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HomeMy Public PortalAbout03 March 22, 1999 Budget & Implementation0146183 RIVERSIDE COUNTY TRANSPORTA TION COMMISSION BUDGET AND IMPLEMENTATION COMMITTEE http://www.rctc.org 3560 UNIVERSITY AVENUE RIVERSIDE, CA 92501 CONFERENCE ROOM A CITY OF LA QUINTA CITY HALL* SESSION ROOM, 78-495 CALLE TAMPICO, LA QUINTA 92253 *Video Conference Location MONDAY, MARCH 22, 1999 2:30 P.M. AGENDA* *Actions may be taken on any item listed on the agenda 1. CALL TO ORDER 2. PUBLIC COMMENTS 3. APPROVAL OF MINUTES (FEBRUARY 22, 1999) 4. U.S. Census 2000 (3 Min) It is recommended that the Committee recommend approval of support of the Census 2000 Resource Position. 5. Release of Engineer's Estimate During Bidding Process (15 Min) The Committee, at their February 22 meeting, recommended this item be brought back for discussion regarding the disclosure of the Engineer's estimate during the bidding process. 6. State and Federal Legislative Update (10 Min) It is recommended the Committee approve the staff recommended bill positions as indicated and receive and file the State and Federal Legislative Updates. 7. Request for Proposal for the Pedley Station Security System Design (3 Min) That the Committee direct staff to prepare a request for proposal (RFP) from qualified consultants that can prepare the plans, specifications, and cost estimate for the Pedley Metrolink rail station security system and tie the system back to the Riverside Downtown Station. 8. FY 1999-00 SB 821 Bicycle and Pedestrian Facilities Program (3 Min) It is recommended that the Committee authorize staff to release a Call for Project for FY 1999-00 SB 821 funding and notify the cities, the County and local school districts of the estimated FY 1999-00 SB 821 funding available. 1 Budget and Implementation Committee Agenda March 22, 1999 Page 3 9. City of San Jacinto Request to Substitute Surface Transportation Program (STP) Discretionary Project (3 Min) That the Budget and Implementation Committee approve the City of San Jacinto's request to reprogram STP Discretionary funds from the traffic signal at Menlo & Highway 79 to Sanderson Avenue and Cottonwood Avenue. 10. FY 2000-03 Congestion Mitigation and Air Quality Improvement Program (10 Min) That the Budget and Implementation Committee recommend the Commission: 1) approve the proposed project selection criteria and evaluation process for the programming of the balance of the CMAQ funds; 2) establish a Clean Fuels Opportunity Fund with $2 million in CMAQ reserved to support this program; and 3) direct staff to proceed with the Call for Projects. 11. Fiscal Year 2000 Goals and Objectives (10 Min) Approve the revisions to the original seven guiding principles (i.e. policy goals) and adopt the eighth guiding principle; and approve the Commission objective and department goals and objectives for FY2000. 12. Monthly Cost and Schedule Reports (3 Min) It is recommended that the Committee receive and file. 13. Quarterly Y2K Status Report (3 Min) It is recommended that the Committee receive and file. 14. Indirect Cost Rate (5 Min) The Commission authorized staff to utilize Ernst & Young, LLP to develop an indirect cost rate for application to state and federal funding. The exercise has been completed and staff 1) recommends approval of the indirect cost rate developed by E&Y and 2) authorizing submittal of the report to the California State Department of Transportation. 15. Fixed Asset Capitalization Policy (3 Min) Adopt as policy a fixed asset capitalization threshold of $ 1,000. 16. Auditor Management Letter (3 Min) That the Committee receive and file. 17. Revised Budget/Fiscal Year 1998-1999 (6 Min) Review of mid -year changes to the FY 98/99 Budget. 18. Single Signature Authority Report (1 Min) That the Committee receive and file ��ij j Budget and Implementation Committee Agenda March 22, 1999 Page 3 19. Group 70 Protective Services and Investigations Contract (3 Min) That the Committee recommend the Commission approve, subject to legal counsel review, a contract for security services with Group 70 Protective Services. 20. Increase in Contract For Financial Advisory Services (3 Min) Authorize the Executive Director to execute an amendment to the contract with Charles Bell Securities Corp, in joint venture with Boyea Capital Markets. 21. ADJOURNMENT - The next meeting is scheduled to be held at 2:30 p.m. on Monday, April 26, 1999 at the RCTC offices. uJOU33 U'3(iUJ4 AGENDA ITEM 3 U300.3 000006 RIVERSIDE COUNTY TRANSPORTATION COMMISSION BUDGET AND IMPLEMENTATION COMMITTEE FEBRUARY 22, 1999 MINUTES 1. CALL TO ORDER. The meeting of the Budget and Implementation Committee was called to order by Chairman Jim Venable, at the offices of the Riverside County Transportation Commission, 3560 University Avenue, Riverside. Roll call was taken of those present at the meeting site and those attending the meeting by video conference at La Quinta City Hall, 78-495 Calle Tampico, La Quinta. Commissioners Present: Juan DeLara* John Hunt Tom Mullen John Pena* Gregory S. Pettis* Andrea Puga Jim Smedley John Tavaglione Jim Venable Frank West Don Yokaitis Commissioners Absent: Alex Clifford Kevin Pape Ron Roberts *Attended meeting by video conference. 2. PUBLIC COMMENTS. There were no comments from the public at this time. 3. APPROVAL OF MINUTES. M/S/C (Mullen/Hunt) approve the minutes dated January 25, 1999, as submitted. 4. High Speed Rail Legislation. M/S/C (Mullen/Puga) that the Commission receive and file this report on possible high speed rail legislation. 5. Rail Station Security. M/S/C (Mullen/Hunt) that the Commission contract directly for security guard services for its four rail station sites and authorize staff to develop the necessary procurement documents including an appropriate scope of work. 6. State and Federal Legislative Update. The following points were made during the deliberation of this item: ♦ Commissioner Tom Mullen agreed with the oppose position to legislation that would eliminate car pool lanes based on congestion and not the mitigation of pollution as was the original intention. This would force lifestyle changes, especially in the absence of hard data u'JuOJ7 showing that car pool lanes have made a difference. In addition, he opposed taking away local control on decisions with respect to the placement of lanes. He suggested that these comments along with air quality issues be included in RCTC's legislative positions. M/S/C (Mullen/Smedley) that the Commission adopt the recommended bill positions emphasizing that these positions are based on air quality concerns and the fundamental need for local control, and receive and file the State and Federal Legislative Updates. 7. Request for Additional Construction Contingency for Construction Contract No. RO-9847 for Construction and Sound Walls on SR 91 Between Van Buren Boulevard and Mary Street in the City of Riverside. M/S/C (Mullen/Smedley) that the Commission authorize the increase of the project construction contingency by $40,000 for Construction Contract No. RO-9847 from $113,514 to $153,514. The new not to exceed the value of the contract will be $2,640,000. 8. Quarterly Call Box Update. M/S/C (Tavaglione/Mullen) that the SAFE Board receive and file the quarterly call box update. 9. Quarterly Financial Reports. The following points were made during the deliberation of this item: + Commissioner Jim Smedley asked, with the upward swing in the economy, if there is a pattern on bids received. He felt this should be given some consideration because it may adversely affect the amount of funding available to complete future Measure A projects. In response, Dean Martin stated that bids for projects advertised recently have come in over the engineer's original estimate and this is probably due to a healthier economy in the Inland Empire. A trend has not been noted as of yet. + Commissioner John Hunt requested that an item be agendized to review the bid process, in particular, the release of engineer's estimate. M/S/C (Hunt/Mullen) that: 1) the Commission receive and file the quarterly financial reports; and, 2) staff place as an agenda at a future meeting a review of the RCTC's bid process and, in particular, release of engineer's estimate. 10. Revised Budget - Fiscal Year 1998-1999. It was determined by the Commissioners to continue this item to the next meeting to provide sufficient time to review the handout. M/S/C (Mullen/Hunt) to continue this item to the March 22, 1999 meeting of the Budget and Implementation Committee. 11. Report on Projection of Measure A Earned Sales Tax Revenues. M/S/C (Tavaglione/Hunt) that the Commission receive and file the Measure A Sales Tax Projections. u'UUJ8 12. ADJOURNMENT. There being no further business for consideration by the Budget and Implementation Committee, the meeting was adjourned at 3:20 p.m. The next meeting is scheduled to be held at 2:30 p.m., on Monday, March 22, 1999 at the RCTC offices. Respectfully submitted, Na Ko+en'a Clerk of e Board U000 L' AGENDA ITEM 4 RIVERSIDE COUNTY TRANSPORTA TION COMMISSION DATE: March 22, 1999 TO: Budget and Implementation Committee FROM: Joni Shay, Executive Assistant THROUGH: Dean Martin, Chief Financial Officer SUBJECT: U.S. Census 2000 Riverside County has taken the lead in coordinating County -wide efforts with the U.S. Census Bureau. The U.S. Bureau of Census plans to make the national census in the year 2000 the most accurate one since the first in 1790. In October, 1998 the Western Riverside Council of Governments' Technical Advisory Committee responded favorably to the County's request for assistance in coordinating efforts within the County and to ensure as complete a population count as possible. There are two primary aspects to these efforts, 1) awareness and motivation for residents to participate; and, 2) technical preparatory work. A subcommittee of the TAC was formed to evaluate the work effort required and how WRCOG would be most useful. The subcommittee members are Eric Haley, RCTC, John Holmes, City of Riverside, Alan Kapanicas, Cities of Beaumont/Calimesa, Craig Manning, County of Riverside, Bill Workman, City of Corona and Alan Crouse, WRCOG. This subcommittee met on November 12, 1998 to discuss coordination of activities in support of the 2000 Census. The group heard the importance of getting a complete count, particularly the fiscal impacts. Estimates performed in other jurisdictions have range from $115 to $150 per year in funds tied to each person counted in the Census. The County of Riverside estimates some $200 million per year is generated from programs linked to Census figures. The Census figures are also used in determination of transportation funding; both from the Federal government to California, and in apportioning the funds within the State. (See Appendix A) At the November 19, 1998 WRCOG TAC meeting, it was suggested that WRCOG establish a 16 -month contract resource that would be dedicated to Census activities. That resource would: act as a central resource for all members on Census activities; actively assist in the establishment of the west County and sub -County Complete Count Committees; work with community and other interest groups to spread the Census message; and provide resource materials from the U.S. Census and make recommendations/develop local resource materials. In December 1998, the WRCOG TAC was strongly supportive of proceeding with this resource. A number of the WRCOG TAC members have seen additional costs of needing to re -perform Census u 0 313 The Riverside County Board of Supervisors, approved a request from WRCOG to help fund ($20, 332) a census coordinator charged with making sure that every person in the county is counted next year, at its February 8, 1 999 meeting. The importance of conducting a full, complete and accurate Census count is quite significant and, in order to maximize the collective efforts of the County and WRCOG, RCTC has been invited to participate in this effort by contributing to the support of the Census 2000 resource position in the amount of $5,000. This small cost now will be a very worthwhile investment considering the long-term transportation funding implications for RCTC and local jurisdictions. Financial Assessment Project Cost $5,000.00 Source of Funds Included in Fiscal Year Budget Administration No Year Included in Program Budget Year Programed Approved Allocation Year of Allocation 1998/1999 Budget Adjustment Required Financial Impact Not Applicable EXECUTIVE DIRECTOR RECOMMENDATION: That the Budget and Implementation Committee recommend approval of support of the Census 2000 resource position in the amount of $5,000 in order to ensure a complete and accurate Census 2000 count. �uti APPENDIX A Z 0 c Federal Progr ams Using Census Bureau Population Data to Distribute F unds Program Larne Title I grants to local Educational Agencies Women, Infanta, Children ( WIC Program) Head Start Federal Transit Ca pital an d Operating Assistance Formula Grants Water a nd Waste Disposal Systems for Rural Communities Rural Electrification Loa ns and Loan Gu arantees Bus iness and Industrial Loans moss Te help local education agendas and schools to improve the te aching and lear ning of at-rtak of falli ng stude nts. To pr ovide, at no coat, supplemental n utritious foods, nutrition educatio n, and referrals to health care to low -income pregnant, breaatfeoding, and poetp artum women, i nfante, and childre n to age five determined to be at nutritional risk_ To provide comprehensive health, educ atio nal, nutritional, social, a nd other services primarily to economically disadvantaged preschool children . To amidst in financing the acquisition construction, and improveme nt of facilities in ra nee transportation asrvice. To provide basic human amenities. To ensure that people in eligible r ural areas have access to electric service. To assist public, private, or cooperative organ izations, Indian tribes, or individuals in ru ra l areas to obtain quality buain ean loans. Moneys Disinirated Grant s • $6,730,348„000 Grants for - Food - $2,693,505, 619 Administr ation - $983,219,220 Grants - $3,569,329,000 Grants - $1,855,958,000 Direct Loans - $603,205,083 Guaranteed Loa ns - $59,089,100 Grant s -$3 443,822 Duct Loans - *35,194,02 Guaranteed FFB - $187,329,000 G uar anteed L OMB - $638,352,000 N te 4. c N n 1 3 c c n c ;T99 -*06-818 z 0 c Pro grams Na me Payments to 1890 Land -Grant Colleges an d Tuakegee University Education for Homeleas Children and Youth Projects for Assistance in Transition From Homeleasneas (PATH) Rural Self -Help Housing Tochn ical Assiatance Rura l Housing Pres ervation Gran ts State Planning an d Resea rch Health Edu cation and Tra ining Centers Objectives To support con tinuing agricultural research at colleges eligible to rece ive funds under the Act of Augu st 30, 1899. To ensure that homeless children an d youth have equ al aoceas to the same free, appropriate public education as other children To provide financial assista nce to atata a to support secvioes for individua ls who are aui%rin g from serious mental illness and/or substance abuse. To provide finan cial support for programs of technical and supervisory assistance that will aid needy v ery low in come and low-inco me individuals and their families. To a ssist very - law -a nd law -in come rural readings, in dividual homeow ners, rental property owners the assistance to repair or reha bilitate their dwellings. To assist in the development of coat effective multimodal transportation improvement programs. To provide assistance far planning, developing, establishing, m aintaining, and operating Health Education a nd Training Centers, Moneys Distributed Gra nts - $26,342,751 Gra nts - $23,000,000 Formu la Grants - $19,437,000 Grants and Contracts 12,905,000 G rants - $11,000,000 Grants - $8,491,000 Grants - $3,242,696 •1 ft) 0 tn m c N n 0 3 tn m c n c i rT99-b06-8T8 86/ZT/TT 4.71 ig m a. 919-904-6614 (o 0 Program Name Maternal a nd Child Health'Servicea Block Grant to the States Rural Rental Aaaistance Payments Cooperative Extension Service Rural Telephone Loana and Loa n Guarantees Commu nity Facilities Loans Adult Education -State Grant Program Mr Pollution Control Program Paymenta to Agricultural Rzperiment Stations Empowerment Zonea Program jectives To enable states to maintain a nd strengthen their leadership in coordinating health care for preg nant women, mothers, infant, and children with special health care needs. To roduca the tenant contribution paid by low-income families occupying eligibl e Rural Rental Houeing, R ural Cooperative Sousing, And Farm Labor Housi ng. To help people improve their lives and commu nities. To ass ure that people in eligible rural areas have aoceee to teleoommunicationa services. To construct or improve a comm unity facilities providi ng essential services to rural residents. To improve education al opportunities for a dults. To millet elate, tribal, m unicipal, in termunicipal and interstate age ncies in providing air pollutioa control standards. To support agricultural research at State Agricultural Experiment Stations. Provide for the establishment of empowerment zones and enterprise communities in rural areas. Moneys Dist ributed Grants - $566,697,128 Direct P ayments $540,9001000 Paym ents- $405,369,670 H ardship Loans - $71,200,000 Cost of Money Loa ns $216,729,000 FFB Tr eas ury Lo ans - $78,100,000 Direct Loans - $207,619,047 Guaranteed Loam - $78,902,000 Grants - $847,440,000 Grants - $181,047,500 Gr ants - $100,418,489 Gr ants - R ural - $40,000,000 Urban - $100,000,000 Designated Rural and Urban Communities - $2,847,368 Program Name Rural Ren tal Housing Loans Rura l Telephone Ban k Loan s Public Tran sportation for Noau rbu nixed Area s Emergency Food an d Shelter National Board Program M igrant and Seasonal Farmworkers Capita l Assistan ce Program for Elderly Persons and Persons with Dieabilitiee Supportive Housing for Persons with Disabilities Native American Employment and Trainin g Programs Rural Deve lopment Gran ts Federa l Tran sit Techn ica l Studies Gran ts Transit Plann ing and Research Objectiv es To provide economically deaigned an d constructed rental and cooperative housing suited for rural residents. Provide the supplemental financing to exten d and )repro ve telecommun ications services in rural Areas. To impro ve or initiate public tran sportation service in nonurbanised areas. To supplement and expand ongoing efforts to provide shelter, food, an d supportive services for n eedy families and individuals. To prov ide job training, job search assistance, and other supportive services. To provide fin ancial assistance in meeting the transportation needs of elde rly persona and persons with dis abilities. To provide for supportive housing and related facilities for persons with disabilities. To provide job training to Native American a facing serious barriers to employment. To facilitate the developme nt of mar a nd emerging private business and industry in rural areas. To assist Metropolit an Pla nning Organizations in the development of multimodal transpurtation improveme nt programa. Foster innovation in public transit eyatems. Moneys Distr m` be d Dire ct La 010,000 Direct Loans -- $126,423,000 Gr ants - $121,415,000 Grants - $1.00,000,000 Grants - $69,2135,000 Grants - $57,114,000 Rent al Assistance - $52,912,988 Grants - $52,502,000 ►OW Grants - $39,063,000 Grants and Contracts - $30,O060 00 C7 • 9R/7T/TT c • 0, • ID 3 c c 1 ID d c 4199-1.06-6TB 'D El 0 rcn r- 'J 1 312 Western Riverside Council of Governments County of Riverside, City of Banning, City of Beaumont, City of Calimesa, City of Canyon Lake, City of Corona, City of Hemet, City of Lake Elsinore, City of Moreno Valley, City of Murrieta, City of Norco, City of Perris, City of Riverside, City of San Jacinto, City of Temecula February 9, 1999 Mr. Eric Haley, Executive Director Riverside County Transportation Commission 3560 University Avenue Riverside CA 92501 Dear Mr. Haley, First let me thank you for your participation in the Census 2000 Task Force and the TAC discussion on this issue. As you so aptly pointed out during these discussions, the Census 2000 counts are of importance to the distribution of transportation funds to California and allocations within the state. Our member jurisdictions have voted to create a full-time Census support coordinator position for the next 16 months, and have committed $75,000 to this activity. Our Executive Committee has also suggested that WRCOG approach RCTC for your possible participation in this effort. The importance of conducting a full, complete and accurate Census count is significant. In order to maximize our collective interests, we invite RCTC's participation in this effort, and ask that you contribute to the support of the Census 2000 resource position in the amount of $5,000. We believe this small cost now will be a very worthwhile investment considering the long-term transportation funding implications for your agency. Please join us to ensure that a full and complete Census count is conducted. Thank you for your interest and cooperation in this matter. We look forward to your favorable response. Sincerely, Jim Venable, WRCOG Chair Alan Crouse 3' District Supervisor Executive Director, WRCOG 000019 3880 Lemon Street, Suite 300 • Riverside, CA 92501 • (909) 787-7985 • Fax (909) 787-7991 uuCJ 0 AGENDA ITEM 5 VuO321 RIVERSIDE COUNTY TRANSPORTA TION COMMISSION DATE: March 22, 1999 TO: Budget & Implementation Committee FROM: Bill Hughes, Bechtel Project Manager THROUGH: Paul Blackwelder, Deputy Executive Director SUBJECT: Release of Engineer's Estimate During Bidding Process At the February 22, 1999 meeting of the Budget & Implementation Committee, the Committee requested Staff to bring back an item for discussion regarding the disclosure of the Engineer's estimate during the bidding process. Current Process: For each capital project that the Commission takes to construction, Staff works with the assigned design consultants to prepare a set of plans, specifications and an Engineer's cost estimate (PS&E). The plans and specifications constitute the bid package that is provided to each interested bidder. Each bidder that will bid on the project must purchase the bid package. The money collected from the bidder's interested in participating in the bid covers the cost of reproducing the bid package and the mailing of any addenda that is issued to clarify or change the bid package prior to the bid opening. The details of the Engineers estimate is not released to the bidders; however, the Engineer's estimate for the value of the project is provided to prospective bidders as well as other agencies that advertise the project such as the F.W. Dodge Green Sheet that is published daily or the Construction Data Hot Sheet that is published twice a week. What are other agencies doing as it relates to releasing the Engineer's Estimate? Staff contacted the following agencies to determine how they deal with the release of the Engineer's Estimate: Caltrans: County of Riverside: City of Riverside: Releases the value of the Engineer's Estimate and posts the value on their Web Page Releases the Engineer's Estimate by giving a range Releases the value of the Engineer's Estimate n , � 00 0 2 2 What are the advantages of releasing the Engineer's Estimate? The key reason to publish the value of the project is to help bidders determine if they have an interest in the project. Many bidders limit their participation in bidding on projects based on the value of the project. Bidders also have limits on their bonding capacity that figure into their ability to provide the required bid and performance bonds. By refusing to disclose the Engineer's Estimate to the pool of potential bidders, bidders that may have bid on the project may not do so because of the lack of time or interest on their part to spend time and money to perform their own estimate to find if the project is within their bonding capacity. This issue will become more important at times when the bidders have plenty of other work available to them where they know more about the value of the projects that they are being asked to bid on and they can quickly focus on the magnitude of project that fits their bonding capacity. Therefore, releasing the Engineer's estimate (without the details that make it up) helps Staff sell the project and potentially results in an increase in the number of bidders participating in the bidding process. The more bidders that participate in the bid usually results in a better bid received for the project. Can the Engineer's Estimate be Protected? If the Commission elected to do so, the Commission could direct Staff not to release the value of the Engineer's Estimate to the bidders. The bidders could obtain the approximate value of the project from the following sources : The Project Study Report, Project Report, RCTC Budget, RCTC Strategic Plan, and Commission agenda. All of the above documents can be requested under the Public Records Act. Many of these documents could be obtained from other agencies that have copies of the reports. If one bidder pursued this course, he could obtain information that would not be provided to the other bidders thus obtaining an advantage over the other bidders. In fact, there is nothing stopping a bidder from requesting the Engineer's Estimate itself under the Public Records Act. Legal Counsel has reviewed this issue and is of the opinion that RCTC could refuse to disclose the information during the bidding process under the rational that it would harm the process of obtaining a low bid for the project and that the harm was greater than the harm of denying the bidder the requested information. This position could however lead to a court challenge. Options to Consider: 1. Continue releasing the value of the Engineer's Estimate while advertising the project. 2. Release the information as a range rather than a specific number. UUOJ?3 AGENDA ITEM 6 3. Attempt to protect the information through the bidding process by denying all requests for information that could lead directly or indirectly to providing the project value. STAFF RECOMMENDATION: That staff continue releasing the value of the Engineer's Estimate without the detail in order to: 1. Be consistent with the State bidding process since the projects are designed and constructed to the State's standards and funded with State and Federal dollars. Having different standards may add confusion to the bid process for bidders who typically bid highway projects for the State system. 2. Encourage the maximum number of interested bidders to participate in the bid. By removing access to information that is normally available to them, some bidders may not participate because of the additional time required to determine the value of the project — particularly in times when the bidders are busy with other work available to them. 3. Assure that all bidders are provided the same information so that one bidder does not obtain information that would provide it a strategic advantage over the other participating bidders. uuUJ24 • • • RIVERSIDE COUNTY TRANSPORTA TION COMMISSION DATE: March 22, 1999 TO: Budget and Implementation Committee FROM: David W. Shepherd, Director of Intergovernmental and Legislative Affairs THROUGH: Dean Martin, Chief Financial Officer SUBJECT: State and Federal Legislative Update State Update With the passage of the deadline for bill introductions (February 26th), policy committees have begun to schedule hearings on legislation. In anticipation of the various bills needing hearings, policy committees such as the Assembly Transportation Committee, have held informational hearings on topics relating to the current needs of public transit and how to more efficiently program transportation funds. Serving as both inspiration for these hearings and as the ultimate goal are three legislative proposals intended to provide increased funding to the State's transportation system: AB 276 (John Longville, D - Rialto) Would redirect a portion of sales and gas taxes currently going to the General Fund to the Public Transportation Account. AB 308 (John Longville, D - Rialto) Would require a review and analysis of the Public Transportation Account expenditures and a review of the account's needs. AB 521 (Tom McClintock, R - Simi Valley) Would redirect that portion of sales and gas taxes currently going to the General Fund to the State Highway Account solely for highway and road projects. An analysis of the impacts on local entities such as cities and counties, via a loss to the General Fund has not been completed at this time. These and many other attempts at improving the State's transportation infrastructure will likely become part of a large conference committee sometime next year; the result being a comprehensive infrastructure financing package. Therefore, without an analysis of the General Fund impacts and understanding that they will become part of a large discussion surrounding the issue, staff has no recommendation on these proposals at this time. V" In addition, Senate Pro Tempore, John Burton, has formed a Transportation Infrastructure and Financing Working Group composed of representatives from various interested parties. They include Jose Medina, Caltrans, Bob Remen, CTC, Tim Cremins, Operating Engineers, Steve Baker, PECG, Josh Shaw, California Transit Association, DeAnne Baker, CSAC, Therese McMillan, RTPA Moderator, Tim Coyle, CBIA, Jim Ghielmetti, Signature Properties, Dave Ackerman, Chamber of Commerce/AGC and Carl Guardino, Silicon Valley Manufacturers Group. Eric Haley, RCTC Executive Director has been named to represent the Self -Help Counties Coalition on this group. The final product of the working group's effort likely will be part of the agenda for the a conference committee, likely to be formed next year, that will address all facets of infrastructure (transportation, water, parks, etc.). Assemblyman Longville, at the request of the San Bernardino Associated Governments (SANBAG) has introduced AB 283 which would allow a resolution of necessity to be approved by a County Board of Supervisors, rather than the California Transportation Commission (CTC). This bill will save time and resources by avoiding the lengthy process involved in having to go before the CTC. Staff has analyzed and recommends the following bill positions: AB 71 (Jim Cunneen, R — Santa Cruz) Would permit inherently low -emission vehicles (ILEV) to travel in High Occupancy Vehicle lanes regardless of the number of occupants in the ILEV. Staff Recommends: SUPPORT. AB 872 (Elaine Alquist, D- Santa Clara) Would allow reimbursement of local funds used to advance STIP programmed projects. Staff recommends: SUPPORT. AB 1012 (Tom Torlakson , D- Walnut Creek) A comprehensive transportation reform package intended to enhance Caltrans' operating environment; includes the RCTC/SANBAG generated "loan" concept. Staff Recommends: SUPPORT. SB 65 (Kevin Murray, D — Los Angeles) Would appropriate $20 Million to support welfare to work transportation projects. Staff Recommends: SEEK AMENDMENT • • • • • • Federal Update In Washington, D.C., the appropriations process is on a fast -track. Members are required to have all appropriation requests complete by the middle of March. Both the RCTC and SANBAG federal advocates have provided valuable assistance in coordinating each agency's requests and garnering the support of our congressional representatives. In the transportation policy area, both the House and Senate have been attending to the reauthorization of the Airport Improvement Program (AIP) which is scheduled to expire March 31St, 1999. While the House and Senate seem to differ on whether to - increase or maintain the current passenger facility charge cap of $3, they appear to agree on $5 billion as the appropriate funding level for the AIP. House and Senate aides have indicated that the bill for each could possibly be brought to the full bodies for consideration in time to meet the March 31St deadline. If not, the House has already passed a temporary extension for the remainder of 1999. This program may be a funding source to assist development efforts of the airports located in Riverside and San Bernardino Counties. STAFF RECOMMENDATION: That the Budget and Implementation Committee recommend the Commission approve the staff recommended bill positions as indicated and receive and file the State and Federal Legislative Update. 0 50`'T Date of Analysis: March 9, 1999 • • • Bill Number/Author: Subject: Status: Summary: AB 71 (Jim Cuneen, R — Santa Cruz) Introduced December 7, 1999 Amended February 3, 1999 Would Permit Inherently Low -Emission Vehicles to Travel in High Occupancy Vehicle Lanes Regardless of the Number of Occupants in the Vehicle Assigned To The Assembly Transportation Committee — No Hearing Date Yet. This bill cites the language in the Transportation Equity Act of the 21' Century (TEA 21) which not only permits by encourages High Occupancy Vehicle (HOV) Lane Access for Inherently Low -Emission Vehicles (ILEVS) without a minimum occupancy requirement. Using TEA21 as support, the bill then changes current law to allow Federally certified ILEVS to travel in HOV regardless of the number of occupants in the vehicle. AB 71 would also require the California Highway Patrol (CHP) to design and make available, special license plates for ILEVS. In order for ILEVS to legally travel in an HOV lane with the driver as the only occupant, they must have the special license plate developed by the CHP. Staff Comments: Both Riverside and San Bernardino Counties are areas of non -attainment of Federal Clean Air standards. While HOV lanes are primarily a congestion management, not an air quality management tool, the small number of ILEVS that would travel in these lanes would have a negligible affect on their capacity. Further, rewarding the owners of these vehicles by permitting their travel in HOV lanes, serves as testimony the commitment to clean air strategies by governmental entities. Staff Recommendation: SUPPORT 00-0028 • • • • • • Date of Analysis: Bill Number/Author: Subject: Status: Summary: March 8, 1999 AB 872 (Elaine Alquist, D - Santa Clara) Introduced December 21, 1998 Allows for Regional Source Project Funding and Reimbursement Assigned To The Assembly Transportation Committee — Set for hearing March 28, 1999 AB 872 would authorize a regional or local entity to expend it's own funds, and to later be reimbursed, on projects which are programmed in the State Transportation Improvement Program (STIP) but have not yet been allocated the state funding for the project. The bill also provides for the development of a standard fund transfer agreemtn form for all projects in the 2000 (STIP) and all subsequent STIPs. Finally, AB 872 requires Caltrans to develop rapid reimbursement systems that include reimbursement via eletronic transfer. Impacts on Riverside and San Bernardino County: Background The net affect of AB 872 is an advancement of STIP project implementation via local funds and a subsequent reimbursement of the local dollars spent. The Santa Clara Valley Transportation Authority, the bill's sponsor states that a previous project of (SCVTA) was programmed in the STIP, put on the fast track by SCVTA via local funding and later rejected by the State for reimbursement — even though the project was included in the STIP and therefore, elegible for State funding. The bill's other provisions relate to an overall effort to streamline Caltrans' operating environment and expedite the reimbursement of local dollars with appropriate State funding. Any opportunity to bring request rejected provides SANBAG may choose to and deserve support. Staff Recommendation: SUPPORT project's to fruition without fear of having a reimbursement greater security to project delivery. While neither RCTC or exercise the option AB 872 will bring, the bill's merits are clear • • • Date of Analysis: March 9, 1999 • • • Bill Number/Author: AB 1012 (Tom Torlakson, D — Walnut Creek) Introduced February 25, 1999 Subject: Comprehensive Transportation Reform Package To Enhance Caltrans' Operating Environment; Including the RCTC/SANBAG Initiated "Loan" Concept. Status: Assigned To The Assembly Transportation Committee — Set for hearing March 28, 1999. Summary: AB 1012 is a major effort to enhance the operating environment of Caltrans. The six significant operational changes the bill would effectuate are: 1. Requiring each Caltrans local district to create Transportation Project Delivery Teams for purposes of evaluating project delivery processes and recommending necessary changes. The members of the team would include: Caltrans District Director, Executive Directors of the local agencies responsible for STIP submittal such as the Riverside County Transportation Commission and the San Bernardino Associated Governments, the Executive Director of the Metropolitan Planning Organization in the Caltrans District and other members to be nominated by the designated membership; 2. Requiring the development of a "seamless" management information system that would allow regional agencies and Caltrans to track project development; simultaniously on the same system. 3. Granting local. Caltrans District Directors signature authority over all contracts amounting to $50,000 or less; 4. Extending the current STIP cycle from four to six years; the first two years would fund project development (environmental, design, etc.) work; the last four would be for project construction/implementation; 5. Creation of a two-year State Transportation Budget; 6. Creation of a "loan" program to more expediently spend the State Highway Account's (SHA) cash balance and permit agencies to fund "shelf -ready" projects. Staff Comments: Assemblyman Torklason, after discussions with the Self -Help Counties Coalition and other interested transportation entities, introduced AB 1012. The intent is to address those operational and programmatic constraints that lead to delay in project delivery and O:\AB 1012-DWS.DOC -000030 subsequently, the excessive SHA cash balance. The various reforms in the bill offer local agencies such as the Riverside County Transportation Commission (RCTC) and the San Bernardino Associated Governments (SANBAG) greater control over the development and delivery of their STIP projects. Staff Recommendation: SUPPORT O:\AB1012-DWS.DOC • • • -003.03'. Date of Analysis: March 8, 1999 • • • Bill Number/Author: Subject: Status: Summary: SB 65 (Kevin Murray, D — Los Angeles) Introduced December 21, 1998 Appropriates $20 Million for Welfare -To -Work Transportation Services Senate Transportation Committee — Set for Hearing March 16, 1999 SB 65 is an attempt to provide funding for the !'to" portion of Welfare -To -Work. The bill would make a one time $20 million ($18 million to urban counties, $2 million to rural areas) appropriation from the General Fund to a newly created Welfare -To -Work Account within the Public Transportation Account of the State Transportation Fund. The funds would then be allocated by Caltrans to each regional entity (county transportation commissions in the case of Southern California), based on the ration of welfare recipeints to the county's population: • provide transportation to job sites, educational facilities, and child care facilities; • purchase vehicles for use in Welfare -To -Work service; and, • design and implement transportation or management systems which will aid welfare recipients in obtaining jobs, or other services which promote employability. The bill requires collaboration with county welfare departments and other interested enitities in to develop qualification rules for and use of the funds. Impacts on Riverside and San Bernardino County: Background Together, the Riverside and San Bernardino County welfare populations compose roughly 25% of the total of the federally designated Souther California Associated Governments (SCAG) region. SB 65 would provide an alternative source of funding for the types of innovative programs that might help Riverside and San Bernardino County welfare recipients make the transition from welfare to work. However, staff has concern with two provisions in SB 65. The bill would permit SCAG to apply to receive a grant from any of the county transportation commissions in the region. Another provision in the bill would require a copy of every application to immediately be sent to SCAG. Staff is concerned that SCAG is a planning, not an implementing agency and therefore questions the allowance for SCAG to apply for grants under this program. SCAG staff --OOO.Q31 states that they see opportunites to use their rideshare software to assist welfare departments develop innovative programs. Rather than permitting SCAG to apply directly for the funds, the bill should be amended to allow for SCAG to enter into partnerships with welfare departments (who would serve as the lead grant recipient) and function as a supporting entity in the grant's implementation. Permitting SCAG to apply and also receive a copy of every application is not appropriate in terms of a pure grant application/allocation process. The bill should be amended to require the transmittal, to SCAG, of all grant allocations in the SCAG region. This more appropriately supports SCAGs role as the Metropolitan Planning Organization and tracking the region's welfare -to -work effort. Staff Recommendation: SEEK AMENDMENTS t)o3 • • Eli .4 RIVE RSIDE C OUNTY TRANSP ORTATION COMMIN/S AN BERNA RDINO ASSOCIATED G OVE RN'MEI. POSITIONS ON ATE LEGISLATI ON as of March 12, 1999 Legislati on/Author Description Bill Status Position Date of Board Adoption AB 38 (Washi ngton) Extends SCAQMD Authority to collect $1 vehicle license fee for air quality programs. Awaiting hearing date in the Assembly Tra nsportatio n Committee. SUPPORT SANBAG 3/3/99 RCTC 3/10/99 AB 44 (McClintock) Would require Caltrans and local authorities to redesignate all existing HOV la nes as mixed flow. Awaiting hearing date in the Assembly Tra nsportation Committee. OPPOSE SANBAG 3/3/99 RCTC 3/10/99 AB 71 (Cuneen ) Would permit inherently low- emmission v ehicles (ILEV) to travel in High Occu pancy V ehicle lan es regardless of the nu mber of occupants in the ILEV. Awaiting hearing date in the Assembly Transportation Committee. ST AFF RECOMMENDS: S upport AB 74 (Strom -Martin) Wou ld permit a private rail freight o peration to compete for State Intercity Rail funding. Awaiting hearing date in the Assembly Transportation Committee. OPPOSE S ANBAG 3/3/99 RCTC 3/10/99 AB 102 (Wildman an d Hertzberg) Would fund the 1989 Priority Soundwall Retrofit list off -the -to p of the State Highway Acco unt. No Committee Assign ment yet. SEEK AMENDMENT SANBAG 3/3/99 RCTC 3/10/99 AB 276 (Longville) Wo uld redirect a portion of sales and gas taxes currently going to the General Fu nd to the Public Transportation Account No Committee Assignment yet. NO RECOMMENDATION M:\LEGMA T. DWS. WPD LeWtion/Author Description ill Status Positio n Date of Board Ado pn AB 283 (Longville) Would allow a resolution of necessity to be approved by a County Board of Supervisors, rather than the California Transportation Commission. Set for a hearing on 3/16/99 with the Assembly Judiciary Committee. SPONSOR - A DOPTED AS PA RT OF THE STATE LEGISLATIVE PROGRAM SAN BAG 1/6/99 RCTC 1/13/99 AB 308 (Longville) Wou ld require a review and analysis of the Public Transportation Accou nt expenditu res and a review of the acco unt's needs Set for a hearing on 3/11/99 with the Assembly Tran sportation Committee. NO RECOMMEN DATION AB 521( McClintock) Would redirect that portion of sales and gas taxes currently go ing to the Gen eral Fund to the State Highway Account. Set for hearin g on 3/21/99 with the A ssembly Transportation Committee. NO RECOMMENDATIO N AB 872 (Alqu ist) Would allow reimbu rsement of local funds used to advan ce STIP programmed projects. Set for hearing on 3/28/99 with the Assembly Transportation Co mmittee. STAFF RECOMMENDS: Support in concept AB 1012 (Torlakson) A comprehensiv e transportatio n reform package intended to enhance Caltrans' o peratin g environment; includes the RCTC/SANBAG gen erated "loan" concept. Set for hearing on 3/28/99 with the Assembly Transportation Committee. STAFF REC OMMENDS: Support SB 14 (Rainey) Would require extensive study prior to construction of future HOV lanes. Awaiting hearing date in the Senate Transportatio n Committee. OPPOSE UNLESS AMENDED SANBAG 3/3/99 RCTC 3/10/99 •slationlAuthor Lill Description ill li patus Position Date of Board AdSn SB 17 (Fig ueroa) Would permit employers to receive a tax credit for purchasing transit passes for their employers. Awaiti ng hearing date in the Senate Reven ue and Taxation Committee . SUPPORT SANBAG 3/3/99 RCTC 3/10/99 SB 63 (Solis) Would reduce the minimum occupa ncy for the El Mo nte Busway from 3 plus to 2 plus . Set for hearing on 4/6/99 with the Senate Transp ortation Committee. OPPOSE UNLESS AMENDED S ANBAG 3/3/99 RCTC 3/10/99 SB 65 (Murray) Would appropriate $20 Million to su pport welfare to w ork transportation projects Set for hearing on 3/16/99 with the Senate Tra nsportation Committee STAFF RECOMMENDS: SEEK AME NDME NT SB 98 (Alarcon) Exten ds SCAQMD Authority to collect $1 vehicle license fee for air quality programs. Heard testim ony in Se nate Transportation Committee on 3/2/99 heari ng postponed until 3/16/99. SUPPORT SA NBAG 3/3/99 RCTC 3/10/99 SB 117 (Murray) Makes the State Environmen tal Enhancemen t and Mitigation fund permanent. Set for hearing on 4/6/99 with the Senate Transportation Committee. SUPPORT SANBAG 3/3/99 RCTC 3/10/99 • • • AGENDA ITEM 7 RIVERSIDE COUNTY TRANSPORTA TION COMMISSION DATE: March 22, 1999 TO: Budget & Implementation Committee FROM: Bill Hughes, Bechtel Project Manager THROUGH: Paul Blackwelder, Deputy Executive Director SUBJECT: Request for Proposal for the Pedley Station Security System Design At the November 12, 1998 RCTC meeting, the Commission elected to award a contract to L.J & Associates using a standard short form consultant agreement for an amount of $30,000 to design the electronic security surveillance system for the Pedley Metrolink Rail Station. L.J. & Associates had previously performed the same design for the Riverside Downtown Station, the La Sierra Station and the West Corona Station. L.J. & Associates has elected not to sign the short form agreement and would prefer to compete for the construction phase of the work when it is available for bidding. This being the case, Staff now recommends that RCTC put out a request for proposal to select a qualified firm that can provide the plans, specifications and cost estimate for the project. A selection panel will be established to review the proposals, short list the firms that submit proposals, and report back to the Commission with recommendations on the most qualified firm to complete the work. The selection panel will be comprised of RCTC and Bechtel Staff as well as any other interested agencies such as Metrolink. Financial Assessment Project Cost estimated cost is $30,000 (to be determined after selection process is complete. Source of Funds $776,250 of FTA Section 9 or CMAQ funds Included in Fiscal Year Budget y Year Included in Program Budget y Year Programed Approved Allocation Year of Allocation Budget Adjustment Required n Financial Impact Not Applicable STAFF RECOMMENDATION: That the Budget and Implementation Committee recommend the Commission direct Staff to prepare a request for proposal from qualified consultants that can prepare the plans, specifications, and cost estimate for the Pedley Metrolink rail station security system and tie the system back to the Riverside Downtown Station. A selection panel will be established to review the proposals, short list the firms that submit proposals, and report back to the Commission with recommendations on the most qualified firm to complete the work. The selection panel will be comprised of RCTC and Bechtel Staff as well as any other interested agencies such as Metrolink. buej33 AGENDA ITEM 8 RIVERSIDE COUNTY TRANSPORTA TION COMMISSION DATE: March 22, 1999 TO: Budget & Implementation Committee FROM: Cathy Bechtel, Program Manager THROUGH: Dean Martin, Chief Financial Officer SUBJECT: FY 1999-00 SB 821 Bicycle and Pedestrian Facilities Program Each year, 2% of the Local Transportation Fund (LTF) revenue is made available for use on bicycle and pedestrian facility projects through the Commission's SB 821 Program. This is a discretionary program administered by the Commission. There are three steps to carry out the program: 1. All cities and the County are notified of the SB 821 program estimate of available funding and are requested to submit project proposals (all school districts in the county are also notified and asked to coordinate project(s) submissions with either their local city or the county transportation department). The Commission's SB 821 Program Policies, project application and selection criteria, and Caltrans' Highway Design Manual are also provided with the notification. 2. The Commission's SB 821 Evaluation Committee, comprised of members of the Commission's Technical and Citizens Advisory Committees (3 each), meets to review and rank the project applications using the evaluation criteria adopted by the Commission and recommends projects and funding amounts to the Commission for approval. 3. The Commission reviews the Committee's recommendations and approves a program of bicycle and pedestrian projects for funding. Based on LTF revenues estimates for FY 1999-00, the 2% LTF funding for the SB 821 Program will be approximately $753,603. In addition to these funds, any unapportioned carryover (receipts of LTF revenues in excess of the FY 1998-99 apportionment) will not be known until the close of the 1998-99 fiscal year. Also, there may be an unidentified amount of carryover funds from projects in the current program as a result of funds which were not claimed or because time extensions were not granted prior to the expiration of the FY 1998-99 SB 821 funding authorization. ti th o 3 ,1 STAFF RECOMMENDATION: That the Budget and Implementation Committee recommend to the Commission that staff release a Call for Project for FY 1999-00 SB 821 funding and notify the cities, the County, and local school districts of the estimated FY 1999-00 SB 821 funding available. ; j33 AGENDA ITEM 9 RIVERSIDE COUNTY TRANSPORTA TION COMMISSION DATE: March 22, 1999 TO: Budget and Implementation Committee FROM: Shirley Medina, Staff Analyst II THROUGH: Dean Martin, Chief Financial Officer SUBJECT: City of San Jacinto Request to Substitute Surface Transportation Program (STP) Discretionary Project The City of San Jacinto is requesting the Commission to reprogram Surface Transportation Program (STP) Discretionary funds from a traffic signal at Menlo and Highway 79 to a signal at Sanderson and Cottonwood Avenues. The reason for this request is that the traffic signal at Menlo and Highway 79 is being delayed due to the coordination and participation of funding with the City of Hemet and Caltrans. The project also requires right-of-way acquisition. Construction of this project is anticipated to be completed by late year 2000. The traffic signal at Sanderson Avenue and Cottonwood Avenue is scheduled to be under construction by December 1999. The RCTC substitution policy allows substitution of 2 projects or 20% of an agency's overall budget. The substitution must be of comparable value both financially and public benefit wise. This is the City's second substitution request and is consistent with the Commission's Substitution Policy. Financial Assessment Project Cost $120,000 Source of Funds Surface Transportation Program (STP) Included in Fiscal Year Budget n/a Year Included in Program Budget n/a Year Programed 94/95 Approved Allocation n/a Year of Allocation 94/95 Budget Adjustment Required n/a Financial Impact Not Applicable n/a STAFF RECOMMENDATION: That the Budget and Implementation Committee recommend the Commission approve the City of San Jacinto's request to reprogram STP Discretionary funds from the traffic signal at Menlo & Highway 79 to Sanderson Avenue and Cottonwood Avenue. Gu0437 dministration HE C I T Y OF S A N J A C I N T O February 22, 1999 Mr. Eric A. Haley, Executive Director Riverside County Transportation Department 3560 University Avenue, Suite 100 Riverside, CA 92501 Attn: Mr. Hideo Sugita Re: 96/97 STP Discretionary Fund-Menlo/Hwy 79 The City of San Jacinto respectfully requests commissions' approval for reallocation of the $120,000.00 Grant currently designated for traffic signal at Menlo & Hwy 79 to intersection of Sanderson Avenue and Cottonwood Avenue. This intersection was studied 2 years ago to determine if it complies with the signal warrant requirements. As a result of this study, 4 -way stop signs were installed until signal can be constructed. Based on Council's direction, we are authorized to proceed with installation of the signal as soon as possible. Providing we receive your funding approval within the next 45 days, the construction of this signal should begin by December of this year. Our request to transfer the fund to the intersection of Sanderson and Cottonwood Avenue is based on the fact that the intersection of Menlo and Hwy 79 require extensive and time consuming coordination and funding participation by City of Hemet and Caltrans. It also requires purchase of Right -of -Way from effected property owners which will also add considerable time to delivery of this project. To simplify matters, we will utilize local dollars for the construction of Menlo and Hwy 79 signal and anticipate this work to be completed by late year 2000. Comparing the two projects, Sanderson Avenue has similar traffic counts as San Jacinto Avenue and the cost of the traffic signal should be the same at both intersections. Please note that the City of San Jacinto recently received commission's approval for $550,000.00 in STIP Funds to rehabilitate Sanderson Avenue. The construction of the signal at Cottonwood and Sanderson will further improve the unsafe condition on Sanderson Avenue. buCJ3 2W I E m;.0 , Street • San Jacinto. CA 92583 • Tei. c)09:654 733/ Fax: 909/654-3728 We appreciate your favorable recommendation and support of our request and ask you to call if you have any questions or need any further information. Sincerely, Habib Motlagh City Engineer c: Mayor & Council Members City Manager uu3339 AGENDA ITEM 10 RIVERSIDE COUNTY TRANSPORTA TION COMMISSION DATE: March 22, 1999 TO: Budget and Implementation Committee FROM: Cathy Bechtel, Program Manager THROUGH: Hideo Sugita, Director of Planning and Programming SUBJECT: FY 2000-03 Congestion Mitigation and Air Quality Improvement Program The Congestion Mitigation and Air Quality (CMAQ) Improvement Program provides funds to support projects and programs in non -attainment and maintenance areas which reduce congestion and transportation -related emissions. Approximately $86.9 million is available for programming in the County through the life of TEA 21, FY 98- 2003. The Commission has already programmed the first two years of available funding, $26.9 million, leaving a balance of $59.9 million for programming through FY 2003. The table below identifies the total amount of CMAQ funds estimated to be available through TEA 21 and the amount of funds committed by the Commission to date: TEA 21 CONGESTION MITIGATION and AIR QUALITY FUNDS (CMAQ) Fiscal Yr. SCAB SSAB TOTAL 1997/98 $9,804,103 $2,498,784 $12,302,887 1998/99 $11,511,211 $2,933,877 $14,445,088 1999/00 $11,620,238 $2,961,665 $14,581,903 2000/01 $11,875,692 $3,026,773 $14,902,465 2001/02 $12,081,177 $3,079,145 $15,160,322 2002/03 $12,330,559 $3,142,705 $15,473,264 TOTAL $69,222,980 $17,642,949 $86,865,929 PROGRAMMED $24,009,637 $2,928,252 826,937,889 AVAILABLE $45,213,343 $14,714,697 $59,928,040 SCAB =South Coast Air Basin: Western Riverside County SSAB = Salton Sea Air Basin: Eastern Riverside County (Coachella Valley only) Staff convened an Ad -Hoc Committee of the Commission's Technical Advisory Committee (TAC) to review the selection criteria used during the last round of CMAQ programming. The recommendations from the Ad -Hoc Committee were then presented to the full Technical Advisory Committee at their meeting on March 15, 1999. It is the recommendation of staff and the TAC that the existing project selection criteria be again recommended for use during the next programming cycle with one criteria deletion (shown in strike -out) and two additions (bold italics). The 2�) recommended criteria are: Emphasis on Measure A Program: Projects in the "Strategic Plan" expected not to be funded from anticipated revenues. • Economic Development: Projects resulting in retention or expansion of the job base in Riverside County. Project Readiness: Projects ready and as close to construction as possible (i.e. completing engineering and design, environmental and right of way clearance) and leveraging other funds to support the project. • Areas Not Included in Measure A Program: Projects which are regional, multi - jurisdictional, identified on the Congestion Management Program (CMP) Network or Comprehensive Transportation Plan (CTP) Network in Western Riverside County and the Regional Arterial Program in the Coachella Valley. • Air Quality: Projects that will result in improved air quality. • Geographic Balance: Balancing the number of projects an agency or subarea would receive funding within the County. Project distribution is not necessarily based upon population equity. This criteria could be applied at the discretion of the Commission than 100,000 population. (Recommended for deletion since never applied). Safety: Projects which will result in improved safety. (Applicants will be requested to provide information on the number of fatalities and/or accidents in project area). • Congestion Mitigation: Projects resulting in improved traffic flow and subsequent reduction in transportation -related emissions. (Applicants will be requested to provide information on existing average daily traffic and level of service and projections on post improvement conditions). As was done previously, it is recommended that no priority order or weight be placed on the selection criteria. The TAC also discussed the evaluation procedure for this program. It is recommended that a similar evaluation process as was used for the recent $15 million STIP Rehabilitation and Arterial Program be followed with all TAC members invited to evaluate the applications. A prioritized program of projects will be developed for the Budget and Implementation and Commission's consideration. In support of the Commission's air quality goals as defined in its annual budgets, staff 000041 AGENDA ITEM 11 is recommending that two million dollars be reserved from the South Coast Air Basin CMAQ balance available to establish an "opportunity fund" in support of future clean fuel projects. Given that clean fuel projects take an extensive amount of time to develop, it is recognized that on -going efforts by public and private interests within Riverside County to package projects are not at the point where they can appropriately compete in the Commission's forthcoming call for projects. Establishing a Clean Fuels Opportunity Fund to be administered by the Commission would allow projects to be submitted over a multi -year period. It is proposed that an open application process be used which requires that applicants follow the same project submittal format as developed by the Commission for the CMAQ call for projects. The open process would allow for the submittal of clean fuel projects at any time and funding, if approved, would be awarded on a first come basis. The Opportunity Fund shall support no more than 50% of the total project cost. Projects would be reviewed and evaluated against established criteria to ensure air quality benefits and submitted through the TAC for their recommendation and forwarding to the Commission for final approval and funding award from the Opportunity Fund balance. Staff is requesting the Budget and Implementation Committee's approval to move forward with a CaII for Projects to program the balance of available CMAQ funds. The proposed schedule is as follows: Mon., March 22, 1999 Wed., April 14, 1999 Mon., April 19, 1999 Fri., June 4, 1999 Tues., June 8, 1999 Thurs., June 17, 1999 - Mon., June 28, 1999 - Wed., July 14, 1999 STAFF RECOMMENDATION: Budget & Implementation requested to recommend to RCTC the release of the CMAQ call for projects and approve recommended selection criteria. Commission action for above Release Call for Projects CMAQ Applications Due Mail copies of all applications to Evaluation Committee Convene Evaluation Committee Budget & Implementation Committee considers recommended CMAQ list of projects Commission approves CMAQ project allocations That the Budget and Implementation Committee recommend the Commission: 1) approve the proposed project selection criteria and evaluation process for the programming of the balance of CMAQ funds; 2) establish a Clean Fuels Opportunity Fund with $2 million in SCAB area CMAQ funds reserved to support this program; and 3) direct staff to proceed with the Call for Projects. 000042 RIVERSIDE COUNTY TRANSPORTA TION COMMISSION DATE: March 22, 1999 TO: Budget and Implementation Committee FROM: Dean Martin, Chief Financial Officer SUBJECT: Fiscal Year 2000 Goals and Objectives The first step in the annual budget process is to develop short range goals and objectives which are consistent with the Commission's overall strategic direction. The Commission has an established set of guiding principles(i.e., policy goals) which assist staff in identifying the appropriate initiatives and programs to develop and implement. Using those guiding principles as the base, staff then annually develops both Commission and department objectives. Once objectives have been drafted by staff, reviewed, modified, and adopted by the Commission, staff then determines the resources needed to accomplish the goals and objectives. Resource allocation is presented in the form of the Draft Budget submitted to the Commission and the public in May. Staff has held a number of sessions to review, discuss, and draft the current year budget plan. Those meetings resulted in some revisions to the original seven guiding principles, as well as the development of an eighth guiding principle related to public and interagency outreach and communication. The attached document shows the staff recommended deletions and additions. Also included are the financial policies which have been used in the past, and staff recommends their continued usage, to develop the Draft Budget for fiscal year 2000 Financial or fiscal policies set long term financial goals and broad parameters within which management can operate in response to new situations or issues. Finally, a written summary of the Commission's annual budget process is included for your information. STAFF RECOMMENDATION: 1. Approve the revisions to the original seven guiding principles(i.e., policy goals) and adoption of the eighth guiding principle relating to public and agency outreach and communication. 2. Approve the Commission objectives and department goals and objectives for FY2000 and authorize staff to use these goals and objectives as the basis for resource allocation in the Draft FY2000 Budget. BUDGET PROCESS SUMMARY FOR FISCAL YEAR 1999/2000 bQ b 14-4 BUDGET PROCESS SUMMARY The budget is the primary performance tool used to measure and control accountability of public agencies for taxpayer dollars. The budget communicates to all stakeholders (i.e., citizens) how the investment they made will be put to use by providing detailed information on the specifics of resource allocation and expenditures. Progress is regularly monitored and revisions and updates are made at mid year to reflect changing dynamics and realities. This results in a budget'document that is truly useful and meaningful as a bench mark against which to evaluate government accomplishments and/or challenges, and to assess compliance with fiscal accountability. SHORT TERM STRATEGIC DIRECTION PHASE The first phase of the budget process is to determine the direction of the Commission in the short term and to integrate this with long term goals and objectives. Annually a seminar is held for the policy makers to evaluate and determine where the Commission plans to be and what it desires to accomplish over the next twenty years. Annual reviews allow for timely responsiveness to any significant political, legislative, or economic developments that may occur locally, statewide, or nationally. Staff then adjusts its course based on the long term strategic direction of the policy makers. Staff convenes in early January to both assess actual results compared to the current year budget and to map changes in strategy for the ensuing fiscal year by reviewing and, if necessary, redefining departmental mission statements, and setting goals. Those goals upon review by the Board(usually in April) become the Commission's short term strategic direction. RESOURCE DEFINEMENT AND ALLOCATION PHASE Simultaneous with the short term strategic direction phase, staff focuses on what funding sources are available, and what monies are estimated as carryover from the current year. In actuality, resource identification occurs throughout the year, but is 'finalized' in the upcoming fiscal year budget. Amounts to be borrowed are determined as part of the long term strategic planning process, but are adjusted in the annual budget to reflect more current information. NEEDS ASSESSMENT PHASE Staff and consultants evaluate what projects and studies need to he accomplished. Project priority and sequencing set in the long term strategic plan are the top candidates for budget submission. However, priorities may have changed due to economic necessities or political realities, resulting in projects being rescheduled by acceleration or postponement. New projects may be added or existing priorities deleted based on Commission direction. DEVELOPMENT/REVIEW PHASE Using all the data and information gathered from the previously mentioned stages, department heads submit their desired budgets to the Commissions ChiefFinancial Officer. The information along with 000'045 staff and overhead allocations is compiled into a preliminary or draft budget. After review by the Executive Director and inclusion of his desired changes, the draft budget is presented to the Budget and Implementation Committee in April and to the Board of Commissioners in May for review of initial resource allocation (after the Board has provided input to and adopted mission and goal statements). A hearing is scheduled to allow for public comment on the draft budget. The Commission may choose after public hearing to adopt the budget or to request additional information and or changes to the budget. ADOPTION/IMPLEMENTATION PHASE If additional changes or review is requested, a Proposed Budget is submitted to the Commission at its June meeting. The public hearing from May is continued to allow for additional public comment on the proposed budget.. The budget must be adopted no later than June 15th of each year. During the year if the need arises, staff may transfer part or all of any budgeted balance within financial responsible units by function. Control of the budget is maintained by monthly status reports to department heads. Corrective action must be documented and submitted to the financial officer for any significant budget variations. Commission approval is sought for any expenditures that will exceed those amounts allocated to each financial responsibility unit (e.g., Measure A) by broad classification (i.e., administration, programs, capital outlay, and other financing uses). BUDGET, ROLES AND RESPONSIBILITIES Involvement in the budget permeates all levels of staffat the Commission from clerical staff to policy makers. Each program/project manager develops a detailed line item capital budget. Those budgets by program are submitted to the department head for review and approval. The department heads will submit their budgets to the financial officer by March 1st. The Commissions Chief Financial Officer compiles the department budgets, and completes the operating budget (administrative) with input from the Clerk of the Board. Both the capital and operating budgets are combined into the draft budget for the entire Commission. The Executive Director reviews the entire budget for overall consistency with both the short and long term strategic direction of the Commission, the appropriateness of funding sources for the identified projects and studies, and that the operating budget expenditures are reasonable and complementary to the capital budget. 000046 COMMISSION POLICY GOALS AND OBJECTIVES FOR FISCAL YEAR 1999/2000 U00047 COMMISSION POLICY GOALS AND OBJECTIVES The following material outlines those adopted policy goals and objectives as well as financial policies that have served as the framework for the work plan presented in the 1999/00 Proposed Budget. Eff' T Mobility The Riverside County Transportation Commission in cooperation with local jurisdictions will strive to create a transportation system that promotes efficient mobility both within and outside of the county the county and regionally. Continue to fund studies that examine various route alternatives for congested corridors. Pursue innovative financing strategies which provide funding for transportation enhancements improvements. Work with transit providers to develop services through review and funding of transit plans. Develop and Implement a performance -based short range transit plan process which assures operator efficiency and effectiveness. Coordinate transit connections between among commuter rail, a-nd buses, and paratransit services within the County to ensure convenient service for passengers. Include in the RTIP projccts which arc financially constrained (i.c., funded). Develop an RTIP which promotes completion of Measure A and other high priority projects. Goods Movement RCTC will work with the Federal and State governments to facilitate the movement of goods and services within and through the county recognizing the vital role s- # mobility plays in the economic health of the county, the state, and the nation. Work with SCAG and other stakeholders towards the implementation of a coordinated regional approach to facilitate goods movement. Promote the use of rail corridors (including the San Jacinto Branch Line within funding constraints) as an alternative to trucks for the movement of freight within the County and the region. for county shippers and future use for commuter rail. Aggressively Pursue the continued development completion of highway county corridors #-will to facilitate goods movement including international trade and tourism. Support the efficient use of March AFB to address regional air freight and passenger demands. Congestion Relief and Safety Improvements Selection of projects and programming of funds by RCTC will be done with a view toward promoting traffic flow, improved safety, and reducing congested traffic corridors. Develop a countywide p+ae funding program for the continuation and expansion of the Measure A half -cent sales tax for transportation purposes. Advocate for a good data collection system as a critical element to the selection of projects for funding. Work with local jurisdictions to develop mitigation measures and strategies to address congested corridors as the Congestion Management Agency. Broach. Continue provision of innovative commuter rideshare programs with the goal of reducing single occupant vehicle trips. Continue to work with state and federal agencies to program and construct projects pfegc-amm-ed in the State Transportation Improvement Program and the completion of all projects in the Measure A Strategic Plan Air Quality Improvement RCTC's transportation planning will be designed to pfemete achieve cleafn air standards while fostering economic growth and improving quality of life. in the implementation of SB45. Work with the metropolitan planning organization, sub regional agencies, and local jurisdictions to ctrivc to develop and implement a regional transportation plan which meets conformity guidelines. Pursue dialogue Work with the SCAQMD to better coordinate our project implementation with their regional air quality goals. Support outreach and educational programs which promote voluntary ridesharing. and -art e. i o transportation furls and otrategioo Facilitate private/public adoption of strategies and use of clean fuels technology. Continue to require the purchase of clean fuel busses by transit operators, ands pared-the-etectiivohi loam n gram unloss oconnmically infoosibl` support the expansion to clean fuels to other transit vehicles. Promote the reduction of mobile source emissions through proactive participation in various air quality forums. Economic Development Transportation decisions will consider the economic benefits derived from any improvement and where feasible and practical will pursue transportation alternatives that enhance or complement economic development. P-remete Support local agencies in the design and construction of interchanges that are in proximity to regional economic centers and developments. Promote Support local projects, consistent with regional countywide transportation goals, which enhance business development and local employment. n ",50 Include in project selection a review of general assessment of potential impacts on the local and regional economy. once implemcRted. Participate in regional economic forums. Support the development of transportation technology research, education and training efforts of public institutions within Riverside County. Intermodalism and Accesseibility RCTC desires to serve as many of the County residents as possible and economically feasible by developing differing modes of transportation and considering the needs of a wide range of citizens. Continue efforts to expand rail passenger service though the Joint Powers Authority. within Riverside County. Participate in the study of high speed rail options and support efforts to devise fund+ng-strategies for eventual implementation of high speed rail and integration with existing rail passenger service. that cover a broad spectrum of socio economic needs. Work with transit providers and local social service agencies to assist them with funding to meet Americans With Disabilities Act (ADA) and welfare -to - work requirements, as well as specialized transit needs and other broad spectrum of transit and socio-economic needs. Work with Implement the SCRRA to develop a long-range strategic plan for expansion of the commuter rail system throughout thc- ivc county arca.in Riverside County. Technological Innovation use of advanced technologyies for "smarter" modal and intermodal applications which are affordable and practical. Advocate the development and 000051 - need technology strategics from the federal goyorn�mn_nnt th r gh innr r♦ IevoIs of fu Promote increase of state and federal funding of advanced technology and support coordinated deployment and advanced technology strategies. Public and Agency Communications RCTC will provide timely, informative and accurate information to encourage informed public and agency participation in RCTC's decision -making processes. Promote a closer working relationship with news and civic entities to increase interest in and understanding of transportation and related issues. Enhance the provision of public information through various forms of communications (i.e., internet, cable tv, print media, slide shows, etc). 00005': FINANCIAL POLICIES FOR FISCAL YEAR 1999/2000 00005 FINANCIAL POLICIES 0 Operating budget po/icies The Commission's budget will include at least a two percent contingency. The Commission will budget no more than one percent of Measure A sales tax revenues for administrative salaries and benefits. Costs of administration will be budgeted at whatever is reasonable and necessary, but not to exceed four percent of Measure A sales tax revenues(inclusive of the one percent salary limitation). Amounts will be budgeted by fiscal year for multi year projects based on best estimates, with the understanding that to the extent actuals vary from those estimates, and the project is ongoing, adjustments will be made in the mid year budget process. The fiscal capital budget should be consistent with the strategic plan with deviations appropriately noted, explained, and justified. Revenue policies Sales tax revenues projections will be revised bi-annually to ensure use of current and relevant data. Annual amounts may be adjusted by staff to reflect the most current economic trends. Federal and state matching funds will be used where possible to supplement the use of local funding sources. Debt management policies The Commission will strive to maintain a 2x debt ratio coverage on all senior debt. Debt issuances will be for major capital projects including engineering, construction, and right of way. Operating requirements must be from current ongoing revenues. Costs of issuance including underwriters discount will not exceed 2%. While it is the intent of the Commission to establish a cash debt reserve for long term bond issuances, obtaining surety bonds is not precluded. �a 000051 I] Auditing, accounting, and financial reporting policies The Commission will issue a Comprehensive Annual Financial Report. An audit is to be conducted annually on Commission accounting books and records. As long as the Commission has outstanding bonds, those audits must be conducted by an independent national accounting firm. Capital planning and programming policies The Commission will biennially complete and issue a capital planning document. Established priorities will be reviewed annually via a series of workshops and/or policy maker retreat. Reserve policies The Commission will maintain a cash reserve at least equal to five percent of annual revenues(exclusive of reimbursements/matching funds). 0 Cash management/investment policies Where possible the Commission will encourage receipt of funds by wire transfer to its accounts. Balances in the bank operating account will be maintained at whatever amount is necessary to meet monthly expenditures. Idle funds will be invested per the Commission's established investment policy emphasizing in order of priority --safety, liquidity, and yield. Cash disbursements to local jurisdictions and vendors/consultants will be done in an expeditious and timely manner. D Human resources management The Commission staffing levels will be consistent with the intent of its enabling legislation which envisioned a small, but effective staff. Consultants will be used to augment staff efforts as much as possible to support programs or work loads which do not appear to be of a permanent nature. 000055 State of the art technology will be maintained to improve the efficiency of a small staff and to encourage working "smarter". 000055 DEPARTMENT/PROGRAM GOALS AND OBJECTIVES FOR FISCAL YEAR 1999/2000 000057 ADMINISTRATION Mission "Administer the activities of the agency with minimal staff complemented with consultants so as to effectuate sound transportation policies and legislation compatible with air quality standards and accomplish the delivery of expeditious and cost effective transportation programs and projects consistent with Commission direction" 000056 ADMINISTRATION Department Overview The program for administration includes executive management, office management, community relations, and legislative and intergovernmental coordination. The Executive Director is responsible for the day to day operation of the Commission. The Clerk of the Board performs a number of administrative responsibilities to assist the Executive Director including functional operation of Commission headquarters, agenda preparation, records management and archiving, human resources administration, and contract processing. The Commission must interact with a number of local, regional, and state agencies on a continual basis. Relationships with other agencies is key to a coordinated approach to transportation issues including congestion relief and air quality attainment. Department Goals: Executive Management Maximize funding for advocacy and locally Measure A). Objective: Objective: transportation improvements in Riverside County through legislative controlled funding options such as sales taxes(e.g., expansion/extension of Update the completion time line for Measure A commitments through Phase II of the Strategic Plan by March 31, 2000. Work for the passage of Legislation(e.g., AB1012-Torlakson) authorizing a State Loan Program from the State Highway Account to be used to fund 000059 Measure A priorities with an emphasis on acceleration of Route 74 construction from Lake Elsinore to Perris. Objective: Support the a successful launch of the CETAP new corridor adoption process. Objective: Using CMAQ/TEA funding, dramatically accelerating the Measure A Highway Program(Rt. 60, Day Street to Redlands Blvd.). Continue to develop strategic public/private clean fuel partnerships throughout Riverside County. Objective: Support ongoing efforts to create a transportation fee in the First Supervisorial District. Support regional transportation solutions in cooperation with surrounding counties which are of benefit to Riverside County. Objective: Make RCTC an effective and recognized participant in the regional debate over the Los International Airport(LAX) expansion. Objective: In cooperation with SANBAG, initiate and complete the "Sierra Corridor" and " Redlands/Moreno Valley Corridor" studies. Effectively communicate the role and achievements of the Commission to the public and federal and state legislators. Objective: Utilize RCTC Commissioners in regional public forums and in legislative advocacy in Sacramento and Washington. Objective: Through public speeches and presentations, raise the profile of the necessity of an early re -authorization of Measure A. Objective: Develop a comprehensive RCTC public outreach and press relations program include project signing, in a "ramp -up" for the re -authorization of Measure A. Objective: Continue the Executive Director one-on-one meetings, at minimum, on a quarterly basis, with all Commissioners. Objective: Initiate a monthly one page Commissioner's Issues and Activities "Hot Sheet". While maintaining a relatively small staff, promote its effectiveness by improving and developing staff skills, using state of the art working tools, and fostering an environment that encourages and rewards individual and team effort. Objective: Initiate a benchmarking review of RCTC's staffing and administrative costs relative to similar California transportation agencies. 000 0 Objective: Implement a comprehensive staff training program including courses in behavioral sciences, management skills, and effective leadership. Objective: Continue to maintain a well documented employee appraisal process which provides clear, understandable, and measurable performance criteria for all employees. Objective: Provide incentive awards to employees who demonstrate individual and team effort with consideration for individual achievement consistent with Commission goals and objectives Objective: Encourage participation in seminars and classes related to Commission activities and which complement job responsibilities. Develop the framework for a RCTC culture that encourages productivity, regular and open communication among staff, and which promotes the mutual achievement of individual and organizational goals and objectives. Objective: Assure full staff involvement and program expenditure accountability for department/program budgets beginning with the fiscal 2000 budget with full implementation of the process by the 2000-2001 Budget. Objective: Quarterly review organizational results as measured against planned objectives to determine progress in meeting those objectives and to determine actions steps needed, if any, where little or no progress has been made. Support the continuing education of Commissioners to increase their understanding of transportation related issues at the local, state and federal levels to maximize the effectiveness of RCTC in effecting policy and funding actions beneficial to the interest of Riverside County. Objective: Provide periodic educational workshops/seminars for Commissioners. Objective: Prepare and distribute periodic updates to the Commissioner Resource Notebook to maintain and improve it as a reference tool. Public and Agency Communications Develop and maintain an information program which educates the public and other stakeholders on the roles and responsibilities of the Commission as it relates tomaccomplishments achieved through Measure A or other funding sources controlled or administered by the Commission. Objective: Annually produce an insert in all major County newspapers that informs the public on the Commission's programs including yeasure A progress. Objective: Coordinate press releases to the local media announcing significant achievements and providing information on Commission actions and activities. Objective: Expand, maintain, and regularly update information on Commission activities on 000061 RCTC's web site. Objective: Provide -a comprehensive annual rcpett fetid morc o Objective: Evaluate the use of cable television as a mechanism to disseminate information and, if cost effective, implement a demonstration to assess its effectiveness. Objective: Schedule periodic media information briefings. Objective: Require the use of Measure A project/program signage by funding recipients to increase public awareness of Measure A accomplishments. Foster etritivete and maintain effective communications with other agencies to heighten their understanding awareness of the roles and responsibilities of the Commission and increase interagency coordination and cooperation. Objective: Assign designated staff members to attend other agency meetings and requireing staff to provide written/verba/ communication on topics of discussion during regular staff meetings. . members- Office Administration Management members. Objective: Coordinate press releases to the local media announcing significant achievements RCTC's wcb site. Ensure that Commission personnel policies and procedures are consistent with State and Federal regulations. 0000.62 Brown Act requiremcnts. Objective: Perform recruitments in an open, competitive process to attract candidates with the highest level of ability for the position. Objective: Work with the Executive Director and management staff to ensure appropriate recruitment of vacant and new staff positions. Objective: Schedule annual presentations to staff regarding Commission policies on harassment and drug/alcohol-free workplace. Objective: Facilitate open communications and coordination and coordination between management, professional and support staff through regular meetings. Objective: Develop and implement a training program to support and enhance individual staff performance within the various classification levels. Provide efficient and effective administrative support services. Objective: Identify ways to improve management and organization of information and documents through use of the existing computer network and software. Objective: Continue to maintain and update Commission records and contracts to comply with RCTC's records retention policy. Schedule Commission/Committee meetings, and maintain and process Ee issietragendas, related documentation, and other records in a timely and orderly manner. Objective: Coordinate agenda preparation of CommissionlCommittee agenda packets with staff to ensure that they are complete. Objective: Develop a system to quickly retrieve Commission actions. Objective: Continue to monitor changing statutory regulations to ensure that all meetings comply with applicable State regulations and Commission administrative code. ir. Ensure that Commission policy direction is reeeived-and documented and forwarded to the Executive Director and staff for action. Objective: After each Commission meeting, provide summary of recommendations to Executive Director and staff in order to determine the appropriate process for execution of each recommendation. Intergovernmental and Legislative Affairs • Foster the Commission's full involvement in a broad range of local, regional, state and federal governmental settings. Objective: Participation in the Self -Help Counties Coalition, the Regional Transportation Agencies Coalition, the California Transit Association, the California Department of Transportation, the Federal Highway Administration, the Federal Transit Administration, the Monday Morning Group, and the Valley Group Objective: Work with California Transportation Commission and Regional Transportation Planning Agencies to protect and enhance project funding for Riverside County through influencing policy decisions. Implement the RCTC/SANBAG State and Federal Legislative Program to maximize flexibility in the use of existing transportation revenues by supporting legislation to protect and increase current funding levels, insure an equitable distribution of available resources, streamline administrative procedures to reduce costs and time of project development and accelerate the allocation and use of existing resources. Objective Coordinate legislative activities of federal and state legislative consultants. Obtain monthly reports on activities performed. and providc to Commission. Objective: Work with board members to establish policy positions, draft legislation, and take positions on pending legislation. operations. Objective: Review and analyze legislation, recommend positions for the Commission to adopt on specific legislative proposals. Objective: Effectively represent the Commission to the state and federal legislatures, state transportation commission and other agencies in funding, programming and policy matters. Objective: Maintain contact and good working relationship with state and federal lawmakers and their staffs. Regularly meet and communicate with them to keep them abreast of County transportation issues, policy positions, and project priorities. 00006 Objective: Convene meetings with state, federal and local government legislative staff members, including hosting federal staff, for an annual full day briefing and tour of projects. 000066 FINANCE AND ACCOUNTING Department Overview Finance and Accounting activities include investing the Commission's cash resources, planning and directing financings, and subsequent maintenance of legal and regulatory requirements. Fiscal accountability involves receiving all funds due the Commission and payment of all Commission obligations, general ledger accounting, regular reporting of the Commission fiscal results, budget preparation and monitoring. Other responsibilities include equipment and office supplies procurement, and the preparation and issuance of purchase orders as required. A portion of the Commission's resources are allocated to assure financial stability and fiscal accountability. Adequate cash flow must be maintained while at the same time prudently investing idle funds. Borrowing needs are carefully planned using both short and long term debt. Once debt is issued there are ongoing responsibilities including interaction with financial advisors, bankers, bond insurance companies, and rating agencies, and regular and consistent information disclosure to investors. Fiscal accountability requires coordination of budget planning and close budget monitoring, and accurate and timely accounting for all funding sources including compliance with all applicable laws and regulations governing those funds. Accounting encompasses cash receipt and disbursement functions, maintenance of the general ledger including project cost accounting, retention of and coordination with independent auditors, payroll processing, and quarterly and annual financial reporting. Safeguarding and protecting the Commission's assets is appropriately a function of fiscal accountability. For that reason, the Finance and Accounting Department oversees property management activities and administers the purchasing and procurement of Commission personal property assets. Department Goals and Objectives: Protect the Commission's cash resources by regular monitoring of investment practices to ensure consistency with established investment policy. Objective: Achieve a rate of retum at least equal to the County of Riverside Treasury pool rate. Manage the Commission's outstanding debt ensuring compliance with applicable laws and regulations and continued investor awareness and receptivity to the Commission's program. Objective: Ensurc the complction of arbitrage rebatc calculation and rcfund to the 000067 FINANCE AND ACCOUNTING Mission "Seek financing alternatives that complement the Commission' strategic direction. Safeguard the Commission's assets including its various properties by and maintaining strong and prudent fiscal controls in investing, accounting, budgeting and financial reporting including ongoing disclosure to all interest parties" OOOOu6= Objective: Annual update and review of program with rating agencies to occur no later than November 1999. Ensure the Commission complies with Measure A laws and regulations as they relate to annual financial and compliance audits as well as a close cooperation and coordination with independent auditors. Objective: Minimize the number of substantive RCTC management letter comments directly and solely applicable to accounting and requiring corrective action(exclusive of those applicable to other jurisdictions). Maintain fiscal and budgetary control through regular monitoring of periodic results and consistency with the Commission's strategic direction Objective: Coordinate the completion of a study of performance benchmarks to measure Commission's consistency with industry standards and to assure appropriate administrative and fiscal performance. Objective: Objective: Objective: Obtain GFOA Distinguished Budget Award for the 99/00 budget and strive for at least one Outstanding category. Provide quarterly notification to department heads on budget performance, and work with department managers to explain and resolve unfavorable budget variances. Facilitate a comprehensive budgeting approach that effectively involves management staff, requiring full accountability for all department expenditures. Objective: Actively work with applicable management staff and financial advisors to complete a countywide Strategic Plan by 39, 1999 March 31, 2000. Assure fiscal accountability forgo easure A Commission funds with general ledger accounting and financial reporting consistent with generally accepted accounting principles. Objective: Provide monthly activity reports to all program managers ensuring timely response to any noted errors and corrections. from the GFOA. Objective: Obtain unqualified opinion on general purpose financial statements and the Certificate of Achievement for Excellence in Financial Reporting from the GFOA. 0UOOf$ Objective: Work with training coordinator to ensure that department employees receives at least 20 hours of training and instruction in accounting or areas applicable to job duties. Objective: Complete accounting desk procedures manual by April 30, 2000. Objective: Participate on Y2K Committee to achieve as smooth a conversion as possible on January 1, 2000. • Assist local govemments with Measure A funding by providing timely allocation of funds for eligible projects and financing opportunities to the extent funding does not impact other programs and is financially feasible and prudent. Property Management To continue to review current and projected uses of all Commission owned real properties on a parcel by parcel basis to generate leads for potential sale or joint development projects. Objective: Analyze market conditions to determine disposition of Commission properties. Determine if "hold" strategy is still appropriate. Increase existing sources of property management revenues through updated valuation of licenses and leases. Objective: Review leases for potential inflation and valuation adjustments. Objective: Work with Burlington Northern Santa Fe accounting personnel to become knowledgeable on Santa Fe billing and remittance process for San Bernardino Subdivision out leases. Promptly respond to and resolve property maintenance issues. Objective: Ensure that station sites are neat, orderly and well maintained at all times. Objective: Assist rail program manager with special events at rail stations, including pre -event planning and coordination. Maintain the working relationship with affected railroads for ongoing rail property issues requiring their participation. Objective: Maintain the responsibility of resolving ongoing operational issues of mutual concern with railroad officials. Objective: To develop strategy to resolve encroachment issues along San Jacinto Branch Line. 0000'1'0 _ CAPITAL PROJECT DEVELOPMENT AND DELIVERY Mission To keep the Commission's compact with the voters of Riverside County by accelerating the planning, programming, and implementation of projects and programs in the Measure A Transportation Improvement Plan to the extent that funds are available. To ensure that capital projects are environmentally acceptable, technically sound and effectively designed in a manner that is economical and cost effective @. 003071 - Department Overview The Capital Project Development and Delivery Department is responsible for major highway and rail capital projects from initial Environmental study through preliminary engineering, final design, right of way acquisition and construction. Nearly 55% of the Commission's budget originates in this department managed by the Deputy Executive Director. The primary goal of the department is to accelerate delivery of the Measure A and STIP funded highway and rail capital improvement projects throughout the County of Riverside. Highway improvements include additional mixed flow and car pool lanes, more efficient interchanges through bridge widening and traffic control measures such as ramp metering, and new interchanges for economic development. The Commission will continue its efforts to protect and purchase right of way for the identified highway improvements funds permit. Commuter Rail capital improvements include: the purchase of equipment; construction of pedestrian and other improvements at existing rail stations; and construction of track improvements. In addition to the projects constructed directly by the RCTC, this department provides the necessary coordination between the RCTC and Caltrans for the development of scope, cost, and project delivery schedules for major highway improvements funded by the State Transportation Improvement Program (STIP) through the SB 45 Process for which Caltrans is assigned responsibility for delivery and construction, and demonstration projects identified in the federal ISTEA Reauthorization Bill. Department Goals: Continue prudent rights of way protection and preservation activities for Measure A projects to control long range project costs and project feasibility. Objective: Purchase right of wayfor the Caltrans SHOPP and future Measure A widening project, if funds are available, on Route 74. available. Build upon and strengthen the partnership with Caltrans toward timely delivery of identified Measure A and State Transportation Improvement Program(STIP) projects. Objective: Develop agreements with Caltrans, and the Federal Highways Administration (FHWA) as maybe -required- to finalize pfejeet scopeing and cost issues for the STIP, funded and Measure A Projects on Routes I-215; and Route 91, from Mary to Seventh Street. Objective: Provide monthly Capital Project contract status and cost schedule reports to the Commission and to Caltrans. In concertcoordi ration with CANBAG add Caltrans, District 08 provide an update on the Measure A and -M Highway Programs, the including a status of various projects to the Federal Highway Administrator and his key staffas part of discussions regarding scope and cost, issues which need resolution in order to keep current projects on schedule. To the extent permitted by law, pursue reasonable involvement of local firms and minority and women business enterprises in contract work. Objective: Maintain goal for a minimum 10% goal for 18.../Yu DBE participation in all federally funded contracts entiflaete and review progress in achieving the minimum goal on a quarterly basis. fevets Provide effective communication of project progress to the Commission board members, Caltrans, and FHWA. Develop a strategy with Caltrans District 08 which would allow the RCTC to move advancespecific projects identified in Strategic Plan to take advantage of any unexpected state or federal funding which may come available through increased state/ federal budget authorizations or potential loan programs to advance construction. Objective: If state legislation is passed allowing loans from the State Highway Account to advance right of way and construction of Measure A Highway Projects, work with Caltrans to complete the necessary engineering for the Route 74 Project 1-15 to Seventh Street, and the Route 60 Project from the 60/215 East Junction to Redlands Boulevard to take advantage of these loan fund , Complete studies and the designs or construction of the highway projects identified in the FY +998-99 1999 - 2000 Budget Objective: Wall Projeets Complete the landscaping of the Phase I Sound Wall Project along Route 91 from Magnolia to Mary Street. Objective: Begin Phase 11 Sound Wall and Auxiliary Lane construction along Route 91 from Magnolia to Mary Street. Objective: Complete the Route 79 Realignment Project Study Report (PSR). Objective: Complete the North -South Corridor study between 1-10 and Route 60 in the Fontana/Mira Loma area. In coordination with the Rail Program manager, construct capital improvement at existing rail stations as identified in the FY 1998 - 99 Budget . Objective: Expand the current design work of Route 74 from 1-15 to Wasson Canyon to include the remaining section of Seventh Street. Objective: Begin design work for the Route 60 widening project from the 60/1-215 East Junction to Redlands Boulevard. 000073 Objective: Objective: Objective: Objective: Construct Pedestrian Overcrossings at the La Sierra and West Corona Rail Stations. Install video surveillance equipment at the La Sierra and West Corona Commuter Rail Stations and connections to with the control station at the Downtown Riverside Station. Begin making improvements to restore the Santa Fe Depot in the City of Riverside. Continue efforts to involve appropriate parties and local jurisdictions in the planning and development of additional rail stations as identified in the Tier 11 Station Report. Objective: Complete environmental and engineering work for track improvements on the San Jacinto Branch Line. SPECIAL TRANSPORTATION Department Overview Often characterized as the "soft" programs of Measure A, these programs provide a valuable service to the community. Use of alternate forms of transportation is encouraged and promoted through various technical assistance, incentive and educational programs offered to commuters and employers to reduce single occupant vehicle trips and improve air quality. • Substantial support is furnished to social service and public transit agencies which serve special and unique needs of seniors and persons with disabilities. Department Goals: • Provide timely information to the public regarding Commission implemented projects and support public relations activities of Measure A funded programs by grant recipients. Objective: Produce and distribute public information materials as needed including press releases, fliers, brochures, marketing materials, and newspaper ads. • Reduce congestion levels by changing commuter patterns to maximize capacity of existing infrastructure. Objective: Reduce single occupant vehicle trips through provision of commuter rideshare incentives, educational outreach, and employer rideshare technical assistance and services. • • Provide leadership to influence maximization of funding resources, public and private, for rideshare programs and services within Riverside County. Objective: Monitor and affect rideshare regulatory requirements and funding allocations at the federal, state and regional levels through participation in allied organizations. Objective: Facilitate development of public/private partnerships in the funding and delivery of rideshare programs. Objective: Regularly attend the Technical Advisory Committee of RTAC and its Rideshare subcommittee and other working groups to provide coordination and leadership at the regional level regarding rideshare issues. Objective: Provide assistance and input at various regional and state groups addressing rideshare issues(i.e., Caltrans 1(800)Commute, Southern Califomia Rideshare Board, CALCOG TDM Technical Advisory Committee, SCAQMD Roundtable). Provide Measure A Specialized Transit Funds and technical assistance to support services which will maintain and/or enhance mobility for seniors, persons with disabilities, and the truly needy. 0000./'5 Objective: Implement results of specialized transit study. Objective: Monitor performance of Specialized Grant recipients through analysis of their quarterly performance reports. Objective: Support social service capital acquisition which will improve mobility for seniors and persons with disabilities. Seek grant applications specifically for that purpose. Objective: Provide technical assistance and program support to agencies offering specialized transit programs to ensure the maximum benefit of funding for improved mobility for seniors, persons with disabilities, and the economically disadvantaged. • Continue to provide staff resources to assist and support the coordination of transit services, within the County and throughout the State. Objective: Regularly participate in meetings which focus on the coordination of transit services, such as: the Regional Transportation Agencies Coalition, the Califomia Association for Coordinated Transportation, the Service Providers Association of Riverside County and the SunLine Access Committee. TRANSPORTATION PLANNING AND PROGRAMMING Mission 'To exert leadership in providing a sound planning basis for transportation policies and programs and to achieve maximum leveraged return of federal and state resources on local investment 00007 TRANSPORTATION PLANNING AND PROGRAMMING Department Overview The Commission is responsible for short range transportation planning and programming. Planning includes the development of the county wide short range transit plan including coordination and input to long range transportation planning efforts at the Coachella Valley Association of Governments (CVAG) and the Western Riverside Council of Governments (WRCOG). Coordination on long range planning efforts with CVAG and WRCOG is integral to the Southern California Association of Governments (SCAG) "bottoms up" regional planning process. The Commission serves as the designated Congestion Management Agency (CMA) for Riverside County and is responsible for developing and maintaining the Congestion Management Program (CMP). Programming includes program development, review and approval of funding programs/projects to be incorporated into the county wide Transportation Improvement Plan (TIP). The funding programs the Commission has responsibility for include: Measure A programs/projects, Local Transportation Funds (LTF), State Transit Assistance (STA), Surface Transportation Program (STP), Congestion Mitigation and Air Quality (CMAQ), Regional Improvement Program (RIP), Inter -regional Improvement Program (IIP), Intercity Rail, Transportation Enhancement Activities (TEA), and Federal Transit Assistance (FTA Sections 5309, 5307, 5310, 5311). In the fall of 1997 SB 45 was signed by the Govemor. SB45 made substantial changes to the State Transportation Improvement Program development process. SB 45 placed increased funding authority and responsibility on the Commission. Development of the FY 1998-2004 STIP was the first STIP constructed under SB45. Staff will seek Commission direction on carrying out increased administrative requirements to support the SB 45 process as it develops. SB 45 provided for distribution of flexible congestion relief funds, noted above, into the following categories: Regional Improvement Program (RIP), Interregional Improvement Program (IIP), and Intercity Rail. The former Transit Capital Improvements (TCI) has been eliminated. The Reauthorization of the Intermodal Surface Transportation Efficiency Act is expected to be approved during mid -1998. When reauthorization occurs, the Commission will determine the need to program available funds and establish a call for projects for STP discretionary, CMAQ, and TEA funds. The current budget anticipated reauthorization to occur over the 1997/98 fiscal year and, therefore, allocated staff hours for the preparation of a call for projects. Department Goals: Planning Build upon relationships with sub regional planning entities and other affected agencies to coordinate long range planning to ensure that long range projects are consistent with the RCTC short range program of projects. Objective: Work with CVAG, WRCOG, and Caltrans to coordinate projects to be included in the STIP, Regional Transportation Plan, (RTP), and the RTIP. 000073 Objective: RTf Updatc. Provide policy input and coordination through our Commissioners in advocating RCTC projects. Objective: Direct CETAP in the integrated planning process and initiate inter -County corridor studies and active participation in the Four Corners policy planning process. Continue to seek a stronger role, including funding, for county transportation agencies in the broader regional transportation and air quality programs of the Southem California Association of Governments and the South Coast Air Quality Management District through the Regional Transportation Agencies' Coalition (RTAC). Review transit planning, resource allocation, and service implementation policiesy requirements, including appropriate coordination of commuter rail, inter -county and inter -city bus, local bus and paratransit, and social service transportation services. Objective: Objective: Review the short range transit plans of all operators ensuring consistency with Commission plans adopted productivity improvement program. Monitor transit operators Quarterly Capital Grants Reports Work with Southem California Association of Govemments, Western Riverside Council of Governments (WRCOG), Coachella Valley Associated Governments (CVAG), and local agencies to implement an enhanced traffic monitoring program to replace the land use coordination element of the Congestion Management Program. Objective: Maintain federal certification for the Congestion Management System. Objective: Develop the Enhanced Transportation Monitoring Element using existing traffic information data to the extent possible and in a cost efficient manner Objective: To implement a pilot program approved by the Commission which includes the purchase of smart call boxes and place them at critical locations on the CMP System to obtain efficient count data. Objective: To provide data collected on the CMP System to SCAG for reporting on the Highway Performance Monitoring System (HPMS). Work with Caltrans and local govemments including transit operators and seek opportunities to develop and implement Intelligent Transportation System applications which improve the accessability of highway and transit information to the public as well as seek opportunities to achieve operational efficiencies. Objective: Seek federal and state funding sources to support implementation of ITS strategies and projects consistent with the Inland Empire ITS Strategic Plan. Objective: Work with CVAG, WRCOG, Caltrans and local governments to develop a county wide traffic signal coordination program/plan. RCTC staff will serve as project lead for this effort. In light of CVAG's Coachella Valley wide traffic signal coordination study, ensure coordination with CVAG to effectively further their plan and integrate it into the county wide effort. • Work with Caltrans, public operators and social service agencies to ensure a competitive process statewide for the allocation of Federal transportation dollars for social service programs. Objective: Facilitate a competitive call for projects to allocate FTA Section 16 program funds. Programming • Work with Caltrans, public operators and social service agencies to ensure a competitive process statewide for the allocation of Federal transportation dollars for social service programs. Objective: Facilitate a competitive call for projects to allocate FTA Section -1-6-5310 program funds. Improve the maintenance of project database to more accurately reflect priorities and to better measure air quality attainment efforts. Objective: Work with SCAG and other commissions to refine and maintain the regional database. Objective: Work with Caltrans to assure database compatibility among the regional and State databases. Provide maximum funding and flexibility for programming of projects in the State Transportation Improvement Program. Objective: Through SB45 (Kopp) continue to strategically program projects and obligate funds in an expeditious manner for the maximum use of all available funding. Objective: Prepare candidate projects for 2000 STIP cycle and work on any associated STIP amendments to obtain maximum funding levels for projects in Riverside County. Air Quality • Facilitate public and private investments in clean air technology in support of the broader air quality programs of the Southern California Association of Governments, the South Coast Air Quality Management District and Riverside County local entities. Objective: Actively participate on the Mobile Source Air Pollution Reduction Review Committee at both the policy and staff levels to provide leadership in the development of its work program disbursing $12 million annually to reduce mobile source emissions. 0000 Objective: Influence implementation of the Interstate Clean Transportation Corridor plan to facilitate the location of clean fuel infrastructure and deployment of clean fuel equipment along designated corridors in Riverside County and the greater region through financial support and staff participation. Objective: Establish an "opportunity fund" for future clean fuels projects within Riverside County ro provide seed funds for development of public/private partnerships. 0000&1. - RAIL PROGRAM: DEVELOPMENT, OPERATIONS AND SUPPORT Mission "To develop and support rail transportation options for increased mobility within Riverside County and the region". 0 052 RAIL PROGRAM: DEVELOPMENT, OPERATIONS AND SUPPORT Department Overview The Riverside County Transportation Commission has directed efforts in the areas of regional commuter rail, intercity passenger rail, high speed rail, and capital improvements to support enhanced passenger and freight rail service. The entire program includes elements of planning, programming, commuter rail development and support, station and corridor management, mitigation of community and environmental impacts, legislative and regulatory advocacy, and construction of capital projects. Many elements are managed or supported by other RCTC departments, by Bechtel project management, and by legal counsel and consultants. Departmental efforts contributing to the rail program are found throughout the budget document. Coordination and consultation also occurs with a variety of public and private entities, including the California Transportation Commission, Caltrans, Califomia Public Utilities Commission, Federal Railroad Administration, Federal Transit Administration, Amtrak, environmental agencies, the University of California, transit providers, SCAG, WRCOG, CVAG, local govemments, private freight railroads, businesses and property owners. Commuter Rail: As directed by Measure A, the Commission helped create the infrastructure and institutional umbrella for commuter rail service in Southem Califomia. RCTC participates in the ongoing funding and governance of the Southern California Regional Rail Authority (Metrolink), a joint powers authority consisting of the transportation commissions of Riverside, San Bernardino, Orange, Los Angeles and Ventura counties. The Commission holds two voting positions on SCRRA's eleven member Board. RCTC staff serves on the five -county Technical Advisory Committee which negotiates service and funding levels, based upon the counties' established priorities, and provides technical assistance, coordination between various SCRRA and RCTC departments, and linkages to local communities. Currently there are two commuter rail lines operating weekdays within Riverside County: Riverside to Los Angeles via Ontario (Riverside Line), and San Bernardino via Riverside to Irvine (Inland Empire - Orange County Line). One additional trip on each of these lines is planned for October, 1998. The FY 1998/99 operating plan also calls for extension of the San Bemardino Line's Saturday Service into downtown Riverside. Significant capital improvements have been made on the private freight corridors over which these services operate. Public investments have included the improvements necessary for limited service between Riverside and Los Angeles via Fullerton, which was originally envisioned in the rail plan for Southern California but has been delayed by the availability of sufficient passenger coaches and by budget constraints within Orange County. Two reverse trips between Los Angeles and Riverside were moved to this corridor in FY 1997/98 in order to free capacity on the Riverside Line; however, demand for regular peak -direction service from Western Riverside County through Fullerton remains. Intercity Passenger Rail: In recent years the rail program has also focused attention on the creation of intercity passenger rail service between the Coachella Valley, Riverside and the Los Angeles basin (with future extension to the Mexican border at Calexico) through advocacy efforts with state, federal, and local government entities and negotiation with the freight railroads. The Commission's current efforts include seeking capital and operating funds and participation with seven other Southern Califomia counties on the Interim Joint Powers Board considering intercity rail administration. High Speed Passenger Rail: The Commission recently expanded the scope of its rail program to include a proactive rose in the development of a statewide, high-speed passenger rail system, including routing of the backbone corridor through the Inland Empire. 000013 Rail -related Properties and San Jacinto Corridor: Unlike the other SCRRA county agencies, RCTC owns and operates the four commuter rail stations serving Riverside County: Riverside -Downtown, The Pedley Station, Riverside -La Sierra, and West Corona. Station operation and maintenance costs are included in this rail program budget with services coordinated by RCTC's property management department. New and ongoing construction projects at these stations, funded by state rail bonds, Surface Transportation Funds, are described in the capital budget. The Commission holds title to and manages the 38 -mile San Jacinto Branchline and several adjacent properties, preserved for future passenger rail service. Burlington Northern Santa Fe Railroad holds the freight rights in the corridor, providing service to local shippers, and performs maintenance on the line. Grants have been secured for limited capital improvements, but full funding to upgrade the line for passenger service is not yet available. Facilitating efficient freight service on the line has also become a priority. Department Goals Commuter Rail Goals: Improve utilization and increase efficiency of commuter rail lines serving Riverside County. Objective: Increase peak -period patronage on existing lines by 10 % in FY99 99/00 through increased frequencies, added seating capacity, and improved host railroad adherence to schedules. Objective: Increase off-peak and reverse -peak patronage by 10 % in FY -99 99/00 by aggressively marketing unused capacity for business, recreational and school trips. Objective: Reduce public subsidy per passenger mile traveled on lines currently serving Riverside County through economies of scale, efficient use of train sets and crew hours, and increased passenger fares. Objective: Ensure SCRRA marketing of Saturday Service. Maximize opportunities for public use of rail -related investment. Objective: Support transit operator efforts to expand availability and use of connecting transit in order to improve access and reduce demand on parking capacity. Objective: Contract for and promote self-supporting or chartered special train service (i.e. Beach Trains, special event service, etc.). Objective: Expand opportunities for inter -line travel through coordination of schedules with Amtrak intercity and long distance trains and other Metrolink lines. Encourage joint ticketing options. Objective: Work toward securing Amtrak train service at Downtown Riverside. Identify and plan for capital improvements necessary to increase the scope, appeal and reliability of commuter rail operations. 000034 Objective: Together with SCRRA, complete a 10 -year capital improvement plan as an element of SCRRA's long range Strategic Plan. Objective: Begin implementation of Commission's action for creation of Tier 11 Stations. Continue to work toward implementation of the SB1402 commuter rail system plan which envisioned additional service corridors both within Riverside County and between Riverside and Los Angeles via Fullerton. Intercity Rail Goal Maintain efforts with local agencies, other Southern California counties, the State, and the federal government to expand intercity passenger rail service into Riverside County and the Coachella Valley. Objective: Support Coachella Valley communities, other local agencies, and Amtrak in securing infrastructure improvements and operating funds necessary to initiate intercity rail. Objective: Continue to work with regional framework established to expand intercity rail service in Riverside County. High Speed Rail Goal Continue to support and influence state efforts in the creation of a high speed passenger rail system along an Inland Empire alignment, through sponsorship of the Inland Empire High Speed Rail Task Force. Rail Corridor Goals Continue efforts to reduce community impacts of rail infrastructure and operation. Objective: Support further research and investigation into clean -fuel, alternative rail technology for both passenger and freight service in the region. Objective: Work toward reduction of grade crossing conflicts by 1) securing the cooperation of Caltrans, SCAG and local entities in conducting an analysis of desired grade separations and 2) advocating that additional grade separation funding be available for projects in Riverside County. Seek capital improvements, operating practices and institutional arrangements which improve the viability of corridors, serve shippers and alleviate freight rail conflicts. Plan for the incremental improvement of the San Jacinto Branchline and maintain and operate RCTC-owned rail infrastructure in a safe and cost-effective manner (see Property Management goals). 000035 MOTORIST ASSISTANCE Mission "To improve safety and convenience to motorists who experience mechanical difficulty on the roadway". 000030 - MOTORIST ASSISTANCE Department Overview The Service Authority For Freeway Emergencies (SAFE) is the call box system that allows motorists to call for assistance in the event of a mechanical breakdown on the freeway. Additionally, the Freeway Service Patrol(FSP) assists stranded motorists on the freeway by towing, changing tires, providing a gallon of fuel, etc., at no charge to the motorists. Department Goals: • Maintain the integrity of the call box system and service levels. jectivc: any Objective: Along with other Southern California SAFE's, analyze CHP Dispatch Center call answering performance to determine if privatization of service is warranted. Continue the Freeway Service Patrol as long as state funding support is available, examine the possibilities of providing additional service on 1-15 if increased funding is available, and assisting Caltrans to provide a similar construction tow service in areas en of the highways where temporary construction is under way. Objective: Consult with Caltrans and the California Highway Patrol to determine if service on 1-15 is justified if additional funding is made available. Objective: Objective: Review construction projects with Caltrans and coordinate use of temporary tow service to mitigate congestion. Work cooperatively with Caltrans, the California Highway Patrol, and other FSP program managers to achieve long term/permanent funding for the program- and review the funding allocation formula to attain a more equitable distribution of program funds. 0000317 • Explore cost effective ways to provide access to persons with disabilities. Objective: R Continue to review the feasibility of TTY installation for the hearing impaired with Caltrans, the CHP, and other SAFE's as well as improve site accessibility for persons with disabilities. fly CaICAFE mccting3. 000038 - AGENDA ITEM 12 RIVERSIDE COUNTY TRANSPORTA TION COMMISSION DATE: March 22, 1999 TO: Budget and Implementation Committee FROM: William Hughes, Measure A Project Manager Louis Martin, Project Controls Manager THROUGH: Dean Martin, Chief Financial Officer SUBJECT: Monthly Cost and Schedule Reports The attached material depicts the current costs and schedule status of contracts reported by routes, commitments, and cooperative agreements executed by the Commission. For each contract and agreement, the report lists the authorized value approved by the Commission, percentage of contract amount expended to date, and the project expenditures by route with status for the month ending February 28,1999. Detailed supporting material for all schedules, contracts and cooperative agreements is available from Bechtel staff. BUDGET AND IMPLEMENTATION COMMITTEE AND STAFF RECOMMENDATION: That the Commission receive and file. Attachments 000033 RCTC MEASURE "A" HIGHWAY/R AIL PR OJECTS BUDGET REPORT BY ROUTE COM MISSION CONTRACTURAL % COM MITTED EXPENDITURE F OR % EXPENDITURES PR OJECT AUTHORIZED COMMITMENTS A GAINST AUTH. MONTH ENDED EXPENDITURES TO -DATE A GAINST DES CRIPTION ALLOCATION TO DATE ALLOCATION February 28, 1999 TO DATE COMMITMNTS TO DATE ROUTE 60 PROJECTS Park 'n' Ride Lot Final Design (R09738) $39,697 $39,697 100.0% $39,560 99 .7 % Park 'n' Ride Lot Construction (R09928) $325,000 $304,513 93.7 % SUBTO TAL ROUTE 60 $364,697 $344,210 94A% $0 539,660 1t5% ROUTE 79 PROJECTS Engineering/Environ./ROW $9,696,360 $9,696,360 100.0 % $9,639,062 99.4% (R0 9111,9301,9302, 9306,9337,9735, 9329,9737) Project is Complete. Performing project close- out tasks and consultant performing on -going environmental inspections. SUBTOTAL ROUTE 79 59,696,360 $9,696,360 100:0% $0 $9,639,062 99.4% ROUTE 111 PROJECTS (R09219, 9227,9234,9523,9525,9530,9537,9538) $15,933,909 $15,933,909 100 .0 % $8,616,804 54.1% 9635,9743,9849-9851,9857 SUBTOTAL ROUTE 111 $15,933,909 $15,933,986 100.0% $0 $8,616,804 541% ROUTE 91 PROJECTS Soundwall design and construction $5,048,508 $4,796,083 95 .0 % $402,606 $3,122,941 65 .1 % (R09101, 9337,9827,9847,9933,9861, 9848) Van Buren Blvd. Frwy Hook Ramp (R09535) $2,300,000 $2,300,000 100 .0% $1,229,442 53.5% Soundwall Landscaping (R09848, 9933) $833,450 $748,291 89 .8 % $816 $98,889 13 .2% SUBTOTAL ROUTE E 91 $8,181,958 37,844,314 95.9 % $403,422 $4,451,272 56.7% 1-215 PROJECTS Preliminary Engrg/Environ. (R09008, 9018) $6,726,504 $5,878,173 87.4% $5,697,757 96 .9 % SUBTOTAL 1-215 56,726,504 $5,878,173 87.4% 30 $5,697,757 96.9% Page 1 of 3 RCTC MEASURE "A" HI GHWAY PROJECTS BUD GET REP ORT BY ROUTE C OMMISSI ON PROJECT AUTH ORIZED DESCRIPTION ALLOCATION INTERCHANGE I M PROV . PR OGRAM Yuma IC Final Design (PS&E) (R09428) Yuma IC Landscaping (R09926) SUBTOTAL INTERCHANGE PROJECT & CO NSTR. MGMT SERV. (R09800, 9900) SUBTOTAL BECHTEL PROG RAM PLA N & SERVICES Special Study (ITS Plan - R09727) SUBTOTAL PROGRAM PLAN & SVCS. PARK-N-RIDE/INCENT. PROGRAM (RO 9740-9742) 9859 (9901-9915) (9813) SUBTOTAL PARK -N -RIDE COMMUTER RAIL Studies/Engineering (RO 9420,9731,9832,9833,9844,9854,9956) Station/Site Acq/OP Costs/Maint. Costs (RO 0000, 9920, 9836, 9843,9845) SUBTOTAL COMMUTER RAIL TOTALS $1,380,528 $350,000 *1,730,528 $1,600,000 51,600,000 $450,000 $450,000 $3,075,200 53,075,200 $1,546,860 $9,207,502 *10,754,362 $58,513,518 CONTRACTURAL % C OM MITTED EXPENDITURE FOR COMMITMENTS A GAINST AUTH. MONTH ENDED TO DATE ALLOCATI ON F ebruary 281, 1999 $1,380,528 $304,000 $1,684,528 $1,456,568 *1,456,568 $450,000 *450,000 $3,075,200 *3,075,200 $1,546,860 $8,226,000 59,772,860 $58,136,182 Page 2 of 3 100.0 % 86.9% 97 .3% 91 .0 % 91.0% 100 .0% 100.0% 100.0% 100.0% 100 .0 % 89.3 % 90 .9 % 95.9% so So $0 *0 $124,597 *124,597 $0 *528,019 % EXPENDITURES EXPENDITURES TO -DATE AGAINST TO DATE C OMMITMNTS TO DATE $1,367,069 51,367,069 $725,131 $725,131 $347,499 *347,499 $2,552,645 $2,552,645 $1,481,216 $6,731,987 58,213,203 *41,650,002 99.0% 0 .0 % 8t2% 49.8 % 49 .8% 77.2 % 77.2% 83.0 % 83.0% 95 .8% 81 .8% 84 .0% 74 .2% RCTC MEASURE "A" HI GHWAY/L OCAL STREETS & R OADS PR OJECTS BUD GET REP ORT BY PROJECT EXPENDITURE FOR TOTAL OUTSTANDING % L OAN BALANCE PROJECT APPROVED MONTH ENDED MEASURE "A" LOAN OUTSTANDING TO -DATE AGAINST DES CRIPTION COMMITMENT February 28, 1999 ADVANCES BALANCE CO MMITMENT APPROVED COMMIT. CITY OF CANYON LAKE Railroad Canyon Rd Improvements (R09422) $1,600,000 $1,600,000 $1,352,150 $0 84.5% SUBTOTAL CANYON LAKE LOAN $1,600,000 $0 $1,600,000 $1,352,150 *0 84.5% CITY OF CO RONA Smith, Maple & Lincoln Interchanges & (1) $5,212,623 $5,212,623 $4,123,911 $0 79 .1 % Storm drainage structure SUBTOTAL CITY OF CORONA $5,212,623 *0 $5,212,623 $4,123,911, $0 79.1 % CITY OF PERRIS Local streets & road improvements $1,936,419 $1,936,419 $1,727,170 $0 89.2% CITY OF SAN JACINTO Local streets & road improvements $1,324,500 $1,324,500 $1,181,375 $0 89 .2% CITY OF TEMECULA Local streets & road improvements $5,094,027 $5,094,027 $4,543,568 $0 89.2 % CITY OF NORCO Yuma I/C & Local streets and road Imprmts $2,139,067 $2,139,067 $1,907,921 $0 89 .2% TOTALS S17,306,636 $0 $17,306,636 $14,836,095 $0 85 .7 %, NOTE: (1) Loan against interchange improvement programs All values are for total Project/Contract and not related to fiscal year budgets. St atus as or: 228/99 Page 3 of 3 AGENDA ITEM 13 RIVERSIDE COUNTY TRANSPORTA TION COMMISSION DATE: March 22, 1999 TO: Budget & Implementation Committee FROM: Dean Martin, Chief Financial Officer Bill Hughes, Bechtel Project Manager THROUGH: Eric Haley, Executive Director SUBJECT: Quarterly Y2K Status Report At the October 14, 1998 Commission meeting, the Commission adopted a policy to address the potential of problems occurring relating to the manner in which computer hardware and software handle the century information. In the past, when memory was limited, programers used only the last two digits of the year to indicate the date of a transaction. The two digit year shortcut will fail to correctly identify the date after the turn of the century. This failure could result in any number of problems occurring that could adversely impact the ability of RCTC correctly process information. The Commission adopted a plan to address the potential problem that included the following general activities: 1. Inventory and Assessment of impacted hardware, software, and outside agencies doing business with RCTC. 2. Renovation Phase 3. Validation and Testing Phase 4. Training/instruction of RCTC Staff on how to avoid future problems related to Y2K. The adopted Compliance Schedule is as follows: Compliance Activity Complete inventory and assessment of systems Identify compliant/non-compliant systems Renovate or replace non -compliant systems Complete test of all systems Certify systems as compliant Monitor systems Target Completion Date By November 1998 By December 1998 By March 1999 By June 1999 By August 1999 Through December 1999 r To date the following activities have been completed: 1. All RCTC hardware systems have been inventoried and tested for Y2K compliance. Non -compliant systems have been made compliant by either updating the system bios or adding a program that will correct the century designation to the full four digits on boot -up. 2. Software in use by RCTC Staff is currently under review. Non compliant software packages will either be updated to a version that is Y2K compliant or deleted from the RCTC LAN servers and workstations if no longer needed. Staff has determined that all mission critical software is now Y2K compliant. 3. A list of all outside vendors/agencies that RCTC deals with has been prepared and letters have been sent out to each of them to confirm that they will be Y2K compliant prior to January 1, 2000 so that they will not impact our operations. We are awaiting responses from about 2/3 of the vendors/agencies on the above list. Second notices have been sent to vendors/agencies that have not responded to the first letter of enquiry. Overall progress is on track to provide Y2K compliance on the target date of August 1999. STAFF RECOMMENDATION: Receive and file (° 00[ AGENDA ITEM 14 RIVERSIDE COUNTY TRANSPORTA TION COMMISSION DATE: March 22, 1999 TO: Budget and Implementation Committee FROM: Dean Martin, Chief Financial Officer SUBJECT: Indirect Cost Rate Federal grants allow for recovery of both direct and indirect costs. Direct costs must be specifically identifiable to a grant funded project, and supported with detailed documentation. Other costs, termed common costs, are of benefit to the organization as a whole, but are not identifiable to a specific project. Examples of common or indirect costs include costs of operating and maintaining facilities, general administration, and personnel and accounting administration. To recover indirect costs, an agency must have developed an approved indirect cost rate(i.e., ratio or percentage of an organization's total indirect costs to its direct cost base). Furthermore, an agency must insure that all costs, direct or indirect, or allowable and allocable to a grant. In some cases, the rate must then be submitted to the appropriate federal agency(known as the cognizant agency) for review and approval. The rate is to be reviewed and updated annually. Since the Commission has received very little in federal funding, and the state previously had not required compliance with federal guidelines, no indirect rate consistent with Circular A-87, "Cost Princip/es for State, Local, and Indian Tribal Governments"(i.e., federal cost guidelines), had been developed for the Commission. However, the State has now adopted federal cost principle guidelines. Additionally, the Commission may be receiving greater amounts of direct federal funding(CMAQ, STP, FTA). For these two reasons the Commission should now ensure that it is in compliance with Circular A-87. The Commission authorized staff to utilize Ernst & Young, LLP to develop an indirect cost rate for application to state and federal funding. Ernst & Young has now completed that exercise and the results are included in the attached report. Incidentally, E & Y completed the same exercise for WRCOG. E & Y determined that with the significant level of dollars that are pass through and which require minimal staff support, the Commission should have two indirect cost rates. One rate would be applied to any pass through contracts and is designed to recapture the accounting effort involved. Termed the Financial Services Rate, it was calculated at .82%. The General Administrative Rate, calculated at 3.54%, would be applied against any other state or federal contract received and administered by the Commission along with the Financial Services Rate. The two combined make up the Composite Indirect Rate of 4.36%. Total program direct expenditures were used as the base rather than direct salary dollars. Both E & Y and staff believed this to be the most appropriate base due to the significant dollar amount of contracts managed by the Commission(many through its consultants) versus a relatively small staff. Included in the study performed by E & Y was a preliminary identification of unallowable costs based on Circular A-87. All executive compensation is considered unallowable, and was removed from the indirect cost pool. Additionally, a small amount was disallowed for activities considered lobbying or public relations(Note: education and informing the public is allowable, however, anything promoting the Commission is unallowable). Although the Commission is only required by federal guidelines to keep on hand the supporting documentation for our indirect cost rate(i.e., we are not required to submit it to our cognizant agency, the federal Department of Transportation), Caltrans has requested that the Commission submit our rate to them for their review. Staff is recommending that the Commission approve the rate as developed by E & Y, and authorize staff to submit the report to Caltrans. Financial Assessment Project Cost $50,000(previously authorized) Source of Funds Administration(half to be reimbursed from WRCOG) Included in Fiscal Year Budget Y Year Included in Program Budget Year Programmed Approved Allocation Year of Allocation Budget Adjustment Required Financial Impact Not Applicable STAFF RECOMMENDATION: 1. Approve the indirect cost rate developed by Ernst & Young. 2. Authorize submittal of the report to California State Department of Transportation. 000096 Riverside County Transportation Commission 1999 Indirect Cost Allocation Plan 000097 The Riverside County Transportation Commission (RCTC) is pleased to submit it's 1999 Indirect Cost Allocation Plan (the Plan). The Plan is based on FY 1998 financial data and reconciles to our Comprehensive Annual Financial Report for the year ended 6/30/98. Our proposed financial services indirect cost rate applicable to the Local Streets & Roads and Regional Arterial programs, as well as all program expenditures made from the Expendable Trust in the Fiduciary Fund, is .82% of total direct program expenditures. Our composite financial services/general administration indirect cost rate applicable to all other programs and expenditures is 4.36% of modified total direct program expenditures. RCTC's indirect cost rates have been prepared in accordance with OMB Circular A-87. Should you have any questions regarding the Plan you can contact me at (909)787-7141. W. Dean Martin Chief Financial Officer Riverside Co. Transportation Commission 000093 Riverside County Transportation Commission Indirect Cost Allocation Plan Table of Contents TAB Certificate of Indirect Rates A 1999 Indirect Cost Rates B Basis of Estimate Schedule A - Indirect Rate Computation Schedule B - Central Service Indirect Cost Pools Schedule C - Program Service Direct Expenditures Schedule D - Fringe Benefits Rate Comprehensive Annual Financial Report - FYE 6/30/98 C 0000so TAB A 000100 Certificate of Cost Allocation Plan This is to certify that I have reviewed the cost allocation plan submitted herewith and to the best of my knowledge and belief: (1) All costs included in this proposal for FY 1999 are allowable in accordance with the requirements of OMB Circular A-87, "Cost Principles for State and Local Governments," and the Federal awards(s) to which they apply. Unallowable costs have been adjusted for in allocating costs as indicated in the cost allocation plan. (2) All costs included in this plan are properly allocable to Federal awards on the basis of a beneficial or causal relationship between the expenses incurred and the awards to which they are allocated in accordance with applicable requirements. Further, the same costs that have been treated as indirect costs have not been claimed as direct costs. Similar types of costs have been accounted for consistently. I declare that the foregoing is true and correct. Governmental Unit Signature Name of Official Title Date of Execution 000101 TAB B 000102 Riverside County Transportation Commission Indirect Cost Allocation Plan Basis of Estimate The Riverside County Transportation Commission (RCTC) is proposing the use of the simplified method for calculating indirect cost allocation rates as provided for under OMB Circular A-87. RCTC administers a variety of programs including Highways, Local Streets & Roads, Regional Arterials, Commuter Rail, Commuter Assistance, Specialized Transportation & Transit, Bicycles & Pedestrians, Planning & Programming, Air Quality, and Motorist Assistance. The majority of these programs are managed directly by RCTC and benefit from all RCTC administrative expenses. However, a number of programs and efforts, namely the Local Streets & Roads and Regional Arterials programs, as well as Specialized Transportation & Transit, Bicycles & Pedestrians, and Planning & Programming activities paid for from the RCTC Expendable Trust within the Fiduciary Fund, are managed by other state and county organizations with funds distributed through RCTC on a pass through basis. As such, these programs do not make use of all RCTC administrative resources. These programs do receive RCTC support in the form of accounting, financial planning, audit, management consulting and other financial services. Given the nature of RCTC administrative costs and the benefits provided to RCTC programs, RCTC is proposing the use of two central service indirect cost pools. These pools include Financial Services which is allocated to all RCTC programs and General Administration which is allocated to all programs which are managed directly by RCTC. The result of this indirect cost allocation structure results in two indirect cost allocation rates. The first rate is a Financial Services indirect cost allocation rate applicable to all pass through dollars expended on the Local Streets & Roads and Regional Arterials programs, as well as Specialized Transportation & Transit, Bicycles & Pedestrians, and Planning & Programming expenditures from the RCTC Expendable Trust within the Fiduciary Fund. The second rate is a composite indirect cost allocation rate consisting of both financial services and general administration which is applicable to all other RCTC program expenditures. The nature, composition and allocation base for the Financial Services and General Administration indirect cost pools is described in detail below and presented in Schedules A - C. The computation of the indirect cost allocation rates is based on actual expenditures for the fiscal year ended 6/30/98. Also submitted as part of this indirect cost allocation plan is a fringe benefits rate which is based on total RCTC fringe benefits distributed over total RCTC salaries and wages, and is presented in Schedule D. 000103 Financial Services Indirect Cost Pool The Financial Services indirect cost pool consists of: • salaries, wages and fringe benefits for the RCTC chief financial officer and accounting staff, • RCTC expenditures for general legal services, and • professional services including audit, management consulting, financial advisory services, bond counsel, rating agencies, and temporary services. Also included in this pool are the administrative efforts associated with the Local Transportation Fund. However, RCTC receives reimbursement from the county for these expenditures. Therefore, the funds received by RCTC for these administrative efforts are included as a credit to the Financial Services indirect cost pool. The administrative expenditures for financial services included in this indirect cost pool are of benefit to all RCTC programs and direct expenditures, including those directly managed by RCTC and funds disbursed by RCTC on a pass through basis. As described above, the Local Streets & Roads and Regional Arterials programs, as well as Specialized Transportation & Transit, Bicycles & Pedestrians, and Planning & Programming expenditures from the RCTC Expendable Trust within the Fiduciary Fund are not directly managed by RCTC. However, these programs and expenditures receive accounting support and the budgets and expenditures must be reviewed, approved, and audited by RCTC. As such, financial services administrative costs are allocated to these programs. The base for allocating the Financial Services indirect cost pool is total program direct expenditures. General Administration Indirect Cost Pool The General Administration indirect cost pool consists of: • salaries, wages and fringe benefits for all RCTC administrative personnel other than those in the Financial Services indirect cost pool, • professional services including legislative advocate, commissioners per diem, commitment fees, and other, • RCTC office lease expense, and • other administrative expenses including operations & maintenance, various office expenses and supplies, software, equipment rental/lease, security, membership dues, subscriptions, management support, postage, storage, printing, public notices, advertising, communications, insurance, data 00010,1 processing, microfilming, conferences, travel, design, systems support, and county RIFMIS and warrant. The expenses in this pool were reviewed to identify unallowable costs for exclusion from the indirect rate. During this review we identified: • unallowable salaries, wages and benefits in the amount of $322,562 for executive salaries and related expenses, • unallowable professional services in the amount of $121,979 for other executive expenses and lobbying, and • unallowable other expenses in the amount of $12,778 for advertising and public relations. The remaining expenditures in this general administration indirect cost pool are allocable to all programs and efforts which RCTC directly manages. As described above, a number of programs and expenditures flow through RCTC on a pass through basis. These include the Local Streets & Roads and Regional Arterials programs, as well as Specialized Transportation & Transit, Bicycles & Pedestrians, and Planning & Programming expenditures from the RCTC Expendable Trust within the Fiduciary Fund. These efforts are not directly managed by RCTC and do not benefit from RCTC general administration expenditures. As such, general administration expenditures are not allocated to these programs. The base for allocating the General Administration indirect cost pool is modified total program direct expenditures, excluding the pass through expenditures for the programs described above. 000105 Riverside Cou nty Transportation Commissio n Sched ule A Indirect Cost Allocation Pla n Indirect Rate Computation Adjustments Gr oss Unall owable Capital Pass Thr u Net Expe nditures Costs Expendit ures Credits Subtotal Expe nditures E xpenditures Allocated Service Centers Financial Services Gen eral Admin istration Total Administrative Expenditu re s Program Service Direct Expenditu res 1,257,797 1,556,017 457,319 401,400 856,397 1,098,698 856,397 A 1,098,698 B 2,813,814 457,319 401,400 1,955,095 1,955,095 H ighways 11,410,318 11,410, 318 11,410,318 Local Streets & Roads 24,569,674 24,569,674 24,569,674 Regional Arterials 21,035,529 - - 21,035,529 21,035,529 Commu ter Rail 11,144,126 - 11,144,126 11,144,126 Co mmu ter Assistance 1,312,435 1,312,435 1,312,435 Specialized Transport/Tran sit 31,987,054 31,987,054 26,861,690 5,125,364 Bicycles & Pedestrians 502,412 502,412 502,412 Planning & Programmin g 1,394,898 - 1,394,898 895,000 499,898 Air Quality - - Mo torist Assistance 1,519,114 - - 1,519,114 - 1,519,114 To tal Program Direct Expenditures 104,875,560 104,875,560 C 73,864,305 31,011,255 D In direct Rate Computations Financial Services Rate A /C 0 .82% E General Administration Rate B/D 3 .54% F Composite Indirect Rate E+F 4.36% O Riverside C ounty Transp ortation C onunissi on Schedule B Indirect Cost Allocatio n Plan Central Ser vice I ndirect Cost Pools Ge neral Fina ncial Services Administration Total Salaries & Benefits 236,989 495,018 732,007 Professio nal Services 508,804 280,929 789,733 Office Lease 0 212,416 212,416 General Legal Services 110,604 0 110,604 Other 401,400 567,654 969,054 Subtotal 1,257,797 1,556,017 2,813,814 Adjustments Capital Expenditures 0 0 0 O ther Credits (Revenues) 401,400 0 401,400 Unallowable Costs Salaries & Benefits 0 322,562 322,562 Professional Serv ices 0 121,979 121,979 Other 0 12,778 12,778 To tal Un allowable Costs 0 457,319 457,319 Total A djustments 401,400 457,319 858,719 Net Indirect Expen ditures 856,397 1,098,698 1,955,095 Riverside County Transportation Commissio n Schedule C I ndirect C ost Allocation Plan Program Service Direct Expenditures Expendit ures Adj ustments Salaries & Fringe Other Direct Total Capital Unallowable Subtotal Pass Thru Net Direct Wages Be nefits Expenses Direct Expendit ures Costs Direct Expendit ures Expe ndit ures Program Service Highways 121,338 48,928 11,240,052 11,410,318 - 11,410,318 11,410,318 Local Streets & Ro ads - 24,569,674 24,569,674 24,569,674 24,569,674 Region al Arterials 21,035,529 21,035,529 21,035,529 21,035,529 Co mmuter Rail 140,884 20,767 10,982,475 11,144,126 - 11,144,126 11,144,126 Commuter Assistance 81,950 27,207 1,203,278 1,312,435 - 1,312,435 1,312,435 Specialized Tran sport/Transit 27,014 288 31,959,752 31,987,054 - 31,987,054 26,861,690 5,125,364 Bicycles & Pedestrians 502,412 502,412 502,412 502,412 - Planning & Programming 207,162 92,226 1,095,510 1,394,898 1,394,898 895,000 499,898 Air Quality - Motorist Assistance 92,193 24,558 1,402,363 1,519,114 - 1,519,114 1,519,114 Total Program Service 670,541 213,974 103,991,045 104,875,560 104,875,560 73,864,305 31,011,255 Riverside Co unty Transportation C ommission Schedule D Indirect Cost Allocati on Plan Fringe Benefits Rate Fringe Benefit Expe nse Retireme nt $ 196,059 Workers Compe nsation 24,839 Deferred Compensation 55,381 Health 68,979 De ntal/Optical 24,000 Medicare Ta x 14,023 Life Ins urance 2,548 Disability Insura nce 14,150 Unempl oyment I nsura nce 1,166 Total Fri nge Benefits $ 401,145 RCTC Salaries & Wages $ 1,252,365 Fringe Benefits Rate 32 .03% AGENDA ITEM 15 RIVERSIDE COUNTY TRANSPORTA TION COMMISSION DATE: March 22, 1999 TO: Budget and Implementation Committee FROM: Dean Martin, Chief Financial Officer SUBJECT: Fixed Asset Capitalization Policy In the course of ordinary business, the Commission continually purchases furniture, equipment, computers, computer software and other fixed assets to assist staff with execution of day to day functions. Fiscal accountability and an internal control system necessitates tracking and maintaining an inventory of purchases over a predetermined dollar threshold. The current level established administratively for Commission fixed asset purchases is $500. Based on a review of other agencies(WRCOG, RTA, City of Riverside, Moreno Valley - $2,000, Palm Desert, OCTA) it appears the Commission's current threshold of $500 is low. These agencies for purposes of efficiency and practicality have established thresholds no lower than $1,000. Amounts lower than this place an undue administrative burden on staff to maintain an efficient tracking system. Although there may be reduced administrative costs as a result of having to track a smaller number of items, staff is unable to quantify that impact. A review has been performed of our existing fixed asset listing. Increasing our threshold to $1,000 would eliminate approximately eight percent of the dollar value of the Commission's fixed assets. The total value of fixed assets as of June 30, 1998 was $1,112,000. The items identified for removal total approximately $79,367. Although shown below as a project cost of $79,367, there is no actual impact to the Commission's operating results. Unlike accounting in the private sector, government agencies immediately expense all fixed asset purchases(except for those assets accounted for in proprietary funds, which closely resemble and follow private sector accounting) rather than record them as a balance sheet asset. Accountability for the purchased assets is maintained in a listing shown on the financial statements as the General Fixed Asset Account Group (GFAAG). The $79,367 will simply be removed from the GFAAG. 0001 u AGENDA ITEM 16 RIVERSIDE COUNTY TRANSPORTA TION COMMISSION DATE: March 22, 1999 TO: Budget and Implementation Committee FROM: Dean Martin, Chief Financial Officer SUBJECT: Auditor Management Letter Ernst & Young, the Commission's independent auditors presented to the Commission at its February meeting final audit results for FY98. Included in their reporting package were suggestions for improvement. In fact, a draft management letter was presented to the Budget and Implementation Committee. E & Y has now finalized that letter which is attached for your review. Management's responses are also included. STAFF RECOMMENDATION: Receive and file. 000112 HAR 17 '99 07:55 10-7877906 T -99b P 01/02 :-259 Mr. Dean Martin, Chief Financial Officer Riverside County Transportation Commission In planning and performing our audit of the financial statements of the Riverside County Transportation Commission (Commission) and the audits of the Transportation Development Act (TDA) claimants and Measure A recipients for the year ended June 30, 1998, we considered their internal controls to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and not to providc assurance on internal control. The following suggestions, which resulted from our consideration of internal control, are submitted to assist in improving procedures and controls. Year 2000 Readiness As you are well aware, the time remaining until Year 2000 is growing short. The Year 2000 problem is very serious and complex, and it threatens virtually all areas of many organization's operations to some degree. An organization's operations could be significantly affected if they or third parties do not deal effectively with the Year 2000 issue. Our responsibility as your auditors is to plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. As such, our audit of the Commission's financial statements is not designed to determine the Commmission's readiness for the Year 2000. Further, we have no responsibility with regard to the Commission's efforts to make its systems, or any other systems, such as those of vendors. service providers, or any other third parties Year 2000 ready, or to provide assurance on whether the Commission has addressed or will be able to address all affected systems on a timely basis. In conjunction with our audit, we made limited inquiries of selected personnel regarding the Commission's Year 2000 readiness plan. Based on our limited inquiries, the Commission adopted a Year 2000 readiness plan in October 1998. Due to the pervasiveness and complexity of this issue. we recommend the Commission monitor its systems and operations to identify any areas of risk not previously addressed or changes to previously identified risks, W01990462-LA-river.03i12199 3:40:40 PM 00011 HAR 17 '99 07:5F 10-7877906 FROH-ERNST & YOUNG T-996 P 02'02 :-259 Page 2 Because of the potential risks associated with the Year 2000 problem, we recommend that you develop contingency plans to address the possibility that mission -critical systems or equipment are not correctly remediated and fail, or the possibility that a supplier or customer is not ready for Year 2000 and fails, or other similar events occur. These continency plans should assist in limiting the negative effects of Year 2000 on your organization. These observations should not be considered as all-inclusive of the Year 2000 issues and risks of the Commission. Management's Response: As noted by the auditors, the Commission adopted a Year 2000 compliance plan in October 1998. Quarterly updates are being provided to the Commission on the status of that plan. Currently, staff is on target with the plan's proposed schedule. Transportation Development Act and Measure A Conformance Measure A Five -Year Capital Expenditure Plans During our testing of Measure A recipient's compliance, we noted that some five-year capital expenditure plans include general descriptions. In order to ensure that recipients are properly planning capital expenditures and reporting such plans to the Commission, we recommend that the Commission revise its Measure A conformance policies to require more specific project descriptions. Management's Response: Staff will revise the Program and Funding Guide (Guide) to reflect this suggestion. Staff will present this suggestion to the Commission's Technical Advisory Committee (TAC) for its input prior to revising the Guide. After receipt of the TAC recommendations, staff will then work toward revision of the Guide by June 1999. This lerter is intended solely for the information and use of management, the Budget and Implementation Committee and the Board of Commissioners and is not intended to be and should not be used by anyone other than these specified parties. December 4, 1998 W019904B2-LA-river:03/12/99 3:34:53 PM 00011 i AGENDA ITEM 17 RIVERSIDE COUNTY TRANSPORTATION COMMISSION DATE: March 10, 1999 TO: Riverside County Transportation Commission FROM: Dean Martin, Chief Financial Officer SUBJECT: Revised Budget for Fiscal Year Ending June 30, 1999 Attached is a spreadsheet showing changes to the budget by major line item. Along with the spreadsheet are notes explaining the various changes. Department budgets along with brief explanations are also included for review. Total revenues of $90,621,653 are essentially unchanged from the original budget($90,688,745) but are slightly higher than actual revenues($88,951,549 exclusive of debt proceeds of $61,429,211) for the year ending June 30, 1998. The increase is from the solid growth in sales tax revenues, which year over year are expected to increase at least 8%. Expenditures of $68,508,422, before debt service and operating transfers, are lower than both the original budget($75,568,436) and 1998 actuals($79,323,545). The difference is a combination of reduced regional arterial expenditures and timing for a number of capital projects has moved their completion to fiscal year 2000. Operating transfers totaling $30,352,217, which principally includes debt service, is consistent with the original budget. It is significantly lower than the 1998 actual($75,343,579) because of the debt issuance in August of 1997 which retired $44,000,000 in commercial paper. Ending Fund Balance for June 30, 1999 is projected to decline 9.8% from the p;rior year. That decline is principally attributable to reduction of the funds remaining for the Coachella Valley regional arterial program. Staff recommends that the Committee approve total budgeted expenditures of $100,362,639 consisting of the following: Personnel Salary and Fringe $ 1,917,861 Services and Supplies 2,725,630 Projects and Operations 63,771,710 Capital Outlay 93,221 Operating Transfers 30,352,217 Contingency 1,502,000 Total 100,352,639 000115 STAFF RECOMMENDATION: Approved the revisions to the Commission's budget for fiscal year ending June 30, 1999 with total budgeted expenditures of $100,352,639. 000116 RIVERSIDE COUNTY TRANSPORTATION COMMISSION REVISED BUDGET FISCAL YEAR ENDING JUNE 30,. 1999 000117- LINE ITEM BUDGET with accompanying Budget Notes 000113 AMENDED PAGE # 000119 Riverside County Transportation Commission BUDGET COMPARATIVE -BY LINE ITEM 1998-1999 Revised Budget • Line item 1995/96 1996/97 Actuals Actuals 1997/98 1998/99 Actuals Budget 1998/99 Revised Budget Dollar Percent Changes Change REVENUES AND OTHER FUNDING SOURCES Operating Revenues: Sales Tax Revenues Sales Tax TDA Planning & Admin Sales Tax TDA Transit Allocation STA Transit Allocation SAFE Fees Reimbursements: Other Revenue Investment Income Total Operating Revenues Debt Proceeds Total Sources of Funds EXPENDITURES: 60000 Personnel Salary & Frin SERVICES AND SUPPLIES Professional Services General Legal Services Special Legal Services 6• G Financial Services 65400 Audit Services 65500 Other Professional Sery Total Professional Svcs 70000 Non Personnel Adminis TOTAL. SERVICES AND SUPPLIE Projects: 81000 81100 81300 81400 81500 81600 85000 86000 86100 86200 86300 86400 87000 87100 87200 900 Projects -General Highway & Rail Enginee Highway & Rail Constru Highway & Rail ROW Highway & Rail Special SCRRA Capital Contrib Commuter Assistance Special Projects Regional Transportatio LTF Disbursements STA Disbursements Regional Arterial Project Maintenance Project Operations Project Towing Total Projects Costs 55,413,939 1,247,000 4,453,800 1,670,743 1,031,117 7,754,264 2,727,645 7,260,013 57,888,149 1,298,000 3,800,185 1,812,380 1,033,019 5,470,049 2,724,751 6,030,161 63,496,222 1,197,000 4,124,434 1,982,721 1,060,791 9,539,357 2,546,996 5,004,028 65, 625,000 1,294,500 4,350,000 2,360,478 1,040,000 10,086,920 2,993,972 2,937,875 68,500,000 2,875,000 4.4% 1,294,500 4,153, 679 (196,321) -4.5% 2,360,478 1,065,000 25,000 2.4% 6,969,920 (3,117,000) -30.9% 3,217,511 223,539 7.5% 3,060,565 122,690 4.2% 81,558,521 80,056,694 88,951,549 90,688,745 90,621,653 (67,092) -0.1% 80,575,877 61,429,211 350,000 350,000 100.0% 162,134,398 80,056,694 150,380,760 90,688,745 90,971,653 282,908 0.3% 1,459,107 463,718 17,908 104,649 329,456 493,988 1,409,719 1,552,075 1,647,688 1,861,106 1,917,861 56,755 3.0% 1,018,544 49,697 74,864 285,404 425,208 1,853,717 394,635 20,529 54,834 388,939 531,388 1,390,325 325,000 25,000 97,500 290,000 649,920 1,387,420 325,000 10,000 210,000 405,600 838,070 1,788,670 (15,000) -60.0% 112,500 115.4% 115,600 39.9% 188,150 28.9•% 401,250 28.9% 611,857 734,557 777,435 897,895 936,960 39,065 4.4% 2,021,576 1,404,223 1,951,355 15,203,033 1,942,072 83,890 1,377,400 999,599 621,039 26,459,937 368,222 1,026,000 24,724,468 470,558 661,190 514,558 77,807,544 141,080 2,588,274 2,167,760 2,285,315 2,725,630 440,315 19,3% 1,011,991 1,651,448 11,570,938 6,182,270 511,729 1,234,386 978,937 27,630,703 305,095 1,269,583 23,113,312 557,317 798,163 545,312 77,361,184 1,859,105 1,747,979 11,513,488 1,579,141 353,542 1,316,099 1,141,427 30,466,257 309,000 1,535,401 21,035,529 1,064,975 756,036 523,458 75,201,437 1,833,900 2,231,969 15,413,525 4,568,656 235,000 1,150,000 1,391,920 31,079,157 327,295 2,746,194 7,895,150 597,294 1,106,127 679,628 71,255,815 1,693,900 (140,000) -7.6% 2,179,277 (52,692) -2.4% 8,254,300 (7,159,225) -46.4% 1,380,540 (3,188,116) -69.8% 250,000 15,000 6.4% 1,150,000 1,378,920 (13,000) -0.9% 32,495,176 397,295 2,186,116 10,068,505 550,094 1,129,787 657,800 63,771,710 1,416,019 4.6% 70,000 21.4% (560,078) -20.4% 2,173,355 27.5% (47,200) -7.9% 23,660 2.1% (21,828) -3.2% (7,484,105) -10.5% 53,677 306,660 166,200 93,221 (72,979) -43.9% 091/ 19 BUDGET COMPARATIVE -BYLINE ITEM 1998-1999 Revised Budget Line item pen•'tures • e ore • istn • ution and operating transfers 97000 Operating Transfer Total Expenditures Excess(Deficiency) of Revenues Over Expenditures Contingency Excess(Deficiency) of Revenues Over Expenditures After Con Fund Balance, July 1 Ending Fund Balance 1998/99 1995196 1996/97 1997/98 1998/99 Revised Dollar Percen,11110 Actuals Actuals Actuals Budget Budget Changes Change s 81,429,307 90,549,848 81,555,210 25,242,712 79,323,545 75,343,579 75,568,436 30,378,913 68,508,422 30,352,217 (7,060,014) (26,696) -9.3% -0.1% 171,979,155 106,797,922 154,667,124 105,947,349 98,860,639 (7,086,710) -6.7°, (9,844,757) (26,741,228) (4,286,364) (15,258,604) (7,888,986) 7,369,618 -48.3% (1,502,000) (1,502,000) 9,844,757 ' l ) 136,515,180 (26,741,228) 126,670,423 99,929,195 16 760 604 (9,390,986) 7 ( ) 81,381,561 369 618 95,642,831 14,261,270 -44.0•. 17.5% 126,670,423 99,929,195 95,642,831 64,620,957 86,251,845 21,630,888 33.5% 000120 RIVERSIDE COUNTY TRANSPORTATION COMMISSION Budget Comparative By Line Item FISCAL YEAR 1998/99 SOURCES OF REVENUE Total Revenues have remained virtually unchanged from the original 1999 Budget. Although sales tax revenues have been increased by 4.4%(based on strong actual revenues year to date), nearly an identical amount has been reduced from state and federal reimbursements. Federal Transit Administration(FTA) revenues expected for construction of rail overcrossings at West Corona and La Sierra have been eliminated from the budget and will become part of the fiscal year 2000 budget. Debt proceeds. The small amount of 8350,000 shown as debt proceeds represent the expected reimbursement from the developer for the Wasson Canyon Road project on Route 74. The remaining $550,000 of the loan will be received as expenditures occur in fiscal year 2000. EXPENDITURES Personnel salary and fringe benefits. The modest increase of 3% reflects an increase in staffing and starting salaries for four positions. New positions approved and filled since the beginning of the fiscal year include one additional secretary and an administrative assistant. Two other positions, a staff analyst and a program manager were hired(based on Commission approval) at higher levels than originally anticipated in the budget. Services and supplies/Capital Outlay. Administrative costs have been increased $39,065 principally as result of the costs of recruitment to fill new and existing vacant positions. To offset that cost fixed asset acquisitions have been reduced by $50,000. The net reduction in the Commission's non personnel overhead amounts to 1.1%. Professional costs General legal services. Staff significantly reduced expenditures for legal costs in the original budget. The reduction primarily related to decreased project right of way litigation and eminent domain activities for route 79 Lamb Canyon, as well as instituting more departmental accountability. The revised budget reflects shifts between departments, but the overall budget amount has not changed. Special legal services. This category is budgeted for the Commission's bond counsel. Since the Commission has no near term planed debt issuances, the role of bond counsel is simply for on call maintenance. The budgeted amount has been reduced by $15,000. Financial services. The increase reflects the prominent role the Commission's financial advisors are playing in the development of the Strategic Plan. The contract is budgeted to increase by $75,000 to cover activities through the end of the fiscal year for completion of Phase I and initial development of Phase II. Audit services. The original budget anticipated that a number of jurisdictions would assume the expense for their own audits. However, only two agencies elected to control their audits and bear the expense for those audits. Additionally, the auditors have performed special projects including validation of Measure A financial performance to date and development of an indirect cost rate for overhead recovery on federal and state grants. OtW2i Other Professional Services. The increase in other professional services reflects the Commission's authorization of an increase in the Executive Director's single signature authority. The revised budget anticipates utilizing up to $250,000 by fiscal year end(although the new aggregate limit is $500,000). A portion of this amount represents a reclass from Projects-General(Acct. #81000). Projects and Operations Projects -General. The reduction of $140,000 removes set asides for miscellaneous project activities such as purchase of permits, project supplies, and other support services. Highway & rail engineering. Expenditures for engineering for the Pedley rail station security surveillance system have been reduced as it is now anticipated to be continued into fiscal year 2000. Highway & rail construction. Monroe to Rubidoux project($1.1 million) in the Coachella Valley has been moved to FY2000 pending completion of engineering and resolution of right of way activities. Construction of La Sierra and West Corona overcrossings are expected to begin in June 1999. Much of the cost of construction($2.5 million) will occur in FY2000. Track improvements for the San Jacinto Branchline ($500,000) is undergoing engineering assessments and construction has been moved to FY2000. The City of Palm Desert has 3 projects which have fallen behind schedule as follows: The Portola ($330,000) and San Pablo($379,000) projects are now under construction but will now be completed in FY2000. The Monterey project($942,000) on Route 111 in Palm Desert will be finishing design by June, so the construction has been moved to FY2000. Construction of the Pedley station security system($741,250) has been moved to FY2000. Highway & rail right of way. The original budget for Route 74 assumed $4.1 million for right of way acquisition. Approximately $3.4 million will now be completed in FY2000. A number of issues came to light subsequent to the original budget adoption such as community concerns and the Caltrans funding commitment. Right of way appraisals are underway and acquisitions will begin in the next two to three months. Highway & rail special studies. The budget amount has been augmented to cover CETAP activities. SCRRA(Metrolink) capital contribution. No changes are anticipated. Historically once SCRRA adopts its budget, there have been no changes. The Commission's contribution to SCRRA is based on the established budget. Any difference between the budget and actuals is reconciled subsequent to year end. Commuter assistance. Other than minor changes to program line items, the Commuter Assistance Program budget has remained nearly unchanged. Regional transportation. This line item includes the disbursements to the County and cities for streets and roads. Due to the increased Measure A revenue estimate, the allocation to local jurisdictions would automatically increase. Intergovernmental disbursements. The amount allocated to the Western Riverside Council of Governments was increased by $70,000. J0122 State Transit Assistance disbursements. The original budget was an estimate of what amount would be allocated. The actual allocation was completed in August 1998. The budget has been adjusted to the actual allocation made by the Commission. Regional arterial. Prior year expenditures came in less than anticipated, so the budget has been adjusted assuming those amounts will be expended in the current year. Project maintenance. Call box knockdowns, vandalisms, and miscellaneous repairs experience to date has been less than anticipated in the budget. Project operations. Minor increases for radio air time and miscellaneous project supplies. Project towing. Some minor costs were reclassed to Project Operations and there was a small downward adjustment in the contract amount for the two operators based on actual negotiated contracts. Contingency. Since the total expenditures have minimally declined, the budget contingency has remained unchanged. FUND BALANCE Ending fund balance is anticipated to decline 9.8% from the prior year(FY98) actuals, and will be comprised of the following: Western Cty Eastern Cty Non -Measure A Other Total Reserved: Highways/Rail 521,854,562 $ 5,378,554 $ 5 $27,233,116 Special 5,340,352 5,340,352 Streets/Roads 39,455 39,455 Transit 2,994,175 1,003,572 3,997,747 Debt Service 15,915,062 7,912,425 23,827,487 Loans/Recvbl 14,774,221 14,774,221 Prepaid Rent 1,026,372 1,026,372 Designated: Motor Asst 2,475,596 2,475,596 Contingency 3,718,328 1,670,628 5,388,956 Unreserved 2,148,543 2,148,543 TOTAL $62,628,897 $15,001,062 $ 5,469,771 $ 3,152,115 $86,251,845 000123 DEPARTMENT BUDGETS 000124 18 -Mar -99 11:44:16 AM Riverside County Transportation Commission BUDGET SUMMARY BY DEPARTMENT 1998-1999 Revised Budget 1995/96 1996/97 Actuals Actuals 1997/98 1998/99 Actuals Budget 1998/99 Revised Budget Dollar Percent Changes Change REVENUES: Sales Tax Revenues —Measure A Sales Tax Revenue —Non Meas A STA Transit Allocation SAFE User Fees Reimbursements Other Revenue Investment Income TOTAL REVENUES: EXPENDITURES: MANAGEMENT SERV/ CES: Administration Finance and Accounting TOTAL MANAGEMENT SERVICE MEASURE A PROGRAMS: Capital Projects Development an Special Transportation Programs TOTAL MEASURE A PROGRAM NON MEASURE A PROGRAMS Transport Planning and Program Rail Programs Motorist Assistance Property Management TOTAL NON MEAS A PROGRAM Contingency Total Expenditures Excess(Deficiency )of Revenues Other Financing Sources(Uses): Operating Transfers Debt Proceeds Net Financing Sources(Uses) Excess(Deficiency )of Revenues Prior Year Fund Balance Ending Fund Balance 55,413,939 56,362,649 63,496,222 65,625,000 68,500,000 2,875,000 4.4% 5,700,800 6,623,685 5,321,434 5,644,500 5,448,179 (196,321) -3.5% 1,670,743 1,812,380 1,982,721 2,360,478 2,360,478 1,031,117 1,033,019 1,063,101 1,040,000 1,065,000 25,000 2.4% 7,754,264 5,470,049 9,754,287 10,086,920 6,969,920 (3,117,000) -30.9% 2,727,645 2,724,753 3,144,471 2,993,972 3,217,511 223,539 7.5% 7,260,013 6,030,160 4,189,313 2,937,875 3,060,565 122,690 4.2% 81, 558, 521 80, 056, 695 88, 951,549 90, 688, 745 90, 621, 653 (67, 092) -0.1% 752,975 624,422 1,377,397 914,621 641,732 1,556,353 1,193,464 716,258 1,909,722 956,485 634,293 1,590,777 68,833,037 68,418,188 64,237,047 59,166,476 3,947,966 3,913,160 4,936,495 4,760,327 72,781,003 72,331,348 69,173,542 63,926,803 1,035,963 770,725 1,806,688 52,128,176 4,753,838 56, 882, 014 2,382, 675 2,082,594 2,394, 767 3,903,881 3,726,831 3,116,168 3,605,339 3,928,922 4,162, 234 4,270,921 1,583,497 1,751,394 1,723,640 1,694,186 1,543,880 188,567 228,182 192,952 290,554 278,088 7,270,907 7,602,962 8,240,282 10,050,855 9,819,720 79,479 8.3% 136,433 21.5% 215,911 13.6% (7,038,300) -11.9% (6,490) -0.1% (7,044,789) -11.0% (177,050) -4.5% 108,687 2.6% (150,306) (12,466) -4.3% (231,135) -2.3% -8.9% 1,502,000 1,502,000 81,429,307 81,555,210 79,323,546 77,070,435 70,010,422 (7,060,013) -9.2% 129,214 (1,498,515) 9,628,003 13,618,310 20,611,231 6,992921 51.3% (90,549,848) (25,242,712) 80,575,877 (9,973,971) (25,242,712) (9,844,757) (26, 741, 227) 136, 515,180 126, 670,423 126,670,423 99,929,196 (75,343,579) 61,429,211 (13,914,368) (4,286,365) 99,929,196 95, 642, 831 (30,378,913) (30,378,913) (16, 760, 603) 81,381,561 64, 620, 958 (30,352,217) 26,696 -0.1% 350,000 350,000 100.0% (30,002,217) 376,696 -1.2% (9,390,986) 7,369,617 -44.0% 95, 642,831 14,261,270 17.5% 86,251,845 21,630,887 33.5% 0001 2; Riverside County Transportation Commission ADMINISTRATION 1998-1999 Revised Budget 1998/99 1995196 1996/97 1997/98 1998/99 Revised Dollar Percent Actuals Actuals Actuals Budget Budget Changes Changes Personnel Salary & Fringe: Executive Director 146,327 160,083 423,205 180,876 190,936 10,060 (3) 5.6% Director-Planning/Programming 9,918 10,654 12,081 * Director--Govemmental/Legislative 111,576 119,860 23,335 80,677 (80,677) (1) -100.0% Director--Reglonallssues/Communic 33,193 35,658 12,873 34,099 102,716 68,617 (2) 201.2% Clerk of the Commission 110,568 118,777 137,599 141,034 164,266 23,232 (3) 16.5% Total Personnel Salary & Fringe Ben 411,582 445,032 609,094 436,686 457,918 21,232 4.9% OperationslOverhead (73100 thru 73 108,005 210,626 145,769 157,960 145,625 (12,335) -7.8% Professional Costs: 65100 General Legal Services 92,070 95,316 101,834 85,000 79,000 (6,000)(4) -7.1% 65500 Other Professional Service 92,100 122,047 206,187 139,139 265,720 126,581 (5) 91.0% Total Professional Costs Capital Outlay 90000 Capital Outlay -Equipment Total Administration Notes 184,170 217,363 308,021 224,139 344,720 120,581 53.8% 49,218 41,600 130,580 137,700 87,700 (50,000)(6) -36.3% 752,975 914,621 1,193,464 956,485 1,035,963 79,478 8.3% (1) Reclassification between personnel salary and fringe benefits and professional services. Position is an employee of SANBAG and costs are shared with SANBAG. (2) The position was not authorized in the original budget. It was created subsequent to adoption of the original budget. p) Reallocation of Administrative Support Staff. (4) Reallocated to other Department/Programs (5) See Note 1 (6) Original budget anticipated office modifications and furniture purchases to accommodate a larger staff. That has been placed on hold while various options for housing staff are being explored. 000126 (6) n) Riverside County Transportation Commission FINANCE AND ACCOUNTING 1998-1999 Revised Budget 1998/99 1995/96 1998/97 1997/98 1998/99 Revised Dollar Percent Actuals Actuals Actuals Budget Budget Changes Changes Personnel Salary it Fringe: Chief FinancialOfficer 103,659 111,355 136,339 128,251 140,382 12,131 (1) 9.5% Program Manager / 39,224 42,136 2,223 Accounting Supervisor 58,417 90,109 (90,109) (2) -100.0% Total Personnel Salary & Fringe Ben 142,883 153,491 196,979 218,360 140,382 (77,978) -35.7% OperationslOverhead 41,664 72,643 60,737 60,933 49,744 (11,189) -18.4% Professional Costs: 65100 General Legal Services 17,975 5,633 8,770 12,500 2,500 (10,000) (3) -80.0% 65200 Special Legal Services 14,295 49,697 20,529 25,000 10,000 (15,000) (4) -60.0% 65300 Financial Services 104,649 74,864 54,834 97,500 210,000 112,500 (5) 115.4% 65400 Audit Services 302,956 285,404 366,015 220,000 350,600 130,600 (6) 59.4% 65500 Other Professional Services 8,394 7,500 7,500 (7) 100.0% Total Professional Costs 439,875 415,598 458,542 355,000 580,600 225,600 63.5% Total Measure A Project Financing 624,422 641,732 716,258 634,293 770,726 136,433 21.5% Notes (1) Administrative support staff has been redefined and now includes Accounting Supervisor and Administrative/ Executive Assistants. (2) Position now included in Administrative Support Services(See Note 1). (3) Reallocated to other departments/ programs. (4) Bond counsel supports bond deals and debt administrative activities. No bond deals are pending and the level of support for debt maintenance is being reduced. (5) Contract for financial advisory services will be increased (subject to Commission approval) to support Strategic Plan development and completion. Additionally, $40,000 has been budgeted for investment advisory consulting services. Original budget assumed a 20% reduction in funding auditees. However, nearly all jurisdictions elected to have the Commission continue conducting and paying for the audits. The auditors have also performed a number of special services including development of an indirect cost rate and validation of Measure A financial performance to date(both Commission approved activities). Assumes use of temporary personnel for year end closing activities. General Note: Staff salaries include allocated support staff and do not represent individual salary and benefits. 000127 Riverside County-Transportation<Commission CAPITAL PROJECT DEVELOPMENT AND DELIVERY 1998-1999 Revised Budget 1995/96 Actuals 1996/97 1997/98 Actuals Actuals 1998199 Budget 1998/99 Revised Dollar Budget Changes Percent Changes Personnel Salary & Fringe: Deputy Executive Director Program Manager 11 Staff Analyst ll Staff Analyst I Program Management Support 128,328 43,187 24,688 4,110 90,670 137,858 132,581 46,393 26,522 4,416 97,402 17,104 160,606 52,769 21,098 12,879 168,437 7,905 29,550 16,820 7,831 (1) 4.9% (44,864) (2) -85.0% 8,452 (1) 40.1% 3,941 (1) 30.6% * Total Personnel Salary & Fringe Ben 290,983 312,591 OperationslOverhead (73100 thou 73 244,265 147,938 Projects: 81000 81100 81300 81400 81500 81600 86100 86400 Projects -General Highway & Rail Englneerin Highway & Rail Constructio Highway & Rail ROW Highway & Rail Special Stu SCRRA Capital Contributio Regional Transportation Regional Arterial Total Projects Professional Costs: 149,685 247,352 222,712 (24,640) -10.0% 242,948 357,228 295,227 (62,001) -17.4% 1,404,223 1,011,991 1,859,407 1,951, 355 1,651,449 1,747, 979 15,203,033 11,570,939 11,513,488 1,942,072 6,182,269 1,579,194 83,890 174,793 190,123 1,377,400 1,234,386 1,316,099 21,313,585 22,240,190 24,382,462 24,724,468 23,113,312 21,035,529 1,833,900 1,693,900 (140,000) (3) -7.6% 2,231,969 2,179,277 (52,692) (3) -2.4% 15,413,525 8,254,300 (7,159,225) (3) -46.4% 4,568,656 1,380,540 (3,188,116) (3) -69.8% 25,000 25,000 (3) 1,150,000 1,150,000 25,163,696 26,579,715 1,416,019 (3) 5.6% 7,895,150 10,068,505 2,173,355 (3) 27.5% 68,000,026 67,179,329 63,624,281 58,256,896 51,331,237 (6,925,659) (3) -11.9% 65100 General Legal Services 195,041 751,072 183,671 127,500 161,500 65400 Audit Services 26,500 17,924 50,000 50,000 65500 Other Professional Service 76,222 27,258 18,538 127,500 67,500 Total Professional Costs 297,763 778,330 220,133 305,000 279,000 Total Measure A Project Developme 68,833,037 68,418,188 64,237,047 59,166,476 52,128,176 34,000 (4) (60,000) (3) (26,000) (7,038,300) 26.7% -47.1% -8.5% -11.9% Notes (1) (2) (3) (4) Budget increased based on actuals to date. Amount reallocated from other program areas. Support staff now includes Executive and Administrative Assistants and the Accounting Supervisor. Program Manager working primarily on STIP and CETAP activities. Most of budgeted hours have been moved to Transportation Planning and Programming. See Notes to line Item budget. General Note: Staff salaries include allocated support staff and do not represent individual salary and benefits. 000 Riverside County Transportation Commission STATE HIGHWAY AND RAIL PROGRAMS 1998-1999 REVISED BUDGET Project Description 81000 Project General Program management and contract administration(Bechtel Corp.) $1,600,000 Surveying services(Psomas) 30,000 Park N Ride Leases 53,900 On call grafetti abatement 10,000 TOTAL PROJECT GENERAL $1,693,900 81100 Highway & Rail Engineering Rte 74 septic system evaluation 21,900 Rte.79 : Vegetation Re-establishment Survey 15,259 Route 91: Van Buren interchange design -Phase II 750,000 Route 91 Ph1 soundwall construction engineering 70,904 Route 91 Phil Soundwalls and aux. lanes design 829,436 Route 91 Ph I landscaping design 26,750 Rte. 111 : Monroe to Rubidoux 47,000 Route 111 San Pablo design 6,000 Route 111 Portola design 28,000 Route 111 Monterey design 23,568 Rte. 215 : Preliminary and Environmental(PBQD) 37,595 Yuma I/C landscaping design support 21,326 SUBTOTAL HIGHWAY 1,877,738 Rehabilitaion of the Santa Fe Depot 50,000 Downtown Riverside Rail Station Southside Platform design 28,000 Pedley Commuter Rail Station Security Surveilance system design 35,000 West Corona/LaSierra overcrossings design 62,000 PSR Colton Grade separation 126,539 SUBTOTAL RAIL 301,539 TOTAL HIGHWAY & RAIL ENGINEERING 2,179,277 81300 Highway & Rail Construction Route 60 Park N Ride facility at Pigeon Pass 325,000 Route 60 Material testing services 10,780 Route 60 Surveying support services 10,000 Route 91 Material testing services 60,000 Route 91 Surveying support services 25,000 Route 91 soundwall/auxilliary lanes Mary to Magnolia 2,486,486 Route 91 soundwall landscaping 625,000 Landscaping management for various project 40,000 Yuma interchange landscape irrigatiion maintenance 5,000 Yuma interchange landscaping 350,000 Route 111 Date Palm streetscape 650,660 Route 111 Portola in the City of Palm Desert 90,074 Route 111 San Pablo in the City of Palm Desert 75,000 SUBTOTAL HIGHWAYS 0 0 012 `4,753,000 Riverside County Transportation Commission STATE HIGHWAY AND RAIL PROGRAMS 1998-1999 REVISED BUDGET Project Description Surveying support services 35,000 Material testing support services 30,000 Downtown Riverside Station South Side Platform 3,294,300 La Sierra and West Corona Rail Stations Over Crossings 125,000 West Corona station parking lot repairs 17,000 SUBTOTAL RAIL 3,501,300 TOTAL HIGHWAY & RAIL CONSTRUCTION 8,254,300 81400 Highway & Rail Right of Way Route 74 SHOPP advance right of way acquisitions 860,000 Route 79 right of way settlement 41,000 Route 91 temporary construction easements PHI 2,500 Route 91 Temporary construction easements PHII 80,000 Route 111 Date Palm in Cathedral City 302,688 Monroe to Rubidoux in the City of Indio 72,000 Other 22,352 SUBTOTAL HIGHWAY RIGHT OF WAY 1,380,540 TOTAL HIGHWAY & RAIL RIGHT OF WAY 1,380,540 81500 Highway & Rail Special Studies CETAP Environmental Study Clean air alternative fuel project North/South Corridor Study TOTAL HIGHWAY & RAIL SPECIAL STUDIES 200,000 25,000 25,000 250,000 Personnel Salary & Fringe: Director-Planning/Programming 4,959 5,327 Director -Regional lssues/Communic 9,338 9,338 (1) 100.0% Program Manager ll(includes 2) 113,093 118,593 141,116 147,515 156,377 8,862 (2) 6.0% Staff Analyst 11 20,550 22,075 63,817 45,788 (18,029) (3) -28.3% Total Personnel Salary & Fringe Ben 138,602 145,995 141,116 211,331 211,503 172 0.1% Administrative Overhead Allocation 46,851 69,096 64,624 68,515 89,854 21,339 31.1% Projects: 85000 Commuter Assistance 999,108 978,936 1,141,427 1,391,920 1,378,920 (13,000) -0.9% 86100 Regional Transportation 2,722,549 2,703,313 3,567,642 3,052,561 3,052,561 Total Projects 3,721,657 3,682,249 4,709,069 4,444,481 4,431,481 (13,000) -0.3% Professional Costs: 65100 General Legal Services 40,856 15,820 16,686 16,000 16,000 65400 Audit Services 5,000 20,000 5,000 (15,000) -75.0% Total Professional Costs 40,856 15,820 21,686 36,000 21,000 (15,000) -41.7% Total Measure A Special Transportat 3,947,966 3,913,160 4,936,495 4,760,327 4,753,838 (6,489) -0.1% Notes (1) (2) (3) Hours budgeted to cover transition assistance from Marilyn Williams as commuter assistance program is transferred to Tanya Love. Reallocation based on increases to Administrative support pool. Original budget assumed that Staff Analyst would divide budget hours equally between three program areas - commuter assistance, specialized transit and rail. It has since been determined that most of the budgeted hours should be allocated to raiL General Note. Staff salaries include allocated support staff and do not represent individual salary and benefits. 000131 RiversideCounty Transportation Commission TRANSPORTATION PLANNING AND PROGRAMMING 1998-1999 Revised Budget 1998/99 1995/96 1996/97 1997/98 1998/99 Revised Dollar Percent Actuals Actuals Actuals Budget Budget Changes Changes Personnel Salary & Fringe: Director-Planning/Programming Director--Governmental/Legislative Program Managers II Staff Analyst 11 Staff Analyst 1 67,566 72,583 85,740 133,060 144,765 11,705 8.8% 12,902 86,448 92,866 89,330 175,017 260,405 85,388 48.8% 56,109 60,275 48,444 47,949 67,159 19,210 40.1% 28,396 30,505 Total Personnel Salary & Fringe Ben 238,519 256,229 236,416 356,027 472,329 116,302 (1) 32.7% Administrative Overhead Allocation 83,329 121,266 124,876 121,865 179,591 57,726 47.4% Projects: 81500 Highway & Rail Special Stu 41,131 235,000 225,000 (10,000) (1) -4.3% 86000 Special Projects 621,039 86200 LTFDisbursements 351,215 305,095 309,000 327,295 397,295 70,000 (2) 21.4% 86300 STA Disbursements 1,026,000 1,269,583 1,535,401 2,746,194 2,186,116 (560,078) (3) -20.4% Total Projects Professional Costs: 65100 General Legal Services 65500 Other Professional Service 54,707 122,382 142,801 97,500 256,500 159,000 (5) 163.1% 1,998,254 1,574,678 1,885,532 3,308,489 2,808,411 (500,078) -15.1% 7,866 8,039 5,142 20,000 10,000 (10,000) (4) -50.0% Total Professional Costs 62,573 130,421 147,943 117,500 266,500 149,000 126.8% Total Transportation Planning and P 2,382,675 2,082,594 2,394,767 3,903,881 3,726,831 (177,050) -4.5% Notes (1) Increases principally attributable to CETAP activities. Additionally, adminstrative support staff has been redefined to include Accounting Supervisor and Administrative/Executive Assistants. (2) Planning allocation to WRCOG increased based on Commission action. (3) Adjusted to reflect actual Commission allocation from the August 1998 meeting. (4) Reallocated to other program areas. (5) Adjusted upward due to set aside for Executive Director's single signature authority, and planning contract with WRCOG. General Note: Staff salaries include allocated support staff and do not represent individual salary and benefits. 000132 Riverside County Transportation Commission RAIL TRANSPORTATION PROGRAM 1998-1999 Revised Budget 1998/99 1995/96 1996/97 1997/98 1998/99 Revised Dollar Percent Actuals Actuals Actuals Budget Budget Changes Changes Personnel Salary & Fringe: Director-Planning/Programming Program Manager ll Property Agent Staff Analyst ll 9,298 9,988 765 37,096 39,851 110,486 113,416 150,189 36,773 (1) 32A% 12,398 49,343 53,958 4,615 9A% 31,908 57,234 25,326 (2) 79.4% Total Personnel Salary & Fringe Ben 46,394 49,839 123,648 194,667 261,381 66,714 • 34.3% Adminstrative Overhead Allocation 21,457 23,589 53,449 31,380 111,853 80,473 (5) 256A% Projects: 86100 Regional Transportation 2,426,400 2,687,200 2,516,101 2,862,900 2,862,900 87000 Project Maintenance 127,514 233,848 689,673 225,750 225,750 87100 Project Operations 277,666 410,681 416,035 667,537 667,537 Total Projects Professional Costs: 2,831,580 3,331,729 3,621,809 3,756,187 3,756,187 65100 General Legal Services 77,280 117,725 50,633 40,000 31,500 (8,500) (3) -21.3% 65500 Other Professional Service 139,457 82,457 79,383 140,000 110,000 (30,000) (4) -21.4% Total Professional Costs 216,737 200,182 130,016 180,000 141,500 (38,500) -21.4% Total Commuter Rail 3,116,168 3,605,339 3,928,922 4,162,234 4,270,921 108,687 2.6% Notes (1) Rail Program Manager budgeted hours transfer from the Capital Program. More resources being allocated to non -capital activities. (2) With growth in various rail programs, new Staff Analyst 11 has considerable number of budgeted hours in this program area. (3) (4) (5) Reallocated to other program areas. Reduced amount supported by actuals to date. Reduced rail consulting contract budget by $30,000 to reflect actual anticipated expenditures by June 30. Original budget amount for allocated overhead was calculated incorrectly. Revised budget reflects the proper amount based on assigned staff. General Note: Staff salaries include allocated support staff and do not represent individual salary and benefits. 0 0 Riverside County Transportation Commission MOTORIST ASSISTANCE 1998-1999 Revised Budget 1995/96 Actuals 1998/99 1996/97 1997/98 1998/99 Revised Dollar Percent Actuals Actuals Budget Budget Changes Changes Personnel Salary & Fringe: Director-Planning/Programming Program Manager 11 Staff Analyst l 18,596 19,977 24,058 11,222 8,516 (2,706) -24.1% 49,029 52,670 88,321 120,087 71,615 (48,472) (1) -40.4% 14,198 15,252 Total Personnel Salary & Fringe Benefits 81,823 87,899 112,378 131,309 80,131 (51,178) -39.0% OperationslOverhead (73100 thru 73700) 30,656 41,599 36,442 44,834 30,984 (13,850) -30.9% Projects: 81500 Highway & Rail Special Studies 111,915 336,936 125,355 87000 Project Maintenance 291,295 298,508 345,680 371,544 324,344 (47,200) (2) -12.7% 87100 Project Operations 388,846 374,016 327,231 363,590 387,250 23,660 (3) 6.5% 87200 Project Towing 514,558 545,312 523,458 679,628 657,800 (21,828) (4) -3.2% Total Projects Professional Costs: 65100 General Legal Services 65500 Other Professional Services 1,306,614 1,554,772 1,321,724 1,414,762 1,369,394 (45,368) -3.2% 19,500 5,078 931 4,000 2,000 (2,000) -50.0% 49,585 49,969 76,085 70,781 55,850 (14,931) -21.1% Total Professional Costs 69,085 55,047 77,016 74,781 57,850 (16,931) -22.6% Capital Outlay 90000 Capital Outlay -Equipment 95,319 12,077 176,080 28,500 5,521 (22,979) (5) -80.6% Total Motorist Assistance 1,583,497 1,751,394 1,723,640 1,694,186 1,543,880 (150,306) -8.9% 1 Notes (1) Program Manager 11 budgeted hours reallocated to Transportation Planning and Programming. Position now responsible for public operator transit activities. (2) Reduced based on actual experience to date for call box knockdowns, vandalisms, and corrective maintenance. (3) Increased by micsellaneous support costs transferred from Project Towing. Additionally, air time and access charges increased based on actuals to date. (4) Towing costs reduced based on actual contract values. Miscellaneous support costs for Freeway Service. Patrol reclassified as operations. (5) Costs to purchase radio communications equipment was eliminated as the purchases were accelerated into FY 98. General Note: Staff salaries include allocated support staff and do not represent individual salary and benefits. 00134- Riverside County Transportation Commission PROPERTY MANAGEMENT 1998-1999 Revised Budget 1998/99 1995/96 1996/97 1997/98 1998/99 Revised Dollar Percent Actuals Actuals Actuals Budget Budget Changes Changes Personnel Salary & Fringe: Executive Director Chief Financial Officer Property Agent Director-Planning/Programming 8,607 9,246 8,239 12,233 13,140 8,509 16,031 17,548 1,517 9.5% 71,939 77,281 61,624 49,343 53,958 4,615 9.4% 1,240 1,332 Total Personnel Salary & Fringe Ben 94,019 100,999 78,372 65,374 71,506 6,132 9.4% Administrative Overhead Allocation 37,731 47,800 48,590 55,180 34,083 (21,097) -38.2% Projects: 87000 Project Maintenance 87100 Project Operations 30,213 24,961 29,440 10,409 13,466 9,582 75,000 75,000 Total Projects 40,622 38,427 39,022 75,000 75,000 Professional Costs: 65100 General Legal Serv/ces 65500 Other Professional Service Total Professional Costs Total Property Management 13,738 19,861 26,968 20,000 22,500 2,500 12.5% 75,000 75,000 2,457 21,095 16,195 40,956 26,968 95,000 97,500 2,500 2.6% 188,567 228,182 192,952 290,554 278,089 12,465 -4.3% Notes General Note: Staff salaries include allocated support staff and do not represent individual salary and benefits. 00013; FUND BUDGETS 000136 RN NTT -TRANSP ORTATI ON COMM/5SRIN REVISED BUDGET BY HI ND FISCAL YEA R 199839 GENERAL SPECIAL REVENUE FUNDS CAPITAL PR OJECTS FONDS COMBINED Freeway Stata We st ern Cn y S er vic e Westam Pala Coachella Transit T ot al Coachella W estern Comm ercial Tot al RCTC 20� S AE County Verde Valley Assista nce Special Valley Co unty Paper Capital 02 222 223 224 241 Re venue 301 i ' 302 303 Pro act s T otal 73500 Data Processing 15,745 322 883 73800 Sral Related Expenses 148,884 3,000 8,375 73700 Info rmaeonwubli cty 141000 2.080 8,120 TOTAL SERVICES AND SUPPLIES 2278,169 29,323 f1 -2,1 -37 - Pro jec t an d Operatio nal Expenditures 301,000 1,005 9,370 9,000 -44 18,750 158,280 150003 x;125,630 81000 Projects-Gene ral(Me asu re A Program Manag ement) 1 450000 150000 1 600000 1000 000 1000 Pro je cts-General(Pa rk N Ride) 53,900 53,900 53800 61000 Pro jects Gene ra l(Highwa y .Other) 4.000 40,000 40,000 1100 Highway 8 Ra il Engin eenn g(R ail Engineering) 178,539 125.000 125,000 301,539 81100 Highwa y & Rail En9in eedn g(Highway Engineeri ng) 81300 Highway 0 nail Con struction (Rail Co nstruction) 104, 104,568 1,773,170 1,773170 1,877.738 3,501,300 3,301,300 5,000 5000 3,508.300 81300 Highway 8 Rail Con struc tion(Hiphway Construction) 100 Highway 8 Rail ROW(Hiphway) 815.734 2811,486 1,120,780 1,748,000 1,743,000 81400 Highway 6 Rail RO W(Raip 883500 1,358,188 1,358188 22,352 22,352 81500 Highway & Rail Spe cial Stu die s 225000 22,352 81800 SCRRA Capital Con tribu tion 1,150,000 25 ,000 25,000 250,000 85000 Co mmuter Assis tance 1,158 .000 88000 Specia l Pro jects --Co mmute r Assis tance1,378,920 1,378,920 1,378.920 86100 Specia l Tranaportation nran sit (Inc ludes SC RRA) 2,882,900 1,250,000 1,802,581 3,052,581 STA Disburs eme nta 2188118 2,188,110 5,875,481 2,188 ,118 88400 Re gion al Arteria l 9,283 577 9,253 ,577 784,928 784928 10,088 ,505 7000 Pro jec t M ain te nance (C ommute r Rail 6 Mo le Assistan ce) 225 .750 324,344 324 ,344 550,094 87100 Pro je ct O peration s(Commu te r Rail, Motor Assist & Pro p Mpmt) 742,537 17,450 369,800 387,250 1 ,129787 87200 Towing Service 657,800 _ 657,900 057,800 TOTAL P ROJECT AND OPERATIONS 5,302,726 678.250 894,144 7,021,472 11,340,706 2,186,116 22,717,688 1,975,350 2,811,496 3,907,450 8,691,284 36,794,700 (O ther Expandltu res 88100 Sveeb & Roads 19,818,033 805,870 8 ,157 ,808 26,579,715 28,579,715 88200 Intergove rnmenta l Distnbu tio ns 397285 0(1000 Capita l Outlay 82, 438 7,205 3,570 10,763 933,221 TOTAL O THER EXP ENDITURES 478,733 7,205 3,578 19,016,033 605,976 8,157,806 26,598496 27,070,231 Mar Financing (Sources)Use s 97000 O perating DeblTran sfe rs Out 20,913,421 7,970,359 20,803,700 1,458,437 1,488,437 30,352,217 Operatin g Transfe rs Ou t 153,075 59000 Ope rating Transfers In (153,075) (509,611 152,673 500,011 22,863 532.003 085,670 Operating Debt Tran sfers In 1 (662,908) (13.663) (22,663) (665,079 TOTAL OTHER FINANC ING (S OU RCES)USES (153,075) 153,075 20,913,421 7,460,748 20,374,106 009,611 1,445,444 22,603 1,978041 10,352,217 Con tinge ncies 180,000 15,000 27,000 1,185,000 1,207,000 115,000 115,000 1,502,000 TOTAL EXPEND ITU RES 9,696,970 610,602 1,073,345 50,243,236 805,876 24,169,200 2,166,116 79,076,435 2,484,961 4,371,930 3,930,443 10,707,334 100,362 ,6311 REVENU ES OVER(UNDER)EXPENDITURES (707,152) (75,302) 91,855 4,657, 587 (5,636,581) 369,002 (573,039) (1,955,321) (2,500,032) (3,055,443) (8,110,790) (0,390,906) Beginn ing Fun d Balance 3,859,207 244,808 2,214,435 24811, 011 12,009,410 2,604,573 30,544,245 9,867,748 39,718,130 3855,443 53239,319 95,842831 Ending Fund Balance 3,102, 115 169,506 2,306,090 25,250,590 7,232,037 2,900,175 37,971,207 7,612,125 37,210,085 15,121,523 00,251,615 RIVERSI DE COU NT YT RA NSPOR7 A 7ION C OMMISSION REVI SED BUDGET BY FU ND FISCAL YEAR 199 &99 GE NERAL • SPECIAL REVE NUE FU NDS CAPITAL PR OJ ECTS RIDS C OMBINE D Fnawey Stab Wester n Cnty Service Western Pel e Coa chella Tr ansit T otal Co ach ella W estern Commer cial Total Patrol SAFE County Verde Valley hoist nee Special Vall ey 1 County Paper Capital R CT C 201 202 222 223 224 211 R even ue 301 302 303 Pecb T otal REVEN UES 40201 Sales Tax A llocation - Non M easur e A 994,500 40202 Sales T. A llocation -Non M easure A 300,000 40203 Sales Tax Allo cation -Non Measure A 4,153 ,679 40101 Sale s Tax Allo ca tion -Measure A 1,500,000 40102 Sales Tax.Higways 103 Sa les Tax -Co mmu te r Rail 40104 Sa les Tax.Region al Anat. 40108 Sales Ta x -Stree ts 6 Roads 40107 Sale s Tax -Tran sit 40109 Sales lax - Seniors 6 Persons 40105 Sales Tax -Co mmuter Assistance 42302 State Transit Assistance 42001 SA FE Fees 41202 SB300 Re imburse ments 41402 Re imbu rse men ts 1,200,000 49000 In te re st Income 155,000 2,000 42000 Other Revenue 688,539 533,300 48102 De bt Pro cee ds TOTAL REVENUES 9,989 ,718 535,300 Salaries & Bene fits 994 ,500 300,000 4,153,979 1,500,000 18,845,197 2,639,060 21,184,256 21,484,258 7,885,020 7,885,020 7,885,020 905,876 7,037,492 7,813,368 7,643,388 19,440,157 6,157,806 25,597,963 25,597.983 1,759,373 1,759,373 1,759,373 1,215,010 1,215,010 1,215,010 1,215,010 1,215,010 1,215,010 2,380,478 2,360,478 2,380,479 1,085,000 1,065,000 1,085 .000 5,274,920 8,271,920 295,000 200 ,000 495,000 8,969,020 100,000 875,511 284,714 215,240 1,277,465 529,840 1,023,480 75 ,000 1,828,100 3,060,585 1,444,234 1,977,531 553,438 553,438 3,217,511 350,000 350,000 350 ,000 1,185,000 54,900,823 805,878 19,322,679 2,575,718 79,305 .397 529,840 1,871,898 275 ,000 2 ,878,538 60001 Sala ries & Wa ges 923,299 24,755 52,804 288,004 363,363 1,286,883 81001 Retiremen t 208,688 5,595 11,889 84,637 12,120 290.788 81002 In surance 24,528 658 1,397 7,598 9,653 34,190 61003 Deferred Compe nsation 88,709 1,842 3,915 21,284 27,040 95 ,750 61004 Tuitio n Refund 81005 Hea mh In surance 98,185 1,775 3,771 20,502 26,017 92,232 1006 Den tal Insurance 13,270 356 756 , 4,110 5,222 18,492 61007 O ptical In suran ce 9,536 175 372 2,025 2,572 9.108 61008 Va ca tion 6 Sic kleave Bu ybac k 35,045 940 1,997 10,858 13,792 48,537 1110 M edica re 11,543 309 658 3,575 1,613 18,085 1201 Ins urance 4,779 128 272 1,480 1,681 6,800 61202 Insurance 13,083 307 780 4,238 6,385 19,068 TO TAL SALARIES AND BENEFITS 1,376,242 38,899 78,410 428,310 511,618 1,917,881 Services and Supplies 65100 General Legal Se rv ices 138,000 2,940 5,560 176,500 167,000 325 ,000 65200 Spe cial Lega l Se rvices 10,000 10,000 65300 Fina nc ia l Se rvic es 206,400 1152 2448 3,600 210,000 85400 Audit Service s 343,500 2,380 4,720 55,000 62,100 405 ,800 85500 O the r Pro fe ssion al Serv ic es -Ome r 379,900 2,112 60,338 67,500 129,950 509,850 65500 Othe r Profe ssion al Se rvice , - Ra il 110,000 110,000 85500 Ot he r Professional Se rvices - Pro perty M9mt 75,000 75,000 65500 Othe r Profession al S ervices-C ommissb n Per Diem 42,300 884 1,838 2,700 45,000 65500 O ther Prof essio nal Services - Highway 6 Rail Support 85500 Other Pro fessional Se rvic es -Le gislative Advocate 92 327 1,888 4,007 5,893 98 .220 73000 O ffice Le ase 208,800 4,224 8,976 13,200 220,000 73100 O ffice Expen se s 219,349 4,480 9,521 14,001 233 ,350 73200 Co mmu nications 53,580 1,094 2,328 3,420 57,000 73300 Equipmen t Mainte nan ce 30,550 824 1,328 1,950 32,500 73400 Insu ren ce 68.834 1,385 2,901 4,266 71,100 (c AGENDA ITEM 18 RIVERSIDE COUNTY TRANSPORTA TION COMMISSION DATE: March 22, 1999 TO: Riverside County Transportation Commission FROM: Dean Martin, Chief Financial Officer SUBJECT: Single Signature Authority Report Through February 28, 1999, nine contracts were executed under single signature authority granted to the Executive Director by the Commission. Remaining was $392,720.03 in unused capacity. STAFF RECOMMENDATION: Receive and file 000.1.3 CONTRACTS AUTHORIZED UNDER SINGLE SIGNATURE AUTHORITY AS OF FEBRUARY 28, 1999 CONSULTANT Mathis & Associa tes O'Mella Co nsulting Genlor, Inc. California Fund fo r Transp Ed Ninyo & Mo ore Pho enix Co nstruction Gladstein & Assoc iates Riverside -Corona Resource Co nservatio n District (RCRCD) Engine ering Ven ture s, Inc. TOTAL AMOUNT AVAILABLE July 1, 1998 AMOUNT REMAINING THRU June 30, 1999 Y LwtA2 � t 3Tk�L Prepared by f:\users\preprint\dp\sinsig98 DESCRIPTION OF SERVICES Consultant for RCTC employee survey, RCTC o rganizational struc ture , re lation ships of new staff & follow up meetings with RCTC staff. Development of Transit O perators' Efficiency and Effec tiveness Oversite Program Provide disco unted services fo r restaurants and entertainment for the "Team Ride" program. Membership Due s for 1999 Geo te chnical, pavement distress for the W. Corona Statio n. Construction to repair pavement at W. Co ro na Station. Contributio n for Alternative Fuel Vehicle (AFV) Summit Mitigation Measures for Pigeon Pass Park & Ride Lot Co nsulting services SR 74, septic systems potential impact for appraisa l for ROW acquisition. Reviewed by CONTRACT AMOUNT 20,000.00 11,466. 12 10,000. 00 5,000. 00 3,013. 85 13,900.00 7,000.00 15,000.00 21,900 .00 107,279 .97 500,000 .00 392,720 .03 EXPENDED AMOUNT 16,777. 79 REMAINING BALANCE 3,222.21 0.00 11,466.12 10,000.00 0 .00 5,000 .00 0 .00 3,013 .85 0 .00 0.00 13,900.00 4,965 .00 2,035.00 0.00 15,000.00 0.00 21,900 .00 39,756.64 67,523.33 RIVERSIDE COUNTY TRANSPORTA TION COMMISSION DATE: March 22, 1999 TO: Budget and Implementation Committee FROM: Claudia Chase, Property Agent Susan Cornelison, Rail Program Manager THROUGH: Dean Martin, Chief Financial Officer SUBJECT: Group 70 Protective Services and Investigations Contract The Commission gave approval at the February Meeting for staff to contract directly for security guard services at RCTC's four rail station sites and authorized staff to develop the necessary documents. Staff reviewed several guard companies and identified one private security company, Group 70 Protective Services and Investigations (Group 70), which appears to meet the criteria established by staff. Group 70 was established in 1994 by a retired Los Angeles Police Detective with over 30 years of Law Enforcement experience. Their office is located in Grand Terrace on Barton Road. Group 70's primary objective is to observe and report. Their officers are trained in areas of enforcement, CPR, crowd control, communication and defensive tactics. Additional training through local Law Enforcement Academies is also provided to each officer. All employees are trained to maintain authority while exercising tact and diplomacy. The base levels of service and negotiated costs with Group 70 are as follows: Average Monthly Guard Costs Riverside Downtown Station & train layover facility One unarmed uniform officer 16 hours per day Mon - Fri. Second unarmed uniform officer 6 hours per day Mon - Fri. Average 477 hours per month $ 6,348.87 000141 *One armed guard 8 hours per day Mon - Fri. *One armed guard weekends 24 hours per day Average 381 hours per month $ 6,101.44* *Reimbursed by Metrolink La Sierra Station _ One unarmed uniform officer 24 hours per day - 7 days Average 728 hours per month $ 9,689.68 The Pedlev Station One unarmed uniform officer 24 hours per day - 7 days Average 728 hours per month $ 9,689.68 West Corona Station One unarmed uniform officer 24 hours per day - 7 days Average 728 hours per month $ 9,689.68 Basic guard services costs per month (average) $41,579.35 The base contract will include 170 hours per month of guard supervision. Group 70 has agreed to provide this position at no cost for the first two months, and at a cost of $2,426 per month thereafter. RCTC will also have the ability to augment the base contract with additional guard and supervision hours on an as -needed basis. Estimated monthly cost of base service and supervision: May 1, 1999 to June 30, 1999 RCTC $35,418 Metrolink $ 6,101 July 1, 1999 to Dec. 31, 199.9 RCTC $37,359 Metrolink $ 6,586 00-0142 RCTC's current obligation for security services has been billed as part of the Metrolink system -wide contract and has recently averaged $31,000 to $35,000 per month. The Metrolink Board has authorized RCTC to issue its own contract with Metrolink reimbursing the Commission for costs directly attributed to guarding Metrolink equipment. Staff is confident that the incremental increase proposed here is necessary for the desired level of professional service and local control. Direct contracting of security services, however, is a new undertaking for RCTC. Consequently, staff is recommending that the initial contract be awarded for a period of eight months, with an option to extend the contract an additional 30 months term once performance has been demonstrated. Staff expects to bring this issue back to the Committee in November, 1999, with a recommendation for either continuing with the proposed vendor or soliciting another contractor. Should the Committee recommend support of staff's position, Metrolink will issue a 30 -day notice to the current vendor removing the Riverside County locations from the existing contract. Group 70 management has assured staff that they would be ready to assume security responsibilities on or before May 1. New contract documents are being created, and more specific information will be available at the Committee meeting. Financial Assessment Change in Project Cost: Budget for Next Year: FY 98/99 up to $6,000 FY 99/00 $456,000 base Source of Funds Included in Fiscal Year Budget Rail Program Operating Budget & Property Management Account Y Year Included in Program Budget Y Year Programmed Current Approved Allocation Y Year of Allocation Current Budget Adjustment Required N (Can be accommodated within existing allocation) Financial Impact Not Applicable STAFF RECOMMENDATION: That the Committee recommend the Commission approve, subject to legal counsel review, a contract for security services with Group 70 Protective Services and Investigations, as described in the staff report. 000143 GROUP 70's PROPOSAL SECURITY CONTRACT TERMS AND CONDITIONS FOR RIVERSIDE COUNTY TRANSPORTATION COMMISSION A. Scope of work B. General Conditions C. Group 70 Rights and Responsibilities D. Additienal4tequirements A. SCOPE OF WORK Security Service 1. Group 70 Protective Services & Investigations Inc. shall provide armed and unarmed ty services to the Riverside County Transportation Commission at the below listed locations. The Riverside County Transportation Commission agrees to pay Group 70 the mutually agreed upon rate for those services. Group 70 will provide the security services described herein pursuant to the terms and cnnditinns of this_agreement Locations; a. 4066 Vine Street, Riverside, Ca. Armed.&Unarmed b. 10901 Indiana Ave, Riverside, Ca. Unarmed c. 6001 Pedley Road, Riverside, Ca. Unarmed d. 155 South ('enter Thine Cnrnna, Ca_ Unarmed Details of Security Service 2. Security services performed by assigned personnel shall comply with all Federal, State and local laws. Group 70 personnel shall perform such general duties described in the Group 70 Protective Services & Investigation "Company Manual" (Exhibit A), in addition to the Group 70 manual, specific duties or requirements set forth by the Riverside County Transportation Commission and Group 70 Protective Services shall be mutually agreed upon in writing and established as "Post Orders". Minimum Qualifications 3. Group 70 Protective Services uniform personnel must meet the minimum qualifications before their initial assignment to areas set forth by the Riverside County Transportation Commission. a. Permits- Must be registered with the California Department of Consumer Affairs, Bureau of Collection and InvestigativeServices as a security guard and must at all times carry their registration card and other applicable permits while on duty. Armed personnel shall be authorized to carry a firearm by the California Department of Consumer Affairs, Bureau of Collection and Investigative Services and the President of Group 70, and have a "Permanent Guard Card". b. Drug Screening All uniform personnel assigned to Riverside County Transportation. Commission areas shall be regniredio pass a pre oy menLdn g screen examination within six (6) months of their assignment. Costs for the drug screening examination shall be incurred by Group 70 Protective Services. c. Education- Uniform personnel shall have the ability to speak, read, and write the English language; understand and carry out oral and written directions, write accurate and clear reports; monitor environmental- and electronic security systems. d. Transportation -all personnel must have reliable transportation. e. Use of Force examination- All uniform personnel must prior to any assignment to Riverside County Transportation Commission areas pass Group 70's approved Use of Force Examination with a score of 100%. f. Uniform Accessories -Must have, prior to any assignment, all employee required Uniform Accessories set forth in the Group 70 company manual (3/007.08 and 3/007.9) g. Mental Ouljifications- Must be of good character, mentally alert and capable of exercising good judgement, implementing instructions and assimilating necessary training. h. Telephone/Pager- All personnel must have a telephone and/or pager. i. Additional Qualifications- All personnel assigned to Riverside County Transportation Commission areas, shall, within six (6) months of hire obtain a CPR First Aid card and maintain current certification an4 shall obtain Level Ill certification. 1 000144 SECURITY CON'TRACTTERIVIS AND CONDITIONS FOR RIVERSIDE COUNTY TRANSPORTATION COMMISSION Performance 4. Riverside County Transportation Commission reserves the right to refuse or reject any assigned Group 70 personnel, who, in their belief, fails to meet the miniruum requirements set forth in this agreement If a guard is deemed unfit while on duty, Group 70 shall make every effort to -replace that guard as soon- as possible, but no later than two (2) hours following the notification. Supervision 5. Group 70 shall have and maintain a one (1) supervisor to twenty-five (25) security guard ratio while performing duties to this contact. The supervisor assigned, will be assigned_to this contact as a primary duty assignment forty (40) hours per week, paid at a salary rate by Group 70. Costs for this supervisor shall be incurred by the Riverside County Transportation Commission at an.agreed upon rate. B. GENERAL CONDITIONS Description of Services 1. Group 70 shall provide all labor and any equipment agreed upon to provide armed and unarmed security guard services • for the areas described herein by the Riverside County Transportation Commission. Such service shall be in compliance with Group 70's company manual and mutually agreed upon duties set forth by the Riverside County Transportation Commission to be established as "Post Orders". The services to be rendered under this agreement by Group 70 shall be in conformity with operating procedures mutually agreed upon by Riverside County Transportation Commission and Group 70 in writing. If, at the request of any member of the Riverside County Transportation Commission or any of their representatives Group 70 personnel are assigned duties other than those agreed to by Group 70, the Riverside County Transportation Commission shall assume complete responsibility. Primary Objectives 2. The PRIMARY DUTY of all assigned personnel shall be to "OBSERVE and REPORT", Group 70 personnel are not sworn peace officers and it is not the role of Group 70 or its employees to function in anything as a law enforcement agency, nor to legislate, to render Jegal judgements, or to punish. Functional Objectives 3. Prevention of Crime- Peace in a free society depends on the voluntary compliance of the law. The primary responsibility for upholding the law therefore lies not with Group 70 nor the police, but with the people. Crime prevention is the concern of every person. The prevention of crime remains as a basic obligation of society, therefore, Group 70's involvement in the prevention ofcrime_isnon different then all of society. Deterrence of Crime- While there are certain crimes that cannot be deterred, crimes committed against property and against innocent victims within the confines of a clients property may be reduced by uniform security personnel. In deploying uniform security personnel to deter crime and inspire confidence in its ability to ensure a peaceful environment, Group 70 strives to achieve a balance between the desirable deterrent effect of visible patrol and the undesirable appearance of oppression. Deployment/Hours of Service Agreement 4. The deployment of security personnel and assigned hours for services provided by Group 70 shall be mutually agreed upon by Group 70 and Riverside County Transportation Commission on a Group 70 form "Details of Service Agreement". Rates and Costs 5. The Rates and Costs shall be mutually agreed upon by Group 70 and Riverside County Transportation Commission on a Group 70 form ""Service Agreement". Holiday Rates 6. Holiday rates shall not apply to this agreement. Overtime Rates 7. Overtime Rates shall apply at the rate of time and half for all additional personnel or added hours to the mutually agreed upon hours, when there has been less than a twenty-four (24) hour notification by Riverside County Transportation Commission to Group 70. 2 00014;"; SECURITYCONTRACTTERMS AND CONDITIONS FOR RIVERSIDE COUNTY TRANSPORTATION COMMISSION Termination of Agreement 8. Riverside County Transportation Commission or Group 70 Protective Services & Investigations Inc. may terminate this agreement without cause, by giving written notice at least thirty (30) days prior to termination. Breach of Agreement 9. Riverside County Transportation Conunission or Group 70 Protective Services & Investigations Inc. may terminate this agreement upon five (5) days' notice if such cause is due to breach of this agreement by either party. Suspension of Service 10. Group 70 reserves the right to suspend service to this agreement immediately upon fording that conditions exist that would endanger the safety or welfare of Group 70 employees and/or the Riverside County Transportation Commission or any persons under their control that have been found to be in non-compliance with Federal, State or Local Laws, regulations, codes or standards Amendments 11. This agreement may be amended at any time by mutual written agreement of the involved parties. C. GROUP 70 RESPONSIBILIIES Invoices 1. Group 70 shall bill Riverside County Transportation Commission semi-monthly for services provided pursuant to this agreement. Rates s)w11 be determined at a flat rate semimonthly and pre -billed from the 1 g through the 15th of the month and the 16th through the end of the month. Invoices are due and payable twenty (20) days from the date of the invoice. The monthly rates are based on a fixed rate for a year service, in the event that this agreement is terminated prior to a year service, the actual daily costs for hours serviced will be prorated up to the date of termination. Independent Contractors 2. Assigned personnel to provide services under this agreement are employees of Group 70 and not of the Riverside County Transportation Conunission. Group 70 will exercise complete control over their conduct and will pay all wages and applicable Federal and State taxes. Group 70 and its employees shall be independent contractors of the Riverside County Transportation Commission. Insurance 3. Group 70, at its sole costs and expense, shall maintain in effect at all times during this agreement, insurance coverage's with limits not less then those set forth below with insurers licensed to do business in the State of California and reasonably satisfactory to the Riverside County Transportation Commission. None of the requirements contained herein as to types, limits and Riverside County Transportation Commission approval of insurance coverage to bemaintained by Group 70 are intended to and shall not in any manner limit or qualify the liabilities and obligations assumed by Group 70 under this agreement. Group 70 also has the right to terminate this agreement immediately in the event that it is determined that the below stated insurance does aoLcover or has an exclusion do to the type of business under this agreement a. Workers Compensation- Workers compensation insurance in the amount and manner required by applicable law. 1. Policy effectiverlates 1W16/98 thrnngli 10/16/99 2. Each accident $1,000.000 3. Each Disease -Policy Limit $1,000.000 4. Each Disease -Each Employee $1,000.000 000146 3 SECURITY CONTRACT TERMS AND CONDITIONS FOR RIVERSIDE COUNTY TRANSPORTATION COMMISSION Insurance (cont) b. General Liability- Comprehensive general liability insurance insuring Group 70 and Riverside County Transportation Commission (as additional insured) against liability for injury to persons (including death) and injury or destruction of property arising out of the security services under this agreement (without regard to the negligence or breach of any duty by Group 70 or Riverside County Transportation Commission), this policy shall be written on an occurrence basis with a policy limit of primary insurance: 1. Policy effective dates 10/16/98 through 10/16/99 2. General Aggregate $1,000.000 3. Products-Comp/Op Agg_$3,000.000 4. Personal & Adv injury $1,000.000 5. Each Occurrence $1,000.000 6. Fire Damage (any one.person)_ $ 1,000.00 *Riverside County Transportation Commission shall be supplied with a "Certificate of Liability Insurance" and "Workers Compensation Insurance", froaLthe.rnmpanir. affording_coverage prior to providing service to this agreement. Limits of Liability 4. The Riverside County Transportation Commission acknowledges that Group 70 is not an insurer. The amounts payable to Group 70 under this agreement are based upon the value of the services rendered and are unrelated to the value of the property of the Riverside County Transportation Commission or the property of others in or about Riverside County Transportation Commission premises. The services provided under this agreement are solely for the benefit of the Riverside County Transportation Commission and neither this agreement nor any services rendered thereunder shall give rise to, or shall be deemed to or construed so as to confer any rights on any other party as a third party beneficiary or otherwise. Group 70 shall not be liable and may terminate this agreement at any time for failure to perform this agreement due to any cause beyond the control of Group 70 nor any consequential or special damages. Riverside County Transportation Commission hereby waives any and all rights of subrogation that any insurer of Riverside County Transportation Commission or its designated representatives. Indemnification 5. Group 70 agrees to indemnify, defend and save harmless the Riverside County Transportation Commission, its officers, agents and employees from any and all claims and losses accruing or resulting to any and all contractors, subcontractors, material persons, labors and any other person, firm or corporation furnishing or supplying work services, materials or supplies in connection with Group 70's negligent performance of or acts or omissions under, this agreement, and from any and all claims and losses accruing or resulting to any state agency, person, firm or corporation who may be injured or damaged by the acts or omissions or negligence of Group 70 in the performance of this agreement. Compliance with Law 6. Group 70 represents and warrants that it shall comply with all applicable Federal, State and local laws, regulations, ordinances, rules, orders and guidelines in its provisions of service under this agreement. Reporting Requirements 7. Group 70 shall furnish Riverside County Transportation Commission with security, law violation, accident, injury, maintenance problems and appropriate incident reports when such incidents occur on a daily basis. Employees assigned will also be required to complete a "Daily Activities Log" of their activities through -out their shift, this log will be kept at Group 70 offices and will be available for review by representatives of the Riverside County Transportation Commission upon request. Group 70 staff will provide a monthly intelligence report summarizing the activities for the month. 000147 4 SECURITY CONTRACT TERMS AND CONDITIONS FOR RIVERSIDE COUNTY TRANSPORTATION COMMISSION D. ADDITIONAL REQUIREMENTS Entire Agreement 1. This entire agreement includes but is not limited to, Security Contract Terms and Conditions, Security Agreement, Details of Security Agreement and other conditions mutually agreed upon in writing by both parties. This agreement in its entirety supersedes all previous agreements, oral or written, between Group 70 and Riverside County Transportation Commission, and represents the whole and entire agreement between the parties. No other agreements or representations, oral or written have been made by Group 70. This agreement may not be altered, modified or amended, except in writing, properly executed by an authorized representative of Group 70 and the Riverside County Transportation Commission. This agreement shall be governed by the laws of the State of California. This agreement is not transferable by either party without prior written consent of the other. Authority 2. This agreement shall not become binding upon Group 70 until executed by an authorized manager or officer of Group 70 Protective Services & Investigation Inc. and Riverside County -Transportation. Commission. Jurisdiction 3. The parties hereby agree any action at law or in equity arising under this agreement shall be filed in and only in the Municipal/Superior court of the State of California, or the United States District court of the Central district of California. The parties hereby consent and submit to the inpersonam jurisdiction of such courts in the State of California for purposes of litigation any such action. Attorney Fees 4. If any legal action, arbitration, or other proceeding is brought for the enforcement of this agreement or because of an alleged dispute, default, misrepresentation, or breach in connection with any of the provisions of this agreement, the successful or prevailing parties shall be entitled to recover reasonable attorney fees, expenses, expert witness fees, and other costs incurred in that action or proceeding in addition to any other relief to which he or it may be entitled. 000148 5 AGENDA ITEM 20 RIVERSIDE COUNTY TRANSPORTA TION COMMISSION DATE: March 22, 1999 TO: Budget and Implementation Committee FROM: Dean Martin, Chief Financial Officer SUBJECT: Increase in Contract for Financial Advisory Services The Strategic Plan effort is well under way with staff working closely with the financial advisors to complete Phase I by June 30, 1999. Staff anticipates bringing a draft the plan to the Commission's May meeting. The draft will show the revenues sources which are assured and the possible revenue sources that may be accessed over the next ten years. Those revenues sources which are assured the Commission will be matched against project decisions previously made, with particular emphasis on Measure A. Phase II of the Strategic Plan will be much broader in scope, considering potential new revenue sources including an extension/expansion of the Measure, STIP revenues, other available state and federal funding sources(CMAQ,STP), as well as developer fees. The plan will be comprehensive and countywide to ensure a coordinated approach that addresses local and regional problems and a variety of transportation modes. The focus of staff in the next four months will be completion of Phase I, but will also be to lay the ground work for Phase II. Needless to say, this is a very involved effort. Upon reviewing the draft work plan and our financial advisor's contract, the amount of the contract is not sufficient to complete this effort. Staff and the financial advisors estimates that it may take up to 100 hours a month for their effort on the Strategic Plan through the end of June. The contract is set at $75,000, which was a rough staff estimate prior to development of the work plan. A hundred hours a month at an hourly rate of $175 amounts to $70,000. 00014 ') ................... Authorize the Executive Director to execute an amendment to the contract with Charles Bell Securities Corp in joint venture with Boyea Capital Markets in the amount of $70,000 through June 30, 1999 for completion of Phase I of the Strategic Plan.