130ALGJ7 FEDERAL HOME LOAN BANKS 1.000 92.6309 03/23/2026 9,750,000.00 9,750,000.00 9,031,512.75 (718,487.25) 3130ALGJ7 FEDERAL HOME LOAN BANKS 1.000 92.6309 03/23/2026 19,500,000.00 19.500.000.00 18,063,025.50 (1,436,97450) 3130ALGJ7 FEDERAL HOME LOAN BANKS 1.016 92.6309 03/23/2026 8,921,250.00 8,914.559.06 8,263,834.17 (652,139.84) 3130ALGJ7 FEDERAL HOME LOAN BANKS 1.000 92.6309 0323/2026 14,625,000.00 14,625,000.00 13,547,269.13 (1.077,730.88) 3130ALGJ7 FEDERAL HOME LOAN BANKS 1.000 92.6309 03/23/2026 14,625,000.00 14,625,000.00 13,547,269.13 (1.077,730.88) 3130ALGJ7 FEDERAL HOME LOAN BANKS 1.000 92.6309 0323/2026 19,500,000.00 19.500,000.00 18,063,025.50 (1.436,974.50) 3130A1,037 FEDERAL HOME LOAN BANKS 1.000 92.6309 03/23/2026 9,750,000.00 9.750,000.00 9,031,512.75 (718,487,25) 3130ALGJ7 FEDERAL HOME LOAN BANKS 3.694 92.6309 03/23/2026 20,000,000.00 18,092,685.00 18,526,180.00 383.015.27 3130AMME9 FEDERAL HOME LOAN BANKS 1.000 92.2969 05/26/2026 10,000,000.00 10,000,000.00 9,229,690.00 (770,310.00) 3130AMS52 FEDERAL HOME LOAN BANKS 1.000 92.2408 06/08/2026 15,000,000.00 15,000,000.00 13,836,120.00 (1,163,880.00) 3130AMMZ2 FEDERAL HOME LOAN BANKS 1.000 92.2196 06/10/2026 5,000,000.00 5,000,000.00 4,610,980.00 (389,020.00) 3130AQ6U2 FEDERAL HOME LOAN BANKS 1.000 96,1070 06/28/2024 25,000,000.00 25,000,000.00 24,026,750.00 (973,250.00) 3130ANBX7 FEDERAL HOME LOAN BANKS 1.000 91.9885 07/22/2026 15,000,000.00 15,000.000.00 13,798,275.00 (1.201,725.00) 3130ANA29 FEDERAL HOME LOAN BANKS 1.000 91.9625 07/27/2026 10,000,000.00 10,000.000.00 9,196,250.()0 (803,750.00) 3130AN439 FEDERAL HOME LOAN BANKS 1.000 91.9625 07/27/2026 15,000,000.00 15,000,000.00 13,794,375.00 (1205,625.00) 3130ANFD7 FEDERAL HOME LOAN BANKS 1.000 91,9071 08/05/2026 10,000,000.00 10,000,000.00 9,190,710.00 (809,290.00) 3130ANE48 FEDERAL HOME LOAN BANKS 1.000 91.8472 08/17/2026 10,000,000.00 10.000,000.00 9,184,720.00 (815,280.00) 3130ANPFI FEDERAL HOME LOAN BANKS 1.000 91.8148 08/25/2026 10,000,000.00 10,000.000.00 9,181,480.00 (818,520.00) 3(30ANSC5 FEDERAL HOME LOAN BANKS 1.000 91.8032 08/26/2026 15,000,000.00 15,000.000.00 13,770,480.00 (1229,520.00) 3130ANTS9 FEDERAL HOME LOAN BANKS 1.000 91.8100 08/26/2026 15,000,000.00 15,000,000.00 13,771,500.00 (1,228,500.00) 3130ANYN4 FEDERAL HOME LOAN BANKS 1.000 91.6184 09/30/2026 10,000,000.00 (0,000.000.00 9,161,840.00 (838,160.00) 3130ALED2 FEDERAL HOME LOAN BANKS 2.050 90,7417 02/24/2027 15,000,000.00 14,275,500.00 13,611,255,00 (709,42629) 3130AN3B4 FEDERAL HOME LOAN BANKS 1.020 92.1622 07/06/2026 15,000,000.00 15,000,000.00 13,824,330.00 (1,175,670.00) 3130AMJN3 FEDERAL HOME LOAN BANKS 1.030 92.3982 05/26/2026 5,000,000.00 5,000,000.00 4,619,910.00 (380.090.00) 3130A05M3 FEDERAL HOME LOAN BANKS 1.040 91.7740 0928/2026 15,000,000.00 15,000,000.00 13,766,100.00 (1233,900.00) 3130APAD7 FEDERAL HOME LOAN BANKS 1.035 91.8008 09/28/2026 15,000,000.00 15,000,000.00 13,770,120.00 (1.229,880.00) 3130AMKB7 FEDERAL HOME LOAN BANKS 1.050 92.4653 05/26/2026 15,000,000.00 15,000,000.00 13,869,795.00 (1,130,205.00) 3130AMWT5 FEDERAL HOME LOAN BANKS 1.050 92.3220 06/26/2026 15,000,000.00 15,000,000.00 13,848,300.00 (1,151,700.00) 3130A6IT69 FEDERAL HOME LOAN BANKS 1.070 92.3899 06/26/2026 10.000,000.00 (0,000,000.00 9,238,990.00 (761,010.00) 3130ANMHO FEDERAL HOME LOAN BANKS 1.100 92.1813 08/20/2026 10,000,000.00 10,000.000.00 9218,130.(10 (781,870.00) 3130ANMHO FEDERAL HOME LOAN BANKS 1.668 92.1813 08/20/2026 10,000,000.00 9,755,200.00 9,218,130.00 (556,325.61) 3130AN309 FEDERAL HOME LOAN BANKS 1.130 92.4695 07/20/2026 10,000,000.00 10,000,000.00 9,246,950.00 (753,050.00) 3130AQF65 FEDERAL HOME LOAN BANKS 1.306 92.4384 12/21/2026 10,000,000.00 9,972,990.00 9,243,840.00 (731,976.80) 3130APW W I FEDERAL HOME LOAN BANKS 1503 93.1024 11/24/2026 20,000,000.00 19,997,000.00 18,620,480.00 (1.376,869.64) 3130AQAY9 FEDERAL HOME LOAN BANKS 1.500 92.9218 12/30/2026 25,000,000.00 25,000,000.00 23,230,450.00 (1,769,550.00) 3130AQH65 FEDERAL HOME LOAN BANKS 1.984 93.2927 01/28/2027 10,000,000.00 9,866,500.00 9,329,270.00 (547,340.28) 3130AQHS5 FEDERAL HOME LOAN BANKS 2.086 93,2927 01/28/2027 20,000,000.00 19,640.000.00 18,658,540.00 (1,006,874.12) 3130AQK.M4 FEDERAL HOME LOAN BANKS 1.750 93.4559 01/28/2027 11,250,000.00 11,250,000.00 10,513,788.75 (73621125) 3130AQRQ8 FEDERAL HOME LOAN BANKS 2.000 94.4117 02/25/2027 10,000,000.00 10,000,000.00 9,441,170.00 (558,830.00) 3130AQRH8 FEDERAL HOME LOAN BANKS 2.000 94.4117 02/25/2027 5,000,000.00 5,000,000.00 4,720,585.00 (279.415.00) 3130AQRH8 FEDERAL HOME LOAN BANKS 2.000 94.4117 02/25/2027 5,000,000.00 5,000,000.00 4,720,585.00 (279,415.00) 3130ARFS5 FEDERAL HOME LOAN BANKS 2.000 98.2053 03/28/2024 10,000,000.00 10,000.000.00 9,820,530.00 (179,470.00) 3130,08401 FEDERAL HOME LOAN BANKS 2289 99.2740 06/09/2023 10.000.000.00 10,000.000.00 9,927,400.00 (72,600.00) 3130AS4T3 FEDERAL HOME LOAN BANKS 2.325 99.2903 06/12/2023 10,000,000.00 10,000,000.00 9,929,030.00 (70,970.00) 3130AR11G9 FEDERAL HOME LOAN BANKS 2.180 98,6145 02/28/2024 7,000,000.00 6,992.020.00 6,903,015.00 (90,11a 28) 313382,0X1 FEDERAL HOME LOAN BANKS 2.691 99,6823 03/10/2023 11,750,000.00 11.432,397.50 11,712,670.25 7.355.73 3(30AR4V0 FEDERAL HOME LOAN BANKS 2.150 97.3026 03/14/2025 5,000,000.00 5,000,000.00 4,865,130.00 (134,870.00) 3130,085B1 FEDERAL HOME LOAN BANKS 2.201 99.4165 06/09/2023 10,000,000.00 10,000,000.00 9,941,650.00 (58,350.00) 3130AR6U0 FEDERAL HOME LOAN BANKS 2.500 95.7911 03/22/2027 5,000,000.00 5,000,000.00 4,789,555.00 (210,445.00) 3130ARMT5 FEDERAL HOME LOAN BANKS 2.838 98.8738 10/25/2024 10,000,000.00 9,991,000.00 9,887,380.00 (104.261.45) 3130ARSC6 FEDERAL HOME LOAN BANKS 2.900 98.5144 05/29/2025 10.000,000.00 10,000,000.00 9,851,440.00 (148.560.00) 3130ARHX2 FEDERAL HOME LOAN BANKS 3.000 97.2452 03/25/2027 10,000,000.00 10,000,000.00 9,724,520.00 (275,480.00) 3130ARHX2 FEDERAL HOME LOAN BANKS 3.000 97.2452 03/25/2027 10,000,000.00 10,000.000.00 9,724,520.00 (275,480.00) 3130ARHX2 FEDERAL HOME LOAN BANKS 3.000 97.2452 03/25/2027 10,000,000.00 10,000.000.00 9,724,520.00 (275.480.00) 3(30AR589 FEDERAL HOME LOAN BANKS 3.000 97.7425 04/29/2027 10,000,000.00 10,000,000.00 9,774,250.00 (225,750.00) 3130ARUF6 FEDERAL HOME LOAN BANKS 3.125 98.4542 10/2_9/2026 10,000,000.00 10,000,000.00 9,845,420.00 (154.580.00) 3130ASLE7 FEDERAL HOME LOAN BANKS 3.203 100.0012 0929/2023 25,000,000.00 25,000,000.00 25,000,300.00 300.00 3130ASDK2 FEDERAL HOME LOAN BANKS 3,250 99.0036 06/29/2026 5,250,000.00 5,250,000.00 5,197,689.00 (52,311.00) 3(30ASDV8 FEDERAL HOME LOAN BANKS 3.300 98.8076 06/28/2027 10,000,000.00 10,000,000.00 9,880,760.00 (119,240.00) 3130ASKB4 FEDERAL HOME LOAN BANKS 3.350 100.0267 12/29/2023 25,000,000.00 25,000,000.00 25,006,675.00 6,675.00 3130ARPV7 FEDERAL HOME LOAN BANKS 3.500 98,3286 04/28/2027 10,000,000.00 10,000.000.00 9,832,860.00 (167,140.00) 3130AS3F4 FEDERAL HOME LOAN BANKS 3.770 98,9504 05/26/2027 10,000,000.00 10,000,000.00 9,895,540.00 (104,460.00) 3130ASH44 FEDERAL HOME LOAN BANKS 4.700 100,3015 06/30/2027 15,000,000.00 15,000,000.00 15,045,225.00 45,225.00 313384AC3 FEDERAL HOME LOAN BANKS 1.433 98.8048 01/03/2023 25,000,000.00 24,732,763.89 24,701,200.00 (115,383.33) 313384,098 FEDERAL HOME LOAN BANKS 1.464 98.6868 01/17/2023 50,000,000.00 49,436,111.11 49,343,400.00 (253,822.22) 313384BA6 FEDERAL HOME LOAN BANKS 1.474 98.6342 01/25/2023 50,000,000.00 49,418.028.00 49,317,100.00 (261,122.38) 31338413134 FEDERAL HOME LOAN BANKS 2.484 98.6277 01/26/2023 20,000,000.00 19.701.916.67 19,725,540.00 10,012.22 313384003 FEDERAL HOME LOAN BANKS 2.484 98.5948 01/31/2023 20,000,000.00 19,695,111.11 19,718,960.00 10,237.78 313384E00 FEDERAL HOME LOAN BANKS 1.722 97.9210 04/13/2023 25,000,000.00 24.569,097.22 24,480,250.00 (182,111.11) 313384FT1 FEDERAL HOME LOAN BANKS 2.061 97.5311 05/18/2023 50,000,000.00 48,987.819.44 48,765,550.00 (329.408.33) 313384FY0 FEDERAL HOME LOAN BANKS 2.035 97.4926 05/23/2023 17,189,000.00 16,847,232.55 16,758,003.01 (118,906.82) 195 313385ZX7 FEDERAL HOME LOAN BANKS 0.782 99.8871 07/28/2022 15,000,000.00 14,965,225.00 14,983,065.00 (8,160.00) 313385ZX7 FEDERAL HOME LOAN BANKS 0.782 99.8871 07/28/2022 15,000,000.00 14,965,225.00 14,983,065.00 (8,160.00) 313385ZY5 FEDERAL HOME LOAN BANKS 0.782 99.8829 07/29/2022 15,000,000.00 14,964,900.00 14,982,435.00 (8,465.00) 313385H74 FEDERAL HOME LOAN BANKS 1.076 99.5430 09/30/2022 50,000,000.00 49,747,361.11 49,771,500.00 (93,263.89) 313385K88 FEDERAL HOME LOAN BANKS 1.358 99.4273 10/17/2022 25,000.000.00 24,870,625.00 24,856,825.00 (41,925.00) 313385M60 FEDERAL HOME LOAN BANKS 1.359 99.3531 10/31/2022 25,000,000.00 24,842,500.00 24,838,275.00 (47,350.00) 313385M60 FEDERAL HOME LOAN BANKS 1.379 99.3531 10/31/2022 25,000,000.00 24.843,972.22 24,838,275.00 (45,655.55) 313385P67 FEDERAL HOME LOAN BANKS 1.511 99.1908 11/16/2022 25,000,000.00 24,812,500.00 24,797,7(10.00 (58,550.00) 313385024 FEDERAL HOME LOAN BANKS 1.552 99,1204 11/28/2022 15,000,000.00 14,883,858.33 14,868,060.00 (35,690.00) 3134GXDG6 FEDERAL HOME LOAN MORTGAGE CORP 0.190 99.1449 11/23/2022 10,000,000.00 10,000,000.00 9,914,490.00 (85.510.00) 31340XE40. FEDERAL HOME LOAN MORTGAGE CORP 0.200 99.1488 11/23/2022 10,000,000.00 10,000,000.00 9,914,880.00 (85,120.00) 3134GXEA8 FEDERAL HOME LOAN MORTGAGE CORP 0.200 99.1488 11/23/2022 10,000,000,00 10,000,000.00 9,914,880.00 (85,120.00) 3134GXGQ1 FEDERAL HOME LOAN MORTGAGE CORP 0.200 98.9611 12/15/2022 10,000.000.00 10,000.000.00 9,896,110.00 (103,890,00) 3134GXHHO FEDERAL HOME LOAN MORTGAGE CORP 0.220 97.3839 06/30/2023 10.000,000.00 10,000,000.00 9,738,390.00 (261,610.00) 3134GXEX8 FEDERAL HOME LOAN MORTGAGE CORP 0.260 97.6114 06/01/2023 10,000,000.00 9,997.500.00 9,761,140.00 (237,938.35) 3134GXEX8 FEDERAL HOME LOAN MORTGAGE CORP 0.270 97.6114 06/01/2023 10,000,000.00 9.995.000.00 9,761,140.00 (237.016.71) 3134GXEX8 FEDERAL HOME LOAN MORTGAGE CORP 0.256 97,6114 06/01/2023 10,000,000.00 9,998,500.00 9,761,140.00 (238,306.40) 3137EAEZ8 FEDERAL HOME LOAN MORTGAGE CORP 0.280 96,4758 11/06/2023 10,000,000.00 9,991,000.00 9,647,580.00 (348,366.92) 3134GXBL7 FEDERAL HOME LOAN MORTGAGE CORP 0.325 96.4168 11/16/2023 15,000,000.00 14,988,750.00 14,462,520.00 (532,306.23) 3134GXCAO FEDERAL HOME LOAN MORTGAGE CORP 0.328 96.3844 11/24/2023 10,000,000.00 9,997,500.00 9,638,440.00 (360,392.00) 3134GXCA0 FEDERAL HOME LOAN MORTGAGE CORP 0.328 96.3844 11/24/2023 10,710.000.00 10,707,322.50 10,322,76924 (385,969.47) 3137EAEX3 FEDERAL HOME LOAN MORTGAGE CORP 0.497 91.8867 09/23/2025 10,000,000.00 9,941,100.00 9,188,670.00 (772,389.90) 3134GXCF9 FEDERAL HOME LOAN MORTGAGE CORP 0.400 95.2204 05/24/2024 10,000,000.00 10,000,000,00 9,522,040.00 (477,960.00) 3134GXCF9 FEDERAL HOME LOAN MORTGAGE CORP 0.400 95.2204 05/24/2024 10,000,000.00 10,000,000.00 9,522,040.00 (477.960.00) 3134GWL79 FEDERAL HOME LOAN MORTGAGE CORP 0.400 94.4554 09/10/2024 10,000,000.00 10,000,000.00 9,445,540.00 (554,460.00) 3134GWL79 FEDERAL HOME LOAN MORTGAGE CORP 0.400 94.4554 09/10/2024 10.000,000.00 10,000,000.00 9,445,540.00 (554.460.00) 3134GWR32 FEDERAL HOME LOAN MORTGAGE CORP 0.410 95,0149 06/24/2024 10,000,000.00 10,000,000.00 9,501,490.00 (498,510.00) 3134GWCM6 FEDERAL HOME LOAN MORTGAGE CORP 0.420 96.1208 01/24/2024 15,000,000.00 15,000,000.00 14,418,120.00 (581,880.00) 3134GWN85 FEDERAL HOME LOAN MORTGAGE CORP 0.450 94,5606 09/10/2024 10,000,000.00 10,000,000.00 9,456,060.00 (543,940.00) 31340WN44 FEDERAL HOME LOAN MORTGAGE CORP 0.450 94.5537 09/11/2024 10,000,000.00 10,000,000.00 9,455,370.00 (544,630.00) 3134GWT22 FEDERAL HOME LOAN MORTGAGE CORP 0.475 93,2633 03/24/2025 15,000,000.00 15,000,000.00 13,989,495.00 (1,010,505.00) 3134GWP26 FEDERAL HOME LOAN MORTGAGE CORP 0.500 93.3017 03/28/2025 10,000,000.00 10,000,000.00 9,330,170.00 (669,830.00) 3134GWAL0 FEDERAL HOME LOAN MORTGAGE CORP 0.500 95,5779 04/29/2024 15,000,000.00 15,000,000.00 14,336,685.00 (663,315.00) 3134GVYX0 FEDERAL HOME LOAN MORTGAGE CORP 0.500 95.3333 06/03/2024 10.000,000.00 10,000,000.00 9,533,330.00 (466.670.00) 31340WP91 FEDERAL HOME LOAN MORTGAGE CORP 0.500 92.7686 06/16/2025 5,000,000.00 5,000,000.00 4,638,430.00 (361.570.00) 31340V3A4 FEDERAL HOME LOAN MORTGAGE CORP 0.500 95.2187 07/01/2024 5,000,000.00 5,000.000.00 4,760,935.00 (239,065.00) 3134GWET9 FEDERAL HOME LOAN MORTGAGE CORP 0.510 93,7594 01/29/2025 15,000,000.00 15,000,000.00 14,063,910.00 (936.090.00) 3134GWL38 FEDERAL HOME. LOAN MORTGAGE CORP 0.540 92.2923 09/15/2025 10,000,000.00 10,000,000.00 9,229,230.00 (770,770.00) 3134GWL38 FEDERAL HOME LOAN MORTGAGE CORP 0.540 92.2923 09/15/2025 15,000,000.00 15,000,000.00 13,843,845.00 (L156,155.00) 31340W3Y0 FEDERAL HOME. LOAN MORTGAGE CORP 0.550 92.0475 10/28/2025 10,000,000.00 10,000,000.00 9,204,750.(10 (795.250.00) 3134GV5R5 FEDERAL HOME LOAN MORTGAGE CORP 0.570 95,1970 07/15/2024 5,000,000.00 5,000,000.00 4,759,850.00 (240,150.00) 3134GWTGI FEDERAL HOME LOAN MORTGAGE CORP 0.600 92.3771 09/30/2025 5,000,000.00 5,000,000.00 4,618,855.00 (381,145.00) 3134GW3Z7 FEDERAL HOME LOAN MORTGAGE CORP 0600 92.2023 10/28/2025 10,000,000.00 10,000,000.00 9,220,230.00 (779,770.00) 3134GXBM5 FEDERAL HOME LOAN MORTGAGE CORP 0.600 92.1076 11/12/2025 5,000,000.00 5,000,000.00 4,605,380.00 (394,620.00) 3134GXBM5 FEDERAL HOME LOAN MORTGAGE CORP 0.600 92.1076 11/12/2025 5,000.000.00 5,000.000.00 4,605,380.00 (394,620.00) 3134GWLW4 FEDERAL HOME. LOAN MORTGAGE CORP 0.625 92.7224 08/19/2025 10,000,000.00 10,000,000.00 9,272,240.00 (727,760.00) 3134GW3X2 FEDERAL HOME LOAN MORTGAGE CORP 0.625 92.2854 10/27/2025 10,000,000.00 10,000,000.00 9,228,540.00 (771,460.00) 3134GVE95 FEDERAL HOME. LOAN MORTGAGE CORP 0.650 93.1939 06/09/2025 15,000,000.00 15,000,000.00 13,979,085,00 (1,020,915.00) 3134GWZVI FEDERAL HOME LOAN MORTGAGE CORP 1.238 92.3930 10/22/2025 15,000,000.00 14,667.187.50 13,858,950.00 (856,689,36) 3134GXHL1 FEDERAL HOME LOAN MORTGAGE CORP 0700 92:1303 12/30/2025 10,000,000.00 10,000,000.00 9,213,030.00 (786,970.00) 3134GV WM6 FEDERAL HOME LOAN MORTGAGE CORP 0.730 93.5251 05/28/2025 5,000,000.00 5,000,000.00 4,676,255.00 (323,745.00) 3134GVWM6 FEDERAL HOME LOAN MORTGAGE CORP 0.730 935251 05/28/2025 10,000,000.00 10,000,000.00 9,352,510.00 (647,490.00) 3134GVRV2 FEDERAL HOME LOAN MORTGAGE CORP 0.750 93.5853 05/27/2025 10,000,000,00 10,000.000.00 9,358,530.00 (641,470.00) 31340VB31 FEDERAL HOME LOAN MORTGAGE CORP 0.760 93.5796 05/28/2025 15,000,000.00 14.992.500.00 14,036,940.00 (958,680.56) 3134GW4C7 FEDERAL HOME LOAN MORTGAGE CORP 3.046 90.6920 10/27/2026 20,000,000.00 18,124.000.00 18,138,400.00 (59,772.75) 3134GW6C5 FEDERAL HOME LOAN MORTGAGE CORP 3.122 90,6868 10/28/2026 15,000,000.00 13,566,000.00 13,603,020.00 (972.61) 31340XVS0 FEDERAL HOME LOAN MORTGAGE CORP 2.900 99,2196 06/21/2024 10,000,000.00 10,000,000.00 9,921,960.00 (78,040.00) 3134GXYR9 FEDERAL HOME LOAN MORTGAGE CORP 3.560 99.5385 06/27/2025 10,000,000.00 10,000,000.00 9,953,850.00 (46,150.00) 3134GXZW7 FEDERAL HOME LOAN MORTGAGE CORP 4.250 100.2639 06/30/2027 10,000,000.00 10,000,000.00 10,026,390.00 26,390.00 1.164 95.4842 10/31/2024 3,590,859,250.00 3,572,917,994.27 3,425,589,287.88 (149,177,263,60) Agency MRS Identifier Description Yield Market Price Final Maturity Par Value Original Cost Market Value Net Unrealized Gain/Loss 3138LCHR9 FEDERAL NATIONAL MORTGAGE ASSOCIATION 2:939 99.0422 12/01/2025 14,385,893.40 14,372,406.62 14,248,103.30 (124,691.36) 3137BXQY1 FHMS K-064 A2 3.154 98.9080 03/25/2027 1,000,000.00 1,001,760.00 989,080.00 (12,640.62) 3137FMU67 FHMS K-735 A2 3.518 98.1000 05/25/2026 15,000,000,00 14,647,851.56 14,715,000.00 66,897.08 3137FNWX4 FHMS K-736 A2 3.655 95.9430 07/25/2026 10,000,000.00 9,503,906.25 9,594,300.00 87,692.08 3138LCH81 FN AN0254 3.738 98,8881 12/01/2025 7,523,822.33 7,381,575.06 7,440,162.09 57,681.71 3138LD5W9 FN ANl760 4.176 97.3670 06/01/2026 15,000,000.00 14,582,812.50 14,605,04685 17,051.90 3138LEGR6 FN AN2007 3.059 97,9267 07/01/2023 6,227,203,07 6,160,066.04 6,098,095.84 (63,410.13) 3138LENE7 FN AN2188 3.543 97.0268 07/0//2026 10,000,000.00 9,807,812.50 9,702,678.00 (108,748.50) 3.536 97.8058 01/30/2026 79,136,918.80 77,458,190.53 77,392,466.08 (80,167.83) CD Identifier Description Yield Market Price Final Maturity Par Value Original Cost Market Value Net Unrealized Gain/Loss 06417MVY8 Bank of Nova Scotia - Houston Branch 0.750 100:0000 09/01/2022 50,000,000,00 50,000,000.00 50,000,000,00 0.00 06417MRX5 Bank of Nova Scotia - Houstn Branch 0.160 100.0000 07/08/2022 50,000,000.00 50,000,000.00 50,000,000.00 0.00 06417MVW2 Bank of Nova Scotia- Houston Branch 0.220 100.0000 09/22/2022 50,000,000.00 50,000,000.00 50.000,(1(0.1(0 0.00 06417MXK6 Bank of Nova Scoria -Houston Branch 0.700 100.0000 01/03/2023 50,000,000.00 50,000,000.00 50,000,000.00 0.00 06367CMV6 Bank of Montreal- Chicago Branch 0.210 100.0000 07/18/2022 25,000,000,00 25,000,000.00 25,000,000,00 0.00 06367CQX8 Bank of Montreal- Chicago Branch 0.380 100,0000 09/16/2022 15,000,000,00 15,000,000.00 15,000,000.00 0,00 06367CPR2 Bank. of Montreal - Chicago Branch 0.410 100.0000 09/02/2022 30,000,000,00 30,000,000.00 30,000,000,00 0.00 06367CSD0 Bank of Montreal- Chicago Branch 0.700 100.0000 08/26/2022 30,000,000.00 30,000,000.00 30,000,000.00 0.00 06367CUC9 Bank of Montreal- Chicago Branch 0.960 100.0000 07/20/2022 25,000,000,00 25,000,000.00 25,000,000,00 0.00 06367CVA2 Bank of Montreal- Chicago Branch 1.530 100.0000 09/21/2022 45,000,000.00 45,000,000.00 45,000,000.00 0.00 06367CTN7 Bank of Montreal- Chicago Branch 1.640 100.0000 11/30/2022 50,000,000.00 50,000,000.00 50,000,(1(0.1(0 0.00 06367CVY0 Bank of Montreal - Chicago Branch 3.060 100.0000 01/23/2023 50,000,000.00 50,000,000.00 50,000,000.00 0.00 21684XUA2 Rabobank Nederland - New York Branch 0.240 100.0000 07/14/2022 50,000,000,00 50,000,000.00 50,000,000,00 0.00 21684XUBO Rabobank Nederland - New York Branch 0170 100.0000 08/12/2022 50,000.000.00 50,000,000.00 50,000.000.00 0.00 21684XU13 Rabobank Nederland - New York. Branch 0.380 100.0000 09/06/2022 30,000,000,00 30,000,000.00 30,000,000,00 0.00 21684XVQ6 Rabobank Nederland - New York Branch 1.720 100.0000 11/21/2022 30,000,000.00 30,000,000.00 30,000,000.00 0.00 21684XWU6 Rabobank Nederland - New York Branch 1.760 100.0000 11/16/2022 40,000,000,00 40,000,000.00 40,000,000,00 0.00 23344NPE0 DNB Bank ASA - New York Branch 0.290 100.0000 07/01/2022 50,000,000.00 50,000,000.00 50,000,000.00 0.00 23344NPF7 DNB Bank ASA- New York Branch 0.360 100.0000 09/01/2022 50,000,000.00 50,000,000.00 50,000,0(10.(10 0.00 23344NPG5 DNB Bank ASA - New York Branch 0.400 100.0000 09/30/2022 50,000,000.00 50,000,000.00 50,000,000.00 0.00 23344NU13 DNB Bank ASA - New York Branch 0.760 100.0000 07/06/2022 25,000,000,00 25,000.000.00 25,000,000,00 0.00 23344NUZ7 DNB Bank ASA- New York Branch 0.900 100.0000 07/19/2022 30,000,000.00 30,000,000.00 30,000,000.00 0,00 23344NWB8 DNB Bank ASA- New York Branch 1200 100.0000 08/08/2022 25,000,000,00 25,000,000.00 25,000,000,00 0.00 23344NWB8 DNB Bank ASA- New York Branch 1.200 100.0000 08/08/2022 25,000,000.00 25,000.000.00 25,000,000.00 0.00 23344NWD4 DNB Bank ASA- New York Branch 1.220 100.0000 08/11/2022 15,000,000.00 15,000,000.00 15,000,000,00 0.00 65558UKNI Norden ABP - New York Branch 0.320 100.0000 07/05/2022 50,000,000.00 50,000,000.00 50,000,000.00 0.00 655581)116 Nordea ABP - New York Branch 0.330 100.0000 08/19/2022 50,000,000.(10 50,000000.00 50;000,0(10.110 0.00 65558URG9 Norden ABP - New York Branch 0.800 100.0000 07/07/2022 50,000,000.00 50,000,000.00 50,000,000.00 0.00 65558UR13 Nordea ABP- New York Branch 0.800 100.0000 07/08/2022 50,000,000,00 50,000,000.00 50,000,000,00 0.00 65558URZ7 Nordea ABP- New York Branch 0.950 100.0000 07/19/2022 50,000,000.00 30,000,000.00 50,000,000.00 0.00 65558USD5 Nordea ABP - New York Branch 0.960 100,0000 07/19/2022 35,000,000,00 35,000,000.00 35,000,000,00 0.00 21684XX10 Rabobank Nederland - New York Branch 2.450 100.0000 02/13/2023 50,000,000.00 50,000,000.00 50,000,000.00 0.00 7801264P7 Royal Bank of Canada New York Branch 1.800 100.0000 01/23/2023 25,000,000,00 25,000,000.00 25,000,000,00 0.00 7801206X8 Royal Bank of Canada New York Branch 3.710 100.0000 06/22/2023 25,000,000.00 25,000,000.00 25,000,000.00 0.00 196 78012UZ40 78012U2M6 78012UZ57 78012U2K0 78012U2T1 78012U3E3 78012U4U6 78012U4T9 78012115E1 78012U5A9 78012U5F8 86959RB58. 86959RUX6 86959RVT4 86959RZK9 89114WHT5 89114WKC8. 89114W1P1 89114WKA2 89114WMR3 89114WMP7 89114WNE1 89114WNL5 89114WPN9 89114WPS8 89114WVA0 89114WXR1 Royal Bank of Canada New York Branch Royal Bank of Canada New York Blanch Royal Bank of Canada New York Branch Royal Bank of Canada New York Branch Royal Bank of Canada New York Branch Royal Bank of Canada New York Branch Royal Bank of Canada New York Branch Royal Bank of Canada New York Branch Royal Bank of Canada New York Branch Royal Bank of Canada New York Blanch Royal Bank of Canada New York Branch Svenska Handels AB Publ - New York Branch Svenska Handels AB Publ - New York Branch Svenska Handels AB Publ - New York Branch SVenaka Handels AB Publ - New York Branch Toronto -Dominion Bank - New York Branch Toronto -Dominion Bank - New York Branch Toronto -Dominion Bank - New York Branch Toronto -Dominion Bank - New York Branch Toronto -Dominion Bank - New York Branch Toronto -Dominion Bank - New York Branch Toronto -Dominion Bank - New York Branch Toronto -Dominion Bank - New York Branch Toronto -Dominion Bank - New York Branch Toronto -Dominion Bank - New York Branch Toronto -Dominion Bank - New York Branch Toronto -Dominion Bank - New York Branch 0.340 0.360 0.380 0.450 0.500 0.800 1.830 1.870 2.000 2.050 2.220 1.970 0.280 0.300 1.350 0.200 0.280 0.300 0.310 0.370 0.430 0.430 0,440 0:800 0.810 2.200 1.308 100.0000 100.0000 100.0000 100.0000 100.0000 100.0000 100.0000 100.0000 100.0000 100.0000 100.0000 100.0000 100.0000 100.0017 100.0000 100.0000 100.0000 100.0000 100.0000 100.0000 100.0000 100.0000 100.0000 100.0000 100.0000 100.0000 100.0000 10/18/2022 09/09/2022 11/17/2022 11/08/2022 11/21/2022 01/24/2023 01/03/2023 01/25/2023 01/18/2023 02/13/2023 03/20/2023 09/20/2022 08/12/2022 09/02/2022 08/22/2022 07/08/2022 09/29/2022 10/27/2022 11/03/2022 09/06/2022 11/10/2022 11/21/2022 11/22/2022 01/20/2023 01/25/2023 03/20/2023 05/22/2023 50,000,000.00 25,000,000.00 50,000,000.00 75,000,000,00 25,000,000.00 25,000,000,00 25,000,000.00 35,000,000.00 25,000,000.00 25,000,000.00 35,000,000.00 50,000,000,00 50,000,000.00 60,000,000.00 50,000,000.00 45,000,000.00 55,000,000.00 45,000,000.00 55,000,000.00 20,000,000,00 75,000,000.00 30,000,000,00 15,000,000.00 20,000,000,00 25,000,000.00 20,000,000.00 25,000,000.00 50,000,000.00 25,000,000.00 50,000,000.00 75,000,000.00 25,000.000.00 25,000,000.00 25,000,000.00 35,000,000.00 25,000,000.00 25,000,000.00 35,000,000.00 50,000,000.00 50,000.000.00 60,004,423.53 50,000,000.00 45,000,000.00 55,000,000.00 45,000,000.00 55,000,000.00 20,000,000.00 75,000,000.00 30,000,000.00 15,000,000.00 20,000,000.00 25,000,000.00 20,000,000.00 25,000,000.00 50,000,000.00 25,006,000.00 50,000,000.00 75,000,000,00 25,000.000.00 25,000,000,00 25,000,000.00 35,000,0(10.(10 25,000,000.00 25,000,000.00 35,000,000.00 50,000,000,00 50,000,000.00 60,001,047.68 50,000,000.00 45,000,0(10,(10 55,000,000.00 45,000,000.00 55,000,000.00 20,000,000,00 75,000.000.00 30,000,000,00 15,000,000.00 20,000,000,(10 25,000,000.00 20,000,000.00 25,000,000.00 0.00 0.00 0.00 0.00 0,00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0,00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 CP Identifier 02314QHN2 02314Q1N0 02314QK57 02314QKB4 02314QKB4 03785EGV0 03785EKQ6 4664083/67 46640QNL1 46640QGD7 46640QGT2 46640QH20 46640QHF1 46640QKH3 63763QGD3 63763QGM3 63763QGT8 63763QHA8 63763Q173 63763QKX4 6698M5G52 6698M5G12 6698M5GR4 6698M5H85 6698M5HF9 7426M5NP5 7426M3GB9 7426M5HV9 7426M3L23 7426M5GE8 93114E034 93114FH80 93114FH80 Description Amazon.com, Inc. Amazons m, Inc. Amazon. om, me, Amazon.cum, me, Amazon.com, Inc. Apple Inc. Apple Inc. J.P. Morgan Securities LLC J.P. Morgan Securities LLC J.P. Morgan Securities LLC J.P. Morgan Securities LLC J.P. Morgan Securities LLC J.P. Morgan Securities LLC J.P. Morgan Securities LLC National Securities Clearing Corporation National Securities Clearing Corporation National Securities Clearing Corporation National Securities Clearing Corporation National Securities Clearing Corporation National Securities Clearing Corporation Novartis Finance Corporation Novartis Finance Corporation Novartis Finance Corporation Novartis Finance Corporation Novartis Finance Corporation Private Export Funding Corporation Private Export Funding Corporation Private Export Funding Corporation Private Export Funding Corporation Private Export Funding Corporation Walmart Inc. Walmart Inc. Walmart lac: 0.881 100.0000 10/08/2022 2,360,000,000.00 2,360,004,423.53 2,360,001,047.68 Yield Market Price Final Maturity 0.984 99.8584 08/22/2022 1.812 99.5850 09/22/2022 1.026 99.7280 10/05/2022 1.026 1.137 0.933 1.592 0.915 2.200 1.104 1.205 1.407 0.823 1.006 1.406 1,154 1.658 1.255 1.508 0.905 1.577 1.607 1.608 1.709 1.709 1.454 0.721 1.155 1.551 0.632 1.557 1.719 1.719 99.6798 99.6798 99.9277 99.4953 99.8054 98.7764 99.9633 99.9133 99.8756 99,8975 99.7000 99.9533 99.9361 99.8808 99.8611 99.7167 99.6950 99.9826 99.9244 99.8933 99.8206 99.7875 99.1760 99.9800 99.8115 99.4696 99.9773 99.9569 99.8195 99.8195 10/11/2022 10/11/2022 07/29/2022 10/24/2022 09/16/2022 01/20/2023 07/13/2022 07/27/2022 08/02/2022 08/15/2022 10/17/2022 07/13/2022 07/21/2022 07/27/2022 08/10/2022 09/07/2022 10/31/2022 07/05/2022 07/18/2022 07/25/2022 08/08/2022 08/15/2022 01/23/2923 07/11/2022 08/29/2022 11/02/2022 07/14/2022 07/11/2022 08/08/2022 08/08/2022 Par Value 30;000,000.00 15,000,000.00 40,000,000,00 50,000,000.00 50,000,000,00 20,000,000.00 50,000,000,00 50,000,000.00 30;000,000.00 50,000,000.00 50,000,000,00 30,000,000.00 50,000,000,00 50,000,000.00 25,000,000,00 25,000,000.00 25,200,000.00 50,000,000.00 45,000,000,00 40,000,000.00 25,000,000,00 100,000,000.00 88,000,000,00 100,000,000.00 50,000,000.00 25,000,000.00 25,000,000,00 25,000,000.00 25,000,000,00 25,000,000.00 75,600,000,00 90,000,000.00 40;000,000.00 0.00 Original Cost Market Value Net Unrealized Gain/Loss 29,881,583,33 29,957,533.33 14,932,500.00 14,937,750.00 39,772,200.00 39,891,200.00 49,705,333.33 49,839,916.67 49,681,402,78 49,839,916.67 19,963316.67 19,985,533.33 49,666,444.44 49,747,638.89 49,733,319.44 49,902,680.55 29,515,366,67 29,632,908.34 49,926,666.67 49,981,666.67 49,896,666.67 49,956,666,67 29,920,666,67 29,962,666.67 49,795,000.00 49,948,750,00 49,663,888.89 49,850,000.00 24,971,805,56 24,988,333.34 24,964,861,1.1 24,984,027.78 25,158,420.00 25,169,970.00 49,890,625.00 49,930,555.56 44,833,125,00 44,872,500,00 39,757.000.00 39,878,000.00 24,988,006,94 24,995,638.89 99,893,333.33 99,924,444.44 87,878.755.56 87,906,133.34 99,787,500.00 99,820,555.56 49,877,222.22 49,893,750.00 24,701,000.00 24,794,000.00 24,955,500.00 24,995,000.00 24.910.555.56 24,952,881,95 24,848,138.89 24,867,388.89 24,935,687.50 24,994,312.50 15,587.910.00 15,593,283.33 89,807,625,00 89,837,550.00 39,914,500.00 39,927,800.00 0.00 0.00 0.00 (15,583,33) 0,00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0,00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0,00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 MM Fund Identifier RIVCOWOBMMI Bank of the West MMF 94992/126 ALLSPRING:GOVT MM SEL 0924811700 0924811700 092480700 608919718 608919718 3/6074,703 38141W273 48123X819 48123X819 48123X819 4812CA538 48I2CA538 4812CA538 4812CA538 4812CA538 4812CA538 617470707 85749T517 857497517 85749T517 85749T517 85749T517 65749T517 BLKRK LQ:FEDFUND INSTL BLKRK LQ:FEDFUND INSTL BLKRK LQFEDFUND INSTL FEDERATED MRMS GV OPRMR FEDERATED FIRMS GV OPRMR FIDELITY IMM:GOVT INSTL GOLDMAN:FS GOVT INST JPMORGAN:PRIME MM EMPWR JPMORGAN:PRIME MM EMPWR JPMORGAN:PRIME MM EMPWR JPMORGAN:US GVT MM EMPWR JPMORGAN:US GVT MM EMPWR JPMORGAN:US GVT MM EMPWR JPMORGAN:US GVT MM EMPWR JPMORGAN:US GVT MIN EMPWR JPMORGAN:US GVT MM EMPWR MORG STAN 1 LQ:GV1 SS INST INV:US GV MM OPP SS INST INV:US GV MM OPP SS INST INV:US GV MM OPP SS INST INV:US GV MM OPP SS INST INV:US GV MM OPP SS INST INV:US GV MM OPP Description 1.363 99.7847 08/27/2022 1,408,800,000.00 1,403,715,927.23 1,405,760,953.34 Yield Market Price Final Maturity 0.700 1.0000 06/30/2022 1250 1.0000 06/30/2022 1.330 1.0000 06/30/2022 1.330 1.330 1.420 1.420 1.260 1.370 1.500 1.500 1.500 1.340 1.340 1.340 1.340 1.340 1.340 1.380 1.420 1.420 1.420 1.420 1.420 1.420 1.0000 06/30/2022 1.0000 1.0000 1.0000 1.0000 1.0000 1.0001 1.0001 1.0001 1.0000 1.0000 1.0000 1.0000 1.0000 1.0000 1.0000 1.0000 1.0000 1.0000 1.0000 1.0000 1.0000 06/30/2022 06/30/2022 06/30/2022 06/30/2022 06/30/2022 06/30/2022 06/30/2022 06/30/2022 06/30/2022 06/30/2022 06/30/2022 06/30/2022 06/30/2022 06/30/2022 06/30/2022 06/30/2022 06/30/2022 06/30/2022 06/30/2022 06/30/2022 06/30/2022 Par Value 1,000,000.00 1,000,000.00 0.00 0,00 43,000,000.00 0,00 101,000,000.00 1,000,000.00 1,000,000.00 24,985,007.00 24,975,012.99 25,004,994.99 0.00 0,00 46,000,000.00 65,000,000.00 130,000,000.00 30;000,000.00 24,990,002.00 0,00 0.00 0,00 1,000,000.00 120,000,000.00 165,000,000.00 Original Cast 1,000,000.00 1,000,000.00 0.00 0.00 43,000,000.00 0.00 101,000,000.00 1,000,000.00 1,000,000.00 24,995,001.00 24,985,003.00 25,014,996.99 0.00 0.00 46,000,000.00 65,000,000.00 130,000,000.00 30,000.000.00 24,995,000.00 0.00 0.00 0.00 1,000,000.00 120,000,000.00 165,000,000.00 Market Value 1,000,000.00 1,000,000.00 0.00 0,00 43,000,000.00 0,00 101,000,000.00 1,000,000.(10 1,000,000.00 24,987,505.50 24,977,510.50 25,007,495,49 0.00 0,00 46,000,000.00 65,000,000,00 130,000,000.00 30;000,000.00 24,990,002.00 0,00 0.00 0,00 1,000,000.00 120,000,000,00 165,000,000.00 (15,583.33) Net Unrealized Cain/Loss 0.00 0.00 0.00 0.00 0,00 0.00 0.00 0.00 0.00 (7,495.50) (7,49250) (7,501.50) 0,00 0.00 0.00 0.00 0.00 0.00 (4.998.00) 0.00 0,00 0.00 0.00 0.00 0.00 Muni Identifier 074437GY4 074437HA5 074437HB3 190335LK3 419792E68 419792A55 419792C95 419792E76 419792D29 419792A63 Description BEAUMONT CALIF IJNI SCH DIST BEAUMONT CALIF [INI SCH DIST BEAUMONT CALIF UNI SCR DIST COAST CMNTY COLLEGE DIST CALIF HAWAII ST HAWAII ST HAWAII ST HAWAII ST HAWAII ST HAWAII ST 1.393 1.0000 06/30/2022 804,955,016.99 804,990,000.99 804,962,513.49 Yield 0.277 0.690 1,109 0.523 0.247 0.247 0.247 0.422 0.422 0,422 Market Price 99.8950 94.5500 93.3250 99.8260 99.8000 99.2820 99.3760 97.1790 96.7480 96.7480 Final Maturity 08/01/2022 08/01/2024 08/01/2025 08/01/2022 08/01/2022 10/01/2022 10/01/2022 08/01/2023 10/01/2023 10/01/2023 Par Value 225,000.00 275,000.00 500,000.00 225,000.00 10,000,000,00 10,000,000.00 2,305,000,00 15,000,000.00 3,260,000,00 10,000,000.00 Original Cost 225,000.00 275,000.00 500.000,00 225,000.00 10,000,000.00 10,000,000.00 2,305,000.00 15,000,000.00 3,260,000.00 10,000,000.00 Market Value 224,763,75 260,012.50 466,625.00 224,608.50 9,980,000,00 9,928,200.00 2,290,616.80 14,576,850.00 3,153,984.80 9,674,800.00 (27,487.50) Net Unrealized Gain/Loss (236.25) (14,987.50) (33,375.00) (391.50) (20,000.00) (71,800.00) (14,383.20) (423,150.00) (106,015.20) (325,200.00) 419792F84 419792A71 419792D37 419792F92 419792D45 419792A89 56781RKQ9 56781RKT3 675383T05 757710009 75771011R7 7577101/55 797508HU5 797508/58 7975081T6 797508HV3 799017X52 799017XT0 799408264 7994082E8 8014952N1 801495256 802498YW9 802498YY5 802498YZ2 826239GF6 8262395W0 826239FX8 8262395Y6 826239GH2 882724X71 882724XK8 923035857 9230358S7 923035857 93974ETF3 987388G58 9873880T6 987388GU3 HAWAII ST HAWAII ST HAWAII ST HAWAII ST HAWAII ST HAWAII ST MARIN CALIF CMNTY COLLEGE DIST MARIN CALIF CMNTY COLLEGE DIST OCEANSIDE CALIF UNI SCH DIST REDONDO BEACH CALIF UNI SCH DIST REDONDO BEACH CALIF UNI SCH DIST REDONDO BEACH CALIF UNI SCFI DIST SAN DIEGUITO CALIF UN HIGH SCH DIST SAN DIEGUITO CALIF UN HIGH SCH DIST SAN DIEGUITO CALIF UN HIGH SCH DIST SAN DIEGUITO CALIF UN HIGH SCH DIST SAN MATEO CALIF UN HIGH SCH DIST SAN MATEO CALIF UN HIGH SCH DIST SAN RAMON VALLEY CALIF' UN1 SCH DIST SAN RAMON VALLEY CALIF UNI SCH DIST SANTA CLARA CALIF UNI SCH DIST SANTA CLARA CALIF UNI SCH DIST SANTA MONICA-MALIBU UNI SCH DIST CALIF SANTA MONICA-MALIBU UNI SCH DIST CALIF SANTA MONICA-MALIBU UNI SCH DIST CALIF SIERRA CALIF JT CMNTY COLLEGE DIST SIERRA CALIF JT CMNTY COLLEGE DIST SIERRA CALIF JT CMNTY COLLEGE DIST SIERRA CALIF JT CMNTY COLLEGE DIST SIERRA CALIF JT CMNTY COLLEGE DIST TEXAS ST TEXAS ST VENTURA CNTY CALIF VENTURA CNTY CALIF VENTURA CNTY CALIF WASHINGTON ST YOSEMITE CALIF CMNTY COLLEGE DIST YOSEMITE CALIF CMNTY COLLEGE DIST YOSEMITE CALIF CMNTY COLLEGE DIST 0,713 0.713 0.713 1.033 1.033 1.033 0.176 0.763 0,290 0.869 1.222 1.571 0.175 0.175 0.275 0.275 0.166 0.256 0.202 0.967 0.160 0.210 0.142 0.396 0.669 0.179 0.179 0.229 0.344 0.354 0.508 0.794 0.131 0.141 0.140 0.470 0.790 1.140 1.440 95.5310 94.4080 94.4080 94.2480 93.0710 98.3030 99.8350 92.1230 99.9130 99.9080 98.3170 97.2290 99.9180 99.9180 97.0620 97.0620 99.5970 96.6530 99.9220 93.4260 100.0000 97.4910 99.8100 94.7040 93.1180 99.9220 99.9150 96.9480 94.0490 94.4870 96.9460 94.9650 100.0000 100.0000 100.0000 93.9480 99.9470 97.9880 96.5560 08/01/2024 10/01/2024 10/01/2024 08/01/2025 10/01/2025 10/01/2025 08/01/2022 08/01/2025 08/01/2022 08/01/2022 08/01/2023 08/01/2024 08/01/2022 08/01/2022 08/01/2023 08/01/2023 09/01/2022 09/01/2023 08/01/2022 08/01/2025 07/01/2022 07/01/2023 08/01/2022 08/01/2024 08/01/2025 08/01/2022 08/01/2022 08/01/2023 08/01/2024 08/01/2024 10/01/2023 10/01/2024 07/01/2022 07/01/2022 07/01/2022 08/01/2024 08/01/2022 08/01/2023 08/01/2024 9,000,000.00 10,000,000,00 2,500,000.00 6,250,000.00 3,660,000.00 12,775,000.00 990,000.00 1,065,000.00 125,000.00 265,000,00 260,000.00 500,000.00 1,000,000.00 425,000.00 425,000.00 1,000,000,00 500,000.00 500,000,00 1,000,000.00 4,505,000.00 8,770,000.00 2,870,000.00 1,000,000.00 1,000,000.00 1,000,000.00 205,000.00 260,000.00 260,000.00 500,000.00 720,000.00 4,745,000.00 5,810,000.00 35,000,000.00 15,000,000.00 30,000,000.00 14,995,000.00 300,000.00 750,000.00 700,000,00 9,000,000.00 10,000,000,00 2,500,000.00 6,250,000.00 3,660,000,00 13,625,815,00 990,000.00 1,065.000,00 125,000.00 265,000,00 260,00000 500,000.00 1,000.000.00 425,000.00 425,000.00 1,000,000,00 500,000.00 500,000.00 1,000,000.00 4,505.000.00 8,770.000.00 2,870,000.00 1,000.000.00 1,000.000,00 1,000,000.00 205,000,00 260,000.00 260,000.00 500,000.00 720,000.00 4,745,000.00 5,810.000,00 35,041,650.00 15,016,350,00 30,027,900.00 14,995,000,00 300,000.00 750,000,00 700,000.00 8,597,790,00 9,440,800.00 2,360,200.00 5,890,500,00 3,406,398,60 12,558,208.25 988,366.50 981,109,95 124,891.25 264,756.20 255,624.20 486,145.00 999,180.00 424,651.50 412,513.50 970,620.00 497,985,00 483,265.00 999,220.00 4,208,841.30 8,770,000,00 2.797,991.70 998,100.00 947,040,(10 931,180.00 204,840.10 259,779.00 252,064.80 470,245,00 680,306.40 4,600,087.70 5,517,466.50 35,000,000.00 15,000,000.00 30,000,000.00 14,087,502.60 299,841.00 734,910.00 675,892.00 (402,210,00) (559,200.00) (139,800.00) (359,500.00) (253,601.40) (913,873.28) (1,633.50) (83,890.05) (108.75) (243.80) (4,375.80) (13,855.00) (820,00) (348.50) (12,486.50) (29,380.00) (2,015.00) (16,735.00) (780.00) (296,158,70) 0,00 (72,008,30) (1,900,00) (52,960.00) (68,820,00) (159.90) (221.00) (7,935.20) (29,755.00) (39,693.60) (144,912.30) (292.533.50) 0,00 0.00 0.00 (907,497.40) (159.00) (15,090.00) (24,108.00) Mutual Fund Identifier CLTRSF CALTRUST Description 0,407 97,8815 07/10/2023 232,420,000.00 233,356,715,00 227,358,774,40 Yield Market Price Final Maturity Par Value - 1.0086 - 93,213,169.12 Original Cast 94,017,200.84 (5,758,307,13) Market Value Net Unrealized Gain/Loss 94,017,200,84 (0,00) CLTRSF CALTRUST Non -US Gov Identifier 459053D92 45906M3C3 45950VPQ3 45950VQG4 45950VRA6 45950VQL3 45950VQZ2 Description INTERNATIONAL BANK FOR RECONSTRUCTION AND DEVELOPM INTERNATIONAL BANK FOR RECONSTRUCTION AND DEVELOPM INTERNATIONAL FINANCE CORP INTERNATIONAL FINANCE CORP INTERNATIONAL FINANCE CORP INTERNATIONAL FINANCE CORPORATION INTERNATIONAL FINANCE CORP - 1,0086 93,213,169.12 94,017,200.84 94,017,200.84 Yield 0.160 2.540 0.273 0.484 1.099 0.719 0.829 Market Price 99,7109 98.7640 93.9410 93.7774 95.3930 94.6030 97.1220 Final Maturity. 08/31/2022 03/28/2024 08/22/2024 09/23/2024 01/21/2025 10/29/2024 01/19/2024 Par Value 25,000,000,00 3,895,000.00 25,000,000,00 25,000,000.00 25,000,000,00 25,000,000,00 25,000,000.00 Original Cost 24,971,444,44 3,873,763,14 24,980,250.00 24,967.250,00 24,956,750.00 24,971,175.00 24,980,825.00 Market Value 24,927,725,00 3,846,857,80 23,485,250.00 23,4.44,350.00 23,848,250,00 23,650,750,00 24,280,500.00 (0.00) Net Unrealized Gain/Loss (65,497,22) (29.038.04) (1.502.629,62) (1.531,296.67) (1,114,853.33) (1,326.868,54) (704,606.54) 0.644 95,8805 04/23/2024 153,895,000.00 153,701,457,58 147,483,682.80 Repo (6,274,789,96) Identifier Description Yield Market Price Final Maturity 1.410 100.0000 06/22/2022 1.480 1.400 1.380 1.370 Par Value Original Cost Market Value Net Unrealized Gain/Loss RP06222022141 BONY 8506302022148 REPO RP0621202214 Reference Number L22061700014A0 RP06222022138 Refeenoe Number: L22062100051A0 8506212022137 RBC REPO 0,00 0,00 0,00 0,00 0.00 0.00 0,00 0.00 100.0000 100,0000 100.0000 100,0000 06/30/2022 06/21/2022 06/22/2022 06/21/2022 0.00 0.00 0,00 0.00 0.00 0.00 0,00 0.00 0.00 0,00 0,00 0.00 US Gov Identifier 91282CBG5 91282CBG5 91282CBG5 91282CBG5 91282CBM2 91282CBN0 91282CBU4 91282CBU4 91282C804 91282CBX8 912828ZP8 91282CCD1 91282CCD1 91282CCN9 91282CAG6 91282CAG6 91282CAP6 91282CAX9 91282CBD2 91282CBD2 91282CBR1 912828ZH6 912628ZU7 91282CAB7 91282CDA6 91282CDA6 91282CAM3 91282CAM3 91282CBH3 91282CBH3 91282CBH3 9120287L7 91282CCX7 91282CCX7 91282CBC4 91282CBQ3 912828ZF0 UNITED STATES TREASURY UNITED STATES TREASURY UNITED STATES TREASURY UNITED STATES TREASURY UNITED STATES TREASURY UNITED STATES TREASURY UNITED STATES TREASURY UNITED STATES TREASURY UNITED STATES TREASURY UNITED STATES TREASURY UNITED STATES TREASURY UNITED STATES TREASURY UNITED STATES TREASURY UNITED STATES TREASURY UNITED STATES TREASURY UNITED STATES TREASURY UNITED STATES TREASURY UNITED STATES TREASURY UNITED STATES TREASURY UNITED STATES TREASURY UNITED STATES TREASURY UNITED STATES TREASURY UNITED STATES TREASURY UNITED STATES TREASURY UNITED STATES TREASURY UNITED STATES TREASURY UNITED STATES TREASURY UNITED STATES TREASURY UNITED STATES TREASURY UNITED STATES TREASURY UNITED STATES TREASURY UNITED STATES TREASURY UNITED STATES TREASURY UNITED STATES TREASURY UNITED STATES TREASURY UNITED STATES TREASURY UNITED STATES TREASURY Description 1.408 100.0000 06/23/2022 Yield 0,259 0.475 0.506 1.088 0,219 0,301 0.288 0.159 0.147 0,307 0,293 0,330 0,551 0,384 0.739 0.712 2.274 0,318 0.415 0.448 0.287 0.266 0.469 0,675 2157 2.185 0,815 0,950 2.447 0.586 0.593 0.445 0.439 0.438 0.700 0,591 0,647 Market Price 98.5625 98.5625 98.5625 98.5625 95.5781 98.3125 98.0313 98.0313 98.0313 97.7344 97.6250 97.5000 97.5000 97.0313 99.7344 99.7344 96.4531 99.0781 98.7969 98.7969 95.5156 97.9844 97.5000 91.8906 96.7344 96.7344 91.4531 91.4531 91.0156 91.0156 91.0156 92.8906 94.4375 94.4375 91.2188 91.2500 93.4063 Final Maturity 01/31/2023 01/31/2023 01/31/2023 01/31/2023 02/15/2024 02/28/2023 03/31/2023 03/31/2023 03/31/2023 04/30/2023 05/15/2023 05/31/2023 05/31/2023 07/31/2023 08/31,2022 08/31/2022 10/15/2023 11/30/2022 12/31/2022 12/31/2022 03/15/2024 04/15/2023 06/15/2023 07/31/2025 09/30/2023 09/30/2023 09/30/2025 09/30/2025 01/31/2026 01/31/2026 01/31/2026 04/30/2025 09/15/2024 09/15/2024 12/31/2025 02/28/2026 03/31/2025 0,00 0.00 0,00 0,00 Par Value 50,000.000,00 50,000,000.00 50,000,000,00 25,000,000.00 25,000,000:00 50,000,000.00 25,000,000.00 50,000,000.00 50,000,000,00 25,000,000.00 50,000,000,00 25,000,000.00 25,000,000,00 25,000,000,00 25,000,000.00 25,000,000.00 10,000,000,00 50,000,000.00 25,000,000,00 25,000,000.00 50,000,000,00 25,000,000.00 50,000,000.00 25,000,000.00 50,000,000,00 25,000,000.00 25,000,000,00 25,000,000,00 15,000,000:00 10,000,000.00 10,000,000.00 15,000,000.00 25,000,000,00 25,000,000.00 25,000,000,00 20,000,000.00 25,000,000.00 Original Cost 49.916,015,63 49,814,453,13 49,800,781.25 24,786,132.81 24,930,664.06 49,882,812.50 24,941,406.25 49,966,796.88 49,978,515,63 24,930,664,06 49,867,187.50 24,917,968.75 24,849,609,38 24,885,742.19 24,918,945.31 24,922,851.56 9,687,109.38 49,906,250.00 24,928,710.94 24,920.898.44 49,945.312,50 24,994,140.63 49,830,078.13 24,537,109,38 48.597,656.25 24,290,039.06 24,445,312.50 24,323,242,19 13,862,109.38 9,897,265.63 9,894,140.63 14,956,640.63 24,952,148.44 24,953,125,00 24,652,343.75 19.910,508.60 24,855,468.75 Market Value 49,281,250,00 49,281,250.00 49,281,250.00 24,640,625,(10 23,894,531.25 49,156,250.(10 24,507,812.50 49,015,625.00 49,015,625.00 24,433,593.75 48,812,500.00 24,375,000,00 24,375,000,00 24,257,812.50 24,933,593.75 24,933,593.75 9,645,312,50 49,539,062.50 24,699,218,75 24,699,218.75 47,757,812.50 24,496,093,75 48,750,000.00 22,972,656.25 48,367,187.50 24,183,593.75 22,863,281.25 22,863,281.25 .13,652,343.75 9,101,562.50 9,101,562.50 13,933,593.75 23,609,375,00 23,609,375.00 22,804,687.50 18,250,000.00 23,351,562.50 Net Unrealized Gain/Loss (679,679.01) (616,675,37) (607,437,17) (219,412.99) (1,067,505.09) (785,517.20) (461.776.68) (971,818.04) (976.238.66) (528,620.66) (1,114,303.51) (578,324.64) (528,029.99) (672.431.96) (41,050.68) (42,148.24) (83,784,04) (420,909.41) (264,542.64) (260,459,28) (2.210,783.42) (500,798,52) (1,145,593.78) (1,704,593,35) (468,024,25) (225,635,83) (1,686,058.89) (1.579.637,25) (290,467,09) (823,956.07) (821,477.65) (1,037,005.43) (1.355,391.23) (1,356,078.77) (1,915,480,94) (1,684.350.77) (1,549,042.94) 198 912828ZF0 UNITED STATES TREASURY 0.619 93.4063 03/31/2025 25,000,000.00 24,882,812.50 23,351,562.50 912828ZS2 UNITED STATES TREASURY 2.845 88.4531 05/31/2027 20,000,000.00 17,828,906.25 17,690,625.00 91282CDM0 UNITED STATES TREASURY 2.495 96.6406 11/30/2023 15,000,000.00 14,530,664.06 14,496,093.75 91282CDB4 UNITED STATES TREASURY 0.754 94.8125 10/15/2024 25,000,000.00 24.90.5,273,44 23,703,125.00 91282CBT7 UNITED STATES TREASURY 0.715 91.9375 03/31/2026 25,000.000.00 25,039,062.50 22,984,375.00 91282CCW9 UNITED STATES TREASURY 0.832 91.1406 08/31/2026 25,000,000.00 24.900,416.25 22,785,156.25 91282CCW9 UNITED STATES TREASURY 0.902 91.1406 08/31/2026 25,000,000.00 24,817382.81 22,785,156.25 912820098 UNITED STATES TREASURY 0.882 91.9063 06/30/2026 20,000,000.00 19.993.166.80 18,381,250.00 912820098 UNITED STATES TREASURY 0.906 91.9063 06/30/2026 35,000,000.00 34,946,679.69 32,167,187.50 9(282CCZ2 UNITED STATES TREASURY 0.982 91.4688 09/30/2026 20,000,000.(10 19,895,833.60 18,293,750.(10 91282CCZ2 UNITED STATES TREASURY 2.540 91.4688 09/30/2026 15,000,000.00 13,943,554.69 13,720,312.50 912828Z07 UNITED STATES TREASURY 0.540 95.2500 02/28/2025 10,000,000,00 10,231,250.00 9,525,000,00 9(2820D03 UNITED STATES TREASURY 2.884 92.2969 10/31/2026 (0.004000.00 9,258,203.13 9,229,687.50 912828592 UNITED STATES TREASURY 0.334 98.2188 07/31/2023 50,000,000.00 50,818,359.38 49,109,375,00 912828229 UNITED STATES TREASURY 0.581 99.4063 01/15/2023 100,000,000.00 100,902,343.75 99,406,250.00 912828YV6 UNITED STATES TREASURY 1.747 96.5313 11/30/2024 25,000,0(10.00 24,705,078,13 24,132,812.50 912828E46 UNITED STATES TREASURY 0.799 95.1719 02/15/2026 10,000,000.00 10,401,560.00 9,517,187.50 9(28281,46 UNITED STATES TREASURY 0.670 95.1719 02/15/2026 (0,000,0(10.(10 10,466,015.63 9,517,187.50 912828R69 UNITED STATES TREASURY 2.082 98.8594 05/31/2023 10,000,000.00 9,950,781.25 9,885,937.50 912828R69 UNITED STATES TREASURY 2.304 98.8594 05/31/2023 5,000,000,00 4,964,257.81 4,942,968.75 9(2820T91 UNITED STATES TREASURY 0.319 98.2969 10/31/2023 20,000,000.00 20.536,718.75 19,659,375.00 912828T91 UNITED STATES TREASURY 2.617 98,2969 10/31/2023 10,000,000.00 9,856,250.00 9,829,687.50 9(2828TY6 UNITED STATES TREASURY 1.482 99.7344 11/15/2022 50,000,000.00 50,035,156.25 49,867,187.50 912828VB3 UNITED STATES TREASURY 2.080 99.0156 05/15/2023 50,000,000.00 49,837.890.63 49,507,812.50 912828XT2 UNITED STATES TREASURY 2.567 98.2500 05/31/2024 10,000,000.00 9,883,984.38 9,825,000.00 912828XX3 UNITED STATES TREASURY 2.558 98.1719 06/30/2024 25,000,000.00 24,718,750.00 24,542,968.75 912828XX3 UNITED STATES TREASURY 3.217 98.1719 06/30/2024 10,000,000.00 9,760,937.50 9,817,187.50 912828W7( UNITED STATES TREASURY 2.395 98.5781 03/31/2024 30,000,000.00 29,842,968.75 29,573,437.50 9(2820E02 UNITED STATES TREASURY 2.358 98.8125 03/31/2024 10,000,000.00 9,979,02095 9,881,250.00 91282CEF4 UNITED STATES TREASURY 2.502 97.7188 03/31/2027 25,000,000.00 24,998,046.88 24,429,687.50 91282CEF4 UNITED STATES TREASURY 2.503 97.7188 03/31/2027 25,000,000.00 24,996,093.75 24,429,687.50 912820080 UNITED STATES TREASURY 2.502 99.1719 05/3/12024 20,000,000.00 19,999,218,75 19,834,375.00 912820ER8 UNITED STATES TREASURY 2.563 99.1719 05/31/2024 20,000,000.00 19,975,781 25 19,834,375.00 9(28284A5 UNITED STATES TREASURY 0.254 99.9375 02/28/2023 25,000,000.00 25,803,710.94 24,984,375.00 91282CEH0 UNITED STATES TREASURY 2.647 99.0000 04/15/2025 10,000,000.00 9,993,750.00 9,900,000.00 912828401 UNITED STATES TREASURY 2.336 99.7188 06/30/2023 10,000,000.00 10,030,078.13 9,971,875.00 912828486 UNITED STATES TREASURY 2.060 99.8594 05/302023 25,000,000.00 25,188,476.56 24,964,843.75 912828456 UNITED STATES TREASURY 2.083 99.8594 05/31/2023 25,000,000.00 25,181,640.63 24,964,843.75 9(28284S6 UNITED STATES TREASURY 2.070 99.8594 05/31/2023 15,000,000.00 15,109,570.31 14,978,906.25 912828488 UNITED STATES TREASURY 2.799 99.6563 05/302025 15,000,0(10.(10 15,033,398,44 14,948,437.50 91282851(2 UNITED STATES TREASURY 2.300 99.8906 10/31/2023 10,000,000.00 10,085,937.50 9,989,062.50 9(2796S34 UNITED STATES TREASURY 1.293 98.5718 01/26/2023 50,000,000.00 49,455,347.22 49,285,916.50 912796534 UNITED STATES TREASURY 1.360 98.5718 01/26/2023 75,000,000.00 74,160,437.50 73,928,874.75 912796534 UNITED STATES TREASURY 1.359 98.5718 01/26/2023 25,000,000.00 24,721,226.74 24,642,958.25 9(2796T33 UNITED STATES TREASURY 1.315 98.3838 02/23/2023 25,000,000.00 24,699,274.30 24,595,948.00 912796T33 UNITED STATES TREASURY 1.627 98.3838 02/23/2023 25,000,000.00 24,643,914.93 24,595,948.00 9!2796T33 UNITED STATES TREASURY 1.630 98.3838 02/23/2023 30,000,000.00 29,573350.00 29,515,137.60 912796U31 UNITED STATES TREASURY 1.623 98.2481 03/23/2023 25,000,000.00 24,600,105.50 24,562,014.00 912796031 UNITED STATES TREASURY 1.723 98.2481 03/23/2023 10,000,000.00 9,841,847.08 9,824,805.60 9(2796X53 UNITED STATES TREASURY 2.850 97.3825 06/15/2023 10,000,000.00 9,721,691.70 9,738,250.00 912796X20 UNITED STATES TREASURY 0.620 99.9460 07/19/2022 25,000,000.00 24,949,590.28 24,986,500.00 912796X20 UNITED STATES TREASURY 0.620 99.9460 07/19/2022 25,000,000.00 24,949,590.28 24,986,500.00 912796042 UNITED STATES TREASURY 0.358 99.9406 07/202022 25,000,000.00 24,955,448.00 24,985,139.00 912796T58 UNITED STATES TREASURY 0.743 99.7754 08/25/2022 70,000,000.00 69.741,661.11 69,842,791.90 912796758 UNITED STATES TREASURY 0.664 99.7754 08/25/2022 50,000,000.00 49,838.687.50 49,887,708.50 912796T58 UNITED STATES TREASURY 0.684 99,7754 08/25/2022 10,000,000.00 9,968.803.47 9,977,54070 912796M7( UNITED STATES TREASURY 0.269 99.6962 09/08/2022 25,000,000.00 24,955,097,22 24,924,052.00 9(2796U56 UNITED STATES TREASURY 0.986 99.6219 09/22/2022 40,000,000.00 39,808,551.11 39,848,755.60 9127961164 UNITED STATES TREASURY 1.091 99.5825 09/29/2022 50,000,000.00 49,747,125.00 49,791,250.00 9!2796M89 UNITED STATES TREASURY 0.119 99.5231 10/06/2022 25,000,000.00 24,971,767.36 24,880,770.75 9(2796M89 UNITED STATES TREASURY 0.118 99.5231 10/06/2022 110,000.000.00 109,878,425.56 109,475,391.30 912796M89 UNITED STATES TREASURY 0.203 99.5231 10/06/2022 25,000,000.00 24,958,888.89 24,880,770.75 9!2796M89 UNITED STATES TREASURY 0.301 99.5231 10/06/2022 25,000,000.00 24,943,994.44 24,880,770,75 9!2796M89 UNITED STATES TREASURY 0.435 99.5231 10/06/2022 75,000,000.00 74.773.437.29 74,642,312.25 9(2796N96 UNITED STATES TREASURY 0.203 99.2986 11/03/2022 50,000,000.00 49,907,777.78 49,649,305.50 9(2796N96 UNITED STATES TREASURY 0.999 99.2986 11/03/2022 35,000.000.00 34,792,294.44 34,754,513.85 912796W70 UNITED STATES TREASURY 1.532 99.1650 11/25/2022 10,000,000.00 9,923,750.00 9,916,495.80 9(2796E94 UNITED STATES TREASURY 0.244 99.0480 12/002022 25,000,000.00 24,939,333.25 24,762,000.00 912796X79 UNITED STATES TREASURY 2.188 98.9447 12/15/2022 (0,000.000.00 9,892.063.90 9,894,465.30 912796827 UNITED STATES TREASURY 0.381 98,7732 12/29/2022 50,000,000,00 49,810,416.67 49,386,611,00 (1,567,459,33) (175,13991) (91,241.83) (1,224,135.43) (2,047,898.12) (2,131,839.11) (2,060,602.15) (1,613,283.44) (2,790,156.24) (1,617,714,26) (282,968.28) (629,229.14) (60,787.16) (1.384,894.04) (1,090,039,06) (722,636.84) (776,135.92) (823,218.17) (72,861.84) (26,499,56) (687,745.89) (41,624.54) (159.276.27) (350,564.48) (69,804.49) (186.883.22) 50,809.49 (289,294.42) (100,412.14) (568,457.78) (566,603.06) (164,876.88) (142,401.54) (408.550.35) (94.173.15) (56,342.63) (190,208.40) (184.953.71) (02.814.26) (83,095.60) (85,672.43) (346.882.11) (492,021.08) (164,105.88) (192,562.41) (042.775.96) (070,837.40) (146,854.02) (50,564.54) 5.089.55 (5,875.00) (5,875.00) (9,965.18) (79.138.66) (62.447.75) (12,183.99) (63,250.08) (61.973.29) (74,875.00) (111,304.32) (490,227.59) (005,757.03) (99,256.68) (271,165.77) (315,972.28) (126.388.93) (22,254.20) (212,499.97) (6,494.43) (519,108.17) UNITED STATES TREASURY 0.936 97,6684 09/16/2023 3,085.000,000.00 3.069,0033.438.64 3.1110,848,967.40 (61,311284,17) Summary Identifier Description Yield nlarke( Price Final 5Iauvin Par Solos (1rlJnal (ust 91.,,1.,1 \ nine \e1 lnrra1i/et' Gain Los. 1.081 90,2252 08/28/2023 11,808,279,354.90 11,769.164,948.61 11,53,414,893.90 (222.648,883.52) 199 COUNTY OF RIVERSIDE TREASURER -TAX COLLECTOR CAPITAL MARKETS COUNTY ADMINISTRATIVE CENTER 4080 LEMON STREET, 4TH FLOOR, RIVERSIDE, CA 92502-2205 WWW.COUNTYTREASURER.ORG AGENDA ITEM 6F RIVERSIDE COUNTY TRANSPORTATION COMMISSION DATE: October 12, 2022 TO: Riverside County Transportation Commission FROM: David Knudsen, External Affairs Director THROUGH: Anne Mayer, Executive Director SUBJECT: State and Federal Legislative Update STAFF RECOMMENDATION: This item is for the Commission to receive and file an update on state and federal legislation. BACKGROUND INFORMATION: State Update Governor Gavin Newsom had until September 30 to sign or veto bills passed by the Legislature in the final days of the legislative session. While the Legislature is adjourned until December 5, 2022, lawmakers are developing new legislative proposals in preparation for the new session. During the 2021-2022 legislative session, RCTC joined a statewide coalition of transportation agencies and advocates to protect local transportation decision -making and funding from legislative changes. Those efforts were successful regarding Assembly Bills 2237 (Friedman) and 1778 (C. Garcia). However, the issues associated with the policies within the bills are expected to continue in the next year. In August, Assembly Transportation Committee Chair Laura Friedman sent a letter to Caltrans Director Tony Tavares requesting for Caltrans to develop a list of capacity projects proposed for the state highway system. According to the letter, "this list will help to better inform policy around what is considered a capacity project, and what projects are being prioritized." Chair Friedman is expected to hold a hearing in the Select Committee on Urban Development to Combat Climate Change in October to consider how projects are prioritized and funded and why regionally and statewide climate goals are not being achieved. Staff will continue to engage on these issues and report to the Commission as discussions continue. Federal Update At the July 19, 2022, meeting of the 2022 Projects and Funding Strategies Ad Hoc Committee, staff received direction to coordinate an advocacy trip to Washington, D.C. to elevate the Coachella Valley Rail Project (CV Rail) and foster champions among members of Congress and administration officials. Staff organized the trip to Washington, D.C. from Monday, September Agenda Item 6F 201 19, 2022, through Wednesday, September 21, 2022. The timing of this trip was strategic, in order to coincide with the recent release of the Federal Rail Administration's (FRA) Notice of Funding Opportunity for the Consolidated Rail Infrastructure and Safety Improvements (CRISI) grant program. Caltrans and RCTC will be requesting $20 million in CRISI funding for the Tier II Environmental Review and Preliminary Engineering of the CV Rail project. Commissioners Waymond Fermon and Karen Spiegel volunteered to lead the RCTC delegation to Washington, D.C. While there, RCTC met with Senator Dianne Feinstein, Representatives Raul Ruiz, Mark Takano, Ken Calvert, and Darrell Issa, and the Office of Senator Alex Padilla. The purpose of these meetings with elected officials and their offices was to gain their support for the CV Rail project in general and the CRISI grant application in particular. In addition, the meetings were an opportunity advocate for the inclusion of CV Rail in FRA's rail project pipeline — the Corridor ID program. The RCTC delegation also met with climate policy staff in the Office of the Secretary of Transportation. This meeting was intended to educate key staff at the U.S. Department of Transportation (USDOT) regarding the climate, sustainability, and equity benefits of CV Rail to highlight how the project closely aligns with USDOT policy goals and priorities. In each of the meetings, RCTC was warmly received. Of note, Representative Ruiz committed to contacting USDOT Secretary Pete Buttigieg to advocate for the CV Rail CRISI grant application once it is submitted. Staff will continue to engage each of the offices regarding the CRISI grant application, as well as other opportunities to support and champion CV Rail. As a part of the continued effort to elevate the importance of CV Rail and RCTC's advocacy efforts, staff documented the trip through RCTC's social media platforms. FISCAL IMPACT: This is a policy and information item. There is no fiscal impact. Attachments: 1) State and Federal Update Legislative Matrix — September 2022 2) Assemblymember Laura Friedman letter to Caltrans 3) CV Rail Factsheet Agenda Item 6F 202 ATTACHMENT 1 RIVERSIDE COUNTY TRANSPORTATION COMMISSION - POSITIONS ON STATE AND FEDERAL LEGISLATION - SEPTEMBER 2022 Legislation/ Author Description Bill Status Position Date of Board Adoption AB 1951 (Grayson) This bill would, on and after January 1, 2023, and before January 1, 2028, make this a full exemption of sale and use tax for purchases not exceeding $200,000,000 for qualified manufacturing equipment. Vetoed by Governor September 15, 2022 Opposed Staff action based on slat orm Sept. 8, 2022 SB 1121 (Gonzalez) This bill would require the California Transportation Commission (CTC) to biennially develop a needs assessment of the cost to operate, maintain, and provide for the future growth and resiliency of the state and local transportation system. In developing the needs assessment, the CTC would be required to consult with relevant stakeholders, including, but not limited to, metropolitan planning organizations, county transportation commissions, regional transportation planning agencies, local governments, and transit operators. In addition, the bill requires the CTC to estimate the cost to provide for future growth of the state and local transportation system in the needs assessment and must include the cost to address climate change impacts. Enrolled and presented to the Governor September 6, 2022 SUPPORT Staff action based on platform June 15, 2022 AB 2344 (Friedman) If enacted as written, AB 2344 would require Caltrans, in consultation with the Department of Fish and Wildlife (DFW), to establish a wildlife connectivity project list of wildlife passage projects. The bill would require the list to be included in the wildlife connectivity action plan and require Caltrans and DFW to prioritize the implementation of projects on the list based on specified factors, including, among others, the project's ability to enhance connectivity and permeability within a connectivity area or natural landscape area identified in the wildlife connectivity action plan. Enrolled and presented to the Governor September 9, 2022 OPPOSE Unless Amended Staff action based on platform June 3, 2022 SB 1410 (Caballero) This bill would require, by January 1, 2025, to conduct and submit to the Legislature a study on the impacts and implementation of the guidelines described above relating to transportation impacts. The bill would require the office, upon appropriation, to establish a grant program to provide financial assistance to local jurisdictions for implementing those guidelines. Failed to pass Appropriations Committee August 11, 2022 Support May 11, 2022 AB 2237 (Friedman) AB 2237 would limit use of State Transportation Improvement Program funding and reframe the administration of such, while also seeking a redefinition of the roles and responsibilities for metroplbtn planning organizations Failed to pass Transportation Committee June 16, 2022 OPPOSE May 11, 2022 Legislation/ Author Description Bill Status Position Date of Board Adoption AB 2438 (Friedman) This bill would require the agencies that administer those programs to revise the guidelines or plans applicable to those programs to ensure that projects included in the applicable program align with the California Transportation Plan, the Climate Action Plan for Transportation Infrastructure adopted by the Transportation Agency, and specified greenhouse gas emissions reduction standards. The bill would require the Transportation Agency, the Department of Transportation, and the California Transportation Commission, in consultation with the State Air Resources Board and the Strategic Growth Council, to jointly prepare and submit a report to the Legislature on or before January 1, 2025, that comprehensively reevaluates transportation program funding levels, projects, and eligibility criteria with the objective of aligning the largest funding programs with the goals set forth in the above -described plans and away from projects that increase vehicle capacity. Enrolled and presented to the Governor September 9, 2022 OPPOSE Staff action based on platform March 24, 2022 AB 1778 (Cristina Garcia) This bill would prohibit any state funds or personnel time from being used to fund or permit freeway widening projects in areas with high rates of pollution and poverty. Failed passage to pass Senate Committee on Transportation June 29, 2022 OPPOSE March 9, 2022 AB 1499 (Daly) Removes the January 1, 2024 sunset date for Department of Transportation and regional transportation agencies to use the design - build procurement method for transportation projects in California. Signed by the Governor September 22, 2021 SUPPORT April 14, 2021 SB 623 (Newman) Clarifies existing law to ensure toll operators statewide can improve service to customers and enforce toll policies while increasing privacy protections for the use of personally identifiable information (PII). Failed to Pass House of Origin by January 31, 2022 deadline. February 1, 2022 SUPPORT Staff action based on platform April 5, 2021 SB 261 (Allen) This bill would require that the sustainable communities strategy be developed to additionally achieve greenhouse gas emission reduction targets for the automobile and light truck sector for 2045 and 2050 and vehicle miles traveled reduction targets for 2035, 2045, and 2050 established by the board. The bill would make various conforming changes to integrate those additional targets into regional transportation plans. Failed to Pass House of Origin by January 31, 2022 deadline. February 1, 2022 OPPOSE May 12, 2021 Federal Legislation/ Author Description Bill Status Position Date of Board Adoption HR 972 (Calvert) This bill establishes the Western Riverside County Wildlife Refuge which would provide certainty for development of the transportation infrastructure required to meet the future needs of southern California. Ordered Reported by the House Committee on Natural Resources July 14, 2021 SUPPORT Staff action based on platform June 11, 2021 205 ATTACHMENT 2 STATE CAPITOL P.O. BOX 942849 SACRAMENTO, CA 94249-0043 (916) 319-2043 FAX (916) 319-2143 DISTRICT OFFICE 300 EAST MAGNOLIA BOULEVARD, SUITE 504 BURBANK. CA 91502 (818) 558-3043 FAX (818) 558-3042 E-MAIL Assemblymember.Friedman@assembly.ca.gov kssrnthlv California isIafixrr LAURA FRIEDMAN ASSEMBLYMEMBER, FORTY-THIRD DISTRICT August 9, 2022 Tony Tavares Director, California Department of Transportation 1120 N Street Sacramento, CA 95814 Re: Request for a List of State Highway Capacity Projects Dear Director Tavares, COMMITTEES CHAIR: TRANSPORTATION ARTS, ENTERTAINMENT, SPORTS, TOURISM. AND INTERNET MEDIA BUDGET NATURAL RESOURCES WATER. PARKS AND WILDLIFE We are at the beginning of a transportation renaissance that incorporates improved health and safety, equity, and the state's climate goals into decisions we make about transportation investments. I appreciate and recognize the dedicated work the department has done to incorporate these principles into state transportation funding and planning, including the Complete Streets Action Plan released in July of this year, and efforts to orient our state transportation network towards transit, walking, and biking, in order to address legacy impacts on underserved communities that have been historically segmented and harmed by our state's transportation network. Our goals are shared in this space. We are nearly a decade after passage of SB 743 (Steinberg) Chapter 386, Statutes of 2013, and are still working on how to incentivize and better prioritize projects that more closely align with our climate, safety, and equity goals. While outcomes differ from project to project, investing in added roadway capacity, such as new or widened roadways or interchanges, often induces additional vehicle -miles traveled (VMT) and climate pollution. In order to better understand the type and magnitude of State Highway System (SHS) expansions under consideration, I would like to work with you on a list of capacity projects proposed for the SHS. This list will help to better inform policy around what is considered a capacity project, and what projects are being prioritized. We are working towards a hearing in my Select Committee on Urban Development to Combat Climate Change for October, where this list would be very valuable to have. This hearing will focus on how projects are prioritized and funded, and why regionally and statewide, we are not achieving climate goals, and transportation remains the largest greenhouse gas emitting sector. Invitation and details to follow on the hearing date and agenda. Ideally, information in this list of projects will include the following: a. Purpose and need b. Project description, including; i. Location and extent of new mainline lane -miles by length and type (auxiliary lane, general purpose lane, managed lane [specify lane -management strategy]). ii. Location of any new or expanded interchanges and extent of any new through lanes (including those on non-SHS roadway in the project). 206 iii. Extent of facilities for exclusive use by freight, walking, biking and transit, as well as new or expanded transit service included in the project. iv. Indication if right-of-way must be added, and if so, how many homes and businesses will be dislocated. v. Extent of any features to manage speeds and reduce fatal crashes, such as roadway narrowings or roundabouts. vi. Whether any part of the project will be located in a disadvantaged community as described by the most current version of CalEnviroscreen. vii. Types and extent of any environmental- and equity -related mitigations, including those for VMT, severe injury and fatal crashes, emissions, and noise. viii. Project capital cost and anticipated source of fund. ix. Source of funds for ongoing operations and maintenance costs. x. Projected project opening year. xi. Current project phase (initiation, environmental, design, construction). For projects in metropolitan areas subject to Sustainable Communities Strategy (SCS) targets, the following additional information may be provided: a. Whether the project is included in the area's Regional Transportation Plan/Sustainable Communities Strategy (RTP/SCS), meaning it was part of the set of projects modeled and submitted to the Air Resources Board. b. For projects listed in a SCS, a citation with web link to the relevant description in the SCS. c. Whether the project is located within the SCS's priority development area With each day that passes it is increasingly unlikely that California will meet its climate goals, and all of us will experience the negative consequences of inadequate actions that are being taken today. We all need to better understand how policy today may have dire consequences for decades to come. As Chair, I am dedicated to improving transportation from a land use, equity, health, and climate perspective. I appreciate our partnership, and look forward to working on these issues together. Please do not hesitate to reach out to myself or my staff as we work towards understanding how to build a transportation system that puts people before the car. Sincerely, G�Z LAURA FRIEDMAN Assemblymember, 43rd District 207 COACHELLA VALLEY RAIL TRANSFORMING TRAVEL — The Riverside County Transportation Commission is seeking support for state and federal funding opportunities to connect Inland Empire communities through intercity passenger rail. In July 2022, the Commission unanimously certified the Tier 1 program -level environmental document, which studied daily intercity passenger rail service between Los Angeles and the Coachella Valley. RCTC and Caltrans now are seeking funding for the Tier 2 project -level environmental studies. Without question, the service will transform, connect, promote sustainability, create access and equity, expand economic investment and tourism, and offer more travel choices across the U.S. for residents of our rapidly growing region. RIVERSIDE COUNTY TRANSPORTATION COMMISSION i "CV Rail will be a massive boost for the Coachella Valley region, connecting us to employment and educational opportunities, bolstering Southern California's economy, improving our air quality, and providing necessary transit alternatives to fight climate change. CV Rail is about equity for our communities and is an important step for the national revitalization of passenger rail." V. Manuel Perez Riverside County Supervisor, 4th District RCTC Chair "We look forward to the day that train passengers can fully experience the attractions of our beautiful Coachella Valley. I see this as a transformational project — it will truly change how people travel between Los Angeles and the Coachella Valley." Jan Harnik Mayor, City of Palm Desert 2021 RCTC Chair rctc.org/cvr RCTC Provides Mobility Solutions that Connect Our Communities. 4080 Lemon Street, 3rd Floor 1 CA 92501 1 (951) 787-7141 COACH ELLA VALLEY RAIL 1 WHY COACHELLA VALLEY RAIL? Transformational Daily intercity passenger rail service will transform the way southern California residents travel, creating a car -free, stress -free option between major destinations, from downtown lights to desert delights. Economic Investment The new service will expand the regional economy by opening travel options and connections to restaurants, resorts, concert venues, sports facilities, and commercial and retail centers across the southland.The proposed stations also offer a host of transit -oriented development opportunities. Sustainability Taking the train will combat climate change by reducing vehicle miles traveled. This project will explore low or zero emission locomotives. Seven of the nine proposed stations are in or near disadvantaged communities, which will benefit not only from alternatives to traffic -choked highways, but also from better air quality and health conditions. 1"'0 Access £r Equity Inland communities are behind the state average and coastal regions in employment, income, and education levels. Daily service offers game -changing access to jobs and schools, creating equity in a region long denied sufficient resources. JCII IIIQJ Legend O Amtrak Existing Station ® Proposed New Amtrak Station Additional Proposed Amtrak Services — Enhancing Existing Amtrak Service Amtrak Existing Route Potential CV Rail Stations • • • Soledad IGno Cily Paso Robles San Luis Obispo Grover Beach -Santa Maria Guadalupe Lompoc -Surf Hanford Corcoran Wasco ,m Santa Barbara Bakersfield cayS Los Angeles • ' ��A M -r nett. IC Connects US AmtrakConnectsUS. com R,„ers/ae San Diego Barstow Victorville San Bernardino +a Linde riunry( [ Oalm Spnngs uncho Mirage 1M If Ale Las Vegas Enterprise Indio Needles Tourism The service will support tourism regionwide, from LA's entertainment attractions to Orange County's theme parks to Riverside County's world-renowned festivals, bringing people together from around the globe. Population Growth The Inland Empire is the fastest growing region in California and the fifth fastest growing region in the U.S. It is the only area of its size and population in California without daily intercity passenger rail service. More than 160,000 people travel through the San Gorgonio Pass each day, demonstrating a clear need for this alternative. Regional Connections Service will link L.A. Union Station and the Coachella Valley, connecting riders 144 miles across the counties of Los Angeles, Orange, San Bernardino, and Riverside. CV Rail will connect communities with this new way to travel, enhancing the region's quality of life. California £t Beyond CV Rail makes up a large segment of Amtrak's planned Tucson -Phoenix -Los Angeles corridor with connections to San Diego, Santa Barbara, the Pacific Northwest, and Arizona.The segment is an important element of the Amtrak Connects US national initiative. Proposed Coachella Valley Rail Alignment Los An -les LAX Los An ' les Pomona Montclair Ana etm Hills BY THE NUMBERS 44 SoCal Population 24 Million San Gorgonio Pass Travelers 160,000 / Day Lake Arrowhead San Bernardino Loma Linda More Valle 4�1 EMI Route Length 00 % Commission Supported 1 { of Running Time Los Angeles to Coachella Valley Running Springs GORG s NIO Palm Spring PSP Cathedral Cit Rancho Mirage Palm Desert No No. l of Proposed Inland Empire Population 4.65 Million LEGEND .immo - Preferred Route - Existing Station - Potential Station Area COACHELLA VALLEY tad Indian Wells La Quinta Coach IIa Thermal Mecca 1110 AGENDA ITEM 6G RIVERSIDE COUNTY TRANSPORTATION COMMISSION DATE: October 12, 2022 TO: Riverside County Transportation Commission FROM: Jenny Chan, Planning and Programming Manager Jillian Guizado, Planning and Programming Director THROUGH: Anne Mayer, Executive Director SUBJECT: Amendment No. 1 to Agreement No. 21-66-020-00, Project and Program Funding Database System Agreement with Netkinetix, Inc. STAFF RECOMMENDATION: This item is for the Commission to: 1) Approve Agreement No. 21-66-020-01, Amendment No. 1 to Agreement No. 21-66-020-00 with Netkinetix, Inc. (NetK) for database system services, including development of Module 4, Regional Arterials Call for Projects, for an additional amount of $307,200 and a total amount not to exceed $1,010,368; 2) Approve a Fiscal Year 2022/23 budget adjustment in the amount of $187,000; and 3) Authorize the Chair or Executive Director, pursuant to legal counsel review, to execute the amendment. BACKGROUND INFORMATION: In January 2021, the Commission approved an agreement with NetK to develop a cloud -based database, named Rivtrack. As of September 2022, Commission, city, and County of Riverside staff are utilizing this new database to input, update, and monitor local and regional projects as required by state and federal requirements. The database consists of three modules that streamline three important processes for funding of transportation projects in Riverside County, each of which is its own module of Rivtrack: • The process of RCTC submitting Riverside County transportation projects into the Federal Transportation Improvement Program (FTIP) managed by the Southern California Association of Governments (SCAG) (Module 1); • The process for cities and the County of Riverside submitting their Measure A Capital Improvement Plans to RCTC in order to receive their Measure A Local Streets and Roads funding (Module 2); and • Management of the SB 821 grant program for pedestrian and bicycle facilities (Module 3). Agenda Item 6G 210 Since database development began in early 2021, Commission staff have worked continuously with NetK to develop and deliver Rivtrack. NetK has been a responsive and well -performing vendor. Module 1 has been launched and is in full utilization by staff at the Commission, cities, and county; Module 2 is complete and awaiting publication in early 2023 when FY 2023/24 Measure A capital improvement plans are due to RCTC from cities and the County of Riverside; and Module 3 is in development with completion slated for the end of calendar year 2022 for use in the FY 2023/24 SB 821 Call for Projects in February 2023. DISCUSSION: Unforeseen Challenges As often occurs in the software development process, staff and NetK encountered unforeseen development challenges that impacted the project scope and budget of all three modules, but particularly Module 1. One major challenge was having to rebuild Rivtrack's import procedure due to data export limitations from the SCAG's FTIP database. These challenges have resulted in NetK using more hours than anticipated on Module 1 such that, without a contract amendment, they will not be able to complete Modules 2 and 3 or deliver on enhancements to Rivtrack requested by the Commission's staff and member agencies. Enhancements Based on helpful feedback staff is receiving from local agency staff on Module 1, staff recommends the Commission approve additional contract authority to allow for enhancements to all modules. One enhancement would enable local agency staff to better use and share the data within their agencies. It remains staff's goal to implement a database that meets the needs of both Commission staff and local agency staff and provides a streamlined approach to outdated programming processes. New Module 4 Based on the positive feedback staff has received from local agencies on Module 1, staff recommends developing a new module to streamline upcoming and future funding competitions administered by the Commission. Programming staff anticipates releasing a Western Riverside County Regional Arterials Call for Projects in spring 2023 and would like Rivtrack to be ready to handle that process. Summary Staff has determined that an additional 1,610 hours beyond the 4,669 hours included in the existing agreement are required to cover additional work and enhancements to Modules 1, 2, and 3 for a cost of $162,810. To build Module 4, 1,125 hours will be required for a cost of $123,750 and an increase of $20,640 to maintain and host the additional module through Agenda Item 6G 211 calendar year 2027. The estimated number of hours to develop Module 4 includes 100 additional hours, including hours for unforeseen circumstances or the need for enhancements. In summary, staff is recommending the Commission authorize an amendment to Agreement No. 21-66-020-00 with NetK in the amount of $307,200, broken out in Table 1. As with the original NetK agreement, the dollar amount is a not to exceed; expenditures will be based on actual hours NetK works on each task as directed and overseen by Commission staff. Table 1. Summary of recommended increases to Netkinetix, Inc. agreement Additional Work Enhancements New Module 4 Total Module 1 $87,480 $33,440 $120,920 Module 2 8,501 12,320 20,821 Module 3 4,019 17,050 21,069 Module 4 $123,750 123,750 Module 4 Hosting & Maintenance (5 years) 20,640 20,640 Total $100,000 $62,810 $144,390 $307,200 Table 2 illustrates a summary of the existing and proposed cost schedule for the agreement with NetK. Table 2. Summary of existing and proposed cost schedule 21-66-020-00 (Original Agreement) 21-66-020-01 (Amendment No. 1) Combined Total Module 1 $234,432 $120,920 $355,352 Module 2 113,696 20,821 134,517 Module 3 165,440 21,069 186,509 Module 4 N/A 123,750 123,750 Year 1 Hosting & Maintenance 0 N/A 0 Year 2 Hosting & Maintenance 62,400 0 62,400 Year 3 Hosting & Maintenance 36,000 5,280 41,280 Option Years 4 & 5 Hosting & Maintenance 45,600 5,280 50,880 Option Years 6 & 7 Hosting & Maintenance 45,600 10,080 55,680 Total $703,168 $307,200 $1,010,368 Agenda Item 6G 212 FISCAL IMPACT: As noted in Table 1, additional work, enhancements, and development of Module 4 is estimated at $307,200. A budget adjustment in the amount of $187,000 is required for FY 2022/23. The Commission's Planning, Programming, and Monitoring (PPM) revenues from the State Transportation Improvement Program (STIP) are sufficient to cover this increase. Financial Information In Fiscal Year Budget: No Year: FY 2022/23 FY 2023/24+ Amount: $187,000 $120,200 Source of Funds: STIP PPM Budget Adjustment: Yes GL/Project Accounting No.: 002308 90101 00000 0000 106 66 90101 002308 73301 00000 0000 106 66 73301 Fiscal Procedures Approved: / ; 1 Date: 09/20/2022 Attachment: Draft Agreement No. 21-66-020-01 with Netkinetix, Inc. Agenda Item 6G 213 Agreement No. 21-66-020-01 AMENDMENT NO. 1 TO CLOUD BASED DATABASE SYSTEM CUSTOMIZATION AND LICENSE AGREEMENT 1. PARTIES AND DATE This Amendment No. 1 to the Agreement for Cloud Database System Customization is made and entered into as of , 2022, by and between the RIVERSIDE COUNTY TRANSPORTATION COMMISSION ("Commission") and NETKINETIX, INC. ("Consultant"). 2. RECITALS 2.1 The Commission and the Consultant have entered into an agreement dated March 18, 2021, for the purpose of providing Cloud Based Database System Customization. ("Master Agreement"). 2.2 The parties now desire to amend the Master Agreement in order to provide additional funding to compensate Consultant for additional Consultant services required for the Project. 3. TERMS 3.1 The Services, as that term is defined in the Master Agreement, shall be amended to include the additional services required to complete the Project as further described in Exhibit "A" attached to this Amendment No. 1 and incorporated herein by reference. 3.2 The maximum compensation to be provided under this Amendment No. 1 for the Services as set forth in the attached Exhibit "A" shall not exceed Three Hundred Seven Thousand Two Hundred Dollars ($307,200), as further detailed in Exhibit "B" attached to this Amendment No. 1 and incorporated herein by reference. 3.3 The total not to exceed contract value of the Master Agreement, as amended by this Amendment No. 1, is One Million Ten Thousand Three Hundred Sixty -Eight Dollars ($1,010,368) 214 3.4 Except as amended by this Amendment No. 1, all provisions of the Master Agreement, as amended by Amendment No. 1, including without limitation the indemnity and insurance provisions, shall remain in full force and effect and shall govern the actions of the parties under this Amendment No. 1. 3.5 This Amendment No. 1 shall be governed by the laws of the State of California. Venue shall be in Riverside County. 3.6 This Amendment No. 1 may be signed in counterparts, each of which shall constitute an original. 3.7 A manually signed copy of this Amendment No. 1 which is transmitted by facsimile, email or other means of electronic transmission shall be deemed to have the same legal effect as delivery of an original executed copy of this Amendment No. 1 for all purposes. This Amendment No. 1 may be signed using an electronic signature. [Signatures on following page) 215 SIGNATURE PAGE TO AGREEMENT NO. 21-66-020-01 IN WITNESS WHEREOF, this Agreement was executed on the date first written above. RIVERSIDE COUNTY NETKINETIX, INC. TRANSPORTATION COMMISSION By: By: Anne Mayer, Executive Director Signature Name Title APPROVED AS TO FORM: ATTEST: By: By: Best Best & Krieger LLP Counsel to the Riverside County Transportation Commission * A corporation requires the signatures of two corporate officers. Its: One signature shall be that of the chairman of board, the president or any vice president and the second signature (on the attest line) shall be that of the secretary, any assistant secretary, the chief financial officer or any assistant treasurer of such corporation. If the above persons are not the intended signators, evidence of signature authority shall be provided to the Commission. 216 EXHIBIT A SCOPE OF SERVICES 217 EXHIBIT B COST PROPOSAL 218 AGENDA ITEM 6H RIVERSIDE COUNTY TRANSPORTATION COMMISSION DATE: October 12, 2022 TO: Riverside County Transportation Commission FROM: Hector Casillas, Right of Way Manager Erik Galloway, Project Delivery Director THROUGH: Anne Mayer, Executive Director SUBJECT: Utility Agreement for Interstate 215/Placentia Avenue Interchange STAFF RECOMMENDATION: This item is for the Commission to: 1) Award Agreement No. 23-31-009-00 to Eastern Municipal Water District for the Interstate 215/Placentia Avenue Interchange highway improvement project in an amount not to exceed $2,069,000; and 2) Authorize the Chair or Executive Director, pursuant to legal counsel review, to execute the agreement on behalf of the Commission. BACKGROUND INFORMATION: The Commission in cooperation with the California Department of Transportation (Caltrans) and the Federal Highway Administration (FHWA), are nearing completion of a new interchange along Interstate 215 (1-215) and Placentia Avenue in the city of Perris (Project). Placentia Avenue is a primary arterial running eastbound (EB) and westbound (WB) and crosses 1-215 running northbound and southbound. The Project will add new ramps on the east and west side of 1-215, relocate the East Frontage Road, and close the West Frontage Road. The limits of work on Placentia Avenue are from Harvill Avenue to the west and Indian Avenue to the east. The improvements will require widening of the existing bridge structures, Placentia Avenue Overhead over the Southern California Regional Rail Authority tracks and the Placentia Avenue Overcrossing over 1-215. This Project is the first phase of the Mid County Parkway (MCP) Project to add a new EB-WB highway from 1-215 in Perris to State Route 79 in San Jacinto. The MCP will add new connectors in the vicinity of the Placentia Avenue interchange as a future project, so the local interchange design must consider the future connector locations with any geometric refinements. The MCP Project has been environmentally cleared and construction is nearing completion in fall 2022. The Project required utility agreements with Southern California Edison, Frontier Communications and Eastern Municipal Water District (EMWD) to relocate underground and Agenda Item 6H 219 overhead electrical facilities, underground telecommunications facilities and underground water and sewer pipelines, all of which conflicted with the planned construction of the Project. As a part of establishing liability for the cost of the utility relocations, a prior rights check was performed by the utility owner and verified by the Commission's Utility Coordinator. These utility facilities were relocated prior to, and concurrently with construction activities and are clear of conflict with the Project. On January 31, 2019, the Commission approved the expenditure related to utility agreements for the Project with a not to exceed amount of $1,902,360 for the various utilities. During the final invoicing and utility closeout phases of the Project, it was discovered that EMWD had comingled support costs for their two relocations, which prevented both the proper itemization and allocation of the relocation costs between sewer and water facilities which the Commission was tracking as two separate utility agreements. EMWD Sewer was tracked as Utility Agreement No. 19-31-053-00 for $1,555,950 with Caltrans Parcel Number (CPN) 24349 and the EMWD Water relocation was tracked as Utility Agreement No. 19-31-054-00 for $231,150 with CPN 24348. EMWD requested the Commission to cancel the previously executed utility agreements that totaled $1,787,100 and proceed to prepare a single utility agreement which will serve to replace the previous iterations. Commission and Caltrans staff have agreed to rescind the previously issued CPNs and utility agreements to accommodate EMWD's request. In addition, EMWD presented valid costs to relocate the facilities in conflict, which exceeded the estimated costs in the original agreement and would have required an amended utility agreement. The new final cost for the combined EMWD utility relocation is approximately $2,069,000. Staff is recommending the Commission authorize the Executive Director to execute the new utility agreement and cancel the previous agreements (Agreement No. 19-31-053-00 and Agreement No. 19-31-054-00). Financial Information In Fiscal Year Budget: No Year: FY 2022/23 Amount: $2,069,000 Source of Funds: 2009 Measure A Western County New Corridors Budget Adjustment: No GL/Project Accounting No.: 002317 81402 0000 0000 261 31 81402 Fiscal Procedures Approved: r Date: 09/21/2022 Attachment: Draft Utility Agreement No. 23-31-009-00 Agenda Item 6H 220 RIVERSIDE COUNTY TRANSPORTATION COMMISSION UTILITY AGREEMENT DISTRICT 08 FEDERAL AID NUMBER N/A COUNTY Riv FEDERAL PARTICIPATION ROUTE 215 (RCTC AGREEMENT NO: 23-31-009-00) POST MILE R27.9/32.8 Page 1 of 2 EA OF321 OWNER'S FILE NUMBER 1-215 Freeway and Placentia Avenue Interchange Water and Sewer Relocation Project -Water and Sewer On the project ® YES ❑ NO On the Utilities ❑ YES ® NO UTILITY AGREEMENT NO. 25658 (AMENDS AND SUPERSEDES UTILITY AGREEMENT NOS. 24348 AND 24349) WHEREAS, the Riverside County Transportation Commission, herein after called "RCTC", and Eastern Municipal Water District, hereinafter called "OWNER," have entered into those certain Utility Agreements Numbers 24348 and 24349, dated November 1, 2019, which Agreements set forth the terms and conditions governing water and sewer utility relocations required for construction on Interstate Route 215; and WHEREAS, in the performance of said relocation work, increased costs over and above those estimated at the time of the execution of said Agreements were incurred due to unanticipated material cost increases; and WHEREAS, support costs for the water and sewer relocations were comingled, preventing accurate itemization and allocation of relocation costs to and between Utility Agreement Nos 24348 and 24349; and WHEREAS, other than the comingling of costs, OWNER complied with the terms of the Agreements, which are incorporated herein by reference, and has completed all work required thereunder; and WHEREAS, it has been determined that, since final costs have overrun the amount shown in said Agreements by 15.8%, and since final support costs cannot be properly itemized as required by the original Agreements, said Agreements shall be amended and superseded by this Agreement No. 25658 to reflect the increased combined, total cost of the work to RCTC under the Agreements; and WHEREAS, the estimated cost to RCTC of the work to be performed under the Agreements was a combined total cost of $1,787,100.00; and WHEREAS, OWNER has submitted its final bill to RCTC for the combined total cost of the Agreements and, by reason of the increased costs referred to above, the amended final combined cost of the Agreements to RCTC is $2,069,000.00. NOW, THEREFORE, it is agreed between the parties as follows: 1. Utility Agreement No. 25658 amends and supersedes, in their entirety, Utility Agreement Nos. 24348 and 24349. 2. The final invoice submitted by OWNER includes comingled billing for the Agreements, and payment shall be made under this Agreement No. 25658 for all work completed under the Agreements. 3. The estimated combined cost to RCTC of $1,787,100.00 as set forth in said Agreements is hereby amended to reflect a final, combined total cost of $2,069,000.00. 4. Except as amended herein, all other terms and conditions included in Agreement Nos. 24348 and 24349 are consolidated into this Utility Agreement 25658 and remain unchanged. 221 RIVERSIDE COUNTY TRANSPORTATION COMMISSION UTILITY AGREEMENT (Cont.) (RCTC AGREEMENT NO. 23-31-009-00) Page 2 of 2 SIGNATURE PAGE TO UTILITY AGREEMENT NUMBER 25658 (AMENDS AND SUPERSEDES UTILITY AGREEMENT NOS. 24348 AND 24349) IN WITNESS WHEREOF, the above parties have executed this Utility Agreement No. 25658 this day of RIVERSIDE COUNTY TRANSPORTATION OWNER: COMMISSION (RCTC): EASTERN MUNICIPAL WATER DISTRICT By By Anne Mayer, Executive Director Date NAME Joe Mouawad Date General Manager ATTEST: By Sheila Zelaya Date Board Secretary APPROVED AS TO FORM: BEST BEST & KRIEGER LLP By General Counsel Riverside County Transportation Commission 222 AGENDA ITEM 61 RIVERSIDE COUNTY TRANSPORTATION COMMISSION DATE: October 12, 2022 TO: Riverside County Transportation Commission FROM: Sheldon Peterson, Rail Manager Lorelle Moe -Luna, Multimodal Services Director THROUGH: Anne Mayer, Executive Director SUBJECT: Agreements for On -Call Multimodal Transit/Rail Consulting Services STAFF RECOMMENDATION: This item is for the Commission to: 1) Award the following agreements to provide on -call multimodal transit/rail consulting services fora five-year term in an amount not to exceed an aggregate value of $5,000,000: a) Agreement No. 23-25-002-00 to HDR Engineering, Inc.; b) Agreement No. 23-25-016-00 to HNTB Corporation; c) Agreement No. 23-25-017-00 to Jacobs Engineering Group, Inc.; d) Agreement No. 23-25-018-00 to Mott MacDonald Group, Inc.; e) Agreement No. 23-25-019-00 to STV Incorporated; f) Agreement No. 23-25-020-00 to WSP USA Inc.; 2) Authorize the Chair or Executive Director, pursuant to legal counsel review, to execute the agreements, on behalf of the Commission; and 3) Authorize the Executive Director, or designee, to execute task orders awarded to the consultants under the terms of the agreements. BACKGROUND INFORMATION: The Commission's Multimodal Department manages the funding, planning, and development of passenger rail and transit services in the county. In order to better serve the Commission, staff has utilized an on -call rail/transit support consultant bench since 2012. At its September 2017 meeting, the Commission approved agreements to provide on -call multimodal operations support services for a three-year term and two (2), one-year options to extend the agreements, which are now expiring. This is an exciting time for multimodal projects with a greater emphasis and more funding available for transit and rail projects. Therefore, additional support is required through a new Multimodal Transit/Rail On -Call consultant bench. These teams will be focusing on planning, feasibility studies and analyses looking for ways to provide the best transportation options for county residents. In addition, the consultant teams will support the department with technical assistance in grant funding, surveys, and benefit cost analyses. Agenda Item 61 223 Below is a list of sample projects that could be developed or updated over the next few years: 1. Next Generation Rail Study 2. Rail Stations First/Last Mile Active Transportation Plan 3. Express Bus Study 4. Grade Separation Funding Priority Strategy 5. Warehousing and Logistics Truck Fee Study 6. Ridership Forecasting and Service Planning Models 7. Future Growth Market Assessments and Operational Analyses 8. Transit Oriented Development Plans 9. Future Rail Station Parking Needs Assessment 10. Rail Crossing Safety Improvements/Quiet Zone Plans 11. Zero Emission Bus Transition and Implementation Plan 12. Emerging Technology Feasibility Studies 13. Financial and Revenue Analyses 14. Sustainability and Climate Resiliency Studies These consultant services are important to support the Commission's ability to plan and develop capital and service improvements that allow for the efficient and effective use of the limited transportation funding. Since the agreements under the existing consulting bench are expiring, a competitive procurement for a new multimodal consultant bench was initiated. Procurement Process Staff determined the weighted factor method of source selection to be the most appropriate for this procurement as it allows the Commission to identify the most advantageous proposals with price and other factors considered. Non -price factors include elements such as qualifications of firm, personnel, and the ability to respond to the Commission's needs for on -call multimodal transit/rail consulting services as set forth under the terms of the Request for Proposals (RFP) No. 23-25-002-00. RFP No. 23-25-002-00 for on -call multimodal transit/rail consulting services was released by staff on July 27, 2022. The RFP was posted on the Commission's PlanetBids website, which is accessible through the Commission's website. Through PlanetBids, 73 firms downloaded the RFP; five (5) of these firms are located in Riverside County. A pre -proposal conference was held on August 9, 2022 and attended by 24 firms. Staff responded to all questions submitted by potential proposers prior to the August 12, 2022, clarification deadline date. Nine (9) firms — Cambridge Systematics, Inc. (Los Angeles); Center for Transportation and the Environment (Atlanta, GA); EXP (San Bernardino); HDR Engineering, Inc. (Riverside); HNTB Corporation (Ontario); Jacobs Engineering Group, Inc. (Ontario); Mott MacDonald Group, Inc. (Orange); STV Incorporated (Rancho Cucamonga); and WSP USA Inc. (Riverside) — submitted responsive and responsible proposals prior to the submittal deadline on August 25, 2022. Utilizing the evaluation criteria set forth in the RFP, the nine (9) proposals were evaluated and scored by an evaluation committee comprised of Commission staff. Agenda Item 61 224 As a result of the evaluation committee's assessment of the written proposals, the evaluation committee determined six (6) firms — HDR Engineering, Inc.; HNTB Corporation, Jacobs Engineering Group, Inc., Mott MacDonald Group, Inc., STV Incorporated, and WSP USA Inc. — to be the most qualified firms to provide on -call multimodal transit/rail consulting services. The evaluation committee recommends contract awards to these six firms for a five-year term in the aggregate amount of $5,000,000, as these firms earned the highest total evaluation scores. The overall evaluation ranking, based on highest to lowest total evaluation score are presented in the following table: Firm Price* Overall Ranking HDR Engineering, Inc. $253.94 1 HNTB Corporation $279.68 1 WSP USA, Inc. $219.51 2 STV Incorporated $196.08 3 Mott MacDonald Group, Inc. $273.90 4 Jacobs Engineering Group, Inc. $184.57 5 EXP $249.38 6 Cambridge Systematics, Inc. $279.73 7 Center for Transportation and the Environment $181.80 8 *Prices reflect average hourly rate for key personnel. The multiple award, on -call, indefinite delivery/indefinite quantity task order type contracts do not guarantee work to any of the awardees; therefore, no funds are guaranteed to any consultant. Pre -qualified consultants will be selected for specific tasks based on qualification information contained in their proposals and/or competitive fee proposals for the specific tasks. Services will be provided through the Commission's issuance of contract task orders to the consultants on an as -needed basis. The Commission's model on -call professional services agreement will be entered into with each consultant firm, pursuant to legal counsel review. Staff oversight of the contracts and task orders will maximize the effectiveness of the consultants and minimize costs to the Commission. Fiscal Impact The $5,000,000 is anticipated to be used over the five-year term of the agreements, with approximately $1,000,000 budgeted each year beginning in Fiscal Year 2022/23. Funding for these services in the FY 2022/23 budget will be provided by Local Transportation Funds (LTF). Staff may also apply for state and federal discretionary grants to complete special studies and projects and will be budgeted accordingly in future years. Agenda Item 61 225 Financial Information In Fiscal Year Budget: Yes Year: FY 2022/23 FY 2023/24+ Amount: $1,000,000 $4,000,000 Source of Funds: Local Transportation Funds Budget Adjustment: No GL/Project Accounting No.: 254199 65520 00000 0000 103 25 65520 $500,000 004201 81501 00000 0000 103 25 81501 $500,000 Fiscal Procedures Approved: Date: 09/20/2022 Attachments: 1) Draft Agreement No. 23-25-002-00 with HDR Engineering, Inc. 2) Draft Agreement No. 23-25-016-00 with HNTB Corporation 3) Draft Agreement No. 23-25-017-00 with Jacobs Engineering Group, Inc. 4) Draft Agreement No. 23-25-018-00 with Mott MacDonald Group, Inc. 5) Draft Agreement No. 23-25-019-00 with STV Incorporated 6) Draft Agreement No. 23-25-020-00 with WSP USA Inc. Agenda Item 61 226 ATTACHMENT 1 Agreement No. 23-25-002-00 PROFESSIONAL SERVICES AGREEMENT FOR ON -CALL MULTIMODAL TRANSIT/RAIL CONSULTING SERVICES (FTA FUNDED) Parties and Date. This Agreement is made and entered into this day of , 2022, by and between the RIVERSIDE COUNTY TRANSPORTATION COMMISSION ("the Commission") and HDR ENGINEERING, INC. ("Consultan ." , a CORPORATION. The Commission and Consultant are sometimes referred to h individually as "Party", and collectively as the "Parties". Recitals. A. On November 8, 1988 the Voters of Riverside County approved Measure A authorizing the collection of a one-half percent (1/2 %) retail transactions and use tax (the "tax") to fund transportation programs anttirnprovements within the County of Riverside, and adopting the Riverside County Transportation Improvement Plan (the "Plan"). B. Pursuant to Public Code Sections 240000 et seq., the Commission is authorized to allocate the pro ds o he Tex in furtherance of the Plan. C. On November 5, 2002, the vo s of Riverside County approved an extension of the Measure A tax for an additional thirty (30) years for the continued funding of transportation and improvements within the County of Riverside. D. A source of funding for payment for on -call professional consulting services provided under this Agreement may be funds from the Federal Transit Administration ("FTA"). E. Consultant desires to perform and assume responsibility for the provision of certain on -call multimodal transit/rail consulting services in the County of Riverside, California. Services shall be provided on the terms and conditions set forth in this Agreement and in the task order(s) to be issued pursuant to this Agreement and executed by the Commission and the Consultant ("Task Order"). Consultant represents that it is experienced in providing such services to public clients, is licensed in the State of California (if necessary), and is familiar with the plans of the Commission. F. The Commission desires to engage Consultant to render such services on an on -call basis. Services shall be ordered by Task Order(s) to be issued pursuant to this Agreement for future projects as set forth herein and in each Task Order (each such project shall be designated a "Project" under this Agreement). 17336.00030\33774355.1 227 Terms. 1. General Scope of Services. Consultant shall furnish all technical and professional services, including labor, material, equipment, transportation, supervision and expertise, and incidental and customary work necessary for On -Call Multimodal Support Services ("Services"). The Services are more fully set forth in Exhibit "A" attached hereto and incorporated herein by reference. The Services shall be more particularly described in the individual Task Orders issued by the Commission's Executive Director or designee. No Services shall be performed unless authorized by a fully executed Task Order. All Services shall be subject to, and performed in accordance with, this Agreement, the relevant Task Order, the exhibits attached hereto and incorporated herein by reference, and all applicable local, state and federal laws, rules and regulations. 2. Term. 2.1 This Agreement shall go into eff :'` on - date first set forth above, contingent upon approval by Commission, and sultant I commence work after notification to proceed by Commission's Contra dmin'strator. Agreement shall end five years from the date set forth above, unl- ext: .ed by contract amendment. All Task Order work should be completed within th 2.2 Consultant is advis not binding on Commission until this Ag Commission. 2.3 This A unless earlier terminated as within the term of thi deadlines. All ap effect following th mendation for contract award is Ily executed and approved by the ain in effect until the date set forth above, ed . Consultant shall complete the Services nd shall meet any other established schedules and tion provisions of this Agreement shall remain in f this Agreement. 3. Commissi tract Administrator. The Commission hereby designates the Commission's Execu ` Director, or his or her designee, to act as its Contract Administrator for the performance of this Agreement ("Commission's Contract Administrator"). Commission's Contract Administrator shall have the authority to act on behalf of the Commission for all purposes under this Agreement. Commission's Contract Administrator shall also review and give approval, as needed, to the details of Consultant's work as it progresses. Consultant shall not accept direction or orders from any person other than the Commission's Contract Administrator or his or her designee. 4. Consultant's Representative. Consultant hereby designates Robert Yates to act as its Representative for the performance of this Agreement ("Consultant's Representative"). Consultant's Representative shall have full authority to act on behalf of Consultant for all purposes under this Agreement. The Consultant's Representative shall supervise and direct the Services, using his or her professional skill and attention, and shall be responsible for all means, methods, techniques, sequences and procedures and for the 17336.00030\33774355.1 3 228 satisfactory coordination of all portions of the Services under this Agreement. Consultant shall work closely and cooperate fully with Commission's Contract Administrator and any other agencies which may have jurisdiction over, or an interest in, the Services. Consultant's Representative shall be available to the Commission staff at all reasonable times. Any substitution in Consultant's Representative shall be approved in writing by Commission's Contract Administrator. 5. Substitution of Key Personnel. Consultant has represented to the Commission that certain key personnel will perform and coordinate the Services under this Agreement. Should one or more of such personnel become unavailable, Consultant may substitute other personnel of at least equal competence upon written approval by the Commission. In the event that the Commission and Consultant cannot agree as to the substitution of the key personnel, the Commission shall be entitled to terminate this Agreement for cause, pursuant to the provisions herei The key personnel for performance of this Agreement are: Robert Yates, JD �. glas, Marie Lewis Adams, Bruno Penet, Deb Redman, Dorothy Suchkova, Th d P "_ * uyen, Gerard Reminiskey, and Juan Carlos Erickson. 6. Standard of Care; Licenses. Con.=;'ant r- • resent nd maintains that it is skilled in the professional calling necessary to • ..r R r'` Services, duties and obligations required by this Agreement to fully and adequate) J plete the Project. Consultant shall perform the Services and duties in co nce t• d consistent with the standards generally recognized as being employe • sio Is in the same discipline in the State of California. Consultant warrants th. - m • . ' ees and subcontractors shall have sufficient skill and experience to • ' the -rvices assigned to them. Consultant further represents and warrants to th omm .ion t' its employees and subcontractors have all licenses, permits, qualificatio n • of whatever nature that are legally required to perform the Service . nd such licenses and approvals shall be maintained throughout the term a -nt. Consultant shall perform, at its own cost and expense and with rom the Commission, any services necessary to correct errors or omr • ns whic re caused by the Consultant's failure to comply with the standard of care provi• - for ein, and shall be fully responsible to the Commission for all damages and other es provided for in the indemnification provisions of this Agreement arising from the Consultant's errors and omissions. Any employee of Consultant or its sub -consultants who is determined by the Commission to be uncooperative, incompetent, a threat to the adequate or timely completion of the Project, a threat to the safety of persons or property, or any employee who fails or refuses to perform the Services in a manner acceptable to the Commission, shall be promptly removed from the Project by the Consultant and shall not be re-employed to perform any of the Services or to work on the Project. 7. Independent Contractor. The Services shall be performed by Consultant or under its supervision. Consultant will determine the means, methods and details of performing the Services subject to the requirements of this Agreement. Commission retains Consultant on an independent contractor basis and not as an employee, agent or representative of the Commission. Consultant retains the right to perform similar or different services for others during the term of this Agreement. Any additional personnel 4 17336.00030\33774355.1 229 performing the Services under this Agreement on behalf of Consultant shall at all times be under Consultant's exclusive direction and control. Consultant shall pay all wages, salaries and other amounts due such personnel in connection with their performance of Services and as required by law. Consultant shall be responsible for all reports and obligations respecting such personnel, including but not limited to, social security taxes, income tax withholdings, unemployment insurance, disability insurance, and workers' compensation insurance. 8. Task Orders; Commencement of Services; Schedule of Services. Consultant shall commence Services under a Task Order within five (5) days of receiving a fully executed Task Order from the Commission. Each Task Order shall identify the funding source(s) to be used to fund the Services under the relevant Task Order, and Consultant shall comply with the requirements specified herein, and in the attached exhibits, applicable to the identified funding source(s). Consultant shall perform the Services ex ' .'ously, within the term of this Agreement, and in accordance with any schedule of -rvi set forth in a Task Order ("Schedule"). Consultant represents that it has the fessiona d technical personnel to perform the Services in conformance with c•.. ditions. 'In order to facilitate Consultant's conformance with the Schedule, th sion shall respond to Consultant's submittals in a timely manner. Upon request o ` ` mission's Contract Administrator, Consultant shall provide a more detailed , • ule o icipated performance to meet the Schedule of Services. 8.1 Modificatio Commission, through corres required Services within th informed of all anticipated dela modification is necess for approval by Co Sch le. Consultant shall regularly report to the or '_ igress reports, its progress in providing periods. Commission shall be promptly the event that Consultant determines that a schedule shall promptly submit a revised Schedule of Services Administrator. 8.2 s. Consultant shall conduct trend meetings with the Commission's Contract istrator and other interested parties, as requested by the Commission, as may be tually scheduled by the Parties at a standard day and time. These trend meetings will encompass focused and informal discussions concerning scope, schedule, and current progress of Services, relevant cost issues, and future Project objectives. Consultant shall be responsible for the preparation and distribution of meeting agendas to be received by the Commission and other attendees no later than three (3) working days prior to the meeting. 8.3 Progress Reports. As part of its monthly invoice, Consultant shall submit a progress report, in a form determined by the Commission, which will indicate the progress achieved during the previous month in relation to the Schedule of Services. Submission of such progress report by Consultant shall be a condition precedent to receipt of payment from the Commission for each monthly invoice submitted. 17336.00M \ 33774355.1 5 230 9. Delay in Performance. 9.1 Excusable Delays. Should Consultant be delayed or prevented from the timely performance of any act or Services required by the terms of the Agreement by reason of acts of God or of the public enemy, acts or omissions of the Commission or other governmental agencies in either their sovereign or contractual capacities, fires, floods, epidemics, quarantine restrictions, strikes, freight embargoes or unusually severe weather, performance of such act shall be excused for the period of such delay. 9.2 Written Notice. If Consultant believes it is entitled to an extension of time due to conditions set forth in subsection 9.1, Consultant shall provide written notice to the Commission within seven (7) working days from the time Consultant knows, or reasonably should have known, that performance of the Services will be delayed due to such conditions. Failure of Consultant to provide such ti ly notice shall constitute a waiver by Consultant of any right to an excusable delay i r e of performance. 9.3 Mutual Agreement. Performs ; e Y i .. ny Services under this Agreement may be delayed upon mutual agr ent of �1i Parties. Upon such agreement, Consultant's Schedule of Service =` all b exten• as necessary by the Commission. Consultant shall take all reason to minimize delay in completion, and additional costs, resulting from any such ext 10. Preliminary Review of Wor products prepared for submission in the co shall be submitted to the Com Commission may require revi In the event that Commiss determines the formally submi of care established require Consultant orking papers, and similar work ing Services under this Agreement ract Administrator in draft form, and the s prior to formal submission and approval. inistrator, in his or her sole discretion, ork pro•' ct to be not in accordance with the standard ement, Commission's Contract Administrator may mit the work at no cost to the Commission. 11. Appear at , wrings. If and when required by the Commission, Consultant shall render nce at public hearings or other meetings related to the Project or necessary to the rformance of the Services. However, Consultant shall not be required to, and will not, render any decision, interpretation or recommendation regarding questions of a legal nature or which may be construed as constituting a legal opinion. 12. Opportunity to Cure; Inspection of Work. Commission may provide Consultant an opportunity to cure, at Consultant's expense, all errors and omissions which may be disclosed during Project implementation. Should Consultant fail to make such correction in a timely manner, such correction may be made by the Commission, and the cost thereof charged to Consultant. Consultant shall allow the Commission's Contract Administrator and Caltrans to inspect or review Consultant's work in progress at any reasonable time. 13. Final Acceptance. Upon determination by the Commission that Consultant has satisfactorily completed the Services required under this Agreement and within the 17336.00030\33774355.1 6 231 term set forth herein the Commission shall give Consultant a written Notice of Final Acceptance. Upon receipt of such notice, Consultant shall incur no further costs hereunder, unless otherwise specified in the Notice of Final Acceptance. Consultant may request issuance of a Notice of Final Acceptance when, in its opinion, it has satisfactorily completed all Services required under the terms of this Agreement. In the event copyrights are permitted under this Agreement, then in connection with Federal funding, it is hereby acknowledged and agreed that the United States Department of Transportation shall have the royalty -free non-exclusive and irrevocable right to reproduce, publish, or otherwise use, and to authorize others to use, the work for governmental purposes. 14. Laws and Regulations. Consultant shall keep itself fully informed of and in compliance with all local, state and federal laws, rules and regulations in any manner affecting the performance of the Project or the Services, including all Cal/OSHA requirements, and shall give all notices required by law. For -xample, and not by way of limitation, Consultant shall keep itself fully informed implementing regulations, design standards, specifica must be incorporated in the design of the Project, those of the United States Department of Tra procedures may include completion of the a approved by the United States Department of Tr of limitation, a signed Categorical Exclusion, Find' Record of Decision may be required to b Department of Transportation. For Cons and regulations in connection with ices to be contrary to such laws, rul Commission, Consultant s Consultant shall defend, ind employees and agents f Agreement, from an with such laws, rul nd in compliance with all revious commitments that ad ` ";;:;':; trative controls including rtation. pliance with Federal cabl= environ -ntal documents and ion. For example, and not by way f No Significant Impact, or published or completed by the United States ble for all violations of such laws Co ultant performs any work knowing it ons and without giving written notice to the onsible for all costs arising therefrom. ommission, its officials, directors, officers, less, pursuant to the indemnification provisions of this rising out of any failure or alleged failure to comply 15.1 Cons '` ant shall receive compensation, including authorized reimbursements, for all Services rendered under this Agreement at the rates set forth in Exhibit "B" attached hereto and incorporated herein by reference. This Agreement shall be a fixed unit rate, indefinite delivery/indefinite quantity (i.e., Task Order) contract based upon the fully burdened labor rates and classifications set forth in Exhibit "B". The total compensation per Task Order shall be set forth in the relevant Task Order, and shall not exceed said amount without written approval of the Commission's Executive Director. 15.2 Any payments to Consultant for travel and subsistence expenses must be authorized in writing by Commission, and shall not exceed rates authorized to be paid exempt non -represented State employees under current State Department of Personnel Administration (DPA) rules, unless otherwise authorized by Commission. If the rates invoiced are in excess of those authorized DPA rates, and Commission has not 17336.00030\33774355.1 7 232 otherwise approved said rates, then Consultant is responsible for the cost difference and any overpayments shall be reimbursed to the Commission on demand. 15.3 When milestone cost estimates are included in Exhibit "B" Consultant shall obtain prior written approval for a revised milestone cost estimate from the Contract Administrator before exceeding such cost estimate. 15.4 Progress payments for each Task Order shall be made monthly in arrears based on services provided and actual costs incurred. 15.5 Consultant shall not commence performance of work or services until this Agreement has been approved by Commission, and a Task Order has been authorized as detailed in Section 2 of this Agreement. No payment will be made prior to approval or for any work performed prior to approval of thi Agreement, and receipt of Commission's Task Order Authorization. 15.6 Consultant shall be reimbursed, •r. , ,fitly as fiscal procedures will permit upon receipt by Commission's Contract inistra`" of itemized invoices in triplicate. Invoices shall be submitted no later th calendar d -, after the performance of work for which Consultant is billing. Invoic -hall ail the work performed on each milestone and each project as applicable. Invoic- I follow the format stipulated for the approved Cost Proposal and shall refere - - this Ag ent number and project title. Final invoice must contain the final cost a -dit " ue Commission including any equipment purchased under the Equipm P provisions of this Agreement. The final invoice should be submitte• 60 =ndar days after completion of Consultant's work. Invoices shall be mail- ; o C• mis ` 's Contract Administrator at the following address: Riverside County Tra Attention: Account P.O. 12008 Riverside, CA 9250 15.7 The al amount payable by Commission, shall not exceed the amount set forth in each Task Order. 15.8 Commission has or will enter into six task order contracts for performance of the Scope of Services identified in Exhibit "A", including this Agreement. The other Task Order Contracts are HNTB, 23-25-016-00, Jacobs Engineering, 23-25- 017-00, Mott MacDonald, 23-25-018-00, STV, 23-25-019-00, and STV, 23-25-020-00. The total amount payable by Commission for the on -call multimodal transit/rail support services Task Order Contracts shall not exceed a cumulative maximum total value of Five Million Dollars ($5,000,000) ("NTE Sum"). It is understood and agreed that there is no guarantee, either expressed or implied that this dollar amount will be authorized under the on -call multimodal transit/rail support services Task Order Contracts through Task Orders. Each time a Task Order is awarded under any of the on -call multimodal transit/rail support services Task Order Contracts, Commission must send written notification to Consultant 17336.00030\33774355.1 8 233 and each of the other consultants entering into the on -call multimodal transit/rail support services Task Order Contracts. The notice must identify the total funds allocated under issued Task Orders, and the remaining unencumbered amount of the NTE Sum. Consultant acknowledges and agrees that Commission must not pay any amount under this Agreement that would exceed the NTE Sum, and Consultant must not enter into a Task Order that exceeds the NTE Sum. 15.9 Consultant shall not be reimbursed for any expenses unless authorized in writing by the Commission's Contract Administrator. 15.10 All subcontracts in excess of $25,000 shall contain the above provisions. 16. Disputes. 16.1 Any dispute, other than audit, c under this Agreement that is not disposed of by m decided by a committee consisting of RCTC's Capital Projects, who may consider written or 16.2 Not later than 30 Agreement, Consultant may request re unresolved claims or disputes, other than writing. 16.3 Neithe committee will excuse Consu terms of this Agreem 17.1 C no reason, in whole or in of termination. a question of fact arising agree . t of the Parties shall be ract Adminis T?. or and the Director of mation submitted by Consultant. pletion of all Services under this mission's Executive Director of uest for review will be submitted in a dispute, nor its consideration by the d timely performance in accordance with the n reserves the right to terminate this Agreement for any or upon written notice to Consultant stating the effective date 17.2 Commission may terminate this Agreement with Consultant should Consultant fail to perform the covenants herein contained at the time and in the manner herein provided. In the event of such termination, Commission may proceed with the Services in any manner deemed proper by Commission. If Commission terminates this Agreement with Consultant, Commission shall pay Consultant the sum due to Consultant under this Agreement for Services completed and accepted prior to termination, unless the cost of completion to Commission exceeds the funds remaining in the Agreement. In such case, the overage shall be deducted from any sum due Consultant under this Agreement and the balance, if any, shall be paid to Consultant upon demand. 17.3 In addition to the above, payment upon termination shall include a prorated amount of profit, if applicable, but no amount shall be paid for anticipated profit on 17336.00030\33774355.1 9 234 unperformed Services. Consultant shall provide documentation deemed adequate by Commission's Contract Administrator to show the Services actually completed by Consultant prior to the effective date of termination. This Agreement shall terminate on the effective date of the Notice of Termination 17.4 Upon receipt of the written Notice of Termination, Consultant shall discontinue all affected Services as directed in the Notice or as otherwise provided herein, and deliver to the Commission all Documents and Data, as defined in this Agreement, as may have been prepared or accumulated by Consultant in performance of the Services, whether completed or in progress. 17.5 In addition to the above, Consultant shall be liable to the Commission for any reasonable additional costs incurred by the Commission to revise work for which the Commission has compensated Consultant under this Agreement, but which the Commission has determined in its sole discretion needs to be revised, in part or whole, to complete the Project because it did not meet the standard of care established in this Agreement. Termination of this Agreement for cause may be considered by the Commission in determining whether to enter into future agreements with Consultant. 17.6 The rights and remedies of the Parties provided in this Section are in addition to any other rights and remedies provided by law or under this Agreement. 17.7 Consultant, in executing this Agreement, shall be deemed to have waived any and all claims for damages which may otherwise arise from the Commission's termination of this Agreement, for convenience or cause, as provided in this Section. 17.8 Consu rninate this Agreement except for cause. 18. Cost Principles . • •inistrative Requirements. 18.1 Consultan agrees that the Contract Cost Principles and Procedures, 48 CFR, Federal Acquisition Regulations System, Chapter 1, Part 31.000 et seq., shall be used to determine the cost allowability of individual items. 18.2 Consultant also agrees to comply with federal procedures in accordance with 2 CFR, Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards. 18.3 Any costs for which payment has been made to CONSULTANT that are determined by subsequent audit to be unallowable under 2 CFR, Part 200 and 48 CFR, Federal Acquisition Regulations System, Chapter 1, Part 31.000 et seq., are subject to repayment by Consultant to Commission. 18.4 All subcontracts in excess of $25,000 shall contain the above provisions. 10 17336.00030\33774355.1 235 19. Retention of Records/Audit. For the purpose of determining compliance with, as applicable, 2 CFR Part 200, Public Contract Code 10115, et seq. and Title 21, California Code of Regulations, Chapter 21, Section 2500 et seq., when applicable and other matters connected with the performance of this Agreement pursuant to Government Code 8546.7; Consultant, subconsultants, and Commission shall maintain and make available for inspection all books, documents, papers, accounting records, and other evidence pertaining to the performance of this Agreement, including but not limited to, the costs of administering this Agreement. All parties shall make such materials available at their respective offices at all reasonable times during the Agreement period and for three years from the date of final payment under this Agreement. The State, State Auditor, Commission, or any duly authorized representative of the State or Federal Government shall have access to any books, records, and documents of Consultant and it's certified public accountants (CPA) work papers that are pertinent to this Agreement and, if applicable, indirect cost rates (ICR) for audit, examinations, e erpts, and transactions, and copies thereof shall be furnished if requested. Subcontr in excess of $25,000 shall contain this provision. 23.1 Accounting System. Consult _and its su tractors shall establish and maintain an accounting system and records at properly ac ulate and segregate expenditures by line item for the Services. The accounting system of Consultant and its subcontractors shall conform to Generally Accepted Accounting Principles (GAAP), enable the determination of incurred costs at interim ..•ints of mpletion, and provide support for reimbursement payment vouchers or inv A� 20. Audit Review Proc 20.1 Any dispute concerning a question of fact arising under an interim or post audit of this Agreement that is not disposed of by agreement, shall be reviewed by Commission's Chief " ancial Officer. 20.2 Not later than 30 days after issuance of the final audit report, Consultant may request a review by Commission's Chief Financial Officer of unresolved audit issues. The request for review will be submitted in writing. 20.3 Neither the pendency of a dispute nor its consideration by Commission shall excuse Consultant from full and timely performance, in accordance with the terms of this Agreement. 21. Subcontracting. 21.1 Nothing contained in this Agreement or otherwise, shall create any contractual relation between Commission and any subconsultant(s), and no subcontract shall relieve Consultant of its responsibilities and obligations hereunder. Consultant agrees to be as fully responsible to Commission for the acts and omissions of its subconsultant(s) and of persons either directly or indirectly employed by any of them as it is for the acts and omissions of persons directly employed by Consultant. Consultant's obligation to pay its 17336.00030\33774355.1 11 236 subconsultant(s) is an independent obligation from Commission's obligation to make payments to the Consultant. 21.2 Consultant shall perform the Services contemplated with resources available within its own organization and no portion of the Services pertinent to this Agreement shall be subcontracted without written authorization by Commission's Contract Administrator, except that, which is expressly identified in the approved Cost Proposal. 21.3 Consultant shall pay its subconsultants within ten (10) calendar days from receipt of each payment made to Consultant by Commission. 21.4 Any subcontract in excess of $25,000 entered into as a result of this Agreement shall contain all the provisions stipulated in this Agreement to be applicable to subconsultants. 21.5 Any substitution of subconsultant( ,: i r.;ust be approved in writing by Commission's Contract Administrator prior to the sta by the subconsultant(s). 21.6 Exhibit "B" may set forth th es at which h subconsultant shall bill the Consultant for Services and that are su ct to bursement by the Commission to Consultant. The subconsultant rate schedule • , ' ost proposals contained herein are for accounting purposes only. 22. Equipment Purchase 22.1 Prior auth shall be required before subcontract for supplies, equ the necessity or desir 22.2 the Cost Proposal a Contract Administrato the request for such purc ng, by Commission's Contract Administrator to any unbudgeted purchase order, or es. Consultant shall provide an evaluation of ring such costs. e o any item, service or consulting work not covered in $5,000 prior authorization, in writing, by Commission's d. Three competitive quotations must be submitted with , or the absence of bidding must be adequately justified. 22.3 Any equipment purchased as a result of this Agreement is subject to the following: Consultant shall maintain an inventory of all nonexpendable property. Nonexpendable property is defined as having a useful life of at least two years and an acquisition cost of $5,000 or more. If the purchased equipment needs replacement and is sold or traded in, Commission shall receive a proper refund or credit at the conclusion of this Agreement, or if this Agreement is terminated, Consultant may either keep the equipment and credit Commission in an amount equal to its fair market value, or sell such equipment at the best price obtainable at a public or private sale, in accordance with established Commission procedures; and credit Commission in an amount equal to the sales price. If Consultant elects to keep the equipment, fair market value shall be determined at Consultant's expense, on the basis of a competent independent appraisal of such equipment. Appraisals shall be obtained from an appraiser mutually agreeable to by Commission and Consultant. If Consultant determines to sell the equipment, the terms 17336.00030\33774355.1 12 237 and conditions of such sale must be approved in advance by Commission. 2 CFR, Part 200 requires a credit to Federal funds when participating equipment with a fair market value greater than $5,000 is credited to the Project. 22.4 All subcontracts in excess $25,000 shall contain the above provisions. 23. Labor Code Requirements. 23.1 Prevailing Wages. (a) Consultant shall comply with the State of California's General Prevailing Wage Rate requirements in accordance with California Labor Code, Section 1770, and all Federal, State, and local laws and ordinances applicable to the Services. (b) Any subcontract entered into as - sult of this Agreement, if for more than $25,000 for public works construction or mor an $15,000 for the alteration, demolition, repair, or maintenance of public works, sh. • all of the provisions of this Section. (c) When prevailing w. sap• to the Services described in the Scope of Services, transportation and subsis . osts shall be reimbursed at the minimum rates set by the Department • Industr' elations (DIR) as outlined in the applicable Prevailing Wage Determinati ttp: dir.ca.gov. (d) Copie the • ^' iling ' ate of per diem wages in effect at commencement of this Agreem ar ;.n fil- the Commission's offices. Consultant shall make copies of the prevailin• tes o -r die wages for each craft, classification or type of worker needed to execute t - _ able to interested parties upon request, and shall post copies at th- '- - ul 's principal place of business and at the project site. Consultant shall def , ind- ify . • hold the Commission, its elected officials, officers, employees and age j, free an• har ' less from any claims, liabilities, costs, penalties or interest arising out o y failu or alleged failure to comply with the Prevailing Wage Laws. 23.2 DIR Registration. If the Services are being performed as part of an applicable "public works" or "maintenance" project, then pursuant to Labor Code Sections 1725.5 and 1771.1, the Consultant and all subconsultants must be registered with the Department of Industrial Relations. If applicable, Consultant shall maintain registration for the duration of the Project and require the same of any subconsultants. This Project may also be subject to compliance monitoring and enforcement by the Department of Industrial Relations. It shall be Consultant's sole responsibility to comply with all applicable registration and labor compliance requirements. 23.3 Eight -Hour Law. Pursuant to the provisions of the California Labor Code, eight hours of labor shall constitute a legal day's work, and the time of service of any worker employed on the work shall be limited and restricted to eight hours during any one calendar day, and forty hours in any one calendar week, except when payment for overtime is made at not less than one and one-half the basic rate for all hours worked in 17336.00030\33774355.1 13 238 ground of race, creed, national origin, ancestry, color or se shall be paid the standard wage paid to apprentices and trade in which he or she is employed and shall be em which he or she is registered. If California Labor Code Section 1777.5 subcontractor hereunder who employs worker apply to the joint apprenticeship council administe approving Consultant or any sub -consult. the Upon issuance of this certificate, Cons number of apprentices provided for there! ::' °. el the apprenticeship program in The parties express provisions of this Section and Labor Code in regard excess of eight hours per day ("Eight -Hour Law"), unless Consultant or the Services are not subject to the Eight -Hour Law. Consultant shall forfeit to Commission as a penalty, $50.00 for each worker employed in the execution of this Agreement by him, or by any sub -consultant under him, for each calendar day during which such workman is required or permitted to work more than eight hours in any calendar day and forty hours in any one calendar week without such compensation for overtime violation of the provisions of the California Labor Code, unless Consultant or the Services are not subject to the Eight -Hour Law. 23.4 Employment of Apprentices. This Agreement shall not prevent the employment of properly indentured apprentices in accordance with the California Labor Code, and no employer or labor union shall refuse to accept otherwise qualified employees as indentured apprentices on the work performed hereunder solely on the Every qualified apprentice e regulations of the craft or only in the craft or trade to the Sery s, Consultant and any pprenticeable craft or trade shall applicable standards for a certificate ment and training of apprentices. ub-consultant shall employ the contribute to the fund to administer the area of the work hereunder. t the responsibility for compliance with ections 1777.5, 1777.6 and 1777.7 of the California eable occupations lies with Consultant. 24. Owne`j_. of Mat'w:ials/Confidentiality. 24.1 Doixilo s & Data. This Agreement creates an exclusive and perpetual license for Com `.5 f sion to copy, use, modify, reuse, or sub -license any and all copyrights and designs embodied in plans, specifications, studies, drawings, estimates, materials, data and other documents or works of authorship fixed in any tangible medium of expression, including but not limited to, physical drawings or data magnetically or otherwise recorded on computer diskettes, which are prepared or caused to be prepared by Consultant under this Agreement ("Documents & Data"). Consultant shall require all subcontractors to agree in writing that Commission is granted an exclusive and perpetual license for any Documents & Data the subcontractor prepares under this Agreement. Consultant represents and warrants that Consultant has the legal right to grant the exclusive and perpetual license for all such Documents & Data. Consultant makes no such representation and warranty in regard to Documents & Data which were 17336.00030\33774355.1 14 239 prepared by design professionals other than Consultant or provided to Consultant by the Commission. Commission shall not be limited in any way in its use of the Documents & Data at any time, provided that any such use not within the purposes intended by this Agreement shall be at Commission's sole risk. 24.2 Intellectual Property. In addition, Commission shall have and retain all right, title and interest (including copyright, patent, trade secret and other proprietary rights) in all plans, specifications, studies, drawings, estimates, materials, data, computer programs or software and source code, enhancements, documents, and any and all works of authorship fixed in any tangible medium or expression, including but not limited to, physical drawings or other data magnetically or otherwise recorded on computer media ("Intellectual Property") prepared or developed by or on b If of Consultant under this Agreement as well as any other such Intellectual Property pared or developed by or on behalf of Consultant under this Agreement. The Commission shall have Intellectual Property developed or modified un wholly or in part by Commission, whether or no and whether or not developed by Consultant. assignments of any and all rights to t request of Commission. Consultant written assignments from an the above referenced Intelle termination of this Agr Property, it shall first retain a ht, title and interest in reemen hether or not paid for d in conjunction with Consultant, ultant will execute separate written nced Intellectual Property upon responsible to obtain in writing separate agents of Consultant of any and all right to ould Consultant, either during or following sire to use any of the above -referenced Intellectual approval of the Commission. nd documents which were developed or prepared by the Consultant for general o the execution of this Agreement and which are not the copyright of any other pa • ublicly available and any other computer applications, shall continue to be the property of the Consultant. However, unless otherwise identified and stated prior to execution of this Agreement, Consultant represents and warrants that it has the right to grant the exclusive and perpetual license for all such Intellectual Property as provided herein. Commission further is granted by Consultant a non-exclusive and perpetual license to copy, use, modify or sub -license any and all Intellectual Property otherwise owned by Consultant which is the basis or foundation for any derivative, collective, insurrectional, or supplemental work created under this Agreement. 24.3 Confidentiality. All ideas, memoranda, specifications, plans, procedures, drawings, descriptions, computer program data, input record data, written information, and other Documents and Data either created by or provided to Consultant in connection with the performance of this Agreement shall be held confidential by 17336.00030\33774355.1 15 240 Consultant. Such materials shall not, without the prior written consent of Commission, be used by Consultant for any purposes other than the performance of the Services. Nor shall such materials be disclosed to any person or entity not connected with the performance of the Services or the Project. Nothing furnished to Consultant which is otherwise known to Consultant or is generally known, or has become known, to the related industry shall be deemed confidential. Consultant shall not use Commission's name or insignia, photographs of the Project, or any publicity pertaining to the Services or the Project in any magazine, trade paper, newspaper, television or radio production or other similar medium without the prior written consent of Commission. 24.4 Infringement Indemnification. Consultant shall defend, indemnify and hold the Commission, its directors, officials, officers, employees, volunteers and agents free and harmless, pursuant to the indemnification provisions of this Agreement, for any alleged infringement of any patent, copyright, trade secret, tr .de name, trademark, or any other proprietary right of any person or entity in conseque � of the use on the Project by Commission of the Documents & Data, including any m •rocess, product, or concept specified or depicted. 25. Indemnification. To the fullest e t p-., mitted • law, Consultant shall defend, indemnify and hold Commission, Calt their directors, officials, officers, employees, consultants, volunteers, and agents fr d harmless from any and all claims, demands, causes of action, costs, exp: liabi loss, damage or injury, in law or equity, to property or persons, including o -a inverse condemnation, and any claims related to property acquisition an e a 1• rules or failure to detect or abate hazardous materials, which are ird party, and which , in any manner arise out of or are incident to al red n ligen, :cts, omissions, or willful misconduct of Consultant, its officials, offic- e ► gents, consultants, and contractors arising out of or in connection wi • e • . rmance of the Services, the Project or this Agreement, including without limi nt of consequential damages, expert witness fees, and attorneys fee d other ate costs and expenses. Consultant shall defend, at Consultant's own co xpense d risk, any and all such aforesaid suits, actions or other legal proceedings of e ki r ;i'that may be brought or instituted against Commission, Caltrans, and their dire ., officials, officers, employees, consultants, agents, or volunteers. Consultant sha pay and satisfy any judgment, award or decree that may be rendered against Commission, Caltrans or their directors, officials, officers, employees, consultants, agents, or volunteers, in any such suit, action or other legal proceeding. Consultant shall reimburse Commission, Caltrans and their directors, officials, officers, employees, consultants, agents, and/or volunteers, for any and all legal expenses and costs, including reasonable attorney's fees, incurred by each of them in connection therewith or in enforcing the indemnity herein provided. Consultant's obligation to indemnify shall not be restricted to insurance proceeds, if any, received by Commission, Caltrans or their directors, officials officers, employees, consultants, agents, or volunteers. Notwithstanding the foregoing, to the extent Consultant's Services are subject to Civil Code Section 2782.8, the above indemnity shall be limited, to the extent required by Civil Code Section 2782.8, to claims that arise out of, pertain to, or relate to the negligence, recklessness, or willful misconduct of the Consultant. Consultant's obligations as set forth in this Section 28 shall survive expiration or termination of this Agreement. 16 17336.00030\33774355.1 241 26. Insurance. 26.1 Time for Compliance. Consultant shall not commence work under this Agreement until it has provided evidence satisfactory to the Commission that it has secured all insurance required under this Section, in a form and with insurance companies acceptable to the Commission. In addition, Consultant shall not allow any subcontractor to commence work on any subcontract until it has secured all insurance required under this Section. 26.2 Minimum Requirements. Consultant shall, at its expense, procure and maintain for the duration of the Agreement insurance against claims for injuries to persons or damages to property which may arise from or in connectio with the performance of the Agreement by the Consultant, its agents, representatives r ployees or subcontractors. Consultant shall also require all of its subcontractors � ,.cure and maintain the same insurance for the duration of the Agreement. Such sur ,, e shall meet at least the following minimum levels of coverage: (a) Minimum Sco•e broad as the latest version of the following: (1) Ge Commercial General Liability coverage Automobile Liability: Insurance Services code 1 (any auto) or exact equivalent); a Liability: Workers' Compensati•.' , ,ranc Employer's Liability Insuranc (b) M no less than: (1) Gen injury and property general aggregate this Agreement/locati occurrence limit. Limits umbrella liability insurance, injury and property damage. Limits may be achieved by any combination of primary and excess or umbrella liability insurance; and (3) Workers' Compensation and Employer's Liability: Workers' Compensation limits as required by the Labor Code of the State of California. Employer's Liability limits of $1,000,000 per accident. of ur Coverage shall be at least as Liability: Insurance Services Office CG 0001 or exact equivalent); (2) Auto Coverage (form CA 0001, rs' Compensation and Employer's s required by the State of California and i Limi s �f Insurance. Consultant shall maintain limits ,000,000 per occurrence for bodily injury, personal rcial General Liability Insurance or other form with her the general aggregate limit shall apply separately to general aggregate limit shall be twice the required achieved by any combination of primary and excess or 2) Automobile Liability: $1,000,000 per accident for bodily 26.3 Professional Liability. Consultant shall procure and maintain, and require its sub -consultants to procure and maintain, fora period of five (5) years following completion of the Project, errors and omissions liability insurance appropriate to their profession. For Consultant, such insurance shall be in an amount not less than $2,000,000 per claim. This insurance shall be endorsed to include contractual liability applicable to this Agreement and shall be written on a policy form coverage specifically designed to protect against acts, errors or omissions of the Consultant. "Covered Professional Services" as designated in the policy must specifically include work 17336.00030\33774355.1 17 242 performed under this Agreement. The policy must "pay on behalf of" the insured and must include a provision establishing the insurer's duty to defend. Subconsultants of Consultant shall obtain such insurance in an amount not less than $2,000,000 per claim. Notwithstanding the foregoing, the Commission may consider written requests to lower or dispense with the errors and omissions liability insurance requirement contained in this Section for certain subconsultants of Consultant, on a case -by -case basis, depending on the nature and scope of the Services to be provided by the subconsultant. Approval of such request shall be in writing, signed by the Commission's Contract Administrator. 26.4 Aircraft Liability Insurance. Prior to conducting any Services requiring use of aircraft, Consultant shall procure and maintain, or cause to be procured and maintained, aircraft liability insurance or equivalent form, with a single limit as shall be required by the Commission. Such insurance shall include coverage for owned, hired and non -owned aircraft and passengers, and shall name, or :•e endorsed to name, the Commission, Caltrans and their directors, officials, offic.- employees and agents as additional insureds with respect to the Services or oper-.,' . performed by or on behalf of the Consultant. 26.5 Insurance Endorsements. following provisions, or Consultant shall provi Commission to add the following provisions to th (a) General Liabi (i) coverage for (1) bodily Injury (3) premises/operations liab limits that apply per Project; deleted; (7) contractu damage; and (9) in rance •` "'+' cies shall contain the ments on forms approved by the urance policies: General Liability Insurance must include age; (2) personal Injury/advertising Injury; mpleted operations liability; (5) aggregate osion, collapse and underground (UCX) exclusion respect to this Agreement; (8) broad form property nts coverage. The policy shall contain no endorsements or provisions limiting coverage for (1) ; ,<<°-''`' al liability; (2) cross liability exclusion for claims or suits by one insured against anothe or (3) contain any other exclusion contrary to this Agreement. (iii) The policy shall give the Commission, its directors, officials, officers, employees, and agents insured status using ISO endorsement forms 20 10 10 01 and 20 37 10 01, or endorsements providing the exact same coverage. (iv) The additional insured coverage under the policy shall be "primary and non-contributory" and will not seek contribution from the Commission's or Caltrans' insurance or self-insurance and shall be at least as broad as CG 20 01 04 13, or endorsements providing the exact same coverage. (b) Automobile Liability. The automobile liability policy shall be endorsed to state that: (1) the Commission, Caltrans and their directors, officials, officers, employees and agents shall be covered as additional insureds with respect to the ownership, operation, maintenance, use, loading or unloading of any auto owned, leased, 17336.00030\33774355.1 18 243 hired or borrowed by the Consultant or for which the Consultant is responsible; and (2) the insurance coverage shall be primary insurance as respects the Commission, Caltrans and their directors, officials, officers, employees and agents, or if excess, shall stand in an unbroken chain of coverage excess of the Consultant's scheduled underlying coverage. Any insurance or self-insurance maintained by the Commission, Caltrans and their directors, officials, officers, employees and agents shall be excess of the Consultant's insurance and shall not be called upon to contribute with it in any way. (c) Workers' Compensation and Employers Liability Coverage. (i) Consultant certifies that he/she is aware of the provisions of Section 3700 of the California Labor Code which requires every employer to be insured against liability for workers' compensation or to undertake self-insurance in accordance with the provisions of that code, and he/she will comply w' h such provisions before commencing work under this Agreement. (ii) The insurer shall a against the Commission, its directors, officials, offi paid under the terms of the insurance policy Consultant. set forth hereunder. (d) All Coverage ( this Section are not intended waiver of any covera under this Agreeme the specified mini be available to the Co and agents as additiona coverage and limits shal Agreement; or (2) the broader coverage and maximum limits of coverage of any insurance policy or proceeds available to the named insured; whichever is greater. ve all rights of subrogation s and agents for losses rk performed by the be payable in addition to the limits s of specific coverage or limits contained in a coverage, limits, or other requirement, or a ovided by any insurance. It shall be a requirement e insurance proceeds broader than or in excess of overage requirements and/or limits set forth herein shall altrans and their directors, officials, officers, employees s under said policies. Furthermore, the requirements for (1) the minimum coverage and limits specified in this (iii) The limits of insurance required in this Agreement may be satisfied by a combination of primary and umbrella or excess insurance. Any umbrella or excess insurance shall contain or be endorsed to contain a provision that such coverage shall also apply on a primary and non-contributory basis for the benefit of the Commission (if agreed to in a written contract or agreement) before the Commission's own insurance or self-insurance shall be called upon to protect it as a named insured. The umbrella/excess policy shall be provided on a "following form" basis with coverage at least as broad as provided on the underlying policy(ies). (iv) Consultant shall provide the Commission at least thirty (30) days prior written notice of cancellation of any policy required by this Agreement, 17336.00030\33774355.1 19 244 except that the Consultant shall provide at least ten (10) days prior written notice of cancellation of any such policy due to non-payment of premium. If any of the required coverage is cancelled or expires during the term of this Agreement, the Consultant shall deliver renewal certificate(s) including the General Liability Additional Insured Endorsement to the Commission at least ten (10) days prior to the effective date of cancellation or expiration. (v) The retroactive date (if any) of each policy is to be no later than the effective date of this Agreement. Consultant shall maintain such coverage continuously for a period of at least three years after the completion of the work under this Agreement. Consultant shall purchase a one (1) year extended reporting period A) if the retroactive date is advanced past the effective date of this Agreement; B) if the policy is cancelled or not renewed; or C) if the policy is replaced by another claims -made policy with a retroactive date subsequent to the effective date of this As .-ement. (vi) The foregoing requir-, s as to the types and limits of insurance coverage to be maintained by Consultant, a ,: an ':,.royal of said insurance by the Commission, is not intended to and shall not in - manner ;t or qualify the liabilities and obligations otherwise assumed by the Cons t pu uant to °'r Agreement, including but not limited to, the provisions concerning in• ' nif' ; ion. (vii) If at a of insurance required under this Agreeme canceled and not replaced, Commission insurance it deems necessary reimbursed by Consultant or from Consultant payments. The Commission may re•uire policies in effect for t e duri e life of the Agreement, any policy ply with these specifications or is ht but not the duty to obtain the ium paid by Commission will be promptly ithhold amounts sufficient to pay premium Commission may cancel this Agreement. onsultant to provide complete copies of all insurance e Project. Neither the Commission nor any of its directors, officials, officers, employees or W -nts :II be personally responsible for any liability arising under or by virtue of this Agree 26.6 Deductibles and Self -Insurance Retentions. Any deductibles or self - insured retentions must be declared to and approved by the Commission. If the Commission does not approve the deductibles or self -insured retentions as presented, Consultant shall guarantee that, at the option of the Commission, either: (1) the insurer shall reduce or eliminate such deductibles or self -insured retentions as respects the Commission, its directors, officials, officers, employees and agents; or, (2) the Consultant shall procure a bond guaranteeing payment of losses and related investigation costs, claims and administrative and defense expense. 26.7 Acceptability of Insurers. Insurance is to be placed with insurers with a current A.M. Best's rating no less than A:VIII, licensed to do business in California, and satisfactory to the Commission. 17336.00030\33774355.1 20 245 26.8 Verification of Coverage. Consultant shall furnish Commission with original certificates of insurance and endorsements effecting coverage required by this Agreement on forms satisfactory to the Commission. The certificates and endorsements for each insurance policy shall be signed by a person authorized by that insurer to bind coverage on its behalf. All certificates and endorsements must be received and approved by the Commission before work commences. The Commission reserves the right to require complete, certified copies of all required insurance policies, at any time. 26.9 Subconsultant Insurance Requirements. Consultant shall not allow any subcontractors or subconsultants to commence work on any subcontract until they have provided evidence satisfactory to the Commission that they have secured all insurance required under this Section. Policies of commercial general liability insurance provided by such subcontractors or subconsultants shall be endorsed to name the Commission as an additional insured using ISO form CG 20 providing the exact same coverage. If requested by Co approve different scopes or minimum limits of insuran subconsultants. 26.10 Other Insurance. At its o additional coverage(s), limits and/or the reduc reasonable and prudent based upon risk factors Project. In retaining this option Com doe program to be adequate. Consultant sha to the insurance required in this Section. 27. Safety. Consult damage to any person or pr times be in compliance with regulations, and shal appropriate to the performed. Safety adequate life protecti accident prevention for scaffolds, fall protection I..ders, bridges, gang planks, confined space procedures, trenching and shoring, equipment and other safety devices, equipment and wearing apparel as are necessary or lawfully required to prevent accidents or injuries; and (C) adequate facilities for the proper inspection and maintenance of all safety measures. 8 04 13 or an endorsement Itant, the Commission may articular subcontractors or Comm! ion may require such uctibles or retentions it considers may directly or indirectly impact the t warrant Consultant's insurance o purchase insurance in addition nd maintain its work so as to avoid injury or out its Services, the Consultant shall at all pplica• e local, state and federal laws, rules and ecessary precautions for the safety of employees and the conditions under which the work is to be applicable shall include, but shall not be limited to: (A) saving equipment and procedures; (B) instructions in ployees and subcontractors, such as safe walkways, Pursuant to the authority contained in Section 591 of the Vehicle Code, the Commission has determined that the Project will contain areas that are open to public traffic. Consultant shall comply with all of the requirements set forth in Divisions 11, 12, 13, 14, and 15 of the Vehicle Code. Consultant shall take all reasonably necessary precautions for safe operation of its vehicles and the protection of the traveling public from injury and damage from such vehicles. 28. Additional Work. Any work or activities that are in addition to, or otherwise outside of, the Services to be performed pursuant to this Agreement shall only be 17336.00030\33774355.1 21 246 performed pursuant to a separate agreement between the parties. Notwithstanding the foregoing, the Commission's Executive Director may make a change to the Agreement, other than a Cardinal Change. For purposes of this Agreement, a Cardinal Change is a change which is "outside the scope" of the Agreement; in other words, work which should not be regarded as having been fairly and reasonably within the contemplation of the parties when the Agreement was entered into. An example of a change which is not a Cardinal Change would be where, in a contract to construct a building there are many changes in the materials used, but the size and layout of the building remains the same. Cardinal Changes are not within the authority of this provision to order, and shall be processed by the Commission as "sole source" procurements according to applicable law, including the requirements of FTA Circular 4220.1 F. (a) In addition to the cha modification which is signed by Consultant and the Commi than a Cardinal Change, may be made in order to: adjustment to the Agreement price, delivery schedu issuance of a Change Order, (2) reflect definitiv agreements of the parties modifying the ter Modification"). (b) Cons change, without written authorization from herein. In the event such a ch..m •e a Commission's Executive Direct ulta 29. Prohibited Inte 29.1 employed nor ret solely for Consultan it has not paid nor ha employee working solely onsultant, any fee, commission, percentage, brokerage fee, gift or other consideration ontingent upon or resulting from the award or making of this Agreement. For breach or violation of this warranty, the Commission shall have the right to rescind this Agreement without liability. nd tter cont thiAgreem es authorized above, a n's Executive Director, other ake a negotiated equitable terms resulting from the , and (3) reflect other t ("Bilateral Contract rform, nor be compensated for any 's Executive Director as set forth atio is not issued and signed by the shall not provide such change. nsultant maintains and warrants that it has not r person, other than a bona fide employee working ecure this Agreement. Further, Consultant warrants that to pay any company or person, other than a bona fide 29.2 Commission Conflict of Interest. For the term of this Agreement, no member, officer or employee of the Commission, during the term of his or her service with the Commission, shall have any direct interest in this Agreement, or obtain any present or anticipated material benefit arising therefrom. 29.3 Conflict of Employment. Employment by the Consultant of personnel currently on the payroll of the Commission shall not be permitted in the performance of this Agreement, even though such employment may occur outside of the employee's regular working hours or on weekends, holidays or vacation time. Further, the employment by the Consultant of personnel who have been on the Commission payroll within one year prior to 17336.00030\33774355.1 22 247 the date of execution of this Agreement, where this employment is caused by and or dependent upon the Consultant securing this or related Agreements with the Commission, is prohibited. 29.4 Covenant Against Contingent Fees. As required in connection with federal funding, the Consultant warrants that he/she has not employed or retained any company or person, other than a bona fide employee working for the Consultant, to solicit or secure this Agreement, and that he/she has not paid or agreed to pay any company or person, other than a bona fide employee, any fee, commission, percentage, brokerage fee, gift, or any other consideration, contingent upon or resulting from the award or formation of this Agreement. For breach or violation of this warranty, the Commission shall have the right to terminate this Agreement without liability pursuant to the terms herein, or at its discretion to deduct from the Agreement price or consideration, or otherwise recover, the full amount of such fee, commission-•ercentage, brokerage fee, gift, or contingent fee. 29.5 Rebates Kickbacks or Other wf onsideration. Consultant warrants that this Agreement was not obtained or cured th ' h rebates kickbacks or other unlawful consideration, either promised • %aid t. any Co ission employee. For breach or violation of this warranty, Commiss sh ave the right in its discretion; to terminate this Agreement without liability; to pa for the value of the work actually performed; or to deduct from the Agree • rice; o erwise recover the full amount of such rebate, kickback or other unlawful 29.6 Covenant t E ° ,F. diture of Commission, State or Federal Funds for Lobbying. The C. Itan ertifi that to the best of his/ her knowledge and belief no state, federal or to Y ge► •°'iated funds have been paid, or will be paid by or on behalf of the Consulta ny person for the purpose of influencing or attempting to influence an office f any state or federal agency; a Member of the State Legislature or Un ss; an officer or employee of the Legislature or Congress; or any o Member of the Legislature or Congress, in connection with the award of any <te or , •eral contract, grant, loan, or cooperative agreement, or the extension, continuat newal, amendment, or modification of any state or federal contract, grant, loan, or co perative agreement. (a) If any funds other than federal appropriated funds have been paid, or will be paid to any person for the purpose of influencing or attempting to influence an officer or employee of any federal agency; a Member of Congress; an officer or employee of Congress, or an employee of a Member of Congress; in connection with this Agreement, the Consultant shall complete and submit the attached Exhibit "G", Standard Form-LLL, "Disclosure Form to Report Lobbying," in accordance with the attached instructions. (b) The Consultant's certification provided in this Section is a material representation of fact upon which reliance was placed when this Agreement was entered into, and is a prerequisite for entering into this Agreement pursuant to Section 1352, Title 31, US. Code. Failure to comply with the restrictions on expenditures, or the 17336.00030\33774355.1 23 248 disclosure and certification requirements set forth in Section 1352, Title 31, US. Code may result in a civil penalty of not less than $10,000 and not more than $100,000 for each such failure. (c) The Consultant also agrees by signing this Agreement that he/she shall require that the language set forth in this Section be included in all Consultant subcontracts which exceed $100,000, and that all such subcontractors shall certify and disclose accordingly. 29.7 Employment Adverse to the Commission. Consultant shall notify the Commission, and shall obtain the Commission's written consent, prior to accepting work to assist with or participate in a third -party lawsuit or other legal or administrative proceeding against the Commission during the term of this Agreement. 30. Equal Opportunity Employment. Consultan opportunity employer and it shall not discriminate again applicant for employment because of race, religion, c age. Such non-discrimination shall include, but n initial employment, upgrading, demotion, transf layoff or termination. resents that it is an equal subcontractor, employee or al origin, ancestry, sex or all activities related to ruitment advertising, 31. Ri • ht to Em lo Other Con nts. C• ission reserves the right to employ other consultants in connection with the 32. Governing Law. Th' laws of the State of California. 33. Disputes. Attorn es. 33.1 in good faith to r shall not excuse Co hall be governed by and construed with the in Riverside County. ing any action hereunder, the Parties shall attempt ute arising between them. The pendency of a dispute full and timely performance of the Services. 33.2. If the ies are unable to resolve a dispute after attempting in good faith to do so, the Parties may seek any other available remedy to resolve the dispute. If either Party commences an action against the other Party, either legal, administrative or otherwise, arising out of or in connection with this Agreement, the prevailing Party in such litigation shall be entitled to have and recover from the losing Party reasonable attorneys' fees and, all other costs of such actions. 34. Time of Essence. Time is of the essence for each and every provision of this Agreement. 35. Headings. Article and Section Headings, paragraph captions or marginal headings contained in this Agreement are for convenience only and shall have no effect in the construction or interpretation of any provision herein. 17336.00030\33774355.1 24 249 36. Notices. All notices permitted or required under this Agreement shall be given to the respective parties at the following address, or at such other address as the respective parties may provide in writing for this purpose: CONSULTANT: HDR Engineering, Inc. 2280 Market Street, Suite 100 Riverside, CA 92501 Attn: Robert Yates COMMISSION: Riverside County Transportation Commission 4080 Lemon Street, 3rd Floor Riverside, CA 92501 Attn: Executive Director Such notice shall be deemed made when personally delivered or when mailed, forty-eight (48) hours after deposit in the U.S. mail, first class postage prepaid, and addressed to the Party at its applicable address. Actual notice shall be deemed adequate notice on the date actual notice occurred, regardless of the method of service. 37. Conflicting Provisions. In the event that provisions of any attached exhibits conflict in any way with the provisions set forth in this Agreement, the language, terms and conditions contained in this Agreement shall control the actions and obligations of the Parties and the interpretation of the Parties' understanding concerning the performance of the Services. IRk 38. Amendment or Modification. No supplement, modification, or amendment of this Agreement shall be binding unless executed in writing and signed by both Parties. 39. Entire Agreement. This Agreement contains the entire agreement of the Parties relating to the subject matter hereof and supersedes all prior negotiations, agreements or understandings. 40. Invalidity; Severability. If any portion of this Agreement is declared invalid, illegal, or otherwise unenforceable by a court of competent jurisdiction, the remaining provisions shall continue in full force and effect. 41. Provisions Applicable When State Funds or Federal Funds Are Involved. Since funding for the Services shall be provided, in whole or in part, from the FTA, Consultant shall also fully and adequately comply with the provisions included in Exhibit "E" (FTA Requirements) attached hereto and incorporated herein by reference. 42. Survival. All rights and obligations hereunder that by their nature are to continue after any expiration or termination of this Agreement, including, but not limited to, the indemnification and confidentiality obligations, shall survive any such expiration or termination. 43. No Third Party Beneficiaries. There are no intended third party beneficiaries of any right or obligation assumed by the Parties. 17336.00030\33774355.1 25 250 44. Labor Certification. By its signature hereunder, Consultant certifies that it is aware of the provisions of Section 3700 of the California Labor Code which require every employer to be insured against liability for Workers' Compensation or to undertake self- insurance in accordance with the provisions of that Code, and agrees to comply with such provisions before commencing the performance of the Services. 45. Counterparts. This Agreement may be signed in counterparts, each of which shall constitute an original. 46. Signatures. A manually signed copy of this Agreement which is transmitted by facsimile, email or other means of electronic transmission shall be deemed to have the same legal effect as delivery of an original executed copy of this Agreement for all purposes. This Agreement may be signed using an electronic signature. 47. Subpoenas or Court Orders. Should ConsultF; `,' receive a subpoena or court order related to this Agreement, the Services or the Pro Consultant shall immediately provide written notice of the subpoena or court order t e ,; mission. Consultant shall not respond to any such subpoena or court order u otice to Commission is provided as required herein, and shall cooperate with e C•mmissio ' ''n responding to the subpoena or court order. 48. Assignment or Transfer. transfer, either directly or by operation of I the prior written consent of the Commissi and any assignees, hypothecate of such attempted assignmen hall not assign, hypothecate, or nt or any interest herein, without pt to do so shall be null and void, shall acquire no right or interest by reason or transfer. 49. Successors and 1 s. T i greement shall be binding on the successors and assigns of the pa », sh.. of be assigned by Consultant without the prior written consent of Commis 50. Incorpo 'ii',;•n of ' °vitals. The recitals set forth above are true and correct and are incorporated int• i greement as though fully set forth herein. 51. No Waiver. Failure of Commission to insist on any one occasion upon strict compliance with any of the terms, covenants or conditions hereof shall not be deemed a waiver of such term, covenant or condition, nor shall any waiver or relinquishment of any rights or powers hereunder at any one time or more times be deemed a waiver or relinquishment of such other right or power at any other time or times. [SIGNATURES ON FOLLOWING PAGE] 17336.00030\33774355.1 26 251 SIGNATURE PAGE TO PROFESSIONAL SERVICES AGREEMENT FOR ON -CALL MULTIMODAL TRANSIT/RAIL CONSULTING SERVICES (FTA FUNDED) IN WITNESS WHEREOF, this Agreement was executed on the date first written above. RIVERSIDE COUNTY TRANSPORTATION COMMISSION By: Anne Mayer, Executive Director Approved as to Form: By: Best, Best & Krieger LL General Counsel ii CONSULTANT HDR ENGINEERING, INC. By: • Signature me Title ATTEST: By: Its: A corporation requires the signatures of two corporate officers. One signature shall be that of the chairman of board, the president or any vice president and the second signature (on the attest line) shall be that of the secretary, any assistant secretary, the chief financial officer or any assistant treasurer of such corporation. If the above persons are not the intended signators, evidence of signature authority shall be provided to RCTC. 17336.00030\33774355.1 27 252 EXHIBIT "A" SCOPE OF SERVICES Exhibit A 17336.00030\33774355.1 253 Scope of Services Multimodal Support Services 1.0 GENERAL INFORMATION The Riverside County Transportation Commission (Commission) is an active participant in a number of multimodal efforts and initiatives in the region. Measure A provided the first sales tax funding for the commuter rail in Southern California. This later developed into the Southern California Regional Rail Authority (SCRRA) or Metrolink of which the Commission is a voting member and funding agency. The Measure A program also is in place to assist with Commuter Assistance Programs such as Rideshare and 1E511. It also supports specialized transit and general public transit through coordination with partner agencies and cities. The Commission has made significant investments in the transit and rail infrastructure, property, and use rights to enable and expand services in the region. The Commission is also involved in supporting intercity rail through Riverside and is planning for the development of a ne intercity rail route to Coachella Valley. The Commission participates in a number of regional tran ,_tys'rt ,;a coordination efforts including the Citizens & Specialized Transit Advisory Committe STAC), .;,-trolink Board and Member Agency Advisory Committee, LOSSAN Board and nical Advise ,;^ ommittee, High Speed Rail - Southern California Inland Corridor Group, uthera,: alifornia assenger Rail Planning Coalition, Coachella Valley Association of ents Transportation Committee, Transportation NOW, and meetings with local tr t providers. A key function of the Commission's multimodal program is th ham.;:, ' 'ono nical input and oversight to these coordination efforts. In addition to supporting passen in Riverside County and owns This responsibility requires t these facilities, as well as overs services may include 1.0 GENERAL ission owns and operates the nine rail stations Line property from Riverside to San Jacinto. involved in the security and maintenance of ally op- ations and uses associated with them. Multimodal , the following activities: The Commission is deg ••i list of pre -qualified consultants for Multimodal Transit/Rail Consulting Services. The i - ualified consultants will supplement the work of the Commission staff in accordance with the specifications presented below. As support needs arise, the Commission will develop a brief scope of work and select a consultant from the list of bench consultants depending on the type of support needed, and the qualifications of the firm and/or cost. The selected consultant will respond by providing information about the level of effort required to perform the required services. This will be documented on a pre -approved Task Order (TO). Rates and cost for each TO will be in accordance with rates indicated in the price schedules. Upon approval by the Commission's Project Manager, a TO will be issued on a time and expense basis. The consultant will be required to commence work within five days or sooner after receiving a fully executed TO. These services will be funded using a variety of federal, state, and local funds. The consultant will need to be able to meet all the requirements associated with the specific fund type associated with each TO and the funding will be identified at the time the scope of work is released. Exhibit A-1 17336.00030\33774355.1 254 2.0 CONSULTANT'S RESPONSIBILITIES 2.1 The successful Consultant shall have a strong understanding of the latest local, regional, state, and federal policies, regulations, and planning documents 2.2 The Consultant shall research and incorporate appropriate land use, demographic, and ridership data and projections to prepare deliverables with appropriate maps, graphics, and images. 2.3 Consultant shall comply with all relevant disclosure requirements and maintain the highest ethical standards both, publicly and privately, including the avoidance of conflicts of interest. 2.4 requested by the Commission's designated project manag,-r. Consultant shall provide other services within the individual's and/or firm's ability as 2.5 The Commission reserves the right to competitive d any or all portions of work addressed in this statement of work. 3.0 WORK ACTIVITIES Though the list is not all-inclusive, the successful Co y nt shall be required to perform b following services: 3.1 Planning, Feasibility Studies and Ana Perform, review, and conduct various' ®tanning studies and exercises related to the multimodal programs in Riverside County, including but not limited to: feasibility studies, strategic plans, service planning, operational analyses, and freight and goods movement studies. These activities may require the update or revision of an existing planning document, or the development of a new study. Examples of projects that have been completed and may need updating, or, may be developed include, but are not limited to: 1. Next Generation Rail Study 2. Rail Stations First/Last Mile Active Transportation Plan 3. Express Bus Study 4. Grade Separation Funding Priority Strategy 5. Warehousing and Logistics Truck Fee Study 6. Ridership Forecasting and Service Planning Models 7. Future Growth Market Assessments and Operational Analyses 8. Transit Oriented Development Plans 9. Future Rail Station Parking Needs Assessment 10. Rail Crossing Safety Improvements/Quiet Zone Plans 11. Zero Emission Bus Transition and Implementation Plan 12. Emerging Technology Feasibility Studies 13. Financial and Revenue Analyses 14. Sustainability and Climate Resiliency Studies Exhibit A-2 17336.00M \ 33774355.1 255 Other multimodal planning studies and analyses as needed to carry out the Commission's goals and objectives, and roles and responsibilities as the regional transportation planning agency. 3.2 Technical Support Technical assistance for the implementation of approved plans and studies, and to support the program management and delivery of services for the Multimodal Department. This may include, but is not limited to: 1. Preparing grant applications for competitive state and federal funding programs; 2. Preparing benefit -cost analyses; 3. Conducting ridership/station surveys; 4. Assisting in project development and administration of new or special projects; 5. Assisting in providing training and professional deYelopment for compliance with state and federal laws and regulations; 6. Developing public engagement and marketin ipaigns for special events and projects; 7. Preparing scope of work documents for procuremeri services; 8. Planning support for intercity rail projects; and 9. Oversight and subrecipient complia for federal grants Other technical support as needed o improve the effectiveness of the projects and programs in the Multimodal Depart Exhibit A-3 17336.00030\33774355.1 256 EXHIBIT "B" COMPENSATION AND PAYMENT Exhibit B-1 17336.00030\33774355.1 257 EXHIBIT "B" COMPENSATION SUMMARY FIRM PROJECT TASKS/ROLE COST Prime Consultant: HDR Transit/Rail Support Services $ 5,000,000.00 Sub Consultants: AMMA Transit Planning Transit Planning TBD Arellano Associates Outreach TBD Michael Baker International Broadband and General TBD Redman Consulting Grant Support TBD 4a _Ap. TOTAL COSTS e 5,000,000.00 1 Commission authorization pertains to total contract award amount. Compensation adjustments between consultants may occur; however, the maximum total compensation authorized may not be exceeded. 258 EXHIBIT "C" FTA REQUIREMENTS Exhibit C-1 17336.00030\33774355.1 259 FTA FUNDING REQUIREMENTS (Non-construction/maintenance work) As used herein, "RCTC" shall have the same meaning as the "Commission." The term "contract" or "Contract" shall have the same meaning as the "Agreement." 1. No Obligation by the Federal Government a. RCTC and Consultant acknowledge and agree that, notwithstanding any concurrence by the Federal Government in or approval of the solicitation or award of the underlying contract, absent the express written consent by the Federal Government, the Federal Government is not a party to this contract and shall not be subject to any obligations or liabilities to the Purchaser, Consultant, or any other party (whether or not a party to that contract) pertaining to any matter resulting from the underlying contract. b. The Consultant agrees to include the above clause in each subcontract financed in whole or in part with Federal assistance provided by FTA. It is further agreed t . e clause shall not be modified, except to identify the subconsultant who will be subject to its p sions. 2. Program Fraud and False or Fraudulent State is or R d Acts a. The Consultant acknowledges that the provis of the*rogram Fraud Civil Remedies Act of 1986, as amended, 31 U.S.C. § 3801 et seq. and U.S. DOT regulations, "Program Fraud Civil Remedies," 49 C.F.R. Part 31, apply to its actions pertaining to this Project. Upon execution of the underlying contract, the Consultant certifies or affirms the truthfulness and accuracy of any statement it has made, it makes, it may make, or causes to be made, pertaining to the underlying contract or the FTA assisted project for which this co st work is being performed. In addition to other penalties that may be applicable, the Consultant furtl r acknowledges that if it makes, or causes to be made, a false, fictitious, or fraudulent claim, statement submission, or certification, the Federal Government reserves the right to impose the penalties of the Program Fraud Civil Remedies Act of 1986 on the Consultant to the extent tie Federal Government deems appropriate. b. The Consultant also acknowl ges that if it makes, or causes to be made, a false, fictitious, or fraudulent claim, statement, submiss n, or certification to the Federal Government under a contract connected with a project that is financed in whole or in part with Federal assistance originally awarded by FTA under the authority of 49 U.S.C. § 5307, the Government reserves the right to impose the penalties of 18 U.S.C. § 1001 and 49 U.S.C. § 5307(n)(1) on the Consultant, to the extent the Federal Government deems appropriate. c. The Consultant agrees to include the above two clauses in each subcontract financed in whole or in part with Federal assistance provided by FTA. It is further agreed that the clauses shall not be modified, except to identify the subconsultant who will be subject to the provisions. 3. Access to Records The Consultant agrees to the following access to records requirements: a. To provide RCTC, the FTA Administrator, the Comptroller General of the United States or any of their authorized representatives access to any books, documents, papers and records of the Consultant which are directly pertinent to this contract for the purposes of making audits, Exhibit C-1 17336.00030\33774355.1 260 examinations, excerpts and transcriptions. Consultant also agrees, pursuant to 49 C. F. R. 633.17 to provide the FTA Administrator or his authorized representatives including any PMO Consultant access to Consultant's records and construction sites pertaining to a major capital project, defined at 49 U.S.C. 5302(a)1, which is receiving federal financial assistance through the programs described at 49 U.S.C. 5307, 5309 or 5311. b. To make available in the case of a contract for a capital project or improvement, as defined above and awarded by other than competitive bidding in accordance with 49 U.S.C. 5325(a), records related to the contract to RCTC, the Secretary of Transportation and the Comptroller General or any authorized officer or employee of any of them for the purposes of conducting an audit and inspection. c. To maintain all books, records, accounts and reports required under this contract for a period of not less than three years after the date of termination or expiration of this contract, except in the event of litigation or settlement of claims arising from the performance of this contract, in which case Consultant agrees to maintain same until RCTC, the FTA Administrator, the Comptroller General, or any of their duly authorized representatives, have disposed of all h litigation, appeals, claims or exceptions related thereto. Reference 49 CFR 18.39(i)(11). d. To permit any of the foregoing parties to reprodAle by an ans whatsoever or to copy excerpts and transcriptions as reasonably needed. 4. Federal Changes The Consultant shall at all times comply with all applicable FTA regulations, policies, procedures and directives, including without limitation those listed directly or by reference in the Master Agreement between RCTC and FTA, as they ma , ended or promulgated from time to time during the term of this contract. Consultant's fail • so sply §hall constitute a material breach of this contract. 5. Civil Rights The following require is appl the • erlying contract: (1) Nondiscrimination - n accordance with Title VI of the Civil Rights Act, as amended, 42 U.S.C. § 2000d, section 303 of the Age Discrimination Act of 1975, as amended, 42 U.S.C. § 6102, section 202 of the Americans with Disabilities Act of 1990, 42 U.S.C. § 12132, and Federal transit law at 49 U.S.C. § 5332 and 49 CFR part 21, the Consultant agrees that it will not discriminate against any employee or applicant for employment because of race, color, creed, national origin, sex, age, or disability. In addition, the Consultant agrees to comply with applicable Federal implementing regulations and other implementing requirements FTA may issue. (2) Equal Employment Opportunity - The following equal employment opportunity requirements apply to the underlying contract: (a) Race, Color, Creed, National Origin, Sex - In accordance with Title VII of the Civil Rights Act, as amended, 42 U.S.C. § 2000e, and Federal transit laws at 49 U.S.C. § 5332, the Consultant agrees to comply with all applicable equal employment opportunity requirements of U.S. Department of Labor (U.S. DOL) regulations, "Office of Federal Contract Compliance Programs, Equal Employment Opportunity, Department of Labor," 41 C.F.R. Parts 60 et seq ., (which implement Executive Order No. 11246, "Equal Employment Opportunity," as amended by Executive Order No. 11375, Exhibit C-2 17336.00030\33774355.1 261 "Amending Executive Order 11246 Relating to Equal Employment Opportunity," 42 U.S.C. § 2000e note), and with any applicable Federal statutes, executive orders, regulations, and Federal policies that may in the future affect construction activities undertaken in the course of the Project. The Consultant agrees to take affirmative action to ensure that applicants are employed, and that employees are treated during employment, without regard to their race, color, creed, national origin, sex, or age. Such action shall include, but not be limited to, the following: employment, upgrading, demotion or transfer, recruitment or recruitment advertising, layoff or termination; rates of pay or other forms of compensation; and selection for training, including apprenticeship. In addition, the Consultant agrees to comply with any implementing requirements FTA may issue. (b) Age - In accordance with section 4 of the Age Discrimination in Employment Act of 1967, as amended, 29 U.S.C. § § 623, Federal transit law at 49 U.S.C. § 5332, the Equal Employment Opportunity Commission (U.S. EEOC) regulations, "Age Discrimination in Employment Act," 29 C.F.R. part 1625, the Age Discrimination Act of 1975, as amended, 42 U.S.C. § 6101 et seq., U.S. Health and Human Services regulations, "Nondiscrimination on the Basis of Age in Programs or Activities Receiving Federal Financial Assistance," 45 C.F.R. part 91' the Consultant agrees to refrain from discrimination against present and prospective employees for reason of age. In addition, the Consultant agrees to comply with any implementing require nts FTA may issue. (c) Disabilities - In accordance with section 504 of thgteabilitation Act of 1973, as amended, 29 U.S.C. § 794, the Americans with Disabilities Act of 1990, as ai tended, 42 U.S.C. § 12101 et seq., the Architectural Barriers Act of 1968, as amended, 42 U.S.C. § 4151 et seq., and Federal transit law at 49 U.S.C. § 5332, the Consultant agrees that it will not discriminate against individuals on the basis of disability, and that it will comply with the requirements of 4.S. Equal Employment Opportunity Commission, "Regulations to Implement the Equal Employment Provisions of the Americans with Disabilities Act," 29 C.F.R. Part 16307pertaining to employment of persons with disabilities. In addition, the Consultant agrees to ply with any implementing requirements FTA may issue. f (3) The Consultant also agrees to these requirements in each subcontract financed in whole or in part with Federal as tance provid d by FTA, modified only if necessary to identify the affected parties. 6. FTA Disadvantag1d Busin Enterprise (DBE) Requirements A. General DBE Requirenishts: In accordance with Federal financial assistance agreements with the U.S. Department of Transportation (U.S. DOT), Commission has adopted a Disadvantaged Business Enterprise (DBE) Policy and Program, in conformance with Title 49 CFR Part 26, "Participation by Disadvantaged Business Enterprises in Department of Transportation Programs" (the "Regulations"). This RFP is subject to these stipulated regulations. In order to ensure that Commission achieves its overall DBE Program goals and objectives, Commission encourages the participation of DBEs as defined in 49 CFR 26 in the performance of contracts financed in whole or in part with U.S. DOT funds. It is the policy of the Commission to: 1. Ensure nondiscrimination in the award and administration of DOT -assisted contracts; 2. Create a level playing field on which DBE's can compete fairly for DOT -assisted contracts; Exhibit C-3 17336.00030\33774355.1 262 3. Ensure that the DBE program is narrowly tailored in accordance with applicable law; 4. Ensure that only firms that fully meet 49 C.F.R. part 26 eligibility standards are permitted to participate as DBE's; 5. Help remove barriers to the participation of DBEs in DOT assisted contracts; 6. To promote the use of DBEs in all types of federally assisted contracts and procurement activities; and 7. Assist in the development of firms that can compete successfully in the marketplace outside the DBE program. B. Discrimination: Consultant shall not discriminate on the basis of race, color, national origin, or sex in the award and performance of subcontracts. Any terms used herein that are defined in 49 CFR Part 26, or elsewhere in the Regulations, shall have the meaning orth in the Regulations. C. Commission's Race -Neutral DBE Program: A Race- t . 'BE Program is one that, while benefiting DBEs, is not solely focused on DBE firms. Therefore, und- ' ace -Neutral DBE Program, Commission does not establish numeric race-conscio pBE participati. :oals on its DOT -assisted contracts. There is no FTA DBE goal on this Projeo� Consultant shall not be required to achieve a specific level of DBE participation as a condition of contract compliance in the performance of this DOLT -assisted e*ntract. However, Consultant shall adhere to race -neutral DBE participation commitment(s) made at the time of award. D. Race -Neutral DBE Subm. ions and oing Reporting Requirements (Post -Award): At termination of the Contract, the successful Conil. ant shall complete and submit to Commission a "DBE Race -Neutral Participation Listing" in the f6rm provided by Commission. In the event DBE(s) are utilized in the perforn n of the A eement, Consultant shall comply with applicable reporting requirements. E. Performance of I BE Subcoi ultants: DBE subconsultants listed by Consultant in its "DBE Race -Neutral Participation Listing submitted at the time of proposal shall perform the work and supply the materials for which they are listed, unless Consultant has received prior written authorization from Commission to perform the work with other forces or to obtain the materials from other sources. Consultant shall provide written notification to Commission in a timely manner of any changes to its anticipated DBE participation. This notice should be provided prior to the commencement of that portion of the work. F. DBE Certification Status: If a listed DBE subconsultant is decertified during the life of this Agreement, the decertified subconsultant shall notify Consultant in writing with the date of decertification. If a non -DBE subconsultant becomes a certified DBE during the life of this Agreement, the DBE subconsultant shall notify Consultant in writing with the date of certification. Consultant shall furnish the written documentation to Commission in a timely manner Consultant shall include this requirement in all subcontracts. G. Consultant's Assurance Clause Regarding Non -Discrimination: In compliance with State and Federal anti -discrimination laws, Consultant shall affirm that it will not exclude or discriminate on the Exhibit C-4 17336.00030\33774355.1 263 basis of race, color, national origin, or sex in consideration of contract award opportunities. Further, Consultant shall affirm that they will consider, and utilize subconsultants and vendors, in a manner consistent with non-discrimination objectives. H. Violations: Failure by the selected Consultant(s) to carry out these requirements shall be a material breach of the contract to be awarded pursuant to this RFP, which may result in the termination of the contract or such other remedy as the recipient deems appropriate, which may include, but is not limited to: (1) Withholding monthly progress payments; (2) Assessing sanctions; (3) Liquidated damages; and/or (4) Disqualifying the Consultant from future bidding as non -responsible. 49 C.F.R. § 26.13(b). I. Prompt Payment: Consultant shall pay its subconsultants for satisfactory performance of their contracts no later than 30 days from receipt of each payment Co s on makes to the Consultant. 49 C.F.R. § 26.29(a), unless a shorter period is provided in the co J. Compliance with DBE Requirements Contained in FTA visions: sultant shall comply with all DBE reporting and other requirements contained in th' greement. 7. Incorporation of Federal Transit Admiration ) Terms The preceding provisions include, in part, certaWi Stan arr 'Terms and Conditions required by DOT, whether or not expressly set forth in t'Pienp. eceding contract provisions. All contractual provisions required by DOT, as set forth in FTA Circul ' 422011F are hereby incorporated by reference. Anything to the contrary herein notwithstanding, all FT-Amandated terms shall be deemed to control in the event of a conflict with other provisions contained in this Agreement. The Consultant shall not perform any act, fail to perform any act, or refuse to comply with any RCTC requests which would cause RCTC to be in violation of the F terms an conditions. 8. Debarment and Sus The Consultant agrees to the following: (1) It will comply with the following requirements of 2 CFR Part 180, subpart C, as adopted and supplemented by U.S. DOT regulations at 2 CFR Part 1200. (2) It will not enter into any "covered transaction" (as that phrase is defined at 2 CFR §§ 180.220 and 1200.220) with any subconsultant whose principal is, suspended, debarred, or otherwise excluded from participating in covered transactions, except as authorized by— (i) U.S. DOT regulations, "Nonprocurement Suspension and Debarment," 2 CFR Part 1200; (ii) U.S. OMB regulatory guidance, "Guidelines to Agencies on Governmentwide Debarment and Suspension (Nonprocurement)," 2 CFR Part 180; and (iii) Other applicable federal laws, regulations, or requirements regarding participation with debarred or suspended recipients or third party participants. Exhibit C-5 17336.00030\33774355.1 264 (3) It will review the U.S. GSA "System for Award Management — Lists of Parties Excluded from Federal Procurement and Nonprocurement Programs," if required by U.S. DOT regulations, 2 CFR Part 1200. 9. ADA Access Requirements The Consultant shall comply with all applicable requirements of the Americans with Disabilities Act of 1990 (ADA), 42 USC Section 12101 et seq; Section 504 of the Rehabilitation Act of 1973, as amended, 29 USC Section 794; 49 USC Section 5301(d). 10. Fly America To the extent applicable to the Services, the Consultant agrees to comply with 49 U.S.C. 40118 (the "Fly America" Act) in accordance with the General Services Administration's regulations at 41 CFR Part 301-10, which provide that recipients and sub recipients of Federal funds and their consultants are required to use U.S. Flag air carriers for U.S. Government -fin d international air travel and transportation of their personal effects or property, to the extent suc service is available, unless travel by foreign air carrier is a matter of necessity, as defined by the Fly America Act. The Consultant shall submit, if a foreign air carrier was used, an appropriate certification or memorandum adequately explaining why service by a U.S. flag air carrier was not available or why it was necessary to use a foreign air carrier and shall, in any event, provide a certificate of compliance with the Fly America requirements. The Consultant agrees to include the requirements of this section in all subcontracts that may involve international air transportation. 11. Cargo Preference - Use of United States - To the extent applicable to the Se s, Con ant agrees: 1. To use privately owned United Stat- a . ercial vessels to ship at least 50 percent of the gross tonnage (computed s ately f dry bulk carriers, dry cargo liners, and tankers) involved, whenever shipping any equipment, mate or commodities pursuant to the underlying contract to the extent such vessels are available at fajand reasonable rates for United States -Flag commercial vessels; 2. To furnish within 20 wo s following the date of loading for shipments originating within the United States or within 30 rking days following the date of leading for shipments originating outside the United States, a legible copy of a rated, "on -board" commercial ocean bill -of -lading in English for each shipment of cargo described in the preceding paragraph to the Division of National Cargo, Office of Market Development, Maritime Administration, Washington, DC 20590 and to the FTA recipient (through the Consultant in the case of a subconsultant's bill -of -lading.) 3. To include these requirements in all subcontracts issued pursuant to this contract when the subcontract may involve the transport of equipment, material, or commodities by ocean vessel. 11. Buy America — Not applicable. 12. Employment Provisions To the extent applicable to the Services, Consultant shall comply with the following: Exhibit C-6 17336.00030\33774355.1 265 A. Equal Employment Opportunity Not applicable. B. Copeland "Anti -Kickback" Act (18 U.S.C. 874 and 40 U.S.C. 276c) — Not applicable. C. Contact Work Hours and Safety Standards Act (40 U.S.C. 327-333) —Not applicable. D. Release of Retainage No retainage will be withheld by the RCTC from progress payments due Consultant. Retainage by Consultant or subconsultants is prohibited, and no retainage will be held by the prime consultant from progress due subconsultants. Any violation of this provision shall subject the violating Consultant or subconsultants to the penalties, sanctions, and other remedies specified in Section 7108.5 of the California Business and Professions Code. This requirement shall not be construed to limit or impair any contractual, administrative, or judicial remedies, otherwise available to Consultant or subconsultant in the event of a dispute involving late payment or nonpayment by Consultant or deficient subconsultant performance, or noncompliance by a sub ultant. 13. Termination for Convenience RCTC may terminate the Agreement for convenience pde i rdance wit terms of the Agreement. After such termination, the Consultant shall submit a final temination settlement proposal to RCTC as directed. If the Consultant fails to submit a proposal within the time allowed, RCTC may determine, on the basis of information available, the amount, if any due the Consultant because of the termination and shall pay the amount determined. After the Consultant's pro osal is received, RCTC and Consultant shall negotiate a fair and equitable settl nt and the contract will be modified to reflect the negotiated agreement. If agreement cannot be reached, tCTC,play issue a final determination and pay the amount determined. If the Consultant does not agree Voith this final determination or the determination resulting from the lack of timely submission o roposal, the Consultant may appeal under the Disputes clause. 14. Administrative a i ontrac . • 1 Remedies on Breach; Termination for Cause a. The Consultant may be dec red in breach of this Agreement ("Breach") if the Consultant fails to make delivery of the supplies or to perform the services within the time specified herein or any extension thereof; or if the Consultant fails to perform any of the other provisions of the contract, or so fails to make progress as to endanger performance of this contract in accordance with its terms. In case of any of the foregoing, RCTC shall notify the Consultant of the Breach, and the Consultant shall have a period of ten (10) days (or such longer period as RCTC may authorize in writing) after receipt of notice from RCTC to cure the Breach. b. RCTC may, by written notice of termination to the Consultant specifying the effective date thereof, terminate the whole or any part of this contract, in the case of a Breach that is not cured within the timeframe set forth in (a) above ("Uncured Breach"). c. If the contract is terminated in whole or in part for an Uncured Breach, RCTC may procure upon such terms and in such manner as RCTC may deem appropriate, supplies or services similar to those so terminated, or may complete the services with its own forces. The Consultant shall be liable to RCTC for any excess costs for such similar supplies or services, and for any other costs incurred by Exhibit C-7 17336.00030\33774355.1 266 RCTC as a result of the Uncured Breach. The Consultant shall continue the performance of this contract to the extent not terminated under the provisions of this clause. d. Except with respect to defaults of Subconsultants, the Consultant shall not be liable for any excess costs if the failure to perform the contract arises out of causes beyond the control and without the fault or negligence of the Consultant. If the failure to perform is caused by the default of a Subconsultant, and if such default arises out of causes beyond the control of both the Consultant and the Subconsultant, and without the fault or negligence of either of them, the Consultant shall not be liable for any excess costs for failure to perform, unless the supplies or services to be furnished by the Subconsultant were obtainable from other sources in sufficient time to permit the Consultant to meet the required project completion schedule. e. Payment for completed services or supplies delivered to and accepted by RCTC shall be at the contract price. RCTC may withhold from amounts otherwise due the Consultant for such completed services or supplies such sum as RCTC determines to be necessa to protect RCTC against loss because of outstanding liens of claims of former lien holders, or to r burse RCTC for any other costs related to the Uncured Breach. f. If', after notice of termination of this contract for c - e, it is determined for any reason that an Uncured Breach did not exist, the rights and obligation he parties shall be the same as if the notice of termination had been issued pursuant to the provi s s fo s ination for convenience of RCTC. g. The rights and remedies of RCTC provide d in this clause shall not be exclusive and are in addition to any other rights and remedies provided by law, equi$' or under this contract including, but not limited to, the right to specific performanc y ywi out h. Notwithstanding the above, RCT y, providing an opportunity to cure, terminate the contract in accordance with the timeframe set forth in Section 17 of the contract, if RCTC determines such action is in its best interest based on the nature of the Breach. Such actions shall not limit any of RCTC's remedies set fort abo 16. Disputes a. Except as otherwise provided in this Agreement, any dispute concerning a question of fact arising under this Agreement which is not disposed of by supplemental agreement shall be decided by RCTC's Deputy Executive Director, who shall reduce the decision to writing and mail or otherwise furnish a copy thereof to the Consultant. The decision of the RCTC Deputy Executive Director shall be final and conclusive unless, within thirty (30) days from the date of receipt of such copy, Consultant mails or otherwise furnishes to the RCTC Deputy Executive Director a written appeal addressed to RCTC's Executive Director. The decision of RCTC Executive Director or duly authorized representative for the determination of such appeals shall be final and conclusive. b. The provisions of this Paragraph shall not be pleaded in any suit involving a question of fact arising under this Agreement as limiting judicial review of any such decision to cases where fraud by such official or his representative or board is alleged, provided, however, that any such decision shall be final and conclusive unless the same is fraudulent or capricious or arbitrary or so grossly erroneous as necessarily to imply bad faith or is not supported by substantial evidence. In connection with any appeal proceeding under this Paragraph, the Consultant shall be afforded an opportunity to be heard and to offer evidence in support of its appeal. Exhibit C-8 17336.00030\33774355.1 267 c. Pending final decision of a dispute hereunder, Consultant shall proceed diligently with the performance of this Agreement and in accordance with the decision of RCTC's Deputy Executive Director. This "Disputes" clause does not preclude consideration of questions of law in connection with decisions provided for above. Nothing in this Agreement, however, shall be construed as making final the decision of any RCTC official or representative on a question of law, which questions shall be settled in accordance with the laws of the State of California. 17. Lobbying See the Byrd Anti -Lobbying Amendment, 31 U.S.C. 1352, as amended by the Lobbying Disclosure Act of 1995, P.L. 104-65 [to be codified at 2 U.S.C. § 1601, et seq.] - Consultants who apply or bid for an award of $100,000 or more shall file the certification required by 49 CFR part 20, "New Restrictions on Lobbying." Each tier certifies to the tier above that it will not and has not used Federal appropriated funds to pay any person or organization for influencing or attempting to influence an officer or employee of any agency, a member of Congress, officer or employee of Congress, or an employee of a member of Congress in connection with obtaining an, Federal contract, grant or any other award covered by 31 U. S.C. 1352. Each tier shall also disclose the name of any registrant under the Lobbying Disclosure Act of 1995 who has made lobbying contacts on its behalf with non -Federal funds with respect to that Federal contract, grant or award covered by 31 U.S.C. 1352. Such disclosures are forwarded from tier to tier up to the rec ent. The Offeror shall complete and submit with its bid/proposal the attached Certification Reg Ling, and if applicable, the Standard Form-LLL, "Disclosure Form to Report Lobbying." 18. Energy Conservation The Consultant agrees to comply wit which are contained in the state en and Conservation Act. 19. Clean Water dards and policies relating to energy efficiency rvation plan issued in compliance with the Energy Policy a. The Consultant agrees to comply with all applicable standards, orders or regulations issued pursuant to the Federal' Water Po1ltion Control Act, as amended, 33 U.S.C. 1251 et seq. The Consultant agrees to report`each violation to RCTC and understands and agrees that RCTC will, in turn, report each violation as rarred to assure notification to FTA and the appropriate EPA Regional Office. d. The Consultant further agrees that: (1) It will not use any violating facilities; (2) It will report the use of facilities placed on or likely to be placed on the U.S. EPA "List of Violating Facilities;" (3) It will report violations of use of prohibited facilities to FTA; and (4) It will comply with the inspection and other requirements of the Clean Air Act, as amended, (42 U.S.C. §§ 7401 — 7671q); and the Federal Water Pollution Control Act as amended, (33 U.S.C. §§ 1251-1387). The Consultant also agrees to include these requirements in each subcontract exceeding $150,000 financed in whole or in part with Federal assistance provided by FTA. Exhibit C-9 17336.00030\33774355.1 268 20. Clean Air a. The Consultant agrees to comply with all applicable standards, orders or regulations issued pursuant to the Clean Air Act, as amended, 42 U.S.C. §§ 7401 et seq. The Consultant agrees to report each violation to RCTC and understands and agrees that RCTC will, in turn, report each violation as required to assure notification to FTA and the appropriate EPA Regional Office. b. The Consultant further agrees that: (1) It will not use any violating facilities; (2) It will report the use of facilities placed on or likely to be placed on the U.S. EPA "List of Violating Facilities;" (3) It will report violations of use of prohibited facilities to FTA; and (4) It will comply with the inspection and other requirements of the Clean Air Act, as amended, (42 U.S.C. §§ 7401 — 7671q); and the Federal Water Pollution Control Act as amended, (33 U.S.C. §§ 1251-1387). c. The Consultant also agrees to include these requi $150,000 financed in whole or in part with Federal assist 21. Recycled Products each subcontract exceeding e provid by FTA. V Recovered Materials - The Consultant agrees to comply 11 the requirements of Section 6002 of the Resource Conservation and Recovery Act (RC s amended (42 U.S.C. 6962), including but not limited to the regulatory provisions of 40 CFR Part 247, and Executive Order 12873, as they apply to the procuremeirtf the items designated in Subpart B of 40 CFR Part 247. 21. SPECIAL PROVISION FOR PROMOTING COVID-19 SAFETY Section 49. Centers for ea on nd Prevention Order on Requirements for Persons to Wear Masks n Conveyances d at Transportation Hubs. (a) Compliance with CD ask Omer. The Centers for Disease Control and Prevention ("CDC") Order of January 29, 2021, titled Requirement for Persons to Wear Masks While on Conveyances and at Transportation Hubs ("CDC Mask Order"), applies to this Agreement. One of the objectives of the CDC Mask Order is "[m]aintaining a safe and operating transportation system." Consultant agrees that it will comply, and will require all subconsultants to comply, with the CDC Mask Order. (b) Enforcement for non-compliance. Consultant agrees that FTA and RCTC may take enforcement action for non-compliance with the CDC Mask Order, including: (1) enforcement actions authorized by 49 U.S.C. § 5329(g); (2) referring Consultant to the CDC or other Federal authority for enforcement action; (3) enforcement actions authorized by 2 CFR §§ 200.339 — .340; and (4) any other enforcement action authorized by Federal law or regulation. Exhibit C-10 17336.00030\33774355.1 269 22. Safe Operation of Motor Vehicles Pursuant to Federal Executive Order No. 13043, "Increasing Seat Belt Use in the United States," April 16, 1997, 23 U.S.C. Section 402 note, FTA encourages each third party consultant to adopt and promote on-the-job seat belt use policies and programs for its employees and other personnel that operate company owned, rented, or personally operated vehicles, and to include this provision in each third party subcontract involving the project. a. The Consultant is encouraged to adopt and promote on-the-job seat belt use policies and programs for its employees and other personnel that operate company -owned vehicles, company -rented vehicles, or personally operated vehicles. The terms "company -owned" and "company -leased" refer to vehicles owned or leased either by the Consultant or RCTC. The Consultant agrees to adopt and enforce workplace safety policies to decrease crashes caused by distracted drivers, including policies to ban text messaging while using an electronic device supplied by an employer, and driving a vehicle the driver owns o nts, a vehicle Contactor owns, leases, or rents, or a privately -owned vehicle when on official ess in connection with the work performed under this contract. Exhibit C-11 17336.00030\33774355.1 270 EXHIBIT "0" DISCLOSURE OF LOBBYING ACTIVITIES Exhibit D-1 17336.00030\33774355.1 271 RCTC On -Call Multimodal Transit/Rail Consulting Services 1 RFP No. 23-25-002-00 Section 6: Required Forms I r Not Applicable - HDR does not have any Local Assistance Procedures Manual lobbying activities to disclose at this time. EXHBIT 10-Q Disclosure of Lobbying Activities EXHIBIT 10-Q DISCLOSURE OF LOBBYING ACTIVITIES COMPLETE THIS FORM TO DISCLOSE LOBBYING ACTIVITIES PURSUANT TO 31 U.S.C. 1352 1. Type of Federal Action: a. contract b. grant c. cooperative agreement d. loan e. loan guarantee f. loan insurance 2. Status of Federal Action: 3. Report Type: ❑ a. bid/offer/application ❑ a. initial b. initial award b. material change c. post -award For Material Change Only: year quarter date of last report 4. Name and Address of Reporting Entity 5. If Reporting Entity in No. 4 is Subawardee, Enter Name and Address of Prime: ❑ Prime nSubawardee Tier , if known Congressional District, if known 6. Federal Department/Agency: 8. Federal Action Number, if known: 10. Name and Address of Lobby Entity (If individual, last name, first name, MI) (attach Contin 12. Amount of Payment (check all that apply) f Payment (check all that apply) $ actual 'ned a. retainer b. one-time fee 13. Form of Payment (chec . hat appl c. commission ea. cash d. contingent fee b. in -kind; specify: n:. e deferred f. other, specify 15. Brief Desc n of Se erfo or to be performed and Date(s) of Service, including Congressio 7. Federa ict, if known gram e/Description: C ' Number, if app d A unt, ifknown: s Performing Services g address if different from No. 10) first name, MI) officer( er(s) tacted, for Payment Indicated in Item 12: (attach Continuation Sheet(s) if necessary) 16. Continuation att< : Yes ❑ 17. Information requested thro orm is authorized by Title 31 U.S.C. Section 1352. This closure of lobbying reliance was placed by the tier above when his transaction was made or entered into. This disclosure is required pursuant to 31 U.S.C. 1352. This information will be reported to Congress semiannually and will be available for public inspection. Any person who fails to file the required disclosure shall be subject to a civil penalty of not less than $10,000 and not more than $100,000 for each such failure. Federal Use Only: No n Signature: .4'\`"- Print Name: Anna Lantin Title: Vice President Telephone No.: (951) 320-7300 Date: 08/31/2022 Authorized for Local Reproduction Standard Form - LLL Standard Form LLL Rev. 04-28-06 Distribution: Orig- Local Agency Project Files LPP 13-01 APPENDIX L - 1 Page 1 May 8, 2013 272 38 ATTACHMENT 2 Agreement No. 23-25-016-00 PROFESSIONAL SERVICES AGREEMENT FOR ON -CALL MULTIMODAL TRANSIT/RAIL CONSULTING SERVICES (FTA FUNDED) Parties and Date. This Agreement is made and entered into this day of , 2022, by and between the RIVERSIDE COUNTY TRANSPORTATION COMMISSION ("the Commission") and HNTB CORPORATION. ("Consultant"), a CORPORATION. The Commission and Consultant are sometimes referred to herein individually as "Party", and collectively as the "Parties". Recitals. A. On November 8, 1988 the Voters of Riverside County approved Measure A authorizing the collection of a one-half percent (1/2 %) retail transactions and use tax (the "tax") to fund transportation programs and improvements within the County of Riverside, and adopting the Riverside County Transportation Improvement Plan (the "Plan"). B. Pursuant to Public ty Code Sections 240000 et seq., the Commission is authorized to allocate the pro ds oche Tax in furtherance of the Plan. C. On November 5, 2002,the vo fs of Riverside County approved an extension of the Measure A tax for an additional thirty (30) years for the continued funding of transportation and improvements within the County of Riverside. D. A source of funding for payment for on -call professional consulting services provided under this Agreement may be funds from the Federal Transit Administration ("FTA"). E. Consultant desires to perform and assume responsibility for the provision of certain on -call multimodal transit/rail consulting services in the County of Riverside, California. Services shall be provided on the terms and conditions set forth in this Agreement and in the task order(s) to be issued pursuant to this Agreement and executed by the Commission and the Consultant ("Task Order"). Consultant represents that it is experienced in providing such services to public clients, is licensed in the State of California (if necessary), and is familiar with the plans of the Commission. F. The Commission desires to engage Consultant to render such services on an on -call basis. Services shall be ordered by Task Order(s) to be issued pursuant to this Agreement for future projects as set forth herein and in each Task Order (each such project shall be designated a "Project" under this Agreement). 17336.00030\33774355.1 273 Terms. 1. General Scope of Services. Consultant shall furnish all technical and professional services, including labor, material, equipment, transportation, supervision and expertise, and incidental and customary work necessary for On -Call Multimodal Support Services ("Services"). The Services are more fully set forth in Exhibit "A" attached hereto and incorporated herein by reference. The Services shall be more particularly described in the individual Task Orders issued by the Commission's Executive Director or designee. No Services shall be performed unless authorized by a fully executed Task Order. All Services shall be subject to, and performed in accordance with, this Agreement, the relevant Task Order, the exhibits attached hereto and incorporated herein by reference, and all applicable local, state and federal laws, rules and regulations. 2. Term. 2.1 This Agreement shall go into eff :'` on - date first set forth above, contingent upon approval by Commission, and sultant I commence work after notification to proceed by Commission's Contra dmin'strator. Agreement shall end five years from the date set forth above, unl- ext: .ed by contract amendment. All Task Order work should be completed within th 2.2 Consultant is advis not binding on Commission until this Ag Commission. 2.3 This A unless earlier terminated as within the term of thi deadlines. All ap effect following th mendation for contract award is Ily executed and approved by the ain in effect until the date set forth above, ed . Consultant shall complete the Services nd shall meet any other established schedules and tion provisions of this Agreement shall remain in f this Agreement. 3. Commissi tract Administrator. The Commission hereby designates the Commission's Execu ` Director, or his or her designee, to act as its Contract Administrator for the performance of this Agreement ("Commission's Contract Administrator"). Commission's Contract Administrator shall have the authority to act on behalf of the Commission for all purposes under this Agreement. Commission's Contract Administrator shall also review and give approval, as needed, to the details of Consultant's work as it progresses. Consultant shall not accept direction or orders from any person other than the Commission's Contract Administrator or his or her designee. 4. Consultant's Representative. Consultant hereby designates Matthew Bushman to act as its Representative for the performance of this Agreement ("Consultant's Representative"). Consultant's Representative shall have full authority to act on behalf of Consultant for all purposes under this Agreement. The Consultant's Representative shall supervise and direct the Services, using his or her professional skill and attention, and shall be responsible for all means, methods, techniques, sequences and procedures and for the 17336.00030\33774355.1 3 274 satisfactory coordination of all portions of the Services under this Agreement. Consultant shall work closely and cooperate fully with Commission's Contract Administrator and any other agencies which may have jurisdiction over, or an interest in, the Services. Consultant's Representative shall be available to the Commission staff at all reasonable times. Any substitution in Consultant's Representative shall be approved in writing by Commission's Contract Administrator. 5. Substitution of Key Personnel. Consultant has represented to the Commission that certain key personnel will perform and coordinate the Services under this Agreement. Should one or more of such personnel become unavailable, Consultant may substitute other personnel of at least equal competence upon written approval by the Commission. In the event that the Commission and Consultant cannot agree as to the substitution of the key personnel, the Commission shall be entitled to terminate this Agreement for cause, pursuant to the provisions herei The key personnel for performance of this Agreement are: Matt Bushman, Stev :- reene, Kelly Lumen, Chris Wahl, and Gina Escalante. 6. Standard of Care; Licenses. Consu,.. represe ,.and maintains that it is skilled in the professional calling necessary to p • rm Service - • uties and obligations required by this Agreement to fully and adequa co► ete the Project. Consultant shall perform the Services and duties in conformanc= . and consistent with the standards generally recognized as being employ- •rofes als in the same discipline in the State of California. Consultant warrants t * o .'=s and subcontractors shall have sufficient skill and experience to perform the = ce signed to them. Consultant further represents and warrants to the ion t its employees and subcontractors have all licenses, permits, qualificatio nd a rova •f whatever nature that are legally required to perform the Services, a h. ses and approvals shall be maintained throughout the term of A• ent. Consultant shall perform, at its own cost and expense and withou . , • • from the Commission, any services necessary to correct errors or o ions whi. are used by the Consultant's failure to comply with the standard of care pro -y -d for h� •in, and shall be fully responsible to the Commission for all damages and othe -bill provided for in the indemnification provisions of this Agreement arising from Consultant's errors and omissions. Any employee of Consultant or its sub -consultants who is determined by the Commission to be uncooperative, incompetent, a threat to the adequate or timely completion of the Project, a threat to the safety of persons or property, or any employee who fails or refuses to perform the Services in a manner acceptable to the Commission, shall be promptly removed from the Project by the Consultant and shall not be re-employed to perform any of the Services or to work on the Project. 7. Independent Contractor. The Services shall be performed by Consultant or under its supervision. Consultant will determine the means, methods and details of performing the Services subject to the requirements of this Agreement. Commission retains Consultant on an independent contractor basis and not as an employee, agent or representative of the Commission. Consultant retains the right to perform similar or different services for others during the term of this Agreement. Any additional personnel performing the Services under this Agreement on behalf of Consultant shall at all times be 4 17336.00030\33774355.1 275 under Consultant's exclusive direction and control. Consultant shall pay all wages, salaries and other amounts due such personnel in connection with their performance of Services and as required by law. Consultant shall be responsible for all reports and obligations respecting such personnel, including but not limited to, social security taxes, income tax withholdings, unemployment insurance, disability insurance, and workers' compensation insurance. 8. Task Orders; Commencement of Services; Schedule of Services. Consultant shall commence Services under a Task Order within five (5) days of receiving a fully executed Task Order from the Commission. Each Task Order shall identify the funding source(s) to be used to fund the Services under the relevant Task Order, and Consultant shall comply with the requirements specified herein, and in the attached exhibits, applicable to the identified funding source(s). Consultant shall perform the Services expe Agreement, and in accordance with any schedule of S ("Schedule"). Consultant represents that it has the pro perform the Services in conformance with su Consultant's conformance with the Schedule, the submittals in a timely manner. Upon reques Consultant shall provide a more detailed schedul Schedule of Services. 8.1 Modification of the Sc Commission, through correspo required Services within the informed of all anticipated de modification is necessary Con for approval by Com 8.2 Commission's Contr Commission, as may b These trend meetings will e compass focused and informal discussions concerning scope, schedule, and current progress of Services, relevant cost issues, and future Project objectives. Consultant shall be responsible for the preparation and distribution of meeting agendas to be received by the Commission and other attendees no later than three (3) working days prior to the meeting. usly, within the term of this es set forth in a Task Order sio and technical personnel to conditio In order to facilitate mmi ion sha -=spond to Consultant's ission's Contract Administrator, nticipated performance to meet the sultant shall regularly report to the ogress reports, its progress in providing periods. Commission shall be promptly at Consultant determines that a schedule shall promptly submit a revised Schedule of Services ct Administrator. s. Consultant shall conduct trend meetings with the rator and other interested parties, as requested by the Ily scheduled by the Parties at a standard day and time. 8.3 Progress Reports. As part of its monthly invoice, Consultant shall submit a progress report, in a form determined by the Commission, which will indicate the progress achieved during the previous month in relation to the Schedule of Services. Submission of such progress report by Consultant shall be a condition precedent to receipt of payment from the Commission for each monthly invoice submitted. 17336.00030\33774355.1 5 276 9. Delay in Performance. 9.1 Excusable Delays. Should Consultant be delayed or prevented from the timely performance of any act or Services required by the terms of the Agreement by reason of acts of God or of the public enemy, acts or omissions of the Commission or other governmental agencies in either their sovereign or contractual capacities, fires, floods, epidemics, quarantine restrictions, strikes, freight embargoes or unusually severe weather, performance of such act shall be excused for the period of such delay. 9.2 Written Notice. If Consultant believes it is entitled to an extension of time due to conditions set forth in subsection 9.1, Consultant shall provide written notice to the Commission within seven (7) working days from the time Consultant knows, or reasonably should have known, that performance of the Services will be delayed due to such conditions. Failure of Consultant to provide such ti ly notice shall constitute a waiver by Consultant of any right to an excusable delay i r e of performance. 9.3 Mutual Agreement. Performs ; e Y i .. ny Services under this Agreement may be delayed upon mutual agr ent of �1i Parties. Upon such agreement, Consultant's Schedule of Service =` all b exten• as necessary by the Commission. Consultant shall take all reason to minimize delay in completion, and additional costs, resulting from any such ext 10. Preliminary Review of Wor products prepared for submission in the co shall be submitted to the Com Commission may require revi In the event that Commiss determines the formally submi of care established require Consultant orking papers, and similar work ing Services under this Agreement ract Administrator in draft form, and the s prior to formal submission and approval. inistrator, in his or her sole discretion, ork pro•' ct to be not in accordance with the standard ement, Commission's Contract Administrator may mit the work at no cost to the Commission. 11. Appear at , wrings. If and when required by the Commission, Consultant shall render nce at public hearings or other meetings related to the Project or necessary to the rformance of the Services. However, Consultant shall not be required to, and will not, render any decision, interpretation or recommendation regarding questions of a legal nature or which may be construed as constituting a legal opinion. 12. Opportunity to Cure; Inspection of Work. Commission may provide Consultant an opportunity to cure, at Consultant's expense, all errors and omissions which may be disclosed during Project implementation. Should Consultant fail to make such correction in a timely manner, such correction may be made by the Commission, and the cost thereof charged to Consultant. Consultant shall allow the Commission's Contract Administrator and Caltrans to inspect or review Consultant's work in progress at any reasonable time. 13. Final Acceptance. Upon determination by the Commission that Consultant has satisfactorily completed the Services required under this Agreement and within the 17336.00030\33774355.1 6 277 term set forth herein the Commission shall give Consultant a written Notice of Final Acceptance. Upon receipt of such notice, Consultant shall incur no further costs hereunder, unless otherwise specified in the Notice of Final Acceptance. Consultant may request issuance of a Notice of Final Acceptance when, in its opinion, it has satisfactorily completed all Services required under the terms of this Agreement. In the event copyrights are permitted under this Agreement, then in connection with Federal funding, it is hereby acknowledged and agreed that the United States Department of Transportation shall have the royalty -free non-exclusive and irrevocable right to reproduce, publish, or otherwise use, and to authorize others to use, the work for governmental purposes. 14. Laws and Regulations. Consultant shall keep itself fully informed of and in compliance with all local, state and federal laws, rules and regulations in any manner affecting the performance of the Project or the Services, including all Cal/OSHA requirements, and shall give all notices required by law. For -xample, and not by way of limitation, Consultant shall keep itself fully informed implementing regulations, design standards, specifica must be incorporated in the design of the Project, those of the United States Department of Tra procedures may include completion of the a approved by the United States Department of Tr of limitation, a signed Categorical Exclusion, Find' Record of Decision may be required to b Department of Transportation. For Cons and regulations in connection with ices to be contrary to such laws, rul Commission, Consultant s Consultant shall defend, ind employees and agents f Agreement, from an with such laws, rul nd in compliance with all revious commitments that ad ` ";;:;':; trative controls including rtation. pliance with Federal cabl= environ -ntal documents and ion. For example, and not by way f No Significant Impact, or published or completed by the United States ble for all violations of such laws Co ultant performs any work knowing it ons and without giving written notice to the onsible for all costs arising therefrom. ommission, its officials, directors, officers, less, pursuant to the indemnification provisions of this rising out of any failure or alleged failure to comply 15.1 Cons '` ant shall receive compensation, including authorized reimbursements, for all Services rendered under this Agreement at the rates set forth in Exhibit "B" attached hereto and incorporated herein by reference. This Agreement shall be a fixed unit rate, indefinite delivery/indefinite quantity (i.e., Task Order) contract based upon the fully burdened labor rates and classifications set forth in Exhibit "B". The total compensation per Task Order shall be set forth in the relevant Task Order, and shall not exceed said amount without written approval of the Commission's Executive Director. 15.2 Any payments to Consultant for travel and subsistence expenses must be authorized in writing by Commission, and shall not exceed rates authorized to be paid exempt non -represented State employees under current State Department of Personnel Administration (DPA) rules, unless otherwise authorized by Commission. If the rates invoiced are in excess of those authorized DPA rates, and Commission has not 17336.00030\33774355.1 7 278 otherwise approved said rates, then Consultant is responsible for the cost difference and any overpayments shall be reimbursed to the Commission on demand. 15.3 When milestone cost estimates are included in Exhibit "B" Consultant shall obtain prior written approval for a revised milestone cost estimate from the Contract Administrator before exceeding such cost estimate. 15.4 Progress payments for each Task Order shall be made monthly in arrears based on services provided and actual costs incurred. 15.5 Consultant shall not commence performance of work or services until this Agreement has been approved by Commission, and a Task Order has been authorized as detailed in Section 2 of this Agreement. No payment will be made prior to approval or for any work performed prior to approval of thi Agreement, and receipt of Commission's Task Order Authorization. 15.6 Consultant shall be reimbursed, •r. , ,fitly as fiscal procedures will permit upon receipt by Commission's Contract ministra of itemized invoices in triplicate. Invoices shall be submitted no later th calendar d after the performance of work for which Consultant is billing. Invoic ,hall ail the work performed on each milestone and each project as applicable. Invoic- I follow the format stipulated for the approved Cost Proposal and shall refere - - this Ag ent number and project title. Final invoice must contain the final cost a -dit " ue Commission including any equipment purchased under the Equipm t P provisions of this Agreement. The final invoice should be submitte• 60 =ndar days after completion of Consultant's work. Invoices shall be mail- ; o C• mis ` 's Contract Administrator at the following address: Riverside County Tra Attention: Account P.O. 12008 Riverside, CA 9250 15.7 The al amount payable by Commission, shall not exceed the amount set forth in each Task Order. 15.8 Commission has or will enter into six task order contracts for performance of the Scope of Services identified in Exhibit "A", including this Agreement. The other Task Order Contracts are HDR, 23-25-002-00, Jacobs Engineering, 23-25-017- 00, Mott MacDonald, 23-25-018-00, STV, 23-25-019-00, and STV, 23-25-020-00. The total amount payable by Commission for the on -call multimodal transit/rail support services Task Order Contracts shall not exceed a cumulative maximum total value of Five Million Dollars ($5,000,000) ("NTE Sum"). It is understood and agreed that there is no guarantee, either expressed or implied that this dollar amount will be authorized under the on -call multimodal transit/rail support services Task Order Contracts through Task Orders. Each time a Task Order is awarded under any of the on -call multimodal transit/rail support services Task Order Contracts, Commission must send written notification to Consultant 17336.00030\33774355.1 8 279 and each of the other consultants entering into the on -call multimodal transit/rail support services Task Order Contracts. The notice must identify the total funds allocated under issued Task Orders, and the remaining unencumbered amount of the NTE Sum. Consultant acknowledges and agrees that Commission must not pay any amount under this Agreement that would exceed the NTE Sum, and Consultant must not enter into a Task Order that exceeds the NTE Sum. 15.9 Consultant shall not be reimbursed for any expenses unless authorized in writing by the Commission's Contract Administrator. 15.10 All subcontracts in excess of $25,000 shall contain the above provisions. 16. Disputes. 16.1 Any dispute, other than audit, c under this Agreement that is not disposed of by m decided by a committee consisting of RCTC's Capital Projects, who may consider written or 16.2 Not later than 30 Agreement, Consultant may request re unresolved claims or disputes, other than writing. 16.3 Neithe committee will excuse Consu terms of this Agreem 17.1 C no reason, in whole or in of termination. a question of fact arising agree . t of the Parties shall be ract Adminis for and the Director of mation submitted by Consultant. pletion of all Services under this mission's Executive Director of uest for review will be submitted in a dispute, nor its consideration by the d timely performance in accordance with the n reserves the right to terminate this Agreement for any or upon written notice to Consultant stating the effective date 17.2 Commission may terminate this Agreement with Consultant should Consultant fail to perform the covenants herein contained at the time and in the manner herein provided. In the event of such termination, Commission may proceed with the Services in any manner deemed proper by Commission. If Commission terminates this Agreement with Consultant, Commission shall pay Consultant the sum due to Consultant under this Agreement for Services completed and accepted prior to termination, unless the cost of completion to Commission exceeds the funds remaining in the Agreement. In such case, the overage shall be deducted from any sum due Consultant under this Agreement and the balance, if any, shall be paid to Consultant upon demand. 17.3 In addition to the above, payment upon termination shall include a prorated amount of profit, if applicable, but no amount shall be paid for anticipated profit on 17336.00030\33774355.1 9 280 unperformed Services. Consultant shall provide documentation deemed adequate by Commission's Contract Administrator to show the Services actually completed by Consultant prior to the effective date of termination. This Agreement shall terminate on the effective date of the Notice of Termination 17.4 Upon receipt of the written Notice of Termination, Consultant shall discontinue all affected Services as directed in the Notice or as otherwise provided herein, and deliver to the Commission all Documents and Data, as defined in this Agreement, as may have been prepared or accumulated by Consultant in performance of the Services, whether completed or in progress. 17.5 In addition to the above, Consultant shall be liable to the Commission for any reasonable additional costs incurred by the Commission to revise work for which the Commission has compensated Consultant under this Agreement, but which the Commission has determined in its sole discretion needs to be revised, in part or whole, to complete the Project because it did not meet the standard of care established in this Agreement. Termination of this Agreement for cause may be considered by the Commission in determining whether to enter into future agreements with Consultant. 17.6 The rights and remedies of the Parties provided in this Section are in addition to any other rights and remedies provided by law or under this Agreement. 17.7 Consultant, in executing this Agreement, shall be deemed to have waived any and all claims for damages which may otherwise arise from the Commission's termination of this Agreement, for convenience or cause, as provided in this Section. 17.8 Consu rninate this Agreement except for cause. 18. Cost Principles . • •inistrative Requirements. 18.1 Consultan agrees that the Contract Cost Principles and Procedures, 48 CFR, Federal Acquisition Regulations System, Chapter 1, Part 31.000 et seq., shall be used to determine the cost allowability of individual items. 18.2 Consultant also agrees to comply with federal procedures in accordance with 2 CFR, Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards. 18.3 Any costs for which payment has been made to CONSULTANT that are determined by subsequent audit to be unallowable under 2 CFR, Part 200 and 48 CFR, Federal Acquisition Regulations System, Chapter 1, Part 31.000 et seq., are subject to repayment by Consultant to Commission. 18.4 All subcontracts in excess of $25,000 shall contain the above provisions. 10 17336.00030\33774355.1 281 19. Retention of Records/Audit. For the purpose of determining compliance with, as applicable, 2 CFR Part 200, Public Contract Code 10115, et seq. and Title 21, California Code of Regulations, Chapter 21, Section 2500 et seq., when applicable and other matters connected with the performance of this Agreement pursuant to Government Code 8546.7; Consultant, subconsultants, and Commission shall maintain and make available for inspection all books, documents, papers, accounting records, and other evidence pertaining to the performance of this Agreement, including but not limited to, the costs of administering this Agreement. All parties shall make such materials available at their respective offices at all reasonable times during the Agreement period and for three years from the date of final payment under this Agreement. The State, State Auditor, Commission, or any duly authorized representative of the State or Federal Government shall have access to any books, records, and documents of Consultant and it's certified public accountants (CPA) work papers that are pertinent to this Agreement and, if applicable, indirect cost rates (ICR) for audit, examinations, e erpts, and transactions, and copies thereof shall be furnished if requested. Subcontr in excess of $25,000 shall contain this provision. 23.1 Accounting System. Consult _and its su tractors shall establish and maintain an accounting system and records at properly ac ulate and segregate expenditures by line item for the Services. The accounting system of Consultant and its subcontractors shall conform to Generally Accepted Accounting Principles (GAAP), enable the determination of incurred costs at interim ..•ints of mpletion, and provide support for reimbursement payment vouchers or inv A� 20. Audit Review Proc 20.1 Any dispute concerning a question of fact arising under an interim or post audit of this Agreement that is not disposed of by agreement, shall be reviewed by Commission's Chief " ancial Officer. 20.2 Not later than 30 days after issuance of the final audit report, Consultant may request a review by Commission's Chief Financial Officer of unresolved audit issues. The request for review will be submitted in writing. 20.3 Neither the pendency of a dispute nor its consideration by Commission shall excuse Consultant from full and timely performance, in accordance with the terms of this Agreement. 21. Subcontracting. 21.1 Nothing contained in this Agreement or otherwise, shall create any contractual relation between Commission and any subconsultant(s), and no subcontract shall relieve Consultant of its responsibilities and obligations hereunder. Consultant agrees to be as fully responsible to Commission for the acts and omissions of its subconsultant(s) and of persons either directly or indirectly employed by any of them as it is for the acts and omissions of persons directly employed by Consultant. Consultant's obligation to pay its 17336.00030\33774355.1 11 282 subconsultant(s) is an independent obligation from Commission's obligation to make payments to the Consultant. 21.2 Consultant shall perform the Services contemplated with resources available within its own organization and no portion of the Services pertinent to this Agreement shall be subcontracted without written authorization by Commission's Contract Administrator, except that, which is expressly identified in the approved Cost Proposal. 21.3 Consultant shall pay its subconsultants within ten (10) calendar days from receipt of each payment made to Consultant by Commission. 21.4 Any subcontract in excess of $25,000 entered into as a result of this Agreement shall contain all the provisions stipulated in this Agreement to be applicable to subconsultants. 21.5 Any substitution of subconsultant( ,: i r.;ust be approved in writing by Commission's Contract Administrator prior to the sta by the subconsultant(s). 21.6 Exhibit "B" may set forth th es at which h subconsultant shall bill the Consultant for Services and that are su ct to bursement by the Commission to Consultant. The subconsultant rate schedule • , ' ost proposals contained herein are for accounting purposes only. 22. Equipment Purchase 22.1 Prior auth shall be required before subcontract for supplies, equ the necessity or desir 22.2 the Cost Proposal a Contract Administrato the request for such purc ng, by Commission's Contract Administrator to any unbudgeted purchase order, or es. Consultant shall provide an evaluation of ring such costs. e o any item, service or consulting work not covered in $5,000 prior authorization, in writing, by Commission's d. Three competitive quotations must be submitted with , or the absence of bidding must be adequately justified. 22.3 Any equipment purchased as a result of this Agreement is subject to the following: Consultant shall maintain an inventory of all nonexpendable property. Nonexpendable property is defined as having a useful life of at least two years and an acquisition cost of $5,000 or more. If the purchased equipment needs replacement and is sold or traded in, Commission shall receive a proper refund or credit at the conclusion of this Agreement, or if this Agreement is terminated, Consultant may either keep the equipment and credit Commission in an amount equal to its fair market value, or sell such equipment at the best price obtainable at a public or private sale, in accordance with established Commission procedures; and credit Commission in an amount equal to the sales price. If Consultant elects to keep the equipment, fair market value shall be determined at Consultant's expense, on the basis of a competent independent appraisal of such equipment. Appraisals shall be obtained from an appraiser mutually agreeable to by Commission and Consultant. If Consultant determines to sell the equipment, the terms 17336.00030\33774355.1 12 283 and conditions of such sale must be approved in advance by Commission. 2 CFR, Part 200 requires a credit to Federal funds when participating equipment with a fair market value greater than $5,000 is credited to the Project. 22.4 All subcontracts in excess $25,000 shall contain the above provisions. 23. Labor Code Requirements. 23.1 Prevailing Wages. (a) Consultant shall comply with the State of California's General Prevailing Wage Rate requirements in accordance with California Labor Code, Section 1770, and all Federal, State, and local laws and ordinances applicable to the Services. (b) Any subcontract entered into as - sult of this Agreement, if for more than $25,000 for public works construction or mor an $15,000 for the alteration, demolition, repair, or maintenance of public works, sh. • all of the provisions of this Section. (c) When prevailing w. sap• to the Services described in the Scope of Services, transportation and subsis . osts shall be reimbursed at the minimum rates set by the Department • Industr' elations (DIR) as outlined in the applicable Prevailing Wage Determinati ttp: dir.ca.gov. (d) Copie the • ^' iling ' ate of per diem wages in effect at commencement of this Agreem ar n fil the Commission's offices. Consultant shall make copies of the prevailin• tes o -r die wages for each craft, classification or type of worker needed to execute t - _ able to interested parties upon request, and shall post copies at th- '- - ul 's principal place of business and at the project site. Consultant shall def , ind- ify . • hold the Commission, its elected officials, officers, employees and age j, free an• har ' less from any claims, liabilities, costs, penalties or interest arising out o y failu or alleged failure to comply with the Prevailing Wage Laws. 23.2 DIR Registration. If the Services are being performed as part of an applicable "public works" or "maintenance" project, then pursuant to Labor Code Sections 1725.5 and 1771.1, the Consultant and all subconsultants must be registered with the Department of Industrial Relations. If applicable, Consultant shall maintain registration for the duration of the Project and require the same of any subconsultants. This Project may also be subject to compliance monitoring and enforcement by the Department of Industrial Relations. It shall be Consultant's sole responsibility to comply with all applicable registration and labor compliance requirements. 23.3 Eight -Hour Law. Pursuant to the provisions of the California Labor Code, eight hours of labor shall constitute a legal day's work, and the time of service of any worker employed on the work shall be limited and restricted to eight hours during any one calendar day, and forty hours in any one calendar week, except when payment for overtime is made at not less than one and one-half the basic rate for all hours worked in 17336.00030\33774355.1 13 284 ground of race, creed, national origin, ancestry, color or se shall be paid the standard wage paid to apprentices and trade in which he or she is employed and shall be em which he or she is registered. If California Labor Code Section 1777.5 subcontractor hereunder who employs worker apply to the joint apprenticeship council administe approving Consultant or any sub -consult. . •, the Upon issuance of this certificate, Cons number of apprentices provided for therei el the apprenticeship program in The parties express provisions of this Section and Labor Code in regard excess of eight hours per day ("Eight -Hour Law"), unless Consultant or the Services are not subject to the Eight -Hour Law. Consultant shall forfeit to Commission as a penalty, $50.00 for each worker employed in the execution of this Agreement by him, or by any sub -consultant under him, for each calendar day during which such workman is required or permitted to work more than eight hours in any calendar day and forty hours in any one calendar week without such compensation for overtime violation of the provisions of the California Labor Code, unless Consultant or the Services are not subject to the Eight -Hour Law. 23.4 Employment of Apprentices. This Agreement shall not prevent the employment of properly indentured apprentices in accordance with the California Labor Code, and no employer or labor union shall refuse to accept otherwise qualified employees as indentured apprentices on the work performed hereunder solely on the Every qualified apprentice e regulations of the craft or only in the craft or trade to the Sery s, Consultant and any pprenticeable craft or trade shall applicable standards for a certificate ment and training of apprentices. ub-consultant shall employ the contribute to the fund to administer the area of the work hereunder. t the responsibility for compliance with ections 1777.5, 1777.6 and 1777.7 of the California eable occupations lies with Consultant. 24. Owne`j_. of Mat'w:ials/Confidentiality. 24.1 Doixilo s & Data. This Agreement creates an exclusive and perpetual license for Com `.5 f sion to copy, use, modify, reuse, or sub -license any and all copyrights and designs embodied in plans, specifications, studies, drawings, estimates, materials, data and other documents or works of authorship fixed in any tangible medium of expression, including but not limited to, physical drawings or data magnetically or otherwise recorded on computer diskettes, which are prepared or caused to be prepared by Consultant under this Agreement ("Documents & Data"). Consultant shall require all subcontractors to agree in writing that Commission is granted an exclusive and perpetual license for any Documents & Data the subcontractor prepares under this Agreement. Consultant represents and warrants that Consultant has the legal right to grant the exclusive and perpetual license for all such Documents & Data. Consultant makes no such representation and warranty in regard to Documents & Data which were 17336.00030\33774355.1 14 285 prepared by design professionals other than Consultant or provided to Consultant by the Commission. Commission shall not be limited in any way in its use of the Documents & Data at any time, provided that any such use not within the purposes intended by this Agreement shall be at Commission's sole risk. 24.2 Intellectual Property. In addition, Commission shall have and retain all right, title and interest (including copyright, patent, trade secret and other proprietary rights) in all plans, specifications, studies, drawings, estimates, materials, data, computer programs or software and source code, enhancements, documents, and any and all works of authorship fixed in any tangible medium or expression, including but not limited to, physical drawings or other data magnetically or otherwise recorded on computer media ("Intellectual Property") prepared or developed by or on b If of Consultant under this Agreement as well as any other such Intellectual Property pared or developed by or on behalf of Consultant under this Agreement. The Commission shall have Intellectual Property developed or modified un wholly or in part by Commission, whether or no and whether or not developed by Consultant. assignments of any and all rights to t request of Commission. Consultant written assignments from an the above referenced Intelle termination of this Agr Property, it shall first retain a ht, title and interest in reemen hether or not paid for d in conjunction with Consultant, ultant will execute separate written nced Intellectual Property upon responsible to obtain in writing separate agents of Consultant of any and all right to ould Consultant, either during or following sire to use any of the above -referenced Intellectual approval of the Commission. nd documents which were developed or prepared by the Consultant for general o the execution of this Agreement and which are not the copyright of any other pa • ublicly available and any other computer applications, shall continue to be the property of the Consultant. However, unless otherwise identified and stated prior to execution of this Agreement, Consultant represents and warrants that it has the right to grant the exclusive and perpetual license for all such Intellectual Property as provided herein. Commission further is granted by Consultant a non-exclusive and perpetual license to copy, use, modify or sub -license any and all Intellectual Property otherwise owned by Consultant which is the basis or foundation for any derivative, collective, insurrectional, or supplemental work created under this Agreement. 24.3 Confidentiality. All ideas, memoranda, specifications, plans, procedures, drawings, descriptions, computer program data, input record data, written information, and other Documents and Data either created by or provided to Consultant in connection with the performance of this Agreement shall be held confidential by 17336.00030\33774355.1 15 286 Consultant. Such materials shall not, without the prior written consent of Commission, be used by Consultant for any purposes other than the performance of the Services. Nor shall such materials be disclosed to any person or entity not connected with the performance of the Services or the Project. Nothing furnished to Consultant which is otherwise known to Consultant or is generally known, or has become known, to the related industry shall be deemed confidential. Consultant shall not use Commission's name or insignia, photographs of the Project, or any publicity pertaining to the Services or the Project in any magazine, trade paper, newspaper, television or radio production or other similar medium without the prior written consent of Commission. 24.4 Infringement Indemnification. Consultant shall defend, indemnify and hold the Commission, its directors, officials, officers, employees, volunteers and agents free and harmless, pursuant to the indemnification provisions of this Agreement, for any alleged infringement of any patent, copyright, trade secret, tr..de name, trademark, or any other proprietary right of any person or entity in conseque � of the use on the Project by Commission of the Documents & Data, including any m •rocess, product, or concept specified or depicted. 25. Indemnification. To the fullest e t p-., mitted • law, Consultant shall defend, indemnify and hold Commission, Calt their directors, officials, officers, employees, consultants, volunteers, and agents fr d harmless from any and all claims, demands, causes of action, costs, exp: liabi loss, damage or injury, in law or equity, to property or persons, including o -a inverse condemnation, and any claims related to property acquisition an e a 1• rules or failure to detect or abate hazardous materials, which are ird party, and which , in any manner arise out of or are incident to al red n ligen, :cts, omissions, or willful misconduct of Consultant, its officials, offic- e ► gents, consultants, and contractors arising out of or in connection wi • e • . rmance of the Services, the Project or this Agreement, including without limi nt of consequential damages, expert witness fees, and attorneys fee d other ate costs and expenses. Consultant shall defend, at Consultant's own co xpense d risk, any and all such aforesaid suits, actions or other legal proceedings of e ki r ;i'that may be brought or instituted against Commission, Caltrans, and their dire ., officials, officers, employees, consultants, agents, or volunteers. Consultant sha pay and satisfy any judgment, award or decree that may be rendered against Commission, Caltrans or their directors, officials, officers, employees, consultants, agents, or volunteers, in any such suit, action or other legal proceeding. Consultant shall reimburse Commission, Caltrans and their directors, officials, officers, employees, consultants, agents, and/or volunteers, for any and all legal expenses and costs, including reasonable attorney's fees, incurred by each of them in connection therewith or in enforcing the indemnity herein provided. Consultant's obligation to indemnify shall not be restricted to insurance proceeds, if any, received by Commission, Caltrans or their directors, officials officers, employees, consultants, agents, or volunteers. Notwithstanding the foregoing, to the extent Consultant's Services are subject to Civil Code Section 2782.8, the above indemnity shall be limited, to the extent required by Civil Code Section 2782.8, to claims that arise out of, pertain to, or relate to the negligence, recklessness, or willful misconduct of the Consultant. Consultant's obligations as set forth in this Section 28 shall survive expiration or termination of this Agreement. 16 17336.00030\33774355.1 287 26. Insurance. 26.1 Time for Compliance. Consultant shall not commence work under this Agreement until it has provided evidence satisfactory to the Commission that it has secured all insurance required under this Section, in a form and with insurance companies acceptable to the Commission. In addition, Consultant shall not allow any subcontractor to commence work on any subcontract until it has secured all insurance required under this Section. 26.2 Minimum Requirements. Consultant shall, at its expense, procure and maintain for the duration of the Agreement insurance against claims for injuries to persons or damages to property which may arise from or in connectio with the performance of the Agreement by the Consultant, its agents, representatives r ployees or subcontractors. Consultant shall also require all of its subcontractors cure and maintain the same insurance for the duration of the Agreement. Such sur e shall meet at least the following minimum levels of coverage: (a) Minimum Sco•e broad as the latest version of the following: (1) Ge Commercial General Liability coverage Automobile Liability: Insurance Services code 1 (any auto) or exact equivalent); a Liability: Workers' Compensati•.' , ,ranc Employer's Liability Insuranc (b) M no less than: (1) Gen injury and property general aggregate this Agreement/locati occurrence limit. Limits umbrella liability insurance, injury and property damage. Limits may be achieved by any combination of primary and excess or umbrella liability insurance; and (3) Workers' Compensation and Employer's Liability: Workers' Compensation limits as required by the Labor Code of the State of California. Employer's Liability limits of $1,000,000 per accident. of ur Coverage shall be at least as Liability: Insurance Services Office CG 0001 or exact equivalent); (2) Auto Coverage (form CA 0001, rs' Compensation and Employer's s required by the State of California and i Limi s �f Insurance. Consultant shall maintain limits ,000,000 per occurrence for bodily injury, personal rcial General Liability Insurance or other form with her the general aggregate limit shall apply separately to general aggregate limit shall be twice the required achieved by any combination of primary and excess or 2) Automobile Liability: $1,000,000 per accident for bodily 26.3 Professional Liability. Consultant shall procure and maintain, and require its sub -consultants to procure and maintain, fora period of five (5) years following completion of the Project, errors and omissions liability insurance appropriate to their profession. For Consultant, such insurance shall be in an amount not less than $2,000,000 per claim. This insurance shall be endorsed to include contractual liability applicable to this Agreement and shall be written on a policy form coverage specifically designed to protect against acts, errors or omissions of the Consultant. "Covered Professional Services" as designated in the policy must specifically include work 17336.00030\33774355.1 17 288 performed under this Agreement. The policy must "pay on behalf of" the insured and must include a provision establishing the insurer's duty to defend. Subconsultants of Consultant shall obtain such insurance in an amount not less than $2,000,000 per claim. Notwithstanding the foregoing, the Commission may consider written requests to lower or dispense with the errors and omissions liability insurance requirement contained in this Section for certain subconsultants of Consultant, on a case -by -case basis, depending on the nature and scope of the Services to be provided by the subconsultant. Approval of such request shall be in writing, signed by the Commission's Contract Administrator. 26.4 Aircraft Liability Insurance. Prior to conducting any Services requiring use of aircraft, Consultant shall procure and maintain, or cause to be procured and maintained, aircraft liability insurance or equivalent form, with a single limit as shall be required by the Commission. Such insurance shall include coverage for owned, hired and non -owned aircraft and passengers, and shall name, or :•e endorsed to name, the Commission, Caltrans and their directors, officials, offic.- employees and agents as additional insureds with respect to the Services or oper-.,' . performed by or on behalf of the Consultant. 26.5 Insurance Endorsements. following provisions, or Consultant shall provi Commission to add the following provisions to th (a) General Liabi (i) coverage for (1) bodily Injury (3) premises/operations liab limits that apply per Project; deleted; (7) contractu damage; and (9) in rance •` "'+' cies shall contain the ments on forms approved by the urance policies: General Liability Insurance must include age; (2) personal Injury/advertising Injury; mpleted operations liability; (5) aggregate osion, collapse and underground (UCX) exclusion respect to this Agreement; (8) broad form property nts coverage. The policy shall contain no endorsements or provisions limiting coverage for (1) ; ,<<°-''`' al liability; (2) cross liability exclusion for claims or suits by one insured against anothe or (3) contain any other exclusion contrary to this Agreement. (iii) The policy shall give the Commission, its directors, officials, officers, employees, and agents insured status using ISO endorsement forms 20 10 10 01 and 20 37 10 01, or endorsements providing the exact same coverage. (iv) The additional insured coverage under the policy shall be "primary and non-contributory" and will not seek contribution from the Commission's or Caltrans' insurance or self-insurance and shall be at least as broad as CG 20 01 04 13, or endorsements providing the exact same coverage. (b) Automobile Liability. The automobile liability policy shall be endorsed to state that: (1) the Commission, Caltrans and their directors, officials, officers, employees and agents shall be covered as additional insureds with respect to the ownership, operation, maintenance, use, loading or unloading of any auto owned, leased, 17336.00030\33774355.1 18 289 hired or borrowed by the Consultant or for which the Consultant is responsible; and (2) the insurance coverage shall be primary insurance as respects the Commission, Caltrans and their directors, officials, officers, employees and agents, or if excess, shall stand in an unbroken chain of coverage excess of the Consultant's scheduled underlying coverage. Any insurance or self-insurance maintained by the Commission, Caltrans and their directors, officials, officers, employees and agents shall be excess of the Consultant's insurance and shall not be called upon to contribute with it in any way. (c) Workers' Compensation and Employers Liability Coverage. (i) Consultant certifies that he/she is aware of the provisions of Section 3700 of the California Labor Code which requires every employer to be insured against liability for workers' compensation or to undertake self-insurance in accordance with the provisions of that code, and he/she will comply w' h such provisions before commencing work under this Agreement. (ii) The insurer shall a against the Commission, its directors, officials, offi paid under the terms of the insurance policy Consultant. set forth hereunder. (d) All Coverage ( this Section are not intended waiver of any covera under this Agreeme the specified mini be available to the Co and agents as additiona coverage and limits shal Agreement; or (2) the broader coverage and maximum limits of coverage of any insurance policy or proceeds available to the named insured; whichever is greater. ve all rights of subrogation s and agents for losses rk performed by the be payable in addition to the limits s of specific coverage or limits contained in a coverage, limits, or other requirement, or a ovided by any insurance. It shall be a requirement e insurance proceeds broader than or in excess of overage requirements and/or limits set forth herein shall altrans and their directors, officials, officers, employees s under said policies. Furthermore, the requirements for (1) the minimum coverage and limits specified in this (iii) The limits of insurance required in this Agreement may be satisfied by a combination of primary and umbrella or excess insurance. Any umbrella or excess insurance shall contain or be endorsed to contain a provision that such coverage shall also apply on a primary and non-contributory basis for the benefit of the Commission (if agreed to in a written contract or agreement) before the Commission's own insurance or self-insurance shall be called upon to protect it as a named insured. The umbrella/excess policy shall be provided on a "following form" basis with coverage at least as broad as provided on the underlying policy(ies). (iv) Consultant shall provide the Commission at least thirty (30) days prior written notice of cancellation of any policy required by this Agreement, 17336.00030\33774355.1 19 290 except that the Consultant shall provide at least ten (10) days prior written notice of cancellation of any such policy due to non-payment of premium. If any of the required coverage is cancelled or expires during the term of this Agreement, the Consultant shall deliver renewal certificate(s) including the General Liability Additional Insured Endorsement to the Commission at least ten (10) days prior to the effective date of cancellation or expiration. (v) The retroactive date (if any) of each policy is to be no later than the effective date of this Agreement. Consultant shall maintain such coverage continuously for a period of at least three years after the completion of the work under this Agreement. Consultant shall purchase a one (1) year extended reporting period A) if the retroactive date is advanced past the effective date of this Agreement; B) if the policy is cancelled or not renewed; or C) if the policy is replaced by another claims -made policy with a retroactive date subsequent to the effective date of this As .-ement. (vi) The foregoing requir-, s as to the types and limits of insurance coverage to be maintained by Consultant, a ,: an ':,.royal of said insurance by the Commission, is not intended to and shall not in - manner ;t or qualify the liabilities and obligations otherwise assumed by the Cons t pu uant to Agreement, including but not limited to, the provisions concerning in• ' nif' ; ion. (vii) If at a of insurance required under this Agreeme canceled and not replaced, Commission insurance it deems necessary reimbursed by Consultant or from Consultant payments. The Commission may re•uire policies in effect for t e duri e life of the Agreement, any policy ply with these specifications or is ht but not the duty to obtain the ium paid by Commission will be promptly ithhold amounts sufficient to pay premium Commission may cancel this Agreement. onsultant to provide complete copies of all insurance e Project. Neither the Commission nor any of its directors, officials, officers, employees or W -nts :II be personally responsible for any liability arising under or by virtue of this Agree 26.6 Deductibles and Self -Insurance Retentions. Any deductibles or self - insured retentions must be declared to and approved by the Commission. If the Commission does not approve the deductibles or self -insured retentions as presented, Consultant shall guarantee that, at the option of the Commission, either: (1) the insurer shall reduce or eliminate such deductibles or self -insured retentions as respects the Commission, its directors, officials, officers, employees and agents; or, (2) the Consultant shall procure a bond guaranteeing payment of losses and related investigation costs, claims and administrative and defense expense. 26.7 Acceptability of Insurers. Insurance is to be placed with insurers with a current A.M. Best's rating no less than A:VI I I, licensed to do business in California, and satisfactory to the Commission. 17336.00030\33774355.1 20 291 26.8 Verification of Coverage. Consultant shall furnish Commission with original certificates of insurance and endorsements effecting coverage required by this Agreement on forms satisfactory to the Commission. The certificates and endorsements for each insurance policy shall be signed by a person authorized by that insurer to bind coverage on its behalf. All certificates and endorsements must be received and approved by the Commission before work commences. The Commission reserves the right to require complete, certified copies of all required insurance policies, at any time. 26.9 Subconsultant Insurance Requirements. Consultant shall not allow any subcontractors or subconsultants to commence work on any subcontract until they have provided evidence satisfactory to the Commission that they have secured all insurance required under this Section. Policies of commercial general liability insurance provided by such subcontractors or subconsultants shall be endorsed to name the Commission as an additional insured using ISO form CG 20 providing the exact same coverage. If requested by Co approve different scopes or minimum limits of insuran subconsultants. 26.10 Other Insurance. At its o additional coverage(s), limits and/or the reduc reasonable and prudent based upon risk factors Project. In retaining this option Com doe program to be adequate. Consultant sha to the insurance required in this Section. 27. Safety. Consult damage to any person or pr times be in compliance with regulations, and shal appropriate to the performed. Safety adequate life protecti accident prevention for scaffolds, fall protection I..ders, bridges, gang planks, confined space procedures, trenching and shoring, equipment and other safety devices, equipment and wearing apparel as are necessary or lawfully required to prevent accidents or injuries; and (C) adequate facilities for the proper inspection and maintenance of all safety measures. 8 04 13 or an endorsement Itant, the Commission may articular subcontractors or Comm! ion may require such uctibles or retentions it considers may directly or indirectly impact the t warrant Consultant's insurance o purchase insurance in addition nd maintain its work so as to avoid injury or out its Services, the Consultant shall at all pplica• e local, state and federal laws, rules and ecessary precautions for the safety of employees and the conditions under which the work is to be applicable shall include, but shall not be limited to: (A) saving equipment and procedures; (B) instructions in ployees and subcontractors, such as safe walkways, Pursuant to the authority contained in Section 591 of the Vehicle Code, the Commission has determined that the Project will contain areas that are open to public traffic. Consultant shall comply with all of the requirements set forth in Divisions 11, 12, 13, 14, and 15 of the Vehicle Code. Consultant shall take all reasonably necessary precautions for safe operation of its vehicles and the protection of the traveling public from injury and damage from such vehicles. 28. Additional Work. Any work or activities that are in addition to, or otherwise outside of, the Services to be performed pursuant to this Agreement shall only be 17336.00030\33774355.1 21 292 performed pursuant to a separate agreement between the parties. Notwithstanding the foregoing, the Commission's Executive Director may make a change to the Agreement, other than a Cardinal Change. For purposes of this Agreement, a Cardinal Change is a change which is "outside the scope" of the Agreement; in other words, work which should not be regarded as having been fairly and reasonably within the contemplation of the parties when the Agreement was entered into. An example of a change which is not a Cardinal Change would be where, in a contract to construct a building there are many changes in the materials used, but the size and layout of the building remains the same. Cardinal Changes are not within the authority of this provision to order, and shall be processed by the Commission as "sole source" procurements according to applicable law, including the requirements of FTA Circular 4220.1 F. (a) In addition to the cha modification which is signed by Consultant and the Commi than a Cardinal Change, may be made in order to: adjustment to the Agreement price, delivery schedu issuance of a Change Order, (2) reflect definitiv agreements of the parties modifying the ter Modification"). (b) Cons change, without written authorization from herein. In the event such a ch..m •e a Commission's Executive Direct ulta 29. Prohibited Inte 29.1 employed nor ret solely for Consultan it has not paid nor ha employee working solely onsultant, any fee, commission, percentage, brokerage fee, gift or other consideration ontingent upon or resulting from the award or making of this Agreement. For breach or violation of this warranty, the Commission shall have the right to rescind this Agreement without liability. nd tter cont thiAgreem es authorized above, a n's Executive Director, other ake a negotiated equitable terms resulting from the , and (3) reflect other t ("Bilateral Contract rform, nor be compensated for any s Executive Director as set forth atio is not issued and signed by the shall not provide such change. nsultant maintains and warrants that it has not r person, other than a bona fide employee working ecure this Agreement. Further, Consultant warrants that to pay any company or person, other than a bona fide 29.2 Commission Conflict of Interest. For the term of this Agreement, no member, officer or employee of the Commission, during the term of his or her service with the Commission, shall have any direct interest in this Agreement, or obtain any present or anticipated material benefit arising therefrom. 29.3 Conflict of Employment. Employment by the Consultant of personnel currently on the payroll of the Commission shall not be permitted in the performance of this Agreement, even though such employment may occur outside of the employee's regular working hours or on weekends, holidays or vacation time. Further, the employment by the Consultant of personnel who have been on the Commission payroll within one year prior to 17336.00030\33774355.1 22 293 the date of execution of this Agreement, where this employment is caused by and or dependent upon the Consultant securing this or related Agreements with the Commission, is prohibited. 29.4 Covenant Against Contingent Fees. As required in connection with federal funding, the Consultant warrants that he/she has not employed or retained any company or person, other than a bona fide employee working for the Consultant, to solicit or secure this Agreement, and that he/she has not paid or agreed to pay any company or person, other than a bona fide employee, any fee, commission, percentage, brokerage fee, gift, or any other consideration, contingent upon or resulting from the award or formation of this Agreement. For breach or violation of this warranty, the Commission shall have the right to terminate this Agreement without liability pursuant to the terms herein, or at its discretion to deduct from the Agreement price or consideration, or otherwise recover, the full amount of such fee, commission •ercentage, brokerage fee, gift, or contingent fee. 29.5 Rebates Kickbacks or Other .wf °:;_onsideration. Consultant warrants that this Agreement was not obtained or cured th • h rebates kickbacks or other unlawful consideration, either promised • %aid t._. any Co ission employee. For breach or violation of this warranty, Commiss sh ave the right in its discretion; to terminate this Agreement without liability; to pa for the value of the work actually performed; or to deduct from the Agree • rice; o erwise recover the full amount of such rebate, kickback or other unlawful 29.6 Covenant � ��r _„t E �� diture of Commission, State or Federal Funds for Lobbying. The C. Itan ertifi that to the best of his/ her knowledge and belief no state, federal or to Y ge► •°'iated funds have been paid, or will be paid by or on behalf of the Consulta ny person for the purpose of influencing or attempting to influence an office f any state or federal agency; a Member of the State Legislature or Un ss; an officer or employee of the Legislature or Congress; or any o Member of the Legislature or Congress, in connection with the award of any <te or , •eral contract, grant, loan, or cooperative agreement, or the extension, continuat newal, amendment, or modification of any state or federal contract, grant, loan, or co perative agreement. (a) If any funds other than federal appropriated funds have been paid, or will be paid to any person for the purpose of influencing or attempting to influence an officer or employee of any federal agency; a Member of Congress; an officer or employee of Congress, or an employee of a Member of Congress; in connection with this Agreement, the Consultant shall complete and submit the attached Exhibit "G", Standard Form-LLL, "Disclosure Form to Report Lobbying," in accordance with the attached instructions. (b) The Consultant's certification provided in this Section is a material representation of fact upon which reliance was placed when this Agreement was entered into, and is a prerequisite for entering into this Agreement pursuant to Section 1352, Title 31, US. Code. Failure to comply with the restrictions on expenditures, or the 17336.00030\33774355.1 23 294 disclosure and certification requirements set forth in Section 1352, Title 31, US. Code may result in a civil penalty of not less than $10,000 and not more than $100,000 for each such failure. (c) The Consultant also agrees by signing this Agreement that he/she shall require that the language set forth in this Section be included in all Consultant subcontracts which exceed $100,000, and that all such subcontractors shall certify and disclose accordingly. 29.7 Employment Adverse to the Commission. Consultant shall notify the Commission, and shall obtain the Commission's written consent, prior to accepting work to assist with or participate in a third -party lawsuit or other legal or administrative proceeding against the Commission during the term of this Agreement. 30. Equal Opportunity Employment. Consultan opportunity employer and it shall not discriminate again applicant for employment because of race, religion, c age. Such non-discrimination shall include, but n initial employment, upgrading, demotion, transf layoff or termination. resents that it is an equal subcontractor, employee or al origin, ancestry, sex or all activities related to ruitment advertising, 31. Ri • ht to Em lo Other Con nts. C• ission reserves the right to employ other consultants in connection with the 32. Governing Law. Th' eem " hall be governed by and construed with the laws of the State of California. It .hall in Riverside County. 33. Disputes. Attorn es. 33.1 in good faith to r shall not excuse Co ing any action hereunder, the Parties shall attempt ute arising between them. The pendency of a dispute full and timely performance of the Services. 33.2. If the ies are unable to resolve a dispute after attempting in good faith to do so, the Parties may seek any other available remedy to resolve the dispute. If either Party commences an action against the other Party, either legal, administrative or otherwise, arising out of or in connection with this Agreement, the prevailing Party in such litigation shall be entitled to have and recover from the losing Party reasonable attorneys' fees and, all other costs of such actions. 34. Time of Essence. Time is of the essence for each and every provision of this Agreement. 35. Headings. Article and Section Headings, paragraph captions or marginal headings contained in this Agreement are for convenience only and shall have no effect in the construction or interpretation of any provision herein. 17336.00030\33774355.1 24 295 36. Notices. All notices permitted or required under this Agreement shall be given to the respective parties at the following address, or at such other address as the respective parties may provide in writing for this purpose: CONSULTANT: HNTB Corporation 3633 Inland Empire Blvd, Suite 750 Ontario, CA 91764 Attn: Matthew Bushman COMMISSION: Riverside County Transportation Commission 4080 Lemon Street, 3rd Floor Riverside, CA 92501 Attn: Executive Director Such notice shall be deemed made when personally delivered or when mailed, forty-eight (48) hours after deposit in the U.S. mail, first class postage prepaid, and addressed to the Party at its applicable address. Actual notice shall be deemed adequate notice on the date actual notice occurred, regardless of the method of service. 37. Conflicting Provisions. In the event that provisions of any attached exhibits conflict in any way with the provisions set forth in this Agreement, the language, terms and conditions contained in this Agreement shall control the actions and obligations of the Parties and the interpretation of the Parties' understanding concerning the performance of the Services. IRk 38. Amendment or Modification. No supplement, modification, or amendment of this Agreement shall be binding unless executed in writing and signed by both Parties. 39. Entire Agreement. This Agreement contains the entire agreement of the Parties relating to the subject matter hereof and supersedes all prior negotiations, agreements or understandings. 40. Invalidity; Severability. If any portion of this Agreement is declared invalid, illegal, or otherwise unenforceable by a court of competent jurisdiction, the remaining provisions shall continue in full force and effect. 41. Provisions Applicable When State Funds or Federal Funds Are Involved. Since funding for the Services shall be provided, in whole or in part, from the FTA, Consultant shall also fully and adequately comply with the provisions included in Exhibit "E" (FTA Requirements) attached hereto and incorporated herein by reference. 42. Survival. All rights and obligations hereunder that by their nature are to continue after any expiration or termination of this Agreement, including, but not limited to, the indemnification and confidentiality obligations, shall survive any such expiration or termination. 43. No Third Party Beneficiaries. There are no intended third party beneficiaries of any right or obligation assumed by the Parties. 17336.00030\33774355.1 25 296 44. Labor Certification. By its signature hereunder, Consultant certifies that it is aware of the provisions of Section 3700 of the California Labor Code which require every employer to be insured against liability for Workers' Compensation or to undertake self- insurance in accordance with the provisions of that Code, and agrees to comply with such provisions before commencing the performance of the Services. 45. Counterparts. This Agreement may be signed in counterparts, each of which shall constitute an original. 46. Signatures. A manually signed copy of this Agreement which is transmitted by facsimile, email or other means of electronic transmission shall be deemed to have the same legal effect as delivery of an original executed copy of this Agreement for all purposes. This Agreement may be signed using an electronic signature. 47. Subpoenas or Court Orders. Should ConsultF; `,' receive a subpoena or court order related to this Agreement, the Services or the Pro Consultant shall immediately provide written notice of the subpoena or court order t e ,; mission. Consultant shall not respond to any such subpoena or court order u otice to Commission is provided as required herein, and shall cooperate with e C•mmissio ' ''n responding to the subpoena or court order. 48. Assignment or Transfer. transfer, either directly or by operation of I the prior written consent of the Commissi and any assignees, hypothecate of such attempted assignmen hall not assign, hypothecate, or nt or any interest herein, without pt to do so shall be null and void, shall acquire no right or interest by reason or transfer. 49. Successors and 1 s. T 1 greement shall be binding on the successors and assigns of the pa », sh.. of be assigned by Consultant without the prior written consent of Commis 50. Incorpo 'ii',;•n of ' °vitals. The recitals set forth above are true and correct and are incorporated int• i greement as though fully set forth herein. 51. No Waiver. Failure of Commission to insist on any one occasion upon strict compliance with any of the terms, covenants or conditions hereof shall not be deemed a waiver of such term, covenant or condition, nor shall any waiver or relinquishment of any rights or powers hereunder at any one time or more times be deemed a waiver or relinquishment of such other right or power at any other time or times. [SIGNATURES ON FOLLOWING PAGE] 17336.00030\33774355.1 26 297 SIGNATURE PAGE TO PROFESSIONAL SERVICES AGREEMENT FOR ON -CALL MULTIMODAL TRANSIT/RAIL CONSULTING SERVICES (FTA FUNDED) IN WITNESS WHEREOF, this Agreement was executed on the date first written above. RIVERSIDE COUNTY TRANSPORTATION COMMISSION By: Anne Mayer, Executive Director Approved as to Form: By: Best, Best & Krieger LL General Counsel ii CONSULTANT HNTB CORPORATION By: • Signature me Title ATTEST: By: Its: A corporation requires the signatures of two corporate officers. One signature shall be that of the chairman of board, the president or any vice president and the second signature (on the attest line) shall be that of the secretary, any assistant secretary, the chief financial officer or any assistant treasurer of such corporation. If the above persons are not the intended signators, evidence of signature authority shall be provided to RCTC. 17336.00030\33774355.1 27 298 EXHIBIT "A" SCOPE OF SERVICES Exhibit A 17336.00030\33774355.1 299 Scope of Services Multimodal Support Services 1.0 GENERAL INFORMATION The Riverside County Transportation Commission (Commission) is an active participant in a number of multimodal efforts and initiatives in the region. Measure A provided the first sales tax funding for the commuter rail in Southern California. This later developed into the Southern California Regional Rail Authority (SCRRA) or Metrolink of which the Commission is a voting member and funding agency. The Measure A program also is in place to assist with Commuter Assistance Programs such as Rideshare and 1E511. It also supports specialized transit and general public transit through coordination with partner agencies and cities. The Commission has made significant investments in the transit and rail infrastructure, property, and use rights to enable and expand services in the region. The Commission is also involved in supporting intercity rail through Riverside and is planning for the development of a ne intercity rail route to Coachella Valley. The Commission participates in a number of regional tran the Citizens & Specialized Transit Advisory Committe Agency Advisory Committee, LOSSAN Board and Rail - Southern California Inland Corridor Group uth Coalition, Coachella Valley Association of Transportation NOW, and meetings with local tr Commission's multimodal program is th coordination efforts. In addition to supporting passen in Riverside County and owns This responsibility requires t these facilities, as well as overs services may include 1.0 GENERAL coordination efforts including STAC), trolink Board and Member nical Advise? ommittee, High Speed alifornia assenger Rail Planning ents Transportation Committee, providers. A key function of the nical input and oversight to these ission owns and operates the nine rail stations Line property from Riverside to San Jacinto. involved in the security and maintenance of ally op= ations and uses associated with them. Multimodal the following activities: The Commission is deg •i ,, list of pre -qualified consultants for Multimodal Transit/Rail Consulting Services. The = ualified consultants will supplement the work of the Commission staff in accordance with the specifications presented below. As support needs arise, the Commission will develop a brief scope of work and select a consultant from the list of bench consultants depending on the type of support needed, and the qualifications of the firm and/or cost. The selected consultant will respond by providing information about the level of effort required to perform the required services. This will be documented on a pre -approved Task Order (TO). Rates and cost for each TO will be in accordance with rates indicated in the price schedules. Upon approval by the Commission's Project Manager, a TO will be issued on a time and expense basis. The consultant will be required to commence work within five days or sooner after receiving a fully executed TO. These services will be funded using a variety of federal, state, and local funds. The consultant will need to be able to meet all the requirements associated with the specific fund type associated with each TO and the funding will be identified at the time the scope of work is released. Exhibit A-1 17336.00030\33774355.1 300 2.0 CONSULTANT'S RESPONSIBILITIES 2.1 The successful Consultant shall have a strong understanding of the latest local, regional, state, and federal policies, regulations, and planning documents 2.2 The Consultant shall research and incorporate appropriate land use, demographic, and ridership data and projections to prepare deliverables with appropriate maps, graphics, and images. 2.3 Consultant shall comply with all relevant disclosure requirements and maintain the highest ethical standards both, publicly and privately, including the avoidance of conflicts of interest. 2.4 requested by the Commission's designated project manag-r. Consultant shall provide other services within the individual's and/or firm's ability as 2.5 The Commission reserves the right to competitive d any or all portions of work addressed in this statement of work. 3.0 WORK ACTIVITIES Though the list is not all-inclusive, the successful Co y nt shall be required to perform b following services: 3.1 Planning, Feasibility Studies and Ana Perform, review, and conduct various' ®tanning studies and exercises related to the multimodal programs in Riverside County, including but not limited to: feasibility studies, strategic plans, service planning, operational analyses, and freight and goods movement studies. These activities may require the update or revision of an existing planning document, or the development of a new study. Examples of projects that have been completed and may need updating, or, may be developed include, but are not limited to: 1. Next Generation Rail Study 2. Rail Stations First/Last Mile Active Transportation Plan 3. Express Bus Study 4. Grade Separation Funding Priority Strategy 5. Warehousing and Logistics Truck Fee Study 6. Ridership Forecasting and Service Planning Models 7. Future Growth Market Assessments and Operational Analyses 8. Transit Oriented Development Plans 9. Future Rail Station Parking Needs Assessment 10. Rail Crossing Safety Improvements/Quiet Zone Plans 11. Zero Emission Bus Transition and Implementation Plan 12. Emerging Technology Feasibility Studies 13. Financial and Revenue Analyses 14. Sustainability and Climate Resiliency Studies Exhibit A-2 17336.00M \ 33774355.1 301 Other multimodal planning studies and analyses as needed to carry out the Commission's goals and objectives, and roles and responsibilities as the regional transportation planning agency. 3.2 Technical Support Technical assistance for the implementation of approved plans and studies, and to support the program management and delivery of services for the Multimodal Department. This may include, but is not limited to: 1. Preparing grant applications for competitive state and federal funding programs; 2. Preparing benefit -cost analyses; 3. Conducting ridership/station surveys; 4. Assisting in project development and administration of new or special projects; 5. Assisting in providing training and professional de lopment for compliance with state and federal laws and regulations; 6. Developing public engagement and marketing c npaigns for special events and projects; 7. Preparing scope of work documents for procuremer services; 8. Planning support for intercity rail projects; and 9. Oversight and subrecipient compliance for federal grants Other technical support as needed o improve the effectiveness of the projects and programs in the Multimodal Depart Exhibit A-3 17336.00030\33774355.1 302 EXHIBIT "B" COMPENSATION AND PAYMENT Exhibit B-1 17336.00030\33774355.1 303 EXHIBIT "B" COMPENSATION SUMMARY FIRM PROJECT TASKS/ROLE COST Prime Consultant: HNTB Corporation Transit/Rail Support Services $ 5,000,000.00 Sub Consultants: Arellano Associates Outreach/Public Engagement TBD Fehr & Peers Forecasting, Active Transportation, Etc. TBD Pacific Railway Enterprises Railroad Crossings/Planning TBD RailPros Rail Planning TBD 41a _Ap. TOTAL COSTS e 5,000,000.00 1 Commission authorization pertains to total contract award amount. Compensation adjustments between consultants may occur; however, the maximum total compensation authorized may not be exceeded. 304 EXHIBIT "C" FTA REQUIREMENTS Exhibit C-1 17336.00030\33774355.1 305 FTA FUNDING REQUIREMENTS (Non-construction/maintenance work) As used herein, "RCTC" shall have the same meaning as the "Commission." The term "contract" or "Contract" shall have the same meaning as the "Agreement." 1. No Obligation by the Federal Government a. RCTC and Consultant acknowledge and agree that, notwithstanding any concurrence by the Federal Government in or approval of the solicitation or award of the underlying contract, absent the express written consent by the Federal Government, the Federal Government is not a party to this contract and shall not be subject to any obligations or liabilities to the Purchaser, Consultant, or any other party (whether or not a party to that contract) pertaining to any matter resulting from the underlying contract. b. The Consultant agrees to include the above clause in each subcontract financed in whole or in part with Federal assistance provided by FTA. It is further agreed t . e clause shall not be modified, except to identify the subconsultant who will be subject to its p sions. 2. Program Fraud and False or Fraudulent State is or R d Acts a. The Consultant acknowledges that the provis of the*rogram Fraud Civil Remedies Act of 1986, as amended, 31 U.S.C. § 3801 et seq. and U.S. DOT regulations, "Program Fraud Civil Remedies," 49 C.F.R. Part 31, apply to its actions pertaining to this Project. Upon execution of the underlying contract, the Consultant certifies or affirms the truthSulness and accuracy of any statement it has made, it makes, it may make, or causes to be made, pertaining to the underlying contract or the FTA assisted project for which this coilrt t work is being performed. In addition to other penalties that may be applicable, the Consultant furtl r acknowledges that if it makes, or causes to be made, a false, fictitious, or fraudulent claim, statement submission, or certification, the Federal Government reserves the right to impose the penalties of the Program Fraud Civil Remedies Act of 1986 on the Consultant to the extent tie Federal Government deems appropriate. b. The Consultant also acknowl ges that if it makes, or causes to be made, a false, fictitious, or fraudulent claim, statement, submiss n, or certification to the Federal Government under a contract connected with a project that is financed in whole or in part with Federal assistance originally awarded by FTA under the authority of 49 U.S.C. § 5307, the Government reserves the right to impose the penalties of 18 U.S.C. § 1001 and 49 U.S.C. § 5307(n)(1) on the Consultant, to the extent the Federal Government deems appropriate. c. The Consultant agrees to include the above two clauses in each subcontract financed in whole or in part with Federal assistance provided by FTA. It is further agreed that the clauses shall not be modified, except to identify the subconsultant who will be subject to the provisions. 3. Access to Records The Consultant agrees to the following access to records requirements: a. To provide RCTC, the FTA Administrator, the Comptroller General of the United States or any of their authorized representatives access to any books, documents, papers and records of the Consultant which are directly pertinent to this contract for the purposes of making audits, Exhibit C-1 17336.00030\33774355.1 306 examinations, excerpts and transcriptions. Consultant also agrees, pursuant to 49 C. F. R. 633.17 to provide the FTA Administrator or his authorized representatives including any PMO Consultant access to Consultant's records and construction sites pertaining to a major capital project, defined at 49 U.S.C. 5302(a)1, which is receiving federal financial assistance through the programs described at 49 U.S.C. 5307, 5309 or 5311. b. To make available in the case of a contract for a capital project or improvement, as defined above and awarded by other than competitive bidding in accordance with 49 U.S.C. 5325(a), records related to the contract to RCTC, the Secretary of Transportation and the Comptroller General or any authorized officer or employee of any of them for the purposes of conducting an audit and inspection. c. To maintain all books, records, accounts and reports required under this contract for a period of not less than three years after the date of termination or expiration of this contract, except in the event of litigation or settlement of claims arising from the performance of this contract, in which case Consultant agrees to maintain same until RCTC, the FTA Administrator, the Comptroller General, or any of their duly authorized representatives, have disposed of all h litigation, appeals, claims or exceptions related thereto. Reference 49 CFR 18.39(i)(11). d. To permit any of the foregoing parties to reprodAle by an ans whatsoever or to copy excerpts and transcriptions as reasonably needed. 4. Federal Changes The Consultant shall at all times comply with all applicable FTA regulations, policies, procedures and directives, including without limitation those listed directly or by reference in the Master Agreement between RCTC and FTA, as they ma , ended or promulgated from time to time during the term of this contract. Consultant's fail • so sply §hall constitute a material breach of this contract. 5. Civil Rights The following require is appl the • erlying contract: (1) Nondiscrimination - n accordance with Title VI of the Civil Rights Act, as amended, 42 U.S.C. § 2000d, section 303 of the Age Discrimination Act of 1975, as amended, 42 U.S.C. § 6102, section 202 of the Americans with Disabilities Act of 1990, 42 U.S.C. § 12132, and Federal transit law at 49 U.S.C. § 5332 and 49 CFR part 21, the Consultant agrees that it will not discriminate against any employee or applicant for employment because of race, color, creed, national origin, sex, age, or disability. In addition, the Consultant agrees to comply with applicable Federal implementing regulations and other implementing requirements FTA may issue. (2) Equal Employment Opportunity - The following equal employment opportunity requirements apply to the underlying contract: (a) Race, Color, Creed, National Origin, Sex - In accordance with Title VII of the Civil Rights Act, as amended, 42 U.S.C. § 2000e, and Federal transit laws at 49 U.S.C. § 5332, the Consultant agrees to comply with all applicable equal employment opportunity requirements of U.S. Department of Labor (U.S. DOL) regulations, "Office of Federal Contract Compliance Programs, Equal Employment Opportunity, Department of Labor," 41 C.F.R. Parts 60 et seq ., (which implement Executive Order No. 11246, "Equal Employment Opportunity," as amended by Executive Order No. 11375, Exhibit C-2 17336.00030\33774355.1 307 "Amending Executive Order 11246 Relating to Equal Employment Opportunity," 42 U.S.C. § 2000e note), and with any applicable Federal statutes, executive orders, regulations, and Federal policies that may in the future affect construction activities undertaken in the course of the Project. The Consultant agrees to take affirmative action to ensure that applicants are employed, and that employees are treated during employment, without regard to their race, color, creed, national origin, sex, or age. Such action shall include, but not be limited to, the following: employment, upgrading, demotion or transfer, recruitment or recruitment advertising, layoff or termination; rates of pay or other forms of compensation; and selection for training, including apprenticeship. In addition, the Consultant agrees to comply with any implementing requirements FTA may issue. (b) Age - In accordance with section 4 of the Age Discrimination in Employment Act of 1967, as amended, 29 U.S.C. § § 623, Federal transit law at 49 U.S.C. § 5332, the Equal Employment Opportunity Commission (U.S. EEOC) regulations, "Age Discrimination in Employment Act," 29 C.F.R. part 1625, the Age Discrimination Act of 1975, as amended, 42 U.S.C. § 6101 et seq., U.S. Health and Human Services regulations, "Nondiscrimination on the Basis of Age in Programs or Activities Receiving Federal Financial Assistance," 45 C.F.R. part 91' the Consultant agrees to refrain from discrimination against present and prospective employees for reason of age. In addition, the Consultant agrees to comply with any implementing require nts FTA may issue. (c) Disabilities - In accordance with section 504 of thgteabilitation Act of 1973, as amended, 29 U.S.C. § 794, the Americans with Disabilities Act of 1990, as ai tended, 42 U.S.C. § 12101 et seq., the Architectural Barriers Act of 1968, as amended, 42 U.S.C. § 4151 et seq., and Federal transit law at 49 U.S.C. § 5332, the Consultant agrees that it will not discriminate against individuals on the basis of disability, and that it will comply with the requirements of 4.S. Equal Employment Opportunity Commission, "Regulations to Implement the Equal Employment Provisions of the Americans with Disabilities Act," 29 C.F.R. Part 16307pertaining to employment of persons with disabilities. In addition, the Consultant agrees to ply with any implementing requirements FTA may issue. f (3) The Consultant also agrees to these requirements in each subcontract financed in whole or in part with Federal as tance provid d by FTA, modified only if necessary to identify the affected parties. 6. FTA Disadvantag1d Busin Enterprise (DBE) Requirements A. General DBE Requirenishts: In accordance with Federal financial assistance agreements with the U.S. Department of Transportation (U.S. DOT), Commission has adopted a Disadvantaged Business Enterprise (DBE) Policy and Program, in conformance with Title 49 CFR Part 26, "Participation by Disadvantaged Business Enterprises in Department of Transportation Programs" (the "Regulations"). This RFP is subject to these stipulated regulations. In order to ensure that Commission achieves its overall DBE Program goals and objectives, Commission encourages the participation of DBEs as defined in 49 CFR 26 in the performance of contracts financed in whole or in part with U.S. DOT funds. It is the policy of the Commission to: 1. Ensure nondiscrimination in the award and administration of DOT -assisted contracts; 2. Create a level playing field on which DBE's can compete fairly for DOT -assisted contracts; Exhibit C-3 17336.00030\33774355.1 308 3. Ensure that the DBE program is narrowly tailored in accordance with applicable law; 4. Ensure that only firms that fully meet 49 C.F.R. part 26 eligibility standards are permitted to participate as DBE's; 5. Help remove barriers to the participation of DBEs in DOT assisted contracts; 6. To promote the use of DBEs in all types of federally assisted contracts and procurement activities; and 7. Assist in the development of firms that can compete successfully in the marketplace outside the DBE program. B. Discrimination: Consultant shall not discriminate on the basis of race, color, national origin, or sex in the award and performance of subcontracts. Any terms used herein that are defined in 49 CFR Part 26, or elsewhere in the Regulations, shall have the meaning orth in the Regulations. C. Commission's Race -Neutral DBE Program: A Race- t . 'BE Program is one that, while benefiting DBEs, is not solely focused on DBE firms. Therefore, und- ' ace -Neutral DBE Program, Commission does not establish numeric race-conscio pBE participate. :oals on its DOT -assisted contracts. There is no FTA DBE goal on this Projeo� Consultant shall not be required to achieve a specific level of DBE participation as a condition of contract compliance in the performance of this DOLT -assisted ntract. However, Consultant shall adhere to race -neutral DBE participation commitment(s) made at the time of award. D. Race -Neutral DBE Subm. ions and oing Reporting Requirements (Post -Award): At termination of the Contract, the successful Conil. ant shall complete and submit to Commission a "DBE Race -Neutral Participation Listing" in the f6rm provided by Commission. In the event DBE(s) are utilized in the perforn n of the A eement, Consultant shall comply with applicable reporting requirements. E. Performance of I BE Subco ultants: DBE subconsultants listed by Consultant in its "DBE Race -Neutral Participation Listing" submitted at the time of proposal shall perform the work and supply the materials for which they are listed, unless Consultant has received prior written authorization from Commission to perform the work with other forces or to obtain the materials from other sources. Consultant shall provide written notification to Commission in a timely manner of any changes to its anticipated DBE participation. This notice should be provided prior to the commencement of that portion of the work. F. DBE Certification Status: If a listed DBE subconsultant is decertified during the life of this Agreement, the decertified subconsultant shall notify Consultant in writing with the date of decertification. If a non -DBE subconsultant becomes a certified DBE during the life of this Agreement, the DBE subconsultant shall notify Consultant in writing with the date of certification. Consultant shall furnish the written documentation to Commission in a timely manner Consultant shall include this requirement in all subcontracts. G. Consultant's Assurance Clause Regarding Non -Discrimination: In compliance with State and Federal anti -discrimination laws, Consultant shall affirm that it will not exclude or discriminate on the Exhibit C-4 17336.00030\33774355.1 309 basis of race, color, national origin, or sex in consideration of contract award opportunities. Further, Consultant shall affirm that they will consider, and utilize subconsultants and vendors, in a manner consistent with non-discrimination objectives. H. Violations: Failure by the selected Consultant(s) to carry out these requirements shall be a material breach of the contract to be awarded pursuant to this RFP, which may result in the termination of the contract or such other remedy as the recipient deems appropriate, which may include, but is not limited to: (1) Withholding monthly progress payments; (2) Assessing sanctions; (3) Liquidated damages; and/or (4) Disqualifying the Consultant from future bidding as non -responsible. 49 C.F.R. § 26.13(b). I. Prompt Payment: Consultant shall pay its subconsultants for satisfactory performance of their contracts no later than 30 days from receipt of each payment Co s on makes to the Consultant. 49 C.F.R. § 26.29(a), unless a shorter period is provided in the co J. Compliance with DBE Requirements Contained in FTA visions: ultant shall comply with all DBE reporting and other requirements contained in th' greement. 7. Incorporation of Federal Transit Admiration ) Terms The preceding provisions include, in part, certaWi Stan arr erms and Conditions required by DOT, whether or not expressly set forth in tip. eceding contract provisions. All contractual provisions required by DOT, as set forth in FTA Circul ' 422011F are hereby incorporated by reference. Anything to the contrary herein notwithstanding, all FTA-mandated terms shall be deemed to control in the event of a conflict with other provisions contained in this Agreement. The Consultant shall not perform any act, fail to perform any act, or refuse to comply with any RCTC requests which would cause RCTC to be in violation of the F terms an conditions. 8. Debarment and Sus The Consultant agrees to the following: (1) It will comply with the following requirements of 2 CFR Part 180, subpart C, as adopted and supplemented by U.S. DOT regulations at 2 CFR Part 1200. (2) It will not enter into any "covered transaction" (as that phrase is defined at 2 CFR §§ 180.220 and 1200.220) with any subconsultant whose principal is, suspended, debarred, or otherwise excluded from participating in covered transactions, except as authorized by— (i) U.S. DOT regulations, "Nonprocurement Suspension and Debarment," 2 CFR Part 1200; (ii) U.S. OMB regulatory guidance, "Guidelines to Agencies on Governmentwide Debarment and Suspension (Nonprocurement)," 2 CFR Part 180; and (iii) Other applicable federal laws, regulations, or requirements regarding participation with debarred or suspended recipients or third party participants. Exhibit C-5 17336.00030\33774355.1 310 (3) It will review the U.S. GSA "System for Award Management — Lists of Parties Excluded from Federal Procurement and Nonprocurement Programs," if required by U.S. DOT regulations, 2 CFR Part 1200. 9. ADA Access Requirements The Consultant shall comply with all applicable requirements of the Americans with Disabilities Act of 1990 (ADA), 42 USC Section 12101 et seq; Section 504 of the Rehabilitation Act of 1973, as amended, 29 USC Section 794; 49 USC Section 5301(d). 10. Fly America To the extent applicable to the Services, the Consultant agrees to comply with 49 U.S.C. 40118 (the "Fly America" Act) in accordance with the General Services Administration's regulations at 41 CFR Part 301-10, which provide that recipients and sub recipients of Federal funds and their consultants are required to use U.S. Flag air carriers for U.S. Government -fin d international air travel and transportation of their personal effects or property, to the extent suc service is available, unless travel by foreign air carrier is a matter of necessity, as defined by the Fly America Act. The Consultant shall submit, if a foreign air carrier was used, an appropriate certification or memorandum adequately explaining why service by a U.S. flag air carrier was not available or why it was necessary to use a foreign air carrier and shall, in any event, provide a certificate of compliance with the Fly America requirements. The Consultant agrees to include the requirements of this section in all subcontracts that may involve international air transportation. 11. Cargo Preference - Use of United States - To the extent applicable to the Se s, Con ant agrees: 1. To use privately owned United Stat- a ercial vessels to ship at least 50 percent of the gross tonnage (computed s ately f dry bulk carriers, dry cargo liners, and tankers) involved, whenever shipping any equipment, mate or commodities pursuant to the underlying contract to the extent such vessels are available at fai and reasonable rates for United States -Flag commercial vessels; 2. To furnish within 20 wo s following the date of loading for shipments originating within the United States or within 30 rking days following the date of leading for shipments originating outside the United States, a legible copy of a rated, "on -board" commercial ocean bill -of -lading in English for each shipment of cargo described in the preceding paragraph to the Division of National Cargo, Office of Market Development, Maritime Administration, Washington, DC 20590 and to the FTA recipient (through the Consultant in the case of a subconsultant's bill -of -lading.) 3. To include these requirements in all subcontracts issued pursuant to this contract when the subcontract may involve the transport of equipment, material, or commodities by ocean vessel. 11. Buy America — Not applicable. 12. Employment Provisions To the extent applicable to the Services, Consultant shall comply with the following: Exhibit C-6 17336.00030\33774355.1 311 A. Equal Employment Opportunity Not applicable. B. Copeland "Anti -Kickback" Act (18 U.S.C. 874 and 40 U.S.C. 276c) — Not applicable. C. Contact Work Hours and Safety Standards Act (40 U.S.C. 327-333) —Not applicable. D. Release of Retainage No retainage will be withheld by the RCTC from progress payments due Consultant. Retainage by Consultant or subconsultants is prohibited, and no retainage will be held by the prime consultant from progress due subconsultants. Any violation of this provision shall subject the violating Consultant or subconsultants to the penalties, sanctions, and other remedies specified in Section 7108.5 of the California Business and Professions Code. This requirement shall not be construed to limit or impair any contractual, administrative, or judicial remedies, otherwise available to Consultant or subconsultant in the event of a dispute involving late payment or nonpayment by Consultant or deficient subconsultant performance, or noncompliance by a sub ultant. 13. Termination for Convenience RCTC may terminate the Agreement for convenience pde i rdance wit terms of the Agreement. After such termination, the Consultant shall submit a final temination settlement proposal to RCTC as directed. If the Consultant fails to submit a proposal within the time allowed, RCTC may determine, on the basis of information available, the amount, if any due the Consultant because of the termination and shall pay the amount determined. After the Consultant's pro osal is received, RCTC and Consultant shall negotiate a fair and equitable settl nt and the contract will be modified to reflect the negotiated agreement. If agreement cannot be reached, tCTC,play issue a final determination and pay the amount determined. If the Consultant does not agree With this final determination or the determination resulting from the lack of timely submission o roposal, the Consultant may appeal under the Disputes clause. 14. Administrative a i ontrac . • 1 Remedies on Breach; Termination for Cause a. The Consultant may be dec red in breach of this Agreement ("Breach") if the Consultant fails to make delivery of the supplies or to perform the services within the time specified herein or any extension thereof; or if the Consultant fails to perform any of the other provisions of the contract, or so fails to make progress as to endanger performance of this contract in accordance with its terms. In case of any of the foregoing, RCTC shall notify the Consultant of the Breach, and the Consultant shall have a period of ten (10) days (or such longer period as RCTC may authorize in writing) after receipt of notice from RCTC to cure the Breach. b. RCTC may, by written notice of termination to the Consultant specifying the effective date thereof, terminate the whole or any part of this contract, in the case of a Breach that is not cured within the timeframe set forth in (a) above ("Uncured Breach"). c. If the contract is terminated in whole or in part for an Uncured Breach, RCTC may procure upon such terms and in such manner as RCTC may deem appropriate, supplies or services similar to those so terminated, or may complete the services with its own forces. The Consultant shall be liable to RCTC for any excess costs for such similar supplies or services, and for any other costs incurred by Exhibit C-7 17336.00030\33774355.1 312 RCTC as a result of the Uncured Breach. The Consultant shall continue the performance of this contract to the extent not terminated under the provisions of this clause. d. Except with respect to defaults of Subconsultants, the Consultant shall not be liable for any excess costs if the failure to perform the contract arises out of causes beyond the control and without the fault or negligence of the Consultant. If the failure to perform is caused by the default of a Subconsultant, and if such default arises out of causes beyond the control of both the Consultant and the Subconsultant, and without the fault or negligence of either of them, the Consultant shall not be liable for any excess costs for failure to perform, unless the supplies or services to be furnished by the Subconsultant were obtainable from other sources in sufficient time to permit the Consultant to meet the required project completion schedule. e. Payment for completed services or supplies delivered to and accepted by RCTC shall be at the contract price. RCTC may withhold from amounts otherwise due the Consultant for such completed services or supplies such sum as RCTC determines to be necessa to protect RCTC against loss because of outstanding liens of claims of former lien holders, or to r burse RCTC for any other costs related to the Uncured Breach. f. If, after notice of termination of this contract for c - e, it is determined for any reason that an Uncured Breach did not exist, the rights and obligation he parties shall be the same as if the notice of termination had been issued pursuant to the provi s s fo s ination for convenience of RCTC. g. The rights and remedies of RCTC provide d in this clause shall not be exclusive and are in addition to any other rights and remedies provided by law, equi$ or under this contract including, but not limited to, the right to specific performanc y ywi out h. Notwithstanding the above, RCT y, providing an opportunity to cure, terminate the contract in accordance with the timeframe set forth in Section 17 of the contract, if RCTC determines such action is in its best interest based on the nature of the Breach. Such actions shall not limit any of RCTC's remedies set fortjabo 16. Disputes a. Except as otherwise provided in this Agreement, any dispute concerning a question of fact arising under this Agreement ATch is not disposed of by supplemental agreement shall be decided by RCTC's Deputy Executive Director, who shall reduce the decision to writing and mail or otherwise furnish a copy thereof to the Consultant. The decision of the RCTC Deputy Executive Director shall be final and conclusive unless, within thirty (30) days from the date of receipt of such copy, Consultant mails or otherwise furnishes to the RCTC Deputy Executive Director a written appeal addressed to RCTC's Executive Director. The decision of RCTC Executive Director or duly authorized representative for the determination of such appeals shall be final and conclusive. b. The provisions of this Paragraph shall not be pleaded in any suit involving a question of fact arising under this Agreement as limiting judicial review of any such decision to cases where fraud by such official or his representative or board is alleged, provided, however, that any such decision shall be final and conclusive unless the same is fraudulent or capricious or arbitrary or so grossly erroneous as necessarily to imply bad faith or is not supported by substantial evidence. In connection with any appeal proceeding under this Paragraph, the Consultant shall be afforded an opportunity to be heard and to offer evidence in support of its appeal. Exhibit C-8 17336.00030\33774355.1 313 c. Pending final decision of a dispute hereunder, Consultant shall proceed diligently with the performance of this Agreement and in accordance with the decision of RCTC's Deputy Executive Director. This "Disputes" clause does not preclude consideration of questions of law in connection with decisions provided for above. Nothing in this Agreement, however, shall be construed as making final the decision of any RCTC official or representative on a question of law, which questions shall be settled in accordance with the laws of the State of California. 17. Lobbying See the Byrd Anti -Lobbying Amendment, 31 U.S.C. 1352, as amended by the Lobbying Disclosure Act of 1995, P.L. 104-65 [to be codified at 2 U.S.C. § 1601, et seq.] - Consultants who apply or bid for an award of $100,000 or more shall file the certification required by 49 CFR part 20, "New Restrictions on Lobbying." Each tier certifies to the tier above that it will not and has not used Federal appropriated funds to pay any person or organization for influencing or attempting to influence an officer or employee of any agency, a member of Congress, officer or employee of Congress, or an employee of a member of Congress in connection with obtaining and Federal contract, grant or any other award covered by 31 U. S.C. 1352. Each tier shall also disclose the name of any registrant under the Lobbying Disclosure Act of 1995 who has made lobbying contacts on its behalf with non -Federal funds with respect to that Federal contract, grant or award covered by 31 U.S.C. 1352. Such disclosures are forwarded from tier to tier up to the rec nt. The Offeror shall complete and submit with its bid/proposal the attached Certification Rega g Ling, and if applicable, the Standard Form-LLL, "Disclosure Form to Report Lobbying." 18. Energy Conservation The Consultant agrees to comply wit which are contained in the state en and Conservation Act. 19. Clean Water dards and policies relating to energy efficiency lan issued in compliance with the Energy Policy a. The Consultant agrees to comply with all applicable standards, orders or regulations issued pursuant to the Federal' Water Po1ltion Control Act, as amended, 33 U.S.C. 1251 et seq. The Consultant agrees to report`each violation to RCTC and understands and agrees that RCTC will, in turn, report each violation as rarred to assure notification to FTA and the appropriate EPA Regional Office. d. The Consultant further agrees that: (1) It will not use any violating facilities; (2) It will report the use of facilities placed on or likely to be placed on the U.S. EPA "List of Violating Facilities;" (3) It will report violations of use of prohibited facilities to FTA; and (4) It will comply with the inspection and other requirements of the Clean Air Act, as amended, (42 U.S.C. §§ 7401 — 7671q); and the Federal Water Pollution Control Act as amended, (33 U.S.C. §§ 1251-1387). The Consultant also agrees to include these requirements in each subcontract exceeding $150,000 financed in whole or in part with Federal assistance provided by FTA. Exhibit C-9 17336.00030\33774355.1 314 20. Clean Air a. The Consultant agrees to comply with all applicable standards, orders or regulations issued pursuant to the Clean Air Act, as amended, 42 U.S.C. §§ 7401 et seq. The Consultant agrees to report each violation to RCTC and understands and agrees that RCTC will, in turn, report each violation as required to assure notification to FTA and the appropriate EPA Regional Office. b. The Consultant further agrees that: (1) It will not use any violating facilities; (2) It will report the use of facilities placed on or likely to be placed on the U.S. EPA "List of Violating Facilities;" (3) It will report violations of use of prohibited facilities to FTA; and (4) It will comply with the inspection and other requirements of the Clean Air Act, as amended, (42 U.S.C. §§ 7401 — 7671q); and the Federal Water Pollution Control Act as amended, (33 U.S.C. §§ 1251-1387). c. The Consultant also agrees to include these requi $150,000 financed in whole or in part with Federal assist 21. Recycled Products each subcontract exceeding e provid by FTA. V Recovered Materials - The Consultant agrees to comply 11 the requirements of Section 6002 of the Resource Conservation and Recovery Act (RC s amended (42 U.S.C. 6962), including but not limited to the regulatory provisions of 40 CFR Part 247, and Executive Order 12873, as they apply to the procuremel ifthe items designated in Subpart B of 40 CFR Part 247. 21. SPECIAL PROVISION FOR PROMOTING COVID-19 SAFETY Section 49. Centers for ea on nd Prevention Order on Requirements for Persons to Wear Masks n Conveyances d at Transportation Hubs. (a) Compliance with CD ask Omer. The Centers for Disease Control and Prevention ("CDC") Order of January 29, 2021, titled Requirement for Persons to Wear Masks While on Conveyances and at Transportation Hubs ("CDC Mask Order"), applies to this Agreement. One of the objectives of the CDC Mask Order is "[m]aintaining a safe and operating transportation system." Consultant agrees that it will comply, and will require all subconsultants to comply, with the CDC Mask Order. (b) Enforcement for non-compliance. Consultant agrees that FTA and RCTC may take enforcement action for non-compliance with the CDC Mask Order, including: (1) enforcement actions authorized by 49 U.S.C. § 5329(g); (2) referring Consultant to the CDC or other Federal authority for enforcement action; (3) enforcement actions authorized by 2 CFR §§ 200.339 — .340; and (4) any other enforcement action authorized by Federal law or regulation. Exhibit C-10 17336.00030\33774355.1 315 22. Safe Operation of Motor Vehicles Pursuant to Federal Executive Order No. 13043, "Increasing Seat Belt Use in the United States," April 16, 1997, 23 U.S.C. Section 402 note, FTA encourages each third party consultant to adopt and promote on-the-job seat belt use policies and programs for its employees and other personnel that operate company owned, rented, or personally operated vehicles, and to include this provision in each third party subcontract involving the project. a. The Consultant is encouraged to adopt and promote on-the-job seat belt use policies and programs for its employees and other personnel that operate company -owned vehicles, company -rented vehicles, or personally operated vehicles. The terms "company -owned" and "company -leased" refer to vehicles owned or leased either by the Consultant or RCTC. The Consultant agrees to adopt and enforce workplace safety policies to decrease crashes caused by distracted drivers, including policies to ban text messaging while using an electronic device supplied by an employer, and driving a vehicle the driver owns o nts, a vehicle Contactor owns, leases, or rents, or a privately -owned vehicle when on official ess in connection with the work performed under this contract. Exhibit C-11 17336.00030\33774355.1 316 EXHIBIT "0" DISCLOSURE OF LOBBYING ACTIVITIES Exhibit D-1 17336.00030\33774355.1 317 Local Assistance Procedures Manual Not Applicable EXHBIT 10-Q Disclosure of Lobbying Activities EXHIBIT 10-Q DISCLOSURE OF LOBBYING ACTIVITIES COMPLETE THIS FORM TO DISCLOSE LOBBYING ACTIVITIES PURSUANT TO 31 U.S.C. 1352 1. Type of Federal Action: 2. Status of Federal Action: a. contract b. grant c. cooperative agreement d. loan e. loan guarantee f. loan insurance ❑ a bid/offer/application b. initial award c. post -award 4. Name and Address of Reporting Entity n Prime r]Subawardee Tier , if known Congressional District, if known 6. Federal Department/Agency: 8. Federal Action Number, if known: 10. Name and Address of Lobby Entity (If individual, last name, first name, MI) (attach Continua 12. Amount of Payment (check all tha 3. Report Type: ❑ a. initial b. material change For Material Change Only: year quarter date of last report 5. If Reporting Entity in No. 4 is Subawardee, Enter Name and Address of Prime: Congression , 'strict, if known 7. Federal am Name/Description: CF3 umb applicable and Amount, i wn: ndi Gals Performing Services ncluding address if different from No. 10) (I asp me, first name, MI) e of Payment (check all that apply) 5 n actual � pla d a. retainer b. one-time fee 13. Form of Payment (check all t p c. commission B a. cash b. in -kind; s d. contingent fee ;' e deferred f. other, specify 15. Brief Descriptio ervices Per med or to be performed and Date(s) of Service, including officer(s), employee r mem i s) contacted, for Payment Indicated in Item 12: 16. Continuation Sheet(s) attached: (attach Continuation Sheet(s) if necessary) Yes n 17. Information requested through this form is authorized by Title 31 U.S.C. Section 1352. This disclosure of lobbying reliance was placed by the tier above when his transaction was made or entered into. This disclosure is required pursuant to 31 U.S.C. 1352. This information will be reported to Congress semiannually and will be available for public inspection. Any person who fails to file the required disclosure shall be subject to a civil penalty of not less than $10,000 and not more than $100,000 for each such failure. Federal Use Only: No Signature: Print Name: Kevin A. Haboian, PE Title: Senior Vice President Telephone No.: (714) 460-1604 Date: 08/31/22 Authorized for Local Reproduction Standard Form - LLL Standard Form LLL Rev. 04-28-06 Distribution: Orig- Local Agency Project Files LPP 13-01 APPENESX L - 1 Page 1 May 8, 2013 ATTACHMENT 3 Agreement No. 23-25-017-00 PROFESSIONAL SERVICES AGREEMENT FOR ON -CALL MULTIMODAL TRANSIT/RAIL CONSULTING SERVICES (FTA FUNDED) Parties and Date. This Agreement is made and entered into this day of , 2022, by and between the RIVERSIDE COUNTY TRANSPORTATION COMMISSION ("the Commission") and JACOBS ENGINEERING GROUP, INC. ("Consultant"), a CORPORATION. The Commission and Consultant are sometimes referred to herein individually as "Party", and collectively as the "Parties Recitals. A. On November 8, 1988 the Voters of Riverside County approved Measure A authorizing the collection of a one-half percent (1/2 %) retail transactions and use tax (the "tax") to fund transportation programs and improvements within the County of Riverside, and adopting the Riverside County Transportation Improvement Plan (the "Plan"). B. Pursuant to Public ty Code Sections 240000 et seq., the Commission is authorized to allocate the pro ds oche Tax in furtherance of the Plan. C. On November 5, 2002,the vo fs of Riverside County approved an extension of the Measure A tax for an additional thirty (30) years for the continued funding of transportation and improvements within the County of Riverside. D. A source of funding for payment for on -call professional consulting services provided under this Agreement may be funds from the Federal Transit Administration ("FTA"). E. Consultant desires to perform and assume responsibility for the provision of certain on -call multimodal transit/rail consulting services in the County of Riverside, California. Services shall be provided on the terms and conditions set forth in this Agreement and in the task order(s) to be issued pursuant to this Agreement and executed by the Commission and the Consultant ("Task Order"). Consultant represents that it is experienced in providing such services to public clients, is licensed in the State of California (if necessary), and is familiar with the plans of the Commission. F. The Commission desires to engage Consultant to render such services on an on -call basis. Services shall be ordered by Task Order(s) to be issued pursuant to this Agreement for future projects as set forth herein and in each Task Order (each such project shall be designated a "Project" under this Agreement). 17336.00030\33774355.1 319 Terms. 1. General Scope of Services. Consultant shall furnish all technical and professional services, including labor, material, equipment, transportation, supervision and expertise, and incidental and customary work necessary for On -Call Multimodal Support Services ("Services"). The Services are more fully set forth in Exhibit "A" attached hereto and incorporated herein by reference. The Services shall be more particularly described in the individual Task Orders issued by the Commission's Executive Director or designee. No Services shall be performed unless authorized by a fully executed Task Order. All Services shall be subject to, and performed in accordance with, this Agreement, the relevant Task Order, the exhibits attached hereto and incorporated herein by reference, and all applicable local, state and federal laws, rules and regulations. 2. Term. 2.1 This Agreement shall go into eff :'` on - date first set forth above, contingent upon approval by Commission, and sultant I commence work after notification to proceed by Commission's Contra dmin'strator. Agreement shall end five years from the date set forth above, unl- ext: .ed by contract amendment. All Task Order work should be completed within th 2.2 Consultant is advis not binding on Commission until this Ag Commission. 2.3 This A unless earlier terminated as within the term of thi deadlines. All ap effect following th mendation for contract award is Ily executed and approved by the ain in effect until the date set forth above, ed . Consultant shall complete the Services nd shall meet any other established schedules and tion provisions of this Agreement shall remain in f this Agreement. 3. Commissi tract Administrator. The Commission hereby designates the Commission's Execu ` Director, or his or her designee, to act as its Contract Administrator for the performance of this Agreement ("Commission's Contract Administrator"). Commission's Contract Administrator shall have the authority to act on behalf of the Commission for all purposes under this Agreement. Commission's Contract Administrator shall also review and give approval, as needed, to the details of Consultant's work as it progresses. Consultant shall not accept direction or orders from any person other than the Commission's Contract Administrator or his or her designee. 4. Consultant's Representative. Consultant hereby designates Seth Torma to act as its Representative for the performance of this Agreement ("Consultant's Representative"). Consultant's Representative shall have full authority to act on behalf of Consultant for all purposes under this Agreement. The Consultant's Representative shall supervise and direct the Services, using his or her professional skill and attention, and shall be responsible for all means, methods, techniques, sequences and procedures and for the 17336.00030\33774355.1 3 320 satisfactory coordination of all portions of the Services under this Agreement. Consultant shall work closely and cooperate fully with Commission's Contract Administrator and any other agencies which may have jurisdiction over, or an interest in, the Services. Consultant's Representative shall be available to the Commission staff at all reasonable times. Any substitution in Consultant's Representative shall be approved in writing by Commission's Contract Administrator. 5. Substitution of Key Personnel. Consultant has represented to the Commission that certain key personnel will perform and coordinate the Services under this Agreement. Should one or more of such personnel become unavailable, Consultant may substitute other personnel of at least equal competence upon written approval by the Commission. In the event that the Commission and Consultant cannot agree as to the substitution of the key personnel, the Commission shall be entitled to terminate this Agreement for cause, pursuant to the provisions herei The key personnel for performance of this Agreement are: Seth Torma, Hany ' oun, and David Solow, 6. Standard of Care; Licenses. Consultan skilled in the professional calling necessary to perf required by this Agreement to fully and adequat perform the Services and duties in conforma generally recognized as being employed by pro State of California. Consultant warrants sufficient skill and experience to perform t represents and warrants to the Commissio licenses, permits, qualifications to perform the Services, a throughout the term of this expense and without re correct errors or omis standard of care pr all damages and o Agreement arising fr Consultant or its sub- pr- _: is and maintains that it is all Servi duties and obligations ete the ` eject. Consultant shall d consistent with the standards onals in the same discipline in the I emp ,r -es and subcontractors shall have gned to them. Consultant further loyees and subcontractors have all of whatever nature that are legally required ses and approvals shall be maintained sultant shall perform, at its own cost and nt from he Commission, any services necessary to aused by the Consultant's failure to comply with the in, d shall be fully responsible to the Commission for provided for in the indemnification provisions of this nsultant's errors and omissions. Any employee of tants who is determined by the Commission to be uncooperative, incompetent, a threat to the adequate or timely completion of the Project, a threat to the safety of persons or property, or any employee who fails or refuses to perform the Services in a manner acceptable to the Commission, shall be promptly removed from the Project by the Consultant and shall not be re-employed to perform any of the Services or to work on the Project. 7. Independent Contractor. The Services shall be performed by Consultant or under its supervision. Consultant will determine the means, methods and details of performing the Services subject to the requirements of this Agreement. Commission retains Consultant on an independent contractor basis and not as an employee, agent or representative of the Commission. Consultant retains the right to perform similar or different services for others during the term of this Agreement. Any additional personnel performing the Services under this Agreement on behalf of Consultant shall at all times be under Consultant's exclusive direction and control. Consultant shall pay all wages, salaries 17336.00030\33774355.1 4 321 and other amounts due such personnel in connection with their performance of Services and as required by law. Consultant shall be responsible for all reports and obligations respecting such personnel, including but not limited to, social security taxes, income tax withholdings, unemployment insurance, disability insurance, and workers' compensation insurance. 8. Task Orders; Commencement of Services; Schedule of Services. Consultant shall commence Services under a Task Order within five (5) days of receiving a fully executed Task Order from the Commission. Each Task Order shall identify the funding source(s) to be used to fund the Services under the relevant Task Order, and Consultant shall comply with the requirements specified herein, and in the attached exhibits, applicable to the identified funding source(s). Consultant shall perform the Services expeditiously, within the term of this Agreement, and in accordance with any schedule of Services set forth in a Task Order ("Schedule"). Consultant represents that it has the professional and technical personnel to perform the Services in conformance with such conditions. In order to facilitate Consultant's conformance with the Schedule, the Commission shall respond to Consultant's submittals in a timely manner. Upon request of Commission's Contract Administrator, Consultant shall provide a more detailed schedule of anticipated performance to meet the Schedule of Services. 8.1 Modification of the Schedule. Consultant shall regularly report to the Commission, through correspondence or progress reports, its progress in providing required Services within the scheduled time periods. Commission shall be promptly informed of all anticipated delays. In the event that Consultant determines that a schedule modification is necessary, Consultant shall promptly submit a revised Schedule of Services for approval by Commissi n's Nact Administrator. 8.2 rend etinqs. Consultant shall conduct trend meetings with the Commission's Contract Administrator and other interested parties, as requested by the Commission, as may be mutually scheduled by the Parties at a standard day and time. These trend meetings will encompass focused and informal discussions concerning scope, schedule, and current progress of Services, relevant cost issues, and future Project objectives. Consultant shall be responsible for the preparation and distribution of meeting agendas to be received by the Commission and other attendees no later than three (3) working days prior to the meeting. 8.3 Progress Reports. As part of its monthly invoice, Consultant shall submit a progress report, in a form determined by the Commission, which will indicate the progress achieved during the previous month in relation to the Schedule of Services. Submission of such progress report by Consultant shall be a condition precedent to receipt of payment from the Commission for each monthly invoice submitted. 5 17336.00030\33774355.1 322 9. Delay in Performance. 9.1 Excusable Delays. Should Consultant be delayed or prevented from the timely performance of any act or Services required by the terms of the Agreement by reason of acts of God or of the public enemy, acts or omissions of the Commission or other governmental agencies in either their sovereign or contractual capacities, fires, floods, epidemics, quarantine restrictions, strikes, freight embargoes or unusually severe weather, performance of such act shall be excused for the period of such delay. 9.2 Written Notice. If Consultant believes it is entitled to an extension of time due to conditions set forth in subsection 9.1, Consultant shall provide written notice to the Commission within seven (7) working days from the time Consultant knows, or reasonably should have known, that performance of the Services will be delayed due to such conditions. Failure of Consultant to provide such ti ly notice shall constitute a waiver by Consultant of any right to an excusable delay i r e of performance. 9.3 Mutual Agreement. Performs ; e Y i .. ny Services under this Agreement may be delayed upon mutual agr ent of �1i Parties. Upon such agreement, Consultant's Schedule of Service =` all b exten• as necessary by the Commission. Consultant shall take all reason to minimize delay in completion, and additional costs, resulting from any such ext 10. Preliminary Review of Wor products prepared for submission in the co shall be submitted to the Com Commission may require revi In the event that Commiss determines the formally submi of care established require Consultant orking papers, and similar work ing Services under this Agreement ract Administrator in draft form, and the s prior to formal submission and approval. inistrator, in his or her sole discretion, ork pro•' ct to be not in accordance with the standard ement, Commission's Contract Administrator may mit the work at no cost to the Commission. 11. Appear at , wrings. If and when required by the Commission, Consultant shall render nce at public hearings or other meetings related to the Project or necessary to the rformance of the Services. However, Consultant shall not be required to, and will not, render any decision, interpretation or recommendation regarding questions of a legal nature or which may be construed as constituting a legal opinion. 12. Opportunity to Cure; Inspection of Work. Commission may provide Consultant an opportunity to cure, at Consultant's expense, all errors and omissions which may be disclosed during Project implementation. Should Consultant fail to make such correction in a timely manner, such correction may be made by the Commission, and the cost thereof charged to Consultant. Consultant shall allow the Commission's Contract Administrator and Caltrans to inspect or review Consultant's work in progress at any reasonable time. 13. Final Acceptance. Upon determination by the Commission that Consultant has satisfactorily completed the Services required under this Agreement and within the 17336.00030\33774355.1 6 323 term set forth herein the Commission shall give Consultant a written Notice of Final Acceptance. Upon receipt of such notice, Consultant shall incur no further costs hereunder, unless otherwise specified in the Notice of Final Acceptance. Consultant may request issuance of a Notice of Final Acceptance when, in its opinion, it has satisfactorily completed all Services required under the terms of this Agreement. In the event copyrights are permitted under this Agreement, then in connection with Federal funding, it is hereby acknowledged and agreed that the United States Department of Transportation shall have the royalty -free non-exclusive and irrevocable right to reproduce, publish, or otherwise use, and to authorize others to use, the work for governmental purposes. 14. Laws and Regulations. Consultant shall keep itself fully informed of and in compliance with all local, state and federal laws, rules and regulations in any manner affecting the performance of the Project or the Services, including all Cal/OSHA requirements, and shall give all notices required by law. For -xample, and not by way of limitation, Consultant shall keep itself fully informed implementing regulations, design standards, specifica must be incorporated in the design of the Project, those of the United States Department of Tra procedures may include completion of the a approved by the United States Department of Tr of limitation, a signed Categorical Exclusion, Find' Record of Decision may be required to b Department of Transportation. For Cons and regulations in connection with ices to be contrary to such laws, rul Commission, Consultant s Consultant shall defend, ind employees and agents f Agreement, from an with such laws, rul nd in compliance with all revious commitments that ad ` ";;:;':; trative controls including rtation. pliance with Federal cabl= environ -ntal documents and ion. For example, and not by way f No Significant Impact, or published or completed by the United States ble for all violations of such laws Co ultant performs any work knowing it ons and without giving written notice to the onsible for all costs arising therefrom. ommission, its officials, directors, officers, less, pursuant to the indemnification provisions of this rising out of any failure or alleged failure to comply 15.1 Cons '` ant shall receive compensation, including authorized reimbursements, for all Services rendered under this Agreement at the rates set forth in Exhibit "B" attached hereto and incorporated herein by reference. This Agreement shall be a fixed unit rate, indefinite delivery/indefinite quantity (i.e., Task Order) contract based upon the fully burdened labor rates and classifications set forth in Exhibit "B". The total compensation per Task Order shall be set forth in the relevant Task Order, and shall not exceed said amount without written approval of the Commission's Executive Director. 15.2 Any payments to Consultant for travel and subsistence expenses must be authorized in writing by Commission, and shall not exceed rates authorized to be paid exempt non -represented State employees under current State Department of Personnel Administration (DPA) rules, unless otherwise authorized by Commission. If the rates invoiced are in excess of those authorized DPA rates, and Commission has not 17336.00030\33774355.1 7 324 otherwise approved said rates, then Consultant is responsible for the cost difference and any overpayments shall be reimbursed to the Commission on demand. 15.3 When milestone cost estimates are included in Exhibit "B" Consultant shall obtain prior written approval for a revised milestone cost estimate from the Contract Administrator before exceeding such cost estimate. 15.4 Progress payments for each Task Order shall be made monthly in arrears based on services provided and actual costs incurred. 15.5 Consultant shall not commence performance of work or services until this Agreement has been approved by Commission, and a Task Order has been authorized as detailed in Section 2 of this Agreement. No payment will be made prior to approval or for any work performed prior to approval of thi Agreement, and receipt of Commission's Task Order Authorization. 15.6 Consultant shall be reimbursed, •r. , ,fitly as fiscal procedures will permit upon receipt by Commission's Contract ministra of itemized invoices in triplicate. Invoices shall be submitted no later th calendar d after the performance of work for which Consultant is billing. Invoic ,hall ail the work performed on each milestone and each project as applicable. Invoic- I follow the format stipulated for the approved Cost Proposal and shall refere - - this Ag ent number and project title. Final invoice must contain the final cost a -dit " ue Commission including any equipment purchased under the Equipm t P provisions of this Agreement. The final invoice should be submitte• 60 =ndar days after completion of Consultant's work. Invoices shall be mail- ; o C• mis ` 's Contract Administrator at the following address: Riverside County Tra Attention: Account P.O. 12008 Riverside, CA 9250 15.7 The al amount payable by Commission, shall not exceed the amount set forth in each Task Order. 15.8 Commission has or will enter into six task order contracts for performance of the Scope of Services identified in Exhibit "A", including this Agreement. The other Task Order Contracts are HDR, 23-25-002-00, HNTB, 23-25-016-00, Mott MacDonald, 23-25-018-00, STV, 23-25-019-00, and STV, 23-25-020-00. The total amount payable by Commission for the on -call multimodal transit/rail support services Task Order Contracts shall not exceed a cumulative maximum total value of Five Million Dollars ($5,000,000) ("NTE Sum"). It is understood and agreed that there is no guarantee, either expressed or implied that this dollar amount will be authorized under the on -call multimodal transit/rail support services Task Order Contracts through Task Orders. Each time a Task Order is awarded under any of the on -call multimodal transit/rail support services Task Order Contracts, Commission must send written notification to Consultant 17336.00030\33774355.1 8 325 and each of the other consultants entering into the on -call multimodal transit/rail support services Task Order Contracts. The notice must identify the total funds allocated under issued Task Orders, and the remaining unencumbered amount of the NTE Sum. Consultant acknowledges and agrees that Commission must not pay any amount under this Agreement that would exceed the NTE Sum, and Consultant must not enter into a Task Order that exceeds the NTE Sum. 15.9 Consultant shall not be reimbursed for any expenses unless authorized in writing by the Commission's Contract Administrator. 15.10 All subcontracts in excess of $25,000 shall contain the above provisions. 16. Disputes. 16.1 Any dispute, other than audit, c under this Agreement that is not disposed of by m decided by a committee consisting of RCTC's Capital Projects, who may consider written or 16.2 Not later than 30 Agreement, Consultant may request re unresolved claims or disputes, other than writing. 16.3 Neithe committee will excuse Consu terms of this Agreem 17.1 C no reason, in whole or in of termination. a question of fact arising agree . t of the Parties shall be ract Adminis for and the Director of mation submitted by Consultant. pletion of all Services under this mission's Executive Director of uest for review will be submitted in a dispute, nor its consideration by the d timely performance in accordance with the n reserves the right to terminate this Agreement for any or upon written notice to Consultant stating the effective date 17.2 Commission may terminate this Agreement with Consultant should Consultant fail to perform the covenants herein contained at the time and in the manner herein provided. In the event of such termination, Commission may proceed with the Services in any manner deemed proper by Commission. If Commission terminates this Agreement with Consultant, Commission shall pay Consultant the sum due to Consultant under this Agreement for Services completed and accepted prior to termination, unless the cost of completion to Commission exceeds the funds remaining in the Agreement. In such case, the overage shall be deducted from any sum due Consultant under this Agreement and the balance, if any, shall be paid to Consultant upon demand. 17.3 In addition to the above, payment upon termination shall include a prorated amount of profit, if applicable, but no amount shall be paid for anticipated profit on 17336.00030\33774355.1 9 326 unperformed Services. Consultant shall provide documentation deemed adequate by Commission's Contract Administrator to show the Services actually completed by Consultant prior to the effective date of termination. This Agreement shall terminate on the effective date of the Notice of Termination 17.4 Upon receipt of the written Notice of Termination, Consultant shall discontinue all affected Services as directed in the Notice or as otherwise provided herein, and deliver to the Commission all Documents and Data, as defined in this Agreement, as may have been prepared or accumulated by Consultant in performance of the Services, whether completed or in progress. 17.5 In addition to the above, Consultant shall be liable to the Commission for any reasonable additional costs incurred by the Commission to revise work for which the Commission has compensated Consultant under this Agreement, but which the Commission has determined in its sole discretion needs to be revised, in part or whole, to complete the Project because it did not meet the standard of care established in this Agreement. Termination of this Agreement for cause may be considered by the Commission in determining whether to enter into future agreements with Consultant. 17.6 The rights and remedies of the Parties provided in this Section are in addition to any other rights and remedies provided by law or under this Agreement. 17.7 Consultant, in executing this Agreement, shall be deemed to have waived any and all claims for damages which may otherwise arise from the Commission's termination of this Agreement, for convenience or cause, as provided in this Section. 17.8 Consu rninate this Agreement except for cause. 18. Cost Principles . • •inistrative Requirements. 18.1 Consultan agrees that the Contract Cost Principles and Procedures, 48 CFR, Federal Acquisition Regulations System, Chapter 1, Part 31.000 et seq., shall be used to determine the cost allowability of individual items. 18.2 Consultant also agrees to comply with federal procedures in accordance with 2 CFR, Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards. 18.3 Any costs for which payment has been made to CONSULTANT that are determined by subsequent audit to be unallowable under 2 CFR, Part 200 and 48 CFR, Federal Acquisition Regulations System, Chapter 1, Part 31.000 et seq., are subject to repayment by Consultant to Commission. 18.4 All subcontracts in excess of $25,000 shall contain the above provisions. 10 17336.00030\33774355.1 327 19. Retention of Records/Audit. For the purpose of determining compliance with, as applicable, 2 CFR Part 200, Public Contract Code 10115, et seq. and Title 21, California Code of Regulations, Chapter 21, Section 2500 et seq., when applicable and other matters connected with the performance of this Agreement pursuant to Government Code 8546.7; Consultant, subconsultants, and Commission shall maintain and make available for inspection all books, documents, papers, accounting records, and other evidence pertaining to the performance of this Agreement, including but not limited to, the costs of administering this Agreement. All parties shall make such materials available at their respective offices at all reasonable times during the Agreement period and for three years from the date of final payment under this Agreement. The State, State Auditor, Commission, or any duly authorized representative of the State or Federal Government shall have access to any books, records, and documents of Consultant and it's certified public accountants (CPA) work papers that are pertinent to this Agreement and, if applicable, indirect cost rates (ICR) for audit, examinations, e erpts, and transactions, and copies thereof shall be furnished if requested. Subcontr in excess of $25,000 shall contain this provision. 23.1 Accounting System. Consult and its su tractors shall establish and maintain an accounting system and records that properly ac ulate and segregate expenditures by line item for the Services. The accounting system of Consultant and its subcontractors shall conform to Generally Accepted Accounting Principles (GAAP), enable the determination of incurred costs at interim ..•ints of mpletion, and provide support for reimbursement payment vouchers or inv A� 20. Audit Review Proc 20.1 Any dispute concerning a question of fact arising under an interim or post audit of this Agreement that is not disposed of by agreement, shall be reviewed by Commission's Chief " ancial Officer. 20.2 Not later than 30 days after issuance of the final audit report, Consultant may request a review by Commission's Chief Financial Officer of unresolved audit issues. The request for review will be submitted in writing. 20.3 Neither the pendency of a dispute nor its consideration by Commission shall excuse Consultant from full and timely performance, in accordance with the terms of this Agreement. 21. Subcontracting. 21.1 Nothing contained in this Agreement or otherwise, shall create any contractual relation between Commission and any subconsultant(s), and no subcontract shall relieve Consultant of its responsibilities and obligations hereunder. Consultant agrees to be as fully responsible to Commission for the acts and omissions of its subconsultant(s) and of persons either directly or indirectly employed by any of them as it is for the acts and omissions of persons directly employed by Consultant. Consultant's obligation to pay its 17336.00030\33774355.1 11 328 subconsultant(s) is an independent obligation from Commission's obligation to make payments to the Consultant. 21.2 Consultant shall perform the Services contemplated with resources available within its own organization and no portion of the Services pertinent to this Agreement shall be subcontracted without written authorization by Commission's Contract Administrator, except that, which is expressly identified in the approved Cost Proposal. 21.3 Consultant shall pay its subconsultants within ten (10) calendar days from receipt of each payment made to Consultant by Commission. 21.4 Any subcontract in excess of $25,000 entered into as a result of this Agreement shall contain all the provisions stipulated in this Agreement to be applicable to subconsultants. 21.5 Any substitution of subconsultant( ,: i r.;ust be approved in writing by Commission's Contract Administrator prior to the sta by the subconsultant(s). 21.6 Exhibit "B" may set forth th es at which h subconsultant shall bill the Consultant for Services and that are su ct to bursement by the Commission to Consultant. The subconsultant rate schedule • , ' ost proposals contained herein are for accounting purposes only. 22. Equipment Purchase 22.1 Prior auth shall be required before subcontract for supplies, equ the necessity or desir 22.2 the Cost Proposal a Contract Administrato the request for such purc ng, by Commission's Contract Administrator to any unbudgeted purchase order, or es. Consultant shall provide an evaluation of ring such costs. e o any item, service or consulting work not covered in $5,000 prior authorization, in writing, by Commission's d. Three competitive quotations must be submitted with , or the absence of bidding must be adequately justified. 22.3 Any equipment purchased as a result of this Agreement is subject to the following: Consultant shall maintain an inventory of all nonexpendable property. Nonexpendable property is defined as having a useful life of at least two years and an acquisition cost of $5,000 or more. If the purchased equipment needs replacement and is sold or traded in, Commission shall receive a proper refund or credit at the conclusion of this Agreement, or if this Agreement is terminated, Consultant may either keep the equipment and credit Commission in an amount equal to its fair market value, or sell such equipment at the best price obtainable at a public or private sale, in accordance with established Commission procedures; and credit Commission in an amount equal to the sales price. If Consultant elects to keep the equipment, fair market value shall be determined at Consultant's expense, on the basis of a competent independent appraisal of such equipment. Appraisals shall be obtained from an appraiser mutually agreeable to by Commission and Consultant. If Consultant determines to sell the equipment, the terms 17336.00030\33774355.1 12 329 and conditions of such sale must be approved in advance by Commission. 2 CFR, Part 200 requires a credit to Federal funds when participating equipment with a fair market value greater than $5,000 is credited to the Project. 22.4 All subcontracts in excess $25,000 shall contain the above provisions. 23. Labor Code Requirements. 23.1 Prevailing Wages. (a) Consultant shall comply with the State of California's General Prevailing Wage Rate requirements in accordance with California Labor Code, Section 1770, and all Federal, State, and local laws and ordinances applicable to the Services. (b) Any subcontract entered into as - sult of this Agreement, if for more than $25,000 for public works construction or mor an $15,000 for the alteration, demolition, repair, or maintenance of public works, sh. • all of the provisions of this Section. (c) When prevailing w. sap• to the Services described in the Scope of Services, transportation and subsis . osts shall be reimbursed at the minimum rates set by the Department • Industr' elations (DIR) as outlined in the applicable Prevailing Wage Determinati ttp: dir.ca.gov. (d) Copie the • ^' iling ' ate of per diem wages in effect at commencement of this Agreem ar n fil the Commission's offices. Consultant shall make copies of the prevailin• tes o -r die wages for each craft, classification or type of worker needed to execute t - _ able to interested parties upon request, and shall post copies at th- '- - ul 's principal place of business and at the project site. Consultant shall def , ind- ify . • hold the Commission, its elected officials, officers, employees and age j, free an• har ' less from any claims, liabilities, costs, penalties or interest arising out o y failu or alleged failure to comply with the Prevailing Wage Laws. 23.2 DIR Registration. If the Services are being performed as part of an applicable "public works" or "maintenance" project, then pursuant to Labor Code Sections 1725.5 and 1771.1, the Consultant and all subconsultants must be registered with the Department of Industrial Relations. If applicable, Consultant shall maintain registration for the duration of the Project and require the same of any subconsultants. This Project may also be subject to compliance monitoring and enforcement by the Department of Industrial Relations. It shall be Consultant's sole responsibility to comply with all applicable registration and labor compliance requirements. 23.3 Eight -Hour Law. Pursuant to the provisions of the California Labor Code, eight hours of labor shall constitute a legal day's work, and the time of service of any worker employed on the work shall be limited and restricted to eight hours during any one calendar day, and forty hours in any one calendar week, except when payment for overtime is made at not less than one and one-half the basic rate for all hours worked in 17336.00030\33774355.1 13 330 ground of race, creed, national origin, ancestry, color or se shall be paid the standard wage paid to apprentices and trade in which he or she is employed and shall be em which he or she is registered. If California Labor Code Section 1777.5 subcontractor hereunder who employs worker apply to the joint apprenticeship council administe approving Consultant or any sub -consult. . •, the Upon issuance of this certificate, Cons number of apprentices provided for therei el the apprenticeship program in The parties express provisions of this Section and Labor Code in regard excess of eight hours per day ("Eight -Hour Law"), unless Consultant or the Services are not subject to the Eight -Hour Law. Consultant shall forfeit to Commission as a penalty, $50.00 for each worker employed in the execution of this Agreement by him, or by any sub -consultant under him, for each calendar day during which such workman is required or permitted to work more than eight hours in any calendar day and forty hours in any one calendar week without such compensation for overtime violation of the provisions of the California Labor Code, unless Consultant or the Services are not subject to the Eight -Hour Law. 23.4 Employment of Apprentices. This Agreement shall not prevent the employment of properly indentured apprentices in accordance with the California Labor Code, and no employer or labor union shall refuse to accept otherwise qualified employees as indentured apprentices on the work performed hereunder solely on the Every qualified apprentice e regulations of the craft or only in the craft or trade to the Sery s, Consultant and any pprenticeable craft or trade shall applicable standards for a certificate ment and training of apprentices. ub-consultant shall employ the contribute to the fund to administer the area of the work hereunder. t the responsibility for compliance with ections 1777.5, 1777.6 and 1777.7 of the California eable occupations lies with Consultant. 24. Owne`j_. of Mat'w:ials/Confidentiality. 24.1 Doixilo s & Data. This Agreement creates an exclusive and perpetual license for Com `.5 f sion to copy, use, modify, reuse, or sub -license any and all copyrights and designs embodied in plans, specifications, studies, drawings, estimates, materials, data and other documents or works of authorship fixed in any tangible medium of expression, including but not limited to, physical drawings or data magnetically or otherwise recorded on computer diskettes, which are prepared or caused to be prepared by Consultant under this Agreement ("Documents & Data"). Consultant shall require all subcontractors to agree in writing that Commission is granted an exclusive and perpetual license for any Documents & Data the subcontractor prepares under this Agreement. Consultant represents and warrants that Consultant has the legal right to grant the exclusive and perpetual license for all such Documents & Data. Consultant makes no such representation and warranty in regard to Documents & Data which were 17336.00030\33774355.1 14 331 prepared by design professionals other than Consultant or provided to Consultant by the Commission. Commission shall not be limited in any way in its use of the Documents & Data at any time, provided that any such use not within the purposes intended by this Agreement shall be at Commission's sole risk. 24.2 Intellectual Property. In addition, Commission shall have and retain all right, title and interest (including copyright, patent, trade secret and other proprietary rights) in all plans, specifications, studies, drawings, estimates, materials, data, computer programs or software and source code, enhancements, documents, and any and all works of authorship fixed in any tangible medium or expression, including but not limited to, physical drawings or other data magnetically or otherwise recorded on computer media ("Intellectual Property") prepared or developed by or on b If of Consultant under this Agreement as well as any other such Intellectual Property pared or developed by or on behalf of Consultant under this Agreement. The Commission shall have Intellectual Property developed or modified un wholly or in part by Commission, whether or no and whether or not developed by Consultant. assignments of any and all rights to t request of Commission. Consultant written assignments from an the above referenced Intelle termination of this Agr Property, it shall first retain a ht, title and interest in reemen hether or not paid for d in conjunction with Consultant, ultant will execute separate written nced Intellectual Property upon responsible to obtain in writing separate agents of Consultant of any and all right to ould Consultant, either during or following sire to use any of the above -referenced Intellectual approval of the Commission. nd documents which were developed or prepared by the Consultant for general o the execution of this Agreement and which are not the copyright of any other pa • ublicly available and any other computer applications, shall continue to be the property of the Consultant. However, unless otherwise identified and stated prior to execution of this Agreement, Consultant represents and warrants that it has the right to grant the exclusive and perpetual license for all such Intellectual Property as provided herein. Commission further is granted by Consultant a non-exclusive and perpetual license to copy, use, modify or sub -license any and all Intellectual Property otherwise owned by Consultant which is the basis or foundation for any derivative, collective, insurrectional, or supplemental work created under this Agreement. 24.3 Confidentiality. All ideas, memoranda, specifications, plans, procedures, drawings, descriptions, computer program data, input record data, written information, and other Documents and Data either created by or provided to Consultant in connection with the performance of this Agreement shall be held confidential by 17336.00030\33774355.1 15 332 Consultant. Such materials shall not, without the prior written consent of Commission, be used by Consultant for any purposes other than the performance of the Services. Nor shall such materials be disclosed to any person or entity not connected with the performance of the Services or the Project. Nothing furnished to Consultant which is otherwise known to Consultant or is generally known, or has become known, to the related industry shall be deemed confidential. Consultant shall not use Commission's name or insignia, photographs of the Project, or any publicity pertaining to the Services or the Project in any magazine, trade paper, newspaper, television or radio production or other similar medium without the prior written consent of Commission. 24.4 Infringement Indemnification. Consultant shall defend, indemnify and hold the Commission, its directors, officials, officers, employees, volunteers and agents free and harmless, pursuant to the indemnification provisions of this Agreement, for any alleged infringement of any patent, copyright, trade secret, tr..de name, trademark, or any other proprietary right of any person or entity in conseque � of the use on the Project by Commission of the Documents & Data, including any m: •rocess, product, or concept specified or depicted. 25. Indemnification. To the fullest e t p-_ mitted • law, Consultant shall defend, indemnify and hold Commission, Calt their directors, officials, officers, employees, consultants, volunteers, and agents fr d harmless from any and all claims, demands, causes of action, costs, exp: liabi loss, damage or injury, in law or equity, to property or persons, including o -a inverse condemnation, and any claims related to property acquisition an e a i• rules or failure to detect or abate hazardous materials, which are ird party, and which , in any manner arise out of or are incident to al red n ligen, :cts, omissions, or willful misconduct of Consultant, its officials, offic- e ► gents, consultants, and contractors arising out of or in connection wi • e • . rmance of the Services, the Project or this Agreement, including without limi nt of consequential damages, expert witness fees, and attorneys fee d other ate costs and expenses. Consultant shall defend, at Consultant's own co xpense d risk, any and all such aforesaid suits, actions or other legal proceedings of e ki r ;i'that may be brought or instituted against Commission, Caltrans, and their dire ., officials, officers, employees, consultants, agents, or volunteers. Consultant sha pay and satisfy any judgment, award or decree that may be rendered against Commission, Caltrans or their directors, officials, officers, employees, consultants, agents, or volunteers, in any such suit, action or other legal proceeding. Consultant shall reimburse Commission, Caltrans and their directors, officials, officers, employees, consultants, agents, and/or volunteers, for any and all legal expenses and costs, including reasonable attorney's fees, incurred by each of them in connection therewith or in enforcing the indemnity herein provided. Consultant's obligation to indemnify shall not be restricted to insurance proceeds, if any, received by Commission, Caltrans or their directors, officials officers, employees, consultants, agents, or volunteers. Notwithstanding the foregoing, to the extent Consultant's Services are subject to Civil Code Section 2782.8, the above indemnity shall be limited, to the extent required by Civil Code Section 2782.8, to claims that arise out of, pertain to, or relate to the negligence, recklessness, or willful misconduct of the Consultant. Consultant's obligations as set forth in this Section 28 shall survive expiration or termination of this Agreement. 16 17336.00030\33774355.1 333 26. Insurance. 26.1 Time for Compliance. Consultant shall not commence work under this Agreement until it has provided evidence satisfactory to the Commission that it has secured all insurance required under this Section, in a form and with insurance companies acceptable to the Commission. In addition, Consultant shall not allow any subcontractor to commence work on any subcontract until it has secured all insurance required under this Section. 26.2 Minimum Requirements. Consultant shall, at its expense, procure and maintain for the duration of the Agreement insurance against claims for injuries to persons or damages to property which may arise from or in connectio with the performance of the Agreement by the Consultant, its agents, representatives r ployees or subcontractors. Consultant shall also require all of its subcontractors cure and maintain the same insurance for the duration of the Agreement. Such sur e shall meet at least the following minimum levels of coverage: (a) Minimum Sco•e broad as the latest version of the following: (1) Ge Commercial General Liability coverage Automobile Liability: Insurance Services code 1 (any auto) or exact equivalent); a Liability: Workers' Compensati•.' , ,ranc Employer's Liability Insuranc (b) M no less than: (1) Gen injury and property general aggregate this Agreement/locati occurrence limit. Limits umbrella liability insurance, injury and property damage. Limits may be achieved by any combination of primary and excess or umbrella liability insurance; and (3) Workers' Compensation and Employer's Liability: Workers' Compensation limits as required by the Labor Code of the State of California. Employer's Liability limits of $1,000,000 per accident. of ur Coverage shall be at least as Liability: Insurance Services Office CG 0001 or exact equivalent); (2) Auto Coverage (form CA 0001, rs' Compensation and Employer's s required by the State of California and i Limi s �f Insurance. Consultant shall maintain limits ,000,000 per occurrence for bodily injury, personal rcial General Liability Insurance or other form with her the general aggregate limit shall apply separately to general aggregate limit shall be twice the required achieved by any combination of primary and excess or 2) Automobile Liability: $1,000,000 per accident for bodily 26.3 Professional Liability. Consultant shall procure and maintain, and require its sub -consultants to procure and maintain, fora period of five (5) years following completion of the Project, errors and omissions liability insurance appropriate to their profession. For Consultant, such insurance shall be in an amount not less than $2,000,000 per claim. This insurance shall be endorsed to include contractual liability applicable to this Agreement and shall be written on a policy form coverage specifically designed to protect against acts, errors or omissions of the Consultant. "Covered Professional Services" as designated in the policy must specifically include work 17336.00030\33774355.1 17 334 performed under this Agreement. The policy must "pay on behalf of" the insured and must include a provision establishing the insurer's duty to defend. Subconsultants of Consultant shall obtain such insurance in an amount not less than $2,000,000 per claim. Notwithstanding the foregoing, the Commission may consider written requests to lower or dispense with the errors and omissions liability insurance requirement contained in this Section for certain subconsultants of Consultant, on a case -by -case basis, depending on the nature and scope of the Services to be provided by the subconsultant. Approval of such request shall be in writing, signed by the Commission's Contract Administrator. 26.4 Aircraft Liability Insurance. Prior to conducting any Services requiring use of aircraft, Consultant shall procure and maintain, or cause to be procured and maintained, aircraft liability insurance or equivalent form, with a single limit as shall be required by the Commission. Such insurance shall include coverage for owned, hired and non -owned aircraft and passengers, and shall name, or :•e endorsed to name, the Commission, Caltrans and their directors, officials, offic.- employees and agents as additional insureds with respect to the Services or oper-.,' . performed by or on behalf of the Consultant. 26.5 Insurance Endorsements. following provisions, or Consultant shall provi Commission to add the following provisions to th (a) General Liabi (i) coverage for (1) bodily Injury (3) premises/operations liab limits that apply per Project; deleted; (7) contractu damage; and (9) in rance • ''cies shall contain the ments on forms approved by the urance policies: General Liability Insurance must include age; (2) personal Injury/advertising Injury; mpleted operations liability; (5) aggregate osion, collapse and underground (UCX) exclusion respect to this Agreement; (8) broad form property nts coverage. The policy shall contain no endorsements or provisions limiting coverage for (1) ; ,<<°-''`' al liability; (2) cross liability exclusion for claims or suits by one insured against anothe or (3) contain any other exclusion contrary to this Agreement. (iii) The policy shall give the Commission, its directors, officials, officers, employees, and agents insured status using ISO endorsement forms 20 10 10 01 and 20 37 10 01, or endorsements providing the exact same coverage. (iv) The additional insured coverage under the policy shall be "primary and non-contributory" and will not seek contribution from the Commission's or Caltrans' insurance or self-insurance and shall be at least as broad as CG 20 01 04 13, or endorsements providing the exact same coverage. (b) Automobile Liability. The automobile liability policy shall be endorsed to state that: (1) the Commission, Caltrans and their directors, officials, officers, employees and agents shall be covered as additional insureds with respect to the ownership, operation, maintenance, use, loading or unloading of any auto owned, leased, 17336.00030\33774355.1 18 335 hired or borrowed by the Consultant or for which the Consultant is responsible; and (2) the insurance coverage shall be primary insurance as respects the Commission, Caltrans and their directors, officials, officers, employees and agents, or if excess, shall stand in an unbroken chain of coverage excess of the Consultant's scheduled underlying coverage. Any insurance or self-insurance maintained by the Commission, Caltrans and their directors, officials, officers, employees and agents shall be excess of the Consultant's insurance and shall not be called upon to contribute with it in any way. (c) Workers' Compensation and Employers Liability Coverage. (i) Consultant certifies that he/she is aware of the provisions of Section 3700 of the California Labor Code which requires every employer to be insured against liability for workers' compensation or to undertake self-insurance in accordance with the provisions of that code, and he/she will comply w' h such provisions before commencing work under this Agreement. (ii) The insurer shall a against the Commission, its directors, officials, offi paid under the terms of the insurance policy Consultant. set forth hereunder. (d) All Coverage ( this Section are not intended waiver of any covera under this Agreeme the specified mini be available to the Co and agents as additiona coverage and limits shal Agreement; or (2) the broader coverage and maximum limits of coverage of any insurance policy or proceeds available to the named insured; whichever is greater. ve all rights of subrogation s and agents for losses rk performed by the be payable in addition to the limits s of specific coverage or limits contained in a coverage, limits, or other requirement, or a ovided by any insurance. It shall be a requirement e insurance proceeds broader than or in excess of overage requirements and/or limits set forth herein shall altrans and their directors, officials, officers, employees s under said policies. Furthermore, the requirements for (1) the minimum coverage and limits specified in this (iii) The limits of insurance required in this Agreement may be satisfied by a combination of primary and umbrella or excess insurance. Any umbrella or excess insurance shall contain or be endorsed to contain a provision that such coverage shall also apply on a primary and non-contributory basis for the benefit of the Commission (if agreed to in a written contract or agreement) before the Commission's own insurance or self-insurance shall be called upon to protect it as a named insured. The umbrella/excess policy shall be provided on a "following form" basis with coverage at least as broad as provided on the underlying policy(ies). (iv) Consultant shall provide the Commission at least thirty (30) days prior written notice of cancellation of any policy required by this Agreement, 17336.00030\33774355.1 19 336 except that the Consultant shall provide at least ten (10) days prior written notice of cancellation of any such policy due to non-payment of premium. If any of the required coverage is cancelled or expires during the term of this Agreement, the Consultant shall deliver renewal certificate(s) including the General Liability Additional Insured Endorsement to the Commission at least ten (10) days prior to the effective date of cancellation or expiration. (v) The retroactive date (if any) of each policy is to be no later than the effective date of this Agreement. Consultant shall maintain such coverage continuously for a period of at least three years after the completion of the work under this Agreement. Consultant shall purchase a one (1) year extended reporting period A) if the retroactive date is advanced past the effective date of this Agreement; B) if the policy is cancelled or not renewed; or C) if the policy is replaced by another claims -made policy with a retroactive date subsequent to the effective date of this As .-ement. (vi) The foregoing requir-, s as to the types and limits of insurance coverage to be maintained by Consultant, a ,: an ':,.royal of said insurance by the Commission, is not intended to and shall not in - manner ;t or qualify the liabilities and obligations otherwise assumed by the Cons t pu uant to Agreement, including but not limited to, the provisions concerning in• ' nif' ; ion. (vii) If at a of insurance required under this Agreeme canceled and not replaced, Commission insurance it deems necessary reimbursed by Consultant or from Consultant payments. The Commission may re•uire policies in effect for t e duri e life of the Agreement, any policy ply with these specifications or is ht but not the duty to obtain the ium paid by Commission will be promptly ithhold amounts sufficient to pay premium Commission may cancel this Agreement. onsultant to provide complete copies of all insurance e Project. Neither the Commission nor any of its directors, officials, officers, employees or W -nts :II be personally responsible for any liability arising under or by virtue of this Agree 26.6 Deductibles and Self -Insurance Retentions. Any deductibles or self - insured retentions must be declared to and approved by the Commission. If the Commission does not approve the deductibles or self -insured retentions as presented, Consultant shall guarantee that, at the option of the Commission, either: (1) the insurer shall reduce or eliminate such deductibles or self -insured retentions as respects the Commission, its directors, officials, officers, employees and agents; or, (2) the Consultant shall procure a bond guaranteeing payment of losses and related investigation costs, claims and administrative and defense expense. 26.7 Acceptability of Insurers. Insurance is to be placed with insurers with a current A.M. Best's rating no less than A:VI I I, licensed to do business in California, and satisfactory to the Commission. 17336.00030\33774355.1 20 337 26.8 Verification of Coverage. Consultant shall furnish Commission with original certificates of insurance and endorsements effecting coverage required by this Agreement on forms satisfactory to the Commission. The certificates and endorsements for each insurance policy shall be signed by a person authorized by that insurer to bind coverage on its behalf. All certificates and endorsements must be received and approved by the Commission before work commences. The Commission reserves the right to require complete, certified copies of all required insurance policies, at any time. 26.9 Subconsultant Insurance Requirements. Consultant shall not allow any subcontractors or subconsultants to commence work on any subcontract until they have provided evidence satisfactory to the Commission that they have secured all insurance required under this Section. Policies of commercial general liability insurance provided by such subcontractors or subconsultants shall be endorsed to name the Commission as an additional insured using ISO form CG 20 providing the exact same coverage. If requested by Co approve different scopes or minimum limits of insuran subconsultants. 26.10 Other Insurance. At its o additional coverage(s), limits and/or the reduc reasonable and prudent based upon risk factors Project. In retaining this option Com doe program to be adequate. Consultant sha to the insurance required in this Section. 27. Safety. Consult damage to any person or pr times be in compliance with regulations, and shal appropriate to the performed. Safety adequate life protecti accident prevention for scaffolds, fall protection I..ders, bridges, gang planks, confined space procedures, trenching and shoring, equipment and other safety devices, equipment and wearing apparel as are necessary or lawfully required to prevent accidents or injuries; and (C) adequate facilities for the proper inspection and maintenance of all safety measures. 8 04 13 or an endorsement Itant, the Commission may articular subcontractors or Comm! ion may require such uctibles or retentions it considers may directly or indirectly impact the t warrant Consultant's insurance o purchase insurance in addition nd maintain its work so as to avoid injury or out its Services, the Consultant shall at all pplica• e local, state and federal laws, rules and ecessary precautions for the safety of employees and the conditions under which the work is to be applicable shall include, but shall not be limited to: (A) saving equipment and procedures; (B) instructions in ployees and subcontractors, such as safe walkways, Pursuant to the authority contained in Section 591 of the Vehicle Code, the Commission has determined that the Project will contain areas that are open to public traffic. Consultant shall comply with all of the requirements set forth in Divisions 11, 12, 13, 14, and 15 of the Vehicle Code. Consultant shall take all reasonably necessary precautions for safe operation of its vehicles and the protection of the traveling public from injury and damage from such vehicles. 28. Additional Work. Any work or activities that are in addition to, or otherwise outside of, the Services to be performed pursuant to this Agreement shall only be 17336.00030\33774355.1 21 338 performed pursuant to a separate agreement between the parties. Notwithstanding the foregoing, the Commission's Executive Director may make a change to the Agreement, other than a Cardinal Change. For purposes of this Agreement, a Cardinal Change is a change which is "outside the scope" of the Agreement; in other words, work which should not be regarded as having been fairly and reasonably within the contemplation of the parties when the Agreement was entered into. An example of a change which is not a Cardinal Change would be where, in a contract to construct a building there are many changes in the materials used, but the size and layout of the building remains the same. Cardinal Changes are not within the authority of this provision to order, and shall be processed by the Commission as "sole source" procurements according to applicable law, including the requirements of FTA Circular 4220.1 F. (a) In addition to the cha modification which is signed by Consultant and the Commi than a Cardinal Change, may be made in order to: adjustment to the Agreement price, delivery schedu issuance of a Change Order, (2) reflect definitiv agreements of the parties modifying the ter Modification"). (b) Cons change, without written authorization from herein. In the event such a ch..m •e a Commission's Executive Direct ulta 29. Prohibited Inte 29.1 employed nor ret solely for Consultan it has not paid nor ha employee working solely onsultant, any fee, commission, percentage, brokerage fee, gift or other consideration ontingent upon or resulting from the award or making of this Agreement. For breach or violation of this warranty, the Commission shall have the right to rescind this Agreement without liability. nd tter cont thiAgreem es authorized above, a n's Executive Director, other ake a negotiated equitable terms resulting from the , and (3) reflect other t ("Bilateral Contract rform, nor be compensated for any s Executive Director as set forth atio is not issued and signed by the shall not provide such change. nsultant maintains and warrants that it has not r person, other than a bona fide employee working ecure this Agreement. Further, Consultant warrants that to pay any company or person, other than a bona fide 29.2 Commission Conflict of Interest. For the term of this Agreement, no member, officer or employee of the Commission, during the term of his or her service with the Commission, shall have any direct interest in this Agreement, or obtain any present or anticipated material benefit arising therefrom. 29.3 Conflict of Employment. Employment by the Consultant of personnel currently on the payroll of the Commission shall not be permitted in the performance of this Agreement, even though such employment may occur outside of the employee's regular working hours or on weekends, holidays or vacation time. Further, the employment by the Consultant of personnel who have been on the Commission payroll within one year prior to 17336.00030\33774355.1 22 339 the date of execution of this Agreement, where this employment is caused by and or dependent upon the Consultant securing this or related Agreements with the Commission, is prohibited. 29.4 Covenant Against Contingent Fees. As required in connection with federal funding, the Consultant warrants that he/she has not employed or retained any company or person, other than a bona fide employee working for the Consultant, to solicit or secure this Agreement, and that he/she has not paid or agreed to pay any company or person, other than a bona fide employee, any fee, commission, percentage, brokerage fee, gift, or any other consideration, contingent upon or resulting from the award or formation of this Agreement. For breach or violation of this warranty, the Commission shall have the right to terminate this Agreement without liability pursuant to the terms herein, or at its discretion to deduct from the Agreement price or consideration, or otherwise recover, the full amount of such fee, commission •ercentage, brokerage fee, gift, or contingent fee. 29.5 Rebates Kickbacks or Other wf °:;_onsideration. Consultant warrants that this Agreement was not obtained or cured th • h rebates kickbacks or other unlawful consideration, either promised • %aid t._. any Co ission employee. For breach or violation of this warranty, Commiss sh ave the right in its discretion; to terminate this Agreement without liability; to pa for the value of the work actually performed; or to deduct from the Agree • rice; o erwise recover the full amount of such rebate, kickback or other unlawful 29.6 Covenant � ��r _„t E �� diture of Commission, State or Federal Funds for Lobbying. The C. Itan ertifi that to the best of his/ her knowledge and belief no state, federal or to Y ge► •°'iated funds have been paid, or will be paid by or on behalf of the Consulta ny person for the purpose of influencing or attempting to influence an office f any state or federal agency; a Member of the State Legislature or Un ss; an officer or employee of the Legislature or Congress; or any o Member of the Legislature or Congress, in connection with the award of any <te or , •eral contract, grant, loan, or cooperative agreement, or the extension, continuat newal, amendment, or modification of any state or federal contract, grant, loan, or co perative agreement. (a) If any funds other than federal appropriated funds have been paid, or will be paid to any person for the purpose of influencing or attempting to influence an officer or employee of any federal agency; a Member of Congress; an officer or employee of Congress, or an employee of a Member of Congress; in connection with this Agreement, the Consultant shall complete and submit the attached Exhibit "G", Standard Form-LLL, "Disclosure Form to Report Lobbying," in accordance with the attached instructions. (b) The Consultant's certification provided in this Section is a material representation of fact upon which reliance was placed when this Agreement was entered into, and is a prerequisite for entering into this Agreement pursuant to Section 1352, Title 31, US. Code. Failure to comply with the restrictions on expenditures, or the 17336.00030\33774355.1 23 340 disclosure and certification requirements set forth in Section 1352, Title 31, US. Code may result in a civil penalty of not less than $10,000 and not more than $100,000 for each such failure. (c) The Consultant also agrees by signing this Agreement that he/she shall require that the language set forth in this Section be included in all Consultant subcontracts which exceed $100,000, and that all such subcontractors shall certify and disclose accordingly. 29.7 Employment Adverse to the Commission. Consultant shall notify the Commission, and shall obtain the Commission's written consent, prior to accepting work to assist with or participate in a third -party lawsuit or other legal or administrative proceeding against the Commission during the term of this Agreement. 30. Equal Opportunity Employment. Consultan opportunity employer and it shall not discriminate again applicant for employment because of race, religion, c age. Such non-discrimination shall include, but n initial employment, upgrading, demotion, transf layoff or termination. resents that it is an equal subcontractor, employee or al origin, ancestry, sex or all activities related to ruitment advertising, 31. Ri • ht to Em lo Other Con nts. C• ission reserves the right to employ other consultants in connection with the 32. Governing Law. Th' eem " hall be governed by and construed with the laws of the State of California. It .hall in Riverside County. 33. Disputes. Attorn es. 33.1 in good faith to r shall not excuse Co ing any action hereunder, the Parties shall attempt ute arising between them. The pendency of a dispute full and timely performance of the Services. 33.2. If the ies are unable to resolve a dispute after attempting in good faith to do so, the Parties may seek any other available remedy to resolve the dispute. If either Party commences an action against the other Party, either legal, administrative or otherwise, arising out of or in connection with this Agreement, the prevailing Party in such litigation shall be entitled to have and recover from the losing Party reasonable attorneys' fees and, all other costs of such actions. 34. Time of Essence. Time is of the essence for each and every provision of this Agreement. 35. Headings. Article and Section Headings, paragraph captions or marginal headings contained in this Agreement are for convenience only and shall have no effect in the construction or interpretation of any provision herein. 17336.00030\33774355.1 24 341 36. Notices. All notices permitted or required under this Agreement shall be given to the respective parties at the following address, or at such other address as the respective parties may provide in writing for this purpose: CONSULTANT: Jacobs Engineering Group, Inc. 3257 E. Guasti Road, Suite 120 Ontario, CA 91761 Attn: Seth Torma COMMISSION: Riverside County Transportation Commission 4080 Lemon Street, 3rd Floor Riverside, CA 92501 Attn: Executive Director Such notice shall be deemed made when personally delivered or when mailed, forty-eight (48) hours after deposit in the U.S. mail, first class postage prepaid, and addressed to the Party at its applicable address. Actual notice shall be deemed adequate notice on the date actual notice occurred, regardless of the method of service. 37. Conflicting Provisions. In the event that provisions of any attached exhibits conflict in any way with the provisions set forth in this Agreement, the language, terms and conditions contained in this Agreement shall control the actions and obligations of the Parties and the interpretation of the Parties' understanding concerning the performance of the Services. IRk 38. Amendment or Modification. No supplement, modification, or amendment of this Agreement shall be binding unless executed in writing and signed by both Parties. 39. Entire Agreement. This Agreement contains the entire agreement of the Parties relating to the subject matter hereof and supersedes all prior negotiations, agreements or understandings. 40. Invalidity; Severability. If any portion of this Agreement is declared invalid, illegal, or otherwise unenforceable by a court of competent jurisdiction, the remaining provisions shall continue in full force and effect. 41. Provisions Applicable When State Funds or Federal Funds Are Involved. Since funding for the Services shall be provided, in whole or in part, from the FTA, Consultant shall also fully and adequately comply with the provisions included in Exhibit "E" (FTA Requirements) attached hereto and incorporated herein by reference. 42. Survival. All rights and obligations hereunder that by their nature are to continue after any expiration or termination of this Agreement, including, but not limited to, the indemnification and confidentiality obligations, shall survive any such expiration or termination. 43. No Third Party Beneficiaries. There are no intended third party beneficiaries of any right or obligation assumed by the Parties. 17336.00030\33774355.1 25 342 44. Labor Certification. By its signature hereunder, Consultant certifies that it is aware of the provisions of Section 3700 of the California Labor Code which require every employer to be insured against liability for Workers' Compensation or to undertake self- insurance in accordance with the provisions of that Code, and agrees to comply with such provisions before commencing the performance of the Services. 45. Counterparts. This Agreement may be signed in counterparts, each of which shall constitute an original. 46. Signatures. A manually signed copy of this Agreement which is transmitted by facsimile, email or other means of electronic transmission shall be deemed to have the same legal effect as delivery of an original executed copy of this Agreement for all purposes. This Agreement may be signed using an electronic signature. 47. Subpoenas or Court Orders. Should ConsultF; `,' receive a subpoena or court order related to this Agreement, the Services or the Pro Consultant shall immediately provide written notice of the subpoena or court order t e ,; mission. Consultant shall not respond to any such subpoena or court order u otice to Commission is provided as required herein, and shall cooperate with e C•mmissio ' ''n responding to the subpoena or court order. 48. Assignment or Transfer. transfer, either directly or by operation of I the prior written consent of the Commissi and any assignees, hypothecate of such attempted assignmen hall not assign, hypothecate, or nt or any interest herein, without pt to do so shall be null and void, shall acquire no right or interest by reason or transfer. 49. Successors and 1 s. T 1 greement shall be binding on the successors and assigns of the pa », sh.. of be assigned by Consultant without the prior written consent of Commis 50. Incorpo 'ii',;•n of ' °vitals. The recitals set forth above are true and correct and are incorporated int• i greement as though fully set forth herein. 51. No Waiver. Failure of Commission to insist on any one occasion upon strict compliance with any of the terms, covenants or conditions hereof shall not be deemed a waiver of such term, covenant or condition, nor shall any waiver or relinquishment of any rights or powers hereunder at any one time or more times be deemed a waiver or relinquishment of such other right or power at any other time or times. [SIGNATURES ON FOLLOWING PAGE] 17336.00030\33774355.1 26 343 SIGNATURE PAGE TO PROFESSIONAL SERVICES AGREEMENT FOR ON -CALL MULTIMODAL TRANSIT/RAIL CONSULTING SERVICES (FTA FUNDED) IN WITNESS WHEREOF, this Agreement was executed on the date first written above. RIVERSIDE COUNTY TRANSPORTATION COMMISSION By: Anne Mayer, Executive Director Approved as to Form: By: Best, Best & Krieger LL General Counsel ii CONSULTANT JACOBS ENGINEERING GROUP, INC. By: • Signature me Title ATTEST: By: Its: A corporation requires the signatures of two corporate officers. One signature shall be that of the chairman of board, the president or any vice president and the second signature (on the attest line) shall be that of the secretary, any assistant secretary, the chief financial officer or any assistant treasurer of such corporation. If the above persons are not the intended signators, evidence of signature authority shall be provided to RCTC. 17336.00030\33774355.1 27 344 EXHIBIT "A" SCOPE OF SERVICES Exhibit A 17336.00030\33774355.1 345 Scope of Services Multimodal Support Services 1.0 GENERAL INFORMATION The Riverside County Transportation Commission (Commission) is an active participant in a number of multimodal efforts and initiatives in the region. Measure A provided the first sales tax funding for the commuter rail in Southern California. This later developed into the Southern California Regional Rail Authority (SCRRA) or Metrolink of which the Commission is a voting member and funding agency. The Measure A program also is in place to assist with Commuter Assistance Programs such as Rideshare and 1E511. It also supports specialized transit and general public transit through coordination with partner agencies and cities. The Commission has made significant investments in the transit and rail infrastructure, property, and use rights to enable and expand services in the region. The Commission is also involved in supporting intercity rail through Riverside and is planning for the development of a ne intercity rail route to Coachella Valley. The Commission participates in a number of regional tran the Citizens & Specialized Transit Advisory Committe Agency Advisory Committee, LOSSAN Board and Rail - Southern California Inland Corridor Group uth Coalition, Coachella Valley Association of Transportation NOW, and meetings with local tr Commission's multimodal program is th coordination efforts. In addition to supporting passen in Riverside County and owns This responsibility requires t these facilities, as well as overs services may include 1.0 GENERAL coordination efforts including STAC), trolink Board and Member nical Advise? ommittee, High Speed alifornia assenger Rail Planning ents Transportation Committee, providers. A key function of the nical input and oversight to these ission owns and operates the nine rail stations Line property from Riverside to San Jacinto. involved in the security and maintenance of ally op= ations and uses associated with them. Multimodal the following activities: The Commission is deg •i ,, list of pre -qualified consultants for Multimodal Transit/Rail Consulting Services. The = ualified consultants will supplement the work of the Commission staff in accordance with the specifications presented below. As support needs arise, the Commission will develop a brief scope of work and select a consultant from the list of bench consultants depending on the type of support needed, and the qualifications of the firm and/or cost. The selected consultant will respond by providing information about the level of effort required to perform the required services. This will be documented on a pre -approved Task Order (TO). Rates and cost for each TO will be in accordance with rates indicated in the price schedules. Upon approval by the Commission's Project Manager, a TO will be issued on a time and expense basis. The consultant will be required to commence work within five days or sooner after receiving a fully executed TO. These services will be funded using a variety of federal, state, and local funds. The consultant will need to be able to meet all the requirements associated with the specific fund type associated with each TO and the funding will be identified at the time the scope of work is released. Exhibit A-1 17336.00030\33774355.1 346 2.0 CONSULTANT'S RESPONSIBILITIES 2.1 The successful Consultant shall have a strong understanding of the latest local, regional, state, and federal policies, regulations, and planning documents 2.2 The Consultant shall research and incorporate appropriate land use, demographic, and ridership data and projections to prepare deliverables with appropriate maps, graphics, and images. 2.3 Consultant shall comply with all relevant disclosure requirements and maintain the highest ethical standards both, publicly and privately, including the avoidance of conflicts of interest. 2.4 requested by the Commission's designated project manag-r. Consultant shall provide other services within the individual's and/or firm's ability as 2.5 The Commission reserves the right to competitive d any or all portions of work addressed in this statement of work. 3.0 WORK ACTIVITIES Though the list is not all-inclusive, the successful Co y nt shall be required to perform b following services: 3.1 Planning, Feasibility Studies and Ana Perform, review, and conduct various' ®tanning studies and exercises related to the multimodal programs in Riverside County, including but not limited to: feasibility studies, strategic plans, service planning, operational analyses, and freight and goods movement studies. These activities may require the update or revision of an existing planning document, or the development of a new study. Examples of projects that have been completed and may need updating, or, may be developed include, but are not limited to: 1. Next Generation Rail Study 2. Rail Stations First/Last Mile Active Transportation Plan 3. Express Bus Study 4. Grade Separation Funding Priority Strategy 5. Warehousing and Logistics Truck Fee Study 6. Ridership Forecasting and Service Planning Models 7. Future Growth Market Assessments and Operational Analyses 8. Transit Oriented Development Plans 9. Future Rail Station Parking Needs Assessment 10. Rail Crossing Safety Improvements/Quiet Zone Plans 11. Zero Emission Bus Transition and Implementation Plan 12. Emerging Technology Feasibility Studies 13. Financial and Revenue Analyses 14. Sustainability and Climate Resiliency Studies Exhibit A-2 17336.00M \ 33774355.1 347 Other multimodal planning studies and analyses as needed to carry out the Commission's goals and objectives, and roles and responsibilities as the regional transportation planning agency. 3.2 Technical Support Technical assistance for the implementation of approved plans and studies, and to support the program management and delivery of services for the Multimodal Department. This may include, but is not limited to: 1. Preparing grant applications for competitive state and federal funding programs; 2. Preparing benefit -cost analyses; 3. Conducting ridership/station surveys; 4. Assisting in project development and administration of new or special projects; 5. Assisting in providing training and professional de lopment for compliance with state and federal laws and regulations; 6. Developing public engagement and marketing c npaigns for special events and projects; 7. Preparing scope of work documents for procuremer services; 8. Planning support for intercity rail projects; and 9. Oversight and subrecipient compliance for federal grants Other technical support as needed o improve the effectiveness of the projects and programs in the Multimodal Depart Exhibit A-3 17336.00030\33774355.1 348 EXHIBIT "B" COMPENSATION AND PAYMENT Exhibit B-1 17336.00030\33774355.1 349 EXHIBIT "B" COMPENSATION SUMMARY FIRM PROJECT TASKS/ROLE COST Prime Consultant: Jacobs Engineering Group Transit/Rail Support Services $ 5,000,000.00 Sub Consultants: Moffatt & Nichol Transportation/Railroad Engineering Support TBD Arellano Associates Stakeholder and Community Outreach TBD DBK Advisory Services, LLC Rail Class 1 Negotiations TBD DB E.C.O. North America Passenger and Freight Operations Modeling TBD Resource Systems Group, Inc. Ridershipp Modeling and Sureys TBD TTG Environmental & Assocates Corp. Environmental TBD AA _App. TOTAL COSTS e 5,000,000.00 1 Commission authorization pertains to total contract award amount. Compensation adjustments between consultants may occur; however, the maximum total compensation authorized may not be exceeded. 350 EXHIBIT "C" FTA REQUIREMENTS Exhibit C-1 17336.00030\33774355.1 351 FTA FUNDING REQUIREMENTS (Non-construction/maintenance work) As used herein, "RCTC" shall have the same meaning as the "Commission." The term "contract" or "Contract" shall have the same meaning as the "Agreement." 1. No Obligation by the Federal Government a. RCTC and Consultant acknowledge and agree that, notwithstanding any concurrence by the Federal Government in or approval of the solicitation or award of the underlying contract, absent the express written consent by the Federal Government, the Federal Government is not a party to this contract and shall not be subject to any obligations or liabilities to the Purchaser, Consultant, or any other party (whether or not a party to that contract) pertaining to any matter resulting from the underlying contract. b. The Consultant agrees to include the above clause in each subcontract financed in whole or in part with Federal assistance provided by FTA. It is further agreed t . e clause shall not be modified, except to identify the subconsultant who will be subject to its p sions. 2. Program Fraud and False or Fraudulent State is or R d Acts a. The Consultant acknowledges that the provis of thArogram Fraud Civil Remedies Act of 1986, as amended, 31 U.S.C. § 3801 et seq. and U.S. DOT regulations, "Program Fraud Civil Remedies," 49 C.F.R. Part 31, apply to its actions pertaining to this Project. Upon execution of the underlying contract, the Consultant certifies or affirms the truthSulness and accuracy of any statement it has made, it makes, it may make, or causes to be made, pertaining to the underlying contract or the FTA assisted project for which this coilrt t work is being performed. In addition to other penalties that may be applicable, the Consultant furtl r acknowledges that if it makes, or causes to be made, a false, fictitious, or fraudulent claim, statement submission, or certification, the Federal Government reserves the right to impose the penalties of the Program Fraud Civil Remedies Act of 1986 on the Consultant to the extent tie Federal Government deems appropriate. b. The Consultant also acknowl ges that if it makes, or causes to be made, a false, fictitious, or fraudulent claim, statement, submiss n, or certification to the Federal Government under a contract connected with a project that is financed in whole or in part with Federal assistance originally awarded by FTA under the authority of 49 U.S.C. § 5307, the Government reserves the right to impose the penalties of 18 U.S.C. § 1001 and 49 U.S.C. § 5307(n)(1) on the Consultant, to the extent the Federal Government deems appropriate. c. The Consultant agrees to include the above two clauses in each subcontract financed in whole or in part with Federal assistance provided by FTA. It is further agreed that the clauses shall not be modified, except to identify the subconsultant who will be subject to the provisions. 3. Access to Records The Consultant agrees to the following access to records requirements: a. To provide RCTC, the FTA Administrator, the Comptroller General of the United States or any of their authorized representatives access to any books, documents, papers and records of the Consultant which are directly pertinent to this contract for the purposes of making audits, Exhibit C-1 17336.00030\33774355.1 352 examinations, excerpts and transcriptions. Consultant also agrees, pursuant to 49 C. F. R. 633.17 to provide the FTA Administrator or his authorized representatives including any PMO Consultant access to Consultant's records and construction sites pertaining to a major capital project, defined at 49 U.S.C. 5302(a)1, which is receiving federal financial assistance through the programs described at 49 U.S.C. 5307, 5309 or 5311. b. To make available in the case of a contract for a capital project or improvement, as defined above and awarded by other than competitive bidding in accordance with 49 U.S.C. 5325(a), records related to the contract to RCTC, the Secretary of Transportation and the Comptroller General or any authorized officer or employee of any of them for the purposes of conducting an audit and inspection. c. To maintain all books, records, accounts and reports required under this contract for a period of not less than three years after the date of termination or expiration of this contract, except in the event of litigation or settlement of claims arising from the performance of this contract, in which case Consultant agrees to maintain same until RCTC, the FTA Administrator, the Comptroller General, or any of their duly authorized representatives, have disposed of all h litigation, appeals, claims or exceptions related thereto. Reference 49 CFR 18.39(i)(11). d. To permit any of the foregoing parties to reprodAle by an ans whatsoever or to copy excerpts and transcriptions as reasonably needed. 4. Federal Changes The Consultant shall at all times comply with all applicable FTA regulations, policies, procedures and directives, including without limitation those listed directly or by reference in the Master Agreement between RCTC and FTA, as they ma , ended or promulgated from time to time during the term of this contract. Consultant's fail • so sply §hall constitute a material breach of this contract. 5. Civil Rights The following require is appl the • erlying contract: (1) Nondiscrimination - n accordance with Title VI of the Civil Rights Act, as amended, 42 U.S.C. § 2000d, section 303 of the Age Discrimination Act of 1975, as amended, 42 U.S.C. § 6102, section 202 of the Americans with Disabilities Act of 1990, 42 U.S.C. § 12132, and Federal transit law at 49 U.S.C. § 5332 and 49 CFR part 21, the Consultant agrees that it will not discriminate against any employee or applicant for employment because of race, color, creed, national origin, sex, age, or disability. In addition, the Consultant agrees to comply with applicable Federal implementing regulations and other implementing requirements FTA may issue. (2) Equal Employment Opportunity - The following equal employment opportunity requirements apply to the underlying contract: (a) Race, Color, Creed, National Origin, Sex - In accordance with Title VII of the Civil Rights Act, as amended, 42 U.S.C. § 2000e, and Federal transit laws at 49 U.S.C. § 5332, the Consultant agrees to comply with all applicable equal employment opportunity requirements of U.S. Department of Labor (U.S. DOL) regulations, "Office of Federal Contract Compliance Programs, Equal Employment Opportunity, Department of Labor," 41 C.F.R. Parts 60 et seq ., (which implement Executive Order No. 11246, "Equal Employment Opportunity," as amended by Executive Order No. 11375, Exhibit C-2 17336.00030\33774355.1 353 "Amending Executive Order 11246 Relating to Equal Employment Opportunity," 42 U.S.C. § 2000e note), and with any applicable Federal statutes, executive orders, regulations, and Federal policies that may in the future affect construction activities undertaken in the course of the Project. The Consultant agrees to take affirmative action to ensure that applicants are employed, and that employees are treated during employment, without regard to their race, color, creed, national origin, sex, or age. Such action shall include, but not be limited to, the following: employment, upgrading, demotion or transfer, recruitment or recruitment advertising, layoff or termination; rates of pay or other forms of compensation; and selection for training, including apprenticeship. In addition, the Consultant agrees to comply with any implementing requirements FTA may issue. (b) Age - In accordance with section 4 of the Age Discrimination in Employment Act of 1967, as amended, 29 U.S.C. § § 623, Federal transit law at 49 U.S.C. § 5332, the Equal Employment Opportunity Commission (U.S. EEOC) regulations, "Age Discrimination in Employment Act," 29 C.F.R. part 1625, the Age Discrimination Act of 1975, as amended, 42 U.S.C. § 6101 et seq., U.S. Health and Human Services regulations, "Nondiscrimination on the Basis of Age in Programs or Activities Receiving Federal Financial Assistance," 45 C.F.R. part 91' the Consultant agrees to refrain from discrimination against present and prospective employees for reason of age. In addition, the Consultant agrees to comply with any implementing require nts FTA may issue. (c) Disabilities - In accordance with section 504 of thgteabilitation Act of 1973, as amended, 29 U.S.C. § 794, the Americans with Disabilities Act of 1990, as ai tended, 42 U.S.C. § 12101 et seq., the Architectural Barriers Act of 1968, as amended, 42 U.S.C. § 4151 et seq., and Federal transit law at 49 U.S.C. § 5332, the Consultant agrees that it will not discriminate against individuals on the basis of disability, and that it will comply with the requirements of 4.S. Equal Employment Opportunity Commission, "Regulations to Implement the Equal Employment Provisions of the Americans with Disabilities Act," 29 C.F.R. Part 16307pertaining to employment of persons with disabilities. In addition, the Consultant agrees to ply with any implementing requirements FTA may issue. f (3) The Consultant also agrees to these requirements in each subcontract financed in whole or in part with Federal as tance provid d by FTA, modified only if necessary to identify the affected parties. 6. FTA Disadvantag1d Busin Enterprise (DBE) Requirements A. General DBE Requirenishts: In accordance with Federal financial assistance agreements with the U.S. Department of Transportation (U.S. DOT), Commission has adopted a Disadvantaged Business Enterprise (DBE) Policy and Program, in conformance with Title 49 CFR Part 26, "Participation by Disadvantaged Business Enterprises in Department of Transportation Programs" (the "Regulations"). This RFP is subject to these stipulated regulations. In order to ensure that Commission achieves its overall DBE Program goals and objectives, Commission encourages the participation of DBEs as defined in 49 CFR 26 in the performance of contracts financed in whole or in part with U.S. DOT funds. It is the policy of the Commission to: 1. Ensure nondiscrimination in the award and administration of DOT -assisted contracts; 2. Create a level playing field on which DBE's can compete fairly for DOT -assisted contracts; Exhibit C-3 17336.00030\33774355.1 354 3. Ensure that the DBE program is narrowly tailored in accordance with applicable law; 4. Ensure that only firms that fully meet 49 C.F.R. part 26 eligibility standards are permitted to participate as DBE's; 5. Help remove barriers to the participation of DBEs in DOT assisted contracts; 6. To promote the use of DBEs in all types of federally assisted contracts and procurement activities; and 7. Assist in the development of firms that can compete successfully in the marketplace outside the DBE program. B. Discrimination: Consultant shall not discriminate on the basis of race, color, national origin, or sex in the award and performance of subcontracts. Any terms used herein that are defined in 49 CFR Part 26, or elsewhere in the Regulations, shall have the meaning orth in the Regulations. C. Commission's Race -Neutral DBE Program: A Race- t . 'BE Program is one that, while benefiting DBEs, is not solely focused on DBE firms. Therefore, und- ' ace -Neutral DBE Program, Commission does not establish numeric race-conscio pBE participati. :oals on its DOT -assisted contracts. There is no FTA DBE goal on this Projeo� Consultant shall not be required to achieve a specific level of DBE participation as a condition of contract compliance in the performance of this DOLT -assisted ntract. However, Consultant shall adhere to race -neutral DBE participation commitment(s) made at the time of award. D. Race -Neutral DBE Subm. ions and oing Reporting Requirements (Post -Award): At termination of the Contract, the successful Conil. ant shall complete and submit to Commission a "DBE Race -Neutral Participation Listing" in the f6rm provided by Commission. In the event DBE(s) are utilized in the perforn n of the A eement, Consultant shall comply with applicable reporting requirements. E. Performance of I BE Subco ultants: DBE subconsultants listed by Consultant in its "DBE Race -Neutral Participation Listing" submitted at the time of proposal shall perform the work and supply the materials for which they are listed, unless Consultant has received prior written authorization from Commission to perform the work with other forces or to obtain the materials from other sources. Consultant shall provide written notification to Commission in a timely manner of any changes to its anticipated DBE participation. This notice should be provided prior to the commencement of that portion of the work. F. DBE Certification Status: If a listed DBE subconsultant is decertified during the life of this Agreement, the decertified subconsultant shall notify Consultant in writing with the date of decertification. If a non -DBE subconsultant becomes a certified DBE during the life of this Agreement, the DBE subconsultant shall notify Consultant in writing with the date of certification. Consultant shall furnish the written documentation to Commission in a timely manner Consultant shall include this requirement in all subcontracts. G. Consultant's Assurance Clause Regarding Non -Discrimination: In compliance with State and Federal anti -discrimination laws, Consultant shall affirm that it will not exclude or discriminate on the Exhibit C-4 17336.00030\33774355.1 355 basis of race, color, national origin, or sex in consideration of contract award opportunities. Further, Consultant shall affirm that they will consider, and utilize subconsultants and vendors, in a manner consistent with non-discrimination objectives. H. Violations: Failure by the selected Consultant(s) to carry out these requirements shall be a material breach of the contract to be awarded pursuant to this RFP, which may result in the termination of the contract or such other remedy as the recipient deems appropriate, which may include, but is not limited to: (1) Withholding monthly progress payments; (2) Assessing sanctions; (3) Liquidated damages; and/or (4) Disqualifying the Consultant from future bidding as non -responsible. 49 C.F.R. § 26.13(b). I. Prompt Payment: Consultant shall pay its subconsultants for satisfactory performance of their contracts no later than 30 days from receipt of each payment Co s on makes to the Consultant. 49 C.F.R. § 26.29(a), unless a shorter period is provided in the co J. Compliance with DBE Requirements Contained in FTA visions: ultant shall comply with all DBE reporting and other requirements contained in th' greement. 7. Incorporation of Federal Transit Admiration ) Terms The preceding provisions include, in part, certaWi Stan arr erms and Conditions required by DOT, whether or not expressly set forth in tip. eceding contract provisions. All contractual provisions required by DOT, as set forth in FTA Circul ' 422011F are hereby incorporated by reference. Anything to the contrary herein notwithstanding, all FTA-mandated terms shall be deemed to control in the event of a conflict with other provisions contained in this Agreement. The Consultant shall not perform any act, fail to perform any act, or refuse to comply with any RCTC requests which would cause RCTC to be in violation of the F terms an conditions. 8. Debarment and Sus The Consultant agrees to the following: (1) It will comply with the following requirements of 2 CFR Part 180, subpart C, as adopted and supplemented by U.S. DOT regulations at 2 CFR Part 1200. (2) It will not enter into any "covered transaction" (as that phrase is defined at 2 CFR §§ 180.220 and 1200.220) with any subconsultant whose principal is, suspended, debarred, or otherwise excluded from participating in covered transactions, except as authorized by— (i) U.S. DOT regulations, "Nonprocurement Suspension and Debarment," 2 CFR Part 1200; (ii) U.S. OMB regulatory guidance, "Guidelines to Agencies on Governmentwide Debarment and Suspension (Nonprocurement)," 2 CFR Part 180; and (iii) Other applicable federal laws, regulations, or requirements regarding participation with debarred or suspended recipients or third party participants. Exhibit C-5 17336.00030\33774355.1 356 (3) It will review the U.S. GSA "System for Award Management — Lists of Parties Excluded from Federal Procurement and Nonprocurement Programs," if required by U.S. DOT regulations, 2 CFR Part 1200. 9. ADA Access Requirements The Consultant shall comply with all applicable requirements of the Americans with Disabilities Act of 1990 (ADA), 42 USC Section 12101 et seq; Section 504 of the Rehabilitation Act of 1973, as amended, 29 USC Section 794; 49 USC Section 5301(d). 10. Fly America To the extent applicable to the Services, the Consultant agrees to comply with 49 U.S.C. 40118 (the "Fly America" Act) in accordance with the General Services Administration's regulations at 41 CFR Part 301-10, which provide that recipients and sub recipients of Federal funds and their consultants are required to use U.S. Flag air carriers for U.S. Government -fin d international air travel and transportation of their personal effects or property, to the extent suc service is available, unless travel by foreign air carrier is a matter of necessity, as defined by the Fly America Act. The Consultant shall submit, if a foreign air carrier was used, an appropriate certification or memorandum adequately explaining why service by a U.S. flag air carrier was not available or why it was necessary to use a foreign air carrier and shall, in any event, provide a certificate of compliance with the Fly America requirements. The Consultant agrees to include the requirements of this section in all subcontracts that may involve international air transportation. 11. Cargo Preference - Use of United States - To the extent applicable to the Se s, Con ant agrees: 1. To use privately owned United Stat- a ercial vessels to ship at least 50 percent of the gross tonnage (computed s ately f dry bulk carriers, dry cargo liners, and tankers) involved, whenever shipping any equipment, mate or commodities pursuant to the underlying contract to the extent such vessels are available at fai and reasonable rates for United States -Flag commercial vessels; 2. To furnish within 20 wo s following the date of loading for shipments originating within the United States or within 30 rking days following the date of leading for shipments originating outside the United States, a legible copy of a rated, "on -board" commercial ocean bill -of -lading in English for each shipment of cargo described in the preceding paragraph to the Division of National Cargo, Office of Market Development, Maritime Administration, Washington, DC 20590 and to the FTA recipient (through the Consultant in the case of a subconsultant's bill -of -lading.) 3. To include these requirements in all subcontracts issued pursuant to this contract when the subcontract may involve the transport of equipment, material, or commodities by ocean vessel. 11. Buy America — Not applicable. 12. Employment Provisions To the extent applicable to the Services, Consultant shall comply with the following: Exhibit C-6 17336.00030\33774355.1 357 A. Equal Employment Opportunity Not applicable. B. Copeland "Anti -Kickback" Act (18 U.S.C. 874 and 40 U.S.C. 276c) — Not applicable. C. Contact Work Hours and Safety Standards Act (40 U.S.C. 327-333) —Not applicable. D. Release of Retainage No retainage will be withheld by the RCTC from progress payments due Consultant. Retainage by Consultant or subconsultants is prohibited, and no retainage will be held by the prime consultant from progress due subconsultants. Any violation of this provision shall subject the violating Consultant or subconsultants to the penalties, sanctions, and other remedies specified in Section 7108.5 of the California Business and Professions Code. This requirement shall not be construed to limit or impair any contractual, administrative, or judicial remedies, otherwise available to Consultant or subconsultant in the event of a dispute involving late payment or nonpayment by Consultant or deficient subconsultant performance, or noncompliance by a sub ultant. 13. Termination for Convenience RCTC may terminate the Agreement for convenience pde i rdance wit terms of the Agreement. After such termination, the Consultant shall submit a final temination settlement proposal to RCTC as directed. If the Consultant fails to submit a proposal within the time allowed, RCTC may determine, on the basis of information available, the amount, if any due the Consultant because of the termination and shall pay the amount determined. After the Consultant's pro osal is received, RCTC and Consultant shall negotiate a fair and equitable settl nt and the contract will be modified to reflect the negotiated agreement. If agreement cannot be reached, tCTC,play issue a final determination and pay the amount determined. If the Consultant does not agree With this final determination or the determination resulting from the lack of timely submission o roposal, the Consultant may appeal under the Disputes clause. 14. Administrative a i ontrac . • 1 Remedies on Breach; Termination for Cause a. The Consultant may be dec red in breach of this Agreement ("Breach") if the Consultant fails to make delivery of the supplies or to perform the services within the time specified herein or any extension thereof; or if the Consultant fails to perform any of the other provisions of the contract, or so fails to make progress as to endanger performance of this contract in accordance with its terms. In case of any of the foregoing, RCTC shall notify the Consultant of the Breach, and the Consultant shall have a period of ten (10) days (or such longer period as RCTC may authorize in writing) after receipt of notice from RCTC to cure the Breach. b. RCTC may, by written notice of termination to the Consultant specifying the effective date thereof, terminate the whole or any part of this contract, in the case of a Breach that is not cured within the timeframe set forth in (a) above ("Uncured Breach"). c. If the contract is terminated in whole or in part for an Uncured Breach, RCTC may procure upon such terms and in such manner as RCTC may deem appropriate, supplies or services similar to those so terminated, or may complete the services with its own forces. The Consultant shall be liable to RCTC for any excess costs for such similar supplies or services, and for any other costs incurred by Exhibit C-7 17336.00030\33774355.1 358 RCTC as a result of the Uncured Breach. The Consultant shall continue the performance of this contract to the extent not terminated under the provisions of this clause. d. Except with respect to defaults of Subconsultants, the Consultant shall not be liable for any excess costs if the failure to perform the contract arises out of causes beyond the control and without the fault or negligence of the Consultant. If the failure to perform is caused by the default of a Subconsultant, and if such default arises out of causes beyond the control of both the Consultant and the Subconsultant, and without the fault or negligence of either of them, the Consultant shall not be liable for any excess costs for failure to perform, unless the supplies or services to be furnished by the Subconsultant were obtainable from other sources in sufficient time to permit the Consultant to meet the required project completion schedule. e. Payment for completed services or supplies delivered to and accepted by RCTC shall be at the contract price. RCTC may withhold from amounts otherwise due the Consultant for such completed services or supplies such sum as RCTC determines to be necessa to protect RCTC against loss because of outstanding liens of claims of former lien holders, or to r burse RCTC for any other costs related to the Uncured Breach. f. If, after notice of termination of this contract for c - e, it is determined for any reason that an Uncured Breach did not exist, the rights and obligation he parties shall be the same as if the notice of termination had been issued pursuant to the provi s s fo s ination for convenience of RCTC. g. The rights and remedies of RCTC provide d in this clause shall not be exclusive and are in addition to any other rights and remedies provided by law, equi$ or under this contract including, but not limited to, the right to specific performanc y ywi out h. Notwithstanding the above, RCT y, providing an opportunity to cure, terminate the contract in accordance with the timeframe set forth in Section 17 of the contract, if RCTC determines such action is in its best interest based on the nature of the Breach. Such actions shall not limit any of RCTC's remedies set fortjabo 16. Disputes a. Except as otherwise provided in this Agreement, any dispute concerning a question of fact arising under this Agreement ATch is not disposed of by supplemental agreement shall be decided by RCTC's Deputy Executive Director, who shall reduce the decision to writing and mail or otherwise furnish a copy thereof to the Consultant. The decision of the RCTC Deputy Executive Director shall be final and conclusive unless, within thirty (30) days from the date of receipt of such copy, Consultant mails or otherwise furnishes to the RCTC Deputy Executive Director a written appeal addressed to RCTC's Executive Director. The decision of RCTC Executive Director or duly authorized representative for the determination of such appeals shall be final and conclusive. b. The provisions of this Paragraph shall not be pleaded in any suit involving a question of fact arising under this Agreement as limiting judicial review of any such decision to cases where fraud by such official or his representative or board is alleged, provided, however, that any such decision shall be final and conclusive unless the same is fraudulent or capricious or arbitrary or so grossly erroneous as necessarily to imply bad faith or is not supported by substantial evidence. In connection with any appeal proceeding under this Paragraph, the Consultant shall be afforded an opportunity to be heard and to offer evidence in support of its appeal. Exhibit C-8 17336.00030\33774355.1 359 c. Pending final decision of a dispute hereunder, Consultant shall proceed diligently with the performance of this Agreement and in accordance with the decision of RCTC's Deputy Executive Director. This "Disputes" clause does not preclude consideration of questions of law in connection with decisions provided for above. Nothing in this Agreement, however, shall be construed as making final the decision of any RCTC official or representative on a question of law, which questions shall be settled in accordance with the laws of the State of California. 17. Lobbying See the Byrd Anti -Lobbying Amendment, 31 U.S.C. 1352, as amended by the Lobbying Disclosure Act of 1995, P.L. 104-65 [to be codified at 2 U.S.C. § 1601, et seq.] - Consultants who apply or bid for an award of $100,000 or more shall file the certification required by 49 CFR part 20, "New Restrictions on Lobbying." Each tier certifies to the tier above that it will not and has not used Federal appropriated funds to pay any person or organization for influencing or attempting to influence an officer or employee of any agency, a member of Congress, officer or employee of Congress, or an employee of a member of Congress in connection with obtaining and Federal contract, grant or any other award covered by 31 U. S.C. 1352. Each tier shall also disclose the name of any registrant under the Lobbying Disclosure Act of 1995 who has made lobbying contacts on its behalf with non -Federal funds with respect to that Federal contract, grant or award covered by 31 U.S.C. 1352. Such disclosures are forwarded from tier to tier up to the rec nt. The Offeror shall complete and submit with its bid/proposal the attached Certification Rega g Ling, and if applicable, the Standard Form-LLL, "Disclosure Form to Report Lobbying." 18. Energy Conservation The Consultant agrees to comply wit which are contained in the state en and Conservation Act. 19. Clean Water dards and policies relating to energy efficiency lan issued in compliance with the Energy Policy a. The Consultant agrees to comply with all applicable standards, orders or regulations issued pursuant to the Federal' Water Po1ltion Control Act, as amended, 33 U.S.C. 1251 et seq. The Consultant agrees to report`each violation to RCTC and understands and agrees that RCTC will, in turn, report each violation as rarred to assure notification to FTA and the appropriate EPA Regional Office. d. The Consultant further agrees that: (1) It will not use any violating facilities; (2) It will report the use of facilities placed on or likely to be placed on the U.S. EPA "List of Violating Facilities;" (3) It will report violations of use of prohibited facilities to FTA; and (4) It will comply with the inspection and other requirements of the Clean Air Act, as amended, (42 U.S.C. §§ 7401 — 7671q); and the Federal Water Pollution Control Act as amended, (33 U.S.C. §§ 1251-1387). The Consultant also agrees to include these requirements in each subcontract exceeding $150,000 financed in whole or in part with Federal assistance provided by FTA. Exhibit C-9 17336.00030\33774355.1 360 20. Clean Air a. The Consultant agrees to comply with all applicable standards, orders or regulations issued pursuant to the Clean Air Act, as amended, 42 U.S.C. §§ 7401 et seq. The Consultant agrees to report each violation to RCTC and understands and agrees that RCTC will, in turn, report each violation as required to assure notification to FTA and the appropriate EPA Regional Office. b. The Consultant further agrees that: (1) It will not use any violating facilities; (2) It will report the use of facilities placed on or likely to be placed on the U.S. EPA "List of Violating Facilities;" (3) It will report violations of use of prohibited facilities to FTA; and (4) It will comply with the inspection and other requirements of the Clean Air Act, as amended, (42 U.S.C. §§ 7401 — 7671q); and the Federal Water Pollution Control Act as amended, (33 U.S.C. §§ 1251-1387). c. The Consultant also agrees to include these requi $150,000 financed in whole or in part with Federal assist 21. Recycled Products each subcontract exceeding e provid by FTA. V Recovered Materials - The Consultant agrees to comply 11 the requirements of Section 6002 of the Resource Conservation and Recovery Mt (RC s amended (42 U.S.C. 6962), including but not limited to the regulatory provisions of 40 CFR Part 247, and Executive Order 12873, as they apply to the procuremeittt3f the items designated in Subpart B of 40 CFR Part 247. 21. SPECIAL PROVISION ' ' O u ING COVID-19 SAFETY Section 49. Centers for to Wear Masks n Conveya' ces nd Prevention Order on Requirements for Persons d at Transportation Hubs. e (a) Compliance with CD ask O r. The Centers for Disease Control and Prevention ("CDC") Order of January 29, 2021, titled Requirement for Persons to Wear Masks While on Conveyances and at Transportation Hubs ("CDC Mask Order"), applies to this Agreement. One of the objectives of the CDC Mask Order is "[m]aintaining a safe and operating transportation system." Consultant agrees that it will comply, and will require all subconsultants to comply, with the CDC Mask Order. (b) Enforcement for non-compliance. Consultant agrees that FTA and RCTC may take enforcement action for non-compliance with the CDC Mask Order, including: (1) enforcement actions authorized by 49 U.S.C. § 5329(g); (2) referring Consultant to the CDC or other Federal authority for enforcement action; (3) enforcement actions authorized by 2 CFR §§ 200.339 — .340; and (4) any other enforcement action authorized by Federal law or regulation. Exhibit C-10 17336.00030\33774355.1 361 22. Safe Operation of Motor Vehicles Pursuant to Federal Executive Order No. 13043, "Increasing Seat Belt Use in the United States," April 16, 1997, 23 U.S.C. Section 402 note, FTA encourages each third party consultant to adopt and promote on-the-job seat belt use policies and programs for its employees and other personnel that operate company owned, rented, or personally operated vehicles, and to include this provision in each third party subcontract involving the project. a. The Consultant is encouraged to adopt and promote on-the-job seat belt use policies and programs for its employees and other personnel that operate company -owned vehicles, company -rented vehicles, or personally operated vehicles. The terms "company -owned" and "company -leased" refer to vehicles owned or leased either by the Consultant or RCTC. The Consultant agrees to adopt and enforce workplace safety policies to decrease crashes caused by distracted drivers, including policies to ban text messaging while using an electronic device supplied by an employer, and driving a vehicle the driver owns o nts, a vehicle Contactor owns, leases, or rents, or a privately -owned vehicle when on official ess in connection with the work performed under this contract. Exhibit C-11 17336.00030\33774355.1 362 EXHIBIT "0" DISCLOSURE OF LOBBYING ACTIVITIES Exhibit D-1 17336.00030\33774355.1 363 ON -CALL MULTIMODAL TRANSIT/RAIL CONSULTING SERVICES Appendix L - Disclosure of Lobbying Activities Local Assistance Procedures Manual EXHBIT 10-Q Disclosure of Lobbying Activities EXHIBIT 10-Q DISCLOSURE OF LOBBYING ACTIVITIES COMPLETE THIS FORM TO DISCLOSE LOBBYING ACTIVITIES PURSUANT TO 31 U.S.C. 1352 1. Type of Federal Action: 2. Status of Federal Action: a. contract b. grant c. cooperative agreement d. loan e. loan guarantee f. loan insurance ❑ a. bid/offer/application b. initial award c. post -award 4. Name and Address of Reporting Entity ❑ Prime 0Subawardee Tier , if known Congressional District, if known 6. Federal Department/Agency: 8. Federal Action Number, if known: 10. Name and Address of Lobby Entity (If individual, last name, first name, MI) (attac ontinuation She 12. Amount of Payment (check all apply) $ I Iactu• ■ planned 13. Form of Payment (check all t Ba. cash b. in-ki ecify: attire Vai 15. Brief Descrip if Services Pe officer(s), employee(s), or mem 3. Report Type: ❑ a. initial b. material change For Material Change Only: year quarter date of last report 5. If Reporting Entity in No. 4 is Subawardee, Enter Name and A I dress of Prime: Congres al 7. Federal Program N ,ifknown escription: 4 CFDA Nuter, if applica 9. Award Artfount, if known: 11. Individuals Performing Services (inclu5 ddress if different from No. 10) st name, MI) s) if nec sary) 14. Type of Payment (check all that apply) a. retainer b. one-time fee c. commission d. contingent fee e deferred f. other, specify rmed or to be performed and Date(s) of Service, including (s) contacted, for Payment Indicated in Item 12: (attach Continuation Sheet(s) if necessary) 16. Continuation Sheet(s) attached: Yes I I 17. Information requested through this form is authorized by Title 31 U.S.C. Section 1352. This disclosure of lobbying reliance was placed by the tier above when his transaction was made or entered into. This disclosure is required pursuant to 31 U.S.C. 1352. This information will be reported to Congress semiannually and will be available for public inspection. Any person who fails to file the required disclosure shall be subject to a civil penalty of not less than $10,000 and not more than $100,000 for each such failure. Federal Use Only: No n Signature: Print Name: Hany Haroun, PE Title: Vice President Telephone No.: (619) 272-7261 Date: 8/31/2022 Authorized for Local Reproduction Standard Form - LLL Standard Form LLL Rev. 04-28-06 Distribution: Orig- Local Agency Project Files LPP 13-01 APPENDIX L - 1 Page 1 May 8, 2013 364 ATTACHMENT 4 Agreement No. 23-25-018-00 PROFESSIONAL SERVICES AGREEMENT FOR ON -CALL MULTIMODAL TRANSIT/RAIL CONSULTING SERVICES (FTA FUNDED) Parties and Date. This Agreement is made and entered into this day of , 2022, by and between the RIVERSIDE COUNTY TRANSPORTATION COMMISSION ("the Commission") and MOTT MACDONALD GROUP, INC. ("Consultant"), a C CORPORATION. The Commission and Consultant ar metimes referred to herein individually as "Party", and collectively as the "Parties Recitals. 1 A. On November 8, 1988 the Voters of Riverside County approved Measure A authorizing the collection of a one-half percent (1/2 %) retail transactions and use tax (the "tax") to fund transportation programs and improvements within the County of Riverside, and adopting the Riverside County Transportation Improvement Plan (the "Plan"). B. Pursuant to Public ty Code Sections 240000 et seq., the Commission is authorized to allocate the pro ds oche Tax in furtherance of the Plan. C. On November 5, 2002,the vo fs of Riverside County approved an extension of the Measure A tax for an additional thirty (30) years for the continued funding of transportation and improvements within the County of Riverside. D. A source of funding for payment for on -call professional consulting services provided under this Agreement may be funds from the Federal Transit Administration ("FTA"). E. Consultant desires to perform and assume responsibility for the provision of certain on -call multimodal transit/rail consulting services in the County of Riverside, California. Services shall be provided on the terms and conditions set forth in this Agreement and in the task order(s) to be issued pursuant to this Agreement and executed by the Commission and the Consultant ("Task Order"). Consultant represents that it is experienced in providing such services to public clients, is licensed in the State of California (if necessary), and is familiar with the plans of the Commission. F. The Commission desires to engage Consultant to render such services on an on -call basis. Services shall be ordered by Task Order(s) to be issued pursuant to this Agreement for future projects as set forth herein and in each Task Order (each such project shall be designated a "Project" under this Agreement). 17336.00030\33774355.1 365 Terms. 1. General Scope of Services. Consultant shall furnish all technical and professional services, including labor, material, equipment, transportation, supervision and expertise, and incidental and customary work necessary for On -Call Multimodal Support Services ("Services"). The Services are more fully set forth in Exhibit "A" attached hereto and incorporated herein by reference. The Services shall be more particularly described in the individual Task Orders issued by the Commission's Executive Director or designee. No Services shall be performed unless authorized by a fully executed Task Order. All Services shall be subject to, and performed in accordance with, this Agreement, the relevant Task Order, the exhibits attached hereto and incorporated herein by reference, and all applicable local, state and federal laws, rules and regulations. 2. Term. 2.1 This Agreement shall go into eff :'` on - date first set forth above, contingent upon approval by Commission, and sultant I commence work after notification to proceed by Commission's Contra dmin'strator. Agreement shall end five years from the date set forth above, unl- ext: .ed by contract amendment. All Task Order work should be completed within th 2.2 Consultant is advis not binding on Commission until this Ag Commission. 2.3 This A unless earlier terminated as within the term of thi deadlines. All ap effect following th mendation for contract award is Ily executed and approved by the ain in effect until the date set forth above, ed . Consultant shall complete the Services nd shall meet any other established schedules and tion provisions of this Agreement shall remain in f this Agreement. 3. Commissi tract Administrator. The Commission hereby designates the Commission's Execu ` Director, or his or her designee, to act as its Contract Administrator for the performance of this Agreement ("Commission's Contract Administrator"). Commission's Contract Administrator shall have the authority to act on behalf of the Commission for all purposes under this Agreement. Commission's Contract Administrator shall also review and give approval, as needed, to the details of Consultant's work as it progresses. Consultant shall not accept direction or orders from any person other than the Commission's Contract Administrator or his or her designee. 4. Consultant's Representative. Consultant hereby designates Eric Banghart to act as its Representative for the performance of this Agreement ("Consultant's Representative"). Consultant's Representative shall have full authority to act on behalf of Consultant for all purposes under this Agreement. The Consultant's Representative shall supervise and direct the Services, using his or her professional skill and attention, and shall be responsible for all means, methods, techniques, sequences and procedures and for the 17336.00030\33774355.1 3 366 satisfactory coordination of all portions of the Services under this Agreement. Consultant shall work closely and cooperate fully with Commission's Contract Administrator and any other agencies which may have jurisdiction over, or an interest in, the Services. Consultant's Representative shall be available to the Commission staff at all reasonable times. Any substitution in Consultant's Representative shall be approved in writing by Commission's Contract Administrator. 5. Substitution of Key Personnel. Consultant has represented to the Commission that certain key personnel will perform and coordinate the Services under this Agreement. Should one or more of such personnel become unavailable, Consultant may substitute other personnel of at least equal competence upon written approval by the Commission. In the event that the Commission and Consultant cannot agree as to the substitution of the key personnel, the Commission shall be entitled to terminate this Agreement for cause, pursuant to the provisions herei ;;. The key personnel for performance of this Agreement are: Eric Banghart, M - zhao Hu, Sharon Greene, Darlene Gonzalez -Szabo, Gary Hewit, Jolene Haye I o_,.,- d Yalda, and Juan Carlos Hernandez. 6. Standard of Care; Licenses. Con `'ant r- • resent nd maintains that it is skilled in the professional calling necessary to • ..r R r'` Services, duties and obligations required by this Agreement to fully and adequate) J plete the Project. Consultant shall perform the Services and duties in co nce t• d consistent with the standards generally recognized as being employe • sio Is in the same discipline in the State of California. Consultant warrants th. - m • . ' ees and subcontractors shall have sufficient skill and experience to • ' the -rvices assigned to them. Consultant further represents and warrants to th omm ion t' its employees and subcontractors have all licenses, permits, qualificatio n • of whatever nature that are legally required to perform the Service nd such licenses and approvals shall be maintained throughout the term e- -nt. Consultant shall perform, at its own cost and expense and with rom the Commission, any services necessary to correct errors or omr • ns whic re caused by the Consultant's failure to comply with the standard of care provi• - for ein, and shall be fully responsible to the Commission for all damages and other es provided for in the indemnification provisions of this Agreement arising from the Consultant's errors and omissions. Any employee of Consultant or its sub -consultants who is determined by the Commission to be uncooperative, incompetent, a threat to the adequate or timely completion of the Project, a threat to the safety of persons or property, or any employee who fails or refuses to perform the Services in a manner acceptable to the Commission, shall be promptly removed from the Project by the Consultant and shall not be re-employed to perform any of the Services or to work on the Project. 7. Independent Contractor. The Services shall be performed by Consultant or under its supervision. Consultant will determine the means, methods and details of performing the Services subject to the requirements of this Agreement. Commission retains Consultant on an independent contractor basis and not as an employee, agent or representative of the Commission. Consultant retains the right to perform similar or different services for others during the term of this Agreement. Any additional personnel 4 17336.00030\33774355.1 367 performing the Services under this Agreement on behalf of Consultant shall at all times be under Consultant's exclusive direction and control. Consultant shall pay all wages, salaries and other amounts due such personnel in connection with their performance of Services and as required by law. Consultant shall be responsible for all reports and obligations respecting such personnel, including but not limited to, social security taxes, income tax withholdings, unemployment insurance, disability insurance, and workers' compensation insurance. 8. Task Orders; Commencement of Services; Schedule of Services. Consultant shall commence Services under a Task Order within five (5) days of receiving a fully executed Task Order from the Commission. Each Task Order shall identify the funding source(s) to be used to fund the Services under the relevant Task Order, and Consultant shall comply with the requirements specified herein, and in the attached exhibits, applicable to the identified funding source(s). Consultant shall perform the Services ex ' .'ously, within the term of this Agreement, and in accordance with any schedule of -rvi set forth in a Task Order ("Schedule"). Consultant represents that it has the fessiona d technical personnel to perform the Services in conformance with c•.. ditions. 'In order to facilitate Consultant's conformance with the Schedule, th sion shall respond to Consultant's submittals in a timely manner. Upon request o ` ` mission's Contract Administrator, Consultant shall provide a more detailed , • ule o icipated performance to meet the Schedule of Services. 8.1 Modificatio Commission, through corres required Services within th informed of all anticipated dela modification is necess for approval by Co Sch le. Consultant shall regularly report to the or '_ igress reports, its progress in providing periods. Commission shall be promptly the event that Consultant determines that a schedule shall promptly submit a revised Schedule of Services Administrator. 8.2 s. Consultant shall conduct trend meetings with the Commission's Contract istrator and other interested parties, as requested by the Commission, as may be tually scheduled by the Parties at a standard day and time. These trend meetings will encompass focused and informal discussions concerning scope, schedule, and current progress of Services, relevant cost issues, and future Project objectives. Consultant shall be responsible for the preparation and distribution of meeting agendas to be received by the Commission and other attendees no later than three (3) working days prior to the meeting. 8.3 Progress Reports. As part of its monthly invoice, Consultant shall submit a progress report, in a form determined by the Commission, which will indicate the progress achieved during the previous month in relation to the Schedule of Services. Submission of such progress report by Consultant shall be a condition precedent to receipt of payment from the Commission for each monthly invoice submitted. 9. Delay in Performance. 17336.00M \ 33774355.1 5 368 9.1 Excusable Delays. Should Consultant be delayed or prevented from the timely performance of any act or Services required by the terms of the Agreement by reason of acts of God or of the public enemy, acts or omissions of the Commission or other governmental agencies in either their sovereign or contractual capacities, fires, floods, epidemics, quarantine restrictions, strikes, freight embargoes or unusually severe weather, performance of such act shall be excused for the period of such delay. 9.2 Written Notice. If Consultant believes it is entitled to an extension of time due to conditions set forth in subsection 9.1, Consultant shall provide written notice to the Commission within seven (7) working days from the time Consultant knows, or reasonably should have known, that performance of the Services will be delayed due to such conditions. Failure of Consultant to provide such timely notice shall constitute a waiver by Consultant of any right to an excusable delay in time of performance. 9.3 Mutual Agreement. Performance any Services under this Agreement may be delayed upon mutual agreem-_:'. V.. the Parties. Upon such agreement, Consultant's Schedule of Services shall e e ded as necessary by the Commission. Consultant shall take all reasonabl- -ps to mi'' °'ze delay in completion, and additional costs, resulting from any such e nsio 10. Preliminary Review of Work. All re -, working papers, and similar work products prepared for submission in the - of pr. ng Services under this Agreement shall be submitted to the Commission's • A• nistrator in draft form, and the Commission may require revisions of such p o formal submission and approval. In the event that Commission' ract ministrator, in his or her sole discretion, determines the formally subm' d wo prod, t to be not in accordance with the standard of care established under A• ommission's Contract Administrator may require Consultant to revi e an. .ubmit e work at no cost to the Commission. 11. Appe Consultant shall re Project or necessary t required to, and will not, questions of a legal nature If and when required by the Commission, e at public hearings or other meetings related to the ance of the Services. However, Consultant shall not be any decision, interpretation or recommendation regarding which may be construed as constituting a legal opinion. 12. Opportunity to Cure; Inspection of Work. Commission may provide Consultant an opportunity to cure, at Consultant's expense, all errors and omissions which may be disclosed during Project implementation. Should Consultant fail to make such correction in a timely manner, such correction may be made by the Commission, and the cost thereof charged to Consultant. Consultant shall allow the Commission's Contract Administrator and Caltrans to inspect or review Consultant's work in progress at any reasonable time. 13. Final Acceptance. Upon determination by the Commission that Consultant has satisfactorily completed the Services required under this Agreement and within the term set forth herein the Commission shall give Consultant a written Notice of Final Acceptance. Upon receipt of such notice, Consultant shall incur no further costs 17336.00030\33774355.1 6 369 hereunder, unless otherwise specified in the Notice of Final Acceptance. Consultant may request issuance of a Notice of Final Acceptance when, in its opinion, it has satisfactorily completed all Services required under the terms of this Agreement. In the event copyrights are permitted under this Agreement, then in connection with Federal funding, it is hereby acknowledged and agreed that the United States Department of Transportation shall have the royalty -free non-exclusive and irrevocable right to reproduce, publish, or otherwise use, and to authorize others to use, the work for governmental purposes. 14. Laws and Regulations. Consultant shall keep itself fully informed of and in compliance with all local, state and federal laws, rules and regulations in any manner affecting the performance of the Project or the Services, including all Cal/OSHA requirements, and shall give all notices required by law. For example, and not by way of limitation, Consultant shall keep itself fully informed of and in compliance with all implementing regulations, design standards, specifications, •revious commitments that must be incorporated in the design of the Project, and aR nistrative controls including those of the United States Department of Transpo q o_ Compliance with Federal procedures may include completion of the applic. • - en,,`k,,'nmental documents and approved by the United States Department of Tran ; station. . ,_,. ample, and not by way of limitation, a signed Categorical Exclusion, Fi g of • Signific` ' t Impact, or published Record of Decision may be required to be appro a �, ' or completed by the United States Department of Transportation. For Consultant sh = liable for all violations of such laws and regulations in connection with Services 4{ , e Co tant performs any work knowing it to be contrary to such laws, rules and re •,.na i• l , thout giving written notice to the Commission, Consultant shall b- olely ns •'e for all costs arising therefrom. Consultant shall defend, indem► - holr ommission, its officials, directors, officers, employees and agents free a► arm .s, pu ant to the indemnification provisions of this Agreement, from any claim o • i ' - %ut of any failure or alleged failure to comply with such laws, rules or - - late 15. Fees 15.1 ulta' shall receive compensation, including authorized reimbursements, for all es rendered under this Agreement at the rates set forth in Exhibit "B" attached hereto and incorporated herein by reference. This Agreement shall be a fixed unit rate, indefinite delivery/indefinite quantity (i.e., Task Order) contract based upon the fully burdened labor rates and classifications set forth in Exhibit "B". The total compensation per Task Order shall be set forth in the relevant Task Order, and shall not exceed said amount without written approval of the Commission's Executive Director. 15.2 Any payments to Consultant for travel and subsistence expenses must be authorized in writing by Commission, and shall not exceed rates authorized to be paid exempt non -represented State employees under current State Department of Personnel Administration (DPA) rules, unless otherwise authorized by Commission. If the rates invoiced are in excess of those authorized DPA rates, and Commission has not otherwise approved said rates, then Consultant is responsible for the cost difference and any overpayments shall be reimbursed to the Commission on demand. 17336.00030\33774355.1 7 370 15.3 When milestone cost estimates are included in Exhibit "B" Consultant shall obtain prior written approval for a revised milestone cost estimate from the Contract Administrator before exceeding such cost estimate. 15.4 Progress payments for each Task Order shall be made monthly in arrears based on services provided and actual costs incurred. 15.5 Consultant shall not commence performance of work or services until this Agreement has been approved by Commission, and a Task Order has been authorized as detailed in Section 2 of this Agreement. No payment will be made prior to approval or for any work performed prior to approval of this Agreement, and receipt of Commission's Task Order Authorization. 15.6 Consultant shall be reimbursed, as pro •tly as fiscal procedures will permit upon receipt by Commission's Contract Admini or of itemized invoices in triplicate. Invoices shall be submitted no later than 45 ca r_,.. r days after the performance of work for which Consultant is billing. Invoices shall =tai work performed on each milestone and each project as applicable. Invoices :II follow :' format stipulated for the approved Cost Proposal and shall reference this ree ent num and project title. Final invoice must contain the final cost and al edi ue Commission including any equipment purchased under the Equipment Pur provisions of this Agreement. The final invoice should be submitted within P6 .lendar s after completion of Consultant's work. Invoices shall be mailed to Com on t Administrator at the following address: Riverside County Transporta Attention: Accounts Payabl P.O. 12008 Riverside, CA 92502 15.7 a total ount payable by Commission, shall not exceed the amount set forth in e. Tas rder. 15.8 Com sion has or will enter into six task order contracts for performance of the Scope of Services identified in Exhibit "A", including this Agreement. The other Task Order Contracts are HDR, 23-25-002-00, HNTB, 23-25-016-00, Jacobs Engineering, 23-25-017-00, STV, 23-25-019-00, and STV, 23-25-020-00. The total amount payable by Commission for the on -call multimodal transit/rail support services Task Order Contracts shall not exceed a cumulative maximum total value of Five Million Dollars ($5,000,000) ("NTE Sum"). It is understood and agreed that there is no guarantee, either expressed or implied that this dollar amount will be authorized under the on -call multimodal transit/rail support services Task Order Contracts through Task Orders. Each time a Task Order is awarded under any of the on -call multimodal transit/rail support services Task Order Contracts, Commission must send written notification to Consultant and each of the other consultants entering into the on -call multimodal transit/rail support services Task Order Contracts. The notice must identify the total funds allocated under issued Task Orders, and the remaining unencumbered amount of the NTE Sum. 17336.00030\33774355.1 8 371 Consultant acknowledges and agrees that Commission must not pay any amount under this Agreement that would exceed the NTE Sum, and Consultant must not enter into a Task Order that exceeds the NTE Sum. 15.9 Consultant shall not be reimbursed for any expenses unless authorized in writing by the Commission's Contract Administrator. 15.10 All subcontracts in excess of $25,000 shall contain the above provisions. 16. Disputes. 16.1 Any dispute, other than audit, concerning a question of fact arising under this Agreement that is not disposed of by mutual agr decided by a committee consisting of RCTC's Contract Capital Projects, who may consider written or verbal i ent of the Parties shall be inistrator and the Director of n submitted by Consultant. 16.2 Not later than 30 days aft ompletion • I Services under this Agreement, Consultant may request review a mission s Executive Director of unresolved claims or disputes, other than audit • uest for review will be submitted in writing. 16.3 Neither the penden committee will excuse Consulta full imely performance in accordance with the terms of this Agreement. 17. Termination. 17.1 no reason, in who of termination. ute, nor its consideration by the rues the right to terminate this Agreement for any or on +ritten notice to Consultant stating the effective date 17.2 Co ion may terminate this Agreement with Consultant should Consultant fail to perform t e covenants herein contained at the time and in the manner herein provided. In the event of such termination, Commission may proceed with the Services in any manner deemed proper by Commission. If Commission terminates this Agreement with Consultant, Commission shall pay Consultant the sum due to Consultant under this Agreement for Services completed and accepted prior to termination, unless the cost of completion to Commission exceeds the funds remaining in the Agreement. In such case, the overage shall be deducted from any sum due Consultant under this Agreement and the balance, if any, shall be paid to Consultant upon demand. 17.3 In addition to the above, payment upon termination shall include a prorated amount of profit, if applicable, but no amount shall be paid for anticipated profit on unperformed Services. Consultant shall provide documentation deemed adequate by Commission's Contract Administrator to show the Services actually completed by 17336.00030\33774355.1 9 372 Consultant prior to the effective date of termination. This Agreement shall terminate on the effective date of the Notice of Termination 17.4 Upon receipt of the written Notice of Termination, Consultant shall discontinue all affected Services as directed in the Notice or as otherwise provided herein, and deliver to the Commission all Documents and Data, as defined in this Agreement, as may have been prepared or accumulated by Consultant in performance of the Services, whether completed or in progress. 17.5 In addition to the above, Consultant shall be liable to the Commission for any reasonable additional costs incurred by the Commission to revise work for which the Commission has compensated Consultant under this Agreement, but which the Commission has determined in its sole discretion needs to be revised, in part or whole, to complete the Project because it did not meet the standard of care established in this Agreement. Termination of this Agreement for cause may be considered by the Commission in determining whether to enter into future agreements with Consultant. 17.6 The rights and remedies of the Parties provided in this Section are in addition to any other rights and remedies provided by law or under this Agreement. 17.7 Consultant, in executing this Agreement, shall be deemed to have waived any and all claims for damages which may otherwise arise from the Commission's termination of this Agreement, for convenience or cause, as provided in this Section. 17.8 Consultant may not terminate this Agreement except for cause. 18. Cost Principles and Administrative Requirements. 18.1 Consultant agrees that the Contract Cost Principles and Procedures, 48 CFR, Federal Acquisition Regulations System, Chapter 1, Part 31.000 et seq., shall be used to determine the cost allowability of individual items. 18.2 Consultant also agrees to comply with federal procedures in accordance with 2 CFR, Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards. 18.3 Any costs for which payment has been made to CONSULTANT that are determined by subsequent audit to be unallowable under 2 CFR, Part 200 and 48 CFR, Federal Acquisition Regulations System, Chapter 1, Part 31.000 et seq., are subject to repayment by Consultant to Commission. 18.4 All subcontracts in excess of $25,000 shall contain the above provisions. 19. Retention of Records/Audit. For the purpose of determining compliance with, as applicable, 2 CFR Part 200, Public Contract Code 10115, et seq. and Title 21, California Code of Regulations, Chapter 21, Section 2500 et seq., when applicable and other matters 10 17336.00030\33774355.1 373 connected with the performance of this Agreement pursuant to Government Code 8546.7; Consultant, subconsultants, and Commission shall maintain and make available for inspection all books, documents, papers, accounting records, and other evidence pertaining to the performance of this Agreement, including but not limited to, the costs of administering this Agreement. All parties shall make such materials available at their respective offices at all reasonable times during the Agreement period and for three years from the date of final payment under this Agreement. The State, State Auditor, Commission, or any duly authorized representative of the State or Federal Government shall have access to any books, records, and documents of Consultant and it's certified public accountants (CPA) work papers that are pertinent to this Agreement and, if applicable, indirect cost rates (ICR) for audit, examinations, excerpts, and transactions, and copies thereof shall be furnished if requested. Subcontracts in excess of $25,000 shall contain this provision. 23.1 Accounting System. Consultant and i, ubcontractors shall establish and maintain an accounting system and records that pr.; accumulate and segregate expenditures by line item for the Services. The acc• ing tem of Consultant and its subcontractors shall conform to Generally Accepte' `'ccounting ciples (GAAP), enable the determination of incurred costs at interim po of c.,w pletion, nd provide support for reimbursement payment vouchers or invoices. 20. Audit Review Procedures. 20.1 Any dispute concern' post audit of this Agreement t Commission's Chief Financi 20.2 Not later Consultant may req audit issues. The 20.3 Commission shall excus the terms of this Agreeme 21. Subcontracting. e "`` y n of fact arising under an interim or sed of by agreement, shall be reviewed by 30 days after issuance of the final audit report, Commission's Chief Financial Officer of unresolved ill be submitted in writing. pendency of a dispute nor its consideration by ultant from full and timely performance, in accordance with 21.1 Nothing contained in this Agreement or otherwise, shall create any contractual relation between Commission and any subconsultant(s), and no subcontract shall relieve Consultant of its responsibilities and obligations hereunder. Consultant agrees to be as fully responsible to Commission for the acts and omissions of its subconsultant(s) and of persons either directly or indirectly employed by any of them as it is for the acts and omissions of persons directly employed by Consultant. Consultant's obligation to pay its subconsultant(s) is an independent obligation from Commission's obligation to make payments to the Consultant. 17336.00030\33774355.1 11 374 21.2 Consultant shall perform the Services contemplated with resources available within its own organization and no portion of the Services pertinent to this Agreement shall be subcontracted without written authorization by Commission's Contract Administrator, except that, which is expressly identified in the approved Cost Proposal. 21.3 Consultant shall pay its subconsultants within ten (10) calendar days from receipt of each payment made to Consultant by Commission. 21.4 Any subcontract in excess of $25,000 entered into as a result of this Agreement shall contain all the provisions stipulated in this Agreement to be applicable to subconsultants. 21.5 Any substitution of subconsultant(s) must be approved in writing by Commission's Contract Administrator prior to the start of wo k by the subconsultant(s). 21.6 Exhibit "B" may set forth the rates bill the Consultant for Services and that are subject to to Consultant. The subconsultant rate schedules for accounting purposes only. 22. Equipment Purchase 22.1 Prior authorization, shall be required before Consultant en subcontract for supplies, equipm the necessity or desirability o 22.2 For pur the Cost Proposal and Contract Administr the request for su ich each subconsultant shall ement by the Commission als contained herein are mission's Contract Administrator unbudgeted purchase order, or . Consultant shall provide an evaluation of costs. , service or consulting work not covered in 5,000 prior authorization, in writing, by Commission's ree competitive quotations must be submitted with r th- absence of bidding must be adequately justified. 22.3 A -q ent purchased as a result of this Agreement is subject to the following: Consultan " all maintain an inventory of all nonexpendable property. Nonexpendable property is defined as having a useful life of at least two years and an acquisition cost of $5,000 or more. If the purchased equipment needs replacement and is sold or traded in, Commission shall receive a proper refund or credit at the conclusion of this Agreement, or if this Agreement is terminated, Consultant may either keep the equipment and credit Commission in an amount equal to its fair market value, or sell such equipment at the best price obtainable at a public or private sale, in accordance with established Commission procedures; and credit Commission in an amount equal to the sales price. If Consultant elects to keep the equipment, fair market value shall be determined at Consultant's expense, on the basis of a competent independent appraisal of such equipment. Appraisals shall be obtained from an appraiser mutually agreeable to by Commission and Consultant. If Consultant determines to sell the equipment, the terms and conditions of such sale must be approved in advance by Commission. 2 CFR, Part 200 requires a credit to Federal funds when participating equipment with a fair market value greater than $5,000 is credited to the Project. 17336.00030\33774355.1 12 375 22.4 All subcontracts in excess $25,000 shall contain the above provisions. 23. Labor Code Requirements. 23.1 Prevailing Wages. (a) Consultant shall comply with the State of California's General Prevailing Wage Rate requirements in accordance with California Labor Code, Section 1770, and all Federal, State, and local laws and ordinances applicable to the Services. (b) Any subcontract entered into as a result of this Agreement, if for more than $25,000 for public works construction or more than $15,000 for the alteration, demolition, repair, or maintenance of public works, shall contain all of the provisions of this Section. (c) When prevailing wages appl he Services described in the Scope of Services, transportation and subsistence all be reimbursed at the minimum rates set by the Department of Industri- 'elatio DIR) as outlined in the applicable Prevailing Wage Determination. See r_ //www.dir.c. •v. (d) Copies of the preva :' e of per diem wages in effect at commencement of this Agreement are on e at the • _ � mission's offices. Consultant shall make copies of the prevailing rates of pe . ge each craft, classification or type of worker needed to execute the Services terested parties upon request, and shall post copies at the Consult •nnc r, s,i •lace of business and at the project site. Consultant shall defend, inde a - hold i;.- Commission, its elected officials, officers, employees and agents free • ha y - fr. c any claims, liabilities, costs, penalties or interest arising out of any fai �i,; a' ' ailure to comply with the Prevailing Wage Laws. 23 If the Services are being performed as part of an applicable "public w " or "m. tenance" project, then pursuant to Labor Code Sections 1725.5 and 1771.1, the o tant and all subconsultants must be registered with the Department of Industrial ions. If applicable, Consultant shall maintain registration for the duration of the Project and require the same of any subconsultants. This Project may also be subject to compliance monitoring and enforcement by the Department of Industrial Relations. It shall be Consultant's sole responsibility to comply with all applicable registration and labor compliance requirements. 23.3 Eight -Hour Law. Pursuant to the provisions of the California Labor Code, eight hours of labor shall constitute a legal day's work, and the time of service of any worker employed on the work shall be limited and restricted to eight hours during any one calendar day, and forty hours in any one calendar week, except when payment for overtime is made at not less than one and one-half the basic rate for all hours worked in excess of eight hours per day ("Eight -Hour Law"), unless Consultant or the Services are not subject to the Eight -Hour Law. Consultant shall forfeit to Commission as a penalty, $50.00 for each worker employed in the execution of this Agreement by him, or by any sub -consultant under him, for each calendar day during which such workman is required or 13 17336.00030\33774355.1 376 permitted to work more than eight hours in any calendar day and forty hours in any one calendar week without such compensation for overtime violation of the provisions of the California Labor Code, unless Consultant or the Services are not subject to the Eight -Hour Law. 23.4 Employment of Apprentices. This Agreement shall not prevent the employment of properly indentured apprentices in accordance with the California Labor Code, and no employer or labor union shall refuse to accept otherwise qualified employees as indentured apprentices on the work performed hereunder solely on the ground of race, creed, national origin, ancestry, color or sex. Every qualified apprentice shall be paid the standard wage paid to apprentices under the regulations of the craft or trade in which he or she is employed and shall be employed only in the craft or trade to which he or she is registered. If California Labor Code Section 1777.5 applies to t subcontractor hereunder who employs workers in any apply to the joint apprenticeship council administerin approving Consultant or any sub -consultant for the Upon issuance of this certificate, Consultant number of apprentices provided for therein, as the apprenticeship program in each craft or trade The parties expressly understa provisions of this Section and with Sectio Labor Code in regard to all appr ervices, Consultant and any nticeable craft or trade shall standards for a certificate oymen "'' training of apprentices. ub-con , ' ant shall employ the ntribute to the fund to administer e area of the work hereunder. onsibility for compliance with , 77.6 and 1777.7 of the California upations lies with Consultant. 24. Ownershi. of - - iality. perpetual license fo copyrights and des materials, data and of expression, including bu recorded on computer di Consultant under this Agreement ("Documents & Data"). ts Data. This Agreement creates an exclusive and py, use, modify, reuse, or sub -license any and all in plans, specifications, studies, drawings, estimates, ts or works of authorship fixed in any tangible medium of ted to, physical drawings or data magnetically or otherwise ttes, which are prepared or caused to be prepared by Consultant shall require all subcontractors to agree in writing that Commission is granted an exclusive and perpetual license for any Documents & Data the subcontractor prepares under this Agreement. Consultant represents and warrants that Consultant has the legal right to grant the exclusive and perpetual license for all such Documents & Data. Consultant makes no such representation and warranty in regard to Documents & Data which were prepared by design professionals other than Consultant or provided to Consultant by the Commission. 17336.00030\33774355.1 14 377 Commission shall not be limited in any way in its use of the Documents & Data at any time, provided that any such use not within the purposes intended by this Agreement shall be at Commission's sole risk. 24.2 Intellectual Property. In addition, Commission shall have and retain all right, title and interest (including copyright, patent, trade secret and other proprietary rights) in all plans, specifications, studies, drawings, estimates, materials, data, computer programs or software and source code, enhancements, documents, and any and all works of authorship fixed in any tangible medium or expression, including but not limited to, physical drawings or other data magnetically or otherwise recorded on computer media ("Intellectual Property") prepared or developed by or on behalf of Consultant under this Agreement as well as any other such Intellectual Property prepared or developed by or on behalf of Consultant under this Agreement. The Commission shall have and ret.µ > all right, title and interest in Intellectual Property developed or modified under this .4,i',r,rsn ent whether or not paid for wholly or in part by Commission, whether or not deve • red 1 T_ junction with Consultant, and whether or not developed by Consultant. C» -ultant wi ecute separate written assignments of any and all rights to the abo efer ced Int `''`ectual Property upon request of Commission. Consultant shall al ., _respo •le to obtain in writing separate written assignments from any subcontractsi',s o Consultant of any and all right to the above referenced Intellectual P •erty. 'ul.: nsultant, either during or following termination of this Agreement to any of the above -referenced Intellectual Property, it shall first obtain t► ritt-. appr. .I of the Commission. All Consultant for gener copyright of any of continue to be the p stated prior to executio the right to grant the excl provided herein. documents which were developed or prepared by the execution of this Agreement and which are not the available and any other computer applications, shall Consultant. However, unless otherwise identified and reement, Consultant represents and warrants that it has and perpetual license for all such Intellectual Property as Commission further is granted by Consultant a non-exclusive and perpetual license to copy, use, modify or sub -license any and all Intellectual Property otherwise owned by Consultant which is the basis or foundation for any derivative, collective, insurrectional, or supplemental work created under this Agreement. 24.3 Confidentiality. All ideas, memoranda, specifications, plans, procedures, drawings, descriptions, computer program data, input record data, written information, and other Documents and Data either created by or provided to Consultant in connection with the performance of this Agreement shall be held confidential by Consultant. Such materials shall not, without the prior written consent of Commission, be used by Consultant for any purposes other than the performance of the Services. Nor shall such materials be disclosed to any person or entity not connected with the 17336.00030\33774355.1 15 378 performance of the Services or the Project. Nothing furnished to Consultant which is otherwise known to Consultant or is generally known, or has become known, to the related industry shall be deemed confidential. Consultant shall not use Commission's name or insignia, photographs of the Project, or any publicity pertaining to the Services or the Project in any magazine, trade paper, newspaper, television or radio production or other similar medium without the prior written consent of Commission. 24.4 Infringement Indemnification. Consultant shall defend, indemnify and hold the Commission, its directors, officials, officers, employees, volunteers and agents free and harmless, pursuant to the indemnification provisions of this Agreement, for any alleged infringement of any patent, copyright, trade secret, trade name, trademark, or any other proprietary right of any person or entity in consequence of the use on the Project by Commission of the Documents & Data, including any method, process, product, or concept specified or depicted. 25. Indemnification. To the fullest extent p ; ' i ed by law, Consultant shall defend, indemnify and hold Commission, Caltrans a ;,the ;.;rectors, officials, officers, employees, consultants, volunteers, and agents fre d harm) from any and all claims, demands, causes of action, costs, expenses, h ility, :.ss, da •e or injury, in law or equity, to property or persons, including wron• •e. `, inverse condemnation, and any claims related to property acquisition and reloc.`': rules or failure to detect or abate hazardous materials, which are brought hird p. and which , in any manner arise out of or are incident to alleged negli•;. -,n o ^ sions, or willful misconduct of Consultant, its officials, officers, em.loyee n onsultants, and contractors arising out of or in connection with the p- nce he Services, the Projector this Agreement, including without limitation th •ayme t of sequential damages, expert witness fees, and attorneys fees and oth la d expenses. Consultant shall defend, at Consultant's own cost, e • -ns- • risk, any and all such aforesaid suits, actions or other legal proceedings of • t may be brought or instituted against Commission, Caltrans, and the' ' irectors, •ffic` s, officers, employees, consultants, agents, or volunteers. Consul shall pa ` and satisfy any judgment, award or decree that may be rendered against Com sio altrans or their directors, officials, officers, employees, consultants, agents, or eers, in any such suit, action or other legal proceeding. Consultant shall reimburse Commission, Caltrans and their directors, officials, officers, employees, consultants, agents, and/or volunteers, for any and all legal expenses and costs, including reasonable attorney's fees, incurred by each of them in connection therewith or in enforcing the indemnity herein provided. Consultant's obligation to indemnify shall not be restricted to insurance proceeds, if any, received by Commission, Caltrans or their directors, officials officers, employees, consultants, agents, or volunteers. Notwithstanding the foregoing, to the extent Consultant's Services are subject to Civil Code Section 2782.8, the above indemnity shall be limited, to the extent required by Civil Code Section 2782.8, to claims that arise out of, pertain to, or relate to the negligence, recklessness, or willful misconduct of the Consultant. Consultant's obligations as set forth in this Section 28 shall survive expiration or termination of this Agreement. 16 17336.00030\33774355.1 379 26. Insurance. 26.1 Time for Compliance. Consultant shall not commence work under this Agreement until it has provided evidence satisfactory to the Commission that it has secured all insurance required under this Section, in a form and with insurance companies acceptable to the Commission. In addition, Consultant shall not allow any subcontractor to commence work on any subcontract until it has secured all insurance required under this Section. 26.2 Minimum Requirements. Consultant shall, at its expense, procure and maintain for the duration of the Agreement insurance against claims for injuries to persons or damages to property which may arise from or in connection with the performance of the Agreement by the Consultant, its agents, representatives, employees or subcontractors. Consultant shall also require all of its subcontractors to pro ure and maintain the same insurance for the duration of the Agreement. Such ins ce shall meet at least the following minimum levels of coverage: (a) Minimum Sco•e of Ins broad as the latest version of the following: (1) G Commercial General Liability coverage (occurr Automobile Liability: Insurance Services Office code 1 (any auto) or exact equivalent); T_ 3) Liability: Workers' Compensation insura Employer's Liability Insurance. (b) Mi����`um no less than: (1) General Li injury and property dama•e. general aggregate lim this Agreement/lo occurrence limit. Li umbrella liability insu injury and property dam excess or umbrella liability Liability: Workers' Compensation limits as required by the Labor Code of the State of California. Employer's Liability limits of $1,000,000 per accident. Co . ge shall be at least as ral Lability: I'a rance Services Office G 0001 or exact equivalent); (2) ss Auto Coverage (form CA 0001, s' Compensation and Employer's by the State of California and its • " nsurance. Consultant shall maintain limits per occurrence for bodily injury, personal ercia '` eneral Liability Insurance or other form with the general aggregate limit shall apply separately to g- ral aggregate limit shall be twice the required chieved by any combination of primary and excess or utomobile Liability: $1,000,000 per accident for bodily mits may be achieved by any combination of primary and surance; and (3) Workers' Compensation and Employer's 26.3 Professional Liability. Consultant shall procure and maintain, and require its sub -consultants to procure and maintain, fora period of five (5) years following completion of the Project, errors and omissions liability insurance appropriate to their profession. For Consultant, such insurance shall be in an amount not less than $2,000,000 per claim. This insurance shall be endorsed to include contractual liability applicable to this Agreement and shall be written on a policy form coverage specifically designed to protect against acts, errors or omissions of the Consultant. "Covered Professional Services" as designated in the policy must specifically include work performed under this Agreement. The policy must "pay on behalf of" the insured and must include a provision establishing the insurer's duty to defend. Subconsultants of Consultant 17336.00030\33774355.1 17 380 shall obtain such insurance in an amount not less than $2,000,000 per claim. Notwithstanding the foregoing, the Commission may consider written requests to lower or dispense with the errors and omissions liability insurance requirement contained in this Section for certain subconsultants of Consultant, on a case -by -case basis, depending on the nature and scope of the Services to be provided by the subconsultant. Approval of such request shall be in writing, signed by the Commission's Contract Administrator. 26.4 Aircraft Liability Insurance. Prior to conducting any Services requiring use of aircraft, Consultant shall procure and maintain, or cause to be procured and maintained, aircraft liability insurance or equivalent form, with a single limit as shall be required by the Commission. Such insurance shall include coverage for owned, hired and non -owned aircraft and passengers, and shall name, or be endorsed to name, the Commission, Caltrans and their directors, officials, officers, employees and agents as additional insureds with respect to the Services or operation • erformed by or on behalf of the Consultant. 26.5 Insurance Endorsements. The ura policies shall contain the following provisions, or Consultant shall provide eR `•rsemenf forms approved by the Commission to add the following provisions to = ins ance po -+es: (a) General Liability. (i) Comm coverage for (1) bodily Injury and propert (3) premises/operations liability; duc limits that apply per Project; ' exp .ion, deleted; (7) contractual liab damage; and (9) independent • Itants iability Insurance must include personal Injury/advertising Injury; mpleted operations liability; (5) aggregate lapse and underground (UCX) exclusion this Agreement; (8) broad form property verage. policy shall contain no endorsements or provisions limiting coverage fo contrac I liability; (2) cross liability exclusion for claims or suits by one insured against a q er; or ) contain any other exclusion contrary to this Agreement. The policy shall give the Commission, its directors, officials, officers, employees, and agents insured status using ISO endorsement forms 20 10 10 01 and 20 37 10 01, or endorsements providing the exact same coverage. (iv) The additional insured coverage under the policy shall be "primary and non-contributory" and will not seek contribution from the Commission's or Caltrans' insurance or self-insurance and shall be at least as broad as CG 20 01 04 13, or endorsements providing the exact same coverage. (b) Automobile Liability. The automobile liability policy shall be endorsed to state that: (1) the Commission, Caltrans and their directors, officials, officers, employees and agents shall be covered as additional insureds with respect to the ownership, operation, maintenance, use, loading or unloading of any auto owned, leased, hired or borrowed by the Consultant or for which the Consultant is responsible; and (2) the insurance coverage shall be primary insurance as respects the Commission, Caltrans and 17336.00030\33774355.1 18 381 their directors, officials, officers, employees and agents, or if excess, shall stand in an unbroken chain of coverage excess of the Consultant's scheduled underlying coverage. Any insurance or self-insurance maintained by the Commission, Caltrans and their directors, officials, officers, employees and agents shall be excess of the Consultant's insurance and shall not be called upon to contribute with it in any way. (c) Workers' Compensation and Employers Liability Coverage. (i) Consultant certifies that he/she is aware of the provisions of Section 3700 of the California Labor Code which requires every employer to be insured against liability for workers' compensation or to undertake self-insurance in accordance with the provisions of that code, and he/she will comply with such provisions before commencing work under this Agreement. (ii) The insurer shall agree t give all rights of subrogation against the Commission, its directors, officials, officers, oyees and agents for losses paid under the terms of the insurance policy which se m work performed by the Consultant. (d) All Coverages. (i) Defen - costs s be payable in addition to the limits set forth hereunder. (ii) »' uire s of specific coverage or limits contained in this Section are not intended a im tion • coverage, limits, or other requirement, or a waiver of any coverage nor ` ly pry • - • b : ny insurance. It shall be a requirement under this Agreement that an m :'• e ""ance proceeds broader than or in excess of the specified minimum ' ce erage requirements and/or limits set forth herein shall be available to the C missi• Ca s and their directors, officials, officers, employees and agents as add gal insure under said policies. Furthermore, the requirements for coverage and limits II be ) the minimum coverage and limits specified in this Agreement; or (2) the br. : a average and maximum limits of coverage of any insurance policy or proceeds availab o the named insured; whichever is greater. (iii) The limits of insurance required in this Agreement may be satisfied by a combination of primary and umbrella or excess insurance. Any umbrella or excess insurance shall contain or be endorsed to contain a provision that such coverage shall also apply on a primary and non-contributory basis for the benefit of the Commission (if agreed to in a written contract or agreement) before the Commission's own insurance or self-insurance shall be called upon to protect it as a named insured. The umbrella/excess policy shall be provided on a "following form" basis with coverage at least as broad as provided on the underlying policy(ies). (iv) Consultant shall provide the Commission at least thirty (30) days prior written notice of cancellation of any policy required by this Agreement, except that the Consultant shall provide at least ten (10) days prior written notice of cancellation of any such policy due to non-payment of premium. If any of the required 19 17336.00030\33774355.1 382 coverage is cancelled or expires during the term of this Agreement, the Consultant shall deliver renewal certificate(s) including the General Liability Additional Insured Endorsement to the Commission at least ten (10) days prior to the effective date of cancellation or expiration. (v) The retroactive date (if any) of each policy is to be no later than the effective date of this Agreement. Consultant shall maintain such coverage continuously for a period of at least three years after the completion of the work under this Agreement. Consultant shall purchase a one (1) year extended reporting period A) if the retroactive date is advanced past the effective date of this Agreement; B) if the policy is cancelled or not renewed; or C) if the policy is replaced by another claims -made policy with a retroactive date subsequent to the effective date of this Agreement. (vi) The foregoing requiremen , as to the types and limits of insurance coverage to be maintained by Consultant, and a pproval of said insurance by the Commission, is not intended to and shall not in any -r limit or qualify the liabilities and obligations otherwise assumed by the Consultant • sua • this Agreement, including but not limited to, the provisions concerning inde cation. (vii) If at any time in • life of the Agreement, any policy of insurance required under this Agreement does - omply with these specifications or is canceled and not replaced, Commissi. ':.s the t but not the duty to obtain the insurance it deems necessary and any •al. •y Commission will be promptly reimbursed by Consultant or Commission amounts sufficient to pay premium from Consultant payments. In t ., nati Commission may cancel this Agreement. The Commission may require - Co :..ultanw . provide complete copies of all insurance policies in effect for the dura ither the Commission nor any of its directors, officials, officers, employees. agents II • "? •ersonally responsible for any liability arising under or by virtue of this 26.6 De ��'!Pi .'a��,'`- s and Self -Insurance Retentions. Any deductibles or self - insured retentions must ' r declared to and approved by the Commission. If the Commission does not approve the deductibles or self -insured retentions as presented, Consultant shall guarantee that, at the option of the Commission, either: (1) the insurer shall reduce or eliminate such deductibles or self -insured retentions as respects the Commission, its directors, officials, officers, employees and agents; or, (2) the Consultant shall procure a bond guaranteeing payment of losses and related investigation costs, claims and administrative and defense expense. 26.7 Acceptability of Insurers. Insurance is to be placed with insurers with a current A.M. Best's rating no less than A:VIII, licensed to do business in California, and satisfactory to the Commission. 26.8 Verification of Coverage. Consultant shall furnish Commission with original certificates of insurance and endorsements effecting coverage required by this 17336.00030\33774355.1 20 383 Agreement on forms satisfactory to the Commission. The certificates and endorsements for each insurance policy shall be signed by a person authorized by that insurer to bind coverage on its behalf. All certificates and endorsements must be received and approved by the Commission before work commences. The Commission reserves the right to require complete, certified copies of all required insurance policies, at any time. 26.9 Subconsultant Insurance Requirements. Consultant shall not allow any subcontractors or subconsultants to commence work on any subcontract until they have provided evidence satisfactory to the Commission that they have secured all insurance required under this Section. Policies of commercial general liability insurance provided by such subcontractors or subconsultants shall be endorsed to name the Commission as an additional insured using ISO form CG 20 38 04 13 or an endorsement providing the exact same coverage. If requested by Consultant, the Commission may approve different scopes or minimum limits of insurance for •articular subcontractors or subconsultants. 26.10 Other Insurance. At its option additional coverage(s), limits and/or the reduction reasonable and prudent based upon risk factor Project. In retaining this option Commission program to be adequate. Consultant shall have t to the insurance required in this Sectio ission may require such eductibl -' r retentions it considers m direct r indirectly impact the warrant Consultant's insurance to purchase insurance in addition 27. Safety. Consultant shall exe• • tain its work so as to avoid injury or damage to any person or prope , ar 1 out its Services, the Consultant shall at all times be in compliance wit I ap icabl ocal, state and federal laws, rules and regulations, and shall exer all precautions for the safety of employees appropriate to the nature of th' yrk and " e conditions under which the work is to be performed. Safety pr . `'' a • licable shall include, but shall not be limited to: (A) adequate life prot g equipment and procedures; (B) instructions in accident preventio all a loyees and subcontractors, such as safe walkways, scaffolds, fall protect' bridges, gang planks, confined space procedures, trenching and shoring, - ent and other safety devices, equipment and wearing apparel as are necessary r lawfully required to prevent accidents or injuries; and (C) adequate facilities for the proper inspection and maintenance of all safety measures. Pursuant to the authority contained in Section 591 of the Vehicle Code, the Commission has determined that the Project will contain areas that are open to public traffic. Consultant shall comply with all of the requirements set forth in Divisions 11, 12, 13, 14, and 15 of the Vehicle Code. Consultant shall take all reasonably necessary precautions for safe operation of its vehicles and the protection of the traveling public from injury and damage from such vehicles. 28. Additional Work. Any work or activities that are in addition to, or otherwise outside of, the Services to be performed pursuant to this Agreement shall only be performed pursuant to a separate agreement between the parties. Notwithstanding the foregoing, the Commission's Executive Director may make a change to the Agreement, 17336.00030\33774355.1 21 384 other than a Cardinal Change. For purposes of this Agreement, a Cardinal Change is a change which is "outside the scope" of the Agreement; in other words, work which should not be regarded as having been fairly and reasonably within the contemplation of the parties when the Agreement was entered into. An example of a change which is not a Cardinal Change would be where, in a contract to construct a building there are many changes in the materials used, but the size and layout of the building remains the same. Cardinal Changes are not within the authority of this provision to order, and shall be processed by the Commission as "sole source" procurements according to applicable law, including the requirements of FTA Circular 4220.1 F. (a) In addition to the changes authorized above, a modification which is signed by Consultant and the Commission's Executive Director, other than a Cardinal Change, may be made in order to: (1) adjustment to the Agreement price, delivery schedule an issuance of a Change Order, (2) reflect definitive lett agreements of the parties modifying the terms of Modification"). ke a negotiated equitable er terms resulting from the tracts, and (3) reflect other ent ("Bilateral Contract (b) Consultants o rform, nor be compensated for any change, without written authorization from the Com sion's Executive Director as set forth herein. In the event such a change .11 izatio not issued and signed by the Commission's Executive Director, Consu ; !. •t `rovide such change. 29. Prohibited Interes 29.1 Solicita'' employed nor retained c solely for Consultant it has not paid no employee working gift or other considera Agreement. For breach to rescind this Agreement maintains and warrants that it has not o y or person, other than a bona fide employee working re this Agreement. Further, Consultant warrants that y any company or person, other than a bona fide ultant, any fee, commission, percentage, brokerage fee, gent upon or resulting from the award or making of this ation of this warranty, the Commission shall have the right ithout liability. 29.2 Commission Conflict of Interest. For the term of this Agreement, no member, officer or employee of the Commission, during the term of his or her service with the Commission, shall have any direct interest in this Agreement, or obtain any present or anticipated material benefit arising therefrom. 29.3 Conflict of Employment. Employment by the Consultant of personnel currently on the payroll of the Commission shall not be permitted in the performance of this Agreement, even though such employment may occur outside of the employee's regular working hours or on weekends, holidays or vacation time. Further, the employment by the Consultant of personnel who have been on the Commission payroll within one year prior to the date of execution of this Agreement, where this employment is caused by and or 17336.00030\33774355.1 22 385 dependent upon the Consultant securing this or related Agreements with the Commission, is prohibited. 29.4 Covenant Against Contingent Fees. As required in connection with federal funding, the Consultant warrants that he/she has not employed or retained any company or person, other than a bona fide employee working for the Consultant, to solicit or secure this Agreement, and that he/she has not paid or agreed to pay any company or person, other than a bona fide employee, any fee, commission, percentage, brokerage fee, gift, or any other consideration, contingent upon or resulting from the award or formation of this Agreement. For breach or violation of this warranty, the Commission shall have the right to terminate this Agreement without liability pursuant to the terms herein, or at its discretion to deduct from the Agreement price or consideration, or otherwise recover, the full amount of such fee, commission, percentage, brokerage fee, gift, or contingent fee. 29.5 Rebates, Kickbacks or Other Unl warrants that this Agreement was not obtained or s other unlawful consideration, either promised or breach or violation of this warranty, Commissi• hall terminate this Agreement without liability; to performed; or to deduct from the Agreement pric such rebate, kickback or other unlawful : 'derati Consideration. Consultant ed `" •ugh rebates kickbacks or to any mission employee. For ave the " ht in its discretion; to or the value of the work actually otherwise recover the full amount of 29.6 Covenant Against '> t .f Commission, State or Federal Funds for Lobbying. The Cons _ erti that to the best of his/ her knowledge and belief no state, federal or loc gen °;,:appr iated funds have been paid, or will be paid by or on behalf of the Consu „•t to i ;;< for the purpose of influencing or attempting to influence an officer or empla ? of any s' ate or federal agency; a Member of the State Legislature or Unites C• ess; an officer or employee of the Legislature or Congress; or any - •loyee . ber of the Legislature or Congress, in connection with the award of a tate or Feral contract, grant, loan, or cooperative agreement, or the extension, contin v '•n, r� -wal, amendment, or modification of any state or federal contract, grant, loan, or . rative agreement. (a) If any funds other than federal appropriated funds have been paid, or will be paid to any person for the purpose of influencing or attempting to influence an officer or employee of any federal agency; a Member of Congress; an officer or employee of Congress, or an employee of a Member of Congress; in connection with this Agreement, the Consultant shall complete and submit the attached Exhibit "G", Standard Form-LLL, "Disclosure Form to Report Lobbying," in accordance with the attached instructions. (b) The Consultant's certification provided in this Section is a material representation of fact upon which reliance was placed when this Agreement was entered into, and is a prerequisite for entering into this Agreement pursuant to Section 1352, Title 31, US. Code. Failure to comply with the restrictions on expenditures, or the disclosure and certification requirements set forth in Section 1352, Title 31, US. Code may 17336.00030\33774355.1 23 386 result in a civil penalty of not less than $10,000 and not more than $100,000 for each such failure. (c) The Consultant also agrees by signing this Agreement that he/she shall require that the language set forth in this Section be included in all Consultant subcontracts which exceed $100,000, and that all such subcontractors shall certify and disclose accordingly. 29.7 Employment Adverse to the Commission. Consultant shall notify the Commission, and shall obtain the Commission's written consent, prior to accepting work to assist with or participate in a third -party lawsuit or other legal or administrative proceeding against the Commission during the term of this Agreement. 30. Equal Opportunity Employment. Consultant r -•resents that it is an equal opportunity employer and it shall not discriminate against ., ;; subcontractor, employee or applicant for employment because of race, religion, colo. -,tional origin, ancestry, sex or age. Such non-discrimination shall include, but not • im to, all activities related to initial employment, upgrading, demotion, transfer, ruitmen ecruitment advertising, layoff or termination. 31. Right to Employ Other Consultants. other consultants in connection with the ' •'ect. ission reserves the right to employ 32. Governing Law. This Agree i •overned by and construed with the laws of the State of California. V a sha , in Riverside County. 33. Disputes; Atto 33.1 P in good faith to res shall not excuse ncing any action hereunder, the Parties shall attempt rising between them. The pendency of a dispute ful and timely performance of the Services. 33.2. If t 'ar 3 are unable to resolve a dispute after attempting in good faith to do so, the Parties seek any other available remedy to resolve the dispute. If either Party commences an action against the other Party, either legal, administrative or otherwise, arising out of or in connection with this Agreement, the prevailing Party in such litigation shall be entitled to have and recover from the losing Party reasonable attorneys' fees and, all other costs of such actions. 34. Time of Essence. Time is of the essence for each and every provision of this Agreement. 35. Headings. Article and Section Headings, paragraph captions or marginal headings contained in this Agreement are for convenience only and shall have no effect in the construction or interpretation of any provision herein. 17336.00030\33774355.1 24 387 36. Notices. All notices permitted or required under this Agreement shall be given to the respective parties at the following address, or at such other address as the respective parties may provide in writing for this purpose: CONSULTANT: Mott MacDonald Group, Inc. 1000 Wilshire Boulevard, Suite 400 Los Angles, CA 90017 Attn: Eric Banghart COMMISSION: Riverside County Transportation Commission 4080 Lemon Street, 3rd Floor Riverside, CA 92501 Attn: Executive Director Such notice shall be deemed made when personally delivered or when mailed, forty-eight (48) hours after deposit in the U.S. mail, first class postage prepaid, and addressed to the Party at its applicable address. Actual notice shall be deemed adequate notice on the date actual notice occurred, regardless of the method of service. 37. Conflicting Provisions. In the event that provisions of any attached exhibits conflict in any way with the provisions set forth in this Agreement, the language, terms and conditions contained in this Agreement shall control the actions and obligations of the Parties and the interpretation of the Parties' understanding concerning the performance of the Services. IRk 38. Amendment or Modification. No supplement, modification, or amendment of this Agreement shall be binding unless executed in writing and signed by both Parties. 39. Entire Agreement. This Agreement contains the entire agreement of the Parties relating to the subject matter hereof and supersedes all prior negotiations, agreements or understandings. 40. Invalidity; Severability. If any portion of this Agreement is declared invalid, illegal, or otherwise unenforceable by a court of competent jurisdiction, the remaining provisions shall continue in full force and effect. 41. Provisions Applicable When State Funds or Federal Funds Are Involved. Since funding for the Services shall be provided, in whole or in part, from the FTA, Consultant shall also fully and adequately comply with the provisions included in Exhibit "E" (FTA Requirements) attached hereto and incoroporated herein by reference. 42. Survival. All rights and obligations hereunder that by their nature are to continue after any expiration or termination of this Agreement, including, but not limited to, the indemnification and confidentiality obligations, shall survive any such expiration or termination. 43. No Third Party Beneficiaries. There are no intended third party beneficiaries of any right or obligation assumed by the Parties. 17336.00030\33774355.1 25 388 44. Labor Certification. By its signature hereunder, Consultant certifies that it is aware of the provisions of Section 3700 of the California Labor Code which require every employer to be insured against liability for Workers' Compensation or to undertake self- insurance in accordance with the provisions of that Code, and agrees to comply with such provisions before commencing the performance of the Services. 45. Counterparts. This Agreement may be signed in counterparts, each of which shall constitute an original. 46. Signatures. A manually signed copy of this Agreement which is transmitted by facsimile, email or other means of electronic transmission shall be deemed to have the same legal effect as delivery of an original executed copy of this Agreement for all purposes. This Agreement may be signed using an electronic signature. 47. Subpoenas or Court Orders. Should ConsultF; `,' receive a subpoena or court order related to this Agreement, the Services or the Pro Consultant shall immediately provide written notice of the subpoena or court order t e ,; mission. Consultant shall not respond to any such subpoena or court order u otice to Commission is provided as required herein, and shall cooperate with e C•mmissio ' ''n responding to the subpoena or court order. 48. Assignment or Transfer. transfer, either directly or by operation of I the prior written consent of the Commissi and any assignees, hypothecate of such attempted assignmen hall not assign, hypothecate, or nt or any interest herein, without pt to do so shall be null and void, shall acquire no right or interest by reason or transfer. 49. Successors and 1 s. T 1 greement shall be binding on the successors and assigns of the pa », sh.. of be assigned by Consultant without the prior written consent of Commis 50. Incorpo 'ii',;•n of ' °vitals. The recitals set forth above are true and correct and are incorporated int• i greement as though fully set forth herein. 51. No Waiver. Failure of Commission to insist on any one occasion upon strict compliance with any of the terms, covenants or conditions hereof shall not be deemed a waiver of such term, covenant or condition, nor shall any waiver or relinquishment of any rights or powers hereunder at any one time or more times be deemed a waiver or relinquishment of such other right or power at any other time or times. [SIGNATURES ON FOLLOWING PAGE] 17336.00030\33774355.1 26 389 SIGNATURE PAGE TO PROFESSIONAL SERVICES AGREEMENT FOR ON -CALL MULTIMODAL TRANSIT/RAIL CONSULTING SERVICES (FTA FUNDED) IN WITNESS WHEREOF, this Agreement was executed on the date first written above. RIVERSIDE COUNTY TRANSPORTATION COMMISSION By: Anne Mayer, Executive Director Approved as to Form: By: CONSULTANT MOTT MACDONALD GROUP, INC. Title 1( 111111"IIIIP ATTEST: Best, Best & Krieger LL General Counsel By: Its: A corporation requires the signatures of two corporate officers. One signature shall be that of the chairman of board, the president or any vice president and the second signature (on the attest line) shall be that of the secretary, any assistant secretary, the chief financial officer or any assistant treasurer of such corporation. If the above persons are not the intended signators, evidence of signature authority shall be provided to RCTC. 17336.00030\33774355.1 27 390 EXHIBIT "A" SCOPE OF SERVICES Exhibit A 17336.00030\33774355.1 391 Scope of Services Multimodal Support Services 1.0 GENERAL INFORMATION The Riverside County Transportation Commission (Commission) is an active participant in a number of multimodal efforts and initiatives in the region. Measure A provided the first sales tax funding for the commuter rail in Southern California. This later developed into the Southern California Regional Rail Authority (SCRRA) or Metrolink of which the Commission is a voting member and funding agency. The Measure A program also is in place to assist with Commuter Assistance Programs such as Rideshare and 1E511. It also supports specialized transit and general public transit through coordination with partner agencies and cities. The Commission has made significant investments in the transit and rail infrastructure, property, and use rights to enable and expand services in the region. The Commission is also involved in supporting intercity rail through Riverside and is planning for the development of a ne intercity rail route to Coachella Valley. The Commission participates in a number of regional tran the Citizens & Specialized Transit Advisory Committe Agency Advisory Committee, LOSSAN Board and Rail - Southern California Inland Corridor Group uth Coalition, Coachella Valley Association of Transportation NOW, and meetings with local tr Commission's multimodal program is th coordination efforts. In addition to supporting passen in Riverside County and owns This responsibility requires t these facilities, as well as overs services may include 1.0 GENERAL coordination efforts including STAC), trolink Board and Member nical Advise? ommittee, High Speed alifornia assenger Rail Planning ents Transportation Committee, providers. A key function of the nical input and oversight to these ission owns and operates the nine rail stations Line property from Riverside to San Jacinto. involved in the security and maintenance of ally op= ations and uses associated with them. Multimodal the following activities: The Commission is deg •i ,, list of pre -qualified consultants for Multimodal Transit/Rail Consulting Services. The = ualified consultants will supplement the work of the Commission staff in accordance with the specifications presented below. As support needs arise, the Commission will develop a brief scope of work and select a consultant from the list of bench consultants depending on the type of support needed, and the qualifications of the firm and/or cost. The selected consultant will respond by providing information about the level of effort required to perform the required services. This will be documented on a pre -approved Task Order (TO). Rates and cost for each TO will be in accordance with rates indicated in the price schedules. Upon approval by the Commission's Project Manager, a TO will be issued on a time and expense basis. The consultant will be required to commence work within five days or sooner after receiving a fully executed TO. These services will be funded using a variety of federal, state, and local funds. The consultant will need to be able to meet all the requirements associated with the specific fund type associated with each TO and the funding will be identified at the time the scope of work is released. Exhibit A-1 17336.00030\33774355.1 392 2.0 CONSULTANT'S RESPONSIBILITIES 2.1 The successful Consultant shall have a strong understanding of the latest local, regional, state, and federal policies, regulations, and planning documents 2.2 The Consultant shall research and incorporate appropriate land use, demographic, and ridership data and projections to prepare deliverables with appropriate maps, graphics, and images. 2.3 Consultant shall comply with all relevant disclosure requirements and maintain the highest ethical standards both, publicly and privately, including the avoidance of conflicts of interest. 2.4 requested by the Commission's designated project manag-r. Consultant shall provide other services within the individual's and/or firm's ability as 2.5 The Commission reserves the right to competitive d any or all portions of work addressed in this statement of work. 3.0 WORK ACTIVITIES Though the list is not all-inclusive, the successful Co y nt shall be required to perform b following services: 3.1 Planning, Feasibility Studies and Ana Perform, review, and conduct various' ®tanning studies and exercises related to the multimodal programs in Riverside County, including but not limited to: feasibility studies, strategic plans, service planning, operational analyses, and freight and goods movement studies. These activities may require the update or revision of an existing planning document, or the development of a new study. Examples of projects that have been completed and may need updating, or, may be developed include, but are not limited to: 1. Next Generation Rail Study 2. Rail Stations First/Last Mile Active Transportation Plan 3. Express Bus Study 4. Grade Separation Funding Priority Strategy 5. Warehousing and Logistics Truck Fee Study 6. Ridership Forecasting and Service Planning Models 7. Future Growth Market Assessments and Operational Analyses 8. Transit Oriented Development Plans 9. Future Rail Station Parking Needs Assessment 10. Rail Crossing Safety Improvements/Quiet Zone Plans 11. Zero Emission Bus Transition and Implementation Plan 12. Emerging Technology Feasibility Studies 13. Financial and Revenue Analyses 14. Sustainability and Climate Resiliency Studies Exhibit A-2 17336.00M \ 33774355.1 393 Other multimodal planning studies and analyses as needed to carry out the Commission's goals and objectives, and roles and responsibilities as the regional transportation planning agency. 3.2 Technical Support Technical assistance for the implementation of approved plans and studies, and to support the program management and delivery of services for the Multimodal Department. This may include, but is not limited to: 1. Preparing grant applications for competitive state and federal funding programs; 2. Preparing benefit -cost analyses; 3. Conducting ridership/station surveys; 4. Assisting in project development and administration of new or special projects; 5. Assisting in providing training and professional de lopment for compliance with state and federal laws and regulations; 6. Developing public engagement and marketing c npaigns for special events and projects; 7. Preparing scope of work documents for procuremer services; 8. Planning support for intercity rail projects; and 9. Oversight and subrecipient compliance for federal grants Other technical support as needed o improve the effectiveness of the projects and programs in the Multimodal Depart Exhibit A-3 17336.00030\33774355.1 394 EXHIBIT "B" COMPENSATION AND PAYMENT Exhibit B-1 17336.00030\33774355.1 395 EXHIBIT "B" COMPENSATION SUMMARY FIRM PROJECT TASKS/ROLE COST Prime Consultant: Mott MacDonald Group, Inc. Transit/Rail Support Services $ 5,000,000.00 Sub Consultants: InfraStrategies Grant Application and Management TBD Fehr & Peers Freight Planning, Ridership Modeling TBD Transportation Management Design, Inc. Bus Studies TBD Zephyr UAS/Rail Grade crossing safety and quiet zone plans TBD MBI Media Stakeholder Engagement/Public Outreach TBD A, _App. TOTAL COSTS e 5,000,000.00 1 Commission authorization pertains to total contract award amount. Compensation adjustments between consultants may occur; however, the maximum total compensation authorized may not be exceeded. 396 EXHIBIT "C" FTA REQUIREMENTS Exhibit C-1 17336.00030\33774355.1 397 FTA FUNDING REQUIREMENTS (Non-construction/maintenance work) As used herein, "RCTC" shall have the same meaning as the "Commission." The term "contract" or "Contract" shall have the same meaning as the "Agreement." 1. No Obligation by the Federal Government a. RCTC and Consultant acknowledge and agree that, notwithstanding any concurrence by the Federal Government in or approval of the solicitation or award of the underlying contract, absent the express written consent by the Federal Government, the Federal Government is not a party to this contract and shall not be subject to any obligations or liabilities to the Purchaser, Consultant, or any other party (whether or not a party to that contract) pertaining to any matter resulting from the underlying contract. b. The Consultant agrees to include the above clause in each subcontract financed in whole or in part with Federal assistance provided by FTA. It is further agreed t . e clause shall not be modified, except to identify the subconsultant who will be subject to its p sions. 2. Program Fraud and False or Fraudulent State is or R d Acts a. The Consultant acknowledges that the provis of thArogram Fraud Civil Remedies Act of 1986, as amended, 31 U.S.C. § 3801 et seq. and U.S. DOT regulations, "Program Fraud Civil Remedies," 49 C.F.R. Part 31, apply to its actions pertaining to this Project. Upon execution of the underlying contract, the Consultant certifies or affirms the truthSulness and accuracy of any statement it has made, it makes, it may make, or causes to be made, pertaining to the underlying contract or the FTA assisted project for which this coilrt t work is being performed. In addition to other penalties that may be applicable, the Consultant furtl r acknowledges that if it makes, or causes to be made, a false, fictitious, or fraudulent claim, statement submission, or certification, the Federal Government reserves the right to impose the penalties of the Program Fraud Civil Remedies Act of 1986 on the Consultant to the extent tie Federal Government deems appropriate. b. The Consultant also acknowl ges that if it makes, or causes to be made, a false, fictitious, or fraudulent claim, statement, submiss n, or certification to the Federal Government under a contract connected with a project that is financed in whole or in part with Federal assistance originally awarded by FTA under the authority of 49 U.S.C. § 5307, the Government reserves the right to impose the penalties of 18 U.S.C. § 1001 and 49 U.S.C. § 5307(n)(1) on the Consultant, to the extent the Federal Government deems appropriate. c. The Consultant agrees to include the above two clauses in each subcontract financed in whole or in part with Federal assistance provided by FTA. It is further agreed that the clauses shall not be modified, except to identify the subconsultant who will be subject to the provisions. 3. Access to Records The Consultant agrees to the following access to records requirements: a. To provide RCTC, the FTA Administrator, the Comptroller General of the United States or any of their authorized representatives access to any books, documents, papers and records of the Consultant which are directly pertinent to this contract for the purposes of making audits, Exhibit C-1 17336.00030\33774355.1 398 examinations, excerpts and transcriptions. Consultant also agrees, pursuant to 49 C. F. R. 633.17 to provide the FTA Administrator or his authorized representatives including any PMO Consultant access to Consultant's records and construction sites pertaining to a major capital project, defined at 49 U.S.C. 5302(a)1, which is receiving federal financial assistance through the programs described at 49 U.S.C. 5307, 5309 or 5311. b. To make available in the case of a contract for a capital project or improvement, as defined above and awarded by other than competitive bidding in accordance with 49 U.S.C. 5325(a), records related to the contract to RCTC, the Secretary of Transportation and the Comptroller General or any authorized officer or employee of any of them for the purposes of conducting an audit and inspection. c. To maintain all books, records, accounts and reports required under this contract for a period of not less than three years after the date of termination or expiration of this contract, except in the event of litigation or settlement of claims arising from the performance of this contract, in which case Consultant agrees to maintain same until RCTC, the FTA Administrator, the Comptroller General, or any of their duly authorized representatives, have disposed of all h litigation, appeals, claims or exceptions related thereto. Reference 49 CFR 18.39(i)(11). d. To permit any of the foregoing parties to reprodAle by an ans whatsoever or to copy excerpts and transcriptions as reasonably needed. 4. Federal Changes The Consultant shall at all times comply with all applicable FTA regulations, policies, procedures and directives, including without limitation those listed directly or by reference in the Master Agreement between RCTC and FTA, as they ma , ended or promulgated from time to time during the term of this contract. Consultant's fail • so sply §hall constitute a material breach of this contract. 5. Civil Rights The following require is appl the • erlying contract: (1) Nondiscrimination - n accordance with Title VI of the Civil Rights Act, as amended, 42 U.S.C. § 2000d, section 303 of the Age Discrimination Act of 1975, as amended, 42 U.S.C. § 6102, section 202 of the Americans with Disabilities Act of 1990, 42 U.S.C. § 12132, and Federal transit law at 49 U.S.C. § 5332 and 49 CFR part 21, the Consultant agrees that it will not discriminate against any employee or applicant for employment because of race, color, creed, national origin, sex, age, or disability. In addition, the Consultant agrees to comply with applicable Federal implementing regulations and other implementing requirements FTA may issue. (2) Equal Employment Opportunity - The following equal employment opportunity requirements apply to the underlying contract: (a) Race, Color, Creed, National Origin, Sex - In accordance with Title VII of the Civil Rights Act, as amended, 42 U.S.C. § 2000e, and Federal transit laws at 49 U.S.C. § 5332, the Consultant agrees to comply with all applicable equal employment opportunity requirements of U.S. Department of Labor (U.S. DOL) regulations, "Office of Federal Contract Compliance Programs, Equal Employment Opportunity, Department of Labor," 41 C.F.R. Parts 60 et seq ., (which implement Executive Order No. 11246, "Equal Employment Opportunity," as amended by Executive Order No. 11375, Exhibit C-2 17336.00030\33774355.1 399 "Amending Executive Order 11246 Relating to Equal Employment Opportunity," 42 U.S.C. § 2000e note), and with any applicable Federal statutes, executive orders, regulations, and Federal policies that may in the future affect construction activities undertaken in the course of the Project. The Consultant agrees to take affirmative action to ensure that applicants are employed, and that employees are treated during employment, without regard to their race, color, creed, national origin, sex, or age. Such action shall include, but not be limited to, the following: employment, upgrading, demotion or transfer, recruitment or recruitment advertising, layoff or termination; rates of pay or other forms of compensation; and selection for training, including apprenticeship. In addition, the Consultant agrees to comply with any implementing requirements FTA may issue. (b) Age - In accordance with section 4 of the Age Discrimination in Employment Act of 1967, as amended, 29 U.S.C. § § 623, Federal transit law at 49 U.S.C. § 5332, the Equal Employment Opportunity Commission (U.S. EEOC) regulations, "Age Discrimination in Employment Act," 29 C.F.R. part 1625, the Age Discrimination Act of 1975, as amended, 42 U.S.C. § 6101 et seq., U.S. Health and Human Services regulations, "Nondiscrimination on the Basis of Age in Programs or Activities Receiving Federal Financial Assistance," 45 C.F.R. part 91' the Consultant agrees to refrain from discrimination against present and prospective employees for reason of age. In addition, the Consultant agrees to comply with any implementing require nts FTA may issue. (c) Disabilities - In accordance with section 504 of thgteabilitation Act of 1973, as amended, 29 U.S.C. § 794, the Americans with Disabilities Act of 1990, as ai tended, 42 U.S.C. § 12101 et seq., the Architectural Barriers Act of 1968, as amended, 42 U.S.C. § 4151 et seq., and Federal transit law at 49 U.S.C. § 5332, the Consultant agrees that it will not discriminate against individuals on the basis of disability, and that it will comply with the requirements of 4.S. Equal Employment Opportunity Commission, "Regulations to Implement the Equal Employment Provisions of the Americans with Disabilities Act," 29 C.F.R. Part 16307pertaining to employment of persons with disabilities. In addition, the Consultant agrees to ply with any implementing requirements FTA may issue. f (3) The Consultant also agrees to these requirements in each subcontract financed in whole or in part with Federal as tance provid d by FTA, modified only if necessary to identify the affected parties. 6. FTA Disadvantag1d Busin Enterprise (DBE) Requirements A. General DBE Requirenishts: In accordance with Federal financial assistance agreements with the U.S. Department of Transportation (U.S. DOT), Commission has adopted a Disadvantaged Business Enterprise (DBE) Policy and Program, in conformance with Title 49 CFR Part 26, "Participation by Disadvantaged Business Enterprises in Department of Transportation Programs" (the "Regulations"). This RFP is subject to these stipulated regulations. In order to ensure that Commission achieves its overall DBE Program goals and objectives, Commission encourages the participation of DBEs as defined in 49 CFR 26 in the performance of contracts financed in whole or in part with U.S. DOT funds. It is the policy of the Commission to: 1. Ensure nondiscrimination in the award and administration of DOT -assisted contracts; 2. Create a level playing field on which DBE's can compete fairly for DOT -assisted contracts; Exhibit C-3 17336.00030\33774355.1 400 3. Ensure that the DBE program is narrowly tailored in accordance with applicable law; 4. Ensure that only firms that fully meet 49 C.F.R. part 26 eligibility standards are permitted to participate as DBE's; 5. Help remove barriers to the participation of DBEs in DOT assisted contracts; 6. To promote the use of DBEs in all types of federally assisted contracts and procurement activities; and 7. Assist in the development of firms that can compete successfully in the marketplace outside the DBE program. B. Discrimination: Consultant shall not discriminate on the basis of race, color, national origin, or sex in the award and performance of subcontracts. Any terms used herein that are defined in 49 CFR Part 26, or elsewhere in the Regulations, shall have the meaning orth in the Regulations. C. Commission's Race -Neutral DBE Program: A Race- t . 'BE Program is one that, while benefiting DBEs, is not solely focused on DBE firms. Therefore, und- ' ace -Neutral DBE Program, Commission does not establish numeric race-conscio pBE participati. :oals on its DOT -assisted contracts. There is no FTA DBE goal on this Projeo� Consultant shall not be required to achieve a specific level of DBE participation as a condition of contract compliance in the performance of this DOLT -assisted ntract. However, Consultant shall adhere to race -neutral DBE participation commitment(s) made at the time of award. D. Race -Neutral DBE Subm. ions and oing Reporting Requirements (Post -Award): At termination of the Contract, the successful Conil. ant shall complete and submit to Commission a "DBE Race -Neutral Participation Listing" in the f6rm provided by Commission. In the event DBE(s) are utilized in the perforn n of the A eement, Consultant shall comply with applicable reporting requirements. E. Performance of I BE Subco ultants: DBE subconsultants listed by Consultant in its "DBE Race -Neutral Participation Listing" submitted at the time of proposal shall perform the work and supply the materials for which they are listed, unless Consultant has received prior written authorization from Commission to perform the work with other forces or to obtain the materials from other sources. Consultant shall provide written notification to Commission in a timely manner of any changes to its anticipated DBE participation. This notice should be provided prior to the commencement of that portion of the work. F. DBE Certification Status: If a listed DBE subconsultant is decertified during the life of this Agreement, the decertified subconsultant shall notify Consultant in writing with the date of decertification. If a non -DBE subconsultant becomes a certified DBE during the life of this Agreement, the DBE subconsultant shall notify Consultant in writing with the date of certification. Consultant shall furnish the written documentation to Commission in a timely manner Consultant shall include this requirement in all subcontracts. G. Consultant's Assurance Clause Regarding Non -Discrimination: In compliance with State and Federal anti -discrimination laws, Consultant shall affirm that it will not exclude or discriminate on the Exhibit C-4 17336.00030\33774355.1 401 basis of race, color, national origin, or sex in consideration of contract award opportunities. Further, Consultant shall affirm that they will consider, and utilize subconsultants and vendors, in a manner consistent with non-discrimination objectives. H. Violations: Failure by the selected Consultant(s) to carry out these requirements shall be a material breach of the contract to be awarded pursuant to this RFP, which may result in the termination of the contract or such other remedy as the recipient deems appropriate, which may include, but is not limited to: (1) Withholding monthly progress payments; (2) Assessing sanctions; (3) Liquidated damages; and/or (4) Disqualifying the Consultant from future bidding as non -responsible. 49 C.F.R. § 26.13(b). I. Prompt Payment: Consultant shall pay its subconsultants for satisfactory performance of their contracts no later than 30 days from receipt of each payment Co s on makes to the Consultant. 49 C.F.R. § 26.29(a), unless a shorter period is provided in the co J. Compliance with DBE Requirements Contained in FTA visions: ultant shall comply with all DBE reporting and other requirements contained in th' greement. 7. Incorporation of Federal Transit Admiration ) Terms The preceding provisions include, in part, certaWi Stan arr erms and Conditions required by DOT, whether or not expressly set forth in tip. eceding contract provisions. All contractual provisions required by DOT, as set forth in FTA Circul ' 422011F are hereby incorporated by reference. Anything to the contrary herein notwithstanding, all FTA-mandated terms shall be deemed to control in the event of a conflict with other provisions contained in this Agreement. The Consultant shall not perform any act, fail to perform any act, or refuse to comply with any RCTC requests which would cause RCTC to be in violation of the F terms an conditions. 8. Debarment and Sus The Consultant agrees to the following: (1) It will comply with the following requirements of 2 CFR Part 180, subpart C, as adopted and supplemented by U.S. DOT regulations at 2 CFR Part 1200. (2) It will not enter into any "covered transaction" (as that phrase is defined at 2 CFR §§ 180.220 and 1200.220) with any subconsultant whose principal is, suspended, debarred, or otherwise excluded from participating in covered transactions, except as authorized by— (i) U.S. DOT regulations, "Nonprocurement Suspension and Debarment," 2 CFR Part 1200; (ii) U.S. OMB regulatory guidance, "Guidelines to Agencies on Governmentwide Debarment and Suspension (Nonprocurement)," 2 CFR Part 180; and (iii) Other applicable federal laws, regulations, or requirements regarding participation with debarred or suspended recipients or third party participants. Exhibit C-5 17336.00030\33774355.1 402 (3) It will review the U.S. GSA "System for Award Management — Lists of Parties Excluded from Federal Procurement and Nonprocurement Programs," if required by U.S. DOT regulations, 2 CFR Part 1200. 9. ADA Access Requirements The Consultant shall comply with all applicable requirements of the Americans with Disabilities Act of 1990 (ADA), 42 USC Section 12101 et seq; Section 504 of the Rehabilitation Act of 1973, as amended, 29 USC Section 794; 49 USC Section 5301(d). 10. Fly America To the extent applicable to the Services, the Consultant agrees to comply with 49 U.S.C. 40118 (the "Fly America" Act) in accordance with the General Services Administration's regulations at 41 CFR Part 301-10, which provide that recipients and sub recipients of Federal funds and their consultants are required to use U.S. Flag air carriers for U.S. Government -fin d international air travel and transportation of their personal effects or property, to the extent suc service is available, unless travel by foreign air carrier is a matter of necessity, as defined by the Fly America Act. The Consultant shall submit, if a foreign air carrier was used, an appropriate certification or memorandum adequately explaining why service by a U.S. flag air carrier was not available or why it was necessary to use a foreign air carrier and shall, in any event, provide a certificate of compliance with the Fly America requirements. The Consultant agrees to include the requirements of this section in all subcontracts that may involve international air transportation. 11. Cargo Preference - Use of United States - To the extent applicable to the Se s, Con ant agrees: 1. To use privately owned United Stat- a ercial vessels to ship at least 50 percent of the gross tonnage (computed s ately f dry bulk carriers, dry cargo liners, and tankers) involved, whenever shipping any equipment, mate or commodities pursuant to the underlying contract to the extent such vessels are available at fai and reasonable rates for United States -Flag commercial vessels; 2. To furnish within 20 wo s following the date of loading for shipments originating within the United States or within 30 rking days following the date of leading for shipments originating outside the United States, a legible copy of a rated, "on -board" commercial ocean bill -of -lading in English for each shipment of cargo described in the preceding paragraph to the Division of National Cargo, Office of Market Development, Maritime Administration, Washington, DC 20590 and to the FTA recipient (through the Consultant in the case of a subconsultant's bill -of -lading.) 3. To include these requirements in all subcontracts issued pursuant to this contract when the subcontract may involve the transport of equipment, material, or commodities by ocean vessel. 11. Buy America — Not applicable. 12. Employment Provisions To the extent applicable to the Services, Consultant shall comply with the following: Exhibit C-6 17336.00030\33774355.1 403 A. Equal Employment Opportunity Not applicable. B. Copeland "Anti -Kickback" Act (18 U.S.C. 874 and 40 U.S.C. 276c) — Not applicable. C. Contact Work Hours and Safety Standards Act (40 U.S.C. 327-333) —Not applicable. D. Release of Retainage No retainage will be withheld by the RCTC from progress payments due Consultant. Retainage by Consultant or subconsultants is prohibited, and no retainage will be held by the prime consultant from progress due subconsultants. Any violation of this provision shall subject the violating Consultant or subconsultants to the penalties, sanctions, and other remedies specified in Section 7108.5 of the California Business and Professions Code. This requirement shall not be construed to limit or impair any contractual, administrative, or judicial remedies, otherwise available to Consultant or subconsultant in the event of a dispute involving late payment or nonpayment by Consultant or deficient subconsultant performance, or noncompliance by a sub ultant. 13. Termination for Convenience RCTC may terminate the Agreement for convenience pde i rdance wit terms of the Agreement. After such termination, the Consultant shall submit a final temination settlement proposal to RCTC as directed. If the Consultant fails to submit a proposal within the time allowed, RCTC may determine, on the basis of information available, the amount, if any due the Consultant because of the termination and shall pay the amount determined. After the Consultant's pro osal is received, RCTC and Consultant shall negotiate a fair and equitable settl nt and the contract will be modified to reflect the negotiated agreement. If agreement cannot be reached, tCTC,play issue a final determination and pay the amount determined. If the Consultant does not agree With this final determination or the determination resulting from the lack of timely submission o roposal, the Consultant may appeal under the Disputes clause. 14. Administrative a i ontrac . • 1 Remedies on Breach; Termination for Cause a. The Consultant may be dec red in breach of this Agreement ("Breach") if the Consultant fails to make delivery of the supplies or to perform the services within the time specified herein or any extension thereof; or if the Consultant fails to perform any of the other provisions of the contract, or so fails to make progress as to endanger performance of this contract in accordance with its terms. In case of any of the foregoing, RCTC shall notify the Consultant of the Breach, and the Consultant shall have a period of ten (10) days (or such longer period as RCTC may authorize in writing) after receipt of notice from RCTC to cure the Breach. b. RCTC may, by written notice of termination to the Consultant specifying the effective date thereof, terminate the whole or any part of this contract, in the case of a Breach that is not cured within the timeframe set forth in (a) above ("Uncured Breach"). c. If the contract is terminated in whole or in part for an Uncured Breach, RCTC may procure upon such terms and in such manner as RCTC may deem appropriate, supplies or services similar to those so terminated, or may complete the services with its own forces. The Consultant shall be liable to RCTC for any excess costs for such similar supplies or services, and for any other costs incurred by Exhibit C-7 17336.00030\33774355.1 404 RCTC as a result of the Uncured Breach. The Consultant shall continue the performance of this contract to the extent not terminated under the provisions of this clause. d. Except with respect to defaults of Subconsultants, the Consultant shall not be liable for any excess costs if the failure to perform the contract arises out of causes beyond the control and without the fault or negligence of the Consultant. If the failure to perform is caused by the default of a Subconsultant, and if such default arises out of causes beyond the control of both the Consultant and the Subconsultant, and without the fault or negligence of either of them, the Consultant shall not be liable for any excess costs for failure to perform, unless the supplies or services to be furnished by the Subconsultant were obtainable from other sources in sufficient time to permit the Consultant to meet the required project completion schedule. e. Payment for completed services or supplies delivered to and accepted by RCTC shall be at the contract price. RCTC may withhold from amounts otherwise due the Consultant for such completed services or supplies such sum as RCTC determines to be necessa to protect RCTC against loss because of outstanding liens of claims of former lien holders, or to r burse RCTC for any other costs related to the Uncured Breach. f. If, after notice of termination of this contract for c - e, it is determined for any reason that an Uncured Breach did not exist, the rights and obligation he parties shall be the same as if the notice of termination had been issued pursuant to the provi s s fo s ination for convenience of RCTC. g. The rights and remedies of RCTC provide d in this clause shall not be exclusive and are in addition to any other rights and remedies provided by law, equi$ or under this contract including, but not limited to, the right to specific performanc y ywi out h. Notwithstanding the above, RCT y, providing an opportunity to cure, terminate the contract in accordance with the timeframe set forth in Section 17 of the contract, if RCTC determines such action is in its best interest based on the nature of the Breach. Such actions shall not limit any of RCTC's remedies set fortjabo 16. Disputes a. Except as otherwise provided in this Agreement, any dispute concerning a question of fact arising under this Agreement ATch is not disposed of by supplemental agreement shall be decided by RCTC's Deputy Executive Director, who shall reduce the decision to writing and mail or otherwise furnish a copy thereof to the Consultant. The decision of the RCTC Deputy Executive Director shall be final and conclusive unless, within thirty (30) days from the date of receipt of such copy, Consultant mails or otherwise furnishes to the RCTC Deputy Executive Director a written appeal addressed to RCTC's Executive Director. The decision of RCTC Executive Director or duly authorized representative for the determination of such appeals shall be final and conclusive. b. The provisions of this Paragraph shall not be pleaded in any suit involving a question of fact arising under this Agreement as limiting judicial review of any such decision to cases where fraud by such official or his representative or board is alleged, provided, however, that any such decision shall be final and conclusive unless the same is fraudulent or capricious or arbitrary or so grossly erroneous as necessarily to imply bad faith or is not supported by substantial evidence. In connection with any appeal proceeding under this Paragraph, the Consultant shall be afforded an opportunity to be heard and to offer evidence in support of its appeal. Exhibit C-8 17336.00030\33774355.1 405 c. Pending final decision of a dispute hereunder, Consultant shall proceed diligently with the performance of this Agreement and in accordance with the decision of RCTC's Deputy Executive Director. This "Disputes" clause does not preclude consideration of questions of law in connection with decisions provided for above. Nothing in this Agreement, however, shall be construed as making final the decision of any RCTC official or representative on a question of law, which questions shall be settled in accordance with the laws of the State of California. 17. Lobbying See the Byrd Anti -Lobbying Amendment, 31 U.S.C. 1352, as amended by the Lobbying Disclosure Act of 1995, P.L. 104-65 [to be codified at 2 U.S.C. § 1601, et seq.] - Consultants who apply or bid for an award of $100,000 or more shall file the certification required by 49 CFR part 20, "New Restrictions on Lobbying." Each tier certifies to the tier above that it will not and has not used Federal appropriated funds to pay any person or organization for influencing or attempting to influence an officer or employee of any agency, a member of Congress, officer or employee of Congress, or an employee of a member of Congress in connection with obtaining and Federal contract, grant or any other award covered by 31 U. S.C. 1352. Each tier shall also disclose the name of any registrant under the Lobbying Disclosure Act of 1995 who has made lobbying contacts on its behalf with non -Federal funds with respect to that Federal contract, grant or award covered by 31 U.S.C. 1352. Such disclosures are forwarded from tier to tier up to the rec nt. The Offeror shall complete and submit with its bid/proposal the attached Certification Rega g Ling, and if applicable, the Standard Form-LLL, "Disclosure Form to Report Lobbying." 18. Energy Conservation The Consultant agrees to comply wit which are contained in the state en and Conservation Act. 19. Clean Water dards and policies relating to energy efficiency lan issued in compliance with the Energy Policy a. The Consultant agrees to comply with all applicable standards, orders or regulations issued pursuant to the Federal' Water Po1ltion Control Act, as amended, 33 U.S.C. 1251 et seq. The Consultant agrees to report`each violation to RCTC and understands and agrees that RCTC will, in turn, report each violation as rarred to assure notification to FTA and the appropriate EPA Regional Office. d. The Consultant further agrees that: (1) It will not use any violating facilities; (2) It will report the use of facilities placed on or likely to be placed on the U.S. EPA "List of Violating Facilities;" (3) It will report violations of use of prohibited facilities to FTA; and (4) It will comply with the inspection and other requirements of the Clean Air Act, as amended, (42 U.S.C. §§ 7401 — 7671q); and the Federal Water Pollution Control Act as amended, (33 U.S.C. §§ 1251-1387). The Consultant also agrees to include these requirements in each subcontract exceeding $150,000 financed in whole or in part with Federal assistance provided by FTA. Exhibit C-9 17336.00030\33774355.1 406 20. Clean Air a. The Consultant agrees to comply with all applicable standards, orders or regulations issued pursuant to the Clean Air Act, as amended, 42 U.S.C. §§ 7401 et seq. The Consultant agrees to report each violation to RCTC and understands and agrees that RCTC will, in turn, report each violation as required to assure notification to FTA and the appropriate EPA Regional Office. b. The Consultant further agrees that: (1) It will not use any violating facilities; (2) It will report the use of facilities placed on or likely to be placed on the U.S. EPA "List of Violating Facilities;" (3) It will report violations of use of prohibited facilities to FTA; and (4) It will comply with the inspection and other requirements of the Clean Air Act, as amended, (42 U.S.C. §§ 7401 — 7671q); and the Federal Water Pollution Control Act as amended, (33 U.S.C. §§ 1251-1387). c. The Consultant also agrees to include these requi $150,000 financed in whole or in part with Federal assist 21. Recycled Products each subcontract exceeding e provid by FTA. V Recovered Materials - The Consultant agrees to comply 11 the requirements of Section 6002 of the Resource Conservation and Recovery Mt (RC s amended (42 U.S.C. 6962), including but not limited to the regulatory provisions of 40 CFR Part 247, and Executive Order 12873, as they apply to the procuremeittt3f the items designated in Subpart B of 40 CFR Part 247. 21. SPECIAL PROVISION ' ' O u ING COVID-19 SAFETY Section 49. Centers for to Wear Masks n Conveya' ces nd Prevention Order on Requirements for Persons d at Transportation Hubs. e (a) Compliance with CD ask O r. The Centers for Disease Control and Prevention ("CDC") Order of January 29, 2021, titled Requirement for Persons to Wear Masks While on Conveyances and at Transportation Hubs ("CDC Mask Order"), applies to this Agreement. One of the objectives of the CDC Mask Order is "[m]aintaining a safe and operating transportation system." Consultant agrees that it will comply, and will require all subconsultants to comply, with the CDC Mask Order. (b) Enforcement for non-compliance. Consultant agrees that FTA and RCTC may take enforcement action for non-compliance with the CDC Mask Order, including: (1) enforcement actions authorized by 49 U.S.C. § 5329(g); (2) referring Consultant to the CDC or other Federal authority for enforcement action; (3) enforcement actions authorized by 2 CFR §§ 200.339 — .340; and (4) any other enforcement action authorized by Federal law or regulation. Exhibit C-10 17336.00030\33774355.1 407 22. Safe Operation of Motor Vehicles Pursuant to Federal Executive Order No. 13043, "Increasing Seat Belt Use in the United States," April 16, 1997, 23 U.S.C. Section 402 note, FTA encourages each third party consultant to adopt and promote on-the-job seat belt use policies and programs for its employees and other personnel that operate company owned, rented, or personally operated vehicles, and to include this provision in each third party subcontract involving the project. a. The Consultant is encouraged to adopt and promote on-the-job seat belt use policies and programs for its employees and other personnel that operate company -owned vehicles, company -rented vehicles, or personally operated vehicles. The terms "company -owned" and "company -leased" refer to vehicles owned or leased either by the Consultant or RCTC. The Consultant agrees to adopt and enforce workplace safety policies to decrease crashes caused by distracted drivers, including policies to ban text messaging while using an electronic device supplied by an employer, and driving a vehicle the driver owns o nts, a vehicle Contactor owns, leases, or rents, or a privately -owned vehicle when on official ess in connection with the work performed under this contract. Exhibit C-11 17336.00030\33774355.1 408 EXHIBIT "0" DISCLOSURE OF LOBBYING ACTIVITIES Exhibit D-1 17336.00030\33774355.1 409 Local Assistance Procedures Manual EXHBIT 10-Q Disclosure of Lobbying Activities Mott MacDonald Group, LLC EXHIBIT 10-Q DISCLOSURE OF LOBBYING ACTIVITIES COMPLETE THIS FORM TO DISCLOSE LOBBYING ACTIVITIES PURSUANT TO 31 U.S.C. 1352 1. Type of Federal Action: 2. Status of Federal Action: 3. Report Type: a. contract ❑ a bid/offer/application ❑ a. initial b. grant b. initial award b. material change c. cooperative agreement c. post -award d. loan e. loan guarantee f. loan insurance 4. Name and Address of Reporting Entity 5. If Reporting Entity in No. 4 is Subawardee, Enter Name and Address of Prime: nPrime EISubawardee Tier , if known For Material Change Only: year quarter date of last report Congressional District, if known 6. Federal Department/Agency: 8. Federal Action Number, if known: 10. Name and Address of Lobby Entity (If individual, last name, first name, MI) (attach Continu 12. Amount of Payment (check all that `b actual 13. Form of Payment (check all 8 a. cash b. in -kind; s Congressio istrict, if known 7. Federal ram Name/Description: C applicable wn: uals Performing Services ding address if different from No. 10) ame, first name, MI) ary) ype of Payment (check all that apply) a. retainer b. one-time fee c. commission d. contingent fee e deferred f. other, specify 15. Brief Dcscriptio Services Pe med or to be performed and Date(s) of Service, including officer(s), employe (s) contacted, for Payment Indicated in Item 12: ilk. IL (attach Continuation Sheet(s) if necessary) 16. Continuation Sheet(s) attached: Yes 17. Information requested through this form is authorized by Title 31 U.S.C. Section 1352. This disclosure of lobbying reliance was placed by the tier above when his transaction was made or entered into. This disclosure is required pursuant to 31 U.S.C. 1352. This information will be reported to Congress semiannually and will be available for public inspection. Any person who fails to file the required disclosure shall be subject to a civil penalty of not less than $10,000 and not more than $100,000 for each such failure. Federal Use Only: No Signature: Print Name: Ernest A. Figueroa, J Title: Senior Vice President, Southwest Division Manager Telephone No.: 909-782-0460 Date: August 25, 2022 Authorized for Local Reproduction Standard Form - LLL Standard Form LLL Rev. 04-28-06 Distribution: Orig- Local Agency Project Files LPP 13-01 APPEN1JX L - 1 Page 1 May 8, 2013 ATTACHMENT 5 Agreement No. 23-25-019-00 PROFESSIONAL SERVICES AGREEMENT FOR ON -CALL MULTIMODAL TRANSIT/RAIL CONSULTING SERVICES (FTA FUNDED) Parties and Date. This Agreement is made and entered into this day of , 2022, by and between the RIVERSIDE COUNTY TRANSPORTATION COMMISSION ("the Commission") and STV INCORPORATED ("Consultant"), a CORPORATION. The Commission and Consultant are sometimes referred to herein individually as "Party", and collectively as the "Parties". Recitals. A. On November 8, 1988 the Voters of Riverside County approved Measure A authorizing the collection of a one-half percent (1/2 %) retail transactions and use tax (the "tax") to fund transportation programs and improvements within the County of Riverside, and adopting the Riverside County Transportation Improvement Plan (the "Plan"). B. Pursuant to Public ty Code Sections 240000 et seq., the Commission is authorized to allocate the pro ds oche Tax in furtherance of the Plan. C. On November 5, 2002,the vo fs of Riverside County approved an extension of the Measure A tax for an additional thirty (30) years for the continued funding of transportation and improvements within the County of Riverside. D. A source of funding for payment for on -call professional consulting services provided under this Agreement may be funds from the Federal Transit Administration ("FTA"). E. Consultant desires to perform and assume responsibility for the provision of certain on -call multimodal transit/rail consulting services in the County of Riverside, California. Services shall be provided on the terms and conditions set forth in this Agreement and in the task order(s) to be issued pursuant to this Agreement and executed by the Commission and the Consultant ("Task Order"). Consultant represents that it is experienced in providing such services to public clients, is licensed in the State of California (if necessary), and is familiar with the plans of the Commission. F. The Commission desires to engage Consultant to render such services on an on -call basis. Services shall be ordered by Task Order(s) to be issued pursuant to this Agreement for future projects as set forth herein and in each Task Order (each such project shall be designated a "Project" under this Agreement). 17336.00030\33774355.1 411 Terms. 1. General Scope of Services. Consultant shall furnish all technical and professional services, including labor, material, equipment, transportation, supervision and expertise, and incidental and customary work necessary for On -Call Multimodal Support Services ("Services"). The Services are more fully set forth in Exhibit "A" attached hereto and incorporated herein by reference. The Services shall be more particularly described in the individual Task Orders issued by the Commission's Executive Director or designee. No Services shall be performed unless authorized by a fully executed Task Order. All Services shall be subject to, and performed in accordance with, this Agreement, the relevant Task Order, the exhibits attached hereto and incorporated herein by reference, and all applicable local, state and federal laws, rules and regulations. 2. Term. 2.1 This Agreement shall go into eff :'` on - date first set forth above, contingent upon approval by Commission, and sultant I commence work after notification to proceed by Commission's Contra dmin'strator. Agreement shall end five years from the date set forth above, unl- ext: .ed by contract amendment. All Task Order work should be completed within th 2.2 Consultant is advis not binding on Commission until this Ag Commission. 2.3 This A unless earlier terminated as within the term of thi deadlines. All ap effect following th mendation for contract award is Ily executed and approved by the ain in effect until the date set forth above, ed . Consultant shall complete the Services nd shall meet any other established schedules and tion provisions of this Agreement shall remain in f this Agreement. 3. Commissi tract Administrator. The Commission hereby designates the Commission's Execu ` Director, or his or her designee, to act as its Contract Administrator for the performance of this Agreement ("Commission's Contract Administrator"). Commission's Contract Administrator shall have the authority to act on behalf of the Commission for all purposes under this Agreement. Commission's Contract Administrator shall also review and give approval, as needed, to the details of Consultant's work as it progresses. Consultant shall not accept direction or orders from any person other than the Commission's Contract Administrator or his or her designee. 4. Consultant's Representative. Consultant hereby designates Tyler Bonstead to act as its Representative for the performance of this Agreement ("Consultant's Representative"). Consultant's Representative shall have full authority to act on behalf of Consultant for all purposes under this Agreement. The Consultant's Representative shall supervise and direct the Services, using his or her professional skill and attention, and shall be responsible for all means, methods, techniques, sequences and procedures and for the 17336.00030\33774355.1 3 412 satisfactory coordination of all portions of the Services under this Agreement. Consultant shall work closely and cooperate fully with Commission's Contract Administrator and any other agencies which may have jurisdiction over, or an interest in, the Services. Consultant's Representative shall be available to the Commission staff at all reasonable times. Any substitution in Consultant's Representative shall be approved in writing by Commission's Contract Administrator. 5. Substitution of Key Personnel. Consultant has represented to the Commission that certain key personnel will perform and coordinate the Services under this Agreement. Should one or more of such personnel become unavailable, Consultant may substitute other personnel of at least equal competence upon written approval by the Commission. In the event that the Commission and Consultant cannot agree as to the substitution of the key personnel, the Commission shall be entitled to terminate this Agreement for cause, pursuant to the provisions herei The key personnel for performance of this Agreement are: Tyler Bonstead, D •fi = en Zhao, Stephen Decker, Deborah Redman, Elenna Salcido, and Elsa Argom 6. Standard of Care; Licenses. Consu u " represe ,.and maintains that it is skilled in the professional calling necessary to p • rm Service - • uties and obligations required by this Agreement to fully and adequa co► ete the Project. Consultant shall perform the Services and duties in conformanc= . and consistent with the standards generally recognized as being employ- •rofes als in the same discipline in the State of California. Consultant warrants t * o .'=s and subcontractors shall have sufficient skill and experience to perform the = ce signed to them. Consultant further represents and warrants to the ion t its employees and subcontractors have all licenses, permits, qualificatio nd a rova •f whatever nature that are legally required to perform the Services, a h. ses and approvals shall be maintained throughout the term of A• ent. Consultant shall perform, at its own cost and expense and withou . , • • from the Commission, any services necessary to correct errors or o ions whi. are used by the Consultant's failure to comply with the standard of care pro -y -d for h� •in, and shall be fully responsible to the Commission for all damages and othe -bill provided for in the indemnification provisions of this Agreement arising from Consultant's errors and omissions. Any employee of Consultant or its sub -consultants who is determined by the Commission to be uncooperative, incompetent, a threat to the adequate or timely completion of the Project, a threat to the safety of persons or property, or any employee who fails or refuses to perform the Services in a manner acceptable to the Commission, shall be promptly removed from the Project by the Consultant and shall not be re-employed to perform any of the Services or to work on the Project. 7. Independent Contractor. The Services shall be performed by Consultant or under its supervision. Consultant will determine the means, methods and details of performing the Services subject to the requirements of this Agreement. Commission retains Consultant on an independent contractor basis and not as an employee, agent or representative of the Commission. Consultant retains the right to perform similar or different services for others during the term of this Agreement. Any additional personnel performing the Services under this Agreement on behalf of Consultant shall at all times be 4 17336.00030\33774355.1 413 under Consultant's exclusive direction and control. Consultant shall pay all wages, salaries and other amounts due such personnel in connection with their performance of Services and as required by law. Consultant shall be responsible for all reports and obligations respecting such personnel, including but not limited to, social security taxes, income tax withholdings, unemployment insurance, disability insurance, and workers' compensation insurance. 8. Task Orders; Commencement of Services; Schedule of Services. Consultant shall commence Services under a Task Order within five (5) days of receiving a fully executed Task Order from the Commission. Each Task Order shall identify the funding source(s) to be used to fund the Services under the relevant Task Order, and Consultant shall comply with the requirements specified herein, and in the attached exhibits, applicable to the identified funding source(s). Consultant shall perform the Services expe usly, within the term of this Agreement, and in accordance with any schedule of S es set forth in a Task Order ("Schedule"). Consultant represents that it has the pro sio nd technical personnel to perform the Services in conformance with su conditio In order to facilitate Consultant's conformance with the Schedule, the ' •mmi ion sha spond to Consultant's submittals in a timely manner. Upon reques C• ission's Contract Administrator, Consultant shall provide a more detailed schedul- nticipated performance to meet the Schedule of Services. 8.1 Modification of the Sc 1 sultant shall regularly report to the Commission, through correspo or ogress reports, its progress in providing required Services within the ed d ti periods. Commission shall be promptly informed of all anticipated de ; . I ► at Consultant determines that a schedule modification is necessary Con 0i"1 't shall promptly submit a revised Schedule of Services for approval by Corn ct Administrator. 8.2 Commission's Contr Commission, as may b These trend meetings will e compass focused and informal discussions concerning scope, schedule, and current progress of Services, relevant cost issues, and future Project objectives. Consultant shall be responsible for the preparation and distribution of meeting agendas to be received by the Commission and other attendees no later than three (3) working days prior to the meeting. s. Consultant shall conduct trend meetings with the rator and other interested parties, as requested by the Ily scheduled by the Parties at a standard day and time. 8.3 Progress Reports. As part of its monthly invoice, Consultant shall submit a progress report, in a form determined by the Commission, which will indicate the progress achieved during the previous month in relation to the Schedule of Services. Submission of such progress report by Consultant shall be a condition precedent to receipt of payment from the Commission for each monthly invoice submitted. 17336.00030\33774355.1 5 414 9. Delay in Performance. 9.1 Excusable Delays. Should Consultant be delayed or prevented from the timely performance of any act or Services required by the terms of the Agreement by reason of acts of God or of the public enemy, acts or omissions of the Commission or other governmental agencies in either their sovereign or contractual capacities, fires, floods, epidemics, quarantine restrictions, strikes, freight embargoes or unusually severe weather, performance of such act shall be excused for the period of such delay. 9.2 Written Notice. If Consultant believes it is entitled to an extension of time due to conditions set forth in subsection 9.1, Consultant shall provide written notice to the Commission within seven (7) working days from the time Consultant knows, or reasonably should have known, that performance of the Services will be delayed due to such conditions. Failure of Consultant to provide such ti ly notice shall constitute a waiver by Consultant of any right to an excusable delay i r e of performance. 9.3 Mutual Agreement. Performs ; e Y i .. ny Services under this Agreement may be delayed upon mutual agr ent of �1i Parties. Upon such agreement, Consultant's Schedule of Service =` all b exten• as necessary by the Commission. Consultant shall take all reason to minimize delay in completion, and additional costs, resulting from any such ext 10. Preliminary Review of Wor products prepared for submission in the co shall be submitted to the Com Commission may require revi In the event that Commiss determines the formally submi of care established require Consultant orking papers, and similar work ing Services under this Agreement ract Administrator in draft form, and the s prior to formal submission and approval. inistrator, in his or her sole discretion, ork pro•' ct to be not in accordance with the standard ement, Commission's Contract Administrator may mit the work at no cost to the Commission. 11. Appear at , wrings. If and when required by the Commission, Consultant shall render nce at public hearings or other meetings related to the Project or necessary to the rformance of the Services. However, Consultant shall not be required to, and will not, render any decision, interpretation or recommendation regarding questions of a legal nature or which may be construed as constituting a legal opinion. 12. Opportunity to Cure; Inspection of Work. Commission may provide Consultant an opportunity to cure, at Consultant's expense, all errors and omissions which may be disclosed during Project implementation. Should Consultant fail to make such correction in a timely manner, such correction may be made by the Commission, and the cost thereof charged to Consultant. Consultant shall allow the Commission's Contract Administrator and Caltrans to inspect or review Consultant's work in progress at any reasonable time. 13. Final Acceptance. Upon determination by the Commission that Consultant has satisfactorily completed the Services required under this Agreement and within the 17336.00030\33774355.1 6 415 term set forth herein the Commission shall give Consultant a written Notice of Final Acceptance. Upon receipt of such notice, Consultant shall incur no further costs hereunder, unless otherwise specified in the Notice of Final Acceptance. Consultant may request issuance of a Notice of Final Acceptance when, in its opinion, it has satisfactorily completed all Services required under the terms of this Agreement. In the event copyrights are permitted under this Agreement, then in connection with Federal funding, it is hereby acknowledged and agreed that the United States Department of Transportation shall have the royalty -free non-exclusive and irrevocable right to reproduce, publish, or otherwise use, and to authorize others to use, the work for governmental purposes. 14. Laws and Regulations. Consultant shall keep itself fully informed of and in compliance with all local, state and federal laws, rules and regulations in any manner affecting the performance of the Project or the Services, including all Cal/OSHA requirements, and shall give all notices required by law. For -xample, and not by way of limitation, Consultant shall keep itself fully informed implementing regulations, design standards, specifica must be incorporated in the design of the Project, those of the United States Department of Tra procedures may include completion of the a approved by the United States Department of Tr of limitation, a signed Categorical Exclusion, Find' Record of Decision may be required to b Department of Transportation. For Cons and regulations in connection with ices to be contrary to such laws, rul Commission, Consultant s Consultant shall defend, ind employees and agents f Agreement, from an with such laws, rul nd in compliance with all revious commitments that ad ` ";;:;':; trative controls including rtation. pliance with Federal cabl= environ -ntal documents and ion. For example, and not by way f No Significant Impact, or published or completed by the United States ble for all violations of such laws Co ultant performs any work knowing it ons and without giving written notice to the onsible for all costs arising therefrom. ommission, its officials, directors, officers, less, pursuant to the indemnification provisions of this rising out of any failure or alleged failure to comply 15.1 Cons '` ant shall receive compensation, including authorized reimbursements, for all Services rendered under this Agreement at the rates set forth in Exhibit "B" attached hereto and incorporated herein by reference. This Agreement shall be a fixed unit rate, indefinite delivery/indefinite quantity (i.e., Task Order) contract based upon the fully burdened labor rates and classifications set forth in Exhibit "B". The total compensation per Task Order shall be set forth in the relevant Task Order, and shall not exceed said amount without written approval of the Commission's Executive Director. 15.2 Any payments to Consultant for travel and subsistence expenses must be authorized in writing by Commission, and shall not exceed rates authorized to be paid exempt non -represented State employees under current State Department of Personnel Administration (DPA) rules, unless otherwise authorized by Commission. If the rates invoiced are in excess of those authorized DPA rates, and Commission has not 17336.00030\33774355.1 7 416 otherwise approved said rates, then Consultant is responsible for the cost difference and any overpayments shall be reimbursed to the Commission on demand. 15.3 When milestone cost estimates are included in Exhibit "B" Consultant shall obtain prior written approval for a revised milestone cost estimate from the Contract Administrator before exceeding such cost estimate. 15.4 Progress payments for each Task Order shall be made monthly in arrears based on services provided and actual costs incurred. 15.5 Consultant shall not commence performance of work or services until this Agreement has been approved by Commission, and a Task Order has been authorized as detailed in Section 2 of this Agreement. No payment will be made prior to approval or for any work performed prior to approval of thi Agreement, and receipt of Commission's Task Order Authorization. 15.6 Consultant shall be reimbursed, •r. , ,fitly as fiscal procedures will permit upon receipt by Commission's Contract ministra of itemized invoices in triplicate. Invoices shall be submitted no later th calendar d after the performance of work for which Consultant is billing. Invoic ,hall ail the work performed on each milestone and each project as applicable. Invoic- I follow the format stipulated for the approved Cost Proposal and shall refere - - this Ag ent number and project title. Final invoice must contain the final cost a -dit " ue Commission including any equipment purchased under the Equipm t P provisions of this Agreement. The final invoice should be submitte• 60 =ndar days after completion of Consultant's work. Invoices shall be mail- ; o C• mis ` 's Contract Administrator at the following address: Riverside County Tra Attention: Account P.O. 12008 Riverside, CA 9250 15.7 The al amount payable by Commission, shall not exceed the amount set forth in each Task Order. 15.8 Commission has or will enter into six task order contracts for performance of the Scope of Services identified in Exhibit "A", including this Agreement. The other Task Order Contracts are HDR, 23-25-002-00, HNTB, 23-25-016-00, Jacobs Engineering, 23-25-017-00, Mott MacDonald, 23-25-018-00, and WSP, 23-25-020-00. The total amount payable by Commission for the on -call multimodal transit/rail support services Task Order Contracts shall not exceed a cumulative maximum total value of Five Million Dollars ($5,000,000) ("NTE Sum"). It is understood and agreed that there is no guarantee, either expressed or implied that this dollar amount will be authorized under the on -call multimodal transit/rail support services Task Order Contracts through Task Orders. Each time a Task Order is awarded under any of the on -call multimodal transit/rail support services Task Order Contracts, Commission must send written notification to Consultant 17336.00030\33774355.1 8 417 and each of the other consultants entering into the on -call multimodal transit/rail support services Task Order Contracts. The notice must identify the total funds allocated under issued Task Orders, and the remaining unencumbered amount of the NTE Sum. Consultant acknowledges and agrees that Commission must not pay any amount under this Agreement that would exceed the NTE Sum, and Consultant must not enter into a Task Order that exceeds the NTE Sum. 15.9 Consultant shall not be reimbursed for any expenses unless authorized in writing by the Commission's Contract Administrator. 15.10 All subcontracts in excess of $25,000 shall contain the above provisions. 16. Disputes. 16.1 Any dispute, other than audit, c under this Agreement that is not disposed of by m decided by a committee consisting of RCTC's Capital Projects, who may consider written or 16.2 Not later than 30 Agreement, Consultant may request re unresolved claims or disputes, other than writing. 16.3 Neithe committee will excuse Consu terms of this Agreem 17.1 C no reason, in whole or in of termination. a question of fact arising agree . t of the Parties shall be ract Adminis for and the Director of mation submitted by Consultant. pletion of all Services under this mission's Executive Director of uest for review will be submitted in a dispute, nor its consideration by the d timely performance in accordance with the n reserves the right to terminate this Agreement for any or upon written notice to Consultant stating the effective date 17.2 Commission may terminate this Agreement with Consultant should Consultant fail to perform the covenants herein contained at the time and in the manner herein provided. In the event of such termination, Commission may proceed with the Services in any manner deemed proper by Commission. If Commission terminates this Agreement with Consultant, Commission shall pay Consultant the sum due to Consultant under this Agreement for Services completed and accepted prior to termination, unless the cost of completion to Commission exceeds the funds remaining in the Agreement. In such case, the overage shall be deducted from any sum due Consultant under this Agreement and the balance, if any, shall be paid to Consultant upon demand. 17.3 In addition to the above, payment upon termination shall include a prorated amount of profit, if applicable, but no amount shall be paid for anticipated profit on 17336.00030\33774355.1 9 418 unperformed Services. Consultant shall provide documentation deemed adequate by Commission's Contract Administrator to show the Services actually completed by Consultant prior to the effective date of termination. This Agreement shall terminate on the effective date of the Notice of Termination 17.4 Upon receipt of the written Notice of Termination, Consultant shall discontinue all affected Services as directed in the Notice or as otherwise provided herein, and deliver to the Commission all Documents and Data, as defined in this Agreement, as may have been prepared or accumulated by Consultant in performance of the Services, whether completed or in progress. 17.5 In addition to the above, Consultant shall be liable to the Commission for any reasonable additional costs incurred by the Commission to revise work for which the Commission has compensated Consultant under this Agreement, but which the Commission has determined in its sole discretion needs to be revised, in part or whole, to complete the Project because it did not meet the standard of care established in this Agreement. Termination of this Agreement for cause may be considered by the Commission in determining whether to enter into future agreements with Consultant. 17.6 The rights and remedies of the Parties provided in this Section are in addition to any other rights and remedies provided by law or under this Agreement. 17.7 Consultant, in executing this Agreement, shall be deemed to have waived any and all claims for damages which may otherwise arise from the Commission's termination of this Agreement, for convenience or cause, as provided in this Section. 17.8 Consu rninate this Agreement except for cause. 18. Cost Principles . • •inistrative Requirements. 18.1 Consultan agrees that the Contract Cost Principles and Procedures, 48 CFR, Federal Acquisition Regulations System, Chapter 1, Part 31.000 et seq., shall be used to determine the cost allowability of individual items. 18.2 Consultant also agrees to comply with federal procedures in accordance with 2 CFR, Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards. 18.3 Any costs for which payment has been made to CONSULTANT that are determined by subsequent audit to be unallowable under 2 CFR, Part 200 and 48 CFR, Federal Acquisition Regulations System, Chapter 1, Part 31.000 et seq., are subject to repayment by Consultant to Commission. 18.4 All subcontracts in excess of $25,000 shall contain the above provisions. 10 17336.00030\33774355.1 419 19. Retention of Records/Audit. For the purpose of determining compliance with, as applicable, 2 CFR Part 200, Public Contract Code 10115, et seq. and Title 21, California Code of Regulations, Chapter 21, Section 2500 et seq., when applicable and other matters connected with the performance of this Agreement pursuant to Government Code 8546.7; Consultant, subconsultants, and Commission shall maintain and make available for inspection all books, documents, papers, accounting records, and other evidence pertaining to the performance of this Agreement, including but not limited to, the costs of administering this Agreement. All parties shall make such materials available at their respective offices at all reasonable times during the Agreement period and for three years from the date of final payment under this Agreement. The State, State Auditor, Commission, or any duly authorized representative of the State or Federal Government shall have access to any books, records, and documents of Consultant and it's certified public accountants (CPA) work papers that are pertinent to this Agreement and, if applicable, indirect cost rates (ICR) for audit, examinations, e erpts, and transactions, and copies thereof shall be furnished if requested. Subcontr in excess of $25,000 shall contain this provision. 23.1 Accounting System. Consult and its su tractors shall establish and maintain an accounting system and records that properly ac ulate and segregate expenditures by line item for the Services. The accounting system of Consultant and its subcontractors shall conform to Generally Accepted Accounting Principles (GAAP), enable the determination of incurred costs at interim ..•ints of mpletion, and provide support for reimbursement payment vouchers or inv A� 20. Audit Review Proc 20.1 Any dispute concerning a question of fact arising under an interim or post audit of this Agreement that is not disposed of by agreement, shall be reviewed by Commission's Chief " ancial Officer. 20.2 Not later than 30 days after issuance of the final audit report, Consultant may request a review by Commission's Chief Financial Officer of unresolved audit issues. The request for review will be submitted in writing. 20.3 Neither the pendency of a dispute nor its consideration by Commission shall excuse Consultant from full and timely performance, in accordance with the terms of this Agreement. 21. Subcontracting. 21.1 Nothing contained in this Agreement or otherwise, shall create any contractual relation between Commission and any subconsultant(s), and no subcontract shall relieve Consultant of its responsibilities and obligations hereunder. Consultant agrees to be as fully responsible to Commission for the acts and omissions of its subconsultant(s) and of persons either directly or indirectly employed by any of them as it is for the acts and omissions of persons directly employed by Consultant. Consultant's obligation to pay its 17336.00030\33774355.1 11 420 subconsultant(s) is an independent obligation from Commission's obligation to make payments to the Consultant. 21.2 Consultant shall perform the Services contemplated with resources available within its own organization and no portion of the Services pertinent to this Agreement shall be subcontracted without written authorization by Commission's Contract Administrator, except that, which is expressly identified in the approved Cost Proposal. 21.3 Consultant shall pay its subconsultants within ten (10) calendar days from receipt of each payment made to Consultant by Commission. 21.4 Any subcontract in excess of $25,000 entered into as a result of this Agreement shall contain all the provisions stipulated in this Agreement to be applicable to subconsultants. 21.5 Any substitution of subconsultant( ,: i r.;ust be approved in writing by Commission's Contract Administrator prior to the sta by the subconsultant(s). 21.6 Exhibit "B" may set forth th es at which h subconsultant shall bill the Consultant for Services and that are su ct to bursement by the Commission to Consultant. The subconsultant rate schedule • , ' ost proposals contained herein are for accounting purposes only. 22. Equipment Purchase 22.1 Prior auth shall be required before subcontract for supplies, equ the necessity or desir 22.2 the Cost Proposal a Contract Administrato the request for such purc ng, by Commission's Contract Administrator to any unbudgeted purchase order, or es. Consultant shall provide an evaluation of ring such costs. e o any item, service or consulting work not covered in $5,000 prior authorization, in writing, by Commission's d. Three competitive quotations must be submitted with , or the absence of bidding must be adequately justified. 22.3 Any equipment purchased as a result of this Agreement is subject to the following: Consultant shall maintain an inventory of all nonexpendable property. Nonexpendable property is defined as having a useful life of at least two years and an acquisition cost of $5,000 or more. If the purchased equipment needs replacement and is sold or traded in, Commission shall receive a proper refund or credit at the conclusion of this Agreement, or if this Agreement is terminated, Consultant may either keep the equipment and credit Commission in an amount equal to its fair market value, or sell such equipment at the best price obtainable at a public or private sale, in accordance with established Commission procedures; and credit Commission in an amount equal to the sales price. If Consultant elects to keep the equipment, fair market value shall be determined at Consultant's expense, on the basis of a competent independent appraisal of such equipment. Appraisals shall be obtained from an appraiser mutually agreeable to by Commission and Consultant. If Consultant determines to sell the equipment, the terms 17336.00030\33774355.1 12 421 and conditions of such sale must be approved in advance by Commission. 2 CFR, Part 200 requires a credit to Federal funds when participating equipment with a fair market value greater than $5,000 is credited to the Project. 22.4 All subcontracts in excess $25,000 shall contain the above provisions. 23. Labor Code Requirements. 23.1 Prevailing Wages. (a) Consultant shall comply with the State of California's General Prevailing Wage Rate requirements in accordance with California Labor Code, Section 1770, and all Federal, State, and local laws and ordinances applicable to the Services. (b) Any subcontract entered into as - sult of this Agreement, if for more than $25,000 for public works construction or mor an $15,000 for the alteration, demolition, repair, or maintenance of public works, sh. • all of the provisions of this Section. (c) When prevailing w. sap• to the Services described in the Scope of Services, transportation and subsis . osts shall be reimbursed at the minimum rates set by the Department • Industr' elations (DIR) as outlined in the applicable Prevailing Wage Determinati ttp: dir.ca.gov. (d) Copie the • ^' iling ' ate of per diem wages in effect at commencement of this Agreem ar n fil the Commission's offices. Consultant shall make copies of the prevailin• tes o -r die wages for each craft, classification or type of worker needed to execute t - _ able to interested parties upon request, and shall post copies at th- '- - ul 's principal place of business and at the project site. Consultant shall def , ind- ify . • hold the Commission, its elected officials, officers, employees and age j, free an• har ' less from any claims, liabilities, costs, penalties or interest arising out o y failu or alleged failure to comply with the Prevailing Wage Laws. 23.2 DIR Registration. If the Services are being performed as part of an applicable "public works" or "maintenance" project, then pursuant to Labor Code Sections 1725.5 and 1771.1, the Consultant and all subconsultants must be registered with the Department of Industrial Relations. If applicable, Consultant shall maintain registration for the duration of the Project and require the same of any subconsultants. This Project may also be subject to compliance monitoring and enforcement by the Department of Industrial Relations. It shall be Consultant's sole responsibility to comply with all applicable registration and labor compliance requirements. 23.3 Eight -Hour Law. Pursuant to the provisions of the California Labor Code, eight hours of labor shall constitute a legal day's work, and the time of service of any worker employed on the work shall be limited and restricted to eight hours during any one calendar day, and forty hours in any one calendar week, except when payment for overtime is made at not less than one and one-half the basic rate for all hours worked in 17336.00030\33774355.1 13 422 ground of race, creed, national origin, ancestry, color or se shall be paid the standard wage paid to apprentices and trade in which he or she is employed and shall be em which he or she is registered. If California Labor Code Section 1777.5 subcontractor hereunder who employs worker apply to the joint apprenticeship council administe approving Consultant or any sub -consult. . •, the Upon issuance of this certificate, Cons number of apprentices provided for therei el the apprenticeship program in The parties express provisions of this Section and Labor Code in regard excess of eight hours per day ("Eight -Hour Law"), unless Consultant or the Services are not subject to the Eight -Hour Law. Consultant shall forfeit to Commission as a penalty, $50.00 for each worker employed in the execution of this Agreement by him, or by any sub -consultant under him, for each calendar day during which such workman is required or permitted to work more than eight hours in any calendar day and forty hours in any one calendar week without such compensation for overtime violation of the provisions of the California Labor Code, unless Consultant or the Services are not subject to the Eight -Hour Law. 23.4 Employment of Apprentices. This Agreement shall not prevent the employment of properly indentured apprentices in accordance with the California Labor Code, and no employer or labor union shall refuse to accept otherwise qualified employees as indentured apprentices on the work performed hereunder solely on the Every qualified apprentice e regulations of the craft or only in the craft or trade to the Sery s, Consultant and any pprenticeable craft or trade shall applicable standards for a certificate ment and training of apprentices. ub-consultant shall employ the contribute to the fund to administer the area of the work hereunder. t the responsibility for compliance with ections 1777.5, 1777.6 and 1777.7 of the California eable occupations lies with Consultant. 24. Owne`j_. of Mat'w:ials/Confidentiality. 24.1 Doixilo s & Data. This Agreement creates an exclusive and perpetual license for Com `.5 f sion to copy, use, modify, reuse, or sub -license any and all copyrights and designs embodied in plans, specifications, studies, drawings, estimates, materials, data and other documents or works of authorship fixed in any tangible medium of expression, including but not limited to, physical drawings or data magnetically or otherwise recorded on computer diskettes, which are prepared or caused to be prepared by Consultant under this Agreement ("Documents & Data"). Consultant shall require all subcontractors to agree in writing that Commission is granted an exclusive and perpetual license for any Documents & Data the subcontractor prepares under this Agreement. Consultant represents and warrants that Consultant has the legal right to grant the exclusive and perpetual license for all such Documents & Data. Consultant makes no such representation and warranty in regard to Documents & Data which were 17336.00030\33774355.1 14 423 prepared by design professionals other than Consultant or provided to Consultant by the Commission. Commission shall not be limited in any way in its use of the Documents & Data at any time, provided that any such use not within the purposes intended by this Agreement shall be at Commission's sole risk. 24.2 Intellectual Property. In addition, Commission shall have and retain all right, title and interest (including copyright, patent, trade secret and other proprietary rights) in all plans, specifications, studies, drawings, estimates, materials, data, computer programs or software and source code, enhancements, documents, and any and all works of authorship fixed in any tangible medium or expression, including but not limited to, physical drawings or other data magnetically or otherwise recorded on computer media ("Intellectual Property") prepared or developed by or on b If of Consultant under this Agreement as well as any other such Intellectual Property pared or developed by or on behalf of Consultant under this Agreement. The Commission shall have Intellectual Property developed or modified un wholly or in part by Commission, whether or no and whether or not developed by Consultant. assignments of any and all rights to t request of Commission. Consultant written assignments from an the above referenced Intelle termination of this Agr Property, it shall first retain a ht, title and interest in reemen hether or not paid for d in conjunction with Consultant, ultant will execute separate written nced Intellectual Property upon responsible to obtain in writing separate agents of Consultant of any and all right to ould Consultant, either during or following sire to use any of the above -referenced Intellectual approval of the Commission. nd documents which were developed or prepared by the Consultant for general o the execution of this Agreement and which are not the copyright of any other pa • ublicly available and any other computer applications, shall continue to be the property of the Consultant. However, unless otherwise identified and stated prior to execution of this Agreement, Consultant represents and warrants that it has the right to grant the exclusive and perpetual license for all such Intellectual Property as provided herein. Commission further is granted by Consultant a non-exclusive and perpetual license to copy, use, modify or sub -license any and all Intellectual Property otherwise owned by Consultant which is the basis or foundation for any derivative, collective, insurrectional, or supplemental work created under this Agreement. 24.3 Confidentiality. All ideas, memoranda, specifications, plans, procedures, drawings, descriptions, computer program data, input record data, written information, and other Documents and Data either created by or provided to Consultant in connection with the performance of this Agreement shall be held confidential by 17336.00030\33774355.1 15 424 Consultant. Such materials shall not, without the prior written consent of Commission, be used by Consultant for any purposes other than the performance of the Services. Nor shall such materials be disclosed to any person or entity not connected with the performance of the Services or the Project. Nothing furnished to Consultant which is otherwise known to Consultant or is generally known, or has become known, to the related industry shall be deemed confidential. Consultant shall not use Commission's name or insignia, photographs of the Project, or any publicity pertaining to the Services or the Project in any magazine, trade paper, newspaper, television or radio production or other similar medium without the prior written consent of Commission. 24.4 Infringement Indemnification. Consultant shall defend, indemnify and hold the Commission, its directors, officials, officers, employees, volunteers and agents free and harmless, pursuant to the indemnification provisions of this Agreement, for any alleged infringement of any patent, copyright, trade secret, tr..de name, trademark, or any other proprietary right of any person or entity in conseque � of the use on the Project by Commission of the Documents & Data, including any m: •rocess, product, or concept specified or depicted. 25. Indemnification. To the fullest e t p-_ mitted • law, Consultant shall defend, indemnify and hold Commission, Calt their directors, officials, officers, employees, consultants, volunteers, and agents fr d harmless from any and all claims, demands, causes of action, costs, exp: liabi loss, damage or injury, in law or equity, to property or persons, including o -a inverse condemnation, and any claims related to property acquisition an e a i• rules or failure to detect or abate hazardous materials, which are ird party, and which , in any manner arise out of or are incident to al red n ligen, :cts, omissions, or willful misconduct of Consultant, its officials, offic- e ► gents, consultants, and contractors arising out of or in connection wi • e • . rmance of the Services, the Project or this Agreement, including without limi nt of consequential damages, expert witness fees, and attorneys fee d other ate costs and expenses. Consultant shall defend, at Consultant's own co xpense d risk, any and all such aforesaid suits, actions or other legal proceedings of e ki r ;i'that may be brought or instituted against Commission, Caltrans, and their dire ., officials, officers, employees, consultants, agents, or volunteers. Consultant sha pay and satisfy any judgment, award or decree that may be rendered against Commission, Caltrans or their directors, officials, officers, employees, consultants, agents, or volunteers, in any such suit, action or other legal proceeding. Consultant shall reimburse Commission, Caltrans and their directors, officials, officers, employees, consultants, agents, and/or volunteers, for any and all legal expenses and costs, including reasonable attorney's fees, incurred by each of them in connection therewith or in enforcing the indemnity herein provided. Consultant's obligation to indemnify shall not be restricted to insurance proceeds, if any, received by Commission, Caltrans or their directors, officials officers, employees, consultants, agents, or volunteers. Notwithstanding the foregoing, to the extent Consultant's Services are subject to Civil Code Section 2782.8, the above indemnity shall be limited, to the extent required by Civil Code Section 2782.8, to claims that arise out of, pertain to, or relate to the negligence, recklessness, or willful misconduct of the Consultant. Consultant's obligations as set forth in this Section 28 shall survive expiration or termination of this Agreement. 16 17336.00030\33774355.1 425 26. Insurance. 26.1 Time for Compliance. Consultant shall not commence work under this Agreement until it has provided evidence satisfactory to the Commission that it has secured all insurance required under this Section, in a form and with insurance companies acceptable to the Commission. In addition, Consultant shall not allow any subcontractor to commence work on any subcontract until it has secured all insurance required under this Section. 26.2 Minimum Requirements. Consultant shall, at its expense, procure and maintain for the duration of the Agreement insurance against claims for injuries to persons or damages to property which may arise from or in connectio with the performance of the Agreement by the Consultant, its agents, representatives r ployees or subcontractors. Consultant shall also require all of its subcontractors cure and maintain the same insurance for the duration of the Agreement. Such sur e shall meet at least the following minimum levels of coverage: (a) Minimum Sco•e broad as the latest version of the following: (1) Ge Commercial General Liability coverage Automobile Liability: Insurance Services code 1 (any auto) or exact equivalent); a Liability: Workers' Compensati•.' , ,ranc Employer's Liability Insuranc (b) M no less than: (1) Gen injury and property general aggregate this Agreement/locati occurrence limit. Limits umbrella liability insurance, injury and property damage. Limits may be achieved by any combination of primary and excess or umbrella liability insurance; and (3) Workers' Compensation and Employer's Liability: Workers' Compensation limits as required by the Labor Code of the State of California. Employer's Liability limits of $1,000,000 per accident. of ur Coverage shall be at least as Liability: Insurance Services Office CG 0001 or exact equivalent); (2) Auto Coverage (form CA 0001, rs' Compensation and Employer's s required by the State of California and i Limi s �f Insurance. Consultant shall maintain limits ,000,000 per occurrence for bodily injury, personal rcial General Liability Insurance or other form with her the general aggregate limit shall apply separately to general aggregate limit shall be twice the required achieved by any combination of primary and excess or 2) Automobile Liability: $1,000,000 per accident for bodily 26.3 Professional Liability. Consultant shall procure and maintain, and require its sub -consultants to procure and maintain, fora period of five (5) years following completion of the Project, errors and omissions liability insurance appropriate to their profession. For Consultant, such insurance shall be in an amount not less than $2,000,000 per claim. This insurance shall be endorsed to include contractual liability applicable to this Agreement and shall be written on a policy form coverage specifically designed to protect against acts, errors or omissions of the Consultant. "Covered Professional Services" as designated in the policy must specifically include work 17336.00030\33774355.1 17 426 performed under this Agreement. The policy must "pay on behalf of" the insured and must include a provision establishing the insurer's duty to defend. Subconsultants of Consultant shall obtain such insurance in an amount not less than $2,000,000 per claim. Notwithstanding the foregoing, the Commission may consider written requests to lower or dispense with the errors and omissions liability insurance requirement contained in this Section for certain subconsultants of Consultant, on a case -by -case basis, depending on the nature and scope of the Services to be provided by the subconsultant. Approval of such request shall be in writing, signed by the Commission's Contract Administrator. 26.4 Aircraft Liability Insurance. Prior to conducting any Services requiring use of aircraft, Consultant shall procure and maintain, or cause to be procured and maintained, aircraft liability insurance or equivalent form, with a single limit as shall be required by the Commission. Such insurance shall include coverage for owned, hired and non -owned aircraft and passengers, and shall name, or :•e endorsed to name, the Commission, Caltrans and their directors, officials, offic.- employees and agents as additional insureds with respect to the Services or oper-.,' . performed by or on behalf of the Consultant. 26.5 Insurance Endorsements. following provisions, or Consultant shall provi Commission to add the following provisions to th (a) General Liabi (i) coverage for (1) bodily Injury (3) premises/operations liab limits that apply per Project; deleted; (7) contractu damage; and (9) in rance • ''cies shall contain the ments on forms approved by the urance policies: General Liability Insurance must include age; (2) personal Injury/advertising Injury; mpleted operations liability; (5) aggregate osion, collapse and underground (UCX) exclusion respect to this Agreement; (8) broad form property nts coverage. The policy shall contain no endorsements or provisions limiting coverage for (1) ; ,<<°-''`' al liability; (2) cross liability exclusion for claims or suits by one insured against anothe or (3) contain any other exclusion contrary to this Agreement. (iii) The policy shall give the Commission, its directors, officials, officers, employees, and agents insured status using ISO endorsement forms 20 10 10 01 and 20 37 10 01, or endorsements providing the exact same coverage. (iv) The additional insured coverage under the policy shall be "primary and non-contributory" and will not seek contribution from the Commission's or Caltrans' insurance or self-insurance and shall be at least as broad as CG 20 01 04 13, or endorsements providing the exact same coverage. (b) Automobile Liability. The automobile liability policy shall be endorsed to state that: (1) the Commission, Caltrans and their directors, officials, officers, employees and agents shall be covered as additional insureds with respect to the ownership, operation, maintenance, use, loading or unloading of any auto owned, leased, 17336.00030\33774355.1 18 427 hired or borrowed by the Consultant or for which the Consultant is responsible; and (2) the insurance coverage shall be primary insurance as respects the Commission, Caltrans and their directors, officials, officers, employees and agents, or if excess, shall stand in an unbroken chain of coverage excess of the Consultant's scheduled underlying coverage. Any insurance or self-insurance maintained by the Commission, Caltrans and their directors, officials, officers, employees and agents shall be excess of the Consultant's insurance and shall not be called upon to contribute with it in any way. (c) Workers' Compensation and Employers Liability Coverage. (i) Consultant certifies that he/she is aware of the provisions of Section 3700 of the California Labor Code which requires every employer to be insured against liability for workers' compensation or to undertake self-insurance in accordance with the provisions of that code, and he/she will comply w' h such provisions before commencing work under this Agreement. (ii) The insurer shall a against the Commission, its directors, officials, offi paid under the terms of the insurance policy Consultant. set forth hereunder. (d) All Coverage ( this Section are not intended waiver of any covera under this Agreeme the specified mini be available to the Co and agents as additiona coverage and limits shal Agreement; or (2) the broader coverage and maximum limits of coverage of any insurance policy or proceeds available to the named insured; whichever is greater. ve all rights of subrogation s and agents for losses rk performed by the be payable in addition to the limits s of specific coverage or limits contained in a coverage, limits, or other requirement, or a ovided by any insurance. It shall be a requirement e insurance proceeds broader than or in excess of overage requirements and/or limits set forth herein shall altrans and their directors, officials, officers, employees s under said policies. Furthermore, the requirements for (1) the minimum coverage and limits specified in this (iii) The limits of insurance required in this Agreement may be satisfied by a combination of primary and umbrella or excess insurance. Any umbrella or excess insurance shall contain or be endorsed to contain a provision that such coverage shall also apply on a primary and non-contributory basis for the benefit of the Commission (if agreed to in a written contract or agreement) before the Commission's own insurance or self-insurance shall be called upon to protect it as a named insured. The umbrella/excess policy shall be provided on a "following form" basis with coverage at least as broad as provided on the underlying policy(ies). (iv) Consultant shall provide the Commission at least thirty (30) days prior written notice of cancellation of any policy required by this Agreement, 17336.00030\33774355.1 19 428 except that the Consultant shall provide at least ten (10) days prior written notice of cancellation of any such policy due to non-payment of premium. If any of the required coverage is cancelled or expires during the term of this Agreement, the Consultant shall deliver renewal certificate(s) including the General Liability Additional Insured Endorsement to the Commission at least ten (10) days prior to the effective date of cancellation or expiration. (v) The retroactive date (if any) of each policy is to be no later than the effective date of this Agreement. Consultant shall maintain such coverage continuously for a period of at least three years after the completion of the work under this Agreement. Consultant shall purchase a one (1) year extended reporting period A) if the retroactive date is advanced past the effective date of this Agreement; B) if the policy is cancelled or not renewed; or C) if the policy is replaced by another claims -made policy with a retroactive date subsequent to the effective date of this As .-ement. (vi) The foregoing requir-, s as to the types and limits of insurance coverage to be maintained by Consultant, a ,: an ':,.royal of said insurance by the Commission, is not intended to and shall not in - manner ;t or qualify the liabilities and obligations otherwise assumed by the Cons t pu uant to Agreement, including but not limited to, the provisions concerning in• ' nif' ; ion. (vii) If at a of insurance required under this Agreeme canceled and not replaced, Commission insurance it deems necessary reimbursed by Consultant or from Consultant payments. The Commission may re•uire policies in effect for t e duri e life of the Agreement, any policy ply with these specifications or is ht but not the duty to obtain the ium paid by Commission will be promptly ithhold amounts sufficient to pay premium Commission may cancel this Agreement. onsultant to provide complete copies of all insurance e Project. Neither the Commission nor any of its directors, officials, officers, employees or W -nts :II be personally responsible for any liability arising under or by virtue of this Agree 26.6 Deductibles and Self -Insurance Retentions. Any deductibles or self - insured retentions must be declared to and approved by the Commission. If the Commission does not approve the deductibles or self -insured retentions as presented, Consultant shall guarantee that, at the option of the Commission, either: (1) the insurer shall reduce or eliminate such deductibles or self -insured retentions as respects the Commission, its directors, officials, officers, employees and agents; or, (2) the Consultant shall procure a bond guaranteeing payment of losses and related investigation costs, claims and administrative and defense expense. 26.7 Acceptability of Insurers. Insurance is to be placed with insurers with a current A.M. Best's rating no less than A:VI I I, licensed to do business in California, and satisfactory to the Commission. 17336.00030\33774355.1 20 429 26.8 Verification of Coverage. Consultant shall furnish Commission with original certificates of insurance and endorsements effecting coverage required by this Agreement on forms satisfactory to the Commission. The certificates and endorsements for each insurance policy shall be signed by a person authorized by that insurer to bind coverage on its behalf. All certificates and endorsements must be received and approved by the Commission before work commences. The Commission reserves the right to require complete, certified copies of all required insurance policies, at any time. 26.9 Subconsultant Insurance Requirements. Consultant shall not allow any subcontractors or subconsultants to commence work on any subcontract until they have provided evidence satisfactory to the Commission that they have secured all insurance required under this Section. Policies of commercial general liability insurance provided by such subcontractors or subconsultants shall be endorsed to name the Commission as an additional insured using ISO form CG 20 providing the exact same coverage. If requested by Co approve different scopes or minimum limits of insuran subconsultants. 26.10 Other Insurance. At its o additional coverage(s), limits and/or the reduc reasonable and prudent based upon risk factors Project. In retaining this option Com doe program to be adequate. Consultant sha to the insurance required in this Section. 27. Safety. Consult damage to any person or pr times be in compliance with regulations, and shal appropriate to the performed. Safety adequate life protecti accident prevention for scaffolds, fall protection I..ders, bridges, gang planks, confined space procedures, trenching and shoring, equipment and other safety devices, equipment and wearing apparel as are necessary or lawfully required to prevent accidents or injuries; and (C) adequate facilities for the proper inspection and maintenance of all safety measures. 8 04 13 or an endorsement Itant, the Commission may articular subcontractors or Comm! ion may require such uctibles or retentions it considers may directly or indirectly impact the t warrant Consultant's insurance o purchase insurance in addition nd maintain its work so as to avoid injury or out its Services, the Consultant shall at all pplica• e local, state and federal laws, rules and ecessary precautions for the safety of employees and the conditions under which the work is to be applicable shall include, but shall not be limited to: (A) saving equipment and procedures; (B) instructions in ployees and subcontractors, such as safe walkways, Pursuant to the authority contained in Section 591 of the Vehicle Code, the Commission has determined that the Project will contain areas that are open to public traffic. Consultant shall comply with all of the requirements set forth in Divisions 11, 12, 13, 14, and 15 of the Vehicle Code. Consultant shall take all reasonably necessary precautions for safe operation of its vehicles and the protection of the traveling public from injury and damage from such vehicles. 28. Additional Work. Any work or activities that are in addition to, or otherwise outside of, the Services to be performed pursuant to this Agreement shall only be 17336.00030\33774355.1 21 430 performed pursuant to a separate agreement between the parties. Notwithstanding the foregoing, the Commission's Executive Director may make a change to the Agreement, other than a Cardinal Change. For purposes of this Agreement, a Cardinal Change is a change which is "outside the scope" of the Agreement; in other words, work which should not be regarded as having been fairly and reasonably within the contemplation of the parties when the Agreement was entered into. An example of a change which is not a Cardinal Change would be where, in a contract to construct a building there are many changes in the materials used, but the size and layout of the building remains the same. Cardinal Changes are not within the authority of this provision to order, and shall be processed by the Commission as "sole source" procurements according to applicable law, including the requirements of FTA Circular 4220.1 F. (a) In addition to the cha modification which is signed by Consultant and the Commi than a Cardinal Change, may be made in order to: adjustment to the Agreement price, delivery schedu issuance of a Change Order, (2) reflect definitiv agreements of the parties modifying the ter Modification"). (b) Cons change, without written authorization from herein. In the event such a ch..m •e a Commission's Executive Direct ulta 29. Prohibited Inte 29.1 employed nor ret solely for Consultan it has not paid nor ha employee working solely onsultant, any fee, commission, percentage, brokerage fee, gift or other consideration ontingent upon or resulting from the award or making of this Agreement. For breach or violation of this warranty, the Commission shall have the right to rescind this Agreement without liability. nd tter cont thiAgreem es authorized above, a n's Executive Director, other ake a negotiated equitable terms resulting from the , and (3) reflect other t ("Bilateral Contract rform, nor be compensated for any s Executive Director as set forth atio is not issued and signed by the shall not provide such change. nsultant maintains and warrants that it has not r person, other than a bona fide employee working ecure this Agreement. Further, Consultant warrants that to pay any company or person, other than a bona fide 29.2 Commission Conflict of Interest. For the term of this Agreement, no member, officer or employee of the Commission, during the term of his or her service with the Commission, shall have any direct interest in this Agreement, or obtain any present or anticipated material benefit arising therefrom. 29.3 Conflict of Employment. Employment by the Consultant of personnel currently on the payroll of the Commission shall not be permitted in the performance of this Agreement, even though such employment may occur outside of the employee's regular working hours or on weekends, holidays or vacation time. Further, the employment by the Consultant of personnel who have been on the Commission payroll within one year prior to 17336.00030\33774355.1 22 431 the date of execution of this Agreement, where this employment is caused by and or dependent upon the Consultant securing this or related Agreements with the Commission, is prohibited. 29.4 Covenant Against Contingent Fees. As required in connection with federal funding, the Consultant warrants that he/she has not employed or retained any company or person, other than a bona fide employee working for the Consultant, to solicit or secure this Agreement, and that he/she has not paid or agreed to pay any company or person, other than a bona fide employee, any fee, commission, percentage, brokerage fee, gift, or any other consideration, contingent upon or resulting from the award or formation of this Agreement. For breach or violation of this warranty, the Commission shall have the right to terminate this Agreement without liability pursuant to the terms herein, or at its discretion to deduct from the Agreement price or consideration, or otherwise recover, the full amount of such fee, commission •ercentage, brokerage fee, gift, or contingent fee. 29.5 Rebates Kickbacks or Other wf °:;_onsideration. Consultant warrants that this Agreement was not obtained or cured th • h rebates kickbacks or other unlawful consideration, either promised • %aid t._. any Co ission employee. For breach or violation of this warranty, Commiss sh ave the right in its discretion; to terminate this Agreement without liability; to pa for the value of the work actually performed; or to deduct from the Agree • rice; o erwise recover the full amount of such rebate, kickback or other unlawful 29.6 Covenant � ��r _„t E �� diture of Commission, State or Federal Funds for Lobbying. The C. Itan ertifi that to the best of his/ her knowledge and belief no state, federal or to Y ge► •°'iated funds have been paid, or will be paid by or on behalf of the Consulta ny person for the purpose of influencing or attempting to influence an office f any state or federal agency; a Member of the State Legislature or Un ss; an officer or employee of the Legislature or Congress; or any o Member of the Legislature or Congress, in connection with the award of any <te or , •eral contract, grant, loan, or cooperative agreement, or the extension, continuat newal, amendment, or modification of any state or federal contract, grant, loan, or co perative agreement. (a) If any funds other than federal appropriated funds have been paid, or will be paid to any person for the purpose of influencing or attempting to influence an officer or employee of any federal agency; a Member of Congress; an officer or employee of Congress, or an employee of a Member of Congress; in connection with this Agreement, the Consultant shall complete and submit the attached Exhibit "G", Standard Form-LLL, "Disclosure Form to Report Lobbying," in accordance with the attached instructions. (b) The Consultant's certification provided in this Section is a material representation of fact upon which reliance was placed when this Agreement was entered into, and is a prerequisite for entering into this Agreement pursuant to Section 1352, Title 31, US. Code. Failure to comply with the restrictions on expenditures, or the 17336.00030\33774355.1 23 432 disclosure and certification requirements set forth in Section 1352, Title 31, US. Code may result in a civil penalty of not less than $10,000 and not more than $100,000 for each such failure. (c) The Consultant also agrees by signing this Agreement that he/she shall require that the language set forth in this Section be included in all Consultant subcontracts which exceed $100,000, and that all such subcontractors shall certify and disclose accordingly. 29.7 Employment Adverse to the Commission. Consultant shall notify the Commission, and shall obtain the Commission's written consent, prior to accepting work to assist with or participate in a third -party lawsuit or other legal or administrative proceeding against the Commission during the term of this Agreement. 30. Equal Opportunity Employment. Consultan opportunity employer and it shall not discriminate again applicant for employment because of race, religion, c age. Such non-discrimination shall include, but n initial employment, upgrading, demotion, transf layoff or termination. resents that it is an equal subcontractor, employee or al origin, ancestry, sex or all activities related to ruitment advertising, 31. Ri • ht to Em lo Other Con nts. C• ission reserves the right to employ other consultants in connection with the 32. Governing Law. Th' eem " hall be governed by and construed with the laws of the State of California. It .hall in Riverside County. 33. Disputes. Attorn es. 33.1 in good faith to r shall not excuse Co ing any action hereunder, the Parties shall attempt ute arising between them. The pendency of a dispute full and timely performance of the Services. 33.2. If the ies are unable to resolve a dispute after attempting in good faith to do so, the Parties may seek any other available remedy to resolve the dispute. If either Party commences an action against the other Party, either legal, administrative or otherwise, arising out of or in connection with this Agreement, the prevailing Party in such litigation shall be entitled to have and recover from the losing Party reasonable attorneys' fees and, all other costs of such actions. 34. Time of Essence. Time is of the essence for each and every provision of this Agreement. 35. Headings. Article and Section Headings, paragraph captions or marginal headings contained in this Agreement are for convenience only and shall have no effect in the construction or interpretation of any provision herein. 17336.00030\33774355.1 24 433 36. Notices. All notices permitted or required under this Agreement shall be given to the respective parties at the following address, or at such other address as the respective parties may provide in writing for this purpose: CONSULTANT: STV Incorporated 9130 Anaheim Place, Suite 210 Rancho Cucamonga, CA 91730 Attn: Tyler Bonstead COMMISSION: Riverside County Transportation Commission 4080 Lemon Street, 3rd Floor Riverside, CA 92501 Attn: Executive Director Such notice shall be deemed made when personally delivered or when mailed, forty-eight (48) hours after deposit in the U.S. mail, first class postage prepaid, and addressed to the Party at its applicable address. Actual notice shall be deemed adequate notice on the date actual notice occurred, regardless of the method of service. 37. Conflicting Provisions. In the event that provisions of any attached exhibits conflict in any way with the provisions set forth in this Agreement, the language, terms and conditions contained in this Agreement shall control the actions and obligations of the Parties and the interpretation of the Parties' understanding concerning the performance of the Services. 38. Amendment or Modification. No supplement, modification, or amendment of this Agreement shall be binding unless executed in writing and signed by both Parties. 39. Entire Agreement. This Agreement contains the entire agreement of the Parties relating to the subject matter hereof and supersedes all prior negotiations, agreements or understandings. 40. Invalidity; Severability. If any portion of this Agreement is declared invalid, illegal, or otherwise unenforceable by a court of competent jurisdiction, the remaining provisions shall continue in full force and effect. 41. Provisions Applicable When State Funds or Federal Funds Are Involved. Since funding for the Services shall be provided, in whole or in part, from the FTA, Consultant shall also fully and adequately comply with the provisions included in Exhibit "E" (FTA Requirements) attached hereto and incoroporated herein by reference. 42. Survival. All rights and obligations hereunder that by their nature are to continue after any expiration or termination of this Agreement, including, but not limited to, the indemnification and confidentiality obligations, shall survive any such expiration or termination. 43. No Third Party Beneficiaries. There are no intended third party beneficiaries of any right or obligation assumed by the Parties. 17336.00030\33774355.1 25 434 44. Labor Certification. By its signature hereunder, Consultant certifies that it is aware of the provisions of Section 3700 of the California Labor Code which require every employer to be insured against liability for Workers' Compensation or to undertake self- insurance in accordance with the provisions of that Code, and agrees to comply with such provisions before commencing the performance of the Services. 45. Counterparts. This Agreement may be signed in counterparts, each of which shall constitute an original. 46. Signatures. A manually signed copy of this Agreement which is transmitted by facsimile, email or other means of electronic transmission shall be deemed to have the same legal effect as delivery of an original executed copy of this Agreement for all purposes. This Agreement may be signed using an electronic signature. 47. Subpoenas or Court Orders. Should ConsultF; `,' receive a subpoena or court order related to this Agreement, the Services or the Pro Consultant shall immediately provide written notice of the subpoena or court order t e ,; mission. Consultant shall not respond to any such subpoena or court order u otice to Commission is provided as required herein, and shall cooperate with e C•mmissio ' ''n responding to the subpoena or court order. 48. Assignment or Transfer. transfer, either directly or by operation of I the prior written consent of the Commissi and any assignees, hypothecate of such attempted assignmen hall not assign, hypothecate, or nt or any interest herein, without pt to do so shall be null and void, shall acquire no right or interest by reason or transfer. 49. Successors and 1 s. T 1 greement shall be binding on the successors and assigns of the pa », sh.. of be assigned by Consultant without the prior written consent of Commis 50. Incorpo 'ii',;•n of ' °vitals. The recitals set forth above are true and correct and are incorporated int• i greement as though fully set forth herein. 51. No Waiver. Failure of Commission to insist on any one occasion upon strict compliance with any of the terms, covenants or conditions hereof shall not be deemed a waiver of such term, covenant or condition, nor shall any waiver or relinquishment of any rights or powers hereunder at any one time or more times be deemed a waiver or relinquishment of such other right or power at any other time or times. [SIGNATURES ON FOLLOWING PAGE] 17336.00030\33774355.1 26 435 SIGNATURE PAGE TO PROFESSIONAL SERVICES AGREEMENT FOR ON -CALL MULTIMODAL TRANSIT/RAIL CONSULTING SERVICES (FTA FUNDED) IN WITNESS WHEREOF, this Agreement was executed on the date first written above. RIVERSIDE COUNTY TRANSPORTATION COMMISSION By: Anne Mayer, Executive Director Approved as to Form: By: Best, Best & Krieger LL General Counsel ii CONSULTANT STV INCORPORATED By: • Signature me Title ATTEST: By: Its: A corporation requires the signatures of two corporate officers. One signature shall be that of the chairman of board, the president or any vice president and the second signature (on the attest line) shall be that of the secretary, any assistant secretary, the chief financial officer or any assistant treasurer of such corporation. If the above persons are not the intended signators, evidence of signature authority shall be provided to RCTC. 17336.00030\33774355.1 27 436 EXHIBIT "A" SCOPE OF SERVICES Exhibit A 17336.00030\33774355.1 437 Scope of Services Multimodal Support Services 1.0 GENERAL INFORMATION The Riverside County Transportation Commission (Commission) is an active participant in a number of multimodal efforts and initiatives in the region. Measure A provided the first sales tax funding for the commuter rail in Southern California. This later developed into the Southern California Regional Rail Authority (SCRRA) or Metrolink of which the Commission is a voting member and funding agency. The Measure A program also is in place to assist with Commuter Assistance Programs such as Rideshare and 1E511. It also supports specialized transit and general public transit through coordination with partner agencies and cities. The Commission has made significant investments in the transit and rail infrastructure, property, and use rights to enable and expand services in the region. The Commission is also involved in supporting intercity rail through Riverside and is planning for the development of a ne intercity rail route to Coachella Valley. The Commission participates in a number of regional tran the Citizens & Specialized Transit Advisory Committe Agency Advisory Committee, LOSSAN Board and Rail - Southern California Inland Corridor Group uth Coalition, Coachella Valley Association of Transportation NOW, and meetings with local tr Commission's multimodal program is th coordination efforts. In addition to supporting passen in Riverside County and owns This responsibility requires t these facilities, as well as overs services may include 1.0 GENERAL coordination efforts including STAC), trolink Board and Member nical Advise? ommittee, High Speed alifornia assenger Rail Planning ents Transportation Committee, providers. A key function of the nical input and oversight to these ission owns and operates the nine rail stations Line property from Riverside to San Jacinto. involved in the security and maintenance of ally op= ations and uses associated with them. Multimodal the following activities: The Commission is deg •i ,, list of pre -qualified consultants for Multimodal Transit/Rail Consulting Services. The = ualified consultants will supplement the work of the Commission staff in accordance with the specifications presented below. As support needs arise, the Commission will develop a brief scope of work and select a consultant from the list of bench consultants depending on the type of support needed, and the qualifications of the firm and/or cost. The selected consultant will respond by providing information about the level of effort required to perform the required services. This will be documented on a pre -approved Task Order (TO). Rates and cost for each TO will be in accordance with rates indicated in the price schedules. Upon approval by the Commission's Project Manager, a TO will be issued on a time and expense basis. The consultant will be required to commence work within five days or sooner after receiving a fully executed TO. These services will be funded using a variety of federal, state, and local funds. The consultant will need to be able to meet all the requirements associated with the specific fund type associated with each TO and the funding will be identified at the time the scope of work is released. Exhibit A-1 17336.00030\33774355.1 438 2.0 CONSULTANT'S RESPONSIBILITIES 2.1 The successful Consultant shall have a strong understanding of the latest local, regional, state, and federal policies, regulations, and planning documents 2.2 The Consultant shall research and incorporate appropriate land use, demographic, and ridership data and projections to prepare deliverables with appropriate maps, graphics, and images. 2.3 Consultant shall comply with all relevant disclosure requirements and maintain the highest ethical standards both, publicly and privately, including the avoidance of conflicts of interest. 2.4 requested by the Commission's designated project manag-r. Consultant shall provide other services within the individual's and/or firm's ability as 2.5 The Commission reserves the right to competitive d any or all portions of work addressed in this statement of work. 3.0 WORK ACTIVITIES Though the list is not all-inclusive, the successful Co y nt shall be required to perform b following services: 3.1 Planning, Feasibility Studies and Ana Perform, review, and conduct various' ®tanning studies and exercises related to the multimodal programs in Riverside County, including but not limited to: feasibility studies, strategic plans, service planning, operational analyses, and freight and goods movement studies. These activities may require the update or revision of an existing planning document, or the development of a new study. Examples of projects that have been completed and may need updating, or, may be developed include, but are not limited to: 1. Next Generation Rail Study 2. Rail Stations First/Last Mile Active Transportation Plan 3. Express Bus Study 4. Grade Separation Funding Priority Strategy 5. Warehousing and Logistics Truck Fee Study 6. Ridership Forecasting and Service Planning Models 7. Future Growth Market Assessments and Operational Analyses 8. Transit Oriented Development Plans 9. Future Rail Station Parking Needs Assessment 10. Rail Crossing Safety Improvements/Quiet Zone Plans 11. Zero Emission Bus Transition and Implementation Plan 12. Emerging Technology Feasibility Studies 13. Financial and Revenue Analyses 14. Sustainability and Climate Resiliency Studies Exhibit A-2 17336.00M \ 33774355.1 439 Other multimodal planning studies and analyses as needed to carry out the Commission's goals and objectives, and roles and responsibilities as the regional transportation planning agency. 3.2 Technical Support Technical assistance for the implementation of approved plans and studies, and to support the program management and delivery of services for the Multimodal Department. This may include, but is not limited to: 1. Preparing grant applications for competitive state and federal funding programs; 2. Preparing benefit -cost analyses; 3. Conducting ridership/station surveys; 4. Assisting in project development and administration of new or special projects; 5. Assisting in providing training and professional de lopment for compliance with state and federal laws and regulations; 6. Developing public engagement and marketing c npaigns for special events and projects; 7. Preparing scope of work documents for procuremer services; 8. Planning support for intercity rail projects; and 9. Oversight and subrecipient compliance for federal grants Other technical support as needed o improve the effectiveness of the projects and programs in the Multimodal Depart Exhibit A-3 17336.00030\33774355.1 440 EXHIBIT "B" COMPENSATION AND PAYMENT Exhibit B-1 17336.00030\33774355.1 441 EXHIBIT "B" COMPENSATION SUMMARY FIRM PROJECT TASKS/ROLE COST Prime Consultant: STV Incorporated Transit/Rail Support Services $ 5,000,000.00 Sub Consultants: Arellano Associates Public Engagement & Marketing TBD CPCS Goods Movement & Warehouse Logistics TBD Fehr & Peers TOD Planning TBD Redman Consulting LLC Grant Applications; Sustainability & Resiliency TBD Steer Financil Ridership Forecasting TBD AA _App. TOTAL COSTS e 5,000,000.00 1 Commission authorization pertains to total contract award amount. Compensation adjustments between consultants may occur; however, the maximum total compensation authorized may not be exceeded. 442 EXHIBIT "C" FTA REQUIREMENTS Exhibit C-1 17336.00030\33774355.1 443 FTA FUNDING REQUIREMENTS (Non-construction/maintenance work) As used herein, "RCTC" shall have the same meaning as the "Commission." The term "contract" or "Contract" shall have the same meaning as the "Agreement." 1. No Obligation by the Federal Government a. RCTC and Consultant acknowledge and agree that, notwithstanding any concurrence by the Federal Government in or approval of the solicitation or award of the underlying contract, absent the express written consent by the Federal Government, the Federal Government is not a party to this contract and shall not be subject to any obligations or liabilities to the Purchaser, Consultant, or any other party (whether or not a party to that contract) pertaining to any matter resulting from the underlying contract. b. The Consultant agrees to include the above clause in each subcontract financed in whole or in part with Federal assistance provided by FTA. It is further agreed t . e clause shall not be modified, except to identify the subconsultant who will be subject to its p sions. 2. Program Fraud and False or Fraudulent State is or R d Acts a. The Consultant acknowledges that the provis of thArogram Fraud Civil Remedies Act of 1986, as amended, 31 U.S.C. § 3801 et seq. and U.S. DOT regulations, "Program Fraud Civil Remedies," 49 C.F.R. Part 31, apply to its actions pertaining to this Project. Upon execution of the underlying contract, the Consultant certifies or affirms the truthSulness and accuracy of any statement it has made, it makes, it may make, or causes to be made, pertaining to the underlying contract or the FTA assisted project for which this coilrt t work is being performed. In addition to other penalties that may be applicable, the Consultant furtl r acknowledges that if it makes, or causes to be made, a false, fictitious, or fraudulent claim, statement submission, or certification, the Federal Government reserves the right to impose the penalties of the Program Fraud Civil Remedies Act of 1986 on the Consultant to the extent tie Federal Government deems appropriate. b. The Consultant also acknowl ges that if it makes, or causes to be made, a false, fictitious, or fraudulent claim, statement, submiss n, or certification to the Federal Government under a contract connected with a project that is financed in whole or in part with Federal assistance originally awarded by FTA under the authority of 49 U.S.C. § 5307, the Government reserves the right to impose the penalties of 18 U.S.C. § 1001 and 49 U.S.C. § 5307(n)(1) on the Consultant, to the extent the Federal Government deems appropriate. c. The Consultant agrees to include the above two clauses in each subcontract financed in whole or in part with Federal assistance provided by FTA. It is further agreed that the clauses shall not be modified, except to identify the subconsultant who will be subject to the provisions. 3. Access to Records The Consultant agrees to the following access to records requirements: a. To provide RCTC, the FTA Administrator, the Comptroller General of the United States or any of their authorized representatives access to any books, documents, papers and records of the Consultant which are directly pertinent to this contract for the purposes of making audits, Exhibit C-1 17336.00030\33774355.1 444 examinations, excerpts and transcriptions. Consultant also agrees, pursuant to 49 C. F. R. 633.17 to provide the FTA Administrator or his authorized representatives including any PMO Consultant access to Consultant's records and construction sites pertaining to a major capital project, defined at 49 U.S.C. 5302(a)1, which is receiving federal financial assistance through the programs described at 49 U.S.C. 5307, 5309 or 5311. b. To make available in the case of a contract for a capital project or improvement, as defined above and awarded by other than competitive bidding in accordance with 49 U.S.C. 5325(a), records related to the contract to RCTC, the Secretary of Transportation and the Comptroller General or any authorized officer or employee of any of them for the purposes of conducting an audit and inspection. c. To maintain all books, records, accounts and reports required under this contract for a period of not less than three years after the date of termination or expiration of this contract, except in the event of litigation or settlement of claims arising from the performance of this contract, in which case Consultant agrees to maintain same until RCTC, the FTA Administrator, the Comptroller General, or any of their duly authorized representatives, have disposed of all h litigation, appeals, claims or exceptions related thereto. Reference 49 CFR 18.39(i)(11). d. To permit any of the foregoing parties to reprodAle by an ans whatsoever or to copy excerpts and transcriptions as reasonably needed. 4. Federal Changes The Consultant shall at all times comply with all applicable FTA regulations, policies, procedures and directives, including without limitation those listed directly or by reference in the Master Agreement between RCTC and FTA, as they ma , ended or promulgated from time to time during the term of this contract. Consultant's fail • so sply §hall constitute a material breach of this contract. 5. Civil Rights The following require is appl the • erlying contract: (1) Nondiscrimination - n accordance with Title VI of the Civil Rights Act, as amended, 42 U.S.C. § 2000d, section 303 of the Age Discrimination Act of 1975, as amended, 42 U.S.C. § 6102, section 202 of the Americans with Disabilities Act of 1990, 42 U.S.C. § 12132, and Federal transit law at 49 U.S.C. § 5332 and 49 CFR part 21, the Consultant agrees that it will not discriminate against any employee or applicant for employment because of race, color, creed, national origin, sex, age, or disability. In addition, the Consultant agrees to comply with applicable Federal implementing regulations and other implementing requirements FTA may issue. (2) Equal Employment Opportunity - The following equal employment opportunity requirements apply to the underlying contract: (a) Race, Color, Creed, National Origin, Sex - In accordance with Title VII of the Civil Rights Act, as amended, 42 U.S.C. § 2000e, and Federal transit laws at 49 U.S.C. § 5332, the Consultant agrees to comply with all applicable equal employment opportunity requirements of U.S. Department of Labor (U.S. DOL) regulations, "Office of Federal Contract Compliance Programs, Equal Employment Opportunity, Department of Labor," 41 C.F.R. Parts 60 et seq ., (which implement Executive Order No. 11246, "Equal Employment Opportunity," as amended by Executive Order No. 11375, Exhibit C-2 17336.00030\33774355.1 445 "Amending Executive Order 11246 Relating to Equal Employment Opportunity," 42 U.S.C. § 2000e note), and with any applicable Federal statutes, executive orders, regulations, and Federal policies that may in the future affect construction activities undertaken in the course of the Project. The Consultant agrees to take affirmative action to ensure that applicants are employed, and that employees are treated during employment, without regard to their race, color, creed, national origin, sex, or age. Such action shall include, but not be limited to, the following: employment, upgrading, demotion or transfer, recruitment or recruitment advertising, layoff or termination; rates of pay or other forms of compensation; and selection for training, including apprenticeship. In addition, the Consultant agrees to comply with any implementing requirements FTA may issue. (b) Age - In accordance with section 4 of the Age Discrimination in Employment Act of 1967, as amended, 29 U.S.C. § § 623, Federal transit law at 49 U.S.C. § 5332, the Equal Employment Opportunity Commission (U.S. EEOC) regulations, "Age Discrimination in Employment Act," 29 C.F.R. part 1625, the Age Discrimination Act of 1975, as amended, 42 U.S.C. § 6101 et seq., U.S. Health and Human Services regulations, "Nondiscrimination on the Basis of Age in Programs or Activities Receiving Federal Financial Assistance," 45 C.F.R. part 91' the Consultant agrees to refrain from discrimination against present and prospective employees for reason of age. In addition, the Consultant agrees to comply with any implementing require nts FTA may issue. (c) Disabilities - In accordance with section 504 of thgteabilitation Act of 1973, as amended, 29 U.S.C. § 794, the Americans with Disabilities Act of 1990, as ai tended, 42 U.S.C. § 12101 et seq., the Architectural Barriers Act of 1968, as amended, 42 U.S.C. § 4151 et seq., and Federal transit law at 49 U.S.C. § 5332, the Consultant agrees that it will not discriminate against individuals on the basis of disability, and that it will comply with the requirements of 4.S. Equal Employment Opportunity Commission, "Regulations to Implement the Equal Employment Provisions of the Americans with Disabilities Act," 29 C.F.R. Part 16307pertaining to employment of persons with disabilities. In addition, the Consultant agrees to ply with any implementing requirements FTA may issue. f (3) The Consultant also agrees to these requirements in each subcontract financed in whole or in part with Federal as tance provid d by FTA, modified only if necessary to identify the affected parties. 6. FTA Disadvantag1d Busin Enterprise (DBE) Requirements A. General DBE Requirenishts: In accordance with Federal financial assistance agreements with the U.S. Department of Transportation (U.S. DOT), Commission has adopted a Disadvantaged Business Enterprise (DBE) Policy and Program, in conformance with Title 49 CFR Part 26, "Participation by Disadvantaged Business Enterprises in Department of Transportation Programs" (the "Regulations"). This RFP is subject to these stipulated regulations. In order to ensure that Commission achieves its overall DBE Program goals and objectives, Commission encourages the participation of DBEs as defined in 49 CFR 26 in the performance of contracts financed in whole or in part with U.S. DOT funds. It is the policy of the Commission to: 1. Ensure nondiscrimination in the award and administration of DOT -assisted contracts; 2. Create a level playing field on which DBE's can compete fairly for DOT -assisted contracts; Exhibit C-3 17336.00030\33774355.1 446 3. Ensure that the DBE program is narrowly tailored in accordance with applicable law; 4. Ensure that only firms that fully meet 49 C.F.R. part 26 eligibility standards are permitted to participate as DBE's; 5. Help remove barriers to the participation of DBEs in DOT assisted contracts; 6. To promote the use of DBEs in all types of federally assisted contracts and procurement activities; and 7. Assist in the development of firms that can compete successfully in the marketplace outside the DBE program. B. Discrimination: Consultant shall not discriminate on the basis of race, color, national origin, or sex in the award and performance of subcontracts. Any terms used herein that are defined in 49 CFR Part 26, or elsewhere in the Regulations, shall have the meaning orth in the Regulations. C. Commission's Race -Neutral DBE Program: A Race- t . 'BE Program is one that, while benefiting DBEs, is not solely focused on DBE firms. Therefore, und- ' ace -Neutral DBE Program, Commission does not establish numeric race-conscio pBE participati. :oals on its DOT -assisted contracts. There is no FTA DBE goal on this Projeo� Consultant shall not be required to achieve a specific level of DBE participation as a condition of contract compliance in the performance of this DOLT -assisted ntract. However, Consultant shall adhere to race -neutral DBE participation commitment(s) made at the time of award. D. Race -Neutral DBE Subm. ions and oing Reporting Requirements (Post -Award): At termination of the Contract, the successful Conil. ant shall complete and submit to Commission a "DBE Race -Neutral Participation Listing" in the f6rm provided by Commission. In the event DBE(s) are utilized in the perforn n of the A eement, Consultant shall comply with applicable reporting requirements. E. Performance of I BE Subco ultants: DBE subconsultants listed by Consultant in its "DBE Race -Neutral Participation Listing" submitted at the time of proposal shall perform the work and supply the materials for which they are listed, unless Consultant has received prior written authorization from Commission to perform the work with other forces or to obtain the materials from other sources. Consultant shall provide written notification to Commission in a timely manner of any changes to its anticipated DBE participation. This notice should be provided prior to the commencement of that portion of the work. F. DBE Certification Status: If a listed DBE subconsultant is decertified during the life of this Agreement, the decertified subconsultant shall notify Consultant in writing with the date of decertification. If a non -DBE subconsultant becomes a certified DBE during the life of this Agreement, the DBE subconsultant shall notify Consultant in writing with the date of certification. Consultant shall furnish the written documentation to Commission in a timely manner Consultant shall include this requirement in all subcontracts. G. Consultant's Assurance Clause Regarding Non -Discrimination: In compliance with State and Federal anti -discrimination laws, Consultant shall affirm that it will not exclude or discriminate on the Exhibit C-4 17336.00030\33774355.1 447 basis of race, color, national origin, or sex in consideration of contract award opportunities. Further, Consultant shall affirm that they will consider, and utilize subconsultants and vendors, in a manner consistent with non-discrimination objectives. H. Violations: Failure by the selected Consultant(s) to carry out these requirements shall be a material breach of the contract to be awarded pursuant to this RFP, which may result in the termination of the contract or such other remedy as the recipient deems appropriate, which may include, but is not limited to: (1) Withholding monthly progress payments; (2) Assessing sanctions; (3) Liquidated damages; and/or (4) Disqualifying the Consultant from future bidding as non -responsible. 49 C.F.R. § 26.13(b). I. Prompt Payment: Consultant shall pay its subconsultants for satisfactory performance of their contracts no later than 30 days from receipt of each payment Co s on makes to the Consultant. 49 C.F.R. § 26.29(a), unless a shorter period is provided in the co J. Compliance with DBE Requirements Contained in FTA visions: ultant shall comply with all DBE reporting and other requirements contained in th' greement. 7. Incorporation of Federal Transit Admiration ) Terms The preceding provisions include, in part, certaWi Stan arr erms and Conditions required by DOT, whether or not expressly set forth in tip. eceding contract provisions. All contractual provisions required by DOT, as set forth in FTA Circul ' 422011F are hereby incorporated by reference. Anything to the contrary herein notwithstanding, all FTA-mandated terms shall be deemed to control in the event of a conflict with other provisions contained in this Agreement. The Consultant shall not perform any act, fail to perform any act, or refuse to comply with any RCTC requests which would cause RCTC to be in violation of the F terms an conditions. 8. Debarment and Sus The Consultant agrees to the following: (1) It will comply with the following requirements of 2 CFR Part 180, subpart C, as adopted and supplemented by U.S. DOT regulations at 2 CFR Part 1200. (2) It will not enter into any "covered transaction" (as that phrase is defined at 2 CFR §§ 180.220 and 1200.220) with any subconsultant whose principal is, suspended, debarred, or otherwise excluded from participating in covered transactions, except as authorized by— (i) U.S. DOT regulations, "Nonprocurement Suspension and Debarment," 2 CFR Part 1200; (ii) U.S. OMB regulatory guidance, "Guidelines to Agencies on Governmentwide Debarment and Suspension (Nonprocurement)," 2 CFR Part 180; and (iii) Other applicable federal laws, regulations, or requirements regarding participation with debarred or suspended recipients or third party participants. Exhibit C-5 17336.00030\33774355.1 448 (3) It will review the U.S. GSA "System for Award Management — Lists of Parties Excluded from Federal Procurement and Nonprocurement Programs," if required by U.S. DOT regulations, 2 CFR Part 1200. 9. ADA Access Requirements The Consultant shall comply with all applicable requirements of the Americans with Disabilities Act of 1990 (ADA), 42 USC Section 12101 et seq; Section 504 of the Rehabilitation Act of 1973, as amended, 29 USC Section 794; 49 USC Section 5301(d). 10. Fly America To the extent applicable to the Services, the Consultant agrees to comply with 49 U.S.C. 40118 (the "Fly America" Act) in accordance with the General Services Administration's regulations at 41 CFR Part 301-10, which provide that recipients and sub recipients of Federal funds and their consultants are required to use U.S. Flag air carriers for U.S. Government -fin d international air travel and transportation of their personal effects or property, to the extent suc service is available, unless travel by foreign air carrier is a matter of necessity, as defined by the Fly America Act. The Consultant shall submit, if a foreign air carrier was used, an appropriate certification or memorandum adequately explaining why service by a U.S. flag air carrier was not available or why it was necessary to use a foreign air carrier and shall, in any event, provide a certificate of compliance with the Fly America requirements. The Consultant agrees to include the requirements of this section in all subcontracts that may involve international air transportation. 11. Cargo Preference - Use of United States - To the extent applicable to the Se s, Con ant agrees: 1. To use privately owned United Stat- a ercial vessels to ship at least 50 percent of the gross tonnage (computed s ately f dry bulk carriers, dry cargo liners, and tankers) involved, whenever shipping any equipment, mate or commodities pursuant to the underlying contract to the extent such vessels are available at fai and reasonable rates for United States -Flag commercial vessels; 2. To furnish within 20 wo s following the date of loading for shipments originating within the United States or within 30 rking days following the date of leading for shipments originating outside the United States, a legible copy of a rated, "on -board" commercial ocean bill -of -lading in English for each shipment of cargo described in the preceding paragraph to the Division of National Cargo, Office of Market Development, Maritime Administration, Washington, DC 20590 and to the FTA recipient (through the Consultant in the case of a subconsultant's bill -of -lading.) 3. To include these requirements in all subcontracts issued pursuant to this contract when the subcontract may involve the transport of equipment, material, or commodities by ocean vessel. 11. Buy America — Not applicable. 12. Employment Provisions To the extent applicable to the Services, Consultant shall comply with the following: Exhibit C-6 17336.00030\33774355.1 449 A. Equal Employment Opportunity Not applicable. B. Copeland "Anti -Kickback" Act (18 U.S.C. 874 and 40 U.S.C. 276c) — Not applicable. C. Contact Work Hours and Safety Standards Act (40 U.S.C. 327-333) —Not applicable. D. Release of Retainage No retainage will be withheld by the RCTC from progress payments due Consultant. Retainage by Consultant or subconsultants is prohibited, and no retainage will be held by the prime consultant from progress due subconsultants. Any violation of this provision shall subject the violating Consultant or subconsultants to the penalties, sanctions, and other remedies specified in Section 7108.5 of the California Business and Professions Code. This requirement shall not be construed to limit or impair any contractual, administrative, or judicial remedies, otherwise available to Consultant or subconsultant in the event of a dispute involving late payment or nonpayment by Consultant or deficient subconsultant performance, or noncompliance by a sub ultant. 13. Termination for Convenience RCTC may terminate the Agreement for convenience pde i rdance wit terms of the Agreement. After such termination, the Consultant shall submit a final temination settlement proposal to RCTC as directed. If the Consultant fails to submit a proposal within the time allowed, RCTC may determine, on the basis of information available, the amount, if any due the Consultant because of the termination and shall pay the amount determined. After the Consultant's pro osal is received, RCTC and Consultant shall negotiate a fair and equitable settl nt and the contract will be modified to reflect the negotiated agreement. If agreement cannot be reached, tCTC,play issue a final determination and pay the amount determined. If the Consultant does not agree With this final determination or the determination resulting from the lack of timely submission o roposal, the Consultant may appeal under the Disputes clause. 14. Administrative a i ontrac . • 1 Remedies on Breach; Termination for Cause a. The Consultant may be dec red in breach of this Agreement ("Breach") if the Consultant fails to make delivery of the supplies or to perform the services within the time specified herein or any extension thereof; or if the Consultant fails to perform any of the other provisions of the contract, or so fails to make progress as to endanger performance of this contract in accordance with its terms. In case of any of the foregoing, RCTC shall notify the Consultant of the Breach, and the Consultant shall have a period of ten (10) days (or such longer period as RCTC may authorize in writing) after receipt of notice from RCTC to cure the Breach. b. RCTC may, by written notice of termination to the Consultant specifying the effective date thereof, terminate the whole or any part of this contract, in the case of a Breach that is not cured within the timeframe set forth in (a) above ("Uncured Breach"). c. If the contract is terminated in whole or in part for an Uncured Breach, RCTC may procure upon such terms and in such manner as RCTC may deem appropriate, supplies or services similar to those so terminated, or may complete the services with its own forces. The Consultant shall be liable to RCTC for any excess costs for such similar supplies or services, and for any other costs incurred by Exhibit C-7 17336.00030\33774355.1 450 RCTC as a result of the Uncured Breach. The Consultant shall continue the performance of this contract to the extent not terminated under the provisions of this clause. d. Except with respect to defaults of Subconsultants, the Consultant shall not be liable for any excess costs if the failure to perform the contract arises out of causes beyond the control and without the fault or negligence of the Consultant. If the failure to perform is caused by the default of a Subconsultant, and if such default arises out of causes beyond the control of both the Consultant and the Subconsultant, and without the fault or negligence of either of them, the Consultant shall not be liable for any excess costs for failure to perform, unless the supplies or services to be furnished by the Subconsultant were obtainable from other sources in sufficient time to permit the Consultant to meet the required project completion schedule. e. Payment for completed services or supplies delivered to and accepted by RCTC shall be at the contract price. RCTC may withhold from amounts otherwise due the Consultant for such completed services or supplies such sum as RCTC determines to be necessa to protect RCTC against loss because of outstanding liens of claims of former lien holders, or to r burse RCTC for any other costs related to the Uncured Breach. f. If, after notice of termination of this contract for c - e, it is determined for any reason that an Uncured Breach did not exist, the rights and obligation he parties shall be the same as if the notice of termination had been issued pursuant to the provi s s fo s ination for convenience of RCTC. g. The rights and remedies of RCTC provide d in this clause shall not be exclusive and are in addition to any other rights and remedies provided by law, equi$ or under this contract including, but not limited to, the right to specific performanc y ywi out h. Notwithstanding the above, RCT y, providing an opportunity to cure, terminate the contract in accordance with the timeframe set forth in Section 17 of the contract, if RCTC determines such action is in its best interest based on the nature of the Breach. Such actions shall not limit any of RCTC's remedies set fortjabo 16. Disputes a. Except as otherwise provided in this Agreement, any dispute concerning a question of fact arising under this Agreement ATch is not disposed of by supplemental agreement shall be decided by RCTC's Deputy Executive Director, who shall reduce the decision to writing and mail or otherwise furnish a copy thereof to the Consultant. The decision of the RCTC Deputy Executive Director shall be final and conclusive unless, within thirty (30) days from the date of receipt of such copy, Consultant mails or otherwise furnishes to the RCTC Deputy Executive Director a written appeal addressed to RCTC's Executive Director. The decision of RCTC Executive Director or duly authorized representative for the determination of such appeals shall be final and conclusive. b. The provisions of this Paragraph shall not be pleaded in any suit involving a question of fact arising under this Agreement as limiting judicial review of any such decision to cases where fraud by such official or his representative or board is alleged, provided, however, that any such decision shall be final and conclusive unless the same is fraudulent or capricious or arbitrary or so grossly erroneous as necessarily to imply bad faith or is not supported by substantial evidence. In connection with any appeal proceeding under this Paragraph, the Consultant shall be afforded an opportunity to be heard and to offer evidence in support of its appeal. Exhibit C-8 17336.00030\33774355.1 451 c. Pending final decision of a dispute hereunder, Consultant shall proceed diligently with the performance of this Agreement and in accordance with the decision of RCTC's Deputy Executive Director. This "Disputes" clause does not preclude consideration of questions of law in connection with decisions provided for above. Nothing in this Agreement, however, shall be construed as making final the decision of any RCTC official or representative on a question of law, which questions shall be settled in accordance with the laws of the State of California. 17. Lobbying See the Byrd Anti -Lobbying Amendment, 31 U.S.C. 1352, as amended by the Lobbying Disclosure Act of 1995, P.L. 104-65 [to be codified at 2 U.S.C. § 1601, et seq.] - Consultants who apply or bid for an award of $100,000 or more shall file the certification required by 49 CFR part 20, "New Restrictions on Lobbying." Each tier certifies to the tier above that it will not and has not used Federal appropriated funds to pay any person or organization for influencing or attempting to influence an officer or employee of any agency, a member of Congress, officer or employee of Congress, or an employee of a member of Congress in connection with obtaining and Federal contract, grant or any other award covered by 31 U. S.C. 1352. Each tier shall also disclose the name of any registrant under the Lobbying Disclosure Act of 1995 who has made lobbying contacts on its behalf with non -Federal funds with respect to that Federal contract, grant or award covered by 31 U.S.C. 1352. Such disclosures are forwarded from tier to tier up to the rec nt. The Offeror shall complete and submit with its bid/proposal the attached Certification Rega g Ling, and if applicable, the Standard Form-LLL, "Disclosure Form to Report Lobbying." 18. Energy Conservation The Consultant agrees to comply wit which are contained in the state en and Conservation Act. 19. Clean Water dards and policies relating to energy efficiency lan issued in compliance with the Energy Policy a. The Consultant agrees to comply with all applicable standards, orders or regulations issued pursuant to the Federal' Water Po1ltion Control Act, as amended, 33 U.S.C. 1251 et seq. The Consultant agrees to report`each violation to RCTC and understands and agrees that RCTC will, in turn, report each violation as rarred to assure notification to FTA and the appropriate EPA Regional Office. d. The Consultant further agrees that: (1) It will not use any violating facilities; (2) It will report the use of facilities placed on or likely to be placed on the U.S. EPA "List of Violating Facilities;" (3) It will report violations of use of prohibited facilities to FTA; and (4) It will comply with the inspection and other requirements of the Clean Air Act, as amended, (42 U.S.C. §§ 7401 — 7671q); and the Federal Water Pollution Control Act as amended, (33 U.S.C. §§ 1251-1387). The Consultant also agrees to include these requirements in each subcontract exceeding $150,000 financed in whole or in part with Federal assistance provided by FTA. Exhibit C-9 17336.00030\33774355.1 452 20. Clean Air a. The Consultant agrees to comply with all applicable standards, orders or regulations issued pursuant to the Clean Air Act, as amended, 42 U.S.C. §§ 7401 et seq. The Consultant agrees to report each violation to RCTC and understands and agrees that RCTC will, in turn, report each violation as required to assure notification to FTA and the appropriate EPA Regional Office. b. The Consultant further agrees that: (1) It will not use any violating facilities; (2) It will report the use of facilities placed on or likely to be placed on the U.S. EPA "List of Violating Facilities;" (3) It will report violations of use of prohibited facilities to FTA; and (4) It will comply with the inspection and other requirements of the Clean Air Act, as amended, (42 U.S.C. §§ 7401 — 7671q); and the Federal Water Pollution Control Act as amended, (33 U.S.C. §§ 1251-1387). c. The Consultant also agrees to include these requi $150,000 financed in whole or in part with Federal assist 21. Recycled Products each subcontract exceeding e provid by FTA. V Recovered Materials - The Consultant agrees to comply 11 the requirements of Section 6002 of the Resource Conservation and Recovery Mt (RC s amended (42 U.S.C. 6962), including but not limited to the regulatory provisions of 40 CFR Part 247, and Executive Order 12873, as they apply to the procuremeittt3f the items designated in Subpart B of 40 CFR Part 247. 21. SPECIAL PROVISION ' ' O u ING COVID-19 SAFETY Section 49. Centers for to Wear Masks n Conveya' ces nd Prevention Order on Requirements for Persons d at Transportation Hubs. e (a) Compliance with CD ask O r. The Centers for Disease Control and Prevention ("CDC") Order of January 29, 2021, titled Requirement for Persons to Wear Masks While on Conveyances and at Transportation Hubs ("CDC Mask Order"), applies to this Agreement. One of the objectives of the CDC Mask Order is "[m]aintaining a safe and operating transportation system." Consultant agrees that it will comply, and will require all subconsultants to comply, with the CDC Mask Order. (b) Enforcement for non-compliance. Consultant agrees that FTA and RCTC may take enforcement action for non-compliance with the CDC Mask Order, including: (1) enforcement actions authorized by 49 U.S.C. § 5329(g); (2) referring Consultant to the CDC or other Federal authority for enforcement action; (3) enforcement actions authorized by 2 CFR §§ 200.339 — .340; and (4) any other enforcement action authorized by Federal law or regulation. Exhibit C-10 17336.00030\33774355.1 453 22. Safe Operation of Motor Vehicles Pursuant to Federal Executive Order No. 13043, "Increasing Seat Belt Use in the United States," April 16, 1997, 23 U.S.C. Section 402 note, FTA encourages each third party consultant to adopt and promote on-the-job seat belt use policies and programs for its employees and other personnel that operate company owned, rented, or personally operated vehicles, and to include this provision in each third party subcontract involving the project. a. The Consultant is encouraged to adopt and promote on-the-job seat belt use policies and programs for its employees and other personnel that operate company -owned vehicles, company -rented vehicles, or personally operated vehicles. The terms "company -owned" and "company -leased" refer to vehicles owned or leased either by the Consultant or RCTC. The Consultant agrees to adopt and enforce workplace safety policies to decrease crashes caused by distracted drivers, including policies to ban text messaging while using an electronic device supplied by an employer, and driving a vehicle the driver owns o nts, a vehicle Contactor owns, leases, or rents, or a privately -owned vehicle when on official ess in connection with the work performed under this contract. Exhibit C-11 17336.00030\33774355.1 454 EXHIBIT "0" DISCLOSURE OF LOBBYING ACTIVITIES Exhibit D-1 17336.00030\33774355.1 455 Local Assistance Procedures Manual EXHBIT 10-Q Disclosure of Lobbying Activities 4. Name and Address of Reporting Entity 1-7 Prime nSubawardee Tier , if known EXHIBIT 10-Q DISCLOSURE OF LOBBYING ACTIVITIES COMPLETE THIS FORM TO DISCLOSE LOBBYING ACTIVITIES PURSUANT TO 31 U.S.C. 1352 1. Type of Federal Action: 2. Status of Federal Action: a. contract b. grant c. cooperative agreement d. loan For Material Change Only: f.loan guaranteaNe. loaninsuranc TOT APPLICABLE TO STV year date of last reporter 5. If Reporting Entity in No. 4 is Subawardee, Enter Name and Address of Prime: ❑ a bid/offer/application b. initial award c. post -award 3. Report Type: a. initial b. material change Congressional District, if known Congression. 'strict, if known 6. Federal Department/Agency: 7. Federal % am Name/Description: 8. Federal Action Number, if known: 10. Name and Address of Lobby Entity (If individual, last name, first name, MI) (attach Continua 12. Amount of Payment (check all tha ❑ actual 13. Form of Payment (check all 8 a. cash b. in -kind; s Value 15. Brief Descriptioi Services Per CF umb applicable d Amount, 1 wn: ndivials Performing Services eluding address if different from No. 10) me, first name, MI) pe of Payment (check all that apply) a. retainer b. one-time fee c. commission d. contingent fee e deferred f. other, specify med or to be performed and Date(s) of Service, including officer(s), employee(s)or memlMs) contacted, for Payment Indicated in Item 12: 16. Continuation Sheet(s) attached: (attach Continuation Sheet(s) if necessary) Yes r7 17. Information requested through this form is authorized by Title 31 U.S.C. Section 1352. This disclosure of lobbying reliance was placed by the tier above when his transaction was made or entered into. This disclosure is required pursuant to 31 U.S.C. 1352. This information will be reported to Congress semiannually and will be available for public inspection. Any person who fails to file the required disclosure shall be subject to a civil penalty of not less than $10,000 and not more than $100,000 for each such failure. Federal Use Only: No Signature: Print Name: Tyler Bonstead Title: Vice President Telephone No.: (213) 430 -0441 Date: 8/31/22 Authorized for Local Reproduction Standard Form - LLL Standard Form LLL Rev. 04-28-06 Distribution: Orig- Local Agency Project Files LPP 13-01 APPENDIX L - 1 Page 1 May 8, 2013 ATTACHMENT 6 Agreement No. 23-25-020-00 PROFESSIONAL SERVICES AGREEMENT FOR ON -CALL MULTIMODAL TRANSIT/RAIL CONSULTING SERVICES (FTA FUNDED) Parties and Date. This Agreement is made and entered into this day of , 2022, by and between the RIVERSIDE COUNTY TRANSPORTATION COMMISSION ("the Commission") and WSP USA INC. ("Consultant"), a CORPORATION. The Commission and Consultant are sometimes referred to herein individually as "Party", and collectively as the "Parties". Recitals. A. On November 8, 1988 the Voters of Riverside County approved Measure A authorizing the collection of a one-half percent (1/2 %) retail transactions and use tax (the "tax") to fund transportation programs and improvements within the County of Riverside, and adopting the Riverside County Transportation Improvement Plan (the "Plan"). B. Pursuant to Public ty Code Sections 240000 et seq., the Commission is authorized to allocate the pro ds oche Tax in furtherance of the Plan. C. On November 5, 2002,the vo fs of Riverside County approved an extension of the Measure A tax for an additional thirty (30) years for the continued funding of transportation and improvements within the County of Riverside. D. A source of funding for payment for on -call professional consulting services provided under this Agreement may be funds from the Federal Transit Administration ("FTA"). E. Consultant desires to perform and assume responsibility for the provision of certain on -call multimodal transit/rail consulting services in the County of Riverside, California. Services shall be provided on the terms and conditions set forth in this Agreement and in the task order(s) to be issued pursuant to this Agreement and executed by the Commission and the Consultant ("Task Order"). Consultant represents that it is experienced in providing such services to public clients, is licensed in the State of California (if necessary), and is familiar with the plans of the Commission. F. The Commission desires to engage Consultant to render such services on an on -call basis. Services shall be ordered by Task Order(s) to be issued pursuant to this Agreement for future projects as set forth herein and in each Task Order (each such project shall be designated a "Project" under this Agreement). 17336.00030\33774355.1 457 Terms. 1. General Scope of Services. Consultant shall furnish all technical and professional services, including labor, material, equipment, transportation, supervision and expertise, and incidental and customary work necessary for On -Call Multimodal Support Services ("Services"). The Services are more fully set forth in Exhibit "A" attached hereto and incorporated herein by reference. The Services shall be more particularly described in the individual Task Orders issued by the Commission's Executive Director or designee. No Services shall be performed unless authorized by a fully executed Task Order. All Services shall be subject to, and performed in accordance with, this Agreement, the relevant Task Order, the exhibits attached hereto and incorporated herein by reference, and all applicable local, state and federal laws, rules and regulations. 2. Term. 2.1 This Agreement shall go into eff on date first set forth above, contingent upon approval by Commission, and sultant commence work after notification to proceed by Commission's Contra dmin'strator. Agreement shall end five years from the date set forth above, unl- ext: .ed by contract amendment. All Task Order work should be completed within th 2.2 Consultant is advis not binding on Commission until this Ag Commission. 2.3 This A unless earlier terminated as within the term of thi deadlines. All ap effect following th mendation for contract award is Ily executed and approved by the ain in effect until the date set forth above, ed . Consultant shall complete the Services nd shall meet any other established schedules and tion provisions of this Agreement shall remain in f this Agreement. 3. Commissi tract Administrator. The Commission hereby designates the Commission's Execu ` Director, or his or her designee, to act as its Contract Administrator for the performance of this Agreement ("Commission's Contract Administrator"). Commission's Contract Administrator shall have the authority to act on behalf of the Commission for all purposes under this Agreement. Commission's Contract Administrator shall also review and give approval, as needed, to the details of Consultant's work as it progresses. Consultant shall not accept direction or orders from any person other than the Commission's Contract Administrator or his or her designee. 4. Consultant's Representative. Consultant hereby designates Lauren German to act as its Representative for the performance of this Agreement ("Consultant's Representative"). Consultant's Representative shall have full authority to act on behalf of Consultant for all purposes under this Agreement. The Consultant's Representative shall supervise and direct the Services, using his or her professional skill and attention, and shall be responsible for all means, methods, techniques, sequences and procedures and for the 17336.00030\33774355.1 3 458 satisfactory coordination of all portions of the Services under this Agreement. Consultant shall work closely and cooperate fully with Commission's Contract Administrator and any other agencies which may have jurisdiction over, or an interest in, the Services. Consultant's Representative shall be available to the Commission staff at all reasonable times. Any substitution in Consultant's Representative shall be approved in writing by Commission's Contract Administrator. 5. Substitution of Key Personnel. Consultant has represented to the Commission that certain key personnel will perform and coordinate the Services under this Agreement. Should one or more of such personnel become unavailable, Consultant may substitute other personnel of at least equal competence upon written approval by the Commission. In the event that the Commission and Consultant cannot agree as to the substitution of the key personnel, the Commission shall be entitled to terminate this Agreement for cause, pursuant to the provisions herei The key personnel for performance of this Agreement are: Ali Mir, Laure,. erman, Foster Nichols, Christopher Lee, Charu Kukreja, Alfonso Hernandeztand Theresa Dickerson. 6. Standard of Care; Licenses. Consu represe and maintains that it is skilled in the professional calling necessary to p • rm Service - • uties and obligations required by this Agreement to fully and adequa co► ete the Project. Consultant shall perform the Services and duties in conformanc= . and consistent with the standards generally recognized as being employ- •rofes als in the same discipline in the State of California. Consultant warrants t * o .'=s and subcontractors shall have sufficient skill and experience to perform the = ce signed to them. Consultant further represents and warrants to the ion t its employees and subcontractors have all licenses, permits, qualificatio nd a rova •f whatever nature that are legally required to perform the Services, a h. ses and approvals shall be maintained throughout the term of A• ent. Consultant shall perform, at its own cost and expense and withou . , • • from the Commission, any services necessary to correct errors or o ions whi. are used by the Consultant's failure to comply with the standard of care pro -y -d for h� •in, and shall be fully responsible to the Commission for all damages and othe -bill provided for in the indemnification provisions of this Agreement arising from Consultant's errors and omissions. Any employee of Consultant or its sub -consultants who is determined by the Commission to be uncooperative, incompetent, a threat to the adequate or timely completion of the Project, a threat to the safety of persons or property, or any employee who fails or refuses to perform the Services in a manner acceptable to the Commission, shall be promptly removed from the Project by the Consultant and shall not be re-employed to perform any of the Services or to work on the Project. 7. Independent Contractor. The Services shall be performed by Consultant or under its supervision. Consultant will determine the means, methods and details of performing the Services subject to the requirements of this Agreement. Commission retains Consultant on an independent contractor basis and not as an employee, agent or representative of the Commission. Consultant retains the right to perform similar or different services for others during the term of this Agreement. Any additional personnel performing the Services under this Agreement on behalf of Consultant shall at all times be 4 17336.00030\33774355.1 459 under Consultant's exclusive direction and control. Consultant shall pay all wages, salaries and other amounts due such personnel in connection with their performance of Services and as required by law. Consultant shall be responsible for all reports and obligations respecting such personnel, including but not limited to, social security taxes, income tax withholdings, unemployment insurance, disability insurance, and workers' compensation insurance. 8. Task Orders; Commencement of Services; Schedule of Services. Consultant shall commence Services under a Task Order within five (5) days of receiving a fully executed Task Order from the Commission. Each Task Order shall identify the funding source(s) to be used to fund the Services under the relevant Task Order, and Consultant shall comply with the requirements specified herein, and in the attached exhibits, applicable to the identified funding source(s). Consultant shall perform the Services expe Agreement, and in accordance with any schedule of S ("Schedule"). Consultant represents that it has the pro perform the Services in conformance with su Consultant's conformance with the Schedule, the submittals in a timely manner. Upon reques Consultant shall provide a more detailed schedul Schedule of Services. 8.1 Modification of the Sc Commission, through correspo required Services within the informed of all anticipated de modification is necessary Con for approval by Com 8.2 Commission's Contr Commission, as may b These trend meetings will e compass focused and informal discussions concerning scope, schedule, and current progress of Services, relevant cost issues, and future Project objectives. Consultant shall be responsible for the preparation and distribution of meeting agendas to be received by the Commission and other attendees no later than three (3) working days prior to the meeting. usly, within the term of this es set forth in a Task Order sio and technical personnel to conditio In order to facilitate mmi ion sha -=spond to Consultant's ission's Contract Administrator, nticipated performance to meet the sultant shall regularly report to the ogress reports, its progress in providing periods. Commission shall be promptly at Consultant determines that a schedule shall promptly submit a revised Schedule of Services ct Administrator. s. Consultant shall conduct trend meetings with the rator and other interested parties, as requested by the Ily scheduled by the Parties at a standard day and time. 8.3 Progress Reports. As part of its monthly invoice, Consultant shall submit a progress report, in a form determined by the Commission, which will indicate the progress achieved during the previous month in relation to the Schedule of Services. Submission of such progress report by Consultant shall be a condition precedent to receipt of payment from the Commission for each monthly invoice submitted. 17336.00030\33774355.1 5 460 9. Delay in Performance. 9.1 Excusable Delays. Should Consultant be delayed or prevented from the timely performance of any act or Services required by the terms of the Agreement by reason of acts of God or of the public enemy, acts or omissions of the Commission or other governmental agencies in either their sovereign or contractual capacities, fires, floods, epidemics, quarantine restrictions, strikes, freight embargoes or unusually severe weather, performance of such act shall be excused for the period of such delay. 9.2 Written Notice. If Consultant believes it is entitled to an extension of time due to conditions set forth in subsection 9.1, Consultant shall provide written notice to the Commission within seven (7) working days from the time Consultant knows, or reasonably should have known, that performance of the Services will be delayed due to such conditions. Failure of Consultant to provide such ti ly notice shall constitute a waiver by Consultant of any right to an excusable delay i r e of performance. 9.3 Mutual Agreement. Performs ; e Y i .. ny Services under this Agreement may be delayed upon mutual agr ent of �1i Parties. Upon such agreement, Consultant's Schedule of Service =` all b exten• as necessary by the Commission. Consultant shall take all reason to minimize delay in completion, and additional costs, resulting from any such ext 10. Preliminary Review of Wor products prepared for submission in the co shall be submitted to the Com Commission may require revi In the event that Commiss determines the formally submi of care established require Consultant orking papers, and similar work ing Services under this Agreement ract Administrator in draft form, and the s prior to formal submission and approval. inistrator, in his or her sole discretion, ork pro•' ct to be not in accordance with the standard ement, Commission's Contract Administrator may mit the work at no cost to the Commission. 11. Appear at , wrings. If and when required by the Commission, Consultant shall render nce at public hearings or other meetings related to the Project or necessary to the rformance of the Services. However, Consultant shall not be required to, and will not, render any decision, interpretation or recommendation regarding questions of a legal nature or which may be construed as constituting a legal opinion. 12. Opportunity to Cure; Inspection of Work. Commission may provide Consultant an opportunity to cure, at Consultant's expense, all errors and omissions which may be disclosed during Project implementation. Should Consultant fail to make such correction in a timely manner, such correction may be made by the Commission, and the cost thereof charged to Consultant. Consultant shall allow the Commission's Contract Administrator and Caltrans to inspect or review Consultant's work in progress at any reasonable time. 13. Final Acceptance. Upon determination by the Commission that Consultant has satisfactorily completed the Services required under this Agreement and within the 17336.00030\33774355.1 6 461 term set forth herein the Commission shall give Consultant a written Notice of Final Acceptance. Upon receipt of such notice, Consultant shall incur no further costs hereunder, unless otherwise specified in the Notice of Final Acceptance. Consultant may request issuance of a Notice of Final Acceptance when, in its opinion, it has satisfactorily completed all Services required under the terms of this Agreement. In the event copyrights are permitted under this Agreement, then in connection with Federal funding, it is hereby acknowledged and agreed that the United States Department of Transportation shall have the royalty -free non-exclusive and irrevocable right to reproduce, publish, or otherwise use, and to authorize others to use, the work for governmental purposes. 14. Laws and Regulations. Consultant shall keep itself fully informed of and in compliance with all local, state and federal laws, rules and regulations in any manner affecting the performance of the Project or the Services, including all Cal/OSHA requirements, and shall give all notices required by law. For -xample, and not by way of limitation, Consultant shall keep itself fully informed implementing regulations, design standards, specifica must be incorporated in the design of the Project, those of the United States Department of Tra procedures may include completion of the a approved by the United States Department of Tr of limitation, a signed Categorical Exclusion, Find' Record of Decision may be required to b Department of Transportation. For Cons and regulations in connection with ices to be contrary to such laws, rul Commission, Consultant s Consultant shall defend, ind employees and agents f Agreement, from an with such laws, rul nd in compliance with all revious commitments that ad ` ";;:;':; trative controls including rtation. pliance with Federal cabl= environ -ntal documents and ion. For example, and not by way f No Significant Impact, or published or completed by the United States ble for all violations of such laws Co ultant performs any work knowing it ons and without giving written notice to the onsible for all costs arising therefrom. ommission, its officials, directors, officers, less, pursuant to the indemnification provisions of this rising out of any failure or alleged failure to comply 15.1 Cons '` ant shall receive compensation, including authorized reimbursements, for all Services rendered under this Agreement at the rates set forth in Exhibit "B" attached hereto and incorporated herein by reference. This Agreement shall be a fixed unit rate, indefinite delivery/indefinite quantity (i.e., Task Order) contract based upon the fully burdened labor rates and classifications set forth in Exhibit "B". The total compensation per Task Order shall be set forth in the relevant Task Order, and shall not exceed said amount without written approval of the Commission's Executive Director. 15.2 Any payments to Consultant for travel and subsistence expenses must be authorized in writing by Commission, and shall not exceed rates authorized to be paid exempt non -represented State employees under current State Department of Personnel Administration (DPA) rules, unless otherwise authorized by Commission. If the rates invoiced are in excess of those authorized DPA rates, and Commission has not 17336.00030\33774355.1 7 462 otherwise approved said rates, then Consultant is responsible for the cost difference and any overpayments shall be reimbursed to the Commission on demand. 15.3 When milestone cost estimates are included in Exhibit "B" Consultant shall obtain prior written approval for a revised milestone cost estimate from the Contract Administrator before exceeding such cost estimate. 15.4 Progress payments for each Task Order shall be made monthly in arrears based on services provided and actual costs incurred. 15.5 Consultant shall not commence performance of work or services until this Agreement has been approved by Commission, and a Task Order has been authorized as detailed in Section 2 of this Agreement. No payment will be made prior to approval or for any work performed prior to approval of thi Agreement, and receipt of Commission's Task Order Authorization. 15.6 Consultant shall be reimbursed, •r. , ,fitly as fiscal procedures will permit upon receipt by Commission's Contract ministra of itemized invoices in triplicate. Invoices shall be submitted no later th calendar d after the performance of work for which Consultant is billing. Invoic ,hall ail the work performed on each milestone and each project as applicable. Invoic- I follow the format stipulated for the approved Cost Proposal and shall refere ' this Ag ent number and project title. Final invoice must contain the final cost a -dit " ue Commission including any equipment purchased under the Equipm t P provisions of this Agreement. The final invoice should be submitte• 60 4 =ndar days after completion of Consultant's work. Invoices shall be mail-; o C• mis 's Contract Administrator at the following address: Riverside County Tra Attention: Account P.O. 12008 Riverside, CA 9250 15.7 The al amount payable by Commission, shall not exceed the amount set forth in each Task Order. 15.8 Commission has or will enter into six task order contracts for performance of the Scope of Services identified in Exhibit "A", including this Agreement. The other Task Order Contracts are HDR, 23-25-002-00, HNTB, 23-25-016-00, Jacobs Engineering, 23-25-017-00, Mott MacDonald, 23-25-018-00, and STV, 23-25-019-00. The total amount payable by Commission for the on -call multimodal transit/rail support services Task Order Contracts shall not exceed a cumulative maximum total value of Five Million Dollars ($5,000,000) ("NTE Sum"). It is understood and agreed that there is no guarantee, either expressed or implied that this dollar amount will be authorized under the on -call multimodal transit/rail support services Task Order Contracts through Task Orders. Each time a Task Order is awarded under any of the on -call multimodal transit/rail support services Task Order Contracts, Commission must send written notification to Consultant 17336.00030\33774355.1 8 463 and each of the other consultants entering into the on -call multimodal transit/rail support services Task Order Contracts. The notice must identify the total funds allocated under issued Task Orders, and the remaining unencumbered amount of the NTE Sum. Consultant acknowledges and agrees that Commission must not pay any amount under this Agreement that would exceed the NTE Sum, and Consultant must not enter into a Task Order that exceeds the NTE Sum. 15.9 Consultant shall not be reimbursed for any expenses unless authorized in writing by the Commission's Contract Administrator. 15.10 All subcontracts in excess of $25,000 shall contain the above provisions. 16. Disputes. 16.1 Any dispute, other than audit, c under this Agreement that is not disposed of by m decided by a committee consisting of RCTC's Capital Projects, who may consider written or 16.2 Not later than 30 Agreement, Consultant may request re unresolved claims or disputes, other than writing. 16.3 Neithe committee will excuse Consu terms of this Agreem 17.1 C no reason, in whole or in of termination. a question of fact arising agree . t of the Parties shall be ract Adminis for and the Director of mation submitted by Consultant. pletion of all Services under this mission's Executive Director of uest for review will be submitted in a dispute, nor its consideration by the d timely performance in accordance with the n reserves the right to terminate this Agreement for any or upon written notice to Consultant stating the effective date 17.2 Commission may terminate this Agreement with Consultant should Consultant fail to perform the covenants herein contained at the time and in the manner herein provided. In the event of such termination, Commission may proceed with the Services in any manner deemed proper by Commission. If Commission terminates this Agreement with Consultant, Commission shall pay Consultant the sum due to Consultant under this Agreement for Services completed and accepted prior to termination, unless the cost of completion to Commission exceeds the funds remaining in the Agreement. In such case, the overage shall be deducted from any sum due Consultant under this Agreement and the balance, if any, shall be paid to Consultant upon demand. 17.3 In addition to the above, payment upon termination shall include a prorated amount of profit, if applicable, but no amount shall be paid for anticipated profit on 17336.00030\33774355.1 9 464 unperformed Services. Consultant shall provide documentation deemed adequate by Commission's Contract Administrator to show the Services actually completed by Consultant prior to the effective date of termination. This Agreement shall terminate on the effective date of the Notice of Termination 17.4 Upon receipt of the written Notice of Termination, Consultant shall discontinue all affected Services as directed in the Notice or as otherwise provided herein, and deliver to the Commission all Documents and Data, as defined in this Agreement, as may have been prepared or accumulated by Consultant in performance of the Services, whether completed or in progress. 17.5 In addition to the above, Consultant shall be liable to the Commission for any reasonable additional costs incurred by the Commission to revise work for which the Commission has compensated Consultant under this Agreement, but which the Commission has determined in its sole discretion needs to be revised, in part or whole, to complete the Project because it did not meet the standard of care established in this Agreement. Termination of this Agreement for cause may be considered by the Commission in determining whether to enter into future agreements with Consultant. 17.6 The rights and remedies of the Parties provided in this Section are in addition to any other rights and remedies provided by law or under this Agreement. 17.7 Consultant, in executing this Agreement, shall be deemed to have waived any and all claims for damages which may otherwise arise from the Commission's termination of this Agreement, for convenience or cause, as provided in this Section. 17.8 Consu rninate this Agreement except for cause. 18. Cost Principles . • •inistrative Requirements. 18.1 Consultan agrees that the Contract Cost Principles and Procedures, 48 CFR, Federal Acquisition Regulations System, Chapter 1, Part 31.000 et seq., shall be used to determine the cost allowability of individual items. 18.2 Consultant also agrees to comply with federal procedures in accordance with 2 CFR, Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards. 18.3 Any costs for which payment has been made to CONSULTANT that are determined by subsequent audit to be unallowable under 2 CFR, Part 200 and 48 CFR, Federal Acquisition Regulations System, Chapter 1, Part 31.000 et seq., are subject to repayment by Consultant to Commission. 18.4 All subcontracts in excess of $25,000 shall contain the above provisions. 10 17336.00030\33774355.1 465 19. Retention of Records/Audit. For the purpose of determining compliance with, as applicable, 2 CFR Part 200, Public Contract Code 10115, et seq. and Title 21, California Code of Regulations, Chapter 21, Section 2500 et seq., when applicable and other matters connected with the performance of this Agreement pursuant to Government Code 8546.7; Consultant, subconsultants, and Commission shall maintain and make available for inspection all books, documents, papers, accounting records, and other evidence pertaining to the performance of this Agreement, including but not limited to, the costs of administering this Agreement. All parties shall make such materials available at their respective offices at all reasonable times during the Agreement period and for three years from the date of final payment under this Agreement. The State, State Auditor, Commission, or any duly authorized representative of the State or Federal Government shall have access to any books, records, and documents of Consultant and it's certified public accountants (CPA) work papers that are pertinent to this Agreement and, if applicable, indirect cost rates (ICR) for audit, examinations, e erpts, and transactions, and copies thereof shall be furnished if requested. Subcontr in excess of $25,000 shall contain this provision. 23.1 Accounting System. Consult _and its su tractors shall establish and maintain an accounting system and records at properly ac ulate and segregate expenditures by line item for the Services. The accounting system of Consultant and its subcontractors shall conform to Generally Accepted Accounting Principles (GAAP), enable the determination of incurred costs at interim ..•ints of mpletion, and provide support for reimbursement payment vouchers or inv A� 20. Audit Review Proc 20.1 Any dispute concerning a question of fact arising under an interim or post audit of this Agreement that is not disposed of by agreement, shall be reviewed by Commission's Chief ancial Officer. 20.2 Not later than 30 days after issuance of the final audit report, Consultant may request a review by Commission's Chief Financial Officer of unresolved audit issues. The request for review will be submitted in writing. 20.3 Neither the pendency of a dispute nor its consideration by Commission shall excuse Consultant from full and timely performance, in accordance with the terms of this Agreement. 21. Subcontracting. 21.1 Nothing contained in this Agreement or otherwise, shall create any contractual relation between Commission and any subconsultant(s), and no subcontract shall relieve Consultant of its responsibilities and obligations hereunder. Consultant agrees to be as fully responsible to Commission for the acts and omissions of its subconsultant(s) and of persons either directly or indirectly employed by any of them as it is for the acts and omissions of persons directly employed by Consultant. Consultant's obligation to pay its 17336.00030\33774355.1 11 466 subconsultant(s) is an independent obligation from Commission's obligation to make payments to the Consultant. 21.2 Consultant shall perform the Services contemplated with resources available within its own organization and no portion of the Services pertinent to this Agreement shall be subcontracted without written authorization by Commission's Contract Administrator, except that, which is expressly identified in the approved Cost Proposal. 21.3 Consultant shall pay its subconsultants within ten (10) calendar days from receipt of each payment made to Consultant by Commission. 21.4 Any subcontract in excess of $25,000 entered into as a result of this Agreement shall contain all the provisions stipulated in this Agreement to be applicable to subconsultants. 21.5 Any substitution of subconsultant( ,: i r.;ust be approved in writing by Commission's Contract Administrator prior to the sta by the subconsultant(s). 21.6 Exhibit "B" may set forth th es at which h subconsultant shall bill the Consultant for Services and that are su ct to bursement by the Commission to Consultant. The subconsultant rate schedule ost proposals contained herein are for accounting purposes only. 22. Equipment Purchase 22.1 Prior auth shall be required before subcontract for supplies, equ the necessity or desir 22.2 the Cost Proposal a Contract Administrato the request for such purc ng, by Commission's Contract Administrator to any unbudgeted purchase order, or es. Consultant shall provide an evaluation of ring such costs. e o any item, service or consulting work not covered in $5,000 prior authorization, in writing, by Commission's d. Three competitive quotations must be submitted with , or the absence of bidding must be adequately justified. 22.3 Any equipment purchased as a result of this Agreement is subject to the following: Consultant shall maintain an inventory of all nonexpendable property. Nonexpendable property is defined as having a useful life of at least two years and an acquisition cost of $5,000 or more. If the purchased equipment needs replacement and is sold or traded in, Commission shall receive a proper refund or credit at the conclusion of this Agreement, or if this Agreement is terminated, Consultant may either keep the equipment and credit Commission in an amount equal to its fair market value, or sell such equipment at the best price obtainable at a public or private sale, in accordance with established Commission procedures; and credit Commission in an amount equal to the sales price. If Consultant elects to keep the equipment, fair market value shall be determined at Consultant's expense, on the basis of a competent independent appraisal of such equipment. Appraisals shall be obtained from an appraiser mutually agreeable to by Commission and Consultant. If Consultant determines to sell the equipment, the terms 17336.00030\33774355.1 12 467 and conditions of such sale must be approved in advance by Commission. 2 CFR, Part 200 requires a credit to Federal funds when participating equipment with a fair market value greater than $5,000 is credited to the Project. 22.4 All subcontracts in excess $25,000 shall contain the above provisions. 23. Labor Code Requirements. 23.1 Prevailing Wages. (a) Consultant shall comply with the State of California's General Prevailing Wage Rate requirements in accordance with California Labor Code, Section 1770, and all Federal, State, and local laws and ordinances applicable to the Services. (b) Any subcontract entered into as - sult of this Agreement, if for more than $25,000 for public works construction or mor an $15,000 for the alteration, demolition, repair, or maintenance of public works, sh. • all of the provisions of this Section. (c) When prevailing w. sap• to the Services described in the Scope of Services, transportation and subsis . osts shall be reimbursed at the minimum rates set by the Department • Industr' elations (DIR) as outlined in the applicable Prevailing Wage Determinati ttp: dir.ca.gov. (d) Copie the • ^' iling ' ate of per diem wages in effect at commencement of this Agreem ar n fil the Commission's offices. Consultant shall make copies of the prevailin• tes o -r die wages for each craft, classification or type of worker needed to execute t - _ able to interested parties upon request, and shall post copies at th- '- - ul 's principal place of business and at the project site. Consultant shall def , ind- ify . • hold the Commission, its elected officials, officers, employees and age j, free an• har ' less from any claims, liabilities, costs, penalties or interest arising out o y failu or alleged failure to comply with the Prevailing Wage Laws. 23.2 DIR Registration. If the Services are being performed as part of an applicable "public works" or "maintenance" project, then pursuant to Labor Code Sections 1725.5 and 1771.1, the Consultant and all subconsultants must be registered with the Department of Industrial Relations. If applicable, Consultant shall maintain registration for the duration of the Project and require the same of any subconsultants. This Project may also be subject to compliance monitoring and enforcement by the Department of Industrial Relations. It shall be Consultant's sole responsibility to comply with all applicable registration and labor compliance requirements. 23.3 Eight -Hour Law. Pursuant to the provisions of the California Labor Code, eight hours of labor shall constitute a legal day's work, and the time of service of any worker employed on the work shall be limited and restricted to eight hours during any one calendar day, and forty hours in any one calendar week, except when payment for overtime is made at not less than one and one-half the basic rate for all hours worked in 17336.00030\33774355.1 13 468 ground of race, creed, national origin, ancestry, color or se shall be paid the standard wage paid to apprentices and trade in which he or she is employed and shall be em which he or she is registered. If California Labor Code Section 1777.5 subcontractor hereunder who employs worker apply to the joint apprenticeship council administe approving Consultant or any sub -consult. . •, the Upon issuance of this certificate, Cons number of apprentices provided for therei el the apprenticeship program in The parties express provisions of this Section and Labor Code in regard excess of eight hours per day ("Eight -Hour Law"), unless Consultant or the Services are not subject to the Eight -Hour Law. Consultant shall forfeit to Commission as a penalty, $50.00 for each worker employed in the execution of this Agreement by him, or by any sub -consultant under him, for each calendar day during which such workman is required or permitted to work more than eight hours in any calendar day and forty hours in any one calendar week without such compensation for overtime violation of the provisions of the California Labor Code, unless Consultant or the Services are not subject to the Eight -Hour Law. 23.4 Employment of Apprentices. This Agreement shall not prevent the employment of properly indentured apprentices in accordance with the California Labor Code, and no employer or labor union shall refuse to accept otherwise qualified employees as indentured apprentices on the work performed hereunder solely on the Every qualified apprentice e regulations of the craft or only in the craft or trade to the Sery s, Consultant and any pprenticeable craft or trade shall applicable standards for a certificate ment and training of apprentices. ub-consultant shall employ the contribute to the fund to administer the area of the work hereunder. t the responsibility for compliance with ections 1777.5, 1777.6 and 1777.7 of the California eable occupations lies with Consultant. 24. Owne`j_. of Mat'w:ials/Confidentiality. 24.1 Doixilo s & Data. This Agreement creates an exclusive and perpetual license for Com `.5 f sion to copy, use, modify, reuse, or sub -license any and all copyrights and designs embodied in plans, specifications, studies, drawings, estimates, materials, data and other documents or works of authorship fixed in any tangible medium of expression, including but not limited to, physical drawings or data magnetically or otherwise recorded on computer diskettes, which are prepared or caused to be prepared by Consultant under this Agreement ("Documents & Data"). Consultant shall require all subcontractors to agree in writing that Commission is granted an exclusive and perpetual license for any Documents & Data the subcontractor prepares under this Agreement. Consultant represents and warrants that Consultant has the legal right to grant the exclusive and perpetual license for all such Documents & Data. Consultant makes no such representation and warranty in regard to Documents & Data which were 17336.00030\33774355.1 14 469 prepared by design professionals other than Consultant or provided to Consultant by the Commission. Commission shall not be limited in any way in its use of the Documents & Data at any time, provided that any such use not within the purposes intended by this Agreement shall be at Commission's sole risk. 24.2 Intellectual Property. In addition, Commission shall have and retain all right, title and interest (including copyright, patent, trade secret and other proprietary rights) in all plans, specifications, studies, drawings, estimates, materials, data, computer programs or software and source code, enhancements, documents, and any and all works of authorship fixed in any tangible medium or expression, including but not limited to, physical drawings or other data magnetically or otherwise recorded on computer media ("Intellectual Property") prepared or developed by or on b If of Consultant under this Agreement as well as any other such Intellectual Property pared or developed by or on behalf of Consultant under this Agreement. The Commission shall have Intellectual Property developed or modified un wholly or in part by Commission, whether or no and whether or not developed by Consultant. assignments of any and all rights to t request of Commission. Consultant written assignments from an the above referenced Intelle termination of this Agr Property, it shall first retain a ht, title and interest in reemen hether or not paid for d in conjunction with Consultant, ultant will execute separate written nced Intellectual Property upon responsible to obtain in writing separate agents of Consultant of any and all right to ould Consultant, either during or following sire to use any of the above -referenced Intellectual approval of the Commission. nd documents which were developed or prepared by the Consultant for general o the execution of this Agreement and which are not the copyright of any other pa • ublicly available and any other computer applications, shall continue to be the property of the Consultant. However, unless otherwise identified and stated prior to execution of this Agreement, Consultant represents and warrants that it has the right to grant the exclusive and perpetual license for all such Intellectual Property as provided herein. Commission further is granted by Consultant a non-exclusive and perpetual license to copy, use, modify or sub -license any and all Intellectual Property otherwise owned by Consultant which is the basis or foundation for any derivative, collective, insurrectional, or supplemental work created under this Agreement. 24.3 Confidentiality. All ideas, memoranda, specifications, plans, procedures, drawings, descriptions, computer program data, input record data, written information, and other Documents and Data either created by or provided to Consultant in connection with the performance of this Agreement shall be held confidential by 17336.00030\33774355.1 15 470 Consultant. Such materials shall not, without the prior written consent of Commission, be used by Consultant for any purposes other than the performance of the Services. Nor shall such materials be disclosed to any person or entity not connected with the performance of the Services or the Project. Nothing furnished to Consultant which is otherwise known to Consultant or is generally known, or has become known, to the related industry shall be deemed confidential. Consultant shall not use Commission's name or insignia, photographs of the Project, or any publicity pertaining to the Services or the Project in any magazine, trade paper, newspaper, television or radio production or other similar medium without the prior written consent of Commission. 24.4 Infringement Indemnification. Consultant shall defend, indemnify and hold the Commission, its directors, officials, officers, employees, volunteers and agents free and harmless, pursuant to the indemnification provisions of this Agreement, for any alleged infringement of any patent, copyright, trade secret, tr..de name, trademark, or any other proprietary right of any person or entity in conseque � of the use on the Project by Commission of the Documents & Data, including any m •rocess, product, or concept specified or depicted. 25. Indemnification. To the fullest e t p-., mitted • law, Consultant shall defend, indemnify and hold Commission, Calt their directors, officials, officers, employees, consultants, volunteers, and agents fr d harmless from any and all claims, demands, causes of action, costs, exp: liabi loss, damage or injury, in law or equity, to property or persons, including o -a inverse condemnation, and any claims related to property acquisition an e a 1• rules or failure to detect or abate hazardous materials, which are ird party, and which , in any manner arise out of or are incident to al red n ligen, :cts, omissions, or willful misconduct of Consultant, its officials, offic- e ► gents, consultants, and contractors arising out of or in connection wi • e • . rmance of the Services, the Project or this Agreement, including without limi nt of consequential damages, expert witness fees, and attorneys fee d other ate costs and expenses. Consultant shall defend, at Consultant's own co xpense d risk, any and all such aforesaid suits, actions or other legal proceedings of e ki r ;i'that may be brought or instituted against Commission, Caltrans, and their dire. ., officials, officers, employees, consultants, agents, or volunteers. Consultant sha pay and satisfy any judgment, award or decree that may be rendered against Commission, Caltrans or their directors, officials, officers, employees, consultants, agents, or volunteers, in any such suit, action or other legal proceeding. Consultant shall reimburse Commission, Caltrans and their directors, officials, officers, employees, consultants, agents, and/or volunteers, for any and all legal expenses and costs, including reasonable attorney's fees, incurred by each of them in connection therewith or in enforcing the indemnity herein provided. Consultant's obligation to indemnify shall not be restricted to insurance proceeds, if any, received by Commission, Caltrans or their directors, officials officers, employees, consultants, agents, or volunteers. Notwithstanding the foregoing, to the extent Consultant's Services are subject to Civil Code Section 2782.8, the above indemnity shall be limited, to the extent required by Civil Code Section 2782.8, to claims that arise out of, pertain to, or relate to the negligence, recklessness, or willful misconduct of the Consultant. Consultant's obligations as set forth in this Section 28 shall survive expiration or termination of this Agreement. 16 17336.00030\33774355.1 471 26. Insurance. 26.1 Time for Compliance. Consultant shall not commence work under this Agreement until it has provided evidence satisfactory to the Commission that it has secured all insurance required under this Section, in a form and with insurance companies acceptable to the Commission. In addition, Consultant shall not allow any subcontractor to commence work on any subcontract until it has secured all insurance required under this Section. 26.2 Minimum Requirements. Consultant shall, at its expense, procure and maintain for the duration of the Agreement insurance against claims for injuries to persons or damages to property which may arise from or in connectio with the performance of the Agreement by the Consultant, its agents, representatives r ployees or subcontractors. Consultant shall also require all of its subcontractors cure and maintain the same insurance for the duration of the Agreement. Such sur e shall meet at least the following minimum levels of coverage: (a) Minimum Sco•e broad as the latest version of the following: (1) Ge Commercial General Liability coverage Automobile Liability: Insurance Services code 1 (any auto) or exact equivalent); a Liability: Workers' Compensati•.' , ,ranc Employer's Liability Insuranc (b) M no less than: (1) Gen injury and property general aggregate this Agreement/locati occurrence limit. Limits umbrella liability insurance, injury and property damage. Limits may be achieved by any combination of primary and excess or umbrella liability insurance; and (3) Workers' Compensation and Employer's Liability: Workers' Compensation limits as required by the Labor Code of the State of California. Employer's Liability limits of $1,000,000 per accident. of ur Coverage shall be at least as Liability: Insurance Services Office CG 0001 or exact equivalent); (2) Auto Coverage (form CA 0001, rs' Compensation and Employer's s required by the State of California and i Limi s �f Insurance. Consultant shall maintain limits ,000,000 per occurrence for bodily injury, personal rcial General Liability Insurance or other form with her the general aggregate limit shall apply separately to general aggregate limit shall be twice the required achieved by any combination of primary and excess or 2) Automobile Liability: $1,000,000 per accident for bodily 26.3 Professional Liability. Consultant shall procure and maintain, and require its sub -consultants to procure and maintain, fora period of five (5) years following completion of the Project, errors and omissions liability insurance appropriate to their profession. For Consultant, such insurance shall be in an amount not less than $2,000,000 per claim. This insurance shall be endorsed to include contractual liability applicable to this Agreement and shall be written on a policy form coverage specifically designed to protect against acts, errors or omissions of the Consultant. "Covered Professional Services" as designated in the policy must specifically include work 17336.00030\33774355.1 17 472 performed under this Agreement. The policy must "pay on behalf of" the insured and must include a provision establishing the insurer's duty to defend. Subconsultants of Consultant shall obtain such insurance in an amount not less than $2,000,000 per claim. Notwithstanding the foregoing, the Commission may consider written requests to lower or dispense with the errors and omissions liability insurance requirement contained in this Section for certain subconsultants of Consultant, on a case -by -case basis, depending on the nature and scope of the Services to be provided by the subconsultant. Approval of such request shall be in writing, signed by the Commission's Contract Administrator. 26.4 Aircraft Liability Insurance. Prior to conducting any Services requiring use of aircraft, Consultant shall procure and maintain, or cause to be procured and maintained, aircraft liability insurance or equivalent form, with a single limit as shall be required by the Commission. Such insurance shall include coverage for owned, hired and non -owned aircraft and passengers, and shall name, or:•e endorsed to name, the Commission, Caltrans and their directors, officials, offic.-:r employees and agents as additional insureds with respect to the Services or oper-.,' . performed by or on behalf of the Consultant. 26.5 Insurance Endorsements. following provisions, or Consultant shall provi Commission to add the following provisions to th (a) General Liabi (i) coverage for (1) bodily Injury (3) premises/operations liab limits that apply per Project; deleted; (7) contractu damage; and (9) in rance •` "'+' cies shall contain the ments on forms approved by the urance policies: General Liability Insurance must include age; (2) personal Injury/advertising Injury; mpleted operations liability; (5) aggregate osion, collapse and underground (UCX) exclusion respect to this Agreement; (8) broad form property nts coverage. The policy shall contain no endorsements or provisions limiting coverage for (1) ; ,<<°-''`' al liability; (2) cross liability exclusion for claims or suits by one insured against anothe or (3) contain any other exclusion contrary to this Agreement. (iii) The policy shall give the Commission, its directors, officials, officers, employees, and agents insured status using ISO endorsement forms 20 10 10 01 and 20 37 10 01, or endorsements providing the exact same coverage. (iv) The additional insured coverage under the policy shall be "primary and non-contributory" and will not seek contribution from the Commission's or Caltrans' insurance or self-insurance and shall be at least as broad as CG 20 01 04 13, or endorsements providing the exact same coverage. (b) Automobile Liability. The automobile liability policy shall be endorsed to state that: (1) the Commission, Caltrans and their directors, officials, officers, employees and agents shall be covered as additional insureds with respect to the ownership, operation, maintenance, use, loading or unloading of any auto owned, leased, 17336.00030\33774355.1 18 473 hired or borrowed by the Consultant or for which the Consultant is responsible; and (2) the insurance coverage shall be primary insurance as respects the Commission, Caltrans and their directors, officials, officers, employees and agents, or if excess, shall stand in an unbroken chain of coverage excess of the Consultant's scheduled underlying coverage. Any insurance or self-insurance maintained by the Commission, Caltrans and their directors, officials, officers, employees and agents shall be excess of the Consultant's insurance and shall not be called upon to contribute with it in any way. (c) Workers' Compensation and Employers Liability Coverage. (i) Consultant certifies that he/she is aware of the provisions of Section 3700 of the California Labor Code which requires every employer to be insured against liability for workers' compensation or to undertake self-insurance in accordance with the provisions of that code, and he/she will comply w' h such provisions before commencing work under this Agreement. (ii) The insurer shall a against the Commission, its directors, officials, offi paid under the terms of the insurance policy Consultant. set forth hereunder. (d) All Coverage ( this Section are not intended waiver of any covera under this Agreeme the specified mini be available to the Co and agents as additiona coverage and limits shal Agreement; or (2) the broader coverage and maximum limits of coverage of any insurance policy or proceeds available to the named insured; whichever is greater. ve all rights of subrogation s and agents for losses rk performed by the be payable in addition to the limits s of specific coverage or limits contained in a coverage, limits, or other requirement, or a ovided by any insurance. It shall be a requirement e insurance proceeds broader than or in excess of overage requirements and/or limits set forth herein shall altrans and their directors, officials, officers, employees s under said policies. Furthermore, the requirements for (1) the minimum coverage and limits specified in this (iii) The limits of insurance required in this Agreement may be satisfied by a combination of primary and umbrella or excess insurance. Any umbrella or excess insurance shall contain or be endorsed to contain a provision that such coverage shall also apply on a primary and non-contributory basis for the benefit of the Commission (if agreed to in a written contract or agreement) before the Commission's own insurance or self-insurance shall be called upon to protect it as a named insured. The umbrella/excess policy shall be provided on a "following form" basis with coverage at least as broad as provided on the underlying policy(ies). (iv) Consultant shall provide the Commission at least thirty (30) days prior written notice of cancellation of any policy required by this Agreement, 17336.00030\33774355.1 19 474 except that the Consultant shall provide at least ten (10) days prior written notice of cancellation of any such policy due to non-payment of premium. If any of the required coverage is cancelled or expires during the term of this Agreement, the Consultant shall deliver renewal certificate(s) including the General Liability Additional Insured Endorsement to the Commission at least ten (10) days prior to the effective date of cancellation or expiration. (v) The retroactive date (if any) of each policy is to be no later than the effective date of this Agreement. Consultant shall maintain such coverage continuously for a period of at least three years after the completion of the work under this Agreement. Consultant shall purchase a one (1) year extended reporting period A) if the retroactive date is advanced past the effective date of this Agreement; B) if the policy is cancelled or not renewed; or C) if the policy is replaced by another claims -made policy with a retroactive date subsequent to the effective date of this As .-ement. (vi) The foregoing requir-, s as to the types and limits of insurance coverage to be maintained by Consultant, a ,: an ':,.royal of said insurance by the Commission, is not intended to and shall not in - manner ;t or qualify the liabilities and obligations otherwise assumed by the Cons t pu uant to Agreement, including but not limited to, the provisions concerning in• ' nif' ; ion. (vii) If at a of insurance required under this Agreeme canceled and not replaced, Commission insurance it deems necessary reimbursed by Consultant or from Consultant payments. The Commission may re•uire policies in effect for t e duri e life of the Agreement, any policy ply with these specifications or is ht but not the duty to obtain the ium paid by Commission will be promptly ithhold amounts sufficient to pay premium Commission may cancel this Agreement. onsultant to provide complete copies of all insurance e Project. Neither the Commission nor any of its directors, officials, officers, employees or W -nts :II be personally responsible for any liability arising under or by virtue of this Agree 26.6 Deductibles and Self -Insurance Retentions. Any deductibles or self - insured retentions must be declared to and approved by the Commission. If the Commission does not approve the deductibles or self -insured retentions as presented, Consultant shall guarantee that, at the option of the Commission, either: (1) the insurer shall reduce or eliminate such deductibles or self -insured retentions as respects the Commission, its directors, officials, officers, employees and agents; or, (2) the Consultant shall procure a bond guaranteeing payment of losses and related investigation costs, claims and administrative and defense expense. 26.7 Acceptability of Insurers. Insurance is to be placed with insurers with a current A.M. Best's rating no less than A:VI I I, licensed to do business in California, and satisfactory to the Commission. 17336.00030\33774355.1 20 475 26.8 Verification of Coverage. Consultant shall furnish Commission with original certificates of insurance and endorsements effecting coverage required by this Agreement on forms satisfactory to the Commission. The certificates and endorsements for each insurance policy shall be signed by a person authorized by that insurer to bind coverage on its behalf. All certificates and endorsements must be received and approved by the Commission before work commences. The Commission reserves the right to require complete, certified copies of all required insurance policies, at any time. 26.9 Subconsultant Insurance Requirements. Consultant shall not allow any subcontractors or subconsultants to commence work on any subcontract until they have provided evidence satisfactory to the Commission that they have secured all insurance required under this Section. Policies of commercial general liability insurance provided by such subcontractors or subconsultants shall be endorsed to name the Commission as an additional insured using ISO form CG 20 providing the exact same coverage. If requested by Co approve different scopes or minimum limits of insuran subconsultants. 26.10 Other Insurance. At its o additional coverage(s), limits and/or the reduc reasonable and prudent based upon risk factors Project. In retaining this option Com doe program to be adequate. Consultant sha to the insurance required in this Section. 27. Safety. Consult damage to any person or pr times be in compliance with regulations, and shal appropriate to the performed. Safety adequate life protecti accident prevention for scaffolds, fall protection I..ders, bridges, gang planks, confined space procedures, trenching and shoring, equipment and other safety devices, equipment and wearing apparel as are necessary or lawfully required to prevent accidents or injuries; and (C) adequate facilities for the proper inspection and maintenance of all safety measures. 8 04 13 or an endorsement Itant, the Commission may articular subcontractors or Comm! ion may require such uctibles or retentions it considers may directly or indirectly impact the t warrant Consultant's insurance o purchase insurance in addition nd maintain its work so as to avoid injury or out its Services, the Consultant shall at all pplica• e local, state and federal laws, rules and ecessary precautions for the safety of employees and the conditions under which the work is to be applicable shall include, but shall not be limited to: (A) saving equipment and procedures; (B) instructions in ployees and subcontractors, such as safe walkways, Pursuant to the authority contained in Section 591 of the Vehicle Code, the Commission has determined that the Project will contain areas that are open to public traffic. Consultant shall comply with all of the requirements set forth in Divisions 11, 12, 13, 14, and 15 of the Vehicle Code. Consultant shall take all reasonably necessary precautions for safe operation of its vehicles and the protection of the traveling public from injury and damage from such vehicles. 28. Additional Work. Any work or activities that are in addition to, or otherwise outside of, the Services to be performed pursuant to this Agreement shall only be 17336.00030\33774355.1 21 476 performed pursuant to a separate agreement between the parties. Notwithstanding the foregoing, the Commission's Executive Director may make a change to the Agreement, other than a Cardinal Change. For purposes of this Agreement, a Cardinal Change is a change which is "outside the scope" of the Agreement; in other words, work which should not be regarded as having been fairly and reasonably within the contemplation of the parties when the Agreement was entered into. An example of a change which is not a Cardinal Change would be where, in a contract to construct a building there are many changes in the materials used, but the size and layout of the building remains the same. Cardinal Changes are not within the authority of this provision to order, and shall be processed by the Commission as "sole source" procurements according to applicable law, including the requirements of FTA Circular 4220.1 F. (a) In addition to the cha modification which is signed by Consultant and the Commi than a Cardinal Change, may be made in order to: adjustment to the Agreement price, delivery schedu issuance of a Change Order, (2) reflect definitiv agreements of the parties modifying the ter Modification"). (b) Cons change, without written authorization from herein. In the event such a ch..m •e a Commission's Executive Direct ulta 29. Prohibited Inte 29.1 employed nor ret solely for Consultan it has not paid nor ha employee working solely onsultant, any fee, commission, percentage, brokerage fee, gift or other consideration ontingent upon or resulting from the award or making of this Agreement. For breach or violation of this warranty, the Commission shall have the right to rescind this Agreement without liability. nd tter cont thiAgreem es authorized above, a n's Executive Director, other ake a negotiated equitable terms resulting from the , and (3) reflect other t ("Bilateral Contract rform, nor be compensated for any s Executive Director as set forth atio is not issued and signed by the shall not provide such change. nsultant maintains and warrants that it has not r person, other than a bona fide employee working ecure this Agreement. Further, Consultant warrants that to pay any company or person, other than a bona fide 29.2 Commission Conflict of Interest. For the term of this Agreement, no member, officer or employee of the Commission, during the term of his or her service with the Commission, shall have any direct interest in this Agreement, or obtain any present or anticipated material benefit arising therefrom. 29.3 Conflict of Employment. Employment by the Consultant of personnel currently on the payroll of the Commission shall not be permitted in the performance of this Agreement, even though such employment may occur outside of the employee's regular working hours or on weekends, holidays or vacation time. Further, the employment by the Consultant of personnel who have been on the Commission payroll within one year prior to 17336.00030\33774355.1 22 477 the date of execution of this Agreement, where this employment is caused by and or dependent upon the Consultant securing this or related Agreements with the Commission, is prohibited. 29.4 Covenant Against Contingent Fees. As required in connection with federal funding, the Consultant warrants that he/she has not employed or retained any company or person, other than a bona fide employee working for the Consultant, to solicit or secure this Agreement, and that he/she has not paid or agreed to pay any company or person, other than a bona fide employee, any fee, commission, percentage, brokerage fee, gift, or any other consideration, contingent upon or resulting from the award or formation of this Agreement. For breach or violation of this warranty, the Commission shall have the right to terminate this Agreement without liability pursuant to the terms herein, or at its discretion to deduct from the Agreement price or consideration, or otherwise recover, the full amount of such fee, commission •ercentage, brokerage fee, gift, or contingent fee. 29.5 Rebates Kickbacks or Other .wf °:;_onsideration. Consultant warrants that this Agreement was not obtained or cured th • h rebates kickbacks or other unlawful consideration, either promised • %aid t._. any Co ission employee. For breach or violation of this warranty, Commiss sh ave the right in its discretion; to terminate this Agreement without liability; to pa for the value of the work actually performed; or to deduct from the Agree • rice; o erwise recover the full amount of such rebate, kickback or other unlawful 29.6 Covenant � ��r _„t E �� diture of Commission, State or Federal Funds for Lobbying. The C. Itan ertifi that to the best of his/ her knowledge and belief no state, federal or to Y ge► •°'iated funds have been paid, or will be paid by or on behalf of the Consulta ny person for the purpose of influencing or attempting to influence an office f any state or federal agency; a Member of the State Legislature or Un ss; an officer or employee of the Legislature or Congress; or any o Member of the Legislature or Congress, in connection with the award of any <te or , •eral contract, grant, loan, or cooperative agreement, or the extension, continuat newal, amendment, or modification of any state or federal contract, grant, loan, or co perative agreement. (a) If any funds other than federal appropriated funds have been paid, or will be paid to any person for the purpose of influencing or attempting to influence an officer or employee of any federal agency; a Member of Congress; an officer or employee of Congress, or an employee of a Member of Congress; in connection with this Agreement, the Consultant shall complete and submit the attached Exhibit "G", Standard Form-LLL, "Disclosure Form to Report Lobbying," in accordance with the attached instructions. (b) The Consultant's certification provided in this Section is a material representation of fact upon which reliance was placed when this Agreement was entered into, and is a prerequisite for entering into this Agreement pursuant to Section 1352, Title 31, US. Code. Failure to comply with the restrictions on expenditures, or the 17336.00030\33774355.1 23 478 disclosure and certification requirements set forth in Section 1352, Title 31, US. Code may result in a civil penalty of not less than $10,000 and not more than $100,000 for each such failure. (c) The Consultant also agrees by signing this Agreement that he/she shall require that the language set forth in this Section be included in all Consultant subcontracts which exceed $100,000, and that all such subcontractors shall certify and disclose accordingly. 29.7 Employment Adverse to the Commission. Consultant shall notify the Commission, and shall obtain the Commission's written consent, prior to accepting work to assist with or participate in a third -party lawsuit or other legal or administrative proceeding against the Commission during the term of this Agreement. 30. Equal Opportunity Employment. Consultan opportunity employer and it shall not discriminate again applicant for employment because of race, religion, c age. Such non-discrimination shall include, but n initial employment, upgrading, demotion, transf layoff or termination. resents that it is an equal subcontractor, employee or al origin, ancestry, sex or all activities related to ruitment advertising, 31. Ri • ht to Em lo Other Con nts. C• ission reserves the right to employ other consultants in connection with the 32. Governing Law. Th' eem " hall be governed by and construed with the laws of the State of California. It .hall in Riverside County. 33. Disputes. Attorn es. 33.1 in good faith to r shall not excuse Co ing any action hereunder, the Parties shall attempt ute arising between them. The pendency of a dispute full and timely performance of the Services. 33.2. If the ies are unable to resolve a dispute after attempting in good faith to do so, the Parties may seek any other available remedy to resolve the dispute. If either Party commences an action against the other Party, either legal, administrative or otherwise, arising out of or in connection with this Agreement, the prevailing Party in such litigation shall be entitled to have and recover from the losing Party reasonable attorneys' fees and, all other costs of such actions. 34. Time of Essence. Time is of the essence for each and every provision of this Agreement. 35. Headings. Article and Section Headings, paragraph captions or marginal headings contained in this Agreement are for convenience only and shall have no effect in the construction or interpretation of any provision herein. 17336.00030\33774355.1 24 479 36. Notices. All notices permitted or required under this Agreement shall be given to the respective parties at the following address, or at such other address as the respective parties may provide in writing for this purpose: CONSULTANT: WSP USA Inc. 11870 Pierce Street, Suite 160 Riverside, CA 92505 Attn: Lauren German COMMISSION: Riverside County Transportation Commission 4080 Lemon Street, 3rd Floor Riverside, CA 92501 Attn: Executive Director Such notice shall be deemed made when personally delivered or when mailed, forty-eight (48) hours after deposit in the U.S. mail, first class postage prepaid, and addressed to the Party at its applicable address. Actual notice shall be deemed adequate notice on the date actual notice occurred, regardless of the method of service. 37. Conflicting Provisions. In the event that provisions of any attached exhibits conflict in any way with the provisions set forth in this Agreement, the language, terms and conditions contained in this Agreement shall control the actions and obligations of the Parties and the interpretation of the Parties' understanding concerning the performance of the Services. IRk 38. Amendment or Modification. No supplement, modification, or amendment of this Agreement shall be binding unless executed in writing and signed by both Parties. 39. Entire Agreement. This Agreement contains the entire agreement of the Parties relating to the subject matter hereof and supersedes all prior negotiations, agreements or understandings. 40. Invalidity; Severability. If any portion of this Agreement is declared invalid, illegal, or otherwise unenforceable by a court of competent jurisdiction, the remaining provisions shall continue in full force and effect. 41. Provisions Applicable When State Funds or Federal Funds Are Involved. Since funding for the Services shall be provided, in whole or in part, from the FTA, Consultant shall also fully and adequately comply with the provisions included in Exhibit "E" (FTA Requirements) attached hereto and incorporated herein by reference. 42. Survival. All rights and obligations hereunder that by their nature are to continue after any expiration or termination of this Agreement, including, but not limited to, the indemnification and confidentiality obligations, shall survive any such expiration or termination. 43. No Third Party Beneficiaries. There are no intended third party beneficiaries of any right or obligation assumed by the Parties. 17336.00030\33774355.1 25 480 44. Labor Certification. By its signature hereunder, Consultant certifies that it is aware of the provisions of Section 3700 of the California Labor Code which require every employer to be insured against liability for Workers' Compensation or to undertake self- insurance in accordance with the provisions of that Code, and agrees to comply with such provisions before commencing the performance of the Services. 45. Counterparts. This Agreement may be signed in counterparts, each of which shall constitute an original. 46. Signatures. A manually signed copy of this Agreement which is transmitted by facsimile, email or other means of electronic transmission shall be deemed to have the same legal effect as delivery of an original executed copy of this Agreement for all purposes. This Agreement may be signed using an electronic signature. 47. Subpoenas or Court Orders. Should ConsultF; `,' receive a subpoena or court order related to this Agreement, the Services or the Pro Consultant shall immediately provide written notice of the subpoena or court order t e ,; mission. Consultant shall not respond to any such subpoena or court order u otice to Commission is provided as required herein, and shall cooperate with e C•mmissio ' ''n responding to the subpoena or court order. 48. Assignment or Transfer. transfer, either directly or by operation of I the prior written consent of the Commissi and any assignees, hypothecate of such attempted assignmen hall not assign, hypothecate, or nt or any interest herein, without pt to do so shall be null and void, shall acquire no right or interest by reason or transfer. 49. Successors and 1 s. T 1 greement shall be binding on the successors and assigns of the pa », sh.. of be assigned by Consultant without the prior written consent of Commis 50. Incorpo 'ii',;•n of ' °vitals. The recitals set forth above are true and correct and are incorporated int• i greement as though fully set forth herein. 51. No Waiver. Failure of Commission to insist on any one occasion upon strict compliance with any of the terms, covenants or conditions hereof shall not be deemed a waiver of such term, covenant or condition, nor shall any waiver or relinquishment of any rights or powers hereunder at any one time or more times be deemed a waiver or relinquishment of such other right or power at any other time or times. [SIGNATURES ON FOLLOWING PAGE] 17336.00030\33774355.1 26 481 SIGNATURE PAGE TO PROFESSIONAL SERVICES AGREEMENT FOR ON -CALL MULTIMODAL TRANSIT/RAIL CONSULTING SERVICES (FTA FUNDED) IN WITNESS WHEREOF, this Agreement was executed on the date first written above. RIVERSIDE COUNTY TRANSPORTATION COMMISSION By: Anne Mayer, Executive Director Approved as to Form: By: Best, Best & Krieger LL General Counsel ii CONSULTANT WSP USA INC. By: Signature me Title ATTEST: By: Its: A corporation requires the signatures of two corporate officers. One signature shall be that of the chairman of board, the president or any vice president and the second signature (on the attest line) shall be that of the secretary, any assistant secretary, the chief financial officer or any assistant treasurer of such corporation. If the above persons are not the intended signators, evidence of signature authority shall be provided to RCTC. 17336.00030\33774355.1 27 482 EXHIBIT "A" SCOPE OF SERVICES Exhibit A 17336.00030\33774355.1 483 Scope of Services Multimodal Support Services 1.0 GENERAL INFORMATION The Riverside County Transportation Commission (Commission) is an active participant in a number of multimodal efforts and initiatives in the region. Measure A provided the first sales tax funding for the commuter rail in Southern California. This later developed into the Southern California Regional Rail Authority (SCRRA) or Metrolink of which the Commission is a voting member and funding agency. The Measure A program also is in place to assist with Commuter Assistance Programs such as Rideshare and 1E511. It also supports specialized transit and general public transit through coordination with partner agencies and cities. The Commission has made significant investments in the transit and rail infrastructure, property, and use rights to enable and expand services in the region. The Commission is also involved in supporting intercity rail through Riverside and is planning for the development of a ne intercity rail route to Coachella Valley. The Commission participates in a number of regional tran ; ; art a, coordination efforts including the Citizens & Specialized Transit Advisory Committe STAC), ',;,-trolink Board and Member Agency Advisory Committee, LOSSAN Board and nical Advis• ommittee, High Speed Rail - Southern California Inland Corridor Group uther alifornia assenger Rail Planning Coalition, Coachella Valley Association of ents Transportation Committee, Transportation NOW, and meetings with local tr> =__t providers. A key function of the Commission's multimodal program is th nical input and oversight to these coordination efforts. In addition to supporting passen in Riverside County and owns This responsibility requires t these facilities, as well as overs services may include 1.0 GENERAL ission owns and operates the nine rail stations Line property from Riverside to San Jacinto. involved in the security and maintenance of ally op= ations and uses associated with them. Multimodal the following activities: The Commission is deg ••i ,, list of pre -qualified consultants for Multimodal Transit/Rail Consulting Services. The = ualified consultants will supplement the work of the Commission staff in accordance with the specifications presented below. As support needs arise, the Commission will develop a brief scope of work and select a consultant from the list of bench consultants depending on the type of support needed, and the qualifications of the firm and/or cost. The selected consultant will respond by providing information about the level of effort required to perform the required services. This will be documented on a pre -approved Task Order (TO). Rates and cost for each TO will be in accordance with rates indicated in the price schedules. Upon approval by the Commission's Project Manager, a TO will be issued on a time and expense basis. The consultant will be required to commence work within five days or sooner after receiving a fully executed TO. These services will be funded using a variety of federal, state, and local funds. The consultant will need to be able to meet all the requirements associated with the specific fund type associated with each TO and the funding will be identified at the time the scope of work is released. Exhibit A-1 17336.00030\33774355.1 484 2.0 CONSULTANT'S RESPONSIBILITIES 2.1 The successful Consultant shall have a strong understanding of the latest local, regional, state, and federal policies, regulations, and planning documents 2.2 The Consultant shall research and incorporate appropriate land use, demographic, and ridership data and projections to prepare deliverables with appropriate maps, graphics, and images. 2.3 Consultant shall comply with all relevant disclosure requirements and maintain the highest ethical standards both, publicly and privately, including the avoidance of conflicts of interest. 2.4 requested by the Commission's designated project manag-r. Consultant shall provide other services within the individual's and/or firm's ability as 2.5 The Commission reserves the right to competitive d any or all portions of work addressed in this statement of work. 3.0 WORK ACTIVITIES Though the list is not all-inclusive, the successful Co y nt shall be required to perform b following services: 3.1 Planning, Feasibility Studies and Ana Perform, review, and conduct various'; Tanning studies and exercises related to the multimodal programs in Riverside County, including but not limited to: feasibility studies, strategic plans, service planning, operational analyses, and freight and goods movement studies. These activities may require the update or revision of an existing planning document, or the development of a new study. Examples of projects that have been completed and may need updating, or, may be developed include, but are not limited to: 1. Next Generation Rail Study 2. Rail Stations First/Last Mile Active Transportation Plan 3. Express Bus Study 4. Grade Separation Funding Priority Strategy 5. Warehousing and Logistics Truck Fee Study 6. Ridership Forecasting and Service Planning Models 7. Future Growth Market Assessments and Operational Analyses 8. Transit Oriented Development Plans 9. Future Rail Station Parking Needs Assessment 10. Rail Crossing Safety Improvements/Quiet Zone Plans 11. Zero Emission Bus Transition and Implementation Plan 12. Emerging Technology Feasibility Studies 13. Financial and Revenue Analyses 14. Sustainability and Climate Resiliency Studies Exhibit A-2 17336.00M \ 33774355.1 485 Other multimodal planning studies and analyses as needed to carry out the Commission's goals and objectives, and roles and responsibilities as the regional transportation planning agency. 3.2 Technical Support Technical assistance for the implementation of approved plans and studies, and to support the program management and delivery of services for the Multimodal Department. This may include, but is not limited to: 1. Preparing grant applications for competitive state and federal funding programs; 2. Preparing benefit -cost analyses; 3. Conducting ridership/station surveys; 4. Assisting in project development and administration of new or special projects; 5. Assisting in providing training and professional deYelopment for compliance with state and federal laws and regulations; 6. Developing public engagement and marketin ipaigns for special events and projects; 7. Preparing scope of work documents for procuremer1 services; 8. Planning support for intercity rail projects; and 9. Oversight and subrecipient compliance for federal grants Other technical support as needed o improve the effectiveness of the projects and programs in the Multimodal Depart Exhibit A-3 17336.00M \ 33774355.1 486 EXHIBIT "B" COMPENSATION AND PAYMENT Exhibit B-1 17336.00030\33774355.1 487 EXHIBIT "B" COMPENSATION SUMMARY FIRM PROJECT TASKS/ROLE COST Prime Consultant: WSP USA Inc. Transit/Rail Support Services $ 5,000,000.00 Sub Consultants: Bohlinger Consulting Fuding and Financing Strategies TBD CR Associates Mobility/Circualation Element Planning TBD Evans Brooks Associates, Inc. Active Transportation/Community Outreach TBD GHD Group Transportation Impact Studies TBD Kal Krishnan Consulting Services, Inc. FTA Coordination/Cost Estimation TBD Monument ROW, Inc. Right -of -Way Services TBD Pacific Railway Enterprises, Inc. Railroad Signal, Systems, and Communications Design TBD Redman Consulting Environmental Air Quality TBD TOTAL COSTS e 5,000,000.00 1 Commission authorization pertains to total contract award amoul! sensation however, the maximum total compensation authorized may not be weed stments between consultants may occur; 488 EXHIBIT "C" FTA REQUIREMENTS Exhibit C-1 17336.00030\33774355.1 489 FTA FUNDING REQUIREMENTS (Non-construction/maintenance work) As used herein, "RCTC" shall have the same meaning as the "Commission." The term "contract" or "Contract" shall have the same meaning as the "Agreement." 1. No Obligation by the Federal Government a. RCTC and Consultant acknowledge and agree that, notwithstanding any concurrence by the Federal Government in or approval of the solicitation or award of the underlying contract, absent the express written consent by the Federal Government, the Federal Government is not a party to this contract and shall not be subject to any obligations or liabilities to the Purchaser, Consultant, or any other party (whether or not a party to that contract) pertaining to any matter resulting from the underlying contract. b. The Consultant agrees to include the above clause in each subcontract financed in whole or in part with Federal assistance provided by FTA. It is further agreed t . e clause shall not be modified, except to identify the subconsultant who will be subject to its p sions. 2. Program Fraud and False or Fraudulent State is or R d Acts a. The Consultant acknowledges that the provis of thArogram Fraud Civil Remedies Act of 1986, as amended, 31 U.S.C. § 3801 et seq. and U.S. DOT regulations, "Program Fraud Civil Remedies," 49 C.F.R. Part 31, apply to its actions pertaining to this Project. Upon execution of the underlying contract, the Consultant certifies or affirms the truthSulness and accuracy of any statement it has made, it makes, it may make, or causes to be made, pertaining to the underlying contract or the FTA assisted project for which this cof tact work is being performed. In addition to other penalties that may be applicable, the Consultant furtl r acknowledges that if it makes, or causes to be made, a false, fictitious, or fraudulent claim, statement submission, or certification, the Federal Government reserves the right to impose the penalties of the Program Fraud Civil Remedies Act of 1986 on the Consultant to the extent ate Federal Government deems appropriate. b. The Consultant also acknowl ges that if it makes, or causes to be made, a false, fictitious, or fraudulent claim, statement, submiss n, or certification to the Federal Government under a contract connected with a project that is financed in whole or in part with Federal assistance originally awarded by FTA under the authority of 49 U.S.C. § 5307, the Government reserves the right to impose the penalties of 18 U.S.C. § 1001 and 49 U.S.C. § 5307(n)(1) on the Consultant, to the extent the Federal Government deems appropriate. c. The Consultant agrees to include the above two clauses in each subcontract financed in whole or in part with Federal assistance provided by FTA. It is further agreed that the clauses shall not be modified, except to identify the subconsultant who will be subject to the provisions. 3. Access to Records The Consultant agrees to the following access to records requirements: a. To provide RCTC, the FTA Administrator, the Comptroller General of the United States or any of their authorized representatives access to any books, documents, papers and records of the Consultant which are directly pertinent to this contract for the purposes of making audits, Exhibit C-1 17336.00030\33774355.1 490 examinations, excerpts and transcriptions. Consultant also agrees, pursuant to 49 C. F. R. 633.17 to provide the FTA Administrator or his authorized representatives including any PMO Consultant access to Consultant's records and construction sites pertaining to a major capital project, defined at 49 U.S.C. 5302(a)1, which is receiving federal financial assistance through the programs described at 49 U.S.C. 5307, 5309 or 5311. b. To make available in the case of a contract for a capital project or improvement, as defined above and awarded by other than competitive bidding in accordance with 49 U.S.C. 5325(a), records related to the contract to RCTC, the Secretary of Transportation and the Comptroller General or any authorized officer or employee of any of them for the purposes of conducting an audit and inspection. c. To maintain all books, records, accounts and reports required under this contract for a period of not less than three years after the date of termination or expiration of this contract, except in the event of litigation or settlement of claims arising from the performance of this contract, in which case Consultant agrees to maintain same until RCTC, the FTA Administrator, the Comptroller General, or any of their duly authorized representatives, have disposed of all h litigation, appeals, claims or exceptions related thereto. Reference 49 CFR 18.39(i)(11). d. To permit any of the foregoing parties to reprodAle by an ans whatsoever or to copy excerpts and transcriptions as reasonably needed. 4. Federal Changes The Consultant shall at all times comply with all applicable FTA regulations, policies, procedures and directives, including without limitation those listed directly or by reference in the Master Agreement between RCTC and FTA, as they ma , ended or promulgated from time to time during the term of this contract. Consultant's fail • so sply shall constitute a material breach of this contract. 5. Civil Rights The following require is appl the • erlying contract: (1) Nondiscrimination - n accordance with Title VI of the Civil Rights Act, as amended, 42 U.S.C. § 2000d, section 303 of the Age Discrimination Act of 1975, as amended, 42 U.S.C. § 6102, section 202 of the Americans with Disabilities Act of 1990, 42 U.S.C. § 12132, and Federal transit law at 49 U.S.C. § 5332 and 49 CFR part 21, the Consultant agrees that it will not discriminate against any employee or applicant for employment because of race, color, creed, national origin, sex, age, or disability. In addition, the Consultant agrees to comply with applicable Federal implementing regulations and other implementing requirements FTA may issue. (2) Equal Employment Opportunity - The following equal employment opportunity requirements apply to the underlying contract: (a) Race, Color, Creed, National Origin, Sex - In accordance with Title VII of the Civil Rights Act, as amended, 42 U.S.C. § 2000e, and Federal transit laws at 49 U.S.C. § 5332, the Consultant agrees to comply with all applicable equal employment opportunity requirements of U.S. Department of Labor (U.S. DOL) regulations, "Office of Federal Contract Compliance Programs, Equal Employment Opportunity, Department of Labor," 41 C.F.R. Parts 60 et seq ., (which implement Executive Order No. 11246, "Equal Employment Opportunity," as amended by Executive Order No. 11375, Exhibit C-2 17336.00030\33774355.1 491 "Amending Executive Order 11246 Relating to Equal Employment Opportunity," 42 U.S.C. § 2000e note), and with any applicable Federal statutes, executive orders, regulations, and Federal policies that may in the future affect construction activities undertaken in the course of the Project. The Consultant agrees to take affirmative action to ensure that applicants are employed, and that employees are treated during employment, without regard to their race, color, creed, national origin, sex, or age. Such action shall include, but not be limited to, the following: employment, upgrading, demotion or transfer, recruitment or recruitment advertising, layoff or termination; rates of pay or other forms of compensation; and selection for training, including apprenticeship. In addition, the Consultant agrees to comply with any implementing requirements FTA may issue. (b) Age - In accordance with section 4 of the Age Discrimination in Employment Act of 1967, as amended, 29 U.S.C. § § 623, Federal transit law at 49 U.S.C. § 5332, the Equal Employment Opportunity Commission (U.S. EEOC) regulations, "Age Discrimination in Employment Act," 29 C.F.R. part 1625, the Age Discrimination Act of 1975, as amended, 42 U.S.C. § 6101 et seq., U.S. Health and Human Services regulations, "Nondiscrimination on the Basis of Age in Programs or Activities Receiving Federal Financial Assistance," 45 C.F.R. part 91' the Consultant agrees to refrain from discrimination against present and prospective employees for reason of age. In addition, the Consultant agrees to comply with any implementing require nts FTA may issue. (c) Disabilities - In accordance with section 504 of thgteabilitation Act of 1973, as amended, 29 U.S.C. § 794, the Americans with Disabilities Act of 1990, as ai tended, 42 U.S.C. § 12101 et seq., the Architectural Barriers Act of 1968, as amended, 42 U.S.C. § 4151 et seq., and Federal transit law at 49 U.S.C. § 5332, the Consultant agrees that it will not discriminate against individuals on the basis of disability, and that it will comply with the requirements of 4.S. Equal Employment Opportunity Commission, "Regulations to Implement the Equal Employment Provisions of the Americans with Disabilities Act," 29 C.F.R. Part 163075e arcing to employment of persons with disabilities. In addition, the Consultant agrees to ply th any implementing requirements FTA may issue. (3) The Consultant also agrees to il ia these uirements in each subcontract financed in whole or in part with Federal as stance provid d by FTA, modified only if necessary to identify the affected parties. 6. FTA Disadvantag1d Busin Enterprise (DBE) Requirements A. General DBE Requirenishts: In accordance with Federal financial assistance agreements with the U.S. Department of Transportation (U.S. DOT), Commission has adopted a Disadvantaged Business Enterprise (DBE) Policy and Program, in conformance with Title 49 CFR Part 26, "Participation by Disadvantaged Business Enterprises in Department of Transportation Programs" (the "Regulations"). This RFP is subject to these stipulated regulations. In order to ensure that Commission achieves its overall DBE Program goals and objectives, Commission encourages the participation of DBEs as defined in 49 CFR 26 in the performance of contracts financed in whole or in part with U.S. DOT funds. It is the policy of the Commission to: 1. Ensure nondiscrimination in the award and administration of DOT -assisted contracts; 2. Create a level playing field on which DBE's can compete fairly for DOT -assisted contracts; Exhibit C-3 17336.00030\33774355.1 492 3. Ensure that the DBE program is narrowly tailored in accordance with applicable law; 4. Ensure that only firms that fully meet 49 C.F.R. part 26 eligibility standards are permitted to participate as DBE's; 5. Help remove barriers to the participation of DBEs in DOT assisted contracts; 6. To promote the use of DBEs in all types of federally assisted contracts and procurement activities; and 7. Assist in the development of firms that can compete successfully in the marketplace outside the DBE program. B. Discrimination: Consultant shall not discriminate on the basis of race, color, national origin, or sex in the award and performance of subcontracts. Any terms used herein that are defined in 49 CFR Part 26, or elsewhere in the Regulations, shall have the meaning orth in the Regulations. C. Commission's Race -Neutral DBE Program: A Race- t . 'BE Program is one that, while benefiting DBEs, is not solely focused on DBE firms. Therefore, und- ' ace -Neutral DBE Program, Commission does not establish numeric race-conscio pBE participati. :oals on its DOT -assisted contracts. There is no FTA DBE goal on this Projeo� Consultant shall not be required to achieve a specific level of DBE participation as a condition of contract compliance in the performance of this DOLT -assisted e*ntract. However, Consultant shall adhere to race -neutral DBE participation commitment(s) made at the time of award. D. Race -Neutral DBE Subm. ions and oing Reporting Requirements (Post -Award): At termination of the Contract, the successful Conil. ant shall complete and submit to Commission a "DBE Race -Neutral Participation Listing" in the f6rm provided by Commission. In the event DBE(s) are utilized in the perfo ce of the A' Bement, Consultant shall comply with applicable reporting requirements. E. Performance of P t E Subco ultants: DBE subconsultants listed by Consultant in its "DBE Race -Neutral Participation Listing" submitted at the time of proposal shall perform the work and supply the materials for which they are listed, unless Consultant has received prior written authorization from Commission to perform the work with other forces or to obtain the materials from other sources. Consultant shall provide written notification to Commission in a timely manner of any changes to its anticipated DBE participation. This notice should be provided prior to the commencement of that portion of the work. F. DBE Certification Status: If a listed DBE subconsultant is decertified during the life of this Agreement, the decertified subconsultant shall notify Consultant in writing with the date of decertification. If a non -DBE subconsultant becomes a certified DBE during the life of this Agreement, the DBE subconsultant shall notify Consultant in writing with the date of certification. Consultant shall furnish the written documentation to Commission in a timely manner Consultant shall include this requirement in all subcontracts. G. Consultant's Assurance Clause Regarding Non -Discrimination: In compliance with State and Federal anti -discrimination laws, Consultant shall affirm that it will not exclude or discriminate on the Exhibit C-4 17336.00030\33774355.1 493 basis of race, color, national origin, or sex in consideration of contract award opportunities. Further, Consultant shall affirm that they will consider, and utilize subconsultants and vendors, in a manner consistent with non-discrimination objectives. H. Violations: Failure by the selected Consultant(s) to carry out these requirements shall be a material breach of the contract to be awarded pursuant to this RFP, which may result in the termination of the contract or such other remedy as the recipient deems appropriate, which may include, but is not limited to: (1) Withholding monthly progress payments; (2) Assessing sanctions; (3) Liquidated damages; and/or (4) Disqualifying the Consultant from future bidding as non -responsible. 49 C.F.R. § 26.13(b). I. Prompt Payment: Consultant shall pay its subconsultants for satisfactory performance of their contracts no later than 30 days from receipt of each payment Co s on makes to the Consultant. 49 C.F.R. § 26.29(a), unless a shorter period is provided in the co J. Compliance with DBE Requirements Contained in FTA visions: ultant shall comply with all DBE reporting and other requirements contained in th' greement. 7. Incorporation of Federal Transit Admiration ) Terms The preceding provisions include, in part, certaWi Stan arr 'Terms and Conditions required by DOT, whether or not expressly set forth in trenp. eceding contract provisions. All contractual provisions required by DOT, as set forth in FTA Circul ' 422011F are hereby incorporated by reference. Anything to the contrary herein notwithstanding, all FTA-mandated terms shall be deemed to control in the event of a conflict with other provisions contained in this Agreement. The Consultant shall not perform any act, fail to perform any act, or refuse to comply with any RCTC requests which would cause RCTC to be in violation of the F terms an conditions. 8. Debarment and Sus The Consultant agrees to the following: (1) It will comply with the following requirements of 2 CFR Part 180, subpart C, as adopted and supplemented by U.S. DOT regulations at 2 CFR Part 1200. (2) It will not enter into any "covered transaction" (as that phrase is defined at 2 CFR §§ 180.220 and 1200.220) with any subconsultant whose principal is, suspended, debarred, or otherwise excluded from participating in covered transactions, except as authorized by— (i) U.S. DOT regulations, "Nonprocurement Suspension and Debarment," 2 CFR Part 1200; (ii) U.S. OMB regulatory guidance, "Guidelines to Agencies on Governmentwide Debarment and Suspension (Nonprocurement)," 2 CFR Part 180; and (iii) Other applicable federal laws, regulations, or requirements regarding participation with debarred or suspended recipients or third party participants. Exhibit C-5 17336.00030\33774355.1 494 (3) It will review the U.S. GSA "System for Award Management — Lists of Parties Excluded from Federal Procurement and Nonprocurement Programs," if required by U.S. DOT regulations, 2 CFR Part 1200. 9. ADA Access Requirements The Consultant shall comply with all applicable requirements of the Americans with Disabilities Act of 1990 (ADA), 42 USC Section 12101 et seq; Section 504 of the Rehabilitation Act of 1973, as amended, 29 USC Section 794; 49 USC Section 5301(d). 10. Fly America To the extent applicable to the Services, the Consultant agrees to comply with 49 U.S.C. 40118 (the "Fly America" Act) in accordance with the General Services Administration's regulations at 41 CFR Part 301-10, which provide that recipients and sub recipients of Federal funds and their consultants are required to use U.S. Flag air carriers for U.S. Government-finated international air travel and transportation of their personal effects or property, to the extent such service is available, unless travel by foreign air carrier is a matter of necessity, as defined by the Fly America Act. The Consultant shall submit, if a foreign air carrier was used, an appropriate certification or memorandum adequately explaining why service by a U.S. flag air carrier was not available or why it was necessary to use a foreign air carrier and shall, in any event, provide a certificate of compliance with the Fly America requirements. The Consultant agrees to include the requirements of this section in all subcontracts that may involve international air transportation. 11. Cargo Preference - Use of United States - To the extent applicable to the Se s, Con ant agrees: 1. To use privately owned United Stat- a . ercial vessels to ship at least 50 percent of the gross tonnage (computed s ately fordry bulk carriers, dry cargo liners, and tankers) involved, whenever shipping any equipment, materia or commodities pursuant to the underlying contract to the extent such vessels are available at faigand reasonable rates for United States -Flag commercial vessels; 2. To furnish within 20 wo s following the date of loading for shipments originating within the United States or within 30 rking days following the date of leading for shipments originating outside the United States, a legible copy of a rated, "on -board" commercial ocean bill -of -lading in English for each shipment of cargo described in the preceding paragraph to the Division of National Cargo, Office of Market Development, Maritime Administration, Washington, DC 20590 and to the FTA recipient (through the Consultant in the case of a subconsultant's bill -of -lading.) 3. To include these requirements in all subcontracts issued pursuant to this contract when the subcontract may involve the transport of equipment, material, or commodities by ocean vessel. 11. Buy America — Not applicable. 12. Employment Provisions To the extent applicable to the Services, Consultant shall comply with the following: Exhibit C-6 17336.00030\33774355.1 495 A. Equal Employment Opportunity Not applicable. B. Copeland "Anti -Kickback" Act (18 U.S.C. 874 and 40 U.S.C. 276c) — Not applicable. C. Contact Work Hours and Safety Standards Act (40 U.S.C. 327-333) —Not applicable. D. Release of Retainage No retainage will be withheld by the RCTC from progress payments due Consultant. Retainage by Consultant or subconsultants is prohibited, and no retainage will be held by the prime consultant from progress due subconsultants. Any violation of this provision shall subject the violating Consultant or subconsultants to the penalties, sanctions, and other remedies specified in Section 7108.5 of the California Business and Professions Code. This requirement shall not be construed to limit or impair any contractual, administrative, or judicial remedies, otherwise available to Consultant or subconsultant in the event of a dispute involving late payment or nonpayment by Consultant or deficient subconsultant performance, or noncompliance by a sub ultant. 13. Termination for Convenience RCTC may terminate the Agreement for convenience pde i rdance wit terms of the Agreement. After such termination, the Consultant shall submit a final temination settlement proposal to RCTC as directed. If the Consultant fails to submit a proposal within the time allowed, RCTC may determine, on the basis of information available, the amount, if any due the Consultant because of the termination and shall pay the amount determined. After the Consultant's pro osal is received, RCTC and Consultant shall negotiate a fair and equitable settl nt and the contract will be modified to reflect the negotiated agreement. If agreement cannot be reached, tCTC,play issue a final determination and pay the amount determined. If the Consultant does not agree With this final determination or the determination resulting from the lack of timely submission o roposal, the Consultant may appeal under the Disputes clause. 14. Administrative a i ontrac . • 1 Remedies on Breach; Termination for Cause a. The Consultant may be dec red in breach of this Agreement ("Breach") if the Consultant fails to make delivery of the supplies or to perform the services within the time specified herein or any extension thereof; or if the Consultant fails to perform any of the other provisions of the contract, or so fails to make progress as to endanger performance of this contract in accordance with its terms. In case of any of the foregoing, RCTC shall notify the Consultant of the Breach, and the Consultant shall have a period of ten (10) days (or such longer period as RCTC may authorize in writing) after receipt of notice from RCTC to cure the Breach. b. RCTC may, by written notice of termination to the Consultant specifying the effective date thereof, terminate the whole or any part of this contract, in the case of a Breach that is not cured within the timeframe set forth in (a) above ("Uncured Breach"). c. If the contract is terminated in whole or in part for an Uncured Breach, RCTC may procure upon such terms and in such manner as RCTC may deem appropriate, supplies or services similar to those so terminated, or may complete the services with its own forces. The Consultant shall be liable to RCTC for any excess costs for such similar supplies or services, and for any other costs incurred by Exhibit C-7 17336.00030\33774355.1 496 RCTC as a result of the Uncured Breach. The Consultant shall continue the performance of this contract to the extent not terminated under the provisions of this clause. d. Except with respect to defaults of Subconsultants, the Consultant shall not be liable for any excess costs if the failure to perform the contract arises out of causes beyond the control and without the fault or negligence of the Consultant. If the failure to perform is caused by the default of a Subconsultant, and if such default arises out of causes beyond the control of both the Consultant and the Subconsultant, and without the fault or negligence of either of them, the Consultant shall not be liable for any excess costs for failure to perform, unless the supplies or services to be furnished by the Subconsultant were obtainable from other sources in sufficient time to permit the Consultant to meet the required project completion schedule. e. Payment for completed services or supplies delivered to and accepted by RCTC shall be at the contract price. RCTC may withhold from amounts otherwise due the Consultant for such completed services or supplies such sum as RCTC determines to be necessa to protect RCTC against loss because of outstanding liens of claims of former lien holders, or to r burse RCTC for any other costs related to the Uncured Breach. f. If, after notice of termination of this contract for c - e, it is determined for any reason that an Uncured Breach did not exist, the rights and obligation he parties shall be the same as if the notice of termination had been issued pursuant to the provi s s fo s ination for convenience of RCTC. g. The rights and remedies of RCTC provide d in this clause shall not be exclusive and are in addition to any other rights and remedies provided by law, equi$ or under this contract including, but not limited to, the right to specific performanc y ywi out h. Notwithstanding the above, RCT y, providing an opportunity to cure, terminate the contract in accordance with the timeframe set forth in Section 17 of the contract, if RCTC determines such action is in its best interest based on the nature of the Breach. Such actions shall not limit any of RCTC's remedies set fortjabo 16. Disputes a. Except as otherwise provided in this Agreement, any dispute concerning a question of fact arising under this Agreement ATch is not disposed of by supplemental agreement shall be decided by RCTC's Deputy Executive Director, who shall reduce the decision to writing and mail or otherwise furnish a copy thereof to the Consultant. The decision of the RCTC Deputy Executive Director shall be final and conclusive unless, within thirty (30) days from the date of receipt of such copy, Consultant mails or otherwise furnishes to the RCTC Deputy Executive Director a written appeal addressed to RCTC's Executive Director. The decision of RCTC Executive Director or duly authorized representative for the determination of such appeals shall be final and conclusive. b. The provisions of this Paragraph shall not be pleaded in any suit involving a question of fact arising under this Agreement as limiting judicial review of any such decision to cases where fraud by such official or his representative or board is alleged, provided, however, that any such decision shall be final and conclusive unless the same is fraudulent or capricious or arbitrary or so grossly erroneous as necessarily to imply bad faith or is not supported by substantial evidence. In connection with any appeal proceeding under this Paragraph, the Consultant shall be afforded an opportunity to be heard and to offer evidence in support of its appeal. Exhibit C-8 17336.00030\33774355.1 497 c. Pending final decision of a dispute hereunder, Consultant shall proceed diligently with the performance of this Agreement and in accordance with the decision of RCTC's Deputy Executive Director. This "Disputes" clause does not preclude consideration of questions of law in connection with decisions provided for above. Nothing in this Agreement, however, shall be construed as making final the decision of any RCTC official or representative on a question of law, which questions shall be settled in accordance with the laws of the State of California. 17. Lobbying See the Byrd Anti -Lobbying Amendment, 31 U.S.C. 1352, as amended by the Lobbying Disclosure Act of 1995, P.L. 104-65 [to be codified at 2 U.S.C. § 1601, et seq.] - Consultants who apply or bid for an award of $100,000 or more shall file the certification required by 49 CFR part 20, "New Restrictions on Lobbying." Each tier certifies to the tier above that it will not and has not used Federal appropriated funds to pay any person or organization for influencing or attempting to influence an officer or employee of any agency, a member of Congress, officer or employee of Congress, or an employee of a member of Congress in connection with obtaining and Federal contract, grant or any other award covered by 31 U. S.C. 1352. Each tier shall also disclose the name of any registrant under the Lobbying Disclosure Act of 1995 who has made lobbying contacts on its behalf with non -Federal funds with respect to that Federal contract, grant or . rd covered by 31 U.S.C. 1352. Such disclosures are forwarded from tier to tier up to the rec nt. The Offeror shall complete and submit with its bid/proposal the attached Certification Reg. g L► ing, and if applicable, the Standard Form-LLL, "Disclosure Form to Report Lobbying." 18. Energy Conservation The Consultant agrees to comply wit which are contained in the state en and Conservation Act. 19. Clean Water dards and policies relating to energy efficiency lan issued in compliance with the Energy Policy a. The Consultant agrees to comply with all applicable standards, orders or regulations issued pursuant to the Federal' Water Po1ltion Control Act, as amended, 33 U.S.C. 1251 et seq. The Consultant agrees to report`each violation to RCTC and understands and agrees that RCTC will, in turn, report each violation as rarred to assure notification to FTA and the appropriate EPA Regional Office. d. The Consultant further agrees that: (1) It will not use any violating facilities; (2) It will report the use of facilities placed on or likely to be placed on the U.S. EPA "List of Violating Facilities;" (3) It will report violations of use of prohibited facilities to FTA; and (4) It will comply with the inspection and other requirements of the Clean Air Act, as amended, (42 U.S.C. §§ 7401 — 7671q); and the Federal Water Pollution Control Act as amended, (33 U.S.C. §§ 1251-1387). The Consultant also agrees to include these requirements in each subcontract exceeding $150,000 financed in whole or in part with Federal assistance provided by FTA. Exhibit C-9 17336.00030\33774355.1 498 20. Clean Air a. The Consultant agrees to comply with all applicable standards, orders or regulations issued pursuant to the Clean Air Act, as amended, 42 U.S.C. §§ 7401 et seq. The Consultant agrees to report each violation to RCTC and understands and agrees that RCTC will, in turn, report each violation as required to assure notification to FTA and the appropriate EPA Regional Office. b. The Consultant further agrees that: (1) It will not use any violating facilities; (2) It will report the use of facilities placed on or likely to be placed on the U.S. EPA "List of Violating Facilities;" (3) It will report violations of use of prohibited facilities to FTA; and (4) It will comply with the inspection and other requirements of the Clean Air Act, as amended, (42 U.S.C. §§ 7401 — 7671q); and the Federal Water Pollution Control Act as amended, (33 U.S.C. §§ 1251-1387). c. The Consultant also agrees to include these requi $150,000 financed in whole or in part with Federal assist 21. Recycled Products each subcontract exceeding e provid by FTA. V Recovered Materials - The Consultant agrees to comply 11 the requirements of Section 6002 of the Resource Conservation and Recovery Act (RC s amended (42 U.S.C. 6962), including but not limited to the regulatory provisions of 40 CFR Part 247, and Executive Order 12873, as they apply to the procuremel ifthe items designated in Subpart B of 40 CFR Part 247. 21. SPECIAL PROVISION FOR PROMOTING COVID-19 SAFETY Section 49. Centers for ea on nd Prevention Order on Requirements for Persons to Wear Masks n Conveyances d at Transportation Hubs. (a) Compliance with CD ask Omer. The Centers for Disease Control and Prevention ("CDC") Order of January 29, 2021, titled Requirement for Persons to Wear Masks While on Conveyances and at Transportation Hubs ("CDC Mask Order"), applies to this Agreement. One of the objectives of the CDC Mask Order is "[m]aintaining a safe and operating transportation system." Consultant agrees that it will comply, and will require all subconsultants to comply, with the CDC Mask Order. (b) Enforcement for non-compliance. Consultant agrees that FTA and RCTC may take enforcement action for non-compliance with the CDC Mask Order, including: (1) enforcement actions authorized by 49 U.S.C. § 5329(g); (2) referring Consultant to the CDC or other Federal authority for enforcement action; (3) enforcement actions authorized by 2 CFR §§ 200.339 — .340; and (4) any other enforcement action authorized by Federal law or regulation. Exhibit C-10 17336.00030\33774355.1 499 22. Safe Operation of Motor Vehicles Pursuant to Federal Executive Order No. 13043, "Increasing Seat Belt Use in the United States," April 16, 1997, 23 U.S.C. Section 402 note, FTA encourages each third party consultant to adopt and promote on-the-job seat belt use policies and programs for its employees and other personnel that operate company owned, rented, or personally operated vehicles, and to include this provision in each third party subcontract involving the project. a. The Consultant is encouraged to adopt and promote on-the-job seat belt use policies and programs for its employees and other personnel that operate company -owned vehicles, company -rented vehicles, or personally operated vehicles. The terms "company -owned" and "company -leased" refer to vehicles owned or leased either by the Consultant or RCTC. The Consultant agrees to adopt and enforce workplace safety policies to decrease crashes caused by distracted drivers, including policies to ban text messaging while using an electronic device supplied by an employer, and driving a vehicle the driver owns o nts, a vehicle Contactor owns, leases, or rents, or a privately -owned vehicle when on official ess in connection with the work performed under this contract. Exhibit C-11 17336.00030\33774355.1 500 EXHIBIT "0" DISCLOSURE OF LOBBYING ACTIVITIES Exhibit D-1 17336.00030\33774355.1 501 "" N I) RCTC 1 On -Call Multimodal Transit/Pail Consulting Services 1 RFP No. 23-25-002-00 Appendix L: Disclosure of Lobbying Activities Not applicable to WSP USA Inc. EXHIBIT 10-Q DISCLOSURE OF LOBBYING ACTIVITIES COMPLETE THIS FORM TO DISCLOSE LOBBYING ACTIVITIES PURSUANT TO 31 U.S.C. 1352 1. Type of Federal Action: a. contract b. grant c. cooperative agreement d. loan e. loan guarantee f. loan insurance 2. Status of Federal Action: ❑ a bid/offer/application b. initial award c. post -award 3. Report Type: ❑ a. initial b. material change For Material Change Only: year quarter date of last report 4. Name and Address of Reporting Entity 5. If Reporting tity in No. 4 is Subawardee, Enter N lie and Address of Prime: nPrime nSubawardee Tier , if known Congressional District, if known 6. Federal Department/Agency: 8. Federal Action Number, if known: 10. Name and Address of Lobby Entity (If individual, last name, first nam 12. Amount of Payment.. $ n actua 13. Form of Paymen%(check all tha 8 a. cash b. in -kind; specify: nature Value ongressional Dis1, if known Fed rogram Name/Description: A Number, if applicable Amount, if known: 1. In viduals Performing Services (including address if different from No. 10) (last name, first name, MI) eet(s) if necessary) 14. Type of Payment (check all that apply) a. retainer b. one-time fee c. commission d. contingent fee e deferred f. other, specify 15. Brief Description of Services Performed or to be performed and Date(s) of Service, including officer(s), employee(s), or member(s) contacted, for Payment Indicated in Item 12: (attach Continuation Sheet(s) if necessary) 16. Continuation Sheet(s) attached: Yes n 17. Information requested through this form is authorized by Title 31 U.S.C. Section 1352. This disclosure of lobbying reliance was placed by the tier above when his transaction was made or entered into. This disclosure is required pursuant to 31 U.S.C. 1352. This information will be reported to Congress semiannually and will be available for public inspection. Any person who fails to file the required disclosure shall be subject to a civil penalty of not less than $10,000 and not more than $100,000 for each such failure. Federal Use Only: No F-1 Signature: Print Name: Title: Telephone No.: Date: Authorized for Local Reproduction Standard Form - LLL ctandarri Fnr.n T T T Rrnr fld_7R_n6 502 Not included in page count 1 August 31, 2022 AGENDA ITEM 7 RIVERSIDE COUNTY TRANSPORTATION COMMISSION DATE: October 12, 2022 TO: Riverside County Transportation Commission FROM: Bryce Johnston, Senior Capital Projects Manager Erik Galloway, Project Delivery Director THROUGH: Anne Mayer, Executive Director SUBJECT: State Route 71 / State Route 91 Interchange Improvement Project Agency Agreements, Environmental Mitigation, and Construction Agreement with Skanska USA Civil West STAFF RECOMMENDATION: This item is for the Commission to: 1) Award Agreement No. 20-31-042-00 to Skanska USA Civil West (Skanska) to construct the State Route 71 / State Route 91 Interchange Improvement project (Project), in the amount of $120,500,000, plus a contingency in the amount of $14,460,000 for a total amount not to exceed of $134,960,000; 2) Award Agreement No. 21-31-124-00 to Orange County Transportation Authority (OCTA) for reimbursement of temporary closures of OCTA's 91 Express Lanes in support of the Project in the amount of $319,200, plus a contingency amount of $319,200, for a total amount not to exceed $638,400; 3) Award Agreement No. 22-31-088-00 to Riverpark Mitigation Bank for compensatory mitigation for the Project in the amount not to exceed of $1,018,035; 4) Award Agreement No. 23-31-003-00 to Soquel Canyon Mitigation Bank for compensatory mitigation for the Project in the amount not to exceed of $468,000; 5) Authorize the Chair or Executive Director, or designee, to approve contingency work up to the total amount not to exceed as required for the Project, and 6) Authorize the Chair or Executive Director, pursuant to legal counsel review, to finalize and execute the agreements on behalf of the Commission. BACKGROUND INFORMATION: The Project was identified and approved by voters in 2009 as part of Measure A and was included in the Measure A 10 -Year Western Riverside County Highway Delivery Plan. The Project will improve mobility on SR -91 and SR -71 by enhancing operations and the capacity of the 71/91 interchange by constructing a new, direct connector ramp from eastbound SR -91 to northbound SR -71 and reconfiguring the eastbound SR -91 ramp between Green River Road and the 71/91 interchange as shown in Figure 1. The Project is also included in the SR -91 Implementation Plan adopted by the Commission. Agenda Item 7 503 Figure 1 -Project Map The Plans, Specifications, and Estimate (PS&E) package for this Project was originally approved in March 2015. However, due to funding constraints the Project was shelved. In 2020, the Commission secured full funding for the Project. Subsequently, the PS&E package was updated to meet current standards, and an environmental revalidation was completed. The final PS&E package was approved by Caltrans in June 2021, and the environmental revalidation was approved by Caltrans on October 12, 2021. DISCUSSION: Procurement Process: On June 16, 2022, the Commission advertised Invitation for Bids (IFB) No. 20-31-042-00 for construction of the Project. A public notice was advertised in the Press Enterprise, and the complete IFB, including all contract documents, was posted on the Commission's PlanetBids website, which is accessible through the Commission's website. Electronic mail messages were sent to vendors registered in the Commission's PlanetBids database that fit the IFB qualifications. Two hundred thirteen firms downloaded the IFB. Sixty-four were located in Riverside County. A Agenda Item 7 504 pre -bid conference was held on June 23, 2022, and on August 11, 2022, seven bids were received and publicly opened. A summary of the bids received is shown in Table 1. Table -1 Summary of Bids Firm Bid Amount In order from low bid to hi:h bid Engineer's Estimate (excluding Contingency & Supplemental Skanska USA Civil West California District Inc. $ 114,255,916.00 $ 120,500,000.00 Security Paving Company, Inc. MCM Construction, Inc. Flatiron West, Inc. Guy F. Atkinson Construction, LLC OHLA USA, Inc. Griffith Company $ 138,668,129.76 $ 140,291,364.10 $ 147,877,978.00 $ 154,597,244.95 $ 160,640,433.27 $ 160,758,430.86 The basis for award for a public works contract is the lowest responsive and responsible bidder as defined by the Commission's procurement policy and state law. The Bid Comparison Analysis Table (Attachment 1) shows the bid amounts of the lowest three bidders, the total price per item and percent variation from the engineer's estimate for each bid item. The bid price submitted by Skanska. Was 5.46 percent higher than the engineer's estimate. Although Skanska's bid is higher than the engineer's estimate, an analysis of the bid did not find irregularities or omissions. After analyzing the lowest three bids received, staff concluded that Skanska is the lowest responsible bidder submitting a responsive bid in the amount of $120,500,000 for the Project. A contingency amount of $14,460,000 (12 percent) is recommended for this agreement to address any unforeseen conditions encountered during construction. The reason for the larger contingency amount is due to a number of issues including, the Project being located within a highly congested corridor, coordination with OCTA and RCTC toll facilities and operations, and close coordination with the United States Army Corps of Engineers (USACE). Agreement No. 21-31-124-00 with Orange County Transportation Authority To support the expedited and cost-efficient construction of SR -91 improvements related to the Project, temporary closure of the OCTA 91 Express Lanes will be required. These closures will result in loss of toll revenue for OCTA, which will be compensated by the Commission as described in the attached draft agreement, see Attachment 4. The costs associated with this agreement will cover nighttime weekday and/or weekend closures of the OCTA 91 Express Lanes in the westbound and eastbound directions to support the construction of the Project. The construction contract will only permit the closures to occur during nighttime hours when the potential toll revenue on the OCTA 91 Express Lanes is the lowest, thus minimizing the costs to the Project. In addition, the construction contract identifies the total number of closures permitted at the rates agreed with OCTA, and with the restrictions as defined in the attached Agenda Item 7 505 OCTA agreement, see Attachment 4. If the contractor requires additional closures beyond what is allocated or fails to meet the requirements outlined in the agreement, these additional costs will be addressed via the construction contract change order process with the contractor reimbursing RCTC for the additional costs paid to OCTA. RCTC will utilize the Commission - authorized contingency for this agreement to cover any additional unanticipated permitted nightly closures required for the project. The agreement amount is based upon an anticipated number of two eastbound and two westbound closures being required, with a contingency for two additional eastbound and two additional westbound closures. The contingency amount will allow the staff to quickly address any additional closures without delaying the construction operations. Table 2 outlines the planned and contingency closures along with the cost per closure. Table -2 91 Express Lanes Closure Costs Contract Allotted Closures Eastbound (2 each) Westbound (2 each) Contingency Closures Eastbound (2 each) Westbound (2 each) TOTAL COST $ 155,200.00 $ 164,000.00 $ 155,200.00 $ 164,000.00 638,400.00 NOTES $77,600 per closure $82,000 per closure $77,600 per closure $82,000 per closure Mitigation Bank Credits: Staff confirmed the presence of biological resources within the project limits that consist of waters, wetlands, and/or streambeds, which are considered jurisdictional waters by the United States Army Corps of Engineers (USACE), Regional Water Quality Control Board (RWQCB) and California Department of Fish and Wildlife (CDFW). Impacts to these jurisdictional features required permitting with the regulatory agencies pursuant to Section 404 (USACE), 401 of the Clean Water Act, the State Porter -Cologne Water Quality Act (RWQCB), and Section 1600 of the California Fish and Game code (CDFW). To address the permitting requirements, 4.35 acres in mitigation credits from approved mitigation banks are required. The purchase of mitigation bank credits for the combined 4.35 acres is more efficient when considering the long-term management and monitoring responsibilities of RCTC when acquiring mitigation property. Approval of Agreement No. 22-31-088-00 with Riverpark Mitigation Bank in the amount of $1,018,035 will satisfy approximately 2.79 acres of mitigation credit identified in the Permit 1602 CDFW. An initial deposit of $101,835 was made in June 2022 to reserve the necessary credits. Staff is currently working closely with Soquel Canyon Mitigation Bank staff in the development of the Agreement No. 23-31-003-00. The agreement will be finalized once Resource Agency permits are issued for the Project. The approval of the agreement, currently under negotiation with Soquel Mitigation Bank, in the amount of $468,000 will satisfy approximately 1.56 acres of Agenda Item 7 506 mitigation credit related to the Permit 401 RWQCB and Permit 404 USACE. These two mitigation banks will address the mitigation needs for the project. Fiscal Impact: The Skanska contract in the amount of $134,960,000 and the OCTA reimbursement in the amount $638,400, for the temporary Express Lanes closures agreement, with a total combined amount of $135,598,400 will be funded by the following fund sources: • Senate Bill 1 Trade Corridor Enhancement Program $58,108,000, • Coronavirus Response and Relief Supplemental Appropriations Act Surface Transportation Block Grant (STBG) $10,069,000 • State Transportation Improvement Program (STIP) $57,507,000, • Federal Earmarks - $5,090,200, • STBG - $4,824,200 Additionally, $1,486,035 of funding for the mitigation bank credits is funded with STBG which was previously obligated under the ROW phase. The total of combined funding for the Project is $137,084,435 ($135,598,400-Skanska/OCTA and $1,486,035 -Mitigation Credits). The funding for the Project is summarized in Table 3. The Budget and planned Expenditure by Fiscal Year is summarized in Table 4. Table -3 Funding Sources FUND SOURCE CONSTRUCTION CONSTRUCTION SUPPORT RIGHT OF WAY TOTAL Federal Funds $ 17,858,965.00 $ 638,400.00 $ 1,486,035.00 $ 19,983,400.00 Local Funds $ 115,615,000.00 $ 115,615,000.00 State Funds $ 1,486,035.00 $ 134,960,000.00 $ $ 1,486,035.00 TOTAL 638,400.00 $ 1,486,035.00 $137,084,435.00 Table -4 Budget Expenditure Schedule TOTAL FY 2022/23 FY 2023/24+ GL/PROJECT ACCOUNTING No. Construction $ 134,960,000.00 $ $ 638,400.00 39,500,000.00 $ 95,460,000.00 003021 Construction Support (OCTA) Right of Way (Mitigation Bank) $ 319,200.00 $ 1,486,035.00 $ $ 319,200.00 1,486,035.00 $ 003021 003021 Agenda Item 7 507 Financial Information In Fiscal Year Budget: Yes N/A Year: FY 2022/23 FY 2023/24+ Amount: $41,305,235 $95,779,200 Source of Funds: STBG, STIP, Federal Earmarks Budget Adjustment: No N/A GL/Project Accounting No.: 003021 81304 00000 0000 262 3181301 003021 81301 00000 0000 262 31 81301 003021 81401 00000 0000 262 31 81401 Fiscal Procedures Approved: Date: 09/21/2022 Attachments: 1) Bid Comparison Analysis Table 2) Bid Analysis Report 3) Draft Agreement No. 20-31-042-00 with Skanska 4) Draft Agreement No. 21-31-124-00 with OCTA 5) Draft Agreement No. 22-31-088-00 with Riverpark Mitigation Bank Agenda Item 7 508 ATTACHMENT 1 Printed: 9/2/2022, 2:22 PM SR -71 / SR -91 INTERCHANGE IMPROVEMENT PROJECT SRi71 /SR 91tINTERCHANGE IMPROVEMENT ed 5/1/2022) Bid Opening Date: August 11, 2022 2:00 PM (PDT) UNIT MEAOF SURE ( ENGINEER'S ESTIMATE BID QTY (A) PROJECT ENGINEER'S ESTIMATED PRICE (B) AMOUNT C=Ax6 ) ($) % of En g Est LOW Skanska California PRICE (5) BID BIDDER USA Civil District AMOUNT (5) PRICES West Inc., %VAR ENGR EST SECOND Security Company, PRICE (5) AND BIDDER Paving Inc. AMOUNT (5) AMOUNTSRevis °A VAR ENGR EST THIRD MCM Construction, PRICE ($) BIDDER AMOUNT (5) Inc % VAR ENGR EST I u SPREADS (HIGH MINUS LOW) W PRICE AMOUNT 08 SPREAD SPREAD To%tal Avg. w F i Legend > $100k below ENGR EST > 50% of Engineering Estimate < 75% of Engineering Estimate ITEM NUM ITEM DESCRIPTION 1 REMOVE ROCK SLOPE PROTECTION CY 65 130.00 8,450 0% 30.00 1,950 -77% 175.00 11,375 35% 160.00 10,400 23% 145.00 $ 9,425 0%. 1 2 LEADCOMPLIANCE PLAN LS 1 10,000.00 10,000 0% 5,00000 5,000 -50% 32,000:00 32,000 220% 10,000.00 10,000 0% 27,000.00 $ 27,000 0% 2 3 PROGRESS SCHEDULE (CRITICAL PATH METHOD) LS 1 10,000.00 10,000 0% 25,000.00 25,000 150% 25,000.00 25,000 150% 35,000.00 35,500 250% 10,500.00 $ 10,500 0% 3 4 TIME -RELATED OVERHEAD (WDAY) WDAY 575 3,700.00 2,127,500 2% 10,000.00 5,750,000 170% 26,800.00 15,410,000 624% 5,000.00 2,875,000 35% 21,800.00 $12,535,000 9% 4 5 DEVELOP WATER SUPPLY LS 1 30,000.00 30,000 0% 200,000.00 200,000 567% 310,000.00 310,000 933% 100,000.00 100,000 233% 210,000.00 $ 210,000 0% 5 6 CONSTRUCTION AREA SIGNS LS 1 130,000.00 130,000 0% 200,000.00 200,000 54% 171,000.00 171,000 32% 115,000.00 115,000 -12% 85,00000 $ 85,000 0% 6 7 TRAFFIC CONTROL SYSTEM LS '1 1,650,000.00 1,650,000 1% 2,000,000.00 2,000,000 21% 2,268,000.00 2,268,000 37% 2,000,000.00 2,000,000 21% 268,000.00 $ 268,000 0% 7 8 RCTC EXPRESS LANE CLOSURE CHARGES LS 1 733,400.00. 733,400 1% 350,000.00 350,000 -52% 910,000.00 910,000 24% 450,000.00 450,000 -39% 560,000.00 $ 560,000 0% 8 9 OCTA EXPRESS LANE CLOSURE CHARGES LS 1 638,400.00 638,400 1% 150,000.00 150,000 -77% 87,000.00 87,000 -86% 300,000.00 300,000 -53% 213,000.00 $ 213,000 0% 9 10 TYPE III BARRICADE EA 17 135.05 2,295 0% 65.00 1,105 -52% 135.00 2,295 0% 155.00 2,635 15% 90.00 $ 1,530 0% 10 11 TEMPORARY PAVEMENT MARKING (PAINT) SOFT 460 5.00 2,300 0% 12.00 5,520 140% 15.00 6,900 ?, 855. 6.00 2,760 20% 9.00 $ 4,140. 0%. 11 12 TEMPORARY TRAFFIC STRIPE (PAINT) LF 152,000 0:50 76,000 0% 0.75 114,000 50% 0.52 79,040 4% 0:65 98,800 30% 0.23 $ 34,960 0% 12 13 CHANNELIZER (SURFACE MOUNTED) EA 250. 50.00 12,500 0% 65:00 16,250 30% 50.00 12,500 0% 62.00 15,500 24% 15.00 $ 3,750 0% 13 14 PORTABLE RADAR SPEED FEEDBACK SIGN SYSTEM DAY EA 140 130.00 18,200 0% 125.00 17,500 -4% 60.00 8,400 -54% 155:00 21,700 19% 95.00 $ 13,300 0% 14 15 TEMPORARY PAVEMENT MARKER EA 3,890 4.50 17,505 0% 2.00 7,780 -56% 4,05 15,755 -10% 6.00 23,340 33% 4.00 $ 15,560 0% 15 16 TEMPORARY BARRIER SYSTEM LF 44,300 20.00 866,000 1% 7.00 310,100- -65% 18.20 806,260 -9% 21.00 930,300 5% 14.00. $ 620,200 0% 16 17 PORTABLE CHANGEABLE MESSAGE SIGN (EA) EA 32 7,000.00 224,000 0% 7,500.00 240,000 7% 6,000.00 192,000 -14% .4,600.00 147,200 -34% 2,900.00 $ 92,800 0%. 17 18 TEMPORARY CRASH CUSHION MODULE EA 580 275.00 104,500 0% 100.00 38,000 -64% 240:00 91,200 -13% 225.00 85,500 -18% 140.00 $ 53,200 0% 18 19 TEMPORARY RADAR SPEED FEEDBACK SIGN SYSTEM EA 3 12,400.00 37,200 0% 5,000.00 15,000 -60% 7,500.00 22,500 .40% 23,000,00 69,500 85% 18,500.00 $ 54,500 0% 19 20 JOB SITE MANAGEMENT LS 1 130,000.00 130,000 0% 500,000.00 500,000 285% 91,000.00 91,000. -30% 200,000.00 200,000 54% 409,000.00 $ 409,000. 0% 20 21 PREPARE STORM WATER POLLUTION PREVENTION PLAN LS 1 9,000.00 9,000 0% 5,000.00 5,000 -44% 2,000.00 2,000 -78% 2,500.00 2,500 -72% 3,000.00 $ 3,000 0% 21 22 RAIN EVENT ACTION PLAN EA 25 500.00 12.500 0% 500.00 12,500 0% 250.00 6,250 -50% 200.00 5,000 -60% 300.00 $ 7,500 0% 22 23 STORM WATER SAMPLING AND ANALYSIS DAY EA 25 3298.00 82,450 0% 500.00 12,500 -85% 250.00 6,250 -92% 225.00 5,625 -93% 275.00 $ 6,875 0% 23 24 STORM WATER ANNUAL REPORT EA 4 2,000.00 8,000 0% 1,000.00 4,000 50% 450.00 1,800 -78% 400.00. 1.600 -80% 600.00 $ 2,400 0% 24 25 TEMPORARY HYDRAULIC MULCH (BONDED FIBER MATRIX) SQYD 76,400 0,60 61,120 0% 1.10 84,040 38% 1.50 114:600 88% 1.00 76,400 25% 0:50 $ 38,200 0% 26 26 TEMPORARY COVER SQYD 56,100 3.50 196,350 0% 3.00 168,300 -14% 3.10 173,910 -11% 2.00 112,200 -43% 1.10 $ 61,710 0% 26 27 TEMPORARY CHECK DAM LF 1,730 8.00 13,840 0% 6.50 11,245 -19% 15.00 25,950 88%. 9.00 15,570 13% 8.50 $ 14,705 0% 27 28 TEMPORARY DRAINAGE INLET PROTECTION EA 87 275.00 23,925 0% 135.00 11,745 51% 350.00 30,450 27% 265.00 23,055 -4% 215.00 $ 18,705 0% 28 29 TEMPORARY FIBER ROLL LF 33,400 4.00 133,600 0% 4.00 133,600 0% 3.50 116,900 -13% 6.50 217,100 63% 3.00 $ 100,200 0% 29 30 TEMPORARY GRAVEL BAG BERM LF 3,810 7:50 28,575 0% 8.00 30,485 7%. 7:00 26,670 -7% 16.00 60,960 113% 9:00 $ 34,290 0% 30 31 TEMPORARY SILT FENCE LF 15,600 4.00 54,400 0% 4.00 54,400 0% 4.00 54,405 0% 4.50 81,200 13% 0.50 $ 6,800 0% 31 509 https://rctc1.sharepoint.com/sites/CapitalProjects/Shared Documents/Projects/HIGHWAY/P302171-91 Conn/010 COMMISSION/2022/Aug/Staff Report/Att-1 Bid Comparison -Analysis Table, Bid Sched - Final Page 1 of 10 Printed: 9/2/2022, 2:22 PM SRi71 /SR 91 INTERCHANGE IMPROVEMENT PROJECT BID PRICES AND AMOUNTSRevison No.. A (completed 511/2022) Bid Opening Date: August 11, 2022 2:00 PM (PDT) ENGINEER'S LOW BIDDER SECOND BIDDER THIRD BIDDER SPREAD (HIGH MINUS LOW) Legend > $100k below ENGR EST > 50% of Engineering Estimate < 75% of Engineering Estimate ESTIMATE Skanska USA Civil West Security Paving MCM Construction, Inc California District Inc., Company, Inc. ITEM NUM 32 ITEM DESCRIPTION TEMPORARY CONSTRUCTION ENTRANCE UNIT MEAOF SURE EA BID QTY G ( ) 16 ENGINEER'S ESTIMATED PRICE (e) ($) 5,000.00 AMOUNT (C=Ax B) (0) 80,000 %of Eng PRICE Est 0% PRICE 4,000.00 AMOUNT (5) 64,000. %VAR ENGR EST -20% PRICE (5) 4,500.00 AMOUNT (0) 72,000 %VAR ENGR EST -10% (0) 7,500.00 AMOUNT ($) 120,000 i°VAR ENGRS 50% PRICE AMOUNT %of SPREAD SPREAD Aotal 9 = z 3,500.00 $ 56,000 0% 32 33 TEMPORARY CONCRETE WASHOUT LS 1 39,000.00 39,000 0% 115,000.00 115,000 195% 267,000.00 267,000 585% 80,000.00 80,000 100%- 187,000.00 $ 187,000 0% 33 34 ASBESTOS COMPLIANCE PLAN LS 1. 5,000.00 5,000 0% 5,000.00 5,000 0% 5,000.00 5,000 0% 15,000.00 15,000 200%. 10,000.00 $ 10,000 0% 34 35 TEMPORARY FENCE (TYPE ESA) LF 10,900 3.00 32,700 0% 6.00 65,400 100% 7.00 76,300 133% 5.00 54,500 07% 2.00 $ 21,800 0% 35 36 REMOVE YELLOW PAINTED TRAFFIC STRIPE (HAZARDOUS WASTE) LF 23,500 1.00 23,500 0% 0.75 17,625 -25% 0.85 19,975 -15% 1.00 23,500 0% 0.25 $ 5,875 0% 36 37 ADL BURIAL LOCATION REPORT LS 1 7,000.00 7,000 0% 5,000.00 5,000 -29% 30,000.00 30,000 329% 30,000.00 30,000 3295 25,000.00 $ 25,500 0% 37 38 TREATED WOOD WASTE LB 95,100 0.50 47,550 0% 0.50 47,550 0% 0.45 42,795 -10% 0.40 38,040 -20% 0.10 ,$ 9,510 055 38 39 CONTRACTOR -SUPPLIED BIOLOGIST (LS) LS 1 50,000.00 50,000 0% 300,000.00 300,000 500% 556,000.00 556,000 1012% 225,000.00 225,000 350% 331,000.00 $ 331,000 0% 39 40 PALED MONITORING AND MITIGATION REPORT LS 1 10,000.00 10,000 0% 300,000.00 300,000 2900% 175,000.00 175,000 1650% 200,000.00 200,000 1900% 125,000.00 $ 125,000 055 40 41 NOISE MONITORING LS 1 5,000.00 5,000 0% 4,000.00 4,000 -20% 80,000.00 80,000 1500% 5,000.00 5,000 0% 76,000.00 $ 76,000 0%. 41 42 REMOVE CONCRETE (MISCELLANEOUS) (SQFT) SQFT 8,819 1.50 13,229 0% 2.00 17,638 33% 2.00 17,638 33% 2.50 22,048 67% 0.50 $ 4,410 0% 42 43 MISCELLANEOUS REMOVALS (LS) LS 1 10,000.00 10,000 0% 50,000.00 50,000 400% 150,000.00 150,000 1400% 55,000,00 55,000 450% 100,000.00 $ 100,000 0% 43 44 CLEARING AND GRUBBING (LS) LS 1 25,500.00 25,500 0% 125,000.00 125,000 390% 1,102,000.00 1,102,000 4222% 80,000.00 80,000 21455 1,022,000.00 $ 1,022,000. 1% 44 45 ROADWAY EXCAVATION CY 416,000 20.00 8,320,000. 7% 9.25 3 $ 1; -54% 13.70 5,699,200 -32% 15.00 6,240,000 -25% 5.75 $ 2,392,000 2% 45 46 ROADWAY EXCAVATION (TYPE R-1) (AERIALLY DEPOSITED LEAD) CY 7,469 20.00 149,380 0% 9.25 69,088 -54%. 47.25 352,910 136% 50.00 373,450 150% 40.75 $ 304,362 0% 46 47 ROADWAY EXCAVATION (TYPE R-2) (AERIALLY DEPOSITED LEAD) CY 7,927 20.00 158,540 0% 9.25 73,325 -54% 52.60 416,960 163% 56.00 443,912 180% 46.75 $ 370,587 0% 47 48 STRUCTURE EXCAVATION (BRIDGE) CY 4,233 110.00 465,630 0% 130.00 550,290 18% 105.00 444,465 -5% 165.00 698,445 50% 60.00 $ 253,980 0% 48 49 STRUCTURE EXCAVATION (RETAINING WALL) CY 20,591 90.00 1,853,190 2% 55.00 1,132,505 -39% 24.00 494,184 -73% 100.05 2,059,100 11% 76.00 $ 1,564,916 155 49 50 STRUCTURE EXCAVATION (SOIL NAIL WALL) CY 323 100.00 32,300 0% 70.05 22,610 -30% 190.00 61,370 90% 150.00 48,450 50% 120.00 $ 38,760 0% 50 51 STRUCTURE BACKFILL (BRIDGE) CY 2,981 90.00 268,290 0% 55.00 163,955 -39% 143.00 426,283 59% 155.00 462,055 72% 100.00 $ 298,100 0% 51 52 STRUCTURE BACKFILL (RETAINING WALL) CY 18,406 70.00 1,288,420 155 25.00 460,150 -64% 48.00 883,488 -31% 112.00 2,061,472 60% 87.00 $ 1,601,322 1% 52 53 STRUCTURE BACKFILL (SOIL NAIL WALL) CY 55 200.00 11,000 0% 215.00 11,825 8% 480.00 26,400 140% 240.00 13,200 20% 265.00 $ 14,575 0% 53 54 PERVIOUS BACKFILL MATERIAL CY 9 150.00 1,350 0% 125.00 1,125 -17% 350.00 3,150 133% 700.00 6,300 367% 575.00 $ 5,175 0% 54 55 PERVIOUS BACKFILL MATERIAL (RETAINING WALL) CY 506 100.00 50,600 0% 80.00 40,480 -20% 177.00 89,562 77% 245.00 123,970 145% 165.00 $ 83,490 0% 55 56 BIAXIAL GEOGRID (MSE WALL) SQYD 13,500 5.00 67,500 0% 4.00 54,000. -20% 4,50 60,750 -10% 5.00 67,500 0% 1.00 $ 13,500 0% 56 57 ROADSIDE CLEARING LS 1 8,000.00 8,000 055 7,000.00 7,000 -13% 7,500.00 7,500 -6% 10,000.00 10,000 25% 3,000.00 $ 3,000 0%. 57 58 ROCK BLANKET SQFT 43,300 18.00 779,400 1% 17.00 736,100 -6% 16.00 692,800 -11% 14.00 606,200 -22% 3.00 $ 129,900 0% 58 59 WEED GERMINATION SQYD 11,500 1.50 17,250 0% 0.50 5,750 -67% 0.80 9,200 -47% 1.00 11,500 -33% 0.50 $ 5,750 0% 59 60 CULTIVATION SQYD 9,680 1.50 14,520 0% 1,25 12,100 -17% 2.15 20,812 43% 1.50 14,520 0% 0.90 $ 8,712 0% 60 61 IRON SULFATE (LB) LB 690 1.00 690 0% 1.00 690 0% 2.15 1,484 115% 3.00 2,070 200%: 2.00 $ 1,380 0% 61 62 SOIL AMENDMENT CY 110 50.00 5,500 0% 35.00 3,850 -30% 28.00 3,080 -44% 65.00 7,150 30% 37.00 $ 4,070 0% 62 63 PACKET FERTILIZER EA 6,170 1.00 6,170 0% 0.25 1,543 -75% 1.60 9,872 60% 1.00 6,170 0% 1:35 $ 8,330 0% 63 64 SLOW -RELEASE FERTILIZER L8 680 1.00 680 0% 3.00 2,040 200% 1.60 1,088 6055 2.00 1,360 100%. 1.40. $ 952 0% 64 510 https://rctcl.sharepoint.com/sites/CapitalProjects/Shared Documents/Projects/HIGHWAY/P302171-91 Conn/010 COMMISSION/2022/Aug/Staff Report/Att-1 Bid Comparison -Analysis Table, Bid Sched - Final Page 2 0910 Printed: 9/2/2022, 2:22 PM SRi71 /SR 91 INTERCHANGE IMPROVEMENT on No.) A (completed 511/2022) Bid Opening Date: August 11, 2022 2:00 PM (PDT) PROJECT ENGINEER'S ESTIMATE BID PRICES AND AMOUNTSRevis LOW BIDDER SECOND BIDDER THIRD BIDDER Skanska USA Civil West Security Paving MCM Construction, Inc California District Inc., Company, Inc. SPREAD (HIGH MINUS LOW) Legend > $100k below ENGR EST > 50% of Engineering Estimate < 75% of Engineering Estimate ITEM NUM 65 ITEM DESCRIPTION SOIL TESTING ow MEAoF SURE EA BID QTY A ( ) 2 ENGINEER'S ESTIMATED PRICE (e) 175.00 AMOUNT (C=Ax B) ($) 350 %of Eng Est 0% PRICE ($) 3,000.00 AMOUNT ($) 6,000 %VAR ENGR EST 1614'8 PRICE ($) 268.00 AMOUNT ($) 536 %VAR ENGR EST 53% PRICE ($) 750.00 AMOUNT ($) 1,500 VAR ENGR PRICE AMOUNT % of SPREAD SPREAD Total 9 = z 329% 2,732.00 $ 5,464 0% 65 66 PLANT (GROUP K) EA 31 150.00 4,650 0% 320.00 9,920 113% 515.00 15,965 243% 525.00 16,275 250% 205.00 $ 6,355 0% 66 67 PLANT (GROUP A) EA 4,480 15.00 67,200 0% 15.00 67,200 0% 10.30 46,144 -31% 18100 80,640 20% 7.70 $ 34,496 0% 67 68 PLANT (GROUP B) EA 440 30.00 13,200 0% 20.00 8,800 -33% 21.40 9,416 -29% 39.00 17,160 30% 19.00 $ 8,360 0% 68 69 PLANT ESTABLISHMENT WORK LS 1 45,000.00 45,000 0% 170,000.00 170,000 278% 133,750.00 133,750 197% 17,000.00 17,000 -62% 153,000.00 $ 153,000 0% 69 70 GRAVEL MULCH SQFT 15,500 4.00 62,000 0% 3.00 46,500 -25% 270 41,850 -33% 2.50 38,750 -38% 0.50 $. 7,750 0% 70 71 WOOD MULCH CY 330 40.00 13,200 0% 75.00 24,750 88% 75.00 24,750 88% 70.00 23,100 75% 5.00 ,$ 1,650 0% 71 72 CHECK AND TEST EXISTING IRRIGATION FACILITIES LS 1 5,000.00 5,000 0% 5,000.00 5,000 0% 5,350.00 5,350 7% 5,000.00 5,000 0% 350.00 $ 350 0%. 72 73 OPERATE EXISTING IRRIGATIONFACILITIES LS 1 25,000.00 25,000 0% 5,000.00 5,000 -80% 26,750.00. 26,750 7% 5,000.00 5,000 -80% 21,750.00 $ 21,750 0% 73 74 REMOVE IRRIGATION FACILITY LS 1 6,000.00 6,000 0% 2,500.00 2,500 -58% 10,700,00 10,700 78% 5,000.00 5,000 -17% 8,200.00 $ 8,200 0%. 74 75 CONTROL AND NEUTRAL CONDUCTORS LS 1 2,200.00 2,200 0% 5,000.00 5,000 127% 16,050:00 16,050 630% 4,000.00 4,000 82% 12,050.00 $ 12,050 0% 75 76 1" REMOTE CONTROL VALVE EA 12 600.00 7,200 0% 500.00 6,000 -17% 590.00 7,080 -2% 500:00 6,000 -17% 90.00 5 1,080 0% 76 77 1 1/2" REMOTE CONTROL VALVE EA 8 750.00 6,000. 0% 1,000.00. 8,000 33% 620.00 4,960 -17% 600.00 4,800 -20% 400.00 $ 3,200 0% 77 78 TREE WELL SPRINKLER ASSEMBLY EA -62 200.00 12,400 0% 85.00 5,270 -58% 80.00 4,960 -60% 50.00 3,100 -75% 35.00 $ 2,170 0% 78 79 RISER SPRINKLER ASSEMBLY (GEAR DRIVEN) EA 46 100.00 4,600 0% 55.00 2,530 -45%. 91.00 4,186 -9% 60.00 2,760 -40% 36.00 $ 1,656 0% 79 80 POP-UP SPRINKLER ASSEMBLY (GEAR DRIVEN) EA 37 120.00 4,440 0% 75.00 2,775 -38% 155.00 5,735 29% 75.00 2,775 -38% 80.00 $ 2,960 0% 80 81 RISER SPRINKLER ASSEMBLY EA 27 40.00 1,080 0% 55.00 1,485 38% 80.00 2,160 100% 35.00 945 -13% 45.00. $ 1,215 0% 81 82 POP-UP SPRINKLER ASSEMBLY EA 37 50.00 1,850 0% 40.00 1,480 -20% 139.00 5;143 178% 38.00 1,406 -24% 101.00 $ 3,737 0% 82 83 3" GATE VALVE EA 1 1,150.00 1,150 0% 1,000.00 1,000 -13% 1,74000 1,740 51% 2,200.00 2,200 91%J 1,200.00 $ 1,200 0% 83 84 1" PLASTIC PIPE (SCHEDULE 40) (SUPPLY LINE) LF 3,810 5.00 19,050 0% 4:50 17,145 -10%. 6.15 23,432 23% 5.00 19,050 0% 1.65 $ 6,287 0%. 84 85 1 1/4" PLASTIC PIPE (SCHEDULE 40) (SUPPLY LINE) LF 2,140 6.00 12,840 0% 4.50 9,630 -25% 6.90 14,766 15% 5.00 10,700 -17% 2.40 $ 5,136 0% 85 86 11/2" PLASTIC PIPE (SCHEDULE 40) (SUPPLY LINE) LF 605 7.00 4,235 0% 4.50 2,723 -36% 7:60 4,598 9% 6:00 3,630 -14% 3.10 $ 1,876 0% 86 87 2" PLASTIC PIPE (SCHEDULE 40) (SUPPLY UNE) LF 870 8:00 6,960 0% 5.00 4,350 -38% 8.25 7,178 3% 7.00 6,090 -13% 3.25 ,$ 2,828 0% 87 88 3" PLASTIC PIPE (SCHEDULE 40) (SUPPLY LINE) LF 910 9.00 8,190 0% 5.00 4,550 -44% 17.15 15,607 91% 15.00 13,650 67% 12.15 $ 11,057 0% 68 89 CHECK VALVE EA 140 10.00 1,400 0% 55.00 7,700 459 235.00 32,900 2250% 70.00 9,800 600% 180.00 $ 25,200 0% 89 90 BALL VALVE EA 3 450.00 1,350 0% 350.00 1,050 -22%,,---III 1,070.00 3,210 138% 300.00 900 -33% 770.00 $ 2,310 0%. 90 91 12" CORRUGATED HIGH DENSITY POLYETHYLENE PIPE CONDUIT LF 41 80.00 3,280 0% 60.00 2,460 -25% 353.00 14,473 341% 115.00 4,715 44% 293.00 $ 12,013 0% 91 92 MOVE-IN/MOVE-OUT (EROSION CONTROL) EA 17 1,000.00 17,000 0% 500.00 8,500 -50% 1,177.00 20,009 18% 560.00 9,520 -44% 677.00 $ 11,509. 0% 82 93 ROLLED EROSION CONTROL PRODUCT (BLANKET) :SOFT 47,800 0.60 28,680 0% 0.75 35,850 25% 1.45 69,310 142% 1.00 47,800 67% 0.70 $ 33,460 0% 93 94 HYDROMULCH SQFT 671,000 0.08 53,680 0% 0.05 33,550 -38% 0.08 53,680 0% 0.07 46,970 -13% 0.03 $ 20,130 0% 94 95 FIBER ROLLS LF 21,800 3.50 76,300 0% 4.00 87,200 14% 3.75 81,750 7% 5.50 119,900 57% 1.75 $ 38,150 0% 95 96 HYDROSEED SQFT 668,000 0.15 100,200 0% 0.12 80,160 -20% 0.17 113,560 13% 0.13 86,840 -13% 0.05 $ 33,400 0% 96 97 CLASS 2 AGGREGATE BASE (CY) CY 2,790 70.00 195,300 0% 90:00 251,100 29% 66:00 184,140 -6% 71.00 198,090 1% 24.00 $ 66,960 0% 97 511 https://rctcl.sharepoint.com/sites/CapitalProjects/Shared Documents/Projects/HIGHWAY/P302171-91 Conn/010 COMMISSION/2022/Aug/Staff Report/Att-1 Bid Comparison -Analysis Table, Bid Sched - Final Page of 10 Printed: 9/2/2022, 2:22 PM SRi71 /SR 91 INTERCHANGE IMPROVEMENT on No.' A (completed 511/2022) Bid Opening Date: August 11, 2022 2:00 PM (PDT) PROJECT ENGINEER'S ESTIMATE BID PRICES AND AMOUNTSRevis LOW BIDDER SECOND BIDDER THIRD BIDDER Skanska USA Civil West Security Paving MCM Construction, Inc California District Inc., Company, Inc. SPREAD (HIGH MINUS LOW) Leoend > $100k below ENGR EST > 50% of Engineering Estimate < 75% of Engineering Estimate ITEM NUM 98 ITEM DESCRIPTION LEAN CONCRETE BASE UNIT of MEASURE CY BID QTY (A) 4,720 ENGINEER'S ESTIMATED PRICE )B) 235.00 AMOUNT (C=Ax B) (0) 1,109,200 % of Eng Est 1% PRICE ($) 310.00 AMOUNT (0) 1,463,200 %VAR ENGR ENGR EST 32% PRICE (5) 242.00 AMOUNT ($) 1,142,240 % VAR EST 3% PRICE 150 260.00 AMOUNT ($) 1,227,200 i"VAR ENGR EST 19% PRICE AMOUNT %oi Total SPREAD SPREAD Avg. - R 68.00 $ 320,960 0% 98 99 LEAN CONCRETE BASE RAPID SETTING CY 200 610.00 122,000 0% 760.00 152,000 25% 817.00 123,400 1% 660.00 132,000 8% 143.00 $ 28,600 0% 99 100 BASE BOND BREAKER SQYD 1,720 2.40 4,128. 0% 3.00 5,160 25% 4.00 6,880 67% 5.00 8,600 108% 2.00 $ 3,440 0% 100 101 PRIME COAT TON 16 1,300.00 20,800 0% 1,200.00 19,200 •8% 2,000.00 32,000 54%. 2,150.00 34,400 65% 950.00 $ 15,200 0% 101 102 HOT MIX ASPHALT (TYPE A( TON 13,100 110,00 1,441,000 1% 155.00 2,030,500 41% 114.70 1,502,570 4% 123.00 1,611,300 12% 40.30 $ 527,930 0% 102. 103 RUBBERIZED HOT MIX ASPHALT (GAP GRADED) TON 3,050 125.00 382,500 0% 175.00 535,500 40% 138.90 425,034 11% 150.00 459,000 20% 36.10 $ 110,466 0% 103 104 DATA CORE LS 1 8500.00 8,500 0% 20,000.00 20,000 135% 5,000.00 5,000 -41% 5,000.00 5,000 -41% 15,000.00 $ 15,000 0% 104 105 PLACE HOT MIX ASPHALT DIKE (TYPE A) LF 180 25.00 4,500 0% 10.00 1,800 -60% 4.50 810 -82% 5.00 900 -80% 5.50 $ 990 0% 105 106 PLACE HOT MIX ASPHALT DIKE (TYPE C) LF 800 25.00 20,000 0% 10.00 8,000 -60% 4.50. 3,600 -82% 5.00 4,000 -80% 5.50 $ 4,400 0% 106 107 PLACE HOT MIX ASPHALT DIKE (TYPE E) LF 1,530 10.00 15,300 0% 10.00 15,300 0% 4.50 6,885 -55% 5.00 7,650 -50% 5.50 $ 8,415 0%. 107 108 PLACE HOT MIX ASPHALT DIKE (TYPE F) LF 810 10.00 8,100 0% 4.00 3;240 -60% 4.50 3,645 -55% 5.00 4,050 -50% 1.00 $ 810 0% 108 109 TACK COAT TON 18 1,300.00 23,400 0% 800.00 14,400 -38% 950.00 17,100 -27% 1,000.00 18,000 -23% 200.00 $ 3,600 0% 109 110. COLD PLANE ASPHALT CONCRETE PAVEMENT SQYD 10,700 5.00 53,500 0% 8.00 85,600 MI 4.60 49,220. -8% 5.00 53,500 0% 3.40 -$ 36,380 0% 110 111 JOINTED PLAIN CONCRETE PAVEMENT CY 13,800 365.00 5,037,000 4% 340.00 4,692,000 -7% 407.00 5,616,600 12% 435.00 6,003,000 19% 95.00 $ 1,311,000 1% 111 112 JOINTED PLAIN CONCRETE PAVEMENT (RSC) CY 580 560.00 324,800 0% 760.00 440,800 36% 756.00 438,480 35% 810.00 469,800 45% 54.00 $ 31,320 0% 112 113 ISOLATION JOINT SEAL (SILICONE) LF 7,550 5.50 41,525 0% 20.00 151,000 264% 21.40 161,570 289% 23.00 173,650 `$$9% 3.00 $ 22,650 0% 113 114 REMOVE CONCRETE PAVEMENT (CY) CY 6,210 60.00 372,600 0% 70.00 434,700 17% 71.40 443,394 19% 77.00 478,170 26% 7.00 $ 43,470 0% 114 115. GRIND EXISTING CONCRETE PAVEMENT SQYD 11,800 10.00 118,000 O% 15.00 177,000 50% 6.15 72,570 -39% 6.50 76,700 -35% 8.85 $ 104,430 0% 115 116 SOIL NAIL LF 5,640 40,00 225,600 0% 50.00 282,000 25% 59.00 332,760 48%. 50.00 282,000 25% 9.00 $ 50,760 0% 116 117 MECHANICALLY STABILIZED EMBANKMENT. LOCATION A SOFT 8,890 95.00 844,550 1% 85.00 755,650 -11%. 84.00 746,760 -12% 90.00 800,100 -5% 6.00 $ 53,340 0% 117 118 MECHANICALLY STABILIZED EMBANKMENT, LOCATION e SOFT 6,373 90.00 573,570 155 70.00 446,110 -22% 81.00 516,213 -10% 87.00 554,451 -3% 17.00 $ 108,341 0%' 118 119 MECHANICALLY STABILIZED EMBANKMENT, LOCATIONC SQFT 11,903. 90.00 1,071,270 1% 85.00 1,011,755 -6% 99.00 1,178,397 10% 106.00 1,261,718 18% 21.00 $ 249,963 0% 119 120 MECHANICALLY STABILIZED EMBANKMENT, LOCATION D SOFT 9,100 95.00 864,500 1% 100.00 910,000 5% 98.00 891,800 3% 105.00 955,500 11% 7.00 $ 63,700 0% 120 121 MECHANICALLY STABILIZED EMBANKMENT, LOCATIONE SQFT 19,214 95.00 1,825,330 2% 90.00 1,729,260 -5% 105.00 2,017,470 11% 112.00 2,151,968 18% 22.00 $ 422,708 0% 121 122 132" PERMANENT STEEL CASING LF 88 2,000.00 176,000 0% 9,500.00 836,000 375% 8,795.00 773,960 340% 3,600.00 316,800 80% II 5,900.00 $ 519,200 0% 122 123 156" PERMANENT STEEL CASING LF 85 2,500.00 212,500 0% 10,500,00 892,500 320% 9,942.00 845,070 298% 4,300.00 365,500 72% 6,200.00 $ 527,000 0%. 123 124 168" PERMANENT STEEL CASING LF 24 3,000.00 72,000 0% 12,000.00 288,000 300% 111,110.00 2,666;640 3604% 6,000.00 144,000 100% 105,110.00 $ 2,522,640 2% 124 125 180" PERMANENT STEEL CASING LF 140 3,500.00 490,000 0% 30,360.00 4,250,400 767% 27,162.00 3,802,680 676% 14,500.00 2,030,000 314% 15,860.00 $ 2,220,400 2% 125 126 42" CAST -IN -DRILLED -HOLE CONCRETE PILING LF 2,300 450.00 1,035,000 1% 480.00. 1,104,000 7% 453.00 1,041,900 1% 475.00 1,092,500 6% 27.00 $ 62,100 0% 126. 127 48" CAST -IN -DRILLED -HOLE CONCRETE PILING LF 240 900.00 216,000 0% 565.00 135,600 -37% 715.00 171,800 -21% 670.00 160,800 -26% 150.00 $ 36,000 0% 127 128 120" CAST -IN -DRILLED -HOLE CONCRETE PILING LF 420 3,000.00 1,260,000 1% 3,000.00 1,260,000 0% 2,229.00 936,160 -26% 3,050.00 1,281,000 2% 821.00 $ 344,820 0% 128 129 156" CAST -IN -DRILLED -HOLE CONCRETE PILING LF 370 4,000.00 1,480,000 1% 6,000.00 2,220,000 50% 4,911.00 1,817,070 23% 5,100.00 1,887,000 28% 1,089.00 $ 402,930 0% 129 130 144." CAST -IN -DRILLED -HOLE CONCRETE PILING LF 430 3,500.00 1,505,000 1% 4,500.00 1,935 000 29% 3,831.00 1,647,330 9% 4,400.00 1,892,000 26% 669.00 $ 287,670 0% 130 512 https://rctcl.sharepoint.com/sites/CapitalProjects/Shared Documents/Projects/HIGHWAY/P302171-91 Conn/010 COMMISSION/2022/Aug/Staff Report/Att-1 Bid Comparison -Analysis Table, Bid Sched - Final Page 4 of10 Printed: 9/2/2022, 2:22 PM SRi71 /SR 91 INTERCHANGE IMPROVEMENT on No.' A (completed 511/2022) Bid Opening Date: August 11, 2022 2:00 PM (PDT) PROJECT ENGINEER'S ESTIMATE BID PRICES AND AMOUNTSRevis LOW BIDDER SECOND BIDDER THIRD BIDDER Skanska USA Civil West Security Paving MCM Construction, Inc California District Inc., Company, Inc. SPREAD (HIGH MINUS LOW) Legend > $100k below ENGR EST > 50% of Engineering Estimate < 75% of Engineering Estimate ITEM NUM 131 ITEM DESCRIPTION FURNISH PILING (CLASS 200) UNIT OF MEASURE LF BID QTY (A) 5,160 ENGINEER'S ESTIMATED PRICE (e) 65.00 AMOUNT (C=Ax B) ($) 335,400 %of En 9 Est 0% PRICE (5) 60.00 AMOUNT ($) 309,600 %VAR ENGR EST -8% PRICE ($) 83.50 AMOUNT ($) 430,860 % VAR ENGR EST 28% PRICE (0) 58.00 AMOUNT ($) 299;280 VAR ENGR EST -11% PRICE AMOUNT % of SPREAD SPREAD Total Avg. = Z 25.50 $ 131,580 0% 131 132 DRIVE PILE (CLASS 200) EA 120 3,000.00 360,000 0% 3,650.00 438,000 22% 2,930.00 351,600 -2% 3,000.00 360,000 0% 720.00 $ 86,400 0% 132 133 36" CAST -IN -DRILLED -HOLE CONCRETE PILE (SIGN FOUNDATION) LF 32 1,000.00 32,000 0% 1,600.00 51,200 60% 1,075.00 34,400 8% 1,000.00 32,000 0% 600.00 $ 19,200 0% 133 134 60" CAST -IN -DRILLED -HOLE CONCRETE PILE (SIGN FOUNDATION) LF 160 1,250.00 200,000 0% 1,700.00 272,000 36% 1,000.00 160,000 -20% 1,200.00 192,000 -4% 700.00 $ 112,000 0%. 134 135 16" CAST -IN -DRILLED -HOLE CONCRETE PILING (SOUND WALL) LF 520 125.00 115,000 0% 220.00 202,400 76% 230.00 211,600 132.00 121,440 6% 98.00 $ 90,160 0% 135 136 PRESTRESSING CAST -IN -PLACE CONCRETE LS 1 3,586,000.00 3,586,000 .3% 3,500,000.00 3,500,000 -2% 3,290,250.00 3,290,250 -8% 3,000,000.00 3,000,000 -16% 500,000.00 $ 500,000 0% 136 137 STRUCTURAL CONCRETE, BRIDGE FOOTING CY 1,484 500.00 742,000 1% 400.00 593,600 -20% 490.00 727,160 -2% 535.00 793,940 7% 135.00 $ 200,340 0% 137 138 STRUCTURAL CONCRETE, BRIDGE CY 13,634 1,250.00 17,042,500 15% 1,200.00 16,360,800 -4% 1,125.00 15,338,250 -10% 2,183.00 29,763,022 75% 1,058.00 $ 14,424,772 11% 138 139 STRUCTURAL CONCRETE, BRIDGE (POLYMER FIBER) CY 5,288 1,200.00 6,345,600 6% 550.00 2,908,400 -54% 1,125.00 5,949,000 -6% 1,150.00 6,081,200 -4% 600.00 $ 3,172,800 2% 139. 140 STRUCTURAL CONCRETE, RETAINING WALL CY 4,236 650.00 2,753,400 2% 550,00 2,329,800. -15% 622.00 2,634,792 -4% 680.00 2,880,480 5% 130.00 $ 550,680 0%. 140 141 STRUCTURAL CONCRETE, SOUND WALL CY 67 1,000.00 67,000 0% 2,150.00 144,050 115% 1,360.00 91,120 38% 3,000.00 201,000 200% 1,640.00 $ 109,880 0% 141 142 STRUCTURAL CONCRETE, BARRIER SLAB CY 1,502. 700.00 1,051,400 1% 625.00 938,750 -11% 800.00 1,201,600 14% 880.00 1,321,760 26% 255.00 $ 383,010 0% 142. 143. AGGREGATE BASE (APPROACH SLAB) CY 1 500.00 300. 0% 300.00. 300 -40% 1,200.00 1,200 140% 700.00 700 40% 900.00 $ 900 0% 143'. 144 STRUCTURAL CONCRETE, APPROACH SLAB (TYPE N) CY 389 800.00 311,200 0% 1,000.00 389,000 25% 952.00 370,328 19% 1,200.00 466,800 50% 248.00 $ 96,472 0% 144 145 STRUCTURAL CONCRETE, APPROACH SLAB (TYPE R) CY 13 1,500.00 19.500 0% 1,400,00 18,200 -7% 1,151.00 14,963 -23% 2,000.00 26,000 33% 849.00 $ 11,037 0% 145 146 MINOR CONCRETE (MINOR STRUCTURE) CY 10 2,000.00 20,000 0% 3,500.00 35,000 75% 1,765.00 17,650 -12% 3,225.00 32,250 61% 1,735.00 $ 17,350 0% 146 147 STRUCTURAL CONCRETE, HEADWALL CY 71 1,600.00 113,600 0% 1,700.00 120,700 6% 2,250.00 159,750 41% 2,420.00 171,820 51% 720.00 $ 51,120 0% 147 148 STRUCTURAL CONCRETE, DRAINAGE INLET CY 540 3,300.00 1,122,000 1% 2,500.00. 850,000 -24% 2,705.00 919,700 -18% 2,420.00 822,800 -27% 285.00 $ 96,900 0% 148 149 CONCRETE SURFACE TEXTURE SOFT 23,499 15.00 352,485 0% 15.00 352,485 0% 13.00 305,487 -13% 18.00 422,982 20% 5.00 $ 117,495 0% 149 150 DRILL AND BOND DOWEL LF 20 40.00 800 0% 60.00 1,000 25% 47.00 940 18% 55.00 1,100 38% 8.00 $ 160 0% 150 151 PTFE SPHERICAL BEARING EA 24 10,000.00 240,000 0% 17,500.00 420,000 75% 18,980.00 455,520 MC 19,000.00 456,000 90% 1,500.00 $ 36,000 0% 151. 152 JOINT SEAL(MR11/2") LF -99 100.00 9,900 0% 90.00 8,910 -10% 100.00 9,900 0% 110.00 10,890 10% 20.00 $ 1,980 0% 152 153 JOINT SEAL ASSEMBLY (MR 6") LF 48 1,100.00 52,800 0% 1,800.00 86,400 64% 2,847.00 136,656 159% 2,335.00 112,080 112% 1,047.00 $ 50,256 0% 153 154 JOINT SEAL ASSEMBLY (MR 7") LF 76 1,300.00 98,800 0% 2,500.00 190,000 92% 3,329.00 253,004 158% 2,480.00 188,480 91% 849.00 $ 64,524 0% 154 155 JOINT SEAL ASSEMBLY (MR 6 1/2") LF 54 1,200.00 64,800 0% 2,500.00 135,000 108% 3,284.00 177,336 174°3 2,405.00 129,870 100% 879.00 $ 47,466 0% 155 156 JOINT SEAL ASSEMBLY (MR 12") LF 96 1,600.00 153,600 0% 3,300,00 316,800 106% 4,006.00 384,576 150% 3,605.00 346,080 125% 706.00 $ 67,776 0%. 156 157 BAR REINFORCING STEEL (BRIDGE) LB 8,455,388 1.35 11,414,771 10% 1.36 11,499,325 1% 1.26 10,653,786 -7% 1.20 10,146,463 -11% 0.16 $ 1,352,862 1% 157 158 BAR REINFORCING STEEL (RETAINING WALL) LB 633,233 1.35 854,865 1% 1.35 854,865 0% 1.41 892,859 4% 1.30 823,203 -4% 0.11 $ 69,656 0% 158 159 BAR REINFORCING STEEL (GALVANIZED) LB 2,114 2.00 4,228 0% 5.00 10,570 150% 2:68 5,666 34% 2.50 5,285 25% 2.50 $ 5,285 0% 159 160 HEADED BAR REINFORCEMENT EA 7,200 40.00 288,000. 0% 23.00 165,600 -43% 72.50 522,000 81% 68.00 489,600 70% 49.50 $ 356,400 0% 160 161 SCULPTED SHOTCRETE SOFT 4,630 20.00 92;600 0% 25.00 115,750 25% 42.80 198,164 114% 20.00 92,600 0% 22.80 $ 105,564 0% 161 162 STRUCTURAL SHOTCRETE CY 82 750.00 61,500 0% 1,200.00 98,400 60% 1,348.00 110,536 80% 900.00 73,800 20% 448.00 $ 36,736 0%. 162 163 FURNISH SIGN STRUCTURE (TUBULAR) LB 55,000 5.00 275,000 0% 7.00 385,000 40% 0.55 30,250 -89% 6.50 357,500 30% 6.45 $ 354,750 0% 163 513 https://rctcl.sharepoint.com/sites/CapitalProjects/Shared Documents/Projects/HIGHWAY/P302171-91 Conn/010 COMMISSION/2022/Aug/Staff Report/Att-1 Bid Comparison -Analysis Table, Bid Sched - Final Page 5 of 10 Printed: 9/2/2022, 2:22 PM SRi71 /SR 91 INTERCHANGE IMPROVEMENT PROJECT BID PRICES AND AMOUNTS Revison No.. A (completed 511/2022) Bid Opening Date: August 11, 2022 2:00 PM (PDT) ENGINEER'S LOW BIDDER SECOND BIDDER THIRD BIDDER SPREAD (HIGH MINUS LOW) Legend > $100k below ENGR EST > 50% of Engineering Estimate < 75% of Engineering Estimate ESTIMATE Skanska USA Civil West Security Paving MCM Construction, Inc California District Inc., Company, Inc. ITEM NUM 164 ITEM DESCRIPTION INSTALL SIGN STRUCTURE (TUBULAR) UNIT MEASURE L8 BID QTY (A) 55,000 ENGINEER'S ESTIMATED PRICE (e) 1.00 AMOUNT (C=Ax B) ($) 55,000 °/ of Eng PRICE Est 0% PRICE (5) 0.50 AMOUNT ($) 27,500 %VAR ENGR EST -50% PRICE ($) 0.55 AMOUNT ($) 30,250 % VAR ENGR EST -45% (5) 0:50 AMOUNT ($) 27,500 E VAR ENGR -50% PRICE AMOUNT of SPREAD SPREAD TAvgl w r z 0:05 $ 2,750 0% 184 165 FURNISH SIGN STRUCTURE(LIGHTWEIGHT) LB 9,800 5.00 49,000 0% 8.00 78,400 60% 7.40 72,520 48% 7.50 73,500 50% 0.60 $ 5,880 0% 165 166 INSTALL SIGN STRUCTURE(LIGHTWEIGHT) L8 9,800 0.65 6,370 0% 1.00 9,800 54% 140 13,720 115% 100 9,800 54% I 0.40 $ 3,920 0% 166 167 FURNISH SIGN STRUCTURE (TRUSS) LB 36,700 5.00 183,500 0% 5.50 201,850 10% 4.60 168,820 -8% 5.00 183,500 0% 0.90 $ 33,030 0% 167 168 INSTALL SIGN STRUCTURE (TRUSS) LB 36,700 0.50 18,350 0% 0.50 18,350 0% 0:45 16,515 -10% 0.50 18,350 0% 0.05 $ 1,835 0% 168 169 REMOVE SIGN STRUCTURE (EA) EA 4 4,000.00 16,000 0% 5,000.00 20,000 25% 5,500.00 22,000 38% 10,000.00 40,000 150%. 5,000.00 $ 20,000 0% 189 170 REMOVE BRIDGE MOUNTED SIGN EA 1 1,200.00 1,200 0% 4,000.00 4,000 233% 4,000.00 4,000 233% 5,000.00 5,000 317% 1,000.00 ,$ 1,000 0% 170 171 SOUND WALL (MASONRY BLOCK) SOFT 3,028 30.00 90,840 0% 50.00 151,400 67% 38.40 116,275 28% 40.00 121,120 33% 11.60 $ 35,125 0% 171 172 SOUND WALL (TRANSPARENT PANEL) SC/FT 1,709 70.00 119,630 0% 130.00 222,170 86% 131.00 223,879 87% 123.00 210,207 76% 8.00 $ 13,672 0% 172 173 TRANSPARENT ACCESS GATE (SOUNDWALL) EA 6 4,150.00 24,900 0% 5,000.00 30,000 20% 920.00 5,520 -78% 6,600.00 51,600 107% 7,680.00 $ 46,080 0% 173 174 LANDSCAPE BLOCK WALL LF 190 110.00 20,900 0% 250.00 47,500 127% 80.00 15,200 -27% 100.00 19,000 -9% 170.00 $ 32,300 0% 174 175 CRACK MONITORING AND REPAIR LS 1 100,000.00 100,000 0% 175,000.00 175,000 75% 150,000.00 150,000 50% 75,000,00 75,000 -25% 100,000.00 $ 100,000 0% 175 176. REMOVE RETAINING WALL (PORTION) (LF) LF 1,460 35.00 51,100 0% 480.00. 700,800 1271% 227.00 331,420 549% 185.00 270,100 429% 295.00 -$ 430,700 0% 176. 177 REFINISH BRIDGE DECK SOFT 26 50.00 1,300 0% 70,00 1,820 40% 210.00 5,460 .320% 130.00 3,380 160% 140.00 $ 3,640 0% 177 178 BRIDGE REMOVAL (PORTION) LS 1 3,000.00 3,000 0% 50,000.00 50,000 1567% 75,000.00 75,000 2400% 80,500.00 80,500 2583% 30,50000 $ 30,500 0% 178 179 MISCELLANEOUS METAL(RESTRAINER- CABLE TYPE) LB 15,300 5.00 76,500 0% 8.00 122,400 60% 8.60 131,580 72% 10.00 153,000 100% 2.00 $ 30,600 0% 179 180 12" PLASTIC PIPE LF 280 80.00 22,400 0% 60.00 16,800. -25% 224.00 62,720 180% 146.00. 40,880 83% 164.00 $ 45,920 0% 180. 181 18" REINFORCED CONCRETE PIPE LF 835 150.00 125,250 0% 115.00 96,025. -23% 127.00 106,045 -15% 126.00 105,210 -16% 12.00. $ 10,020 0% 181. 182 24" REINFORCED CONCRETE PIPE LF 4,610 200.00 922,000 1% 125.00 a -38% 128,00 590,080 -36% 126.00 580,860 -37% 3.00 $ 13,830 0% 182' 183 36" REINFORCED CONCRETE PIPE LF 160 350.00 56,000 0% 225.00 36,000 -36% 248.00 39,680 -29% 252.00 40,320 -28% 27.00 1$ 4,320 0%. 183 184 42" REINFORCED CONCRETE PIPE LF 210 425.00 89,250 0% 315.00 66,150 -26% 305.00 64,050 -28% 403.00 84,630 -5% 98.00 $ 20,580 0% 184 185 72" REINFORCED CONCRETE PIPE LF 180 550.00 99,000 0% 650.00 117,000 18% 840.00 151,200 53% 736.00 132,480 34% 190.00 $ 34,200 0% 185 186 8" CORRUGATED STEEL PIPE (,079" THICK) LF 150 80.00 12,000 0% 65.00 9,750 -19% 125.00 18,750 56% 170.00 25,500 113% 105.00 $ 15,750 0% 186 187 12" CORRUGATED STEEL PIPE LF 59 95.00 5,605 0% 85.00 5,015 -11% 150,00 8,850 58% 220.00 12,980 132% 135.00 $ 7,965 0% 187 188 24" CORRUGATED STEEL PIPE (.079" THICK) LF 4 340.00 1,360 0% 255.00 1,020 -25% 600.00 2,400 76% 1,310.00 5,240 285% 1,055.00 $ 4,220 0% 188 189 36" CORRUGATED STEEL PIPE (.079" THICK) LF 8 400.00 3,200 0% 250.00 2,000 -38% 1,055.00 8,440 164% 910.00 7,280 128% 805.00 $ 6,440 0%. 189' 190 42" CORRUGATED. STEEL PIPE(.079"THICK) LF 250 285.00 71,250 0% 215.00 53,750 -25% 412.00 103,000 45% 1,100.00 275,000 286% 885.00 $ 221,250 0% 190 191 GEOCOMPOSITE DRAIN SOFT 610 3.00 1,830 0% 9.00 5,490 200% 22.50 13,725 650% 10.00 6,100 233% 13.50 $ 8,235 0% 191 192 DRAINAGE INLET MARKER EA 19 125.00 2,375 0% 150.00. 2,850 20% 535.00 10,165 328% 575.00 10,925 360% 425.00 $ 8,075 0% 192 193 48" CORRUGATED STEEL PIPE INLET (.109" THICK) LF 23 330.00 7,590 0% 1,000.00 23,000 203% 813.00 18,699 146% 870.00 20,010 164% 187.00 $ 4,301 0% 193 194 18" CORRUGATED STEEL PIPE RISER (.079" THICK) LF 12 200.00 2,400 0% 1,000.00 12,000 400% 588.00 7,056 194% 630.00 7,560 215% 412.00 $ 4,944 0% 194 195 GRATED LINE DRAIN LF 80 235.00 18,800 0% 165.00 13,200 -30% 224.00 17,920 -5% 240.00 19,200 2% 75.00 $ 6,000 0% 195 196 24" WELDED STEEL PIPE CASING (BRIDGE) LF 87 300.00 26,100 0% 265.00 .23,055 -12% 387.00 33,669 29% 365.00 31,755 22% 122.00 $ 10,614 0% 196 514 https://rctcl.sharepoint.com/sites/CapitalProjects/Shared Documents/Projects/HIGHWAY/P302171-91 Conn/010 COMMISSION/2022/Aug/Staff Report/Att-1 Bid Comparison -Analysis Table, Bid Sched - Final Page 6 of 10 Printed: 9/2/2022, 2:22 PM SR171 /SR 91 INTERCHANGE IMPROVEMENT Revison No.. A (completed 511/2022) Bid Opening Date: August 11, 2022 2:00 PM (PDT) PROJECT ENGINEER'S ESTIMATE BID PRICES AND AMOUNTS LOW BIDDER SECOND BIDDER THIRD BIDDER Skanska USA Civil West Security Paving MCM Construction, Inc California District Inc., Company, Inc. SPREAD (HIGH MINUS LOW) Legend > $100k below ENGR EST > 50% of Engineering Estimate < 75% of Engineering Estimate ITEM NUM 197 ITEM DESCRIPTION 18" CONCRETE FLARED END SECTION UNIT MEASURE EA BID QTY (A,) 1 ENGINEER'S ESTIMATED PRICE (B) 1,750.00 AMOUNT (C=Ax B) (5) 1,750 %of Eng Est 0% PRICE ($) 3,000.00 AMOUNT ($) 3,000 %VAR ENGR EST 71% PRICE (5) 2,460.00 AMOUNT (5) 2,460 %VAR ENGR EST 41% PRICE (5) 2,630.00 AMOUNT ($) 2,630 ENGR EST 50% PRICE SPREAD AMOUNT SPREAD Total Avg E M = z 540.00 $ 540 0% 197 198 24" CONCRETE FLARED END SECTION EA 5 2000.00 10,000 0% 3,500.00 17,500 75% 3,530.00 17,650 77% 3,800.00 19,000 90% 300.00 $ 1,500 0% 198 199 36" CONCRETE FLARED END SECTION EA 1 2,500.00 2,500 0% 5,000.00 5,000 100% 6,420.00 6,420 157% 6,900.00 6,900 176% 1,900.00 $ 1,900 0% 199 200 12" ALTERNATIVE FLARED END SECTION EA 4 530.00 2,120 0% 300.00 1,200 -43% 642.00 2,568 21% 700.00 2,800 32% 400.00 $ 1,600 0% 200 201 REMOVE PIPE (LF) LF 2,230 47.00 104,810 0% 30.00 66,900 -36% 68.00 151,640 45% 73.00 162,790 55% ' 43.00 :$ 95,890 0% 201 202 ABANDON CULVERT (LF) LF 450 38.00 17,100 0% 30.00 13,500 -21% 15.00 4,500 -74% 11.00 4,950 -71% 20.00 $ 9,000 0% 202. 203 ABANDON INLET EA 4 1,000.00 4,000 0% 600.00 2,400 -40% 2,245.09 8,980 125% 2,400,00 9,600 140% 1,800.00 ,$ 7,200 0% 203 204 REMOVE OVERSIDE DRAIN EA 1 1,150.00 1,150 0% 200.00 200 -83% 2,140.00 2,140 86% 2,300.00 2,300 100% 2,100.00 $ 2,100 0% 204 205 REMOVE INLET EA 3.5 1,650.00 41,250 0% 650.00 16,250 -61% 1,765.00 44,125 7% 1,900.00 47,500 15% 1,250.00 $ 31,250 0% 205 206 REMOVE HEADWALL EA 13 3,200.00 41,600 0% 1,200.00 15,600 -63% 1,660.00 21,580 -48% 1,775.00 23,075 -45% 575.00 $ 7,475 0% 206 207 SAND BACKFILL CY 8 200.00 1,600 0% 175.00 1,400 -13% 323.00 2,584 62%. 345.00 2,760 73% 170.00 $ 1,360 0% 207 208 ROCK SLOPE PROTECTION (CLASS IX, METHOD A) CY 1,041 200.00 208,200 0% 120.00 124,920 -40% 163.00 169,683 -19% 150.00 156,150 -25% 43.00 $ 44,763 0% 208' 209 ROCK SLOPE PROTECTION (CLASS V, METHOD B) (CY) CY 664 180.00 119,520 0% 130.00. 86,320 -28% 163.00 106,232 -9% 160.00 106,240 -11% 33:00 $ :21,912. 0% 209 210 ROCK SLOPE PROTECTION (CLASS I, METHOD B) (CY) CY 160 350.00 56,000 0% 170.00 27,200 -51% 248.00 39,680 -29% 220:00 35,200 -37% 78.00 $ 12,480 0% 210 211 CONCRETE (DITCH LINING) CY 560 700.00 392,000 0% 650.00 364,000 -7% 794.00 444,640 13% 850.00 476,000 21% 200.00 $ 112,000 0% 211 212 SLOPE PAVING (CONCRETE) CY 38 900.00 34,200 0% 1,700.00 64,600 89% 1,615.00 61,370 79% 1,750.00 66,500 94% 135.00 $ 5,130 0% 212 213 ROCK SLOPE PROTECTION (60 Ib, Class II, METHODS) (CY) CY 54 350.00 18,900 0% 150.00 8,100 -57% 274.00 14,796 -22% 293.00 15,822 -16% 143.00 $ 7,722 0% 213 214 ROCK SLOPE PROTECTION FABRIC (CLASS 8) SQYD 390 10.00 3,900 0% 8,00 2,340 -40% 10.00 3,900 0% 11.00 4.290 10% 5.00 $ 1.950 0% 214 215 MINOR CONCRETE (CURB) (LF) LF 330 45.00 14,850 0% 20.00 6,600 -56% 46.00 15,180 2% 50.00 16,500 11% 30.00 $ 9,900 0% 215 216 MINOR CONCRETE (CURB) (CY) CY 20 1,000.00 20,000 0% 2,800.00 56,000 4,225.00 84,500 % 2,570.00 51,400 157% 1,655.00 $ 33,100 0% 218 217 MINOR CONCRETE (GUTTER) (LF). LF 1,540 35.00 53,900 0% 35.00 53,900 0% 49:00 75,460 40% 85.00 130,900 143% 50.00 $ 77,000 0% 217 218 MINOR CONCRETE (MISCELLANEOUS CONSTRUCTION) CY 2 2,000.00 4,000 0% 2,500.00 5,000 25% 2,500.00 5,000 25% 5,520.00 11,040 176% 3,020.00 $ 6,040 0% 218 219 MINOR CONCRETE (ANCHOR BLOCK Mod) (LF) LF 120 500.00 60,000 0% 650.00 78,000 30% 400.00 46,000 -20% 225.00 27,000 -55% 425.00 $ 51,000 0% 219 220 MINOR CONCRETE (CURB AND GUTTER) CY 34 750.00 25,500 0% 850.00 28,900 13% 968.00 32,912 29% 1,609,00 54,706 115% 759.00 $ 25,806 0% 220 221 REMOVE CONCRETE CURB (LF) LF 42 15.00 630 0% 10.00 420 33% 8.00 336 -47% 10.00 420 -33% 2.00. $ 84 0% 221 222 REMOVE CONCRETE (CURB AND GUTTER) LF 500 25.00 12,500 0% 10.00 5,000 -60% 10.00. 5000 -60% 11,00 5,500 -56% 1.00 $ 500 0%. 222 223 MISCELLANEOUS IRON AND STEEL LB 41,237 2.50 103,093 0% 3.50 144,330 40% 4.00 164,948 60%. 4.50 185,567 80% 1.00 $ 41,237 0% 223. 224 ISOLATION CASING L8 68,216 10.00 682,160 1% 4.50 306,972 -55% 6.40 436,582 -36% 5.00 341,080 -50% 1.90 $ 129,610 0% 224 225 MISCELLANEOUS METAL (BRIDGE) LB 520 10.00 5,200. 0% 8,00 4,160 -20% 26.75 13,910. 168% 23.00 11,960 130% 18.75 $ 9,750 0% 225 226 BRIDGE DECK DRAINAGE SYSTEM LB 88,697 7.50 865,228 1% 5.00 443,485 -33% 9.10 807,143 21% 7.00 620,879 -7% 4.10 $ 363,658 0% 226 227 SURVEY MONUMENT (TYPE B) EA 22 100.00 2,200 0% 1,500.00 33,000 1400% 1,500.00 33,000 1400% 4,000.00 88,000 3900% 2,500.00 $ 55,000 0% 227 228 PREPARE AND PAINT CONCRETE SOFT 23,500 10.00 235,000 0% 2.00' 47,000 -80% 225 52,875 -78% 6.00 141,000 -40% 4.00 $ 94,000 0% 228 229 PREPARE AND STAIN SHOTCRETE -SOFT 4,630 7.00 32,410 0% 2.50 11,575 -64% 7.50 34,725 7% 7.40 34,262 6% 5:00 $ 23,150 0% 229 515 https://rctcl.sharepoint.com/sites/CapitalProjects/Shared Documents/Projects/HIGHWAY/P302171-91 Conn/010 COMMISSION/2022/Aug/Staff Report/Att-1 Bid Comparison -Analysis Table, Bid Sched - Final Page 7of 10 Printed: 9/2/2022, 2:22 PM SRi71 /SR 91 INTERCHANGE IMPROVEMENT PROJECT BID PRICES AND AMOUNTSRevison No.' A (completed 511/2022) Bid Opening Date: August 11, 2022 2:00 PM (PDT) ENGINEER'S LOW BIDDER SECOND BIDDER THIRD BIDDER SPREAD (HIGH MINUS LOW) Legend > $100k below ENGR EST > 50% of Engineering Estimate < 75% of Engineering Estimate ESTIMATE Skanska USA Civil West Security Paving MCM Construction, Inc California District Inc., Company, Inc, ITEM NUM 230 ITEM DESCRIPTION TEMPORARY FENCE (TYPE CL -6) UNIT MEAOF SURE LF BID QTY (A 1,060 ENGINEER'S ESTIMATED PRICE (e) 11.00 AMOUNT (C=Ax B) (8) 11,660 %of Eng Est 0% PRICE ($) 20:00 AMOUNT ($) .21,200. %VAR ENGR EST 82% PRICE (9) 2200 AMOUNT (0) 23,320 %VAR ENGR EST 100% PRICE (5) 28.00 AMOUNT (5) 29,680 /o VAR EE TR 155% PRICE AMOUNT %of SPREAD SPREAD Total =R 8.00 $ 8,480 0% 230 231 CHAIN LINK FENCE (TYPE CL -6) LF 4,480 20.00 89,600 0% 70.00 313,600 250% 40.80 182,784 104% 50.00 224,000 150%- 29.20 $ 130,816 0% 231 3.30 $ 5,247 0% 232 232 CHAIN LINK FENCE (TYPE CL -10) LF 1,590 25.00 39,750 0% 75.00 119,250 200% 71.70 114,003 187% 73,00 116,070 192%. 233 4' CHAIN LINK GATE (TYPE CL -6) LF 2 1,200.00 2,400 0% 1,500.00 3,000 25% 1,615.00 3,230 3556 1,500.00 3,000 25% 115.00 $ 230 0% 233 234 12' CHAIN LINK GATE (TYPE CL -6) EA 8 1,400.00 11,200 0% 2,000.00 16,000 43% 2,386.00 19,088 70.A 3,200.00 25,600 129% 1,200.00 $ 9,600 0% 234 235 12' CHAIN LINK GATE (TYPE CL -10) LF 5 1,800.00 9,000 0% 2,000.00 10,000 1155 3,140.00 15,700 74% 3,500.00 17,500 94% 1,500.00 $ 7,500 0% 235 236 REMOVE CHAIN LINK FENCE LF 6,460 4.00 33,840 0% 10.00 "84600 /11'/ : 8,00 67,680 100% 10.00 84,600 150% 2,00 $ 16,920 0% 236 237 REMOVE PAVEMENT MARKER EA 3,860 1.50 5,790 0% 1.25 4,825 -17% 1.10 4,246 -27% 2.00 7,720 33% 0.90 $ 3,474 0% 237 238 DELINEATOR (CLASS 1) EA 1,080 60.00. 64,800 0% 75.00 81,000. 25% 64.00 69,120 7% 50.00 54,000 -17% 25.00. $ 27,000 0% 238 239 GUARD RAILING DELINEATOR EA 240 35.00 8,400 0% 35.00 8,400 0% 29.00 6,960 -17% 37.00 8,880 8% 8.00 $ 1.920 0% 239 240 TEMPORARY DELINEATOR (CLASS 1) EA 1,260 50.00 63,000 0% 50.00 63,000 0%. 64.00 80,640 28% 60.00 75,600 20% 14.00 $ 17,640 0% 240 241 PAVEMENT MARKER (RETROREFLECTIVE) EA 4,810 3.00 14,430 0% 3.50 16,835 17% 3,55 17,076 18% 4.50 21,645 50% 1.00 $ 4,810 0% 241 242 CONCRETE BARRIER MARKER. EA 170 5.00 850. 0% 35.00 5,950 600% 13.00 2,210 °ham; II�I 35.00 5,950 600% 22.00. $ 3,740 0% 242 243 REMOVE ROADSIDE SIGN EA 41 115.00 4,715 0% 115.00 4,715 0% 86.00 3,526 -25% 80.00 3,280 -30% 35.00 $ 1,435 0% 243 244 REMOVE SIGN PANEL EA 2 100.00 200 0% 800.00 1,600 700% 3,500.00 7,000 2,000.00 4,000 1900% 2,700.00 $ 5,400 0% 244 245 FURNISH LAMINATED PANEL SIGN (1" -TYPE A) FOR REFROREF SOFT 1,270 35.00 44,450 0% 30.00 38,100 -14% 30.00 38,100 -14% 35.00 44,450 0% 5.00 $ 6,350 0% 245 246 FURNISH SINGLE SHEET ALUMINUM SIGN (0.063" -UNFRAMED) -SOFT 290 15.00 4,350 0% 14.00 4,060 -7% 13.00 3,770 -13% 12.00 3,480 -20% 2.00 $ 580 0% 246 247 FURNISH SINGLE SHEET ALUMINUM SIGN (0.080" -UNFRAMED) SOFT 310 13.00 4,030 0% 15.00 4,650 15% 13.50 4,185 4% 13.00 4.030 0% 2.00 $ 620 0% 247 248 FURNISH SINGLE SHEET ALUMINUM SIGN (0.063" -FRAMED) FO SOFT 22 18.00 396 0% 25.00 550 39% 22.00 484 22% 20.00 440 11% 5.00 $ 110 0% 248 249 METAL (BARRIER MOUNTED SIGN) LB 2,870 10.00 28,700 0% 10.00 28,700 0% 29.00 83,230 190% 27.00 77,490 170% 19.00 $ 54,530 0% 249 250 ROADSIDE SIGN - ONE POST EA 47 400.00 18,800 0% 400.00 18,800 0% 515.00 24,205 29% 480.00 22,560 20% 115:00 $ 5,405 0% 250 251 ROADSIDE SIGN - TWO POST EA 2 800.00 1,600 0% 900.00 1,800 13% 1,340.00 2,680 68% 1,250.00 2;500 56% 440.00 $ 880 0% 251 252 INSTALL SIGN (STRAP AND SADDLE. BRACKET METHOD) EA 4 150.00 600 0% 200.00 805 33% 590.09 2,360 293% 550.00 2,200 267% 390.00 :$ 1,560 0% 252 253 MIDWEST GUARDRAIL SYSTEM (STEEL POST) LF 6,800 30.00 204,000 0% 45.00 306,000 50% 39.00 265,200 30% 45.00 306,000 50% 6.00 $ 40,800 0% 253 254 VEGETATION CONTROL (MINOR CONCRETE) SQYD 2,820 45.00 126,900 0% 75.00 211,500 67% 64.00 180,480 42% 80.00 225,600 78% II 16.00. $ 45,120 0% 254 255 CHAIN LINK RAILING (TYPE 7) LF 1,924 95.00 182,780 0% 120,00 230,880 28% 136.40 262,434 44% 157.00 302.068 65% 37.00 $ 71,188 0%. 255 256 CONCRETE BARRIER (TYPE K) LF 120 135.00 16,200 055 15.00 1,800 -89% 85.00 10,200 -37% 95.00 11,400 -30% 80.00 $ 9,600 0% 256 257 CABLE RAILING LF 1,537 50,90 76,850 0% 50.00 76,850 0% 45.00 69,165 -10% 35:00 53,795 -30% 15.00 $ 23,055 0% 257 258 TRANSITION RAILING (TYPE WB-31) EA 14 5,000.00 70,000 0% 5,500.00. 77,000 10% 6,150.00 86,100. 23% 5,000.00 70,000 0% 1,150.00 $ 16,100 0% 258 259 END ANCHOR ASSEMBLY (TYPE SFT) EA 12 1,000.00 12,000 0% 2,000.00 24,000 100% 1,420.00 17,040 42% 1,100.00 13,200 10% 900.00 $ 10,800 0% 259 260 ALTERNATIVE IN -LINE TERMINAL SYSTEM EA 11 4,500.00 49.500 0% 5,500.00 60,500 22% 4,760.00 52,360 6% 4,700.00 51,700 4% 800.00 $ 8,800 0% 260 261 ALTERNATIVE CRASH CUSHION SYSTEM EA 6 25,000.00 150,000 0% 45,000.00 270,000 80% 48,685.00 292,110 95%: 56,000.00 336,000 124%. 11,000.00 $ 66,000 0% 261 262 CONCRETE BARRIER (TYPE 836 MODIFIED) LF 6,998 115.00 804,770 1% 145.00 1,014,710 26% 129.50 906,241 13% 145.00 1,014,710 26% 15.50 $ 108,469 0% 262 516 https://rctcl.sharepoint.com/sites/CapitalProjects/Shared Documents/Projects/HIGHWAY/P302171-91 Conn/010 COMMISSION/2022/Aug/Staff Report/Att-1 Bid Comparison -Analysis Table, Bid Sched - Final Page of 10 Printed: 9/2/2022, 222 PM SR171 /SR 91 INTERCHANGE IMPROVEMENT on No.: A (completed 511/2022) Bid Opening Date: August 11, 2022 2:00 PM (PDT) PROJECT ENGINEER'S ESTIMATE BID PRICES AND AMOUNTSRevis LOW BIDDER SECOND BIDDER THIRD BIDDER Skanska USA Civil West Security Paving MCM Construction, Inc California District Inc., Company, Inc. SPREAD (HIGH MINUS LOW) Legend > $100k below ENGR EST > 50% of Engineering Estimate < 75% of Engineering Estimate ITEM NUM 263 ITEM DESCRIPTION CONCRETE BARRIER (TYPE 836B) UNIT MEAOF SURE LF BID QTY A (A) 173 ENGINEER'S ESTIMATED PRICE (e) 115.00 AMOUNT (C=Ax B) ($) 19,895 %of Eng PRICE Est 0% PRICE (5) 300.00 AMOUNT (5) 51,900. %VAR ENGR EST 161% PRICE (9) 160.00 AMOUNT (9) 27,680 % VAR ENGR EST 39% (5) 581.00 AMOUNT ($) 100,513 E VAR ENGREST 405% PRICE AMOUNT % of SPREAD SPREAD Aotal 9 = z 421.00 $ 72,833 0% 263 264 CONCRETE BARRIER (TYPE 842 MODIFIED) LF 4,337 135.00 585,495 1% 190.00 824,030 41% 135.00 585,495 0% 163.00 706,931 21% 55.00 $ 238,535 0% 264 265 REMOVE GUARDRAIL LF 6,820 10.00 68,200 0% 10.00 68,200 0% 9.00 61,380 -10% 10.00 68,200 0% 1.00 $ 6,820 0% 265 266 CONCRETE BARRIER (TYPE 60M) LF 3,000 120.00 360,000 0% 150.00 450,000 25% 112.00 336,000 -7% 135.00 405,000 13% 38.00 $ 114,000 0% 266 267 CONCRETE BARRIER (TYPE 60M Mod) LF 1,620 120.00 194,400 0% 250.00 405,000 108% 201.00 325,620 88%x. 222.00 359,640 85% 49.00 $ 79,380 0% 267 268 CONCRETE BARRIER (TYPE 60M Mod -SD) LF 3,500 120.00 420,000 0% 125.00 437,500 496 116.00 406,000 -3% 120.00 420,000 0% 9.00 $ 31,500 0% 268. 269 CONCRETE BARRIER (TYPE 60M Mod -MG) LF 130 1,300.00 169,000 0% 1;350.00 175,500 4% 175.00 22;750 -87% 1,430,00 185,900 10% 1,255.00 $ 163,150 0% 269 270 CONCRETE BARRIER (TYPE 60MC) LF 700 210.00 147,000 0% 150.00 105,000 -29% 226.00 158,200 8% 154.00. 107,800 -27% 76.00 $ 53,200 0% 270 271 CONCRETE BARRIER (TYPE 60MD) LF 920 135.00 124,200 0% 200.00 184,000 48% 91.00 83,720 -33% 203.00. 186,760 50% 112.00 $ 103,040 0% 271 272 CONCRETE BARRIER (TYPE 60MD Mod) LF 500 125.00 62,500 0% 200.00 100,000 60% 146.00 73,000 17% 176.00 88,000 41% 54.00 $ 27,000 0%. 272 273 CONCRETE BARRIER (TYPE 6OMF) LF 250 350.00 67,500 0% 475.00 118,750 36% 375.00 93,750 7% 455.00 113,750 30% 100.00 $ 25,000 0% 273. 274 CONCRETE BARRIER (TYPE 60MGF) LF 350 350.00 122,500 0% 755.00 264,250 116% 428.00 149,800 22% 800.00 280,000 129% 372.00 $ 130,200 0% 274 275 REMOVE CONCRETE BARRIER LE 6,460 45.00 290,700 0%% 20.00 129,200 -56% .26.00 180,880 38% 28.00 180,880 36% 8.00 $ 51,680 0% 275 276 REMOVE CRASH CUSHION EA 2 10,000.00 20,000 0% 1,000.00 2,000 -90% 2,500.00 5,000 -75% 3,000.00 6,000 -70% 2,000.00 $ 4,000. 0% 276 277 THERMOPLASTIC TRAFFIC STRIPE (ENHANCED WET NIGHT VI: LF 19,700 3.00 59,100 0% 1.25 24,625 -58% 3.25 64,025 8% 4.50 88,650 50% 3.25 $ 64,025 0% 277 278 THERMOPLASTIC PAVEMENT MARKING (ENHANCED WET NIGI- SOFT 7,640 5.00 38,200 0% 15.00 114,600 200% 13.35 101,994 167% 12.00 91,680 140% 3.00 $ 22,920 0% 278 279 6" THERMOPLASTIC TRAFFIC STRIPE (ENHANCED WET NIGHT LF 139,000 1.00 139,000 0% 1.10 152,900 10°/0 0.75 104,250 -25% 1.00 139,000 0% 0♦35 $ 48,650 0% 279 280 8" THERMOPLASTIC TRAFFIC STRIPE (ENHANCED WET NIGHT LF 10,300 1.50 15,450 0% 1.25 12,875 -17% 3.20 32,960 113% 2.00 20,600 33% 1.95 $ 20,085 0% 280 281 REMOVE PAINTED TRAFFIC STRIPE LF 162,000 0.50 76,000 0% 0.30 45,600 -40% 0.42 63,840 -16% 0.50 76,000 0% 0.20 $ 30,400 0% 281 282 REMOVE THERMOPLASTIC TRAFFIC STRIPE LF 114,000 0.50 67,000 0% 0.30 34,200 -40% 0:45 51,300 -10% 0.50 57,000 0% 0.20 $ 22,800 0%. 282 283 CONTRAST STRIPE PAINT (1 -COAT) LF 139,000 1.00 139,000 0% 0.25 34,750 -75% 0:18 25,020 -82% 0.30 41,700 -70% 0.12 $ 16,680 0% 283 284 TEMPORARY RAMP METERING SYSTEM LS 1 93,613.00 93,613 0% 580,000.00 580,000 520% 612,165.00 612,165 554% 400,000.00 400,000 327% 212,165.00 $ 212,165 0% 284 285 FLASHING BEACON SYSTEM LS 1. 84,188.00 84,188 0% 250,000.00 250,000 197% 179,200.00 179,200 113% 160,000.00 160,000 90% 90,000.00 $ 90,000 0% 285 286 MODIFYING FIBER OPTIC CABLE SYSTMES LS 1 265,025.00 265,025 0% 1,300,000.00 1,300,000 391% 1,541,335.00 1,541,335 482% 1,300,000.00 1,300,000 391% 241,335.00 $ 241,335 0% 286 287 TEMPORARY FIBER OPTIC CABLE SYSTEMS LS 1 497,210.00 497,210 0% 650,000.00 650,000 31% 679,200.00 679,200 37% 700,000.00 700,000 41% 50,000.00 $ 50,000 0% 287 288 TEMPORARY LIGHTING SYSTEM LS 1 58,607.00 58,607 0% 160,000.00 160,000 173% 169,250.00 169,250 189% 130,000.00 130,000 122% 39,250.00 $ 39,250 0% 288 289 MODIFYING LIGHTING SYSTEMS LS 1 713,050.00 713,050 1% 1,000,000.00 1,000,000 40% 1,080,000.00 1,080,000 51%. 1,000,000.00 1,000,000 40% 80,000.00 $ 80,000 0% 289 290 MODIFYING SIGNAL AND LIGHTING SYSTEMS LS 1 48,765.00 48,765 0% 215,000.00 215,000 341% 224,625.00 224,625 361% 140,000:00 140,000 187% 84,625.00 $ 84,625 0% 290 291 MODIFYING RAMP METERING SYSTEMS LS 1 277,425.00 277,425 0% 370,000.00 370,000 33% 393,400.00 393,400 42% 295,000.00 295,000 6% 98,400.00 $ 98,400 0% 291 292 REMOVING RAMP METERING SYSTEM LS 1 13,000.00 13,000 0% 10,000.00 10,000 -23% 10,000.00 10,000 -23% 14,000.00 14,000 8% 4,000.00 $ 4,000 0% 292 293 MODIFYING TRAFFIC MONITORING STATION SYSTEMS LS 1 153,877.00 153,877 0% 225,000.00 225,000 46% 236,330.00 236,330 54% 200,000.00 200,000 30% 36,330.00 $ 36,330 0% 293 294 MODIFING CLOSED CIRCUIT TELEVISION SYSTEMS LS 1 178,420.00 178,420 0% 210,000.00 210,000 18% 224,670.00 224,670 26% 200,000.00 200,000 12% 24,670.00 $ 24,670 0% 294 295. MOBILIZATION LS 1 9,991,460.00 9,991,460 9% 11,584,917.99. 11,564,918 16% 12,000,000.00 12,000,000 20% 13,935,000.00. 13,935,000 39% 2,350,082.01 $ 2,350,082 2% 295 517 11ttps://rctcl.sharepoint.com/sites/CapitalProjects/Shared Documents/Projects/HIGHWAY/P302171-91 Conn/010 COMMISSION/2022/Aug/Staff Report/Att-1 Bid Comparison -Analysis Table, Bid 6ched - Final Page 9of 10 Printed: 9/2/2022, 2:22 PM SR -71 / SR -91 INTERCHANGE IMPROVEMENT PROJECT Revision No.: A (completed 511/2022) Bid Opening Date: August 11, 2022 2:00 PM (PDT) Legend > $100k below ENGR EST > 50% of Engineering Estimate < 75% of Engineering Estimate ENGINEER'S ESTIMATE ITEM DESCRIPTION UNIT OF MEASURE BID ENGINEER'S AMOUNT %of QTY ESTIMATED (C=AXB) Eng (A) PRICE (B) ($) Est L Total ($) 114,255,916 BID PRICES AND AMOUNTS LOW BIDDER Skanska USA Civil West California District Inc., PRICE ($) AMOUNT %VAR (9) ENGR EST Contractor's Bid Schedule Value Delta betw. Contractor's Bid Sched total value & the above total calculation Variance to Engr Estimate Variance to Low Bid REASONABLENESS OF RANGE CHECK Items within the -75% to +50% range as compared to the Engineer's Estimate Items outside of the -75% to +50% range as compared to the Engineer's Estimate Items less than -75% of the Engineer's Estimate Items greater than +50% of the Engineer's Estimate 120,500,000 5.46% $ 120,500,000 $ 108,915,082 $ 6,244,084 5.5% $ 0.0% SECOND BIDDER Security Paving Company, Inc. PRICE ($) AMOUNT ($) % VAR ENGR EST 219 74% 76 26% 7 2% 69 23% 138,668,130 21.37% $ 138,668,130 $ 126,668,130 $ 24,412,214 $ 18,168,130 21.4% 15.1% THIRD BIDDER MCM Construction, Inc PRICE (5) AMOUNT ($) %VAR ENGR EST 140.291.364 22.79% 179 61% 116 39% 11 4% 105 36% $ 140,291,364 $ 126,356,364 $ 26,035,448 22.8% $ 19,791,364 16.4% a62% 183 38% 112 2% 5 36% 107 SPREAD (HIGH MINUS LOW) PRICE AMOUNT %of S SPREAD SPREAD A UI r z 9 518 https://rctcl.sharepoint.com/sites/CapitalProjects/Shared Documents/Projects/HIGHWAY/P302171-91 Conn/010 COMMISSION/2022/Aug/Staff Report/Att-1 Bid Comparison -Analysis Table, Bid Sched - Final Page 10 of 10 ATTACHMENT 2 Bid Analysis Report Construction of SR -71 / SR -91 Interchange Improvement Project A total of seven (7) sealed bids for the project were received and opened in a public forum on August 11, 2022 at PlantBids (Electronic Bid and Bid Bond Submission). Our analysis follows Section 15.6, Contract Award, of the Caltrans Local Assistance Procedures Manual and utilizes the recommended bid analysis procedures in the FHWA document "Guidelines on Preparing Engineer's Estimate, Bid Reviews and Evaluation." Our review of each bid includes the following: 1. Assessing competition of bids received. 2. A checklist used to review bid documents for responsiveness. 3. A tabulation of bid items for each bidder that were compared to the Engineer's Estimate. 4. A review of Bid Items for unbalanced bids. 5. Contractor licenses for bidders and proposed subcontractors were researched on the Contractor's State License Board web site for validity. Competition Assessment: Results of the seven (7) bids received indicate that the second through seventh bidders averaged 24.85% higher than the low bidder; the eleventh bidder was 33.24% higher. Based on the number of bids received and the low percentage difference between the bids, competition is considered excellent for this project. Bidder Responsiveness: The apparent low bidder, SKANSKA, USA., acknowledged addendums 1 & 2 and signed the bid letter. This bidder also provided all other forms required to be submitted as part of the bid package, including signatures by a notary public. Bid Item Tabulation and Unbalanced Bid Check The bid tabulation analyzed the three lowest bids received by RCTC. The Engineer's Estimate was originally $114,255,916 (based on actual quantities). The lowest bid, $120,500,000 was 5.46% higher than the original Engineer's Estimate. The second lowest bidder was 15.08% higher than the low bidder, and the third lowest bidder was 16.42% higher than the low bidder. Data on the spreadsheet provides the following: 1. A check of individual bid item total price compared to submitted bid sheets 2. A check of the total bid price submitted on the bid sheets. 3. The percent difference between bid unit prices and the Engineer's estimated unit prices. 4. The difference between the Engineer's Estimate and the bidder's Total Bid Price in both dollars and percentages. 519 Page4 Bid items were analyzed and considered as potentially materially unbalanced if the bid items varied outside of a range of either less than -75% or greater than 50% of the Engineer's Estimate. The lowest bidder had 83 items that fell outside of this range, which was the least of the three lowest bidders. A total of twenty-four bid items were individually greater than $100,000 above the Engineer's Estimate. A total of seven bid items were significantly (above $500,000) greater than Engineer's Estimate for total of $10,893,962.00 above, or 77.81% of total $13,999,967 over run to Engineer's Estimate. These items, in order of the amount of over run, are as follows: Item 284, "TEMPORARY RAMP METERING SYSTEM", bid price is lump sum of $580,000, which is 520% higher than Engineer's Estimate lump sum price of $93,613 for an over run on this bid item of $486,387. Item 176, "REMOVE RETAINING WALL (PORTION) (LF)", bid price is $480/LF, which is 1271% higher than Engineer's Estimate unit price of $35/LF for an over run on this bid item of $649,700. Item 122, "132" PERMANENT STEEL CASING", bid price is $9,500/LF, which is 375.0% higher than Engineer's Estimate unit price of $2,000/LF for an over run on this bid item of $660,000. Item 123, "156" PERMANENT STEEL CASING", bid price is $10,500/LF, which is 320.0% higher than Engineer's Estimate unit price of $2,500 for an over run on this bid item of $680,000. Item 286, "MODIFYING FIBER OPTIC CABLE SYSTMES" the Engineer's Estimate lump sum price is $265,025.00, while the low bid price is $1,300,000.00, an over run on this bid item of $1,034,975. Item 4, "TIME -RELATED OVERHEAD (WDAY)", bid price is $10,000/WDAY which is 170% higher than Engineer's Estimate unit price of $3,700/WDAY for an over run on this bid item of $3,622,500 Item 125, "180" PERMANENT STEEL CASING", bid price is $30,360/LF, which is 767.0% higher than Engineer's Estimate unit price of $3,500/LF for an over run on this bid item of $3,760,400. Based on the results of our bid item analysis, we do not find any compelling argument to reject any bids due to the low total bid prices or individual bid item price differences. 520 Page4 ATTACHMENT 3 RIVERSIDE COUNTY TRANSPORTATION COMMISSION CONTRACT CONSTRUCTION OF STATE ROUTE 71 / STATE ROUTE 91 INTERCHANGE IMPROVEMENT PROJECT RCTC Agreement No. 20-31-042-00 June 16, 2022 BETWEE RIVERSIDE COUNTY TRANSP AT 1 N COMMISSION AND SKANSKA l lpii‘ 17336.02123\32960449.1 521 CONSTRUCTION OF STATE ROUTE 71 / STATE ROUTE 91 INTERCHANGE IMPROVEMENT PROJECT RCTC AGREEMENT NO. 20-31-042-00 1. PARTIES AND DATE. This Contract is made and entered into this day of , 2022 by and between the Riverside County Transportation Commission (hereinafter called the "Commission") and Skanska USA Civil West (hereinafter called the "Contractor"). This Contract is for that Work described in the Contract Documents entitled CONSTRUCTION OF STATE ROUTE 71 / STATE ROUTE 91 INTERCHANGE IMPROVEMENT PROJECT. 2. RECITALS. 4 2.1 The Commission is a County Transportation Commission organized under the provisions of Sections 130000, et seq. of the Public Utilities Code of the State of California, with power to contract for services necessary to achieving its purpose; 2.2 Contractor, in response to a Notice Inviting Bids issued by Commission on June 16, 2022, has submitted a bid proposal for the CONSTRUCTION OF STATE ROUTE 71 / STATE ROUTE 91 INTERCHANGE IMPROVEME PROJE 2.3 Commission has duly opened a awarded the bid to Contractor in accordance wit otic Inviting Bids and other Bid Documents. 2.4 Contractor has obtained, and delivers concurrently herewith, Performance and Payment Bonds and evidences of insurance coverage as required by the Contract Documents. e Contractor's bid proposal and duly 3. TERMS. 3.1 Inco ents. This Contract includes nd hereby incorporates in full by reference this Contract and the following Contract Documents provided with the above referenced Notice Inviting Bids, including all exhibits, drawings, specifications and documents therein, and attachments thereto, all of which, including all addendum thereto, are by this reference incorporated herein and made a part of this Contract: a. NOTICE INVITING BIDS b. INSTRUCTIONS TO BIDDERS c. CONTRACT BID FORMS d. FORM OF CONTRACT e. PAYMENT AND PERFORMANCE BOND FORMS 17336.02123\32960449.1 522 f. ESCROW AGREEMENT FOR SECURITY DEPOSITS g. CONTRACT APPENDIX PART "A" - Regulatory Requirements and Permits PART "B" - Special Provisions PART "C" — Standard Provisions PART "D" - Contract Drawings PART "E" - Contract Compliance Provisions/DBE Requirements PART "F" - Federal Minimum Wage Requir ents PART "G" - Federal Requirements for,Feder I Aid Construction Contracts PART "H" — Supplemental Mater, h. ADDENDUM NO.(S) (N/A 3.2 Contractor's Basic Obligation. 41 Contractor promises and agrees, at his n cost and expense, to furnish to the Commission all labor, materials, tools, equipment, se - s, and incidental and customary work for the construction on State Route 71 / State Route 91. The Pr ject ilvolves improvements located on SR 91 from PM 0.6 to PM 2.6 and on SR 71 from PM 1.6 to PM 3.0 The project will convert the existing Type F-6 freeway interchange into a Type F-5 freeway interchange. The Project will re -align the Green River Road on -ramp to enter EB SR -91 downstream of the connector off -ramp to SR 71. Reconfiguring the ramps will eliminate traffic weaving and,pierging problems associated with the existing condition where the downstream SR 71 connect r off -ramp closely follows the upstream Green River Road on - ramp along SR 91. The Project will �ealign a segment of SB SR 71, north of the Santa Ana River Bridge, to allow the EB and NB connector to align to the inside of the existing WB SR 91 to NB SR 71 connector ramp. In addition, the Project will restripe the WB SR 91 to NB SR 71 connector from one to two lanes and restripe the SB SR 71 to EB SR 91 from one to three lanes to provide storage prior to the existing ramp meter. The proposed EB SR 91 to NB SR 71 connector is a high-speed, two-lane direct connector with a 1,275-fott radius curve. A slip ramp from the Green River Road on - ramp provides access to SR 71 from Green River Road. The Green River Road on -ramp is a proposed two-lane ramp. The left lane would merge onto the SR 71 connector, while the right lane would diverge from the slip ramp alignment and continue as the EB SR 91 on -ramp. The profile of the Green River Road on -ramp has been designed to provide standard clearances over the existing Burlington Northern Santa Fe (BNSF) railroad and Prado Road. The SB lanes of SR 71 will be re -aligned to provide clearance for the EB SR 91 to NB SR 71 connector merging to the inside of the NB SR 71 lanes. The United States Army Corps of Engineers (USACE) maintenance access along SR 71 would be relocated approximately 1,400 feet north on SR 71. A 16 -foot right shoulder, as well as a two-way left -turn lane will be the provided to facilitate turning movement into and out of this facility. New or modified bridges are required at Green River Railroad Overcrossing, EB SR 91/ NB SR 71 Connector endum Numbers) 17336.02123\32960449.1 523 and E 91-N 71 connector undercrossing. Notwithstanding anything else in the Contract Documents, the Contractor shall complete the Work for a total of One Hundred Twenty Million Five Hundred Thousand Dollars ($120,500,000), as specified in the bid proposal and pricing schedules submitted by the Contractor in response to the above referenced Notice Inviting Bids. Such amount shall be subject to adjustment in accordance with the applicable terms of this Contract. All Work shall be subject to, and performed in accordance with the above referenced Contract Documents. 3.3 Beginning of Work, Time of Completion and Liquidate Damages. The Contractor shall begin work within 55 calendar days after the issuance of the Notice to Proceed. This Work shall be diligently prosecuted to completion before the expiration of (excluding plant establishment work) 575 working days after the date shown on the Notice to Proceed. Contractor agrees that if such Work is not completed within the aforementioned periods, liquidated damages will apply as provided by the applicable provisions of the Sndard Provisions, found in Part "C" of the Contract Appendix. The Contractor shall pay the Commission the sum of Twenty -Five Thousand Three Hundred Dollars ($25,300) per day or fraction thereof, for each and every calendar days' delay in finishing the work in excess of the number of working days prescribed above. .1% 3.4 Commission's Basic Obligation. Commission agrees to engage and does hereby engage Contractor as an independent contractor to furnish all materials and to perform all Work according to the terms and conditions herein contained for the sum set forth above. Except as Otherwise provided in the Contract Documents, the Commission shall pay to Contractor, as full consideration for the satisfactory performance by the Contractor of sew and obligation required by this Contract, the above referenced compensation in accordance fth Compensation Provisions set forth in the Contract Documents. 3.5 California <-eva'. Wages• Conflicts. The State gene hereby made a part of th that should there be any con then this instrument shall cont ge rates determined by the Director of Industrial Relations are is further expressly agreed by and between the parties hereto een the terms of this instrument and the bid of said Contractor, and nothing herein shall be considered as an acceptance of the said terms of said bid conflicting herewith. 3.6 Contractor's Labor Certification. Contractor maintains that he is aware of the provisions of Section 3700 of the Labor Code which require every employer to be insured against liability for Worker's Compensation or to undertake self-insurance in accordance with the provisions of that Code, and agrees to comply with such provisions before commencing the performance of the Work. A certification form for this purpose is attached to this Contract as Exhibit "A" and incorporated herein by reference, and shall be executed simultaneously with this Contract. 17336.02123\32960449.1 524 3.7 Successors. The parties do for themselves, their heirs, executors, administrators, successors, and assigns agree to the full performance of all of the provisions contained in this Contract. Contractor may not either voluntarily or by action of law, assign any obligation assumed by Contractor hereunder without the prior written consent of Commission. 3.8 Notices. All notices hereunder and communications regarding interpretation of the terms of the Contract or changes thereto shall be provided by the mailing thereof by registered or certified mail, return receipt requested, postage prepaid and addressed as follows: Contractor: Commission: Skanska USA Civil West Riverside County Tr portation Commission 1995 Agua Mansa Road P.O. Box 1200 Riverside, CA 92509 Riverside .lifo . 92502-2!08 Attn: James Bailey Attn: Executi 'rector Any notice so given shall be consideredlceived h- ether party three (3) days after deposit in the U.S. Mail, first class postage prepaid, addressed to intifarty at the above address. Actual notice shall be deemed adequate notice o e the ;= to actual notice occurred, regardless of the method of service. CONTRACTOR RIVERSIDE COUNTY TRANSPORTATION Skanksa USA Civil We COMMISSION By: Name: Title: Riverside County Transportation Commission Tax I.D. Number: By: Name: APPROVED AS TO FORM: By: Best Best & Krieger LLP Counsel, RCTC 17336.02123\32960449.1 525 EXHIBIT "A" CERTIFICATION LABOR CODE - SECTION 1861 I, the undersigned Contractor, am aware of the provisions of Section 3700 et seq. of the California Labor Code which require every employer to be insured against liability for Worker's Compensation or to undertake self-insurance in accordance with the provisions of the Code. I agree to and will comply with such provisions before commencing the Work governed by this Contract. CONTRACTOR Skanksa USA Civil West By: Signature Name: Title: 17336.02123\32960449.1 526 ATTACHMENT 4 AGREEMENT BETWEEN ORANGE COUNTY TRANSPORTATION AUTHORITY AND RIVERSIDE COUNTY TRANSPORTATION COMMISSION FOR REIMBURSEMENT FOR CLOSURE OF 91 EXPRESS LANES This Agreement ("Agreement") is dated , 2021 and is by and between the Orange County Transportation Authority ("OCTA") and the Riverside County Transportation Commission ("RCTC"). OCTA and RCTC are individually referred to as a "Party" and collectively referred to as the "Parties." Recitals 1. WHEREAS, OCTA is the owner and operator of the 91 Express Lanes in Orange County "OCTA Toll Facility"; and 2. WHEREAS, RCTC is the owner and operator of the 91 Express Lanes in Riverside County, "RCTC Toll facility", and as part of the construction of the State Route 71/State Route 91 (SR 71/SR 91) Interchange Improvements Project has requested the closure of the OCTA Toll Facility for four (4) full weekend closures in the Eastbound direction and four (4) full weekend closures in the Westbound direction for the purpose of installing and taking down falsework for construction of the Eastbound SR 91 to Northbound SR 71 connector and other associated work ("Work"); and 3. WHEREAS, four (4) of the OCTA Toll Facility full weekend closures in the Eastbound direction are planned to occur between 2022 and 2024 from the hours of 9:00 p.m. Friday through 4:00 a.m. Monday; and 4. WHEREAS, four (4) of the OCTA Toll Facility full weekend closures in the Westbound direction are planned to occur between 2022 and 2024 from the hours of 9:00 p.m. Friday through 4:00 a.m. Monday; and 5. WHEREAS, it is anticipated that in addition to the full weekend closures described above the RCTC Toll Facility will be closed for up to ten (10) nights in the Eastbound direction and up to ten (10) nights in the Westbound direction. However, impacts to the OCTA Toll Facility are not anticipated during these night closures of the RCTC Toll Facility; and 6. WHEREAS, the Parties acknowledge that the closure of the OCTA Toll Facility will have a financial impact on OCTA through lost toll revenues; and 7. WHEREAS, RCTC has agreed to reimburse OCTA for the lost toll revenues associated with the requested closure pursuant to the terms of this Agreement. Terms and Conditions NOW, THEREFORE, in consideration of the mutual promises herein contained, and for other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the Parties agree as follows: 1. Grant of Closures — OCTA hereby agrees to allow closure of the Eastbound lanes of the OCTA Toll Facility for up to four (4) weekends from 9:00 p.m. Friday through 4:00 a.m. Monday in 2022 1 1233807.1 527 through 2024 and closure of the Westbound lanes of the OCTA Toll Facility for up to four (4) weekends from 9:00 p.m. Friday through 4:00 a.m. Monday in 2022 through 2024 in order for RCTC and/or its contractors to install and take down falsework for construction of the Eastbound SR 91 to Northbound SR 71 connector. RCTC and/or its contractors may access the OCTA Toll Facility during the above referenced hours, herein referenced as "Permitted Closures", to perform the required Work. 2. Payment — In consideration for the closures of the OCTA Toll Facility, RCTC agrees to pay OCTA pursuant to the following schedule: Eastbound Direction For the Eastbound Direction, the "Weekday" is Sunday from 9:00 pm through Friday at 5:00 am. The "Weekend" is Friday from 9:00 pm to Sunday at 5:00 am. The "Full Weekend Closure" is Friday from 9:00 pm to Monday at 4:00 am. Permitted Weekday Night Closure Permitted Weekend Night Closure Permitted Full Weekend Closure Unpermitted Closure (Weekday or Weekend; except during a Permitted Full Weekend Closure) 9:00 pm to 5:00 am 9:00 pm to 5:00 am 9:00pm Friday to 4:00am Monday 5:01 am to 8:59 pm $3,900.00/night $6,800.00/night $x,xxx.xx/weekend $22,600/for every partial or full 10 minute increment' Westbound Direction For the Westbound Direction, the "Weekday" is Sunday from 8:00 pm through Friday at 4:00 am. The "Weekend" is Friday from 9:00 pm to Sunday at 5:00 am. The "Full Weekend Closure" is Friday from 9:00 pm to Monday at 4:00 am. (2022 - 2024) Permitted Full Weekend Closure Unpermitted Weekday Closure (Except during a Permitted Full Weekend Closure) Unpermitted Weekend Closure (Except during a Permitted Full Weekend Closure) 8:00 pm to 4:00 am 9:00 pm to 5:00 am 9:00pm Friday to 4:00am Monday Monday 4:01 am to 7:59 pm Tuesday 4:01 am to 7:59 pm Wednesday 4:01 am to 7:59 pm Thursday 4:01 am to 7:59 pm Friday 4:01 am to 8:59 pm Saturday 5:01 am to 8:59 pm Sunday 5:01 am to 7:59 pm $3,900.00/night $1,800.00/night $x,xxx.xx/weekend $22,600/for every partial or full 10 minute increment' $22,600/for every partial or full 10 minute increment' 1233807.1 2 528 RCTC agrees to pay OCTA all amounts due and owing within thirty (30) days of the receipt of a written request for payment from OCTA. 3. Performance of Work — RCTC shall perform all Work, and shall ensure its contractors perform all Work, in accordance with the following: (a) All Work shall be at the sole cost and expense of RCTC and/or its contractors. (b) RCTC and its contractors shall take all reasonable steps to minimize any impacts to OCTA's operations, including, without limitation, conducting all Work on the OCTA Toll Facility only between the Permitted Closure hours during the timeframes identified in Section 1 above. (c) RCTC or its contractors shall acquire all applicable governmental permits, approvals and other authorizations required under all applicable federal, state and local laws, regulations, orders and ordinances prior to conducting the Work. All Work shall be conducted in accordance with all (i) applicable federal, state and local laws, regulations, rules, orders and ordinances, (ii) all industry standards, and (iii) all additional standards as reasonably required by OCTA. (d) RCTC and/or its contractors, at their sole cost and expense, shall before the end of any closure promptly remove from the OCTA Toll Facility all equipment and any soil, material and waste generated during the Work. OCTA shall not be identified as the generator of any such soil, material or waste on any manifests or similar documents generated in connection with the Work; provided, however, that this provision shall not be construed as preventing the identification of the property if required on such manifests or similar documents. (e) RCTC and/or its contractors shall deliver to OCTA notice of any Permitted Closures of the OCTA Toll Facility, not less than thirty days prior to the proposed commencement date of the Permitted Closure. Any such closure shall be subject to the approval of OCTA. If RCTC's contractor wishes to withdraw or amend a previously submitted notice of Permitted Closure(s), the contractor shall provide further notice (in the same manner as the original notice) of such withdrawal or amendment not less than five days prior to the proposed commencement date of the Permitted Closure. If RCTC and/or its contractors fail to deliver such withdrawal or amendment not less than seventy-two (72) hours prior to the proposed commencement date of the Permitted Closure, RCTC shall still be responsible for payment of the Permitted Closure even though said Permitted Closure was not utilized by RCTC and/or its contractors. (f) RCTC and/or its contractor shall provide further notice as soon as they have knowledge that a Permitted Closure will be late in reopening. In the event that a Permitted Closure does not reopen on time, OCTA will not authorize any further lane closures until RCTC's contractor submits to OCTA a corrective action plan to avoid recurrences and OCTA approves, in writing, said corrective action plan. (g) Closures of the OCTA Toll Facility shall not be allowed during the following weekends: (i) New Year's weekend; (ii) on Martin Luther King weekend; (iii) on Presidents Day weekend; (iv) on Easter weekend; (v) on Mother's Day weekend; (vi) on Memorial Day weekend; (vii) 4th of July weekend; (viii) Labor Day weekend; (ix) Veterans 3 1233807.1 529 Day weekend; (x) Weekend before and weekend after Thanksgiving; and (xi) weekend before and weekend after Christmas Day. (h) The Work shall be conducted only under the supervision of person and entities licensed and certified to perform the Work. Furthermore, an authorized representative of RCTC or RCTC's Construction Management firm shall be present at all times during the Work. (i) RCTC represents and warrants to OCTA that RCTC is legally insured for property damage and personal injury, in the amount of $1,000,000 per occurrence/$2,000,000 aggregate with additional limits of $25,000,000 per occurrence in Excess Liability. In addition, RCTC shall cause all of its contractors performing the Work who enter upon the OCTA Toll Facility to maintain, at least $5,000,000 per occurrence in insurance coverage under all of the following types of policies: automobile liability insurance, commercial general liability insurance (which shall include coverage for both bodily injury and abroad form property damage), and Professional Liability insurance, Pollution Liability insurance, as well as all worker's compensation insurance required by law including a waiver of subrogation in favor of OCTA, its officers, directors, employees or agents. The foregoing coverage limits may be met through a combination of the contractor's underlying policies and umbrella or excess liability insurance. OCTA shall be named as an additional insured on all such policies maintained by RCTC's contractor except for the worker's compensation and professional liability policies. In no event shall the amount of such insurance coverage serve as a limitation on RCTC's or its contractors' liability. (j) RCTC and its contractors shall, at their sole cost and expense, repair all damage to the OCTA Toll Facility caused by the Work, it being the intent of this Agreement that upon completion of the Work, business activities on the OCTA Toll Facility may promptly resume without hindrance, obstruction or delay, and the OCTA Toll Facility shall be in the same condition as existing prior to the Work. (k) OCTA shall have absolutely no obligation for advising or informing RCTC or its contractors as to the location(s) of any underground utilities, structures, equipment at or beneath the OCTA Toll Facility. The responsibility for determining and confirming the location(s) of any underground utilities, structures and equipment shall be solely of RCTC and its contractors. In the event any underground utilities, structures or equipment are damaged by the Work, it shall be RCTC's and its contractors' responsibility to promptly repair, at their sole cost and expense, the same, regardless of the reason(s) why such utilities, structures or equipment were damaged, it being the intent of the Parties hereto that the risk of the same shall be borne solely by RCTC. (1) (m) adjacent structures, facilities, underground utilities or equipment that results in the OCTA Toll Facility not being fully available for use during the repair, RCTC shall reimburse OCTA at the Permitted and Unpermitted Closure rates listed in Section 2 above for the entirety of time it takes to effectuate the repair RCTC shall be responsible for providing all safety measures during the Work. If the performance of the Work causes damage to the OCTA Toll Facility or any 4. Indemnity - In further consideration of OCTA entering into this Agreement, RCTC agrees to protect, hold harmless, indemnify and defend OCTA and its directors, officers, employees, 1233807.1 4 530 contractors, representatives, successors and assigns (collectively, "Indemnified Parties") from and against any and all suits, claims, causes of actions, assessments, taxes, demands, damages, liens, losses, injuries, liabilities, orders, directives, fines, penalties, costs and expenses (including reasonable attorneys' fees and costs, expert witness fees and bond costs) related to, arising from or based upon: (i) any bodily injury (including death) and/or property damage arising from, caused by or resulting from the Work, (ii) any negligent act(s) or omission(s) at or regarding the OCTA Toll Facility by RCTC or its contractors arising from, caused by or resulting from the Work, and/or (iii) any breach of this Agreement by RCTC. The foregoing shall not apply to the extent of OCTA's sole negligence, active negligence or willful misconduct. 5. Notice — Except as may otherwise be expressly provided for in this Agreement, any notices or the like required hereunder shall be in writing and shall be deemed delivered, provided or received, as required by applicable provision, (i) when delivered if personally delivered, (ii) when emailed to the addresses listed below with return receipt, (iii) upon written fax confirmation if sent via fax, (iv) the next business day if sent via overnight carrier for guaranteed delivery the next business day with delivery confirmation, or (v) three (3) business days after being sent by United States first class certified mail — return receipt requested, postage prepaid, if mailed. Any notices or the like required hereunder shall be sent as follows: If to OCTA: Orange County Transportation Authority Kirk Avila, General Manager 550 South Main St. Orange, CA 92688 714-560-5674 kavila@octa.net If to RCTC: Riverside County Transportation Commission Bryce Johnson, Project Manager 4080 Lemon Street, 3rd Floor Riverside, CA 92502 760-269-5150 BJohnston@RCTC.org The foregoing addresses may be changed from time to time in a manner in compliance with this Section. If any notice sent via personal delivery of fax is received by the recipient on a Saturday, Sunday, legal holiday or after 5:00 pm Pacific Standard Time on a business day, it shall be deemed delivered, provided and received on the next business day. 6. Governing Law — This Agreement shall be governed by and construed in accordance with the laws of the State of California. 7. Assignment - This Agreement may not be assigned by RCTC. This Agreement may be assigned by OCTA in its sole discretion. 8. Counterparts — This Agreement may be executed in counterparts, which counterparts shall constitute a single, integrated agreement. 9. Modification; Waiver — This Agreement cannot be modified, amended or altered, or any of the terms hereof waived, except by a writing referring specifically to this Agreement and its intent to 5 1233807.1 531 modify, amend, alter or waive the same, signed by the Parties. No such waiver shall be deemed to be a subsequent waiver of such provisions or a waiver of any subsequent breach of the same or any other provision hereof. 10. Entire Agreement — This Agreement contains all agreements and understandings between the Parties pertaining to the subject matter hereof. There are no oral or written representations, stipulations or warranties, express or implied, with respect to the same which are not fully set forth herein. 11. Headings — The paragraph headings in this Agreement are intended solely for the convenience of reference and shall not in any manner amplify, limit, modify or otherwise affect the interpretation of any provision of this Agreement, and the masculine, feminine or gender neutral, as well as the singular and plural, shall be deemed to include the other gender and numbers whenever the context so indicates or requires. 12. No Joint Venture — The Parties acknowledge and agree that this Agreement shall not be construed to create a partnership, joint venture, employment or agency relationship between the Parties. 13. Additional Representations and Warranties — Each Party to this Agreement represents and warrants: (i) it has made such investigation of the facts and matters pertaining to this Agreement that it deemed necessary, (ii) it had an opportunity to consult with an attorney regarding this Agreement, and (iii) it has read this Agreement and understands its contents. 14. Authority to Execute — Each of the persons signing this Agreement hereby represents and warrants that he/she is authorized to execute this Agreement on behalf of the Party for whom he/she is signing. 15. Time is of the Essence — Time is of the essence with respect to each and every provision hereof. 16. Breach by Contractors — Any breach of any duty, covenant or obligations of RCTC's contractors hereunder shall be deemed a breach of this Agreement by RCTC. 6 1233807.1 532 IN WITNESS WHEREOF, the Parties have duly entered into this Agreement. ORANGE COUNTY TRANSPORTATION AUTHORITY Darrell Johnson, CEO Date: Approved as to Form James M. Donich General Counsel RIVERSIDE COUNTY TRANSPORTATION COMMISSION Anne E. Mayer, Executive Director Approved as to Form Steven C. DeBaun General Counsel 7 1233807.1 533 ATTACHMENT 5 DocuSign Envelope ID: 73C7EE45-1 E32-41 D2-A170-1AF383F54B4B Agreement No. 22-31-088-00 Riverpark Mitigation Bank RIVERPARK MITIGATION BANK CREDIT RESERVATION AGREEMENT This Reservation Agreement ("Agreement") is made and entered into this 7th day of June, 2022 ("Effective Date") by and between EIP III Credit Co., LLC, a Delaware limited liability company ("Bank Sponsor") and RIVERSIDE COUNTY TRANSPORTATION COMMISSION ("Project Proponent"). Bank Sponsor and Project Proponent may be referred to individually as "Party" or collectively as the "Parties." The Parties agree as follows: 1. INTRODUCTION. 1.1. Riverpark Mitigation Bank. The Riverpark Mitigation Bank ("Mitigation Bank" or "Bank") has been authorized by the Army Corps of Engineers, Los Angeles District ("Corps"), United States Fish and Wildlife Service ("USFWS"), California Regional Water Quality Control Board, Region 8 ("RWQCB") and the California Department of Fish and Wildlife ("CDFW"), collectively the Interagency Review Team, or "IRT", pursuant to a Mitigation Bank Enabling Instrument ("BEI") that was fully executed on October 25, 2019, to operate as a mitigation bank with credits ("Credits") available for sale. The Credits consist of Waters of the U.S., Waters of the State, and Covered Habitat Credits. 1.2. Project Proponent. Project Proponent is seeking to implement the SR- 71/SR-91 Interchange Improvement project ("Project") located within Riverside County, California, which may impact jurisdictional waters, wildlife, and/or habitat values, and seeks to reserve Credits from the Mitigation Bank to compensate for the loss. Project Proponent alone shall be responsible for obtaining the approval of the applicable agencies to mitigate the impacts of its Project(s). In that regard, Bank Sponsor has made no, and makes no, representation, warranty, or guaranty that the applicable agencies will approve the Mitigation Bank as suitable mitigation for the Project. 1.3. Purpose. The purpose of this Agreement is to grant Project Proponent an exclusive right to purchase 2.79 re-establishment CDFW mitigation Credits from the Bank. 1.4. Purchase and Sale Agreements. Bank Sponsor and Project Proponent shall execute a Purchase and Sale Agreement ("Exhibit A") to provide the Project Proponent with the required Credit amounts indicated in Section 2 below. This form of Purchase and Sale Agreement is as required by the Riverpark Bank Enabling Instrument, and this transaction shall be reported by the Bank Sponsor to the regulatory agencies in accordance with the Riverpark Bank Enabling Instrument. Page 1 534 DocuSign Envelope ID: 73C7EE45-1 E32-41 D2 -A170-1 AF383F54B4B 1.5. Effective Date. The effective date ("Effective Date") of this Agreement shall be the date that a duly executed copy of this Agreement is entered into by both Parties as indicated by the date entered above and equal to the date of the last signature provided on Page 5 of this Agreement. 2. RESERVATION. Upon execution of this Agreement and delivery of the Reservation Payment (defined below), Bank Sponsor hereby grants Project Proponent an exclusive right (the "Reservation") to purchase 2.79 re-establishment CDFW mitigation Credits (EPIMS- RIV-18839-R6) from the Bank when they become available as provided for in Section 2.2. Project Proponent must exercise his/her/its right to reserve the Credits and provide the Reservation Payment by June 1, 2022. 2.1. Reservation Term. The term ("Reservation Term") of the Reservation shall commence on the Effective Date and, unless sooner terminated as provided herein, shall end December 31, 2022. 2.2. Exercise. The Reservation shall be exercised by executing the Agreement for Sale of Credits, which is attached as Exhibit A. Such exercise and payment of the remaining Purchase Price balance must be made within 14 days of Bank Sponsor providing notice to Project Proponent that the IRT has released a sufficient number of Credits to satisfy the Reservation and all Credits reserved for other project proponents as of the Effective Date ("Credit Release Notice"). 3. PURCHASE AND SALE. If Project Proponent exercises the Reservation, Bank Sponsor shall sell, and Project Proponent shall buy, the Credits on the terms and conditions as set forth below and in the Agreement for Sale of Credits (Exhibit A). 3.1. Purchase Price. The purchase price ("Purchase Price") shall be an amount equal to One Million Eighteen Thousand Three Hundred Fifty dollars ($1,018,350.00)2 which is based upon Three Hundred Sixty-five Thousand dollars ($365,000.00) per Credit. 3.2. Project Proponent shall provide payment of One Hundred One Thousand Eight Hundred Thirty-five dollars ($101,835.00), which is 10% of the total Purchase Price ("Reservation Payment"), in accordance with Section 2, above. The Reservation Payment is nonrefundable except as described in Section 3.3 below. The remaining Purchase Price balance, Nine Hundred Sixteen Thousand Five Hundred Fifteen dollars ($916,515.00), must be made within 14 days of Bank Sponsor providing Credit Release Notice to Project Proponent. 3.3 Refund and Credit Release Requests. If Bank Sponsor receives the full amount of the Reservation Payment in accordance with the Provisions of Section 3.1 but does not provide Project Proponent the Credit Release Notice by the end of the Reservation Term, then Bank Sponsor would, at the election of the Project Proponent, either: (a) extend the Agreement, or (b) refund to the Project Proponent the Reservation Payment. 3.4. Termination. If Bank Sponsor has not received the Reservation Payment by April 26, 2022, Bank Sponsor shall automatically be released from its obligation to reserve the Credits for Project Proponent, and Project Proponent shall have no further right to any of the Credits from Bank Sponsor. Page 2 535 DocuSign Envelope ID: 73C7EE45-1E32-41 D2-A170-1AF383F54B4B In the event of a termination under this Section 14, the Parties shall have no further rights or obligations with respect to each other. 4. LIMITATION OF OBLIGATIONS, RIGHTS OF PROJECT PROPONENT. 4.1. Limitation of Obligations. Project Proponent shall have no obligation whatsoever by reason of the use of the Mitigation Bank, to support, pay for, monitor, report on, sustain, continue in perpetuity, or otherwise be obligated or liable for the success or continued expense or maintenance in perpetuity of that site. 4.2. Limitation of Rights. Nothing in this Agreement shall result in Project Proponent having any right, title, or interest in the Mitigation Bank greater than that specifically granted by this Agreement. Project Proponent's sole right shall be to purchase Credits from the Bank Sponsor that serve as the required mitigation for the Project. 4.3. Joint Use. Bank Sponsor shall reserve the Credits for the sole use of the Project Proponent. This reservation shall in no way restrain Bank Sponsor from selling mitigation values or credits at the Mitigation Bank to others, so long as the aggregate number of mitigation values or credits sold to all parties, including Project Proponent, does not exceed the aggregate number of mitigation values or credits that are either anticipated in future credit releases or authorized for sale. 4.4. Project Approvals. Project Proponent alone shall be responsible for obtaining the approval of the applicable agencies to mitigate the impacts of the Project with the Mitigation Bank. In that regard, neither Bank Sponsor nor the Bank make any representation, warranty, or guaranty that the applicable agencies will approve the Mitigation Bank as suitable mitigation for the Project. Notwithstanding the foregoing, Bank Sponsor shall reasonably cooperate with Project Proponent's efforts to obtain applicable agencies' approval for use of the Credits by providing information required by applicable agencies and executing documents required by the applicable agencies. Bank Sponsor shall not be obligated to bear any cost greater than a nominal expense or incur any additional liability in connection with such cooperation. 4.5. Limitations on Assignment Transfer. Project Proponent acknowledges that Bank Sponsor is not willing to sell mitigation values or the Credits which could be resold in competition with the remaining mitigation values or Credits available for sale within the Mitigation Bank. This Reservation Agreement applies solely to the Project and cannot be transferred to another entity or another project. 5. MISCELLANEOUS PROVISIONS 5.1. Notices. Any notices, requests, demands, or other communications required or permitted to be given under this Agreement shall be in writing and shall be deemed to have been duly given on the date of service if served personally (FedEx and similar services shall be considered to be personal service) or by telephone facsimile or other electronic transmission (provided that the sender of a telephone facsimile or other electronic transmission has received a return receipt signed by the Party so notified, or has other written evidence of receipt), and upon the second business day after mailing, if mailed to the Party to whom notice is to be given, by first - Page 3 536 DocuSign Envelope ID: 73C7EE45-1 E32-41 D2-A170-1AF383F54B4B class mail, registered or certified, postage prepaid, return receipt requested, and properly addressed as follows: Bank Sponsor: Joseph Williams EIP III Credit Co., LLC 5550 Newbury Street, Suite B Baltimore, MD 21209 Telephone: (410) 982-0240 Email: joe(niecosystempartners.com Project Proponent: Bryce Johnston Riverside County Transportation Commission 4080 Lemon Street, Floor 3 Riverside, CA 92501 Telephone: (951) 205-9397 Email: bjohnston@a,rctc.org Any Party may change its address for purposes of this section by giving the other Party written notice of the new address in the manner set forth above. 5.2. Modification. No waiver, alteration, modification, or termination of this Agreement shall be valid unless made in writing. 5.3. Payments. Any and all obligations of the Project Proponent under this Agreement, whether financial or otherwise, shall be payable solely from the revenues, income, rents, and receipts earned by the Project Proponent. Nothing herein shall be deemed to prevent the Project Proponent from making any payments from any other legally available source. The financial obligations of the Project Proponent payable after the current fiscal year are contingent upon funds for that purpose being appropriated, budgeted, and otherwise made available. 5.4. Jurisdiction. The Parties hereby consent to the exclusive jurisdiction of Riverside County, California in any action on a claim arising out of, under or in connection with this Agreement or the transactions contemplated by this Agreement. Each Party further agrees that personal jurisdiction over him or her may be effected by service of process by registered or certified mail addressed as provided in Section 5.1 of this Agreement, and that when so made shall be as if served upon him or her personally within the State of California. 5.5. Non -Binding Mediation. In the event that the Parties are unable to resolve any differences concerning the terms of this Agreement, the Parties agree to participate in nonbinding mediation concerning such differences prior to the commencement of litigation. 5.6. Governmental Immunity and Limitations. No term or condition of this Agreement shall be construed or interpreted as a waiver, expressed or implied, of any of the immunities, rights, benefits, protections, or other provisions of the California Constitution or the Page 4 537 DocuSign Envelope ID: 73C7EE45-1 E32-41 D2-A170-1AF383F54B4B Federal Tort Claims Act, 28 U.S.C. §§ 1346(b) and 2671 et seq., as applicable now and hereafter amended. 5.7. Interpretations Entire Agreement. The headings or captions to the sections of this Agreement are not a part of the Agreement and shall have no effect upon the construction or interpretation of any part thereof. This Agreement sets forth the entire understanding between the Parties as to the subject matter of the Agreement and merges all prior discussions, negotiations, letters of understanding, or other promises, whether oral or in writing. 5.8. Attorneys' Fees. In the event any of the Parties shall commence legal proceedings for the purpose of enforcing any provision or condition hereof, or by reason of any breach arising under the provisions hereof, then the prevailing Party in such proceeding shall be entitled to court costs and reasonable attorneys' fees. Without limiting the generality of the foregoing, the prevailing Party shall be entitled to recover its attorneys' fees and other legal expenses incurred in connection with a bankruptcy or other insolvency -related proceeding of the other Party (and including such fees and expenses incurred in efforts, whether successful or not, to obtain adequate protection, annulment, modification, or termination of the automatic stay). IN WITNESS WHEREOF, the Parties have executed this Credit Reservation Agreement as of the Effective Date. BANK SPONSOR PROJECT PROPONENT EIP III CREDIT CO., LLC, a Delaware RIVERSIDE COUNTY limited liability company TRANSPORTATION COMMISSION By: fYlt]Af•AMl9rlf t,,, Name: Nick Dilks rDocuSigned by: By: Name: nne Mayer a Its: Manager Its: Executive Director Date: June 7, 2022 1 09:16:09 PDT APPROVED AS TO FORM: By: v v Name: Steven C. DeBaun Its: Attorney for Riverside County Transportation Commission Date: 5/25/2022 Date: June 7, 2022 Page 5 538 DocuSign Envelope ID: 73C7EE45-1 E32-41 D2-A170-1AF383F54B4B EXHIBIT A DRAFT CREDIT PURCHASE AND SALE AGREEMENT TEMPLATE Page 6 539 DocuSign Envelope ID: 73C7EE45-1 E32-41 D2-A170-1AF383F54B4B Riverpark �Mrtigation r3avtk ®RpFJI AGREEMENT FOR SALE OF CREDITS This Agreement is entered into this day of , 2022, by and between EIP III CREDIT CO., LLC, a Delaware limited liability company (Bank Sponsor) and RIVERSIDE COUNTY TRANSPORTATION COMMISSION (Project Proponent), jointly referred to as the "Parties," as follows: RECITALS A. The Bank Sponsor has developed the Riverpark Mitigation Bank (Bank) located in Riverside County, California; and B. The Bank has been developed pursuant to a Bank Enabling Instrument (BEI) entered into by and between Bank Sponsor, the Los Angeles District of the U.S. Army Corps of Engineers (USACE) (File No. SPL-2015-00318), United States Fish and Wildlife Service (USFWS), the California Regional Water Quality Control Board, Region 8 (Regional Water Boards), and the California Department of Fish and Wildlife (CDFW) (Tracking No. 1798-2015-01-R6), on December 17, 2019, and C. Project Proponent is seeking to implement the project described on Exhibit "A" attached hereto (Project), which would unavoidably and adversely impact Riverine Wetland, and seeks to compensate for the loss of Riverine Wetland by purchasing Credits from Bank Sponsor; and D. Project Proponent has been authorized by CDFW: EPIMS-RIV- 18839-R6 to purchase from the Bank 2.79 re-establishment CDFW mitigation Credits, upon confirmation by the Bank Sponsor of Credit availability/adequate balance of Credits remaining for Transfer; and E. Project Proponent desires to purchase from Bank Sponsor and Bank Sponsor desires to sell to Project Proponent 2.79 re-establishment CDFW mitigation Credits. DocuSign Envelope ID: 73C7EE45-1 E32-41 D2-A170-1AF383F54B4B NOW, THEREFORE, THE PARTIES AGREE AS FOLLOWS: 1. Bank Sponsor hereby sells to Project Proponent and Project Proponent hereby purchases from Bank Sponsor 2.79 re-establishment CDFW mitigation Credits. The Bank Sponsor will upon receipt of the Purchase Price deliver to Project Proponent an executed Bill of Sale in the manner and form as attached hereto and marked Exhibit "B". The Purchase Price for said Credits shall be paid by ACH payment or wire transfer of funds according to written instructions provided by Bank Sponsor to Project Proponent. 2. The sale and transfer herein are not intended as a sale or transfer to Project Proponent of a security, license, lease, easement, or possessory or non - possessory interest in real property, nor the granting of any interest of the foregoing. 3. Project Proponent shall have no obligation whatsoever by reason of the purchase of the Credits, to support, pay for, monitor, report on, sustain, continue in perpetuity, or otherwise be obligated or liable for the success or continued expense or maintenance in perpetuity of the Credits sold, or the Bank. Pursuant to the BEI and any amendments thereto, Bank Sponsor shall monitor and make reports to the appropriate agency or agencies on the status of any Credits sold to Project Proponent. Bank Sponsor shall be fully and completely responsible for satisfying any and all conditions placed on the Bank or the Credits by all state or federal jurisdictional agencies. 4. The Credits sold and transferred to Project Proponent shall be non- refundable, non -transferable and non -assignable to any project other than the one listed herein, and shall not be used as compensatory mitigation for any other project or purpose, except as set forth herein. 5. Project Proponent must exercise his/her/its right to purchase the Credits within 14 days of the date this Agreement is provided to the Project Proponent. Without Bank Sponsor approval, after the 14 -day period this Agreement will be considered null and void. 6. Upon purchase of the Credits specified in Recital D above, the Bank Sponsor shall submit to the parties listed in the Notices section of the BEI, copies of the: a) Agreement for Sale of Credits; b) Bill of Sale; c) Payment Receipt; and d) an updated ledger. The updated ledger must detail: i) Project Proponent; ii) Project Name; iii) Status (sale complete/sale not complete); iv) Credit Sale Date; v) Permitting Agency File/Tracking Number; vi); vii) Total Number of Credits Authorized to Sell; viii) Total Number of Credits Sold to Date (inclusive); and ix) Balance of all Credits Available. The ledger should include all sales data from bank establishment to the present. DocuSign Envelope ID: 73C7EE45-1E32-41 D2-A170-1AF383F54B4B IN WITNESS WHEREOF, the Parties have executed this Agreement the day and year first above written. BANK SPONSOR EIP III CREDIT CO., LLC, a Delaware limited liability company By: Name: Nick Dilks Its: Manager PROJECT PROPONENT RIVERSIDE COUNTY TRANSPORTATION COMMISSION By: Name: Anne Its: Executive Director DocuSign Envelope ID: 73C7EE45-1 E32-41 D2 -A170-1 AF383F54B4B Exhibit "A" DESCRIPTION OF PROJECT TO BE MITIGATED Name of Project: SR-71/SR-91 Interchange Improvement Project Project Location: City of Corona, Riverside County, California Permitting Agencies File/Tracking Number: CDFW: EPIMS-RIV-18839-R6 RWQCB: SARWQCB Project 332021-09; No Riverpark credits required USACE: SPL-2010-00408-VCC; No Riverpark credits required Project Description: The project proposes to improve the existing SR-71/SR-91 interchange by constructing a new direct flyover connector from eastbound (EB) SR -91 to northbound (NB) SR -71. In addition to the flyover bridge connector, the Green River Road EB onramp will be reconstructed, the SR -71 realigned, and access to properties relocated. Species/Habitat Affected: Streambed and riparian habitat Credits to be Purchased: 2.79 acres re-establishment Method of payment: Wire Transmittal ACH Payment X DocuSign Envelope ID: 73C7EE45-1 E32-41 D2-A170-1AF383F54B4B "Exhibit B" BILL OF SALE Riverpark Mitigation Bank Contract # 22 -RP Permitting Agency File/Tracking No(s). CDFW: EPIMS-RIV-18839-R6. In consideration of $1,018,350.00, receipt of which is hereby acknowledged, EIP III Credit Co., LLC (Bank Sponsor), does hereby bargain, sell and transfer to RIVERSIDE COUNTY TRANSPORTATION COMMISSION (Project Proponent), for the SR-71/SR-91 Interchange Improvement project, 2.79 re-establishment CDFW mitigation Credits in the Riverpark Mitigation Bank in Riverside County, California, developed, and approved under the authority of the Los Angeles District of the U.S. Army Corps of Engineers (USACE), United States Fish and Wildlife Service (USFWS), the California Regional Water Quality Control Board, Region 8 (Regional Water Boards), and the California Department of Fish and Wildlife (CDFW), as mitigation for the Project described in Attachment 1. Bank Sponsor represents and warrants that it has good title to the Credits, has good right to sell the same, and that they are free and clear of all claims, liens, or encumbrances. Bank Sponsor covenants and agrees with the Project Proponent to warrant and defend the sale of the Credits hereinbefore described against all and every person and persons whomsoever lawfully claiming or to claim the same. DATED: EIP III CREDIT CO., LLC, a Delaware limited liability company s� By: Name: Nick Di (164, Its: Manager DocuSign Envelope ID: 73C7EE45-1 E32-41 D2-A170-1AF383F54B4B Attachment 1 Riverpark Mitigation Bank WETLAND CREDITS: PAYMENT RECEIPT PROJECT PROPONENT INFORMATION Name: Riverside County Transportation Commission Address: 4080 Lemon Street, Floor 3 Riverside, CA 92501 Telephone: (951) 205-9397 Contact: Bryce Johnston RCTC Construction Project Manager Email: bjohnston@rctc.org PROJECT INFORMATION Project Description: The project proposes to improve the existing SR-71/SR-91 interchange by constructing a new direct flyover connector from eastbound (EB) SR -91 to northbound (NB) SR -71. In addition to the flyover bridge connector, the Green River Road EB onramp will be reconstructed, the SR -71 realigned, and access to properties relocated. Project Location: City of Corona, Riverside County, California Agency File/Tracking Number(s): CDFW: EPIMS-RIV-18839-R6 RWQCB: SARWQCB Project 332021-09; No Riverpark credits required USACE: SPL-2010-00408-VCC; No Riverpark credits required Species/Habitat Affected: Streambed and riparian habitat Credits to be Purchased: 2.79 re-establishment RIVERSIDE COUNTY TRANSPORTATION COMMISSION AWARD CONSTRUCTION CONTRACT FOR 71/91 INTERCHANGE Riverside County Transportation Commission October 12, 2022 Bryce Johnston, Senior Capital Projects Manager 71/91 interchange Background - The Project was identified and approved by voters in 2009 as part of Measure A and was included in the Measure A 10 -Year Western Riverside County Highway Delivery Plan. - The Project will improve mobility on SR -91 and SR -71 by enhancing operations and the capacity of the 71/91 interchange - Constructing a new, direct connector ramp from eastbound SR -91 to northbound SR -71 and reconfiguring the eastbound SR -91 ramp between Green River Road and the 71/91 interchange 3 71/91 interchange Project Location/Features - Realign portions of the existing SR -71/ SR - 91 interchange - Construct a new direct connecter from eastbound SR -91 to northbound SR -71 - Re -configure eastbound ramps between the Green River Road and SR -71 interchanges with SR -91 - Remove existing EB 91 to NB 71 ramp 4 71/91 interchange Bid Results Firm Bid Amount (In order from low bid to high bid) 1 Engineer's Estimate (excluding Contingency & Supplemental Funds) Skanska USA Civil West California District Inc. Security Paving Company, Inc. MCM Construction, Inc. Flatiron West, Inc. Guy F. Atkinson Construction, LLC OHLA USA, Inc. Griffith Company $114,255,916.00 $120,500,000.00 $138,668,129.76 $140,291,364.10 $147,877,978.00 $154,597,244.95 $160,640,433.27 $160,758,430.86 6 71/91 Interchange Contingency Funds Staff is requesting an approximate 12% contingency. • Army Corps of Engineers Permit Restrictions • Sufficient Funding available for the increased contingency 7 Contract Allotted Closures 71/91 Interchange OCTA Agreement COST NOTES Eastbound (2 each) 155,200.00 Westbound (2 each) 164, 000.00 $77,600 per closure $82,000 per closure Contingency Closures Eastbound (2 each) Westbound (2 each) 155,200.00 164, 000.00 $77,600 per closure $82,000 per closure 8 71/91 Interchange Mitigation Credits - The project is resulting in impacts to jurisdictional features within the project footprint - These impacts require permitting with the regulatory agencies pursuant to Section 404 (USACE), 401 of the Clean Water Act, the State Porter -Cologne Water Quality Act (RWQCB), and Section 1600 of the California Fish and Game code (CDFW) - To address the permitting requirements, 4.35 acres in mitigation credits from approved mitigation banks are required - Agreement No. 22-31-088-00 to Riverpark Mitigation Bank for compensatory mitigation for the Project in the amount not to exceed of $1,018,035 to comply with California Department of Fish and Wildlife 1602 Permit - Agreement No. 23-31-003-00 to Soquel Canyon Mitigation Bank for compensatory mitigation for the Project in the amount not to exceed of $468,000 to comply with Regional Water Quality Control Board 401Permit and Army Corps of Engineers 404 Permit 9 71/91 interchange Project Impact and Outreach - Main public impact is falsework placement and removal - Full Freeway Closures - Detours will be available - Robust outreach program planned — social media, videos, construction updates, text messaging, webpage - Project will minimize impacts to 91 Express Lanes - Adjacent to Prado Dam facilities 10 71/91 Interchange Staff Recommendations 1) Award Agreement No. 20-31-042-00 to Skanska USA Civil West (Skanska) to construct the State Route 71 / State Route 91 Interchange Improvement project (Project), in the amount of $120,500,000, plus a contingency in the amount of $14,460,000 for a total amount not to exceed of $134,960,000; 2) Award Agreement No. 21-31-124-00 to Orange County Transportation Authority (OCTA) for reimbursement of temporary closures of OCTA's 91 Express Lanes in support of the Project in the amount of $319,200, plus a contingency amount of $319,200, for a total amount not to exceed $638,400; 3) Finalize Award Agreement No. 22-31-088-00 to Riverpark Mitigation Bank for compensatory mitigation for the Project in the amount not to exceed of $1,018,035; 4) Finalize Award Agreement No. 23-31-003-00 to Soquel Canyon Mitigation Bank for compensatory mitigation for the Project in the amount not to exceed of $468,000; 5) Authorize the Chair or Executive Director, or designee, to approve contingency work up to the total amount not to exceed as required for the Project, and 6) Authorize the Chair or Executive Director, pursuant to legal counsel review, to finalize and execute the agreements on behalf of the Commission. 11 Stay Connected rctc.org/71-9linterchange 951.787.7141 info@rctc.org f IF 0 @theRCTC 12 AGENDA ITEM 8 RIVERSIDE COUNTY TRANSPORTATION COMMISSION DATE: October 12, 2022 TO: Riverside County Transportation Commission FROM: Joie Edles Yanez, Capital Projects Manager Erik Galloway, Project Delivery Director THROUGH: Anne Mayer, Executive Director SUBJECT: Perris -South Station and Layover Expansion Project Plans, Specifications Estimates STAFF RECOMMENDATION: This item is for the Commission to: 1) Authorize staff to commence Plans, Specifications, and Estimates (PS&E) phase for the Perris -South Station and Layover Expansion Project (Project), pending the California Transportation Commission (CTC) PS&E funding allocation of $2,700,000 on October 13, 2022; 2) Approve an amendment to the Fiscal Year 2022/23 - 2026/27 Short Range Transit Plan to include $25,042,000 of Transit Intercity Rail Capital Program (TIRCP) funds for the Project; 3) Approve a FY 2022/23 budget adjustment of $1,000,000 for both revenue and expenses related to the Project; 4) Award Cooperative Agreement No. 23-33-022-00 to Southern California Regional Rail Authority (SCRRA) for project support on behalf of the Commission in an amount not to exceed $500,000; and 5) Authorize the Chair or Executive Director, pursuant to legal counsel review, to execute Cooperative Agreement No. 23-33-022-00 on behalf of the Commission. BACKGROUND INFORMATION: The Commission, with the cooperation of SCRRA, has been working over the past several years to seek funding for various projects within the Perris Valley Line (PVL) corridor. These infrastructure improvement projects would allow for enhanced reliability and expanded bi-directional, peak period service to work towards the goal of 30 -minute service frequencies. As a result of this combined effort, the California State Transportation Agency (CaISTA) awarded SCRRA $25,042,000 in TIRCP funds to complete two major Metrolink PVL capacity improvements. The award includes two components: 1) Perris -South Station Expansion 2) Perris -South Layover 4th Track Agenda Item 8 546 These projects would provide the following infrastructure improvements: Perris -South Station Expansion The scope of work includes a second passenger loading platform at the station along with canopies, and other passenger amenities. To service the new platform 1,100 feet of new station track will be added to allow two passenger trains to load and deboard at the same time. This will also ensure the station remains operational if one train were to break down on one of the station tracks. The new platform and track were included in the original PVL design up to the 30 percent level but were removed and not constructed due to funding constraints. The project was also included in the final environmental document for the PVL project. The Project is located on the north side of Case Road in the city of Perris, see Attachment 1 for the project location map. Perris -South Layover 4th Track The scope of work includes the construction of a 4th layover track at the Perris -south layover maintenance yard. This will include installing new rail switch, track, and other items necessary for the operation of the track. This project was also included within the PVL design up to the 30 percent level but was removed and not constructed due to funding constraints. The project was also included in the final environmental document for the PVL project. Project Approach Due to the Commission's extensive experience in the design and construction of the entire PVL and specifically the Perris -South Station, staff held discussions with SCRRA about the best project approach. It was mutually decided that Commission staff will lead all phases of the project in close coordination with SCRRA. Both agencies will work closely to properly deliver the project and SCRRA will assist with allocations relating to the grant funds. Due to the project's proximity to one another the Perris -South Station Expansion and Perris -South Layover 4th track will be combined into one project. The Notice of Exemption (NOE) was filed with the State Clearing House on August 31, 2022. Unless a challenge is submitted within 30 days, this concludes the end of the environmental phase. The PS&E will be implemented via the Commission's Rail On -Call Design Agreement No. 21-33-064-00. On September 15, 2022, a Request for Task Order Proposal was submitted to the Rail On -Call Design consultants. The consultants have four weeks to prepare their response to the request with the proposals due on October 13, 2022. Staff will evaluate the proposals and award the project to the highest ranked proposal that best matches the task order requirements. Staff recommends authorization to commence PS&E Phase for the Perris -South Station and Layover Expansion Project utilizing the Rail On -Call design consultant bench to perform the work. It is anticipated the Notice to Proceed (NTP) for the PS&E phase will issued the beginning of December 2022. Agenda Item 8 547 SCRRA Cooperative Agreement As part of the project development, the Commission and SCRRA will need to work collaboratively with defined roles and responsibilities related to the final design for the Project. Consistent with other projects, the Commission will need to enter into a cooperative agreement with SCRRA. The cooperative agreement is currently being drafted by RCTC. The Commission will be the lead agency for the design phase of the Project, and SCRRA will provide the following oversight services: 1) Design review; 2) Right of entry permit processing/support; 3) SCRRA communications & signals cable marking; 4) SCRRA safety training (assuming four (4) courses needed during design phase); and 5) Flagging protection for SCRRA right of way during design phase. In addition, this agreement will address any funding and reporting issues related to the $25,042,000 in TIRCP funds awarded by CaISTA. The estimated cost of the SCRRA design support services is $500,000. Staff is currently working closely with SCRRA staff in the development of the cooperative agreement and determination of the final cost, the cooperative agreement will be finalized prior to the issuance of the NTP for the PS&E Phase. Staff recommends approval of Cooperative Agreement No. 23-33-022-00 between the Commission and SCRRA for engineering support services for the Project for an amount not to exceed $500,000. Fiscal Impact When the Commission approved the current budget and SRTP in June 2022, awards for the TIRCP grants had not been announced; therefore, the Project was not included. Once the TIRCP awards were announced, staff immediately began the necessary environmental documentation and is moving forward with securing the PS&E funding through the CTC. At the October 12-13, 2022 CTC meeting, it is anticipated that an allocation of $2,700,00 for the PS&E phase will be approved. The remaining $22,342,000 will be used for construction. If there are any savings from the PS&E phase, staff will request the balance to be added to the construction phase of the Project. Below is a table that summarizes the funding for the Project and the expenditures by fiscal year: Agenda Item 8 548 Funding Source Breakdown & Expenditure Schedule — Table 1 Item FY 2022/23 FY 2023/24+ 1 PS&E $700,000 $1,500,000 Dollar Amount $2,200,000 Fund Source TIRCP 2 SCRRA Cooperative and Funding Agreement $100,000 $400,000 $500,000 TIRCP 3 Construction $0 $22,342,000 $22,342,000 TIRCP 4 Program Management $200,000 $373,000 $573,000 Measure A Total $1,000,000 $24,615,000 $25,615,000 Budget Adjustment in FY 2022/23 is required to receive TIRCP funds in the amount of $800,000, which is the funding source for anticipated PS&E and SCRRA expenses. Program management internal costs of $200,000 will be funded from Measure A fund balance. Staff recommends the Commission approve an amendment to the FY 2022/23 SRTP (Attachment 2) to incorporate the TIRCP funding for the Project. To facilitate all of the necessary changes to be reflected for the Project in the FY 2022/23 budget, staff is recommending a budget adjustment to add the revenue and expenditures of $1,000,000 to the Project budget for FY 2022/23. Staff also recommends authorization for the Chair or Executive Director, pursuant to legal counsel review, to finalize and execute the agreement with SCRRA on behalf of the Commission. Financial Information In Fiscal Year Budget: No Year: FY 2022/23 FY 2023/24+ Amount: $1,000,000 $24,615,000 Source of Funds: TIRCP $25,042,000 Measure A $573,000 Budget Adjustment: Yes, See Table 1 GL/Project Accounting No.: Revenue: TIRCP 003837 415 41510 0000 265 415 41501 0000 ($800,000) Expenditure: 003837 81102 00000 0000 265 33 81101 PS&E ($700,000) 003837 81304 00000 0000 265 33 81301 SCRRA ($100,000) 003837 81301 00000 0000 265 33 81301 Construction ($0) 003837 81001 00000 0000 265 33 81001 Program Management ($200,000) Fiscal Procedures Approved: Date: 09/21/2022 Attachments: 1) Project Location Map 2) FY 2022/23 RCTC SRTP Amendment No. 1 Agenda Item 8 549 ATTACHMENT 1 PERRIS-SOUTH STATION AND LAYOVER FACILITY EXPANSION Figure 3: Expansion of Perris -South Station NEW SIGNAL NEW SIGNAL J PROPOSED PLATFORM EXTENS • 1 '1 NEW DWARF SIGNALS PROPOSED 16 x 510 PLATFORM NEW PE r ' SING WITH FE i 5 REMOVE EXISTING Si RIVERSIDE COUNTY TRANSPORTATION COMMISSION SUPPORT SERVICES SOUTH END 550 3 PERRIS-SOUTH STATION AND LAYOVER FACILITY EXPANSION Figure 4: Additional Track at Layover Facility VIN S -• RIVERSIDE COUNTY TRANSPORTATION COMMISSION CL EXISTING TRACK • 1 MM. •airs►-- ....2111° - ..,.;wit;--.,.. 1 �.,. � • CL PROPOSED LAYOVER TRACK CL EXISTING LAYOVER TRACK .t . SUPPORT SERVICES SOUTH END 551 4 mr ATTACHMENT 2 Original Table 4.0 - Summary of Funding Request - FY2022/23 RCTC Western County Rail, Coachella Valley Rail, and Vanpool Programs Operating Project Western County Rail Total Amount of Funds 5307 RS 5307 013 5307 RS CARES - OB 5337 5337 013 PUC99313 LCTOP LTF LTF - 013 MA CR OTHR LCL SGR PUC99313 SGR PUC99314 STA PUC99313 Farebox Metrolink Operating Subsidy & Preventative Maintenance $26.695.637 $ 4,000,000 $ 19,464,900 $ 230.737 $ 3.000.000 Next Generation Rail Study Phase 11 $500,000 $ 500,000 Prnnram Mananement and Sunnnrt' $7,017,300 $ 2,035,100 $ 3,482,200 $ 1,500,000 San Jacinto Line Right of Way Maintenance $2,442,800 $ 1,995,800 $ 447,000 Station Operations and Security $7,158,200 $ 6.861,000 $ 297,200 Transfer Agreements $100,000 $100,000 Free Rail Pass Program $1,000,000 $ 1,000,000 Vanpool RCTC VanClub Operating Expenses $1.311,812 $ 201,400 $ 82.100 $ 232,400 $795,912 1Sub-total Operating $46.225.749 $0 $0 $201,400 $4,000,000 $0 $1 000 000 $22 100 000 $230,737 $12,421,100 $2,476,600 $0 $0 $3.000,000 5795,912 Capital Project Total Amount of Funds $10.391,915 $441,900 5307 RS $1,989,770 5307 013 5307 RS CARES 5337 $8,402,145 5337 013 LCTOP PUC99313 LTF LTF - OB MA CR OTHR LCL $ 700 SGR PUC99313 SGR PUC99314 STA PUC99313 $441,200 Farebox Western County Rail RCTC Metrolink Capital Obligation Coachella Valley Rall CV Rail Environmental/Service Development Plan - CV 21-1 Sub -total Capital $10.833.815 $1.989 770 $0 $8 402 145 SO $0 $0 $0 $700 00 $0 $441.200 $0 Total Operating & Capital $57.059.564 $1 989 7701 $0 $201,4001 $12,402 1451 S0! 01 000 000 $22,100,000.1 $230.737 $12,421,1001 $2,477,3001 SO $0.1 $3,441,2001 $795.912 1 Includes Rail program administration, capital support, marketing, Operation Lifesaver, professional services, and special trains. Allocations for salaries and benefits and professional development are subject to change pending the Commission's final budget approval. 552 mr Amendment 1 Table 4.0 - Summary of Funding Request - FY2022/23 RCTC Western County Rail, Coachella Valley Rail, and Vanpool Programs Operating Project Western County Rail Total Amount of Funds 5307 RS 5307 013 5307 RS CARES - OB 5337 5337 013 PUC99313 LCTOP LTF LTF - 013 MA CR OTHR LCL SGR PUC99313 SGR PUC99314 STA PUC99313 Farebox Metrolink Operating Subsidy & Preventative Maintenance $26.695.637 $ 4.000,000 $ 19,464,900 $ 230,737 $ 3.000.000 Next Generation Rail Study Phase II $500,000 $ 500,000 Prnnram Mananement and Sunnnrt' $7,017,300 $ 2,035.100 $ 3,482,200 $ 1,500,000 San Jacinto Line Right of Way Maintenance $2,442,800 $ 1,995,800 $ 447,000 Station Operations and Security $7,158,200 $ 6.861.000 $ 297.200 Transfer Agreements $100,000 5100.000 Free Rail Pass Program 51,000,000 $ 1.000,000 Vanpool RCTC VanClub Operating Expenses $1.311,812 $ 201,400 $ 82.100 $ 232,400 $795.912 Sub -total Ooeratina $46.225.749 $0 50 $201,400 64.000.000 $0 $1 000 000 $22 100 000 $230,737 $12,421,100 $2.476,600 $0 $0 $3.000,000 5795,912 Capital Project Total Amount of Funds $10,391,915 $25.042,000 $441,900 5307 RS $1,989.770 5307 013 5307 RS CARES 5337 $8,402,145 5337 013 LCTOP PUC99313 LTF LTF - OB MA CR OTHR LCL $ 700 SGR PUC99313 SGR PUC99314 STA PUC99313 $441,200 TIRCP $ 25,042,000 Western County Rail RCTC Metrolink Capital Obligation - 23-1 Perris South Station Expansion and 4th Layover Track 23-2 Coachella Valley Rail CV Rail Environmental/Service Development Plan - CV 21-1 Sub -total Capital $35,875,815 $1 989 770 $0 $8 402 145 $0 $0 $0 $0 $700 $0 $0 5441,200 $25,042,000 Total Operating & C oital 982.101,5641 $1.989 7701 $01 5201,4001 512,402,1451 $01 51.000,0001 $22100,0001 $2307371 $12421.1001 52.477,3001 $0 $01 53.441.2001 $25,837.912 ' Includes Rail program administration, capital support, marketing, Operation Lifesaver, professional services, and special trains. Allocations for salaries and benefits and professional development are subject to change pending the Commission's final budget approval. 553 RIVERSIDE COUNTY TRANSPORTATION COMMISSION PERRIS-SOUTH STATION AND LAYOVER EXPANSION PROJECT PLANS, SPECIFICATIONS & ESTIMATES, AGREEMENTS, FUNDING 10/12/2022 COMMISSION MEETING JOIE EDLES YANEZ, P.E. CAPITAL PROJECTS MANAGER Perris -South Station and Layover Expansion Project Background Information • Originally a part of 91/Perris Valley Line (PVL) scope but deleted due to funding constraints. • Awarded $25,042,000 in Transit Intercity Rail Capital Program (TIRCP) funds towards: 1) Perris -South Station Expansion 2) Perris -South Layover 4th Track • Project Benefits: ✓ Increases ridership ✓ Enhances service reliability ✓ Expands bi-directional, peak period service ✓ Works towards goal of 30 -min service frequencies ✓ Reduces greenhouse gas emissions 2 Perris -South Station and Layover Expansion Project Scope of Work Concept Drawing — Not for Construction fr. NEW SIGNAL 7). NEW SIGNAL Perris -South Layover Facility �I 1. .aAi-y�...� c�II • .. ELM . — .� — K � ww�-r�! • 4 out ' ation PROPOSED 1C . 510" PLAUFORN vrwr RENCK EttISI i SOW. 3 Perris -South Station and Layover Expansion Project Scope of Work Concept Drawing — Not for Construction Perris -South Layover Facility smimimill11.1.111111 CL PROPOSED LAYOVER TRACK L EXISTING LAYOVER TRACK +M•� Perris -South Station 4 Perris -South Station and Layover Expansion Project Project Approach Utilize Rail On -Call Design Agreement No. 21-33-064-00 Request for Task Order Proposal released Proposals due Anticipate Issuing Notice to Proceed 5 Perris -South Station and Layover Expansion Project SCRRA Design Support Cooperative Agreement SCRRA = Southern California Regional Rail Authority (Metrolink) r -Design review - Right of entry permit N processing/support - SCRRA communications & signal cable marking - SCRRA safety training (assuming four (4) courses needed during design phase); and - Flagging protection for SCRRA right of way during design phase. Lead all project phases - Project Approval & Environmental Document (PA/ED) - Plans, Specifications & Estimates (PS&E) - Construction 6 Perris -South Station and Layover Expansion Project Fiscal Impact Item 1M' Dollar Amount Fund Source 1 2 3 4 PS&E SCRRA Cooperative and Funding Agreement Construction Program Management Total $2,200,000 $500,000 $22,342,000 $573,000 $25,615,000 TIRCP TIRCP TIRCP Measure A Perris -South Station and Layover Expansion Project Requested Actions 1. Authorize staff to commence PS&E phase for the Perris -South Station and Layover Expansion Project, pending the California Transportation Commission (CTC) PS&E funding allocation of $2,700,000 on October 13, 2022; 2. Approve an amendment to the FY 2022/23 - 2026/27 Short Range Transit Plan to include $25,042,000 of TIRCP funds for the Project; 3. Approve a FY 2022/23 budget adjustment of $1,000,000 for both revenue and expenses related to the Project; 4. Award Cooperative Agreement No. 23-33-022-00 to SCRRA for project support on behalf of the Commission in an amount not to exceed $500,000; and 5. Authorize the Chair or Executive Director, pursuant to legal counsel review, to execute Cooperative Agreement No. 23-33-022-00 on behalf of the Commission. 8 RIVERSIDE COUNTY TRANSPORTATION COMMISSION QUESTIONS AGENDA ITEM 9 RIVERSIDE COUNTY TRANSPORTATION COMMISSION DATE: October 12, 2022 TO: Riverside County Transportation Commission FROM: Joie Edles Yanez, Capital Projects Manager Erik Galloway, Project Delivery Director THROUGH: Anne Mayer, Executive Director SUBJECT: Perris Valley Line Double Track Project from Moreno Valley to Perris Project Approval/Environmental Document and Plans, Specifications, and Estimates STAFF RECOMMENDATION: This item is for the Commission to: 1) Authorize staff to commence Project Approval/Environmental Document (PA/ED) and Plans, Specifications, and Estimates (PS&E) phase for the Perris Valley Line (PVL) Double Track Project (Project); 2) Approve an amendment to the Fiscal Year 2022/23- 2026/27 Short Range Transit Plan (SRTP) to allocate $5,000,000 of State Transit Assistance (STA) funds for the Project; 3) Approve a FY 2022/23 budget adjustment of $1,100,000 for both revenue and expenses related to the Project; 4) Award Cooperative Agreement No. 23-33-021-00 to Southern California Regional Rail Authority (SCRRA) for project support on behalf of the Commission in an amount not to exceed $500,000; and 5) Authorize the Chair or Executive Director, pursuant to legal counsel review, to execute the Cooperative Agreement No. 23-33-021-00. BACKGROUND INFORMATION: The Commission, with the cooperation of the SCRRA, has been working over the past several years to seek funding for various projects within the Perris Valley Line (PVL) corridor. These infrastructure improvement projects would allow for enhanced reliability and expanded bi-directional, peak period service to work towards the goal of 30 -minute service frequencies. PVL corridor improvement projects include the Moreno Valley/March Field Station Upgrade Project which is currently in construction; the Perris -South Station and Layover Expansion Project; and the PVL Double Track Moreno Valley to Perris Project. Agenda Item 9 554 Perris Valley Line Double Track Moreno Valley to Perris This Project is located between Moreno Valley and Perris, as shown on the map in Attachment 1. The scope of work includes the upgrade of approximately six (6) miles of a second main track to passenger rail standards. Partnered with the Moreno Valley/March Field Station Upgrade Project, this Project will provide the PVL with a continuous double track corridor between Control Point (CP) Eastridge and CP Nuevo, a total of about nine miles. Project Approach Due to the Commission's extensive experience in the design and construction of the entire PVL, it was decided that Commission staff will lead all phases of the Project in close coordination with SCRRA. Both agencies will work closely to properly deliver the Project. Total project cost is estimated to be $34,100,000, with $5,000,000 for pre -construction phases and $29,100,000 for construction. The initial project development is proposed to begin while competitive grants are being pursued for construction from various state and federal programs. Initiation of this Project is important to position the Commission to be construction -ready for upcoming Senate Bill 1 competitive programs that are due this fall. The PA/ED and PS&E will be implemented via the Commission's Rail On -Call Design Agreement No. 21-33-064-00. On October 13, 2022, a Request for Task Order Proposal will be submitted to the Rail On -Call Design consultants. The consultants will have four (4) weeks to prepare their response to the request with the proposals due on November 10, 2022. Staff will evaluate the proposals and award the project to the highest ranked proposal that best matches the task order requirements. Staff recommends authorization to commence PA/ED and PS&E Phases for the Project utilizing the Rail On -Call design consultant bench to perform the work. It is anticipated the Notice to Proceed (NTP) for the PA/ED and PS&E phases will issued the beginning of February 2023. SCRRA Cooperative Agreement As part of the project development, the Commission and SCRRA will need to work collaboratively with defined the roles and responsibilities related to the environmental clearance and final design for the Project. Consistent with other projects the Commission will need to enter into a cooperative agreement with SCRRA. The Commission will be the lead agency for the environmental and design phases of the Project, and SCRRA will provide the following oversight services: 1) Design/environmental review; 2) Right of entry permit processing/support; 3) SCRRA communications & signals cable marking; 4) SCRRA safety training (assuming 4 courses needed during design phase); and Agenda Item 9 555 5) Flagging protection for SCRRA right of way during design phase. The cost of the SCRRA design and environmental support services is estimated at $500,000. Staff is currently working closely with SCRRA staff in the development of the cooperative agreement and determination of the final cost, the cooperative agreement will be finalized prior to the issuance of the NTP for the PA/ED and PS&E phases. Staff recommends approval of Cooperative Agreement No. 23-33-021-00 between the Commission and SCRRA for engineering and environmental support services for the Project for an amount not to exceed $500,000. Fiscal Impact When the Commission approved the current budget and SRTP in June 2022, the Project was not included. To increase competitiveness for state and federal grants, staff is poised to complete the pre -construction phases utilizing STA funds. The pre -construction phases current estimate is $5,000,000. Below is a table that summarizes the funding for the pre -construction phases of the Project and the expenditures by fiscal year: Funding Source Breakdown and Expenditure Schedule — Table 1 Item FY 2022/23 FY 2023/24+ Dollar Fund Amount Source 1 PA/ED, PS&E, ROW, Program Management $1,000,000 $3,500,000 $4,500,000 STA 2 SCRRA Cooperative and Funding Agreement $100,000 $400,000 $500,000 STA Total $1,100,000 $3,900,000 $5,000,000 Staff recommends the Commission approve an amendment to the FY 2022/23 SRTP (Attachment 2) to incorporate STA funds for the Project. To facilitate all of the necessary changes to be reflected for the Project in the FY 2022/23 budget, staff is recommending a budget adjustment to add the revenue (STA) and expenditures (PA/ED & SCRRA Cooperative Agreement) of $1,100,000 to the Project budget in FY 2022/23. Staff also recommends authorization for the Chair or Executive Director, pursuant to legal counsel review, to finalize and execute the agreement with SCRRA on behalf of the Commission. Agenda Item 9 556 Financial Information In Fiscal Year Budget: No Year: FY 2022/23 FY 2023/24+ Amount: $1,100,000 $3,900,000 Source of Funds: STA $5,000,000 Budget Adjustment: Yes — See Table 1 GL/Project Accounting No.: Revenue : 003836 000 59001 0000 265 33 59001 Transfer In ($1,100,000) Expenditure : 003836 81101 00000 0000 265 33 81101 PA/ED ($100,000) 003836 81102 00000 0000 265 33 81101 PS&E ($500,000) 003836 81403 00000 0000 265 33 81402 ROW ($100,000) 003836 81001 00000 0000 265 33 81001 Program Management ($300,000) 003836 81304 00000 0000 265 33 81301 SCRRA ($100,000) 002204 97001 00000 0000 241 62 97001 Transfer Out ($1,100,000) Fiscal Procedures Approved: Date: 09/21/2022 Attachments: 1) Project Location Map 2) FY 2022/23 RCTC SRTP Amendment No. 2 Agenda Item 9 557 ATTACHMENT 1 Figure 1: Project Location Map Agenda Item 558 mr ATTACHMENT 2 Amendment 1 Table 4.0 - Summary of Funding Request - FY2022/23 RCTC Western County Rail, Coachella Valley Rail, and Vanpool Programs Operating Project Western County Rail Total Amount of Funds 5307 RS 5307 OB 5307 RS CARES - OB 5337 5337 OB PUC99313 LCTOP LTF LTF - OB MA CR OTHR LCL SGR PUC99313 SGR PUC99314 STA PUC99313 Farebox Metrolink Operating Subsidy & Preventative Maintenance $26.695.637 $ 4.000,000 $ 19,464,900 $ 230.737 $ 3.000.000 Next Generation Rail Study Phase II $500,000 $ 500,000 Prnnram Mananament and Sunnnrt' $7,017,300 $ 2.035.100 $ 3,482,200 $ 1,500,000 San Jacinto Line Right of Way Maintenance $2,442,800 $ 1,995,800 $ 447,000 Station Operations and Security $7,158,200 $ 6.861,000 $ 297,200 Transfer Agreements $100,000 5100.000 Free Rail Pass Program $1,000,000 $ 1,000,000 Vanpool RCTC VanClub Operating Expenses $1.311,812 $ 201,400 $ 82,100 $ 232,400 $795.912 Sub -total Ooeratina $46.225.749 00 50 $201,400 54,000,000 $0 $1 000 000 $22 100 000 $230,737 512,421,100 $2,476.600 50 $0 $3.000,000 $795,912 Capital Project Total Amount of Funds $10,391,915 025,042,000 $441,900 5307 RS $1,989.770 5307 OB 5307 RS CARES 5337 $8,402,145 5337 OB PUC99313 LCTOP LTF LTF - OB MA CR OTHR LCL $ 700 SGR PUC99313 SGR PUC99314 STA PUC99313 $441,200 TIRCP $ 25,042,000 Western County Rail RCTC Metrolink Capital Obligation -23-1 Perris South Station Expansion and 4th Layover Track 23-2 Coachella Valley Rah CV Rail Environmental/Service Development Plan - CV 21-1 Sub -total Capital $35,875,815 $1 989 770 50 $8 402 145 $0 $0 $0 $0 $700 $0 $0 9441,200 525,042,000 Total Operating & C vital 582.101,5641 $1.989 7701 $01 $201,4001 $12,402,1451 $01 $1.000,0001 $22 100,0001 $2307371 $12421.1001 92.477,3001 $0 $01 93,441.2001 $25,837.912 ' Includes Rail program administration, capital support, marketing, Operation Lifesaver, professional services, and special trains. Allocations for salaries and benefits and professional development are subject to change pending the Commission's final budget approval. 559 mr Amendment 2 Table 4.0 - Summary of Funding Request - FY2022/23 RCTC Western County Rail, Coachella Valley Rail, and Vanpool Programs Operating Project Western County Rail Total Amount of Funds 5307 RS 5307 013 5307 RS CARES - OB 5337 5337 013 PUC99313 LCTOP LTF LTF - 013 MA CR OTHR LCL SGR PUC99313 SGR PUC99314 STA PUC99313 Farebox Metrolink Operating Subsidy & Preventative Maintenance $26.695.637 $ 4.000,000 $ 19,464,900 $ 230,737 $ 3.000.000 Next Generation Rail Study Phase 11 $500,000 $ 500,000 Prnnram Mananement and Sunnnrt' $7,017,300 $ 2,035.100 $ 3,482,200 $ 1,500,000 San Jacinto Line Right of Way Maintenance $2,442,800 $ 1,995,800 $ 447,000 Station Operations and Security $7,158,200 $ 6.861.000 $ 297.200 Transfer Agreements $100,000 5100.000 Free Rail Pass Program $1,000,000 $ 1,000,000 Vanpool RCTC VanClub Operating Expenses $1.311,812 $ 201,400 $ 82.100 $ 232,400 $795.912 Sub -total Operating $46.225.749 $0 $0 $201,400 $4.000.000 $0 $1 000 000 $22 100 000 $230,737 $12,421,100 $2.476.600 $0 $0 $3.000,000 $795,912 Capital Project Total Amount of Funds 5307 RS 5307 013 5307 RS CARES 5337 5337 013 LCTOP PUC99313 LTF LTF - OB MA CR OTHR LCL SGR PUC99313 SGR PUC99314 STA PUC99313 TIRCP Western County Rail RCTC Metrolink Capital Obligation - 23-1 $10,391,915 $1,989.770 $8,402,145 Perris South Station Expansion and 4th Layover Track 23-2 $25,042,000 $ 25,042,000 PVL 2nd Track Moreno Valley to Downtown Perris - 23-3 $5,000,000 $5,000,000 Coachella Valley Rall CV Rail Environmental/Service Development Plan - CV 21-1 $441,900 $ 700 $441,200 Sub -total Capital $40.875.815 $1 989,770 $0 $8,402 145 $0 $0 $0 $0, $700 00 $0 $5,441,200 525.042,000 Total Operating & Capital $87,101,564 $1.989 7701 50 $201,400 $12,402 145 $0I $1,000,000 $22,100,000 $230,737 $12,421.100 $2,477,300 00 $01 08,441,2001 525.837,912 ' Includes Rail program administration, capital support, marketing, Operation Lifesaver, professional services, and special trains. Allocations for salaries and benefits and professional development are subject to change pending the Commission's final budget approval. 560 RIVERSIDE COUNTY TRANSPORTATION COMMISSION PERRIS VALLEY LINE DOUBLE TRACK PROJECT PROJECT APPROVAL/ENVIRONMENTAL DOCUMENT, PLANS, SPECIFICATIONS AND ESTIMATES, AGREEMENTS, FUNDING 10/12/2022 COMMISSION MEETING JOIE EDLES YANEZ, P.E. CAPITAL PROJECTS MANAGER Perris Valley Line Double Track Project from Moreno Valley to Perris Background Information • Part of 91/Perris Valley Line (PVL) Capacity Improvements • Connects to Moreno Valley/March Field Station Upgrade Project (under construction) • Project Benefits: ✓ Increases ridership ✓ Enhances service reliability ✓ Expands capacity for bi-directional, peak period service ✓ Works towards goal of 30 -min service frequencies ✓ Reduces greenhouse gas emissions 2 Perris Valley Line Double Track Project from Moreno Valley to Perris Scope of Work • Existing second track next to PVL is in poor condition and cannot run Metrolink service • Improvements include: — Rehabilitating 6.5 miles of existing track (rail, ties, ballast) — Removing and replacing existing switch and turnouts — Installing new signal system and integrating into Metrolink Positive Train Control network — Connects to Moreno Valley/March Field project (under construction) 3 Perris Valley Line Double Track Project from Moreno Valley to Perris V co ten • E • W W 4js rite Perris Valley Line Double Track Project from Moreno Valley to Perris Existing Track Existing freight track — older wood ties, smaller, jointed rail PVL track — newer concrete ties, continuously welded rail, new ballast 5 Perris Valley Line Double Track Project from Moreno Valley to Perris Project Approach Utilize Rail On -Call Design Agreement No. 21-33-064-00 Anticipate release of Request for Task Order Proposal Antici pate Proposals due Anticipate Issuing Notice to Proceed 6 Perris Valley Line Double Track Project from Moreno Valley to Perri- SCRRA Design Support Cooperative Agreement SCRRA = Southern California Regional Rail Authority (Metrolink) - Design review cc U - Right of entry permit processing/support - SCRRA communications & signal cable marking - SCRRA safety training (assuming four (4) courses needed during design phase); and - Flagging protection for SCRRA right of way during design phase. iu U Lead all project phases - Project Approval & Environmental Document (PA/ED) - Plans, Specifications & Estimates (PS&E) - Construction Perris Valley Line Double Track Project from Moreno Valley to Perris Fiscal Impact Dollar Amount 1 PA/ED, PS&E, Right -of -Way, Program Management 2 SCRRA Cooperative and Funding Agreement Total $4,500,000 State Transit Assistance (STA) $500,000 STA $5,000,000 8 Perris Valley Line Double Track Project from Moreno Valley to Perris Requested Actions 1) Authorize staff to commence PA/ED and PS&E phase for the PVL Double Track Project; 2) Approve an amendment to the FY 2022/23- 2026/27 Short Range Transit Plan to allocate $5,000,000 of STA funds for the Project; 3) Approve a FY 2022/23 budget adjustment of $1,100,000 for both revenue and expenses related to the Project; 4) Award Cooperative Agreement No. 23-33-021-00 to SCRRA for project support on behalf of the Commission in an amount not to exceed $500,000; and 5) Authorize the Chair or Executive Director, pursuant to legal counsel review, to execute the Cooperative Agreement No. 23-33-021-00. 9 RIVERSIDE COUNTY TRANSPORTATION COMMISSION QUESTIONS AGENDA ITEM 10 RIVERSIDE COUNTY TRANSPORTATION COMMISSION DATE: October 12, 2022 TO: Riverside County Transportation Commission FROM: Lisa Mobley, Administrative Services Director/Clerk of the Board Steve DeBaun. Legal Counsel THROUGH: Anne Mayer, Executive Director SUBJECT: Meeting Format Options STAFF RECOMMENDATION: This item is for the Commission to provide direction regarding approach to future meetings. BACKGROUND INFORMATION: Since AB 361 went into effect, the Commission has continued to affirm the findings that allow legislative bodies to continue to meet remotely should the need arise to hold a virtual or hybrid meeting. Since May of 2022, the Commission has held its standing Committee and Commission meetings in -person. At the July Commission meeting, Commissioners asked that this item be brought back for discussion after the completion of the legislative session to consider the options and possibility of continuing to meet virtually or in a hybrid setting. AB 2449 As mentioned by Legal Counsel during the July meeting, the State Legislature has considered several bills to allow the continued use of remote meetings outside of the pandemic or other emergency setting. Only one of these bills made it out of the legislative session and ultimately, the legislature has adopted, and the Governor has signed, AB 2449. AB 2449 maintains the pre -pandemic rules for teleconferenced meetings. (teleconferencing also includes platforms such as Zoom or Teams). Those rules requires a public body to take the following steps when holding a teleconferencing meeting: • Post agendas at all teleconference locations; • Identify all teleconference locations in the agenda, and allow public access to each such location; • Give the public notice of the means through which they may access the meeting and offer public comment; and • At least a quorum of the members of the body must participate in a teleconference meeting from locations within the body's jurisdiction. Agenda Item 10 561 AB 2449 also adds a new teleconferencing option. Under the bill, which is effective January 1, 2023, a legislative body may also use teleconferencing without complying with the above requirements if, during such teleconference meeting, at least a quorum of the members participate in -person from a single physical location (clearly identified on the agenda), which is open to the public and within the agency's boundaries. In this situation, these additional requirements apply: • The body must provide access via either a two-way audiovisual platform or a two-way telephonic service and live webcasting; • Identify, on the agenda, the call -in or internet-based attendance option and the in -person location of the meeting; • If a disruption prevents the body from broadcasting the meeting to the public using the provided call -in or internet-based attendance option, the body may take no action on the agenda until public access is restored; • The body may not require public comments to be submitted in advance, but must offer real-time comment opportunities; • The member(s) who is(are) participating remotely must: o Provide the body with "just cause" for participating remotely (and no member may use this option to teleconference for more than two meetings per calendar year), or request that the body allow them to participate remotely due to "emergency circumstances," and the body takes action to affirmatively approve that request; o Publicly disclose, before any action is taken, whether anyone 18+ years old are present in the room the member is remotely participating from, and the nature of the member's relationship with such persons; and o Participate through both audio and visual means (no turning off cameras allowed). For purposes of the above: • "Emergency circumstances" means a physical or family medical emergency that prevents a member from attending in person. • "Just cause" means a caregiving need that requires remote participation, or a contagious illness, or a need related to a physical or mental disability, or travel while on official business of the legislative body or other state/local agency. Satellite Location Options Several Commissioners have requested satellite location options for Commission meetings. In order to maintain compliance to the Brown Act, all locations must be listed on the agenda and the public must be allowed to attend from the satellite locations. Suggestions from Commissioners for satellite locations include the County Supervisor's office in French Valley and the Coachella Valley Association of Governments (CVAG) offices. For these examples, RCTC staff Agenda Item 10 562 would work with County and CVAG staff to ensure all meeting locations have adequate teleconfercing capabilities and that all locations maintain compliance with the Brown Act. RCTC staff may need to travel to the satellite locations to ensure Brown Act compliance, assist with IT and other meeting support functions. Agenda Item 10 563 RIVERSIDE COUNTY TRANSPORTATION COMMISSION COMMISSIONER SIGN -IN SHEET OCTOBER 12, 2022 NAME AGENCY E_MAIL ADDRESS no w f ' ^� Osr NLA l 1 LI `'� C,4 493170.1 lA (q(Ar`i ! (060.1��L cJ 041(4WD� z- e� )1)1.0 J 6,4._ 27- a rm. �l,�c.. �.j�-y �nru� 12� or . CU Cry �� ]- loi //e., // e�ACk) N1-eeje vSsc t �e.`i —S <'erfi Yl')/' Sr l''''' ) (be-sAc I y,fs DI6J Lsd,A‘O®i.e.-CoJ two-- S( 6.)6 S 0 v• FtuE Bic/ ark w►E ,l /U Fall p (Ai c, , P. e -A, 4.-- (9L.) r-- z..) ".5- A- v.' _' /(e,,e /C,J t‘v recodereriVerSic eea ' L\ _-A,M0\(f I_ VI I M --11F -_:P-r- (-re- TC AAAti,Y-i !i cS 9 / 1- %_b .,,-/i25,- ,<2 zi r2 D)V 7- 0(//4',,,e -e_ LA t%sPvv� L/, j f v,Naj 7442 AY ,/J/) q Val A. /(ci�le (.., -7�44)J ✓dii. A74.L4.16)i.dt C19.6c. ,.l � c/ ,g- ,r/%P-4A- R. AtA Pc�2/LT S k /MS/ /- t- 4 ,0. - % /S j/ 474 2-6,-,;10 ,.,c_ L tl 74.- r. `J //® Ad 11/0 in A- e ti // on ,,,tom ,`4, ' ¥c e,. Osl�ry ra �� / 4 `/ 7 ercv i Sin ,-,/1 e,` d Cam c)i !"`,G�,YJct, ra> o ar. s C X12 c e_ TO: FROM: DATE: SUBJECT: RIVERSIDE COUNTY TRANSPORTATION COMMISSION Riverside County Transportation Commission Lisa Mobley, Administrative Services Director/Clerk of the Board October 5, 2022 G.C. 84308 Compliance — Potential Conflict of Interest California Government Code 84308 states a Commissioner may not participate in any discussion or action concerning a contract or amendment if a campaign contribution of more than $250 is received in the past 12 months or 3 months following the conclusion from a bidder or bidder's agent. This prohibition does not apply to the awarding of contracts that are competitively bid. The Commission's procurement division asks potential vendors to disclose any contributions made to the campaigns of any Commissioner as part of their submitted bid packets. As an additional precaution, those entities are included below in an effort to give Commissioners opportunity to review their campaign statements for potential conflicts. Please note the entities listed in this memo are not encompassing of all potential conflicts and are in addition to any personal conflicts of interest such as those disclosed on Statement of Economic Interests — Form 700 or prohibited by Government Code Section 1090. Please contact me should you have any questions. Agenda Item No. 6G - Amendment No. 1 to Agreement No. 21-66-020-00, Project and Program Funding Database System Agreement with Netkinetix, Inc. Consultant(s): Netkinetix, Inc. Andrew Meyer, President 3823 Creekside Lane Holmen, WI 54636 Agenda Item No. 61 - Agreements for On -Call Multimodal Transit/Rail Consulting Services Consultant(s): HDR Engineering, Inc. Anne Lantin, Vice President 2280 Market Street, Suite 100 Riverside, CA 92501 HNTB Corporation Kevin A. Haboian, Senior Vice President 3633 Inland Empire Blvd., Suite 750 Ontario, CA 91764 Jacobs Engineering Group Inc. Hany Haroun, Vice President 3257 Guasti Road, Suite 120 Ontario, CA 91761 Mott McDonald Group, Inc. Ernest A. Figueroa, Sr. Vice President 1000 Wilshire Blvd., Suite 400 Los Angeles, CA 90017 RCTC Potential Conflicts of Interest October 5, 2022 Page 2 STV Incorporated Tyler Bonstead, Vice President 9130 Anaheim Place, Suite 210 Rancho Cucamonga, CA 91730 WSP USA, Inc. Ali Mir, Vice President 11870 Pierce Street, Suite 160 Riverside, CA 92505