HomeMy Public PortalAboutR3551 ST Approved Broker DealerlRESOLUTION NO. 3551
WHEREAS, the adoption of Resolution No. 3551 will modify the list of
Approved Securities Dealers attached hereto as Exhibit D by changing the name of FTN
Financial, an Approved Securities Dealer of the District, to FHN Financial, and
WHEREAS, under provisions of Ordinance No. 14294, Section Three, adopted on
December 10, 2015, the list of Approved Securities Dealers may be modified from time to time
by resolution of the Board of Trustees of the District, and
WHEREAS, Section 3 of Ordinance No. 14294, adopted on December 10, 2015,
has been modified to include FHN Financial as an approved Securities Dealer of the District, and
NOW, THEREFORE, BE IT RESOLVED BY THE BOARD OF TRUSTEES OF
THE METROPOLITAN ST. LOUIS SEWER DISTRICT THAT, the list of Approved Securities
Dealers, attached hereto as Exhibit D, is hereby approved; provided that such list may be
modified from time to time by resolution of the Board of Trustees of the District.
The foregoing Resolution was adopted on November 14, 2019.
EXHIBIT D
LIST OF APPROVED SECURITIES DEALERS
Primary Government Securities Dealers*
Bank of Nova Scotia, New York Agency
BMO Capital Markets Corp.
BNP Paribas Securities Corp.
Barclays Capital Inc.
Cantor Fitzgerald & Co.
Citigroup Global Markets Inc.
Credit Suisse Securities (USA) LLC
Daiwa Capital Markets America Inc.
Deutsche Bank Securities Inc.
Goldman, Sachs & Co.
HSBC Securities (USA) Inc.
Jefferies LLC
J.P. Morgan Securities LLC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Mizuho Securities USA Inc.
Morgan Stanley & Co. LLC
Nomura Securities International, Inc.
RBC Capital Markets, LLC
RBS Securities Inc.
SG Americas Securities, LLC
TD Securities (USA) LLC
UBS Securities LLC.
Wells Fargo Securities LLC.
* Such Primary Government Securities Dealers shall be those certified as such, from time to
time, by the New York Federal Reserve Bank. Current list dated April 18, 2016
District Approved Securities Dealers
Blaylock Robert Van, LLC
Cantella & Co.
Comerica Securities, Inc.
Edward D. Jones
First Bankers
FHN Financial
Great Pacific Securities
INTL FC Stone Inc.
KGS-Alpha Capital Markets
Loop Capital
Piper Jaffray & Co
Raymond James/Morgan Keegan
Siebert Branford Shanks & Co., LLC
Stifel Nicolaus & Co., Inc.
Sterling Investments
Stem Brothers & Co.
Multi-Bank Securities, Inc.
District Authorized Depositary Banks