HomeMy Public PortalAbout028-2013 - General - Amending Chapter 96 10ORDINANCE NO.28-2013
A GENERAL ORDINANCE AMENDING SECTION 96.10 AND ADDING
SECTION 96.99 OF THE CITY OF RICHMOND CODE
WHEREAS, Chapter 96 of the City of Richmond Code regulates the public right-of-way areas
within the City and Section 96.10 of said Chapter includes procedures to perform
excavation work on said right-of-way areas; and
WHEREAS, It is in the best interest of the City to amend Section 96.10 to comprehensively
update all sub -sections to reflect and clarify the current application practices
currently in place in the City of Richmond Department of Public Works and
Engineering and omit any outdated language, practices, and procedures in
connection with the excavation of right-of-way areas process; and
WHEREAS, It is in the best interest of the City to amend Section 96.10 in order to allow
Contractors to obtain a thirty (30) day excavation permit extension and to allow
the Department of Public Works to charge the reasonable fee of One Hundred
Dollars $100 for any permit extension being sought from the City; and
WHEREAS, A section designated as Section 96.99 (Unconstitutionality Clause) should
additionally be added to Chapter 96.
NOW, THEREFORE, be it ordained by the Common Council of the City of Richmond,
Indiana, that the following Section 10 of Chapter 96 of the City of Richmond Code is hereby
amended as follows:
96.10 EXCAVATIONS IN RIGHT-OF-WAY AREAS
(a) Definitions: For the purposes of this section, certain terms are
defined as follows:
1. DPW: As used herein, DPW shall mean the City of Richmond,
Indiana, Department of Public Works 8s Engineering.
2. Excavation: As used herein, excavation shall mean to cut, dig,
trench, excavate, grade, tunnel, bore, or to in any way disturb the
existing earth or infrastructure contained within a public right-of-way
of the City of Richmond, Indiana.
3. Contractor: As used herein, Contractor shall mean any person,
company, firm, or corporation performing an excavation within the
Right -of -Way of the City of Richmond, Indiana.
4. City: As used herein City shall mean the City of Richmond,
Indiana.
5. Winter Season: As used herein, Winter Season shall mean the
period of time between December 1 st of one year and March 31 st of the
following year, or when Hot Mix Asphalt materials are not readily
available.
6. Plans: The approved plans, profiles, typical cross sections,
standard drawings, working drawings, and supplemental drawings or
exact reproductions thereof.
7. Right -of -Way: As used herein, Right -of -Way shall mean the
strip of land dedicated to the use of the public by virtue of legal
documentation or long use. Types of Right -of -Ways include but are
not limited to: roads, streets, alleys, utility easements, trails, etc.
8. Work Day(s): As used herein, Work day(s) shall mean those days
Monday - Friday, from the hours of 8:00 am to 4:00 pm, and shall
exclude government holidays as observed by the City of Richmond,
Indiana.
(b) Permit Required
1. It shall be unlawful for any Contractor to make an
excavation for any purpose whatsoever without first obtaining a Right -of -
Way Excavation Permit from the DPW. In order to obtain a permit, a
Contractor must adhere to the following requirements:
i. Execute a bond to cover any and all damages that
may occur by performing such work.
ii. Provide proof of liability insurance.
iii. File an application for permit with the DPW.
iv. Must agree to restore the place of such work to good
condition and in the manner provided by the terms of this section.
2. In the event of an emergency, an excavation may proceed
without delay on the condition that, within two (2) full working days after
the commencement of such excavation, notice of such work shall be
given to the DPW, a bond shall be posted, proof of insurance shall be
provided, and an application for permit shall be filed, as required under
this section.
3. A Contractor shall obtain one (1) permit for each excavation.
In the event there are more than one (1) excavation within a city block(s),
along a particular street, the Contractor may obtain one (1) permit for the
group of excavations along said street; in this instance only one (1)
permit will be issued, however the permit fee will be calculated as
described in subsection (g) (Permit Fees), along with any application or
extension fees. Each permit shall only be valid for thirty (30) calendar
days.
4. For a planned construction project the Contractor may
obtain one (1) permit for the project, as long as the plans and
specifications for that planned construction project are included with the
initial permit application and are clearly identified as a single
construction project, and such application is made at least twenty (20)
full working days prior to start of construction. The permit fee will be
calculated as described in subsection (g) (Permit Fees) for the required
excavations for the project, along with any application or extension fees.
(c) Permit Application
1. Any Contractor desiring to make an excavation shall file an
application for permit with the DPW. Such application(s) shall be filed
with the DPW two (2) full working days in advance of beginning work and
will be assessed a Twenty --Five Dollar ($25.00) application fee. The
Application Fee will be added into the total Permit Fee per subsection (g)
(Permit Fees).
2. The DPW shall have the right to prescribe the method and
limits of repair, and the time the proposed excavation shall be performed.
3. Permit Applications shall contain, and will be considered
complete only upon compliance with, the requirements of the following
provisions:
i. Full contact information of the Contractor applying for
the permit i.e. name, address, company, phone, persons responsible.
for.
ii. if applicable, who the excavation is being completed
iii. Exact description of the work to be done.
iv. Location of the excavation within the right-of-way.
V. Estimated start and completion dates during which
the excavation is to be made.
4. Said Contractor shall agree, in connection with each
application and upon issuance of a permit, to do at a minimum the
following:
i. To maintain the site of the excavation in a smooth
and uniform condition, similar to the immediate surrounding area, for a
period of three (3) years. Such maintenance is to meet the approval of
the DPW.
ii. To erect and maintain all necessary temporary traffic
control measures (in conformance with the Federal Highway
Administration Manual of Uniform Traffic Control Devices -- current
edition) required to direct traffic safely over or around the place where
the excavation is being performed, for as long as the work in any way
interferes with the normal flow of vehicular or pedestrian traffic. At any
location where vehicular traffic is limited to one lane, a flagger(s) shall be
used and provided by the Contractor, and it shall be the responsibility of
the Contractor to ensure that the lane restriction is alleviated prior to
leaving the site, through temporarily backfilling the excavation to make it
flush with the surrounding pavement (top three (3) inches shall be
asphalt cold mix) or by covering the excavation with a steel plate of
sufficient size and thickness to satisfactorily carry the traffic.
iii. To give notice daily to the DPW of the location where
work on an excavation is being performed. Notice may be given by
sending an e-mail to streetcut@ichmondindiana.gov, or by calling the
DPW at (765) 983-7325.
iv. To provide to the DPW an Excavation Report after the
excavation is made. The Excavation Report may be one that is currently
used by the Contractor or the Contractor may use the DPW Standard
Excavation Report.
V. To contact the DPW, within five (5) working days, of
the completion of permanent repair and request a final inspection of the
excavation.
vi. To indemnify, defend, and hold harmless the City of
Richmond, Indiana, its officials, and employees from any liability due to
damage or injuries to the person or property of anyone on or off the right-
of-way arising out of or resulting from the issuance of this permit or the
work connected therewith caused by or resulting from the negligence of
Contractor, its agents, employees, or subcontractors engaged in the
performance of the work or the joint negligence of any said party. The
Contractor also agrees to pay all reasonable expenses and attorney fees
incurred by or imposed on the City arising out of a lawsuit filed against
the City for damages, provided a court of competent jurisdiction makes a
determination that the Contractor, its agent, employees, or
subcontractors has been guilty of negligence in pursuance of the work
resulting from the issuance of a permit for an excavation, in which
negligence caused damage to the prevailing or aggrieved, party, provided
the City was not guilty of independent or concurring negligence.
(d) Permit Approval
Before the approval of a permit to any Contractor, the DPW shall:
1. Require the Contractor to file with the DPW an insurance
policy, or a certificate showing insurance to be in effect and naming the
City as an additional insured, issued by a responsible insurance carrier
to protect the Contractor and the City from personal and property
damage arising from, caused by, or affected to any extent by any
excavation made pursuant to the permit.
2. Require the Contractor to file either a Blanket Excavation
Permit Bond or a Project Speck Excavation Permit Bond with the City of
Richmond, with surety to be approved by the DPW. Bonding
requirements will be determined by the DPW. Said bonds shall be
maintained as follows:
i. Shall guarantee that the place where excavation was
performed shall be restored to DPW standards.
ii. Shall remain in full force for a period of three (3) years
to guarantee the repair for a period of three (3) years from the date of the
completion of the Contractor's work to protect the City of Richmond and
its citizens in case the work is deficient or incomplete.
iii. Blanket Bonds shall be in the sum of Ten Thousand
Dollars ($10,000.00) and shall provide provisions that the liability of the
Surety is for each and every permit issued to the Contractor for the
excavation project.
iv. Project Specific bonds shall be in a sum based upon
one --hundred percent (100%) of the estimated cost of labor and materials
needed to restore the excavation(s) to a condition uniform to its
immediate surroundings, however at no time will the bond amount be
less than Five Thousand Dollars ($5,000).
V. Shall provide for the surety to guarantee that the
principal of said bond shall faithfully perform all the duties imposed
upon said principal for each and every excavation according to the
requirements of this section.
3. No permit shall be issued by the DPW until the above -
described bond has been filed with and approved by the DPW.
4. Notwithstanding the above bond requirements, a letter of
credit issued by a financial institution approved by the DPW in the same
amount as designated herein for such bond(s) may be filed with the
application in lieu of said surety bond(s).
5. Check the records of the City to ascertain whether the
Contractor has ever failed to reimburse the City for any work or materials
furnished by the City in the filling and resurfacing of any excavation
made by the Contractor on a previous permit. In the event that City
records disclose any unpaid account owed by the Contractor, the permit
shall not be granted until payment is made in full.
6. If the application is approved (and if all unpaid accounts on
prior permits are brought current), a permit shall be issued by the DPW.
The permit shall be numbered, shall state the issuer's name, the date of
issuance, the date of expiration, shall specifically describe the location of
the excavation, and shall describe in detail the work to be performed.
7. The DPW shall keep on file all such applications and a
record of all permits approved.
S. A permit, once issued in compliance with the terms of this
section, will be provided to the Contractor.
(e) Time of Completion
1. All permits will expire thirty (30) calendar days from the date
of issuance, with the exception of permits issued during winter season
and permits issued for a planned construction project. Permits issued
during the winter season will have expiration date of April 30th of the
year the winter season ends. Permits for a planned construction project
will expire at the completion of the project.
2. If the Contractor needs additional time to complete the
excavation for which a permit applies, the Contractor must give notice to
the DPW and pay additional permit fees for such extension. Permits may
be extended by an additional thirty (30) calendar days, for a total of sixty
(60) calendar days. If a Contractor fails to extend a permit, or complete
work within the maximum of sixty (60) calendar days, the Contractor will
be subject to penalties as described in subsection (k) (Penalties).
3. For any excavations made during Winter Season, when
weather conditions and/or materials availability do not allow permanent
repairs to be completed, the Contractor shall make temporary pavement
repairs. Said temporary repairs shall be made with asphalt cold mix and
shall be maintained by the Contractor until permanent repairs can be
made. Permanent repairs shall be completed prior to April 30th of the
year the Winter Season ends. All excavations made prior to the
beginning of Winter Season shall have permanent repairs completed by
December 1st of the same year. The Contractor shall be responsible for
making and maintaining the temporary repairs to the satisfaction of the
DPW until the permanent repairs are completed.
(f) Excavation Specifications
1. All work and repairs described herein shall be done in
accordance with standards and specifications as prescribed by the DPW.
2. Any work in which untested and unacceptable materials are
used without written approval of the DPW shall be removed and replaced
at the Contractor's expense.
3. All excavations made, where the existing surface is concrete,
shall be repaired to the full length and width of the section(s) affected.
The section(s) being the area as defined by expansion joints or scoring, or
as directed by the DPW.
4. All work and repairs shall conform to the existing conditions
immediately surrounding where such excavation was made. All of said
work and repairs shall be done to the acceptance and satisfaction of the
DPW.
5. The Contractor agrees, in the event the excavation is not
properly repaired (backfilled, resurfaced, and sealed) pursuant to the
established standards and regulations of the DPW, and after due notice
from the DPW of any defects and/or omissions, to immediately correct
the defects and/or omissions in the repair.
(g) Permit Fees
1. Permit Fees shall be applied upon approval of the permit.
The Total Permit Fee shall be calculated as follows:
Application Processing Fee + Total Inspection Fees W Total Permit
Fee
2. An Application Processing Fee will be charged to all permits.
Inspection Fees are calculated based on the schedule below. Pursuant to
the schedule below, a Standard Excavation is defined as those
excavations where there is a single excavation (square, rectangular, or
circular) at a given location, whereas a Trench Excavation is defined as
those excavations that generally do not exceed three (3) feet in width and
span a distance greater than fifteen (15) feet.
Schedule of Fees:
i. Application processing fee:
ii. Inspection fees:
Standard Excavation:
Trench Excavation:
$25.00
$25.00 x No. of
Excavations
$3.00 x Lineal Feet
of Trench
[Example: $3.00 x sixteen (16) Lineal Feet of Trench = $48]
iii. Thirty (30) Day Permit
Extension fee:
$100.00
3. Permit fees may be waived at the discretion of the DPW for
City owned utilities and planned City construction projects.
(h) Inspection
1. It shall be the responsibility of the Contractor to contact the
DPW and request an inspection for all excavations within five (5) working
days of completion.
2. The DPW shall inspect each excavation for which a permit
has been issued to ensure that the excavation has been properly
repaired, and to give notice (if applicable) to properly repair the
excavation in the event that the restoration is not completed within the
allotted time or is inadequately or improperly completed by the
Contractor. On final inspection, the DPW shall record the completion
date of the excavation, close the permit, and shall note, if applicable, any
moneys expended by the City on behalf of the Contractor in completing
the excavation.
(i) Enforcement
1. Whenever the DPW has reason to believe that a violation of
any provision of this section, or a rule or regulation issued pursuant
thereto, has occurred, it may cause a written notice to be served upon
the alleged violator(s). The notice shall specify the provisions of this
section, rule or regulation alleged to be violated, and the facts alleged to
constitute a violation thereof, and may order that the necessary
corrective action be taken within a reasonable time. Any such order shall
become final unless, no later than ten (10) days after the date such order
is served, the person(s) so served request, in writing, a hearing before the
Board of Public Works and Safety. In lieu of such order, the Board of
Public Works and Safety may require that the alleged violator(s) appear
before it for a hearing at a time and place specified in the notice, to
answer the charges complained of, or the DPW may initiate appropriate
action for the recovery of penalty pursuant to this section.
2. Additionally, the DPW may order the work stopped on that
portion of an excavation site deemed to be in violation, or on all work
being conducted, by issuing a Stop Work Order to the Contractor.
Whenever work has been stopped at a particular excavation site, the DPW
shall notify the Contractor in writing. Such written notice may be served
in person or served by First Class U.S. Mail. The Stop Work Order shall
specify in writing that portion of the work in violation and to be stopped.
It shall be the Contractor's responsibility to ensure that the Stop Work
Order is complied with. Any Contractor who shall continue or permit to
be continued any work on a stopped excavation site, or portion thereof,
other than corrective work, shall be in violation of this Code and be
subject to the penalties as set forth in subsection (k) (Penalties).
3. In the event that street excavations are not properly filled,
closed, and sealed in accordance with this Section (96.10), the DPW may
proceed to properly close and resurface the excavation, and shall bill the
Contractor for the cost of labor and material required to properly close
and resurface the excavation. The Contractor shall agree to reimburse
the City for costs so incurred.
0) Voluntary Repair or Construction of Sidewalks
No permit shall be necessary for any curb and sidewalk repair or
construction performed pursuant to Section 96.35. (Ord. 36-1997)
(k) Penalties
If any Contractor violates, or commits any act prohibited herein, or fails
to perform any duty lawfully mandated, within the time prescribed by the
DPW, or fails, neglects, or refuses to obey any lawful order given by the
DPW in connection with the provisions of this section, Contractor shall
be fined One Hundred Dollars ($100.00) for the first offense and Five
Hundred Dollars ($500.00) for each subsequent offense within a calendar
year. Each such violation, act, failure, or refusal, and every day the
aforementioned continues shall constitute a separate offense.
((72 Code, 4.13) (Ord. 1663-1958; Ord. 1862-1961) (Ord. 36-1986) (Ord.
58-1991) (Ord. 52-1992) (Ord. 38-1997) (Ord. 38-1997) (Ord. 28-2013)
NOW, THEREFORE, be it also ordained by the Common Council of the City of
Richmond, Indiana that the following Section 99 of Chapter 96 of the City of Richmond Code is
hereby added as follows:
96.99 UNCONSTITUTIONALITY CLAUSE
Should any section, paragraph, sentence, clause, or phrase of this
Chapter be properly declared unconstitutional or invalid for any reason,
the remainder of said Chapter shall not be affected thereby. (Ord. 28-
2013)
Passed and adopted this AV day of 2013, by the Common
Council of the City of Richmond, Indiana.
President
'�=Z' �Lart Parker)
A TEST:
�Kken Chasteen, IAMC, MMC)
PRESENTED to the Mayor of the City of Richmond, Indiana, this day of
2013, at 9:00 a.m.
(Karen Chasteen, IAMC, MMC)
AP D by me, Sarah L. Hutton, Mayor of the City of Richmond, Indiana, this? ,C� day
of , 2013, at 9:05 a.m.
Mayor
(Sarah L. Hutton)
AT EST:
(Kar n Chasteen, IAMC, MMC)