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Adopted BookMetropolitan St. Louis Sewer District 2016-2017 Budget GET THE RAIN OUT REPAIR AND MAINTAIN BUILD SYSTEM IMPROVEMENTS ADOPTED June 9, 2016 METROPOLITAN ST. LOUIS SEWER DISTRICT FISCAL YEAR 2017 BUDGET TABLE OF CONTENTS I. BUDGET MESSAGE  Executive Director’s Budget Message ................................ 1  MSD Organization Chart .................................................... 5 II. BUDGET SUMMARY  Description ......................................................................... 7  Budget & Financial Policies ............................................... 8  FY17 Strategic Business Plan ............................................. 18  Budget Process ................................................................... 54  MSD Flow of User Charges ............................................... 56  Sources of Funding ............................................................. 57  Allocated Positions ............................................................. 61  Capital Improvement & Replacement Program Summary . 62  Consolidated Statement of Changes in Ind. Fund Balance . 63  Consolidated Statement of Changes in Total Fund Balance 64  Labor Transfer Summary FY17-FY19 ............................... 65  Interfund Transfer Activity by Fund FY17-FY19 .............. 68 III. GENERAL FUND  Description ........................................................................... 71  Statement of Changes in Fund Balance ................................ 72  FY17 Budget and Two-Year Projection ............................... 73  General Fund Operating Expense Budget & Variances ....... 78  General Fund Budget by Organization by Object Group ..... 82 IV. REVENUE FUNDS  Description ......................................................................... 117  Consolidated Statement of Changes in Fund Balances ....... 118  Projected User Charge Revenue Composite ....................... 119  Wastewater Revenue Fund (3306) ...................................... 120  Stormwater Revenue Fund (3307) ...................................... 122 V. OMCI FUNDS  Description .......................................................................... 123  Consolidated Statement of Changes in Fund Balances ....... 124  Stormwater Regulatory Fund (5110) ................................. 125  Districtwide Stormwater Fund (5120) ............................... 126  Stormwater Operations & Maintenance Fund (5130) ......... 127  Individual Fund Statements ................................................ 128 VI. CONSTRUCTION FUNDS  Description .......................................................................... 153  Consolidated Statement of Changes in Fund Balances ....... 154  Caulks Creek Construction Fund (6610) ............................. 155  Williams Creek Construction Fund (6620) ......................... 156  Sanitary Replacement Fund (6660) ..................................... 157  Stormwater Replacement Fund (6700) ............................... 158 VII. DEBT SERVICE & SPECIAL FUNDS  Debt Service Funds Description ......................................... 159  Consolidated Statement of Changes in Fund Balances ....... 160  Individual Revenue Bond Funds ......................................... 161  Special Funds Description .................................................. 175  Consolidated Statement of Changes in Fund Balances ....... 176  Individual Special Funds ..................................................... 177 VIII. ORDINANCES  FY17 Budget Ordinance #14392 ........................................ 183  Tax Ordinance #14394 ........................................................ 189  Wastewater User Charge Ordinance #14395 ...................... 199  Stormwater Funding Ordinance #14393 ............................. 221 Fiscal Year 2017 BUDGET May 12, 2016 Board of Trustees Metropolitan St. Louis Sewer District 2350 Market Street St. Louis, MO 63103 Dear Trustees: The mission of the Metropolitan St. Louis Sewer District (MSD) is to protect the public’s health and safety, and the region’s water environment, by responsibly providing wastewater and stormwater management. In fulfilling our mission, we focus on delivering sound fiscal management and fostering a business- focused culture throughout the organization. As we continue to build upon our progress over the past several years, in fiscal year (FY) 2017, we will remain focused on several key areas of overall operations, while being fiscally responsive to the needs of the St. Louis region: STRATEGIC BUSINESS AND OPERATING PLAN – MSD’s management is committed to running this utility like a business. A key aspect of this effort is MSD’s Strategic Business and Operating Plan (SBOP). The FY 2017 SBOP is a business-focused blueprint for serving our customers now and into the future. It is a plan that puts the customers and the St. Louis community first. The SBOP goals are clear: • Deliver consistent, high quality customer service; • Comply with all legal and regulatory requirements and schedules; • Minimize customer rate increases; • Be accountable to the St. Louis community The SBOP is tied to the budgeting process to ensure that initiatives are properly funded. Each department prepares a base budget that covers funding for its day-to-day operations, and an incremental budget for strategic activities that are to be implemented throughout the budget year. A detailed budget review process ensures an in-depth review of all budgetary requests. If fiscal constraints require reduced funding, the costs of strategic objectives are identified so that proper decisions can be made. BUDGET SUMMARY – As the Executive Director of MSD, I affirm that rates and charges as currently implemented will generate sufficient revenues to meet all expenditures as proposed in the FY 2017 budget, providing adequate operating liquidity as directed in MSD's Debt Management Policy. Furthermore, current rates and charges are adequate to ensure MSD’s compliance with all obligations as provided in the Master Bond Ordinance, adopted by the Trustees on April 22, 2004. The proposed FY 2017 operating budget includes $196.6 million for day-to-day operations, reflecting a $13.2 million or 6% decrease over the FY 2016 budget. The total District budget for FY 2017 is $673.9 million. Included in the new budget is an increase of eighteen Full Time Employees. Proposed expenditures for the FY 2017 are summarized as follows: Operating $196.6 million CIRP 378.5 million Debt Service 98.8 million TOTAL EXPENSE BUDGET $673.9 million 1 Versus costs presented to and approved by the Rate Commission, the Operating budget for FY 2017 is projected to be 1.9% less than originally planned; and the CIRP budget for FY 2017 is projected to be 4.5% more than originally planned. WASTEWATER PROJECTS – The primary focus of MSD’s mission is the execution of the Capital Improvement and Replacement Program (CIRP). The long-term goals of the CIRP are to protect the health and safety of our St. Louis community through the renewal and improvement of MSD’s existing wastewater collection and treatment capabilities. Each year moves us closer to our goals for this important program. In FY 2017, MSD plans 172 new or continuing wastewater projects, located throughout MSD’s service area, totaling $354.3 million. These projects are funded primarily from the Sanitary Replacement Fund, and represent $20.5 million in continued projects and $333.8 million in new projects. PHASE II STORMWATER PERMIT – The Missouri Department of Natural Resources has issued a Phase II Stormwater permit to MSD, St. Louis County, and 58 county municipalities. Under the provisions of this permit, MSD is the St. Louis Coordinating Authority for our separate municipal stormwater sewer system. St. Louis County and the municipalities are co-permittees. Per the Phase II Storm Water Management Plan, MSD has again committed significant resources to this important effort. Not only does this work help us meet MSD’s legal obligations as a stormwater permit holder and as the St. Louis Coordinating Authority, but it significantly reduces the overall compliance burden incurred by our co-permittees. Such an approach allows for a comprehensive and meaningful direction to our community’s Phase II Stormwater efforts. STORMWATER PROJECTS - In FY 2017, MSD tentatively plans 40 stormwater projects, including continuing projects from FY 2016, totaling $24.2 million. RATE COMMISSION – Composed of 15 member organizations representing a broad cross-section of MSD’s customers and the community it serves, the Rate Commission is designed to provide public input into how rates are set. The rate cycle covers FY 2017 – FY2020 The Rate Commission submitted a Recommendation to the MSD Board of Trustees on August 13, 2015. The recommendation includes a rate increase for wastewater, either with additional bonding or without, and a change in how stormwater is funded. The stormwater proposal would address years of unequal service across the MSD service area. BALLOT INITIATIVES – On April 5, 2016, 76% of voters in the MSD service area approved Proposition Y, approving the future issuance of an additional $900 million in bonds to fund $1.5 billion in wastewater projects from July 1, 2016, through June 30, 2020. Sixty two percent of voters also approved Proposition S, equalizing stormwater funding within our service area. With the passage of Proposition S, we will rollback and eliminate several of the taxes; eliminate the stormwater fee (effective July 1, 2016—start of fiscal year 2017); and, in lieu of these funding mechanisms, institute or leave in place two taxing districts that cover our entire service area. PROJECT CLEAR – In 2007, the State of Missouri and the United States Environmental Protection Agency filed a lawsuit against MSD regarding overflows. The Missouri Coalition for the Environment later joined the lawsuit as an intervener. Throughout MSD’s service area, there are hundreds of points where a combination of rainwater and wastewater discharges into local waterways from the sewer system during moderate 2 to heavy rainstorms. These sewer overflow points act as relief valves when too much rainwater enters the sewer system, and without them, communities could experience thousands of basement backups and/or extensive street flooding. In April 2012, the United States Federal Court approved an agreement known as a Consent Decree bringing the lawsuit to a close. The agreement calls for $4.7 billion in improvements to the wastewater system over the next two decades. The FY 2017 budget continues MSD’s ongoing execution of the Consent Decree. Knowing that robust and simplified communications would be critical to the success of the Consent Decree, MSD launched Project Clear. Project Clear is the name MSD has given to all Consent Decree activities and resulting communications with stakeholders. Therefore, Project Clear is MSD’s $4.7 billion, multi-decade initiative to plan, design, and build system-wide improvements to address water quality and alleviate many wastewater concerns in the St. Louis region. Project Clear will focus on system-wide improvements across the St. Louis area to get the rain out, repair and maintain, and build system improvements. Projects range in scale from massive underground tunnels to carry the volume of stormwater needed in a growing region with more paved surfaces, to the disconnection of residential downspouts from the sanitary sewer line, and rainscaping improvements to manage stormwater as close as possible to where it falls. RAINSCAPING/ GREEN INFRASTRUCTURE – As part of Project Clear, $100 million will be allocated to implement a rainscaping (green infrastructure) program that includes a five- year, $3 million pilot program meant to help understand the regulatory, logistical, financial, and educational challenges that will need to be managed as green infrastructure is utilized to address sewer overflows. The program includes an agreement between MSD and the City of St. Louis’ Land Reutilization Authority (LRA) for the use of LRA owned property. The EPA has also approved to date more than $18 million in additional funding for Early Action projects and the Small Grants Rainscaping Program. On December 31, 2015, MSD submitted a plan to the EPA that lays out how MSD proposes to complete the $100 million in rainscaping improvements. This proposal includes up to $13.5 million to demolish hundreds of abandoned, structurally- condemned buildings that present a threat to public health and safety in the City of St. Louis. DIVERSITY – MSD has had a well-recognized diversity program in place for several years, marked by its success in helping build minority and women owned businesses in our St. Louis community. Minority/Women Business Enterprise (MWBE) firms have had extensive participation in MSD's Capital Improvement and Replacement Program (CIRP). In FY 2015, MWBE participation in construction projects was 21.94%; MWBE participation in professional services projects was 45.66%; and MWBE participation in other capital vendor services was 45.51%. On active MSD projects in FY 2015, the minority workforce participation was 25.9% and 3.7% women. As evidenced by these numbers, MWBE participation in the CIRP is an important part of our diversity efforts. In addition, MWBE participation in general purchasing transactions was 18.27%. These expenditures resulted in a cumulative MWBE utilization percentage of 32.95%. Affirmative Action Program (AAP) – An AAP is an internal program implemented to establish guidelines for recruiting and selection processes to promote and maintain a fair and equal workforce within MSD. In November, 2014 an extensive review of the program was conducted to examine the existing hiring processes and to determine if adjustments need to be made to prevent potential discrimination or adverse impact against women and minorities. 3 As MSD continues the important work we are doing to protect our environment, we will continue our efforts to ensure MSD staff and our service providers are reflective of the diverse community we serve. The signed Community Benefits Agreement (CBA), a formal agreement between MSD and community organizations that establishes a framework for addressing issues in workforce training, business development, and other areas that often act as obstacles in developing a diverse labor pool and contracting community. In FY 2017, we pledge to continue to scrutinize our business practices, deliver sound fiscal management, and be fully accountable to the public for the ways in which we spend their money. We will continue to improve our customer service levels and our efforts to inform the community of our operations and needs. We will persist in addressing the health, safety, and environmental needs of our St. Louis community. In short, we will work to prepare MSD, its customers, and our community for the challenges of the future. Sincerely, Brian Hoelscher, Executive Director, P.E. 4 Citizens – City of St. LouisCitizens – St. Louis CountyFrancis G. SlayMayorSteve StengerCounty ExecutiveElectsJames FaulVice ChairTerm Expires: 3/15/17Ruby BonnerTrusteeTerm Expires: 3/15/18Annette MandelTrusteeTerm Expires: 3/15/20Michael YatesChairTerm Expires: 3/14/14Rev. Ronald BoboTrusteeTerm Expires: 3/15/16James I. SingerTrusteeTerm Expires: 03/15/17Board of TrusteesBrian HoelscherExecutive DirectorInternal AuditorBudget included in Secretary-Treasurer DepartmentRate CommissionTimothy R. SnokeSecretary-TreasurerCivil Service CommissionMarion GeeDirectorFinanceRichard UnverferthDirectorEngineeringSusan MyersGeneral CounselVicki Taylor-EdwardsDirectorHuman ResourcesJonathon SpragueDirectorOperationsBarbara MohnDirectorInformation SystemsElectsAppointsAppoints5 Fiscal Year 2017 BUDGET6 BUDGET SUMMARYThe Budget Summary section contains policies, processes, graphs and chartsrelated to budget development. This section also contains information regardingstaffing and a summary of the Capital Improvement and Replacement Program.7 BUDGET & FINANCIAL POLICIES The Metropolitan St. Louis Sewer District's budget & financial policies set forth the basic framework for the District’s overall management of operations taking into account changing circumstances and conditions. These policies assist the decision making process of the Board and provide guidelines for evaluating both current activities and proposals for future programs. Balanced Budget Policy Performance Against Policy Section 7.130 of the District’s Charter requires a balanced budget be submitted to The Board for approval. It mandates the following three requirements:  In no event shall the total amount of proposed expenditures for the budget year from any fund exceed the estimated revenues to be actually received plus any unencumbered balance or less any deficit estimated for the beginning of the budget year. “Changes in Fund Balance” pages are included in this book to demonstrate compliance with this policy.  The Annual Budget must be balanced. All funds, Department operations and services, supported by the financial resources of the District, must function within the limits of these resources identified or available specifically to them. A balance must be struck between revenues and expenditures so that the public can realize the benefits of a strong and stable utility. By law, budgets cannot exceed available resources, defined as revenues generated in the current period added to balances carried forward from prior years. FY17 Total Revenue: (shown in million $) Wastewater User Charges: $339.5 Revenue Bonds: 242.5 Taxes: 30.7 Investment and Other Income: 7.1 Use of Fund Balances: 54.1 TOTAL DISTRICT REVENUE: $673.9 FY17 Total Expense: (shown in million $) Operating Budget: $196.6 CIRP: 378.5 Debt Service: 98.8 TOTAL DISTRICT EXPENSES: $673.9  Pursuant to the Metropolitan St. Louis Sewer District Charter, Section 7.130, not later than the fifteenth day of March in each year, the Executive Director will submit to The Board a budget for the ensuing fiscal year, an explanatory budget message, and a general appropriation ordinance conforming with such budget. The budget shall provide a financial plan for the budget year for all District and subdistrict funds. The Executive Director submitted the required items to The Board on March 10, 2016. 8 BUDGET & FINANCIAL POLICIES (continued) Operating Budget Policies Performance Against Policy Historical levels of funding and expenditures shall be included in the budget to provide comparisons. Financial forecasting of future requirements shall be included to provide estimates of future financial and operating conditions. “Changes in Fund Balance” pages are included in this book to demonstrate compliance with this policy. Whenever approved by The Board, the Executive Director may transfer any unencumbered appropriation balances or portions from one classification of expenditure to another. The District complies with this policy. Per Section 7.160 of the Charter, at any time during the budget year, upon recommendation of the Executive Director, The Board may, by ordinance, make supplementary appropriations if (1) the Executive Director estimates that such appropriations will not result in a deficit at the end of the budget, or (2) The Board shall adopt an ordinance or ordinances consistent with the requirements in Section 7.140 providing additional revenues and the Executive Director estimates that the amount to be actually received there from during the budget year will equal or exceed the amount of such supplementary appropriations. The District complies with this policy. The District will maintain a budgetary control system to ensure adherence to the budget and will prepare regular reports comparing actual revenues and expenditures to budgeted amounts. The District’s accounting system has controls to ensure compliance with the budget. Managers receive daily reports that show financial performance against budget. Monthly reports comparing actual revenues and expenditures are prepared for Senior Management and highlights of these reports are presented quarterly to the Finance Committee of the Board of Trustees. 9 BUDGET & FINANCIAL POLICIES (continued) Revenue Policies Performance Against Policy The District will seek to maintain a diversified and stable revenue system to minimize short-run fluctuations in any one revenue source. User Charge Fees are the District’s primary source of funding for wastewater operations. While some of these fees are also used for capital improvements, the District also uses revenue bonds to finance a large portion of the CIRP. The District will follow an aggressive policy of collecting revenues. The District uses a multi-layered approach to collecting past due accounts. It employs a series of automated reminder calls to accounts that are 25 days delinquent. Accounts that remain delinquent then progress to being placed with collection agencies, second placement agencies and eventually law firms for collection. The District will establish wastewater user charges and stormwater user charges, fees and tax rates at a level related to the full cost (operating, direct, indirect and capital) of providing the service. Voter approval is required to implement tax rate increases. The District is required to make rate change proposals to a Rate Commission. During this rate setting process, the District’s rate consultant performed a detailed cost of service analysis using industry standard principles endorsed by the Water Environment Federation which allows the District to demonstrate that rates have not been set at a level to recover the full cost, without excess, of providing service. The District will review wastewater fees and stormwater user charges, and fees annually to determine if the revenues support the cost of the service. Rate increases to generate needed revenues are required, per Charter Section 7.040, to be submitted to the District’s Rate Commission for review and recommendation to The Board. The District reviews fee revenue annually as part of the budget process to ensure it is adequate to meet the District’s balanced budget requirement. The major revenue sources of the District include Wastewater User Charges, Taxes, Revenue Bonds, Investment Income and Connection Fees. The District complies with this policy. Investment Policies Performance Against Policy The District will maximize the return on all cash available for investment without sacrifice of safety or necessary liquidity. The District complies with this policy. The Secretary-Treasurer will develop and maintain a comprehensive, well-documented investment reporting system. This system will provide The Board with appropriate investment performance information. The Secretary-Treasurer reports monthly to the Finance Committee of The Board on the performance and make-up of the investment portfolio. 10 BUDGET & FINANCIAL POLICIES (continued) Debt Policies Performance Against Policy The Board shall authorize and approve all debt issued for the purpose of financing portions of the District’s Capital Improvement and Replacement Program (CIRP) as well as debt that may be issued for the purpose of refunding any outstanding District debt. In the previous budget year, the District participated in the Series 2015A SRF Direct Loan Program with the State of Missouri and issued Series 2015B Revenue Bonds. The Board approved these debt issuances with Ordinances 14225 and 14312, respectively. The District will confine long-term borrowing to finance authorized capital improvement projects or to refund, on a current or advanced basis, outstanding debt obligations. The District complies with this policy. The District may issue long-term debt (general obligation or revenue bonds) where it is deemed that capital improvements should not be financed from current revenues. Long-term borrowing will not be used to finance current operations or normal maintenance. Long-term debt will be self-supporting and structured such that the weighted average maturity of the debt does not exceed the expected useful life of the capital project. The District’s use of revenue bonds during FY2016 was consistent with use of debt outlined in the Rate Change Report accepted by The Board on December 8, 2011. The proceeds from these bonds were used solely for capital improvements, where the assets gained have a useful life greater than the weighted average maturity of the debt. The District may issue (1) general obligation bonds to finance capital improvement projects that result in community-wide benefits (2) revenue bonds to finance capital improvement projects serviced from the net revenues from a particular enterprise, such as sewer service. The District’s use of revenue bonds in FY2016 for capital improvement projects will be serviced with pledged revenues from sanitary sewer user charges. Issuance of general obligation bonds requires 57% approval of those voting at primary and general elections and a 67% approval at other elections. Issuance of revenue bonds requires simple majority approval of those voting. The District’s issuance of revenue bonds in FY2016 were authorized by voters at a special election held on June 5, 2012. No general obligation bonds shall be issued in an amount, which together with existing indebtedness of the District or a subdistrict exceeds in the aggregate 5% of the value of all taxable tangible property in the District and its subdistricts. The District has no outstanding general obligation bonds. Any general obligation bonds issued under the District charter shall mature over a period not exceeding 20 years from the date contracted, while revenue bond maturities may extend to 30 years. The District has no outstanding general obligation bonds. For the purpose of refunding, extending, or unifying the whole or any part of its valid bonded indebtedness, the District may issue refunding bonds not exceeding the principle amount of the outstanding indebtedness to be refunded and the accrued interest to the date of such refunding bonds. A portion of the Series 2015B bonds issued by the District in FY2016 refunded outstanding principle and accrued interest on Series 2006C and Series 2008A revenue bonds. 11 BUDGET & FINANCIAL POLICIES (continued) Debt Policies (continued) Performance Against Policy Short-term borrowing may be utilized as authorized by District Charter, Section 3.020(13), for the temporary funding of capital projects or for operational cash flow deficits subject to the following policies:  District may issue short-term debt when there is a defined and adequate repayment source.  Lines of Credit may be considered as an alternative to other short-term borrowing options if it is determined to be more cost-effective.  Other short-term debt, including commercial paper notes, may be used when it provides an interest rate advantage or as interim financing until market conditions are more favorable for long-term debt issuance. The District did not utilize short-term borrowing in FY2016. Per Charter Section 3.020, the District may use short-term debt to provide for the borrowing of money in anticipation of the collection of taxes and revenues for the fiscal year. The amount of such loans shall at no time exceed 90% of the estimated collectible taxes and revenues for the year yet uncollected. The District did not utilize short-term borrowing in FY2016. 12 BUDGET & FINANCIAL POLICIES (continued) Reserve Policies Performance Against Policy The operating reserve is a balance maintained in the General Fund, Construction Funds and Special Funds combined to accommodate fluctuations in annual revenues and expenditures. The District currently maintains a minimum fund balance of 60 days or 16.4% of the next year’s annual operating expenditures for working capital. Operating Reserves for: FY2015 – Actual – 241 days FY2016 – Projected – 245 days The District will maintain a Stormwater Emergency Fund with a minimum balance of $250,000 and a Wastewater Emergency Fund with a minimum balance of $500,000. Please refer to the “Changes in Fund Balance” tables for these funds in the Debt Service & Special Funds section of this book. The District will maintain a Wastewater Backup Insurance and Reimbursement Fund with a minimum balance of $1 million dollars. Please refer to the “Changes in Fund Balance” tables for these funds in the Debt Service & Special Funds section of this book. The District will maintain a General Insurance Fund with a minimum balance of $500,000 dollars. Please refer to the “Changes in Fund Balance” tables for these funds in the Debt Service & Special Funds section of this book. Funds will be reserved to comply with the terms and conditions of the debt instruments used to finance capital improvement projects. The Master Bond Document contains a 45-day reserve requirement. Operating reserves for: FY2015 – Actual – 241 days FY2016 – Projected – 245 days Property taxes levied by the District and other revenue received for construction, operations and maintenance in particular taxing subdistricts will be reserved for that use. The District maintains separate funds to account for each of the taxing subdistricts it manages. 13 BUDGET & FINANCIAL POLICIES (continued) Capital Improvement and Replacement Policies Performance Against Policy The District shall prepare a long-term plan for wastewater infrastructure projects to relieve backup complaints and/or for the correction of identified sanitary sewer capacity inadequacies and deficiencies and/or for the correction of bypasses and overflows. This plan shall include stormwater projects to prevent flooding and erosion threatening homes and property. This plan shall be used to develop a five year CIRP and make all capital improvements accordingly. This five year plan shall be updated annually. The Executive Director delivered the five year CIRP to The Board on March 10, 2016. This plan is updated annually and is consistent with The District’s long-term plan for wastewater and stormwater projects. The Board adopts the CIRP as a planning document, but does not appropriate the identified multi-year expenditures. These expenditures are legally authorized during the year at the time a fixed contract is awarded. The District complies with this policy. The District will maintain its physical assets at a level adequate to protect the District's capital investment and to minimize future maintenance and replacement costs. The District complies with this policy. Financial and Accounting Policies Performance Against Policy An independent audit shall be made of all accounts of the District at least annually by a certified public accounting firm that shall be engaged by The Board. Rubin Brown LLP issued their Independent Auditors’ Report for the financial statements as of and for the years ended June 30, 2015 and 2014 on October 13, 2015. Financial reports will be submitted to The Board and District Staff. The District complies with this policy. District financial information will be available through monthly financial statements, the Comprehensive Annual Financial Report (CAFR) and Annual Budget. The District prepares monthly financial statements and publishes quarterly statements on its website. The CAFR and the Annual Budget are also available on the District’s website. The District will produce annual financial reports in accordance with Generally Accepted Accounting Principles (GAAP) as outlined by the Governmental Accounting Standards Board (GASB). The District’s CAFR is prepared in accordance with GAAP as outlined by the GASB. 14 Financial Structure The District’s financial structure is organized on the basis of funds, each of which is considered a separate accounting entity with fund specific balancing accounts that comprise its assets, liabilities, fund balances, revenues and expenditures. Governmental resources are allocated to and accounted for in individual funds based upon the purposes for which they are to be spent and the means by which spending activities are controlled. The District uses both Governmental Funds and Proprietary Funds. The District uses a Modified Accrual method of budgeting, and both Modified Accrual and Accrual bases of accounting. In the table below, each fund type and group is identified. The purpose of the fund is stated, and the Budgeting Basis and Accounting Basis is also reported for each fund group. Modified Accrual Accounting or Budgeting recognizes revenues when they are both available and measurable.  Most expenditures are recognized when an obligation to pay is established, except in the case of interest on long‐term debt.  That interest expense is recognized when it is due.   Full Accrual Accounting is very similar to Modified Accrual Accounting.  Under Full Accrual revenues are recognized when earned, and expenditures are recognized when an obligation to pay is established.   However, the major ways in which Modified Accrual is different than Full Accrual is the recognition of Capital expenses.  Under the Modified Accrual method, Capital expenses are recognized when the entity has an obligation to pay.  Under the Full Accrual method, Capital expenses are recognized over the life of the asset. 15 BUDGET & FINANCIAL POLICIES (continued) Fund Type/Fund Title Purpose Budgeting Basis Accounting Basis GOVERNMENTAL FUNDS General Fund The General Fund is the general operating fund of the District. It is used to account for all financial resources except those required to be accounted for in another fund. Modified Accrual Modified Accrual Revenue Funds The Revenue Funds account for all wastewater and stormwater user charges billed to customers. User Charge proceeds are recorded in the Revenue Funds and allocated to the various other funds to cover operation and maintenance costs and capital improvement expenditures. Modified Accrual Modified Accrual Operations, Maintenance and Construction Improvement Funds These funds account for the proceeds from tax levies in the various subdistricts. These are primarily stormwater dedicated subdistrict assessments which fund projects, stormwater operations and maintenance specific to each subdistrict’s geographic area. Effective in Fiscal Year 2017, tax levies for all OMCI subdistricts are suspended. Remaining fund balances will be used for maintenance and operation of facilities in the respective subdistricts until balances are depleted. Modified Accrual Modified Accrual Construction Funds The Construction Funds are established to receive and disburse proceeds from revenue sources and restricted for construction of improvements to sewerage and drainage collection systems and treatment facilities. The District has two construction funds that support the majority of the CIRP: 1) the Sanitary Replacement Fund and, 2) the Stormwater Replacement Fund. Use of these funds is dedicated to sanitary and stormwater projects, respectively. Modified Accrual Modified Accrual Debt Service Funds The Debt Service Funds are established for bond issues sold by the District. These funds provide for the accounting of receipt and disbursement of monies designated for payment of principal and interest and redemption of outstanding bond issues. A distinct fund is established for each of the District’s bond issues. Modified Accrual Modified Accrual 16 BUDGET & FINANCIAL POLICIES (continued) Fund Type/Fund Title Purpose Budgeting Basis Accounting Basis GOVERNMENTAL FUNDS (continued) Special Funds The Special Funds are established to: 1) account for and report financial resources related to the proceeds of specific revenue sources designated for specific purposes, or 2) account for and report financial resources related to funds required to maintain a minimum balance. The District’s current Special Funds consist of the following: 1. Improvement Fund – to account for the cost of any improvements and special tax bills issued for any improvement. 2. Water Backup Insurance and Reimbursement Fund – to account for customer water backup insurance claims resulting from over charged lines or blocked mains. 3. General Insurance Fund – to be used to pay the cost of workers’ compensation claims, property insurance, general liability, auto liability, flood insurance and all expenses (i.e. premiums, claims, claim expenses, claim recoveries and claim accruals) related to these coverages. 4. Two Emergency Funds – to account for monies needed to address Wastewater and Stormwater emergencies. Such emergencies require immediate District response. Examples are sewer repairs and replacements to immediately address severe disruption in the operations and maintenance of the District, weather related disruption of District operations, and other disruptions of District services caused by dramatic unforeseen events. Modified Accrual Modified Accrual PROPRIETARY FUNDS Enterprise Funds Account for operations financed and operated in a manner similar to the private sector. The District utilizes these funds to convert the accounting records from a modified accrual to an accrual basis. The District performs this conversion so that it may produce financial statements as a single enterprise fund. These funds are not budgeted. Accrual 17 Metropolitan St. Louis Sewer District Strategic Business and Operating Plan Fiscal Years 2017-2021 18 VISION STATEMENT Quality Service Always MISSION STATEMENT To protect the public’s health, safety, and water environment by responsibly providing wastewater and stormwater management VALUES Integrity Acting ethically at all times, treating everyone with honesty, fairness and respect. Teamwork Working together to accomplish our mission with open communication, trust, respect and diversity. Innovation Embracing continuous improvement and new solutions to achieve excellence. Employees Developing successful, responsible, and safety conscious employees and acknowledging their contributions. Customers Building strong relationships by keeping our commitments, providing excellent service and being transparent in everything we do. Vision, Mission, Value statements are important elements of a strategic business plan. The Mission statement keeps the District focused on its essential activity, the Vision statement points to its ideal purpose, and the Value statement conveys the principles that must shape our actions. 19 Strategic Business and Operating Plan The Fiscal Year (FY) 2017 Strategic Business and Operating Plan (SBOP) is a business-focused blueprint for serving our ratepayers now and into the future. It is a plan that puts the ratepayers and the St. Louis community first. The SBOP’s goals are clear:  Deliver consistent, high quality customer service;  Comply with all legal and regulatory requirements and schedules;  Minimize customer rate increases; and  Be accountable to the St. Louis community. These goals build on the public input and feedback that the District has received since the first SBOP was introduced in 2001. While the FY 2017 goals may appear similar to the original set of goals, the underlying refinements and changes in these goals are significant. The FY 2017 SBOP is easily understood, the goals and resulting strategies are actionable, and the impact of the strategies is measurable. Additionally, the FY 2017 SBOP continues a philosophy that intimately links budgetary expenditures and strategic goals. Under this philosophy, the goals and strategies of the SBOP drive budgetary expenditures and succinctly support the SBOP’s success. Further, the budgetary expenditures for the SBOP are business focused and ultimately serve the ratepayer. To achieve these goals, the FY 2017 SBOP proposes six business-focused strategies: Strategy 1: Educate and partner with stakeholders to build support. Essential to our success is an active dialog with stakeholders to improve mutual understanding of the needs of the District and its stakeholders. Education will focus on the District’s goals, needs and initiatives. When possible, we will partner with stakeholders to achieve win-win solutions on common issues. Partnering will take many forms, including – but not restricted to – discussions with various stakeholder groups; District organized focus groups; employee participation in civic organizations; and regulatory advisory committees. 20 Strategy 2: Manage the District’s costs and revenues to optimize financial impacts. The District continues to face increasing fiscal demands related to regulatory issues affecting its collection and treatment systems. In response to these demands, the District is continuing its important work to protect local waterways, ensure compliance wit h State and Federal environmental regulations, and provide effective, efficient wastewater and stormwater services to the St. Louis community. This work continues in the form of Project Clear, which includes the District’s multi-decade, multi-billion dollar Capital Improvement and Replacement Program (CIRP). It is essential that the District diligently manage costs and minimize rate increases. Sound financial management, long-term planning, internal audit practices, and leveraging of data are critical components of this strategy. Strategy 3: Integrate and improve the District’s business processes. Not accepting the status quo as justification for current and future business practices, and continually reviewing best practices amongst contemporaries are cultural imperatives for continual improvement. The goal of this initiative focuses on identifying and implementing process improvements that will enable the District to meet or exceed established performance, production and customer satisfaction goals. Strategy 4: Promote appropriate standards through proactive regulatory and legislative involvement. The most significant factors affecting current and future rate increases are federal and state regulations and legislation. It is often the case that implementation of multiple regulations compete for the same, scarce funding resources. As authorities in wastewater and stormwater management, it is essential that we assist in the creation of regulations that will efficiently achieve desired results. This extends to both regulations that govern environmental protection and regulations that are not directly linked to those duties, but are drivers for other facets of the District’s business functions. This strategy focuses on our involvement in the formation of regulations and legislation that impact all areas of the District's operations. It is crucial that regulations and legislation be based on sound technical information and governance frameworks. The District and others in the regulated community are in the best position to provide such information. New regulations and legislation – particularly those pertaining to environmental protection – should be practical and able to be implemented in a like manner. 21 Strategy 5: Address customer and regulatory needs through a comprehensive infrastructure management program. Maintaining customer service expectations and meeting regulatory requirements are paramount concerns within the District’s mission. However, these must be balanced against the need to cost effectively maintain the District’s wastewater and stormwat er assets. This can only be achieved through investigation, planning, maintenance and capital replacement programs. A model infrastructure management program effectively integrates these processes while considering risk and required service levels. The resulting program minimizes the life-cycle costs of infrastructure assets at an acceptable level of risk, while continually delivering established levels of service. Strategy 6: Create a learning and business oriented culture based on competency and accountability. The District’s success is dependent upon employees having appropriate competencies and skills within a culture of accountability - a culture that is rooted in ethical integrity and seeks a balance between effectiveness, efficiency and cost management. Improving employee and organizational performance at all levels is the core of this strategy. Special emphasis will be placed on leadership development, management/supervisory skill training, open communications, general operational and administrative needs, and building awareness of individual employees’ role in the success of the overall organization. FISCAL YEAR 2017 OBJECTIVES The District has developed a set of specific objectives that support these strategies and, thus, achieve the goals of the Strategic Business and Operating Plan. Objectives are segmented into “Year 1”, “Year 2” and “Years 3 -5” categories. Combined, these objectives make up the tactical blueprint that we will engage in during FY 2017 and beyond, as we strive to protect the public’s health, safety and water environment by responsibly providing wastewater and stormwater management. Achieving these objectives is the responsibility of various departments within the District. These departments are shown on the following organizational chart: 22 BOARD OF TRUSTEES Rate Commission Internal Auditor Secretary-Treasurer Civil Service Commission Executive Director General Counsel Engineering Human Resources Information Technology Operations Finance THE METROPOLITAN ST. LOUIS SEWER DISTRICT ORGANIZATIONAL CHART 23 STRATEGY 1: EDUCATE AND PARTNER WITH STAKEHOLDERS TO BUILD SUPPORT Objective 1: Execute Community Outreach Programs Milestones Year 1: 2017 Initiation Timeframe Completion Timeframe a) Implement strategies identified for the next phase of MSD’s Project Clear based on the established 90-day model. b) Identify, evaluate and establish relationships with additional stakeholders with message synergy (e.g. sports, theatre, arts, and amusement organizations) to leverage efforts to educate and inform with a focus on MSD’s mission. c) Maintain communications and relationships with stakeholders regarding MSD issues, beginning with stormwater funding and wastewater bond financing. d) Develop, refine and implement strategies and identify the required resources for future phases of public communication and outreach programs. e) Implement recommendations for public outreach programs to reduce nutrients in wastewater and stormwater, consistent with the Missouri Nutrient Reduction Strategy. a) Q1, FY 2017 b) Q1, FY 2017 c) Q1, FY 2017 d) Q1, FY 2017 e) Q1, FY 2017 a) Q4, FY 2017 b) Q4, FY 2017 c) Q4, FY 2017 d) Q4, FY 2017 e) Q4, FY 2017 24 STRATEGY 1: EDUCATE AND PARTNER WITH STAKEHOLDERS TO BUILD SUPPORT Objective 1: Execute Community Outreach Programs Milestones Year 2: 2018 Milestones Years 3 - 5: 2019 - 2021 a) Implement strategies identified for the next phase of MSD’s Project Clear based on the established 90-day model. b) Maintain relationships with additional stakeholders with message synergy to educate and inform on MSD’s mission. c) Maintain communications and relationships with stakeholders regarding MSD issues of concern. d) Continue to refine and implement strategies and identify the required resources for future phases of public communication and outreach programs. e) Continue implementation of recommendations for public outreach programs to reduce nutrients in wastewater and stormwater, consistent with the Missouri Nutrient Reduction Strategy. f) Conduct outreach and education to obtain feedback on possible enhancements to stormwater services and method of revenue collection. g) Begin planning for the next Rate Commission Process. a) Evaluate Project Clear and its role in the District’s communication strategy. b) Maintain relationships with additional stakeholders with message synergy to educate and inform on MSD’s mission. c) Continue outreach for Rate Commission process. d) Review and revise public communication and outreach program goals and staffing. e) Continue implementation of the public outreach programs consistent with the Missouri Nutrient Reduction Strategy. f) Develop Staff recommendations for Plan Amendment Commission, convene commission, and vote on any Plan Amendment changes. 25 STRATEGY 1: EDUCATE AND PARTNER WITH STAKEHOLDERS TO BUILD SUPPORT Objective 2: Execute Outreach Programs for Elected Representatives and Other Municipal Officials Milestones Year 1: 2017 Initiation Timeframe Completion Timeframe a) Develop legislative agenda for both State and Federal activities. b) Conduct meetings with St. Louis City (Mayor’s office and Board of Aldermen), St. Louis County (County Executive’s office and County Council) regarding District goals and needs. c) Enhance relationships with local governments through briefings on projects and other topics of mutual concern, with focus on expanding peer to peer relationships with staff counterparts. d) Conduct annual outreach and Jefferson City briefings for State of Missouri legislators. e) Conduct annual legislative briefing for Federal legislators. f) Provide annual review of the Legislative Outreach Program results and assess future activities for enhancing effectiveness. a) Q1, FY 2017 b) Q1, FY 2017 c) Q1, FY 2017 d) Q2, FY 2017 e) Q3, FY 2017 f) Q1, FY 2017 a) Q1, FY 2017 b) Q4, FY 2017 c) Q4, FY 2017 d) Q4, FY 2017 e) Q4, FY 2017 f) Q1, FY 2017 26 STRATEGY 1: EDUCATE AND PARTNER WITH STAKEHOLDERS TO BUILD SUPPORT Objective 2: Execute Outreach Programs for Elected Representatives and Other Municipal Officials Milestones Year 2: 2018 Milestones Years 3 - 5: 2019 - 2021 a) Develop legislative agenda for both State and Federal activities. b) Continue meetings with St. Louis City (Mayor’s office and Board of Aldermen), St. Louis County (County Executive’s office and County Council) regarding District goals and needs. c) Continue to enhance relationships with local governments through briefings on Projects and other topics of mutual concern, with focus on expanding peer to peer relationships with staff counterparts. d) Conduct annual legislative outreach and Jefferson City briefings for State of Missouri legislators. e) Conduct annual legislative briefing for Federal legislators. f) Provide annual review of the Legislative Outreach Program results and assess future activities for enhancing effectiveness. a) Develop legislative agenda for both State and Federal activities. b) Conduct meetings with St. Louis City (Mayor’s office and Board of Aldermen), St. Louis County (County Executive’s office and County Council) regarding District goals and needs. c) Continue to enhance relationships with municipalities through briefings on projects and other topics of mutual concern with elected officials and administration. d) Conduct annual legislative outreach and Jefferson City briefings for State of Missouri legislators. e) Conduct annual legislative briefing for Federal legislators. f) Provide annual review of the Legislative Outreach Program results and assess future activities for enhancing effectiveness. 27 STRATEGY 1: EDUCATE AND PARTNER WITH STAKEHOLDERS TO BUILD SUPPORT Objective 3: Execute Diversity and Outreach Programs Milestones Year 1: 2017 Initiation Timeframe Completion Timeframe a) Continue hosting semi-annual networking events and other community events for the MWBE program to increase stakeholder relationships and participation with the District. b) Identify and evaluate efforts to increase workforce participation by women in the construction of CIRP projects. c) Re-evaluate all investments made as part of the CBA and make adjustments to program and funding, as appropriate. d) Seek opportunities to expand CBA participation on signatories, owners and minority organizations. e) Implement recommendations from the evaluation of the SLATE First Source Hiring Program to provide opportunities for contractors to hire low income, unemployed and underemployed individuals for District projects. a) Q1, FY 2017 b) Q1, FY 2017 c) Q1, FY 2017 d) Q1, FY 2017 e) Q1, FY 2017 a) Q4, FY 2017 b) Q4, FY 2017 c) Q1, FY 2017 d) Q4, FY 2017 e) Q4, FY 2017 28 STRATEGY 1: EDUCATE AND PARTNER WITH STAKEHOLDERS TO BUILD SUPPORT Objective 3: Execute Diversity and Outreach Programs Milestones Year 2: 2018 Milestones Years 3 - 5: 2019 – 2021 a) Continue hosting semi-annual networking events and other community events for the MWBE program to increase stakeholder relationships and participation with the District. b) Implement strategies to increase workforce participation by women in the construction of CIRP projects. c) Continue to monitor MSD’s Diversity Programs and report on progress. d) Expand CBA participation on signatories, owners and minority organizations. e) Continue execution and evaluation of SLATE First Source Hiring Program to provide opportunities for contractors to hire low income, unemployed and underemployed individuals for District projects. f) Assess the need for an update of the Disparity Study. a) Maintain relationships and dialogue with external stakeholders. b) Review effectiveness of diversity utilization initiatives and recommend appropriate adjustments. c) Based on the assessment, update the Disparity Study, as necessary, and implement results. 29 STRATEGY 2: MANAGE THE DISTRICT’S COSTS AND REVENUES TO OPTIMIZE FINANCIAL IMPACTS Objective 1: Increase Collection of Delinquent Revenue Milestones Year 1: 2017 Initiation Timeframe Completion Timeframe a) Develop plan for water shutoff solution to increase collection of delinquent sewer charges. b) Continue to evaluate results of efforts to expand the Customer Assistance Program participation and revise accordingly. c) Continue to assess and modify collection process to achieve net average collection period for receivables to 45 days or less. a) Q1, FY 2017 b) Q1, FY 2017 c) Q1, FY 2017 a) Q4, FY 2017 b) Q4, FY 2017 c) Q4, FY 2017 Milestones Year 2: 2018 Milestones Years 3 - 5: 2019 - 2021 a) Begin implementing water shutoff solution to increase collection of delinquent sewer service charges. b) Continue to assess and modify collection process to achieve net average collection period for receivables to 45 days or less. a) Continue to assess and modify collection process to achieve net average collection period for receivables to 45 days or less. b) Complete implementation of the water shutoff program, and then assess effectiveness. c) Reevaluate the effectiveness of the Customer Assistance Program and adjust accordingly. 30 STRATEGY 2: MANAGE THE DISTRICT’S COSTS AND REVEN UES TO OPTIMIZE FINANCIAL IMPACTS Objective 2: Identify and Implement Cost Savings Initiatives Milestones Year 1: 2017 Initiation Timeframe Completion Timeframe a) Maintain annual operating budgets that are aligned with Approved 2015 Rate Commissions report. b) Assess results of electronic billing and payment promotion. Evaluate use of additional multi-channel strategies, such as text and optimized websites. c) Evaluate results of occupational injury prevention program to mitigate “at risk” behaviors, and revise accordingly. a) Q1, FY 2017 b) Q2, FY 2017 c) Q1, FY 2017 a) Q4, FY 2017 b) Q4, FY 2017 c) Q4, FY 2017 Milestones Year 2: 2018 Milestones Years 3 - 5: 2019 - 2021 a) Maintain annual operating budgets that are aligned with approved 2015 Rate Commission report. b) Assess multi-channel e-commerce strategies for billing and payment promotion and incorporate new technologies. c) Continue to evaluate results of occupation injury prevention program while providing counseling and training resources to employees that encounter frequent occupational injuries. a) Maintain annual operating budgets that are aligned with Approved 2015 Rate Commission report. b) Evaluate next steps of the occupational injury prevention program. 31 STRATEGY 2: MANAGE THE DISTRICT’S COSTS AND REVENUES TO OPTIMIZE FINANCIAL IMPACTS Objective 3: Maximize Long-Term Financial Plans for District Needs Milestones Year 1: 2017 Initiation Timeframe Completion Timeframe a) Manage capital program (wastewater and stormwater) within supporting revenue, while assuring Consent Decree and regulatory requirements. b) Manage District’s key financial ratios to maintain current bond ratings and Consent Decree compliance. c) Manage multi-decade financing plan to support current and future requirements. d) Pursue external sources of funding, where available. e) Continue development and implementation of predictive analytics to enhance financial forecasting used in strategic decision making. f) Implement the stormwater funding plan, as presented to the Rate Commission and approved by the Board. a) Q1, FY 2017 b) Q1, FY 2017 c) Q1, FY 2017 d) Q1, FY 2017 e) Q1, FY 2017 f) Q1, FY 2017 a) Q4, FY 2017 b) Q4, FY 2017 c) Q4, FY 2017 d) Q4, FY 2017 e) Q4, FY 2017 f) Q4, FY 2017 32 STRATEGY 2: MANAGE THE DISTRICT’S COSTS AND REVENUES TO OPTIMIZE FINANCIAL IMPACTS Objective 3: Maximize Long-Term Financial Plans for District Needs Milestones Year 2: 2018 Milestones Years 3 – 5: 2019 – 2021 a) Manage capital program (wastewater and stormwater) within supporting revenue while assuring Consent Decree compliance and regulatory requirements. b) Manage District’s key financial ratios to maintain current bond ratings and Consent Decree compliance. c) Manage multi-decade financing plan to support current and future requirements. d) Pursue external sources of funding, where available. e) Complete implementation of predictive analytics to enhance decision making. f) Begin Public Communication and obtain input on service levels in preparation for the development of Rate Commission Proposal in FY19. a) Continue to manage capital program within supporting revenue while assuring Consent Decree compliance. b) Manage District’s long-term Debt Program to meet key bond financial ratios indicators to maintain current bond ratings and Consent Decree compliance. c) Continue to refine and report on multi-decade financing plan to support Consent Decree. d) Develop Rate Commission Proposal and complete Rate Commission Process for FY 2021-2024. e) Refine application of predictive analytics to enhance decision making. 33 STRATEGY 3: INTEGRATE AND IMPROVE THE DISTRICT’S BUSINESS PROCESS Objective 1: Use Key Performance Indicators to Monitor and Improve Performance Milestones Year 1: 2017 Initiation Timeframe Completion Timeframe a) Evaluate adequacy of Key Performance Indicators (KPI) annually. b) Continue to validate that Consent Decree performance meets regulatory requirements and make improvements and refine as needed. c) Identify KPI’s to post to Internet. a) Q1, FY 2017 b) Q1, FY 2017 c) Q3, FY 2017 a) Q4, FY 2017 b) Q4, FY 2017 c) Q4, FY 2017 Milestones Year 2: 2018 Milestones Years 3 - 5: 2019 – 2021 a) Continue to use monthly KPI results to identify business process changes. b) Continue to validate that Consent Decree performance meets regulatory requirements and make improvements and refine as needed. c) Implement plan to regularly post KPI’s to Internet. a) Continue to use KPI results to identify and implement business process changes as well as to refine organizational alignment. b) Continue to validate that Consent Decree performance meets regulatory requirements and make improvements and refine as needed. 34 STRATEGY 3: INTEGRATE AND IMPROVE THE DISTRICT’S BUSINESS PROCESS Objective 2: Implement Regional Development Review/Permitting Business Process Improvements Milestones Year 1: 2017 Initiation Timeframe Completion Timeframe a) Complete organizational changes required to fully benefit from the implementation of the software solutions and business process improvements. b) Begin post-implementation review to assess improvements gained as a result of the new Development Review/Permitting business process improvements. c) Complete implementation of paperless process utilizing tools as supported by good business processes. d) Conduct customer survey of user community. a) Q2, FY 2017 b) Q3, FY 2017 c) Q2, FY 2017 d) Q4, FY 2017 a) Q4, FY 2017 b) Q4, FY 2017 c) Q4, FY 2017 d) Q4, FY 2017 Milestones Year 2: 2018 Milestones Years 3 – 5: 2019 – 2021 a) Complete post-implementation review and report results to regional partners. b) Evaluate and use customer survey results to improve business processes. a) Work with regional partners to help identify opportunities for improvement. b) Support regional partners’ efforts to expand utilization. 35 STRATEGY 3: INTEGRATE AND IMPROVE THE DISTRICT’S BUSINESS PROCESS Objective 3: Implement E-CIS (Billing and Collection) Business Process Improvements Milestones Year 1: 2017 Initiation Timeframe Completion Timeframe a) Complete implementation of Phase 2, Title Quote software solution and modification of existing business processes to align with industry best practices. a) Q2, FY 2017 a) Q4, FY 2017 Milestones Year 2: 2018 Milestones Years 3 – 5: 2019 – 2021 a) Perform cost/benefit analysis to assess improvements gained as a result of implementation of the software solution. 36 STRATEGY 3: INTEGRATE AND IMPROVE THE DISTRICT’S BUSINESS PROCESS Objective 4: Implement Fleet Management Business Process Improvements Milestones Year 1: 2017 Initiative Timeframe Completion Timeframe a) Initiate cost/benefit analysis to assess improvements gained as a result of implementation of the software solution and fleet management business process improvements. a) Q1, FY 2017 a) Q4, FY 2017 Milestones Year 2: 2018 Milestones Years 3 – 5: 2019 – 2021 a) Complete cost/benefit analysis to assess improvements gained as a result of implementation of the software solution and fleet management business process improvements. 37 STRATEGY 3: INTEGRATE AND IMPROVE THE DISTRICT’S BUSINESS PROCESS Objective 5: Implement Document Management Business Practices that Meet the District’s Retention, Retrieval and Recovery Needs and Policies Milestones Year 1: 2017 Initiation Timeframe Completion Timeframe a) Adopt the District’s Document Retention Policy & Schedule. b) Initiate the Document Retention Policy & Schedule transition plan. c) Based on Request for Proposal (RFP) process, evaluate and select software solution. d) Begin destruction of existing documents as allowed by Document Retention Policy & Schedule. a) Q2, FY 2017 b) Q2, FY 2017 c) Q2, FY 2017 d) Q3, FY 2017 a) Q2, FY 2017 b) Q4, FY 2017 c) Q3, FY 2017 d) Q4, FY 2017 Milestones Year 2: 2018 Milestones Years 3 – 5: 2019 – 2021 a) Complete the Document Retention Policy & Schedule transition plan. b) Begin implementation of selected software solution and modify existing business processes as required to support the document management strategy. a) Complete implementation of the selected software solution. b) Complete implementation of business process and organizational changes. c) Perform cost/benefit analysis to assess improvements gained as a result of implementation of the software solution and document management business process improvements. 38 STRATEGY 3: INTEGRATE AND IMPROVE THE DISTRICT’S BUSINESS PROCESS Objective 6: Integrate Asset Information Across Systems (Oracle, Maximo and GIS) Milestones Year 1: 2017 Initiative Timeframe Completion Timeframe a) Complete business process mapping for financial information for all asset types (Collecton System, Treatment Plant, Pump Station, etc.) across company. b) Develop and initiate process plan to load individual asset attributes and valuation information into Oracle Financials and identify any associated system requirements. a) Q1, FY 2017 b) Q2, FY 2017 a) Q1, FY 2017 b) Q4, FY 2017 Milestones Year 2: 2018 Milestones Years 3 – 5: 2019 – 2021 a) Develop an automated process to maintain data synchronization between systems (Oracle, GIS, and Maximo). b) Continue to load asset attributes and valuation information into Oracle Financials. a) Complete loading of asset attributes and valuation information into Oracle Financials. 39 STRATEGY 3: INTEGRATE AND IMPROVE THE DISTRICT’S BUSINESS PROCESS Objective 7: Implement Customer Service Business Process Improvements Milestones Year 1: 2017 Initiation Timeframe Completion Timeframe a) Identify and prioritize potential opportunities for customer service improvement based on business process touch points. b) Create and document a customer service strategy/plan to address prioritized customer service improvement opportunities. c) Identify and document technology enablers (e.g. customer service application) that are needed to implement prioritized customer service improvements. d) Assess feasibility of consolidated response for service delivery for delinquent customers. a) Q1, FY 2017 b) Q1, FY 2017 c) Q1, FY 2017 d) Q3, FY 2017 a) Q4, FY 2017 b) Q4, FY 2017 c) Q4, FY 2017 d) Q4, FY 2017 Milestones Year 2: 2018 Milestones Years 3-5: 2019 – 2021 a) Procure technology solutions to begin implementation of customer service improvements. b) Begin implementation of technology solutions as well as business process and organizational changes to realize customer service improvements. c) Develop and implement plan for consolidated response for service delivery for delinquent customers. a) Complete implementation of technology solutions as well as business process and organizational changes. b) Perform cost/benefit analysis to assess customer service improvements gained as a result of implemented technology solutions, business process and organizational changes. 40 STRATEGY 4: PROMOTE APPROPRIATE STANDARDS THROUGH PROACTIVE REGULATORY AND LEGISLATIVE INVOLVEMENT Objective 1: Participate in Stakeholder Groups to Develop Sound Technical Basis for Regulatory Issues Milestones Year 1: 2017 Initiation Timeframe Completion Timeframe a) Advocate in regulatory stakeholder groups created to address nutrient criteria, ammonia criteria, bacteria criteria, wet weather issues, Impaired Waters (303d) Listing & Methodology and other changes to the Missouri Department of Natural Resources (MDNR) effluent regulations and water quality standards. b) Advocate in state and local environmental and economic organizations such as the Association of Missouri Cleanwater Agencies (AMCA). c) Advocate in the Water Environment Federation (WEF), Water Environment Research Foundation (WERF) and the National Association of Clean Water Agencies (NACWA) on water quality issues. d) Participate in the National Stormwater Rule rulemaking and advocate for a rule that is based on sound science and can be supported at sustainable funding levels. e) Identify upcoming regulatory issues for FY 2017 and develop an appropriate strategy. f) Maintain a dialog with the Non-Governmental Organizations (NGOs) on critical water quality issues in the St. Louis area. a) Q1, FY 2017 b) Q1, FY 2017 c) Q1, FY 2017 d) Q1, FY 2017 e) Q1, FY 2017 f) Q1, FY 2017 a) Q4, FY 2017 b) Q4, FY 2017 c) Q4, FY 2017 d) Q4, FY 2017 e) Q4, FY 2017 f) Q4, FY 2017 41 STRATEGY 4: PROMOTE APPROPRIATE STANDARDS THROUGH PROACTIVE REGULATORY AND LEGISLATIVE INVOLVEMENT Objective 1: Participate in Stakeholder Groups to Develop Sound Technical Basis for Regulatory Issues Milestones Year 2: 2018 Milestones Years 3 – 5: 2019 – 2021 a) Participate in regulatory stakeholder groups, report on results, and identify upcoming regulatory issues. b) Begin stakeholder process for submitting a Municipal Separate Storm Sewer System (MS4) application and Stormwater Management Plan in FY2018. a) Participate in regulatory stakeholder groups. b) Obtain approval for the new MS4 permit in FY2020. 42 STRATEGY 4: PROMOTE APPRORIATE STANDARDS THROUGH PROACTIVE REGULATORY AND LEGISLATIVE INVOLVEMENT Objective 2: Promote Appropriate Regulatory and Legislative Initiative to Allow for Integrated Watershed Planning Milestones Year 1: 2017 Initiation Timeframe Completion Timeframe a) Evaluate and report on upcoming regulatory issues that need Integrated Watershed Planning. b) Work with MDNR to develop scientifically-based Total Maximum Daily Loads (TMDLs) with reasonable implementation plans for the St. Louis area. c) Participate in water quality trading workgroups and support legislation needed to ensure trading is allowed to the fullest extent permitted by the Clean Water Act. a) Q3, FY 2017 b) Q1, FY 2017 c) Q1, FY 2017 a) Q4, FY 2017 b) Q4, FY 2017 c) Q4, FY 2017 Milestones Year 2: 2018 Milestones Years 3 – 5: 2019 – 2021 a) Evaluate and report on upcoming regulatory issues that need Integrated Watershed Planning. b) Work with MDNR to develop scientifically-based Total Maximum Daily Loads (TMDLs) with reasonable implementation plans for the St. Louis area. c) Determine if a modification to the Clean Water Act section 208 Area wide Plan, regarding regionalization of wastewater treatment, is needed to implement recommendations from the ammonia and nutrient study. a) Propose modifications to the 208 Areawide Plan if needed to implement recommendations from the nutrient study, other critical infrastructure expenditures and/or MSD’s Asset Management Plan. b) Work with MDNR to develop scientifically-based Total Maximum Daily Loads (TMDLs) with reasonable implementation plans for the St. Louis area. c) Evaluate and report on upcoming regulatory issues that need Integrated Watershed Planning. 43 STRATEGY 5: ADDRESS CUSTOMER AND REGULATORY NEEDS THROUGH A COMPEHENSIVE INFRASTRUCTURE MANAGEMENT PROGRAM Objective 1: Implement Stormwater Operating and Capital Improvement Program Milestones Year 1: 2017 Initiation Timeframe Completion Timeframe a) Implement the FY 2017 CIRP commensurate with anticipated stormwater revenues and existing fund balances. b) Begin implementation of stormwater O&M program commensurate with anticipated stormwater revenues similar to the existing CMOM program for wastewater. a) Q1, FY 2017 b) Q1, FY 2017 a) Q4, FY 2017 b) Q4, FY 2017 Milestones Year 2: 2018 Milestones Years 3 - 5: 2019 – 2021 a) Complete implementation of stormwater O&M program commensurate with anticipated stormwater revenues similar to the existing CMOM program for wastewater assets. b) Begin development of rate proposal exploring impervious or other rate methodologies. a) Adjust service level and stormwater rate based on customer satisfaction survey, regulatory changes, and repair & replace capital needs identified by stormwater CMOM program. b) Begin development of stormwater program based on rate proposal scenarios. c) Perform customer satisfaction baseline survey regarding current stormwater service levels. 44 STRATEGY 5: ADDRESS CUSTOMER AND REGULATORY NEEDS THROUGH A COMPEHENSIVE INFRASTRUCTURE MANAGEMENT PROGRAM Objective 2: Implement Wastewater Operating and Capital Improvement Program Milestones Year 1: 2017 Initiation Timeframe Completion Timeframe a) Implement the FY2017 CIRP commensurate with anticipated wastewater revenues. Continue to analyze results of completed program and identify potential modifications to the Remedial Requirements of the Consent Decree. b) Plan and begin implementation of specific green infrastructure projects in accordance with the approved program. c) Continue to monitor progress and adjust resources, schedule, delivery method and funding as needed to ensure that CMOM requirements per the Consent Decree are met. d) Complete ammonia and nutrient study to address future water quality requirements. e) Continue to analyze results of condition assessment and service level to identify potential modifications to the CMOM requirements of the Consent Decree. a) Q1, FY 2017 b) Q1, FY 2017 c) Q1, FY 2017 d) Q1, FY 2017 e) Q1, FY 2017 a) Q4, FY 2017 b) Q4, FY 2017 c) Q4, FY 2017 d) Q4, FY 2017 e) Q4, FY 2017 45 STRATEGY 5: ADDRESS CUSTOMER AND REGULATORY NEEDS THROUGH A COMPEHENSIVE INFRASTRUCTURE MANAGEMENT PROGRAM Objective 2: Implement Wastewater Operating and Capital Improvement Program Milestones Year 2: 2018 Milestones Years 3 – 5: 2019-2021 a) Implement the CIRP commensurate with anticipated wastewater revenues. b) Evaluate progress and rate of spending for green infrastructure projects program; adjust program as needed. c) Continue to analyze results of condition assessment and service level to identify potential modifications to the CMOM requirements of the Consent Decree. d) Revise capital program and operations to address future nutrient requirements and plant operating strategies. e) Choose ammonia and nutrient strategies to implement with existing equipment and budget anticipated costs. a) Implement the CIRP commensurate with anticipated wastewater revenues. b) Evaluate progress and rate of spending for green infrastructure projects program; adjust program as needed. c) Continue to analyze results of condition assessment and service level and identify potential modifications to the CMOM requirements of the Consent Decree. d) Plan to implement selected ammonia and nutrient removal strategies with existing plant equipment. 46 STRATEGY 5: ADDRESS CUSTOMER AND REGULATORY NEEDS THROUGH A COMPEHENSIVE INFRASTRUCTURE MANAGEMENT PROGRAM Objective 3: Implement Asset Management Program Milestones Year 1: 2017 Initiation Timeframe Completion Timeframe a) Complete Phase 2 critical infrastructure asset management plan within plants and pump stations. b) Initiate Phase 3 critical infrastructure asset management plan within plants and pump stations. c) Develop and begin implementation of a process that incorporates business risk exposure (i.e. Probability & Consequence of Failure) into the prioritization for storm sewers, gravity sewers and fleet. a) Q1, FY 2017 b) Q2, FY 2017 c) Q1, FY 2017 a) Q1, FY 2017 b) Q4, FY 2017 c) Q4, FY 2017 Milestones Year 2: 2018 Milestones Years 3 – 5: 2019 – 2021 a) Continue Phase 3 critical infrastructure asset management plan within plants and pump stations. b) Complete implementation of the process that incorporates business risk exposure (i.e. Probability & Consequence of Failure) into the prioritization for storm sewers, gravity sewers, and fleet. a) Complete Phase 3 critical infrastructure asset management plan within plants and pump stations. b) Continue implementation of remaining asset management plans for other asset classes identified. 47 STRATEGY 5: ADDRESS CUSTOMER AND REGULATORY NEEDS THROUGH A COMPEHENSIVE INFRASTRUCTURE MANAGEMENT PROGRAM Objective 4: Implement Comprehensive Facility Maintenance Management Plan Milestones Year 1: 2017 Initiation Timeframe Completion Timeframe a) Define scope of the centralized responsibility model for the creation and management of facility maintenance plans and schedules for all locations. b) Evaluate results from (a) and make recommendation concerning its potential implementation, if action is found to be needed. c) Begin preparation for implementation of recommended platform for District facility information. a) Q1, FY 2017 b) Q2, FY 2017 c) Q4, FY 2017 a) Q1, FY 2017 b) Q4, FY 2017 c) Q4, FY 2017 Milestones Year 2: 2018 Milestones Years 3 – 5: 2019 – 2021 a) Continue implementation of the recommendations of the centralized facility maintenance plan. b) Reassess the value and results of the plan. a) Complete execution of recommended centralized facility maintenance plan. b) Reassess the value and results of the plan. c) Continue maintenance of platform and integration of District facility information. 48 STRATEGY 5: ADDRESS CUSTOMER AND REGULATORY NEEDS THROUGH A COMPEHENSIVE INFRASTRUCTURE MANAGEMENT PROGRAM Objective 5: Implement a Land Utilization Plan Milestones Year 1: 2017 Initiation Timeframe Completion Timeframe a) Finalize land utilization plan including procedures that identified parcels for potential purchase for future improvement and/or expansion of existing facilities to meet CIRP program including potential future opportunities for green infrastructure and cityshed mitigation. Pursue other means for disposing of small surplus parcels. b) Declare unimproved parcels that have potential commercial value to a private property owner/developer as surplus and seek buyers. a) Q1, FY 2017 b) Q1, FY 2017 a) Q2, FY 2017 b) Q4, FY 2017 Milestones Year 2: 2018 Milestones Years 3 – 5: 2019 - 2021 a) Land Utilization Plan including procedures is in place with yearly reviews of the properties to be determined if surplus. 49 STRATEGY 5: ADDRESS CUSTOMER AND REGULATORY NEEDS THROUGH A COMPEHENSIVE INFRASTRUCTURE MANAGEMENT PROGRAM Objective 6: Enhance Reliability of Information Technology Infrastructure Milestones Year 1: 2017 Initiation Timeframe Completion Timeframe a) Implement Information Technology (IT) infrastructure sustainability plan that includes data center colocation services. a) Q1, FY 2017 a) Q2, FY 2017 Milestones Year 2: 2018 Milestones Years 3 – 5: 2019 – 2021 a) Assess results of IT infrastructure sustainability plan. b) Evaluate and make recommendations for further enhancement of the IT infrastructure sustainability plan in order to best support the District’s Business Continuity needs. a) Implement enhancements to the IT infrastructure plan that ensures that the District’s Business Continuity needs are addressed. 50 STRATEGY 6: CREATE A LEARNING AND BUSINESS-ORIENTED CULTURE BASED ON COMPETENCY AND ACCOUNTABLILITY Objective 1: Increase Organizational Performance through Improved Communications Milestones Year 1: 2017 Initiation Timeframe Completion Timeframe a) Assess and refine Let’s Talk Pilot Program as needed to facilitate effective, two-way communications at all levels. b) Implement multi-department group recommendations on use of digital tools to facilitate internal communication, considering IT capacity and security issues. (i.e. instant messaging (IM), phone dialing, and voicemail dictation using Outlook, employee photos added to Outlook profile, Facebook, YouTube, Twitter, etc.) a) Q1, FY 2017 b) Q1, FY 2017 a) Q4, FY 2017 b) Q4, FY 2017 Milestones Year 2: 2018 Milestones Years 3 – 5: 2019 – 2021 a) Perform District-wide assessment of progress with regard to communication effectiveness of Let’s Talk initiatives. b) Evaluate effectiveness of digital tools to facilitate internal communication. a) We anticipate this objective to have new Milestones and ideas for Years 2019-2021 and beyond. 51 STRATEGY 6: CREATE A LEARNING AND BUSINESS-ORIENTED CULTURE BASED ON COMPETENCY AND ACCOUNTABILITY. Objective 2: Improve Organizational Effectiveness through Leadership Development Milestones Year 1: 2017 Initiation Timeframe Completion Timeframe a) Implement training entitled, “Effective Communication in Leadership” for Managers and Supervisors. b) Develop and implement leadership training classes for employees interested in future leadership opportunities. c) Develop leadership parameters for involvement of Senior Leadership Team with future leaders. a) Q1, FY 2017 b) Q1, FY 2017 c) Q1 FY 2017 a) Q4, FY 2017 b) Q4, FY 2017 c) Q4 FY 2017 Milestones Year 2: 2018 Milestones Years 3 – 5: 2019 - 2021 a) Assess and modify as needed the “Effective Communication Leadership” training program. b) Assess and modify leadership training classes. c) Assess and modify leadership parameters for Senior Leadership Team involvement with future leaders. a) We anticipate this objective to have new Milestones and ideas for Years 2019-2021 and beyond. 52 STRATEGY 6: CREATE A LEARNING AND BUSINESS-ORIENTED CULTURE BASED ON COMPETENCY AND ACCOUNTABILITY. Objective 3: Increase Individual Accountability and Job Satisfaction through Continual Performance Coaching and Training Milestones Year 1: 2017 Initiation Timeframe Completion Timeframe a) Integrate SBOP and District Policies into applicable training programs and performance review documents. b) Assess and adjust the post-orientation electronic survey which monitors the program’s effectiveness with new/promoted employees. Use survey results to enhance employee orientation. a) Q1, FY 2017 b) Q1, FY 2017 a) Q2, FY 2017 b) Q4, FY 2017 Milestones Year 2: 2018 Milestones Years 3 – 5: 2019 – 2021 a) Continue to integrate SBOP and District Policies into applicable training programs and performance review documents. b) Refine the orientation survey as necessary. a) We anticipate this objective to have new Milestones and ideas for Years 2019-2021 and beyond. 53 BUDGET PROCESS FY17 The District’s Strategic Business and Operating Plan (SBOP) is the key to the development of the Annual Budget. The SBOP process begins in July when all Departments are given the opportunity to reassess goals, strategies and objectives and the means for accomplishing them. The budget serves as the tool to communicate the District’s long-term plans and policies to the public, details the costs of services and programs and becomes the plan to accomplish the District’s goals and objectives during the next fiscal year. The budget process begins in early October with the projection of revenues (wastewater and stormwater user charges, investment & other income). District-wide imperatives and budgetary parameters are established by Executive Management and The Board of Trustees (“The Board”). The imperatives for this fiscal year include: IMPERATIVES FOR FY17 STRATEGIC BUSINESS PLAN STRATEGY OBJECTIVE District wastewater expenses are to be budgeted within the total 4-year parameter of the July 2015 Rate Commission Report. 2 3 Create two stormwater budget scenarios: a. Assume no change in revenue or service levels b. Assume all Operation and Maintenance costs are funded through new 10 cent property tax revenue; all Regulatory costs are funded through existing 2 cent property tax; and spend down remaining stormwater account balances as committed in Rate Proposal. 5 1 Execution of CIRP within the total four year parameter of the July 2015 Rate Commission Report. 2 3 Fund Information Technology long range infrastructure plan. 3 5 Meet all requirements and deadlines of the Consent Decree. 3 and 4 1 and 2 Meet requirements of Disparity Study, Community Benefits Agreement and overall Diversity Program. 1 3 Budget appropriate costs associated with work on a document management system for the District. 3 5 Department Directors and Managers begin budget development by providing an updated expenditure forecast for the remainder of FY16. A two step, zero-based budgeting method is used to develop the FY17 budget. This method requires written justification as to need and purpose for all expenditures. The first step is the preparation of a base budget that reflects the ongoing day-to-day operations of each Department. The second step is the preparation of an incremental budget, which reflects costs associated with initiatives outlined in the SBOP. Throughout the budget development process, departmental staff is required to evaluate programs and identify possible changes in services and staff positions. The Department Directors forward their proposed base budgets to the Director of Finance for analysis. Cost benefit business cases to support incremental budgets are submitted to the Executive Director for review. The base budgets and requests for incremental funding are then compiled and further analyzed to ensure the preliminary budget meets the District’s needs, priorities, goals and objectives without exceeding forecasted resources. Any unresolved issues are presented to the Executive Director for a final decision. The recommended budget reductions and adjustments are then incorporated. Per Charter a preliminary budget is delivered to the Board of Trustees (“The Board”) for review by March 15th. A series of budget presentations are given to The Board’s Finance Committee to allow for more in-depth review by the Trustees. 54 BUDGET PROCESS FY17-continued The Board’s recommended budget adjustments are then incorporated into a final budget document. A proposed financial plan and an Executive Summary of the budget are communicated to the general public in the form of a public hearing. The public hearing is advertised in the newspapers at least three weeks before the scheduled hearing in order to allow sufficient time for the public to review and ask questions. The Board is then required to adopt the budget, tax and rate ordinances (if applicable) consistent with the District’s Charter and state law. The District’s fiscal year begins on July 1st. Departments are accountable for budgetary control throughout the fiscal year. Expenditure patterns are examined and compared to budget plans with variances reported. Responses to significant variances are required quarterly from each Department and reviewed by the Director of Finance. Budget status is reviewed with senior staff monthly, and is reported quarterly to The Board at its monthly Finance Committee meeting. The Director of Finance reviews the District’s monthly financial statements and budget variance report ensuring the District’s actual revenue is sufficient to support budgeted expenditures. Forecasted expenses are also compared to budget. The District’s operating budget is adopted at the Department level as detailed in the District’s Budget Ordinance. Any transfers between Funds require Board approval. Budget transfers are made on an as-needed basis. Expenditures for the Capital Improvement and Replacement Program (“CIRP”) are presented on an appropriated basis as opposed to a cash flow basis. The District’s accounting procedures require an adequate budget to pay for planned Ordinances in the period in which an Ordinance is appropriated. All outstanding CIRP encumbrances remain open until a project is completed. A budget is developed for both revenues and expenses: 1. Revenue expectations are developed from trend analysis, incorporating upcoming rate increases and significant economic and policy factors.  FY17 Total Revenue: (shown in million $) Wastewater User Charges: $339.5 Revenue Bonds: 242.5 Taxes: 30.7 Investment and Other Income: 7.1 Use of Fund Balances: 54.1 TOTAL DISTRICT REVENUE: $673.9 2. Operating Expenses are developed using a zero based budgeting method with written justification for all expenditures. The CIRP is developed by the District’s Engineering Department based on the revenues forecasted for the coming year. Projects prioritized for the coming year are outlined in a supplemental report in conjunction with the Operating Budget. Debt service for the District’s existing and forecasted use of bonds is developed by the District’s Secretary-Treasurer’s Department and incorporated into the Operating Budget.  FY17 Total Expense: (shown in million $) Operating Budget: $196.6 CIRP: 378.5 Debt Service: 98.8 TOTAL DISTRICT EXPENSES: $673.9 55 Wastewater Revenue Fund$338,418,891GENERAL FUND$158,294,995$70,000,000SANITARY REPLACEMENT FUND$250,000WASTEWATER EMERGENCY FUND$6,600,000WATER BACK-UP INSUR. & REIMB. FUNDMSD Flow of User Charges FY17$6,000,000GENERAL INSURANCE FUND$97,273,896DEBT SERVICE FUND56 (1) Includes sewer service charges from the Wastewater Revenue Fund net of the bad debt provision and late charges from the General Fund.(2) Includes interfund revenue for stormwater services in the Capital Improvement & Replacement Program column.TOTAL$196.6$98.8$378.5$673.9Fund Balances$16.2($8.9)$46.8$54.1Investment Income & Other (2)$3.4$0.4$3.3$7.1Taxes$5.1$0.0$25.6$30.7Revenue Bonds$0.0$10.0$232.5$242.5Wastewater User Charges (1)$171.9$97.3$70.3$339.5Sources of FundingFY17($s in millions)Operating Debt ServiceCapital Improvement & Replacement Program TOTAL57 FY17 SOURCES OF FUNDING USER CHARGES The District has a Wastewater User Charges which is recorded in the Wastewater Revenue Fund. A portion of the revenue is transferred to the General Fund to cover daily operating, maintenance and replacement costs; a portion is allocated to the Water Backup Insurance and Reimbursement Fund to provide assistance to homeowners with damages resulting from blocked main and basement backups, another portion is transferred to the General Insurance Fund to pay the cost of workers’ compensation claims, property insurance, general liability, auto liability and flood insurance, and a portion is allocated to the Debt Service Funds to retire outstanding bonds issued for capital improvements. The remainder of the revenue is transferred to the Capital Improvement and Replacement Funds for construction projects and emergencies. A chart detailing the flow of funds is also included in the following pages of the Budget Summary section. Wastewater: Residential customers with metered water service will pay a billing and collection charge, a system availability charge and a volume charge based on the most recent winter quarter water usage. Unmetered customers will pay the same charges with the exception of a volume charge. Unmetered volume is based on housing attributes such as the number of rooms and plumbing fixtures. Non-residential customers will pay the same charges plus an additional compliance charge. Some non-residential customers will pay extra strength surcharges for the treatment of wastewater containing suspended solids, biochemical oxygen demand or chemical oxygen demand exceeding normal wastewater strengths. User Charges in the Wastewater Revenue Fund for FY17 is estimated at $338.5 million. Other User Charges: Other User Charge revenue such as Late Fees, Lien Interest, Refunds and Account Adjustments are estimated to be $1.0 million. This amount is net of a provision to recognize delinquent customer bills. TOTAL WASTEWATER USER CHARGE REVENUE: The District’s total FY17 User Charge revenue is estimated to be $339.5 million. The District provides an assistance program to customers who meet the eligibility requirements of income, age or disability. Those customers who are eligible will receive a credit equal to 50% of their sewer service charge bill. A composite schedule of the budgeted Wastewater and Stormwater user charge revenue by customer class can be found in the pages of the Revenue Funds Section. 58 FY17 SOURCES OF FUNDING-continued REVENUE BONDS The District plans to receive approximately $242.5 million in bond and loan proceeds in FY17 to be used for capital improvement projects. These proceeds are expected to be derived from Senior Revenue bonds with a par value of $150.0 million providing approximately $167.5 million in proceeds including premiums of $17.5 million. The remaining $75.0 million in proceeds will be derived from participation in the State of Missouri SRF direct loan program. Prior to a November 2000 Charter change, the District was unable to issue revenue bonds as a source of funding its Capital Improvement and Replacement Program (“CIRP”). Almost all of the District’s capital expenditures were funded from annual cash flow, known as Pay-As-You-Go (PAYGO) funding. Continuation of a PAYGO approach as the District’s sole funding option would have required significant rate increases to generate the necessary annual capital funding. PAYGO is the lowest cost funding source due to it’s avoidance of the financing and interest costs associated with long term debt. The primary negatives associated with PAYGO funding include: 1) the short-term impact on customer rates, and 2) the mismatch between the cost and benefit of the District’s capital infrastructure to the users. In the case of capital projects that have a long life expectancy, PAYGO funding causes today’s customers to pay for an asset that will be used by tomorrow’s customers for many years. Financing a portion of the capital program with bonds is an excellent way to distribute the cost of long-term assets to the future customers who will benefit from the use of the assets and lessen the impact of short-term rate increases. It is typically considered good public policy to allocate a portion of the cost of long-term assets to future users by the use of debt. At the same time, prudent fiscal policy would not allow 100% debt financing. The goal is to strike the correct balance between the distribution of the cost of long-term assets to the users that benefit from them and maintaining healthy financial ratios. AD VALOREM TAXES During FY17 all taxpayers within the District’s boundaries will be assessed a $0.02 (two cents) per $100 of assessed valuation tax levy to pay primarily for stormwater services required by State and Federal regulations. All taxpayers within the District will also be assessed a $0.10 (ten cents) per $100 of assessed valuation tax levy to pay for the District’s non-regulatory stormwater costs. This tax revenue of approximately $30.7 million is recorded in the General Fund ($5,126,245) and the Districtwide Stormwater Fund ($25,551,774) of the District. 59 FY17 SOURCES OF FUNDING-continued Other property tax rates will be suspended within the District’s boundaries beginning in FY17. All subdistrict taxes previously collected within these boundaries are held in the Operation, Maintenance and Construction Improvement (OMCI) fund balances and must be used primarily for stormwater capital improvements and stormwater operating expenses within the specific subdistrict boundaries in which the taxes are collected. INVESTMENT INCOME & OTHER FEES Investment Income and Other Fees will fund $7.1 million of the Budget. Investment Income of approximately $2.7 million is anticipated. Connection fees are expected to generate $1.0 million based on a flat rate per connection to the sanitary system. These revenue estimates are based on previous experience, current economic conditions and anticipated new home construction. Rental income is expected to generate $65 thousand. Permit, Plan Review and other engineering fees are projected to be $1.9 million. Miscellaneous Income of approximately $1.2 million is expected, comprised of $914 thousand in refunds of court costs and attorney fees and $286 thousand from multiple other sources including sale of scrap, forfeited deposits and reimbursement of District costs. GRANT INCOME No grant income is anticipated during the 2017 fiscal year. In the past, large Federal grants were available to help defray the cost of major clean water projects. Currently, however, the Federal government has decided to leave the funding of these projects to the local users of the system. The District will continue to aggressively pursue all possible grant opportunities. FUND BALANCES These sources of funding will result in a fund balance decrease of $54.1 million during FY17. 60 FY17DEPARTMENTNo. DollarsSecretary - Treasurer7751,774 Executive Director7802,775 General Counsel81,068,906 Human Resources32 3,757,460 Finance66 4,985,593 Information Systems43 5,019,200 Engineering238 23,608,654 Operations61754,415,245 Total Available Positions1,01894,409,607Note: Dollars include salary, FICA, insurance and pensionMetropolitan St. Louis Sewer DistrictFY17 ALLOCATED POSITIONS 61 TYPE OF PROJECTNUMBER OF PROJECTSPROJECT COST CONSTRUCTIONStormwater Construction 26 $ 13,283,000 Stormwater Engineering 7 7,730,000 Wastewater Construction 82 265,995,000 Wastewater Engineering81 67,765,000 TOTAL:196$ 354,773,000 CONTINUEDStormwater Continued 7 $ 3,187,000 Wastewater Continued9 20,520,000 TOTAL:16$ 23,707,000 TOTAL CIRP:212$ 378,480,000 CAPITAL IMPROVEMENT AND REPLACEMENT PROGRAM SUMMARY - FY17METROPOLITAN ST. LOUIS SEWER DISTRICT62 FUND BALANCE B.O.P.$57,084,058$0 $70,789,947 $71,242,680 $63,453,133 $14,265,022 $276,834,840Revenue Bonds - - - 232,496,079 10,035,190 - 242,531,269Wastewater User Charge1,035,996 338,418,891 - - - - 339,454,887Taxes5,126,245 - 25,551,774 - - - 30,678,019Interest on Investments57,036 - 377,717 1,808,233 405,461 85,378 2,733,825Connection and Other Fees1,939,008 - - - - 1,038,000 2,977,008Proceeds from Sale of Property120,000 - - - - - 120,000Rental Income65,496 - - - - - 65,496Miscellaneous1,218,000 - - - - - 1,218,000Total Revenues 9,561,781 338,418,891 25,929,491 234,304,312 10,440,651 1,123,378 619,778,504Personnel Services105,027,283 - - - - 675,000 105,702,283Supplies18,451,161 - - - - - 18,451,161Utilities17,209,362 - - - - - 17,209,362Contractual Services41,506,107 - 383,277 - - 8,170,800 50,060,183Capital Outlay5,128,700 - - - - - 5,128,700Construction and Engineering17,048,000 - 30,010,000 331,422,000 - - 378,480,000Principal Payments33,200 - - - 40,834,700 - 40,867,900Interest Payments2,700 - - - 52,512,240 - 52,514,940Agency and Other Debt Expense - - - 1,500,000 3,926,956 - 5,426,956Interfund Labor Transfers(28,972,481) - 21,812,478 7,045,003 - 115,0000Total Expenditures 175,434,032 - 52,205,755 339,967,003 97,273,896 8,960,800 673,841,485Net Operating Income (Loss) (165,872,251) 338,418,891 (26,276,263) (105,662,691) (86,833,245) (7,837,422) (54,062,981)Interfund Transfers153,245,644 (338,418,891) 4,799,351 70,000,000 97,273,896 13,100,000 - Increase (Decrease) in Fund Bal.(12,626,607) - (21,476,912) (35,662,691) 10,440,651 5,262,578 (54,062,981)Percentage of Change-22% - -30%-50%16%37%-20%FUND BALANCE E.O.P.$44,457,451$0 $49,313,035 $35,579,989 $73,893,784 $19,527,600 $222,771,859METROPOLITAN ST. LOUIS SEWER DISTRICTCONSOLIDATED STATEMENT OF CHANGE IN FUND BALANCEFOR FY17 BUDGETGENERAL FUND REVENUE FUNDSOPER. MAINT. & CONST. IMPR FUNDSCONSTRUCTION FUNDSDEBT SERVICE FUNDSSPECIAL FUNDS TOTAL63 FY14FY15FY16FY16FY17FY18FY19ActualActualBudget Forecast BudgetBudgetBudgetFUND BALANCE B.O.P.$322,541,399 $415,229,923 $307,288,245 $242,325,544 $276,834,840 $222,771,859 $220,878,723Revenues:Revenue Bonds211,912,8180 200,025,000 251,288,032 242,531,269 279,501,421 320,015,735Stormwater O&M Interfund Revenue13,881,178 14,383,900 17,087,916 17,087,916 - - -Wastewater User Charge255,972,830 280,860,953 311,117,231 307,387,759 339,454,887 373,153,857 412,695,680Stormwater User Charge1,370,514 1,410,082 1,395,276 1,392,144 - - -Taxes27,450,319 24,764,324 24,563,051 24,563,051 30,678,019 30,678,019 30,678,019Interest on Investments3,315,025 3,292,349 1,123,133 1,223,051 2,733,825 2,679,352 2,690,010Connection and Other Fees6,562,607 6,656,831 2,825,000 3,417,583 2,977,008 2,977,008 2,977,008Proceeds from Sale of Property345,039 390,173 100,000 142,487 120,000 120,000 120,000Rental Income302,42537,30945,500 103,50565,49665,49665,496Miscellaneous2,822,587 1,459,581 1,085,000 803,412 1,218,000 1,218,000 1,218,000Total Revenues 523,935,342 333,254,659 559,367,107 607,408,939 619,778,504 690,393,153 770,459,948Expenditures:Personnel Services93,634,080 96,832,265 103,649,236 100,482,349 105,702,283 108,913,955 112,306,807Supplies14,276,744 17,596,765 17,562,035 17,270,699 18,451,161 18,911,075 19,091,247Utilities14,986,387 16,500,052 17,104,020 17,531,929 17,209,362 17,467,720 17,724,661Contractual Services42,885,579 48,811,930 50,325,700 53,977,810 50,060,183 50,722,169 52,045,311Capital Outlay3,722,362 4,215,838 4,056,300 3,930,693 5,128,700 5,263,599 4,534,285Construction and Engineering201,456,049 245,951,935 299,543,500 277,938,806 378,480,000 376,851,000 428,357,000Principal Payments10,071,556 20,268,080 30,375,048 38,565,917 40,867,900 46,009,014 51,877,589Interest Payments32,805,435 39,892,483 40,625,496 41,873,844 52,514,940 61,936,548 74,144,661Agency and Other Debt Expense3,527,449 1,705,790 2,516,705 4,468,185 5,426,956 6,211,209 6,681,046Interfund Labor Transfers13,881,178 14,383,900 17,087,916 16,859,41100 -Total Expenditures 431,246,818 506,159,038 582,845,955 572,899,643 673,841,485 692,286,289 766,762,606Net Operating Income (Loss) 92,688,524 (172,904,379) (23,478,848) 34,509,296 (54,062,981) (1,893,136) 3,697,342Interfund Transfers 0 0 - - - - -Increase (Decrease) in Fund Bal.92,688,524 (172,904,379) (23,478,848) 34,509,296 (54,062,981) (1,893,136) 3,697,342Percentage of Change29%-42%-8%14%-20%-1%2%FUND BALANCE E.O.P.$415,229,923 $242,325,544 $283,809,397 $276,834,840 222,771,859 $220,878,723 $224,576,065METROPOLITAN ST. LOUIS SEWER DISTRICTCHANGES IN TOTAL FUND BALANCECONSOLIDATED STATEMENT OF CHANGES IN FUND BALANCE64 DepartmentExpense Type General FundImprovement FundWastewater Emergency FundSanitary Replacement FundStormwater Regulatory FundDistrictwide Stormwater FundStormwater Operations and Maintenance FundOMCI Funds Total TOTALOperations Department Stormwater Labor(4,512,756)$      ‐$                  ‐$                  ‐$                  ‐$                   2,780,808$      1,731,948$      ‐$                  ‐$            Operations Department Stormwater Equipment(2,551,860)         ‐                    ‐                    ‐                    ‐                     1,614,816       937,044           ‐                    ‐             Operations Department Stormwater Supplies(1,392,624)         ‐                    ‐                    ‐                    ‐                     791,796           600,828           ‐                    ‐             Operations Department Stormwater Overhead(4,867,536)         ‐                    ‐                    ‐                    ‐                     2,999,424       1,868,112       ‐                    ‐             Engineering Department Stormwater Labor(2,533,044)         ‐                    ‐                    ‐                    2,169,576        ‐                    363,468           ‐                    ‐             Engineering Department Stormwater Overhead(2,244,960)         ‐                    ‐                    ‐                    1,922,832        ‐                    322,128           ‐                    ‐             Engineering Department SW CIRP Interfund Labor(3,709,698)         ‐                    ‐                    ‐                    ‐                     555,000           555,000           2,599,698       ‐             Engineering Department WW CIRP Interfund Labor(7,160,003)        75,000             40,000             7,045,003        ‐                     ‐                    ‐                    ‐                    ‐             Total Interfund Labor(28,972,481)$   75,000$            40,000$            7,045,003$      4,092,408$       8,741,844$      6,378,528$      2,599,698$      ‐$            Metropolitan Saint Louis Sewer DistrictFY17 Labor Transfer Summary65 DepartmentExpense Type General FundImprovement FundWastewater Emergency FundSanitary Replacement FundStormwater Regulatory FundDistrictwide Stormwater FundStormwater Operations and Maintenance FundOMCI Funds Total TOTALOperations Department Stormwater Labor(5,706,228)$      ‐$                  ‐$                  ‐$                  ‐$                   3,724,824$      1,981,404$      ‐$                  ‐$            Operations Department Stormwater Equipment(3,214,176)         ‐                    ‐                    ‐                    ‐                     2,144,856       1,069,320       ‐                    ‐             Operations Department Stormwater Supplies(1,853,460)         ‐                    ‐                    ‐                    ‐                     1,176,552       676,908           ‐                    ‐             Operations Department Stormwater Overhead(6,154,824)         ‐                    ‐                    ‐                    ‐                     4,017,648       2,137,176       ‐                    ‐             Engineering Department Stormwater Labor(2,583,708)         ‐                    ‐                    ‐                    2,212,968        ‐                    370,740           ‐                    ‐             Engineering Department Stormwater Overhead(2,289,852)         ‐                    ‐                    ‐                    1,961,292        ‐                    328,560           ‐                    ‐             Engineering Department SW CIRP Interfund Labor(2,217,575)         ‐                    ‐                    ‐                    ‐                     716,170           716,170           785,235           ‐             Engineering Department WW CIRP Interfund Labor(8,759,797)        76,500             40,800             8,642,497        ‐                     ‐                    ‐                    ‐                    ‐             Total Interfund Labor(32,779,620)$   76,500$            40,800$            8,642,497$      4,174,260$       11,780,050$    7,280,278$      785,235$         ‐$            Metropolitan Saint Louis Sewer DistrictFY18 Labor Transfer Summary66 DepartmentExpense Type General FundImprovement FundWastewater Emergency FundSanitary Replacement FundStormwater Regulatory FundDistrictwide Stormwater FundStormwater Operations and Maintenance FundOMCI Funds Total TOTALOperations Department Stormwater Labor(5,611,008)$      ‐$                  ‐$                  ‐$                  ‐$                   3,339,972$      2,271,036$      ‐$                  ‐$            Operations Department Stormwater Equipment(3,097,104)         ‐                    ‐                    ‐                    ‐                     1,894,668       1,202,436       ‐                    ‐             Operations Department Stormwater Supplies(1,952,004)         ‐                    ‐                    ‐                    ‐                     1,201,404       750,600           ‐                    ‐             Operations Department Stormwater Overhead(6,052,140)         ‐                    ‐                    ‐                    ‐                     3,602,556       2,449,584       ‐                    ‐             Engineering Department Stormwater Labor(2,635,368)         ‐                    ‐                    ‐                    2,257,224        ‐                    378,144           ‐                    ‐             Engineering Department Stormwater Overhead(2,335,668)         ‐                    ‐                    ‐                    2,000,520        ‐                    335,148           ‐                    ‐             Engineering Department SW CIRP Interfund Labor(1,561,714)         ‐                    ‐                    ‐                    ‐                     718,433           718,433           124,848           ‐             Engineering Department WW CIRP Interfund Labor(9,591,236)        78,030             41,616             9,471,590        ‐                     ‐                    ‐                    ‐                    ‐             Total Interfund Labor(32,836,242)$   78,030$            41,616$            9,471,590$      4,257,744$       10,757,033$    8,105,381$      124,848$         ‐$            Metropolitan Saint Louis Sewer DistrictFY19 Labor Transfer Summary67 METROPOLITAN ST. LOUIS SEWER DISTRICTInterfund Transfer Activity by fund for FY17($s in thousands)This table should be read with a focus on the rows.  Positive numbers represent a transfer into the fund listed in the row and out of the fund listed in the column.1101 ‐ General FundDebt Service Funds3306 ‐ Wastewater Revenue Fund4104 ‐ Water Backup Fund4105 ‐ General Insurance Fund4122 ‐ Wastewater Emergency Fund4123 ‐ Stormwater Emergency Fund5110 ‐ Stormwater Regulatory Fund5120 ‐ Districtwide Stormwater Fund6660 ‐ Sanitary Replacement FundNet Transfer In / (Out)1101 ‐ General Fund‐                    ‐                   158,295           ‐                   ‐                   ‐                   ‐                   (5,049)             ‐                   ‐                   153,246          Debt Service Funds‐                   ‐                   97,273            ‐                   ‐                   ‐                   ‐                   ‐                   ‐                   ‐                   97,273            3306 ‐ Wastewater Revenue Fund(158,295)         (97,273)           ‐                   (6,600)             (6,000)             (250)                ‐                   ‐                   ‐                   (70,000)           (338,419)         4104 ‐ Water Backup Fund‐                   ‐                   6,600               ‐                   ‐                   ‐                   ‐                   ‐                   ‐                   ‐                   6,600               4105 ‐ General Insurance Fund‐                   ‐                   6,000               ‐                   ‐                   ‐                   ‐                   ‐                   ‐                   ‐                   6,000               4122 ‐ Wastewater Emergency Fund‐                   ‐                   250                  ‐                   ‐                   ‐                   ‐                   ‐                   ‐                   ‐                   250                  4123 ‐ Stormwater Emergency Fund‐                   ‐                   ‐                   ‐                   ‐                   ‐                   ‐                   ‐                   250                  ‐                   250                  5110 ‐ Stormwater Regulatory Fund5,049               ‐                   ‐                   ‐                   ‐                   ‐                   ‐                   ‐                   ‐                   ‐                   5,049               5120 ‐ Districtwide Stormwater Fund‐                   ‐                   ‐                   ‐                   ‐                   ‐                   (250)                ‐                   ‐                   ‐                   (250)                6660 ‐ Sanitary Replacement Fund‐                   ‐                   70,000            ‐                   ‐                   ‐                   ‐                   ‐                   ‐                   ‐                   70,000            Net Transfer In or (Out)(153,246)         (97,273)           338,419          (6,600)             (6,000)             (250)                (250)                (5,049)             250                  (70,000)           ‐                   This page provides detail of fund transfers allowing the user of this book to better understand which fund is the source and which fund is the recipient of a fund transfer.  This information is presented in a summary fashion in multiple places throughout the book.68 METROPOLITAN ST. LOUIS SEWER DISTRICTInterfund Transfer Activity by fund for FY18($s in thousands)This table should be read with a focus on the rows.  Positive numbers represent a transfer into the fund listed in the row and out of the fund listed in the column.1101 ‐ General FundDebt Service Funds3306 ‐ Wastewater Revenue Fund4104 ‐ Water Backup Fund4105 ‐ General Insurance Fund4122 ‐ Wastewater Emergency Fund4123 ‐ Stormwater Emergency Fund5110 ‐ Stormwater Regulatory Fund5120 ‐ Districtwide Stormwater fund6660 ‐ Sanitary Replacement FundNet Transfer In / (Out)1101 ‐ General Fund‐                    ‐                   164,645           ‐                   ‐                   ‐                   ‐                   (5,046)             ‐                   ‐                   159,599          Debt Service Funds‐                   ‐                   111,871          ‐                   ‐                   ‐                   ‐                   ‐                   ‐                   ‐                   111,871          3306 ‐ Wastewater Revenue Fund(164,645)         (111,871)         ‐                   (4,000)             (6,250)             (250)                ‐                   ‐                   ‐                   (85,000)           (372,016)         4104 ‐ Water Backup Fund‐                   ‐                   4,000               ‐                   ‐                   ‐                   ‐                   ‐                   ‐                   ‐                   4,000               4105 ‐ General Insurance Fund‐                   ‐                   6,250               ‐                   ‐                   ‐                   ‐                   ‐                   ‐                   ‐                   6,250               4122 ‐ Wastewater Emergency Fund‐                   ‐                   250                  ‐                   ‐                   ‐                   ‐                   ‐                   ‐                   ‐                   250                  4123 ‐ Stormwater Emergency Fund‐                   ‐                   ‐                   ‐                   ‐                   ‐                   ‐                   ‐                   250                  ‐                   250                  5110 ‐ Stormwater Regulatory Fund5,046               ‐                   ‐                   ‐                   ‐                   ‐                   ‐                   ‐                   ‐                   ‐                   5,046               5120 ‐ Districtwide Stormwater fund‐                   ‐                   ‐                   ‐                   ‐                   ‐                   (250)                ‐                   ‐                   ‐                   (250)                6660 ‐ Sanitary Replacement Fund‐                   ‐                   85,000            ‐                   ‐                   ‐                   ‐                   ‐                   ‐                   ‐                   85,000            Net Transfer In or (Out)(159,599)         (111,871)         372,016          (4,000)             (6,250)             (250)                (250)                (5,046)             250                  (85,000)           ‐                   This page provides detail of fund transfers allowing the user of this book to better understand which fund is the source and which fund is the recipient of a fund transfer.  This information is presented in a summary fashion in multiple places throughout the book.69 METROPOLITAN ST. LOUIS SEWER DISTRICTInterfund Transfer Activity by fund for FY19($s in thousands)This table should be read with a focus on the rows.  Positive numbers represent a transfer into the fund listed in the row and out of the fund listed in the column.1101 ‐ General FundDebt Service Funds3306 ‐ Wastewater Revenue Fund4104 ‐ Water Backup Fund4105 ‐ General Insurance Fund4122 ‐ Wastewater Emergency Fund4123 ‐ Stormwater Emergency Fund5110 ‐ Stormwater Regulatory Fund5120 ‐ Districtwide Stormwater Fund6660 ‐ Sanitary Replacement FundNet Transfer In / (Out)1101 ‐ General Fund‐                    ‐                   170,729           ‐                   ‐                   ‐                   ‐                   (5,046)             ‐                   ‐                   165,682          Debt Service Funds‐                   ‐                   129,966          ‐                   ‐                   ‐                   ‐                   ‐                   ‐                   ‐                   129,966          3306 ‐ Wastewater Revenue Fund(170,729)         (129,966)         ‐                   (4,000)             (6,500)             (250)                ‐                   ‐                   ‐                   (100,000)         (411,446)         4104 ‐ Water Backup Fund‐                   ‐                   4,000               ‐                   ‐                   ‐                   ‐                   ‐                   ‐                   ‐                   4,000               4105 ‐ General Insurance Fund‐                   ‐                   6,500               ‐                   ‐                   ‐                   ‐                   ‐                   ‐                   ‐                   6,500               4122 ‐ Wastewater Emergency Fund‐                   ‐                   250                  ‐                   ‐                   ‐                   ‐                   ‐                   ‐                   ‐                   250                  4123 ‐ Stormwater Emergency Fund‐                   ‐                   ‐                   ‐                   ‐                   ‐                   ‐                   ‐                   250                  ‐                   250                  5110 ‐ Stormwater Regulatory Fund5,046               ‐                   ‐                   ‐                   ‐                   ‐                   ‐                   ‐                   ‐                   ‐                   5,046               5120 ‐ Districtwide Stormwater Fund‐                   ‐                   ‐                   ‐                   ‐                   ‐                   (250)                ‐                   ‐                   ‐                   (250)                6660 ‐ Sanitary Replacement Fund‐                   ‐                   100,000          ‐                   ‐                   ‐                   ‐                   ‐                   ‐                   ‐                   100,000          Net Transfer In or (Out)(165,682)         (129,966)         411,446          (4,000)             (6,500)             (250)                (250)                (5,046)             250                  (100,000)         ‐                   This page provides detail of fund transfers allowing the user of this book to better understand which fund is the source and which fund is the recipient of a fund transfer.  This information is presented in a summary fashion in multiple places throughout the book.70 GENERALFUNDA fund established by administrative action to finance the ordinary operations of theDistrict. It is used to account for all revenues and activities not provided for in anyother fund.71 FY14FY15FY16FY16FY17FY18FY19ActualActualBudget Forecast BudgetBudgetBudgetFUND BALANCE B.O.P.$30,478,522 $25,362,179 $26,981,822 $32,447,135 $57,084,058 $44,457,451 $37,544,390 Revenues:Revenue Bonds(24,304) - - - - - -Stormwater O&M Interfund Revenue13,881,178 14,383,900 17,087,916 17,087,916 - - -Wastewater User Charge10,417,202 1,305,071 (1,932,004) 835,392 1,035,996 1,137,996 1,249,596Taxes18,280,029 16,058,037 15,633,407 15,633,407 5,126,245 5,126,245 5,126,245Interest on Investments85,28387,325 140,736 190,65457,03658,17759,340Connection and Other Fees5,547,918 4,946,663 1,840,000 2,367,583 1,939,008 1,939,008 1,939,008Proceeds from Sale of Property345,039 390,173 100,000 142,487 120,000 120,000 120,000Rental Income302,42537,30945,500 103,50565,49665,49665,496Miscellaneous1,628,429 1,336,149 1,085,000 803,412 1,218,000 1,218,000 1,218,000Total Revenues 50,463,198 38,544,627 34,000,555 37,164,355 9,561,781 9,664,921 9,777,685Expenditures:Personnel Services93,350,768 96,125,833 102,984,236 99,330,836 105,027,283 108,217,655 111,589,207Supplies14,276,744 17,596,765 17,562,035 17,270,699 18,451,161 18,911,075 19,091,247Utilities14,986,387 16,500,052 17,104,020 17,531,929 17,209,362 17,467,720 17,724,661Contractual Services38,939,644 41,143,349 41,791,705 39,703,063 41,506,107 41,910,293 42,960,734Capital Outlay3,722,362 4,215,838 4,056,300 3,930,693 5,128,700 5,263,599 4,534,285Construction and Engineering20,144,835 18,857,907 19,057,000 19,058,792 17,048,000 17,150,000 17,160,000Principal Payments34,35615,88032,360 32,36033,20034,00034,900Interest Payments2,8982,0813,5703,5702,7001,9001,100Interfund Labor Transfers - - - -(28,972,481) (32,779,620) (32,836,242)Total Expenditures 185,457,995 194,457,705 202,591,225 196,861,942 175,434,032 176,176,622 180,259,892Net Operating Income (Loss) (134,994,797) (155,913,078) (168,590,670) (159,697,587) (165,872,251) (166,511,701) (170,482,208)Interfund Transfers 129,878,454 162,998,034 193,334,510 184,334,510 153,245,644 159,598,640 165,682,438Increase (Decrease) in Fund Bal. (5,116,343) 7,084,956 24,743,840 24,636,923 (12,626,607) (6,913,061) (4,799,770)Percentage of Change-17%28%92%76%-22%-16%-13%FUND BALANCE E.O.P.$25,362,179 $32,447,135 $51,725,662 $57,084,058 $44,457,451 $37,544,390 $32,744,621 METROPOLITAN ST. LOUIS SEWER DISTRICTCHANGES IN FUND BALANCE1101 - General Fund72 Metropolitan St. Louis Sewer District FY17 General Fund Budget and Two Year Projection Total District Actual Actual Budget Forecast Budget Projected Projected FY14 FY15 FY16 FY16 FY17 FY18 FY19 51010 Salaries & Wages $58,297,724 $59,420,686 $64,392,149 $61,174,749 $66,301,440 $68,425,948 $70,525,152 51020 Overtime 2,897,723 2,992,957 2,565,928 3,401,046 2,604,235 2,678,222 2,760,385 51025 Labor Cost Allocation (107,484) (186,176)0 0 0 0 0 51030 Compensatory Pay Accrual 31,196 28,857 11,000 36,322 11,280 11,640 12,000 51040 Sick Leave Accrual 864,612 857,264 885,000 827,574 911,520 938,880 967,080 51050 Vacation Accrual 760,238 936,331 875,000 236,432 901,200 928,320 956,160 51060 Worker's Compensation Pay 36,555 62,500 0 106,385 0 0 0 51070 Board Member Fees 2,075 1,675 2,700 2,025 2,700 2,700 2,700 51080 Floating Holiday Accrual 17,925 55,347 0 622,839 0 0 0 51090 Civil Service Commision Fees 0 360 5,000 3,750 5,000 5,095 5,197 51100 Emp Service & Incentive Awards 48,492 34,885 42,400 53,855 31,510 0 0 51120 Membership & Licensing Fees 233,927 290,231 294,652 298,349 218,806 218,780 223,149 51130 Education Assistance Program 165,630 134,489 172,000 189,935 172,000 175,268 178,773 51210 FICA Taxes 4,504,214 4,583,094 5,058,235 4,974,126 5,217,320 5,129,557 5,286,921 51220 Group Insurance 7,929,264 9,745,867 10,707,175 9,085,917 10,398,783 11,322,033 12,186,801 51230 Pension Contribution 12,535,595 11,379,340 12,191,197 10,843,789 12,492,064 12,488,627 12,488,627 51231 Pension Contributions-DC Plan 0 0 0 1,276,146 0 0 0 51234 EAP 26,679 14,618 15,000 14,954 15,000 15,016 15,000 51240 Unemployment Insurance 43,478 34,720 25,000 39,865 25,000 30,000 30,000 51300 Other Post Employment Benefits 1,703,508 1,687,819 2,250,000 1,891,712 2,430,000 2,470,000 2,470,000 51510 Temporary Help 3,359,415 4,050,969 3,491,799 4,251,067 3,289,425 3,377,569 3,481,261 Total Personnel Services $93,350,768 $96,125,833 $102,984,236 $99,330,836 $105,027,283 $108,217,655 $111,589,207 52010 Fuels,Lubricants,Gases $1,499,890 $1,262,910 $1,582,108 $1,302,887 $1,391,815 $1,370,876 $1,403,490 52020 Motor Vehicle Parts & Equip 347,598 423,869 410,732 422,116 450,328 459,216 468,330 52030 Machinery & Equipment Parts 2,605,847 3,707,203 3,306,490 3,457,583 3,789,087 3,861,253 3,938,441 52040 Machinery & Equipment - Non-Capital 63,402 138,019 447,100 366,344 220,475 224,664 229,157 52050 Construction & Bldg Supplies 2,307,721 2,179,643 2,525,826 2,548,257 2,444,243 2,490,684 2,540,497 52060 Building - Non-Capital 0 0 0 0 9,500 9,681 34,874 52070 Hardware 109,010 117,312 113,898 124,734 129,638 132,118 134,757 73 Metropolitan St. Louis Sewer District FY17 General Fund Budget and Two Year Projection Total District Actual Actual Budget Forecast Budget Projected Projected FY14 FY15 FY16 FY16 FY17 FY18 FY19 52080 Hose Supplies 285,754 221,693 263,294 309,062 266,592 271,657 277,090 52090 Electrical Supplies 678,249 953,606 991,829 999,051 1,067,700 1,087,986 1,109,746 52100 Instrument Supplies 471,657 1,512,858 635,336 635,181 897,241 914,289 932,574 52110 Chemical Supplies 2,591,110 3,878,761 4,360,960 4,215,306 4,167,406 4,246,587 4,331,518 52120 Laboratory Supplies 111,272 128,577 123,905 129,036 128,442 130,882 133,500 52130 Engineering & Drafting Supply 656 1,394 3,250 2,200 3,250 3,312 3,378 52150 Plumbing Supplies 406,144 378,290 586,796 523,114 546,112 556,488 567,618 52160 Paint Supplies 52,744 50,250 65,968 67,875 65,440 66,683 68,017 52170 Safety Supplies 344,797 414,288 351,536 358,706 391,548 398,157 406,115 52220 Janitorial Supplies 138,311 132,500 158,987 157,676 165,429 168,572 171,944 52240 Hand Tools 295,365 355,117 283,656 303,765 299,006 302,530 311,681 52280 Uniforms 248,512 245,964 302,569 299,947 335,944 332,476 339,116 52300 Safety Footwear 126,231 130,567 144,100 138,788 147,200 146,121 149,039 52310 Telephone/Communic Equip/Suppl 18,937 19,770 18,370 50,918 25,687 22,171 21,446 52320 Office Supplies 157,735 137,742 139,232 135,921 147,530 142,588 145,403 52330 Computer Supplies 396,987 480,619 290,190 295,646 795,157 1,042,416 833,254 52340 Computer Equipment - Non-Capital 184,141 397,282 166,165 277,693 252,515 213,507 217,777 52360 Grounds Supplies 21,722 20,933 27,046 23,597 26,324 26,824 27,361 52370 Photo & Video Supplies 10,204 15,077 6,626 12,143 10,723 10,927 11,145 52380 Publications/Training Supplies 138,007 151,970 158,730 134,776 158,576 161,731 164,965 52390 Administrative Supplies 56,137 48,389 71,095 61,567 86,353 84,172 85,856 52400 Furniture & Office Equipment - Non-Capital 43,984 55,053 26,240 38,896 31,900 32,506 33,156 52990 Inventory (I/D)42,719 140,509 0 (126,629)0 0 0 52991 Inventory Obsolence 521,900 (108,815)0 4,062 0 0 0 52999 Inventory Expense Control Account 0 5,417 0 480 0 0 0 Total Supplies $14,276,744 $17,596,765 $17,562,035 $17,270,699 $18,451,161 $18,911,075 $19,091,247 53060 Electric Usage $11,466,196 $12,978,028 $13,227,168 $13,796,249 $13,318,496 $13,521,773 $13,721,047 53070 Natural Gas Usage 2,114,575 2,029,134 2,073,203 2,114,834 2,160,855 2,194,768 2,226,167 53080 Water Usage 494,792 588,387 668,844 555,740 614,755 623,977 633,336 74 Metropolitan St. Louis Sewer District FY17 General Fund Budget and Two Year Projection Total District Actual Actual Budget Forecast Budget Projected Projected FY14 FY15 FY16 FY16 FY17 FY18 FY19 53270 Telephone Usage 910,824 904,504 1,134,805 1,065,107 1,115,256 1,127,203 1,144,111 Total Usage $14,986,387 $16,500,052 $17,104,020 $17,531,929 $17,209,362 $17,467,720 $17,724,661 54010 Postage $1,553,456 $1,549,304 $2,103,180 $1,948,740 $2,094,305 $1,610,983 $1,643,203 54050 Office System Services 2,714,408 2,802,610 3,379,984 3,187,550 3,343,090 3,483,609 3,476,233 54060 Printing Services 369,426 408,779 586,001 609,098 665,475 494,644 504,537 54080 Advertising Services 316,675 501,367 311,025 366,303 395,602 383,758 630,779 54100 Travel Expenses 309,279 354,496 466,870 472,245 498,084 513,600 523,810 54120 Photo Services 100 1,000 5,500 2,875 5,300 5,401 5,509 54130 Bond & Liability Insurance 2,423,326 (5,633)0 0 0 0 0 54140 Training Programs/Seminar Fees 443,916 269,250 462,225 441,585 450,927 461,587 470,818 54141 Required Training Programs 0 112,961 169,000 184,214 169,000 172,211 175,655 54160 Data Imaging Services 116,723 42,873 84,442 65,139 64,325 65,547 66,858 54180 Courier And Freight 116,001 139,942 156,586 154,929 148,973 152,006 155,268 54190 Property & Other Space Rental 130,956 166,760 152,564 185,363 185,870 181,759 185,394 54350 Lockbox Services 905,101 1,073,327 1,302,554 1,100,000 1,248,654 1,272,378 1,297,826 54360 Banking Services Total 2,434 10,057 85,000 74,982 85,000 86,615 88,347 54370 Board Of Election Commission 0 0 1,500,000 365,638 0 0 0 54390 Hospital & Medical Services 169,533 141,066 175,000 146,454 175,200 166,301 169,627 54400 Judgments & Claims Settlements 258,508 6,594 150,000 163,348 150,000 152,850 155,907 54410 Judgments & Claims Accrual 880,660 0 0 0 0 0 0 54420 Court Costs & Lien Fees 165,247 404,743 255,800 155,353 255,800 439,495 448,285 54440 Easement Acquisitions/Fees 14,227 31,323 30,000 21,000 15,000 15,285 15,591 54450 Collection Services 4,795,509 5,134,639 5,654,618 5,000,000 5,488,035 5,592,308 5,704,154 54455 Commission Fee - St. Louis County 0 0 0 0 64,844 64,844 64,844 54460 Commission Fee - St. Louis City 0 0 0 0 12,050 12,050 12,050 54470 Water Agency Data Services 492,240 495,840 496,508 506,000 510,700 515,614 525,926 54520 Professional Service 10,082,513 13,467,231 9,284,301 8,531,584 9,486,938 9,618,228 10,131,471 54530 Building Repairs & Services 1,154,339 2,651,757 2,101,537 2,203,401 1,862,330 1,997,714 1,810,668 54540 Janitorial Services 976,642 1,035,000 1,086,534 1,079,628 1,059,437 1,079,566 1,101,158 75 Metropolitan St. Louis Sewer District FY17 General Fund Budget and Two Year Projection Total District Actual Actual Budget Forecast Budget Projected Projected FY14 FY15 FY16 FY16 FY17 FY18 FY19 54550 Grounds Services 650,751 588,314 925,638 749,488 793,373 808,447 824,616 54560 Motor Vehicle Services 259,414 371,814 331,784 525,089 343,231 350,103 357,031 54570 Machinery & Equipment Services 2,987,172 2,602,205 2,846,852 3,059,010 3,092,167 3,151,076 3,214,064 54580 Equipment Rental 333,069 245,312 301,384 364,040 423,486 431,532 440,163 54590 Sewer Rep & Structure Cleaning 1,069,601 1,480,852 1,541,172 1,687,015 1,451,629 1,458,830 1,508,794 54600 Electrical Repair Services 558,147 492,002 802,776 848,025 708,775 722,242 736,687 54610 Instrument Repair Services 548,082 315,410 370,582 486,673 374,515 381,631 389,263 54620 Plumbing Services 416,631 280,383 453,724 705,390 667,996 674,778 688,273 54630 HVAC Services 314,401 292,689 379,848 404,115 251,867 326,652 261,786 54640 Damage Repairs & Services 132,622 27,901 31,400 120,833 28,400 28,940 29,518 54650 Waste Hauling 1,285,163 1,375,579 1,363,963 1,367,251 1,566,756 1,596,015 1,627,935 54660 Ash Hauling 458,114 444,749 255,000 255,000 792,000 815,760 840,233 54670 Other Governmental Fees 882,456 866,674 967,083 918,435 1,176,140 1,198,487 1,222,456 54680 Laboratory Testing Services 360,283 343,939 444,780 499,486 351,850 358,535 365,706 54690 Safety Services 47,430 47,286 103,488 112,276 120,483 122,772 125,228 54700 Asbestos Removal Services 27,377 69,064 25,000 45,291 52,500 53,498 54,567 54710 Community Outreach Programs 104,800 262,066 405,500 318,450 616,000 627,704 640,258 54720 Tree Removal/Weed Spraying 91,777 215,291 242,500 271,768 260,000 264,940 270,239 54810 I(D) Landfill Closure Cost 21,136 26,536 0 0 0 0 0 Total Contractual Services $38,939,644 $41,143,349 $41,791,705 $39,703,063 $41,506,107 $41,910,293 $42,960,734 55010 Land Purchases $1,618 $0 $0 $0 $0 $0 $0 55020 Building Purchases 0 0 0 0 0 500,000 0 55030 Structural Improvements 203,793 62,653 190,000 140,000 150,000 152,850 155,907 55040 Processing Equipment 785,338 598,412 240,000 328,296 240,000 244,560 249,451 55050 Auxiliary Equipment 0 13,970 14,600 (270)0 0 0 55060 Motor Vehicles 1,931,187 2,766,895 2,365,000 2,315,000 3,737,000 3,380,368 3,118,140 55070 Machinery & Implements 186,654 337,649 879,000 701,534 225,000 229,275 233,861 55080 Instruments & Apparatus 207,808 322,790 310,500 187,500 329,500 330,666 316,491 55090 Furniture & Office Equipment 0 0 9,700 7,625 33,900 31,487 26,972 76 Metropolitan St. Louis Sewer District FY17 General Fund Budget and Two Year Projection Total District Actual Actual Budget Forecast Budget Projected Projected FY14 FY15 FY16 FY16 FY17 FY18 FY19 55110 Computer Equipment 405,964 113,469 47,500 251,008 413,300 394,394 433,463 Total Capital Outlay $3,722,362 $4,215,838 $4,056,300 $3,930,693 $5,128,700 $5,263,599 $4,534,285 Total General Fund Operating Expense $165,275,906 $175,581,837 $183,498,295 $177,767,220 $187,322,613 $191,770,342 $195,900,134 77 FY16FY16 FY16 Budget FY16 Budget FY17 FY17 Budget FY17 Budget51010 Salaries & Wages$64,392,149 $61,174,749 $(3,217,401)-5% $66,301,440 $1,909,290 3%51020 Overtime2,565,928 3,401,046 835,11833% 2,604,23538,3071%51030 Compensatory Pay Accrual11,00036,32225,322 230%11,2802803%51040 Sick Leave Accrual885,000 827,574(57,426)-6% 911,52026,5203%51050 Vacation Accrual875,000 236,432 (638,568) -73% 901,20026,2003%51060 Worker's Compensation Pay0 106,385 106,385%00%51070 Board Member Fees2,7002,025(675) -25%2,7000%51080 Floating Holiday Accrual0 622,839 622,839%00%51090 Civil Service Commision Fees5,0003,750(1,250) -25%5,0000%51100 Emp Service & Incentive Awards42,40053,85511,45527%31,510(10,890)-26%51120 Membership & Licensing Fees294,652 298,3493,6971% 218,806(75,847)-26%51130 Education Assistance Program172,000 189,93517,93510% 172,0000%51210 FICA Taxes5,058,235 4,974,126(84,110)-2% 5,217,320 159,0853%51220 Group Insurance10,707,175 9,085,917 (1,621,258) -15% 10,398,783 (308,392)-3%51230 Pension Contribution12,191,197 10,843,789 (1,347,408) -11% 12,492,064 300,8672%51231 Pension Contributions-DC Plan0 1,276,146 1,276,146%00%51234 EAP15,00014,954(46)%15,0000%51240 Unemployment Insurance25,00039,86514,86559%25,0000%51300 Other Post Employment Benefits2,250,000 1,891,712 (358,288) -16% 2,430,000 180,0008%51510 Temporary Help3,491,799 4,251,067 759,26822% 3,289,425 (202,374)-6%Total Personnel Services$102,984,236 $99,330,836 $(3,653,400)-4% $105,027,283 $2,043,047 2%52010 Fuels,Lubricants,Gases$1,582,108 $1,302,887 $(279,222) -18% $1,391,815 $(190,293)-12%52020 Motor Vehicle Parts & Equip410,732 422,11611,3843% 450,32839,59610%52030 Machinery & Equipment Parts3,306,490 3,457,583 151,0935% 3,789,087 482,59715%52040 Machinery & Equipment - Non-Capital447,100 366,344(80,756) -18% 220,475 (226,625)-51%52050 Construction & Bldg Supplies2,525,826 2,548,25722,4311% 2,444,243(81,583)-3%52060 Building - Non-Capital000%9,5009,500%52070 Hardware113,898 124,73410,83610% 129,63815,74014%52080 Hose Supplies263,294 309,06245,76817% 266,5923,2981%Metropolitan St. Louis Sewer DistrictFY17 General Fund Operating Expense Budget and VariancesBudget Forecast $ Change from % Change from Budget $ Change from% Change from78 FY16FY16 FY16 Budget FY16 Budget FY17 FY17 Budget FY17 Budget52090 Electrical Supplies991,829 999,0517,2221% 1,067,70075,8718%52100 Instrument Supplies635,336 635,181(154)% 897,241 261,90541%52110 Chemical Supplies4,360,960 4,215,306 (145,654)-3% 4,167,406 (193,554)-4%52120 Laboratory Supplies123,905 129,0365,1314% 128,4424,5374%52130 Engineering & Drafting Supply3,2502,200(1,050) -32%3,2500%52150 Plumbing Supplies586,796 523,114(63,682) -11% 546,112(40,684)-7%52160 Paint Supplies65,96867,8751,9073%65,440(528)-1%52170 Safety Supplies351,536 358,7067,1702% 391,54840,01211%52220 Janitorial Supplies158,987 157,676(1,311)-1% 165,4296,4424%52240 Hand Tools283,656 303,76520,1097% 299,00615,3505%52280 Uniforms302,569 299,947(2,622)-1% 335,94433,37511%52300 Safety Footwear144,100 138,788(5,312)-4% 147,2003,1002%52310 Telephone/Communic Equip/Suppl18,37050,91832,548 177%25,6877,31740%52320 Office Supplies139,232 135,921(3,311)-2% 147,5308,2986%52330 Computer Supplies290,190 295,6465,4562% 795,157 504,967174%52340 Computer Equipment - Non-Capital166,165 277,693 111,52867% 252,51586,35052%52360 Grounds Supplies27,04623,597(3,449) -13%26,324(722)-3%52370 Photo & Video Supplies6,62612,1435,51783%10,7234,09762%52380 Publications/Training Supplies158,730 134,776(23,954) -15% 158,576(154)%52390 Administrative Supplies71,09561,567(9,528) -13%86,35315,25821%52400 Furniture & Office Equipment - Non-Capital26,24038,89612,65648%31,9005,66022%52990 Inventory (I/D)0 (126,629) (126,629)%00%52991 Inventory Obsolence04,0624,062%00%52999 Inventory Expense Control Account0480480%00%Total Supplies$17,562,035 $17,270,699 $(291,335)-2% $18,451,161 $889,127 5%53060 Electric Usage$13,227,168 $13,796,249 $569,081 4% $13,318,496 $91,328 1%53070 Natural Gas Usage2,073,203 2,114,83441,6302% 2,160,85587,6524%53080 Water Usage668,844 555,740 (113,104) -17% 614,755(54,089)-8%53270 Telephone Usage1,134,805 1,065,107(69,698)-6% 1,115,256(19,548)-2%Total Usage$17,104,020 $17,531,929 $427,910 3% $17,209,362 $105,343 1%Metropolitan St. Louis Sewer DistrictFY17 General Fund Operating Expense Budget and VariancesBudget Forecast $ Change from % Change from Budget $ Change from% Change from79 FY16FY16 FY16 Budget FY16 Budget FY17 FY17 Budget FY17 Budget54010 Postage$2,103,180 $1,948,740 $(154,440)-7% $2,094,305 $(8,875)%54050 Office System Services3,379,984 3,187,550 (192,435)-6% 3,343,090(36,894)-1%54060 Printing Services586,001 609,09823,0974% 665,47579,47414%54080 Advertising Services311,025 366,30355,27818% 395,60284,57727%54100 Travel Expenses466,870 472,2455,3751% 498,08431,2147%54120 Photo Services5,5002,875(2,625) -48%5,300(200)-4%54140 Training Programs/Seminar Fees462,225 441,585(20,640)-4% 450,927(11,298)-2%54141 Required Training Programs169,000 184,21415,2149% 169,0000%54160 Data Imaging Services84,44265,139(19,303) -23%64,325(20,117)-24%54180 Courier And Freight156,586 154,929(1,657)-1% 148,973(7,614)-5%54190 Property & Other Space Rental152,564 185,36332,79921% 185,87033,30622%54350 Lockbox Services1,302,554 1,100,000 (202,554) -16% 1,248,654(53,900)-4%54360 Banking Services Total85,00074,982(10,018) -12%85,0000%54370 Board Of Election Commission1,500,000 365,638 (1,134,362) -76%0 (1,500,000) -100%54390 Hospital & Medical Services175,000 146,454(28,546) -16% 175,200200%54400 Judgments & Claims Settlements150,000 163,34813,3489% 150,0000%54420 Court Costs & Lien Fees255,800 155,353 (100,447) -39% 255,8000%54440 Easement Acquisitions/Fees30,00021,000(9,000) -30%15,000(15,000)-50%54450 Collection Services5,654,618 5,000,000 (654,618) -12% 5,488,035 (166,583)-3%54455 Commission Fee - St. Louis County000%64,84464,844%54460 Commission Fee - St. Louis City000%12,05012,050%54470 Water Agency Data Services496,508 506,0009,4922% 510,70014,1923%54520 Professional Service9,284,301 8,531,584 (752,718)-8% 9,486,938 202,6372%54530 Building Repairs & Services2,101,537 2,203,401 101,8645% 1,862,330 (239,208)-11%54540 Janitorial Services1,086,534 1,079,628(6,906)-1% 1,059,437(27,096)-2%54550 Grounds Services925,638 749,488 (176,150) -19% 793,373 (132,265)-14%54560 Motor Vehicle Services331,784 525,089 193,30558% 343,23111,4473%54570 Machinery & Equipment Services2,846,852 3,059,010 212,1587% 3,092,167 245,3159%54580 Equipment Rental301,384 364,04062,65621% 423,486 122,10241%54590 Sewer Rep & Structure Cleaning1,541,172 1,687,015 145,8439% 1,451,629(89,543)-6%54600 Electrical Repair Services802,776 848,02545,2496% 708,775(94,001)-12%54610 Instrument Repair Services370,582 486,673 116,09131% 374,5153,9331%Metropolitan St. Louis Sewer DistrictFY17 General Fund Operating Expense Budget and VariancesBudget Forecast $ Change from % Change from Budget $ Change from% Change from80 FY16FY16 FY16 Budget FY16 Budget FY17 FY17 Budget FY17 Budget54620 Plumbing Services453,724 705,390 251,66655% 667,996 214,27247%54630 HVAC Services379,848 404,11524,2676% 251,867 (127,981)-34%54640 Damage Repairs & Services31,400 120,83389,433 285%28,400(3,000)-10%54650 Waste Hauling1,363,963 1,367,2513,288% 1,566,756 202,79315%54660 Ash Hauling255,000 255,0000% 792,000 537,000211%54670 Other Governmental Fees967,083 918,435(48,648)-5% 1,176,140 209,05722%54680 Laboratory Testing Services444,780 499,48654,70612% 351,850(92,930)-21%54690 Safety Services103,488 112,2768,7888% 120,48316,99516%54700 Asbestos Removal Services25,00045,29120,29181%52,50027,500110%54710 Community Outreach Programs405,500 318,450(87,050) -21% 616,000 210,50052%54720 Tree Removal/Weed Spraying242,500 271,76829,26812% 260,00017,5007%Total Contractual Services$41,791,705 $39,703,063 $(2,088,642)-5% $41,506,107 $(285,598)-1%55030 Structural Improvements$190,000 $140,000 $(50,000) -26% $150,000 $(40,000)-21%55040 Processing Equipment240,000 328,29688,29637% 240,0000%55050 Auxiliary Equipment14,600(270) (14,870) -102%0(14,600) -100%55060 Motor Vehicles2,365,000 2,315,000(50,000)-2% 3,737,000 1,372,00058%55070 Machinery & Implements879,000 701,534 (177,466) -20% 225,000 (654,000)-74%55080 Instruments & Apparatus310,500 187,500 (123,000) -40% 329,50019,0006%55090 Furniture & Office Equipment9,7007,625(2,075) -21%33,90024,200249%55110 Computer Equipment47,500 251,008 203,508 428% 413,300 365,800770%Total Capital Outlay$4,056,300 $3,930,693 $(125,607)-3% $5,128,700 $1,072,400 26%Total General Fund Operating Expense$183,498,295 $177,767,220 $(5,731,075)-3% $187,322,613 $3,824,318 2%Metropolitan St. Louis Sewer DistrictFY17 General Fund Operating Expense Budget and VariancesBudget Forecast $ Change from % Change from Budget $ Change from% Change from81 BOARD OF TRUSTEES Board of Trustees Executive Director General Counsel Rate Commission Internal Auditor Civil Service Commission Information Systems Operations Engineering Finance Human Resources Secretary-Treasurer 82 Metropolitan St. Louis Sewer District FY17 General Fund Budget and Two Year Projection T1010 - Board of Trustees Actual Actual Budget Forecast Budget Projected Projected FY14 FY15 FY16 FY16 FY17 FY18 FY19 51070 Board Member Fees $2,075 $1,675 $2,700 $2,025 $2,700 $2,700 $2,700 51120 Membership & Licensing Fees 0 0 300 225 300 300 300 Total Personnel Services $2,075 $1,675 $3,000 $2,250 $3,000 $3,000 $3,000 54100 Travel Expenses $0 $0 $3,100 $2,325 $3,100 $3,100 $3,100 Total Contractual Services $0 $0 $3,100 $2,325 $3,100 $3,100 $3,100 Total T1010 - Board of Trustees General Fund Operating Expense $2,075 $1,675 $6,100 $4,575 $6,100 $6,100 $6,100 83 SECRETARY- TREASURER Secretary Treasurer Audit Administration Board of Trustees Executive Director General Counsel Rate Commission Internal Auditor Civil Service Commission Information Systems Operations Engineering Treasury Finance Human Resources Secretary-Treasurer 84 Metropolitan St. Louis Sewer District FY17 General Fund Budget and Two Year Projection T1100 - Secretary Treasurer Department Actual Actual Budget Forecast Budget Projected Projected FY14 FY15 FY16 FY16 FY17 FY18 FY19 51010 Salaries & Wages $450,867 $473,225 $539,451 $537,940 $553,481 $570,915 $588,443 51020 Overtime 150 0 0 156 0 0 0 51120 Membership & Licensing Fees 1,714 2,205 2,695 3,391 3,400 3,052 3,113 51210 FICA Taxes 33,125 33,985 38,972 37,783 39,736 40,987 42,246 51220 Group Insurance 43,031 70,414 73,852 74,758 82,089 89,728 97,212 51230 Pension Contribution 77,121 65,129 69,134 45,990 76,468 76,468 76,468 51231 Pension Contributions-DC Plan 0 0 0 29,417 0 0 0 51234 EAP 99 100 0 28 0 0 0 Total Personnel Services $606,107 $645,058 $724,105 $729,462 $755,174 $781,151 $807,481 52050 Construction & Bldg Supplies $0 $113 $0 $0 $0 $0 $0 52090 Electrical Supplies 30 36 0 0 0 0 0 52220 Janitorial Supplies 0 41 0 0 0 0 0 52240 Hand Tools 28 0 0 0 0 0 0 52320 Office Supplies 1,023 1,029 3,800 2,959 2,700 2,751 2,806 52330 Computer Supplies 338 184 2,000 1,500 2,000 2,038 2,079 52340 Computer Equipment - Non-Capital 0 0 3,000 3,430 3,200 3,261 3,326 52380 Publications/Training Supplies 1,756 4,505 7,450 6,048 6,700 6,827 6,964 52390 Administrative Supplies 943 470 2,100 1,688 1,100 1,121 1,143 52400 Furniture & Office Equipment - Non-Capital 649 0 0 0 0 0 0 Total Supplies $4,766 $6,378 $18,350 $15,625 $15,700 $15,998 $16,318 53270 Telephone Usage $0 $0 $456 $342 $0 $0 $0 Total Usage $0 $0 $456 $342 $0 $0 $0 54010 Postage $(85)$0 $260 $195 $100 $102 $104 54050 Office System Services 31,292 31,710 35,000 34,305 35,000 35,665 36,378 54060 Printing Services 0 0 500 375 500 510 520 54080 Advertising Services 19,409 0 20,000 15,000 20,000 20,380 20,788 54100 Travel Expenses 5,719 342 8,500 6,746 8,597 8,865 9,043 54140 Training Programs/Seminar Fees 603 7,342 8,800 9,079 9,897 10,190 10,394 85 Metropolitan St. Louis Sewer District FY17 General Fund Budget and Two Year Projection T1100 - Secretary Treasurer Department Actual Actual Budget Forecast Budget Projected Projected FY14 FY15 FY16 FY16 FY17 FY18 FY19 54180 Courier And Freight 3,872 4,054 4,500 4,052 4,600 4,687 4,781 54190 Property & Other Space Rental 7,332 8,533 15,000 11,866 12,000 12,228 12,473 54360 Banking Services Total 2,434 10,057 85,000 74,982 85,000 86,615 88,347 54370 Board Of Election Commission 0 0 1,500,000 365,638 0 0 0 54400 Judgments & Claims Settlements 106 94 0 0 0 0 0 54520 Professional Service 723,066 876,530 941,000 896,820 840,000 855,960 873,079 54530 Building Repairs & Services 2,010 375 1,500 1,125 1,500 1,529 1,559 54570 Machinery & Equipment Services 480 0 0 0 0 0 0 54600 Electrical Repair Services 503 0 0 0 0 0 0 54670 Other Governmental Fees 0 0 7,500 5,625 7,500 7,642 7,795 Total Contractual Services $796,741 $939,038 $2,627,560 $1,425,808 $1,024,694 $1,044,373 $1,065,261 55090 Furniture & Office Equipment $0 $0 $4,100 $2,325 $4,000 $4,076 $4,158 55110 Computer Equipment 0 0 3,500 2,625 3,500 3,567 3,638 Total Capital Outlay $0 $0 $7,600 $4,950 $7,500 $7,643 $7,795 Total T1100 - Secretary Treasurer Department General Fund Operating Expense $1,407,614 $1,590,474 $3,378,071 $2,176,186 $1,803,068 $1,849,165 $1,896,856 86 RATE COMMISSION Board of Trustees Executive Director General Counsel Secretary-Treasurer Internal Auditor Human Resources Operations Finance Engineering Information Systems Civil Service Commission Rate Commission 87 Metropolitan St. Louis Sewer District FY17 General Fund Budget and Two Year Projection T1410 - Rate Commission Actual Actual Budget Forecast Budget Projected Projected FY14 FY15 FY16 FY16 FY17 FY18 FY19 52320 Office Supplies $0 $311 $0 $98 $0 $0 $742 52330 Computer Supplies 0 385 0 0 0 0 0 52390 Administrative Supplies 0 71 0 362 0 0 0 Total Supplies $0 $767 $0 $460 $0 $0 $742 54080 Advertising Services $0 $232,375 $10,000 $7,839 $0 $0 $239,346 54180 Courier And Freight 0 417 0 77 0 0 429 54190 Property & Other Space Rental 0 0 1,000 0 0 0 0 54520 Professional Service (10) 351,925 64,000 26,615 0 0 362,483 Total Contractual Services $(10) $584,717 $75,000 $34,531 $0 $0 $602,258 Total T1410 - Rate Commission General Fund Operating Expense $(10)$585,484 $75,000 $34,991 $0 $0 $603,000 88 CIVIL SERVICE COMMISSION Board of Trustees Executive Director General Counsel Rate Commission Secretary-Treasurer Internal Auditor Human Resources Operations Finance Civil Service Commission Information Systems Engineering 89 Metropolitan St. Louis Sewer District FY17 General Fund Budget and Two Year Projection T2020 - Civil Service Commission Actual Actual Budget Forecast Budget Projected Projected FY14 FY15 FY16 FY16 FY17 FY18 FY19 51090 Civil Service Commision Fees $0 $360 $5,000 $3,750 $5,000 $5,095 $5,197 Total Personnel Services $0 $360 $5,000 $3,750 $5,000 $5,095 $5,197 52390 Administrative Supplies $0 $157 $0 $0 $0 $0 $0 Total Supplies $0 $157 $0 $0 $0 $0 $0 54080 Advertising Services $1,269 $972 $0 $0 $0 $0 $0 54520 Professional Service 4,818 3,613 5,000 3,750 5,000 5,095 5,197 Total Contractual Services $6,087 $4,585 $5,000 $3,750 $5,000 $5,095 $5,197 Total T2020 - Civil Service Commission General Fund Operating Expense $6,087 $5,101 $10,000 $7,500 $10,000 $10,190 $10,394 90 HUMAN RESOURCES Director of Human Resources Benefits Risk Management Recruiting Board of Trustees Executive Director General Counsel Rate Commission Secretary-Treasurer Internal Auditor Civil Service Commission Information Systems Diversity Operations Human Resources Engineering Training Finance 91 Metropolitan St. Louis Sewer District FY17 General Fund Budget and Two Year Projection T2500 - Human Resources Department Actual Actual Budget Forecast Budget Projected Projected FY14 FY15 FY16 FY16 FY17 FY18 FY19 51010 Salaries & Wages $1,759,327 $1,924,441 $2,123,251 $2,068,582 $2,156,292 $2,057,893 $2,121,071 51020 Overtime 1,729 501 1,900 2,301 1,900 928 957 51030 Compensatory Pay Accrual 13,945 16,442 11,000 32,223 11,280 11,640 12,000 51040 Sick Leave Accrual 864,612 857,264 885,000 827,574 911,520 938,880 967,080 51050 Vacation Accrual 760,238 936,331 875,000 236,432 901,200 928,320 956,160 51060 Worker's Compensation Pay 0 0 0 1,810 0 0 0 51080 Floating Holiday Accrual 17,925 55,347 0 622,839 0 0 0 51100 Emp Service & Incentive Awards 48,488 34,715 42,400 53,855 31,510 0 0 51120 Membership & Licensing Fees 19,430 15,066 15,905 10,195 16,285 16,594 16,926 51130 Education Assistance Program 165,630 134,489 172,000 189,935 172,000 175,268 178,773 51210 FICA Taxes 129,464 139,219 158,122 157,626 162,605 154,853 159,607 51220 Group Insurance 785,460 1,160,715 1,228,463 1,120,062 1,095,011 1,084,618 1,106,875 51230 Pension Contribution 346,296 314,647 339,931 263,328 343,552 319,865 319,865 51231 Pension Contributions-DC Plan 0 0 0 84,101 0 0 0 51234 EAP 12,480 461 15,000 11,368 15,000 15,000 15,000 51240 Unemployment Insurance 43,478 34,720 25,000 39,865 25,000 30,000 30,000 51300 Other Post Employment Benefits 1,703,508 1,687,819 2,250,000 1,891,712 2,430,000 2,470,000 2,470,000 51510 Temporary Help 35,003 16,873 0 413 0 0 0 Total Personnel Services $6,707,013 $7,329,049 $8,142,972 $7,614,221 $8,273,155 $8,203,861 $8,354,314 52030 Machinery & Equipment Parts $0 $46 $0 $0 $0 $0 $0 52040 Machinery & Equipment - Non-Capital 238 0 0 0 0 0 0 52050 Construction & Bldg Supplies 374 0 0 0 0 0 0 52070 Hardware 19 13 0 2 0 0 0 52090 Electrical Supplies 317 1,111 0 96 0 0 0 52100 Instrument Supplies 0 319 0 317 0 0 0 52170 Safety Supplies 6,694 4,843 4,800 6,167 5,200 5,299 5,405 52220 Janitorial Supplies 0 25 0 0 0 0 0 52240 Hand Tools 5 397 0 0 0 0 0 52280 Uniforms 1,373 44 500 375 500 509 520 52300 Safety Footwear 1,967 2,147 3,000 4,005 3,200 3,261 3,326 92 Metropolitan St. Louis Sewer District FY17 General Fund Budget and Two Year Projection T2500 - Human Resources Department Actual Actual Budget Forecast Budget Projected Projected FY14 FY15 FY16 FY16 FY17 FY18 FY19 52310 Telephone/Communic Equip/Suppl 458 1,846 0 208 0 0 0 52320 Office Supplies 5,267 5,211 5,950 5,620 6,200 4,993 5,093 52330 Computer Supplies 2,838 6,854 2,800 4,514 6,400 6,522 6,652 52340 Computer Equipment - Non-Capital 6,216 14,006 2,300 2,563 2,500 2,548 2,598 52370 Photo & Video Supplies 2,280 3,247 1,600 1,217 1,600 1,630 1,663 52380 Publications/Training Supplies 12,801 15,731 17,075 16,077 17,375 17,705 18,059 52390 Administrative Supplies 1,734 970 4,900 4,160 5,500 5,401 5,509 52400 Furniture & Office Equipment - Non-Capital 0 1,317 0 1,100 1,500 1,529 1,559 Total Supplies $42,582 $58,125 $42,925 $46,421 $49,975 $49,396 $50,384 53270 Telephone Usage $5,747 $7,857 $11,120 $10,582 $11,984 $12,164 $12,346 Total Usage $5,747 $7,857 $11,120 $10,582 $11,984 $12,164 $12,346 54050 Office System Services $1,998 $47,447 $44,200 $43,680 $45,000 $45,855 $46,772 54060 Printing Services 2,326 863 5,900 4,455 6,500 2,038 2,079 54080 Advertising Services 28,579 25,102 35,000 34,501 35,000 35,665 36,378 54100 Travel Expenses 19,655 39,597 40,288 37,104 45,443 45,797 46,713 54130 Bond & Liability Insurance 2,423,326 (5,633)0 0 0 0 0 54140 Training Programs/Seminar Fees 216,664 29,940 180,850 149,060 181,800 185,254 188,959 54141 Required Training Programs 0 111,811 169,000 182,011 169,000 172,211 175,655 54160 Data Imaging Services 2,148 2,421 2,600 3,139 2,800 2,853 2,910 54180 Courier And Freight 478 609 670 617 600 611 624 54190 Property & Other Space Rental 3,282 3,265 3,850 4,623 5,250 5,350 5,457 54390 Hospital & Medical Services 169,533 141,066 175,000 146,454 175,200 166,301 169,627 54400 Judgments & Claims Settlements (343,785)0 0 0 0 0 0 54410 Judgments & Claims Accrual 880,660 0 0 0 0 0 0 54520 Professional Service 1,306,370 511,242 733,800 503,629 521,726 461,607 470,839 54530 Building Repairs & Services 350,493 542,063 480,500 358,243 384,400 391,704 399,538 54560 Motor Vehicle Services 2,589 1,600 0 264 0 0 0 54630 HVAC Services 425 0 0 0 0 0 0 54690 Safety Services 4,870 2,505 6,000 8,716 7,000 7,133 7,276 93 Metropolitan St. Louis Sewer District FY17 General Fund Budget and Two Year Projection T2500 - Human Resources Department Actual Actual Budget Forecast Budget Projected Projected FY14 FY15 FY16 FY16 FY17 FY18 FY19 54710 Community Outreach Programs 0 121,094 203,000 150,500 385,000 392,315 400,161 Total Contractual Services $5,069,610 $1,574,992 $2,080,658 $1,626,995 $1,964,719 $1,914,694 $1,952,988 Total T2500 - Human Resources Department General Fund Operating Expense $11,824,952 $8,970,023 $10,277,675 $9,298,220 $10,299,833 $10,180,114 $10,370,032 94 EXECUTIVE DIRECTOR District Administration Board of Trustees General Counsel Rate Commission Secretary-Treasurer Internal Auditor Civil Service Commission Human Resources Operations Finance Executive Director Public Information Engineering Information Systems Executive Director 95 Metropolitan St. Louis Sewer District FY17 General Fund Budget and Two Year Projection T3000 - Executive Director Department Actual Actual Budget Forecast Budget Projected Projected FY14 FY15 FY16 FY16 FY17 FY18 FY19 51010 Salaries & Wages $410,683 $429,045 $513,953 $469,781 $599,138 $559,113 $576,277 51030 Compensatory Pay Accrual 0 61 0 0 0 0 0 51120 Membership & Licensing Fees 40,774 111,556 97,498 106,187 103,721 105,738 107,852 51210 FICA Taxes 27,137 27,273 29,778 30,411 40,741 37,519 38,671 51220 Group Insurance 25,259 32,416 36,522 44,557 70,158 65,319 70,543 51230 Pension Contribution 89,609 80,183 89,635 68,867 92,737 88,237 88,237 51231 Pension Contributions-DC Plan 0 0 0 14,135 0 0 0 51234 EAP 64 67 0 20 0 0 0 51510 Temporary Help 3,773 0 0 0 0 0 0 Total Personnel Services $597,298 $680,601 $767,385 $733,959 $906,496 $855,925 $881,581 52030 Machinery & Equipment Parts $0 $215 $0 $0 $0 $0 $0 52090 Electrical Supplies 0 0 0 82 0 0 0 52150 Plumbing Supplies 300 0 0 0 0 0 0 52170 Safety Supplies 2,824 0 0 0 0 0 0 52240 Hand Tools (16)0 0 0 0 0 0 52300 Safety Footwear 197 0 0 0 0 0 0 52310 Telephone/Communic Equip/Suppl 29 657 0 49 0 0 0 52320 Office Supplies 3,362 2,000 3,500 3,712 3,500 3,567 3,638 52330 Computer Supplies 1,093 9,740 2,105 2,319 2,800 2,853 2,910 52340 Computer Equipment - Non-Capital 233 6,106 1,760 1,760 8,260 1,793 1,829 52370 Photo & Video Supplies 710 0 250 125 25 25 26 52380 Publications/Training Supplies 827 934 1,500 855 1,500 1,529 1,559 52390 Administrative Supplies 28,347 24,254 35,750 27,910 45,800 46,670 47,604 52400 Furniture & Office Equipment - Non-Capital 245 0 0 0 0 0 0 Total Supplies $38,149 $43,907 $44,865 $36,811 $61,885 $56,437 $57,566 53270 Telephone Usage $2,191 $2,657 $2,800 $3,120 $3,470 $3,522 $3,575 Total Usage $2,191 $2,657 $2,800 $3,120 $3,470 $3,522 $3,575 54050 Office System Services $0 $0 $650 $225 $650 $662 $676 96 Metropolitan St. Louis Sewer District FY17 General Fund Budget and Two Year Projection T3000 - Executive Director Department Actual Actual Budget Forecast Budget Projected Projected FY14 FY15 FY16 FY16 FY17 FY18 FY19 54060 Printing Services 5,924 7,963 6,500 7,129 16,500 16,814 17,150 54080 Advertising Services 188,294 142,681 115,000 156,745 130,000 132,470 135,119 54100 Travel Expenses 10,844 11,542 22,087 24,572 22,607 26,858 27,395 54120 Photo Services (500) 1,000 5,000 2,500 5,000 5,095 5,197 54140 Training Programs/Seminar Fees 4,009 4,439 11,500 11,235 10,200 12,992 13,252 54180 Courier And Freight 589 988 1,100 922 1,200 1,223 1,247 54190 Property & Other Space Rental 1,216 1,421 2,500 2,090 2,500 2,548 2,598 54520 Professional Service 58,375 116,677 256,500 224,197 561,000 474,854 484,351 54530 Building Repairs & Services 0 3,666 0 0 0 0 0 54560 Motor Vehicle Services 1,080 0 0 0 0 0 0 54570 Machinery & Equipment Services 1,118 0 0 0 0 0 0 54580 Equipment Rental 1,715 0 0 0 0 0 0 54710 Community Outreach Programs 94,170 127,125 188,000 152,950 212,000 216,028 220,349 Total Contractual Services $366,834 $417,503 $608,837 $582,565 $961,657 $889,543 $907,334 Total T3000 - Executive Director Department General Fund Operating Expense $1,004,472 $1,144,668 $1,423,887 $1,356,455 $1,933,508 $1,805,428 $1,850,056 97 General Counsel General Counsel Administration District Administration Engineering Board of Trustees Executive Director Rate Commission Secretary-Treasurer Internal Auditor Civil Service Commission Information Systems Litigation & Claims Operations General Counsel Human Resources Finance 98 Metropolitan St. Louis Sewer District FY17 General Fund Budget and Two Year Projection T5500 - General Counsel Department Actual Actual Budget Forecast Budget Projected Projected FY14 FY15 FY16 FY16 FY17 FY18 FY19 51010 Salaries & Wages $620,954 $643,052 $758,441 $719,560 $798,019 $823,157 $848,428 51020 Overtime 0 439 0 31 31 32 33 51030 Compensatory Pay Accrual 0 786 0 0 0 0 0 51120 Membership & Licensing Fees 5,128 5,489 7,275 7,583 8,772 9,041 9,221 51210 FICA Taxes 43,995 45,803 50,742 50,871 55,951 57,711 59,483 51220 Group Insurance 60,954 72,528 87,794 67,622 82,834 90,508 98,027 51230 Pension Contribution 130,571 115,332 117,550 105,391 132,102 132,102 132,102 51231 Pension Contributions-DC Plan 0 0 0 21,358 0 0 0 51234 EAP 110 105 0 28 0 0 0 Total Personnel Services $861,712 $883,534 $1,021,802 $972,444 $1,077,709 $1,112,550 $1,147,294 52090 Electrical Supplies $18 $18 $0 $0 $0 $0 $0 52170 Safety Supplies 0 18 0 0 0 0 0 52220 Janitorial Supplies 0 0 0 4 0 0 0 52310 Telephone/Communic Equip/Suppl 24 0 990 0 1,001 1,020 1,040 52320 Office Supplies 2,823 2,961 3,250 3,196 3,250 3,312 3,378 52330 Computer Supplies 694 937 500 1,343 500 509 520 52340 Computer Equipment - Non-Capital 351 0 150 955 500 509 520 52370 Photo & Video Supplies 85 0 100 75 100 102 104 52380 Publications/Training Supplies 88,839 90,932 89,000 71,841 90,000 91,710 93,544 52390 Administrative Supplies 1,352 1,057 1,100 1,265 1,100 1,121 1,143 52400 Furniture & Office Equipment - Non-Capital 195 263 0 0 0 0 0 Total Supplies $94,382 $96,186 $95,090 $78,679 $96,451 $98,284 $100,249 53270 Telephone Usage $480 $480 $500 $495 $500 $508 $515 Total Usage $480 $480 $500 $495 $500 $508 $515 54010 Postage $41 $0 $0 $125 $0 $0 $0 54050 Office System Services 264 653 500 375 500 509 520 54060 Printing Services 2,420 0 2,500 1,250 2,500 2,548 2,598 54100 Travel Expenses 8,278 8,306 11,041 13,086 11,069 11,664 11,898 99 Metropolitan St. Louis Sewer District FY17 General Fund Budget and Two Year Projection T5500 - General Counsel Department Actual Actual Budget Forecast Budget Projected Projected FY14 FY15 FY16 FY16 FY17 FY18 FY19 54140 Training Programs/Seminar Fees 5,210 4,417 850 2,025 7,750 7,897 8,055 54180 Courier And Freight 347 212 400 450 400 408 416 54190 Property & Other Space Rental 2,421 2,884 2,500 3,083 2,500 2,548 2,598 54350 Lockbox Services 0 13 0 0 0 0 0 54400 Judgments & Claims Settlements 602,187 6,500 150,000 163,348 150,000 152,850 155,907 54420 Court Costs & Lien Fees 3,602 4,305 3,000 3,250 3,000 3,057 3,118 54440 Easement Acquisitions/Fees 0 16,700 0 0 0 0 0 54520 Professional Service 1,200,064 1,175,808 1,200,000 1,173,857 1,200,000 1,222,800 1,247,256 54570 Machinery & Equipment Services 0 498 0 0 0 0 0 54590 Sewer Rep & Structure Cleaning 7,218 0 0 0 0 0 0 54670 Other Governmental Fees 10,000 0 0 0 0 0 0 Total Contractual Services $1,842,052 $1,220,295 $1,370,791 $1,360,850 $1,377,719 $1,404,281 $1,432,366 55110 Computer Equipment $0 $0 $500 $375 $0 $0 $0 Total Capital Outlay $0 $0 $500 $375 $0 $0 $0 Total T5500 - General Counsel Department General Fund Operating Expense $2,798,626 $2,200,494 $2,488,683 $2,412,842 $2,552,379 $2,615,622 $2,680,424 100 FINANCE Director of Finance Accounting Accounts Receivable Engineering Board of Trustees Executive Director General Counsel Rate Commission Secretary-Treasurer Internal Auditor Civil Service Commission Information Systems Human Resources Purchasing Finance Operations 101 Metropolitan St. Louis Sewer District FY17 General Fund Budget and Two Year Projection T4000 - Finance Department Actual Actual Budget Forecast Budget Projected Projected FY14 FY15 FY16 FY16 FY17 FY18 FY19 51010 Salaries & Wages $3,124,486 $3,123,424 $3,527,902 $3,183,821 $3,557,731 $3,667,737 $3,780,336 51020 Overtime 39,054 116,131 28,591 89,194 41,998 43,321 44,651 51030 Compensatory Pay Accrual 5,470 80 0 4,066 0 0 0 51100 Emp Service & Incentive Awards 0 170 0 0 0 0 0 51120 Membership & Licensing Fees 6,724 5,651 9,710 8,650 11,704 10,780 10,996 51210 FICA Taxes 230,230 234,443 265,533 253,910 272,280 276,280 284,762 51220 Group Insurance 390,080 481,133 549,440 428,352 519,664 568,327 616,010 51230 Pension Contribution 655,931 592,544 653,560 526,461 635,917 635,917 635,917 51231 Pension Contributions-DC Plan 0 0 0 79,073 0 0 0 51234 EAP 942 940 0 228 0 0 0 51510 Temporary Help 368,777 443,044 154,275 214,940 47,000 33,008 34,021 Total Personnel Services $4,821,694 $4,997,560 $5,189,012 $4,788,695 $5,086,294 $5,235,369 $5,406,693 52010 Fuels,Lubricants,Gases $0 $719 $0 $0 $1,400 $1,427 $1,455 52020 Motor Vehicle Parts & Equip 0 0 2,000 2,000 0 0 0 52040 Machinery & Equipment - Non-Capital 0 35 0 0 0 0 0 52070 Hardware 1,537 60 0 158 0 0 0 52090 Electrical Supplies 3,001 3,401 5,000 5,010 2,400 2,446 2,495 52100 Instrument Supplies 319 81 0 0 0 0 0 52110 Chemical Supplies 4,977 0 0 0 0 0 0 52150 Plumbing Supplies 1,389 (382) 2,700 2,700 2,400 2,446 2,495 52170 Safety Supplies 47 54 0 0 0 0 0 52220 Janitorial Supplies 25,706 22,236 32,000 32,000 31,200 31,793 32,429 52240 Hand Tools 0 0 0 5 0 0 0 52280 Uniforms 525 474 600 600 552 562 574 52300 Safety Footwear 593 197 600 800 600 611 624 52310 Telephone/Communic Equip/Suppl 778 882 0 0 330 337 344 52320 Office Supplies 39,151 31,279 35,622 36,170 44,025 38,442 39,211 52330 Computer Supplies 8,764 1,963 1,171 1,409 1,100 1,122 1,144 52340 Computer Equipment - Non-Capital 6,230 16,981 2,340 3,179 2,110 2,151 2,194 52360 Grounds Supplies 0 1,522 1,200 1,200 0 0 0 102 Metropolitan St. Louis Sewer District FY17 General Fund Budget and Two Year Projection T4000 - Finance Department Actual Actual Budget Forecast Budget Projected Projected FY14 FY15 FY16 FY16 FY17 FY18 FY19 52380 Publications/Training Supplies 2,496 3,523 626 2,081 487 638 651 52390 Administrative Supplies 8,027 8,534 5,991 7,917 9,800 6,369 6,496 52400 Furniture & Office Equipment - Non-Capital 1,931 1,609 0 476 0 0 0 Total Supplies $105,470 $93,166 $89,850 $95,705 $96,404 $88,343 $90,110 53060 Electric Usage $268,519 $234,920 $276,000 $276,000 $252,000 $255,780 $259,617 53080 Water Usage 4,162 8,792 4,800 6,060 9,960 10,109 10,261 53270 Telephone Usage 5,440 6,582 3,720 4,275 8,520 8,648 8,778 Total Usage $278,122 $250,294 $284,520 $286,335 $270,480 $274,537 $278,655 54010 Postage $1,553,383 $1,549,245 $2,102,590 $1,948,200 $2,093,879 $1,610,549 $1,642,760 54050 Office System Services 953 2,657 5,000 530 5,600 5,706 5,821 54060 Printing Services 344,731 384,170 543,566 572,155 613,300 446,063 454,984 54080 Advertising Services 72,477 94,125 118,000 140,193 146,150 129,566 132,157 54100 Travel Expenses 22,975 14,325 26,518 36,439 25,663 24,242 24,727 54140 Training Programs/Seminar Fees 7,229 8,130 16,815 9,195 17,930 18,271 18,636 54160 Data Imaging Services 16,797 18,845 27,342 23,000 17,525 17,858 18,215 54180 Courier And Freight 5,414 5,870 9,055 5,480 5,505 5,610 5,722 54190 Property & Other Space Rental 26,105 34,276 29,940 49,735 61,220 54,741 55,835 54350 Lockbox Services 905,101 1,073,315 1,302,554 1,100,000 1,248,654 1,272,378 1,297,826 54420 Court Costs & Lien Fees 159,235 398,054 250,000 150,000 250,000 433,585 442,256 54450 Collection Services 4,795,509 5,134,639 5,654,618 5,000,000 5,488,035 5,592,308 5,704,154 54470 Water Agency Data Services 492,240 495,840 496,507 506,000 510,700 515,614 525,926 54520 Professional Service 5,590,036 7,271,613 4,112,510 4,163,600 4,256,160 4,337,027 4,423,768 54530 Building Repairs & Services 132,845 608,630 100,000 100,000 100,200 102,104 104,146 54540 Janitorial Services 137,495 163,086 156,000 156,000 138,000 140,622 143,434 54550 Grounds Services 41,087 29,878 36,000 36,000 36,000 36,684 37,418 54560 Motor Vehicle Services 78 873 0 612 0 0 0 54570 Machinery & Equipment Services (61,729) 2,516 3,000 3,000 4,578 4,665 4,758 54600 Electrical Repair Services 16,698 2,045 0 832 4,200 4,280 4,365 54620 Plumbing Services 9,158 25,681 15,000 15,000 16,000 10,394 10,602 103 Metropolitan St. Louis Sewer District FY17 General Fund Budget and Two Year Projection T4000 - Finance Department Actual Actual Budget Forecast Budget Projected Projected FY14 FY15 FY16 FY16 FY17 FY18 FY19 54630 HVAC Services 28,402 32,257 48,000 40,000 33,750 34,391 35,079 54650 Waste Hauling 1,730 4,494 3,000 3,054 3,500 3,057 3,118 54670 Other Governmental Fees 0 50 0 50 150 153 156 54690 Safety Services 92 500 0 0 3,500 3,567 3,638 Total Contractual Services $14,298,041 $17,355,114 $15,056,015 $14,059,076 $15,080,199 $14,803,433 $15,099,501 55080 Instruments & Apparatus $68,764 $0 $0 $0 $0 $0 $0 Total Capital Outlay $68,764 $0 $0 $0 $0 $0 $0 Total T4000 - Finance Department General Fund Operating Expense $19,572,091 $22,696,133 $20,619,396 $19,229,810 $20,533,378 $20,401,683 $20,874,959 104 INFORMATION SYSTEMS ES Retooling Technical Services Board of Trustees Executive Director General Counsel Rate Commission Secretary-Treasurer Internal Auditor Civil Service Commission Human Resources Operations Finance Information Systems Director of Information Systems Application Services Business Integration Engineering 105 Metropolitan St. Louis Sewer District FY17 General Fund Budget and Two Year Projection T4500 - Information Systems Department Actual Actual Budget Forecast Budget Projected Projected FY14 FY15 FY16 FY16 FY17 FY18 FY19 51010 Salaries & Wages $3,146,799 $2,931,963 $3,502,909 $2,889,190 $3,670,882 $3,786,514 $3,902,760 51020 Overtime 13,106 5,309 9,900 10,900 9,900 10,212 10,525 51030 Compensatory Pay Accrual 10,135 4,067 0 0 0 0 0 51120 Membership & Licensing Fees 2,718 818 2,453 2,616 2,703 2,455 2,504 51210 FICA Taxes 253,784 221,939 263,492 216,541 278,004 285,980 294,759 51220 Group Insurance 296,283 341,454 411,348 306,544 418,998 457,925 496,066 51230 Pension Contribution 669,558 573,234 624,031 554,525 651,317 651,317 651,317 51231 Pension Contributions-DC Plan 0 0 0 50,778 0 0 0 51234 EAP 615 553 0 134 0 0 0 51510 Temporary Help 2,897,852 3,506,324 3,283,524 3,951,213 3,188,425 3,288,860 3,389,828 Total Personnel Services $7,290,848 $7,585,661 $8,097,656 $7,982,442 $8,220,228 $8,483,262 $8,747,759 52090 Electrical Supplies $4,349 $489 $0 $0 $0 $0 $0 52300 Safety Footwear 310 0 0 0 0 0 0 52310 Telephone/Communic Equip/Suppl 3,362 4,762 4,500 4,509 4,500 4,586 4,677 52320 Office Supplies 9,883 6,055 3,000 1,850 2,300 2,344 2,391 52330 Computer Supplies 270,530 232,811 126,940 143,468 292,729 180,440 304,256 52340 Computer Equipment - Non-Capital 99,252 259,578 107,325 191,456 135,940 138,523 141,293 52380 Publications/Training Supplies 24,454 24,328 26,780 25,630 26,180 26,677 27,211 52390 Administrative Supplies 1,346 2,035 4,900 3,760 4,900 4,993 5,093 52400 Furniture & Office Equipment - Non-Capital 0 330 0 0 0 0 0 Total Supplies $413,487 $530,388 $273,445 $370,672 $466,549 $357,563 $484,921 53270 Telephone Usage $537,071 $597,112 $762,189 $710,999 $765,471 $776,953 $788,607 Total Usage $537,071 $597,112 $762,189 $710,999 $765,471 $776,953 $788,607 54050 Office System Services $2,492,202 $2,646,607 $3,150,351 $3,043,223 $3,156,547 $3,216,521 $3,280,852 54080 Advertising Services 4,222 3,585 4,275 4,275 4,703 4,792 4,888 54100 Travel Expenses 16,726 18,949 46,600 43,896 42,000 42,798 43,654 54140 Training Programs/Seminar Fees 57,934 82,805 92,400 91,705 94,900 96,703 98,637 54180 Courier And Freight 0 800 0 2,286 0 0 0 106 Metropolitan St. Louis Sewer District FY17 General Fund Budget and Two Year Projection T4500 - Information Systems Department Actual Actual Budget Forecast Budget Projected Projected FY14 FY15 FY16 FY16 FY17 FY18 FY19 54190 Property & Other Space Rental 7,331 9,592 9,024 9,655 10,200 10,394 10,602 54520 Professional Service 522,924 1,385,650 453,592 114,639 623,552 635,399 648,107 54530 Building Repairs & Services 9,990 38,859 0 2,894 0 0 0 54570 Machinery & Equipment Services 79 6,843 0 226 0 0 0 54600 Electrical Repair Services 0 4,444 0 1,561 0 0 0 Total Contractual Services $3,111,408 $4,198,135 $3,756,242 $3,314,359 $3,931,902 $4,006,608 $4,086,740 55080 Instruments & Apparatus $1,500 $0 $0 $0 $0 $0 $0 55110 Computer Equipment 292,013 104,014 35,000 184,108 389,000 356,650 404,319 Total Capital Outlay $293,513 $104,014 $35,000 $184,108 $389,000 $356,650 $404,319 Total T4500 - Information Systems Department General Fund Operating Expense $11,646,327 $13,015,311 $12,924,533 $12,562,580 $13,773,149 $13,981,036 $14,512,347 107 ENGINEERING Director of Engineering Planning Environmental Compliance Design Finance Board of Trustees Executive Director General Counsel Rate Commission Secretary-Treasurer Internal Auditor Civil Service Commission Information Systems Human Resources Program Management Operations Engineering 108 Metropolitan St. Louis Sewer District FY17 General Fund Budget and Two Year Projection T8000 - Engineering Department Actual Actual Budget Forecast Budget Projected Projected FY14 FY15 FY16 FY16 FY17 FY18 FY19 51010 Salaries & Wages $14,774,131 $15,155,084 $16,265,288 $15,484,328 $16,761,614 $17,335,442 $17,867,640 51020 Overtime 191,776 186,773 122,620 123,810 141,705 146,169 150,656 51025 Labor Cost Allocation (106,971) (186,176)0 0 0 0 0 51030 Compensatory Pay Accrual 33 1,126 0 33 0 0 0 51060 Worker's Compensation Pay 0 0 0 2,932 0 0 0 51100 Emp Service & Incentive Awards (49)0 0 0 0 0 0 51120 Membership & Licensing Fees 9,861 9,636 11,084 10,700 13,372 11,894 12,132 51210 FICA Taxes 1,106,532 1,134,254 1,238,333 1,176,971 1,282,898 1,314,766 1,355,130 51220 Group Insurance 1,739,261 2,067,969 2,276,417 1,908,646 2,199,105 2,414,081 2,616,410 51230 Pension Contribution 3,387,521 3,076,230 3,284,993 3,042,831 3,365,037 3,368,787 3,368,787 51231 Pension Contributions-DC Plan 0 0 0 234,396 0 0 0 51234 EAP 3,449 3,463 0 888 0 0 0 51510 Temporary Help 54,011 44,227 54,000 82,000 54,000 55,701 57,411 Total Personnel Services $21,159,556 $21,492,588 $23,252,735 $22,067,534 $23,817,731 $24,646,840 $25,428,165 52010 Fuels,Lubricants,Gases $6,662 $6,389 $8,100 $7,937 $7,600 $7,744 $7,899 52030 Machinery & Equipment Parts 5,915 1,236 7,800 7,612 7,800 7,948 8,107 52040 Machinery & Equipment - Non-Capital 23,240 21,765 18,900 19,000 28,300 28,838 29,414 52050 Construction & Bldg Supplies 34,479 41,500 63,100 52,075 52,100 53,090 54,152 52070 Hardware 213 2,167 500 11,482 13,500 13,757 14,032 52080 Hose Supplies 2,998 1,694 2,640 2,500 2,740 2,792 2,848 52090 Electrical Supplies 1,634 4,144 3,700 3,872 4,170 4,249 4,334 52100 Instrument Supplies 7,899 12,947 8,940 10,000 10,760 10,964 11,184 52110 Chemical Supplies 82,469 90,817 100,000 95,000 100,000 101,900 103,938 52120 Laboratory Supplies 103,730 121,074 115,845 120,200 117,284 119,512 121,903 52130 Engineering & Drafting Supply 656 1,394 3,250 2,200 3,250 3,312 3,378 52160 Paint Supplies 288 35 0 0 0 0 0 52170 Safety Supplies 11,491 12,580 12,206 12,300 12,106 12,336 12,583 52220 Janitorial Supplies 2,797 3,392 4,050 3,074 4,100 4,178 4,261 52240 Hand Tools 2,164 3,840 1,200 920 1,100 1,121 1,143 52280 Uniforms 14,793 14,521 18,373 16,739 20,358 20,745 21,160 109 Metropolitan St. Louis Sewer District FY17 General Fund Budget and Two Year Projection T8000 - Engineering Department Actual Actual Budget Forecast Budget Projected Projected FY14 FY15 FY16 FY16 FY17 FY18 FY19 52300 Safety Footwear 16,300 17,604 20,700 19,488 20,400 20,788 21,203 52310 Telephone/Communic Equip/Suppl 196 372 500 1,102 1,625 1,656 520 52320 Office Supplies 39,689 36,636 42,000 41,680 43,250 44,072 44,174 52330 Computer Supplies 22,199 93,289 68,790 64,940 391,500 748,938 413,700 52340 Computer Equipment - Non-Capital 9,490 43,620 14,830 24,591 22,790 23,223 23,687 52370 Photo & Video Supplies 527 551 1,200 921 1,200 1,223 1,247 52380 Publications/Training Supplies 4,562 5,240 8,910 6,265 8,100 8,254 8,419 52390 Administrative Supplies 6,186 5,764 3,370 3,753 4,100 4,178 4,261 52400 Furniture & Office Equipment - Non-Capital 6,098 11,907 7,500 6,557 8,000 8,152 8,315 Total Supplies $406,676 $554,478 $536,404 $534,205 $886,133 $1,252,969 $925,863 53060 Electric Usage $983 $798 $100 $211 $0 $0 $0 53070 Natural Gas Usage 1,271 696 100 54 0 0 0 53270 Telephone Usage 38,125 39,601 50,317 43,404 49,020 49,755 50,502 Total Usage $40,379 $41,096 $50,517 $43,668 $49,020 $49,755 $50,502 54010 Postage $8 $0 $0 $0 $0 $0 $0 54050 Office System Services 138,905 52,067 140,360 55,518 92,000 170,748 97,115 54060 Printing Services 11,072 11,231 16,960 15,492 16,710 17,027 17,368 54080 Advertising Services 2,425 2,528 8,750 7,750 59,750 60,885 62,103 54100 Travel Expenses 173,149 202,794 239,623 238,351 260,004 264,944 270,243 54120 Photo Services 0 0 500 375 300 306 312 54140 Training Programs/Seminar Fees 34,328 34,569 50,240 45,529 49,970 50,919 51,938 54160 Data Imaging Services 97,778 21,607 54,500 39,000 44,000 44,836 45,733 54180 Courier And Freight 19,954 41,984 43,780 42,509 42,000 42,798 43,654 54190 Property & Other Space Rental 83,268 93,027 74,500 90,152 64,600 65,827 67,144 54420 Court Costs & Lien Fees 2,410 2,384 2,800 2,103 2,800 2,853 2,910 54440 Easement Acquisitions/Fees 14,227 14,623 30,000 21,000 15,000 15,285 15,591 54470 Water Agency Data Services 0 0 1 0 0 0 0 54520 Professional Service 108,270 75,730 137,400 145,405 382,500 507,643 476,191 54530 Building Repairs & Services 2,159 7,795 500 1,745 500 510 520 110 Metropolitan St. Louis Sewer District FY17 General Fund Budget and Two Year Projection T8000 - Engineering Department Actual Actual Budget Forecast Budget Projected Projected FY14 FY15 FY16 FY16 FY17 FY18 FY19 54540 Janitorial Services 28,412 31,860 37,250 36,595 37,000 37,703 38,457 54560 Motor Vehicle Services 5,439 13,066 7,200 9,231 8,448 8,609 8,781 54570 Machinery & Equipment Services 1,080 832 1,200 1,531 1,500 1,529 1,559 54580 Equipment Rental 2,632 1,365 4,000 2,000 4,000 4,076 4,158 54610 Instrument Repair Services 66,876 46,909 50,200 50,000 60,800 61,955 63,194 54630 HVAC Services 2,622 0 37,200 32,375 3,200 3,261 3,326 54640 Damage Repairs & Services 0 0 7,000 4,000 7,000 7,133 7,276 54650 Waste Hauling 16,062 12,409 17,150 14,720 18,150 18,495 18,865 54670 Other Governmental Fees 7,084 2,789 5,950 5,000 5,950 6,063 6,184 54680 Laboratory Testing Services 26,061 34,525 35,000 40,000 35,000 35,665 36,378 54690 Safety Services 349 0 0 0 0 0 0 54700 Asbestos Removal Services 0 3,978 0 94 0 0 0 54710 Community Outreach Programs 10,630 13,847 14,500 15,000 19,000 19,361 19,748 54720 Tree Removal/Weed Spraying 0 700 4,000 2,000 2,000 2,038 2,079 Total Contractual Services $855,200 $722,616 $1,020,564 $917,473 $1,232,182 $1,450,468 $1,360,825 55060 Motor Vehicles $0 $0 $0 $0 $72,000 $73,368 $0 55080 Instruments & Apparatus 5,244 29,454 151,000 141,000 139,000 162,021 144,474 55090 Furniture & Office Equipment 0 0 0 0 4,950 5,044 0 55110 Computer Equipment 94,354 0 0 0 9,000 9,171 0 Total Capital Outlay $99,598 $29,454 $151,000 $141,000 $224,950 $249,604 $144,474 Total T8000 - Engineering Department General Fund Operating Expense $22,561,409 $22,840,231 $25,011,220 $23,703,881 $26,210,016 $27,649,637 $27,909,829 111 OPERATIONS Director of Operations Collection Systems Pump Stations Support Services Finance Operations Engineering Executive Director General Counsel Rate Commission Secretary-Treasurer Internal Auditor Civil Service Commission Information Systems Human Resources Treatment Plants Board of Trustees 112 Metropolitan St. Louis Sewer District FY17 General Fund Budget and Two Year Projection T6000 - Operations Department Actual Actual Budget Forecast Budget Projected Projected FY14 FY15 FY16 FY16 FY17 FY18 FY19 51010 Salaries & Wages $34,010,477 $34,740,451 $37,160,955 $35,821,547 $38,204,282 $39,625,177 $40,840,197 51020 Overtime 2,651,910 2,683,803 2,402,917 3,174,653 2,408,702 2,477,561 2,553,563 51025 Labor Cost Allocation (513)0 0 0 0 0 0 51030 Compensatory Pay Accrual 1,612 6,296 0 0 0 0 0 51060 Worker's Compensation Pay 36,555 62,500 0 101,644 0 0 0 51100 Emp Service & Incentive Awards 54 0 0 0 0 0 0 51120 Membership & Licensing Fees 147,578 139,812 147,732 148,802 58,549 58,927 60,105 51210 FICA Taxes 2,679,947 2,746,178 3,013,264 3,050,012 3,085,105 2,961,460 3,052,264 51220 Group Insurance 4,588,938 5,519,237 6,043,339 5,135,376 5,930,923 6,551,527 7,085,660 51230 Pension Contribution 7,178,988 6,562,040 7,012,363 6,236,396 7,194,934 7,215,934 7,215,934 51231 Pension Contributions-DC Plan 0 0 0 762,887 0 0 0 51234 EAP 8,921 8,929 0 2,261 0 16 0 51510 Temporary Help 0 40,500 0 2,500 0 0 0 Total Personnel Services $51,304,465 $52,509,747 $55,780,570 $54,436,079 $56,882,495 $58,890,601 $60,807,724 52010 Fuels,Lubricants,Gases $1,493,229 $1,255,802 $1,574,008 $1,294,950 $1,382,815 $1,361,705 $1,394,136 52020 Motor Vehicle Parts & Equip 347,743 423,869 408,732 420,116 450,328 459,216 468,330 52030 Machinery & Equipment Parts 2,599,932 3,705,706 3,298,690 3,449,971 3,781,287 3,853,305 3,930,334 52040 Machinery & Equipment - Non-Capital 39,924 116,220 428,200 347,344 192,175 195,826 199,743 52050 Construction & Bldg Supplies 2,272,867 2,138,030 2,462,726 2,496,182 2,392,143 2,437,594 2,486,346 52060 Building - Non-Capital 0 0 0 0 9,500 9,681 34,874 52070 Hardware 107,241 115,072 113,398 113,092 116,138 118,362 120,725 52080 Hose Supplies 282,756 219,999 260,654 306,562 263,852 268,865 274,242 52090 Electrical Supplies 668,900 944,407 983,129 989,992 1,061,130 1,081,291 1,102,917 52100 Instrument Supplies 463,438 1,499,512 626,396 624,864 886,481 903,324 921,391 52110 Chemical Supplies 2,503,663 3,787,944 4,260,960 4,120,306 4,067,406 4,144,687 4,227,580 52120 Laboratory Supplies 7,542 7,502 8,060 8,836 11,158 11,370 11,597 52150 Plumbing Supplies 404,455 378,671 584,096 520,414 543,712 554,043 565,123 52160 Paint Supplies 52,456 50,215 65,968 67,875 65,440 66,683 68,017 52170 Safety Supplies 323,741 396,793 334,530 340,238 374,242 380,522 388,128 52220 Janitorial Supplies 109,808 106,806 122,937 122,598 130,129 132,601 135,253 113 Metropolitan St. Louis Sewer District FY17 General Fund Budget and Two Year Projection T6000 - Operations Department Actual Actual Budget Forecast Budget Projected Projected FY14 FY15 FY16 FY16 FY17 FY18 FY19 52240 Hand Tools 293,184 350,880 282,456 302,840 297,906 301,409 310,538 52280 Uniforms 231,821 230,925 283,096 282,234 314,534 310,659 316,863 52300 Safety Footwear 106,864 110,620 119,800 114,495 123,000 121,461 123,886 52310 Telephone/Communic Equip/Suppl 14,090 11,250 12,380 45,050 18,231 14,573 14,864 52320 Office Supplies 56,537 52,261 42,110 40,638 42,305 43,109 43,971 52330 Computer Supplies 90,530 134,455 85,884 76,154 98,128 99,992 101,992 52340 Computer Equipment - Non-Capital 62,368 56,992 34,460 49,761 77,215 41,499 42,329 52360 Grounds Supplies 21,722 19,411 25,846 22,397 26,324 26,824 27,361 52370 Photo & Video Supplies 6,602 11,279 3,476 9,806 7,798 7,946 8,105 52380 Publications/Training Supplies 2,272 6,778 7,389 5,979 8,234 8,390 8,558 52390 Administrative Supplies 8,204 5,077 12,984 10,752 14,053 14,320 14,606 52400 Furniture & Office Equipment - Non-Capital 34,866 39,627 18,740 30,763 22,400 22,826 23,282 52990 Inventory (I/D)42,719 140,509 0 (126,629)0 0 0 52991 Inventory Obsolence 521,900 (108,815)0 4,062 0 0 0 52999 Inventory Expense Control Account 0 5,417 0 480 0 0 0 Total Supplies $13,171,376 $16,213,214 $16,461,105 $16,092,123 $16,778,065 $16,992,085 $17,365,093 53060 Electric Usage $11,196,694 $12,742,310 $12,951,068 $13,520,038 $13,066,496 $13,265,993 $13,461,430 53070 Natural Gas Usage 2,113,304 2,028,437 2,073,103 2,114,780 2,160,855 2,194,768 2,226,167 53080 Water Usage 490,629 579,595 664,044 549,680 604,795 613,867 623,075 53270 Telephone Usage 321,770 250,214 303,702 291,889 276,291 275,653 279,788 Total Usage $14,122,398 $15,600,556 $15,991,917 $16,476,388 $16,108,437 $16,350,281 $16,590,460 54010 Postage $110 $58 $330 $220 $326 $332 $339 54050 Office System Services 48,795 21,469 3,923 9,694 7,793 7,941 8,100 54060 Printing Services 2,953 4,552 10,075 8,242 9,465 9,645 9,838 54100 Travel Expenses 51,933 58,642 69,113 69,727 79,601 85,331 87,038 54120 Photo Services 600 0 0 0 0 0 0 54140 Training Programs/Seminar Fees 117,939 97,608 100,770 123,758 78,480 79,360 80,947 54141 Required Training Programs 0 1,150 0 2,203 0 0 0 54180 Courier And Freight 85,347 85,008 97,082 98,536 94,668 96,670 98,396 114 Metropolitan St. Louis Sewer District FY17 General Fund Budget and Two Year Projection T6000 - Operations Department Actual Actual Budget Forecast Budget Projected Projected FY14 FY15 FY16 FY16 FY17 FY18 FY19 54190 Property & Other Space Rental 0 13,762 14,250 14,160 27,600 28,124 28,687 54520 Professional Service 568,599 1,698,440 1,380,500 1,279,072 1,097,000 1,117,843 1,140,200 54530 Building Repairs & Services 657,032 1,450,370 1,519,037 1,739,395 1,375,730 1,501,869 1,304,906 54540 Janitorial Services 818,235 840,055 893,284 887,033 884,437 901,241 919,266 54550 Grounds Services 609,664 558,436 889,638 713,488 757,373 771,763 787,198 54560 Motor Vehicle Services 250,228 356,275 324,584 514,982 334,783 341,495 348,250 54570 Machinery & Equipment Services 3,046,144 2,591,516 2,842,652 3,054,253 3,086,089 3,144,882 3,207,746 54580 Equipment Rental 328,723 243,947 297,384 362,040 419,486 427,456 436,005 54590 Sewer Rep & Structure Cleaning 1,062,383 1,480,852 1,541,172 1,687,015 1,451,629 1,458,830 1,508,794 54600 Electrical Repair Services 540,946 485,512 802,776 845,632 704,575 717,962 732,321 54610 Instrument Repair Services 481,206 268,500 320,382 436,673 313,715 319,676 326,069 54620 Plumbing Services 407,473 254,702 438,724 690,390 651,996 664,384 677,672 54630 HVAC Services 282,952 260,432 294,648 331,740 214,917 289,000 223,380 54640 Damage Repairs & Services 132,622 27,901 24,400 116,833 21,400 21,807 22,243 54650 Waste Hauling 1,267,529 1,358,675 1,343,813 1,349,477 1,545,106 1,574,463 1,605,952 54660 Ash Hauling 458,114 444,749 255,000 255,000 792,000 815,760 840,233 54670 Other Governmental Fees 865,372 863,835 953,633 907,760 1,162,540 1,184,628 1,208,321 54680 Laboratory Testing Services 334,222 309,414 409,780 459,486 316,850 322,870 329,328 54690 Safety Services 42,119 44,281 97,488 103,560 109,983 112,073 114,314 54700 Asbestos Removal Services 27,377 65,086 25,000 45,197 52,500 53,498 54,567 54720 Tree Removal/Weed Spraying 91,777 214,591 238,500 269,768 258,000 262,902 268,160 Total Contractual Services $12,580,393 $14,099,818 $15,187,938 $16,375,331 $15,848,041 $16,311,804 $16,368,270 55010 Land Purchases $1,618 $0 $0 $0 $0 $0 $0 55020 Building Purchases 0 0 0 0 0 500,000 0 55030 Structural Improvements 203,793 62,653 190,000 140,000 150,000 152,850 155,907 55040 Processing Equipment 785,338 598,412 240,000 328,296 240,000 244,560 249,451 55050 Auxiliary Equipment 0 13,970 14,600 (270)0 0 0 55060 Motor Vehicles 1,931,187 2,766,895 2,365,000 2,315,000 3,665,000 3,307,000 3,118,140 55070 Machinery & Implements 186,654 337,649 879,000 701,534 225,000 229,275 233,861 55080 Instruments & Apparatus 132,300 293,336 159,500 46,500 190,500 168,645 172,017 115 Metropolitan St. Louis Sewer District FY17 General Fund Budget and Two Year Projection T6000 - Operations Department Actual Actual Budget Forecast Budget Projected Projected FY14 FY15 FY16 FY16 FY17 FY18 FY19 55090 Furniture & Office Equipment 0 0 5,600 5,300 24,950 22,367 22,814 55110 Computer Equipment 19,597 9,455 8,500 63,900 11,800 25,006 25,506 Total Capital Outlay $3,260,487 $4,082,370 $3,862,200 $3,600,260 $4,507,250 $4,649,703 $3,977,697 Total T6000 - Operations Department General Fund Operating Expense $94,439,120 $102,505,706 $107,283,730 $106,980,181 $110,124,289 $113,194,474 $115,109,244 116 REVENUEFUNDSThese funds were established to account for proceeds from the wastewater andstormwater user charges of the District. These revenues provide for theoperation, maintenance and improvementof the District’s sewer infrastructure.In April 2016 the stormwater user charge was eliminated when voters approved adistrict-wide property tax. This property tax will be recorded in the OMCI section.117 METROPOLITAN ST. LOUIS SEWER DISTRICT CHANGES IN FUND BALANCE 3000 - Revenue Funds FY14 FY15 FY16 FY16 FY17 FY18 FY19 Actual Actual Budget Forecast Budget Budget Budget FUND BALANCE B.O.P.$0 $0 $0 $0 $0 $0 $0 Revenues: Wastewater User Charge 245,555,629 279,555,882 313,049,235 306,549,235 338,418,891 372,015,861 411,446,084 Stormwater User Charge 1,370,514 1,409,239 1,395,276 1,395,276 0 - - Total Revenues 246,926,142 280,965,121 314,444,511 307,944,511 338,418,891 372,015,861 411,446,084 Expenditures: Total Expenditures 0 0 0 0 0 - - Net Operating Income (Loss) 246,926,142 280,965,121 314,444,511 307,944,511 338,418,891 372,015,861 411,446,084 Interfund Transfers (246,926,142) (280,965,121) (314,444,511) (307,944,511) (338,418,891) (372,015,861) (411,446,084) Increase (Decrease) in Fund Bal.0 0 0 0 0 - - Percentage of Change 0%0%0%0%0%0%0% FUND BALANCE E.O.P.$0 $0 $0 $0 $0 $0 $0 118 Projected RevenueWASTEWATER USER CHARGEMetered Single Family148,558,020$                 Unmetered Single Family35,213,844                     Metered Multi-Family34,015,228                     Unmetered Multi-Family19,492,078                     Non-residential94,879,434                     Extra Strength Surcharges7,084,016                        Less: Customer Assistance Credits(823,728)                          Subtotal WASTEWATER USER CHARGE338,418,891$                 GENERAL FUND USER CHARGESBad Debt Provision(2,724,000)$                    Adjustments, Late Charges & Other3,759,996                        1,035,996$                     USER CHARGE REVENUE339,454,887$                  METROPOLITAN ST. LOUIS SEWER DISTRICTProjected User Charge RevenueFY17 BUDGETCOMPOSITE119 METROPOLITAN ST. LOUIS SEWER DISTRICT CHANGES IN FUND BALANCE 3306 - Wastewater Revenue Fund FY14 FY15 FY16 FY16 FY17 FY18 FY19 Actual Actual Budget Forecast Budget Budget Budget FUND BALANCE B.O.P.$0 $0 $0 $0 $0 $0 $0 Revenues: Wastewater User Charge 245,555,629 279,555,882 313,049,235 306,549,235 338,418,891 372,015,861 411,446,084 Total Revenues 245,555,629 279,555,882 313,049,235 306,549,235 338,418,891 372,015,861 411,446,084 Expenditures: Total Expenditures - - - - - - - Net Operating Income (Loss) 245,555,629 279,555,882 313,049,235 306,549,235 338,418,891 372,015,861 411,446,084 Interfund Transfers (245,555,629) (279,555,882) (313,049,235) (306,549,235) (338,418,891) (372,015,861) (411,446,084) Increase (Decrease) in Fund Bal. - - - - - - - Percentage of Change 0%0%0%0%0%0%0% FUND BALANCE E.O.P.$0 $0 $0 $0 $0 $0 $0 120 RESIDENTIALMetered Single Family 3,624,778 21,732,546 CCFs 19.46 3.59 $148,558,020Customer Assistance Program Credits - Metered 25,610 133,650 CCFs 9.73 1.80 (489,087)Unmetered Single Family 683,189 19.46 13,294,858Rooms Single Family3,899,2562.12 8,266,423Water Closets Single Family 978,8067.92 7,752,144Baths Single Family760,6146.60 5,020,052Separate Showers Single Family 133,3896.60 880,367Customer Assistance Program Credits - Unmetered 14,189 59,325(249,837)Metered MultiFamily 248,551 8,127,695 CCFs 19.46 3.59 34,015,228 Customer Assistance Program Credits - Metered 531 6,075 9.73 1.80 (16,071)Unmetered Multifamily 253,540 19.46 4,933,888Rooms Multifamily2,538,1072.12 5,380,787Water Closets Multifamily 641,1437.92 5,077,853Baths Multifamily594,4846.60 3,923,594Separate Showers Multifamily 26,6606.60 175,956 Customer Assistance Program Credits - Unmetered 3,096 20,602 9.73 (68,733)$236,455,442 70%NON-RESIDENTIALCompliance 1 and Base 278,572 19.46 2.86 6,217,727Compliance 2 and Base 2,284 19.46 57.20 175,091Compliance 3 and Base 6,720 19.46 125.84 976,416Compliance 4 and Base 1,972 19.46 185.90 404,970Compliance 5 and Base 1,224 19.46 243.10 321,373 Total Non-residential Tier Charges 290,772$8,095,578 Volume24,173,776 CCFs3.59 86,783,856Extra Strength SurchargesSuspended Solids over 300 ppm 6,260 Tons 262.00 1,640,120BOD's over 300 ppm7,035 Tons 654.00 4,600,890COD's over 600 ppm2,578 Tons 327.00 843,006$101,963,450 30%$338,418,891100%Subtotal: NON-RESIDENTIALTOTAL WASTEWATER USER CHARGE REVENUEProjected Revenue Percent of TotalSubtotal: RESIDENTIALBase Charge $/serviceCompliance Charge $/serviceVolume Charge $/unitNumber of Accounts Billed (Annualized)Projected Annual VolumeMETROPOLITAN ST. LOUIS SEWER DISTRICTProjected User Charge RevenueWASTEWATER REVENUE FUND (3306)FY17 BUDGET121 FY14 FY15 FY16 FY16 FY17 FY18 FY19 Actual Actual Budget Forecast Budget Budget Budget FUND BALANCE B.O.P.$0 $0 $0 $0 $0 $0 $0 Revenues: Stormwater User Charge 1,370,514 1,409,239 1,395,276 1,395,276 - - - Total Revenues 1,370,514 1,409,239 1,395,276 1,395,276 - - - Expenditures: Total Expenditures - - - - - - - Net Operating Income (Loss) 1,370,514 1,409,239 1,395,276 1,395,276 --- Interfund Transfers (1,370,514)(1,409,239)(1,395,276)(1,395,276) - - - Percentage of Change 0%0%0%0%0%0%0% FUND BALANCE E.O.P.$0 $0 $0 $0 $0 $0 $0 Note: The revenue source for this fund was eliminated when voters approved a 10 cent Districtwide stormwater tax in April 2016. METROPOLITAN ST. LOUIS SEWER DISTRICT CHANGES IN FUND BALANCE 3307 - Stormwater Revenue Fund 122 OMCIFUNDSThese funds were established to account for proceeds from tax levies. Expenditures areprimarily for stormwater sewer improvements and stormwater maintenance and operation.Taxes collected in the various subdistricts must be spent within the subdistrict. Effective in2016 all subdistrict tax rates were voluntarily set to zero. Fund balances will be spent oneither projects or maintenance and operation expense in the respective subdistricts.OPERATION, MAINTENANCE and CONSTRUCTION IMPROVEMENT FUNDS123 FY14FY15FY16FY16FY17FY18FY19ActualActualBudget Forecast BudgetBudgetBudgetFUND BALANCE B.O.P.$56,584,479 $69,066,834 $73,388,359 $76,259,559 $70,789,947 $49,313,035 $44,199,183 Revenues:Taxes9,170,289 8,706,287 8,929,644 8,929,644 25,551,774 25,551,774 25,551,774Interest on Investments322,810 462,599 299,009 299,009 377,717 276,123 238,716Connection and Other Fees6,510 - - - - - -Miscellaneous51,105 - - - - -Total Revenues 9,499,614 9,169,991 9,228,653 9,228,653 25,929,491 25,827,897 25,790,490Expenditures:Contractual Services - - - -383,277 383,277 383,277Construction and Engineering 4,787,293 5,529,096 19,143,500 14,617,536 30,010,000 11,335,000 11,244,000Interfund Labor Transfers 13,881,178 14,383,900 17,087,916 16,859,411 21,812,478 24,019,823 23,245,006Total Expenditures 18,668,471 19,912,995 36,231,416 31,476,947 52,205,755 35,738,099 34,872,283Net Operating Income (Loss) (9,168,858) (10,743,004) (27,002,763) (22,248,294) (26,276,263) (9,910,203) (9,081,792)Interfund Transfers 21,651,213 17,935,730 16,778,682 16,778,682 4,799,351 4,796,350 4,796,350Increase (Decrease) in Fund Bal. 12,482,356 7,192,725 (10,224,081) (5,469,612) (21,476,912) (5,113,852) (4,285,442)Percentage of Change22%10%-14%-7%-30%-10%-10%FUND BALANCE E.O.P.$69,066,834 $76,259,559 $63,164,278 $70,789,947 $49,313,035 $44,199,183 $39,913,741 METROPOLITAN ST. LOUIS SEWER DISTRICTCHANGES IN FUND BALANCE5000 - OMCI Funds124 FY14FY15FY16FY16FY17FY18FY19ActualActualBudget Forecast BudgetBudgetBudgetFUND BALANCE B.O.P.$6,290,972 $8,388,316 $8,044,142 $8,544,835 $7,670,429 $8,568,264 $9,382,064 Revenues:Interest on Investments40,91749,75432,172 32,17240,89241,71042,544Total Revenues 40,91749,75432,172 32,17240,89241,71042,544Expenditures:Construction and Engineering279,28340,585 - -100,000 100,000 100,000Interfund Labor Transfers 7,514,715 6,457,353 7,205,052 7,205,052 4,092,408 4,174,260 4,257,744Total Expenditures 7,793,998 6,497,938 7,205,052 7,205,052 4,192,408 4,274,260 4,357,744Net Operating Income (Loss) (7,753,081) (6,448,185) (7,172,880) (7,172,880) (4,151,516) (4,232,550) (4,315,200)Interfund Transfers 9,850,425 6,604,703 6,298,474 6,298,474 5,049,351 5,046,350 5,046,350Increase (Decrease) in Fund Bal. 2,097,344 156,518 (874,406) (874,406) 897,835 813,800 731,150Percentage of Change33%2%-11%-10%12%9%8%FUND BALANCE E.O.P.$8,388,316 $8,544,835 $7,169,736 $7,670,429 $8,568,264 $9,382,064 $10,113,215 METROPOLITAN ST. LOUIS SEWER DISTRICTCHANGES IN FUND BALANCE5110 - Stormwater Regulatory Fund125 FY14FY15FY16FY16FY17FY18FY19ActualActualBudget Forecast BudgetBudgetBudgetFUND BALANCE B.O.P.$0 $0 $0 $0 $0 $5,283,437 $12,129,203 Revenues:Taxes - - - -25,551,774 25,551,774 25,551,774Interest on Investments - - - -26,78327,31927,865Total Revenues - - - -25,578,557 25,579,093 25,579,639Expenditures:Contractual Services - - - -383,277 383,277 383,277Construction and Engineering - - - -10,920,000 6,320,000 8,309,000Interfund Labor Transfers - - - -8,741,844 11,780,050 10,757,033Total Expenditures - - - -20,045,121 18,483,327 19,449,310Net Operating Income (Loss) 0 0 0 0 5,533,437 7,095,766 6,130,330Interfund Transfers - - - -(250,000) (250,000) (250,000)Increase (Decrease) in Fund Bal. 0 0 0 0 5,283,437 6,845,766 5,880,330Percentage of Change%%%%%130%48%FUND BALANCE E.O.P.$0 $0 $0 $0 $5,283,437 $12,129,203 $18,009,533 METROPOLITAN ST. LOUIS SEWER DISTRICTCHANGES IN FUND BALANCE5120 - Districtwide Stormwater Fund126 METROPOLITAN ST. LOUIS SEWER DISTRICT CHANGES IN FUND BALANCE 5130 - Stormwater Operations and Maintenance Fund FY14 FY15 FY16 FY16 FY17 FY18 FY19 Actual Actual Budget Forecast Budget Budget Budget FUND BALANCE B.O.P.$11,140,613 $18,886,493 $22,459,060 $24,937,493 $29,212,597 $20,393,512 $13,173,866 Revenues: Interest on Investments 62,958 125,051 89,832 89,832 59,443 60,632 61,845 Total Revenues 62,958 125,051 89,832 89,832 59,443 60,632 61,845 Expenditures: Construction and Engineering - - - -2,500,000 -500,000 Interfund Labor Transfers 4,100,552 5,405,078 6,294,936 6,294,936 6,378,528 7,280,278 8,105,381 Total Expenditures 4,100,552 5,405,078 6,294,936 6,294,936 8,878,528 7,280,278 8,605,381 Net Operating Income (Loss) (4,037,594) (5,280,026) (6,205,104) (6,205,104) (8,819,085) (7,219,646) (8,543,536) Interfund Transfers 11,783,473 11,331,026 10,480,208 10,480,208 - - - Increase (Decrease) in Fund Bal.7,745,879 6,051,000 4,275,104 4,275,104 (8,819,085) (7,219,646) (8,543,536) Percentage of Change 70%32%19%17%-30%-35%-65% FUND BALANCE E.O.P.$18,886,493 $24,937,493 $26,734,164 $29,212,597 $20,393,512 $13,173,866 $4,630,329 127 METROPOLITAN ST. LOUIS SEWER DISTRICT CHANGES IN FUND BALANCE 5401 - Bond Place Special Taxing Subdistrict FY14 FY15 FY16 FY16 FY17 FY18 FY19 Actual Actual Budget Forecast Budget Budget Budget FUND BALANCE B.O.P.$211 $14,114 $14,142 $14,193 $14,198 $14,278 $14,358 Revenues: Interest on Investments 59 79 5 5 80 80 80 Total Revenues 59 79 5 5 80 80 80 Expenditures: Construction and Engineering (13,845) - - - - - - Total Expenditures (13,845) - - - - - - Net Operating Income (Loss) 13,903 79 5 5 80 80 80 Increase (Decrease) in Fund Bal.13,903 79 5 5 80 80 80 Percentage of Change 6,589%1%0%0%1%1%1% FUND BALANCE E.O.P.$14,114 $14,193 $14,147 $14,198 $14,278 $14,358 $14,438 128 METROPOLITAN ST. LOUIS SEWER DISTRICT CHANGES IN FUND BALANCE 5563 - Clayton Central OMCI Fund FY14 FY15 FY16 FY16 FY17 FY18 FY19 Actual Actual Budget Forecast Budget Budget Budget FUND BALANCE B.O.P.$2,079,117 $2,131,370 $2,101,125 $2,102,620 $2,074,168 $1,824,439 $1,824,716 Revenues: Taxes 8,601 (20,627) - - - - - Interest on Investments 9,605 12,721 8,400 8,400 10,272 10,477 10,686 Total Revenues 18,205 (7,906)8,400 8,400 10,272 10,477 10,686 Expenditures: Construction and Engineering (42,568) - - -250,000 - - Interfund Labor Transfers 8,520 20,844 36,852 36,852 10,000 10,200 10,404 Total Expenditures (34,048) 20,844 36,852 36,852 260,000 10,200 10,404 Net Operating Income (Loss) 52,253 (28,750) (28,452) (28,452) (249,728)277 282 Increase (Decrease) in Fund Bal.52,253 (28,750) (28,452) (28,452) (249,728)277 282 Percentage of Change 3%-1%-1%-1%-12%0%0% FUND BALANCE E.O.P.$2,131,370 $2,102,620 $2,072,673 $2,074,168 $1,824,439 $1,824,716 $1,824,999 129 METROPOLITAN ST. LOUIS SEWER DISTRICT CHANGES IN FUND BALANCE 5564 - Coldwater Creek OMCI Fund FY14 FY15 FY16 FY16 FY17 FY18 FY19 Actual Actual Budget Forecast Budget Budget Budget FUND BALANCE B.O.P.$7,555,495 $6,820,892 $7,468,305 $7,621,101 $4,027,926 $0 $0 Revenues: Taxes 1,980,359 1,813,497 1,817,113 1,817,113 - - - Interest on Investments 35,174 46,292 29,868 29,868 45,422 - - Miscellaneous -1,099 - - - - - Total Revenues 2,015,533 1,860,887 1,846,981 1,846,981 45,422 0 0 Expenditures: Construction and Engineering 2,348,760 612,538 4,857,000 4,693,000 3,460,000 - - Interfund Labor Transfers 429,538 448,140 747,156 747,156 613,348 - - Total Expenditures 2,778,297 1,060,678 5,604,156 5,440,156 4,073,348 - - Net Operating Income (Loss) (762,764) 800,209 (3,757,175) (3,593,175) (4,027,926) - - Interfund Transfers 28,161 - - - - - - Increase (Decrease) in Fund Bal.(734,603) 800,209 (3,757,175) (3,593,175) (4,027,926) - - Percentage of Change -10%12%-50%-47%-100%0%0% FUND BALANCE E.O.P.$6,820,892 $7,621,101 $3,711,130 $4,027,926 $0 $0 $0 130 METROPOLITAN ST. LOUIS SEWER DISTRICT CHANGES IN FUND BALANCE 5565 - Creve Coeur Frontenac OMCI Fund FY14 FY15 FY16 FY16 FY17 FY18 FY19 Actual Actual Budget Forecast Budget Budget Budget FUND BALANCE B.O.P.$1,685,696 $1,602,634 $1,529,156 $1,580,259 $1,413,939 $0 $0 Revenues: Taxes 727 (6,570) - - - - - Interest on Investments 7,227 8,830 6,120 6,120 10,774 - - Total Revenues 7,954 2,260 6,120 6,120 10,774 - - Expenditures: Construction and Engineering -(50,088) 1,100,000 -1,200,000 - - Interfund Labor Transfers 91,016 74,724 172,440 172,440 224,713 - - Total Expenditures 91,016 24,636 1,272,440 172,440 1,424,713 - - Net Operating Income (Loss) (83,062) (22,376) (1,266,320) (166,320) (1,413,939) - - Increase (Decrease) in Fund Bal.(83,062) (22,376) (1,266,320) (166,320) (1,413,939) - - Percentage of Change -5%-1%-83%-11%-100%0%0% FUND BALANCE E.O.P.$1,602,634 $1,580,259 $262,836 $1,413,939 $0 $0 $0 131 METROPOLITAN ST. LOUIS SEWER DISTRICT CHANGES IN FUND BALANCE 5566 - Deer Creek OMCI Fund FY14 FY15 FY16 FY16 FY17 FY18 FY19 Actual Actual Budget Forecast Budget Budget Budget FUND BALANCE B.O.P.$7,188,807 $9,816,033 $10,206,761 $10,467,197 $10,790,886 $4,475,866 $605,820 Revenues: Taxes 3,451,189 3,487,270 3,496,241 3,496,241 - - - Interest on Investments 47,760 71,618 46,344 46,344 48,980 49,959 17,197 Total Revenues 3,498,949 3,558,889 3,542,585 3,542,585 48,980 49,959 17,197 Expenditures: Construction and Engineering 610,652 2,614,877 4,433,500 2,861,500 5,364,000 3,400,000 464,000 Interfund Labor Transfers 261,071 292,847 357,396 357,396 1,000,000 520,006 - Total Expenditures 871,722 2,907,724 4,790,896 3,218,896 6,364,000 3,920,006 464,000 Net Operating Income (Loss) 2,627,227 651,164 (1,248,311) 323,689 (6,315,020) (3,870,047) (446,803) Increase (Decrease) in Fund Bal.2,627,227 651,164 (1,248,311) 323,689 (6,315,020) (3,870,047) (446,803) Percentage of Change 37%7%-12%3%-59%-86%-74% FUND BALANCE E.O.P.$9,816,033 $10,467,197 $8,958,450 $10,790,886 $4,475,866 $605,820 $159,017 132 METROPOLITAN ST. LOUIS SEWER DISTRICT CHANGES IN FUND BALANCE 5567 - Dellwood Blackjack OMCI Fund FY14 FY15 FY16 FY16 FY17 FY18 FY19 Actual Actual Budget Forecast Budget Budget Budget FUND BALANCE B.O.P.$6,856 $0 $0 $0 $0 $0 $0 Revenues: Taxes (2,558) - - - - - - Total Revenues (2,558) - - - - - - Expenditures: Total Expenditures - - - - - - - Net Operating Income (Loss) (2,558)0 - -0 0 0 Interfund Transfers (4,298) - - - - - - Increase (Decrease) in Fund Bal.(6,856)0 - -0 0 0 Percentage of Change -100%0%0%0%0%0%0% FUND BALANCE E.O.P.$0 $0 $0 $0 $0 $0 $0 133 METROPOLITAN ST. LOUIS SEWER DISTRICT CHANGES IN FUND BALANCE 5569 - Fountain Creek OMCI Fund FY14 FY15 FY16 FY16 FY17 FY18 FY19 Actual Actual Budget Forecast Budget Budget Budget FUND BALANCE B.O.P.$293,462 $251,117 $177,528 $211,438 $39,698 $0 $0 Revenues: Taxes 959 (2,092) - - - - - Interest on Investments 1,741 1,370 708 708 1,137 - - Total Revenues 2,701 (722)708 708 1,137 - - Expenditures: Construction and Engineering -(34,112) 77,000 77,000 - - - Interfund Labor Transfers 45,046 73,068 95,448 95,448 40,835 - - Total Expenditures 45,046 38,956 172,448 172,448 40,835 - - Net Operating Income (Loss) (42,346) (39,679) (171,740) (171,740) (39,698) - - Increase (Decrease) in Fund Bal.(42,346) (39,679) (171,740) (171,740) (39,698) - - Percentage of Change -14%-16%-97%-81%-100%0%0% FUND BALANCE E.O.P.$251,117 $211,438 $5,788 $39,698 $0 $0 $0 134 METROPOLITAN ST. LOUIS SEWER DISTRICT CHANGES IN FUND BALANCE 5571 - Gravois Creek OMCI Fund FY14 FY15 FY16 FY16 FY17 FY18 FY19 Actual Actual Budget Forecast Budget Budget Budget FUND BALANCE B.O.P.$5,428,836 $4,890,500 $4,755,484 $4,972,799 $1,827,218 $0 $0 Revenues: Taxes 1,405,361 1,355,200 1,352,063 1,352,063 - - - Interest on Investments 26,489 38,503 19,020 19,020 49,584 - - Total Revenues 1,431,850 1,393,704 1,371,083 1,371,083 49,584 - - Expenditures: Construction and Engineering 1,717,614 950,000 3,086,000 4,082,000 1,476,000 - - Interfund Labor Transfers 252,572 361,404 434,664 434,664 400,802 - - Total Expenditures 1,970,186 1,311,404 3,520,664 4,516,664 1,876,802 - - Net Operating Income (Loss) (538,336) 82,299 (2,149,581) (3,145,581) (1,827,218) - - Increase (Decrease) in Fund Bal.(538,336) 82,299 (2,149,581) (3,145,581) (1,827,218) - - Percentage of Change -10%2%-45%-63%-100%0%0% FUND BALANCE E.O.P.$4,890,500 $4,972,799 $2,605,903 $1,827,218 $0 $0 $0 135 METROPOLITAN ST. LOUIS SEWER DISTRICT CHANGES IN FUND BALANCE 5574 - Loretta Joplin OMCI Fund FY14 FY15 FY16 FY16 FY17 FY18 FY19 Actual Actual Budget Forecast Budget Budget Budget FUND BALANCE B.O.P.$364,871 $384,222 $401,186 $404,009 $417,331 $418,891 $420,482 Revenues: Taxes 21,592 23,299 21,638 21,638 - - - Interest on Investments 1,549 2,182 1,608 1,608 1,560 1,591 1,623 Total Revenues 23,140 25,481 23,246 23,246 1,560 1,591 1,623 Expenditures: Interfund Labor Transfers 3,790 5,694 9,924 9,924 - - - Total Expenditures 3,790 5,694 9,924 9,924 - - - Net Operating Income (Loss) 19,351 19,787 13,322 13,322 1,560 1,591 1,623 Increase (Decrease) in Fund Bal.19,351 19,787 13,322 13,322 1,560 1,591 1,623 Percentage of Change 5%5%3%3%0%0%0% FUND BALANCE E.O.P.$384,222 $404,009 $414,508 $417,331 $418,891 $420,482 $422,105 136 METROPOLITAN ST. LOUIS SEWER DISTRICT CHANGES IN FUND BALANCE 5576 - Maline Creek OMCI Fund FY14 FY15 FY16 FY16 FY17 FY18 FY19 Actual Actual Budget Forecast Budget Budget Budget FUND BALANCE B.O.P.$2,652,633 $2,942,353 $2,843,043 $2,898,823 $2,371,558 $809,180 $55,052 Revenues: Taxes 602,292 662,775 646,147 646,147 - - - Interest on Investments 11,289 16,439 11,376 11,376 12,622 12,874 6,088 Total Revenues 613,582 679,214 657,523 657,523 12,622 12,874 6,088 Expenditures: Construction and Engineering (12,837) 350,000 1,380,000 775,000 1,475,000 685,000 - Interfund Labor Transfers 340,996 372,744 409,788 409,788 100,000 82,002 - Total Expenditures 328,159 722,744 1,789,788 1,184,788 1,575,000 767,002 - Net Operating Income (Loss) 285,422 (43,530) (1,132,265) (527,265) (1,562,378) (754,128)6,088 Interfund Transfers 4,298 - - - - - - Increase (Decrease) in Fund Bal.289,720 (43,530) (1,132,265) (527,265) (1,562,378) (754,128)6,088 Percentage of Change 11%-1%-40%-18%-66%-93%11% FUND BALANCE E.O.P.$2,942,353 $2,898,823 $1,710,778 $2,371,558 $809,180 $55,052 $61,141 137 METROPOLITAN ST. LOUIS SEWER DISTRICT CHANGES IN FUND BALANCE 5577 - Marlborough OMCI Fund FY14 FY15 FY16 FY16 FY17 FY18 FY19 Actual Actual Budget Forecast Budget Budget Budget FUND BALANCE B.O.P.$324 $0 $0 $0 $0 $0 $0 Revenues: Taxes (220) - - - - - - Total Revenues (220) - - - - - - Expenditures: Total Expenditures - - - - - - - Net Operating Income (Loss) (220)0 - -0 0 0 Interfund Transfers (104) - - - - - - Increase (Decrease) in Fund Bal.(324)0 - -0 0 0 Percentage of Change -100%0%0%0%0%0%0% FUND BALANCE E.O.P.$0 $0 $0 $0 $0 $0 $0 138 METROPOLITAN ST. LOUIS SEWER DISTRICT CHANGES IN FUND BALANCE 5579 - North Affton OMCI Fund FY14 FY15 FY16 FY16 FY17 FY18 FY19 Actual Actual Budget Forecast Budget Budget Budget FUND BALANCE B.O.P.$349,187 $397,706 $449,670 $4,027 $51,267 $26,771 $12,948 Revenues: Taxes 56,867 61,341 59,588 59,588 - - - Interest on Investments 1,543 2,368 1,800 1,800 504 504 117 Total Revenues 58,410 63,709 61,388 61,388 504 504 117 Expenditures: Construction and Engineering -446,000 - - - - - Interfund Labor Transfers 9,891 11,388 14,148 14,148 25,000 14,327 - Total Expenditures 9,891 457,388 14,148 14,148 25,000 14,327 - Net Operating Income (Loss) 48,519 (393,679) 47,240 47,240 (24,496) (13,823)117 Increase (Decrease) in Fund Bal.48,519 (393,679) 47,240 47,240 (24,496) (13,823)117 Percentage of Change 14%-99%11%1,173%-48%-52%1% FUND BALANCE E.O.P.$397,706 $4,027 $496,910 $51,267 $26,771 $12,948 $13,064 139 METROPOLITAN ST. LOUIS SEWER DISTRICT CHANGES IN FUND BALANCE 5580 - North Kinloch OMCI Fund FY14 FY15 FY16 FY16 FY17 FY18 FY19 Actual Actual Budget Forecast Budget Budget Budget FUND BALANCE B.O.P.$19,939 $20,021 $20,059 $20,133 $20,217 $20,397 $20,577 Revenues: Interest on Investments 82 112 84 84 180 180 180 Total Revenues 82 112 84 84 180 180 180 Expenditures: Total Expenditures - - - - - - - Net Operating Income (Loss) 82 112 84 84 180 180 180 Increase (Decrease) in Fund Bal.82 112 84 84 180 180 180 Percentage of Change 0%1%0%0%1%1%1% FUND BALANCE E.O.P.$20,021 $20,133 $20,143 $20,217 $20,397 $20,577 $20,757 140 METROPOLITAN ST. LOUIS SEWER DISTRICT CHANGES IN FUND BALANCE 5581 - Paddock Creek OMCI Fund FY14 FY15 FY16 FY16 FY17 FY18 FY19 Actual Actual Budget Forecast Budget Budget Budget FUND BALANCE B.O.P.$28,255 $0 $0 $0 $0 $0 $0 Revenues: Taxes (1,076) - - - - - - Total Revenues (1,076) - - - - - - Expenditures: Total Expenditures - - - - - - - Net Operating Income (Loss) (1,076)0 - -0 0 0 Interfund Transfers (27,180) - - - - - - Increase (Decrease) in Fund Bal.(28,255)0 - -0 0 0 Percentage of Change -100%0%0%0%0%0%0% FUND BALANCE E.O.P.$0 $0 $0 $0 $0 $0 $0 141 METROPOLITAN ST. LOUIS SEWER DISTRICT CHANGES IN FUND BALANCE 5583 - Sugar Creek OMCI Fund FY14 FY15 FY16 FY16 FY17 FY18 FY19 Actual Actual Budget Forecast Budget Budget Budget FUND BALANCE B.O.P.$1,050,105 $1,269,379 $1,492,522 $1,469,924 $1,451,269 $1,430,810 $579,942 Revenues: Taxes 250,607 270,997 265,597 265,597 - - - Interest on Investments 4,710 7,690 5,976 5,976 4,541 4,632 4,746 Total Revenues 255,317 278,687 271,573 271,573 4,541 4,632 4,746 Expenditures: Construction and Engineering - -230,000 215,000 -830,000 462,000 Interfund Labor Transfers 36,043 78,141 75,228 75,228 25,000 25,500 0 Total Expenditures 36,043 78,141 305,228 290,228 25,000 855,500 462,000 Net Operating Income (Loss) 219,274 200,546 (33,655) (18,655) (20,459) (850,868) (457,254) Increase (Decrease) in Fund Bal.219,274 200,546 (33,655) (18,655) (20,459) (850,868) (457,254) Percentage of Change 21%16%-2%-1%-1%-59%-79% FUND BALANCE E.O.P.$1,269,379 $1,469,924 $1,458,867 $1,451,269 $1,430,810 $579,942 $122,688 142 METROPOLITAN ST. LOUIS SEWER DISTRICT CHANGES IN FUND BALANCE 5584 - University City OMCI Fund FY14 FY15 FY16 FY16 FY17 FY18 FY19 Actual Actual Budget Forecast Budget Budget Budget FUND BALANCE B.O.P.$4,099,461 $4,734,182 $5,291,797 $4,960,233 $5,326,842 $2,094,669 $2,010,851 Revenues: Taxes 928,114 816,366 846,737 846,737 - - - Interest on Investments 18,070 27,639 21,168 21,168 17,827 18,183 18,547 Total Revenues 946,185 844,005 867,905 867,905 17,827 18,183 18,547 Expenditures: Construction and Engineering (29,196) 350,000 490,000 230,000 3,150,000 -1,409,000 Interfund Labor Transfers 340,661 267,953 271,296 271,296 100,000 102,001 104,040 Total Expenditures 311,465 617,953 761,296 501,296 3,250,000 102,001 1,513,040 Net Operating Income (Loss) 634,720 226,052 106,609 366,609 (3,232,173) (83,818) (1,494,493) Increase (Decrease) in Fund Bal.634,720 226,052 106,609 366,609 (3,232,173) (83,818) (1,494,493) Percentage of Change 15%5%2%7%-61%-4%-74% FUND BALANCE E.O.P.$4,734,182 $4,960,233 $5,398,406 $5,326,842 $2,094,669 $2,010,851 $516,358 143 METROPOLITAN ST. LOUIS SEWER DISTRICT CHANGES IN FUND BALANCE 5585 - Upper Paddock Creek OMCI Fund FY14 FY15 FY16 FY16 FY17 FY18 FY19 Actual Actual Budget Forecast Budget Budget Budget FUND BALANCE B.O.P.$618 $0 $0 $0 $0 $0 $0 Revenues: Taxes (275) - - - - - - Total Revenues (275) - - - - - - Expenditures: Total Expenditures - - - - - - - Net Operating Income (Loss) (275)0 - -0 0 0 Interfund Transfers (344) - - - - - - Increase (Decrease) in Fund Bal.(618)0 - -0 0 0 Percentage of Change -100%0%0%0%0%0%0% FUND BALANCE E.O.P.$0 $0 $0 $0 $0 $0 $0 144 METROPOLITAN ST. LOUIS SEWER DISTRICT CHANGES IN FUND BALANCE 5587 - Watkins Creek OMCI Fund FY14 FY15 FY16 FY16 FY17 FY18 FY19 Actual Actual Budget Forecast Budget Budget Budget FUND BALANCE B.O.P.$580,828 $726,949 $395,189 $408,290 $230,303 $67,667 $49,032 Revenues: Taxes 149,839 156,596 149,541 149,541 - - - Interest on Investments 2,901 3,677 1,584 1,584 2,364 2,364 441 Total Revenues 152,739 160,273 151,125 151,125 2,364 2,364 441 Expenditures: Construction and Engineering (86,848) 360,000 - -115,000 - - Interfund Labor Transfers 93,466 118,932 329,112 329,112 50,000 20,999 - Total Expenditures 6,618 478,932 329,112 329,112 165,000 20,999 - Net Operating Income (Loss) 146,121 (318,659) (177,987) (177,987) (162,636) (18,635)441 Increase (Decrease) in Fund Bal.146,121 (318,659) (177,987) (177,987) (162,636) (18,635)441 Percentage of Change 25%-44%-45%-44%-71%-28%1% FUND BALANCE E.O.P.$726,949 $408,290 $217,202 $230,303 $67,667 $49,032 $49,473 145 METROPOLITAN ST. LOUIS SEWER DISTRICT CHANGES IN FUND BALANCE 5588 - Wedgewood Creek OMCI Fund FY14 FY15 FY16 FY16 FY17 FY18 FY19 Actual Actual Budget Forecast Budget Budget Budget FUND BALANCE B.O.P.$637 $0 $0 $0 $0 $0 $0 Revenues: Taxes 1 - - - - - - Total Revenues 1 - - - - - - Expenditures: Total Expenditures - - - - - - - Net Operating Income (Loss) 1 0 - -0 0 0 Interfund Transfers (638) - - - - - - Increase (Decrease) in Fund Bal.(637)0 - -0 0 0 Percentage of Change -100%0%0%0%0%0%0% FUND BALANCE E.O.P.$0 $0 $0 $0 $0 $0 $0 146 METROPOLITAN ST. LOUIS SEWER DISTRICT CHANGES IN FUND BALANCE 5589 - Wellston OMCI Fund FY14 FY15 FY16 FY16 FY17 FY18 FY19 Actual Actual Budget Forecast Budget Budget Budget FUND BALANCE B.O.P.$150,191 $155,821 $180,550 $172,470 $192,157 $193,657 $195,156 Revenues: Taxes 41,175 32,507 31,171 31,171 - - - Interest on Investments 602 867 720 720 1,500 1,499 1,756 Total Revenues 41,777 33,374 31,891 31,891 1,500 1,499 1,756 Expenditures: Interfund Labor Transfers 36,147 16,725 12,204 12,204 - - - Total Expenditures 36,147 16,725 12,204 12,204 - - - Net Operating Income (Loss) 5,630 16,649 19,687 19,687 1,500 1,499 1,756 Increase (Decrease) in Fund Bal.5,630 16,649 19,687 19,687 1,500 1,499 1,756 Percentage of Change 4%11%11%11%1%1%1% FUND BALANCE E.O.P.$155,821 $172,470 $200,237 $192,157 $193,657 $195,156 $196,912 147 METROPOLITAN ST. LOUIS SEWER DISTRICT CHANGES IN FUND BALANCE 5590 - Mo River Bonfil Subd #448 OMCI Fund FY14 FY15 FY16 FY16 FY17 FY18 FY19 Actual Actual Budget Forecast Budget Budget Budget FUND BALANCE B.O.P.$2,038,028 $2,045,183 $2,190,949 $2,191,585 $560,345 $574,277 $588,487 Revenues: Taxes 7,366 (71,551) - - - - - Interest on Investments 9,789 12,471 8,760 8,760 13,932 14,210 14,495 Total Revenues 17,156 (59,080)8,760 8,760 13,932 14,210 14,495 Expenditures: Construction and Engineering 10,000 (205,482) 2,000,000 1,640,000 - - - Total Expenditures 10,000 (205,482) 2,000,000 1,640,000 - - - Net Operating Income (Loss) 7,156 146,402 (1,991,240) (1,631,240) 13,932 14,210 14,495 Increase (Decrease) in Fund Bal.7,156 146,402 (1,991,240) (1,631,240) 13,932 14,210 14,495 Percentage of Change 0%7%-91%-74%2%2%2% FUND BALANCE E.O.P.$2,045,183 $2,191,585 $199,709 $560,345 $574,277 $588,487 $602,982 148 METROPOLITAN ST. LOUIS SEWER DISTRICT CHANGES IN FUND BALANCE 5591 - Meramec River Basin Subd #449 OMCI Fund FY14 FY15 FY16 FY16 FY17 FY18 FY19 Actual Actual Budget Forecast Budget Budget Budget FUND BALANCE B.O.P.$128,766 $196,475 $135,151 $128,875 $2,174,379 $2,197,351 $2,220,782 Revenues: Taxes 9,261 (81,206) - - - - - Interest on Investments 23,450 13,605 540 540 22,972 23,431 23,900 Connection and Other Fees 6,510 - - - - - - Total Revenues 39,221 (67,601)540 540 22,972 23,431 23,900 Expenditures: Construction and Engineering (11,172) - -(2,044,964) - - - Total Expenditures (11,172) - -(2,044,964) - - - Net Operating Income (Loss) 50,393 (67,601)540 2,045,504 22,972 23,431 23,900 Interfund Transfers 17,316 - - - - - - Increase (Decrease) in Fund Bal.67,709 (67,601)540 2,045,504 22,972 23,431 23,900 Percentage of Change 53%-34%0%1,587%1%1%1% FUND BALANCE E.O.P.$196,475 $128,875 $135,691 $2,174,379 $2,197,351 $2,220,782 $2,244,682 149 METROPOLITAN ST. LOUIS SEWER DISTRICT CHANGES IN FUND BALANCE 5592 - Shrewsbury Br Of River Des Per OMCI Fund FY14 FY15 FY16 FY16 FY17 FY18 FY19 Actual Actual Budget Forecast Budget Budget Budget FUND BALANCE B.O.P.$91,739 $173,917 $192,336 $193,962 $212,655 $213,160 $213,674 Revenues: Taxes 86,000 19,958 19,929 19,929 - - - Interest on Investments 530 1,028 768 768 504 515 525 Total Revenues 86,530 20,986 20,697 20,697 504 515 525 Expenditures: Interfund Labor Transfers 4,352 941 2,004 2,004 - - - Total Expenditures 4,352 941 2,004 2,004 - - - Net Operating Income (Loss) 82,178 20,045 18,693 18,693 504 515 525 Increase (Decrease) in Fund Bal.82,178 20,045 18,693 18,693 504 515 525 Percentage of Change 90%12%10%10%0%0%0% FUND BALANCE E.O.P.$173,917 $193,962 $211,029 $212,655 $213,160 $213,674 $214,199 150 METROPOLITAN ST. LOUIS SEWER DISTRICT CHANGES IN FUND BALANCE 5593 - Sem Br Of River Des Peres OMCI Fund FY14 FY15 FY16 FY16 FY17 FY18 FY19 Actual Actual Budget Forecast Budget Budget Budget FUND BALANCE B.O.P.$1,353,320 $1,477,776 $1,566,527 $1,555,223 $710,566 $706,411 $702,172 Revenues: Taxes 163,976 222,494 223,879 223,879 - - - Interest on Investments 5,862 8,668 6,264 6,264 5,845 5,961 6,081 Total Revenues 169,837 231,163 230,143 230,143 5,845 5,961 6,081 Expenditures: Construction and Engineering -94,777 690,000 989,000 - - - Interfund Labor Transfers 45,485 58,938 85,800 85,800 10,000 10,200 10,404 Total Expenditures 45,485 153,716 775,800 1,074,800 10,000 10,200 10,404 Net Operating Income (Loss) 124,352 77,447 (545,657) (844,657) (4,155) (4,239) (4,323) Interfund Transfers 104 - - - - - - Increase (Decrease) in Fund Bal.124,456 77,447 (545,657) (844,657) (4,155) (4,239) (4,323) Percentage of Change 9%5%-35%-54%-1%-1%-1% FUND BALANCE E.O.P.$1,477,776 $1,555,223 $1,020,870 $710,566 $706,411 $702,172 $697,849 151 METROPOLITAN ST. LOUIS SEWER DISTRICT CHANGES IN FUND BALANCE 5594 - Black Creek Subd #455 OMCI Fund FY14 FY15 FY16 FY16 FY17 FY18 FY19 Actual Actual Budget Forecast Budget Budget Budget FUND BALANCE B.O.P.$2,005,511 $1,741,381 $1,473,677 $1,400,071 $0 $0 $0 Revenues: Taxes 10,130 (33,967) - - - - - Interest on Investments 10,504 11,635 5,892 5,892 - - - Miscellaneous 5 6 - - - - - Total Revenues 20,639 (22,326)5,892 5,892 0 0 0 Expenditures: Construction and Engineering 17,450 -800,000 1,100,000 - - - Interfund Labor Transfers 267,319 318,984 534,468 305,963 - - - Total Expenditures 284,769 318,984 1,334,468 1,405,963 - - - Net Operating Income (Loss) (264,130) (341,310) (1,328,576) (1,400,071) - - - Increase (Decrease) in Fund Bal.(264,130) (341,310) (1,328,576) (1,400,071) - - - Percentage of Change -13%-20%-90%-100%0%0%0% FUND BALANCE E.O.P.$1,741,381 $1,400,071 $145,101 $0 $0 $0 $0 152 CONSTRUCTION FUNDSThese funds were established to receive and disburse proceeds from revenue sources forconstruction of improvements to sewerage and drainage collection systems and treatmentfacilities.Capital improvement projects are continued from previous budget years due to difficulties ineasement acquisitions, permit process, design revisions or special requirements. Funding sourcesfor capital improvement projects is primarilyfrom User Charges, Revenue Bonds, Grants andInvestment Income.153 FY14FY15FY16FY16FY17FY18FY19ActualActualBudget Forecast BudgetBudgetBudgetFUND BALANCE B.O.P.$174,403,835 $231,088,241 $113,844,645 $41,991,283 $71,242,680 35,579,989 $27,610,074 Revenues:Revenue Bonds202,388,853 - 191,297,000 251,727,475 232,496,079 264,444,185 301,518,116Interest on Investments2,134,504 2,103,320 355,380 355,380 1,808,233 1,844,397 1,881,285Connection and Other Fees40,095 269,500 -65,000 - - -Miscellaneous1,197,3831,612 - - - - -Total Revenues 205,760,835 2,374,432 191,652,380 252,147,855 234,304,312 266,288,582 303,399,401Expenditures:Construction and Engineering 176,877,551 219,789,349 260,093,000 242,092,478 331,422,000 348,366,000 399,953,000Agency and Other Debt Expense 1,933,355 - -1,803,980 1,500,000 2,250,000 2,700,000Interfund Labor Transfers - - - -7,045,003 8,642,497 9,471,590Total Expenditures 178,810,906 219,789,349 260,093,000 243,896,458 339,967,003 359,258,497 412,124,590Net Operating Income (Loss) 26,949,929 (217,414,918) (68,440,620) 8,251,397 (105,662,691) (92,969,915) (108,725,188)Interfund Transfers 29,734,477 28,317,959 21,000,000 21,000,000 70,000,000 85,000,000 100,000,000Increase (Decrease) in Fund Bal. 56,684,406 (189,096,958) (47,440,620) 29,251,397 (35,662,691) (7,969,915) (8,725,188)Percentage of Change33%-82%-42%70%-50%-22%-32%FUND BALANCE E.O.P.$231,088,241 $41,991,283 $66,404,025 $71,242,680 35,579,989 $27,610,074 $18,884,885 METROPOLITAN ST. LOUIS SEWER DISTRICTCHANGES IN FUND BALANCE6000 - Construction Funds154 FY14FY15FY16FY16FY17FY18FY19ActualActualBudget Forecast BudgetBudgetBudgetFUND BALANCE B.O.P.$768,872 $0 $0 $0 $0 $0 $0 Revenues:Total Revenues - - - - - - -Expenditures:Total Expenditures - - - - - - -Net Operating Income (Loss) 0000000Interfund Transfers(768,872) - - - - - -Increase (Decrease) in Fund Bal.(768,872)000000Percentage of Change-100%%%%%%%FUND BALANCE E.O.P.$0 $0 $0 $0 $0 $0 $0 METROPOLITAN ST. LOUIS SEWER DISTRICTCHANGES IN FUND BALANCE6610 - Caulks Creek Construction Fund155 FY14FY15FY16FY16FY17FY18FY19ActualActualBudget Forecast BudgetBudgetBudgetFUND BALANCE B.O.P.$17,316 $0 $0 $0 $0 $0 $0 Revenues:Total Revenues - - - - - - -Expenditures:Total Expenditures - - - - - - -Net Operating Income (Loss) 0000000Interfund Transfers(17,316) - - - - - -Increase (Decrease) in Fund Bal.(17,316)000000Percentage of Change-100%%%%%%%FUND BALANCE E.O.P.$0 $0 $0 $0 $0 $0 $0 METROPOLITAN ST. LOUIS SEWER DISTRICTCHANGES IN FUND BALANCE6620 - Williams Creek Construction Fund156 FY14FY15FY16FY16FY17FY18FY19ActualActualBudget Forecast BudgetBudgetBudgetFUND BALANCE B.O.P.$171,568,473 $230,797,430 $113,524,643 $41,671,281 $70,921,394 $35,240,006 $27,251,022 Revenues:Revenue Bonds202,388,853 - 191,297,000 251,727,475 232,496,079 264,444,185 301,518,116Interest on Investments2,134,504 2,103,320 354,096 354,096 1,789,537 1,825,327 1,861,834Connection and Other Fees40,095 269,500 -65,000 - - -Miscellaneous1,197,3831,612 - - - - -Total Revenues 205,760,835 2,374,432 191,651,096 252,146,571 234,285,616 266,269,512 303,379,950Expenditures:Construction and Engineering 177,168,396 219,818,540 260,093,000 242,092,478 331,422,000 348,366,000 399,953,000Agency and Other Debt Expense 1,933,355 - -1,803,980 1,500,000 2,250,000 2,700,000Interfund Labor Transfers - - - -7,045,003 8,642,497 9,471,590Total Expenditures 179,101,750 219,818,540 260,093,000 243,896,458 339,967,003 359,258,497 412,124,590Net Operating Income (Loss) 26,659,084 (217,444,109) (68,441,904) 8,250,113 (105,681,387) (92,988,985) (108,744,640)Interfund Transfers 32,569,872 28,317,959 21,000,000 21,000,000 70,000,000 85,000,000 100,000,000Increase (Decrease) in Fund Bal. 59,228,957 (189,126,149) (47,441,904) 29,250,113 (35,681,387) (7,988,985) (8,744,640)Percentage of Change35%-82%-42%70%-50%-23%-32%FUND BALANCE E.O.P.$230,797,430 $41,671,281 $66,082,739 $70,921,394 $35,240,006 $27,251,022 $18,506,382 METROPOLITAN ST. LOUIS SEWER DISTRICTCHANGES IN FUND BALANCE6660 - Sanitary Replacement Fund157 FY14FY15FY16FY16FY17FY18FY19ActualActualBudget Forecast BudgetBudgetBudgetFUND BALANCE B.O.P.$2,049,174 $290,811 $320,002 $320,002 $321,286 $339,982 $359,052 Revenues:Interest on Investments - -1,2841,28418,69619,07019,451Total Revenues - -1,2841,28418,69619,07019,451Expenditures:Construction and Engineering(290,844) (29,191) - - - - -Total Expenditures (290,844) (29,191) - - - - -Net Operating Income (Loss) 290,84429,1911,2841,28418,69619,07019,451Interfund Transfers(2,049,207) - - - - - -Increase (Decrease) in Fund Bal.(1,758,363)29,1911,2841,28418,69619,07019,451Percentage of Change-86%10%%%6%6%5%FUND BALANCE E.O.P.$290,811 $320,002 $321,286 $321,286 $339,982 $359,052 $378,503 METROPOLITAN ST. LOUIS SEWER DISTRICTCHANGES IN FUND BALANCE6700 - Stormwater Replacement Fund158 DEBTSERVICE FUNDSThese funds were established to account for and report principal and interestexpenditures and a portion of bond proceeds representing required reserve amounts.In 2004, 2008 and 2012 St. Louis voters authorized the sale of Wastewater RevenueBonds totaling $1,720 million to fund the District’s wastewater capital improvementprogram. InApril 2016 voters authorized an additional $900 million in revenue bonds.159 FY14FY15FY16FY16FY17FY18FY19ActualActualBudget Forecast BudgetBudgetBudgetFUND BALANCE B.O.P.$47,140,132 $71,843,246 $75,386,637 $73,177,341 $63,453,133 $73,893,784 $89,364,590Revenues:Revenue Bonds9,548,268 - 8,728,000 (439,443) 10,035,190 15,057,236 18,497,619Taxes2 - - - - - -Interest on Investments676,676 516,455 251,952 301,952 405,461 413,570 421,841Total Revenues 10,224,945 516,455 8,979,952 (137,491) 10,440,651 15,470,806 18,919,460Expenditures:Principal Payments 10,037,200 20,252,200 30,342,688 38,533,557 40,834,700 45,975,014 51,842,689Interest Payments 32,802,536 39,890,402 40,621,926 41,870,274 52,512,240 61,934,648 74,143,561Agency and Other Debt Expense 1,594,094 1,705,790 2,516,705 2,664,205 3,926,956 3,961,209 3,981,046Total Expenditures 44,433,830 61,848,392 73,481,319 83,068,036 97,273,896 111,870,871 129,967,296Net Operating Income (Loss) (34,208,885) (61,331,937) (64,501,367) (83,205,527) (86,833,245) (96,400,065) (111,047,836)Interfund Transfers 58,911,998 62,666,032 73,481,319 73,481,319 97,273,896 111,870,871 129,967,296Increase (Decrease) in Fund Bal. 24,703,114 1,334,095 8,979,952 (9,724,208) 10,440,651 15,470,806 18,919,460Percentage of Change52%2%12%-13%16%21%21%FUND BALANCE E.O.P.$71,843,246 $73,177,341 $84,366,589 $63,453,133 $73,893,784 $89,364,590 $108,284,050METROPOLITAN ST. LOUIS SEWER DISTRICTCHANGES IN FUND BALANCE2000 - Principal and Interest Funds160 FY14FY15FY16FY16FY17FY18FY19ActualActualBudget Forecast BudgetBudgetBudgetFUND BALANCE B.O.P.$0 $0 $0 $0 $0 $0 $0 Revenues:Taxes2 - - - - - -Total Revenues 2 - - - - - -Expenditures:Total Expenditures - - - - - - -Net Operating Income (Loss) 2 - - -000Interfund Transfers(2) - - - - - -Increase (Decrease) in Fund Bal. - - - -000Percentage of Change%%%%%%%FUND BALANCE E.O.P.$0 $0 $0 $0 $0 $0 $0 METROPOLITAN ST. LOUIS SEWER DISTRICTCHANGES IN FUND BALANCE2205 - Mississippi River Principal and Interest Fund161 FY14FY15FY16FY16FY17FY18FY19ActualActualBudget Forecast BudgetBudgetBudgetFUND BALANCE B.O.P.$19,691,600 $11,049,660 $12,279,740 $12,937,144 $12,986,260 $13,126,093 $13,268,722 Revenues:Revenue Bonds(19,874,926) - - - - - -Interest on Investments215,3322,07449,116 49,116 139,832 142,629 145,481Total Revenues (19,659,594)2,07449,116 49,116 139,832 142,629 145,481Expenditures:Principal Payments8,352,200 16,372,200 17,338,000 17,338,000 18,119,700 18,480,800 18,971,800Interest Payments2,744,218 5,146,426 4,846,292 4,846,292 4,538,300 4,201,500 3,845,900Agency and Other Debt Expense1,580,926 1,700,090 1,747,137 1,747,137 1,633,400 1,515,900 1,395,600Total Expenditures 12,677,345 23,218,716 23,931,429 23,931,429 24,291,400 24,198,200 24,213,300Net Operating Income (Loss) (32,336,939) (23,216,641) (23,882,313) (23,882,313) (24,151,568) (24,055,571) (24,067,819)Interfund Transfers23,695,000 25,104,125 23,931,429 23,931,429 24,291,400 24,198,200 24,213,300Increase (Decrease) in Fund Bal.(8,641,939) 1,887,48449,116 49,116 139,832 142,629 145,481Percentage of Change-44%17%0%0%1%1%1%FUND BALANCE E.O.P.$11,049,660 $12,937,144 $12,328,856 $12,986,260 $13,126,093 $13,268,722 $13,414,203 METROPOLITAN ST. LOUIS SEWER DISTRICTCHANGES IN FUND BALANCE2804 - Wastewater Principal and Interest Fund 2004A162 FY14FY15FY16FY16FY17FY18FY19ActualActualBudget Forecast BudgetBudgetBudgetFUND BALANCE B.O.P.$6,253,613 $6,317,359 $6,334,683 $6,361,760 $0 $0 $0 Revenues:Revenue Bonds - - - (6,149,000) - - -Interest on Investments66,09742,79125,344 25,344 - - -Total Revenues 66,09742,79125,344 (6,123,656) - - -Expenditures:Interest Payments 2,902,000 2,902,000 2,902,000 1,451,000 - - -Agency and Other Debt Expense2,350750 - - - - -Total Expenditures 2,904,350 2,902,750 2,902,000 1,451,000 - - -Net Operating Income (Loss) (2,838,253) (2,859,959) (2,876,656) (7,574,656) - - -Interfund Transfers2,902,000 2,904,360 2,902,000 1,212,896 - - -Increase (Decrease) in Fund Bal.63,74744,40125,344 (6,361,760) - - -Percentage of Change1%1%0%-100%0%0%0%FUND BALANCE E.O.P.$6,317,359 $6,361,760 $6,360,027 $0 $0 $0 $0 METROPOLITAN ST. LOUIS SEWER DISTRICTCHANGES IN FUND BALANCE2808 - Wastewater Principal and Interest Fund 2006C163 FY14FY15FY16FY16FY17FY18FY19ActualActualBudget Forecast BudgetBudgetBudgetFUND BALANCE B.O.P.$2,806,222 $2,840,497 $2,849,906 $3,266,697 $0 $0 $0 Revenues:Revenue Bonds - - - (3,236,000) - - -Interest on Investments37,06024,69511,400 11,400 - - -Total Revenues 37,06024,69511,400 (3,224,600) - - -Expenditures:Interest Payments 1,632,435 1,632,435 1,632,435 816,218 - - -Agency and Other Debt Expense2,350850 - - - - -Total Expenditures 1,634,785 1,633,285 1,632,435 816,218 - - -Net Operating Income (Loss) (1,597,725) (1,608,590) (1,621,035) (4,040,818) - - -Interfund Transfers1,632,000 2,034,790 1,632,435 774,121 - - -Increase (Decrease) in Fund Bal.34,275 426,20011,400 (3,266,697) - - -Percentage of Change1%15%0%-100%0%0%0%FUND BALANCE E.O.P.$2,840,497 $3,266,697 $2,861,306 $0 $0 $0 $0 METROPOLITAN ST. LOUIS SEWER DISTRICTCHANGES IN FUND BALANCE2810 - Wastewater Principal and Interest Fund 2008A164 FY14FY15FY16FY16FY17FY18FY19ActualActualBudget Forecast BudgetBudgetBudgetFUND BALANCE B.O.P.$3,996,146 $3,888,590 $3,901,884 $3,422,403 $3,438,016 $3,468,132 $3,498,850 Revenues:Interest on Investments33,73633,94015,612 15,61230,11630,71931,333Total Revenues 33,73633,94015,612 15,61230,11630,71931,333Expenditures:Interest Payments3,373,942 3,362,618 3,360,876 3,360,876 3,353,900 3,353,900 3,353,900Agency and Other Debt Expense2,350750 - - - - -Total Expenditures 3,376,292 3,363,368 3,360,876 3,360,876 3,353,900 3,353,900 3,353,900Net Operating Income (Loss) (3,342,556) (3,329,427) (3,345,264) (3,345,264) (3,323,784) (3,323,181) (3,322,567)Interfund Transfers 3,235,000 2,863,240 3,360,876 3,360,876 3,353,900 3,353,900 3,353,900Increase (Decrease) in Fund Bal. (107,556) (466,187) 15,612 15,612 30,116 30,719 31,333Percentage of Change-3%-12%0%0%1%1%1%FUND BALANCE E.O.P.$3,888,590 $3,422,403 $3,917,496 $3,438,016 $3,468,132 $3,498,850 $3,530,183 METROPOLITAN ST. LOUIS SEWER DISTRICTCHANGES IN FUND BALANCE2812 - Wastewater Principal and Interest Fund 2010B165 FY14FY15FY16FY16FY17FY18FY19ActualActualBudget Forecast BudgetBudgetBudgetFUND BALANCE B.O.P.$2,288,374 $2,334,602 $2,344,752 $3,163,353 $3,172,737 $3,202,845 $3,233,555 Revenues:Interest on Investments48,77827,1529,3849,38430,10830,71031,324Total Revenues 48,77827,1529,3849,38430,10830,71031,324Expenditures:Principal Payments1,685,000 1,755,000 1,845,000 1,845,000 1,915,000 2,010,000 2,110,000Interest Payments2,190,700 2,123,300 2,035,550 2,035,550 1,943,300 1,847,600 1,747,100Agency and Other Debt Expense2,850750 - - - - -Total Expenditures 3,878,550 3,879,050 3,880,550 3,880,550 3,858,300 3,857,600 3,857,100Net Operating Income (Loss) (3,829,772) (3,851,898) (3,871,166) (3,871,166) (3,828,192) (3,826,890) (3,825,776)Interfund Transfers 3,876,000 4,680,650 3,880,550 3,880,550 3,858,300 3,857,600 3,857,100Increase (Decrease) in Fund Bal. 46,228 828,752 9,384 9,384 30,108 30,710 31,324Percentage of Change2%35%0%0%1%1%1%FUND BALANCE E.O.P.$2,334,602 $3,163,353 $2,354,136 $3,172,737 $3,202,845 $3,233,555 $3,264,878 METROPOLITAN ST. LOUIS SEWER DISTRICTCHANGES IN FUND BALANCE2816 - Wastewater Principal and Interest Fund 2011B166 FY14FY15FY16FY16FY17FY18FY19ActualActualBudget Forecast BudgetBudgetBudgetFUND BALANCE B.O.P.$12,104,178 $12,339,778 $12,401,667 $12,658,326 $12,708,326 $12,776,709 $12,846,459 Revenues:Interest on Investments238,525 165,452 -50,00068,38369,75071,145Total Revenues 238,525 165,452 -50,00068,38369,75071,145Expenditures:Principal Payments - -5,000,000 5,000,000 5,300,000 5,300,000 5,300,000Interest Payments 10,554,225 10,554,225 10,554,225 10,554,225 10,354,200 10,089,200 9,930,200Agency and Other Debt Expense 2,700 2,200 - - - - -Total Expenditures 10,556,925 10,556,425 15,554,225 15,554,225 15,654,200 15,389,200 15,230,200Net Operating Income (Loss) (10,318,400) (10,390,973) (15,554,225) (15,504,225) (15,585,817) (15,319,450) (15,159,055)Interfund Transfers 10,554,000 10,709,521 15,554,225 15,554,225 15,654,200 15,389,200 15,230,200Increase (Decrease) in Fund Bal. 235,600 318,547 -50,00068,38369,75071,145Percentage of Change2%3%0%0%1%1%1%FUND BALANCE E.O.P.$12,339,778 $12,658,326 $12,401,667 $12,708,326 $12,776,709 $12,846,459 $12,917,605 METROPOLITAN ST. LOUIS SEWER DISTRICTCHANGES IN FUND BALANCE2817 - Wastewater Principal and Interest Fund 2012A167 FY14FY15FY16FY16FY17FY18FY19ActualActualBudget Forecast BudgetBudgetBudgetFUND BALANCE B.O.P.$0 $19,882,118 $22,053,628 $20,020,596 $20,108,808 $20,140,306 $20,172,435 Revenues:Revenue Bonds19,874,926 - - - - - -Interest on Investments(14,778) 136,32588,212 88,21231,49832,12832,771Total Revenues 19,860,148 136,32588,212 88,21231,49832,12832,771Expenditures:Principal Payments -2,125,000 2,325,000 2,325,000 2,570,000 2,775,000 3,095,000Interest Payments 6,777,463 6,777,463 6,713,713 6,713,713 6,620,700 6,572,100 6,506,400Agency and Other Debt Expense 568 200 - - - - -Total Expenditures 6,778,030 8,902,663 9,038,713 9,038,713 9,190,700 9,347,100 9,601,400Net Operating Income (Loss) 13,082,118 (8,766,338) (8,950,501) (8,950,501) (9,159,202) (9,314,972) (9,568,629)Interfund Transfers 6,800,000 8,904,816 9,038,712 9,038,712 9,190,700 9,347,100 9,601,400Increase (Decrease) in Fund Bal. 19,882,118 138,478 88,212 88,212 31,498 32,128 32,771Percentage of Change0%1%0%0%0%0%0%FUND BALANCE E.O.P.$19,882,118 $20,020,596 $22,141,840 $20,108,808 $20,140,306 $20,172,435 $20,205,206 METROPOLITAN ST. LOUIS SEWER DISTRICTCHANGES IN FUND BALANCE2818 - Wastewater Prinicipal and Interest Fund 2012B168 FY14FY15FY16FY16FY17FY18FY19ActualActualBudget Forecast BudgetBudgetBudgetFUND BALANCE B.O.P.$0 $13,190,640 $13,218,347 $9,868,682 $9,921,554 $9,953,508 $9,986,100 Revenues:Revenue Bonds9,548,268 - - - - - -Interest on Investments51,92675,88752,872 52,87231,95332,59233,244Total Revenues 9,600,19475,88752,872 52,87231,95332,59233,244Expenditures:Principal Payments - -1,000,000 1,000,000 3,000,000 3,000,000 3,000,000Interest Payments 2,627,554 7,112,175 7,112,175 7,112,175 7,092,200 6,979,700 6,874,700Agency and Other Debt Expense -200 - - - - -Total Expenditures 2,627,554 7,112,375 8,112,175 8,112,175 10,092,200 9,979,700 9,874,700Net Operating Income (Loss) 6,972,640 (7,036,488) (8,059,303) (8,059,303) (10,060,247) (9,947,108) (9,841,456)Interfund Transfers 6,218,000 3,714,530 8,112,175 8,112,175 10,092,200 9,979,700 9,874,700Increase (Decrease) in Fund Bal. 13,190,640 (3,321,958) 52,872 52,872 31,953 32,592 33,244Percentage of Change0%-25%0%1%0%0%0%FUND BALANCE E.O.P.$13,190,640 $9,868,682 $13,271,219 $9,921,554 $9,953,508 $9,986,100 $10,019,344 METROPOLITAN ST. LOUIS SEWER DISTRICTCHANGES IN FUND BALANCE2819 - Wastewater Principal and Interest Fund 2013B169 FY14FY15FY16FY16FY17FY18FY19ActualActualBudget Forecast BudgetBudgetBudgetFUND BALANCE B.O.P.$0 $0 $2,030 $1,478,379 $1,117,432 $1,119,466 $1,121,542 Revenues:Interest on Investments -8,14012122,0352,0762,117Total Revenues -8,14012122,0352,0762,117Expenditures:Principal Payments - -2,080,000 2,080,000 2,134,000 2,190,000 2,247,000Interest Payments -279,761 797,994 747,994 765,500 732,300 698,100Agency and Other Debt Expense - -519,568 519,568 497,700 475,300 452,300Total Expenditures -279,761 3,397,562 3,347,562 3,397,200 3,397,600 3,397,400Net Operating Income (Loss) 0 (271,621) (3,397,550) (3,347,550) (3,395,165) (3,395,524) (3,395,283)Interfund Transfers -1,750,000 3,397,562 2,986,603 3,397,200 3,397,600 3,397,400Increase (Decrease) in Fund Bal. 0 1,478,379 12 (360,947) 2,035 2,076 2,117Percentage of Change0%0%1%-24%0%0%0%FUND BALANCE E.O.P.$0 $1,478,379 $2,042 $1,117,432 $1,119,466 $1,121,542 $1,123,659 METROPOLITAN ST. LOUIS SEWER DISTRICTCHANGES IN FUND BALANCE2820 - Wastewater Principal and Interest Fund 2013A-1170 FY14FY15FY16FY16FY17FY18FY19ActualActualBudget Forecast BudgetBudgetBudgetFUND BALANCE B.O.P.$0 $0 $0 $0 $0 $2,035 $4,111 Revenues:Revenue Bonds - - 6,546,000 - - - -Interest on Investments - - - -2,0352,0762,117Total Revenues - -6,546,000 -2,0352,0762,117Expenditures:Principal Payments - -566,016 -2,488,000 3,266,000 3,344,000Interest Payments - -500,000 60,000 758,400 874,700 834,700Agency and Other Debt Expense - -187,500 397,500 755,600 721,700 687,500Total Expenditures - -1,253,516 457,500 4,002,000 4,862,400 4,866,200Net Operating Income (Loss) 0 0 5,292,484 (457,500) (3,999,965) (4,860,324) (4,864,083)Interfund Transfers - -1,253,516 457,500 4,002,000 4,862,400 4,866,200Increase (Decrease) in Fund Bal. 0 0 6,546,000 -2,0352,0762,117Percentage of Change0%0%0%0%0%102%51%FUND BALANCE E.O.P.$0 $0 $6,546,000 $0 $2,035 $4,111 $6,228 METROPOLITAN ST. LOUIS SEWER DISTRICTCHANGES IN FUND BALANCE2821 - Wastewater Principal and Interest Fund 2015A171 FY14FY15FY16FY16FY17FY18FY19ActualActualBudget Forecast BudgetBudgetBudgetFUND BALANCE B.O.P.$0 $0 $0 $0 $0 $4,500 $9,090 Revenues:Revenue Bonds - - 2,182,000 8,945,557 - - -Interest on Investments - - - -4,5004,5904,682Total Revenues - -2,182,000 8,945,5574,5004,5904,682Expenditures:Principal Payments - -188,672 8,945,557 2,500,000 2,575,000 2,675,000Interest Payments - -166,667 4,172,232 11,038,900 10,963,900 10,860,900Agency and Other Debt Expense - -62,500 - - - -Total Expenditures - -417,839 13,117,789 13,538,900 13,538,900 13,535,900Net Operating Income (Loss) 0 0 1,764,161 (4,172,232) (13,534,400) (13,534,310) (13,531,218)Interfund Transfers - -417,839 4,172,232 13,538,900 13,538,900 13,535,900Increase (Decrease) in Fund Bal. 0 0 2,182,000 -4,5004,5904,682Percentage of Change%%%%%102%52%FUND BALANCE E.O.P.$0 $0 $2,182,000 $0 $4,500 $9,090 $13,772 METROPOLITAN ST. LOUIS SEWER DISTRICTCHANGES IN FUND BALANCE2822 - Wastewater Principal and Interest Fund 2015B172 FY14FY15FY16FY16FY17FY18FY19ActualActualBudget Forecast BudgetBudgetBudgetFUND BALANCE B.O.P.$0 $0 $0 $0 $0 $10,100,190 $25,223,726 Revenues:Revenue Bonds - - - - 10,035,190 15,057,236 18,497,619Interest on Investments - - - -65,00066,30067,626Total Revenues - - - -10,100,190 15,123,536 18,565,245Expenditures:Principal Payments - - - -2,808,000 6,378,214 11,099,889Interest Payments - - - -6,046,840 16,319,748 29,491,661Agency and Other Debt Expense - - - -1,040,256 1,248,309 1,445,646Total Expenditures - - - -9,895,096 23,946,271 42,037,196Net Operating Income (Loss) 0 0 0 0 205,094 (8,822,735) (23,471,951)Interfund Transfers - - - -9,895,096 23,946,271 42,037,196Increase (Decrease) in Fund Bal. 0 0 0 0 10,100,190 15,123,536 18,565,245Percentage of Change%%%%%150%74%FUND BALANCE E.O.P.$0 $0 $0 $0 $10,100,190 $25,223,726 $43,788,972 METROPOLITAN ST. LOUIS SEWER DISTRICTCHANGES IN FUND BALANCEProposed Principal and Interest Bond 1173 Fiscal Year 2017 BUDGET174 SPECIAL FUNDSIMPROVEMENT FUND:A fund to pay the cost of any improvements or to purchase any special tax bills issued for any improvement. The fund can receivemonies from the General Fund, bond issues, collection of special benefit assessments or special tax bills, sale of special tax bills, or anyother source provided by law.WATER BACKUP INSURANCE & REIMBURSEMENT FUND:A fund to be used to respond to water backups caused by overcharged lines or blocked mains. This fund will administer the WaterBackup Insurance and Reimbursement Program.GENERALINSURANCE FUND:A fund to be used to pay the cost of workers’compensation claims, property insurance, general liability, auto liability, flood insuranceand all expenses (i.e. premiums, claims, claim expenses, claim recoveries and claim accruals) related to these coverages.EMERGENCY FUNDS:Funds to be used for emergency sewer repairs and replacements in the operation and maintenance of the District that are of such anature as to be non-measureable in the budgeting and appropriations of annual revenues.Special Funds of the District are comprised of the following:175 FY14FY15FY16FY16FY17FY18FY19ActualActualBudget Forecast BudgetBudgetBudgetFUND BALANCE B.O.P.$13,934,431 $17,869,422 $17,686,782 $18,450,226 $14,265,022 $19,527,600 $22,160,486 Revenues:Interest on Investments95,753 122,65076,056 76,05685,37887,08588,827Connection and Other Fees968,084 1,440,668 985,000 985,000 1,038,000 1,038,000 1,038,000Miscellaneous(3,230) 120,715 - - - - -Total Revenues 1,060,607 1,684,033 1,061,056 1,061,056 1,123,378 1,125,085 1,126,827Expenditures:Personnel Services 283,312 706,432 665,000 1,151,513 675,000 696,300 717,600Contractual Services 3,945,934 7,668,581 8,533,995 14,274,747 8,170,800 8,428,600 8,701,300Construction and Engineering (353,631) 1,775,583 1,250,000 2,170,000 - - -Interfund Labor Transfers - - - -115,000 117,300 119,646Total Expenditures 3,875,616 10,150,596 10,448,995 17,596,260 8,960,800 9,242,200 9,538,546Net Operating Income (Loss) (2,815,008) (8,466,562) (9,387,939) (16,535,204) (7,837,422) (8,117,115) (8,411,719)Interfund Transfers 6,750,000 9,047,366 9,850,000 12,350,000 13,100,000 10,750,000 11,000,000Increase (Decrease) in Fund Bal. 3,934,992 580,804 462,061 (4,185,204) 5,262,578 2,632,885 2,588,281Percentage of Change28%3%3%-23%37%13%12%FUND BALANCE E.O.P.$17,869,422 $18,450,226 $18,148,843 $14,265,022 $19,527,600 $22,160,486 $24,748,767 METROPOLITAN ST. LOUIS SEWER DISTRICTCHANGES IN FUND BALANCE4000 - Special Funds176 FY14FY15FY16FY16FY17FY18FY19ActualActualBudget Forecast BudgetBudgetBudgetFUND BALANCE B.O.P.$3,001,669 $3,986,619 $4,038,722 $4,973,201 $5,426,753 $6,406,283 $7,384,643 Revenues:Interest on Investments18,96327,05618,552 18,55216,53016,86017,198Connection and Other Fees968,084 1,440,668 985,000 985,000 1,038,000 1,038,000 1,038,000Miscellaneous(3,230) 118,858 - - - - -Total Revenues 983,818 1,586,582 1,003,552 1,003,552 1,054,530 1,054,860 1,055,198Expenditures:Construction and Engineering (1,131) 600,000 500,000 550,000 - - -Interfund Labor Transfers - - - -75,00076,50078,030Total Expenditures (1,131) 600,000 500,000 550,00075,00076,50078,030Net Operating Income (Loss) 984,949 986,582 503,552 453,552 979,530 978,360 977,168Increase (Decrease) in Fund Bal.984,949 986,582 503,552 453,552 979,530 978,360 977,168Percentage of Change33%25%12%9%18%15%13%FUND BALANCE E.O.P.$3,986,619 $4,973,201 $4,542,274 $5,426,753 $6,406,283 $7,384,643 $8,361,811 METROPOLITAN ST. LOUIS SEWER DISTRICTCHANGES IN FUND BALANCE4102 - Improvement Fund177 FY14FY15FY16FY16FY17FY18FY19ActualActualBudget Forecast BudgetBudgetBudgetFUND BALANCE B.O.P.$4,055,209 $5,872,912 $5,996,939 $5,699,690 $2,532,678 $5,969,377 $6,745,847 Revenues:Interest on Investments30,87139,16823,988 23,98833,50034,17034,853Total Revenues 30,87139,16823,988 23,98833,50034,17034,853Expenditures:Contractual Services2,713,168 3,862,390 3,600,248 6,841,000 3,196,800 3,257,700 3,322,900Total Expenditures 2,713,168 3,862,390 3,600,248 6,841,000 3,196,800 3,257,700 3,322,900Net Operating Income (Loss) (2,682,297) (3,823,222) (3,576,260) (6,817,012) (3,163,300) (3,223,530) (3,288,047)Interfund Transfers4,500,000 3,650,000 3,650,000 3,650,000 6,600,000 4,000,000 4,000,000Increase (Decrease) in Fund Bal.1,817,703 (173,222)73,740 (3,167,012) 3,436,700 776,470 711,953Percentage of Change45%-3%1%-56%136%13%11%FUND BALANCE E.O.P.$5,872,912 $5,699,690 $6,070,679 $2,532,678 $5,969,377 $6,745,847 $7,457,800 METROPOLITAN ST. LOUIS SEWER DISTRICTCHANGES IN FUND BALANCE4104 - Water Backup Fund178 FY14FY15FY16FY16FY17FY18FY19ActualActualBudget Forecast BudgetBudgetBudgetFUND BALANCE B.O.P.$876,456 $1,121,402 $1,149,041 $1,526,053 $1,148,305 $1,506,034 $1,895,697 Revenues:Interest on Investments11,02418,0517,5127,5126,7296,8637,001Miscellaneous -1,857 - - - - -Total Revenues 11,02419,9087,5127,5126,7296,8637,001Expenditures:Personnel Services283,312 706,432 665,000 1,151,513 675,000 696,300 717,600Contractual Services1,232,767 3,806,191 4,933,747 7,433,747 4,974,000 5,170,900 5,378,400Total Expenditures 1,516,079 4,512,623 5,598,747 8,585,260 5,649,000 5,867,200 6,096,000Net Operating Income (Loss) (1,505,055) (4,492,715) (5,591,235) (8,577,748) (5,642,271) (5,860,337) (6,088,999)Interfund Transfers1,750,000 4,897,366 5,700,000 8,200,000 6,000,000 6,250,000 6,500,000Increase (Decrease) in Fund Bal.244,945 404,651 108,765 (377,748) 357,729 389,663 411,001Percentage of Change28%36%9%-25%31%26%22%FUND BALANCE E.O.P.$1,121,402 $1,526,053 $1,257,806 $1,148,305 $1,506,034 $1,895,697 $2,306,698 METROPOLITAN ST. LOUIS SEWER DISTRICTCHANGES IN FUND BALANCE4105 - General Insurance Fund179 FY14FY15FY16FY16FY17FY18FY19ActualActualBudget Forecast BudgetBudgetBudgetFUND BALANCE B.O.P.$4,866,476 $5,497,165 $4,857,939 $4,601,431 $3,250,859 $3,484,995 $3,718,813 Revenues:Interest on Investments28,19029,84819,428 19,42824,13624,61825,111Total Revenues 28,19029,84819,428 19,42824,13624,61825,111Expenditures:Construction and Engineering(352,499) 1,175,583 500,000 1,620,000 - - -Interfund Labor Transfers - - - -40,00040,80041,616Total Expenditures (352,499) 1,175,583 500,000 1,620,00040,00040,80041,616Net Operating Income (Loss) 380,689 (1,145,734) (480,572) (1,600,572) (15,864) (16,182) (16,505)Interfund Transfers250,000 250,000 250,000 250,000 250,000 250,000 250,000Increase (Decrease) in Fund Bal.630,689 (895,734) (230,572) (1,350,572) 234,136 233,818 233,495Percentage of Change13%-16%-5%-29%7%7%6%FUND BALANCE E.O.P.$5,497,165 $4,601,431 $4,627,367 $3,250,859 $3,484,995 $3,718,813 $3,952,308 METROPOLITAN ST. LOUIS SEWER DISTRICTCHANGES IN FUND BALANCE4122 - Wastewater Emergency Fund180 FY14FY15FY16FY16FY17FY18FY19ActualActualBudget Forecast BudgetBudgetBudgetFUND BALANCE B.O.P.$1,134,620 $1,391,325 $1,644,141 $1,649,852 $1,906,428 $2,160,912 $2,415,485 Revenues:Interest on Investments6,7058,5266,5766,5764,4844,5744,665Total Revenues 6,7058,5266,5766,5764,4844,5744,665Expenditures:Construction and Engineering - -250,000 - - - -Total Expenditures - -250,000 - - - -Net Operating Income (Loss) 6,7058,526 (243,424)6,5764,4844,5744,665Interfund Transfers250,000 250,000 250,000 250,000 250,000 250,000 250,000Increase (Decrease) in Fund Bal.256,705 258,5266,576 256,576 254,484 254,574 254,665Percentage of Change23%19%0%16%13%12%11%FUND BALANCE E.O.P.$1,391,325 $1,649,852 $1,650,717 $1,906,428 $2,160,912 $2,415,485 $2,670,150 METROPOLITAN ST. LOUIS SEWER DISTRICTCHANGES IN FUND BALANCE4123 - Stormwater Emergency Fund181 Fiscal Year 2017 BUDGET182 BUDGET ORDINANCEAn ordinance is a bill, resolution or order by means of which appropriations aregiven legal effect. It is the method by which the appropriation of the annualbudget is enacted into law by the Board of Trustees.Ordinance #14392 and Reconciliation183 BUDGET ORDINANCE NO. 14392 Fiscal Year 2017 Fund Transfers Transfers from Wastewater Revenue Fund: General Fund $158,294,995 Sanitary Replacement Fund 70,000,000 Wastewater Emergency Fund 250,000 Water Backup Insurance and Reimbursement Fund 6,600,000 General Insurance Fund 6,000,000 Debt Service Funds 97,273,896 Total Wastewater Revenue Transfers $338,418,891 Transfers from Proposed Stormwater 10 cent Fund: Stormwater Emergency Fund $250,000 Total Stormwater Revenue Transfers $250,000 Transfers from General Fund: Districtwide Stormwater Fund $5,049,351 Total General Fund Transfers $5,049,351 Total Fund Transfers $343,718,243 Revenue: Wastewater Revenue Fund $338,418,891 Total Revenue Funds $338,418,891 Appropriations: General Fund $158,386,032 Water Backup Insurance and Reimbursement Fund 3,196,800 General Insurance Fund 5,649,000 OMCI Funds (Tax Commission Fees)383,277 Interfund Labor Transfers 28,972,481 Total Operating Budget $196,587,590 Debt Service Funds $97,273,896 Construction Funds 1,500,000 Total Other Appropriations $98,773,896 Total Appropriations $295,361,486 184 BUDGET ORDINANCE NO. 14392 AN ORDINANCE, repealing and superseding Ordinance No. 14117 adopted June 18, 2015, and making appropriations for the current expenses of the District in the General Fund, the Water Backup Insurance and Reimbursement Fund, the General Insurance Fund, the Sanitary Replacement Fund, the Stormwater Operations, Maintenance and Construction Improvement Funds, the Emergency Funds, the Debt Service Funds, and the Wastewater Revenue Bond Service Funds for the fiscal year beginning July 1, 2016 and ending June 30, 2017, amounting in the aggregate to Two Hundred Ninety-five Million Three Hundred Sixty-one Thousand Four Hundred Eighty-six Dollars ($295,361,486) to pay interest falling due on bonds issued, the costs of support, operation, and maintenance of the District and its various subdistricts, and emergencies in accordance with the requirements of this Proposed Ordinance to be introduced May 12, 2016. BE IT ORDAINED BY THE BOARD OF TRUSTEES OF THE METROPOLITAN ST. LOUIS SEWER DISTRICT: REVENUE FUNDS Section One – Wastewater Revenue Fund. The total dollars collected in the Wastewater Revenue Fund is estimated to be Three Hundred Thirty-eight Million Four Hundred Eighteen Thousand Eight Hundred Ninety-one Dollars ($338,418,891) and is hereby transferred from the Wastewater Revenue Fund to the General Fund of the District for the support, operation and maintenance of several departments, Board, Civil Service Commission, the Water Backup Insurance and Reimbursement Fund, the Wastewater Emergency Fund, the Sanitary Replacement Fund, General Insurance Fund, and the Wastewater Revenue Bond Service Funds for other lawful activities of the District including the payment of interest and principal falling due on bonds issued for the fiscal year beginning July 1, 2016, and ending June 30, 2017. WASTEWATER USER CHARGE REVENUE $338,418,891 EXPENSE APPROPRIATIONS Section Two – General Fund. There is hereby transferred from the Wastewater Revenue Fund the sum of One Hundred Fifty-eight Million Two Hundred Ninety-four Thousand Nine Hundred Ninety-five Dollars ($158,294,995). There is hereby appropriated and set apart out of the General Fund of the District the sum of One Hundred Fifty-eight Million Three Hundred Eighty-six Thousand Thirty-two Dollars ($158,386,032) for the support, operation and maintenance of several departments, Board, Civil Service Commission, and other lawful activities of the District. SECTION TWO APPROPRIATIONS $158,386,032 Section Three – Wastewater Backup Insurance and Reimbursement Fund. For the purpose of providing water backup insurance and reimbursement for basement backups, there is hereby transferred from the Wastewater Revenue Fund the sum of Six Million Six Hundred Thousand Dollars ($6,600,000) to the Water Backup Insurance and Reimbursement Fund. There is hereby appropriated and set apart out of the Water Backup Insurance and Reimbursement Fund the sum of Three Million One Hundred Ninety-six Thousand Eight Hundred Dollars ($3,196,800). SECTION THREE APPROPRIATIONS $3,196,800 Section Four – General Insurance Fund. For the purpose of providing workers’ compensation, property insurance, general liability insurance, auto liability insurance and flood insurance there is hereby transferred from the Wastewater Revenue Fund the sum of Six Million Dollars ($6,000,000) to the General Insurance Fund. There is hereby appropriated and set apart out of the General Insurance Fund the sum of Five Million Six Hundred Forty-nine Thousand Dollars ($5,649,000). SECTION FOUR APPROPRIATIONS $5,649,000 185 Section Five – Improvement Fund. For the purpose of providing for the cost of improvements there is hereby appropriated and set apart out of the Improvement Fund the sum of Seventy-five Thousand Dollars ($75,000). SECTION FIVE APPROPRIATIONS $75,000 Section Six – For the purpose of providing Stormwater Operations, Maintenance, Administration, and Construction Improvements, there is hereby appropriated Twenty-two Million One Hundred Ninety-five Thousand Seven Hundred Fifty-five Dollars ($22,195,755). Appropriations will be executed through the Stormwater Operations, Maintenance, Administration and Construction Improvement Funds as follows: Section Six (1) – Stormwater Regulatory Fund (5110). For the purpose of providing for operations, maintenance, administration, and construction Improvement, there is hereby transferred from the General Fund to the Stormwater Regulatory Fund the sum of Five Million Forty- nine Thousand Three Hundred Fifty-one Dollars ($5,049,351). There is hereby appropriated and set apart out of the Stormwater Regulatory Fund the sum of Four Million Ninety-two Thousand Four Hundred Eight Dollars ($4,092,408) for use by the Executive Director. Section Six (2) – Districtwide Stormwater Fund (5120). For the purpose of providing for operations, maintenance, administration, and construction Improvement, there is hereby appropriated and set apart out of the Districtwide Stormwater Fund the sum of Nine Million One Hundred Twenty-five Thousand One Hundred Twenty-one Dollars ($9,125,121) for use by the Executive Director. Section Six (3) – Stormwater and Maintenance, Operations and Construction Improvement Fund (5130). There is hereby appropriated and set apart out of the Stormwater and Maintenance, Operations and Construction Improvement Fund the sum of Six Million Three Hundred Seventy-eight Thousand Five Hundred Twenty-eight Dollars ($6,378,528) for use by the Executive Director. Section Six (4) – Clayton Central OMCI Fund (5563). For the purpose of providing for Operations, Maintenance, Administration, Construction Improvement, there is hereby appropriated and set apart out of the Clayton Central OMCI Fund the sum of Ten Thousand Dollars ($10,000) for use by the Executive Director. Section Six (5) – Coldwater OMCI Fund (5564). For the purpose of providing for Operations, Maintenance, Administration, Construction Improvement, there is hereby appropriated and set apart out of the Coldwater OMCI Fund the sum of Six Hundred Thirteen Thousand Three Hundred Forty-eight Dollars ($613,348) for use by the Executive Director. Section Six (6) – Creve Coeur OMCI Fund (5565). For the purpose of providing for Operations, Maintenance, Administration, Construction Improvement, there is hereby appropriated and set apart out of the Creve Coeur OMCI Fund the sum of Two Hundred Twenty-four Thousand Seven Hundred Thirteen Dollars ($224,713) for use by the Executive Director. Section Six (7) – Deer Creek OMCI Fund (5566). For the purpose of providing for Operations, Maintenance, Administration, Construction Improvement, there is hereby appropriated and set apart out of the Deer Creek OMCI Fund the sum of One Million Dollars ($1,000,000) for use by the Executive Director. Section Six (8) – Fountain Creek OMCI Fund (5569). For the purpose of providing for Operations, Maintenance, Administration, Construction Improvement, there is hereby appropriated and set apart out of the Fountain Creek OMCI Fund the sum of Forty Thousand Eight Hundred Thirty-five Dollars ($40,835) for use by the Executive Director. Section Six (9) – Gravois Creek OMCI Fund (5571). For the purpose of providing for Operations, Maintenance, Administration, Construction Improvement, there is hereby appropriated and set apart out of the Gravois Creek OMCI Fund the sum of Four Hundred Thousand Eight Hundred Two Dollars ($400,802) for use by the Executive Director. Section Six (10) – Maline Creek OMCI Fund (5576). For the purpose of providing for Operations, Maintenance, Administration, Construction Improvement, there is hereby appropriated and set apart out of the Maline Creek OMCI Fund the sum of One Hundred Thousand Dollars ($100,000) for use by the Executive Director. Section Six (11) – North Affton OMCI Fund (5579). For the purpose of providing for Operations, Maintenance, Administration, Construction Improvement, there is hereby appropriated and set apart out of the North Affton OMCI Fund the sum of Twenty-five Thousand Dollars 186 ($25,000) for use by the Executive Director. Section Six (12) – Seminary Branch of River Des Peres OMCI Fund (5593). For the purpose of providing for Operations, Maintenance, Administration, Construction Improvement, there is hereby appropriated and set apart out of the Seminary Branch of River Des Peres OMCI Fund the sum of Ten Thousand Dollars ($10,000) for use by the Executive Director. Section Six (13) – Sugar Creek OMCI Fund (5583). For the purpose of providing for Operations, Maintenance, Administration, Construction Improvement, there is hereby appropriated and set apart out of the Sugar Creek OMCI Fund the sum of Twenty-five Thousand Dollars ($25,000) for use by the Executive Director. Section Six (14) – University City Branch of River Des Peres OMCI Fund (5584). For the purpose of providing for Operations, Maintenance, Administration, Construction Improvement, there is hereby appropriated and set apart out of the University City Branch of River Des Peres OMCI Fund the sum of One Hundred Thousand Dollars ($100,000) for use by the Executive Director. Section Six (15) – Watkins Creek OMCI Fund (5587). For the purpose of providing for Operations, Maintenance, Administration, Construction Improvement, there is hereby appropriated and set apart out of the Watkins Creek OMCI Fund the sum of Fifty Thousand Dollars ($50,000) for use by the Executive Director. SECTION SIX APPROPRIATIONS $22,195,755 Section Seven – Wastewater Emergency Fund. For the purpose of providing for emergency work or repairs requiring prompt attention, there is hereby transferred from the Wastewater Revenue Fund to the Wastewater Emergency Fund the sum of Two Hundred Fifty Thousand Dollars ($250,000). There is hereby appropriated and set apart out of the Wastewater Emergency Fund the sum of Forty Thousand Dollars ($40,000) for use by the Executive Director in contracting for emergency work or repairs. SECTION SEVEN APPROPRIATIONS $40,000 Section Eight – Stormwater Emergency Fund. For the purpose of providing for emergency work or repairs requiring prompt attention, there is hereby transferred from the Districtwide Stormwater Fund (5120) to the Stormwater Emergency Fund the sum of Two Hundred Fifty Thousand Dollars ($250,000). There is hereby appropriated and set apart out of the Stormwater Emergency Fund the sum of Zero Dollars ($0) for use by the Executive Director in contracting for emergency work or repairs. SECTION EIGHT APPROPRIATIONS $0 Section Nine – Debt Service Funds. For the purpose of providing for the support of the Wastewater Revenue Bond Debt Service of the Metropolitan St. Louis Sewer District for the fiscal year beginning July 1, 2016 and ending June 30, 2017, there is hereby transferred from the Wastewater Revenue Fund to the Wastewater Revenue Bond Service Funds the total sum of Ninety-seven Million Two Hundred Seventy-three Thousand Eight Hundred Ninety-six Dollars ($97,273,896). Appropriations will be executed through the Debt Service Funds as follows for total District principal and interest falling due on outstanding revenue bonds, including any new issues planned during the fiscal year, and banking fees relating to the debt: Section Nine (1) – Wastewater Principal and Interest Bond 2004A – Fund (2804). There is hereby appropriated and set apart out of the Wastewater Revenue Bond Service Fund Number 2804 the sum of Twenty-four Million Two Hundred Ninety-one Thousand Four Hundred Dollars ($24,291,400). Section Nine (2) – Wastewater Principal and Interest Bond 2010B – Fund (2812) There is hereby appropriated and set apart out of the Wastewater Revenue Bond Service Fund Number 2812 the sum of Three Million Three Hundred Fifty-three Thousand Nine Hundred Dollars ($3,353,900). Section Nine (3) – Wastewater Principal and Interest Bond 2011B – Fund (2816) There is hereby appropriated and set apart out of the Wastewater Revenue Bond Service Fund Number 2816 the sum of Three Million Eight Hundred Fifty-eight Thousand Three Hundred Dollars ($3,858,300). 187 Section Nine (4) – Wastewater Principal and Interest Bond 2012A – Fund (2817) There is hereby appropriated and set apart out of the Wastewater Revenue Bond Service Fund Number 2817 the sum of Fifteen Million Six Hundred Fifty-four Thousand Two Hundred Dollars ($15,654,200). Section Nine (5) – Wastewater Principal and Interest Bond 2012B – Fund (2818) There is hereby appropriated and set apart out of the Wastewater Revenue Bond Service Fund Number 2818 the sum of Nine Million One Hundred Ninety Thousand Seven Hundred Dollars ($9,190,700). Section Nine (6) – Wastewater Principal and Interest Bond 2013B – Fund (2819) There is hereby appropriated and set apart out of the Wastewater Revenue Bond Service Fund Number 2819 the sum of Ten Million Ninety-two Thousand Two Hundred Dollars ($10,092,200). Section Nine (7) – Wastewater Principal and Interest Bond 2013A – Fund (2820) There is hereby appropriated and set apart out of the Wastewater Revenue Bond Service Proposed Fund the sum of Three Million Three Hundred Ninety-seven Thousand Two Hundred Dollars ($3,397,200). Section Nine (8) – Wastewater Principal and Interest Bond 2015A – Fund (2821) There is hereby appropriated and set apart out of the Wastewater Revenue Bond Service Fund Number 2821 the sum of Four Million Two Thousand Dollars ($4,002,000). Section Nine (9) – Wastewater Principal and Interest Bond 2015B – Fund (2822) There is hereby appropriated and set apart out of the Wastewater Revenue Bond Service Fund Number 2822 the sum of Thirteen Million Five Hundred Thirty-eight Thousand Nine Hundred Dollars ($13,538,900). Section Nine (10) – Wastewater Principal and Interest Proposed Fund There is hereby appropriated and set apart out of the Wastewater Revenue Bond Service Proposed Fund the sum of Nine Million Eight Hundred Ninety-five Thousand Ninety-six Dollars ($9,895,096). SECTION NINE APPROPRIATIONS $97,273,896 Section Ten – Sanitary Replacement Fund. For the purpose of meeting the costs of repairing, rehabilitating and replacing the District's Wastewater System, there is hereby transferred from the Wastewater Revenue Fund to the Sanitary Replacement Fund the sum of Seventy Million Dollars ($70,000,000). There is hereby appropriated and set apart out of the Sanitary Replacement Fund the sum of Eight Million Five Hundred Forty-five Thousand Three Dollars ($8,545,003) for use by the Executive Director for internal labor costs associated with projects appropriated in this fund. SECTION TEN APPROPRIATIONS $8,545,003 TOTAL DISTRICT BUDGET APPROPRIATIONS $ 295,361,486 SUMMARY OF APPROPRIATIONS FISCAL YEAR 2017 Fund(s) Appropriation General Fund $158,386,032 Water Backup Insurance and Reimbursement Fund 3,196,800 General Insurance Fund 5,649,000 Improvement Fund 75,000 OMCI Funds 22,195,755 Emergency Funds 40,000 Debt Service Funds 97,273,896 Sanitary Replacement Fund 8,545,003 Total District Appropriations $295,361,486 The foregoing Ordinance was adopted June 9, 2016. 188 TAX ORDINANCETax Ordinance #14394Taxes are based on voter-approved rates that are included on the tax bills issuedby the City of St. Louis or St. Louis County. The tax bills are calculated basedon the tax assessment information provided by the governing authority and thecurrent tax rates. The tax revenue is realized in the first half of the fiscal year.189 TAX ORDINANCE NO. 14394 AN ORDINANCE repealing Ordinance No. 14247, adopted September 29, 2015, and enacting a new Ordinance in lieu thereof, adjusting the previously fixed taxes by determining the amount of taxes which shall be levied, assessed, and collected in the year 2016 on all taxable tangible property in the District within the corporate limits of the City of St. Louis and St. Louis County, respectively, and in Subdistricts within the corporate limits of St. Louis County as follows: Coldwater Creek Trunk Subdistrict, Gravois Creek Trunk Subdistrict, Maline Creek Trunk Subdistrict, Watkins Creek Trunk Subdistrict, Subdistrict No. 88 (Fountain Creek), Subdistrict No. 89 (Loretta-Joplin), Subdistrict No. 342 (Clayton-Central), Subdistrict No. 366 (University City Branch of River des Peres Stormwater Subdistrict), Subdistrict No. 367 (Deer Creek Stormwater Subdistrict), Subdistrict No. 369 (Sugar Creek), Subdistrict No. 448 (Missouri River - Bonfils), Subdistrict No. 449 (Meramec River Basin - M.S.D. Southwest), Subdistrict No. 453 (Shrewsbury Branch of River des Peres), Subdistrict No. 454 (Seminary Branch of River des Peres), Subdistrict No. 455 (Black Creek), Subdistrict No. 1 of the River des Peres Watershed (Creve Coeur-Frontenac Area), Subdistrict No. 4 of the River des Peres Watershed (North Affton Area) and Subdistrict No. 7 of the River des Peres Watershed (Wellston Area); and the Board of Trustees, in accordance with Charter Section 7.310 authorizes the Director of Finance to certify as to the amount of taxes which shall be levied, assessed and collected for the aforementioned Subdistricts with an emergency clause; and WHEREAS, after notice of hearing as provided in the Charter, and after due consideration of all the statements made and the facts adduced at such hearing, the Board has found that it will be necessary in the calendar year 2016 to levy, assess, and collect taxes on taxable tangible property in the District; WHEREAS, on April 5, 2016, a special election was held in the District for the purpose of submitting to the qualified voters a District-wide Stormwater Operations and Maintenance property tax at a rate of not more than Ten Cents ($0.10) per One Hundred Dollars ($100.00) assessed valuation as described in Section Three of this Ordinance, and a majority of voters approved the tax at said election; 190 WHEREAS, the Board has determined that imposition of the property taxes as proposed in this Ordinance is necessary and appropriate and in the best interest of the District. NOW, THEREFORE, BE IT ORDAINED BY THE BOARD OF TRUSTEES OF THE METROPOLITAN ST. LOUIS SEWER DISTRICT: Section One. For the fiscal year beginning July 1, 2016, The Metropolitan St. Louis Sewer District shall levy, assess, and collect taxes on all taxable tangible property within the boundaries of The Metropolitan St. Louis Sewer District. Section Two. For the general administration of The Metropolitan St. Louis Sewer District during the fiscal year beginning July 1, 2016, the amount of taxes which shall be levied, assessed, and collected in the year 2016 on all taxable tangible property within the boundaries of The Metropolitan St. Louis Sewer District shall be Five Million One Hundred Twenty-six Thousand Two Hundred Forty-five Dollars ($5,126,245), which will be produced by the rate of one point nine five cents (.0195) per one hundred dollars assessed valuation for residential property, one point nine five cents (.0195) per one hundred dollars assessed valuation for agricultural property, one point nine five cents (.0195) per one hundred dollars assessed valuation for commercial property and one point nine five cents (.0195) per one hundred dollars assessed valuation for personal property, and of which Eight Hundred Three Thousand Three Hundred Twenty-seven Dollars ($803,327), shall be levied, assessed, and collected on taxable tangible property in said District within the corporate limits of the City of St. Louis, and of which Four Million Three Hundred Twenty-two Thousand Nine Hundred Eighteen Dollars ($4,322,918), shall be levied, assessed, and collected on taxable tangible property within that part of the corporate limits of St. Louis County lying within said District. These funds are to be allocated to the Stormwater Regulatory Fund. Section Three. In The Metropolitan St. Louis Sewer District, for the purpose of providing revenue for the operations of the District’s stormwater utility, including stormwater system operation and maintenance, rehabilitation and limited construction of infrastructure and other capital improvements, and an operating reserve, and for the anticipated tax delinquencies during the fiscal year beginning July 1, 2016, the amount of taxes which shall be levied, assessed, and collected in the year 2016 on all taxable tangible property in said District shall be Twenty-five Million Five Hundred Fifty-one Thousand Seven Hundred Seventy-four Dollars 191 ($25,551,774), which total sum will be produced by the rate of ten cents (.100) per one hundred dollars assessed valuation for residential property, ten cents (.100) per one hundred dollars assessed valuation for agricultural property, ten cents (.100) per one hundred dollars assessed valuation for commercial property and ten cents (.100) per one hundred dollars assessed valuation for personal property, and of which total sum Four Million One Hundred Nineteen Thousand Six Hundred Twenty-three Dollars ($4,119,623), shall be levied, assessed, and collected on taxable tangible property in said District within the corporate limits of the City of St. Louis, and of which total sum Twenty-one Million Four Hundred Thirty-two Thousand One Hundred Fifty-one Dollars ($21,432,151), shall be levied, assessed, and collected on taxable tangible property within that part of the corporate limits of St. Louis County lying within said District. These funds are to be allocated to the Districtwide Stormwater Fund. Section Four. The amount of taxes which shall be levied, assessed and collected in the year 2016 on all taxable tangible property within that part of the corporate limits of St. Louis County lying within the Coldwater Creek Trunk Subdistrict, as defined and delineated by District Ordinance No. 3755, adopted April 11, 1979, shall be Zero Dollars ($0.00), which sum will be produced by the rate of zero cents (.000) per one hundred dollars assessed valuation for residential property, zero cents (.000) per one hundred dollars assessed valuation for agricultural property, zero cents (.000) per one hundred dollars assessed valuation for commercial property and zero cents (.000) per one hundred dollars assessed valuation for personal property. Section Five. The amount of taxes which shall be levied, assessed and collected in the year 2016 on all taxable tangible property within that part of the corporate limits of St. Louis County lying within the Gravois Creek Trunk Subdistrict, as defined and delineated by District Ordinance No. 425, adopted July 14, 1960; and as enlarged by annexation thereto of the areas described in District Ordinance No. 1235, adopted November 12, 1964; No. 1451, adopted January 13, 1966; No. 1453, adopted January 13, 1966; No. 1485, adopted May 9, 1966; No. 1784, adopted September 12, 1968; No. 1884, adopted May 1, 1969; No. 1907, adopted June 12, 1969; No. 2012, adopted March 19, 1970; No. 2157, adopted April 22, 1971; No. 2175, adopted June 3, 1971; No. 177, adopted June 3, 1971; No. 2191, adopted July 15, 1971; No. 2272, adopted March 9, 1972; No. 2377, adopted January 26, 1973; and No. 2941, adopted October 29, 1975; shall be Zero Dollars ($0.00), which sum will be produced by the rate of zero cents (.000) per one hundred 192 dollars assessed valuation for residential property, zero cents (.000) per one hundred dollars assessed valuation for agricultural property, zero cents (.000) per one hundred dollars assessed valuation for commercial property and zero cents (.000) per one hundred dollars assessed valuation for personal property. Section Six. The amount of taxes which shall be levied, assessed and collected in the year 2016 on all taxable tangible property within that part of the corporate limits of St. Louis County lying within the Maline Creek Trunk Subdistrict, as defined and delineated by District Ordinance No. 26, adopted June 30, 1955, and as enlarged by annexation thereto of the area described in District Ordinance No. 1962, adopted October 30, 1969, shall be Zero Dollars ($0.00), which sum will be produced by the rate of zero cents (.000) per one hundred dollars assessed valuation for residential property, zero cents (.000) per one hundred dollars assessed valuation for agricultural property, zero cents (.000) per one hundred dollars assessed valuation for commercial property and zero cents (.000) per one hundred dollars assessed valuation for personal property. Section Seven. The amount of taxes which shall be levied, assessed and collected in the year 2016 on all taxable tangible property within that part of the corporate limits of St. Louis County lying within the Watkins Creek Trunk Subdistrict, as defined and delineated by District Ordinance No. 1304, adopted April 8, 1965, and as enlarged by annexation thereto of the area described in Ordinance No. 2050, adopted June 18, 1970, and Ordinance No. 2236, adopted October 29, 1971, shall be Zero Dollars ($0.00), which sum will be produced by the rate of zero cents (.000) per one hundred dollars assessed valuation for residential property, zero cents (.000) per one hundred dollars assessed valuation for agricultural property, zero cents (.000) per one hundred dollars assessed valuation for commercial property and zero cents (.000) per one hundred dollars assessed valuation for personal property. Section Eight. The amount of taxes which shall be levied, assessed and collected in the year 2016 on all taxable tangible property within that part of the corporate limits of St. Louis County lying within Subdistrict No. 88 (Fountain Creek), as defined and delineated by District Ordinance No. 377, adopted March 18, 1960, shall be Zero Dollars ($0.00), which sum will be produced by the rate of zero cents (.000) per one hundred dollars assessed valuation for residential property, zero cents (.000) per one 193 hundred dollars assessed valuation for agricultural property, zero cents (.000) per one hundred dollars assessed valuation for commercial property and zero cents (.000) per one hundred dollars assessed valuation for personal property. Section Nine. The amount of taxes which shall be levied, assessed and collected in the year 2016 on all taxable tangible property within that part of the corporate limits of St. Louis County lying within Subdistrict No. 89 (Loretta-Joplin), as defined and delineated by District Ordinance No. 383, adopted March 31, 1960, shall be Zero Dollars ($0.00), which sum will be produced by the rate of zero cents (.000) per one hundred dollars assessed valuation for residential property, zero cents (.000) per one hundred dollars assessed valuation for agricultural property, zero cents (.000) per one hundred dollars assessed valuation for commercial property and zero cents (.000) per one hundred dollars assessed valuation for personal property. Section Ten. The amount of taxes which shall be levied, assessed and collected in the year 2016 on all taxable tangible property within that part of the corporate limits of St. Louis County lying within Subdistrict No. 342 (Clayton-Central), as defined and delineated by District Ordinance No. 1882, adopted May 1, 1969, shall be Zero Dollars ($0.00), which sum will be produced by the rate of zero cents (.000) per one hundred dollars assessed valuation for residential property, zero cents (.000) per one hundred dollars assessed valuation for agricultural property, zero cents (.000) per one hundred dollars assessed valuation for commercial property and zero cents (.000) per one hundred dollars assessed valuation for personal property. Section Eleven. The amount of taxes which shall be levied, assessed and collected in the year 2016 on all taxable tangible property within that part of the corporate limits of St. Louis County lying within Subdistrict No. 366 (University City Branch of River des Peres Stormwater Subdistrict), as defined and delineated by District Ordinance No. 2146, adopted April 14, 1971, shall be Zero Dollars ($0.00), which sum will be produced by the rate of zero cents (.000) per one hundred dollars assessed valuation for residential property, zero cents (.000) per one hundred dollars assessed valuation for agricultural property, zero cents (.000) per one hundred dollars assessed valuation for commercial property and zero cents (.000) per one hundred dollars assessed valuation for personal property. 194 Section Twelve. The amount of taxes which shall be levied, assessed and collected in the year 2016 on all taxable tangible property within that part of the corporate limits of St. Louis County lying within Subdistrict No. 367 (Deer Creek Stormwater Subdistrict), as defined and delineated by District Ordinance No. 2557, adopted March 27, 1974; and as enlarged by annexation thereto of the areas described in District Ordinance No. 2611, adopted June 26, 1974, shall be Zero Dollars ($0.00), which sum will be produced by the rate of zero cents (.000) per one hundred dollars assessed valuation for residential property, zero cents (.000) per one hundred dollars assessed valuation for agricultural property, zero cents (.000) per one hundred dollars assessed valuation for commercial property and zero cents (.000) per one hundred dollars assessed valuation for personal property. Section Thirteen. The amount of taxes which shall be levied, assessed and collected in the year 2016 on all taxable tangible property within that part of the corporate limits of St. Louis County lying within Subdistrict No. 369 (Sugar Creek Stormwater Subdistrict), as defined and delineated by District Ordinance No. 2552, adopted March 13, 1974, shall be Zero Dollars ($0.00), which sum will be produced by the rate of zero cents (.000) per one hundred dollars assessed valuation for residential property, zero cents (.000) per one hundred dollars assessed valuation for agricultural property, zero cents (.000) per one hundred dollars assessed valuation for commercial property and zero cents (.000) per one hundred dollars assessed valuation for personal property. Section Fourteen. The amount of taxes which shall be levied, assessed and collected in the year 2016 on all taxable tangible property within that part of the corporate limits of St. Louis County lying within Subdistrict No. 448 (Missouri River - Bonfils), as defined and delineated by District Ordinance No. 3465, adopted March 22, 1978, shall be Zero Dollars ($0.00), which sum will be produced by the rate of zero cents (.000) per one hundred dollars assessed valuation for residential property, zero cents (.000) per one hundred dollars assessed valuation for agricultural property, zero cents (.000) per one hundred dollars assessed valuation for commercial property and zero cents (.000) per one hundred dollars assessed valuation for personal property. Section Fifteen. The amount of taxes which shall be levied, assessed and collected in the year 2016 on all taxable tangible property within that part of the corporate limits of St. Louis County lying within Subdistrict No. 449 (Meramec River Basin - 195 M.S.D. Southwest), as defined and delineated by District Ordinance No. 3482, adopted March 29, 1978, shall be Zero Dollars ($0.00), which sum will be produced by the rate of zero cents (.000) per one hundred dollars assessed valuation for residential property, zero cents (.000) per one hundred dollars assessed valuation for agricultural property, zero cents (.000) per one hundred dollars assessed valuation for commercial property and zero cents (.000) per one hundred dollars assessed valuation for personal property. Section Sixteen. The amount of taxes which shall be levied, assessed and collected in the year 2016 on all taxable tangible property within that part of the corporate limits of St. Louis County lying within Subdistrict No. 453 (Shrewsbury Branch of River des Peres), as defined and delineated by District Ordinance No. 3484, adopted April 12, 1978, shall be Zero Dollars ($0.00), which sum will be produced by the rate of zero cents (.000) per one hundred dollars assessed valuation for residential property, zero cents (.000) per one hundred dollars assessed valuation for agricultural property, zero cents (.000) per one hundred dollars assessed valuation for commercial property and zero cents (.000) per one hundred dollars assessed valuation for personal property. Section Seventeen. The amount of taxes which shall be levied, assessed and collected in the year 2016 on all taxable tangible property within that part of the corporate limits of St. Louis County lying within Subdistrict No. 454 (Seminary Branch of River des Peres), as defined and delineated by District Ordinance No. 3485, adopted April 12, 1978, shall be Zero Dollars ($0.00), which sum will be produced by the rate of zero cents (.000) per one hundred dollars assessed valuation for residential property, zero cents (.000) per one hundred dollars assessed valuation for agricultural property, zero cents (.000) per one hundred dollars assessed valuation for commercial property and zero cents (.000) per one hundred dollars assessed valuation for personal property. Section Eighteen. The amount of taxes which shall be levied, assessed and collected in the year 2016 on all taxable tangible property within that part of the corporate limits of St. Louis County lying within Subdistrict No. 455 (Black Creek), as defined and delineated by District Ordinance No. 3486, adopted April 12, 1978, shall be Zero Dollars ($0.00), which sum will be produced by the rate of zero cents (.000) per one hundred dollars assessed valuation for residential property, zero cents (.000) per one hundred dollars assessed valuation for agricultural property, zero cents (.000) per one hundred dollars assessed valuation for commercial property and zero cents (.000) per one hundred dollars assessed valuation for personal property. 196 Section Nineteen. The amount of taxes which shall be levied, assessed and collected in the year 2016 on all taxable tangible property within that part of the corporate limits of St. Louis County lying within Subdistrict No. 1 of the River des Peres Watershed (Creve Coeur-Frontenac Area), as defined and delineated by District Ordinance No. 24, adopted June 20, 1955, and as enlarged by annexation thereto of the area described in District Ordinance No. 1719 adopted February 13, 1968, shall be Zero Dollars ($0.00), which sum will be produced by the rate of zero cents (.000) per one hundred dollars assessed valuation for residential property, zero cents (.000) per one hundred dollars assessed valuation for agricultural property, zero cents (.000) per one hundred dollars assessed valuation for commercial property and zero cents (.000) per one hundred dollars assessed valuation for personal property. Section Twenty. The amount of taxes which shall be levied, assessed and collected in the year 2016 on all taxable tangible property within that part of the corporate limits of St. Louis County lying within Subdistrict No. 4 of the River des Peres Watershed (North Affton Area), as defined and delineated by District Ordinance No. 22, adopted June 20, 1955, and as such part was enlarged by District Ordinance No. 190, adopted April 7, 1958, shall be Zero Dollars ($0.00), which sum will be produced by the rate of zero cents (.000) per one hundred dollars assessed valuation for residential property, zero cents (.000) per one hundred dollars assessed valuation for agricultural property, zero cents (.000) per one hundred dollars assessed valuation for commercial property and zero cents (.000) per one hundred dollars assessed valuation for personal property. Section Twenty-One. The amount of taxes which shall be levied, assessed and collected in the year 2016 on all taxable tangible property within that part of the corporate limits of St. Louis County lying within Subdistrict No. 7 of the River des Peres Watershed (Wellston Area), as defined and delineated by District Ordinance No. 409, adopted June 16, 1960, and as such part was enlarged by District Ordinance No. 2497, adopted November 8, 1973, shall be Zero Dollars ($0.00), which sum will be produced by the rate of zero cents (.000) per one hundred dollars assessed valuation for residential property, zero cents (.000) per one hundred dollars assessed valuation for agricultural property, zero cents (.000) per one hundred dollars assessed valuation for commercial property and zero cents (.000) per one hundred dollars assessed valuation for personal property. 197 Section Twenty-Two. If any section, subsection, sentence, clause, phrase or portion of this Ordinance is for any reason held invalid or unconstitutional by any court of competent jurisdiction, such portion shall be deemed a separate, distinct, and independent provision and such holding shall not affect the validity of the remaining portions hereof. Section Twenty-Three. Emergency Clause. The taxes to be levied, assessed, and collected as provided for herein are essential to the operation of the District, and enacted without delay, thus creating an emergency within the meaning of the Charter. Accordingly, this ordinance shall take effect immediately upon its enactment. The foregoing Ordinance was adopted June 9, 2106. 198 WASTEWATERRATESORDINANCEOrdinance #14395 The Wastewater Sewer Service Charges are established through an ordinanceand must be approved by the Board of Trustees to be enacted. A RateCommission process is used to review and make recommendations regardingthe rates to the Board of Trustees.199 WASTEWATER ORDINANCE NO. 14395 AN ORDINANCE repealing and superseding Ordinance Nos. 13937 adopted August 5, 2014 and 13758 adopted December 12, 2013, and enacting a new ordinance in lieu thereof for purposes of providing funding for the wastewater system. WHEREAS, The Metropolitan St. Louis Sewer District, a body corporate, a municipal corporation and a political subdivision of the State of Missouri (herein called the "District"), now owns and operates a revenue producing sewer and drainage system serving the District and its inhabitants (the "System") and pursuant to Section 3.020(1) of the Charter of the District adopted by the voters within the District for its government (the "Charter"), has the power "to maintain, operate, reconstruct, and improve the same as a comprehensive sewer and drainage system, and to make additions, betterments, and extensions thereto; to protect the public health and welfare by preventing or abating the pollution of water; and . . . [has] all the rights, privileges, and jurisdiction necessary or proper for carrying such powers into execution"; and WHEREAS, the District is subject to the provisions of the federal Water Pollution Control Act, as amended, 33 U.S.C. §§ 1251 et seq., commonly referred to as the Clean Water Act (the "Federal Clean Water Act") and the Missouri Clean Water Law, §§ 644.006 et seq. R.S.MO. 1986, as amended (the "Missouri Clean Water Law") the objectives of which are to restore and maintain the chemical, physical, and biological integrity of the nation's waters; and WHEREAS, the District has obtained construction grants (the "Grants") from the Missouri Department of Natural Resources ("MDNR") and the U.S. Environmental Protection Agency ("EPA") for improvements to the System and has entered into grant agreements with such governmental agencies as a condition to obtaining such Grants (the "Grant Agreements"); and WHEREAS, the District is subject to a federal consent decree with the EPA and the Missouri Coalition for the Environment entered by the United States District Court for the Eastern District of Missouri on April 27, 2012 (the “Consent Decree”), and the Consent Decree imposes obligations on the District to construct improvements to the Wastewater System over the span of 23 years; and 200 WHEREAS, the federal regulations promulgated pursuant to the Federal Clean Water Act and the District's Grant Agreements require the District to "review not less often than every two years the wastewater contribution of users and user classes, the total cost of operation and maintenance of the treatment works, and its approved user charge system . . . and to revise the charges for users or user classes to accomplish the following: (1) Maintain the proportionate distribution of operation and maintenance costs among users and user classes as required herein; (2) generate sufficient revenue to pay the total operation and maintenance costs necessary to the proper operation and maintenance (including replacement) of the treatment works . . .."; and WHEREAS, Section 3.020 (16) of the Charter of the District authorizes the Board of Trustees "[t]o establish by ordinance a schedule or schedules of rates, rentals, and other charges, to be collected from all the real property served by the sewer facilities of the District, whether public or private, and to prescribe the manner in which and time at which such rates, rentals, and charges are to be paid, and to change such schedule or schedules from time to time as the Board may deem necessary, proper, or advisable, and to collect or enforce collection of all such charges. Such schedule or schedules may be based upon any classifications or sub-classifications which the Board may determine to be fair and reasonable, . . . including but not limited to: (a) the consumption of water on premises connected with such facilities, taking into consideration commercial, industrial, and agricultural use of water; (b) the number and kind of plumbing fixtures connected with such facilities; (c) the number of persons served by such facilities; or (d) any combination of the factors enumerated. Any such rates, rentals, or other charges against public property shall be paid out of the general treasury of the public body, agency, corporation, or authority owning such property."; and WHEREAS, Section 7.040 of the Charter of the District established a Rate Commission of the District (the “Rate Commission”), to review and make recommendations to the District’s Board of Trustees (the “Board”) regarding all proposed changes in wastewater rates, storm water rates and tax rates or change in the structure of any of the foregoing; and WHEREAS, the Rate Commission after having conducted public hearings and weighing evidence regarding the proposed wastewater user rate change, issued its Rate Recommendation Report on July 30, 2015, which recommended the wastewater user rates as hereinafter adopted; and WHEREAS, through Resolution No. 3241, adopted October 8, 2015, the Board accepted said Rate Recommendation 201 Report as issued by the Rate Commission on July 30, 2015. WHEREAS, the Board has determined that it is appropriate to revise the schedule of Wastewater User Charges as provided in this Ordinance to provide for the determination and billing of such user charges; and WHEREAS, the Board is concerned with the impact of the Wastewater User Charges as provided by this Ordinance on customers of the District, and to address that concern, the Board renews the assistance program (the “Customer Assistance Program”) to provide an assistance credit on bills for Wastewater User Charges to eligible customers pursuant to Ordinance No.13826 previously adopted by the District; and WHEREAS, the revenues to be derived from the Wastewater User Charges will be set aside in a separate fund and used for the purposes of operating, maintaining and replacing the Wastewater System in the District, as herein provided; and WHEREAS, the Wastewater User Charges bear a substantial relationship to and are designed to cover the costs of operating, maintaining and replacing the Wastewater System, as herein provided; and WHEREAS, the Board does hereby find and determine that the imposition of the schedule of increased Wastewater User Charges as provided in this Ordinance, is necessary to enable the District to operate its Wastewater System on a sound basis, to satisfy the requirements of the Plan, the Federal Clean Water Act and the Missouri Clean Water Law, and to comply with the mandates of the District's Grant Agreements and the Consent Decree. NOW, THEREFORE, BE IT ORDAINED BY THE BOARD OF TRUSTEES OF THE METROPOLITAN ST. LOUIS SEWER DISTRICT: Section One. Definitions of Words and Terms. In addition to words and terms defined elsewhere in this Ordinance, the following words and terms as used in this Ordinance shall have the following meanings, unless some other meaning is plainly intended or otherwise indicated: "Approved Meter" means a water meter meeting the standards of meters used by the City of St. Louis Water Division, the Missouri American Water Company, or the public water supplier which provides water service to such Property, or a sewage flow meter satisfactory to the District. 202 "Base Charge" means the sum of the System Availability Charge and the Billing and Collection Charges pursuant to Section Three of this Ordinance. "Billing and Collection Charges" means the charges established by the District pursuant to Section Three of this Ordinance, which are designed to recover the cost related to issuing and collecting bills. "Best Equated Period" means a 90 to 92 day period of water usage for Metered Residential Property between November and April of the preceding winter period when lawn watering and other outdoor water uses are at a minimum and metered water use can best be equated to Wastewater discharges; provided that if the water bill issued during such period covers water usage for a period less than 90 days or more than 92 days the Best Equated Period shall mean a 91 day period and water usage shall be calculated based on average daily usage for the actual billing period. If water usage is less than one hundred cubic feet (CCF) for the aforesaid 90 to 92 day period, and water service remained active for said period, a minimum water usage of 1 CCF shall be imposed for said "Metered Residential Property". If water service is instituted after the aforesaid 90 to 92 day period, a typical water usage of 7 CCF shall be imposed for said "Metered Residential Property" until such time as the actual "Best Equated Period" data can be established. "Biochemical Oxygen Demand" or "BOD" means the quantity of oxygen utilized in the biochemical oxidation of organic matter in five (5) days as determined by Standard Test Procedures and expressed in milligrams per liter. "Board" means the Board of Trustees of the District. "Capital Charge" means that portion of the total charges for wastewater services provided by the District which is established for debt retirement, construction or reconstruction of the Wastewater System and any other lawful purpose of the District or its sub districts and not considered part of the Wastewater User Charges, or the Storm Water User Charges. “CCF” means one hundred cubic feet. “Chemical Oxygen Demand" or "COD" means the quantity of oxygen utilized in the chemical oxidation of organic and inorganic matter as determined by Standard Test Procedures and expressed in milligrams per liter. "Compliance Charge" means the charge established by the District pursuant to Section Three (A)(3) of this Ordinance 203 which is designed to recover all District compliance activities for Non-Residential Properties required to comply with federal environmental regulations which are not recovered by specific environmental permit fees or other related fees. “Consent Decree” means the consent decree between the District, the EPA and the Missouri Coalition for the Environment that was entered by the United States District Court for the Eastern District of Missouri on April 27, 2012 and that imposes obligations on MSD to construct improvements to its Wastewater System. "Contributed Wastewater Volume" means the quantity of water-borne wastes emanating from Property and, specifically, (1) for Metered Single-Unit Residential Property, means billed water usage during the Best Equated Period; (2) for Metered Non-Residential/Multi-Unit Residential Property, means either (a) billed water usage throughout the year with exemption allowances for any water that does not enter the Wastewater System, or (b) measured Wastewater volume; and (3) for Unmetered Residential Property, means average indoor water usage characteristics of various housing attributes, as defined in the Rate Recommendation Report, applied to the number of rooms and plumbing fixtures of each User's Property, as determined by the District. All metered volumes are rounded to the nearest hundred cubic feet (CCF). "District" means The Metropolitan St. Louis Sewer District. "Extra Strength Surcharges" or “ESS” means the Extra Strength Surcharges imposed by Section Three (A)(2) of this Ordinance. "Metered Non-Residential/Multi-Unit Residential Property" means Property used both for non-residential and residential purposes which consist of one or more non-residential units and one or more residential dwelling units connected to an approved meter. "Metered Property" means all Property connected to an Approved Meter through which the amount of water usage is measured. "Metered Residential Property" means Property used only for human residency which consists of one or more residential units connected to an approved meter. "Non-residential Property" means all Property other than Residential Property. 204 "Normal Wastewater" means waters or wastes having (a) a 5-day Biochemical Oxygen Demand (BOD) not greater than 300 milligrams per liter; and (b) containing not more than 300 milligrams per liter of Suspended Solids (SS); and (c) having a Chemical Oxygen Demand (COD) not greater than 600 milligrams per liter. "Ordinance" means this Ordinance of the District unless a different Ordinance is indicated. "Owner" or "Owners" means the Person or Persons designated as the owner or owners of record of Property as set forth in the records of the office of the respective Recorders of Deeds for the City of St. Louis or for St. Louis County, Missouri. "Person" means any individual, firm, proprietorship, partnership, company, municipality, state, federal or local governmental entity, association, society, corporation, group, or other entity. "Plan" or “Charter” means the Plan of the Metropolitan St. Louis Sewer District as approved by the voters of the City of St. Louis and St. Louis County at a special election held on February 9, 1954 and amended by said voters on November 7, 2000 and June 5, 2012. "Pollutant" means any material or substance, toxic or otherwise, discharged to the Wastewater System which either singularly or in combination with other materials or substances interferes with, disrupts, or inhibits the Wastewater System's operations, or is not in compliance with specific prohibitions or standards developed by District, federal, state or local governments, or passes through the Wastewater System in a concentration which violates established effluent regulations or water quality standards. “Property" means an improved lot or parcel of real property, whether public or private, which is served by the Wastewater System. "Rate Commission" means that body established pursuant to Section 7.040 of the Charter of the District to review and make recommendations to the Board of Trustees regarding all proposed changes in wastewater rates, storm water rates and tax rates or change in the structure of any of the foregoing. "Residential Property" means Property used only for human residency. "Room/Fixture Charges" means the charges established by the District pursuant to Section Three of this Ordinance billed to each Unmetered Residential Property User Account based on Contributed Wastewater Volume as measured by the number of 205 rooms and plumbing fixtures in such User's Property as determined by the District. "Served" or "Service" means Property with a sewer connected, either directly or indirectly, to the District's Wastewater System, or Property which otherwise discharges Wastewater directly or indirectly into the Wastewater System; or if the discharge of such substances therefrom ultimately enters the District's Wastewater System. "Sewer Use Ordinance" means Ordinance No. 12559, adopted December 13, 2007. "Standard Test Procedures" means "Guidelines Establishing Test Procedures for Analysis of Pollutants Under Clean Water Act" (40 CFR 136), as supplemented and amended from time to time. "Suspended Solids" or "SS" means solids that either float on the surface of, or are suspended in water, Wastewater, or other liquids, as determined by analysis for non-filterable residue, in accordance with Standard Test Procedures and expressed in milligrams per liter. "System Availability Charge" means the charge established by the District pursuant to Section Three of this Ordinance which is designed to recover a portion of the costs related to infiltration and inflow. "Unit" means the portion of Residential Property designed for occupancy by a single person or single family. "Unmetered Residential Property" means Residential Property which is not connected to an Approved Meter. "User" means: (1) the Person occupying the Property; or (2) Owner of Property; or (3) the Person holding a permit for water service to the Property Served by the Wastewater System; or (4) any Person Served by the Wastewater System. "User Account" means each separate account to which a bill for Wastewater User Charges is issued by the District. "Volume Charge" means the Volume Charges established by the District pursuant to Section Three of this Ordinance billed to each Metered Property User Account based on Contributed Wastewater Volume. "Wastewater" means the water-borne wastes emanating from Property, together with such groundwater, surface water, or storm water which enters the Wastewater System. "Wastewater System" means the entire sewer and drainage system owned and operated by the District for the collection, transportation, storage, handling, and treatment of Wastewater, to serve the needs of the District and its inhabitants and 206 others, including all appurtenances and facilities connected therewith or relating thereto, together with all extensions, improvements, additions and enlargements thereto hereafter made or acquired by the District. "Wastewater User Charges" means the applicable charges established by Section Three of this Ordinance, which consist of that portion of the charges of the District, which are established in a proportional and adequate manner to pay the cost of operation and maintenance (including replacement) of the Wastewater System in accordance with the requirements of the EPA and the MDNR. Section Two. Establishment of Wastewater User Charges. There are hereby ratified, confirmed and established for services provided by the District to any Property Served by the Wastewater System, the Wastewater User Charges as set forth in Appendix I. All such Wastewater User Charges shall be in addition to any applicable Capital Charges. The District’s Wastewater User Charges must comply with the following mandates (the "Environmental Mandates"): (i) to have an approved Wastewater User Charge as required by the Federal Clean Water Act, the Missouri Clean Water Law and its Grant Agreements, and (ii) to provide necessary funds to operate, maintain and replace its Wastewater System so as to provide adequate Service to District residents and as required by the Consent Decree. The District finds that it is necessary and in the public interest to implement the schedule of Wastewater User Charges as herein provided in order to protect the public health, safety and welfare and to ensure the District's continued compliance with the Environmental Mandates. Section Three. Wastewater User Charges. (A) Metered Property. (1) Each Metered Property shall be charged a Base Charge and a Volume Charge as set forth in Appendix I. The Volume Charge shall be calculated separately for each Metered Property, using the most current determination of Contributed Wastewater Volume. (2) Extra Strength Surcharges. Extra Strength Surcharges for the treatment of wastes containing Suspended Solids, Biochemical Oxygen Demand or Chemical Oxygen Demand exceeding Normal Wastewater strengths are hereby established and shall be billed to and collected from Non-residential Property Served by the Wastewater System at the rates for each User 207 Account set forth in Appendix I, and shall be collected in addition to the charges imposed by Subsections (1) and (3) hereof. (a) A User shall be subject to Extra Strength Surcharges in any month if that User's water usage in such month equals or exceeds eight thousand cubic feet. (b) Each User subject to Extra Strength Surcharges shall submit to the District on forms supplied by the District pursuant to the Sewer Use Ordinance, a certified statement setting forth the strength and volume of Wastewater discharged by the User into the Wastewater System or into any sewer connected thereto. The data set forth in such statement shall be obtained from samples collected in accordance with accepted procedures from the manhole or adequate place as described in the Sewer Use Ordinance at a time period representative of normal operational conditions and analyzed utilizing Standard Test Procedures. (c) Analytical data reported by the User discharging such Wastewater will be considered current for each subsequent billing period until such data is reported inaccurate and replaced by updated certified data by said User. The results of routine scheduled sampling and analyses by the District may be used in lieu of data reported by said User if such data is found to be not current or in error. (d) An Extra Strength Surcharge shall be collected from any User subject to Extra Strength Surcharges as provided for herein for the discharge into the Wastewater System of Suspended Solids which average concentration exceeds 300 milligrams per liter or Biochemical Oxygen Demand which average concentration exceeds 300 milligrams per liter, with said Extra Strength Surcharge calculated for each billing period according to the following formula, to wit: 0.00624 x V x [(SS-300) x RSS + (BOD-300) x RBOD] ESS = 2000 (e) If the BOD/COD ratio of a User's Wastewater is equal to or less than 0.35 the BOD measurement may not be considered representative of the User's actual Wastewater strength. The District may substitute Chemical Oxygen Demand which average concentration exceeds 600 milligrams per liter, with said Extra Strength Surcharge calculated for each billing period 208 according to the following formula, to wit: 0.00624 x V x [(SS-300) x RSS + (COD-600) x RCOD] ESS = 2000 In the above formulas the following terms shall mean: ESS = Extra Strength Surcharges. 300 = Maximum concentration of total BOD in Normal Wastewater in milligrams per liter. 300 = Maximum concentration of total Suspended Solids in Normal Wastewater in milligrams per liter. 600 = Maximum concentration of total COD in Normal Wastewater in milligrams per liter. 0.00624 = Conversion factor for milligrams per liter to pounds per hundred cubic feet. V = Volume of water usage or Wastewater discharged expressed in hundred cubic feet. RSS = Rate for SS in dollars per ton. RBOD = Rate for BOD in dollars per ton. RCOD = Rate for COD in dollars per ton. 2,000 = The number of pounds per ton. (f) All Extra Strength Surcharges shall be calculated separately for each Property using the Wastewater flow proportioned average strength concentration for each strength parameter and the most current determination of Contributed Wastewater Volume. No credit is given when the wastewater strength is less than normal wastewater. (3) Non-residential Property Compliance Charge. A Compliance Charge shall be collected from all Non- 209 residential Property Served by the Wastewater System at the rate for each User Account as set forth in Appendix I and shall be collected in addition to the charges imposed by Subsections (1) and (2) hereof. (4) Registration of Unmetered Water Supply. In the event Property is supplied either in whole or in part with water from wells or any source other than a public water supplier, then such wells or other source of supply shall be registered with the Director of Finance of the District. If such supply serves Metered Property and is not measured by a water meter, or is measured by a water meter not acceptable to the District, then in such case, the User, at the User’s own expense shall install and maintain an Approved Meter connected to such water supply. Whenever a new supplier or source of water other than a public water supplier shall be put into use by Metered Property, such source of water shall be registered with the Director of Finance of the District within thirty (30) days. (5) Metered Water Not Entering the Wastewater System. Where it can be shown to the satisfaction of the District that a portion of the water as measured by an Approved Meter does not enter the Wastewater System, then the District is hereby authorized to determine, in such manner and by such method as may be practicable, the percentage of the water measured by the Approved Meter which enters the Wastewater System. In such case, Wastewater User Charges shall be based upon the percentage of the metered water entering the Wastewater System. Additional Approved Meters may be required or permitted at the User's expense in such manner as to measure the quantity of Contributed Wastewater Volume entering the Wastewater System from the Property of such User. Applications requesting consideration for a reduction in the Wastewater Service Charge, because of water not entering the Wastewater System, shall be made to the Director of Finance of the District, on forms provided by the District. (6) Requirement of an Approved Meter for Non-Residential Property. All Non-Residential Property within the District shall be connected to an Approved Meter. In the event Property within the District is owned by a municipality and is served by water provided by such municipality and not connected to an Approved Meter, the District shall provide a method for estimating Wastewater discharge by such Property which is fair and equitable, in lieu of connection to an Approved Meter, and shall bill such municipality for Wastewater User Charges as provided for Metered Property pursuant to this Ordinance based on such estimated Wastewater usage. 210 (B) Unmetered Residential Property. Each Unmetered Residential Property shall be charged a Base Charge and a Room/Fixture Charge as set forth in Appendix I. Such charges shall be calculated separately for each Unmetered Residential Property using the most current available data regarding the number of rooms and plumbing fixtures in such Property. The Director of Finance shall determine the number of rooms and plumbing fixtures in such Property from the records of the City of St. Louis Water Division or other public water suppliers, from the records of the Office of Assessor of the City of St. Louis or St. Louis County, or from on-site inspection. A User of Unmetered Residential Property who considers the determination by the District of the number of rooms and plumbing fixtures for which such User is billed Wastewater User Charges to be inaccurate or erroneous may appeal such determination as herein provided. (C) Right of Entry and Inspection. The District shall have the power to enter on any Property for the purposes of examining the use made of its Wastewater System, the number of rooms and plumbing fixtures in such Property, the number and kind of plumbing fixtures connected with such Wastewater System, and for the purpose of inspecting or reading the Approved Meter connected to such Property. When such examination gives reason to believe that the usage of water on such Property places a burden on the Wastewater System in excess of that for which the User of such Property is being billed, then the Wastewater discharged from such Property shall be measured, at the expense of the User, by a water meter or meters or by a Wastewater flow meter or meters. If such measurement shows that the flow of Wastewater is excessive, Wastewater User Charges shall be billed and collected for such measured usage as for Metered Property. (D) Application of Wastewater User Charge Revenues. All revenues collected from Wastewater User Charges shall be segregated, credited and deposited in a Wastewater Revenue Fund to be established and maintained by the Director of Finance of the District, and shall be used solely to pay for the costs of the operation (including billing, administration and overhead), repair, maintenance, improvement, renewal, replacement and reconstruction of the District's Wastewater System. Section Four. Pollutants. Any User which discharges any Pollutants which cause an increase in the cost of managing the effluent or sludge from the Wastewater System shall pay for such increased costs. Section Five. All bills for Wastewater User Charges shall be prepared by the District and shall be issued monthly for 211 services provided in the preceding month. The issuance of any monthly bill may be delayed by the District for good cause. On or after May 1, 2004, the Wastewater User Charges shall be billed to the Owner or Owners of the Property served by the Wastewater System. Such Wastewater User Charges shall also constitute a personal obligation of any User of the Wastewater System regardless of to whom the bill for Wastewater User Charges is sent and shall constitute a charge and a lien against the Property Served, whether or not a notice of lien has been served. For the District's convenience, all individual Wastewater User Charges may be combined with any other charges of the District, and all such charges may be billed together. In the event of a change in Owner or User of Property or termination of Service to Property during a billing period, application may be made to the Director of Finance of the District for a refund or proration of Wastewater User Charges for such billing period. The Owner of Metered Residential Property containing more than one unit shall have the option of being charged on the basis of Best Equated Period. The Owner may obtain an application for such change from the Director of Finance. Upon receipt of an Application of Change in billing basis for said Property the change in billing will take effect not sooner than sixty (60) days from receipt of the application. Once an Owner of Metered Residential Property containing more than one (1) unit has elected to be charged on the basis of Best Equated Period, that Owner shall not be permitted to again change. In the event Wastewater Service is being provided to any parcel of real Property and said parcel is being under-billed or not being billed at all, the District shall have the authority to charge the Owner of said parcel retroactively for a period not to exceed one and one-half (1½) years from the date of discovery. In the event said parcel is being over-billed by the District, and the current Owner of said parcel can verify such over- billing, then the District shall refund the current Owner of the parcel any amount verified to be overpaid by said Owner. The District will not collect Wastewater User Charges from the Owner of real Property when it is known that said real Property is connected to a septic tank. Upon notification from the Property Owner that certain real Property which is connected to a 212 septic tank is being billed by the District for Wastewater User Charges, upon verification, the District will refund to the Owner any and all of said Wastewater User Charges so collected from said Owner. Section Six. Charge for Late Payments. On or after July 1, 2009, any Wastewater User Charges billed that are not paid by the due date indicated on any bill rendered shall bear a late payment charge equal to three-fourths of one percent (0.75%) per month, or nine percent (9%) per annum, of the amount of the bill rendered and is hereby imposed for each month or portion thereof that the Wastewater User Charges remain unpaid beyond the due date. Section Seven. Wastewater User Charges Constitute a Lien. The Wastewater User Charges shall constitute a lien upon the Property Served on the date a bill is rendered for Wastewater Service, and said lien shall have the same priority as taxes levied for state and county purposes. The District may cause a notice of lien for non-payment of such charges to be filed in the Office of the Recorder of Deeds within and for the City of St. Louis or St. Louis County, depending upon where such Property Served is located. Such notice of lien shall state the Wastewater User Charges due, and shall adequately describe the Property against which such lien is asserted. A copy of such notice of lien shall be mailed to the Owner of the Property at the last address on file with the District and the filing of such notice in the Office of the Recorder of Deeds may be deferred as a matter of grace for not more than thirty (30) days from the mailing date. All Wastewater User Charges that remain unpaid shall bear interest at a rate not to exceed the lower of nine percent (9%) per annum or the maximum legal rate from the time a notice of lien is filed with the appropriate recorder of deeds as herein prescribed, until such time as the account is brought current. After such notice of lien is filed of record, the fees of the Recorder for filing and releasing said lien shall also be payable to the District as a prerequisite to releasing said lien. Section Eight. Termination of Service for Nonpayment. When any Wastewater User Charge has not been paid and has been delinquent for a period in excess of three (3) months, the District is authorized to order the water supply to be shut off for the Property for which the Wastewater User Charge is delinquent or to remove or close any sewer connections, or both, until payment of the delinquent charge together with the reasonable costs involved in shutting off and turning on the water, or closing and reopening the sewer connection, as the case may be, have been paid. 213 When any Wastewater User Charge has not been paid and has been delinquent for more than fifteen (15) days after the due date, then the District may refuse to issue to the Owner and/or User a permit to connect any other Property owned or controlled by said Owner and/or User to the Wastewater System or Storm Water System, or may refuse to review any plans submitted by or on behalf of such Owner and/or User or issue any permits requested by or on behalf of such Owner and/or User, or may refuse to contract for any purpose with or accept Wastewater or Storm Water from any such Owner and/or User. Section Nine. Remedies. Whenever any Wastewater User Charge on an account is unpaid after sixty (60) days from the date the bill for such account was rendered, then the amount for all such Charges, including late fees and attorney fees, accrued and accruing on the account may be collected by any or all of the following three (3) procedures: (A) by assignment or forwarding for collection to a collection agency or law firm; or (B) by suit or other proceedings in any court of competent jurisdiction; or (C) by enforcement of the lien provided herein. The District shall have the power to sue any Owner and/or User, jointly and severally, in a civil action to recover delinquent Charges plus the late payment charge and interest on the delinquent bill, plus all costs incurred by the District in connection with the filing, enforcement and relinquishment of such lien and the prosecution and collection of such Charges including court costs, fees for transcript judgments, special process servers, credit reports, video reports, sewer and/or water shutoff costs, other related fees, and reasonable attorney's fees to be fixed by the court. Section Ten. False Information. It shall be unlawful for any Person to furnish any false report or information to the District which would reduce any Charge imposed by the District. Section Eleven. Violation of Ordinance. Any Person violating Section Ten of this Ordinance shall be deemed guilty of a misdemeanor and upon conviction shall be punished by a fine of not less than $50.00 nor more than $500.00. The imposition of such penalty shall in no way restrict or deprive the District of its right to pursue any other remedy it may have for the collection of any delinquent bill for Charges. Section Twelve. Wastewater User Charge Review. The Board shall regularly review the Wastewater User needs of the 214 District and Wastewater User Charges, usually as a part of a Rate Proposal from the Rate Commission, to assure the appropriateness of the Wastewater User Charges and to: (A) Maintain the proportional distribution of operation, maintenance and replacement costs among User classes. (B) Provide adequate revenues to cover operation, maintenance and replacement costs. (C) Provide adequate revenues for the payment of debt service on or required by the provisions of any outstanding bonds. Section Thirteen. Notice of Rates. Each User Account shall be notified at least annually in conjunction with a regular billing for Wastewater User Charges as to: (A) the rate schedule in effect; and (B) that part of Wastewater User Charges attributable to wastewater services. Section Fourteen. Deposit of Funds. The funds received from the collection of any of the aforesaid charges shall be deposited daily as received by the Secretary-Treasurer of the District, and shall be deposited in duly designated bank accounts, and such moneys may be appropriated and used for the purposes of the District as herein provided. Section Fifteen. Collection Offices. Collection offices may be established at convenient locations throughout the District. The Director of Finance is hereby authorized to enter into contracts with the owners or operators of business establishments to provide collection services at such locations as are selected and may provide in such contracts for the payment by the District of a fee to the collecting establishment for rendering such collection services. Section Sixteen. Appeals. Any Person who considers the Wastewater User Charges billed to such Person pursuant to the provisions of this Ordinance or any other determination by the District pursuant to the provisions of the Ordinance to be illegal, inaccurate or erroneous may request a review thereof by the Director of Finance or his or her designate within thirty (30) days of (i) the bill to such Person for Wastewater User Charges with respect to such Property, or (ii) written notice to such Person of a determination by the District which is contested. The determination by the Director of Finance may be appealed by such Person to the Executive Director, by written notice of appeal filed with the Director of Finance within thirty (30) days of the Director of Finance’s 215 determination. The determination by the Executive Director shall be considered a final order of the District. Section Seventeen. Judicial Review. Any Person or Persons jointly or severally aggrieved by any final order of the Executive Director of the District may seek judicial review of such decision pursuant to the procedures set forth in Section 12.110 of the District's Plan. Section Eighteen. Adjustment Review Committee. A committee, to be known as the Adjustment Review Committee (ARC), is hereby established and shall meet, at minimum, once a month to conduct its business. The ARC shall be comprised of the voting members which are the District's Director of Finance, Assistant Director of Finance, the Secretary-Treasurer, and General Counsel. Non-voting members are the Accounts Receivable Manager and Audit Administrator. For purposes of Section Eighteen of this Ordinance the following terms as used in this Ordinance shall have the following meanings, unless some other meaning is plainly intended. Adjustment - any change in billing resulting from errors and/or changes in circumstances. Write-off - an uncollectible amount due the District according to State or Federal Statute or as determined by majority approval of the ARC. Settlement - agreement between the customer and the District to alleviate all or part of a delinquent condition. On a monthly basis, the ARC shall review and properly record in the minutes all prior monthly billing adjustments as approved and presented by the Accounts Receivable Manager. These billing adjustments may result from but are not limited to: misapplied payment, CCF adjustment, reduction factor, water-off, transfer of balance due to bankruptcy notice, new occupant/water meter registrant, bank encoding error, or water back-up. All write-offs or settlements of accounts shall require a majority of the ARC voting members to meet and discuss before approval. No write-off or settlement in excess of Five Thousand Dollars ($5,000.00) and less than Twenty-five Thousand Dollars ($25,000.00) shall be effective unless reviewed and approved by three (3) out of the four (4) voting members of the ARC. Any write-off or settlement of Twenty-five Thousand Dollars ($25,000.00) or greater shall require approval or ratification of the Board’s Finance Committee. The suspension of these rules may occur when a time constraint exists and a decision must be made before the 216 next scheduled meeting, or a situation exists from, but not limited to: foreclosure, sheriff or county tax sale, Land Reutilization Authority, Land Clearance for Redevelopment Authority, or discharged bankruptcy. In these instances, no settlements or write-offs in excess of Five Thousand Dollars ($5,000.00) shall be effective unless reviewed and approved by three (3) out of four (4) voting members of the ARC on an individual basis or at a special meeting as requested by any of the ARC members. All such instances will be reported at the next regularly scheduled meeting of the ARC and recorded in the minutes. ARC activity will be reported to the Board's Finance Committee on a frequency determined by the Board’s Finance Committee. The Adjustment Review Committee shall perform any other such duties relating to billing and collection policies. Such duties shall be reported to the Executive Director and Board of Trustees. Section Nineteen. Severability. The Board hereby declares that if any section, part, sentence or clause of this Ordinance is held invalid, such invalidity shall not affect the remainder of this Ordinance, the Board hereby declaring that it would have enacted the remainder of this Ordinance without regard to that part hereof that may be held invalid. Section Twenty. Prior Ordinances. The provisions contained in this Ordinance (i) shall become effective July 1, 2016 (the “Effective Date”), and (ii) on the Effective Date, shall repeal and supersede Ordinance Nos. 13758, adopted December 12, 2013, and 13937, adopted August 5, 2014, and shall take the place of and supersede the provisions of all prior ordinances relating to the same subject matter which are herewith inconsistent. This Ordinance shall not be so construed as to relieve any Person from the payment of any charge which is due and payable under the provisions of any prior ordinance, nor to bar the collection of same by any and all of the means provided for in said prior ordinance. This Ordinance shall not be so construed as to relieve any Person from any penalty heretofore incurred by the violation of any prior ordinance nor to bar the prosecution of any such violation in the manner provided therein. The foregoing Ordinance was adopted June 9, 2016. 217 APPENDIX I WASTEWATER USER CHARGES July 1, 2016 July 1, 2017 July 1, 2018 July 1, 2019 Charge Charge Charge Charge METERED PROPERTY (per Month/per User Account) Base Charge $19.46 $21.52 $23.83 $26.35 Volume Charge $3.59/100 $3.97/100 $4.40/100 $4.87/100 All Volume Cubic Feet Cubic Feet Cubic Feet Cubic Feet UNMETERED RESIDENTIAL PROPERTY (per Month/per User Account) Base Charge $19.46 $21.52 $23.83 $26.35 Room/Fixture Charge: Room (each room) $ 2.12 $2.35 $2.61 $2.89 Water Closet (each fixture) $ 7.92 $8.76 $9.70 $10.72 Bath (each fixture) $ 6.60 $7.30 $8.08 $8.93 Separate Shower (each fixture) $ 6.60 $7.30 $8.08 $8.93 218 APPENDIX I WASTEWATER USER CHARGES continued July 1, 2016 Charge July 1, 2017 Charge July 1, 2018 Charge July 1, 2019 Charge NON-RESIDENTIAL PROPERTY (per Month/per User Account) Extra Strength Surcharges (if water usage equals or exceeds 8000 cubic feet per month): Suspended Solids (SS) * $262.00 $269.07 $277.03 $283.87 Over 300 mg/liter (Milligrams per liter) Biochemical Oxygen Demand (BOD) * $654.00 $671.63 $691.50 $708.56 Over 300mg/liter (Milligrams per liter) Chemical oxygen Demand (COD)* $327.00 $335.82 $345.76 $354.30 Over 600 mg/liter (Milligrams per liter) * Per Ton Base Charge $ 19.46 $21.52 $23.83 $26.35 Volume Charge $3.59/100 $3.97/100 $4.40/100 $4.87/100 All Volume Cubic Feet Cubic Feet Cubic Feet Cubic Feet Compliance Charge/per Month Tier 1: 0 Inspection/0 Sample Point $ 2.86 $ 2.95 $ 3.05 $ 3.14 Tier 2: 1 Inspection/0 Sample Point $ 57.20 $ 58.94 $ 60.89 $ 62.61 Tier 3: 1 Inspection/1 Sample Points $ 125.84 $ 129.67 $ 133.96 $ 137.75 Tier 4: 1 Inspection/2 Sample Points $185.90 $191.56 $197.91 $203.49 Tier 5: 1 Inspection/More Than 2 Sample Points $243.10 $250.50 $258.79 $266.10 219 Fiscal Year 2017 BUDGET220 STORMWATERFUNDINGOrdinance #14393The Stormwater funding is established through an ordinance and must be approved by the Board of Trustees to be enacted. A Rate Commission process is used to review and make recommendations regarding the rates to the Board ofTrustees.ORDINANCE221 STORMWATER ORDINANCE NO. 14393 AN ORDINANCE, repealing and suspending Ordinance No. 13938, adopted August 5, 2014, and enacting a new ordinance in lieu thereof for purposes of providing funding for the stormwater system. WHEREAS, The Metropolitan St. Louis Sewer District, a body corporate, Municipal Corporation and political subdivision of the State of Missouri (herein called the "District"), was established as a metropolitan sewer district under the provisions of Section 30 of Article VI of the Constitution of the State of Missouri, pursuant to a Plan adopted by the voters of St. Louis City and St. Louis County at a special election held on Tuesday, February 9, 1954 (the "Plan"); and WHEREAS, the Plan established the District in the interest of the public health and for the purpose of providing adequate sewer and drainage facilities within the boundaries of the District; and WHEREAS, the Plan empowers the District with jurisdiction, control, possession and supervision of sewer and drainage systems and facilities as may be placed under the District's jurisdiction in the manner provided in the Plan; to maintain, operate, reconstruct and improve the same as a comprehensive sewer and drainage system; to make additions, betterments and extensions thereto; to protect the public health and welfare by preventing or abating the pollution of water; and to have all the rights, privileges and jurisdiction necessary or proper for carrying such powers into execution; and WHEREAS, the stormwater system within the District consists of man-made facilities and structures and natural water courses used for collecting and conducting stormwater to, through and from drainage areas to the points of final outlet including, but not limited to, sewers, pipes, inlets, conduits and appurtenant features, canals, creeks, channels, catch basins, ditches, streams, gulches, gullies, flumes, culverts, siphons, retention or detention basins, dams, flood walls, levies, and pumping stations (the "Stormwater System"); and 222 WHEREAS, by Resolution No. 65 adopted by the Board of Trustees of the District on May 21, 1956, the District accepted the maintenance and operation of the portion of the Stormwater System theretofore operated and maintained by the municipalities, sewer districts and other public agencies within the boundaries of the District established under the original Plan (the "Original Area"); and WHEREAS, a special election was held on May 10, 1977, pursuant to which additional areas were annexed to the District (the "Annexed Area"); and WHEREAS, by Resolution No. 1494 adopted by the Board of Trustees of the District on April 27, 1977, the District established a policy regarding the Stormwater System in the Annexed Area which provided that the District would not assume immediate control of the Stormwater System in the Annexed Area, but would provide planning services and work with local municipal authorities and other organizations and groups to coordinate stormwater and drainage programs where such services were requested; and WHEREAS, by Ordinance No. 7691 adopted by the Board of Trustees of the District on February 22, 1989, the District established a policy effective April 1, 1989, to regulate the construction, alteration and reconstruction of all stormwater and drainage facilities within the District and undertake the operation and maintenance of those portions of the Stormwater System accepted for dedication by the District within the boundaries of the entire District to the extent of available funds for such purposes; and WHEREAS, the District's Plan authorizes the Board to establish by ordinance charges to be collected from all the real property served by the sewer facilities of the District, whether public or private, such charges to be based upon any classifications or sub-classifications which the Board may determine to be fair and reasonable, and to prescribe the manner in which and time at which such charges are to be paid; and WHEREAS, the District is subject to the provisions of the federal Water Pollution Control Act, as amended (commonly referred to as the Federal Clean Water Act), 33 U.S.C. § 1251, et seq. (the "Federal Clean Water Act"), and the regulations promulgated there under; and 223 WHEREAS, there are continuing and growing threats to the public health, safety and welfare of the District and its residents created by stormwater, including flooding, erosion, water pollution, creation of pest breeding areas, traffic hazards caused by flooding, etc.; and WHEREAS, the District currently levies and collects a stormwater operations and maintenance property tax of approximately Seven Cents ($0.07) per One Hundred Dollars ($100.00) assessed valuation on property within the Original Area and within the annexed areas described in MSD Ordinance No. 3753, as identified in the most recent tax Ordinance No. 14247 adopted September 29, 2015 (the “Existing Stormwater O&M Tax”); and WHEREAS, the District currently levies and collects an administrative property tax used for stormwater regulatory purposes of approximately Two Cents ($0.02) per One Hundred Dollars ($100.00) assessed valuation on all property within the District, as identified in the most recent tax Ordinance No. 14247 adopted September 29, 2015 (the “Stormwater Regulatory Tax”); and WHEREAS, the District currently imposes and collects a monthly 24-Cent or 18-Cent stormwater service charge on each MSD customer account, as identified in the most recent rate Ordinance No. 13938 adopted August 5, 2015 (the “Existing Stormwater Service Charge”); and WHEREAS, the District currently levies and collects a property tax at rates between $0.00 to $0.10 per One Hundred Dollars ($100.00) assessed valuation on property within each Operation, Maintenance, Construction and Improvement (“OMCI”) subdistrict, as identified in the most recent tax Ordinance No. 14247 adopted September 29, 2015 (the “OMCI Subdistrict Tax”); and WHEREAS, the Rate Commission of The Metropolitan St. Louis Sewer District, being duly established by the Board of Trustees of the District pursuant to Section 7.040 of the Charter, issued its Rate Recommendation Report dated July 30, 2015 (the “Rate Commission Report”) recommending that the District submit for approval by the voters of the District a proposition authorizing a Stormwater Operations and Maintenance property tax upon all real and tangible personal property within the District at a rate of not more than Ten Cents ($0.10) per One Hundred Dollars ($100.00) assessed valuation; and 224 WHEREAS, the Board of Trustees of the District, after due deliberation and consideration of the Rate Commission Report, has determined that it is necessary and in the best interest of the District to impose a Stormwater Operations and Maintenance property tax upon all real and tangible personal property within the District at a rate of not more than Ten Cents ($0.10) per One Hundred Dollars ($100.00) assessed valuation for the purpose of providing revenue for the operations of the District’s stormwater utility, including stormwater system operation and maintenance, rehabilitation and limited construction of infrastructure and other capital improvements, and an operating reserve (the “Stormwater Operations and Maintenance Property Tax”).WHEREAS, on April 5, 2016, voters approved the Stormwater Operations & Maintenance Property Tax to be imposed upon all real and tangible personal property throughout the District at a rate of not more than Ten Cents ($0.10) per One Hundred Dollars ($100.00) assessed valuation; and WHEREAS, based upon its deliberations and findings and the results of the election on April 5, 2016, in order to establish a uniform districtwide stormwater revenue system for operations, maintenance, and limited capital improvements, the Board of Trustees is (i) imposing the Stormwater Operations and Maintenance Property Tax and establishing the Districtwide Stormwater Fund (5120), (ii) repealing the Existing Stormwater O&M Tax and the Existing Stormwater Service Charge, and (iii) setting the OMCI Subdistrict Tax rates at $0.00 for the tax year 2016; and WHEREAS, the Board does hereby find and determine that the adoption of this Ordinance is in the public interest of the District and its residents, will further the public purposes of the District, and is desirable and necessary in furtherance of the public health, safety and welfare of the District and its residents. NOW, THEREFORE, BE IT ORDAINED BY THE BOARD OF TRUSTEES OF THE METROPOLITAN ST. LOUIS SEWER DISTRICT: Section One. Definitions of Words and Terms. In addition to words and terms defined elsewhere in this Ordinance, the following words and terms as used in this Ordinance shall have the following meanings, unless some other meaning is plainly intended. 225 "Area" means the square footage measurement of Property. "Board" means the Board of Trustees of the District. "Dedicated Stormwater Facilities" means those portions of the Stormwater System which have been accepted for dedication by the District as provided in Section Three of this Ordinance. "District" means The Metropolitan St. Louis Sewer District. "Owner or Owners" means both the owner or owners of record of Property as set forth in the records of the office of the respective Recorders of Deeds for the City of St. Louis or for St. Louis County, Missouri. "Person" means any individual, firm, proprietorship, partnership, company, municipality, state, federal or local governmental entity, association, society, corporation, group, or other entity. "Property" means a lot or parcel of real estate, whether public or private, which is served by the Stormwater System. "Stormwater" means any water or drainage resulting from precipitation which may or may not be mixed with an accumulation of dirt, soil, and other debris or substances collected from the surfaces on which such precipitation falls or flows. "Stormwater Design Standards" means the most current published edition of "Rules and Regulations and Engineering Design Requirements for Sanitary Sewerage and Stormwater Drainage Facilities" and "Standard Construction Specifications for Sewers and Drainage Facilities" as ratified and approved from time to time by the Board. "Stormwater Facility" or "Stormwater Facilities" means various drainage works that may include sewers, pipes, inlets, conduits, manholes, energy dissipation structures, channels, outlets, retention/detention basins, and other structural components. "Stormwater Service” means the planning and regulating of the Stormwater System and all activities described in Appendix I. "Stormwater System" means all man-made facilities, structures, and natural Watercourses used for collecting and 226 conducting Stormwater to, through and from drainage areas to the points of final outlet including, but not limited to, any and all of the following: sewers, pipes, inlets, conduits and appurtenant features, canals, creeks, channels, catch basins, ditches, streams, rivers, gulches, gullies, flumes, culverts, siphons, retention or detention basins, dams, floodwalls, levees, and pumping stations. "User" means the occupant or Owner of Property, or any Person served by the Stormwater System. Section Two. Establishment of the Stormwater Operations and Maintenance Property Tax. The District hereby imposes a Stormwater Operations and Maintenance property tax upon all real and tangible personal property within the District at a rate of not more than Ten Cents ($0.10) per One Hundred Dollars ($100.00) assessed valuation for the purpose of providing revenue for the operations of the District’s stormwater utility, including stormwater system operation and maintenance, rehabilitation and limited construction of infrastructure and other capital improvements, and an operating reserve. Furthermore, The District establishes the Districtwide Stormwater Fund (5120) for purposes of maintaining an accounting of these revenues and expenditures. The District repeals the Existing Stormwater O&M Tax and the Existing Stormwater Service Charge, and sets the OMCI Subdistrict Tax rates at $0.00 for the tax year 2016. Section Three. Dedication of Stormwater Facilities. The District will accept for dedication all existing or newly constructed Stormwater Facilities as provided by this Section. The Executive Director shall accept the dedication of an existing Stormwater Facility to the District's Stormwater System, provided that the District's final inspection report made prior to the acceptance of dedication confirms that such facility is located in public rights-of-way or easements granted to and accepted by the District and which is not encroached upon, is intended for public use, and meets the District's current policy on Stormwater maintenance as provided in Section Four of this Ordinance. Upon completion of construction of new Stormwater Facilities for which plans are received, reviewed and approved by the District after April 1, 1989, the Stormwater Facilities shall be dedicated to the District and the Executive Director shall accept the dedication of such Stormwater Facilities to the District's Stormwater System, provided that the facilities have been constructed in 227 accordance with the approved plans, the District's final inspection reports made prior to the acceptance of dedication confirm that the facilities meet the Stormwater Design Standards, and the facilities meet the District’s current policy on Stormwater maintenance as provided in Section Four of this Ordinance. Section Four. Maintenance of Dedicated Stormwater Facilities. The District shall maintain all Dedicated Stormwater Facilities pursuant to policies established from time to time by resolution of the Board to prioritize the use of monies from the Stormwater Service Charges and other available funds to meet the greatest needs in furtherance of the public health, safety and welfare and in compliance with the Federal Clean Water Act. To the extent of available funds the District shall establish a program of maintenance of Dedicated Stormwater Facilities in accordance with the District's then current Stormwater Maintenance Policy. The Board hereby adopts the Stormwater Maintenance Policy attached hereto as Appendix I. Section Five. Private Stormwater Facilities. The Owner shall be responsible for Stormwater Facilities located on private property where runoff will principally be collected within that property and for all other Stormwater Facilities not maintained by the District per Appendix I. The Owner shall clean and maintain the facility or channel as required to ensure proper operation as required by law or regulation. Where Dedicated Stormwater Facilities are in easements, the Owner of the Property is responsible for maintenance of such easements including lawn mowing, litter pick-up, pest control, removal of blockages and encroachments, etc. The Owner shall place no structures or plantings that interfere with the Stormwater Facility or its operation and maintenance. Section Six. Rules and Regulations. In order to accomplish the purpose of this Ordinance to protect the Stormwater System within the District, to secure the best results from the construction, operation, and maintenance thereof, and to prevent damage and misuse of any of the Drainage Facilities, improvements, or properties within the District, the Executive Director may make and enforce rules and regulations that are necessary and reasonable: (A) To prescribe the manner in which storm sewers, ditches, channels, and other Stormwater Facilities are to be designed, installed, adjusted, used, altered, maintained, replaced, or otherwise changed. (B) To prescribe the manner in which Stormwater Facilities are operated. 228 (C) To facilitate the enforcement of this Ordinance. (D) To protect the Stormwater System, and to prescribe the manner of its use by any public or private person, firm, or corporation. (E) To protect the public health, safety, and welfare. Section Seven. Permits and Plan Review. All plans and designs for all Stormwater Facilities within the boundaries of the District shall be submitted for approval, revision or rejection by the District pursuant to the Plan, applicable Ordinances and the District Stormwater Design Standards. Except as preempted or otherwise delegated by EPA or MDNR, the District shall provide all stormwater plan and design review, permit control and construction inspection. Section Eight. Severability. The Board hereby declares that if any section, part, sentence or clause of this Ordinance is held invalid, such invalidity shall not affect the remainder of this Ordinance, the Board hereby declaring that it would have enacted the remainder of this Ordinance without regard to that part hereof that may be held invalid. Section Nine. Emergency Clause. The services as provided for herein are essential to the operation of the District, and enacted without delay, thus creating an emergency within the meaning of the Charter. Accordingly, this ordinance shall take effect immediately upon its enactment. The foregoing Ordinance was adopted June 9, 2016. 229 APPENDIX I Metropolitan St. Louis Sewer District Statement of Policy for Maintenance of Stormwater Sewer Systems 1.0 Introduction Adequate drainage in the Metropolitan St. Louis area is necessary to preserve and promote the general health, welfare and economic wellbeing of the region. Stormwater drainage is a regional feature that affects all governmental jurisdictions and all parcels of property. This characteristic of drainage makes it necessary to formulate a program that includes public and private involvement both from the master planning of new improvements and the costs associated with maintenance and replacement of existing improvements. 2.0 Definitions Stormwater infrastructure consists of the following Systems: Public Stormwater Systems – Stormwater infrastructure that is located in easements with rights to MSD. Stormwater infrastructure that has been formally dedicated to MSD for maintenance. Private Stormwater Systems -- Stormwater infrastructure that is not located in easements with rights to MSD, and is typically designed to serve an individual property prior to connection to a public stormwater system. Stormwater Infrastructure not dedicated to MSD for maintenance. Non-Dedicated Stormwater Systems – Stormwater infrastructure that provides a public service and serves more than one property. Typically systems not built per MSD standards, not in dedicated easements, and undedicated to the District. Examples may include a system built in a subdivision without permits or District approval, or as-built drawings were not received. Stormwater infrastructure consists of the following Assets and features: 230 Inlets – A stormwater structure that has a curb inlet, area inlet, or road grate that allows stormwater runoff to enter the stormwater system. Inlets are interconnected to the stormwater system via storm sewer piping. Inlets typically need regular cleaning due to the accumulation of debris that is washed in off of streets. Stormwater sewers – Enclosed and typically underground piping that transports stormwater runoff from properties and streets to streams. Improved Channels – Improved stormwater channels are open trapezoidal or vertical walled channels designed to certain standards and typically constructed from man-made structural materials, such as poured concrete, concrete block, placed stone, or gabion baskets. Unimproved Channels – Stormwater channels that have not been improved as described above, such as natural streams, stone revetments, and grade controls. Sinkholes – Natural depressions or collapsed areas formed by dissolution of carbonate bedrock. Stormwater typically drains into the subsurface. Improved Sinkholes – A sinkhole with an MSD approved drainage structure on top. Driveway Culverts – Storm pipes incorporated into driveways to allow storm flows to travel through roadside ditches and gutters. Road Culverts and Bridges – Engineered bridges and culverts designed to allow roads to span rivers, streams and stormwater channels. Roadside ditches or Gutters – Earthen or paved stormwater channels alongside roads or curbed gutters alongside roads. Swales – Shallow trough-like depressions designed to divert or channel stormwater flows. Examples include ditches and other grading to direct flow to specific areas, including MSD infrastructure. Detention and Retention Basins – Stormwater basins often designed into neighborhoods to capture stormwater drainage from the neighborhood stormwater systems. They are designed to capture runoff for a limited period of time and discharge into a larger public stormwater system or stormwater channel. 231 Stormwater BMP (best management practice) – a constructed stormwater feature intended to reduce pollutants from stormwater discharges and improve surface water quality. Municipal Separate Storm Sewer System (MS4) – As defined in 10 CSR 20-6.200: a MS4 is a conveyance or system of conveyances including roads and highways with drainage systems, municipal streets, catch basins, curbs, gutters, ditches, paved or unpaved channels, or storm drains designated and utilized for routing of stormwater which, does not include any waters of the state; is contained within the municipal corporate limits or is owned and operated by the state, city, town, village, county, district, association, or other public body created by or pursuant to the laws of Missouri having jurisdiction over disposal of sewage, industrial waste, stormwater, or other liquid wastes; is not a part or portion of a combined sewer system; and is not a part of a publicly owned treatment works as defined in 40 CFR 122.2. Rivers and Streams – Natural waterways that drain watersheds. 3.0 Services The following provisions summarize the District’s current policies and service levels on Stormwater System Maintenance.: 3.1 Regulatory Authority and Oversight: Consists of work required to meet Federal, State and local stormwater regulations and includes the following: 3.1.a Engineering Services: MSD’s Engineering Department provides services to ensure the proper design, construction and functionality of existing and new stormwater systems. These services include: • Plan review and permitting – All public or private sewerage and drainage works proposed to be constructed, altered or reconstructed by an person or corporation, public or private within the District Boundaries will require review and approval by the District. This includes any altering of storm drainage channel, site drainage or floodplain within the District; • Ensuring that all new sewage and drainage facilities are designed in accordance with “Rules and Regulations and Engineering Design Requirements for Sanitary Sewage and Stormwater Drainage Facilities”; Ensuring that all new sewage and drainage facilities are constructed in accordance with “MSD Standard Construction Specification for Sewers and Drainage Facilities.” 3.1.b Environmental Services: MSD’s Engineering Department provides services to ensure compliance with federal and state stormwater regulations. These services include: 232 • Overall service area oversight and coordination with St. Louis County and municipalities within the District boundary, the Missouri Department of Natural Resources, and the U.S. Environmental Protection Agency; • Activities required for compliance with the MS4 operating permit, including stormwater management plan (SWMP) development, implementation, and enforcement activities required for MSD to comply with the following minimum control measures: o Public Education and Outreach; o Public Involvement and Participation; o Illicit Discharge Detection & Elimination; o Construction Site Stormwater Runoff Control; o Post-construction Stormwater Management; and o Pollution Prevention/Good Housekeeping for Municipal Operations; • Development, implementation and enforcement of plan(s) necessary to address the assumptions, requirements, waste load allocation, and load allocation of any applicable total maximum daily load (TMDL); • All monitoring, recordkeeping, reporting, and applications necessary for compliance with a MS4 Operating Permit. 3.2 Preventative Stormwater Maintenance: Stormwater infrastructure needs periodic maintenance and inspection to assure it functions as intended and needed improvements are identified. The following are maintenance service goals of the District with respect to the Public Stormwater System: • Clean combined sewer inlets in the City of St. Louis and near County on a two-year cycle; • CCTV inspection of storm sewers on a 10-year cycle; • Cleaning and repair of storm sewers as identified in inspections; • Visual inspection and maintenance of improved sinkholes as needed; • Visual inspection of storm inlets on a 10-year cycle; • Cleaning and repair of storm inlets as identified in inspections; • Inspection of improved channels and bridge culvert openings on a 2-year cycle; • Cleaning of improved channels including bridge and culvert openings as identified in inspections. Areas under bridges and culverts are not MSD’s responsibility; • Maintenance of public stormwater BMP’s constructed by MSD or dedicated to MSD for maintenance, including: o Green infrastructure and basins (mowing; plantings; trash); o Cleaning of hydro dynamic separators that were installed as part of public street improvements; • Monthly inspection and maintenance of floodwall pump stations and gate structures. 233 3.3 Customer and Emergency Calls: The District maintains a 24/7 call center and responds to a number of stormwater problem calls. Response times range from four (4) hours for emergency calls, to up to 30 days for less critical investigations. MSD will respond to calls on both Public Stormwater Systems and Non-Dedicated Stormwater Systems. MSD will not typically respond to calls on Private Stormwater Systems. Response includes: • Stormwater problem investigation (i.e. local ponding or flooding) – District engineers investigate localized or individual stormwater problems. Some water solutions may be offered by the District if it involves reasonable improvements to the Public Stormwater System. Some solutions may be the property owner’s responsibility, such as grading or swales. In these cases the District will work to help identify the solution. • Erosion Investigation – District engineers will investigate erosion issues. Erosion is a natural phenomenon, and due to funding constraints, MSD is usually unable to resolve these issues. If an MSD System is determined to be the cause of the issue, MSD will work to mitigate the problem. Engineers will give advice to the property owner. • Cave-in (yard sinkhole) investigations – MSD personnel will investigate the cause of cave-ins. The hole is typically flooded with dye and the Public Stormwater System is checked to see if the dye is entering through a defect in the public infrastructure. If so, MSD will make necessary repairs. • Street flooding - The District will respond and alleviate maintenance-related street flooding as soon as possible. • Blocked inlets – The District will respond to blocked inlet calls and clean inlets as necessary. • Broken or dislodged inlet tops - The District will typically respond within four hours of call. • Blocked Creek Investigations - MSD will investigate blocked creek calls. MSD will contract to remove debris if it is deemed a flooding threat such as a fallen tree in public right of way. MSD will not be responsible to remove typical debris or branches that are not considered a flooding hazard. • No Response Calls - MSD will not respond to some stormwater calls as they are not considered part of the Public Stormwater System, and therefore, MSD will not maintain these items. These include: o Detention and Retention Basins – these are considered private and their maintenance is the responsibility of the subdivision or neighborhood. o Maintenance and/or Cleaning of roadside ditches, bridges and roadway or driveway culverts - These structures are not MSD’s responsibility and typically fall to the municipality or private homeowner. o Sink Holes - MSD will not clean natural sinkholes, sinkholes improved with non-standard structures, or portions of improved sinkholes below the public structure. o Missouri State Highway Department - MSD will not maintain any storm sewers located on State right-of-way unless they are integral parts of the Public Stormwater System. o Swales- MSD will not maintain swales. o Trench Drains – MSD will not maintain trench drains. 234 o Weeds – MSD only cuts weeds on property owned by MSD, and not on easements. 3.4 System Renewal and Repair: Continued system renewal and repair is an essential part of keeping the Public Stormwater System functioning properly. Many system improvements and repairs are identified as a result of MSD preventative inspection program as well as customer investigations. These may include pipe renewal, inlet repair or rehabilitation, small system additions as well as improved channel repairs. Some jobs may be performed internally with District Staff and others contracted through the MSD Engineering Department’s Infrastructure/Repair program. Engineering has a number of engineers and field crews that manage and inspect these repairs. MSD will renew and repair Public Stormwater Systems. Private Stormwater Systems are the responsibility of the property owner. Non-dedicated Stormwater Systems may be eligible for improvement if the property owners are willing to give easements and dedicate the stormwater system to the District. Repair and Renewal monies are limited and repairs are performed on a priority basis, based on need, cost and public benefit. 3.5 Capital Improvement Projects: MSD does not collect a District-wide source of funding for stormwater capital improvement projects. 4.0 Disputes In the event a dispute arises as to whether a particular stormwater sewer system, facility, structure, asset or feature or any part thereof should be maintained, repaired, or replaced by the District pursuant to this Policy, the decision of the District’s Executive Director shall be final. Any person or persons jointly or severally aggrieved by such decision may appeal such decision in the manner provided for in Section 12.110 of the District's Plan. 235 MSD Project Clear is the initiative to improve water quality and alleviate many wastewater concerns in the St. Louis region. It will invest billions of dollars over a generation in planning, designing, and building community rainscaping, system improvements, and an ambitious program of maintenance and repair. On the Cover (top to bottom) Get the Rain Out: Cortex Innovation Community Rain gardens Repair and Maintain: MSD Operations crew lines a sewer pipe using cured-in-place pipe Build System Improvements: Crews connect the Lemay Redundant Force Main to the Lemay Wastewater Treatment Plant