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HomeMy Public PortalAbout20240124 - Agenda Packet - Board of Directors (BOD) - 24-03 SPECIAL AND REGULAR MEETING BOARD OF DIRECTORS OF THE MIDPENINSULA REGIONAL OPEN SPACE DISTRICT Wednesday, January 24, 2024 Special meeting starts at 5:30 PM Regular meeting starts at 7:00 PM* A G E N D A Midpeninsula Regional Open Space District Board meetings are held in person at the District’s Administrative Office, and by teleconference pursuant to Government Code Section 54953. Members of the public can attend and participate in the meeting using the following methods: 1. In-person at the Midpen Administrative Office – 5050 El Camino Real, Los Altos, CA 94022. 2. Viewing the meeting in real-time at https://openspace.zoom.us/j/88939178781 or listening to the meeting by dialing (669) 900-6833 or (346) 248-7799 (Meeting ID 889 3917 8781). Members of the public may submit written comments to be provided to the Board, or register to make oral comments, as follows: • Written comments may be submitted via the public comment form at: https://www.openspace.org/public- comment. • Requests to provide oral comment must be submitted prior to the time public comment on the agenda item is closed. Requests to provide oral comments may be made by: o Submitting a request through the public comment form at: https://www.openspace.org/public- comment for those attending via Zoom. o Submitting a request via the paper-based public comment form at the meeting for those attending in-person. • Any comments received after the deadline will be provided to the Board after the meeting. 5:30 SPECIAL MEETING OF THE BOARD OF DIRECTORS OF THE MIDPENINSULA REGIONAL OPEN SPACE DISTRICT ROLL CALL 1. Acceptance of the Financial and Operational Sustainability Model Refresh Report (R- 24-08) Staff Contact: Stefan Jaskulak, Chief Financial Officer/Director of Administrative Services, Office of the General Manager General Manager’s Recommendation: Accept the final report of the Financial and Operational Sustainability Model Refresh. Meeting 24-03 Rev. 1/3/20 ADJOURNMENT 7:00 REGULAR MEETING OF THE BOARD OF DIRECTORS OF THE MIDPENINSULA REGIONAL OPEN SPACE DISTRICT ANNOUNCE OUT OF THE JANUARY 11, 2024 CLOSED SESSION ORAL COMMUNICATIONS This portion of the agenda is for members of the public to comment on items not on the agenda; however, the Brown Act (Open Meeting Law) does not allow action by the Board of Directors on items not on the agenda. Individuals are limited to one comment during this section. ADOPTION OF AGENDA CONSENT CALENDAR All items on the Consent Calendar may be approved without discussion by one motion. Board members, the General Manager, and members of the public may request that an item be removed from the Consent Calendar during consideration of the Consent Calendar. 1. Approve the December 5, 2023 and December 13, 2023 meeting minutes 2. Claims Report 3. Appointment of the Board of Directors Standing Committee Members and Representatives to Various Bodies, Including the Governing Board of the Midpeninsula Regional Open Space District Financing Authority, for Calendar Year 2024 (R-24-09) Staff Contact: Margaret MacNiven, Board President Board President’s Recommendation: Approve the Board President’s appointments to the Board Standing Committees and other bodies, including the Governing Board of the Midpeninsula Regional Open Space District Financing Authority, and the compensable status for attendance at these meetings. 4. Award of Contract with Parametrix to provide Transportation Planning Services for the Purisima Multimodal Access Study at Purisima Creek Redwoods Open Space Preserve (R-24-10) Staff Contact: Tyler Smith, Planner II, Planning Department General Manager’s Recommendations: 1. Authorize the General Manager to enter into a contract with Parametrix of Berkeley, CA to provide transportation planning services to develop an implementation plan for viable high priority strategies from the Purisima Multimodal Access Study for a base amount not to exceed $93,496. 2. Authorize a 10% contingency of $9,350 to be awarded if necessary, to cover unforeseen additional tasks to complete the scope, for a total contract amount not-to- exceed $102,846. 3. Authorize a separate contract allowance of $39,013 if the Board approves the implementation of a shuttle program for additional partner coordination meetings, civil engineering roadway recommendations for shuttle improvements, and shuttle Rev. 1/3/20 operator selection support, if deemed necessary, bringing the not-to-exceed contract amount to $141,859. 5. Award of Contract to Bellecci & Associates for Engineering and Design Services for the Service Road and Path Improvement Project at Rancho San Antonio Open Space Preserve (R-24-11) Staff Contacts: Mattea Ottoboni, Planner II, Planning Department, and Ivana Yeung, Capital Project Manager III, Engineering and Construction Department General Manager’s Recommendations: 1. Authorize the General Manager to execute a contract with Bellecci & Associates to complete the design, engineering, permitting, and construction oversight for the Service Road and Path Improvement Project for a base contract amount not-to- exceed $176,102. 2. Authorize an allowance of $46,089 for specific additional services that may be required for the project, for a total project budget of $222,191. 3. Authorize a 10% contingency of $22,219 to be reserved for unanticipated issues, bringing the total not-to-exceed contract amount to $244,410. 6. Capital Equipment Purchase for Newly Approved Staff (R-24-12) Staff Contact: Brandon Stewart, Land and Facilities Manager, Land and Facilities Department General Manager’s Recommendations: 1. Authorize the General Manager to execute a contract with the California Department of General Services and associated contract dealers, or a local dealer for expedient delivery provided the pricing is competitive, to purchase two patrol vehicles, four maintenance vehicles and two administrative vehicles, for a total cost not-to-exceed $602,000. 2. Authorize the General Manager to execute a purchase contract with the California Department of General Services and associated contract dealers for one green mower and transport trailer, and one excavator with masticator attachment, for a total cost not-to-exceed $550,000. 7. Award of Contract to EMID Design Group for Procurement and Installation of 24 Workstations (R-24-13) Staff Contact: Stefan Jaskulak, Chief Financial Officer/Director of Administrative Services, Office of the General Manager General Manager’s Recommendations: 1. Award a contract to EMID Design Group of Fresno, CA for a not-to-exceed base amount of $110,939 to furnish and install 24 staff workstations to occupy the East Wing of the 1st Floor of the Administrative Office located at 5050 El Camino Real. 2. Authorize a 10% contingency amount of $11,094 to be reserved for unanticipated issues, additional furnishings and/or replacement items, for a total contract not exceed amount of $122,033. BOARD BUSINESS Public comment on agenda items at the time each item is considered by the Board of Directors. Rev. 1/3/20 8. Addition of a Legacy Road as a new Trail Segment at Russian Ridge Open Space Preserve, including Use Designation and Proposed Trail Name, and Consideration for Highlighting the Presence of American Badgers in the Skyline Area (R-24-14) Staff Contact: Mattea Ottoboni, Planner II, Planning Department General Manager’s Recommendations: 1. Approve the addition of a 0.5-mile legacy road to a vista point as part of the trail network at Russian Ridge Open Space Preserve and designate the trail as multi-use with the proposed trail name of “Fog Drift Vista” Trail, as supported by the Planning and Natural Resources Committee. 2. Consider the Planning and Natural Resources Committee’s recommendation to highlight the presence and importance of American badgers (badgers) in the Skyline Area for greater public awareness, and if supported, provide direction on the proposed options as detailed in this report. 9. Bear Creek Redwoods North Parking Area Existing Conditions, Site Opportunity and Constraints Analysis, and Conceptual Design Alternatives (R-24-15) Staff Contact: Mattea Ottoboni, Planner II, Planning Department General Manager’s Recommendation: Accept conceptual design alternative No. 2 for a new vehicle and horse trailer parking area at Bear Creek Redwoods Open Space Preserve, which is the Planning and Natural Resources Committee’s preferred option, to proceed into environmental review and design development. INFORMATIONAL REPORTS – Reports on compensable meetings attended. Brief reports or announcements concerning activities of District Directors and staff; opportunity to refer public or Board questions to staff for information; request staff to report to the Board on a matter at a future meeting; or direct staff to place a matter on a future agenda. Items in this category are for discussion and direction to staff only. No final policy action will be taken by the Board. A. Committee Reports B. Staff Reports C. Director Reports ADJOURNMENT *Times are estimated and items may appear earlier or later than listed. Agenda is subject to change of order. In compliance with the Americans with Disabilities Act, if you need assistance to participate in this meeting, please contact the District Clerk at (650) 691-1200. Notification 48 hours prior to the meeting will enable the District to make reasonable arrangements to ensure accessibility to this meeting. Written materials relating to an item on this Agenda that are considered to be a public record and are distributed to Board members less than 72 hours prior to the meeting, will be available for public inspection at the District’s Administrative Office located at 5050 El Camino Real, Los Altos, California 94022. CERTIFICATION OF POSTING OF AGENDA I, Maria Soria, District Clerk for the Midpeninsula Regional Open Space District (MROSD), declare that the foregoing agenda for the special and regular meetings of the MROSD Board of Directors was posted and available for review on January 18, 2024, at the Administrative Offices of MROSD, 5050 El Camino Rev. 1/3/20 Real, Los Altos, California, 94022. The agenda and any additional written materials are also available on the District’s website at http://www.openspace.org. Maria Soria, MMC, CPMC District Clerk R-24-08 Meeting 24-03 January 24, 2024 SPECIAL MEETING AGENDA ITEM 1 AGENDA ITEM Acceptance of the Financial and Operational Sustainability Model Refresh Report GENERAL MANAGER’S RECOMMENDATION Accept the final report of the Financial and Operational Sustainability Model Refresh. SUMMARY Subsequent to voter passage of Measure AA in 2014, the Midpeninsula Regional Open Space District (District) embarked on a Financial and Operational Sustainability Model (FOSM) study in 2015 to evaluate existing District workflow processes, staff capacity, and organizational structure to support Measure AA-funded projects while continuing to carry out daily District business in a financially prudent and sustainable manner. The 2015 FOSM provided detailed staffing growth plans for the first five years, with broader projections out to 2045. Given the expansion of programmatic needs not envisioned in 2015, and a desire to refer to a new, detailed short-term growth plan, the Board requested a refresh of the FOSM study in late 2021, which was then added to the Fiscal Year 2022-23 work plan. The contract for the FOSM Refresh was awarded to Baker Tilly (formerly Management Partner) in spring 2023, the same team that conducted the original FOSM in 2015. This final report from Baker Tilly contains the findings from interviews held with staff and the Board, including focus group meetings, about existing work processes, gaps, challenges, and high-level considerations to best position the agency for the next ten plus years. Consistent with prior early reviews by the Board, the final report includes 49 recommendations that enable the District to continue executing on its current workload as well as position the organization for sustainable growth during the next decade. The final report incorporates the latest feedback received from the Board and District management that was submitted during early reviews of the recommendations. The report from Baker Tilly is attached as a redline version (Attachment 1) as well as a clean version (Attachment 2) DISCUSSION Introduction On June 3, 2014, voters approved Measure AA (MAA) authorizing the District to issue a $300 Million General Obligation (GO) Bond over a 30-year timeframe to help fund the implementation of capital projects from the top Board-approved 25 Vision Plan projects. Subsequent to the passing of the bond measure, the District engaged a consulting firm to develop the FOSM and shape the organizational structure, staffing growth, and business systems for best positioning the District in meeting Measure AA commitments. R-24-08 Page 2 Since 2015, project and program delivery has grown significantly, focused on the following: • Implementing Measure AA projects, including opening new preserve areas and trails to the public; • Addressing expanding operational needs, such as vegetation management and maintenance and patrol of newly opened public areas and facilities; • Growing the Interpretive and Education Program to expand environmental education opportunities for the public. • Putting into place numerous new business systems for improved data management, tracking, and reporting (including for Measure AA), and to better support staffing growth (i.e., scalable). New Emerging Demands Recently, the District acquired Cloverdale Ranch in Pescadero as a wholly new additional preserve on the coastside, expanding total District land acreage by 10%. Most of the land growth in the last five years has occurred on the San Mateo County coast, a geographic area that was annexed into the District’s jurisdiction in 2004, and the majority of future land growth is expected to continue on the coastside. A number of other new emerging issues not previously or fully anticipated in the 2015 FOSM that are also impacting District resources are attributed to a changing climate. In the last five years, the District has shifted and expanded its resources to address a heightened fire risk that is exacerbated by extended periods of drought, is securing new water sources for domestic and agricultural uses to provide redundancy when water levels are low and establishing safe wildlife corridors to allow animals to move across the landscape in response to changing temperatures. Broadly stated, the scope of the 2023 FOSM Refresh is to build on the 2015 FOSM report; review and reassess the District’s projected operational growth to meet current and emerging needs and provide an updated report and revised projections to guide future organizational growth in a fiscally responsible manner. Consultant After a competitive Request for Proposals (RFP) process, the contract for the FOSM Refresh was awarded to Baker Tilly, with Andy Belknap and Nancy Hetrick as project leads, supported by an extensive project team. Both Andy and Nancy were the managers of the 2015 FOSM, providing continuity for this second phase of work. Their prior work allowed them to proceed swiftly, given their strong prior knowledge of the District. The scope for the FOSM Refresh is Attachment 3. Organizational Review Process The review process was kicked off with a tour of the Administrative Office, Skyline Field Office, La Honda Creek Open Space Preserve, and the new South Cowell and Johnston Ranch properties. The consultants interviewed 23 people, including the Board, executive management, controller, department managers and several senior professionals. Additionally, eight focus groups were conducted on a variety of topics, including maintenance, capital projects, facilities and property management, rangers and visitor services, project delivery, natural resources, and administration. In all, more than half of the staff was either interviewed in small groups or R-24-08 Page 3 participated in larger focus groups. An extensive list of background documents was requested and provided by staff. Major Themes Several major themes emerged from the interviews, focus group meetings, review of documentation, and peer group learning: • The pro-active, ‘can-do’ Organizational Culture occasionally results in undertaking efforts that may deviate from the primary mission. The organizational strive for excellence may be slowing down processes. There is also a tendency to adhere strictly to the FOSM, which has limited overall flexibility. • Current staffing is insufficient to meet existing and future needs, recognizing the size (acreage, facilities, etc.,) and continuous land growth of the District. This is particularly evident in the Land & Facilities Department, especially within the property management and facilities management programs, the Ranger workforce, and the Planning and Engineering and Construction Departments. • To expand Project Delivery and the workflow of capital projects, including Measure AA projects, additional staff are needed to move projects along at the rate expected, in part to manage permitting demands, increased project complexity, and increased community engagement. • Greater support and centralization of internal administrative tasks is needed (i.e., accounts payable and receivables processing, contracting, etc.,) to avoid drawing time away from departments who need to stay focused on programmatic and project delivery work. Reliance on technology has increased and is likely to further expand. • Financial Takeaways are positive with the District’s strong financial position and grant funding exceeding expectations. Recommendations The final report identifies 49 actionable recommendations, which are summarized below (a detailed and complete list of recommendations are found in Attachment A – page 68-71 of the Baker Tilly report): • Short-term and long-term staffing growth recommendations for the next decade. • The Staffing Model proposes a short-term ‘catch-up’ increase of 28 full time equivalent (FTE) positions, divided over the following service lines: Visitor & Field Services (17), Planning & Project Delivery (5), and Administrative Services (6). • The total increase (including the short-term ‘catch-up’ plus any Coastal Management Plan positions) in staffing is projected at 93.25 FTEs over the next ten years. • The only organizational adjustment recommendation is the creation of a Central Services Department, consisting of Fleet Management, Facilities Management, Property Management, and Contract Support within the Visitor & Field Services service line. The creation of this new department will enable the Land & Facilities Department Manager to reduce their span of control to a manageable level. Concurrently, the Land & Facilities Department would be renamed. • Planning & Project Delivery needs an increase in staffing capacity in Planning (addition of two [2] Planner IIIs) and Engineering and Construction (addition of one [1] Capital Project Manager II and one [1] Senior Capital Project Manager) to account for the time demands of project delivery, as well as a Project Management Coordinator as a resource for improving project coordination and workflow, securing project management tools and software, and providing project management training. R-24-08 Page 4 • Field Operations is recommended to create two Resource Management & Wildfire Resiliency crews (3 FTEs in the Foothills Field Office and 3 FTEs in the Skyline Field Office), and establish a full-service Coastal Field Office. • Visitor Services is recommended to add an additional Volunteer Program Lead to enable the department to manage more volunteer projects. Also recommended is the additional of two (2) Rangers and (1) Lead Ranger to address current gaps in staffing capacity due to sustained increased visitation levels and the addition of coastal properties. • Natural Resources should be engaged at the start of project planning and scoping to identify and address potential natural resource issues early on in order to avoid delays, added scope, and other issues later in the project schedule. Furthermore, a new position is recommended to be the centralized point of contact for resource agency permits to maintain strong relationships with the resource regulatory agencies, ensure consistency of permit submissions and conditions of approval, and timely resolve resource agency permit issues. • General Recommendations focus on maintaining a clear and defined focus on the District’s mission, continued investment in technology, and exploration of the District’s self-governing authority. • To support continued capacity growth and reduce administrative burdens on departments, additional resources are proposed for Human Resources, Information Systems and Technology (IST), Procurement and Budget The results and recommendations from the FOSM Refresh have been reviewed and validated by the Controller, who confirmed the financial sustainability of the recommendations, including the personnel growth recommendations. Per the Board’s request, a cross-walk from the Baker Tilly report to the original Scope of Work (Attachment 3) is provided as Attachment 4. The sections and recommendations relating to each of the items within the Scope of Work are referenced. Implementation Action Plan The consultants provided an Implementation Action Plan (IAP) (Attachment 5) to assist staff in assigning lead personnel to each task and monitor the implementation progress. As part of the presentation to the Board at the Retreat Meeting in December, the General Manager proposed the following implementation schedule: FY 24 – Midyear Implementation (14 FTE) 1. Add HR Management Analyst I/II (Recruiter) (Rec 39) 2. Convert shared Accounting/HR Technician into 1 Accounting and 1 HR Technician (Rec 37 & 40) 3. Add 2 Planner III (Rec 6) 4. Add a Capital Project Manager II (Rec 7) 5. Add a Senior Capital Project Manager (Rec 15) 6. Establish 2 Resource & Wildfire Resiliency crews (6 FTE) (Rec 23) 7. Add 2 Rangers (Rec 31a) 8. Explore the self-regulating authority (Rec 12) 9. Begin the 2025 IPM update (Rec 35) On January 10, 2023, the Board approved the addition of the above 14 FTE. R-24-08 Page 5 FY 25 – Implementation (9 FTE) 1. Next round of Coastal Management Plan recruitments (Rec 1) a. Open Space Technician b. Administrative Assistant c. Planner III d. Pursue creation of Coastal Field Office (already underway) 2. Add an IST Application Program Manager (Rec 46) 3. Add a Budget & Analysis Supervisor (Rec 36) 4. Add an IST Management Analyst I/II (Rec 47) 5. Add a Senior Procurement Technician (Rec 38) 6. Add a Lead Ranger (Rec 31b) 7. Add a Volunteer Program Lead (Rec 33) 8. Invest in improving project management practices (assessment/training) (Rec 2) 9. Adjust internal review authorities (Rec 9) 10. Adjust the administrative contract change order approval authority (Rec 10) 11. Continue pursuing blanket permits (Rec 11) 12. Solidify project scopes early in planning process (Rec 16) 13. Evaluate the impact of new initiatives through District-wide/mission lens (Rec 18) 14. Continue participation in San Mateo County Regional Training & Development consortium (Rec 44) 15. Add salaries to the job descriptions (Rec 45) 16. Ensure GIS Master Plan (under preparation) evaluates the need for additional resources (Rec 49) FY 26 – Implementation (7 FTE) 1. Add a Property Management Specialist I/II (Rec 24) 2. Establish a new Central Services Department (Rec 25a) a. Add a CSD Manager (Rec 25b) b. Add a Fleet Manager (Rec 29) c. Add a Facilities Maintenance FTE (Rec 27) d. Add an Administrative Assistant (Rec 20a) e. Add a Contract Management position (Rec 30) 3. Rename the Land & Facilities Department (Rec 26) 4. Next round of Coastal Management Plan Recruitments (Rec 1c) a. Resource Management Specialist I/II 5. Explore options for a new Project Management Tool (Rec 3a) 6. Centralize the Resource Agency regulatory permitting function (Rec 13) 7. Develop in-house conceptual design capacity (Rec 14) 8. Incorporate post-construction staff time in scheduling (Rec 17) 9. Provide staff training for new program areas (Rec 19) 10. Evaluate admin tasks that can transfer from project managers to admin (new/existing) staff (Rec 20b) 11. Evaluate the resource loading tool for CIAPs and modify as needed (Rec 21) 12. Conduct project close-out reviews to document project time to inform future resource loading efforts (Rec 22) 13. Expand career ladders (Rec 42) 14. Expand succession planning efforts (Rec 41) 15. Evaluate IST job descriptions (Rec 48) 16. Identify goals and objectives for the roles of Rangers (Rec 32) R-24-08 Page 6 FY 27 – Implementation (2 FTE) 1. Purchase/train on a new Project Management Tool (Rec 3b) 2. Next round of Coastal Management Plan recruitments (Rec 1d) a. Supervising Ranger b. Resource Management Specialist I/II 3. Establish PAWG formation criteria (Rec 4) 4. Identify levels of public engagement by project type/conditions (Rec 5) 5. Develop a Volunteer Training Program and software system (Rec 34) 6. Establish internship/apprenticeship program pipeline with local academia (Rec 43) 7. Improve project record keeping (Rec 8) 8. Evaluate general AO building management requirements and staff accordingly (Rec 28) The above list of implementation actions by fiscal year may be adjusted should certain opportunities for more efficient timing arise. District management will begin working with departments and programs in early 2024 to develop the step-by-step implementation actions (“how” and “when” recommendations will be implemented) to ensure that these actions fit the culture, values, and capacity of the organization for ease of implementation and adoption. The “how” will also include ongoing communication with staff, trainings, and other change management strategies and tools for effective implementation. FISCAL IMPACT There is no direct fiscal impact at this point, however, as recommendations are proposed for implementation, staffing levels will increase and therefore the operational expenses will also increase. The Controller has tested the recommendations in his 30-year cash flow model and ensured fiscal sustainability. PRIOR BOARD AND COMMITTEE REVIEW February 22, 2023: Board approved a contract for the FOSM Refresh to Baker Tilly (R-23- 26, meeting minutes) October 11, 2023: Board received a preliminary report on the FOSM Refresh and provided feedback (R-23-116, meeting minutes). November 14, 2023: Board received the draft report from the consultant (R-23-139, meeting minutes) December 5, 2023: Board received and discussed proposed phasing of implementation (R- 23-140) January 10, 2024: Board approved 14 FTE as part of the FY24 staffing catch-up (R-24-05) PUBLIC NOTICE Public notice was provided as required by the Brown Act. R-24-08 Page 7 CEQA COMPLIANCE No compliance is required as this action is not a project under the California Environmental Quality Act. NEXT STEPS The General Manager will proceed with a phased implementation of the FOSM recommendations as described in this report. Attachments: 1.Final Report from Baker Tilly (red-line) 2.Final Report from Baker Tilly (clean) 3.Scope of Work 4.Scope of Work cross-walk to report 5.Implementation Action Plan Responsible Department Head / Prepared by: Stefan Jaskulak, Chief Financial Officer/Director of Administrative Services, Office of the General Manager REPORT January 2024 Midpeninsula Regional Open Space District Financial and Operational Sustainability Model (FOSM) Refresh ATTACHMENT 1 ATTACHMENT 1 BAKER TILLY • 1730 MADISON ROAD • CINCINNATI, OHIO 45206 • 513 861 5400 • BAKERTILLY.COM UPDATE 202X Ms. Ana Ruiz General Manager Midpeninsula Regional Open Space District 5050 El Camino Real Los Altos, CA 94022 Dear Ms. Ruiz: Baker Tilly is pleased to provide this draft final report of the Financial and Operational Sustainability Model (FOSM) Refresh study. This draft report is the culmination of work completed over the past nine ten months and reflects extensive learning, research and analysis, application of best practices, and importantly, collaboration with the District to ensure the recommendations contained herein support the District’s mission and vision for the future. We appreciate your collaboration and the collaboration of other individuals in the District throughout this engagement. Each person’s candor, energy, and ideas for improvement were helpful as we carried out this important work. We look forward to receiving your feedback and are prepared to finalize the report following the Board presentation and feedback scheduled for November 14, 2023. Once the report has been finalizedadopted, we will prepare provide a draft implementation action plan that will serve as an important tool for establishing clear timelines and setting priorities within the organization. The recommendations in this report will take time to implement, but with careful planning and the engagement of your team, we are confident that the results will benefit the organization in the long term. Sincerely, Andy Belknap Managing Director ATTACHMENT 1 ATTACHMENT 1 Financial and Operational Sustainability Model (FOSM) Refresh Table of Contents Baker Tilly i Table of Contents Executive Summary .................................................................................................................................. 1 Purpose of the update and status of FOSM implementation ..................................................... 1 Major recommendations ................................................................................................................. 2 Structure of the report ..................................................................................................................... 5 Methodology and Engagement Themes ............................................................................................... 6 Engagement Themes ........................................................................................................................ 6 Peer Learning .................................................................................................................................... 8 Major Shifts Impacting the Organization ............................................................................................ 9 Financial Analysis and Staffing Trends ............................................................................................. 14 Ensuring a Sustainable Organization ................................................................................................. 20 Leadership and Organization Culture ........................................................................................ 20 Planning and Project Delivery ...................................................................................................... 21 Visitor and Field Services .............................................................................................................. 34 Land and Facilities ......................................................................................................................... 34 Visitor Services ............................................................................................................................... 39 Natural Resources .......................................................................................................................... 43 Internal/Administrative Support ................................................................................................. 45 Organization Structure and Staffing Model .................................................................................. 5352 Staffing Model and Projections ................................................................................................ 5352 Implementation and Next Steps ....................................................................................................... 5655 Attachment A – List of Recommendations ..................................................................................... 5958 ATTACHMENT 1 Financial and Operational Sustainability Model (FOSM) Refresh Table of Contents Baker Tilly ii Tables Table 1. Recommended Near-term Staffing Additions................................................................. 3 Table 2. Acres of Owned Land ........................................................................................................... 8 Table 3. Peer Agency Project Management Practices .................................................................. 23 Table 4. Peer Agency Permitting Oversight .................................................................................. 28 Figures Figure 1. Annual Program Volunteer Hours 2020 to 2022 ............................................................ 42 ATTACHMENT 1 Financial and Operational Sustainability Model (FOSM) Refresh Executive Summary Baker Tilly 1 Executive Summary Purpose of the update and status of FOSM implementation The Midpeninsula Regional Open Space District (hereafter referred to as “Midpen” or “District”) initiated its original Financial and Operational Sustainability Model (FOSM) study in 2015 with the implementation of recommendations beginning in 2016 and 2017. Implementation of those original recommendations has continued as the District has developed ever since. In general terms, the first FOSM emphasized the need for the District to develop the organizational specialization and unit expertise that are the hallmarks of larger public agencies. As a result, the District has developed specialized support functions such as Information Systems and Technology (IST) and Human Resources and organized operational functions into units with the expertise and focus to deliver key services. This is an ongoing evolution as the district continues to grow. The recommendations of this FOSM update are intended to build upon the District’s progress and establish an ever-more capable organization through increased specialization to take advantage of economies of scale and the expertise demanded of larger and more complex organizations. Since some members of the management consultants consultant team that worked on the first FOSM also had the opportunity to work on this second organizational assessment, they had the rare opportunity to revisit an organization at another stage in its maturation process. What they observed was, from an organizational development perspective, impressive. In less than a decade, the District has evolved from the equivalent of a custom shop where virtually everything was done as a “one of” exercise, to a reasonably developed medium- sized organization with a good degree of specialized functionality, solid systems, and higher productivity. While the people within the organization are still faced with high workloads and service demands, they are much better equipped to handle the work than was previously the case. The organization has made a lot of progress in a short period of time. It may not be easy to see from the inside, but it is apparent to those of us who worked with the District in 2015. That The organization in 2015 did not have the capacity ATTACHMENT 1 Financial and Operational Sustainability Model (FOSM) Refresh Executive Summary Baker Tilly 2 or internal support systems needed to meet the workload demands of 2023. This FOSM update, like the first one, is designed to provide a roadmap for the continued organizational growth and maturity of the District. Simply put, the District will need to do in the future what it has done over the last eight years. It will need to invest in support systems and people and further specialize as an organization working in a highly technical and always-changing field. To do so, we have identified the need for additional positions both in the near term and over the next ten years. Overall, we expect the District will grow by close to 100 full-time equivalent positions over the next ten years. Major recommendations This report contains 49 recommendations. These recommendations build on the work of the original FOSM, address additional operational and staffing challenges, and enable the continued success of the organization. In addition, this FOSM update provides a refreshed staffing model that projects further staffing needs and evaluates the District’s financial capacity to cover them. The District will need to add positions in the near term (over the next two years) to address existing and emerging needs. Many of these positions are in the Visitor and Field Services business line, but there are also some are needed in Planning and Project Delivery and Administrative Services. Climate change and other forces that are discussed in the Major Shifts Impacting the Organization section of this report are having some significant impacts on the demands of staff that need to be addressed. These factors were not anticipated in the first FOSM and signal the importance of adaptability and some flexibility in the timing and ways in which the organization grows. The long-term staffing projections built into the staffing model contained in this report serve as a guide that anticipates future growth and enables intentional and financially feasible staffing increases over time. It is important to note that the projections for anticipated staffing are based on current plans and known drivers. As observed over the past five years, external drivers and unanticipated changes – like a global pandemic – can emerge, and the District will need to respond accordingly. With such external changes comes both opportunity and challenges. This FOSM Update Refresh builds on the progress achieved since the implementation of the original work, acknowledges the need for internal flexibility, and will help position the organization to tackle both opportunities and challenges that may lie on the horizon. As with any long-term plan, there ATTACHMENT 1 Financial and Operational Sustainability Model (FOSM) Refresh Executive Summary Baker Tilly 3 is value in a periodic review and potential update to address unforeseen changes that may warrant a shift in either timing or action items. In addition to the long-term staffing forecast that is fundamental to this FOSM updateRefresh, Baker Tilly evaluated the current capacity, systems, and structure to determine if near-term adjustments are needed to meet current demands. As discussed throughout this report, there are a number of key areas that, if addressed, will further strengthen the organization’s ability to deliver projects, programs and services that advance the mission of the Midpen. These include: • Addressing the climate impacts on land stewardship • Increasing capacity and further streamlining the project delivery process • Centralizing operational functions for improved organizational alignment • Ensuring internal support capacity keeps pace with operational growth • Maintaining focus on mission-specific programs, projects, and other activities to prevent over-extension of limited resources. As indicated above, there are a number of near-term staffing recommendations presented in this report. These new positions reflect the rapid pace of growth and the external drivers experienced by the organization over the past decade and are further discussed in the body of the report. By adding these recommended positions, the District will establish a new foundation that better reflects current reality and creates a more sustainable organization. The near-term position recommendations are shown in the table below. The timing and order of priority for adding these positions will require the input and engagement of district management. Table 1. Recommended Near-term Staffing Additions Service Line Department/Program Position Recommendation FTE change Visitor and Field Services Visitor Services – Volunteer Program Volunteer Program Lead 1 Visitor Services – Ranger Program Lead Ranger 1 Visitor Services – Ranger Program Rangers 2 Land Stewardship – Conservation and Grazing Program Property Management Specialist I 1 Land Stewardship – Resource and Wildfire Resilience Open Space Technician/Lead Open Space Technician/ Equipment Mechanic Operator* 6 Central Services (NEW) Central Services Department Manager 1 Central Services (NEW) Contracts Specialist 1 ATTACHMENT 1 Financial and Operational Sustainability Model (FOSM) Refresh Executive Summary Baker Tilly 4 Central Services (NEW) Facilities Maintenance Specialist 1 Central Services (NEW) Administrative Assistant 1 Central Services (NEW) Fleet Manager 1 Natural Resources Permit Specialist 1 VISITOR AND FIELD SERVICES TOTAL 17 Administrative Services Finance/Budget Budget and Analysis Supervisor 1 Finance/Budget Accounting Technician (currently split with HR) .5 Information Systems and Technology Management Analyst I/II 1 Information Systems and Technology Applications Program Administrator 1 Procurement Senior Procurement Technician 1 Human Resources Human Resources Technician (currently split with Accounting) .5 Human Resources Human Resources Analyst I/II 1 ADMINISTRATIVE SERVICES TOTAL 6 Planning and Project Delivery Planning Planner III 2 Planning/Engineering and Construction** Administrative Assistant 1 Engineering and Construction Sr. Capital Project Manager 1 Engineering and Construction Capital Project Manager II 1 PLANNING AND PROJECT DELIVERY TOTAL 5 TOTAL STAFFING INCREASES 28 *Specific staffing changes should reflect future planning needs. **One Administrative Assistant position is currently split between these two departments. The staffing adjustment reflects the need for additional capacity, especially in planning, to handle tasks currently completed by project managers and department management. The immediate and long-term staffing recommendations are probably the most significant and major recommendations contained in this report. In this regard the development of a new Central Services Department will be responsible for many of the new staffing additions, especially in the near term. The recommendation to create a new department reflects the continued growth of Midpen by creating appropriate organizational sub- components that support the overall mission of the organization as it matures. This structure is consistent with those in similarly-sized peer organizations and establishes a department that will better meet the future needs of the organization. The District’s finances are robust. We have included a detailed discussion of the fiscal condition of the District in the report. The position recommendations for the near- and long-term are financially supported by the fiscal outlook of the district and have been reviewed by the District Controller and Chief Financial Officer. The District has an excellent 30 year fiscal planning tool and while its cash reserves will be drawn down over the planning period they will remain well above recommended levels for local governments. ATTACHMENT 1 Financial and Operational Sustainability Model (FOSM) Refresh Executive Summary Baker Tilly 5 A potentially significant policy recommendation included in the report, which will require more study, is the extent to which project entitlement conditioning from San Mateo and Santa Clara County is always necessary and appropriate for District projects. As an independent special district, Midpen is a co-equal branch of local government and is arguably entitled to do more under its own auspices than it has historically done. Structure of the report This report starts with a methodology section that includes an overview of the themes we observed through our engagement activities and what we learned from peer organization evaluations. It then provides an analysis of the major environmental factors impacting the District and financial and staffing trends that will be important to the District. This provides an important foundation for the organizational analysis that is the heart of the report. The organizational analysis is organized around components of District operations, leadership and the organizational culture, planning and project delivery, the various operational units and support functions. Next, we provide a staffing model and staffing projections, followed by a section on future opportunities and next steps. The full set of recommendations contained in this report are provided in Attachment A. ATTACHMENT 1 Financial and Operational Sustainability Model (FOSM) Refresh Methodology and Engagement Themes Baker Tilly 6 Methodology and Engagement Themes This refresh to the 2015 FOSM report is the result of a series of activities, including engagement with Midpen staff and review of current plans, to develop an understanding of the current operating environment, changes that have occurred since the FOSM, and the future direction of the organization. The recommendations contained in this report are the result of the activities listed below. • Reviewed documents and data provided by Midpen to understand workload shifts, departmental priorities, and service drivers. • Experienced a curated site visit to District offices and preserves to understand the diverse operating environments of Midpen. • Conducted 30 interviews that included members of the Board of Directors and staff from each of the district departments and major services areas. • Held eight focus groups with employees representing all service areas of the organization. • Reviewed Measure AA Project Portfolios and major service plans. • Reviewed the controller’s Funding Model and associated financial reports, including annual budget and action plans, the 30-year cash flow projection model, and Annual Comprehensive Financial Reports (ACFRs) from prior year. • Conducted interviews with peer organizations similar to Midpen to learn about specific practices, especially as relates to project delivery. Engagement Themes Staff engagement activities revealed a number of overarching themes as summarized below. These themes informed the analysis and recommendations contained in this report. Overall, major organizational changes resulting from the original Financial and Operations Sustainability Model (FOSM) are seen as positive. Specific improvements that were summarized include: ATTACHMENT 1 Financial and Operational Sustainability Model (FOSM) Refresh Methodology and Engagement Themes Baker Tilly 7 • Separation of a single Operations Department into two departments reporting to a shared Assistant General Manager (Land and Facilities and Visitor Services). • Formation of a capital projects/construction team in Land and Facilities to deliver field projects. • Improvements to the project delivery process, including establishing a department to bring engineering and construction management expertise in-house to deliver projects. • Investments in internal support departments, including information systems and technology, to support organizational and employee effectiveness. • Creation of a grants team to increase funding capacity by leveraging Measure AA funding. In addition, a number of major themes emerged that, if addressed, will further Midpen’s success. These include: • Acknowledge and address the major environmental shifts that have accelerated organizational growth and result in increased staffing demands in the field and, by extension, the rest of the organization. (These are further identified in the report section titled, “Major Shifts Impacting the Organization”). • Stay focused on the core of the mission of the organization to continue to deliver on the promise of the Vision Plan and Measure AA. • Expand the field team dedicated to addressing wildfire resilience and prevention that increases overall capacity for land management and serves to mitigate the impacts of climate change. • Be intentional about the implementation of the coastal services plan to ensure appropriate staffing and support over time. • Address project delivery delays resulting from permitting delays and other internal constraints. • Streamline and increase support for operating departments regarding administrative activities, including budget development and monitoring, and purchasing and contract management requirements. • Ensure internal support departments keep pace with the growth of the organization and provide the tools and support needed for continued success. • Reduce the time senior leadership spends on operational activities by increasing the decision-making authority of department managers. • Ensure the capacity and availability of tools necessary for increases in community and tribal engagement activities. • Anticipate and plan for retirements by supporting professional growth, enhancing career ladders, and facilitating knowledge transfer. ATTACHMENT 1 Financial and Operational Sustainability Model (FOSM) Refresh Methodology and Engagement Themes Baker Tilly 8 Peer Learning Baker Tilly interviewed six peer agencies to obtain insight into organization structure, processes, and practices of similar organizations. Table 2 shows each of the peer agencies and their approximate size in acres. The set of peer agencies used for this review are the same as those utilized for the original FOSM. Table 2. Acres of Owned Land Agency Midpeninsula Regional Open Space District Boulder County Parks and Open Space East Bay Regional Park District Jefferson County Open Space and Parks Marin County Parks Santa Clara County Parks and Recreation Department Approximate Acres 72,200 100,000 125,000 56,000 17,500 52,000 Source: As posted on each agency’s website. Each of these peers focus on managing and preserving parks and open spaces. They collaborate with various agencies for land acquisition and preservation and prioritize public access, environmental conservation, and community engagement. However, due to their size and diverse landscapes, each organization tailors its approach to meet the specific needs and demands of its unique geographic area. The results of the peer learning have been incorporated into the sections of this report addressing the topics covered in this research, which include: • Permitting practices • Project management oversight • Property management ATTACHMENT 1 Financial and Operational Sustainability Model (FOSM) Refresh Major Shifts Impacting the Organization Baker Tilly 9 Major Shifts Impacting the Organization It is important to appreciate that the environment that Midpen operates within has evolved and changed in profound ways in the years since the first FOSM was prepared. First and perhaps most fundamentally, climate change has become a daily fact of our existence which is shaping the lands managed by Midpen in many new ways. Drought and associated wildfires are more pervasive. The weather is generally more variable and extreme. All of this changes the landscape in ways that are hard to predict, and which make management significantly more challenging. We observed several areas in which climate changes have forced organizational changes on Midpen and where organizational adjustments will be needed going into the future. These include: • Wildfire Risk. The need to engineer for greater wildfire resiliency and prevention as part of preserve development and operation. This will require specialized staffing in everything from planning and engineering to operations. • Maintenance Demand. Greater maintenance demands as storms become more damaging and more frequent leading to the need to rebuild trails and other amenities. This will lead to higher maintenance staffing and utilization than Midpen has experienced in its history to date. • Integrated Pest Management. Invasive pest management has been recognized as a crucial natural resource protection tool for limiting the impact of invasive weed and animals. Since the initiation of a formal IPM program in 2014 through the IPM Guidance Manual the District has made progress primarily through contracts and volunteer work, while resources for staff to work on IPM work has been pulled away to basic maintenance tasks. With greater climate variation the introduction of new pest challenges is to be expected and increased challenges maintaining progress on reducing pest species. Having in-house crews to perform on going IPM and restoration will ensure that ATTACHMENT 1 Financial and Operational Sustainability Model (FOSM) Refresh Major Shifts Impacting the Organization Baker Tilly 10 investments made in large scale vegetation management projects result in longer term habitat improvement. • Drought and Extreme Precipitation. Both will likely be present in Midpen’s future although models show drought may be slightly more of a challenge. Beyond changing the landscape, it will bring challenges to designing and managing preserves from managing wildfire risk to visitor traffic. Another factor which profoundly impacted Midpen was the COVID-19 pandemic of 2020-2022. This changed virtually every aspect of human interaction from work to socializing and recreation. Many of the impacts will not dissipate quickly, if at all. Visits to Midpen preserves accelerated as they were safe places to recreate. Visitation has returned to near normal levels but continues to increase over time as new areas are opened and as the population has discovered the joys of the open space. Midpen will have to adapt to annual increases in visitation for the foreseeable future. Another factor impacting the organizational environment facing Midpen is the greater diversity of land holdings it must manage. In the earlier years of its existence, the District concentrated on developing preserves that mainly consisted of open space preserves in mountainous or hilly areas above urbanized areas. More recent master planning efforts have directed District land acquisition efforts into other types of holdings such as agricultural lands and coastal areas. These types of land holdings are fundamentally different and require more active management than the types of preserves that have formed the historical backbone of the Midpen holdings. For example, agriculture lands, mainly used for animal grazing must be managed and leased to grazing operators that inject new complexities into both agricultural operations and any new public access. Operating in the coastal areas introduces new complexities derived from greater regulatory oversight from the California Coastal Commission and heightened environmental scrutiny and land use restrictions, that can impact public access and other uses. All else being equal more staff time and policy complexity is going to be involved in the management and operation of these types of lands, which will have staffing and operational impacts on the District. Finally, another environmental factor which has impacted the District is the need for greater transparency and engagement with the community when planning projects and programs. Midpen is not just another land ATTACHMENT 1 Financial and Operational Sustainability Model (FOSM) Refresh Major Shifts Impacting the Organization Baker Tilly 11 buyer. It must make every transaction a success for itself, the seller, and the community. Since the last FOSM the growth of social media and the addition of online access to public meetings has drastically lowered the old barriers to participation and increased the desire of the public to participate in the discussion of local issues that impact their lives. The District has recognized this and has expanded its public affairs footprint, but it will have to continue doing so knowing that today you can never “over- communicate.” While public affairs produces notices to the public, planning staff provides the project information to public affairs and leads the public engagement in terms of planning and facilitating meetings. Since 2018, the Board has recommended the creation of a Public Access Group for more complex projects. This increased public engagement has the greatest impact on planners as they spend more time presenting information and responding to inquiries from the public. As projects become more complex and if there is increased local neighbor resistance to projects supported by the general public, more of the planners’ time needs to be allocated to public engagement. These interrelated factors, climate change, the pandemic and its reset on visitation levels, a greater diversity in land holdings, and the increased demand for public input will all push Midpen to do more in every aspect of its operations. This will inevitably require more organizational resources and more staff than in the past. While we are often thought to think that technology increases the productivity of staff and thus reduces the need for staff, … the reverse is also true. In some respects, as technology allows us to do more, as in the case of communications around local planning for new projects, or coastal planning requirements, stakeholders and the public rightfully demand that the work get done and Midpen will have to be prepared to field the resources to do so. Since Midpen needs to preserve its credibility to remain a trusted partner it has no choice but to make every transaction a “win-win” transaction. This is quite unlike the typical real estate transactions where both the seller and buyer will probably never engage with each other or the general community again. Midpen’s mission is to acquire and preserve a regional greenbelt of open space land in perpetuity, protect and restore the natural environment, and provide opportunities for ecologically sensitive public enjoyment and education. On the Coast, Midpen has an expanded mission to acquire and preserve agricultural land of regional significance, preserve rural character and encourage viable agricultural uses of land resources. ATTACHMENT 1 Financial and Operational Sustainability Model (FOSM) Refresh Major Shifts Impacting the Organization Baker Tilly 12 The purpose of the Coastal Management Plan (CMP) is to identify recommended actions to be undertaken by the Midpeninsula Regional Open Space District’s (District) General Manager’s Office, phased over five years beginning in FY 2023, to build on-going and sustainable organizational capacity to support expanding programs and responsibilities required to care for coastal preserves. The CMP was approved in April 2022 and the recommendations were incorporated into the FY 2023 and FY 2024 approved budgets. The CMP implements district policy laid out in the Coastal Services Plan that documents high level policy guidance for coastside protection. The CMP includes land acquisition that increased the coastal acreage by 33% with the acquisition of Cloverdale Ranch, resulting in an immediate increase in open space and agricultural land responsibilities, resource management, patrol, and new opportunities to develop public access. Active areas including 10 to-15 miles of additional trails and two new parking lots will increase traffic in the coastal areas. As a result, the CMP recommends the following actions: • Create a separate Visitor Services Coastal Field Unit • Develop a new Coastal Office • Provide staff housing on Cloverdale Ranch • Update the FOSM • Increase staffing in four departments by 12.0 FTE over the five fiscal years The expansion of coastal preserves presents several challenges for Midpen resource management programs have increased due to the addition of acreage that expands the geographic scope of District wide resource programs and the management of natural resources due to the unique habitats and special status species found on the coast including several endangered species. Visitor Services responsibilities will drastically increase with the addition of trail miles and parking lots increasing access to the areas. Planning, permitting, and approval processes in coastal lands are complicated by San Mateo County’s strict zoning ordinances and the need for Coastal Development permits when projects fall within the state’s coastal development zone. The District is fast approaching the acreage threshold to warrant a full- service coastal field office and maintenance shop. Agricultural land management projects and responsibilities will increase substantially with the pending purchase and current management of the ATTACHMENT 1 Financial and Operational Sustainability Model (FOSM) Refresh Major Shifts Impacting the Organization Baker Tilly 13 Johnston Ranch Uplands property and the recently completed purchase of Cloverdale Ranch. Together, these two properties have added three separate grazing units totaling approximately 3,100 acres, expanding the conservation grazing program by approximately 25%. The Land and Facilities Manager has been actively engaged in supporting the complex and important work of agricultural land management, grazing and associated leases. Recently, the organization added a conservation and grazing manager position to help address this increased need. The CMP identifies the need for additional rangers, maintenance personnel, and natural resources staff to address growing patrol and site security needs, facility and vegetation management, agricultural program management, and natural resource management of coastal lands. An important part of this work will be to build a solid working partnership with the agricultural community that exists within the coastal area and the aforementioned coastal field office for the District will represent an important part of building such a partnership. The assumptions and resulting projections built into the CMP for future staffing are reasonable and have been incorporated into the long-term staffing model. They meet the expanded scope of the coastal mission. Specific recommendations for near-term increases are presented in the related sections of this report. Recommendation 1. Implement the recommendations of the Coastal Management Plan to support the growth of the coastal areas. Positions projected for future budgets are built into the long-term staffing model. ATTACHMENT 1 Financial and Operational Sustainability Model (FOSM) Refresh Financial Analysis and Staffing Trends Baker Tilly 14 Financial Analysis and Staffing Trends Midpen was formed in 1972 and since this pre-dated the approval of Proposition 13 in 1978, the District was able to levy a property tax on property within the District. With the approval of Proposition 13, the District’s property tax rate was made a part of the permanent 1% property tax levy within the District boundaries in San Mateo and Santa Clara Counties. Today District property taxes make up approximately 0.07% of the total property tax collected in San Mateo County and 0.06% of the total property tax collected in Santa Clara County. District revenues are heavily concentrated in property tax, as such revenues make up approximately 90% of total general-purpose revenues (not including Measure AA tax proceeds). This is far more property tax dependent than is typical for a city, county or special district. Cities and counties typically receive from 14 to 22 percent of their revenues from property taxes. Enterprise special districts (such as water or sewer districts) typically receive only about 2 percent of such revenues. Non- enterprise districts such as Midpen (and other districts providing such services as library and fire) receive on average 65 percent of their revenues from property taxes. Even among non-enterprise special districts Midpen is highly dependent on property tax revenues. Fortunately, property tax revenues are among the most stable of tax proceed types. The growth of property tax revenues in California is a function of property turnover and property appreciation. In terms of property value appreciation both San Mateo and Santa Clara have been extremely strong areas for a long period of time. There has only been one economic recession impacting property valuations in the area since 1991. The combination of the District’s reliance on property tax revenues and this high growth rate has made for generally robust revenue growth for the District. The District Controller maintains a fiscal forecast in which he uses a relatively conservative assumption of 4% annual growth in property tax revenues. The latest revenue and expenditure projections, which include assumptions covering the staffing increases called for in this report, both ATTACHMENT 1 Financial and Operational Sustainability Model (FOSM) Refresh Financial Analysis and Staffing Trends Baker Tilly 15 in the near term and over the next several years, are shown in the figure below. While the “operating margin” does narrow over time, the District is not facing significant fiscal hazards in the future based on the best projections currently available. It should be noted that because of the District’s dependence on property related revenues any significant erosion in Bay Area real estate values would have a substantial negative impact on the District’s financial operations. This negative impact would be much greater than for a typical local government which is less reliant on property tax revenues than is the District. While recent history has not shown this to be a problem for the District, it is probably a reason for the District to maintain prudent reserve cash balances, which it has a history of doing. The Government Financial Officer Association (GFOA) recommends that local governments maintain a reserve at least equal to 18% of annual operating expenditures. Midpen holds far more than this minimum, currently nearly twice the annual operating expenditures in reserve. Projections indicate that this amount will go down over the next 30 years, but it will remain well above the GFOA minimum. The projected cash reserve level is shown in the figure below. 25.00 75.00 125.00 175.00 225.00 275.00 Forecast MROSD Operational Revenues and Expendidures - Next 30 Years ($ millions) OPERATING REVENUES OPERATING EXPENSES ATTACHMENT 1 Financial and Operational Sustainability Model (FOSM) Refresh Financial Analysis and Staffing Trends Baker Tilly 16 The other major revenue source for the District is the Measure AA general obligation tax bond measure designed to fund approximately $300 million in open space investments over a 30 year period. The bond measure was approved by 2/3 of the voters in 2014. To date the District has issued approximately $95 million in bonds and plans to issue another $25 million tranche in the current fiscal year. Spending on Measure AA projects currently totals over $88 million. Since the District is roughly 8.5 years into the 30-year timeframe for the $300 million (in 2014 dollars) spend plan for Measure AA it is on schedule or somewhat ahead of schedule in terms of getting the enumerated projects completed. The figure below shows anticipated Measure AA spending over the time horizon for the Plan. Bonds will be retired for many years after this Plan is completed in about 2044 but the tax rate will be continuously declining as bonds are paid off. Measure AA is, however, a hugely ambitious program and its completion will need to remain the top priority for the District for the work to be 0% 50% 100% 150% 200% 250% Forecast MROSD Cash Reserves as Percentage of Operating Expenditures 0 50 100 150 200 250 300 350 400 FIS C A L Y E A R : 22 - 2 3 23 - 2 4 24 - 2 5 25 - 2 6 26 - 2 7 27 - 2 8 28 - 2 9 29 - 3 0 30 - 3 1 31 - 3 2 32 - 3 3 33 - 3 4 34 - 3 5 35 - 3 6 36 - 3 7 37 - 3 8 38 - 3 9 39 - 4 0 40 - 4 1 41 - 4 2 Forecast Measure AA Cumulative Spending ATTACHMENT 1 Financial and Operational Sustainability Model (FOSM) Refresh Financial Analysis and Staffing Trends Baker Tilly 17 completed as planned. Many of the recommendations in this report are aimed at supporting the Measure AA program given its centrality and importance to the District and voters within the District. Staffing Trends The figure below shows total District staffing growth over the last twelve years. Staffing grew the most right after the last FOSM when a number of staffing gaps were identified. Overall staffing during this time period grew at the rate of approximately 5.5% per year. The District added approximately 7.5 FTE every year during this period and grew from approximately 109 to 191 FTE. This is a high rate of personnel growth for a public agency. And the District has been challenged to build the systems and infrastructure necessary to serve this level of FTE, a challenge exacerbated by its regional footprint and decentralized operations. Staffing has increased much faster than the number of protected acres, which has grown at about 1.7% annually, or about 1,100 acres per year, but this has been quite variable, as one would expect given the nature of land transactions. In any event most of the staffing additions were to make up for existing gaps in District resourcing identified in the initial FOSM effort. In the original FOSM it was determined that the District lacked many administrative and management infrastructure positions that were necessary for organizational sustainability. During the update process this observation is still true but to a lesser extent. Looking forward, while there continues to be some need to grow the administrative and support functions, most growth will occur in visitor services, preserve development and maintenance areas. 0 50 100 150 200 250 50,000 55,000 60,000 65,000 70,000 75,000 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 Growth of Staff and Protected Land All protected land acreage Total Staff ATTACHMENT 1 Financial and Operational Sustainability Model (FOSM) Refresh Financial Analysis and Staffing Trends Baker Tilly 18 Baker Tilly has completed staffing projections for the District for approximately ten years based on past trends and our best estimates of what will be needed to service new growth based on the relationships observed between existing staffing and several metrics that the District tracks including: •Public trail mileage •Visitation •Open acreage Visitation statistics were only available for 2020-2022, and from 2010 which did not allow for good trend analysis against staffing. We were able to correlate staffing levels against the increase in both acreage open to the public and trail milage. We found that staffing levels have generally moved in a positive direction relative to the metrics tracked. The District has typically been able to add staff faster than open acreage is added and faster than trail milage is opened. This shows that it is addressing some of the understaffing issues that have hampered performance in the past. Specifically, between 2012 and 2022 the number of operational staff per 1,000 acres of protected land grew from approximately 1.0 to 1.57, while the number of total staff for the same metric grew from 1.82 to 2.78, both good and needed increases in capacity. The original FOSM found significant under investment in administrative systems which is one reason for growth in positions assigned in these areas. As is detailed in the staffing projections presented later in this report, going forward most growth in staffing will be in field operations. Meanwhile the miles of trails maintained per staff member declined from 2.09 to 1.38 showing that there is now more staff for each mile of maintained trail. These trends all indicate that the critical staffing issues that have impacted Midpen have abated to some extent since the first FOSM effort. 0.50 2.50 4.50 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 Staffing Trend Metrics Operations staff per 1000 acres protected Total staff per 1000 acres protected miles of trail per staff member ATTACHMENT 1 Financial and Operational Sustainability Model (FOSM) Refresh Financial Analysis and Staffing Trends Baker Tilly 19 While it would be desirable to be able to project staffing needs over a longer period of time say 20 to 30 years, our level of confidence in the reliability of such estimates is quite low, given the likelihood of changes in how work is accomplished and technology. Therefore we kept the recommendations to a ten year horizon. ATTACHMENT 1 Financial and Operational Sustainability Model (FOSM) Refresh Ensuring a Sustainable Organization Baker Tilly 20 Ensuring a Sustainable Organization Leadership and Organization Culture The mission of the Midpeninsula Regional Open Space District is rooted in acquiring and safeguarding a regional greenbelt of open space land for perpetuity, with a focus on preserving and restoring the natural environment. This mission encompasses opportunities for ecologically sensitive public enjoyment and education. And now, along the coast, the mission extends to the acquisition and preservation of agriculturally significant land, aiming to protect the rural character of the area while promoting sustainable agricultural uses of land resources. There is a pressing need to consistently uphold the mission at all levels of the organization. The proactive "can do" culture of the district, while commendable, may lead to an occasional embrace of new projects that divert attention from the primary mission focus. Conversely, there has been a tendency to adhere strictly to the FOSM from an administrative standpoint, potentially limiting flexibility and innovation. Competing desires to do more while holding true to the specific roadmap laid out in the FOSM has led to internal pressures and constraints this Refresh seeks to address. The capable professional staff, committed board, and an organizational culture that is driven by the mission described above are the keys to the organization’s success. This success was rewarded by the passage of Measure AA by voters in San Mateo and Santa Clara counties and has been sustained through intentional investment. Sustaining long-term success demands continued clarity of vision and goals set by the Board, empowered management to implement board direction, and an organization that has the capacity, systems, and culture to effectively deliver long-term results. Annual planning by the Board that aligns to the organization’s vision and delivers projects funded by Measure AA is essential to setting priorities and objectives for the organization for the year. A majority of Midpen’s goals are multi-year and affirming them annually helps to maintain focus. Ensuring a board retreat that is engaging, incorporates staff input ATTACHMENT 1 Financial and Operational Sustainability Model (FOSM) Refresh Ensuring a Sustainable Organization Baker Tilly 21 regarding capacity, and results in consensus and buy-in is essential. A challenge for any governing body is to maintain focus and minimize mid- year changes in direction. Midpen has adopted a number of long-term plans, many of which are referenced in this report, that help in this regard. Even so, the inclination of board members to engage in operational dimensions of the organization can delay action and influence a culture of perfectionism and fear of mistake that slows things down. Midpen is fortunate to attract and benefit from a highly professional and qualified staff. As the organization grows a greater reliance on management and increased decision-making authority to advance the annual work program will be necessary. Through our interviews, we repeatedly heard about time delays stemming from extensive review of documents by senior leadership. Sensitive reports and Board items may benefit from such consideration, however, not all documents are equal when considering additional review and revision. Thorough review by multiple parties can sometimes result in conflicting edits, unnecessary time delays, and a perception by staff that their work is inadequate. This has been an element of Midpen culture for a long time and it reflects a desire for excellence. To sustain progress as the organization grows additional authority and ownership by department managers will be needed. Increased departmental authority will also free up the General Manager and her executive team to focus on the big picture and represent the district as a regional player. While not required at this juncture, the District may find value in reimagining the management classifications and structure over time. The increasing scope and scale of departments may warrant the use of director titles for positions currently classified as managers. This may have the added benefit of signaling the experience and expertise of department heads to further empower them to lead their operations. Like the organization’s culture, the structure of Midpen must continue to evolve. Significant changes were implemented subsequent to the passage of Measure AA on the recommendations of the FOSM. The FOSM created an internal administrative infrastructure designed to support the growing organization. It also expanded key operational areas with the creation of new departments. This FOSM refresh builds on the growth and success of the district by contemplating new iterations in how work gets done. Planning and Project Delivery Many changes have occurred in project planning and delivery since the original FOSM in 2015. Recommendation #3 of the FOSM called for a ATTACHMENT 1 Financial and Operational Sustainability Model (FOSM) Refresh Ensuring a Sustainable Organization Baker Tilly 22 “more refined, comprehensive project delivery approach” which has been created. Prior to the FOSM, management and oversight of projects occurred in the planning department using a “cradle-to-grave” approach. Implementation of the FOSM resulted in the creation of an engineering and construction department that brought additional expertise in-house. In addition, a field projects team was created to support the delivery of projects. With the need for effective project management handoffs across departments, process flow charts were created and have helped to clarify roles and indicate which group is in a primary or secondary role at each step. There are two project delivery flow charts: one for projects that involve public access with property acquisition and one for land and facilities construction projects. A Project Initiation & Handoff checklist template captures the initial project planning details, essential documents and key project participants who need to be kept informed as the project progresses. In addition, Midpen utilizes a shared project management tool called Project Central to monitor Vision Plan and Measure AA priority active projects. Project Central serves as a repository for projects and is viewed as a collaboration tool where all project team participants can see the project scope, budget, and schedule. The status of projects is updated every two weeks by the project lead for review in monthly meetings with executive staff (the General Manager and Assistant General Managers). The benefit of Project Central is that it provides an overview of all active projects in one place and helps project managers share and manage files, and report status. A design feature of Project Central is that it links projects to funding. Each project is numbered based on the funding sources which can change over the length of the project. The numbering of a project may also change if the scope is modified based on public input or a change in Board direction. Such changes can lead to some confusion in identifying and monitoring projects. Maintaining Project Central takes time and can be viewed as an extra task for staff who also provide updates during project coordination meetings, weekly department meetings, 1-1 meetings with supervisors, bi-weekly reports, and requests for information from other staff. In particular, for Engineering and Construction Project Central does not adequately assist project managers in tracking the budget, schedule, and scope as would a typical project construction management tool. The addition of such a tool would improve project delivery. In staff interviews some concerns were expressed regarding whether handoffs occur at the right time and whether communication from one project lead to the next project lead is adequate. Initial project scoping ATTACHMENT 1 Financial and Operational Sustainability Model (FOSM) Refresh Ensuring a Sustainable Organization Baker Tilly 23 and project team planning is most successful when all disciplines are brought together early and clear roles are defined. Although there has been increased input from each department and monthly review, the team members are specialists in their area of expertise and there is not a single project manager assigned to oversee the entire project. The Baker Tilly team reviewed other models of project management practices. As detailed in the table below, three of the selected peer agencies employ a dedicated project management team (East Bay Regional Parks, Boulder County Parks and Open Space and Jefferson County Open Space and Parks), and two incorporate project management into existing departments (Marin County Parks and Santa Clara County Parks and Recreation Department). Each agency ensures that projects are overseen by qualified individuals with the expertise needed to navigate specific project requirements. Additionally, the tools used for project management vary. Boulder County Parks and Open Space uses Microsoft Projects, while the others vary in their approaches to project management, with some having management software in place. Table 3. Peer Agency Project Management Practices Project Management Teams Boulder County Parks and Open Space Dedicated project management team for each project that includes several specialists including a subject matter expert and a wildlife expert. The team is led by a project management professional or an engineer. The project management team resides in planning. They use Microsoft Projects as a tool. East Bay Regional Park District There is a project management unit and a restoration projects unit within the Acquisition, Stewardship and Development Division. The project management unit provides schematic plans and project management services for the execution of capital projects while the restoration projects unit delivers major restoration projects that improve ecosystem functions while integrating compatible public access. Jefferson County Open Space and Parks There is a projects team made up of professional project managers (holding PMP certifications). There are construction-related project managers and three additional project managers that are responsible for the project management and delivery of anything else taken on by the organization. Marin County Parks Project management varies depending on the project type. Project teams are inter-agency made up of staff from regional parks, open spaces, administration, planning, public works and legal. Santa Clara County Parks and Recreation Department There are project managers within the planning/development and stewardship teams to deliver projects. Source: As reported by each agency. In the interest of furthering the success of the project delivery process at Midpen, the Baker Tilly team evaluated the option of creating a project management office or team to provide oversight such as is found in some ATTACHMENT 1 Financial and Operational Sustainability Model (FOSM) Refresh Ensuring a Sustainable Organization Baker Tilly 24 peer jurisdictions and in other municipalities with significant capital projects. While we believe there is a need and support for continuous improvement and training as it relates to project delivery, we concluded that this structure was not a match for Midpen based on the types and complexity of projects and the culture of the organization. It would be a departure from the process that has been in use by project delivery team members since the formation of the engineering and construction department. In many ways the current process is achieving intended outcomes; it is our assessment that building on the existing approach with a commitment to continuous improvement and training will further strengthen the process without the need for an added layer of management. Streamlining the process and the tools that are utilized for sharing information and generating updates may be achieved through a holistic evaluation of current practices. Given the variety and complexity of active projects the district must continue its commitment to clearly defined roles, information sharing, cross-departmental engagement, and continuous improvement to leverage the benefits of the expertise of different departments. This can be achieved by investing in external resources to provide guidance and resources to ensure continuous improvement, coordination, effective project management skills, and timely project delivery. Currently there is a wide variance in the staff’s ability to manage projects. Determining current gaps in District standards and procedures and then documenting what is required will improve workflow and ensure greater accountability. This project management support function could be housed with the Assistant General Manager’s office where coordination of projects is housed. Recommendation 2. Invest in continuous improvement, coordination, and training opportunities to achieve project management best practices. Recommendation 3. Evaluate options and acquire a project management tool to support Engineering and Construction in the workflow and delivery of projects. Evaluate the functionality of options to determine suitability for the range of District projects. Pipeline bottlenecks Most significantly, the length of time to deliver projects has increased. The typical project is no longer simply the addition of a small parking lot. Projects are now more complicated with regulatory permitting, seasonal ATTACHMENT 1 Financial and Operational Sustainability Model (FOSM) Refresh Ensuring a Sustainable Organization Baker Tilly 25 work windows, historic structure rehabilitation, and preservation. By the nature of these projects, the time to compete them is longer. There is also additional follow-up required. At the first FOSM, projects took three years to complete (idea in year one, permitting in year two, construction in year three). Projects now take five to ten years to complete, typically seven years on average. In discussions with staff, Baker Tilly heard that the increased length of time to complete projects is due to several factors, including: •Increased public engagement •Staffing levels •Review delays •Regulatory and permitting requirements •Modifications to project scope •Additional new initiatives •Decentralization of administrative duties Increased public engagement The public engagement process has lengthened the project delivery timeline but is necessary to allow for a more transparent process on complex projects. Since the Red Barn public meeting in 2018 when members of the La Honda community were upset at the consideration of a public access project near their community at the Red Barn, the Board directed staff to develop a new engagement approach with the public for complex and controversial projects. The Public Access Working Group implemented at La Honda Creek was very successful at getting community buy-in but was staff and time intensive. The initial public engagement can occur during the acquisition phase. Planning has also had a significant role in public engagement. Staff estimates that public engagement during the early programming stages of a project could require up to 50% of the planner’s time. Not all projects require an individual public access working group, but early on the scoping of a project, there should be a determination made if there will be heightened public interest in a project so appropriate time for outreach can be allocated. Recommendation 4. Establish criteria to determine when a project requires a public access working group and develop schedules as well as protocols for projects that require less public engagement. Recommendation 5. Identify at the earliest possible opportunity the level of community engagement required by the type of project and allocate adequate staff hours and include timing in the schedule. ATTACHMENT 1 Financial and Operational Sustainability Model (FOSM) Refresh Ensuring a Sustainable Organization Baker Tilly 26 Staffing The lack of staff due to vacancies, turnovers, and shortages in key areas such as Planner IIIs and Capital Project Manager (CPM) IIs has slowed delivery of projects. In Planning, there have been nine years of staff vacancies (about one vacancy per year) which has impacted on the existing staff's workload. Each senior planner and CPM acts as a project manager, supervises two to four staff members, and reviews the work of the planners. In Planning, senior planners acting as both project managers and supervisors of other planners limit their ability to provide training to planning staff. In peer organizations, such as the East Bay Regional Park District, Santa Clara County Parks, and San Mateo County Parks, this position is classified as a principal level staff and converting the senior planners to this classification would put them on par with other agencies and the traditional planning hierarchy of positions. However, there are currently no other principal level classifications at Midpen. The evaluation of career ladders throughout the organization will be appropriate as the organization grows. (see recommendations in the human resources section of this report). Both Planner IIs and Planner IIIs report to a senior planner. Planner IIIs are instrumental to project outcomes and are assigned to many projects. Requirements imposed by the California Environmental Quality Act (CEQA) have placed additional demands on planners, such as required historic review of District facilities now older than 50 years, and tribal engagement. There is an immediate need for more Planner IIIs to fill the project manager role. The Engineering and Construction department has also experienced periods of insufficient capacity to receive projects resulting in projects being deferred due to lack of staff. The addition of staff in the near term will address current demands and keep projects on track. In addition, a review of long-term staffing needs is essential to avoid future delays in project delivery. Staff turnover results in institutional knowledge lost on long-term projects. To attract talent and retain existing staff it is important to provide growth opportunities. We recommend that in addition to the positions needed in the near term, the district conduct an evaluation of options to maintain a career ladder for both planners and capital project managers (see ATTACHMENT 1 Financial and Operational Sustainability Model (FOSM) Refresh Ensuring a Sustainable Organization Baker Tilly 27 recommendation regarding career ladders in the Human Resources section of this report). Recommendation 6. Recruit for two additional Planner III positions in Planning Recommendation 7. Increase overall project delivery capacity by adding another Capital Project Manager II position. Recommendation 8. Ensure that project record-keeping is current to provide legacy of long-term projects. Review delays Timely legal review of board reports, contracts, agreements, and CEQA documents is critical to moving a project along. There is a lack of autonomy for the Planning and Engineering and Construction departments to make decisions and too many decisions require the General Manager and/or Board review and approval which adds to the length of the project. There have been delays in receiving the General Manager’s input and decisions on key project milestones and deliverables that could have been reviewed or decided at a lower level. These delays impact project timelines. The Board report review process is lengthy; it takes 6 weeks to reach a Board meeting date if action is required on a project. Signing authority remains low ($50,000) for the scale of contracts administered and requires Board approval which can also extend the project timeline. In addition, any contract change orders (CCO) must be reviewed by the General Manager’s office/Board. This results in a delay of 6 weeks or more. Recommendation 9. Evaluate the level of authority required for review of board reports, contracts, agreements, and CEQA documents to ascertain if lower- level review is appropriate and will reduce review time. Recommendation 10. Modify limits to contract change order authority to expedite necessary modifications. Regulatory and permitting requirements Many planned projects require extensive regulatory agency and permitting coordination which have long lead times and can be challenging to obtain. Each project team manages the permit process for their project. There is no central point of contact between the district and regulatory agencies and counties. It can take as long as 8-months to ATTACHMENT 1 Financial and Operational Sustainability Model (FOSM) Refresh Ensuring a Sustainable Organization Baker Tilly 28 obtain necessary approvals. Peer agency coordination is challenging for on-schedule delivery of projects. County line staff can create barriers to the progress of projects and some agencies treat District staff as developers rather than as representatives of an agency committed to preservation and protection of the natural environment. Engineering & Construction must sometimes “negotiate” with a regulatory agency to resolve an issue or condition. It does not make sense for departments other than Natural Resources to negotiate with regulatory agencies. Through our peer learning process, we gained valuable insights into the diverse approaches employed by different agencies in managing permits for parks and open spaces. Table 4 details the permitting practices for each of the peer agencies. The East Bay Regional Park District utilizes a comprehensive permitting process, integrating legal reviews, blanket permits, and meticulous review of land use project permits. Conversely, agencies like Santa Clara County Parks and Recreation Department, Marin County Parks, Boulder County Parks and Open Space, and Jefferson County Open Space utilize permit committees and designated staff roles for permit approval. This variation demonstrates that there is no one-size-fits-all approach to effectively managing public spaces. One notable trend that emerged was the strategic use of specialized roles, such as Administration Coordinators and Senior Park Rangers, underscoring the value of having dedicated experts overseeing the permitting process. Additionally, the incorporation of blanket permits, as seen in the East Bay Regional Park District, Jefferson County Open Space and Marin County Parks, provides a streamlined solution for specific scenarios. Table 4. Peer Agency Permitting Oversight Midpen Boulder County Parks and Open Space East Bay Regional Park District Jefferson County Open Space and Parks Marin County Parks Santa Clara County Parks and Recreation Department Staff Responsible for Securing Permits Planning, Engineering and Construction, and Natural Resources Planning Department Stewardship Division Administration Coordinator in the Visitor Services and Natural Resource Department1 N/A N/A Source: As reported by each agency. 1Permits that require special use are reviewed by the Visitor Relations Coordinator. ATTACHMENT 1 Financial and Operational Sustainability Model (FOSM) Refresh Ensuring a Sustainable Organization Baker Tilly 29 Under its enabling legislation the District is empowered to: “…plan, adopt, lay out, plant, develop, and otherwise improve, extend, control, operate, and maintain a system of public parks, playgrounds, golf courses, beaches, trails, natural areas, ecological and open space preserves, parkways, scenic drives, boulevards, and other facilities for public recreation, for the use and enjoyment of all the inhabitants of the district, and it may select, designate, and acquire land, or rights in land, within or without the district, to be used and appropriated for such purposes. It may cause such trails, parkways, scenic drives, and boulevards to be opened, altered, widened, extended, graded or regraded, paved or repaved, planted or replanted, repaired, and otherwise improved, may conduct programs and classes in outdoor science education and conservation education, and may do all other things necessary or convenient to carry out the purposes of this article.” All the tools of municipal local government (city and county) are delegated to the District in order to accomplish this work. The one exception as it relates to the District is that Midpen does not have the right to use eminent domain to acquire property within the San Mateo County Coastal Annexation Area pursuant to the terms of a resolution adopted on June 6, 2003. Supporting this broad authority is the fact that Midpen is governed by a locally elected Board which is pursuant to the enabling legislation carefully drawn from wards which are designed such that all areas of the regional district have representation. In establishing regional park, park and open space districts in the early 1970s the California State legislature thought very seriously about how to balance local control while providing the authority to preserve open spaces in California and they developed a new kind of local government to take on this challenge. In some cases, these agencies evolved as sub-jurisdictions of counties and in some cases, they evolved as separate local governments. In the case of Midpen it was the latter. In interesting wrinkle in terms of how Midpen operates is that it nominally develops projects independently using its own staff and resources, but then seeks permits for these projects both from relevant regulatory agencies (such as State Fish and Wildlife) which are typically charged with enforcing State and Federal environmental laws, and from the underlying general purpose local government, usually the County of San Mateo or Santa Clara, which enforce zoning and land-use regulations, commonly known as entitlements. The general-purpose governments often treat Midpen projects as discretionary, entitlement ATTACHMENT 1 Financial and Operational Sustainability Model (FOSM) Refresh Ensuring a Sustainable Organization Baker Tilly 30 type, projects and add conditions that Midpen must comply with, very much like Midpen was any other private property owner. While this may be appropriate, particularly when a general-purpose government is acting in a true regulatory role, such as a flood control district, it may not be appropriate in all cases, particularly when it is acting more in the vein of a routine entitlement permit authority, Midpen is not a private property owner. It is a co-equal local government, with co-equal powers albeit in a narrow range, similar to a water or sewer district. Given that we have observed that other open space districts have evolved more flexible permitting arrangements with underlying general-purpose governments, Baker Tilly suggests a dialogue be started with the two counties about more flexible permitting arrangements concerning District projects. It may be that Midpen projects do not need to be routinely submitted to the county governments for entitlement permitting outside of what is required for truly regulatory purposes. Recommendation 11. Continue to pursue blanket permits where possible. Recommendation 12. Seek a legal opinion and Board direction regarding self-regulating authority for project entitlements. Recommendation 13. Centralize the regulatory permitting function. Utilize the in-house knowledge and expertise of natural resources to streamline the procurement and management of regulatory permits. Project scope modifications Due to the length of time involved on projects, there are changes to the scope which in turn cause additional delays. Project timelines are sometimes so long that the project history is lost. Scope modification occurs due to 1) public input, 2) permitting from outside regulatory agencies, and 3) the limited window of time when work can be done in environmentally sensitive areas. Because projects now take longer to complete, design changes occur over the life of the project when consultants may no longer be engaged on the project. This further results in time delays in re-engaging consultants to modify the design. In-house design teams could respond to these changes more quickly and keep a project on track. Use of a Senior Capital Project Manager to lead in-house design would expand promotional opportunities and reduce time and cost of using consultants for design ATTACHMENT 1 Financial and Operational Sustainability Model (FOSM) Refresh Ensuring a Sustainable Organization Baker Tilly 31 work, particularly in instances where scope changes and there is a need for alternative changes quickly. We believe that bringing design work in- house will eliminate the delays but would require an additional Senior Capital Project Manager in Engineering and Construction to absorb the work now performed. The use of an eligible consultant pool that Engineering and Construction can tap until the in-house resource is established and for added capacity as needed in the future will further address this gap. Projects in the past were typically “construct and walk away”. The responsibilities have grown to include more involvement past construction through operation and past occupancy. One example is tenant improvements within the central office. Projects with CEQA mitigation measures require ongoing monitoring, upkeep, and success criteria (typically plant survival). The staff resources needed over 5 to 10 years or more to monitor and maintain mitigation projects should be factored into project design and implementation. Recommendation 14. Develop an in-house design team to address design changes, build institutional knowledge, and provide career growth opportunities more quickly. Create an eligible consultant pool to engage as needed until the new team can be established. Recommendation 15. Add a Senior Capital Project Manager to provide support for an in-house design team. Recommendation 16. Solidify the project scope early in the planning process by including all departments in earliest discussions and verify at regular check-ins. Recommendation 17. Incorporate scheduling of staff time beyond completion of construction. Additional new initiatives Since adoption of the FOSM, several new initiatives require staff attention and time including expansion of coastal land, wildland fire resiliency, ADA accessibility requirements, and active transportation planning and coordination. Staff have also been involved in diversity, equity, and inclusion (DEI) initiatives and there is heightened interest in and awareness of the need for tribal cultural conservation and relations. Currently, each department is defining its own role/responsibilities with Tribal Relations and how they work with Native /American/indigenous communities. The review and coordination of historic resources has also ATTACHMENT 1 Financial and Operational Sustainability Model (FOSM) Refresh Ensuring a Sustainable Organization Baker Tilly 32 grown as many structures have aged beyond 50 years old which is the CEQA threshold for historic significance determination. Recommendation 18. Evaluate the impacts of new initiatives through a district-wide lens to carefully decide what new initiatives to take on and provide necessary resources to assist with efforts. Recommendation 19. Provide staff training to increase knowledge for new initiative areas (i.e., wildfire resiliency, ADA accessibility requirements, active transportation planning, diversity, equity and inclusion, tribal relations, and historic resource requirements). Utilize in-house expertise when feasible. Decentralization of administrative tasks The district has decentralized certain activities (such as contracts/purchasing; budget; resource loading) which has impacted departments that lack the skills or resources to effectively perform these tasks and pulls them away from their other duties and expertise. In Planning, Natural Resources, and Engineering and Construction staff spend too much time on administrative tasks, such as quarterly budget updates, procurement, invoicing, etc., which takes away from supervisory duties and project management assignments. Planning and Engineering and Construction share one administrative staff position which is not adequate for the needs of those departments. Some administrative tasks that need attention are the organization and clean-up of all Board approved Use and Management Plans (PUMP) for each of the 26 preserves and management of electronic records. In addition, the expansion of community engagement activities associated with major planning projects requires careful planning and organization that can be supported by an administrative position. Recommendation 20. Evaluate administrative duties for the planning, natural resources, and engineering and construction departments to identify tasks that can be reassigned from project managers; hire additional support to meet the need. Resource loading project challenges Staff are overwhelmed by the number of large complex projects happening simultaneously and the assessment of staff capacity to current/projected workloads is unrealistic using the resource loading assessment. Resource loading is a 3-year look ahead that is not an ATTACHMENT 1 Financial and Operational Sustainability Model (FOSM) Refresh Ensuring a Sustainable Organization Baker Tilly 33 accurate assessment of staff capacity to current and projected workloads. Departments find they are constantly under resourced because it is not possible to estimate so far ahead and then there often is a need to pivot. Some departments have transitioned from a “construct and walk away” responsibility to being involved in the project through operations past occupancy. One example of this is tenant improvements required within the central office. There is a need for a project close-out review and audit projects after completion to understand what could have gone better, lessons learned, and gain a better understanding of resources required. Recommendation 21. Evaluate the resource loading tool for Capital Improvement and Action Plan (CIAP) projects and modify as needed to capture all staff work. In addition to projects, include scheduling of staff time beyond completion of construction as needed. Recommendation 22. Conduct project close-out reviews to document time spent on each phase to present more accurate representation of length of time required by project type and establish a database of information to inform future resource loading. Role of Natural Resources in Project Delivery The Natural Resources department has a key role in fulfilling the district’s mission to protect and restore the natural environment. The Natural Resources (NR) department resides with Visitor and Field Services given the long-term focus of NR work (including on-going monitoring of land management requirements); however, the role and contribution of Natural Resources begins at acquisition and is notable to the planning and delivery of District projects. Over the years, the types of projects have changed based on the need to provide more public access. On some projects, Natural Resources is the lead due to the nature of the project. On other projects Natural Resources’ role is advisory to the lead department. In some cases, the input of Natural Resources has occurred late in the process and caused delays, many times as a result of regulations that are imposed on Midpen by other regulatory agencies. When this happens, there is little ability to change the scope to avoid expensive mitigation and regulatory requirements, which can be as onerous for the agency. It is essential for Natural Resources to provide early input on projects and participate in scoping meetings. Because of their role in procuring regulatory permits, Natural Resources has been viewed as a regulator rather than a partner for CIAP projects. ATTACHMENT 1 Financial and Operational Sustainability Model (FOSM) Refresh Ensuring a Sustainable Organization Baker Tilly 34 As discussed above, Natural Resources performs an essential role in the permitting and on-going monitoring of district projects. Natural Resources staff are highly skilled and view projects through a scientific lens. They have working relationships with the regulatory agencies that approve permit applications to advance district projects and have a deep understanding of the sensitivities and requirements for land preservation and restoration. As a result of steady turnover at state and federal regulatory agencies, Natural Resources is often the most knowledgeable and best source for determining mitigation measures and advancing the permitting process. It is for this reason that recommendation 13, to establish a position to procure and manage regulatory permits, is best housed within Natural Resources. Natural Resources works closely with the Land and Facilities Department who have skills in managing the land and have the staff and equipment to carry out the necessary work of restoration projects. Additionally, as discussed below, land maintenance has and will continue to grow with the implementation of the wildland fire resiliency program and vegetation management (including rangeland conservation efforts) each of which requires careful consultation and partnership with natural resources. Visitor and Field Services Visitor and Field Services is a service line led by an Assistant General Manager and comprised of three departments: Land and Facilities, Visitor Services, and Natural Resources. Each of these departments delivers critical field support and operations that ensure stewardship, maintenance, safety and access to district preserves across the district. Land and Facilities The Land and Facilities department maintains the trail system and associated infrastructure, manages leases and properties, delivers field projects, maintains facilities, works with natural resources to manage invasive species, and manages vehicles and equipment for maintenance staff districtwide. The size and scale of the operation continues to increase as the acreage and trail miles of Midpen expand. In addition, the sensitivity and complexity associated with the diverse portfolio of holdings across the two counties has stretched the department. The coastal management plan, wildland fire resiliency plan, and integrated pest management plan each provide a roadmap for increasing service levels and addressing district needs. Implementation of these plans will take time and require the investment of additional resources. The staffing assumptions for each have been incorporated into the long-range staffing ATTACHMENT 1 Financial and Operational Sustainability Model (FOSM) Refresh Ensuring a Sustainable Organization Baker Tilly 35 plan discussed later in this report; however, there are specific needs that should be addressed in the near term. Resource Management and Wildland Fire Resiliency Programs As was noted above, one new environmental factor impacting the District’s land holdings is the increased danger of wildfire, largely brought on by climate change, previous forest rangeland management practices, and the manifestation of periodic drought periods. Increased wildland fire prevention, preparation and response are recognized as part of Midpen's ongoing land stewardship. To address this need, the district established a Wildland Fire Resiliency Program in 2021 that will reduce wildland fire severity and risk in the region by managing vegetation in the preserves with a focus on ecological health and wildland fire resilience. The program will allow Midpen to proactively increase ecologically sensitive vegetation management up to approximately six-fold over ten years. The program is made up of: •Vegetation management plan: focused on ecosystem resiliency and facilitation of fire response and evacuation •Scientific monitoring plan: to inform continual adaptation of the program •Pre-fire plans with resource advisor maps: to assist fire agencies in their response •Prescribed fire plan: to reintroduce prescribed fire to Midpen’s land management toolbox. This element was recently approved by the Board and has been certified under the California Environmental Quality Act Integrated pest management (IPM) strategies are essential to the success of this program and as such the team works in partnership with the natural resources department. In addition to work under the wildland fire resiliency program, the growth of IPM and plan updates are further discussed in the Natural Resources section of this report. While the Natural Resources department is effective in monitoring, strategizing, and planning IPM work, they do not have staffing for maintaining work performed under large contracts. Field work labor to conduct natural resource maintenance work is more effectively managed within the Land and Facilities department. Eventually this program is going to require that the District maintain literally hundreds of miles of fuel breaks, fire roads and evacuation routes; work with dozens of local fire agencies and CalFire to annually prioritize resources and projects; and develop prioritized flammable ATTACHMENT 1 Financial and Operational Sustainability Model (FOSM) Refresh Ensuring a Sustainable Organization Baker Tilly 36 invasive plants for removal plans through the Integrated Pest Management Program. So far, this work has relied heavily on grants (over $2.5 million since 2017), but it will need to develop ongoing revenue sources. In recent budgets, the Board recognized the importance of this program and authorized four positions. These include two Field Resource Specialist positions and two Lead Open Space Technician positions. These positions provide the structure for two crews to address resource management, wildfire prevention and resiliency, through sensitive vegetation management. As was the case prior to the formation of the capital projects team, assigning existing maintenance staff to the resources management team reduces the number of full-time equivalent (FTE) employees who are actively managing the existing trail networks and attending to maintenance work orders. This results in deferred maintenance and a maintenance backlog that continues to grow despite recent increases in maintenance staffing levels. To prevent the reassignment of existing staff and the potential impacts on routine maintenance, Midpen should add the staff required to form two resource management and wildland fire resiliency crews. Recommendation 23. Establish two crews assigned to the Resource Management and Wildfire Resiliency Program. Conservation Grazing Program Conservation grazing is one of many land management tools Midpen uses to achieve conservation goals. The conservation grazing program began in 2007, and now encompasses approximately 10,000 acres leased to small-scale ranchers across San Mateo County. The partnerships are a critical tool helping Midpen manage large-scale coastal grasslands and the rich biodiversity they support. Just as with the pressures of climate change and the impacts on land management described above, the increasing size and scale of agricultural holdings and the District’s commitment the policies established in the Coastal Service Plan, demand additional time and resources. The department manager currently invests considerable time in the care and support of agricultural and grazing tenants. Recently, the district added a position to support this work. The new Conservation Grazing Manager (Resource Management III) adds capacity to the property management team in land and facilities. The position will work closely with the Natural Resources department and serve as a single point of contact for conservation grazing and agricultural operations to improve ATTACHMENT 1 Financial and Operational Sustainability Model (FOSM) Refresh Ensuring a Sustainable Organization Baker Tilly 37 customer service and expand support to agriculture tenants and partners on the coast. In addition to property management activities, the resource management expertise of the position will provide a high level of lease oversight to assist tenants with incorporating resource protection measures as part of their grazing practices. The addition of the conservation grazing manager increases capacity and expertise related to rangeland leases and should have a positive effect on the time spent by the department manager; however, given the multi- faceted set of goals associated with conservation grazing program and the heavy workload of the other property management staff, an additional property management specialist to support the administrative activities associated with this work is warranted. Recommendation 24. Add one property management specialist I. Growth of Land and Facilities Scope and Scale Baker Tilly conducted thirty interviews and eight focus groups. One theme consistently emerged. The scope and diversity of the operations managed within the land and facilities department has increased significantly. As the organization continues to grow there is value in centralizing certain support functions to optimize efficiency and streamline service delivery. The primary purpose of the land and facilities department is to manage and ensure stewardship of Midpen lands. A number of programs currently housed in the department deliver ancillary services. The creation of a new department that brings together programs and services with a shared purpose of supporting field operations will ease the span of control and workload of the land and facilities manager while creating a department that can focus on the shared goal of internal support for field operations. Baker Tilly recommends the formation of a Central Service Department, led by a department manager reporting to the Assistant General Manager for Visitor and Field Services, to include the following programs and services: • Facilities Maintenance • Property Management • Fleet Services • Contract Management Services A more focused Land Management Department will be better positioned to ensure the maintenance and stewardship needs of the district as it continues to expand and address the environmental impacts of climate change, balance and mitigate the requirements of rangeland management, and support visitor access. ATTACHMENT 1 Financial and Operational Sustainability Model (FOSM) Refresh Ensuring a Sustainable Organization Baker Tilly 38 Recommendation 25. Establish a new Central Service Department, led by a department manager, with support from an administrative assistant, to oversee facilities maintenance, property management, fleet services, and contract management services. Recommendation 26. Rename the current Land and Facilities Department as the Land Stewardship Department. Currently, the facilities maintenance team is comprised of a supervisor and one facilities maintenance specialist. The team maintains the field offices at foothills and skyline, residential houses and outposts owned by Midpen, and the Administrative Offices in Los Altos. The team utilizes contractors for added capacity. Since the opening of the Administrative Offices in Spring 2022, the facilities team reports spending significant time addressing routine maintenance needs there. The Administrative Office provides office space for district employees as well as tenants. As a result of these increased demands for maintenance works, facilities staff must rely more on contract support and have less time to address the maintenance needs of field offices and other facilities. In addition, the distance between facilities and limited access to district vehicles makes facilities maintenance challenged. Recommendation 27. Increase the staffing capacity for facilities maintenance to align with increases in work order requests managed for district facilities. Over time, consider implementing a regional staffing model that reduces time spent traveling between locations and increases time spent executing work orders. As discussed above, the property management function at Midpen is currently stretched thin. However, the addition of a property management specialist for the conservation grazing program will increase the capacity of the residential and commercial property management team to manage the broad array of district lease types (e.g., residential, office space, concessionaires, easements, staff housing). The property management team works closely with the facilities maintenance team for the resolution of tenant maintenance issues and as well as facility improvements as needed. The Administrative Office building currently houses tenants on the first floor. While this is likely to change over time as the district staffing increases, the building management requirements for this location extend beyond maintenance and lease management. Midpen must staff a front ATTACHMENT 1 Financial and Operational Sustainability Model (FOSM) Refresh Ensuring a Sustainable Organization Baker Tilly 39 reception desk, accept deliveries for all tenants, distribute mail, and assist with general set up (i.e., internet). These additional tasks fall to administrative and IST staff and take time away from other work. The district should assess the time and staffing required to manage tasks associated with general building management and assign dedicated staff accordingly. Pulling staff from other programs or service areas is disruptive to those operations and may be better suited to a general building management role. Recommendation 28. Evaluate the time required for general AO building management requirements (i.e., reception, mail and deliveries, internet set up) and staff accordingly. The vehicles and heavy equipment that is owned and operated by Midpen employees currently lacks a dedicated fleet manager. Currently a management analyst in the Land and Facilities department has responsibility for fleet maintenance contracts, which is only one piece of the scope of work typically managed by a fleet manager. From acquisition to fuel usage and sustainability measures, to maintenance programs and use policy and compliance, an effective fleet manager will develop systems and evaluate practices to optimize fleet uses for the organization. As the district grows it should no longer rely on a decentralized fleet services model. It is inefficient and may be costing the district. Recommendation 29. Hire a fleet manager that can manage the use and maintenance program for vehicles and heavy equipment. Finally, the central services department should include a contract management function that can support visitor and field services with contract management support and serve as a liaison between the field and the procurement team within Administrative Services. Recommendation 30. Create a new contract management function within the new central services department to support field contracts and serve as a liaison with procurement staff. Visitor Services The Visitor Services department was created as a major recommendation of the FOSM in order to increase focus on user experiences in the preserves. Its main programs are the ranger patrol and enforcement functions and the volunteer and interpretive and educational programs. ATTACHMENT 1 Financial and Operational Sustainability Model (FOSM) Refresh Ensuring a Sustainable Organization Baker Tilly 40 The challenges that Visitor Services are facing can best be summarized as follows: 1. A variety of exogenous service demands come from interest groups such as trail users, youth groups and others interested in using District facilities often in new and innovative ways. This has greatly increased are a result of the end of the Covid shutdown as local residents are increasingly interested in outdoor experiences. 2. Managing unanticipated visitor activity generated by Public Affairs. 3. Creating growth opportunities for staff who are often in relatively “flat” organizational structures. 4. A difficult labor market and the unique set of skills and requirements of ranger positions creates staffing challenges stemming from the attraction and retention of ranger staff. 5. Balancing the role of rangers between public safety (law enforcement) and educators to work directly with customers and participants. Several of the challenges listed above have a direct effect on ranger staffing. A sustained increase in visitor rates is a positive outcome of the pandemic occurring as community members sought safe ways to recreate and developed a heightened awareness of the resources available throughout the district. Finally, coastal assets requiring patrol and the challenges associated with filling positions and retaining staff have also impacted the pressure on ranger staff. The department has been implementing various strategies to mitigate these staffing challenges. This includes offering housing options to attract employees who may not be able to afford the local cost of living; establishing an unassigned pool of rangers to increase the flexibility of scheduling; and a new labor agreement that increased compensation. These strategies are helpful; however, the baseline ranger teams remain understaffed for the scale of operations performed. Recommendation 31. Increase Ranger staffing by three (one lead and two rangers) to address current gaps. Assign staff based on workload and coverage demands. An issue for Midpen (and for many open space and parks districts) is finding the right balance for the posture of ranger positions vis-a-vis their role as public safety / law enforcement and provision of visitor services information and education. It is a balancing act and often can vary by location and even by the time of day or period within a week (busy or not busy within a preserve). Without the right balance and associated staffing ATTACHMENT 1 Financial and Operational Sustainability Model (FOSM) Refresh Ensuring a Sustainable Organization Baker Tilly 41 this challenge can put strain on staff, lead to retention issues, and lead to credibility issues in the community. One way that similar organizations have addressed this balancing act is to initiate a dialogue within the organization to explore and understand the ranger role. Baker Tilly would recommend that Midpen invest in a process to do this. Once this differentiation has been completed, the district can establish response and scheduling standards as a way to determine the placement and number of staff. Recommendation 32. Identify and develop goals and objectives for the roles the Rangers perform related to public safety versus visitor services support reflecting on regional variations. Develop guidelines to help Rangers understand their role and thrive in it. Another source of the mounting Visitor Services workload are more requests for various types of outdoor education projects related to school groups and youth groups, including Scout troops. Many of these groups are seeking to contribute some type of project improvement to Midpen property as a visitor amenity. While appreciated, such projects can be more complicated than they may appear, and coordination is needed to make such well-intentioned activities successful. It would be beneficial if Midpen created a position that would be the point of contact for all groups who are looking to complete projects, and be the staff person who works with each group through completion of the project. Volunteers The nature of Midpen’s work (outdoor work in scenic areas enjoyable to many individuals) and the demographics of its service area (a relatively high number of retired or semi-retired individuals with high discretionary income) makes for an ideal environment for volunteer contributions. And Midpen has a high demand for services in this area. Volunteers provide a tremendous resource for building awareness and champions of Midpen’s mission and conservation goals. These are often loyal stewards of the district and bring great value. The District invested in a Volunteer and Docent Study in 2016 and adopted it in 2018. The study outlines plans for program expansion and contains a number of recommendations that should be implemented. A best practice for managing and developing volunteer programs and for valuing them within the organization is to measure and quantify the contribution that they make to the organization to the community. Baker ATTACHMENT 1 Financial and Operational Sustainability Model (FOSM) Refresh Ensuring a Sustainable Organization Baker Tilly 42 Tilly was advised that such information is tracked and reported annually from a volunteer management system. Based on data that was provided, it appears that volunteer activity is increasing. Over a two-year period from 2020 to 2022, the number of volunteer hours more than doubled as shown in Figure 1. However, the baseline for the data that was provided is 2020 and likely reflects a dip in volunteer activity due to COVID-19 requirements. The volunteer program manager reports that volunteer activity has returned to pre- pandemic levels. Figure 1. Annual Program Volunteer Hours 2020 to 2022 In addition to volunteer activity, the number of guided activities continues to grow by approximately 20% a year. In the outdoor education docent program, the number of students, field trips, and docent hours have all grown by more than 100% from 2022 through 2023. Investment in staff will benefit the program’s impact and is consistent with future growth plans and Board direction. Currently, the program relies on one volunteer coordinator position and has proposed the addition of a volunteer program lead. Recommendation 33. Add a volunteer program lead to address increases in volunteer activity and plans for expansion. This position will increase capacity to assist with trail construction and maintenance volunteer projects. Additional staffing increases are also anticipated in the staffing model as visitor services expands to the Coastside. 0 5000 10000 15000 20000 2020 2021 2022 Hours ATTACHMENT 1 Financial and Operational Sustainability Model (FOSM) Refresh Ensuring a Sustainable Organization Baker Tilly 43 Volunteer opportunities and information on the district website is highly interactive and very good. For increased visibility it could be elevated to a more prominent and easy-to-find location. The volunteer page includes information on a variety of volunteer program opportunities. These include: • Advanced Resource Management Steward • Community Group Steward • Community Outreach Volunteer • Docent Naturalist • Land Steward • Nature Center Docent • Office Volunteer • Outdoor Education Docent • Special Project Volunteer • Volunteer Trail Patrol Each option can be selected to learn more about the program and sign up to volunteer. The website identifies upcoming opportunities and has a Frequently Asked Questions section with links that include additional information on the programs that are available. The website also has links to partners and information for how groups can participate. To better attract volunteers, the opportunity page should be front and center on the homepage with links to the volunteer pages. Training and the use of volunteer management tools is essential to the success of the volunteer program as it grows. The district will need to ensure the staff support needed to deliver necessary training to volunteers. In addition, it was noted that the District has a volunteer management software program, but it is a commercial product “off the shelf” program that does not work well for staff or for the volunteers. Recommendation 34. Develop a Volunteer Training Program and a software system to support it. This can use elements of a commercial software product but should be tailored to meet district needs and to help with tracking and valuing volunteer contributions (discussed below). Natural Resources Integrated Pest Management (IPM) Program The IPM is an integral part of the District’s natural resource management program. The Wildland Fire Resiliency Program has added additional vegetation management workload. The IPM Program deals with pest management as a primary objective including vegetative and fauna pest species (both a growing issue with climate change). In addition, the ATTACHMENT 1 Financial and Operational Sustainability Model (FOSM) Refresh Ensuring a Sustainable Organization Baker Tilly 44 program deals with pest control in District facilities. Implementation of this program is a partnership between natural resources, which has responsibility for the plan and is the scientific advisor for implementation, and the land management department whose staff complete the ongoing and specialized maintenance requirements of the program. This work, both IPM and wildland fire resilience, is integrated into the resource management and wildland fire resiliency crews discussed in the land and facilities section of this report. The original IPM Plan was approved in 2014 and the last update was completed in 2019. The Final EIR completed with the update noted that the next update to the IPM is due in 2025. Open space and parks districts recognize that IPM work is necessary to protect the value of their open spaces and protect them from fire and burdensome maintenance costs. The IPM workload is increasing. From 2015 to 2019 work hours have increased by 20% (17% by staff, 32% by volunteers, 51% by contractors). Baker Tilly was not able to access work hour information since 2019, but interviews indicated that work demand has continued to increase. As discussed above the addition of two crews to support the resource management and wildland fire resiliency program will help address the increases in workload. In addition, a primary tool used to implement the IPM program is through contracted cattle and other livestock grazing where the District contracts with ranchers to conduct livestock grazing. Currently approximately 10,000 acres are managed in this way, which is fairly low intensity and consistent with historical usage in much of the District territory. The addition of the conservation grazing manager, like the resource management and wildland fire resilience crews, will be important in the success of the IPM program. Since a program update is due in 2025 work should begin now on that effort. Recommendation 35. Staff should sStart work now on the budget and work plan necessary for the 2025 IPM update. The District cooperates regionally with other conservation agencies and organizations, and because the IPM expertise the District has developed is widely respected (2018 IPM Achievement Award from the California Environmental Protection Agency Department of Pesticide Regulation), it is often asked to consult with others. It has even been asked to take on mitigation projects on behalf of others both in terms of implementation and long-term monitoring. As a result, there may be some attraction – as well as some financial benefit – to the idea of establishing a consulting ATTACHMENT 1 Financial and Operational Sustainability Model (FOSM) Refresh Ensuring a Sustainable Organization Baker Tilly 45 program for other conservation agencies, organizations and property owners to provide IPM services or developing a training program that can be provided to regional agencies. Midpen prides itself on being a leader and this opportunity reflects the organization’s expertise and reputation in this area. However, it is our assessment that taking on these additional programmatic areas should be viewed as a future opportunity. In the near-term the organization runs the risk of expanding scope and shifting focus from the delivery of existing priorities. As mentioned previously in this report, Midpen has the opportunity to emphasize the in-house expertise and reputation of the natural resources team for self-regulating authority over district lands. While the decision to move in that direction requires careful consideration, legal review, and Board direction, it is prudent to maintain a focus on district stewardship as the option is evaluated. Internal/Administrative Support Finance, Budget and Analysis Finance and Budget existed as separate units within the Administrative Services service line until they were merged as part of the FY 2023-24 budget to provide a more streamlined operation. The new department has a finance supervisor to lead the finance team (formerly the finance manager) and the new budget and finance manager, who had previously only supervised the budget staff directly. With the restructuring the department lost some capacity in budget analysis work and therefore has contracted with a former employee who is knowledgeable about the District’s budget systems and process to provide additional capacity. In addition to supporting the budget and analysis team, the new manager is focused on merging the two operations into a cohesive department. Staffing levels, supplemented by contracted support as noted above, have been appropriate for the current operation. However, this review identified a need to increase support provided to some departments by streamlining activities and providing greater assistance with budget- and finance-related duties as needed. Not all departments have dedicated administrative staff to support the requests of the budget and finance operations and the requirements often demand time pulled from other operational duties. It can be inefficient when staff who do not routinely perform budget or finance-related tasks, are needed to step in. Recommendation 36. Add a budget and analysis supervisor position to lead the budget and analysis team ATTACHMENT 1 Financial and Operational Sustainability Model (FOSM) Refresh Ensuring a Sustainable Organization Baker Tilly 46 to increase capacity to support departments, reduce the span of control of the department manager, and further streamline the budget process. Recommendation 37. Convert the half-time accounting technician, currently shared with human resources, to a full-time position to better support the accounting needs of departments and build capacity to support the grants program. With the merger of the two offices occurring within the past few months, the staffing and service levels of the office should be reevaluated on an ongoing basis to determine if there are adequate levels of management analysts to provide the necessary support for the departments. The continued use of contract services to supplement staffing capacity and support special projects can have a benefit in the short term without adding additional permanent staff. The long-term staffing models allow for additional staff to be added in future years if there is a need to further expand support to the departments. Grants Management The grants program has been very successful in bringing in external grants. At the time of interviews, the program was managing twenty active grants. The grant program is highly dependent on building relationships with key partners and looking to broaden partnerships with other agencies. This effort requires significant outreach to capitalize on opportunities. The more internal work of grants management involves review of reimbursement requests. The Grants Program is supported by the Grants Program Manager, a Management Analyst II, and a Senior Grants Procurement Technician that was recently converted from a half-time position to full time. Procurement and Contracts Procurement is led by a Procurement Program Manager, a Senior Procurement Technician, and an Administrative Assistant who supports procurement half-time along with other Administrative Office duties which include staffing the front reception desk. In interviews, we heard that departments were pulled away from their primary focus to address procurement and contract issues in which individuals were less skilled. The addition of a second Senior Procurement Technician would increase much-needed support for the departments. The recommended contract management function in the new Central Services Department will bring a user perspective and further support to the administration of contracts ATTACHMENT 1 Financial and Operational Sustainability Model (FOSM) Refresh Ensuring a Sustainable Organization Baker Tilly 47 in the field. Over time, the district may wish to evaluate the benefits of moving the procurement program to Central Services. Recommendation 38. Add a Senior Procurement Technician to expand departmental support provided by the Procurement Program. Human Resources (HR) HR is adequately staffed for the current size of the district. However, the current challenges facing all employers in recruiting and retaining employees are projected to continue. According to Forbes magazine, public sector jobs, especially in state and local governments, are still below their levels from before the pandemic. This means filling positions will continue to be difficult and expanding the district workforce from the FOSM refresh, will require additional HR capacity, either contractual or permanent, to keep up with the increased workload and to ensure the district is continuing to hire and retain quality employees. In addition, investment in automated workforce planning tools that track staffing trends, support recruitment efforts, and manage staff professional development needs will greatly enhance the efficiency and effectiveness of human resources to support departments and employee with staffing needs. Such an investment also supports the department’s desire to operate in a paperless manner and align with the environmental stewardship goals of the district. The Human Resources department is led by a Human Resources Manager and supported by six full-time and one half-time (shared with finance) positions to deliver the full range of HR programs. Midpen is a growing organization, and with that comes increasing pressure on HR to support employees and managers, including with recruitments, training and professional development, labor relations and other support services. The long-term staffing model accounts for this growth over time; however, in the near-term, for the department to support the delivery of the staffing recommendations contained in this report, we recommend increasing capacity now. Recommendation 39. Add an HR analyst to support the increase in the recruitment of positions resulting from the FOSM refresh and assist with expanding succession planning activities. Recommendation 40. Convert the half-time HR technician, currently shared with finance, to a full-time position to assist with the increasing recruitment ATTACHMENT 1 Financial and Operational Sustainability Model (FOSM) Refresh Ensuring a Sustainable Organization Baker Tilly 48 support, training, and other HR needs of departments and employees. A critical area that requires attention is the expansion of succession planning activities across the organization. HR staff have initiated the process by pinpointing key personnel eligible for retirement within the next five years and have identified several areas of concern. Midpen also participates in the countywide training consortium which offers extensive training opportunities for district employees, and the talent exchange program which offers unique professional growth opportunities to develop identified skills through experiential placements in San Mateo and Santa Clara counties. In addition to these activities, the organization would benefit by offering targeted development opportunities to potential successors of positions that are likely to become vacant due to retirements. HR can support departments with succession planning efforts by helping to create individualized career plans, developing mentorship programs and tailored training initiatives, and supporting other career development opportunities that nurture talent within the organization. Recommendation 41. Expand succession planning efforts to include helping departments and employees with creating individualized career plans, developing mentorship programs and tailored training initiatives, and supporting other career development opportunities. A review of the current classification and pay structure indicates that Midpen utilizes a number of classification series that include flexibly staffed positions, such as Planner I/II, Data Analyst I/II and others, that lead to more senior level positions such as a Planner III, Capital Projects Manager III, and Resources Management Specialist III which is followed by the supervisory or lead role of a senior. This type of classification structure has many benefits and is common among local government agencies. It demonstrates progression in experience, duties, and responsibilities and offers clear career ladders for many professionals. In addition, the use of flexibly staffed positions (i.e., I/II) at the entry level of a professional series allows for promotions without the need to go through additional personnel processes and can work as an incentive for employees to stay within the organization. It also provides an opportunity to hire more qualified candidates at a higher level, when they are available. When establishing new classifications, the district should consider whether flexibly staffing those classifications would benefit the retention of employees and increase career ladder opportunities while minimizing single classification positions. ATTACHMENT 1 Financial and Operational Sustainability Model (FOSM) Refresh Ensuring a Sustainable Organization Baker Tilly 49 As the district grows and workload and staffing levels continue to expand, human resources should evaluate the option of creating a principal level position as an extension of the professional career ladders that are currently in place. As discussed in the project delivery section of this report, the senior level classification serves a critical role in the management of complex programs and projects in addition to supervising lower-level staff. The addition of a principal level position would expand supervisory capacity and reflect the high-level work needed by larger departments. Adding a principal level position to these classification series offers promotional opportunities that are consistent with peers, will encourage retention of the district’s valued employees, and, in some cases, better reflect the level of work being performed. Recommendation 42. Expand career ladders to provide staff growth and advancement opportunities that encourage attraction and retention of qualified employees and reflect the workload demands of the district. This includes at both the top and bottom ends of series classifications where levels may be missing or needed (i.e., planning, capital projects managers, natural resources, open space technicians) and the use of flexibly staffed classifications that enable promotions for qualified staff without need for additional personnel processes. Additionally, establishing a talent pipeline or internship program with local technical schools and apprenticeship programs will help in cultivating a pool of skilled workers who are knowledgeable about the opportunities for future employment at Midpen. Finally, instituting clear career ladders where they do not currently exist, including the use of flexibly staffed positions (i.e., open space technician I/II), will ensure that employees see a clear path for advancement within the organization. Recommendation 43. Utilize internships or apprenticeship programs with local schools and colleges to develop a pool of skilled workers. Training and employee development is an essential part of any succession plan. As noted above, the district participates in the San Mateo County Regional Training and Development Consortium. The consortium provides training on Business Writing, a Public Sector Lead Worker academy, Preventing Sexual Harassment for Supervisors and Managers (online), Effective Public Speaking, Introduction to Supervision, Customer Service, Time Management, Career Development and much more. By continuing to take advantage of the Consortium and ATTACHMENT 1 Financial and Operational Sustainability Model (FOSM) Refresh Ensuring a Sustainable Organization Baker Tilly 50 supporting employee participation, the district can provide on-going skills training and career development. Recommendation 44. Continue to participate in the San Mateo County Regional Training and Development Consortium for training and career development. Additionally, it was noted the district’s job descriptions do not list the current salary for the position. Listing the salary with the job description will make it easier for current and prospective employees to determine the pay for a position they might qualify for and are interested in pursuing. Presently the district has salaries in a separate location which requires prospective and current employees to search in two different places. And while the district lists annual salaries when recruiting for a position, having them on the job description will make it easier for prospective candidates – including internal prospects - to find the salary. These candidates, if interested, can then sign up on the CalOpps website to be notified when the position becomes available. This is a small but simple way to improve transparency regarding opportunities. Recommendation 45. Add salary to job descriptions that are posted online. It is important to recognize HR as a strategic partner and resource for all departments within the district. As organizations grow, HR services become more important and attracting and retaining experienced HR staff becomes more challenging. Like all public service agencies, Midpen is a people-driven organization. Incorporating the perspective of HR when contemplating organizational change or strategy contributes to long-term continued success. Information Technology Services The District has prioritized implementing an IT governance structure to promote effective planning, priority setting and accountability of district technology resources with business priorities. Growth in the technology arena has attempted to keep pace with the operational growth of the organization but IST is not always able to keep up with operational demands. The hybrid work environment, the large increase in mobile device use by field staff, and need to maintain and support the over twenty enterprise systems implemented over the past seven years are just a few examples impacting IST’s workload. Recommendation 46. Add an Applications Programs Manager to support the applications and database needs related to application enterprise systems. ATTACHMENT 1 Financial and Operational Sustainability Model (FOSM) Refresh Ensuring a Sustainable Organization Baker Tilly 51 The addition of the Senior Technologist for FY 2023-24 to implement cybersecurity projects and other complex technical projects will help with ensuring the technology infrastructure is reliable and secure and assist to reduce the backlog of existing projects. IST staff have identified a need to complete a full cybersecurity assessment to identify all cybersecurity risks facing the agency and due to lack of capacity the project continues to slip. IST has no administrative support and is currently the responsibility of the IST Manager. Purchasing and contract management are time- consuming. In addition, IST is responsible for supporting building sublets by arranging ISP services. A management analyst position would immediately help the IST Manager to offload administrative tasks and could also provide additional project management support needed in the division. Recommendation 47. Add a Management Analyst position; work with the IST Manager to define roles and responsibilities to support the IST division. The IST project list is extensive and covers three program areas (IT Program, Application (Enterprise) Program, GIS Program) to support organization-wide projects. GIS governance, resources and additional position requests should be included in the GIS Master Plan, currently under development. As the district continues to grow, impact on the demand for IST is a concern; with the expansion of support in the field offices and growth of technology tools (doubling the number of technology devices to support) IT programs will need the capacity to support all the different business operational needs, no matter the location of staff. In addition, as the demand for IST resources has grown, the type of systems and technology has also changed. The complexity of the work performed today does not always match current skill sets or job specifications. Recommendation 48. Evaluate IST job descriptions to determine if the specified skills match the current job requirements for the recruitment and hiring of qualified staff. Recommendation 49. Ensure the GIS Master Plan includes evaluation of additional resources needed to support the operational demands. ATTACHMENT 1 Financial and Operational Sustainability Model (FOSM) Refresh Ensuring a Sustainable Organization Baker Tilly 52 Public Affairs The Public Affairs department is comprised of six staff and a manager, including four public affairs specialists, a government affairs specialist, and an administrative assistant. This unit performs a number of key roles in supporting District projects and operations including facilitating and managing public engagement, providing ongoing public information and developing and managing the Districts legislative program. The team is appropriately well staffed and delivers quality communication to the public utilizing a variety of channels. The team serves in a support capacity to the planning department for community engagement activities associated with major projects. The department manager reports to the General Manager. This reporting relationship offers some future opportunity in the realm of external affairs and the potential for further building partnerships with key stakeholders to advance the mission of Midpen. While no change is currently recommended, over time the potential for establishing a broader role for the public affairs team may be envisioned. The work of the government affairs specialist, the grants manager and the public affairs manager offer some opportunity for synergy and heightened coordination, especially as the District contemplates the value of greater autonomy and the related need for strong relationships regionally. Public dialogue around District projects was frequently cited in interviews as a reason that project cycle times have increased, but it was also noted that public expectations around the need for inclusion and communications have increased necessitating a greater investment in these discussions. Nevertheless the District should consider how it can manage the public input process to emphasize the need for both a thorough vetting of projects with an expectation of timeliness and closure by explaining that time does cost money. ATTACHMENT 1 Financial and Operational Sustainability Model (FOSM) Refresh Organization Structure and Staffing Model Baker Tilly 53 Organization Structure and Staffing Model Staffing Model and Projections In projecting needed staff increases for Midpen, Baker Tilly took a two- step approach to the task. We first assessed what positions are needed to address the workload demands of the current organization. It turned out that due primarily to the environmental factors impacting the organization, discussed above, such as climate change and related impacts to the protected open spaces, the pandemic-related shifts in outdoor visitation, and the greater diversity in land holdings the District has an immediate need for additional staff which is somewhat higher than anticipated. We have reviewed these needs on a position-by-position basis in an earlier section of this report, but our estimate is that Midpen will need to add approximately 28 new positions by the end of FY 2024-25 to address existing needs. Following this adjustment, we project the District will need to grow at approximately 3% annually in terms of full-time FTE between FY2026 and FY2034. The figure below shows historical FTE growth at Midpen and what is projected over the next ten years. 0 50 100 150 200 250 300 350 20 1 2 20 1 3 20 1 4 20 1 5 20 1 6 20 1 7 20 1 8 20 1 9 20 2 0 20 2 1 20 2 2 20 2 3 20 2 4 20 2 5 20 2 6 20 2 7 20 2 8 20 2 9 20 3 0 20 3 1 20 3 2 20 3 3 20 3 4 Staff Growth Since 2012 and Projected Staff Growth to 2034 ATTACHMENT 1 Financial and Operational Sustainability Model (FOSM) Refresh Organization Structure and Staffing Model Baker Tilly 54 It is anticipated the Midpen will have roughly tripled in size between FY2012 and FY2034. While this is not particularly fast growth for a Silicon Valley “start-up” it is very fast growth for a local government! The figure below shows anticipated growth in the major Midpen organizational units over the FY2024-2034 period. Most growth will occur in Visitor and Field Services, where we anticipate the addition of approximately 71 FTE. The area with the next highest growth will be in Administrative Services, which will add 12.75 FTE, followed by Planning and Project Delivery, which is expected to add 9.0 FTE. We have not included staffing additions in the Office of General Manager and General Counsel as a part of the near-term staffing adjustments; however, overtime shifts or adjustments in these areas may be warranted and can be addressed through projected increases for internal support activities. Overall, we expect the District to add 92.75 FTE between FY2024 and FY2034. The model is designed to increase staff based on assumptions built into the staffing model, and it is designed to be flexible and should be implemented over time based on the District’s actual workloads. Historically, Midpen has averaged a 1.8% increase in acreage annually which would result in adding approximately 1,300 acres per year. In this model this level of increase translates into an increase of 6 FTE in Visitor and Field Services staffing annually. However, staffing should be added based on the timing and workload demands associated with increases. If there is no acreage added in a given fiscal year, the model would be 0 15 30 45 60 75 90 105 120 135 150 165 180 195 210 2024 2025 2026 2027 2028 2029 2030 2031 2032 2033 2034 Projected Staff Changes by Organizational Units Office of the General Manager and General Counsel Planning and Project Delivery Administrative Services Visitor and Field Services ATTACHMENT 1 Financial and Operational Sustainability Model (FOSM) Refresh Organization Structure and Staffing Model Baker Tilly 55 adjusted to account for no change. If there are 3,600 acres added in another fiscal year, the result would be that the District should plan on an additional 12 FTE to account for the increase in workload. These positions would be deployed in the areas that expand acreage and based on the needs of the departments. The Planning and Project Delivery staffing increase is based on adding one FTE for every $2 million of increased capital dollars budgeted for the fiscal year. As capital budgets increase, so does the role of the planning, engineering and construction, and natural resources roles of the organization. Administrative Services staffing increases include a .75 FTE annual increase to handle the increased workload of supporting the Midpen operations. This assumption is based on the fact that there are economies of scale in administrative services so staffing should not need to increase on a one-to-one basis as other functions grow, but this factor can be adjusted based on experience by Midpen. The increase in FTE would be utilized in the administrative functions of the operation based on current needs and workloads. This gives the organization flexibility to address needs on an annual basis. Based on the assumptions used for the staffing model, the total staffing is projected to increase by 92.75 FTE over the next ten years. This number will increase or decrease based on the actual acreage and budget changes but is a good indicator of growth necessary to keep up with Midpen’s continual growth and expansion, using actual historical trend information. ATTACHMENT 1 Financial and Operational Sustainability Model (FOSM) Refresh Implementation and Next Steps Baker Tilly 56 Implementation and Next Steps The Board and District staff are committed, engaged, and enthusiastic about the work and mission of the organization which has contributed to the success it has enjoyed. The District has experienced significant periods of growth and change over the years, most notably with the implementation of the FOSM recommendations, and can continue to thrive while implementing the changes outlined in this report. The next chapter is a further evolution of the progress achieved over the past decade. To assist the lift of original FOSM implementation the consulting firm Management Partners (merged with Baker Tilly in October 2022) provided a framework for change management that warrants revisiting. Change is hard and it takes time. It also requires careful planning, patience, and the support of leadership. There are five components to successful change management: • Planning • Defined governance • Committed leadership • Informed stakeholders, and • Aligned workforce Planning The recommendations contained in this report are the starting point. Planning for implementation requires consideration of resources, defined milestones and outcomes, prioritization, and ownership. To be effective and achieve support and buy-in, the full team should be engaged and systems should be put in place to track and monitor timely progress. Baker Tilly will provide an implementation framework that will aid the district in the implementation of the recommendations we have provided. Defined Governance The importance of clearly defined roles and responsibilities to successful change management cannot be overstated. This was a key recommendation of the original FOSM and continued focus is needed. ATTACHMENT 1 Financial and Operational Sustainability Model (FOSM) Refresh Implementation and Next Steps Baker Tilly 57 Defined governance ensures that the distinct and significant roles of both the policy-makers (Board) and executive leadership (General Manager and Assistant General Managers) are accepted and honored. The Board, leadership team, and staff each own different parts of the governance continuum. The Board provides policy level review and decision-making. This should include revising existing policies and procedures regarding Board relationships with staff. Staff are charged with implementing the vision and administering the District work plan through Board- established work plan priorities and direction. When adequate role definition, policies, and systems are in place, trust and accountability within and outside the organization result. Committing to the distinct roles will enable policy makers to focus on policy and strategic direction instead of operations and administration. Committed Leadership District leadership must ensure staff has the tools, training, and resources to complete the work and achieve the defined outcomes associated with these changes. As work becomes more complex, effective communication and efficient meeting management will be critical to success. Likewise, delegating problem solving and decision making to employees that are aligned at all levels of the organization improves workflow processing and keeps projects moving by avoiding the need to vet each decision through the executive team. Informed Stakeholders Creating and communicating a vision for how recommendations will be implemented, accompanied by a sense of urgency, enables staff to connect incremental tasks to a broader purpose. Frequent and regular communication (i.e., employee newsletter, shared calendars, joint administration and field staff events) help staff understand what is being asked of them and set a context for future directives, planning and associated action plans. Clear and frequent communication from management about how organizational changes will affect the workforce is seen as inconsistent and underdeveloped by many employees. Having District operations based in different buildings and different areas can make communication challenging without an intentional, organized effort. Aligned Workforce Workforce considerations and staffing alignment are critical components of an agency’s success. The original FOSM resulted in notable changes in ATTACHMENT 1 Financial and Operational Sustainability Model (FOSM) Refresh Implementation and Next Steps Baker Tilly 58 this area. The FOSM refresh and the recommendations contained in this report continue to ensure appropriate alignment as the organization continues to grow. Future refinement should be anticipated. Next Steps Following review and feedback on this draft report, Baker Tilly will prepare and deliver a final report that includes an implementation action plan and recommended organization charts (Districtwide and for each service line). These tools will serve to support the planning, communication, and engagement required for successful implementation. Conclusion Capitalizing on the opportunities that lie ahead for Midpen requires intentional investment, flexibility within the staffing model, and a sustained focus on continuous improvement. In addition, a commitment to clear priorities, open and regular communication, and direction as well as patience and persistence is required by leaders in the organization. Change is hard. However, the ambiguity that is inherent in the midst of change can be diminished through disciplined practices that include planning (timing, training, tools, problem solving), defined governance, committed leadership, aligning the workforce, and regular communication with stakeholders. District employees reported that the mission of the agency keeps them inspired and engaged in preservation, restoration, and expanding public access opportunities. Most agencies spend decades investing in resources to establish and build employee commitment to their mission. Although significant, the recommendations contained in this report can serve to refresh the commitment to the mission to fuel the work ahead. As the Midpeninsula Regional Open Space District continues its evolution and marches toward the future, it is creating as its legacy an indelible impact on the region for generations to come. ATTACHMENT 1 Financial and Operational Sustainability Model (FOSM) Refresh Attachment A – List of Recommendations Baker Tilly 59 Attachment A – List of Recommendations Recommendation 1. Implement the recommendations of the Coastal Management Plan to support the growth of the coastal areas. Recommendation 2. Invest in continuous improvement, coordination, and training opportunities to achieve project management best practices. Recommendation 3. Evaluate options and acquire a project management tool to support Engineering and Construction in the workflow and delivery of projects. Recommendation 4. Establish criteria to determine when a project requires a public access working group and develop schedules as well as protocols for projects that require less public engagement. Recommendation 5. Identify at the earliest possible opportunity the level of community engagement required by the type of project and allocate adequate staff hours and include timing in the schedule. Recommendation 6. Recruit for two additional Planner III positions in Planning Recommendation 7. Increase overall project delivery capacity by adding another Capital Project Manager II position. Recommendation 8. Ensure that project record-keeping is current to provide legacy of long- term projects. Recommendation 9. Evaluate the level of authority required for review of board reports, contracts, agreements, and CEQA documents to ascertain if lower-level review is appropriate and will reduce review time. Recommendation 10. Modify limits to contract change order authority to expedite necessary modifications. Recommendation 11. Continue to pursue blanket permits where possible. Recommendation 12. Seek a legal opinion and Board direction regarding self-regulating authority for project entitlements. Recommendation 13. Centralize the regulatory permitting function. Utilize the in-house knowledge and expertise of natural resources to streamline the procurement and management of regulatory permits. Recommendation 14. Develop an in-house design team to address design changes, build institutional knowledge, and provide career growth opportunities more quickly. Recommendation 15. Add a Senior Capital Project Manager to provide support for an in- house design team. Recommendation 16. Solidify the project scope early in the planning process by including all departments in earliest discussions and verify at regular check-ins. Recommendation 17. Incorporate scheduling of staff time beyond completion of construction. ATTACHMENT 1 Financial and Operational Sustainability Model (FOSM) Refresh Attachment A – List of Recommendations Baker Tilly 60 Recommendation 18. Evaluate the impacts of new initiatives through a district-wide lens to carefully decide what new initiatives to take on and provide necessary resources to assist with efforts. Recommendation 19. Provide staff training to increase knowledge for new initiative areas (i.e., wildfire resiliency, ADA accessibility requirements, active transportation planning, diversity, equity and inclusion, tribal relations, and historic resource requirements). Recommendation 20. Evaluate administrative duties for the planning, natural resources, and engineering and construction departments to identify tasks that can be reassigned from project managers; hire additional support to meet the need. Recommendation 21. Evaluate the resource loading tool for Capital Improvement and Action Plan (CIAP) projects and modify as needed to capture all staff work. Recommendation 22. Conduct project close-out reviews to document time spent on each phase to present more accurate representation of length of time required by project type and establish a database of information to inform future resource loading. Recommendation 23. Establish two crews assigned to the Resource Management and Wildfire Resiliency Program. Recommendation 24. Add one property management specialist I. Recommendation 25. Establish a new Central Service Department, led by a department manager, with support from an administrative assistant, to oversee facilities maintenance, property management, fleet services, and contract management services. Recommendation 26. Rename the current Land and Facilities Department as the Land Stewardship Department. Recommendation 27. Increase the staffing capacity for facilities maintenance to align with increases in work order requests managed for district facilities. Recommendation 28. Evaluate the time required for general AO building management requirements (i.e., reception, mail and deliveries, internet set up) and staff accordingly. Recommendation 29. Hire a fleet manager that can manage the use and maintenance program for vehicles and heavy equipment. Recommendation 30. Create a new contract management function within the new central services department to support field contracts and serve as a liaison with procurement staff. Recommendation 31. Increase Ranger staffing by three (one lead and two rangers) to address current gaps. Recommendation 32. Identify and develop goals and objectives for the roles the Rangers perform related to public safety versus visitor services support reflecting on regional variations. Recommendation 33. Add a volunteer program lead to address increases in volunteer activity and plans for expansion. Recommendation 34. Develop a Volunteer Training Program and a software system to support it. ATTACHMENT 1 Financial and Operational Sustainability Model (FOSM) Refresh Attachment A – List of Recommendations Baker Tilly 61 Recommendation 35. Staff should start work now on the budget and work plan necessary for the 2025 IPM update. Recommendation 36. Add a budget and analysis supervisor position to lead the budget and analysis team to increase capacity to support departments, reduce the span of control of the department manager, and further streamline the budget process. Recommendation 37. Convert the half-time accounting technician, currently shared with human resources, to a full-time position to better support the accounting needs of departments and build capacity to support the grants program. Recommendation 38. Add a Senior Procurement Technician to expand departmental support provided by the Procurement Program. Recommendation 39. Add an HR analyst to support the increase in the recruitment of positions resulting from the FOSM refresh and assist with expanding succession planning activities. Recommendation 40. Convert the half-time HR technician, currently shared with finance, to a full-time position to assist with the increasing recruitment support, training, and other HR needs of departments and employees. Recommendation 41. Expand succession planning efforts to include helping departments and employees with creating individualized career plans, developing mentorship programs and tailored training initiatives, and supporting other career development opportunities. Recommendation 42. Expand career ladders to provide staff growth and advancement opportunities that encourage attraction and retention of qualified employees and reflect the workload demands of the district. Recommendation 43. Utilize internships or apprenticeship programs with local schools and colleges to develop a pool of skilled workers. Recommendation 44. Continue to participate in the San Mateo County Regional Training and Development Consortium for training and career development. Recommendation 45. Add salary to job descriptions that are posted online. Recommendation 46. Add an Applications Programs Manager to support the applications and database needs related to application enterprise systems. Recommendation 47. Add a Management Analyst position; work with the IST Manager to define roles and responsibilities to support the IST division. Recommendation 48. Evaluate IST job descriptions to determine if the specified skills match the current job requirements for the recruitment and hiring of qualified staff. Recommendation 49. Ensure the GIS Master Plan includes evaluation of additional resources needed to support the operational demands. ATTACHMENT 1 REPORT January 2024 Midpeninsula Regional Open Space District Financial and Operational Sustainability Model (FOSM) Refresh ATTACHMENT 2 ATTACHMENT 2 BAKER TILLY • 1730 MADISON ROAD • CINCINNATI, OHIO 45206 • 513 861 5400 • BAKERTILLY.COM December 22, 2023 Ms. Ana Ruiz General Manager Midpeninsula Regional Open Space District 5050 El Camino Real Los Altos, CA 94022 Dear Ms. Ruiz: Baker Tilly is pleased to provide this final report of the Financial and Operational Sustainability Model (FOSM) Refresh study. This report is the culmination of work completed over the past ten months and reflects extensive learning, research and analysis, application of best practices, and importantly, collaboration with the District to ensure the recommendations contained herein support the District’s mission and vision for the future. We appreciate your collaboration and the collaboration of other individuals in the District throughout this engagement. Each person’s candor, energy, and ideas for improvement were helpful as we carried out this important work. Once the report has been adopted, we will provide a draft implementation action plan that will serve as an important tool for establishing clear timelines and setting priorities within the organization. The recommendations in this report will take time to implement, but with careful planning and the engagement of your team, we are confident that the results will benefit the organization in the long term. Sincerely, Andy Belknap Managing Director ATTACHMENT 2 ATTACHMENT 2 Financial and Operational Sustainability Model (FOSM) Refresh Table of Contents Baker Tilly i Table of Contents Executive Summary .................................................................................................................................. 1 Purpose of the update and status of FOSM implementation ..................................................... 1 Major recommendations ................................................................................................................. 2 Structure of the report ..................................................................................................................... 5 Methodology and Engagement Themes ............................................................................................... 6 Engagement Themes ........................................................................................................................ 6 Peer Learning .................................................................................................................................... 8 Major Shifts Impacting the Organization ............................................................................................ 9 Financial Analysis and Staffing Trends ............................................................................................. 14 Ensuring a Sustainable Organization ................................................................................................. 20 Leadership and Organization Culture ........................................................................................ 20 Planning and Project Delivery ...................................................................................................... 21 Visitor and Field Services .............................................................................................................. 34 Land and Facilities ......................................................................................................................... 34 Visitor Services ............................................................................................................................... 39 Natural Resources .......................................................................................................................... 43 Internal/Administrative Support ................................................................................................. 45 Organization Structure and Staffing Model ...................................................................................... 53 Staffing Model and Projections .................................................................................................... 53 Implementation and Next Steps ........................................................................................................... 56 Attachment A – List of Recommendations ......................................................................................... 59 ATTACHMENT 2 Financial and Operational Sustainability Model (FOSM) Refresh Table of Contents Baker Tilly ii Tables Table 1. Recommended Near-term Staffing Additions................................................................. 3 Table 2. Acres of Owned Land ........................................................................................................... 8 Table 3. Peer Agency Project Management Practices .................................................................. 23 Table 4. Peer Agency Permitting Oversight .................................................................................. 28 Figures Figure 1. Annual Program Volunteer Hours 2020 to 2022 ............................................................ 42 ATTACHMENT 2 Financial and Operational Sustainability Model (FOSM) Refresh Executive Summary Baker Tilly 1 Executive Summary Purpose of the update and status of FOSM implementation The Midpeninsula Regional Open Space District (hereafter referred to as “Midpen” or “District”) initiated its original Financial and Operational Sustainability Model (FOSM) study in 2015 with the implementation of recommendations beginning in 2016 and 2017. Implementation of those original recommendations has continued as the District has developed ever since. In general terms, the first FOSM emphasized the need for the District to develop the organizational specialization and unit expertise that are the hallmarks of larger public agencies. As a result, the District has developed specialized support functions such as Information Systems and Technology (IST) and Human Resources and organized operational functions into units with the expertise and focus to deliver key services. This is an ongoing evolution as the district continues to grow. The recommendations of this FOSM update are intended to build upon the District’s progress and establish an ever-more capable organization through increased specialization to take advantage of economies of scale and the expertise demanded of larger and more complex organizations. Since some members of the consultant team that worked on the first FOSM also had the opportunity to work on this second organizational assessment, they had the rare opportunity to revisit an organization at another stage in its maturation process. What they observed was impressive. In less than a decade, the District has evolved from the equivalent of a custom shop where virtually everything was done as a “one of” exercise, to a reasonably developed medium-sized organization with a good degree of specialized functionality, solid systems, and higher productivity. While the people within the organization are still faced with high workloads and service demands, they are much better equipped to handle the work than was previously the case. The organization has made a lot of progress in a short period of time. It may not be easy to see from the inside, but it is apparent to those of us who worked with the District in 2015. The organization in 2015 did not have the capacity or internal support systems needed to meet the workload demands of 2023. ATTACHMENT 2 Financial and Operational Sustainability Model (FOSM) Refresh Executive Summary Baker Tilly 2 This FOSM update, like the first one, is designed to provide a roadmap for the continued organizational growth and maturity of the District. Simply put, the District will need to do in the future what it has done over the last eight years. It will need to invest in support systems and people and further specialize as an organization working in a highly technical and always-changing field. To do so, we have identified the need for additional positions both in the near term and over the next ten years. Overall, we expect the District will grow by close to 100 full-time equivalent positions over the next ten years. Major recommendations This report contains 49 recommendations. These recommendations build on the work of the original FOSM, address additional operational and staffing challenges, and enable the continued success of the organization. In addition, this FOSM update provides a refreshed staffing model that projects further staffing needs and evaluates the District’s financial capacity to cover them. The District will need to add positions in the near term (over the next two years) to address existing and emerging needs. Many of these positions are in the Visitor and Field Services business line, but there are also some needed in Planning and Project Delivery and Administrative Services. Climate change and other forces that are discussed in the Major Shifts Impacting the Organization section of this report are having some significant impacts on the demands of staff that need to be addressed. These factors were not anticipated in the first FOSM and signal the importance of adaptability and some flexibility in the timing and ways in which the organization grows. The long-term staffing projections built into the staffing model serve as a guide that anticipates future growth and enables intentional and financially feasible staffing increases over time. It is important to note that the projections for anticipated staffing are based on current plans and known drivers. As observed over the past five years, external drivers and unanticipated changes – like a global pandemic – can emerge, and the District will need to respond accordingly. With such external changes comes both opportunity and challenges. This FOSM Refresh builds on the progress achieved since the implementation of the original work, acknowledges the need for internal flexibility, and will help position the organization to tackle both opportunities and challenges that may lie on the horizon. As with any long-term plan, there is value in a periodic review and potential update to address unforeseen changes that may warrant a shift in either timing or action items. ATTACHMENT 2 Financial and Operational Sustainability Model (FOSM) Refresh Executive Summary Baker Tilly 3 In addition to the long-term staffing forecast that is fundamental to this FOSM Refresh, Baker Tilly evaluated the current capacity, systems, and structure to determine if near-term adjustments are needed to meet current demands. As discussed throughout this report, there are a number of key areas that, if addressed, will further strengthen the organization’s ability to deliver projects, programs and services that advance the mission of the Midpen. These include: •Addressing the climate impacts on land stewardship •Increasing capacity and further streamlining the project delivery process •Centralizing operational functions for improved organizational alignment •Ensuring internal support capacity keeps pace with operational growth •Maintaining focus on mission-specific programs, projects, and other activities to prevent over-extension of limited resources. As indicated above, there are a number of near-term staffing recommendations presented in this report. These new positions reflect the rapid pace of growth and the external drivers experienced by the organization over the past decade and are further discussed in the body of the report. By adding these recommended positions, the District will establish a new foundation that better reflects current reality and creates a more sustainable organization. The near-term position recommendations are shown in the table below. The timing and order of priority for adding these positions will require the input and engagement of district management. Table 1. Recommended Near-term Staffing Additions Service Line Department/Program Position Recommendation FTE change Visitor and Field Services Visitor Services – Volunteer Program Volunteer Program Lead 1 Visitor Services – Ranger Program Lead Ranger 1 Visitor Services – Ranger Program Rangers 2 Land Stewardship – Conservation and Grazing Program Property Management Specialist I 1 Land Stewardship – Resource and Wildfire Resilience Open Space Technician/Lead Open Space Technician/ Equipment Mechanic Operator* 6 Central Services (NEW) Central Services Department Manager 1 Central Services (NEW) Contracts Specialist 1 Central Services (NEW) Facilities Maintenance Specialist 1 Central Services (NEW) Administrative Assistant 1 Central Services (NEW) Fleet Manager 1 ATTACHMENT 2 Financial and Operational Sustainability Model (FOSM) Refresh Executive Summary Baker Tilly 4 Natural Resources Permit Specialist 1 VISITOR AND FIELD SERVICES TOTAL 17 Administrative Services Finance/Budget Budget and Analysis Supervisor 1 Finance/Budget Accounting Technician (currently split with HR) .5 Information Systems and Technology Management Analyst I/II 1 Information Systems and Technology Applications Program Administrator 1 Procurement Senior Procurement Technician 1 Human Resources Human Resources Technician (currently split with Accounting) .5 Human Resources Human Resources Analyst I/II 1 ADMINISTRATIVE SERVICES TOTAL 6 Planning and Project Delivery Planning Planner III 2 Planning/Engineering and Construction** Administrative Assistant 1 Engineering and Construction Sr. Capital Project Manager 1 Engineering and Construction Capital Project Manager II 1 PLANNING AND PROJECT DELIVERY TOTAL 5 TOTAL STAFFING INCREASES 28 *Specific staffing changes should reflect future planning needs. **One Administrative Assistant position is currently split between these two departments. The staffing adjustment reflects the need for additional capacity, especially in planning, to handle tasks currently completed by project managers and department management. The immediate and long-term staffing recommendations are probably the most significant and major recommendations contained in this report. In this regard the development of a new Central Services Department will be responsible for many of the new staffing additions, especially in the near term. The recommendation to create a new department reflects the continued growth of Midpen by creating appropriate organizational sub- components that support the overall mission of the organization as it matures. This structure is consistent with those in similarly-sized peer organizations and establishes a department that will better meet the future needs of the organization. The District’s finances are robust. We have included a detailed discussion of the fiscal condition of the District in the report. The position recommendations for the near- and long-term are financially supported by the fiscal outlook of the district and have been reviewed by the District Controller and Chief Financial Officer. The District has an excellent 30 year fiscal planning tool and while its cash reserves will be drawn down over the planning period they will remain well above recommended levels for local governments. A potentially significant policy recommendation included in the report, which will require more study, is the extent to which project entitlement conditioning from San Mateo and Santa Clara County is always necessary and appropriate for District projects. As an independent special district, ATTACHMENT 2 Financial and Operational Sustainability Model (FOSM) Refresh Executive Summary Baker Tilly 5 Midpen is a co-equal branch of local government and is arguably entitled to do more under its own auspices than it has historically done. Structure of the report This report starts with a methodology section that includes an overview of the themes we observed through our engagement activities and what we learned from peer organization evaluations. It then provides an analysis of the major environmental factors impacting the District and financial and staffing trends that will be important to the District. This provides an important foundation for the organizational analysis that is the heart of the report. The organizational analysis is organized around components of District operations, leadership and the organizational culture, planning and project delivery, the various operational units and support functions. Next, we provide a staffing model and staffing projections, followed by a section on future opportunities and next steps. The full set of recommendations contained in this report are provided in Attachment A. ATTACHMENT 2 Financial and Operational Sustainability Model (FOSM) Refresh Methodology and Engagement Themes Baker Tilly 6 Methodology and Engagement Themes This refresh to the 2015 FOSM report is the result of a series of activities, including engagement with Midpen staff and review of current plans, to develop an understanding of the current operating environment, changes that have occurred since the FOSM, and the future direction of the organization. The recommendations contained in this report are the result of the activities listed below. • Reviewed documents and data provided by Midpen to understand workload shifts, departmental priorities, and service drivers. • Experienced a curated site visit to District offices and preserves to understand the diverse operating environments of Midpen. • Conducted 30 interviews that included members of the Board of Directors and staff from each of the district departments and major services areas. • Held eight focus groups with employees representing all service areas of the organization. • Reviewed Measure AA Project Portfolios and major service plans. • Reviewed the controller’s Funding Model and associated financial reports, including annual budget and action plans, the 30-year cash flow projection model, and Annual Comprehensive Financial Reports (ACFRs) from prior year. • Conducted interviews with peer organizations similar to Midpen to learn about specific practices, especially as relates to project delivery. Engagement Themes Staff engagement activities revealed a number of overarching themes as summarized below. These themes informed the analysis and recommendations contained in this report. Overall, major organizational changes resulting from the original Financial and Operations Sustainability Model (FOSM) are seen as positive. Specific improvements that were summarized include: ATTACHMENT 2 Financial and Operational Sustainability Model (FOSM) Refresh Methodology and Engagement Themes Baker Tilly 7 • Separation of a single Operations Department into two departments reporting to a shared Assistant General Manager (Land and Facilities and Visitor Services). • Formation of a capital projects/construction team in Land and Facilities to deliver field projects. • Improvements to the project delivery process, including establishing a department to bring engineering and construction management expertise in-house to deliver projects. • Investments in internal support departments, including information systems and technology, to support organizational and employee effectiveness. • Creation of a grants team to increase funding capacity by leveraging Measure AA funding. In addition, a number of major themes emerged that, if addressed, will further Midpen’s success. These include: • Acknowledge and address the major environmental shifts that have accelerated organizational growth and result in increased staffing demands in the field and, by extension, the rest of the organization. (These are further identified in the report section titled, “Major Shifts Impacting the Organization”). • Stay focused on the core of the mission of the organization to continue to deliver on the promise of the Vision Plan and Measure AA. • Expand the field team dedicated to addressing wildfire resilience and prevention that increases overall capacity for land management and serves to mitigate the impacts of climate change. • Be intentional about the implementation of the coastal services plan to ensure appropriate staffing and support over time. • Address project delivery delays resulting from permitting delays and other internal constraints. • Streamline and increase support for operating departments regarding administrative activities, including budget development and monitoring, and purchasing and contract management requirements. • Ensure internal support departments keep pace with the growth of the organization and provide the tools and support needed for continued success. • Reduce the time senior leadership spends on operational activities by increasing the decision-making authority of department managers. • Ensure the capacity and availability of tools necessary for increases in community and tribal engagement activities. • Anticipate and plan for retirements by supporting professional growth, enhancing career ladders, and facilitating knowledge transfer. ATTACHMENT 2 Financial and Operational Sustainability Model (FOSM) Refresh Methodology and Engagement Themes Baker Tilly 8 Peer Learning Baker Tilly interviewed six peer agencies to obtain insight into organization structure, processes, and practices of similar organizations. Table 2 shows each of the peer agencies and their approximate size in acres. The set of peer agencies used for this review are the same as those utilized for the original FOSM. Table 2. Acres of Owned Land Agency Midpeninsula Regional Open Space District Boulder County Parks and Open Space East Bay Regional Park District Jefferson County Open Space and Parks Marin County Parks Santa Clara County Parks and Recreation Department Approximate Acres 72,200 100,000 125,000 56,000 17,500 52,000 Source: As posted on each agency’s website. Each of these peers focus on managing and preserving parks and open spaces. They collaborate with various agencies for land acquisition and preservation and prioritize public access, environmental conservation, and community engagement. However, due to their size and diverse landscapes, each organization tailors its approach to meet the specific needs and demands of its unique geographic area. The results of the peer learning have been incorporated into the sections of this report addressing the topics covered in this research, which include: • Permitting practices • Project management oversight • Property management ATTACHMENT 2 Financial and Operational Sustainability Model (FOSM) Refresh Major Shifts Impacting the Organization Baker Tilly 9 Major Shifts Impacting the Organization It is important to appreciate that the environment that Midpen operates within has evolved and changed in profound ways in the years since the first FOSM was prepared. First and perhaps most fundamentally, climate change has become a daily fact of our existence which is shaping the lands managed by Midpen in many new ways. Drought and associated wildfires are more pervasive. The weather is generally more variable and extreme. All of this changes the landscape in ways that are hard to predict, and which make management significantly more challenging. We observed several areas in which climate changes have forced organizational changes on Midpen and where organizational adjustments will be needed going into the future. These include: •Wildfire Risk. The need to engineer for greater wildfire resiliency and prevention as part of preserve development and operation. This will require specialized staffing in everything from planning and engineering to operations. •Maintenance Demand. Greater maintenance demands as storms become more damaging and more frequent leading to the need to rebuild trails and other amenities. This will lead to higher maintenance staffing and utilization than Midpen has experienced in its history to date. •Integrated Pest Management. Invasive pest management has been recognized as a crucial natural resource protection tool for limiting the impact of invasive weed and animals. Since the initiation of a formal IPM program in 2014 through the IPM Guidance Manual the District has made progress primarily through contracts and volunteer work, while resources for staff to work on IPM work has been pulled away to basic maintenance tasks. With greater climate variation the introduction of new pest challenges is to be expected and increased challenges maintaining progress on reducing pest species. Having in-house crews to perform on going IPM and restoration will ensure that ATTACHMENT 2 Financial and Operational Sustainability Model (FOSM) Refresh Major Shifts Impacting the Organization Baker Tilly 10 investments made in large scale vegetation management projects result in longer term habitat improvement. • Drought and Extreme Precipitation. Both will likely be present in Midpen’s future although models show drought may be slightly more of a challenge. Beyond changing the landscape, it will bring challenges to designing and managing preserves from managing wildfire risk to visitor traffic. Another factor which profoundly impacted Midpen was the COVID-19 pandemic of 2020-2022. This changed virtually every aspect of human interaction from work to socializing and recreation. Many of the impacts will not dissipate quickly, if at all. Visits to Midpen preserves accelerated as they were safe places to recreate. Visitation has returned to near normal levels but continues to increase over time as new areas are opened and as the population has discovered the joys of the open space. Midpen will have to adapt to annual increases in visitation for the foreseeable future. Another factor impacting the organizational environment facing Midpen is the greater diversity of land holdings it must manage. In the earlier years of its existence, the District concentrated on developing preserves that mainly consisted of open space preserves in mountainous or hilly areas above urbanized areas. More recent master planning efforts have directed District land acquisition efforts into other types of holdings such as agricultural lands and coastal areas. These types of land holdings are fundamentally different and require more active management than the types of preserves that have formed the historical backbone of the Midpen holdings. For example, agriculture lands, mainly used for animal grazing must be managed and leased to grazing operators that inject new complexities into both agricultural operations and any new public access. Operating in the coastal areas introduces new complexities derived from greater regulatory oversight from the California Coastal Commission and heightened environmental scrutiny and land use restrictions, that can impact public access and other uses. All else being equal more staff time and policy complexity is going to be involved in the management and operation of these types of lands, which will have staffing and operational impacts on the District. Finally, another environmental factor which has impacted the District is the need for greater transparency and engagement with the community when planning projects and programs. Midpen is not just another land ATTACHMENT 2 Financial and Operational Sustainability Model (FOSM) Refresh Major Shifts Impacting the Organization Baker Tilly 11 buyer. It must make every transaction a success for itself, the seller, and the community. Since the last FOSM the growth of social media and the addition of online access to public meetings has drastically lowered the old barriers to participation and increased the desire of the public to participate in the discussion of local issues that impact their lives. The District has recognized this and has expanded its public affairs footprint, but it will have to continue doing so knowing that today you can never “over- communicate.” While public affairs produces notices to the public, planning staff provides the project information to public affairs and leads the public engagement in terms of planning and facilitating meetings. Since 2018, the Board has recommended the creation of a Public Access Group for more complex projects. This increased public engagement has the greatest impact on planners as they spend more time presenting information and responding to inquiries from the public. As projects become more complex and if there is increased local neighbor resistance to projects supported by the general public, more of the planners’ time needs to be allocated to public engagement. These interrelated factors, climate change, the pandemic and its reset on visitation levels, a greater diversity in land holdings, and the increased demand for public input will all push Midpen to do more in every aspect of its operations. This will inevitably require more organizational resources and more staff than in the past. While we are often thought to think that technology increases the productivity of staff and thus reduces the need for staff, … the reverse is also true. In some respects, as technology allows us to do more, as in the case of communications around local planning for new projects, or coastal planning requirements, stakeholders and the public rightfully demand that the work get done and Midpen will have to be prepared to field the resources to do so. Since Midpen needs to preserve its credibility to remain a trusted partner it has no choice but to make every transaction a “win-win” transaction. This is quite unlike the typical real estate transactions where both the seller and buyer will probably never engage with each other or the general community again. Midpen’s mission is to acquire and preserve a regional greenbelt of open space land in perpetuity, protect and restore the natural environment, and provide opportunities for ecologically sensitive public enjoyment and education. On the Coast, Midpen has an expanded mission to acquire and preserve agricultural land of regional significance, preserve rural character and encourage viable agricultural uses of land resources. ATTACHMENT 2 Financial and Operational Sustainability Model (FOSM) Refresh Major Shifts Impacting the Organization Baker Tilly 12 The purpose of the Coastal Management Plan (CMP) is to identify recommended actions to be undertaken by the Midpeninsula Regional Open Space District’s (District) General Manager’s Office, phased over five years beginning in FY 2023, to build on-going and sustainable organizational capacity to support expanding programs and responsibilities required to care for coastal preserves. The CMP was approved in April 2022 and the recommendations were incorporated into the FY 2023 and FY 2024 approved budgets. The CMP implements district policy laid out in the Coastal Services Plan that documents high level policy guidance for coastside protection. The CMP includes land acquisition that increased the coastal acreage by 33% with the acquisition of Cloverdale Ranch, resulting in an immediate increase in open space and agricultural land responsibilities, resource management, patrol, and new opportunities to develop public access. Active areas including 10 to-15 miles of additional trails and two new parking lots will increase traffic in the coastal areas. As a result, the CMP recommends the following actions: •Create a separate Visitor Services Coastal Field Unit •Develop a new Coastal Office •Provide staff housing on Cloverdale Ranch •Update the FOSM •Increase staffing in four departments by 12.0 FTE over the five fiscal years The expansion of coastal preserves presents several challenges for Midpen resource management programs have increased due to the addition of acreage that expands the geographic scope of District wide resource programs and the management of natural resources due to the unique habitats and special status species found on the coast including several endangered species. Visitor Services responsibilities will drastically increase with the addition of trail miles and parking lots increasing access to the areas. Planning, permitting, and approval processes in coastal lands are complicated by San Mateo County’s strict zoning ordinances and the need for Coastal Development permits when projects fall within the state’s coastal development zone. The District is fast approaching the acreage threshold to warrant a full- service coastal field office and maintenance shop. Agricultural land management projects and responsibilities will increase substantially with the pending purchase and current management of the ATTACHMENT 2 Financial and Operational Sustainability Model (FOSM) Refresh Major Shifts Impacting the Organization Baker Tilly 13 Johnston Ranch Uplands property and the recently completed purchase of Cloverdale Ranch. Together, these two properties have added three separate grazing units totaling approximately 3,100 acres, expanding the conservation grazing program by approximately 25%. The Land and Facilities Manager has been actively engaged in supporting the complex and important work of agricultural land management, grazing and associated leases. Recently, the organization added a conservation and grazing manager position to help address this increased need. The CMP identifies the need for additional rangers, maintenance personnel, and natural resources staff to address growing patrol and site security needs, facility and vegetation management, agricultural program management, and natural resource management of coastal lands. An important part of this work will be to build a solid working partnership with the agricultural community that exists within the coastal area and the aforementioned coastal field office for the District will represent an important part of building such a partnership. The assumptions and resulting projections built into the CMP for future staffing are reasonable and have been incorporated into the long-term staffing model. They meet the expanded scope of the coastal mission. Specific recommendations for near-term increases are presented in the related sections of this report. Recommendation 1. Implement the recommendations of the Coastal Management Plan to support the growth of the coastal areas. Positions projected for future budgets are built into the long-term staffing model. ATTACHMENT 2 Financial and Operational Sustainability Model (FOSM) Refresh Financial Analysis and Staffing Trends Baker Tilly 14 Financial Analysis and Staffing Trends Midpen was formed in 1972 and since this pre-dated the approval of Proposition 13 in 1978, the District was able to levy a property tax on property within the District. With the approval of Proposition 13, the District’s property tax rate was made a part of the permanent 1% property tax levy within the District boundaries in San Mateo and Santa Clara Counties. Today District property taxes make up approximately 0.07% of the total property tax collected in San Mateo County and 0.06% of the total property tax collected in Santa Clara County. District revenues are heavily concentrated in property tax, as such revenues make up approximately 90% of total general-purpose revenues (not including Measure AA tax proceeds). This is far more property tax dependent than is typical for a city, county or special district. Cities and counties typically receive from 14 to 22 percent of their revenues from property taxes. Enterprise special districts (such as water or sewer districts) typically receive only about 2 percent of such revenues. Non- enterprise districts such as Midpen (and other districts providing such services as library and fire) receive on average 65 percent of their revenues from property taxes. Even among non-enterprise special districts Midpen is highly dependent on property tax revenues. Fortunately, property tax revenues are among the most stable of tax proceed types. The growth of property tax revenues in California is a function of property turnover and property appreciation. In terms of property value appreciation both San Mateo and Santa Clara have been extremely strong areas for a long period of time. There has only been one economic recession impacting property valuations in the area since 1991. The combination of the District’s reliance on property tax revenues and this high growth rate has made for generally robust revenue growth for the District. The District Controller maintains a fiscal forecast in which he uses a relatively conservative assumption of 4% annual growth in property tax revenues. The latest revenue and expenditure projections, which include assumptions covering the staffing increases called for in this report, both ATTACHMENT 2 Financial and Operational Sustainability Model (FOSM) Refresh Financial Analysis and Staffing Trends Baker Tilly 15 in the near term and over the next several years, are shown in the figure below. While the “operating margin” does narrow over time, the District is not facing significant fiscal hazards in the future based on the best projections currently available. It should be noted that because of the District’s dependence on property related revenues any significant erosion in Bay Area real estate values would have a substantial negative impact on the District’s financial operations. This negative impact would be much greater than for a typical local government which is less reliant on property tax revenues than is the District. While recent history has not shown this to be a problem for the District, it is probably a reason for the District to maintain prudent reserve cash balances, which it has a history of doing. The Government Financial Officer Association (GFOA) recommends that local governments maintain a reserve at least equal to 18% of annual operating expenditures. Midpen holds far more than this minimum, currently nearly twice the annual operating expenditures in reserve. Projections indicate that this amount will go down over the next 30 years, but it will remain well above the GFOA minimum. The projected cash reserve level is shown in the figure below. 25.00 75.00 125.00 175.00 225.00 275.00 Forecast MROSD Operational Revenues and Expendidures - Next 30 Years ($ millions) OPERATING REVENUES OPERATING EXPENSES ATTACHMENT 2 Financial and Operational Sustainability Model (FOSM) Refresh Financial Analysis and Staffing Trends Baker Tilly 16 The other major revenue source for the District is the Measure AA general obligation tax bond measure designed to fund approximately $300 million in open space investments over a 30 year period. The bond measure was approved by 2/3 of the voters in 2014. To date the District has issued approximately $95 million in bonds and plans to issue another $25 million tranche in the current fiscal year. Spending on Measure AA projects currently totals over $88 million. Since the District is roughly 8.5 years into the 30-year timeframe for the $300 million (in 2014 dollars) spend plan for Measure AA it is on schedule or somewhat ahead of schedule in terms of getting the enumerated projects completed. The figure below shows anticipated Measure AA spending over the time horizon for the Plan. Bonds will be retired for many years after this Plan is completed in about 2044 but the tax rate will be continuously declining as bonds are paid off. Measure AA is, however, a hugely ambitious program and its completion will need to remain the top priority for the District for the work to be 0% 50% 100% 150% 200% 250% Forecast MROSD Cash Reserves as Percentage of Operating Expenditures 0 50 100 150 200 250 300 350 400 FIS C A L Y E A R : 22 - 2 3 23 - 2 4 24 - 2 5 25 - 2 6 26 - 2 7 27 - 2 8 28 - 2 9 29 - 3 0 30 - 3 1 31 - 3 2 32 - 3 3 33 - 3 4 34 - 3 5 35 - 3 6 36 - 3 7 37 - 3 8 38 - 3 9 39 - 4 0 40 - 4 1 41 - 4 2 Forecast Measure AA Cumulative Spending ATTACHMENT 2 Financial and Operational Sustainability Model (FOSM) Refresh Financial Analysis and Staffing Trends Baker Tilly 17 completed as planned. Many of the recommendations in this report are aimed at supporting the Measure AA program given its centrality and importance to the District and voters within the District. Staffing Trends The figure below shows total District staffing growth over the last twelve years. Staffing grew the most right after the last FOSM when a number of staffing gaps were identified. Overall staffing during this time period grew at the rate of approximately 5.5% per year. The District added approximately 7.5 FTE every year during this period and grew from approximately 109 to 191 FTE. This is a high rate of personnel growth for a public agency. And the District has been challenged to build the systems and infrastructure necessary to serve this level of FTE, a challenge exacerbated by its regional footprint and decentralized operations. Staffing has increased much faster than the number of protected acres, which has grown at about 1.7% annually, or about 1,100 acres per year, but this has been quite variable, as one would expect given the nature of land transactions. In any event most of the staffing additions were to make up for existing gaps in District resourcing identified in the initial FOSM effort. In the original FOSM it was determined that the District lacked many administrative and management infrastructure positions that were necessary for organizational sustainability. During the update process this observation is still true but to a lesser extent. Looking forward, while there continues to be some need to grow the administrative and support functions, most growth will occur in visitor services, preserve development and maintenance areas. 0 50 100 150 200 250 50,000 55,000 60,000 65,000 70,000 75,000 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 Growth of Staff and Protected Land All protected land acreage Total Staff ATTACHMENT 2 Financial and Operational Sustainability Model (FOSM) Refresh Financial Analysis and Staffing Trends Baker Tilly 18 Baker Tilly has completed staffing projections for the District for approximately ten years based on past trends and our best estimates of what will be needed to service new growth based on the relationships observed between existing staffing and several metrics that the District tracks including: • Public trail mileage • Visitation • Open acreage Visitation statistics were only available for 2020-2022, and from 2010 which did not allow for good trend analysis against staffing. We were able to correlate staffing levels against the increase in both acreage open to the public and trail milage. We found that staffing levels have generally moved in a positive direction relative to the metrics tracked. The District has typically been able to add staff faster than open acreage is added and faster than trail milage is opened. This shows that it is addressing some of the understaffing issues that have hampered performance in the past. Specifically, between 2012 and 2022 the number of operational staff per 1,000 acres of protected land grew from approximately 1.0 to 1.57, while the number of total staff for the same metric grew from 1.82 to 2.78, both good and needed increases in capacity. The original FOSM found significant under investment in administrative systems which is one reason for growth in positions assigned in these areas. As is detailed in the staffing projections presented later in this report, going forward most growth in staffing will be in field operations. Meanwhile the miles of trails maintained per staff member declined from 2.09 to 1.38 showing that there is now more staff for each mile of maintained trail. These trends all indicate that the critical staffing issues that have impacted Midpen have abated to some extent since the first FOSM effort. 0.50 2.50 4.50 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 Staffing Trend Metrics Operations staff per 1000 acres protected Total staff per 1000 acres protected miles of trail per staff member ATTACHMENT 2 Financial and Operational Sustainability Model (FOSM) Refresh Financial Analysis and Staffing Trends Baker Tilly 19 While it would be desirable to be able to project staffing needs over a longer period of time say 20 to 30 years, our level of confidence in the reliability of such estimates is quite low, given the likelihood of changes in how work is accomplished and technology. Therefore we kept the recommendations to a ten year horizon. ATTACHMENT 2 Financial and Operational Sustainability Model (FOSM) Refresh Ensuring a Sustainable Organization Baker Tilly 20 Ensuring a Sustainable Organization Leadership and Organization Culture The mission of the Midpeninsula Regional Open Space District is rooted in acquiring and safeguarding a regional greenbelt of open space land for perpetuity, with a focus on preserving and restoring the natural environment. This mission encompasses opportunities for ecologically sensitive public enjoyment and education. And now, along the coast, the mission extends to the acquisition and preservation of agriculturally significant land, aiming to protect the rural character of the area while promoting sustainable agricultural uses of land resources. There is a pressing need to consistently uphold the mission at all levels of the organization. The proactive "can do" culture of the district, while commendable, may lead to an occasional embrace of new projects that divert attention from the primary mission focus. Conversely, there has been a tendency to adhere strictly to the FOSM from an administrative standpoint, potentially limiting flexibility and innovation. Competing desires to do more while holding true to the specific roadmap laid out in the FOSM has led to internal pressures and constraints this Refresh seeks to address. The capable professional staff, committed board, and an organizational culture that is driven by the mission described above are the keys to the organization’s success. This success was rewarded by the passage of Measure AA by voters in San Mateo and Santa Clara counties and has been sustained through intentional investment. Sustaining long-term success demands continued clarity of vision and goals set by the Board, empowered management to implement board direction, and an organization that has the capacity, systems, and culture to effectively deliver long-term results. Annual planning by the Board that aligns to the organization’s vision and delivers projects funded by Measure AA is essential to setting priorities and objectives for the organization for the year. A majority of Midpen’s goals are multi-year and affirming them annually helps to maintain focus. Ensuring a board retreat that is engaging, incorporates staff input ATTACHMENT 2 Financial and Operational Sustainability Model (FOSM) Refresh Ensuring a Sustainable Organization Baker Tilly 21 regarding capacity, and results in consensus and buy-in is essential. A challenge for any governing body is to maintain focus and minimize mid- year changes in direction. Midpen has adopted a number of long-term plans, many of which are referenced in this report, that help in this regard. Even so, the inclination of board members to engage in operational dimensions of the organization can delay action and influence a culture of perfectionism and fear of mistake that slows things down. Midpen is fortunate to attract and benefit from a highly professional and qualified staff. As the organization grows a greater reliance on management and increased decision-making authority to advance the annual work program will be necessary. Through our interviews, we repeatedly heard about time delays stemming from extensive review of documents by senior leadership. Sensitive reports and Board items may benefit from such consideration, however, not all documents are equal when considering additional review and revision. Thorough review by multiple parties can sometimes result in conflicting edits, unnecessary time delays, and a perception by staff that their work is inadequate. This has been an element of Midpen culture for a long time and it reflects a desire for excellence. To sustain progress as the organization grows additional authority and ownership by department managers will be needed. Increased departmental authority will also free up the General Manager and her executive team to focus on the big picture and represent the district as a regional player. While not required at this juncture, the District may find value in reimagining the management classifications and structure over time. The increasing scope and scale of departments may warrant the use of director titles for positions currently classified as managers. This may have the added benefit of signaling the experience and expertise of department heads to further empower them to lead their operations. Like the organization’s culture, the structure of Midpen must continue to evolve. Significant changes were implemented subsequent to the passage of Measure AA on the recommendations of the FOSM. The FOSM created an internal administrative infrastructure designed to support the growing organization. It also expanded key operational areas with the creation of new departments. This FOSM refresh builds on the growth and success of the district by contemplating new iterations in how work gets done. Planning and Project Delivery Many changes have occurred in project planning and delivery since the original FOSM in 2015. Recommendation #3 of the FOSM called for a ATTACHMENT 2 Financial and Operational Sustainability Model (FOSM) Refresh Ensuring a Sustainable Organization Baker Tilly 22 “more refined, comprehensive project delivery approach” which has been created. Prior to the FOSM, management and oversight of projects occurred in the planning department using a “cradle-to-grave” approach. Implementation of the FOSM resulted in the creation of an engineering and construction department that brought additional expertise in-house. In addition, a field projects team was created to support the delivery of projects. With the need for effective project management handoffs across departments, process flow charts were created and have helped to clarify roles and indicate which group is in a primary or secondary role at each step. There are two project delivery flow charts: one for projects that involve public access with property acquisition and one for land and facilities construction projects. A Project Initiation & Handoff checklist template captures the initial project planning details, essential documents and key project participants who need to be kept informed as the project progresses. In addition, Midpen utilizes a shared project management tool called Project Central to monitor Vision Plan and Measure AA priority active projects. Project Central serves as a repository for projects and is viewed as a collaboration tool where all project team participants can see the project scope, budget, and schedule. The status of projects is updated every two weeks by the project lead for review in monthly meetings with executive staff (the General Manager and Assistant General Managers). The benefit of Project Central is that it provides an overview of all active projects in one place and helps project managers share and manage files, and report status. A design feature of Project Central is that it links projects to funding. Each project is numbered based on the funding sources which can change over the length of the project. The numbering of a project may also change if the scope is modified based on public input or a change in Board direction. Such changes can lead to some confusion in identifying and monitoring projects. Maintaining Project Central takes time and can be viewed as an extra task for staff who also provide updates during project coordination meetings, weekly department meetings, 1-1 meetings with supervisors, bi-weekly reports, and requests for information from other staff. In particular, for Engineering and Construction Project Central does not adequately assist project managers in tracking the budget, schedule, and scope as would a typical project construction management tool. The addition of such a tool would improve project delivery. In staff interviews some concerns were expressed regarding whether handoffs occur at the right time and whether communication from one project lead to the next project lead is adequate. Initial project scoping ATTACHMENT 2 Financial and Operational Sustainability Model (FOSM) Refresh Ensuring a Sustainable Organization Baker Tilly 23 and project team planning is most successful when all disciplines are brought together early and clear roles are defined. Although there has been increased input from each department and monthly review, the team members are specialists in their area of expertise and there is not a single project manager assigned to oversee the entire project. The Baker Tilly team reviewed other models of project management practices. As detailed in the table below, three of the selected peer agencies employ a dedicated project management team (East Bay Regional Parks, Boulder County Parks and Open Space and Jefferson County Open Space and Parks), and two incorporate project management into existing departments (Marin County Parks and Santa Clara County Parks and Recreation Department). Each agency ensures that projects are overseen by qualified individuals with the expertise needed to navigate specific project requirements. Additionally, the tools used for project management vary. Boulder County Parks and Open Space uses Microsoft Projects, while the others vary in their approaches to project management, with some having management software in place. Table 3. Peer Agency Project Management Practices Project Management Teams Boulder County Parks and Open Space Dedicated project management team for each project that includes several specialists including a subject matter expert and a wildlife expert. The team is led by a project management professional or an engineer. The project management team resides in planning. They use Microsoft Projects as a tool. East Bay Regional Park District There is a project management unit and a restoration projects unit within the Acquisition, Stewardship and Development Division. The project management unit provides schematic plans and project management services for the execution of capital projects while the restoration projects unit delivers major restoration projects that improve ecosystem functions while integrating compatible public access. Jefferson County Open Space and Parks There is a projects team made up of professional project managers (holding PMP certifications). There are construction-related project managers and three additional project managers that are responsible for the project management and delivery of anything else taken on by the organization. Marin County Parks Project management varies depending on the project type. Project teams are inter-agency made up of staff from regional parks, open spaces, administration, planning, public works and legal. Santa Clara County Parks and Recreation Department There are project managers within the planning/development and stewardship teams to deliver projects. Source: As reported by each agency. In the interest of furthering the success of the project delivery process at Midpen, the Baker Tilly team evaluated the option of creating a project management office or team to provide oversight such as is found in some ATTACHMENT 2 Financial and Operational Sustainability Model (FOSM) Refresh Ensuring a Sustainable Organization Baker Tilly 24 peer jurisdictions and in other municipalities with significant capital projects. While we believe there is a need and support for continuous improvement and training as it relates to project delivery, we concluded that this structure was not a match for Midpen based on the types and complexity of projects and the culture of the organization. It would be a departure from the process that has been in use by project delivery team members since the formation of the engineering and construction department. In many ways the current process is achieving intended outcomes; it is our assessment that building on the existing approach with a commitment to continuous improvement and training will further strengthen the process without the need for an added layer of management. Streamlining the process and the tools that are utilized for sharing information and generating updates may be achieved through a holistic evaluation of current practices. Given the variety and complexity of active projects the district must continue its commitment to clearly defined roles, information sharing, cross-departmental engagement, and continuous improvement to leverage the benefits of the expertise of different departments. This can be achieved by investing in external resources to provide guidance and resources to ensure continuous improvement, coordination, effective project management skills, and timely project delivery. Currently there is a wide variance in the staff’s ability to manage projects. Determining current gaps in District standards and procedures and then documenting what is required will improve workflow and ensure greater accountability. This project management support function could be housed with the Assistant General Manager’s office where coordination of projects is housed. Recommendation 2. Invest in continuous improvement, coordination, and training opportunities to achieve project management best practices. Recommendation 3. Evaluate options and acquire a project management tool to support Engineering and Construction in the workflow and delivery of projects. Evaluate the functionality of options to determine suitability for the range of District projects. Pipeline bottlenecks Most significantly, the length of time to deliver projects has increased. The typical project is no longer simply the addition of a small parking lot. Projects are now more complicated with regulatory permitting, seasonal ATTACHMENT 2 Financial and Operational Sustainability Model (FOSM) Refresh Ensuring a Sustainable Organization Baker Tilly 25 work windows, historic structure rehabilitation, and preservation. By the nature of these projects, the time to compete them is longer. There is also additional follow-up required. At the first FOSM, projects took three years to complete (idea in year one, permitting in year two, construction in year three). Projects now take five to ten years to complete, typically seven years on average. In discussions with staff, Baker Tilly heard that the increased length of time to complete projects is due to several factors, including: • Increased public engagement • Staffing levels • Review delays • Regulatory and permitting requirements • Modifications to project scope • Additional new initiatives • Decentralization of administrative duties Increased public engagement The public engagement process has lengthened the project delivery timeline but is necessary to allow for a more transparent process on complex projects. Since the Red Barn public meeting in 2018 when members of the La Honda community were upset at the consideration of a public access project near their community at the Red Barn, the Board directed staff to develop a new engagement approach with the public for complex and controversial projects. The Public Access Working Group implemented at La Honda Creek was very successful at getting community buy-in but was staff and time intensive. The initial public engagement can occur during the acquisition phase. Planning has also had a significant role in public engagement. Staff estimates that public engagement during the early programming stages of a project could require up to 50% of the planner’s time. Not all projects require an individual public access working group, but early on the scoping of a project, there should be a determination made if there will be heightened public interest in a project so appropriate time for outreach can be allocated. Recommendation 4. Establish criteria to determine when a project requires a public access working group and develop schedules as well as protocols for projects that require less public engagement. Recommendation 5. Identify at the earliest possible opportunity the level of community engagement required by the type of project and allocate adequate staff hours and include timing in the schedule. ATTACHMENT 2 Financial and Operational Sustainability Model (FOSM) Refresh Ensuring a Sustainable Organization Baker Tilly 26 Staffing The lack of staff due to vacancies, turnovers, and shortages in key areas such as Planner IIIs and Capital Project Manager (CPM) IIs has slowed delivery of projects. In Planning, there have been nine years of staff vacancies (about one vacancy per year) which has impacted on the existing staff's workload. Each senior planner and CPM acts as a project manager, supervises two to four staff members, and reviews the work of the planners. In Planning, senior planners acting as both project managers and supervisors of other planners limit their ability to provide training to planning staff. In peer organizations, such as the East Bay Regional Park District, Santa Clara County Parks, and San Mateo County Parks, this position is classified as a principal level staff and converting the senior planners to this classification would put them on par with other agencies and the traditional planning hierarchy of positions. However, there are currently no other principal level classifications at Midpen. The evaluation of career ladders throughout the organization will be appropriate as the organization grows. (see recommendations in the human resources section of this report). Both Planner IIs and Planner IIIs report to a senior planner. Planner IIIs are instrumental to project outcomes and are assigned to many projects. Requirements imposed by the California Environmental Quality Act (CEQA) have placed additional demands on planners, such as required historic review of District facilities now older than 50 years, and tribal engagement. There is an immediate need for more Planner IIIs to fill the project manager role. The Engineering and Construction department has also experienced periods of insufficient capacity to receive projects resulting in projects being deferred due to lack of staff. The addition of staff in the near term will address current demands and keep projects on track. In addition, a review of long-term staffing needs is essential to avoid future delays in project delivery. Staff turnover results in institutional knowledge lost on long-term projects. To attract talent and retain existing staff it is important to provide growth opportunities. We recommend that in addition to the positions needed in the near term, the district conduct an evaluation of options to maintain a career ladder for both planners and capital project managers (see ATTACHMENT 2 Financial and Operational Sustainability Model (FOSM) Refresh Ensuring a Sustainable Organization Baker Tilly 27 recommendation regarding career ladders in the Human Resources section of this report). Recommendation 6. Recruit for two additional Planner III positions in Planning Recommendation 7. Increase overall project delivery capacity by adding another Capital Project Manager II position. Recommendation 8. Ensure that project record-keeping is current to provide legacy of long-term projects. Review delays Timely legal review of board reports, contracts, agreements, and CEQA documents is critical to moving a project along. There is a lack of autonomy for the Planning and Engineering and Construction departments to make decisions and too many decisions require the General Manager and/or Board review and approval which adds to the length of the project. There have been delays in receiving the General Manager’s input and decisions on key project milestones and deliverables that could have been reviewed or decided at a lower level. These delays impact project timelines. The Board report review process is lengthy; it takes 6 weeks to reach a Board meeting date if action is required on a project. Signing authority remains low ($50,000) for the scale of contracts administered and requires Board approval which can also extend the project timeline. In addition, any contract change orders (CCO) must be reviewed by the General Manager’s office/Board. This results in a delay of 6 weeks or more. Recommendation 9. Evaluate the level of authority required for review of board reports, contracts, agreements, and CEQA documents to ascertain if lower- level review is appropriate and will reduce review time. Recommendation 10. Modify limits to contract change order authority to expedite necessary modifications. Regulatory and permitting requirements Many planned projects require extensive regulatory agency and permitting coordination which have long lead times and can be challenging to obtain. Each project team manages the permit process for their project. There is no central point of contact between the district and regulatory agencies and counties. It can take as long as 8-months to ATTACHMENT 2 Financial and Operational Sustainability Model (FOSM) Refresh Ensuring a Sustainable Organization Baker Tilly 28 obtain necessary approvals. Peer agency coordination is challenging for on-schedule delivery of projects. County line staff can create barriers to the progress of projects and some agencies treat District staff as developers rather than as representatives of an agency committed to preservation and protection of the natural environment. Engineering & Construction must sometimes “negotiate” with a regulatory agency to resolve an issue or condition. It does not make sense for departments other than Natural Resources to negotiate with regulatory agencies. Through our peer learning process, we gained valuable insights into the diverse approaches employed by different agencies in managing permits for parks and open spaces. Table 4 details the permitting practices for each of the peer agencies. The East Bay Regional Park District utilizes a comprehensive permitting process, integrating legal reviews, blanket permits, and meticulous review of land use project permits. Conversely, agencies like Santa Clara County Parks and Recreation Department, Marin County Parks, Boulder County Parks and Open Space, and Jefferson County Open Space utilize permit committees and designated staff roles for permit approval. This variation demonstrates that there is no one-size-fits-all approach to effectively managing public spaces. One notable trend that emerged was the strategic use of specialized roles, such as Administration Coordinators and Senior Park Rangers, underscoring the value of having dedicated experts overseeing the permitting process. Additionally, the incorporation of blanket permits, as seen in the East Bay Regional Park District, Jefferson County Open Space and Marin County Parks, provides a streamlined solution for specific scenarios. Table 4. Peer Agency Permitting Oversight Midpen Boulder County Parks and Open Space East Bay Regional Park District Jefferson County Open Space and Parks Marin County Parks Santa Clara County Parks and Recreation Department Staff Responsible for Securing Permits Planning, Engineering and Construction, and Natural Resources Planning Department Stewardship Division Administration Coordinator in the Visitor Services and Natural Resource Department1 N/A N/A Source: As reported by each agency. 1Permits that require special use are reviewed by the Visitor Relations Coordinator. ATTACHMENT 2 Financial and Operational Sustainability Model (FOSM) Refresh Ensuring a Sustainable Organization Baker Tilly 29 Under its enabling legislation the District is empowered to: “…plan, adopt, lay out, plant, develop, and otherwise improve, extend, control, operate, and maintain a system of public parks, playgrounds, golf courses, beaches, trails, natural areas, ecological and open space preserves, parkways, scenic drives, boulevards, and other facilities for public recreation, for the use and enjoyment of all the inhabitants of the district, and it may select, designate, and acquire land, or rights in land, within or without the district, to be used and appropriated for such purposes. It may cause such trails, parkways, scenic drives, and boulevards to be opened, altered, widened, extended, graded or regraded, paved or repaved, planted or replanted, repaired, and otherwise improved, may conduct programs and classes in outdoor science education and conservation education, and may do all other things necessary or convenient to carry out the purposes of this article.” All the tools of municipal local government (city and county) are delegated to the District in order to accomplish this work. The one exception as it relates to the District is that Midpen does not have the right to use eminent domain to acquire property within the San Mateo County Coastal Annexation Area pursuant to the terms of a resolution adopted on June 6, 2003. Supporting this broad authority is the fact that Midpen is governed by a locally elected Board which is pursuant to the enabling legislation carefully drawn from wards which are designed such that all areas of the regional district have representation. In establishing regional park, park and open space districts in the early 1970s the California State legislature thought very seriously about how to balance local control while providing the authority to preserve open spaces in California and they developed a new kind of local government to take on this challenge. In some cases, these agencies evolved as sub-jurisdictions of counties and in some cases, they evolved as separate local governments. In the case of Midpen it was the latter. In interesting wrinkle in terms of how Midpen operates is that it nominally develops projects independently using its own staff and resources, but then seeks permits for these projects both from relevant regulatory agencies (such as State Fish and Wildlife) which are typically charged with enforcing State and Federal environmental laws, and from the underlying general purpose local government, usually the County of San Mateo or Santa Clara, which enforce zoning and land-use regulations, commonly known as entitlements. The general-purpose governments often treat Midpen projects as discretionary, entitlement ATTACHMENT 2 Financial and Operational Sustainability Model (FOSM) Refresh Ensuring a Sustainable Organization Baker Tilly 30 type, projects and add conditions that Midpen must comply with, very much like Midpen was any other private property owner. While this may be appropriate, particularly when a general-purpose government is acting in a true regulatory role, such as a flood control district, it may not be appropriate in all cases, particularly when it is acting more in the vein of a routine entitlement permit authority, Midpen is not a private property owner. It is a co-equal local government, with co-equal powers albeit in a narrow range, similar to a water or sewer district. Given that we have observed that other open space districts have evolved more flexible permitting arrangements with underlying general-purpose governments, Baker Tilly suggests a dialogue be started with the two counties about more flexible permitting arrangements concerning District projects. It may be that Midpen projects do not need to be routinely submitted to the county governments for entitlement permitting outside of what is required for truly regulatory purposes. Recommendation 11. Continue to pursue blanket permits where possible. Recommendation 12. Seek a legal opinion and Board direction regarding self-regulating authority for project entitlements. Recommendation 13. Centralize the regulatory permitting function. Utilize the in-house knowledge and expertise of natural resources to streamline the procurement and management of regulatory permits. Project scope modifications Due to the length of time involved on projects, there are changes to the scope which in turn cause additional delays. Project timelines are sometimes so long that the project history is lost. Scope modification occurs due to 1) public input, 2) permitting from outside regulatory agencies, and 3) the limited window of time when work can be done in environmentally sensitive areas. Because projects now take longer to complete, design changes occur over the life of the project when consultants may no longer be engaged on the project. This further results in time delays in re-engaging consultants to modify the design. In-house design teams could respond to these changes more quickly and keep a project on track. Use of a Senior Capital Project Manager to lead in-house design would expand promotional opportunities and reduce time and cost of using consultants for design ATTACHMENT 2 Financial and Operational Sustainability Model (FOSM) Refresh Ensuring a Sustainable Organization Baker Tilly 31 work, particularly in instances where scope changes and there is a need for alternative changes quickly. We believe that bringing design work in- house will eliminate the delays but would require an additional Senior Capital Project Manager in Engineering and Construction to absorb the work now performed. The use of an eligible consultant pool that Engineering and Construction can tap until the in-house resource is established and for added capacity as needed in the future will further address this gap. Projects in the past were typically “construct and walk away”. The responsibilities have grown to include more involvement past construction through operation and past occupancy. One example is tenant improvements within the central office. Projects with CEQA mitigation measures require ongoing monitoring, upkeep, and success criteria (typically plant survival). The staff resources needed over 5 to 10 years or more to monitor and maintain mitigation projects should be factored into project design and implementation. Recommendation 14. Develop an in-house design team to address design changes, build institutional knowledge, and provide career growth opportunities more quickly. Create an eligible consultant pool to engage as needed until the new team can be established. Recommendation 15. Add a Senior Capital Project Manager to provide support for an in-house design team. Recommendation 16. Solidify the project scope early in the planning process by including all departments in earliest discussions and verify at regular check-ins. Recommendation 17. Incorporate scheduling of staff time beyond completion of construction. Additional new initiatives Since adoption of the FOSM, several new initiatives require staff attention and time including expansion of coastal land, wildland fire resiliency, ADA accessibility requirements, and active transportation planning and coordination. Staff have also been involved in diversity, equity, and inclusion (DEI) initiatives and there is heightened interest in and awareness of the need for tribal cultural conservation and relations. Currently, each department is defining its own role/responsibilities with Tribal Relations and how they work with Native /American/indigenous communities. The review and coordination of historic resources has also ATTACHMENT 2 Financial and Operational Sustainability Model (FOSM) Refresh Ensuring a Sustainable Organization Baker Tilly 32 grown as many structures have aged beyond 50 years old which is the CEQA threshold for historic significance determination. Recommendation 18. Evaluate the impacts of new initiatives through a district-wide lens to carefully decide what new initiatives to take on and provide necessary resources to assist with efforts. Recommendation 19. Provide staff training to increase knowledge for new initiative areas (i.e., wildfire resiliency, ADA accessibility requirements, active transportation planning, diversity, equity and inclusion, tribal relations, and historic resource requirements). Utilize in-house expertise when feasible. Decentralization of administrative tasks The district has decentralized certain activities (such as contracts/purchasing; budget; resource loading) which has impacted departments that lack the skills or resources to effectively perform these tasks and pulls them away from their other duties and expertise. In Planning, Natural Resources, and Engineering and Construction staff spend too much time on administrative tasks, such as quarterly budget updates, procurement, invoicing, etc., which takes away from supervisory duties and project management assignments. Planning and Engineering and Construction share one administrative staff position which is not adequate for the needs of those departments. Some administrative tasks that need attention are the organization and clean-up of all Board approved Use and Management Plans (PUMP) for each of the 26 preserves and management of electronic records. In addition, the expansion of community engagement activities associated with major planning projects requires careful planning and organization that can be supported by an administrative position. Recommendation 20. Evaluate administrative duties for the planning, natural resources, and engineering and construction departments to identify tasks that can be reassigned from project managers; hire additional support to meet the need. Resource loading project challenges Staff are overwhelmed by the number of large complex projects happening simultaneously and the assessment of staff capacity to current/projected workloads is unrealistic using the resource loading assessment. Resource loading is a 3-year look ahead that is not an ATTACHMENT 2 Financial and Operational Sustainability Model (FOSM) Refresh Ensuring a Sustainable Organization Baker Tilly 33 accurate assessment of staff capacity to current and projected workloads. Departments find they are constantly under resourced because it is not possible to estimate so far ahead and then there often is a need to pivot. Some departments have transitioned from a “construct and walk away” responsibility to being involved in the project through operations past occupancy. One example of this is tenant improvements required within the central office. There is a need for a project close-out review and audit projects after completion to understand what could have gone better, lessons learned, and gain a better understanding of resources required. Recommendation 21. Evaluate the resource loading tool for Capital Improvement and Action Plan (CIAP) projects and modify as needed to capture all staff work. In addition to projects, include scheduling of staff time beyond completion of construction as needed. Recommendation 22. Conduct project close-out reviews to document time spent on each phase to present more accurate representation of length of time required by project type and establish a database of information to inform future resource loading. Role of Natural Resources in Project Delivery The Natural Resources department has a key role in fulfilling the district’s mission to protect and restore the natural environment. The Natural Resources (NR) department resides with Visitor and Field Services given the long-term focus of NR work (including on-going monitoring of land management requirements); however, the role and contribution of Natural Resources begins at acquisition and is notable to the planning and delivery of District projects. Over the years, the types of projects have changed based on the need to provide more public access. On some projects, Natural Resources is the lead due to the nature of the project. On other projects Natural Resources’ role is advisory to the lead department. In some cases, the input of Natural Resources has occurred late in the process and caused delays, many times as a result of regulations that are imposed on Midpen by other regulatory agencies. When this happens, there is little ability to change the scope to avoid expensive mitigation and regulatory requirements, which can be as onerous for the agency. It is essential for Natural Resources to provide early input on projects and participate in scoping meetings. Because of their role in procuring regulatory permits, Natural Resources has been viewed as a regulator rather than a partner for CIAP projects. ATTACHMENT 2 Financial and Operational Sustainability Model (FOSM) Refresh Ensuring a Sustainable Organization Baker Tilly 34 As discussed above, Natural Resources performs an essential role in the permitting and on-going monitoring of district projects. Natural Resources staff are highly skilled and view projects through a scientific lens. They have working relationships with the regulatory agencies that approve permit applications to advance district projects and have a deep understanding of the sensitivities and requirements for land preservation and restoration. As a result of steady turnover at state and federal regulatory agencies, Natural Resources is often the most knowledgeable and best source for determining mitigation measures and advancing the permitting process. It is for this reason that recommendation 13, to establish a position to procure and manage regulatory permits, is best housed within Natural Resources. Natural Resources works closely with the Land and Facilities Department who have skills in managing the land and have the staff and equipment to carry out the necessary work of restoration projects. Additionally, as discussed below, land maintenance has and will continue to grow with the implementation of the wildland fire resiliency program and vegetation management (including rangeland conservation efforts) each of which requires careful consultation and partnership with natural resources. Visitor and Field Services Visitor and Field Services is a service line led by an Assistant General Manager and comprised of three departments: Land and Facilities, Visitor Services, and Natural Resources. Each of these departments delivers critical field support and operations that ensure stewardship, maintenance, safety and access to district preserves across the district. Land and Facilities The Land and Facilities department maintains the trail system and associated infrastructure, manages leases and properties, delivers field projects, maintains facilities, works with natural resources to manage invasive species, and manages vehicles and equipment for maintenance staff districtwide. The size and scale of the operation continues to increase as the acreage and trail miles of Midpen expand. In addition, the sensitivity and complexity associated with the diverse portfolio of holdings across the two counties has stretched the department. The coastal management plan, wildland fire resiliency plan, and integrated pest management plan each provide a roadmap for increasing service levels and addressing district needs. Implementation of these plans will take time and require the investment of additional resources. The staffing assumptions for each have been incorporated into the long-range staffing ATTACHMENT 2 Financial and Operational Sustainability Model (FOSM) Refresh Ensuring a Sustainable Organization Baker Tilly 35 plan discussed later in this report; however, there are specific needs that should be addressed in the near term. Resource Management and Wildland Fire Resiliency Programs As was noted above, one new environmental factor impacting the District’s land holdings is the increased danger of wildfire, largely brought on by climate change, previous forest rangeland management practices, and the manifestation of periodic drought periods. Increased wildland fire prevention, preparation and response are recognized as part of Midpen's ongoing land stewardship. To address this need, the district established a Wildland Fire Resiliency Program in 2021 that will reduce wildland fire severity and risk in the region by managing vegetation in the preserves with a focus on ecological health and wildland fire resilience. The program will allow Midpen to proactively increase ecologically sensitive vegetation management up to approximately six-fold over ten years. The program is made up of: •Vegetation management plan: focused on ecosystem resiliency and facilitation of fire response and evacuation •Scientific monitoring plan: to inform continual adaptation of the program •Pre-fire plans with resource advisor maps: to assist fire agencies in their response •Prescribed fire plan: to reintroduce prescribed fire to Midpen’s land management toolbox. This element was recently approved by the Board and has been certified under the California Environmental Quality Act Integrated pest management (IPM) strategies are essential to the success of this program and as such the team works in partnership with the natural resources department. In addition to work under the wildland fire resiliency program, the growth of IPM and plan updates are further discussed in the Natural Resources section of this report. While the Natural Resources department is effective in monitoring, strategizing, and planning IPM work, they do not have staffing for maintaining work performed under large contracts. Field work labor to conduct natural resource maintenance work is more effectively managed within the Land and Facilities department. Eventually this program is going to require that the District maintain literally hundreds of miles of fuel breaks, fire roads and evacuation routes; work with dozens of local fire agencies and CalFire to annually prioritize resources and projects; and develop prioritized flammable ATTACHMENT 2 Financial and Operational Sustainability Model (FOSM) Refresh Ensuring a Sustainable Organization Baker Tilly 36 invasive plants for removal plans through the Integrated Pest Management Program. So far, this work has relied heavily on grants (over $2.5 million since 2017), but it will need to develop ongoing revenue sources. In recent budgets, the Board recognized the importance of this program and authorized four positions. These include two Field Resource Specialist positions and two Lead Open Space Technician positions. These positions provide the structure for two crews to address resource management, wildfire prevention and resiliency, through sensitive vegetation management. As was the case prior to the formation of the capital projects team, assigning existing maintenance staff to the resources management team reduces the number of full-time equivalent (FTE) employees who are actively managing the existing trail networks and attending to maintenance work orders. This results in deferred maintenance and a maintenance backlog that continues to grow despite recent increases in maintenance staffing levels. To prevent the reassignment of existing staff and the potential impacts on routine maintenance, Midpen should add the staff required to form two resource management and wildland fire resiliency crews. Recommendation 23. Establish two crews assigned to the Resource Management and Wildfire Resiliency Program. Conservation Grazing Program Conservation grazing is one of many land management tools Midpen uses to achieve conservation goals. The conservation grazing program began in 2007, and now encompasses approximately 10,000 acres leased to small-scale ranchers across San Mateo County. The partnerships are a critical tool helping Midpen manage large-scale coastal grasslands and the rich biodiversity they support. Just as with the pressures of climate change and the impacts on land management described above, the increasing size and scale of agricultural holdings and the District’s commitment the policies established in the Coastal Service Plan, demand additional time and resources. The department manager currently invests considerable time in the care and support of agricultural and grazing tenants. Recently, the district added a position to support this work. The new Conservation Grazing Manager (Resource Management III) adds capacity to the property management team in land and facilities. The position will work closely with the Natural Resources department and serve as a single point of contact for conservation grazing and agricultural operations to improve customer service and expand support to agriculture tenants and ATTACHMENT 2 Financial and Operational Sustainability Model (FOSM) Refresh Ensuring a Sustainable Organization Baker Tilly 37 partners on the coast. In addition to property management activities, the resource management expertise of the position will provide a high level of lease oversight to assist tenants with incorporating resource protection measures as part of their grazing practices. The addition of the conservation grazing manager increases capacity and expertise related to rangeland leases and should have a positive effect on the time spent by the department manager; however, given the multi- faceted set of goals associated with conservation grazing program and the heavy workload of the other property management staff, an additional property management specialist to support the administrative activities associated with this work is warranted. Recommendation 24. Add one property management specialist I. Growth of Land and Facilities Scope and Scale Baker Tilly conducted thirty interviews and eight focus groups. One theme consistently emerged. The scope and diversity of the operations managed within the land and facilities department has increased significantly. As the organization continues to grow there is value in centralizing certain support functions to optimize efficiency and streamline service delivery. The primary purpose of the land and facilities department is to manage and ensure stewardship of Midpen lands. A number of programs currently housed in the department deliver ancillary services. The creation of a new department that brings together programs and services with a shared purpose of supporting field operations will ease the span of control and workload of the land and facilities manager while creating a department that can focus on the shared goal of internal support for field operations. Baker Tilly recommends the formation of a Central Service Department, led by a department manager reporting to the Assistant General Manager for Visitor and Field Services, to include the following programs and services: • Facilities Maintenance • Property Management • Fleet Services • Contract Management Services A more focused Land Management Department will be better positioned to ensure the maintenance and stewardship needs of the district as it continues to expand and address the environmental impacts of climate change, balance and mitigate the requirements of rangeland management, and support visitor access. ATTACHMENT 2 Financial and Operational Sustainability Model (FOSM) Refresh Ensuring a Sustainable Organization Baker Tilly 38 Recommendation 25. Establish a new Central Service Department, led by a department manager, with support from an administrative assistant, to oversee facilities maintenance, property management, fleet services, and contract management services. Recommendation 26. Rename the current Land and Facilities Department as the Land Stewardship Department. Currently, the facilities maintenance team is comprised of a supervisor and one facilities maintenance specialist. The team maintains the field offices at foothills and skyline, residential houses and outposts owned by Midpen, and the Administrative Offices in Los Altos. The team utilizes contractors for added capacity. Since the opening of the Administrative Offices in Spring 2022, the facilities team reports spending significant time addressing routine maintenance needs there. The Administrative Office provides office space for district employees as well as tenants. As a result of these increased demands for maintenance works, facilities staff must rely more on contract support and have less time to address the maintenance needs of field offices and other facilities. In addition, the distance between facilities and limited access to district vehicles makes facilities maintenance challenged. Recommendation 27. Increase the staffing capacity for facilities maintenance to align with increases in work order requests managed for district facilities. Over time, consider implementing a regional staffing model that reduces time spent traveling between locations and increases time spent executing work orders. As discussed above, the property management function at Midpen is currently stretched thin. However, the addition of a property management specialist for the conservation grazing program will increase the capacity of the residential and commercial property management team to manage the broad array of district lease types (e.g., residential, office space, concessionaires, easements, staff housing). The property management team works closely with the facilities maintenance team for the resolution of tenant maintenance issues and as well as facility improvements as needed. The Administrative Office building currently houses tenants on the first floor. While this is likely to change over time as the district staffing increases, the building management requirements for this location extend beyond maintenance and lease management. Midpen must staff a front ATTACHMENT 2 Financial and Operational Sustainability Model (FOSM) Refresh Ensuring a Sustainable Organization Baker Tilly 39 reception desk, accept deliveries for all tenants, distribute mail, and assist with general set up (i.e., internet). These additional tasks fall to administrative and IST staff and take time away from other work. The district should assess the time and staffing required to manage tasks associated with general building management and assign dedicated staff accordingly. Pulling staff from other programs or service areas is disruptive to those operations and may be better suited to a general building management role. Recommendation 28. Evaluate the time required for general AO building management requirements (i.e., reception, mail and deliveries, internet set up) and staff accordingly. The vehicles and heavy equipment that is owned and operated by Midpen employees currently lacks a dedicated fleet manager. Currently a management analyst in the Land and Facilities department has responsibility for fleet maintenance contracts, which is only one piece of the scope of work typically managed by a fleet manager. From acquisition to fuel usage and sustainability measures, to maintenance programs and use policy and compliance, an effective fleet manager will develop systems and evaluate practices to optimize fleet uses for the organization. As the district grows it should no longer rely on a decentralized fleet services model. It is inefficient and may be costing the district. Recommendation 29. Hire a fleet manager that can manage the use and maintenance program for vehicles and heavy equipment. Finally, the central services department should include a contract management function that can support visitor and field services with contract management support and serve as a liaison between the field and the procurement team within Administrative Services. Recommendation 30. Create a new contract management function within the new central services department to support field contracts and serve as a liaison with procurement staff. Visitor Services The Visitor Services department was created as a major recommendation of the FOSM in order to increase focus on user experiences in the preserves. Its main programs are the ranger patrol and enforcement functions and the volunteer and interpretive and educational programs. ATTACHMENT 2 Financial and Operational Sustainability Model (FOSM) Refresh Ensuring a Sustainable Organization Baker Tilly 40 The challenges that Visitor Services are facing can best be summarized as follows: 1. A variety of exogenous service demands come from interest groups such as trail users, youth groups and others interested in using District facilities often in new and innovative ways. This has greatly increased are a result of the end of the Covid shutdown as local residents are increasingly interested in outdoor experiences. 2. Managing unanticipated visitor activity generated by Public Affairs. 3. Creating growth opportunities for staff who are often in relatively “flat” organizational structures. 4. A difficult labor market and the unique set of skills and requirements of ranger positions creates staffing challenges stemming from the attraction and retention of ranger staff. 5. Balancing the role of rangers between public safety (law enforcement) and educators to work directly with customers and participants. Several of the challenges listed above have a direct effect on ranger staffing. A sustained increase in visitor rates is a positive outcome of the pandemic occurring as community members sought safe ways to recreate and developed a heightened awareness of the resources available throughout the district. Finally, coastal assets requiring patrol and the challenges associated with filling positions and retaining staff have also impacted the pressure on ranger staff. The department has been implementing various strategies to mitigate these staffing challenges. This includes offering housing options to attract employees who may not be able to afford the local cost of living; establishing an unassigned pool of rangers to increase the flexibility of scheduling; and a new labor agreement that increased compensation. These strategies are helpful; however, the baseline ranger teams remain understaffed for the scale of operations performed. Recommendation 31. Increase Ranger staffing by three (one lead and two rangers) to address current gaps. Assign staff based on workload and coverage demands. An issue for Midpen (and for many open space and parks districts) is finding the right balance for the posture of ranger positions vis-a-vis their role as public safety / law enforcement and provision of visitor services information and education. It is a balancing act and often can vary by location and even by the time of day or period within a week (busy or not busy within a preserve). Without the right balance and associated staffing ATTACHMENT 2 Financial and Operational Sustainability Model (FOSM) Refresh Ensuring a Sustainable Organization Baker Tilly 41 this challenge can put strain on staff, lead to retention issues, and lead to credibility issues in the community. One way that similar organizations have addressed this balancing act is to initiate a dialogue within the organization to explore and understand the ranger role. Baker Tilly would recommend that Midpen invest in a process to do this. Once this differentiation has been completed, the district can establish response and scheduling standards as a way to determine the placement and number of staff. Recommendation 32. Identify and develop goals and objectives for the roles the Rangers perform related to public safety versus visitor services support reflecting on regional variations. Develop guidelines to help Rangers understand their role and thrive in it. Another source of the mounting Visitor Services workload are more requests for various types of outdoor education projects related to school groups and youth groups, including Scout troops. Many of these groups are seeking to contribute some type of project improvement to Midpen property as a visitor amenity. While appreciated, such projects can be more complicated than they may appear, and coordination is needed to make such well-intentioned activities successful. It would be beneficial if Midpen created a position that would be the point of contact for all groups who are looking to complete projects, and be the staff person who works with each group through completion of the project. Volunteers The nature of Midpen’s work (outdoor work in scenic areas enjoyable to many individuals) and the demographics of its service area (a relatively high number of retired or semi-retired individuals with high discretionary income) makes for an ideal environment for volunteer contributions. And Midpen has a high demand for services in this area. Volunteers provide a tremendous resource for building awareness and champions of Midpen’s mission and conservation goals. These are often loyal stewards of the district and bring great value. The District invested in a Volunteer and Docent Study in 2016 and adopted it in 2018. The study outlines plans for program expansion and contains a number of recommendations that should be implemented. A best practice for managing and developing volunteer programs and for valuing them within the organization is to measure and quantify the contribution that they make to the organization to the community. Baker ATTACHMENT 2 Financial and Operational Sustainability Model (FOSM) Refresh Ensuring a Sustainable Organization Baker Tilly 42 Tilly was advised that such information is tracked and reported annually from a volunteer management system. Based on data that was provided, it appears that volunteer activity is increasing. Over a two-year period from 2020 to 2022, the number of volunteer hours more than doubled as shown in Figure 1. However, the baseline for the data that was provided is 2020 and likely reflects a dip in volunteer activity due to COVID-19 requirements. The volunteer program manager reports that volunteer activity has returned to pre- pandemic levels. Figure 1. Annual Program Volunteer Hours 2020 to 2022 In addition to volunteer activity, the number of guided activities continues to grow by approximately 20% a year. In the outdoor education docent program, the number of students, field trips, and docent hours have all grown by more than 100% from 2022 through 2023. Investment in staff will benefit the program’s impact and is consistent with future growth plans and Board direction. Currently, the program relies on one volunteer coordinator position and has proposed the addition of a volunteer program lead. Recommendation 33. Add a volunteer program lead to address increases in volunteer activity and plans for expansion. This position will increase capacity to assist with trail construction and maintenance volunteer projects. Additional staffing increases are also anticipated in the staffing model as visitor services expands to the Coastside. 0 5000 10000 15000 20000 2020 2021 2022 Hours ATTACHMENT 2 Financial and Operational Sustainability Model (FOSM) Refresh Ensuring a Sustainable Organization Baker Tilly 43 Volunteer opportunities and information on the district website is highly interactive and very good. For increased visibility it could be elevated to a more prominent and easy-to-find location. The volunteer page includes information on a variety of volunteer program opportunities. These include: • Advanced Resource Management Steward • Community Group Steward • Community Outreach Volunteer • Docent Naturalist • Land Steward • Nature Center Docent • Office Volunteer • Outdoor Education Docent • Special Project Volunteer • Volunteer Trail Patrol Each option can be selected to learn more about the program and sign up to volunteer. The website identifies upcoming opportunities and has a Frequently Asked Questions section with links that include additional information on the programs that are available. The website also has links to partners and information for how groups can participate. To better attract volunteers, the opportunity page should be front and center on the homepage with links to the volunteer pages. Training and the use of volunteer management tools is essential to the success of the volunteer program as it grows. The district will need to ensure the staff support needed to deliver necessary training to volunteers. In addition, it was noted that the District has a volunteer management software program, but it is a commercial product “off the shelf” program that does not work well for staff or for the volunteers. Recommendation 34. Develop a Volunteer Training Program and a software system to support it. This can use elements of a commercial software product but should be tailored to meet district needs and to help with tracking and valuing volunteer contributions (discussed below). Natural Resources Integrated Pest Management (IPM) Program The IPM is an integral part of the District’s natural resource management program. The Wildland Fire Resiliency Program has added additional vegetation management workload. The IPM Program deals with pest management as a primary objective including vegetative and fauna pest species (both a growing issue with climate change). In addition, the ATTACHMENT 2 Financial and Operational Sustainability Model (FOSM) Refresh Ensuring a Sustainable Organization Baker Tilly 44 program deals with pest control in District facilities. Implementation of this program is a partnership between natural resources, which has responsibility for the plan and is the scientific advisor for implementation, and the land management department whose staff complete the ongoing and specialized maintenance requirements of the program. This work, both IPM and wildland fire resilience, is integrated into the resource management and wildland fire resiliency crews discussed in the land and facilities section of this report. The original IPM Plan was approved in 2014 and the last update was completed in 2019. The Final EIR completed with the update noted that the next update to the IPM is due in 2025. Open space and parks districts recognize that IPM work is necessary to protect the value of their open spaces and protect them from fire and burdensome maintenance costs. The IPM workload is increasing. From 2015 to 2019 work hours have increased by 20% (17% by staff, 32% by volunteers, 51% by contractors). Baker Tilly was not able to access work hour information since 2019, but interviews indicated that work demand has continued to increase. As discussed above the addition of two crews to support the resource management and wildland fire resiliency program will help address the increases in workload. In addition, a primary tool used to implement the IPM program is through contracted cattle and other livestock grazing where the District contracts with ranchers to conduct livestock grazing. Currently approximately 10,000 acres are managed in this way, which is fairly low intensity and consistent with historical usage in much of the District territory. The addition of the conservation grazing manager, like the resource management and wildland fire resilience crews, will be important in the success of the IPM program. Since a program update is due in 2025 work should begin now on that effort. Recommendation 35. Start work now on the budget and work plan necessary for the 2025 IPM update. The District cooperates regionally with other conservation agencies and organizations, and because the IPM expertise the District has developed is widely respected (2018 IPM Achievement Award from the California Environmental Protection Agency Department of Pesticide Regulation), it is often asked to consult with others. It has even been asked to take on mitigation projects on behalf of others both in terms of implementation and long-term monitoring. As a result, there may be some attraction – as well as some financial benefit – to the idea of establishing a consulting program for other conservation agencies, organizations and property ATTACHMENT 2 Financial and Operational Sustainability Model (FOSM) Refresh Ensuring a Sustainable Organization Baker Tilly 45 owners to provide IPM services or developing a training program that can be provided to regional agencies. Midpen prides itself on being a leader and this opportunity reflects the organization’s expertise and reputation in this area. However, it is our assessment that taking on these additional programmatic areas should be viewed as a future opportunity. In the near-term the organization runs the risk of expanding scope and shifting focus from the delivery of existing priorities. As mentioned previously in this report, Midpen has the opportunity to emphasize the in-house expertise and reputation of the natural resources team for self-regulating authority over district lands. While the decision to move in that direction requires careful consideration, legal review, and Board direction, it is prudent to maintain a focus on district stewardship as the option is evaluated. Internal/Administrative Support Finance, Budget and Analysis Finance and Budget existed as separate units within the Administrative Services service line until they were merged as part of the FY 2023-24 budget to provide a more streamlined operation. The new department has a finance supervisor to lead the finance team (formerly the finance manager) and the new budget and finance manager, who had previously only supervised the budget staff directly. With the restructuring the department lost some capacity in budget analysis work and therefore has contracted with a former employee who is knowledgeable about the District’s budget systems and process to provide additional capacity. In addition to supporting the budget and analysis team, the new manager is focused on merging the two operations into a cohesive department. Staffing levels, supplemented by contracted support as noted above, have been appropriate for the current operation. However, this review identified a need to increase support provided to some departments by streamlining activities and providing greater assistance with budget- and finance-related duties as needed. Not all departments have dedicated administrative staff to support the requests of the budget and finance operations and the requirements often demand time pulled from other operational duties. It can be inefficient when staff who do not routinely perform budget or finance-related tasks, are needed to step in. Recommendation 36. Add a budget and analysis supervisor position to lead the budget and analysis team to increase capacity to support departments, reduce the ATTACHMENT 2 Financial and Operational Sustainability Model (FOSM) Refresh Ensuring a Sustainable Organization Baker Tilly 46 span of control of the department manager, and further streamline the budget process. Recommendation 37. Convert the half-time accounting technician, currently shared with human resources, to a full-time position to better support the accounting needs of departments and build capacity to support the grants program. With the merger of the two offices occurring within the past few months, the staffing and service levels of the office should be reevaluated on an ongoing basis to determine if there are adequate levels of management analysts to provide the necessary support for the departments. The continued use of contract services to supplement staffing capacity and support special projects can have a benefit in the short term without adding additional permanent staff. The long-term staffing models allow for additional staff to be added in future years if there is a need to further expand support to the departments. Grants Management The grants program has been very successful in bringing in external grants. At the time of interviews, the program was managing twenty active grants. The grant program is highly dependent on building relationships with key partners and looking to broaden partnerships with other agencies. This effort requires significant outreach to capitalize on opportunities. The more internal work of grants management involves review of reimbursement requests. The Grants Program is supported by the Grants Program Manager, a Management Analyst II, and a Senior Grants Procurement Technician that was recently converted from a half-time position to full time. Procurement and Contracts Procurement is led by a Procurement Program Manager, a Senior Procurement Technician, and an Administrative Assistant who supports procurement half-time along with other Administrative Office duties which include staffing the front reception desk. In interviews, we heard that departments were pulled away from their primary focus to address procurement and contract issues in which individuals were less skilled. The addition of a second Senior Procurement Technician would increase much-needed support for the departments. The recommended contract management function in the new Central Services Department will bring a user perspective and further support to the administration of contracts ATTACHMENT 2 Financial and Operational Sustainability Model (FOSM) Refresh Ensuring a Sustainable Organization Baker Tilly 47 in the field. Over time, the district may wish to evaluate the benefits of moving the procurement program to Central Services. Recommendation 38. Add a Senior Procurement Technician to expand departmental support provided by the Procurement Program. Human Resources (HR) HR is adequately staffed for the current size of the district. However, the current challenges facing all employers in recruiting and retaining employees are projected to continue. According to Forbes magazine, public sector jobs, especially in state and local governments, are still below their levels from before the pandemic. This means filling positions will continue to be difficult and expanding the district workforce from the FOSM refresh, will require additional HR capacity, either contractual or permanent, to keep up with the increased workload and to ensure the district is continuing to hire and retain quality employees. In addition, investment in automated workforce planning tools that track staffing trends, support recruitment efforts, and manage staff professional development needs will greatly enhance the efficiency and effectiveness of human resources to support departments and employee with staffing needs. Such an investment also supports the department’s desire to operate in a paperless manner and align with the environmental stewardship goals of the district. The Human Resources department is led by a Human Resources Manager and supported by six full-time and one half-time (shared with finance) positions to deliver the full range of HR programs. Midpen is a growing organization, and with that comes increasing pressure on HR to support employees and managers, including with recruitments, training and professional development, labor relations and other support services. The long-term staffing model accounts for this growth over time; however, in the near-term, for the department to support the delivery of the staffing recommendations contained in this report, we recommend increasing capacity now. Recommendation 39. Add an HR analyst to support the increase in the recruitment of positions resulting from the FOSM refresh and assist with expanding succession planning activities. Recommendation 40. Convert the half-time HR technician, currently shared with finance, to a full-time position to assist with the increasing recruitment ATTACHMENT 2 Financial and Operational Sustainability Model (FOSM) Refresh Ensuring a Sustainable Organization Baker Tilly 48 support, training, and other HR needs of departments and employees. A critical area that requires attention is the expansion of succession planning activities across the organization. HR staff have initiated the process by pinpointing key personnel eligible for retirement within the next five years and have identified several areas of concern. Midpen also participates in the countywide training consortium which offers extensive training opportunities for district employees, and the talent exchange program which offers unique professional growth opportunities to develop identified skills through experiential placements in San Mateo and Santa Clara counties. In addition to these activities, the organization would benefit by offering targeted development opportunities to potential successors of positions that are likely to become vacant due to retirements. HR can support departments with succession planning efforts by helping to create individualized career plans, developing mentorship programs and tailored training initiatives, and supporting other career development opportunities that nurture talent within the organization. Recommendation 41. Expand succession planning efforts to include helping departments and employees with creating individualized career plans, developing mentorship programs and tailored training initiatives, and supporting other career development opportunities. A review of the current classification and pay structure indicates that Midpen utilizes a number of classification series that include flexibly staffed positions, such as Planner I/II, Data Analyst I/II and others, that lead to more senior level positions such as a Planner III, Capital Projects Manager III, and Resources Management Specialist III which is followed by the supervisory or lead role of a senior. This type of classification structure has many benefits and is common among local government agencies. It demonstrates progression in experience, duties, and responsibilities and offers clear career ladders for many professionals. In addition, the use of flexibly staffed positions (i.e., I/II) at the entry level of a professional series allows for promotions without the need to go through additional personnel processes and can work as an incentive for employees to stay within the organization. It also provides an opportunity to hire more qualified candidates at a higher level, when they are available. When establishing new classifications, the district should consider whether flexibly staffing those classifications would benefit the retention of employees and increase career ladder opportunities while minimizing single classification positions. ATTACHMENT 2 Financial and Operational Sustainability Model (FOSM) Refresh Ensuring a Sustainable Organization Baker Tilly 49 As the district grows and workload and staffing levels continue to expand, human resources should evaluate the option of creating a principal level position as an extension of the professional career ladders that are currently in place. As discussed in the project delivery section of this report, the senior level classification serves a critical role in the management of complex programs and projects in addition to supervising lower-level staff. The addition of a principal level position would expand supervisory capacity and reflect the high-level work needed by larger departments. Adding a principal level position to these classification series offers promotional opportunities that are consistent with peers, will encourage retention of the district’s valued employees, and, in some cases, better reflect the level of work being performed. Recommendation 42. Expand career ladders to provide staff growth and advancement opportunities that encourage attraction and retention of qualified employees and reflect the workload demands of the district. This includes at both the top and bottom ends of series classifications where levels may be missing or needed (i.e., planning, capital projects managers, natural resources, open space technicians) and the use of flexibly staffed classifications that enable promotions for qualified staff without need for additional personnel processes. Additionally, establishing a talent pipeline or internship program with local technical schools and apprenticeship programs will help in cultivating a pool of skilled workers who are knowledgeable about the opportunities for future employment at Midpen. Finally, instituting clear career ladders where they do not currently exist, including the use of flexibly staffed positions (i.e., open space technician I/II), will ensure that employees see a clear path for advancement within the organization. Recommendation 43. Utilize internships or apprenticeship programs with local schools and colleges to develop a pool of skilled workers. Training and employee development is an essential part of any succession plan. As noted above, the district participates in the San Mateo County Regional Training and Development Consortium. The consortium provides training on Business Writing, a Public Sector Lead Worker academy, Preventing Sexual Harassment for Supervisors and Managers (online), Effective Public Speaking, Introduction to Supervision, Customer Service, Time Management, Career Development and much more. By continuing to take advantage of the Consortium and ATTACHMENT 2 Financial and Operational Sustainability Model (FOSM) Refresh Ensuring a Sustainable Organization Baker Tilly 50 supporting employee participation, the district can provide on-going skills training and career development. Recommendation 44. Continue to participate in the San Mateo County Regional Training and Development Consortium for training and career development. Additionally, it was noted the district’s job descriptions do not list the current salary for the position. Listing the salary with the job description will make it easier for current and prospective employees to determine the pay for a position they might qualify for and are interested in pursuing. Presently the district has salaries in a separate location which requires prospective and current employees to search in two different places. And while the district lists annual salaries when recruiting for a position, having them on the job description will make it easier for prospective candidates – including internal prospects - to find the salary. These candidates, if interested, can then sign up on the CalOpps website to be notified when the position becomes available. This is a small but simple way to improve transparency regarding opportunities. Recommendation 45. Add salary to job descriptions that are posted online. It is important to recognize HR as a strategic partner and resource for all departments within the district. As organizations grow, HR services become more important and attracting and retaining experienced HR staff becomes more challenging. Like all public service agencies, Midpen is a people-driven organization. Incorporating the perspective of HR when contemplating organizational change or strategy contributes to long-term continued success. Information Technology Services The District has prioritized implementing an IT governance structure to promote effective planning, priority setting and accountability of district technology resources with business priorities. Growth in the technology arena has attempted to keep pace with the operational growth of the organization but IST is not always able to keep up with operational demands. The hybrid work environment, the large increase in mobile device use by field staff, and need to maintain and support the over twenty enterprise systems implemented over the past seven years are just a few examples impacting IST’s workload. Recommendation 46. Add an Applications Programs Manager to support the applications and database needs related to application enterprise systems. ATTACHMENT 2 Financial and Operational Sustainability Model (FOSM) Refresh Ensuring a Sustainable Organization Baker Tilly 51 The addition of the Senior Technologist for FY 2023-24 to implement cybersecurity projects and other complex technical projects will help with ensuring the technology infrastructure is reliable and secure and assist to reduce the backlog of existing projects. IST staff have identified a need to complete a full cybersecurity assessment to identify all cybersecurity risks facing the agency and due to lack of capacity the project continues to slip. IST has no administrative support and is currently the responsibility of the IST Manager. Purchasing and contract management are time- consuming. In addition, IST is responsible for supporting building sublets by arranging ISP services. A management analyst position would immediately help the IST Manager to offload administrative tasks and could also provide additional project management support needed in the division. Recommendation 47. Add a Management Analyst position; work with the IST Manager to define roles and responsibilities to support the IST division. The IST project list is extensive and covers three program areas (IT Program, Application (Enterprise) Program, GIS Program) to support organization-wide projects. GIS governance, resources and additional position requests should be included in the GIS Master Plan, currently under development. As the district continues to grow, impact on the demand for IST is a concern; with the expansion of support in the field offices and growth of technology tools (doubling the number of technology devices to support) IT programs will need the capacity to support all the different business operational needs, no matter the location of staff. In addition, as the demand for IST resources has grown, the type of systems and technology has also changed. The complexity of the work performed today does not always match current skill sets or job specifications. Recommendation 48. Evaluate IST job descriptions to determine if the specified skills match the current job requirements for the recruitment and hiring of qualified staff. Recommendation 49. Ensure the GIS Master Plan includes evaluation of additional resources needed to support the operational demands. ATTACHMENT 2 Financial and Operational Sustainability Model (FOSM) Refresh Ensuring a Sustainable Organization Baker Tilly 52 Public Affairs The Public Affairs department is comprised of six staff and a manager, including four public affairs specialists, a government affairs specialist, and an administrative assistant. This unit performs a number of key roles in supporting District projects and operations including facilitating and managing public engagement, providing ongoing public information and developing and managing the Districts legislative program. The team is appropriately staffed and delivers quality communication to the public utilizing a variety of channels. The team serves in a support capacity to the planning department for community engagement activities associated with major projects. The department manager reports to the General Manager. This reporting relationship offers some future opportunity in the realm of external affairs and the potential for further building partnerships with key stakeholders to advance the mission of Midpen. While no change is currently recommended, over time the potential for establishing a broader role for the public affairs team may be envisioned. The work of the government affairs specialist, the grants manager and the public affairs manager offer some opportunity for synergy and heightened coordination, especially as the District contemplates the value of greater autonomy and the related need for strong relationships regionally. Public dialogue around District projects was frequently cited in interviews as a reason that project cycle times have increased, but it was also noted that public expectations around the need for inclusion and communications have increased necessitating a greater investment in these discussions. Nevertheless the District should consider how it can manage the public input process to emphasize the need for both a thorough vetting of projects with an expectation of timeliness and closure by explaining that time does cost money. a ATTACHMENT 2 Financial and Operational Sustainability Model (FOSM) Refresh Organization Structure and Staffing Model Baker Tilly 53 Organization Structure and Staffing Model Staffing Model and Projections In projecting needed staff increases for Midpen, Baker Tilly took a two- step approach to the task. We first assessed what positions are needed to address the workload demands of the current organization. It turned out that due primarily to the environmental factors impacting the organization, discussed above, such as climate change and related impacts to the protected open spaces, the pandemic-related shifts in outdoor visitation, and the greater diversity in land holdings the District has an immediate need for additional staff which is somewhat higher than anticipated. We have reviewed these needs on a position-by-position basis in an earlier section of this report, but our estimate is that Midpen will need to add approximately 28 new positions by the end of FY 2024-25 to address existing needs. Following this adjustment, we project the District will need to grow at approximately 3% annually in terms of full-time FTE between FY2026 and FY2034. The figure below shows historical FTE growth at Midpen and what is projected over the next ten years. 0 50 100 150 200 250 300 350 20 1 2 20 1 3 20 1 4 20 1 5 20 1 6 20 1 7 20 1 8 20 1 9 20 2 0 20 2 1 20 2 2 20 2 3 20 2 4 20 2 5 20 2 6 20 2 7 20 2 8 20 2 9 20 3 0 20 3 1 20 3 2 20 3 3 20 3 4 Staff Growth Since 2012 and Projected Staff Growth to 2034 ATTACHMENT 2 Financial and Operational Sustainability Model (FOSM) Refresh Organization Structure and Staffing Model Baker Tilly 54 It is anticipated the Midpen will have roughly tripled in size between FY2012 and FY2034. While this is not particularly fast growth for a Silicon Valley “start-up” it is very fast growth for a local government! The figure below shows anticipated growth in the major Midpen organizational units over the FY2024-2034 period. Most growth will occur in Visitor and Field Services, where we anticipate the addition of approximately 71 FTE. The area with the next highest growth will be in Administrative Services, which will add 12.75 FTE, followed by Planning and Project Delivery, which is expected to add 9.0 FTE. We have not included staffing additions in the Office of General Manager and General Counsel as a part of the near-term staffing adjustments; however, overtime shifts or adjustments in these areas may be warranted and can be addressed through projected increases for internal support activities. Overall, we expect the District to add 92.75 FTE between FY2024 and FY2034. The model is designed to increase staff based on assumptions built into the staffing model, and it is designed to be flexible and should be implemented over time based on the District’s actual workloads. Historically, Midpen has averaged a 1.8% increase in acreage annually which would result in adding approximately 1,300 acres per year. In this model this level of increase translates into an increase of 6 FTE in Visitor and Field Services staffing annually. However, staffing should be added based on the timing and workload demands associated with increases. If there is no acreage added in a given fiscal year, the model would be 0 15 30 45 60 75 90 105 120 135 150 165 180 195 210 2024 2025 2026 2027 2028 2029 2030 2031 2032 2033 2034 Projected Staff Changes by Organizational Units Office of the General Manager and General Counsel Planning and Project Delivery Administrative Services Visitor and Field Services ATTACHMENT 2 Financial and Operational Sustainability Model (FOSM) Refresh Organization Structure and Staffing Model Baker Tilly 55 adjusted to account for no change. If there are 3,600 acres added in another fiscal year, the result would be that the District should plan on an additional 12 FTE to account for the increase in workload. These positions would be deployed in the areas that expand acreage and based on the needs of the departments. The Planning and Project Delivery staffing increase is based on adding one FTE for every $2 million of increased capital dollars budgeted for the fiscal year. As capital budgets increase, so does the role of the planning, engineering and construction, and natural resources roles of the organization. Administrative Services staffing increases include a .75 FTE annual increase to handle the increased workload of supporting the Midpen operations. This assumption is based on the fact that there are economies of scale in administrative services so staffing should not need to increase on a one-to-one basis as other functions grow, but this factor can be adjusted based on experience by Midpen. The increase in FTE would be utilized in the administrative functions of the operation based on current needs and workloads. This gives the organization flexibility to address needs on an annual basis. Based on the assumptions used for the staffing model, the total staffing is projected to increase by 92.75 FTE over the next ten years. This number will increase or decrease based on the actual acreage and budget changes but is a good indicator of growth necessary to keep up with Midpen’s continual growth and expansion, using actual historical trend information. ATTACHMENT 2 Financial and Operational Sustainability Model (FOSM) Refresh Implementation and Next Steps Baker Tilly 56 Implementation and Next Steps The Board and District staff are committed, engaged, and enthusiastic about the work and mission of the organization which has contributed to the success it has enjoyed. The District has experienced significant periods of growth and change over the years, most notably with the implementation of the FOSM recommendations, and can continue to thrive while implementing the changes outlined in this report. The next chapter is a further evolution of the progress achieved over the past decade. To assist the lift of original FOSM implementation the consulting firm Management Partners (merged with Baker Tilly in October 2022) provided a framework for change management that warrants revisiting. Change is hard and it takes time. It also requires careful planning, patience, and the support of leadership. There are five components to successful change management: •Planning •Defined governance •Committed leadership •Informed stakeholders, and •Aligned workforce Planning The recommendations contained in this report are the starting point. Planning for implementation requires consideration of resources, defined milestones and outcomes, prioritization, and ownership. To be effective and achieve support and buy-in, the full team should be engaged and systems should be put in place to track and monitor timely progress. Baker Tilly will provide an implementation framework that will aid the district in the implementation of the recommendations we have provided. Defined Governance The importance of clearly defined roles and responsibilities to successful change management cannot be overstated. This was a key recommendation of the original FOSM and continued focus is needed. ATTACHMENT 2 Financial and Operational Sustainability Model (FOSM) Refresh Implementation and Next Steps Baker Tilly 57 Defined governance ensures that the distinct and significant roles of both the policy-makers (Board) and executive leadership (General Manager and Assistant General Managers) are accepted and honored. The Board, leadership team, and staff each own different parts of the governance continuum. The Board provides policy level review and decision-making. This should include revising existing policies and procedures regarding Board relationships with staff. Staff are charged with implementing the vision and administering the District work plan through Board- established work plan priorities and direction. When adequate role definition, policies, and systems are in place, trust and accountability within and outside the organization result. Committing to the distinct roles will enable policy makers to focus on policy and strategic direction instead of operations and administration. Committed Leadership District leadership must ensure staff has the tools, training, and resources to complete the work and achieve the defined outcomes associated with these changes. As work becomes more complex, effective communication and efficient meeting management will be critical to success. Likewise, delegating problem solving and decision making to employees that are aligned at all levels of the organization improves workflow processing and keeps projects moving by avoiding the need to vet each decision through the executive team. Informed Stakeholders Creating and communicating a vision for how recommendations will be implemented, accompanied by a sense of urgency, enables staff to connect incremental tasks to a broader purpose. Frequent and regular communication (i.e., employee newsletter, shared calendars, joint administration and field staff events) help staff understand what is being asked of them and set a context for future directives, planning and associated action plans. Clear and frequent communication from management about how organizational changes will affect the workforce is seen as inconsistent and underdeveloped by many employees. Having District operations based in different buildings and different areas can make communication challenging without an intentional, organized effort. Aligned Workforce Workforce considerations and staffing alignment are critical components of an agency’s success. The original FOSM resulted in notable changes in ATTACHMENT 2 Financial and Operational Sustainability Model (FOSM) Refresh Implementation and Next Steps Baker Tilly 58 this area. The FOSM refresh and the recommendations contained in this report continue to ensure appropriate alignment as the organization continues to grow. Future refinement should be anticipated. Conclusion Capitalizing on the opportunities that lie ahead for Midpen requires intentional investment, flexibility within the staffing model, and a sustained focus on continuous improvement. In addition, a commitment to clear priorities, open and regular communication, and direction as well as patience and persistence is required by leaders in the organization. Change is hard. However, the ambiguity that is inherent in the midst of change can be diminished through disciplined practices that include planning (timing, training, tools, problem solving), defined governance, committed leadership, aligning the workforce, and regular communication with stakeholders. District employees reported that the mission of the agency keeps them inspired and engaged in preservation, restoration, and expanding public access opportunities. Most agencies spend decades investing in resources to establish and build employee commitment to their mission. Although significant, the recommendations contained in this report can serve to refresh the commitment to the mission to fuel the work ahead. As the Midpeninsula Regional Open Space District continues its evolution and marches toward the future, it is creating as its legacy an indelible impact on the region for generations to come. ATTACHMENT 2 Financial and Operational Sustainability Model (FOSM) Refresh Attachment A – List of Recommendations Baker Tilly 59 Attachment A – List of Recommendations Recommendation 1. Implement the recommendations of the Coastal Management Plan to support the growth of the coastal areas. Recommendation 2. Invest in continuous improvement, coordination, and training opportunities to achieve project management best practices. Recommendation 3. Evaluate options and acquire a project management tool to support Engineering and Construction in the workflow and delivery of projects. Recommendation 4. Establish criteria to determine when a project requires a public access working group and develop schedules as well as protocols for projects that require less public engagement. Recommendation 5. Identify at the earliest possible opportunity the level of community engagement required by the type of project and allocate adequate staff hours and include timing in the schedule. Recommendation 6. Recruit for two additional Planner III positions in Planning Recommendation 7. Increase overall project delivery capacity by adding another Capital Project Manager II position. Recommendation 8. Ensure that project record-keeping is current to provide legacy of long- term projects. Recommendation 9. Evaluate the level of authority required for review of board reports, contracts, agreements, and CEQA documents to ascertain if lower-level review is appropriate and will reduce review time. Recommendation 10. Modify limits to contract change order authority to expedite necessary modifications. Recommendation 11. Continue to pursue blanket permits where possible. Recommendation 12. Seek a legal opinion and Board direction regarding self-regulating authority for project entitlements. Recommendation 13. Centralize the regulatory permitting function. Utilize the in-house knowledge and expertise of natural resources to streamline the procurement and management of regulatory permits. Recommendation 14. Develop an in-house design team to address design changes, build institutional knowledge, and provide career growth opportunities more quickly. Recommendation 15. Add a Senior Capital Project Manager to provide support for an in- house design team. Recommendation 16. Solidify the project scope early in the planning process by including all departments in earliest discussions and verify at regular check-ins. Recommendation 17. Incorporate scheduling of staff time beyond completion of construction. ATTACHMENT 2 Financial and Operational Sustainability Model (FOSM) Refresh Attachment A – List of Recommendations Baker Tilly 60 Recommendation 18. Evaluate the impacts of new initiatives through a district-wide lens to carefully decide what new initiatives to take on and provide necessary resources to assist with efforts. Recommendation 19. Provide staff training to increase knowledge for new initiative areas (i.e., wildfire resiliency, ADA accessibility requirements, active transportation planning, diversity, equity and inclusion, tribal relations, and historic resource requirements). Recommendation 20. Evaluate administrative duties for the planning, natural resources, and engineering and construction departments to identify tasks that can be reassigned from project managers; hire additional support to meet the need. Recommendation 21. Evaluate the resource loading tool for Capital Improvement and Action Plan (CIAP) projects and modify as needed to capture all staff work. Recommendation 22. Conduct project close-out reviews to document time spent on each phase to present more accurate representation of length of time required by project type and establish a database of information to inform future resource loading. Recommendation 23. Establish two crews assigned to the Resource Management and Wildfire Resiliency Program. Recommendation 24. Add one property management specialist I. Recommendation 25. Establish a new Central Service Department, led by a department manager, with support from an administrative assistant, to oversee facilities maintenance, property management, fleet services, and contract management services. Recommendation 26. Rename the current Land and Facilities Department as the Land Stewardship Department. Recommendation 27. Increase the staffing capacity for facilities maintenance to align with increases in work order requests managed for district facilities. Recommendation 28. Evaluate the time required for general AO building management requirements (i.e., reception, mail and deliveries, internet set up) and staff accordingly. Recommendation 29. Hire a fleet manager that can manage the use and maintenance program for vehicles and heavy equipment. Recommendation 30. Create a new contract management function within the new central services department to support field contracts and serve as a liaison with procurement staff. Recommendation 31. Increase Ranger staffing by three (one lead and two rangers) to address current gaps. Recommendation 32. Identify and develop goals and objectives for the roles the Rangers perform related to public safety versus visitor services support reflecting on regional variations. Recommendation 33. Add a volunteer program lead to address increases in volunteer activity and plans for expansion. Recommendation 34. Develop a Volunteer Training Program and a software system to support it. ATTACHMENT 2 Financial and Operational Sustainability Model (FOSM) Refresh Attachment A – List of Recommendations Baker Tilly 61 Recommendation 35. Staff should start work now on the budget and work plan necessary for the 2025 IPM update. Recommendation 36. Add a budget and analysis supervisor position to lead the budget and analysis team to increase capacity to support departments, reduce the span of control of the department manager, and further streamline the budget process. Recommendation 37. Convert the half-time accounting technician, currently shared with human resources, to a full-time position to better support the accounting needs of departments and build capacity to support the grants program. Recommendation 38. Add a Senior Procurement Technician to expand departmental support provided by the Procurement Program. Recommendation 39. Add an HR analyst to support the increase in the recruitment of positions resulting from the FOSM refresh and assist with expanding succession planning activities. Recommendation 40. Convert the half-time HR technician, currently shared with finance, to a full-time position to assist with the increasing recruitment support, training, and other HR needs of departments and employees. Recommendation 41. Expand succession planning efforts to include helping departments and employees with creating individualized career plans, developing mentorship programs and tailored training initiatives, and supporting other career development opportunities. Recommendation 42. Expand career ladders to provide staff growth and advancement opportunities that encourage attraction and retention of qualified employees and reflect the workload demands of the district. Recommendation 43. Utilize internships or apprenticeship programs with local schools and colleges to develop a pool of skilled workers. Recommendation 44. Continue to participate in the San Mateo County Regional Training and Development Consortium for training and career development. Recommendation 45. Add salary to job descriptions that are posted online. Recommendation 46. Add an Applications Programs Manager to support the applications and database needs related to application enterprise systems. Recommendation 47. Add a Management Analyst position; work with the IST Manager to define roles and responsibilities to support the IST division. Recommendation 48. Evaluate IST job descriptions to determine if the specified skills match the current job requirements for the recruitment and hiring of qualified staff. Recommendation 49. Ensure the GIS Master Plan includes evaluation of additional resources needed to support the operational demands. ATTACHMENT 2 Page 1 FOSM Refresh Scope of Work The scope of work below would be further refined and confirmed as part of final negotiations prior to fully executing the recommended contract. If contract award is approved by the Board, these final negotiations would occur at the end of February/early March with final contract execution by end of March to commence work in April. 1) Review the Organizational Structure The current organizational structure was implement based on recommendations from the original FOSM report. This structure has been in place for approximately seven years. In light of past Midpen growth and the additional/expanded tasks and functions Midpen performs, the organizational structure needs to be revisited and reviewed for its optimal effectiveness and efficiency and, if applicable, optional improvements proposed. 2) Examine if there are existing positions that can be repurposed While reviewing the Midpen-wide and business line/departmental structures, examine existing positions for their effectiveness and alignment, and where applicable, recommend what positions to consider repurposing/reassigning or realigning. 3) Review if additional positions should report directly to the board Per the enabling legislation, Midpen has the positions of General Manager, General Counsel, and Controller report directly to the Board of Directors. Based on peer review of similar organizations in size, mission, or structure, should any additional positions report directly to the Board versus the General Manager? 4) Review assumptions and projections of the Coastal Management Plan (CMP) In light of Midpen’s significant expansion in the San Mateo County Coast over the past 5-7 years, staff developed the five-year CMP to identify near-term operational needs for coastal properties and the staffing/facility recommendations to meet these emerging needs (see attachment 4). The CMP includes specific assumptions and projections for staffing levels for the Natural Resources, Land & Facilities, Visitor Services, and Planning Departments. These assumptions need to be reviewed and, if needed adjusted, and the projections validated. In addition, these assumptions and projections should be evaluated to determine if the added capacity can also address needs in other areas of Midpen’s jurisdiction, or whether additional staffing is further needed to meet needs in these other geographic areas. 5) Review assumptions and projections of Docent and Volunteer Management Plan As part of Midpen opening additional preserves to the public, and the increased demand for docent-led hikes, volunteer efforts for certain projects, etc., Midpen developed a Docent & Volunteer Management Plan (see attachment 5). The Docent & Volunteer Management Plan has assumptions and projections for staffing levels and docent and volunteer engagement for programs managed by the Visitor Services Department. These assumptions need to be reviewed and, if needed, adjusted, and the projections validated. 6) Review if certain contracts should be insourced Midpen has outsourced certain tasks and expertise via consultants and contractors. Whereas some are more related to specialized expertise and knowledge that Midpen does not need on staff full-time, certain other tasks have grown to encompass multiple, multi-year contracts ATTACHMENT 3 Page 2 that may be able to be handled more efficiently and cost-effectively by in-house crews and staff. A large part of this work is vegetation related for restoration and fuels management and includes both initial large-scale work and ongoing annual maintenance of the initial work sites. An evaluation of the cost of these contracts, including the cost to manage the contracts, versus in-house crews and staff plus equipment, as well as the timing of the work, is requested for efficiency and effectiveness, as well as organizational integration. 7)Evaluate MAA progress and timeline to ensure delivery of commitments by 2044 In 2014, voters approved Measure AA, an authorization to issue $300 million of bonds within 30 years to accomplish the top 25 portfolios of Vision Plan projects. Approximately $80 million has been expended to date with several Measure AA Portfolios completed. An evaluation of the rate of progress in implementing the projects and completing the portfolios is warranted to confirm whether Midpen has sufficient staffing and other resources to accomplish all the commitments and expend the bond proceeds by 2044. If issues are identified, provide recommendations that will position Midpen to ensure full accomplishment per the bond schedule. 8)Evaluate Property Management, Facilities Management, and Fleet Management Programs Review the property, facilities, and fleet management programs to determine proper staffing levels, capacity and organizational structure to manage the increasing demands on these programs. Include an evaluation for expanded outsourcing versus insourcing and recommendations to cost effectively and successfully address the increasing demands. Major elements of property management for evaluation are conservation grazing and other agricultural leases, non-grazing agricultural leases, residential leases, and easement monitoring. Facilities management is limited to staff facilities and assisting the property management program. 9)Evaluate the Integrated (IPM) Pest Management Program and Wildland Fire Resiliency Program Review the IPM and the Wildland Fire Resiliency Programs to determine proper staffing levels, capacity, and organizational structure to manage the increasing demands of both programs. Include an evaluation for outsourcing versus insourcing and recommendations to cost effectively and successfully address the increasing demands. Consider that at this time, Midpen is able to secure significant grant dollars to conduct the work given heightened public concerns regarding fire risk. In an economic downtown or if other issues rise in priority, these funding streams may no longer supply Midpen with the same amount of support funding in the future. (Cal Coastal WFRP assessment review) 10)Effective deployment of organizational resources across Midpen’s geographic spread Midpen manages and operates from several locations: Administrative Office (AO) in Los Altos, Foothills Field Office (FFO) in unincorporated Santa Clara County, Skyline Field Office (SFO) at the border of San Mateo and Santa Clara County, South Area Field Office (SAO) in Campbell, and Coastal Field Outpost (CAO) near La Honda. FFO, SFO, and SAO are the most established field offices, with the SAO newly constructed. The CAO operates as a small outpost with the intent to construct a regular, full-service coastal field office at a location to be determined in the near future. Are the resources at each field office deployed ATTACHMENT 3 Page 3 effectively versus the geographic spread and demands on the Land & Facilities and Visitor Services Departments that exist within the various regions? Considering recent changes that improves videoconferencing for the field offices, and to a certain degree, from ranger vehicles, are there operational changes that Midpen can implement to maximize the deployment for each field office to address future staffing growth in the ranger and maintenance ranks? 11)Develop composite metrics for NR, L&F and VS staffing levels The Midpen has three departments that are primarily involved in the ongoing operations and maintenance of the preserves: Natural Resources, Land & Facilities, and Visitor Services. Midpen needs metrics to manage staffing level growth commensurate with acquisition of additional lands and/or opening of additional preserves or trails as well as meeting demands for resource management, fuels management, and public access management. Rather than relying on single metrics, such as miles of trails or acres managed, composite metrics need to be developed for each of the departments that include acres and miles, but also take the geographic spread, increased fuel management needs, resources management needs, increases in visitation and more intensive use sites that require more management. 12)Develop staffing growth projections for next 5, 10, and 30 years The 2015 FOSM report provided for staffing growth recommendations for the first 5 years (through 2020) and broader projections through 2045. For this update and Refresh of the FOSM, Midpen is interested in revised and refreshed staffing growth projections for the next 5 and 10 years, as well as broader projections out to 2053 to coincide with the 30-year financial model the Controller generates. 13)Review Project Delivery Process One of the recommendations coming from the original FOSM study, to develop a Project Delivery Process (PPD) in support of Measure AA project implementation, was completed by Midpen in 2016. The PPD needs to be reviewed based on the current organizational structure and workflow to evaluate if any adjustments are recommended to optimize its effectiveness. This includes optimizing how projects move from one department to another (hand-offs) as projects flow from one phase to another (i.e., early planning and design to construction), offering the right project management tools, oversight, and training to keep projects on track, on budget, and meeting deadlines, and ensuring that there is a steady flow of projects moving into construction year after year to keep internal crews consistently busy. More specific questions include: a)Do we need a central Project Management Office (PMO) coordinator? Would Midpen benefit from a centralized PMO? If so, what would be the duties and the staffing requirements to ensure enhancement to the process and a value-added coordination. b)Pipeline bottlenecks – review the PPD for any bottlenecks or opportunities to improve the efficiency. c)Do we have the right balance and scale of Natural Resources projects (capital project support vs protection and restoration of natural resources) ATTACHMENT 3 Page 4 Review the organization and workload of the Natural Resources Department. Does the current structure and allocation of projects work to support NR regulatory permitting support of Measure AA and other time sensitive capital projects versus restoration and management of natural resources, particularly as this relates to the delivery of the mission to protect and restore natural environment and to PPD efficiency and effectiveness. 14)Organizational improvements With recruitment and retention becoming more complicated in the aftermath of the pandemic, Midpen’s classification grid appears to have certain limitations that complicate recruitment and retention. a)Classification grid – review the grid structure (range and step) and provide suggestions for improvement based on best-practices. b)Standardization of classifications – review the classification grid and provide suggestions for standardization of classifications augmented with business titles to improve flexibility and expedience when classifying new positions. c)Retention and recruitment Strategies Review the recruitment process and propose strategies to enhance the recruitment process and improve retention. ### ATTACHMENT 3 BAKER TILLY • 1730 MADISON ROAD • CINCINNATI, OH 45206 • 513 861 5400 • FAX 513 861 3480 Midpeninsula Regional Open Space District Scope of Work – Recommendation Matrix Scope of Work Report Section Starting Page Related Recommendations Review the Organization Structure Ensuring a Sustainable Organization 20 Recommendations throughout the report Examine if there are existing positions that can be repurposed Ensuring a Sustainable Organization 20 Recommendations throughout the report. Positions within Land and Facilities are “repurposed” to build central services. Also see use of maintenance staff for Wildlife and Resiliency Team Review if additional positions should report directly to the Board Not applicable (N/A) N/A No additional direct reports to the Board are recommended at this time. In the longer run there may need to be a policy discussion concerning reporting for an internal auditor, but at this time this function is well in hand with the Controller. Review assumptions and projections of the Docent and Volunteer Management Plan Ensuring a Sustainable Organization – Visitor and Field Services - Visitor Services 41 See Recommendations 33-34. In addition, full implementation of the 2016-2018 Volunteer and Docent Study is recommended over time Review if certain contracts should be insourced Ensuring a Sustainable Organization – Planning and Project Delivery 30 See Recommendations 14-15. A small in-house design capability is recommended primarily for preliminary design and to improve scoping. See also Recommendation 30 on creating a contract management function Evaluate Property Management, Facilities Management, and Fleet Management programs Ensuring a Sustainable Organization – Visitor and Field Services - Land and Facilities 37 See Recommendations 25 – 29. Development of a central services function will rationalize and streamline a number of support functions Effective deployment of organizational resources across Midpen’s geographic spread Major Shifts Impacting the Organization 9 See Recommendation 1. Implementation of the Coastal Management Plan will be a major focus for the District over the next 5-10 years. Creating a Coastal Office and associated staffing will greatly improve geographic and service balance Develop composite metrics for NR, L&F, and VS staffing levels Planning and Project Delivery – Pipeline Bottlenecks and Visitor Services, Internal / Administrative Support 21; 39; 45 See Recommendations 2 -5 and 32, 36. The District needs to invest in tools to support best practice project management, and general analytical capacity across the organization to facilitate development of appropriate metrics. Also see Implementation Action Plan ATTACHMENT 4 Midpeninsula Regional Open Space District Scope of Work Recommendations Matrix Page 2 Develop staffing growth projections for next 5, 10, and 30 years Financial Analysis and Staffing Trends and Staffing Model and Projections 14; 52 The staffing model functions out to 30 years and can be used to postulate staffing additions based on the metrics used to make recommendations to 2034. However, confidence in the ability of current metrics to predict staffing needs post 2034 is very low due to the likelihood of changes to how work is accomplished and technology Review Project Delivery process Ensuring a Sustainable Organization – Planning and Project Delivery – Staffing / Review Delays / Regulatory and Permitting Requirements 26 See Recommendations 6 – 22 Project delivery is a core function of the District and a major focus of the FOSM update. Perhaps the most significant recommendation for streamlining project delivery is to consider revisiting the entitlement permitting process currently followed by the District in Santa Clara and San Mateo Counties. See discussion on pages 27- 30 and Recommendations 11 and 12 Organizational Development improvements Ensuring a Sustainable Organization – Internal/Administrative Support – Human Resources and Information Technology 47 See Recommendations 40 – 46. Many of these recommendations concern succession planning and career development. Due to MidPen’s specialized nature it must develop a majority of staff for advancement internally, making these improvements a high priority. ATTACHMENT 4 Midpeninsula Regional Open Space District Financial and Operational Sustainability Model (FOSM) Refresh Draft Implementation Action Plan January 2024 ATTACHMENT 5 Making the Most of the Draft Implementation Action Plan BakerTilly has developed this draft Implementation Action Plan to assist the Midpeninsula Regional Open Space District (Midpen) with the phasing and scheduling of 49 recommendations in the project report. That report sets forth the analysis leading to each recommendation. The work involved in implementing the recommendations will need to be integrated into the other work of the departments and divisions tasked with their completion, along with appropriate assignments of responsibility and with identification of specific planned completion dates. The draft Action Plan begins that process with guidance about a recommended priority assignment. Priority 1 recommendations are those that we believe are the most important to accomplish without delay or are easy to accomplish. Priority 2 have less importance in the near term or have an added element of complication to complete or require a significant amount of resources (perhaps internal and external) to assist with completion. Priority 3 are the least urgent to complete, either because they require action by a third party over which Midpen has no direct control, or due to complexity, or their relative importance to district goals. We suggest that you use this document to prepare a final Action Plan for Midpen. In doing so, the management team will need to identify specific target dates for completing implementation activities associated with each recommendation. Additionally, you may want to modify the described activities for implementing an individual recommendation based on internal knowledge of what will be required for completion or adjust the assignment of responsibility based on pending or future workload or other considerations. Where a draft task calls for an event to occur “regularly” or with a pre-set frequency (e.g., quarterly, monthly) you’ll want to assure that your implementing procedure or policy is written to accomplish that objective. Prudent implementation of most recommendations will require “circling back” after the work of implementation has begun to fine-tune the work or the milestones based on experience. This step is not explicitly called out for each recommendation, however, assessing the progress of implementation (via “circling back”) should be a part of your normal management system. We would be happy to set up a consultation with you to support the conversion of this draft into the implementation Action Plan you can use to manage. To turn this draft into the Action Plan that is used to manage implementation, replace the column titled “Priority” with actual completion dates. Target dates can be specific (e.g., September 1) or by month or quarter (e.g., 3Q 2023), as appropriate to the individual action. All of the work to implement the strategies is in addition to the normal work of involved city staff. BakerTilly has staff associates who are experienced in implementing many of the actions identified in this report. We will welcome the opportunity to assist you in doing so, and in any case, we remain available to consult with you in whatever way we can be helpful. Please do not hesitate to contact Andy Belknap at (805) 320-1702 or andy.belknap@bakertilly.com or Michelle New at (925) 989-4814 or michelle.new@bakertilly.com if we can be of assistance. The discipline of successful project planning is basic to successful execution of the work ahead. We hope that you find the draft Action Plan useful in that regard. ATTACHMENT 5 Draft Implementation Action Plan Baker Tilly 1 Rec No. Recommendation Implementation Steps Priority1 Person Responsible2 Comments 1 Implement the recommendations of the Coastal Management Plan to support the growth of the coastal areas. • Review and prioritize the recommendations of the Coastal Management Plan . • Identify staffing and budget resources needed for each recommendation. • Assign lead responsibility for each recommendation to District staff members. 2 Invest in continuous improvement, coordination, and training opportunities to achieve project management best practices. • Conduct a comprehensive review and evaluation of current project delivery processes and practices. • Identify and document training opportunities, ways to streamline processes, and tools that would enhance information sharing. • Determine any gaps that exist between staff’s project management abilities and District standards. 3 Evaluate options and acquire a project management tool to support Engineering and Construction in the workflow and delivery of projects. • Research potential project management tools. • Evaluate the functionality of options to determine the optimal solution for the range of District projects. • Assess the feasibility of housing the project management tool in the Assistant General Manager’s office. 4 Establish criteria to determine when a project requires a public access working group and develop schedules as well as protocols for projects that require less public engagement. • Document the different levels of public engagement that might be needed for various types of projects. • Develop and document criteria to determine the types of projects that require each level of public engagement (based on size, type, complexity, public interest, etc.). • Document schedules and specify protocols for each level of public engagement requirement. 5 Identify at the earliest possible opportunity the level of community engagement required by the type of project and allocate adequate staff hours and include timing in the schedule. • Adopt the practice of adding the following steps in each project scoping phase: o Determine and specify the level of community engagement required. o Document the resources needed for community outreach. o Work the engagement efforts into the project schedule. 1Priority 1: Important to accomplish without delay and/or easy to accomplish. Priority 2: Second tier of importance to accomplish and/or may involve some complexity or time to complete Priority 3: Least urgent to complete and/or may take longer to set-up or to execute 2To establish clear accountability there should be a single manager assigned responsibility for completing implementation of each recommendation. Where more than one manager is identified in this column, responsibility should be clarified when the Final Action Plan is prepared. ATTACHMENT 5 Draft Implementation Action Plan Baker Tilly 2 Rec No. Recommendation Implementation Steps Priority1 Person Responsible2 Comments 6 Recruit for two additional Planner III positions in Planning • Obtain budget and approval to hire. • Review and update (as applicable) the job description for the planner III position. • Advertise position. • Review and interview top candidates. • Offer position and finalize paperwork. • Clarify change of duties and reporting relationships of affected positions . 7 Increase overall project delivery capacity by adding another Capital Project Manager II position. • Obtain budget and approval to hire. • Review and update (as applicable) the job description for the capital project manager II position. • Advertise position. • Review and interview top candidates. • Offer position and finalize paperwork. • Clarify change of duties and reporting relationships of affected positions . 8 Ensure that project record-keeping is current to provide legacy of long-term projects. • Review current record-keeping practices. • Document record-keeping protocols for long-term projects. • Communicate the purpose and objectives of the record-keeping protocols to staff. 9 Evaluate the level of authority required for review of board reports, contracts, agreements, and CEQA documents to ascertain if lower-level review is appropriate and will reduce review time. • Research best practices for levels of authority. • Determine which project-related decisions and reviews can be made at a lower level than the General Manager and Board. • Revise levels of authority, as applicable, in the interest of reducing overall review times. 10 Modify limits to contract change order authority to expedite necessary modifications. • Research contract change order authority limits in place at peer agencies. • Modify the limits so that contract change orders can be reviewed and approved at a lower level in the interest of avoiding any extensions to project timelines. • Communicate the purpose and objectives of the lower authority limits to staff. • Clarify change of duties and responsibilities of affected positions. 11 Continue to pursue blanket permits where possible. • Engage Santa Clara and San Mateo counties in a dialog regarding permitting arrangements. • Identify the types of projects that would be eligible for blanket permits. • Prepare a draft agreement that outlines the scope, criteria, and process of obtaining blanket permits. • Negotiate the terms and conditions of the agreement with the county officials. • Finalize and sign the agreement and establish a communication protocol for future projects. ATTACHMENT 5 Draft Implementation Action Plan Baker Tilly 3 Rec No. Recommendation Implementation Steps Priority1 Person Responsible2 Comments 12 Seek a legal opinion and Board direction regarding self-regulating authority for project entitlements. • Contact a reputable lawyer who specializes in land use and environmental law and ask for their advice on how to obtain self-regulating authority for project entitlements. • Review the relevant statutes, regulations, and case law that govern the District's jurisdiction and authority over its projects and identify any potential legal barriers or challenges. • Prepare a draft proposal that outlines the benefits and rationale of self-regulating authority for project entitlements, such as faster project delivery, reduced costs, improved environmental outcomes, and enhanced public trust. • Present the draft proposal and the legal opinion to the Board of Directors. Solicit feedback and input from the Board members and address any questions or concerns they may have. • Seek cooperation and support for more flexible permitting arrangements concerning District projects from the counties. 13 Centralize the regulatory permitting function. Utilize the in-house knowledge and expertise of natural resources to streamline the procurement and management of regulatory permits. • Hire and onboard the Permit Specialist (see the recommended near -term staffing recommendations in the executive summary of the report) • Develop a centralized database and workflow system to track, manage and report on the status of permits and related activities. • Implement standardized procedures and guidelines for permit preparation, submission, review and approval, based on best practices and regulatory requirements. • Provide training and support to staff and stakeholders on the centralized permitting process and system, as well as the roles and responsibilities of each party. 14 Develop an in-house design team to address design changes, build institutional knowledge, and provide career growth opportunities more quickly. • Add a senior capital project manager to the in-house design team (see Recommendation 15) • Create an eligible consultant pool to engage as needed, until the new in-house design team is established. 15 Add a Senior Capital Project Manager to provide support for an in-house design team. • Obtain budget and approval to hire. • Review and update (as applicable) the job description for the senior capital project manager position • Advertise position. • Review and interview top candidates. • Offer position and finalize paperwork. • Clarify change of duties and reporting relationships of affected positions . 16 Solidify the project scope early in the planning process by including all • Adopt the practice of specifying all departments that will be involved in a project early in the planning process. ATTACHMENT 5 Draft Implementation Action Plan Baker Tilly 4 Rec No. Recommendation Implementation Steps Priority1 Person Responsible2 Comments departments in earliest discussions and verify at regular check-ins. • Ensure all specified departments are included in the earliest meetings where project planning and scope are discussed, as well as regular project check-in meetings. 17 Incorporate scheduling of staff time beyond completion of construction. • Create an inventory of the types of staff resources that are needed beyond completion of construction (e.g., ongoing monitoring, mitigation, upkeep, tenant improvements, etc.). • Adopt a practice of determining the types of staff resources that will be needed beyond construction completion, during the project planning phase. 18 Evaluate the impacts of new initiatives through a district-wide lens to carefully decide what new initiatives to take on and provide necessary resources to assist with efforts. • Review the list of new initiatives that have been presented since the adoption of the FOSM. • Identify staffing, budget, and other resources that would be needed for each initiative. • Prioritize the new initiatives, based on feasibility and district-wide impacts. 19 Provide staff training to increase knowledge for new initiative areas (i.e., wildfire resiliency, ADA accessibility requirements, active transportation planning, diversity, equity and inclusion, tribal relations, and historic resource requirements). • Identify which trainings for new initiatives could be done by in-house experts. • Develop training materials for each new initiative. • Communicate the purpose and objectives of the training to staff. • Set a schedule to conduct the training sessions. • For initiatives that cannot be trained in-house, research the availability of third-party trainers. 20 Evaluate administrative duties for the planning, natural resources, and engineering and construction departments to identify tasks that can be reassigned from project managers; hire additional support to meet the need. • Conduct a workload assessment to identify administrative tasks that are currently performed by planning, natural resources, and engineering and construction staff (e.g., quarterly budget updates, procurement, invoicing, electronic records management, planning of community engagement activities). • Estimate the time needed to adequately support the identified administrative tasks. • Determine whether the District should hire additional support staff. 21 Evaluate the resource loading tool for Capital Improvement and Action Plan (CIAP) projects and modify as needed to capture all staff work. • Review the current resource loading tool and identify its strengths and weaknesses comparing the tool with other similar tools used by other organizations. • Solicit feedback from the staff who use the tool or are affected by its results . • Identify the gaps, issues and opportunities for improvement in the tool. • Develop a plan to address the identified needs and implement the changes . • Test and validate the modified tool and ensure its accuracy and reliability. • Train and communicate with the staff on how to use the modified tool. ATTACHMENT 5 Draft Implementation Action Plan Baker Tilly 5 Rec No. Recommendation Implementation Steps Priority1 Person Responsible2 Comments 22 Conduct project close-out reviews to document time spent on each phase to present more accurate representation of length of time required by project type and establish a database of information to inform future resource loading. • Schedule project close-out review meetings to occur upon the completion of each project. • Communicate the purpose and objectives of the close-out review meetings to staff. • Review and document the actual amount of time spent on each phase of the project . • Create a comprehensive database with historical data of time spent on each project phase by project type. 23 Establish two crews assigned to the Resource Management and Wildfire Resiliency Program. • Add the staff required to form two resource management and wildlife resiliency crews (i.e., two field resource specialists and two lead open space technicians). • Review and update (as applicable) the job descriptions for the positions. • Advertise positions. • Review and interview top candidates. • Offer positions and finalize paperwork. • Clarify change of duties and reporting relationships of affected positions. 24 Add one property management specialist I. • Obtain budget and approval to hire. • Review and update (as applicable) the job description for the property management specialist I position. • Advertise position. • Review and interview top candidates. • Offer position and finalize paperwork. • Clarify change of duties and reporting relationships of affected positions . 25 Establish a new Central Service Department, led by a department manager, with support from an administrative assistant, to oversee facilities maintenance, property management, fleet services, and contract management services. • Engage key stakeholders, including current staff, leadership, and affected departments, to gather insights and concerns about the proposed new department. • Obtain budget and approval to hire the new department staff. • Develop a communication plan to inform employees, stakeholders, and the community about the proposed new department and its benefits. • Develop a detailed plan outlining the steps, timeline, and responsible parties for the transition. • Review and update (as applicable) the job descriptions. • Advertise positions. • Review and interview top candidates. • Offer positions and finalize paperwork. • Assign the new department manager to report to the Assistant General Manager for Visitor and Field Services, and the administrative assistant to report to the department manager. Ensure coordination and communication with current managers and staff of the functions to be moved throughout the process. ATTACHMENT 5 Draft Implementation Action Plan Baker Tilly 6 Rec No. Recommendation Implementation Steps Priority1 Person Responsible2 Comments • Reassign facilities, property, fleet, and contract management staff to the new department. • Clarify change of duties and reporting relationships of affected positions. • Develop strategies to ensure that ongoing projects, services, and commitments are smoothly transitioned without disruption. • Schedule regular meetings throughout the first year to review department performance and discuss issues with the new organization structure. 26 Rename the current Land and Facilities Department as the Land Stewardship Department. • Rename the department. • Communicate the purpose of renaming the department to District staff. • Make the clerical change to the department name wherever it is currently posted (e.g., District documents and website). 27 Increase the staffing capacity for facilities maintenance to align with increases in work order requests managed for district facilities. • Conduct a workload assessment to quantify the number of work orders that are currently handled by the facilities maintenance staff and contractors. • Hire an additional facilities maintenance specialist to support the maintenance needs in field offices and other facilities, if warranted. 28 Evaluate the time required for general AO building management requirements (i.e., reception, mail and deliveries, internet set up) and staff accordingly. • Inventory and assess the workload of tasks associated with general AO building management (e.g., front desk reception, delivery acceptance, mail distribution). • Create a position to serve a general building management role, if warranted. 29 Hire a fleet manager that can manage the use and maintenance program for vehicles and heavy equipment. • Obtain budget and approval to hire. • Review and update (as applicable) the job description for the fleet manager position. • Advertise position. • Review and interview top candidates. • Offer position and finalize paperwork. • Clarify change of duties and reporting relationships of affected positions . 30 Create a new contract management function within the new central services department to support field contracts and serve as a liaison with procurement staff. • Include a contract management function in the new central services department (see recommendation 26) to support visitor and field services and serve as a liaison between field and procurement teams. • Staff the centralized contract management function. • Clarify change of duties and reporting relationships of affected positions. 31 Increase Ranger staffing by three (one lead and two rangers) to address current gaps. • Obtain budget and approval to hire. • Review and update (as applicable) the job descriptions for the lead ranger and ranger positions. ATTACHMENT 5 Draft Implementation Action Plan Baker Tilly 7 Rec No. Recommendation Implementation Steps Priority1 Person Responsible2 Comments • Advertise positions. • Review and interview top candidates. • Offer positions and finalize paperwork. • Assign staff based on workload and coverage demands. • Clarify change of duties and reporting relationships of affected positions . 32 Identify and develop goals and objectives for the roles the Rangers perform related to public safety versus visitor services support reflecting on regional variations. • Research ranger roles, duties, and responsibilities at peer agencies. • Hold a meeting with appropriate District staff to explore and understand the ranger role. • Analyze and assess the optimal balance for District rangers between public safety and visitor service provision. • Discuss and establish response and scheduling standards , to help inform placement and number of staff. 33 Add a volunteer program lead to address increases in volunteer activity and plans for expansion. • Obtain budget and approval to hire. • Review and update (as applicable) the job descriptions for the volunteer program lead position. • Advertise position. • Review and interview top candidates. • Offer position and finalize paperwork. • Clarify change of duties and reporting relationships of affected positions. 34 Develop a Volunteer Training Program and a software system to support it. • Relocate the volunteer opportunities page to a central, easy-to-find location on the District’s homepage. • Research the types of software products available and in place at peer agencies that can support the District’s Volunteer Training Program. • Determine which software will best meet the needs of the District. • Purchase and implement software. • Train appropriate District employees on the use of the new volunteer management tool. 35 Staff should start work now on the budget and work plan necessary for the 2025 IPM update. • Assign staff in the natural resources and land management departments to begin updating the IPM Plan. • Review IPM workload data to help inform needed budget and staffing resources. • Review livestock grazing contacts to determine whether they need to be renewed. 36 Add a budget and analysis supervisor position to lead the budget and analysis team to increase capacity to support departments, reduce the span • Obtain budget and approval to hire. • Review and update (as applicable) the job description for the supervisor position. • Advertise position. ATTACHMENT 5 Draft Implementation Action Plan Baker Tilly 8 Rec No. Recommendation Implementation Steps Priority1 Person Responsible2 Comments of control of the department manager, and further streamline the budget process. • Review and interview top candidates. • Offer position and finalize paperwork. • Clarify change of duties and reporting relationships of affected positions. 37 Convert the half-time accounting technician, currently shared with human resources, to a full-time position to better support the accounting needs of departments and build capacity to support the grants program. • Update the accounting technician job description (as applicable). • Communicate the purpose and objectives to converting this position to full-time. • Assess the interest and availability of the incumbent to working full-time. • Fill the full-time position with the incumbent, or through reassignment/attrition. See recommendation 39. 38 Add a Senior Procurement Technician to expand departmental support provided by the Procurement Program. • Obtain budget and approval to hire. • Create the job description for the senior procurement technician position. • Advertise position. • Review and interview top candidates. • Offer position and finalize paperwork. • Clarify change of duties and reporting relationships of affected positions. 39 Add an HR analyst to support the increase in the recruitment of positions resulting from the FOSM refresh and assist with expanding succession planning activities. • Obtain budget and approval to hire. • Review and update (as applicable) the job description for the HR analyst position. • Advertise position. • Review and interview top candidates. • Offer position and finalize paperwork. • Clarify change of duties and reporting relationships of affected positions. 40 Convert the half-time HR technician, currently shared with finance, to a full- time position to assist with the increasing recruitment support, training, and other HR needs of departments and employees. • Update the HR technician job description (as applicable). • Communicate the purpose and objectives to converting this position to full -time. • Assess the interest and availability of the incumbent to working full-time. • Fill the full-time position with the incumbent, or through reassignment/attrition. See recommendation 37. 41 Expand succession planning efforts to include helping departments and employees with creating individualized career plans, developing mentorship programs and tailored training • Identify the competencies and technical skills needed for each position. • Distribute the list of competencies and technical skills to the appropriate employee s. • Have each supervisor meet with his/her direct reports to: a) review the list of competencies and technical skills, b) assess the employee’s need for training, c) discuss professional and career goals, and, c) develop a training and development plan tailored to each individual. ATTACHMENT 5 Draft Implementation Action Plan Baker Tilly 9 Rec No. Recommendation Implementation Steps Priority1 Person Responsible2 Comments initiatives, and supporting other career development opportunities. • Set a schedule for supervisors to review the progress on the plans with their direct reports on a regular basis. • Establish a mentorship program that matches employees with experienced mentors who can provide guidance, feedback, and support for career development. • Create a database of internal and external training opportunities that are relevant to the competencies and technical skills required for each position. • Promote the availability of the database and encourage employees to explore and apply for the training opportunities that suit their needs and interests. • Provide financial and logistical support for employees who participate in the training opportunities, such as reimbursement, leave, travel, etc. 42 Expand career ladders to provide staff growth and advancement opportunities that encourage attraction and retention of qualified employees and reflect the workload demands of the district. • Conduct a comprehensive analysis of the current and future workforce needs of the district, including the skills, competencies and qualifications required for each position. • Identify the existing career paths and progression opportunities for each job category, and assess the gaps, barriers and challenges that limit staff mobility and development. • Design and implement a career ladder framework that defines the levels, roles and responsibilities of each job category, and establishes clear and transparent criteria and processes for promotion and advancement. • Provide adequate resources and support for staff training, mentoring, coaching and feedback, to help them acquire the necessary skills and competencies for their current and desired positions. 43 Utilize internships or apprenticeship programs with local schools and colleges to develop a pool of skilled workers. • Determine the benefits of a partnership with local schools and colleges. • Research possible internship and apprenticeship opportunities. • Identify the relevant staff at the local schools and colleges with whom to discuss a potential partnership. • Reach out the identified staff members and discuss the creation of an internship/mentoring or other program. • Collaborate with local schools and colleges to develop a program and cultivate a pool of skilled workers. 44 Continue to participate in the San Mateo County Regional Training and Development Consortium for training and career development. • Continue to promote on-going skills training and career development to staff. • Continue to support and encourage employee participation in the San Mateo County Regional Training and Development Consortium. ATTACHMENT 5 Draft Implementation Action Plan Baker Tilly 10 Rec No. Recommendation Implementation Steps Priority1 Person Responsible2 Comments 45 Add salary to job descriptions that are posted online. • Modify the job description layout/template to add a space for salary ranges. • Edit each job description to include salary ranges. 46 Add an Applications Programs Manager to support the applications and database needs related to application enterprise systems. • Obtain budget and approval to hire. • Create the the job description for the applications program manager position. • Advertise position. • Review and interview top candidates. • Offer position and finalize paperwork. • Clarify change of duties and reporting relationships of affected positions. 47 Add a Management Analyst position; work with the IST Manager to define roles and responsibilities to support the IST division. • Obtain budget and approval to hire. • Review and update (as applicable) the job description for the management analyst position. • Advertise position. • Review and interview top candidates. • Offer position and finalize paperwork. • Clarify change of duties and reporting relationships of affected positions. 48 Evaluate IST job descriptions to determine if the specified skills match the current job requirements for the recruitment and hiring of qualified staff. • In coordination with human resources, review all IST job descriptions. • Compare the job duties and skill requirements identified in the job descriptions with the complexity of the work currently being performed. • Determine whether the job descriptions need to be updated to more closely match actual job requirements. • Update accordingly, share with staff and post on the website. 49 Ensure the GIS Master Plan includes evaluation of additional resources needed to support the operational demands. • Review the GIS Master Plan, which is currently under development. • Confirm the extent to which the GIS Master Plan includes requests for additional staffing and other resources to support the District’s growth and increased demand for IST services. ATTACHMENT 5 December 5, 2023 Board Meeting 23-34 SPECIAL MEETING BOARD OF DIRECTORS MIDPENINSULA REGIONAL OPEN SPACE DISTRICT Tuesday, December 5, 2023 The Board of Directors conducted this meeting in accordance with California Government Code section 54953. DRAFT MINUTES SPECIAL MEETING OF THE BOARD OF DIRECTORS OF THE MIDPENINSULA REGIONAL OPEN SPACE DISTRICT President Kishimoto called the special meeting of the Midpeninsula Regional Open Space District to order at 9:30 a.m. ROLL CALL Members Present: Jed Cyr, Craig Gleason, Karen Holman, Yoriko Kishimoto, Margaret MacNiven, and Curt Riffle Director Holman announced that she is participating in the meeting via teleconference using the AB 2449 the “just cause” exemption due to illness. Members Absent: Zoe Kersteen-Tucker Staff Present: General Manager Ana Ruiz, General Counsel Hilary Stevenson, Controller Mike Foster, Assistant General Manager Susanna Chan, Assistant General Manager Brian Malone, Chief Financial Officer/Director of Administrative Services Stefan Jaskulak, District Clerk/Assistant to the General Manager Maria Soria, Executive Assistant/Deputy District Clerk Loana Lumina-Hsu, Budget & Finance Manager Rafaela Oceguera, Engineering & Construction Manager Jason Lin, Grants Program Manager Deborah Hirst, Human Resources Manager Candice Basnight, Information Systems & Technology Manager Casey Hiatt, Land & Facilities Manager Brandon Stewart, Natural Resources Manager Kirk Lenington, Planning Manager Jane Mark, Procurement Program Manager Sarah Araya, Public Affairs Manager Kori Skinner, Real Property Manager Allen Ishibashi, Chief Ranger/Visitor Services Manager Matt Anderson, and Finance Supervisor Miranda Shum President Kishimoto announced this meeting is being held in accordance with Government Code section 54953. The public has the opportunity to comment on the agenda, and the opportunity to Meeting 23-34 Page 2 listen to this meeting through the internet or via telephone. This information can be found on the meeting agenda, which was physically posted at the District’s Administrative Office, and on the District website. ADOPTION OF AGENDA Motion: Director MacNiven moved, and Director Cyr seconded the motion to adopt the agenda. ROLL CALL VOTE: 6-0-0 (Director Kersteen-Tucker absent.) President Kishimoto stated that the FYI memo on the Progress Update on Measure AA Commitments will be heard ahead of Agenda Item #2. BOARD BUSINESS 1. 2023 Environmental Scan and Fiscal Year 2024-25 Strategic Plan Goals and Objectives (R-23-140) General Manager Ana Ruiz provided opening remarks stating that annually in December, staff engages with the Board of Directors to think strategically and review challenges, opportunities, and emerging issues for the upcoming fiscal year. The discussion begins with an environmental scan, collaboratively prepared by staff, that then leads into a review and refinement of the strategic plan goals and objectives to ensure optimal positioning for the year ahead. Chief Financial Officer Director of Administrative Services Stefan Jaskulak presented the Environmental Scan Report and described the purpose and process used to develop the annual environmental scan. Mr. Jaskulak described the key themes of the environmental scan, which area: operations and staffing; economy and finances; society, politics and environmental/ regulatory; and technology and innovation. He proceeded to analyze each category providing a comprehensive review of the strengths, challenges, and the opportunities. Director Gleason commented that the environmental scan summary states the importance of creating intentional opportunities for staff to connect with the mission and purpose of their work. He inquired what measures are already in place to facilitate this connection, and what additional ideas can be explored to enhance it in the future. Ms. Ruiz stated that there are efforts such as “joint workdays” where staff from various offices collaborate on outdoor field projects. Additionally, there have been hiking events for both office and field staff, fostering a connection with the land and promoting team building. Events like Staff Recognition Day and Volunteer Recognition Day celebrate the team's efforts. Furthermore, staff are also invited to engage in community events to connect with both the community and to raise awareness of the District’s mission. To build on these, existing initiatives can be enhanced such as through the expansion/continuation of lunch-and-learn events. In addition, to support wellness and mental health, new mental health benefits can be explored, such as providing subsidies for out-of-work activities that promote physical and mental well-being. Director Gleason suggested that staff should explore the District's open spaces, as well as other open spaces as a user and bring back ideas on how to enhance offerings and learn from other agency experiences and practices. Meeting 23-34 Page 3 Land & Facilities Manager Brandon Stewart stated that his staff annually visit new trail construction projects that occur on sister agency lands. Additionally, as part of the winter storm preparation, they conduct thorough trail checks where staff adopts a visitor's perspective. The goal is to experience the trails as users do to foster a deep understanding of how our trail work is experienced by our preserve visitors. Director Gleason inquired if biodiversity should be included as a key topic of discussion. Ms. Ruiz responded that it can be added. Director Riffle requested an updated on the District's progress in attracting talent, whether it is improving or facing concerning challenges, as well as how competitive the District is in attracting new talent as compared to other conservation agencies and non-profits. Director Riffle emphasized the need for further discussion on how to improve the District’s political influence, and raised the question of how the District can drive its own future rather than depend on others. He also acknowledged the importance of partnerships, noting that partnerships are crucial for success, stating that he sees these as both opportunities and challenges. President Kishimoto commented on the need to improve the connection between administrative office staff (AO) and field staff. She suggested regular quarterly interactions to foster connections, suggesting in-person brown bag lunches where field staff can also present to AO staff on topics that relate to field operations. President Kishimoto suggested updating the Strategic Plan, which was established in 2011, to reflect District priorities. She noted that the current discussion has highlighted the consideration for a greater emphasis on public enjoyment and education. Mr. Jaskulak stated that in 2018, staff revamped the Strategic Plan categories into four. This restructuring aligns with the four capital programs outlined in the budget book, establishing a direct connection between the Strategic Plan Goals and Objectives and the Action Plan. This allows for direct tracking of goals, objectives, and projects, and demonstrates that the projects are indeed reflecting and furthering the approved goals and objectives. Controller Mike Foster suggested considering partnerships as not just in terms of what others can do for the District, but as opportunities to support others through financial contributions to expand the District’s impact and goals. While time and staff resources may be limited, leveraging available funds could be a strategic approach. Director Gleason inquired about the process to expand the Grantmaking Program, expressing interest in making it more substantial. He mentioned Mr. Foster’s suggestion of assisting smaller partners and emphasized the potential positive impact of expanding the program. Ms. Ruiz stated that the Grantmaking Program will be brought to the Board as a Study Session next year or early the following year, with a focus on potential improvements, enhancements, changes, including funding contributions, cycles, and outreach. Public comment opened at 10:19 a.m. Meeting 23-34 Page 4 District Clerk Maria Soria reported there were no public speakers for this item. Public comment closed at 10:19 p.m. Assistant General Manager Brian Malone reviewed the process used to develop the District’s Strategic Plan. The Strategic Plan goals are structured around broad categories. The Capital Improvement and Action Plan is structured to be aligned with these categories. The Strategic Plan goals provide direction on the projects, and projects are directly linked with the Strategic Plan objectives. Mr. Malone reviewed the draft FY24-25 Strategic Plan Goals and Objectives and suggested staff changes. Director Riffle stated that the current structure of the Strategic Plan aligns well with the District’s mission and appreciates the reorganization efforts made by staff a few years ago, and while he is open to refinements, he is generally comfortable with the existing structure. Director Cyr echoed Director Riffle’s sentiments regarding the structure of the Strategic Plan. He emphasized that making annual edits allows the plan to respond to changes observed over time. Director Gleason commented that his intention is not to change the language in Goal 1, but suggested keeping an open mind for creative discussions and exploring whether there might be missing partners in certain cases. Director Holman agreed with Director Gleason on the importance of developing new partners and expressed that the District is seen as an organization that can provide funding support. She also highlighted the diverse collaborative roles that different organizations can play. The Board provided edits to the FY24-25 Strategic Plan Goals and Objectives. Public comment opened at 11:48 a.m. Ms. Soria reported there were no public speakers for this item. Public comment closed at 11:48 a.m. The Board recessed at 11:49 a.m. and reconvened at 12:17 p.m. with all Directors present, except Director Riffle. Director Riffle returned to the meeting at 12:18 p.m. Mr. Malone reviewed the proposed edits to the FY25 Strategic Plan Goals and Objectives. Public comment opened at 12:33 p.m. Ms. Soria reported there were no public speakers for this item. Public comment closed at 12:33 p.m. Motion: Director Riffle moved, and Director MacNiven seconded the motion to approve the Fiscal Year 2024-25 (FY25) Strategic Plan Goals and Objectives, as modified below. Meeting 23-34 Page 5 Goal 1 Objective 3 - Take a leadership role in advocating for environmental protection goals by building and strengthening relationships with legislators and other elected officials. Goal 2 Protect the positive environmental and biodiversity values of open space and agricultural lands. Objective 2 - Protect and restore the natural environment and implement wildlife corridors to preserve healthy natural systems and biodiversity. Objective 3 - Lead by example to reduce the impact of climate change; implement the Climate Action Plan to reduce operational emissions, expand regional landscape resiliency through partnerships, protect the capacity for long-term carbon storage of open space lands, and pursue climate change adaptation strategies to protect viable populations of local native species. Goal 3 Connect people to open space and agriculture lands, and a regional environmental protection vision. Objective 2 – Implement diversity, equity, and inclusion (DEI) strategies to build and strengthen partnerships, increase broad and inclusive public outreach and engagement, engage tribal groups in the District’s work, and instill DEI values across all levels of the organization. Objective 3 – Expand opportunities, including multimodal options, to equitably connect people to their public open space preserves and enhance the visitor experience in balance with the protection of natural resources. Objective 4 – Develop strategies to reflect the diverse communities we serve in the District’s visitors, staff, volunteers, and partners. Goal 4 Objective 1 – Provide the necessary resources, tools, training, staff facilities, and infrastructure, including technology upgrades and capacity building. Objective 2 – Effectively and efficiently deliver Vision Plan projects and priority initiatives by implementing recommendations in the updated 2023 financial and operational sustainability model to guide operational growth and areas of focus. Objective 6 – Ensure the District remains competitive in the labor market and able to recruit, develop, and retain diverse and talented staff to implement the mission. Pursue opportunities to enhance professional development training and career ladders to strengthen our organizational capacity and succession planning efforts. ROLL CALL VOTE: 6-0-0 (Director Kersteen-Tucker absent.) INFORMATIONAL MEMORANDA • Progress Update on Measure AA Commitments Assistant General Manager Susanna Chan provided an update on the Progress of the Measure AA (MAA) Commitments. Ms. Chan stated that the District started using MAA funds in 2014 and this year marks the completion of the ninth year of funding. She stated that there are two Meeting 23-34 Page 6 ways to assess the progress through project delivery and to review the expenditures. The portfolio completion range is estimated between 40.1% and 46.1%. The net bond spend is between 29.0% and 29.2% or between 36.81% and 39.40% if grants and interest income are excluded. Ms. Chan stated that this aligns well with the 9-year span reflected in the analysis through end of the FY23, through the 30-year MAA timeframe. Ms. Chan indicated that the District is meeting its commitments. Out of a total 53 projects, 17 projects have been completed, and 33 are currently in progress, 2 projects have been deferred due to external factors beyond the District’s control, while one project has been canceled as it was no longer necessary. Ms. Chan continued to review the related accomplishments since MAA’s inception in 2014. Director Gleason inquired of the 31.4 miles of trails that were built, how many of those miles were built by staff. Ms. Chan stated that she did not have the information readily available but will follow-up with those details. President Kishimoto expressed that she would like to see more of the fish passage projects and the rerouting of the quarry trail in Rancho San Antonio added to the optional projects list. Ms. Chan commented that the rerouting of the quarry trail was not listed as optional but would confirm. 2. Informational Discussion of the Following Two Board-Selected Topics Ms. Ruiz reported that during the Special Board Meeting on November 14, 2023, the Board of Directors expressed interest in eight topics for potential future discussion. Directors were then given the opportunity to rank these topics, and based on their preferences, the top two choices were selected for today's meeting. The first topic centers on options and considerations for expediting project delivery, and the other topic is a discussion on the highest Financial and Operational Sustainability Model (FOSM) Refresh priorities for the agency. Ms. Ruiz proceeded with reviewing the options and considerations for expediting project delivery. Director Cyr spoke in support of summarizing reports when they have been reviewed by a Committee, he finds that the duplication of a lengthy report to be both labor-intensive for staff and potentially ineffective. He suggested a more efficient approach: providing a detailed report to the committee and a summarized version to the full board, with the complete report accessible online for the Directors to review. Director Riffle concurred with Director Cyr, advocating for streamlining the processes following committee reviews. Additionally, he agreed with all the considerations to expedite project delivery. Director Riffle suggested that in the short-term, the General Manager can proceed with expanding the contingency amounts, and in the long-term, increasing the General Manager’s purchasing authority. He also suggested revisiting the latter, if necessary, in the future. Meeting 23-34 Page 7 Director Riffle suggested in terms of implementation to consider creating a chart to prioritize actions based on their impact. Identify the initiatives with the highest impact, possibly two or three, and focus on executing those first. Director Riffle suggested decentralizing decision-making within the organization, assessing if it is possible to delegate decision-making to lower levels within the hierarchy. This could reduce the need for decisions to ascend to higher levels. Furthermore, he stated that this suggestion is also recommended by the FOSM. Director Holman expressed her concerns about the consideration for greater reliance on Committee reviews and recommendations, highlighting the need for clarification. She expressed concern that the approach is too prescriptive and inquired whether a simple cover sheet is limited to one page and how that would accommodate a complex matter. Additionally, she asked if the Committees motions or direction would be included in the report or cover sheet, suggesting that this consideration needs more thorough development. Director Holman expressed her concern about the consideration to streamline Board contract approvals, commenting that it is too prescriptive and that a one or two-page report may not be suitable for complex projects. She requested further clarification and development to ensure effective Board oversight. Furthermore, she commented that the consideration to explore the District’s self-governing authority is vague and needs to be further described. The consideration to defer public engagement to the design phase (versus feasibility phase) also needs further clarification as it may depend on the sensitivity of the project. Director Holman commented she prefers maintaining the current contingency amounts and not increasing the amount. Director Gleason suggested utilizing past public input and input from other agencies, especially in a broader, more generic context. He emphasizes the potential value in tapping into existing public input, believing that it could offer valuable insights for decision-making process. Director Gleason suggested revisiting Director Holman's comment about the Beatty parking lot and the newts as a case study with the goal of determining whether issues like the newts would have surfaced in the new process of deferring public engagement to the design phase. Furthermore, he spoke on the greater reliance of Committee reviews and recommendations and suggested having stricter or tighter language on the motions if the item will be placed as a consent item for Board approval. Director MacNiven expressed her concern about moving a project too quickly and emphasized the importance of public input. President Kishimoto inquired if Ms. Ruiz attained enough feedback on the considerations to expedite project delivery. Ms. Ruiz stated that she received sufficient feedback and that she will move forward with the considerations, acknowledging Director Holman request for clarification and emphasized the importance of keeping things simple for effective implementation. Meeting 23-34 Page 8 President Kishimoto requested that as these considerations are moved forward, to ensure that the Board is informed in advance so that they are not taken by surprise with changes in the agenda reports. Ms. Ruiz requested that if there is anything that does not feel right to the Board, to please inform her and she will make necessary adjustments. The Board recessed at 1:58 p.m. and reconvened at 2:07 p.m. with all Directors present. Mr. Jaskulak provided the staff presentation on the FOSM. He commented that the FOSM refresh was introduced to the Board on November 14, 2023, and the final report will be presented in January. Ms. Jaskulak proceeded to provide background information on the original 2015 FOSM implementation. The 2023 FOSM refresh introduces 49 recommendations, with one major organizational change being the creation of a new department with certain functions shifted from the Land and Facilities Department (new Central Services Department). Also, the refresh addresses position catch-up needs and outlines a 10-year growth plan. Mr. Jaskulak reviewed the proposed recommendations along with the position requests through FY24-27. Director Riffle inquired why the Central Services Department would not be created until FY26. Mr. Malone stated that in order to prevent complications, staff will take the next year to outline a solid departmental structure before adding new positions. In discussions with his team, they advocate for a thoughtful planning process, noting that rushing could lead to problems. Director Gleason commented that extending the Volunteer Program was a high priority for the Board and sought clarification on the placement in the hiring process. Ms. Ruiz stated that she is aware of Board interest in that particular position and that the hiring process could occur early in the scheduled fiscal year. She stated that the positions are not numbered by priority within the fiscal year. Director Riffle expressed gratitude for the comprehensive review. He emphasized the importance of considering the time and effort required for implementation in the context of the numerous tasks ahead in the next fiscal year, and that the Board will need to be mindful that it will be a significant effort. Ms. Ruiz stated that the District will carefully evaluate projects and timelines to integrate new hires effectively. Balancing hiring, onboarding, and training with ongoing initiatives will require a focused organizational effort. She stated that in the coming years, a "go slow to go fast" approach will be adopted to ensure a smooth operation. President Kishimoto expressed her thanks to staff for the extraordinary work plan and recognized the transformative changes since 2014, she acknowledged the substantial task ahead and provided words of appreciation for staff’s commitment to making it happen once again. Public comment opened at 2:41 p.m. Ms. Soria reported there were no public speakers for this item. Meeting 23-34 Page 9 Public comment closed at 2:41 p.m. Ms. Ruiz commented that at the Special Board meeting held on November 14, 2023, the Board identified six additional topics to discuss (listed in order of next ranking): 1. Further discussion on steps to leverage self-regulatory authority; 2. Board role in enhancing organizational effectiveness and efficiencies; 3. Role of Midpen Rangers; 4. Goals and metrics to guide/measure growth of the volunteer program; 5. Project deliver process – project handoff/sponsors versus lead; and 6. Creative ideas for streamlining public engagement and input. Ms. Ruiz raised the question on whether the Board would like to explore these topics further at a later time. Director Riffle asked for confirmation if several of the topics have been included as part of the FOSM recommendations. Ms. Ruiz confirmed that many topics are included in the FOSM recommendations and thus will naturally be discussed in the coming years. Additionally, she stated that these topics can be revisited next year to determine if any remain of interest. Directors Holman commented that setting standards for parking lot design is not currently on the list, but it has been discussed at the Board level and inquired if this can be considered. Ms. Ruiz stated that it has been identified separately and she plans to bring the item to the Board in the Spring of 2024. Directors Holman inquired if it is for the Board to look at ideas or consider objectives. Ms. Chan commented that the Planning Department will bring to the Board parking lot design guidelines for District parking areas in late March or April concurrently with another parking lot project for Board consideration and approval. This will allow the Board to examine the design guidelines and consider how they apply to the project. Director Holman inquired if staff believes the Board has clearly defined the objectives to bring the item forward. Ms. Chan stated that Board comments suggest a preference for design guidelines that align with the District's mission and practices, prioritizing the natural feel over strict urban design guidelines. Director Holman commented that her particular interest in the design guidelines is to have standards to develop parking lots that keep within the open space characteristics. Director Holman expressed an interest in discussion topic No. 4 at a future Board meeting. Mr. Malone stated that he would send out a link to the Volunteer Study for the Board to review. President Kishimoto also expressed interest in discussion topic No. 4. Director Riffle commented that of the six topics, five of the topics are already covered by the FOSM recommendation, but topic No. 2 was not listed and suggests bringing it back for future Board discussion. Meeting 23-34 Page 10 Mr. Malone stated that based on earlier Board discussion regarding improvements for efficiencies, the comments received and the discussion also directly ties to how the Board conducts its business, such as delegating more to Committees. At least half of the identified efficiencies relate to the Board role. If there are any other strategies identified, staff can return to the Board for added discussion. Director Riffle commented that what it comes down to is staff telling the Board what they can do to help, but that Mr. Malone stated that those are already defined by the efficiencies that the staff will carry forward. Mr. Malone stated that it will not be easy for the Board, so leaning into keeping things simple as the General Manager mentioned, will enhance effectiveness and efficiency. No Board motion taken. ADJOURNMENT President Kishimoto adjourned the special meeting of the Board of Directors of the Midpeninsula Regional Open Space District meeting in memory of former Supervisor Don Horsley at 2:55 p.m. Maria Soria, MMC District Clerk December 13, 2023 Board Meeting 23-35 SPECIAL AND REGULAR MEETING BOARD OF DIRECTORS MIDPENINSULA REGIONAL OPEN SPACE DISTRICT Wednesday, December 13, 2023 The Board of Directors conducted this meeting in accordance with California Government Code section 54953. DRAFT MINUTES SPECIAL MEETING OF THE BOARD OF DIRECTORS OF THE MIDPENINSULA REGIONAL OPEN SPACE DISTRICT – STUDY SESSION President Kishimoto called the special meeting of the Midpeninsula Regional Open Space District to order at 5:02 p.m. ROLL CALL Members Present: Jed Cyr, Craig Gleason, Yoriko Kishimoto, Margaret MacNiven, and Curt Riffle Members Absent: Karen Holman and Zoe Kersteen-Tucker Staff Present: General Manager Ana Ruiz, General Counsel Hilary Stevenson, Assistant General Manager Susanna Chan, Assistant General Manager Brian Malone, Chief Financial Officer/Director of Administrative Services Stefan Jaskulak, District Clerk/Assistant to the General Manager Maria Soria, Executive Assistant/Deputy District Clerk Shaylynn Nelson, and Capital Projects Field Manager Bryan Apple, and Special Project Maintenance Supervisor Cody Fickes President Kishimoto announced this meeting is being held in accordance with Government Code section 54953. The public has the opportunity to comment on the agenda, and the opportunity to listen to this meeting through the internet or via telephone. This information can be found on the meeting agenda, which was physically posted at the District’s Administrative Office, and on the District website. Director Holman attended the meeting at 5:03 p.m. 1. Selection of a Multi-use Through Trail Alignment at Bear Creek Redwoods Open Space Preserve (R-23-142) Meeting 23-35 Page 2 Capital Projects Field Manager Bryan Apple presented three multi-use through trail alignment options for Bear Creek Redwoods Open Space Preserve and explained that staff engaged in trail scouting, public outreach, and assessments to arrive at the proposed alignment options. Director Riffle requested Mr. Apple explain the comment regarding mountain bicyclists having a minimal need to connect the multi-use trail to the planned new North Parking Area. Mr. Apple explained feedback from prior workshops revealed most cyclists intended to connect from Lexington Basin on a longer route up to the Summit/Skyline area as opposed to connecting from the planned North Parking Area. President Kishimoto inquired if the County would issue permits given the proximity of the San Andreas Fault. Mr. Apple stated that the District is currently constructing bridges within the area and already received building permits through the County of Santa Clara. He explained that once an alignment option is chosen, the next steps will be to create a proper seismic design for trail bridges to account for any geological hazards. Director Riffle inquired if all alignment options include equestrian and hiking access to the North Parking area. Mr. Apple stated that the North Parking area would be limited to hikers and equestrians if there is no trail connection to the parking area for cyclists. Ms. Ruiz explained that the trail crossing by Bear Creek Stables in alignment two is not a fixed location and may alter as plans and construction develop. Mr. Apple noted that the section in Alignment 2 near the backside of the Stable’s dressage area would need to be steeper than the trail standard due to geological issues. Ms. Ruiz asked if the trail closest to Bear Creek Stables would pass near existing buildings. Mr. Apple stated that the trail may be near paddocks and the haybarn depending on the final trail site location. Director MacNiven inquired how Alignment 2 provides the greatest on-trail separation of bicyclists from equestrians if all three alignment options allow bicyclists, equestrians and hikers. Mr. Apple reported that the existing trails would enable equestrians to make loops without the potential overlap of cyclists if they chose to do so, but the multiuse trails will indeed be accessible to bicyclists, hikers and equestrians. Director Gleason asked if any of the alignment options become cheaper if they are solely hiking/bicycling trails. Mr. Apple stated it would not reduce cost or construction requirements. Meeting 23-35 Page 3 Director Riffle inquired and received confirmation that Alignment 2 brings bicyclists into the Stables with the greatest proximity being by the paddocks and dressage area. He asked if a bicyclist wanting to drive to the Preserve and unload their bike would have to use the Alma parking lot. Mr. Apple stated that it is true for Alignments 1 and 3, but for Alignment 2, bicyclists could utilize the North Parking Area. Director Riffle inquired and received confirmation that public equestrian trailer parking at the Stable’s driveway would no longer be needed if the North Parking lot was developed. Mr. Apple highlighted that Alignment 3 has an intersection near the southside of the bridge where hiking, equestrian and multiuse trails meet for no more than 100 feet. The intersection grade is approximately 15%. Director Riffle asked why the potential public opening for Alignments 2 and 3 were the same when Alignment 2 appears to be more complex. Mr. Apple stated that both Alignments 2 and 3 have a potential public opening of 2027 due to the design permitting timeline. Assistant General Manager Brian Malone stated that Alignments 2 and 3 may have differences in the cost and timeline due to the uncertainty that occurs with larger projects. Director Gleason asked if the proposed 2025 opening for Alignment 1 included bike access. Ms. Ruiz explained that the existing trail network and Summit Road on the western side of the preserve is missing a connection, which is topographically complicated. The District also needs to consider how to safely bring people directly onto the Summit/Skyline Boulevard intersection. Furthermore, portions of the multiuse trail may potentially be phased in for an earlier opening date. Director Holman inquired about the additional cost of adding the equestrian bypass in Alignments 1 and 3. Mr. Apple responded the bypass would be constructed by staff and is not a significant cost. Director Cyr commented that once bicycles are introduced to a trail, it may be difficult to keep bicyclists exclusively on multiuse trails. Mr. Apple explained the District would address concerns operationally by posting informational signs and Rangers would educate the public about which trails are multiuse. Director Riffle left at 6:20 p.m. and returned at 6:22 p.m. Public comment opened at 6:22 p.m. Brandy Van Zandt advocated for bike and equestrian separation and expressed concern with the term “advanced rider” since horses can get spooked regardless of the experience of the rider. Meeting 23-35 Page 4 Many horses have never seen bicycles and may get spooked. She emphasized that even without bicycles, there are several wildlife distractions on the trail. Robert Filkowski commented that he joined Bear Creek Stables back in May and mentioned it is difficult for people who do not have horses to understand the perspective of an equestrian and the love they have for their horse. He stated that he knows many equestrians who have had issues with mountain bicyclists and believes it would be best to keep bicyclists and equestrians separate. Helen Midgard, a boarder at Bear Creek Stables, concurred with the previous public comments. She noted horses are prey animals and have a fear of being snuck up on. She voiced her concern that the separation will not be sufficient to prevent horses from being spooked if they see a bike in the near distance. Ms. Midgard commented that many equestrians on the trails are novices and urged the Board to accept Alignment 2 for the most separation between bicyclists and equestrians. Katja Wick, a boarder at Bear Creek Stables, stated it is unsafe to mix horses and bicyclists. She advocated for Alignment 2 since it provides the most separation. She voiced concern that Alignment 3 has no connection for bicyclists to the new parking lot, which may lead to bicyclists parking wherever is convenient to access the multiuse trail. She recommended implementing the equestrian bypass or postponing opening Bear Creek Preserve to bicyclists. Public comment closed at 6:32 p.m. Director Cyr inquired if the initial intent for the preserve was for bicyclists to transit from Highway 17 up to Summit/Skyline. Mr. Apple confirmed that was the intent so bicyclists would not have to use Bear Creek Road, which can be dangerous for bicyclists. Director Cyr asked if Alignment 2 offered the least contact between bicyclists and equestrians. Mr. Apple confirmed and noted Alignment 3 strives to keep bicyclists and equestrians separate but does not achieve the same degree of separation as Alignment 2. Director Gleason inquired if Alignment 3 had the flexibility to bring the shared segment of trail closer to a perpendicular crossing. Mr. Apple noted it is possible, but it would still be skewed given the location of the connection to the trail. Special Project Maintenance Supervisor Cody Fickes stated he believes the intersection can be improved but it would require more earth movement. Engineering Geologist Consultant Tim Best noted the site is constrained with the Briggs Creek Trail coming down at a moderate to steep grade. There is a dip in the trail to allow water to runoff. To the east, there is an active landslide with ground cracking close to the road. It is not feasible to go straight across from the bridge because it is on a slope. Meeting 23-35 Page 5 Director Riffle commented that sightlines are a big issue with Alignment 3 and inquired if the trail intersection has visibility to allow horses and users to see ahead and make adjustments. Mr. Best explained that the intersection was fairly wide open to allow visibility, but chicanes would be advisable if there is a trail crossing to slow bicyclists down. Director Gleason requested clarification for why the equestrian bypass was not included in Alignment 2. Mr. Apple stated the Board could request the equestrian bypass to be included in Alignment 2 but it does not serve as a direct separation component as with Alignments 1 and 3. Ms. Ruiz indicated that if the Board decides to add the equestrian bypass to Alignment 2, field crew work will be diverted from other projects. Mr. Malone responded to Ms. Van Zandt’s public comment and stated that the multiuse trail would be equivalent in terms of safety to other four-to-five-foot-wide trails located at other open space preserves that allow bicycles, equestrians, and hikers and would enable equestrians to travel from the Stables to Alma College. Ms. Ruiz suggested one possibility is to do an adaptive approach and proceed with one alignment for now if the Board is conflicted on which to choose. An additional alignment could be added if the chosen option still raises issues after implementation. Director Riffle confirmed that an adaptive approach would be an additional cost. Director MacNiven emphasized the importance of a compromise, highlighting the District's obligation to taxpayers. She expressed skepticism about bicyclists utilizing Bear Creek Preserve for a 2.2-mile ride if the Board chose Alignment 1 before the through trail to Mt. Umunhum is established. Additionally, she shared feedback that some equestrians will not use the trail with bicyclists present and inquired what alternative trails are available for horses. Mr. Apple explained the core area of concern with Alignment 1 as the area of overlap that would potentially cut off equestrians from accessing up to Alma College on the west side of the preserve because of the two bridge crossings currently being constructed. Director Holman noted her concern with the trail being multiuse since bicyclists will gain speed, and Rangers are not available everywhere. Director Holman suggested implementing alternative use days for bicyclists and equestrians. She noted that Alignment 2 separates bicyclists and equestrians the most but also has the largest environmental impact. Director Riffle shared he is leaning towards Alignment 3 since it balances safety of constituents and the impacts it has on the environment and the Stable operations. He noted the Board also needs to be good stewards of funds and staff time. Director Gleason explained that while there is no perfect solution, he prefers Alignment 3 with the equestrian bypass and stressed measures should be taken to keep the crossing safe. He shared that Alignment 2 caused concern because of bicyclists being near the Stables. Meeting 23-35 Page 6 Director Riffle clarified he would also like the equestrian bypass incorporated with Alignment 3. Director Cyr concurred that Alignment 3 is a good compromise. Director Holman inquired if there are mitigating steps that could be taken if issues develop among different trail users. Mr. Malone stated staff would spend time at the locations and make adjustments if there are issues, such as including chicanes to reduce the speed of bicyclists. Director Holman expressed that with considerable monitoring, she can support Alignment 3 with the equestrian bypass. Director Gleason commented that there are potential ways to reduce impact such as considering restoring roads if the equestrian bypass is created. President Kishimoto shared she is also leaning towards Alignment 3 due to natural resource impacts and cost. Director Riffle expressed the need to use adaptive management to mitigate trail user conflicts if they arise. Motion: Director Gleason moved, and Director Riffle seconded the motion to select Multi-Use Through Trail Alignment 3 with the equestrian bypass for implementation at Bear Creek Redwoods Open Space Preserve. ROLL CALL VOTE: 6-0-0 (Director Kersteen-Tucker absent) ADJOURNMENT President Kishimoto adjourned the special meeting of the Board of Directors of the Midpeninsula Regional Open Space District at 7:10 p.m. SPECIAL MEETING OF THE MIDPENINSULA REGIONAL OPEN SPACE DISTRICT FINANCING AUTHORITY President Kishimoto called the special meeting of the Midpeninsula Regional Open Space District Financing Authority to order at 7:23 p.m. ROLL CALL Members Present: Jed Cyr, Yoriko Kishimoto, Curt Riffle Members Absent: Zoe Kersteen-Tucker and Santa Clara County Supervisor Joe Simitian Staff Present: General Manager Ana Ruiz, General Counsel Hilary Stevenson, Assistant General Manager Susanna Chan, Chief Financial Officer/Director of Administrative Services Stefan Jaskulak, District Clerk/Assistant to the General Manager Maria Soria, and Executive Assistant/Deputy District Meeting 23-35 Page 7 Clerk Shaylynn Nelson, Budget & Finance Manager Rafaela Oceguera and Controller Mike Foster FINANCING AUTHORITY BUSINESS 1. Confirm no activity by the Midpeninsula Regional Open Space District Financing Authority on debt issues for the Fiscal Year Ending June 30, 2023 (R-23-143) Chief Financial Officer/Director of Administrative Services Stefan Jaskulak presented the Financing Authority Report and shared the Midpeninsula Regional Open Space District Financing Authority is in full repayment of all amounts due for the fiscal year ending June 30, 2023. Public comment opened at 7:28 p.m. Ms. Nelson reported there were no public speakers for this item. Public comment closed at 7:28 p.m. Motion: Director Cyr moved, and Director Riffle seconded the motion to accept the report on the Financing Authority’s debt issuance. ROLL CALL VOTE: 3-0-0 (Director Kersteen-Tucker and Supervisor Simitian absent) ADJOURNMENT President Kishimoto adjourned the special meeting of the Midpeninsula Regional Open Space District Financing Authority at 7:28 p.m. REGULAR MEETING OF THE BOARD OF DIRECTORS OF THE MIDPENINSULA REGIONAL OPEN SPACE DISTRICT President Kishimoto called the regular meeting of the Midpeninsula Regional Open Space District to order at 7:28 p.m. ROLL CALL Members Present: Jed Cyr, Craig Gleason, Karen Holman, Yoriko Kishimoto, Margaret MacNiven, and Curt Riffle Members Absent: Zoe Kersteen-Tucker Staff Present: General Manager Ana Ruiz, General Counsel Hilary Stevenson, Assistant General Manager Susanna Chan, Chief Financial Officer/Director of Administrative Services Stefan Jaskulak, District Clerk/Assistant to the General Manager Maria Soria, Executive Assistant/Deputy District Clerk Shaylynn Nelson, Grants Program Manager Deborah Hirst, and Senior Grants & Procurement Technician Samantha Powell Meeting 23-35 Page 8 President Kishimoto announced this meeting is being held in accordance with Government Code section 54953. The public has the opportunity to comment on the agenda, and the opportunity to listen to this meeting through the internet or via telephone. This information can be found on the meeting agenda, which was physically posted at the District’s Administrative Office, and on the District website. ORAL COMMUNICATIONS Public comment opened at 7:29 p.m. Ms. Nelson reported there were no public speakers for this item. Public comment closed at 7:29 p.m. ADOPTION OF AGENDA Motion: Director Cyr moved, and Director MacNiven seconded the motion to adopt the agenda. ROLL CALL VOTE: 6-0-0 (Director Kersteen-Tucker absent) CONSENT CALENDAR Director Holman inquired about the cost of the amendment contract for Agenda Item #5 and noted that the typical contingency amount is 10% and this contract is issuing 15%. General Counsel Hilary Stevenson explained that the agreement with the San Mateo Resource Conservation District (RCD) initially began to look at the design aspects of the project. That phase is completed, and the new phase is to move forward with construction. Natural Resources Manager Kirk Lenington stated the higher contingency is due to the greater uncertainty with stream restoration and field fitting work. Public comment opened at 7:34 p.m. Ms. Nelson reported there were no public speakers for this item. Public comment closed at 7:34 p.m. Motion: Director Cyr moved, and Director Kishimoto seconded the motion to approve the Consent Calendar. ROLL CALL VOTE: 6-0-0 (Director Kersteen-Tucker absent) 1. Approve the October 25, 2023, November 1, 2023, and November 8, 2023 meeting minutes 2. Claims Report Meeting 23-35 Page 9 3. 2024 Legislative Program (R-23-144) General Manager’s Recommendation: Adopt the 2024 Legislative Program as recommended by the Legislative, Funding, and Public Affairs Committee, with any final changes from the Board of Directors, to set the Calendar Year 2024 legislative priorities and policies for Midpeninsula Regional Open Space District 4. Fiscal Year 2023 Annual Financial Report (R-23-145) General Manager’s Recommendations: Review and accept the Fiscal Year 2022-23 (FY23) Annual Financial Report. 5. Contract Amendment for San Gregorio Creek Fish Habitat Enhancement (R-23- 146) General Manager’s Recommendations: 1. Authorize the General Manager to amend the existing partnership agreement with the San Mateo Resource Conservation District by $246,273, bringing the total base not-to-exceed contract amount to $292,011, to oversee the implementation and monitoring of habitat enhancements in San Gregorio Creek to promote the recovery of protected fish species. 2. Authorize an additional 15% contingency of $36,941 to cover unforeseen tasks for a total not-to-exceed contract amount of $333,214. 6. Award of Contract to On Point Land Management, Inc., for Pest Control Advisor Services (R-23-147) General Manager’s Recommendations: 1. Award a contract to On Point Land Management, Inc., of San Francisco, California, for a not-to-exceed base contract amount of $92,500. 2. Authorize an allowance of $49,000 to cover additional pest control services (including enrichment training for volunteers, preparation of individual IPM Plans), bringing the total not-to-exceed contract amount to $141,500. 7. Award of Contract for Design and Engineering Services for the Prospect Road Culvert Replacement Project at Fremont Older Open Space Preserve (R-23-148) General Manager’s Recommendations: 1. Award a contract to BKF Engineers of Redwood City, California, for design, engineering, permitting, and construction administration for the Prospect Road Culvert Replacement Project for a not-to-exceed base contract amount of $81,964. 2. Authorize a 15% contingency of $12,295 to cover unforeseen work, bringing the total-not-to-exceed contract amount to $94,259. 8. Minor Amendments/Corrections to Board Policy 5.01 – Site Naming, Gift, and Special Recognition – related to Monetary Gift Acknowledgements (R-23-149) General Manager’s Recommendations: Approve minor amendments/corrections to Board Policy 5.01 – Site Naming, Gift, and Special Recognition, as supported by the Meeting 23-35 Page 10 Legislative, Funding, and Public Affairs Committee to acknowledge all gifts annually in a standard publication regardless of and without specifying the gift amount. 9. Award of Contract to Community Initiatives (the fiscal sponsor of Latino Outdoors) to provide Community Engagement Events for Two Years (R-23-150) General Manager’s Recommendations: Authorize the General Manager to enter into a contract with Community Initiatives for an amount not-to-exceed $88,000 over a two- year span to provide engaging outdoor experiences for diverse participants at various open space preserves and via online virtual presentations. BOARD BUSINESS 10. Grant Awards for the 2023 Grantmaking Program (R-23-151) Senior Grants & Procurement Technician Samantha Powell and Grants Program Manager Deborah Hirst reviewed the purpose and funding priorities of the District’s Grantmaking Program and the grant application process. Staff described the evaluation criteria used by the review committee when assessing the grant applications, and summarized the applicants’ organizations, proposed projects and recommended grant awards for each. Director Cyr expressed his appreciation for the decision to include a pre-proposal stage to reduce the time and energy to submit project ideas for consideration. Director MacNiven highlighted how meaningful grants can be to smaller nonprofits. President Kishimoto inquired if the District needs to wait until the next cycle to award more grants since there were four other proposals which scored over 90%. Ms. Hirst explained there is no funding for additional grants during this cycle. Director Riffle expressed concern that there were no science awards. He inquired if funding science should be reconsidered. Mr. Lenington explained that the relatively small grant sizes and the time it takes to foster academic relationships and build research programs that meet the District’s needs impacted the number of science submissions. Director Riffle expressed concern that no grants were awarded to Coastside applicants and applicants with less sophistication in writing grant proposals. He inquired if that could be revisited from a criteria standpoint. Ms. Hirst noted staff shared the concern for geographic representation and explained there is limited staff capacity to meet the needs of grantees who need additional support. Director Riffle stated that a good way to build relationships on the coast is through the Grantmaking Program and suggested additional criteria aimed at geographic equity be discussed at the future Grantmaking study session. He acknowledged there are not any tier one applicants and inquired if the effort exceeds the worth for grantees. Meeting 23-35 Page 11 Ms. Hirst stated the applicants were for higher tier grants and noted the Board could consider larger grants. Director Riffle observed the pattern that three of the five grants were for indigenous oriented grants and inquired if that was intentional. Ms. Hirst explained that partnerships with indigenous communities is of growing interest within the conservation community but for this Grantmaking Program, it was a coincidence that the District received three proposals that scored well. Director Gleason inquired how staff would have proceeded with awarding grants if funds were not limited. Ms. Hirst stated there were four high scoring applicants that would have been selected if there were unlimited funds. President Kishimoto commented that a different category may be merited to assist younger organizations with obtaining the infrastructure and staff to successfully apply for more funds. Ms. Hirst explained the scoring criteria could be flexible for organizations interested in support for capacity building from the District. She noted the pre-proposal steps and consultations were implemented to lower barriers and demystify the process. President Kishimoto asked if it is possible for younger organizations that cannot check all the boxes to reach a 90% score. Ms. Hirst explained it is possible. Ms. Ruiz stated that the Grantmaking study session will happen next year or the year after since the grant cycles are every two years. The Board can share ideas for what the session will look like beforehand. Public comment opened at 8:12 p.m. Ms. Nelson reported there were no public speakers for this item. Public comment closed at 8:12 p.m. Director Riffle stated he would like to discuss increased funding and staff for the Grantmaking Program at the future study session, as well as ways to support the science category, receive information on best practices from other agencies, and consider building relationships with the Coastside community. He would like to get feedback from applicants on how the program can be improved. Additionally, he suggested an optional supplemental organizational effectiveness grant for grant recipients to assist in effective use of grant funds. He would also like to consider options for the $25,000 grant category, such as whether it should be a one-page application submission or if it is too small an amount to garner interest. Meeting 23-35 Page 12 President Kishimoto expressed an interest in building long term relationships with multiyear grants but noted this is based on taxpayer money and the District could not support an organization for an extended period of time. Director Gleason advised that the science advisory panel should be considered in exploring the future of the science priority. He suggested the possibility of using the grants program to impact constituents where they live. Director Holman suggested the Grantmaking discussion topics return to the Legislative, Funding, and Public Affairs Committee (LFPAC) to see if there are additional topic suggestions. She stressed the importance of a clear connection between the District’s mission and the Grantmaking policies and decision-making process. Motion: Director MacNiven moved, and Director Cyr seconded the motion to approve grant awards totaling $249,769 for five (5) proposals under the 2023 Grantmaking Program as recommended by the Legislative, Funding, and Public Affairs Committee. ROLL CALL VOTE: 6-0-0 (Director Kersteen-Tucker absent) INFORMATIONAL REPORTS A. Committee Reports Director Cyr reported that the Planning and Natural Resources met on December 12, 2023. The Committee discussed the renaming of Smith Driveway and the addition of Legacy Road as a new Trail Segment at Russian Ridge Open Space Preserve. Director Gleason reported that the November 16, 2023 Hawthorns Historic Complex Ad Hoc Committee discussed grading options, building preservation, public access features and finding partners for the restoration. Director Holman requested board members forward ideas for potential restoration partners. B. Staff Reports Public Affairs Manager Korrine Skinner shared that the District’s 50th anniversary documentary is tentatively being aired on NBC Bay Area on December 25, 2023 at 4:00 p.m. Assistant General Manager Susanna Chan reported the San Mateo County Planning Commission approved the District’s master permit for the maintenance and restoration program. C. Director Reports Directors Cyr, MacNiven and Holman attended the District’s Holiday party. Director Riffle thanked staff for the Board Retreat. Meeting 23-35 Page 13 Director Gleason attended the Santa Clara Special District Association along with President Kishimoto. He attended two District volunteer events, the BioBlitz at Coyote Creek, and the Brown Bag on Tuesday, December 12. President Kishimoto reported the final Brown Bag of the year was well attended. She participated in the Bay Conservation and Development Commission (BCDC) meeting on December 7 and attended a couple of meetings with supervisors from the Board of Supervisors to provide updates on the District. Director Holman thanked President Kishimoto for serving as the Board President. ADJOURNMENT President Kishimoto adjourned the regular meeting of the Board of Directors of the Midpeninsula Regional Open Space District meeting at 8:33 p.m. Shaylynn Nelson Deputy District Clerk MIDPENINSULA REGIONAL OPEN SPACE DISTRICT CLAIMS REPORT MEETING # 24-03 MEETING DATE: January 24, 2024 Fiscal Year 22-23 EFT:59.72% Fiscal Year 23-24 EFT:59.35% Payment Number Payment Type Payment Date Notes Vendor Name/Number Blank Invoice Description Blank2 Payment Amount 8064 T - EFT 01/08/2024 11241 - Questa Engineering Corp.Constru Engineer & Biomonitor BCR Phase II 09/16/23-10/31/23 58,669.61 8051 P - Printed 01/08/2024 10137 - Environmental Systems Research Institute, Inc.GIS Software Enterprs Agreemnt Renew 1/24/24-1/23/25 55,000.00 8058 T - EFT 01/08/2024 11470 - Aecom Technical Services Inc Alma Bridge Rd Newt Passage 7/29/23-11/6/23 46,553.25 8053 P - Printed 01/08/2024 10304 - La Honda Pescadero Unified School District Tax Compensatory Fee Jan 2024 42,237.85 8059 T - EFT 01/08/2024 12224 - CSW-Stuber-Stroeh Engineering Group Inc.Hawthorns Area Plan 10/2/23-11/5/2023 17,070.12 8052 P - Printed 01/08/2024 15057 - ICF Incorporated, L.L.C.Fleet Transition Plan Oct-23, Nov-23 10,484.26 8065 T - EFT 01/08/2024 11399 - Santa Clara Valley Water District Cost share Guadalupe River Monitorng 1/28-11/24/23 9,694.43 8055 P - Printed 01/08/2024 10324 - Rich Voss Trucking Inc BCR Rock Delivery 11/28/23, 11/29/23 5,712.00 8061 T - EFT 01/08/2024 10794 - John Northmore Roberts & Associates Bear Creek Stables Improvements Nov 2023 4,042.72 8057 T - EFT 01/08/2024 11434 - 2M ASSOCIATES Basic Policies Coastside Protect Area 10/6-11/30/23 3,800.00 8056 P - Printed 01/08/2024 11603 - San Mateo County Fire Department Fire Services Fee for Jan 2024 3,599.59 8054 P - Printed 01/08/2024 11664 - LSQ Funding Group, L.C.Admin Support Var Distr Depts wk ending 11/19/23, 11/26/23 2,856.00 8060 T - EFT 01/08/2024 10826 - Foster & Foster, Inc. (formerly Bartel Assoc)Actuarial Valuation Consulting -6/30/23 GASBS 75 2,460.00 8063 T - EFT 01/08/2024 11523 - PGA Design, Inc.Hawthorns Area Plan Nov 2023 1,755.00 8062 T - EFT 01/08/2024 10190 - MetroMobile Communications Restore power on vehicle radio, purchase 3 chargers 791.82 Total of Payments:264,726.65 264,726.65 - A### = Admin Office Vehicle HC = Hendry's Creek P### = Patrol Vehicle SCNT = Stevens Creek Nature Trail BCR = Bear Creek Redwoods HR = Human Resources PCR = Purisima Creek Redwoods SCS = Stevens Creek Nature Area BMTB = Bear Meadow Trail Bridge IPM = Invasive Plant Maintenance PIC= Picchetti Ranch SFO = Skyline Field Office CAO = Coastal Area Office ISM = Invasive Species Manageme PR = Pulgas Ridge SG = Saratoga Gap CC = Coal Creek LH = La Honda Creek RR = Russian Ridge SJH = Saint Joseph's Hill CL = Cloverdale LM = Lone Madrone RR/MIN = Mindego Hill SR= Skyline Ridge DR = Driscoll Ranch LR = Long Ridge RSA = Rancho San Antonio T### = Tractor or Trailer DHF = Dear Hollow Farm LT = Los Trancos RV = Ravenswood TC = Tunitas Creek ECdM = El Corte de Madera M### = Maintenance Vehicle SA = Sierra Azul TH = Teague Hill ES = El Sereno MB = Monte Bello SAO = South Area Office TR = Toto Ranch FFO = Foothills Field Office MR = Miramontes Ridge SAU = Mount Umunhum TW = Thornewood Electronic funds transfer (EFT) for accounts payable disbursements to reduce check printing and mailing, increase payment security, and ensure quicker receipt by vendors Abbreviations page 1 of 8 Date Amount Description 11/15/2023 16,850.08 District wide internet 11/06/2023 12,384.66 Ranger Academy Tuition, R.Curtis 11/20/2023 12,384.66 Ranger Academy Tuition, A.Fraser 11/08/2023 8,550.00 RSA - Repairs to Service Road 11/21/2023 8,081.53 SCCnty Bldg Permit, Ranger House 11/01/2023 7,773.79 SA-Woods Tr Dozer Rental 11/03/2023 6,995.72 BCR Equipment Rental, Trails 11/06/2023 6,600.00 Housing Rent -Ranger Academy 11/16/2023 5,500.00 M31 Annual Service and repairs 11/24/2023 5,150.00 Fire hazard tree removal 11/10/2023 5,000.00 Commercial Truck Driving School 11/01/2023 4,665.44 SM Permit -PR ADA Project 11/06/2023 4,262.62 Districtwide cell service Sep 11/02/2023 4,098.28 AutoCAD Renewal 1 year 11/20/2023 3,340.11 SCC Bldg Permit BCR Phase II 11/29/2023 3,295.42 M207 - Vehicles Repairs 11/21/2023 3,157.98 SCC Bldg Permit BCR Phase II 11/14/2023 3,150.00 Septic Pump 7 vaults 11/20/2023 2,643.08 Rain Gear for Crew 11/15/2023 2,396.19 10 Monitors 11/01/2023 2,321.56 First aid kits for outreach 11/16/2023 2,040.50 P107 Vehicle Horn repair 11/29/2023 1,920.00 Bat monitoring DNA analysis 11/02/2023 1,864.42 Maintenance for M205 11/09/2023 1,787.04 19 laptop dock adaptors 11/30/2023 1,747.36 Water rights fees 11/07/2023 1,728.63 Water service AO meter 2 OCT 11/07/2023 1,718.31 Maintenance for M226 11/24/2023 1,685.00 Tiger Mower repair 11/10/2023 1,588.70 P114 New tires x4 11/15/2023 1,560.02 Service for 2 patrol motorcycles. 11/15/2023 1,526.42 Maintenance for M33 11/03/2023 1,500.00 AO-gardening 11/06/2023 1,424.80 Maintenance for P105 11/13/2023 1,369.26 Shop tools 11/09/2023 1,326.30 LH home siding project material 11/06/2023 1,323.65 Maintenance for M201 11/13/2023 1,303.99 Brakes/Axel/Track Bar M88 11/03/2023 1,262.88 SMC Permit -RR ADA Project 11/16/2023 1,165.63 Annual Service & leak repair M220 11/14/2023 1,145.79 Paper towels and work gloves 11/20/2023 1,063.95 Hotel for CALPELRA Conference 11/17/2023 1,000.00 GMO Mtg -Room Rental Fee 11/20/2023 989.82 Hotel for CALPELRA Conference 11/20/2023 989.82 Hotel for CALPELRA Conference 11/06/2023 920.00 SAO-fire alarm switchover 11/13/2023 917.88 M237 Maint, Replace battery 11/14/2023 869.14 BCS Stables Fire extinguishers 11/30/2023 818.40 Water rights fees 11/06/2023 760.30 Garbage service for AO 11/20/2023 740.55 Replace Glove Box for A99 11/03/2023 704.00 AO-alarm services 11/24/2023 684.19 LH home siding project material 11/06/2023 654.02 2C10 Locks 11/20/2023 652.57 Ranger boots 11/13/2023 619.98 Patrol dirt bike tune-up 11/03/2023 599.48 SFO Garbage Recycle 11/16/2023 573.57 Batteries for handheld radios 11/14/2023 569.89 BCS Stables ADA Toilet 11/20/2023 557.00 Pre-employment physical 11/20/2023 557.00 Pre-employment physical 11/20/2023 541.32 Split rail fence screws 11/24/2023 537.34 LH home siding project material 11/15/2023 526.59 UBCO bike parts 11/30/2023 515.00 CSMFO Membership 11/16/2023 511.24 M31 Annual Service and repairs 11/01/2023 506.89 ECDM & logo stickers - outreach 11/21/2023 500.00 Spnsrshp-Outdoor AfroGlampOut 11/30/2023 500.00 Research Awrds-Student Schlrshp 11/22/2023 480.00 Coffee barista-Pancake breakfast 11/28/2023 473.34 Zoom District Monthly Subscription 11/15/2023 454.75 Lunch for leadership academy 11/14/2023 450.00 Monthly Pantheon charge 11/07/2023 449.25 Quarterly Postage Meter Lease 11/16/2023 428.20 UPS Battery replacement 11/13/2023 421.37 P124 Maint./Replace vacuum hose 11/14/2023 420.00 NC-interactive display repair 11/21/2023 418.91 First aid supplies 11/08/2023 408.94 RSACP - Restroom Fixture Parts 11/06/2023 399.92 Training Materials for HR 11/30/2023 392.66 Safety/Wildland Fire boots 11/07/2023 385.42 Camera Live Stream 11/15/2023 384.12 Plotter ink cartridges 11/13/2023 382.80 Field Equipment Part 11/03/2023 380.85 Ergonomic mouse for staff 11/28/2023 379.50 Legal Subscription - NOV 2023 11/17/2023 369.69 Ladders for FFO 11/03/2023 365.00 BCS Water Delivery 13480 11/03/2023 365.00 BCS Water Delivery 13478 11/03/2023 365.00 BCS Water Delivery 13482 11/03/2023 365.00 BCS Water Delivery 13479 11/03/2023 365.00 BCS Water Delivery 13481 11/03/2023 365.00 BCS Water Delivery 13484 11/03/2023 365.00 BCS Water Delivery 13483 11/03/2023 365.00 BCS Water Delivery 13485 11/14/2023 365.00 BCS Water Delivery 13487 11/14/2023 365.00 BCS Water Delivery 13489 11/14/2023 365.00 BCS Water Delivery 13490 11/14/2023 365.00 BCS Water Delivery 13486 11/14/2023 365.00 BCS Water Delivery 13488 11/16/2023 365.00 BCS Water Delivery 13491 11/16/2023 365.00 BCS Water Delivery 13492 11/30/2023 365.00 BCS Water Delivery 13493 11/30/2023 365.00 BCS Water Delivery 13496 11/30/2023 365.00 BCS Water Delivery 13494 11/30/2023 365.00 BCS Water Delivery 13495 11/30/2023 365.00 BCS Water Delivery 13497 11/02/2023 364.37 Water tank vents 11/24/2023 362.61 EOC phone service 11/01/2023 362.14 Lodging for Training 11/16/2023 350.00 QR generator annual subscription 11/22/2023 327.32 5 keyboard and mouse sets 11/16/2023 326.68 Battery, Wipers and DEF 11/14/2023 325.00 FFO-septic inspection 11/02/2023 318.56 Board Mtg Meal 11/22/2023 314.28 RSA Water Fountain concrete Pad 11/30/2023 310.70 Water rights fees 11/30/2023 309.13 Water rights fees 11/30/2023 306.90 Water rights fees 11/06/2023 306.81 Drill Hardware 11/02/2023 295.88 Maintenance for P112 11/09/2023 292.14 CL-paint, faucet 11/21/2023 286.32 3 Adobe Acrobat sub 11/07/2023 286.07 Sunscreen, Poison ivy treatment 11/16/2023 282.72 RSA Water Fountain Repair Supplies 11/15/2023 275.00 IRWA Membership dues 11/13/2023 271.06 2 Rugged Cameras for Field Use 11/30/2023 270.00 SCCBA Legal Membership 11/02/2023 265.63 Meeting refreshments 11/03/2023 265.00 IRWA Membership dues 11/17/2023 260.00 PCA License renewal 11/02/2023 241.51 Shop Supplies 11/02/2023 240.09 Maintenance for M215 11/01/2023 240.00 CA Rural waster Assoc. Membership 11/06/2023 232.15 HR Training Session Lunch 11/07/2023 225.00 SFO Backup internet 11/10/2023 225.00 Facility rental docent mtg 11/13/2023 223.41 Maint/Battery Warranty P113 11/13/2023 222.25 Maintenance for M218 11/29/2023 219.99 FFO Backup internet 11/30/2023 214.09 Events Ctr ADA Toilet #3701873 11/30/2023 214.09 Events Ctr ADA Toilet #3921087 11/30/2023 214.09 Events Ctr ADA Toilet #3993221 11/30/2023 214.09 Events Ctr ADA Toilet #3621785 11/09/2023 212.53 CL house Interior Paint mat'l 11/30/2023 208.92 Gavels for Board Directors 11/17/2023 206.20 Breakfast - leadership academy 11/09/2023 204.26 Maintenance for M224 11/07/2023 201.66 Maintenance for P94 11/10/2023 200.00 CCM Certificate Renewal 11/17/2023 200.00 Remote admin tool subscription 11/06/2023 199.90 Google translate annual charge 11/01/2023 192.95 Bat Habitat Supplies 11/06/2023 190.67 FFO Coffee-Kitchen Supplies 11/09/2023 190.00 Gift Membership for VRE Raffle 11/03/2023 186.65 Snacks for training 11/16/2023 186.30 CL-Water sys testing Bean Hollow 11/09/2023 185.43 SAO Shop - Wheel Chocks-Jack 11/16/2023 185.00 Int'l Society of Arboriculture dues 11/15/2023 175.00 Public Sector HR Assoc. dues 11/03/2023 174.00 SCCo Permit Fee - Service Panel 11/10/2023 171.89 AO- dishwasher descaler/rinse 11/13/2023 168.34 Aug-Oct Water Thornewood 11/08/2023 166.05 Maintenance Mgmt. School Conf. 11/08/2023 166.04 Maintenance Mgmt. School Conf. 11/20/2023 165.10 Kitchen Supplies 11/02/2023 153.11 Rain Gear 11/20/2023 151.68 Rain Gear 11/09/2023 150.00 HR Train'g -Interviewing 11/22/2023 150.00 Pressure treated wood Disposal 11/03/2023 147.68 Bat Habitat Supplies 11/30/2023 142.53 RSACP water main repair 11/06/2023 139.65 Bat Habitat Supplies 11/27/2023 136.25 Propane tank rental Bean Hollow 11/15/2023 135.82 RSA DHF water line repair 11/06/2023 135.67 Welding Wire Pliers 11/16/2023 135.00 AO-fridge diagnostic 11/29/2023 133.50 Monthly Zapier charge 11/20/2023 131.99 AO water line repair 11/01/2023 130.96 Name Title Plates for Staff 11/24/2023 129.98 Laminating sheets for signboards 11/22/2023 121.78 Propane tank rental Lone Madrone 11/01/2023 121.04 July-Sept Water Hosking Barn 11/09/2023 120.00 Waste Disposal 11/16/2023 119.97 Screen wipes and duster 11/03/2023 117.81 Cleaning agent 11/29/2023 117.08 Reusable decorations for parade 11/24/2023 117.00 M227 Mounts and Tool 11/30/2023 116.62 CL-Bean Hollow house plumbing 11/09/2023 116.39 Paint Materials for Bench 11/09/2023 110.65 Framing for SRE award photo 11/06/2023 109.77 Rain gear 11/29/2023 109.68 Oct Water Hosking Barn 11/24/2023 109.36 Replacmnt batterypower backup 11/01/2023 108.03 Drinks Snacks - Bd Mtg BOC Trip 11/01/2023 106.27 Monthly Shredding Svcs - Oct 11/24/2023 104.41 CL-Fridge part -Bean Hollow House 11/30/2023 102.30 Water rights fees 11/06/2023 101.11 Long Shackle Padlocks 11/03/2023 100.00 Property research svcs Sept 2023 11/30/2023 100.00 Property research svcs Oct 2023 11/15/2023 97.00 Wildland Fire Suppression Course 11/16/2023 97.00 RED Fire Cert. course, M.Chaney 11/08/2023 95.00 CA/NV amphibian conference fee 11/15/2023 95.00 Fire Course, J.Hawk 11/14/2023 94.01 Parts for UTV 11/01/2023 89.20 Water service for SFO 11/29/2023 89.20 Water service for SFO 11/30/2023 87.85 Print stickers for new citations 11/13/2023 87.45 Inner tubes for UBCO bikes 11/10/2023 87.39 Saw blades for shop 11/14/2023 86.64 Shop tools 11/07/2023 84.16 Kitchen Supplies 11/20/2023 83.20 Training Supplies 11/07/2023 83.09 AO-hand tools 11/20/2023 82.53 Pine Sol 11/22/2023 77.98 Kitchen Supplies - coffee 11/17/2023 76.89 Office and Kitchen Supplies 11/03/2023 75.25 Name tag for Lead OST Snider 11/03/2023 75.00 MB Campsite pay phone 11/20/2023 74.33 AO-bike rack/sign post install 11/08/2023 73.50 Notary oath and bond filing 11/20/2023 72.00 Drug testing 11/21/2023 71.05 SCC Bldg Permit BCR Phase II 11/06/2023 68.62 RSA water line repair 11/28/2023 68.45 RSACP-water fountain parts 11/24/2023 68.20 Smog for M76 11/24/2023 68.20 Smog for M238 11/24/2023 68.20 Smog for M202 11/29/2023 68.20 Smog for M226 11/20/2023 67.58 Plastic grill cover 11/03/2023 66.02 Shopify Monthly subscription 11/03/2023 65.00 AO-alarm services 11/02/2023 62.90 Food - interpretation training 11/08/2023 61.81 Frozen Mice - Snake Food 11/16/2023 60.17 Misc Shop Supplies 11/15/2023 60.00 Waste Permit renewal fee. 11/15/2023 60.00 Waste Permit renewal fee. 11/15/2023 60.00 Deputy District Clerk Training 11/17/2023 60.00 SFO Weather Station sub 1 yr 11/20/2023 58.85 Misc Shop Supplies 11/15/2023 58.53 M226 Replacement Fill Cap for Tank 11/21/2023 57.28 Water service for AO meter 1 11/03/2023 55.50 DHF - Fence Materials 11/03/2023 55.04 Food - interpretation training 11/20/2023 55.00 Measuring tape 11/03/2023 54.58 Shop Supply 11/02/2023 54.30 DHF -Garden & Orchard Supplies 11/06/2023 53.01 BlueDEF Diesel Exhaust Fluid 11/17/2023 52.36 SA- "No E-Bike" signs 11/10/2023 51.80 Leadership Retreat 11/02/2023 51.10 AO FFO SFO SAO key copies 11/28/2023 50.07 Graffiti remover, SD Cards 11/22/2023 50.00 New user remote admin tool 11/30/2023 49.50 Annual Wufoo charge 11/16/2023 49.22 Decals for M21 11/29/2023 49.10 Keyboard tray. 11/29/2023 49.05 Biodegradable garland for parade 11/20/2023 45.51 Air compressor repair parts 11/20/2023 45.48 Kitchen Supplies 11/13/2023 45.00 Coffee for LF Leadership Retreat 11/17/2023 43.63 AO water line repair 11/01/2023 41.32 Sunscreen 11/20/2023 40.36 Container for icon stickers. 11/03/2023 40.00 Coffee- interpretive training 11/01/2023 39.82 Socket adapter & small screws 11/09/2023 39.68 Food - interpretation training 11/03/2023 37.32 Leather oil for fire boots 11/22/2023 36.85 Meeting refreshments 11/06/2023 35.25 Vehicle Exhaust Pipe Rain Cap 11/20/2023 34.24 FOOSP - Water Conditioning Service 11/20/2023 33.82 Bags for volunteer projects 11/06/2023 30.44 Ranger name tags - Hand 11/16/2023 30.32 Water system ball valve 11/03/2023 29.50 Breakfast items for meeting 11/09/2023 29.45 Ergo equipment 11/15/2023 29.45 SA- "No E-Bike" signs 11/22/2023 29.45 Water Tank for Snake Terrarium 11/06/2023 28.25 Volunteer snacks 11/10/2023 25.62 Food - interpretation training 11/13/2023 25.35 Drinks - LF Leadership Retreat 11/02/2023 24.42 Drinks for Board Mtgs 11/02/2023 24.33 Repair parts - Hosking Barn 11/07/2023 24.31 MB Campsite water electricity 11/06/2023 24.26 Alpine road drain grate 11/06/2023 24.00 RSACP - Plumbing Part 11/01/2023 23.13 Snacks for DEI Meeting 11/13/2023 22.00 Parking for TBA Policy Summit 11/07/2023 21.86 Bike mounts for the bunkhouse 11/03/2023 21.18 BCS Water sys repair parts 11/29/2023 21.08 Specimen shipping container 11/17/2023 20.47 Volunteer Supplies 11/03/2023 20.00 AO-alarm services 11/10/2023 20.00 Coffee - interpretive training 11/13/2023 20.00 Coffee - interpretive training 11/28/2023 19.93 Reference book on legis advocacy 11/07/2023 18.96 Isopropyl alcohol 11/07/2023 17.95 Volunteer Supplies 11/08/2023 17.89 Material for interpretive prop 11/21/2023 15.59 Helpdesk user account 11/30/2023 14.82 LH Mobile Home siding project paint 11/01/2023 14.61 Notebook for staff 1:1 meetings 11/17/2023 14.51 Kitchen Supplies - napkins 11/01/2023 14.00 SJ Mercury Monthly subscription 11/06/2023 13.98 Volunteer Supplies 11/08/2023 13.01 AO paint 11/06/2023 12.00 Parking Expense 11/27/2023 11.99 BoD cloud file storage 11/06/2023 11.95 Benecia Martinez Bridge Toll 11/06/2023 10.78 Volunteer Supplies 11/20/2023 9.98 Volunteer Snacks 11/02/2023 9.40 Glue for UM Interp Sign 11/16/2023 9.05 Bags for tickets 11/03/2023 7.99 Food - interpretation training 11/10/2023 7.00 GIS request desk subscription 11/13/2023 6.99 Volunteer Supplies 11/06/2023 5.54 Material for interpretive prop 11/09/2023 4.90 SRE award photo 11/14/2023 3.00 Parking for Park Mgmt Class 11/06/2023 1.79 SMCo Permit Fee 11/30/2023 1.75 Parking -Thrive holiday gathering 11/10/2023 1.40 MB Campsite water electricity 11/21/2023 (20.59) Pressure treated wood Disposal credit 11/01/2023 (27.34) Credit for damaged return 11/20/2023 (43.70) Return-Volunteer award base 11/30/2023 (169.99) Refund disconnected service 217,558.19 Wells Fargo Credit Cards November 2023 R-24-09 Meeting 24-03 January 24, 2024 REVISED AGENDA ITEM 3 AGENDA ITEM Appointment of the Board of Directors Standing Committee Members and Representatives to Various Bodies, Including the Governing Board of the Midpeninsula Regional Open Space District Financing Authority, for Calendar Year 2024 BOARD PRESIDENT’S RECOMMENDATIONS Approve the Board President’s appointments to the Board Standing Committees and other bodies, including the Governing Board of the Midpeninsula Regional Open Space District Financing Authority, and the compensable status for attendance at these meetings. SUMMARY Every year, the newly elected Board President appoints members to each of the Board’s Standing Committees, the Governing Board of the Midpeninsula Regional Open Space District (District) Financing Authority (“Authority”), and to represent the District on outside bodies, with consent of the full Board. DISCUSSION Standing Committees Board Policy 1.04 on Committees states that the Board President appoints Board members to annual Standing Committees and to represent the District on outside bodies, with the consent of the Board. According to Board Policy 1.04, appointments to the standing committees are made at the first regular meeting following the meeting at which officers of the Board are elected. The five Board Standing Committees are: 1. Action Plan and Budget Committee (ABC) 2. Legislative, Funding and Public Affairs Committee (LFPAC) 3. Planning and Natural Resources Committee (PNR) 4. Real Property Committee (RPC) 5. Board Appointee Evaluation Committee (BAE) Following the Board Policy on Committees, the Board Treasurer (Craig Gleason) will be assigned as one of the three members of ABC. Also, the Board Appointee Evaluation Committee shall include the Board President (Margaret MacNiven) and Vice-President (Jed Cyr) as two of the three members of the Committee. The proposed committee assignments for 2024 are as follows: R-24-09 Page 2 Action Plan and Budget:  Craig Gleason (Treasurer)  Karen Holman  Curt Riffle Board Appointee Evaluation:  Margaret MacNiven  Jed Cyr  Curt Riffle Legislative, Funding, and Public Affairs:  Jed Cyr  Craig Gleason  Zoe Kersteen-Tucker Planning and Natural Resources:  Craig Gleason  Karen Holman  Zoe Kersteen-Tucker Real Property:  Karen Holman  Yoriko Kishimoto  Zoe Kersteen-Tucker Financing Authority The Governing Board of the Financing Authority consists of five members. In accordance with the Joint Powers Agreement and its bylaws, the District’s Board President (Margaret MacNiven) shall automatically be the Chairperson of the Authority, and the Board Treasurer (Craig Gleason) shall also serve on the Authority Board. Two of the other four members are appointed by the Board President, to be selected from among the District’s Board of Directors. The fifth member is the member of the Santa Clara County Board of Supervisors whose district encompasses the greatest territory of the Midpeninsula Regional Open Space District, and who is appointed to the Board of the Financing Authority by the Chairman of the Board of Supervisors. Supervisor Simitian continues to serve on the Authority Board as appointed by the Santa Clara County Board of Supervisors. Governing Board of the Financing Authority o Margaret MacNiven o Craig Gleason o Jed Cyr o Yoriko Kishimoto Representation at Outside Bodies Appointed by the District Board members also represent the District on various external bodies. These positions are compensable. The assignments for external bodies are as follows:  Santa Clara County Special District’s Association – Craig GleasonYoriko Kishimoto, Alternate: Craig Gleason Yoriko Kishimoto R-24-09 Page 3  San Mateo County Special District’s Association – Zoe Kersteen-Tucker  Santa Clara Valley Water District Water Commission – Curt RiffleJed Cyr  California Joint Powers Insurance Authority Delegate – Margaret MacNiven o California Joint Powers Insurance Authority Alternate – Jed Cyr o California Joint Powers Insurance Authority Alternate – Ana Ruiz o California Joint Powers Insurance Authority Alternate – Stefan Jaskulak Representation at Outside Bodies Not Appointed by the District Board members may also be appointed by external authorities to serve on outside bodies. The District recognizes the value these connections provide to the Board. These positions are not compensable by the District. The assignments for these external bodies are as follows:  Bay Conservation and Development Commission – Yoriko Kishimoto  Santa Clara County Local Agency Formation Commission Independent Special District – Yoriko Kishimoto  San Francisco Bay Restoration Authority Board – Karen Holman Applicable Board Policies Board Policy 6.06 (Meeting Compensation, Reimbursement of Authorized Necessary Expenses for Performance of Official Duties, and Adoption of Ethics Training Requirements Pursuant to Government Code Section 53232 et seq. (AB1234)) of the Board Policy Manual states that all Standing Committees are compensable and compensability for attendance of Ad Hoc Committee meetings is determined on an as-needed basis by the Board. It is recommended that Board members be compensated for attendance at all Board Committee and Authority meetings, including Ad Hoc Committees, and at meetings where the Board member is the District’s appointed representative. In accordance with California Public Resources Code section 5536 and Board Policy 6.06, each District Board member may receive compensation in an amount not to exceed one hundred and fifteen dollars and fifty cents ($115.50) per day for each attendance at a Board meeting. On January 10, 2024, the Board approved Resolution 24-01, which authorized compensating Board members for up to six meetings per month. Accordingly, with seven Board members, the maximum the entire Board can receive is $58,212 per year. State law also allows the Board to consider increasing the per-meeting compensation by up to 5% for each calendar year by ordinance. The District’s current proposed budget for Board meeting compensation is $47,000 for fiscal year 2024 and is anticipated to be sufficient given the variation in number of meetings per month for each Board Director. If it is later determined that additional funds are required, a budget adjustment may be requested. FISCAL IMPACT No new or incremental fiscal impact associated with this specific action is anticipated. Board compensation is included in the annual budget. PRIOR BOARD COMMITTEE REVIEW This item is annually brought to the full Board for review and approval. PUBLIC NOTICE Public Notice was provided pursuant to the requirements of the Brown Act. No further notice is required. R-24-09 Page 4 CEQA COMPLIANCE This proposed action is not a project under the California Environmental Quality Act (CEQA) and no environmental review is required. NEXT STEPS If approved, staff will prepare a new roster of Board Committee assignments for posting internally and on the District website. Responsible Department Manager: Ana Ruiz, General Manager Prepared by: Maria Soria, District Clerk Contact person: Margaret MacNiven, Board President R-24-09 Meeting 24-03 January 24, 2024 AGENDA ITEM 3 AGENDA ITEM Appointment of the Board of Directors Standing Committee Members and Representatives to Various Bodies, Including the Governing Board of the Midpeninsula Regional Open Space District Financing Authority, for Calendar Year 2024 BOARD PRESIDENT’S RECOMMENDATIONS Approve the Board President’s appointments to the Board Standing Committees and other bodies, including the Governing Board of the Midpeninsula Regional Open Space District Financing Authority, and the compensable status for attendance at these meetings. SUMMARY Every year, the newly elected Board President appoints members to each of the Board’s Standing Committees, the Governing Board of the Midpeninsula Regional Open Space District (District) Financing Authority (“Authority”), and to represent the District on outside bodies, with consent of the full Board. DISCUSSION Standing Committees Board Policy 1.04 on Committees states that the Board President appoints Board members to annual Standing Committees and to represent the District on outside bodies, with the consent of the Board. According to Board Policy 1.04, appointments to the standing committees are made at the first regular meeting following the meeting at which officers of the Board are elected. The five Board Standing Committees are: 1. Action Plan and Budget Committee (ABC) 2. Legislative, Funding and Public Affairs Committee (LFPAC) 3. Planning and Natural Resources Committee (PNR) 4. Real Property Committee (RPC) 5. Board Appointee Evaluation Committee (BAE) Following the Board Policy on Committees, the Board Treasurer (Craig Gleason) will be assigned as one of the three members of ABC. Also, the Board Appointee Evaluation Committee shall include the Board President (Margaret MacNiven) and Vice-President (Jed Cyr) as two of the three members of the Committee. The proposed committee assignments for 2024 are as follows: R-24-09 Page 2 Action Plan and Budget: • Craig Gleason (Treasurer) • Karen Holman • Curt Riffle Board Appointee Evaluation: • Margaret MacNiven • Jed Cyr • Curt Riffle Legislative, Funding, and Public Affairs: • Jed Cyr • Craig Gleason • Zoe Kersteen-Tucker Planning and Natural Resources: • Craig Gleason • Karen Holman • Zoe Kersteen-Tucker Real Property: • Karen Holman • Yoriko Kishimoto • Zoe Kersteen-Tucker Financing Authority The Governing Board of the Financing Authority consists of five members. In accordance with the Joint Powers Agreement and its bylaws, the District’s Board President (Margaret MacNiven) shall automatically be the Chairperson of the Authority, and the Board Treasurer (Craig Gleason) shall also serve on the Authority Board. Two of the other four members are appointed by the Board President, to be selected from among the District’s Board of Directors. The fifth member is the member of the Santa Clara County Board of Supervisors whose district encompasses the greatest territory of the Midpeninsula Regional Open Space District, and who is appointed to the Board of the Financing Authority by the Chairman of the Board of Supervisors. Supervisor Simitian continues to serve on the Authority Board as appointed by the Santa Clara County Board of Supervisors. Governing Board of the Financing Authority o Margaret MacNiven o Craig Gleason o Jed Cyr o Yoriko Kishimoto Outside Bodies Board members also represent the District on various external bodies. The assignments for external bodies are as follows: • Santa Clara County Special District’s Association – Yoriko Kishimoto, Alternate: Craig Gleason R-24-09 Page 3 • San Mateo County Special District’s Association – Zoe Kersteen-Tucker • Santa Clara Valley Water District Water Commission – Curt Riffle • Santa Clara County Local Agency Formation Commission Independent Special District Representative – Yoriko Kishimoto • California Joint Powers Insurance Authority Delegate – Margaret MacNiven o California Joint Powers Insurance Authority Alternate – Jed Cyr o California Joint Powers Insurance Authority Alternate – Ana Ruiz o California Joint Powers Insurance Authority Alternate – Stefan Jaskulak Applicable Board Policies Board Policy 6.06 (Meeting Compensation, Reimbursement of Authorized Necessary Expenses for Performance of Official Duties, and Adoption of Ethics Training Requirements Pursuant to Government Code Section 53232 et seq. (AB1234)) of the Board Policy Manual states that all Standing Committees are compensable and compensability for attendance of Ad Hoc Committee meetings is determined on an as-needed basis by the Board. It is recommended that Board members be compensated for attendance at all Board Committee and Authority meetings, including Ad Hoc Committees, and at meetings where the Board member is the District’s appointed representative. In accordance with California Public Resources Code section 5536 and Board Policy 6.06, each District Board member may receive compensation in an amount not to exceed one hundred and fifteen dollars and fifty cents ($115.50) per day for each attendance at a Board meeting. On January 10, 2024, the Board approved Resolution 24-01, which authorized compensating Board members for up to six meetings per month. Accordingly, with seven Board members, the maximum the entire Board can receive is $58,212 per year. State law also allows the Board to consider increasing the per-meeting compensation by up to 5% for each calendar year by ordinance. The District’s current proposed budget for Board meeting compensation is $47,000 for fiscal year 2024 and is anticipated to be sufficient given the variation in number of meetings per month for each Board Director. If it is later determined that additional funds are required, a budget adjustment may be requested. FISCAL IMPACT No new or incremental fiscal impact associated with this specific action is anticipated. Board compensation is included in the annual budget. PRIOR BOARD COMMITTEE REVIEW This item is annually brought to the full Board for review and approval. PUBLIC NOTICE Public Notice was provided pursuant to the requirements of the Brown Act. No further notice is required. CEQA COMPLIANCE This proposed action is not a project under the California Environmental Quality Act (CEQA) and no environmental review is required. R-24-09 Page 4 NEXT STEPS If approved, staff will prepare a new roster of Board Committee assignments for posting internally and on the District website. Responsible Department Manager: Ana Ruiz, General Manager Prepared by: Maria Soria, District Clerk Contact person: Margaret MacNiven, Board President Rev. 3/15/21 R-24-10 Meeting 24-03 January 24, 2024 AGENDA ITEM 4 AGENDA ITEM Award of Contract with Parametrix to provide Transportation Planning Services for the Purisima Multimodal Access Study at Purisima Creek Redwoods Open Space Preserve GENERAL MANAGER’S RECOMMENDATIONS 1. Authorize the General Manager to enter into a contract with Parametrix of Berkeley, CA to provide transportation planning services to develop an implementation plan for viable high priority strategies from the Purisima Multimodal Access Study for a base amount not to exceed $93,496. 2. Authorize a 10% contingency of $9,350 to be awarded if necessary, to cover unforeseen additional tasks to complete the scope, for a total contract amount not-to-exceed $102,846. 3. Authorize a separate contract allowance of $39,013 if the Board approves the implementation of a shuttle program for additional partner coordination meetings, civil engineering roadway recommendations for shuttle improvements, and shuttle operator selection support, if deemed necessary, bringing the not-to-exceed contract amount to $141,859. SUMMARY The Midpeninsula Regional Open Space District (District) seeks transportation planning services from a qualified consultant to develop an implementation plan for the Transportation Demand Management (TDM) strategies recommended in the Purisima Multimodal Access and Transportation Demand Management Study (Study). The Study examined current access and parking conditions at Purisima Creek Redwoods Open Space Preserve (Purisima, Preserve) and recommended a suite of multimodal access strategies, prioritized by tiers, to reduce parking demand and improve visitor access. District staff are developing a Comprehensive Use and Management Plan that incorporates the multimodal strategies for the Preserve. A Request for Proposals (RFP) was issued on October 23, 2023, and two firms submitted proposals on November 21, 2023. Based on the RFP results, the General Manager recommends awarding a contract to Parametrix for a base contract amount of $93,496 and authorizing a 10% contingency in the amount of $9,350 for a contract amount of $102,846. The General Manager also recommends authorizing a separate contract allowance of $39,013 for additional partner coordination meetings, civil engineering roadway recommendations for shuttle improvements, and shuttle operator selection support, if needed, for a total not-to-exceed contract amount of $141,859. There is insufficient funding in the current budget to cover the cost of the recommendation. If approved, unspent funds from other project budgets will be reallocated to cover this work as part of an upcoming quarterly budget adjustment. R-24-10 Page 2 DISCUSSION Purisima Creek Redwoods Open Space Preserve (Preserve, Purisima) is located on the western slopes of the Santa Cruz Mountains overlooking Half Moon Bay. Currently, 2,838 acres of the 5,412-acre Preserve are open to the public and has over twenty miles of trails available for hiking, bicycling and equestrian use. Purisima is a popular recreational destination among residents of San Mateo County, neighboring areas, and the broader San Francisco Bay Area region for hiking, biking, and equestrian riding. There are four trailhead entrances: (1) off the main North Ridge parking lot; (2) off the popular Purisima Creek Road/Higgins Canyon parking lot; (3) the Redwood trailhead entrance and (4) Grabtown Gulch trailhead entrance. In October 2022, the Board approved the Purisima Multimodal Access and Transportation Demand Study (Study), which examined current access and parking conditions at the Preserve and identified strategies to reduce parking demand, manage parking resources, improve multimodal access, enhance the visitor experience, and mitigate negative impacts of overflow parking and traffic to nearby residents. A toolbox of high priority TDM categories and specific strategies were identified and customized to promote modal shift, reduce parking demand and enhance the visitor experience for the Preserve. The District is in the process of planning for various public access projects at the Preserve through a Comprehensive Use and Management Plan (Plan) to streamline planning and environmental review. Several high priority TDMs are directly related to and will be implemented through the new Purisima-to-the-Sea parking area and the expanded North Ridge parking area. As part of the Plan, the transportation planning consultant team will develop program scenarios and implementation requirements for a number of the TDM strategies recommended by the Purisima Study, to identify the necessary technology, infrastructure improvements, and management considerations to implement these programs. These TDM strategies include providing shuttle service, reservation parking, carpool parking, and real-time parking information. The consultant team’s efforts will identify how the Purisima-to-the-Sea Trail & Parking Project and the Highway 35 Trail and Parking Project conceptual designs can incorporate these TDM strategies and determine the type of site modifications that may be needed to support these measures. Contract Scope of Work Base Contract The scope of work associated with the base contract includes development of shuttle concepts and ridership estimates and parking reservation, carpool and parking information system program concepts. The consultant will prepare an implementation plan for viable TDMs, and as part of this work identify program parameters and requirements, technology requirements, capital/infrastructure needs, and management considerations associated with these high priority TDMs. The consultant team will confirm whether the proposed parking design concepts for the Purisima-to-the-Sea Parking and Highway 35 projects can accommodate these TDM programs. The shuttle and other TDM programs will be used to develop the project description for CEQA environmental review for the Purisima Comprehensive Use and Management Plan. R-24-10 Page 3 Contract Allowance If a shuttle program is deemed feasible at the Preserve and the Board approves implementation of the shuttle program, staff would authorize the consultant to complete the tasks included under the allowance to streamline the implementation of the shuttle program. These tasks include additional partner coordination meetings, civil engineering roadway recommendations for shuttle improvements, and shuttle operator selection support, as necessary. Partner coordination meetings may include meetings with relevant local and state agencies such as the City of Half Moon Bay, Samtrans, San Mateo County, and Caltrans. The consultant would also provide civil engineering recommendations to enhance roadway conditions along shuttle route(s), if needed, as well as support District staff in developing an RFP and participate in the selection process for a shuttle operator. Consultant Selection On October 23, 2023, staff issued a request for proposals (RFP) via Periscope, posted the RFP on the District’s website, and sent direct emails to a list of qualified firms. A virtual pre-proposal site tour was held on November 7, 2023, attended by representatives from two firms. The following two firms submitted proposals by the November 21, 2023 deadline. Firm Location Proposed Fees Parametrix Berkeley, CA $93,496* Mead & Hunt Sacramento, CA $98,560 *Amount reflects a negotiated fee with additional requested scope. Evaluation criteria were determined prior to the release of the RFP that included the quality of proposal, implementation approach and expertise. After a thorough review of all proposals, Parametrix of Berkeley, CA was deemed as the most qualified and best suited for the project at a fair and reasonable price. The firm is currently working on the Hawthorns Area Plan, and a subset of this project team previously worked on the Purisima Multimodal Access Study as part of Parisi Transportation Consulting. Parametrix demonstrated their specialized expertise in shuttle program development and parking management technologies in the proposal and interview. The project team has extensive experience working with agencies in San Mateo County, including Samtrans, and staff recognizes that these relationships will be important for ensuring the implementation of a successful shuttle program. Examples of other relevant projects completed by the Parametrix team include: The Branson School Transportation Demand Management Plan (Ross, CA), Yerba Buena Island Multimodal Access Project (San Francisco, CA), Joshua Tree National Park Transit Service (Twentynine Palms, CA), and San Ysidro Mobility Hub Phase 1 (San Diego ,CA). During contract negotiations, staff and Parametrix identified one additional task as being important to the scope of work for the base contract (site visits for shuttle field testing) and increased consultant involvement at in-person meetings, increasing Paramtrix’s base rate of $86,737 by $6,759, for a total base rate of $93,496. The site visits will be used to test out various shuttle operation scenarios in the field and identify specific program needs. FISCAL IMPACT There is insufficient funding in the current budget to cover the cost of the recommendation. If approved, unspent funds from other project budgets will be reallocated to cover this work as part R-24-10 Page 4 of an upcoming quarterly budget adjustment. Funds for future year costs will be recommended in future fiscal year budgets as a part of the annual Budget and Action Plan process. PRIOR BOARD AND COMMITTEE REVIEW November 9, 2022 Board Meeting: Affirmation of the Findings and Recommendations of the Purisima Multimodal Access and Transportation Demand Management Study Report (R-22-123, meeting minutes) January 10, 2024 Board Meeting: Award of Contract with Ascent Environmental to provide Planning and Environmental Review (CEQA) Services for the Purisima Comprehensive Use and Management Plan (R-24-07) PUBLIC NOTICE Public notice was provided as required by the Brown Act. CEQA COMPLIANCE The environmental review for the Purisima Comprehensive Use and Management Plan will include the Transportation Demand Management strategies that are the subject of this recommended contract. The Board will have the opportunity to review and consider the draft Comprehensive Use and Management Plan and environmental review findings at a future Board meeting. NEXT STEPS Pending Board approval, the General Manager will execute a contract with Parametrix and follow the tentative schedule outlined below. Phase Schedule Project Kickoff and Background Information Review Winter/Spring 2024 Submit Key Program Information to Inform CEQA Analysis Spring/Summer 2024 Submit Draft Program Concepts and Report Fall 2024 Submit Final Program Concepts and Report Spring/Summer2025 Responsible Department Head: Jane Mark, AICP, Planning Manager, Planning Department Prepared by: Brittany Wheatman, AICP, Planner II, Planning Department Contact person: Tyler Smith, Planner II, Planning Department   R-24-11 Meeting 24-03 January 24, 2024 REVISED AGENDA ITEM 5 AGENDA ITEM Award of Contract to Bellecci & Associates for Engineering and Design Services for the Service Road and Path Improvement Project at Rancho San Antonio Open Space Preserve GENERAL MANAGER’S RECOMMENDATIONS 1. Authorize the General Manager to execute a contract with Bellecci & Associates to complete the design, engineering, permitting, and construction oversight for the Service Road and Path Improvement Project for a base contract amount not-to-exceed $176,102. 2. Authorize an allowance of $46,089 for specific additional services that may be required for the project, for a total project budget of $222,191. 3. Authorize a 10% contingency of $22,219 to be reserved for unanticipated issues, bringing the total not-to-exceed contract amount to $244,410. SUMMARY On September 21, 2023, the Midpeninsula Regional Open Space District (District) issued a Request for Qualifications and Proposal (RFQP) for design and engineering services in connection with the Service Road and Path Improvement Project (Project) at Rancho San Antonio Open Space Preserve. The General Manager recommends awarding an engineering services contract to Bellecci for a base contract amount of $176,102. In addition, the General Manager recommends an allowance of $46,089 for specific additional services that may be required for the project, for a not-to-exceed total contract amount of $222,191. The General Manager also recommends authorizing a 10% contingency amount of $22,219 for a total not-to- exceed contract amount of $244,410. The scope under the recommended contract will provide services for technical studies, design, and regulatory local permitting, and construction oversight for the project. There are sufficient funds in the adopted Fiscal Year 2023-24 (FY24) project budget to cover the recommended action and expenditures through the end of the fiscal year. Funding for future years’ budgets will be requested as part of the annual Budget and Action Plan process. DISCUSSION The Project is located on the eastern side of Rancho San Antonio Open Space Preserve (Preserve) between the parking area and Deer Hollow Farm. The Project area consists of R-24-11 Page 2 approximately 0.6 mile of the existing service road and approximately 0.2 mile of the existing Lower Meadow Trail. The service road between the Preserve parking area and Deer Hollow Farm experiences a high level of use from pedestrians, cyclists, authorized vehicle traffic to Deer Hollow Farm, and ranger patrol and maintenance staff access to the Preserve. A vehicular gate with a keypad along the service road beyond the public parking area restricts public vehicle access for pedestrian safety. The road pre-dates District ownership of the land. The road previously served as access to former homesteads and rangeland in the area. Over the years, minor road repairs and resurfacing activities have been implemented, but this has not adequately addressed the heavy use of the road and existing subgrade conditions. The resulting road grade and surface is uneven and frequent potholes require maintenance. Sections of the roadway have also eroded, resulting in a road width as narrow as 10 feet in some locations. Retaining walls may be necessary to stabilize the adjacent creek bank and allow for widening of the service road to a desired 12-foot width. In addition to improving the service road for emergency access and service vehicles, the District has a desire to improve trail accessibility along this corridor to meet ADA standards (or the Architectural Barriers Act (ABA) if ADA is infeasible due to topography and/or resource concerns) as identified in the ADA Transition Plan Update. Alternatives for accessible pathways along this corridor have been evaluated using combinations of the existing Lower Meadow Trail and service road by an ADA consultant (Rancho San Antonio Accessible Trail Pre-Feasibility Assessment Memorandum, BKF Engineers, May 2023). As part of this contract, the selected consultant will further evaluate the alternatives and propose the most viable ADA or ABA pathway along this corridor, including any recommended accessibility improvements. Scope of the Recommended Contract The base contract tasks include:  Project Management to coordinate with the District and the environmental consultant;  Review existing studies and documentation, including the Accessible Trail Pre- Feasibility Study, Deer Hollow Farm Historic Resources Evaluation, Road Geotechnical Assessment, and previous rare plant and botanical studies;  Perform technical studies, including a biological assessment, botanical survey, jurisdictional delineation, riparian habitat impact assessment, and mitigation plan;  Prepare a permitting strategy;  Perform geotechnical investigations and report on slope stability, topographic and geotechnical constraints and develop long-term treatment alternatives;  Topographic survey;  Prepare a Basis of Design with required site improvements and design criteria;  Prepare detailed retaining wall design;  Develop schematic alternatives, design plans, technical documents for regulatory permitting;  Prepare County and regulatory permit applications; R-24-11 Page 3  Provide construction administration and oversight as necessary during the support during Request for Bids. construction phase to ensure technical consistency with project plans.  There are a few additional tasks that may be deemed necessary for the project. These additional tasks are reserved under the recommended allowance. These tasks would only be pursued if required:  Assistance with environmental permitting negotiations;  Preparation and submittal of a 404 Permit;  Preparation of materials and attendance at public outreach meetings;  Utility location;  Design of a solider pile wall taller than four (4) feet. The District is separately soliciting proposals for an environmental consultant to provide environmental services, including, but not limited to the California Environmental Quality Act (CEQA) documentation and cultural resource surveys. Consultant Selection  On September 21, 2023, the District released the RFQP on Periscope. Staff conducted a mandatory pre-proposal site tour of the Lower Meadow Trail and Service Road at Rancho San Antonio on October 3, 2023 with three consulting firms in attendance. Two proposals were received on October 25, 2023. Bellecci was identified as the most qualified, with their proposal at a fair and reasonable price, and therefore best suited for the project based on their response to the RFQP. Consultant  Location Proposed Fee  BKF Redwood City, CA $274,786 Bellecci Concord, CA $222,191 FISCAL IMPACT There is sufficient funding in the adopted budget to cover the cost of the recommendation. Funds for future year costs will be recommended in future fiscal year budgets as a part of the annual Budget and Action Plan process.   The recommended action in not funded by Measure AA. PRIOR BOARD AND COMMITTEE REVIEW  August 9, 2017 - presentation about accessibility at the District and consideration of a contract award for MIG to prepare the ADA Plan Update (R-17-99, Meeting Minutes).  February 28, 2018 - overview of ADA Title II requirements and the planning process to complete the ADA Plan Update (R-18-20, Meeting Minutes).  August 22, 2018 - presentation on the draft ADA Plan Update (R-18-96, Meeting Minutes).  May 15, 2019: The Board of Directors (Board) approved the District-wide Americans with Disabilities Act Self-Evaluation and Transition Plan Update (R-19-28, Meeting Minutes) R-24-11 Page 4 PUBLIC NOTICE Public notice was provided as required by the Brown Act. CEQA COMPLIANCE The award of a contract for design and engineering services is not a project subject under the California Environmental Quality Act (CEQA). Potential environmental effects of the proposed project will be evaluated pursuant to CEQA prior to an award of contract for construction of the project. NEXT STEPS Upon Board authorization, the General Manager will execute a contract with Bellecci to initiate engineering and design work. Attachments 1. Area Map 2. Site Plan Responsible Department Head: Jane Mark, Planning Department Manager Jason Lin, Engineering and Construction Department Manager Prepared by: Mattea Ottoboni, Planner II, Planning Department Ivana Yeung, Capital Project Manager III, Engineering and Construction Department Contact person: Mattea Ottoboni, Planner II, Planning Department Ivana Yeung, Capital Project Manager III, Engineering and Construction Department   Foothill Blvd Foothill Expressway Foothill Expressway Foothill ExpresswayInterstate Highway 280 Foothill Expressway Arastradero Rd Alpine Rd Page Mill Rd Page Mill Rd Los Tr ancos Mont e B ello Rancho San Antonio Foothil ls Midpe ni ns ula R egio nal Op en S pace Di s tr ict (MR O SD) 12 /2 1/2 0 23 0 1.50.75 miI Wh ile the D is trict strives to use th e be st avai lable digital da ta , th es e data do no t re pre sen t a legal s urvey and are me rely a graph ic illus trati on of geograp hi c f eatures . A t ta c h me n t 1 . R a n c h o S a n A n t o n i o A r e a M ap Road C enter lin e (major ) Ar t eria l Fre ew ay Hig hw ay Pr es er ve Bo un da ry (fill) Data Source(s): Sources: Esri, Airbus DS, USG S, NG A, NASA, CGIAR, N Robinson, NCEAS, NLS, O S, N M A, Geodatastyrelsen, Rijkswaterstaat, G SA, Geoland, FEM A, Intermap and the GIS user com munity Web A ppBuil der for Ar c GIS ÄÆ17 ÄÆ82 ÄÆ101 ÄÆ9 ÄÆ84 ÄÆ1 ÄÆ35 ÄÆ280 ÄÆ236 ÄÆ85 Campbell Red wood Ci ty Eas t Palo Alto Los Altos Mountain ViewPalo Alto Menlo Park Cupertino Saratoga Los Gatos Milpita s Sa nt a C lar aSunnyvale Sa n Jo se Project Area TRAIL SEGMENT 3 - ALT 2 ON LOWER MEADOW TRAIL LEGEND TRAIL S[GlilENT 1 -DEER HOLLOW TO MORA TRAIL CROSSING TRAIL SEGMENT 2 -MORA TRAIL CROSSING TO SERVICE ROAD CROSSING AT PERMITTEDPARKING LDT TRAIL SEGMENT 3 -SERVICE ROAD CROSSING AT PERMITTED PARKING LOT TO TRAIL END AT PEDESTRIAN CROSSING DEER HOU.OW FARM ROAD ANO TRAIL LOCATION 1 E 2' OFFSET FROM EXISTING ROADW DING AT SLOPE MAY BE REQUIRED EXISTING FENCE CT-2 TRAIL EDGE 2.5' OFFSET FROM EXISTING LOWER MEADOW TRAIL EXISTING FENCE A PRX. 3" OFFSET FROM EDGE OF ROADWAY ROADWAY EDGE. ROSSWALK IMPROVEME ACCESS ACROS OM Bl NED ROAD AND TRAIL LDCA 110N 4 I I I J I I I I I I I I I CROSSWALK IMPROVEMENTS TO PROVID PC-2 ACCESS ACROSS lHE ROADWAY. ~;' COMBINED ROAD ANO TRAIL LOCATION CT-3 h"'-ri I] IRF PARKING I OT ~• POTENTIAL CONFLICTS BETWEEN PEDESTRIANS AND VEHICLES CONSIDERED WITH PROPOSED TRAIL ALIGNMENT. PEDESTRIAN CROSSWALK LDCA TION 4 PC-4 CROSSWALK IMPROVEMENTS TO PROVIDE ACCESS ACROSS THE ROADWAY. ROADWAY PINCHPOINT LOCATION 3 PP-2 ROADWAY WIDTH APPROX. 10'-9" IN SOME LOCATIONS. APPRX. 3' OFFSET FROM EDGE or ROADWA y MORA TRAIL \ FOOlHILLS FIELD OFFICE DRIVEWAY \ RANCHO SAN ANTONIO SERVICE ROAD BKF ENGINEERS 255 SHORELINE DRIVE SUITE 200 REDWOOD CITY, CA 94065---- LOWER MEADOW TRAIL BE REDUCED TO LESS THAN 10'-6", LESS THAN 16' FROM EDGE or FENCE PP-2 PC-i CROSSWALK IMPROVEMENTS TO PROVIDE TO EXISTING UTILITY POLE. ACCESS ACROSS THE ROADWAY. FOOTHILLS FIELD OFFICE RANCHO SAN ANTONIO ACCESSIBLE TRAIL -ALTERNATIVE 2 SERVICE ROAD PATH ALIGNMENT MIDPENINSULA REGIONAL OPEN SPACE DISTRICT CUPERTINO, CA GRAPHIC SCALE ------100 0 100 200 05/03/2023 EXHIBIT2 Attachment 2 - Site Plan R-24-11 Meeting 24-03 January 24, 2024 AGENDA ITEM 5 AGENDA ITEM Award of Contract to Bellecci & Associates for Engineering and Design Services for the Service Road and Path Improvement Project at Rancho San Antonio Open Space Preserve GENERAL MANAGER’S RECOMMENDATIONS 1. Authorize the General Manager to execute a contract with Bellecci & Associates to complete the design, engineering, permitting, and construction oversight for the Service Road and Path Improvement Project for a base contract amount not-to-exceed $176,102. 2. Authorize an allowance of $46,089 for specific additional services that may be required for the project, for a total project budget of $222,191. 3. Authorize a 10% contingency of $22,219 to be reserved for unanticipated issues, bringing the total not-to-exceed contract amount to $244,410. SUMMARY On September 21, 2023, the Midpeninsula Regional Open Space District (District) issued a Request for Qualifications and Proposal (RFQP) for design and engineering services in connection with the Service Road and Path Improvement Project (Project) at Rancho San Antonio Open Space Preserve. The General Manager recommends awarding an engineering services contract to Bellecci for a base contract amount of $176,102. In addition, the General Manager recommends an allowance of $46,089 for specific additional services that may be required for the project, for a not-to-exceed total contract amount of $222,191. The General Manager also recommends authorizing a 10% contingency amount of $22,219 for a total not-to- exceed contract amount of $244,410. The scope under the recommended contract will provide services for technical studies, design, local permitting, and construction oversight for the project. There are sufficient funds in the adopted Fiscal Year 2023-24 (FY24) project budget to cover the recommended action and expenditures through the end of the fiscal year. Funding for future years’ budgets will be requested as part of the annual Budget and Action Plan process. DISCUSSION The Project is located on the eastern side of Rancho San Antonio Open Space Preserve (Preserve) between the parking area and Deer Hollow Farm. The Project area consists of approximately 0.6 mile of the existing service road and approximately 0.2 mile of the existing R-24-11 Page 2 Lower Meadow Trail. The service road between the Preserve parking area and Deer Hollow Farm experiences a high level of use from pedestrians, cyclists, authorized vehicle traffic to Deer Hollow Farm, and ranger patrol and maintenance staff access to the Preserve. A vehicular gate with a keypad along the service road beyond the public parking area restricts public vehicle access for pedestrian safety. The road pre-dates District ownership of the land. The road previously served as access to former homesteads and rangeland in the area. Over the years, minor road repairs and resurfacing activities have been implemented, but this has not adequately addressed the heavy use of the road and existing subgrade conditions. The resulting road grade and surface is uneven and frequent potholes require maintenance. Sections of the roadway have also eroded, resulting in a road width as narrow as 10 feet in some locations. Retaining walls may be necessary to stabilize the adjacent creek bank and allow for widening of the service road to a desired 12-foot width. In addition to improving the service road for emergency access and service vehicles, the District has a desire to improve trail accessibility along this corridor to meet ADA standards (or the Architectural Barriers Act (ABA) if ADA is infeasible due to topography and/or resource concerns) as identified in the ADA Transition Plan Update. Alternatives for accessible pathways along this corridor have been evaluated using combinations of the existing Lower Meadow Trail and service road by an ADA consultant (Rancho San Antonio Accessible Trail Pre-Feasibility Assessment Memorandum, BKF Engineers, May 2023). As part of this contract, the selected consultant will further evaluate the alternatives and propose the most viable ADA or ABA pathway along this corridor, including any recommended accessibility improvements. Scope of the Recommended Contract The base contract tasks include: • Project Management to coordinate with the District and the environmental consultant; • Review existing studies and documentation, including the Accessible Trail Pre- Feasibility Study, Deer Hollow Farm Historic Resources Evaluation, Road Geotechnical Assessment, and previous rare plant and botanical studies; • Perform technical studies, including a biological assessment, botanical survey, jurisdictional delineation, riparian habitat impact assessment, and mitigation plan; • Prepare a permitting strategy; • Perform geotechnical investigations and report on slope stability, topographic and geotechnical constraints and develop long-term treatment alternatives; • Topographic survey; • Prepare a Basis of Design with required site improvements and design criteria; • Prepare detailed retaining wall design; • Develop schematic alternatives, design plans, technical documents for regulatory permitting; • Prepare County and regulatory permit applications; • Provide construction administration and oversight as necessary during the construction phase to ensure technical consistency with project plans. R-24-11 Page 3 There are a few additional tasks that may be deemed necessary for the project. These additional tasks are reserved under the recommended allowance. These tasks would only be pursued if required: • Assistance with environmental permitting negotiations; • Preparation and submittal of a 404 Permit; • Preparation of materials and attendance at public outreach meetings; • Utility location; • Design of a solider pile wall taller than four (4) feet. The District is separately soliciting proposals for an environmental consultant to provide environmental services, including, but not limited to the California Environmental Quality Act (CEQA) documentation and cultural resource surveys. Consultant Selection  On September 21, 2023, the District released the RFQP on Periscope. Staff conducted a mandatory pre-proposal site tour of the Lower Meadow Trail and Service Road at Rancho San Antonio on October 3, 2023 with three consulting firms in attendance. Two proposals were received on October 25, 2023. Bellecci was identified as the most qualified, with their proposal at a fair and reasonable price, and therefore best suited for the project based on their response to the RFQP. Consultant  Location Proposed Fee  BKF Redwood City, CA $274,786 Bellecci Concord, CA $222,191 FISCAL IMPACT There is sufficient funding in the adopted budget to cover the cost of the recommendation. Funds for future year costs will be recommended in future fiscal year budgets as a part of the annual Budget and Action Plan process. The recommended action in not funded by Measure AA. PRIOR BOARD AND COMMITTEE REVIEW • August 9, 2017 - presentation about accessibility at the District and consideration of a contract award for MIG to prepare the ADA Plan Update (R-17-99, Meeting Minutes). • February 28, 2018 - overview of ADA Title II requirements and the planning process to complete the ADA Plan Update (R-18-20, Meeting Minutes). • August 22, 2018 - presentation on the draft ADA Plan Update (R-18-96, Meeting Minutes). • May 15, 2019: The Board of Directors (Board) approved the District-wide Americans with Disabilities Act Self-Evaluation and Transition Plan Update (R-19-28, Meeting Minutes) PUBLIC NOTICE Public notice was provided as required by the Brown Act. R-24-11 Page 4 CEQA COMPLIANCE The award of a contract for design and engineering services is not a project subject under the California Environmental Quality Act (CEQA). Potential environmental effects of the proposed project will be evaluated pursuant to CEQA prior to an award of contract for construction of the project. NEXT STEPS Upon Board authorization, the General Manager will execute a contract with Bellecci to initiate engineering and design work. Attachments 1. Area Map 2. Site Plan Responsible Department Head: Jane Mark, Planning Department Manager Jason Lin, Engineering and Construction Department Manager Prepared by: Mattea Ottoboni, Planner II, Planning Department Ivana Yeung, Capital Project Manager III, Engineering and Construction Department Contact person: Mattea Ottoboni, Planner II, Planning Department Ivana Yeung, Capital Project Manager III, Engineering and Construction Department Foothill Blvd Foothill Expressway Foothill Expressway Foothill ExpresswayInterstate Highway 280 Foothill Expressway Arastradero Rd Alpine Rd Page Mill Rd Page Mill Rd Los Tr ancos Mont e B ello Rancho San Antonio Foothil ls Midpe ni ns ula R egio nal Op en S pace Di s tr ict (MR O SD) 12 /2 1/2 0 23 0 1.50.75 miI Wh ile the D is trict strives to use th e be st avai lable digital da ta , th es e data do no t re pre sen t a legal s urvey and are me rely a graph ic illus trati on of geograp hi c f eatures . A t ta c h me n t 1 . R a n c h o S a n A n t o n i o A r e a M ap Road C enter lin e (major ) Ar t eria l Fre ew ay Hig hw ay Pr es er ve Bo un da ry (fill) Data Source(s): Sources: Esri, Airbus DS, USG S, NG A, NASA, CGIAR, N Robinson, NCEAS, NLS, O S, N M A, Geodatastyrelsen, Rijkswaterstaat, G SA, Geoland, FEM A, Intermap and the GIS user com munity Web A ppBuil der for Ar c GIS ÄÆ17 ÄÆ82 ÄÆ101 ÄÆ9 ÄÆ84 ÄÆ1 ÄÆ35 ÄÆ280 ÄÆ236 ÄÆ85 Campbell Red wood Ci ty Eas t Palo Alto Los Altos Mountain ViewPalo Alto Menlo Park Cupertino Saratoga Los Gatos Milpita s Sa nt a C lar aSunnyvale Sa n Jo se Project Area TRAIL SEGMENT 3 - ALT 2 ON LOWER MEADOW TRAIL LEGEND TRAIL S[GlilENT 1 -DEER HOLLOW TO MORA TRAIL CROSSING TRAIL SEGMENT 2 -MORA TRAIL CROSSING TO SERVICE ROAD CROSSING AT PERMITTEDPARKING LDT TRAIL SEGMENT 3 -SERVICE ROAD CROSSING AT PERMITTED PARKING LOT TO TRAIL END AT PEDESTRIAN CROSSING DEER HOU.OW FARM ROAD ANO TRAIL LOCATION 1 E 2' OFFSET FROM EXISTING ROADW DING AT SLOPE MAY BE REQUIRED EXISTING FENCE CT-2 TRAIL EDGE 2.5' OFFSET FROM EXISTING LOWER MEADOW TRAIL EXISTING FENCE A PRX. 3" OFFSET FROM EDGE OF ROADWAY ROADWAY EDGE. ROSSWALK IMPROVEME ACCESS ACROS OM Bl NED ROAD AND TRAIL LDCA 110N 4 I I I J I I I I I I I I I CROSSWALK IMPROVEMENTS TO PROVID PC-2 ACCESS ACROSS lHE ROADWAY. ~;' COMBINED ROAD ANO TRAIL LOCATION CT-3 h"'-ri I] IRF PARKING I OT ~• POTENTIAL CONFLICTS BETWEEN PEDESTRIANS AND VEHICLES CONSIDERED WITH PROPOSED TRAIL ALIGNMENT. PEDESTRIAN CROSSWALK LDCA TION 4 PC-4 CROSSWALK IMPROVEMENTS TO PROVIDE ACCESS ACROSS THE ROADWAY. ROADWAY PINCHPOINT LOCATION 3 PP-2 ROADWAY WIDTH APPROX. 10'-9" IN SOME LOCATIONS. APPRX. 3' OFFSET FROM EDGE or ROADWA y MORA TRAIL \ FOOlHILLS FIELD OFFICE DRIVEWAY \ RANCHO SAN ANTONIO SERVICE ROAD BKF ENGINEERS 255 SHORELINE DRIVE SUITE 200 REDWOOD CITY, CA 94065---- LOWER MEADOW TRAIL BE REDUCED TO LESS THAN 10'-6", LESS THAN 16' FROM EDGE or FENCE PP-2 PC-i CROSSWALK IMPROVEMENTS TO PROVIDE TO EXISTING UTILITY POLE. ACCESS ACROSS THE ROADWAY. FOOTHILLS FIELD OFFICE RANCHO SAN ANTONIO ACCESSIBLE TRAIL -ALTERNATIVE 2 SERVICE ROAD PATH ALIGNMENT MIDPENINSULA REGIONAL OPEN SPACE DISTRICT CUPERTINO, CA GRAPHIC SCALE ------100 0 100 200 05/03/2023 EXHIBIT2 Attachment 2 - Site Plan Rev. 3/15/21 R-24-12 Meeting 24-03 January 24, 2024 AGENDA ITEM 6 AGENDA ITEM Capital Equipment Purchase for Newly Approved Staff GENERAL MANAGER’S RECOMMENDATIONS 1. Authorize the General Manager to execute a contract with the California Department of General Services and associated contract dealers, or a local dealer for expedient delivery provided the pricing is competitive, to purchase two patrol vehicles, four maintenance vehicles and two administrative vehicles, for a total cost not-to-exceed $602,000. 2. Authorize the General Manager to execute a purchase contract with the California Department of General Services and associated contract dealers for one green mower and transport trailer, and one excavator with masticator attachment, for a total cost not-to-exceed $550,000. SUMMARY Following the recent approval of new positions by the Board of Directors (Board), as recommended and supported by the Financial and Operational Sustainability Model (FOSM), additional vehicles and equipment are needed to transport and equip newly hired staff. Given the lead time required to secure vehicles and equipment, and a currently open purchasing window for the F150 Lightning (electric) truck model, the General Manager is expediting this request for new vehicles and equipment and issuing it prior to the regular annual capital equipment request. Vehicles and machinery are preferably purchased through an existing contract with the California Department of General Services (DGS), providing significant cost savings. However, there may be opportunities to purchase vehicles quicker via local dealers, provided the pricing is competitive. Eight new vehicles and two pieces of equipment (one remote control mower and one excavator with masticator attachment) are proposed for purchase for a total authorization request of $1,152,000. DISCUSSION Annually, the District purchases vehicles, machinery, and equipment to support project and service delivery work performed by administrative, maintenance, and patrol staff. Vehicles and machinery are purchased through an existing contract via cooperative purchasing, known as “piggybacking”, with DGS and associated contract dealers. As set forth in Board Policy 3.03, Public Contract Bidding, Vendor, and Professional Consultant Selection, and Purchasing Policy, cooperative purchasing on pricing obtained by another public agency through the competitive bidding process provides the opportunity to realize significant cost savings. R-24-12 Page 2 To prepare for the recent (January 10, 2023) Board approval of 14 new full-time positions, additional vehicles and equipment are necessary to transport and equip the newly hired staff. Because the process for ordering vehicles has become very fluid and fast paced, manufacturers are constantly updating order sheets and opening order windows that are defined by available production slots and not by defined times. These windows are sporadic and the ability to act quickly is crucial. A current window to order F150 Lightning electric trucks is currently open and will close at the end of January. Additionally, as part of an existing agreement with the State Coastal Conservancy (SCC) regarding a $1.08 million dollar Wildfire Resilience – Capacity and Prescribed Fire Grant (Grant), the District will provide a match for equipment purchases in the amount of $365,000. The match commitment plus a remaining balance of $70,000 will be used to purchase the equipment to support fuel reduction implementation as outlined in the grant. Vehicles The General Manager proposes purchasing eight additional vehicles. Two 4X4 SUVs would be purchased to support the expansion of the administrative fleet and the addition of new staff, particularly in the Planning and Engineering & Construction departments. Two long-range F150 Lightning trucks would provide transportation to the four new Open Space Technician positions and two long-range electric vehicles (EVs) or equivalent gas ½ ton trucks will be provided to the two new Ranger positions. A F550 truck will be outfitted to support the new Equipment Mechanic Operator position at the Skyline Field Office and a F350 truck will be outfitted to support a new lead Open Space Technician at the Foothills Field Office. Equipment The General Manager also recommends purchasing two new pieces of equipment as additions to the list of heavy equipment to further support the expansion of the Wildland Fire Resiliency Program (WFRP). These two equipment purchases consist of: one (1) remote controlled mower and one (1) excavator with masticator attachment and support the SCC Grant. The multi-year SCC Grant is expanding efficiencies and productivity for ramping up and completing wildland fuel resiliency project work throughout the District. The addition of two new pieces of specialized fuel/vegetation management equipment is critical in ensuring that vegetation projects stay on schedule, including grant-funded activities. Additionally, staff have found a broader utility for the remote-controlled mowers purchased last year. During construction of the Alpine Bypass Trail, the Robomax climbing mower was used to remove vegetation along the new trail route. Using this equipment dramatically reduced hand labor and mini-excavator equipment time that had historically been used to perform these activities. Staff also found that while working on the Crazy Pete’s worksite, an excavator with a dedicated masticator attachment would have greatly improved productivity and efficiency. Climbing mowers with remote control access and short frame designs like the one proposed for purchase are necessary for steep terrain that is inaccessible and unsafe for traditional riding mowers. These pieces of equipment are extremely difficult to locate from rental companies. Rentals are often not available or less than ideal, resulting in reduced productivity, a lower quality work product, and/or loss of time. R-24-12 Page 3 Cost Breakdown The following tables break down the estimated costs for the new vehicles and equipment. Vehicle Type Additional or Replacement Cost Quantity Total 4x4 SUV (Jeep Wrangler or equivalent - Administrative) Additional $51,000 2 $102,000 F150 Lightning Long-Range (Maintenance) Additional $71,000 2 $142,000 ½ Ton EV or Gas equivalent (Patrol) Additional $71,000 2 $142,000 F550 Super Duty Truck Additional $140,000 1 $140,000 F350 Heavy Duty Truck Additional $76,000 1 $76,000 Vehicle Subtotal $602,000 Equipment Type Additional or Replacement Cost Quantity Total Remote Controlled Mower or similar with Trailer Additional $170,000 1 $170,000 Excavator with Masticator Attachment Additional $380,000 1 $380,000 Equipment Subtotal $550,000 $ Grand Total $1,152,000 FISCAL IMPACT There is currently $930,000 allocated for vehicles and $430,000 allocated for equipment. However, with ongoing supply chain issues, manufacturing, delivery and purchasing delays are anticipated with one or more of the vehicles/equipment. If necessary, staff will prepare a budget adjustment during a quarterly review to shift funds between the accounts. The recommended action is not funded by Measure AA. PRIOR BOARD AND COMMITTEE REVIEW • August 9, 2023: The Board reviewed and approved FY24 Capital Equipment Purchases. (R-23-79, meeting minutes) • January 10, 2024: The Board reviewed and approved 14 new positions per the recommendations of the Financial and Operational Sustainability Model (FOSM) refresh. (R-24-05) PUBLIC NOTICE Public notice was provided as required by the Brown Act. R-24-12 Page 4 CEQA COMPLIANCE This recommended action is not a project under the California Environmental Quality Act (CEQA). NEXT STEPS If approved by the Board, staff will prepare purchase orders for the vehicles and equipment utilizing a cooperative procurement contract. While this approval provides the opportunity to get delivery within FY24 (by end of June), it is possible that delivery will extend into the following fiscal year as has been the case with some past purchases. Responsible Department Head: Brandon Stewart, Land & Facilities Manager Prepared by: Brandon Stewart, Land & Facilities Manager R-24-13 Meeting 24-03 January 24, 2024 AGENDA ITEM 7 AGENDA ITEM Award of Contract to EMID Design Group for Procurement and Installation of 24 Workstations GENERAL MANAGER’S RECOMMENDATIONS 1. Award a contract to EMID Design Group of Fresno, CA for a not-to-exceed base amount of $110,939 to furnish and install 24 staff workstations to occupy the East Wing of the 1st Floor of the Administrative Office located at 5050 El Camino Real. 2. Authorize a 10% contingency amount of $11,094 to be reserved for unanticipated issues, additional furnishings and/or replacement items, for a total contract not-to-exceed amount of $122,033. SUMMARY The Midpeninsula Regional Open Space District (District) is in the process of procuring furniture to occupy a new staff area located on the east wing of the 1st floor of the Administrative Office. This staff area will include both cubicles and private office workstations. EMID Design Group (EMID Design), the contractor that previously installed the staff furniture on the 2nd floor, has provided a proposal to furnish and install furniture for the 1st floor workspace to match the existing furniture on the 2nd floor as closely as possible. The General Manager recommends awarding a contract to EMID Design Group of Fresno, CA for a not-to-exceed base amount of $110,939 and a 10% contingency of $11,094, to furnish 24 workspaces, with installation concluding in February/March 2024. There are sufficient funds in the adopted Fiscal Year 2023-24 (FY24) to cover the costs of the recommendation. DISCUSSION The District substantially completed the renovation of a new Administrative Office facility located at 5050 El Camino Real in Los Altos, CA in May 2022 and shortly afterwards began occupying the 2nd floor space. To furnish the 2nd floor space, the District issued a Request for Bids for Staff Furniture Procurement and Installation Services in 2021. With the new hybrid work model arising out of the pandemic, the District was able to successfully accommodate its employees using less office floor space than originally contemplated and designed for the first few years of office occupation. As such, when the District awarded the Contract for the Staff Furniture Procurement and Installation in 2021, the 1st floor furniture bid alternative was not included in the original contract scope. In July 2023, the District awarded a construction contract to convert the existing 7,600 square foot east wing 1st floor office space into two separate office suites – a 5,400 square foot District office space and a 2,200 square foot tenant leasing space to optimize use of the new office. This configuration allows a portion of the first floor to be reserved for District use to accommodate growth in staff and operations while leasing out the remainder of the space as a means to further recoup costs and generate additional R-24-13 Page 2 revenue to support the District’s work. The 5,400 square foot District office space allows for the addition of 24 workstations, 2 manager offices, and a medium sized conference room. Two years after moving into the new office, with the addition of new staff positions and the anticipated additional growth arising from the recent 2023/24 Financial and Operational Sustainability Model (FOSM) Refresh, the District is now in need of the available floor space located on the 1st floor of the building. This move coincides well with the recent completion of the 1st floor east wing reconfiguration. On November 13, 2023, District staff issued a Request for Bids for a contractor to supply and install 6 pods of 4 cubicles for a total of 24 workstations (see Attachment 1). EMID Design Group was the only contractor who submitted a bid. The bid is of a reasonable cost, with an approximate 15% price increase, which is in-line with inflation compared to bids two years ago. The vendor will provide a design closely matching the furniture on the 2nd floor, with the only significant difference being lower walls on the window side to allow for more light into the cubicles and higher walls on the hallway side to maintain a level of privacy and noise buffering (see Attachment 2). The bid also includes delivery, installation and connection to electrical sources. FISCAL IMPACT The overall project remains within the May 2019 Board-approved project budget for planning, design, and construction of $27.4 million (R-19-64). Funding sources for the Project include using Committed for Infrastructure reserve funds, any future additions to the reserve, rent income generated in the new AO, parity bond proceeds, and interest earned from the parity bonds. Sale of the former 330 Distel Circle administrative office is also providing partial reimbursement (R-20-117). The FY24 adopted budget to complete close out the New Administrative Office (AO) Facility project #31202 is $200,000. There are sufficient funds in the project budget to cover the recommended expenditures. New Administrative Office (AO) Facility #31202 Prior Year Actuals FY24 Adopted FY25 Projected FY26 Projected Estimated Future Years TOTAL Acquisition: $31,742,406 $0 $0 $0 $0 $31,742,406 Planning/Design/Construction: $25,981,879 $50,000 $0 $0 $0 $26,031,879 Move-in and Closeout: $496,502 $150,000 $0 $0 $0 $646,502 Total Budget (Fund 40): $58,220,787 $200,000 $0 $0 $0 $58,420,787 Acquisition and associated purchase costs Spent-to-Date (as of 1/12/24): ($31,742,406) $0 $0 $0 $0 ($31,742,406) Spent-to-Date (as of 1/12/24): ($26,478,381) ($8,105) $0 $0 $0 ($26,486,486) Encumbrances: $0 ($39,819) $0 $0 $0 ($39,819) EMID Design Group Contract: $0 ($110,939) $0 $0 $0 ($110,939) 10% Contingency: $0 ($11,094) $0 $0 $0 ($11,094) Budget Remaining (Proposed): $0 $30,043 $0 $0 $0 $30,043 R-24-13 Page 3 The recommended action is not funded by Measure AA. PRIOR BOARD AND COMMITTEE REVIEW This Project previously came before the full Board of Directors at the following public meetings: • October 24, 2018: Board review and approval of the Project Design Goals and Program Elements. (R-18-123, meeting minutes) • January 9, 2019: FYI Memorandum summarizing the AO Facility Ad Hoc Committee meeting summary. (FYI Memo) • January 23, 2019: Board review and feedback on the project design. (R-19-06, meeting minutes) • July 22, 2020: Board review and feedback on the project design. (R-20-76, meeting minutes) • January 20, 2021: Board authorization for the General Manager to enter into a contract with BHM Construction, Inc., to begin construction. (R-21-09, meeting minutes) • October 13, 2021: Board authorization for the General Manager to enter into a contract with EMID Design Group for District Staff Furniture Procurement Installation and Procurement. (R- 21-136, meeting minutes) • December 14, 2022: The Board authorized the General Manager to amend a contract with Noll + Tam Architects to provide lease space design services for the Administrative Office Project (R-22-143 Board Report and Minutes). • July 26, 2023: Board authorization for the General Manager to enter into a contract with United Builders Corporation to begin construction. (R-23-89, meeting minutes) PUBLIC NOTICE Public notice of this Agenda Item was provided as required by the Brown Act. CEQA COMPLIANCE The District has determined that the proposed installation of new workstations in the east wing of the 1st floor of the Administrative Office is categorically exempt under CEQA guidelines Section 15301, Existing Facilities. NEXT STEPS If approved, the General Manager will enter into a contract with EMID Design. Final contract execution is subject to the contractor meeting all District requirements, including required insurance and bonding. Attachments: 1. Furniture Plan 2. Workstations Responsible Department Head/Prepared by/Contact person: Stefan Jaskulak, Chief Financial Officer/Director of Administrative Services :DATE :PROJECT :ADDRESS :SHEET TITLE :SCALE :DRAWN BY :REVISIONS :PAGE This drawing is proprietary of EMID Design Group. All designs represented in this drawing are for the sole use by client(s) listed on this drawing. Use by other person, business, or organization without the express written consent of EMID Design Group is forbidden. 4603 N. BRAWLEY, SUITE 101 FRESNO, CA 93722 559 276 7300 EMID-DESIGNGROUP.COM EMID Design Group #EMIDDESIGNGROUP ID 1.0 12/21/2023 M. LOPEZ 1/4" = 1'-0" 1ST FLOOR FURNITURE PLAN LOS ALTOS, CA 94022 5050 EL CAMINO REAL MIDPEN REGIONAL OPEN SPACE 06/29/2023 DN F.E.C. F.E.C. F.E.C. BOARD ROOM STORAGE 107 GREEN ROOM 109 AV/IDF CLOSET 108 LARGE CONF 126 WELLNESS 105 CUSTODIAL 104 WOMENS (STAFF) 103 CIRCULATION 120 OPEN OFFICE 124 E&C OFFICE 129 FOCUS 131 PLANNING OFFICE 134 FOCUS 133 WORK ROOM 128 HUDDLE/ LAYOUT SPACE 125 FOCUS 132 COFFEE 127 OUTDOOR DECK 160 OPEN OFFICE 121 OPEN OFFICE 122 OPEN OFFICE 123 STAIR 4 136 NATURAL RESOURCES OFFICE 130 REAL PROPERTY OFFICE 135 PC F 5 3 3 0 PC F 5 3 3 0 PCF5330 PC F 5 3 3 0 PCF5330 PC F 5 3 3 0 PM F 6 7 4 8 E PM F 6 7 4 8 E PW S 3 6 2 4 PW S 4 8 2 4 PW S 4 8 2 4 PWS6030 PW S 3 6 2 4 PW S 3 6 2 4 PW S 4 8 2 4 PW S 4 8 2 4 PWS6030PWS6030 53-3W53-2W 53-2W 53-3W 53-2W 53-2W 53-4W PW S 3 6 2 4 PWS6030 PS F D - 4 8 S V PS F D - 4 8 S V PS F D - 4 8 S V PS F D - 4 8 S V PCF5330 PCF5330 PTC 2 2 B B F PTC 2 2 B B F PTC 2 2 B B F PTC 2 2 B B F PM F 6 7 3 6 E PMF6724E PMF6724EPMF6730E PMF6730E PMF6724EPCF5348 PMF6724E PCF5348 PM F 6 7 3 6 E PMF6730E PMF6730E PMF5324E PMF5324E PC F 5 3 3 0 PC F 5 3 3 0 PCF5330 PC F 5 3 3 0 PCF5330 PC F 5 3 3 0 PM F 6 7 4 8 E PM F 6 7 4 8 E PW S 3 6 2 4 PW S 4 8 2 4 PW S 4 8 2 4 PWS6030 PW S 3 6 2 4 PW S 3 6 2 4 PW S 4 8 2 4 PW S 4 8 2 4 PWS6030PWS6030 53-3W53-2W 53-2W 53-3W 53-2W 53-2W 53-4W PW S 3 6 2 4 PWS6030 PS F D - 4 8 S V PS F D - 4 8 S V PS F D - 4 8 S V PS F D - 4 8 S V PCF5330 PCF5330 PTC 2 2 B B F PTC 2 2 B B F PTC 2 2 B B F PTC 2 2 B B F PM F 6 7 3 6 E PMF6724E PMF6724EPMF6730E PMF6730E PMF6724EPCF5348 PMF6724E PCF5348 PM F 6 7 3 6 E PMF6730E PMF6730E PMF5324E PMF5324E PC F 5 3 3 0 PC F 5 3 3 0 PCF5330 PC F 5 3 3 0 PCF5330 PC F 5 3 3 0 PM F 6 7 4 8 E PM F 6 7 4 8 E PW S 3 6 2 4 PW S 4 8 2 4 PW S 4 8 2 4 PWS6030 PW S 3 6 2 4 PW S 3 6 2 4 PW S 4 8 2 4 PW S 4 8 2 4 PWS6030PWS6030 53-3W53-2W 53-2W 53-3W 53-2W 53-2W 53-4W PW S 3 6 2 4 PWS6030 PS F D - 4 8 S V PS F D - 4 8 S V PS F D - 4 8 S V PS F D - 4 8 S V PCF5330 PCF5330 PTC 2 2 B B F PTC 2 2 B B F PTC 2 2 B B F PTC 2 2 B B F PM F 6 7 3 6 E PMF6724E PMF6724EPMF6730E PMF6730E PMF6724EPCF5348 PMF6724E PCF5348 PM F 6 7 3 6 E PMF6730E PMF6730E PMF5324E PMF5324E PC F 5 3 3 0 PC F 5 3 3 0 PCF5330 PC F 5 3 3 0 PCF5330 PC F 5 3 3 0 PM F 6 7 4 8 E PM F 6 7 4 8 E PW S 3 6 2 4 PW S 4 8 2 4 PW S 4 8 2 4 PWS6030 PW S 3 6 2 4 PW S 3 6 2 4 PW S 4 8 2 4 PW S 4 8 2 4 PWS6030PWS6030 53-3W53-2W 53-2W 53-3W 53-2W 53-2W 53-4W PW S 3 6 2 4 PWS6030 PS F D - 4 8 S V PS F D - 4 8 S V PS F D - 4 8 S V PS F D - 4 8 S V PCF5330 PCF5330 PTC 2 2 B B F PTC 2 2 B B F PTC 2 2 B B F PTC 2 2 B B F PM F 6 7 3 6 E PMF6724E PMF6724EPMF6730E PMF6730E PMF6724EPCF5348 PMF6724E PCF5348 PM F 6 7 3 6 E PMF6730E PMF6730E PMF5324E PMF5324E PC F 5 3 3 0 PC F 5 3 3 0 PCF5330 PC F 5 3 3 0 PCF5330 PC F 5 3 3 0 PM F 6 7 4 8 E PM F 6 7 4 8 E PW S 3 6 2 4 PW S 4 8 2 4 PW S 4 8 2 4 PWS6030 PW S 3 6 2 4 PW S 3 6 2 4 PW S 4 8 2 4 PW S 4 8 2 4 PWS6030PWS6030 53-3W53-2W 53-2W 53-3W 53-2W 53-2W 53-4W PW S 3 6 2 4 PWS6030 PS F D - 4 8 S V PS F D - 4 8 S V PS F D - 4 8 S V PS F D - 4 8 S V PCF5330 PCF5330 PTC 2 2 B B F PTC 2 2 B B F PTC 2 2 B B F PTC 2 2 B B F PM F 6 7 3 6 E PMF6724E PMF6724EPMF6730E PMF6730E PMF6724EPCF5348 PMF6724E PCF5348 PM F 6 7 3 6 E PMF6730E PMF6730E PMF5324E PMF5324E PCF5330 PCF5330 PC F 5 3 3 0 PCF5330 PC F 5 3 3 0 PCF5330 PMF6748E PMF6748E PWS3624 PWS4824 PWS4824 PW S 6 0 3 0 PWS3624 PWS3624 PWS4824 PWS4824 PW S 6 0 3 0 PW S 6 0 3 0 53-3 W 53-2W 53-2W 53-3 W 53-2W 53-2W 53-4W PWS3624 PW S 6 0 3 0 PSFD-48SV PSFD-48SV PSFD-48SV PSFD-48SV PC F 5 3 3 0 PC F 5 3 3 0 PTC22BBF PTC22BBF PTC22BBF PTC22BBF PMF6736E PM F 6 7 2 4 E PM F 6 7 2 4 E PM F 6 7 3 0 E PM F 6 7 3 0 E PM F 6 7 2 4 E PC F 5 3 4 8 PM F 6 7 2 4 E PC F 5 3 4 8 PMF6736E PM F 6 7 3 0 E PM F 6 7 3 0 E PM F 5 3 2 4 E PM F 5 3 2 4 E BF-R POWER GROMMET POWER GROMMET POWER GROMMET POWER GROMMET POWER GROMMET POWER GROMMET POWER GROMMET POWER GROMMET POWER GROMMET POWER GROMMET POWER GROMMET POWER GROMMET POWER GROMMET POWER GROMMET POWER GROMMET POWER GROMMET POWER GROMMET POWER GROMMET POWER GROMMET POWER GROMMET PO W E R G R O M M E T PO W E R G R O M M E T PO W E R G R O M M E T PO W E R G R O M M E T POWER TO RUN FROM COLUMN DOWN TO THE SPINE OF THE WORKSTATIONS WORKSTATION ROTATED, 67H PANELS SPECIFIED ALONG WALKWAY FOR PRIVACY 67H PANELS SPECIFIED ALONG WALKWAY FOR PRIVACY 53H PANELS WITH GLASS TO ALLOW NATURAL LIGHT 53H PANELS WITH GLASS TO ALLOW NATURAL LIGHT 67H PANELS SPECIFIED ALONG WALKWAY FOR PRIVACY . 1 MULTIPURPOSE ROOM SUITE 400 RENTAL TENANTS SMALL CONF OFFICE OFFICE 4 P E R S O N W O R K S T A T I O N OPTION #1OPEN OFFICE 123 & 124 H A L L W A Y S I D E 6 7 H P A N E L S W I N D O W S I D E 5 3 H P A N E L S MIDPENINSULA REGIONAL OPEN SPACE G L A S S O N L Y O N W I N G S 6 7 H P A N E L S A L O N G T H E S P I N E M A D E G L A S S P A N E L W I D E R T O A L L O W S U N L I G H T R-24-14 Meeting 24-03 January 24, 2024 AGENDA ITEM 8 AGENDA ITEM Addition of a Legacy Road as a new Trail Segment at Russian Ridge Open Space Preserve, including Use Designation and Proposed Trail Name, and Consideration for Highlighting the Presence of American Badgers in the Skyline Area GENERAL MANAGER’S RECOMMENDATIONS 1. Approve the addition of a 0.5-mile legacy road to a vista point as part of the trail network at Russian Ridge Open Space Preserve and designate the trail as multi-use with the proposed trail name of “Fog Drift Vista” Trail, as supported by the Planning and Natural Resources Committee. 2. Consider the Planning and Natural Resources Committee’s recommendation to highlight the presence and importance of American badgers (badgers) in the Skyline Area for greater public awareness, and if supported, provide direction on the proposed options as detailed in this report. SUMMARY The General Manager recommends incorporating a legacy road into the formal trail network at Russian Ridge Open Space Preserve, designating the trail as multi-use, consistent with the connecting trails, and naming the trail segment the “Fog Drift Vista” Trail. This legacy road is the former Smith Driveway that once accessed a private inholding with a residence and barn (which are no longer present). The proposed trail use designation is consistent with Board Policy 4.07, Trail Use Policies. The proposed trail name is consistent with the naming criteria specified in Board Policy 5.01, Site Naming, Gift, and Special Recognition. Pending Board approval, the trail addition, designation, and name would be implemented through new trail signs and maps and the mileage added to the trail data counts. On December 12, 2023, the Planning and Natural Resources (PNR) Committee received a presentation on the recommendations and unanimously (3-0) voted to forward the recommendation to the full Board of Directors (Board) for approval. PNR also made a separate motion recommending the exploration of options of highlighting the presence and importance of badgers in the Skyline Area. DISCUSSION Please refer to the PNR Committee Report (Attachment 1). FISCAL IMPACT None R-24-14 Page 2 PRIOR BOARD AND COMMITTEE REVIEW On December 12, 2023, the PNR Committee received a presentation on the recommendations for adding a 0.5-mile legacy road to the Russian Ridge trail network as a multi-use trail with the proposed name “Fog Drift Vista” trail. The committee voted unanimously (3-0) to forward the recommendations to the full Board for approval. During discussion, the PNR also expressed interest in the alternative name “Badger’s Byway”. The alternative name led to a discussion about the presence of badgers in the Skyline Area and ways that the species could be highlighted and honored. The committee determined that the 0.5-mile proposed trail was not the most appropriate location for the name “Badger’s Byway”, as the vista at the top was the predominant feature. However, the PNR passed a second motion recommending that the Board consider having staff explore ways to highlight the presence and importance of badgers in the Skyline Area. A summary of the PNR committee discussion is provided below in Table 1. One written public comment was received prior to the PNR meeting expressing concern with allowing mountain bikes in any open spaces due to their impacts on the land. The comment included an attached literature review conducted by Michael J. Vandeman, PhD. The comment did not express specific concerns about the addition of the trail to the Russian Ridge Trail network or the name “Fog Drift Vista”. Table 1 – Summary of PNR Committee Feedback (December 12, 2023) Theme/Topic PNR Feedback/Comments Name of new trail • The committee asked if the phenomenon of fog drift is visible from the hilltop in question – staff confirmed that it is often present in the area. • The vista would be a destination and the highlight of the trail and is therefore appropriate to have in the name. Rock outcroppings • The committee asked about the protection and status of rock outcroppings during the demolition of the Smith House. Staff confirmed that the rock outcroppings had been protected and were in good condition. Presence of badgers • The committee recommended staff keep Badger’s Byway as a potential name for future trails with preference of a longer future trail through areas characteristically used by badgers. • Desire expressed to honor and bring more attention to the badger, either as part of a future trail naming in the Skyline area, as part of new interpretive signage, in renaming an existing trail, or other means. As it relates to increasing the awareness of badgers in the Skyline area, Pathways for Wildlife and the San Francisco Bay Bird Observatory prepared the American Badger and Burrowing Owl Habitat Suitability Assessment Report for the District in 2022. Based on information from the assessment report and natural resources staff expertise, staff determined the following factors of importance: • Members of the public are often unaware that badgers are present in the Bay Area and District preserves. Highlighting their presence and ways that people can help protect them is important for public education and species protection. R-24-14 Page 3 • American badgers are concentrated in the Skyline area in six District Preserves, including Russian Ridge, La Honda, and Windy Hill. • There are multiple identified corridors for travel and known badger locations within Russian Ridge. In response to PNR’s request, the following list includes potential options with preliminary estimated cost and timelines for efforts aimed at increasing public awareness of badgers. Selection of any of the following actions would create a new, separate project that would be programmed into a future fiscal year workplan. Table 2 – Options for Highlighting Badgers Action Estimated Cost Estimated Timeline Considerations 1. Renaming 1 a section of the Bay Area Ridge Trail (currently called “Ridge Trail”) within Russian Ridge or a future new trail in La Honda, Hawthorns, or Cloverdale Ranch to “Badger’s Byway” $800 - $1,200 to replace/install trail directional signs plus moderate staff time 9-12 months for existing trail, ~5 years for new trail The Ridge Trail corridor in Russian Ridge is a significant path of travel for badgers. Signs affecting Ridge Trail would need coordination with the Bay Area Ridge Trail organization. Other areas listed (for new trails) contain known badger habitat. 2. Interpretive panel at a key location $5,000 - $8,000 for interpretive panel plus significant staff time 12+ months Public education and awareness of badgers within their habitats is important for species protection. Limited staff capacity within the Interpretation and Education Program. 3. ESRI Story Map on webpage with info about badgers plus social media push and flier with QR component in preserve signboards where badgers are present Moderate staff time 6-8 months Additional online information could increase interest in badgers. A story map could be updated periodically. A virtual platform enables the sharing of photo and video content, especially important for a cryptic species that is rare to see. 4. Public-focused Lunch and Learn Presentation by Natural Resources plus excerpts of recording in social media and webpage Minimal staff time 3-6 months Staff gave a presentation about the badger and burrowing owl study in 2022 and could do so again. Presentation could be recorded and posted on the webpage for public viewing with excerpts posted throughout the year in social media 1 The Bay Area Ridge Trail designation and medallions would remain on trail signs. R-24-14 Page 4 Actions related to this trail previously came before the full Board of Directors at the following public meetings: • February 23, 2022: Board approved the disposition of the Smith House. (R-22-23, meeting minutes). • August 24, 2022: Board approved the award of contract to KM 106 Construction to complete the demolition of the Smith house (R-22-100, meeting minutes). • December 12, 2023: Planning and Natural Resources Committee forwarded a recommendation to the Board to name the legacy road “Fog Drift Vista” Trail, incorporate it into the formal trail network of Russian Ridge, and designate it as multi-use (R-23-141). PUBLIC NOTICE Public notice was provided as required by the Brown Act. CEQA COMPLIANCE The selection of a trail name is not a Project as defined by the California Environmental Quality Act (CEQA). The designation and use of the existing driveway as a publicly accessible trail is categorically exempt in accordance with CEQA Guidelines Section 15301, Existing Facilities. The former driveway is an existing facility and the proposed use as a multi-use trail would result in a less intensive use than that of a vehicle driveway. Installation of trail signs is exempt from CEQA in accordance with CEQA Guidelines Section 15304, Minor Alterations to Land. NEXT STEPS If Recommendation #1 is approved by the Board, the new trail will be added to the official trail network within Russian Ridge with updated online mapping and trail signs. Based on Board direction for Recommendation #2, the General Manager will determine the appropriate timing and programming of subsequent work to highlight badgers in the Skyline area. Attachments 1. Planning and Natural Resources Staff Report Responsible Department Head: Jane Mark, AICP, Planning Department Prepared by / Contact person / Graphics prepared by: Mattea Ottoboni, Planner II, Planning Department Rev. 3/15/21 PLANNING AND NATURAL RESOURCES COMMITTEE R-23-141 December 12, 2023 AGENDA ITEM 2 AGENDA ITEM Addition of a Legacy Road as a new Trail Segment at Russian Ridge Open Space Preserve, including Use Designation and Proposed Trail Name GENERAL MANAGER’S RECOMMENDATIONS Forward a recommendation to the full Board of Directors for their review and consideration to add a 0.5-mile legacy road to a vista point as part of the trail network at Russian Ridge Open Space Preserve, and designate the trail as multi-use, with the proposed trail name of “Fog Drift Vista” Trail. SUMMARY The General Manager recommends the Planning and Natural Resources Committee (PNR)) forward a recommendation to the full Board of Directors (Board) to incorporate a legacy road into the formal trail network at Russian Ridge Open Space Preserve, designate the trail as multi- use, consistent with the connecting trails, and name the trail segment the “Fog Drift Vista” Trail. This legacy road is known as the former Smith Driveway that was formally used to access a private inholding with a residence and barn (which are no longer present). The proposed trail use designation is consistent with Board Policy 4.07, Trail Use Policies. The proposed trail name is consistent with the naming criteria specified in Board Policy 5.01, Site Naming, Gift, and Special Recognition. Pending Board approval, the trail addition, designation, and name would be implemented through new trail signs and maps and the mileage added to the trail data counts. DISCUSSION In November 1989, the Midpeninsula Regional Open Space District (District) purchased the former Smith Property as a ridge-top addition to Russian Ridge Open Space Preserve, which included the Smith House. In February 2022, the Board approved the removal of the Smith House due to the dilapidated condition of the structure (R-22-23). The Smith House was subsequently demolished in November 2022. The former house site is accessed by a road (former driveway), which connects with the Bay Area Ridge Trail (Ridge Trail) approximately 0.25 mile south of Rapley Ranch Road. The former driveway has a gravel surface and is approximately 12 feet wide, 0.5 mile long, and leads to a relatively flat clearing on the hilltop where the Smith House was formerly located, shown in Attachment 1. The driveway provides a readymade out-and-back trail with a vista located at the hilltop. The hilltop offers 360-degree views of Russian Ridge and other skyline ATTACHMENT 1 R-23-141 Page 2 open space areas to the south and west, Mt. Melville to the north, and the Peninsula and San Francisco Bay to the east. Photos of the views from the hilltop are included in Attachment 2. The former Smith Driveway has been shown as “Private – No Access” on maps and signs given its prior use as a residential driveway. Since demolition of the Smith House, the public has been informally using the driveway, as reported by staff from the Skyline Field Office (SFO). The signage and online mapping showing the driveway as “Private” have been removed by staff since the hilltop site is no longer occupied and there are no structures that could pose a safety risk or attract vandalism. Due to the connection with the Ridge Trail and appeal of a short route to a scenic vista, staff finds that restricting public use and enforcing the restriction would be difficult. As discussed in the February 2022 Board Report for the disposition of the Smith House (R-22- 23), incorporating the driveway into the trail system will open and formalize access to a scenic hilltop from the Ridge Trail as a destination for hikers, bikers, and equestrians. The recommended trail name and two alternative trail names are presented for PNR’s review and consideration. Section 1.1 of the District’s Trail Use Policies states that the District will endeavor to, “Provide multiple use on individual trails where such use is consistent with the balance of these policies.” In accordance with the Trail Use Policies, staff recommends a multiuse trail designation consistent with the multiuse allowed on the connecting Ridge Trail alignment. Per Board Policy 5.01 for Site Naming, Gift, and Special Recognition (Attachment 3), Preserve trails shall ordinarily be named after: a) geographical, botanical, or zoological identification, or b)historical persons, uses, or events associated with the site. “Fog Drift Vista” is proposed due to its two-fold alignment with Board Policy 5.01. The name describes the unique phenomenon of coastal fog drifting over the hills from the ocean to the skyline area, visible from high points in topography. The “Vista” component of the name describes the destination of the hilltop that is accessible via the trail. Because of the short length of the trail and general public appreciation for scenic viewpoints, it is expected that trail users of the Ridge Trail would use the new trail to reach the hilltop and enjoy the view or stop for lunch or a rest. No new trail connections from the hilltop are proposed at this time. However, a connection to Mt. Melville or a mid-trail connection to the Ridge Trail could be considered in the future through a subsequent planning effort. In alignment with the District’s trail naming process, two alternative names are presented for the Committee consideration. The first alternative “Badger’s Byway” is inspired by the presence of badgers (Taxidea taxus), which are a California Species of Special Concern, in Russian Ridge Open Space Preserve. The second alternative “Mt. Melville Vista” describes a predominant landmark of the preserve (Mt. Melville) that is visible from the hilltop. FISCAL IMPACT The recommended action has no immediate fiscal impact. PRIOR BOARD AND COMMITTEE REVIEW Actions related to this trail previously came before the full Board of Directors at the following public meetings: February 23, 2022: Board approved the disposition of the Smith House. (R-22-23, meeting minutes). ATTACHMENT 1 R-23-141 Page 3 August 24, 2022: Board approved the award of contract to KM 106 Construction to complete the demolition of the Smith house (R-22-100, meeting minutes). PUBLIC NOTICE Public notice was provided as required by the Brown Act. CEQA COMPLIANCE The designation of the existing driveway as a publicly accessible trail is Categorically Exempt in accordance with CEQA Guidelines Section 15301, Existing Facilities. The former driveway is an existing facility and the proposed use as a multi-use trail would result in a less intensive use than that of a vehicle driveway. The selection of a trail name is not a Project as defined by the California Environmental Quality Act (CEQA). NEXT STEPS Following Committee consideration, the General Manager will forward the recommended trail name to the full Board of Directors for consideration and approval. Attachments 1.Trail Map 2.Views from Hilltop 3.Policy 5.01 Site Naming, Gift, and Special Recognition Policy Responsible Department Head: Jane Mark, AICP, Planning Department Prepared by: Mattea Curtis, Planner II, Planning Department Contact person: Mattea Curtis, Planner II, Planning Department Graphics prepared by: Mattea Curtis, Planner II, Planning Department ATTACHMENT 1 Midpeninsula Regional Open Space District (MROSD) 9/27/2023 0 0.10.05 miI While the District strives to use the best available digital data, these data do not represent a legal survey and are merely a graphic illustration of geographic features. Smith Driveway Renaming Landmark Peak Building Demolished Trail (classes) Proposed Trail Trail Abandoned / Unmaintained Road Bay Area Ridge Preserve Boundary (fill) Da t a S o u r c e ( s ) : S o u r c e : E s r i , M a x a r , E a r t h s t a r G e o g r a p h i c s , a n d t h e G I S U s e r C o m m u n i t y Web AppBuilder for ArcGIS ATTACHMENT 1 ATTACHMENT 1 Attachment 2 – Views from Hilltop 1    North View ATTACHMENT 1 Attachment 2 – Views from Hilltop 2    East View ATTACHMENT 1 Attachment 2 – Views from Hilltop 3    South View ATTACHMENT 1 Attachment 2 – Views from Hilltop 4    West View ATTACHMENT 1 Board Policy 5.01 Page 1 of 5 Midpeninsula Regional Open Space District Board Policy Manual Site Naming, Gift, and Special Recognition Policy 5.01 Chapter 5 – Historical/Cultural Effective Date: 8/25/93 Revised Date: 5 /24/23 Prior Versions: 8/25/93, 9/14/94, 6/24/98, 9/12/01, 10/8/08, 1/13/10, 10/27/10, 11/13/13, 12/12/18 I. SITE NAMING All District site names and signs should be kept as simple and functional as possible. When a property is acquired, either as an addition to an existing preserve or for the establishment of a new preserve, a name will be recommended in the Preliminary Use and Management Plan. In most cases, "open space preserve" is appropriate as part of the name; however, there may be circumstances when another designation may be used. In some cases, a temporary name may be retained until the next Comprehensive Use and Management Plan review. A.Open Space Preserves The name given to each open space preserve should be general enough to remain suitable if the site is enlarged, but specific enough to give its location some significance. Properties added to an open space preserve may not always be contiguous with that preserve. 1.Preserves shall be named after: preserve; a) Geographical features of broad, general significance to the b)Historical persons, cultural names, uses, or events broadly associated with the locale. 2.Preserves shall not be named after any individuals other than historical persons as noted above. B. Preserve Areas, Trails, Site Improvements, Historic Sites and Unnamed Natural Features This designation refers to specific locations, land formations, trails, natural and physical features, staging areas and other site improvements, and areas of significance within open space preserves. Recognition of significant land gifts, including "bargain" purchases, will be negotiated at the time of the gift or bargain purchase. 1.Preserve areas, trails, site improvements including benches and bridges, historic sites and previously unnamed natural features shall ordinarily be named ATTACHMENT 3 ATTACHMENT 1 Board Policy 5.01 Page 2 of 5 after: a) Geographical, botanical or zoological identification; b) Historical persons, uses, or events associated with the site, or persons and organizations listed in Section III: “Special Recognition”. 2. Preserve areas, trails, site improvements, historic sites and unnamed natural features may in rare instances be named after a living individual who has made an outstanding contribution to the District, subject to approval by the Board of Directors. II. GIFT RECOGNITION The purpose of the gift recognition policy is to provide an opportunity for the District to recognize and commend individuals or groups that have made significant contributions of cash, equipment, materials, goods or professional services toward the enhancement of the District, its programs, and its facilities. A. Unsolicited Cash Gifts: Up to $1,999.99 Thank you by email or letter $2,000 to $4,999.99 *Thank you by email or letter with offer of District gift item (note cards, etc.) $5,000 to $9,999.99 *Thank you by email or letter with offer of framed photograph of favorite District preserve $10,000 or more* Thank you by email or letter with offer of Resolution and framed photograph of District preserve and mention in a District publication *These items will be provided only if desired by the donor All gifts will be recognized annually on the District website. III. SPECIAL RECOGNITION The Legislative, Funding and Public Affairs Committee (LFPAC) shall be the committee designated to discuss all requests that meet the criteria of the policy for special recognition made by members of the Board of Directors, and after deliberation shall forward a recommendation to the full Board for a vote. The General Manager or his/her designee will review constituent bench dedication requests to determine eligibility based on the policy guidelines outlined below in Section III D. ATTACHMENT 3 ATTACHMENT 1 Board Policy 5.01 Page 3 of 5 Constituent bench requests may be brought to LFPAC if there exists ambiguity regarding whether the request meets the requirements below. The District places benches in its preserves for three distinct purposes: A. District Rest Benches These benches provide constituents with a place to rest. District staff places these benches without involving a District committee or the full Board. Regular benches must be either a backed or a backless standard bench as described in Section V below. B.Constituent Bench Dedications These are benches which have been requested by constituents in order to honor or memorialize a member of the public and are funded by the requestors who must pay $5,000 for a 10-year term. Requests must be in reference to a significant supporter or a volunteer, as defined in Section III D below. The General Manager or his/her designee reviews requests to determine if they meet the eligibility definitions. Requests that are administratively declined because they do not meet the eligibility definitions may be appealed to the General Manager for a second review. Eligible requests will be administratively implemented. a)Constituent bench dedications shall only be selected from and placed in locations that have been pre-determined by the District and/or approved by the Planning and Natural Resources Committee and/or by the full Board of Directors. b)If a request for a constituent bench meets the eligibility requirements, the requestor(s) shall pay for the cost of constructing, installing and maintaining a bench and plaque by contributing $5,000 to cover the 10-year dedication term of the bench. c)Bench plaques will be 2 x 6 inches in size. d)Benches must be one of the two District standard bench designs. e)Constituent bench dedications will have a term limit of 10 years. After 10 years, the original donor will have the option to contribute an additional $5,000 donation for each additional 10-year term. Should the original donor decline to renew an existing bench, the bench will be offered to the public for re-dedication. C.District Bench Dedications These are benches which are installed by the District in response to requests by members of the Board of Directors to honor "Founders," "Significant Supporters", and “Volunteers”. a)LFPAC can initiate a bench request and refer a decision to the full Board or individual Board members can initiate a bench request which will be referred to LFPAC for discussion before it is referred to the full Board for a final decision. Honorees must be "Founders", "Significant Supporters", and “Volunteers” (per policy Section III D below). b)For these benches there are no design specification limits or limits on their location. The District will pay for the lifetime cost of the bench. D.Founders, Significant Supporters, and Volunteers "Founders", "Significant Supporters", and “Volunteers” are eligible for special ATTACHMENT 3 ATTACHMENT 1 Board Policy 5.01 Page 4 of 5 recognition, including memorials. "Founders" shall be defined as an individual or group of individuals who participated in the formation of the District, or were significant supporters of the formation of the District. "Significant Supporters" shall be defined as individuals or group of individuals who have shown conspicuous or noteworthy support for the District through extraordinary contributions of time and effort to the advancement of the goals, philosophy and mission of the District. “Volunteers” shall be defined as individuals or groups of individuals who donated a minimum of 250 volunteer hours and 5 years of service to the District by working for the District’s docent or volunteer program. IV. RECOGNITION OF HISTORIC SITES A.A recognition monument, normally in plaque form, may be considered by the Board if it is in relation to a specific existing building or other remaining structure of significant historic value. In such cases, the plaque will be affixed or in close proximity to the structure itself. If there is no structure, then recognition may he considered for inclusion on District informational materials or trail signage. Such a site, in the absence of a building or structure, will ordinarily not be physically marked except as determined by the Board on a case-by-case basis as part of the Use and Management planning process for the corresponding open space preserve. Any Board-approved memorial names shall be included in site brochures, maps, or other informational materials. V.STANDARD BENCH DESIGN SPECIFICATION A. District Rest Benches and Constituent Bench Dedications, described in III (A) and (B)above, are limited to either of the two following standard bench designs: Backed bench: Dumor - Bench 88, recycled plastic slates (color: CEDAR), steel leg supports (color: BLACK, IMBEDDED) 6’ or 8’ lengths Backless bench: Dumor - Bench 103, recycled plastic slates (color: CEDAR), steel leg supports (color: BLACK, IMBEDDED) 103-60PL 6' long, 3 supports 103-80PL 8' long, 3 supports B.The General Manager or LFPAC can at any point bring designs to the Board that differ from the District’s standard bench designs. ATTACHMENT 3 ATTACHMENT 1 Board Policy 5.01 Page 5 of 5 VI.PARTNER RECOGNITION SIGNBOARD Partner recognition signboards provide an opportunity for the District to recognize and acknowledge significant partners who have made conspicuous or noteworthy contributions of cash, land, and/or time that were instrumental to the conservation, restoration, management, and/or public opening of a preserve. Partners may include agencies, organizations, or individuals. Partner Recognition Signboards may also be used to satisfy recognition requirements specified in grant, purchase, or other funding agreements. Excluding recognitions previously approved by the Board (e.g. recognitions required in Board- approved agreements and resolutions), LFPAC shall review and forward for Board approval the list of partner(s) to recognize on the Partner Recognition Signboard. Following Board approval, the General Manager or his/her designee will follow the guidelines and specifications listed below. a.Guidelines and Specifications: a) Partner Recognition Signboards shall be standalone signboards that follow the same design specifications as the District’s standard trailhead signboards to maintain District branding and visual cohesiveness. b)Partner Recognition Signboards shall normally be placed directly adjacent to existing preserve signboards to consolidate trailhead information and signboard placement. c) Recognition content shall include logos and/or names. d)The District will review recognition content with each partner for accuracy and completeness. e)The General Manager or his/her designee will approve the final recognition content. f) Exceptions to these guidelines and specifications will be forwarded to LFPAC for review and to the full Board for consideration of approval. ATTACHMENT 3 ATTACHMENT 1 Rev. 3/15/21 R-24-15 Meeting 24-03 January 24, 2024 AGENDA ITEM 9 AGENDA ITEM Bear Creek Redwoods North Parking Area Existing Conditions, Site Opportunity and Constraints Analysis, and Conceptual Design Alternatives GENERAL MANAGER’S RECOMMENDATION Accept conceptual design alternative No. 2 for a new vehicle and horse trailer parking area at Bear Creek Redwoods Open Space Preserve, which is the Planning and Natural Resources Committee’s preferred option, to proceed into environmental review and design development. SUMMARY Midpeninsula Regional Open Space District (District) staff have conducted technical studies and developed preliminary design alternatives for the Bear Creek Redwoods North Parking Area project (project), consistent with the Bear Creek Redwoods Preserve Plan (Preserve Plan). The planned new parking area will be located on an approximately 2.5-acre site on the south side of Bear Creek Road, northeast of the Bear Creek Stables driveway and approximately 0.5 miles from Highway 17 (see Attachment 1 for a map of the project area). The North Parking Area is envisioned to provide approximately 50 vehicle parking spaces, eight (8) horse trailer parking spaces, a restroom, and signage. On September 19, 2023, the Planning and Natural Resources Committee (PNR) received a presentation on the Existing Conditions, Site Opportunity and Constraints Analysis, and Conceptual Design Alternatives for the proposed Bear Creek Redwoods North Parking Area. The PNR recommended presenting both options along with a comprehensive comparison to the full Board, with an emphasis on the reasons the Committee preferred Alternative No. 2. If approved by the Board of Directors (Board), construction of the project can commence as early as Fiscal Year 2025-26 (FY26). BACKGROUND In January 2017, the Board approved the Bear Creek Redwoods Preserve Plan and certified the associated Environmental Impact Report (EIR). The Preserve Plan provides a long-term use and management plan for Bear Creek Redwoods Open Space Preserve (BCR, Preserve), including new improved visitor access facilities to be implemented in three phases over 20 years. As part of the planned improvements, the Preserve Plan identifies multiple parking areas, including the subject project site (North Parking Area1). The other parking areas are the Alma Parking Area, which opened to the public in 2019, and expansion of the existing Bear Creek Stables Parking 1 The North Parking Area is a temporary name for reference in the Preserve Plan. Future naming of the parking area will undergo review by Board Committee for approval. R-24-15 Page 2 Area. While the Preserve Plan recommends parking for expanded public programming at the Bear Creek Stables, the Board decided in 2019 to maintain as status quo the level of public programming at the stables. As a result, the Bear Creek Stables repair plans, which are undergoing permitting, do include minor improvements to the stables parking area but with no substantial increase in vehicle spaces. The North Parking Area project aims to achieve multiple Public Use and Facilities goals and objectives of the Preserve Plan, including the following: 1. Public Use and Facilities Goal PU1: Allow general public access and enhance low- intensity recreational opportunities in the Preserve. Public Use and Facilities Objective PU-1.5: Expand and improve Preserve parking capacity. Action Description 1.5c: North Parking Area - Construct new paved parking lot and visitor entrance driveway between BC01 and BC02, with a capacity for 40 to 50 vehicles and approximately 8 horse trailers. Install vault toilet, equestrian staging area, and bicycle rack(s). Public Use and Facilities Objective PU-1.6: Provide trail-related amenities. 2. Public Use and Facilities Goal PU2: Provide low-impact, high-value, site-sensitive interpretation and environmental education activities. Public Use and Facilities Objective PU-2.1: Ensure any new visitor access features are sited and designed to protect landscape visual character. 3. Public Use and Facilities Goal PU5: Actively involve the public in the use and management of the Preserve. Public Use and Facilities Objective PU-5.2: Encourage and engage the public and neighbors in future Plan amendments that affect the use and management of the Preserve. As part of the EIR, cultural assessments, noise studies, construction analysis (cut/fill calculations), air quality calculations for construction equipment, and rare plant studies were completed early on for the North Parking Area. These studies have informed the development of conceptual design alternatives presented in detail below and in the attachments. DISCUSSION Project Prioritization The intent of the project is to support public access to the Preserve and accommodate an increase in visitation with the upcoming opening of the BCR Phase II Trails, which are slated to open to public use in summer/fall 2024. As stated in the Preserve Plan, the project was intended to be constructed during Phase III of implementation. However, due to several factors (including heavy use of the Alma Parking Area and upcoming public opening of the Phase II Trails), the R-24-15 Page 3 Board determined as part of approval of the FY23 Budget and Action Plan that the North Parking Area should be expedited and completed as part of Phase II public improvements. Existing Conditions The 2.5-acre project site is located on the south side of Bear Creek Road, approximately 600 feet northeast of the Bear Creek Stables gate. The area was likely logged during the mid-1800s and is now an open meadow consisting largely of non-native grasses. The project site is currently open to equestrians by permit access only. There are no formal trails within the proposed parking area footprint, but trails and patrol roads are immediately adjacent. The location of the parking area was identified during preparation of the Preserve Plan because it is a relatively flat area accessible from Bear Creek Road, adjacent to the planned trail network, avoids impacts to sensitive plant communities, and requires minimal removal of trees. Existing conditions for resource areas are described further in Attachment 2 – Existing Conditions and Opportunities and Constraints Report. Technical Studies Traffic Study Hexagon Traffic Consultants (Hexagon) completed a traffic study in 2016 during preparation of the Preserve Plan, which analyzed sight distances, design speeds, and potential traffic operation impacts related to the proposed North Parking Area. Because Bear Creek Road has varied grades and many curves, sight distance is limited along the stretch of road that runs adjacent to the North Parking Area site. A suitable driveway location was identified west of Camel Hill Vineyard, a private property located across from the project site. Proposed right-of-way improvements include the removal of one to two trees, preserve and traffic signage, and tree- trimming to maintain sight lines. The 2016 traffic study is included as part of Attachment 2 – Existing Conditions and Opportunities and Constraints Report. Hexagon was retained in March 2023 to perform a supplemental traffic study to confirm the Preserve Plan 2016 sight distances, design speeds, and level of service, and resulting traffic study recommendations and provide any updates due to changes in conditions over the seven years since the initial study. The COVID-19 pandemic resulted in higher than predicted levels of preserve visitation that may have changed baseline traffic patterns. However, the 2016 study included conservative estimates of roadway levels of service, and the ultimate result of the 2016 traffic study is not expected to change. Unfortunately, the severe winter storms of 2023 led to major culvert failures along Bear Creek Road, causing the closure of both the road and the Preserve throughout the late winter, spring, and summer of 2023. As a result, Hexagon had to delay their collection of traffic data until Summer 2024, when peak road and Preserve use levels return to normal operational levels. When the traffic report is complete, the findings will further inform the design process. Topographic Study McKay & Somps (MSCE) was retained in February 2023 to prepare a topographic survey for the project site. The survey documented all pertinent existing information to support the design process. MSCE performed a record search for the parcel, located existing underground utilities, and collected site elevation data to accurately represent the topography in 1-foot contours. MSCE produced a preliminary base map containing all pertinent survey data, existing conditions, R-24-15 Page 4 property boundaries, and easements, included as part of Attachment 2 – Existing Conditions and Opportunities and Constraints Report. Geotechnical Investigation A detailed geotechnical study was conducted in the Fall of 2023. The geotechnical engineer completed site investigations and soil sampling analysis to provide precise site location recommendations for a vault toilet, pavement sections, retaining walls, slope stability, and stormwater treatment facilities. Future investigations are anticipated to include geologic trench studies, given the site’s proximity to the San Andreas Fault and mapped landslides. Recommendations from the study are included as part of Attachment 2 – Existing Conditions and Opportunities and Constraints Report. Botanical Resources Survey Vollmar Natural Lands Consulting conducted a botanical resources survey in 2021, which determined that no special-status plant species are located on the project site. A supplemental botanical survey of the project area was completed in the Fall of 2023 by AECOM. Additional surveys will not be required as botanical survey results are valid for a period of 5 years. Biological Resources Survey California Natural Diversity Database (CNDDB) maps, and Midpen special status species GIS data show historical documentation of several special status species in the Bear Creek Redwoods Area. These include San Francisco dusky-footed woodrat, Townsend’s big-eared bat, pallid bat, mountain lion, western pond turtle, California red-legged frog, foothill yellow-legged frog (presumed extirpated), California giant salamander, Santa Cruz black salamander and the Zayante band-winged grasshopper (presumed extirpated). All needed biological surveys of the project area will be undertaken in FY24 to determine if special status species, or potentially suitable habitat, is present. Surveys will also be conducted as needed for other protected species such as nesting birds and roosting bats. Survey methods and minimization of potential impacts will adhere to the Plan EIR. There are no mapped aquatic resources on site. Cultural Resource Analysis Basin Research Associates completed a cultural resources analysis in 2021 to support future development in the Phase II area of the Preserve, which includes the project site. No known cultural resources have been recorded within the project area. A supplemental cultural resources survey of the site will be conducted in FY24 or FY25 once the conceptual design is solidified. Opportunities and Constraints Opportunities and Constraints for the project have been developed by analyzing the results of the technical studies and identifying site conditions considered for development of the North Parking Area conceptual alternatives. Key opportunities and constraints are summarized below, and additional information is discussed in Attachment 2. Natural Resources The location of the planned parking area consists primarily of valley and foothill non-native grasslands and is mostly free of trees. However, there are oak trees present on the edges of the project area, and a small area (fewer than five individuals) of redstem springbeauty (a R-24-15 Page 5 representative locally rare plant) that should be avoided in final design. The parking area would encompass approximately two-acres of the non-native grassland habitat, and two oak trees would be removed to enhance line of sight for the proposed driveway location. Cultural Resources No known cultural resources have been recorded within the project area. Public Access The existing Alma College parking area currently provides the only public parking for the Preserve, which often fills early in the day during peak visitation. Adding approximately 50 additional parking spaces would assist in addressing visitation demand. The North Parking Area horse trailer parking spaces would also expand public equestrian access to the Preserve since there is no equestrian trailer parking at the Alma parking area and only two equestrian trailer parking spaces at the Stables are available by permit. Local and Regional Connectivity The North Parking Area would provide additional access to current and future regional trails, including numerous District public projects that are planned or underway, such as the Phase II Trails, Phase III Trails, the Northeast Trailhead, and the Highway 17 Crossings and Trail Connections Project. Aesthetics The project site is located in an open meadow area, and all or a portion of the parking area would be visible from Bear Creek Road. One or more of the conceptual design alternatives focus on minimizing visibility from Bear Creek Road by using existing stands of trees to screen the parking area. Operations and Maintenance The North Parking Area would provide additional visitor parking and site amenities that would need to be patrolled and maintained by District staff. Public Engagement District staff held virtual stakeholder group meetings and an in-person public workshop in Spring 2023 for the Multi-Use Trail and North Parking Area projects. The public engagement process is further detailed in Attachment 2. General public feedback received on the North Parking Area Project during public engagement efforts and the September 19, 2023 PNR meeting includes the following: Theme/Topic General Feedback/Comments Traffic • Traffic impacts concerns to Highway 17 due to the proposed access improvements. • Concerns about higher speeds and more cars on Bear Creek Road. R-24-15 Page 6 Location • Concerns about visual impacts to the meadow. • Some members of the public asked if the parking area could be located off Bear Creek Road in a flat clearing adjacent to Gate BC01 (see Figure 1), with access from the existing gate or from the proposed new driveway location. • A member of the public asked if the parking area could be located immediately east of the Alma Cultural Landscape in an open area known as the “ball field” (currently used by the District for equipment storage), with access from Highway 17 (through Gate BC12) via Alma College Road (see Figure 1). Parking and Visitor Capacity • Concerns that increasing parking capacity will lead to increased crowding at the preserve. Amenities • Equestrian users prefer pull-through trailer parking as opposed to reverse parking. • Tandem parking spaces for horse trailers can be more useful than side-by-side as horses are often tied to the sides of trailers. • Support for interpretive elements that highlight the estate period and cultural significance of the area. • Desire for signage denoting the parking area for equestrians as restricted to equestrian trailer parking. General • Concerns about the potential loss of natural habitat. Fire Risk • Concern that additional people and vehicles in the preserve could mean greater fire risk. Security and Safety • Concerns about privacy and safety for neighbors living close to the preserve because of increased public access. While the flat area adjacent to Gate BC01 serves as intermittent parking for District use, it is not large enough to accommodate the North Parking Area, which is specified in the Preserve Plan to include 50 vehicle parking spaces and 8 trailer parking spaces. Additionally, engineering staff have determined that the line of sight on Bear Creek Road from BC01 does not meet safety criteria necessary for public access. Furthermore, accessing the area adjacent to Gate BC01 from Bear Creek Road at the proposed new driveway location would require paving and widening (to a width of 22 feet) approximately 0.25 miles of an existing service road through steep wooded terrain. This would require extensive grading, potentially retaining walls, the removal of many trees, and increased cost. An exhibit showing these constraints is included in Attachment 3 – BC01 Constraints. Locating the planned parking area at the “ball field” east of Alma Cultural Landscape was deemed infeasible due to limited and unsafe access for vehicles from Alma College Road onto Highway 17. Conceptual Design Alternatives The conceptual design alternatives were informed by the Preserve Plan, existing conditions, technical studies, opportunities and constraints, and public input. The design alternatives strive to accommodate future visitation levels from hikers, equestrians, and bicyclists while minimizing neighbor and environmental resource impacts. Each option will meet requirements under the Americans with Disabilities Act (ADA). In this phase of the conceptual design process, details R-24-15 Page 7 such as the parking surface material and striping are not yet discussed until the District prepares detailed plans during the design development phase. The detailed design will be informed by the District’s parking area design guidelines currently under development, which will guide the aesthetic character, use of materials, and overall look and feel of the parking area to promote a “sense of place” that is consistent with the natural open space setting and the special qualities of the Preserve. The parking area, in all configurations shown, is expected to have over 5,000 square feet of impervious area and thus be required to implement Low Impact Development (LID) measures in compliance with the Municipal Regional Stormwater Permit. Therefore, although not shown, each design has considered and will need to include on-site LID measures such as bio-swales, detention basins, or pervious pavements. Furthermore, each design option uses the same driveway location on Bear Creek Road, as determined by the Traffic Engineer. The final driveway location may be refined during the encroachment permit process with Santa Clara County Department of Roads and Airports. Roadway signage may be required as part of the encroachment permit review process to alert drivers of the new preserve entrance. The conceptual design alternatives are included in Attachment 2 - Existing Conditions and Opportunities and Constraints Report and shown in Attachment 4 – Conceptual Design. The two alternatives are compared in Attachment 5 – Alternatives Comparison. Alternative No. 1 This design alternative most closely resembles the Preserve Plan concept by accommodating all parking in one area. Alternative No. 1 provides approximately 50 passenger vehicle spaces and 8 equestrian spaces. This alternative is located on an existing sloping hill, with terraced parking aisles. The passenger vehicle spaces are in the upper aisle of parking, and the equestrian spaces are in a separate lower aisle of parking. To accommodate the topography, staff anticipate up to 1,000-linear feet of retaining walls, approximately 6-feet tall. The specifications for Alternative 1 are summarized in Table 1. The location of ADA facilities and the final alignment of an ADA path of travel will be developed in conjunction with the Bear Creek Multi-Use Trail design development. In the meantime, staff propose that ADA facilities, the trailhead, and connection to the trail network occur to the east of the parking area. This alternative is visible from Bear Creek Road with little existing vegetative screening. This design alternative can accommodate Transportation Demand Management (TDM) strategies such as flexible parking, priority parking, and shuttle space either the upper or lower parking aisles, if pursued as a future TDM strategy for the Preserve. Table 1 – Alternative 1 Summary Parking Spaces 50 Cars / 8 Horse Trailers Trees Removed 8 Grading 950 cubic yards (cy) Retaining Walls 1,000 linear feet (lf) Impervious Area 46,000 square feet (sf) Estimated Cost $3.56 million R-24-15 Page 8 Alternative No. 2 – PNR and General Manager Preferred Option This design alternative proposes to move the parking area to a flatter area, closer to the tree line, with more visual barriers and greater separation from Bear Creek Road. The design provides approximately 49 passenger vehicle spaces and 6 equestrian trailer spaces. This alternative creates 2 smaller passenger vehicle parking areas, connected by a looped, one-way road. The equestrian areas are along the main looped road, separated from passenger vehicles. A main benefit of this design is that the need for retaining walls is significantly reduced to 55-linear feet due to siting the parking area on flatter topography. The specifications for Alternative 2 are summarized in Table 2. This design also places the parking area in closer proximity to the existing trail network. The location of ADA facilities and the final alignment of an ADA path of travel will be developed in conjunction with the Bear Creek Multi-Use Trail design development. In the meantime, staff propose that ADA facilities, the trailhead, and connection to the trail network occur in a central location to the parking facilities. This alternative minimizes views of the parking area from Bear Creek Road. It is sited behind existing tree screening adjacent to the paved public road, minimizing the visibility to drivers and leaving the meadow between the paved road and the parking area mostly intact. This design alternative can accommodate TDM strategies such as flexible and priority spaces in either parking areas. If a future shuttle service is contemplated for the preserve, a potential shuttle stop could be added at a later date. Table 2 – Alternative 2 Summary Parking Spaces 49 Cars / 6 Horse Trailers Trees Removed 14 Grading 600 cy Retaining Walls 55 lf Impervious Area 41,000 sf Estimated Cost $1.85 million FISCAL IMPACT The recommended action has no immediate fiscal impact. The FY24 adopted budget includes $105,000 for the Bear Creek Redwoods North Parking Area project VP21-005 to complete technical studies through the end of June 2024. If approved by the Board, construction of the project can commence as early as Fiscal Year 2025-26 (FY26). Funding for construction will be recommended in future fiscal year budgets during the annual Budget and Action Plan process. This project is not eligible for Measure AA funding given that the allocation for the preserve portfolio is fully spent or encumbered. PRIOR BOARD AND COMMITTEE REVIEW The Planning and Natural Resources Committee received a presentation on the Existing Conditions, Site Opportunity and Constraints Analysis and Conceptual Design Alternatives for the North Parking Area project on September 19, 2023. PNR recommended presenting both R-24-15 Page 9 options along with a comprehensive comparison to the full Board, with an emphasis on the reasons the Committee preferred Alternative No. 2. TABLE 3 – Summary of PNR Committee Feedback (September 19, 2023) THEME/TOPIC PNR FEEDBACK/COMMENTS Incorporation of public feedback • Conceptual design Alternative No. 2 incorporates public comments requesting visual shielding and leaving the meadow intact. Proposed Alternatives • Support for conceptual design Alternative No. 2 because of its efficient use of space and the natural conditions, also best addresses public comments. Visual Impacts • Conceptual design Alternative No. 2 has fewer visual impacts. Alternative Sites • BC01 would not be an appropriate place for a parking area. Equestrian Parking • Six equestrian parking spots instead of 8 (associated with Alternative 2) would be adequate based on public input. Additional agenda items related to the Bear Creek Redwoods North Parking Area project reviewed by the Board and Committees include: • September 28, 2016: The Board held a Public Hearing to Receive Comments on the Preserve Plan Draft EIR. (R-16-117, Meeting Minutes) • January 25, 2017: The Board took the following actions regarding the Preserve Plan: Adoption of a Resolution Certifying the Final EIR, Making Certain Findings of Fact, Approving a Statement of Overriding Considerations and a Mitigation Monitoring and Reporting Plan, and Approving the Bear Creek Redwoods Preserve Plan, including the Bear Creek Stables Site Plan and the Alma College Cultural Landscape Rehabilitation Plan. (R-17-15, Meeting Minutes) • May 22, 2019: The Board approved an Award of Contract with Questa Engineering to complete the first phase of technical work (Assessment, Schematic Design, Technical Studies for Regulatory Permitting, and Biological/Cultural Services) for the Phase II Trails at Bear Creek Redwoods Open Space Preserve. (R-19-14, Meeting Minutes) • April 6, 2020: The Board approved a contract amendment with Questa Engineering to complete the 2nd phase of technical work (Construction Documents, Permitting, Construction Administration, and As-Builts) for the Phase II Trails. (R-20-19, Meeting Minutes) • March 22, 2023: The Board approved an award of contract for construction of the Bear Creek Redwoods Phase II Trails to Gordon N. Ball Inc. (R-23-31, Meeting Minutes) R-24-15 Page 10 • September 19, 2023: The Planning and Natural Resources Committee received a presentation on the North Parking Area and recommended forwarding both options to the full Board with preference for Alternative 2. (R-23-141, Meeting Minutes) PUBLIC NOTICE Public notice for the January 24, 2024 Board meeting was provided as required by the Brown Act. A notice was distributed to owners and tenants of all properties located within 500 feet of the project site and posted on the District’s website. In addition, electronic public notices were sent to interested parties of the Preserve as well as general horseback access, bike access, regional trails, and hiking interested parties. CEQA COMPLIANCE An EIR was prepared for the Bear Creek Redwoods Preserve Plan to evaluate the potential environmental effects of implementing the Preserve Plan, including the proposed North Parking Area. Since the project was previously analyzed in the EIR, it is anticipated that the project would be covered and would follow applicable mitigation measures identified in the Mitigation Monitoring and Reporting Plan (MMRP). If it is determined after the conceptual design phase that specific project details were not previously analyzed that necessitate the need for minor additions or changes to the EIR, any additional CEQA review would occur prior to project implementation. NEXT STEPS Staff will begin detailed design of the Project following Board recommendation of the conceptual design alternative. As a separate project, District staff are currently preparing parking area design guidelines, anticipated for Board consideration in March/April 2024. The design of the North Parking Area Project will adhere to applicable parking design guidelines, as approved by the Board. The overall project schedule is summarized below: Future Project Phases Tentative Schedule Design Development and CEQA Confirmation FY2024 Plans Specifications & Estimates (PS&E), Secure Permits FY2025 Bidding and Construction FY2026 Parking Area opens to the public FY2027 Attachments 1. Location map 2. Existing Conditions / Opportunities and Constraints Analysis Report 3. BC01 Constraints 4. Conceptual Design Alternatives 5. Alternatives Comparison Responsible Department Head: Jason Lin, PE, Engineering and Construction Department Manager Jane Mark, AICP, Planning Department Manager R-24-15 Page 11 Prepared by: Alex Harker, Capital Project Manager II, Engineering and Construction Department Jared Hart, AICP, Senior Planner, Planning Department Mattea Ottoboni, Planner II, Planning Department Contact person: Mattea Ottoboni, Planner II, Planning Department Graphics prepared by: Scott Reeves, Senior Capital Project Manager Alex Harker, Capital Project Manager II William Dornbach, Planning Intern !f Br igg s C r e e k We b b C r e e k B riggs C r e e k Br igg s C r e ek UpperLake Loop Trail Alma Trail Old S a n t a C r u z H i g h w a y BearCreekRd ÄÆ17 BEAR CREEK REDWOODS OPEN SPACE PRESERVE Midpeninsula Regional Open Space District (Midpen) 12/8/2023 Attachment 1 Pat h : G : \ P r o j e c t s \ B e a r _ C r e e k _ R e d w o o d s \ P h a s e I I _ T r a i l s \ B C R _ M u l t i U s e T r a i l _ A l t 1 L S _ 2 0 2 3 1 2 1 3 . m x d Cre a t e d B y : b a p p l e 0 0.10.05 Miles I While the District strives to use the best available digital data, these data do not represent a legal survey and are merely a graphic illustration of geographic features. Area of Detail ÄÆ84 ÄÆ101 ÄÆ280 ÄÆ84 ÄÆ35 ÄÆ9 ÄÆ85 ÄÆ236 ÄÆ35 ÄÆ17 ÄÆ1 ÄÆ92 ÄÆ280 ÄÆ1 ÄÆ85 Redwood City Belmont Los Altos Menlo Park Cupertino Saratoga Los Gatos Milpitas Santa Clara San Jose New Bridge 100 LF Equestrian Bypass Bridges !f Feasible Multi-use Alternative Alignment Multiuse Trail Equestrian Bypass Trail - Proposed Trail - Complete Road Parking Lot PROPOSED NORTH PARKING AREA STA B L E S L O O P STA B L E S L O O P BRIG G S C R E E K T R A I L ALM A C O L L E G E L O O P BRIGGS PATR O L L I N K S C E N T R A L NO R T H E A S T STABLE S D R I V E W A Y TRA I L H E A D CO N N E C T O R CREEK TRA I L Bear Creek Redwoods North Parking Area Project  1  EXISTING CONDITIONS & OPPORTUNITIES AND CONSTRAINTS   Table of Contents  1.0 Project Background and Goals .......................................................................................................... 3  1.1 Project Summary ........................................................................................................................... 3  1.2 Bear Creek Redwoods Preserve Plan ............................................................................................ 3  1.3 Project Goals ................................................................................................................................. 4  1.4 Program Elements ......................................................................................................................... 5  1.5 Other Projects in Bear Creek Redwoods ....................................................................................... 5  2.0 Existing Conditions ............................................................................................................................ 6  2.1 Natural Resources ......................................................................................................................... 7  2.2 Public Access ................................................................................................................................. 7  2.3 Local and Regional Connectivity ................................................................................................... 7  2.4 Cultural Resources ........................................................................................................................ 7  2.5 Aesthetics ...................................................................................................................................... 8  2.6 Operations and Maintenance ....................................................................................................... 8  2.7 Geologic Setting ............................................................................................................................ 8  3.0 Technical Studies ............................................................................................................................... 8  3.1 Traffic Study .................................................................................................................................. 8  3.2 Topographic Survey ...................................................................................................................... 9  3.3 Geotechnical Investigation ........................................................................................................... 9  4.0 Opportunities and Constraints ........................................................................................................ 10  4.1 District Mission ........................................................................................................................... 10  4.2 Natural Resources  ...................................................................................................................... 10  4.3 Public Access ............................................................................................................................... 11  4.4 Local and Regional Connectivity ................................................................................................. 11  4.5 Aesthetics .................................................................................................................................... 11  4.6 Operations and Maintenance ..................................................................................................... 12  5.0 Public and Stakeholder Engagement .............................................................................................. 12  5.1 Stakeholder Group Meetings ...................................................................................................... 12  5.2 Public Workshop ......................................................................................................................... 12  5.3 Public Comments ........................................................................................................................ 12  5.4 Prior Board and Committee Meetings ........................................................................................ 13  ATTACHMENT 2 Bear Creek Redwoods North Parking Area Project  2  6.0 Figures ............................................................................................................................................. 13  ATTACHMENT 2 Bear Creek Redwoods North Parking Area Project  3  1.0  Project Background and Goals  1.1 Project Summary  The Midpeninsula Regional Open Space District (District) has conducted technical studies and developed  conceptual design alternatives for the Bear Creek Redwoods North Parking Area (project), consistent  with the Bear Creek Redwoods Preserve Plan (Preserve Plan). The North Parking Area is expected to  provide approximately 50 vehicle parking spaces, eight horse trailer parking spaces, a restroom, and  interpretive signage. Construction of the project, pending approval from the Board of Directors (Board),  may potentially begin as early as fiscal year (FY) 2026. The new parking area is planned to be located on  an approximately 2.5‐acre site within Bear Creek Redwoods Open Space Preserve (Preserve) on the  south side of Bear Creek Road, northeast of the Bear Creek Stables driveway and approximately 0.5  miles from Highway 17.   1.2 Bear Creek Redwoods Preserve Plan  In January 2017, the Board approved the Preserve Plan and certified the associated Environmental  Impact Report (EIR). The Preserve Plan provides a long‐term use and management plan for the Preserve,  including new improved visitor access facilities to be implemented in three phases over 20‐years. As part  of the planned improvements, the Preserve Plan identified three parking areas, including the subject  project site (North Parking Area). The other two parking areas were the Alma Parking Area, which  opened to the public in 2019, and expansion of the existing Bear Creek Stables Parking Area. While the  Preserve Plan recommends additional parking for expanded public programming at the Bear Creek  Stables as part of Phase II implementation, the Board decided in 2019 to maintain the current level of  public programs at the stables, therefore no longer necessitating an expansion of parking for the stables  site.   As part of the EIR, cultural assessments, noise studies, construction analysis (cut/fill calculations), air  quality calculations for construction equipment, and rare plant studies were completed for the North  Parking Area.  The visitor access improvements identified in the Preserve Plan are broken into three phases, which are  summarized as follows:  Phase 1 (Years 1‐3)   Construct Alma Parking Area and at‐grade pedestrian crossing of Bear Creek Road with a new 0.5‐mile connector trail to the existing trail network in the western preserve (Completed). Open the western preserve to hiking and equestrian use and implement trail improvements (Completed). Improvements at Bear Creek Stables (In Progress). Cleanup and renovation at the Alma College Site (Completed). Phase 2 (Years 4‐10) – Current Phase  Trail improvements in northeastern preserve area, including stream crossings and trail reroute (In Progress). ATTACHMENT 2 Bear Creek Redwoods North Parking Area Project  4  Create northern segment of a new multi‐use trail to connect Lexington County Park and Summit Area (In Progress). Improvements to Bear Creek Stables (Repair Project In Permitting). Complete structural stabilization at Alma Cultural Landscape (Completed). Phase 3 (Years 11‐20) – Future Phase  Complete Summit Road trail connection. Construct North Parking Area (Initiated design). Construct trailer storage area between Alma College and Highway 17. Construct vehicle bridges and two pedestrian bridges. As stated in the Preserve Plan, the project was intended to be constructed during Phase III of  implementation. However, due to several factors, the Board determined as part of approval of the FY23  Budget and Action Plan that the North Parking Area should be expedited and completed as part of Phase  II public improvements. These factors included the popularity of the Preserve since its opening in 2019  and associated demand for parking at the Alma Parking Area, which is regularly at capacity during  weekends. In addition, the Phase II Trails are planned to be open to public access in the Spring of 2024,  likely expanding the visitation levels for the Preserve.  To support existing and future visitation levels,  the Board reprioritized the North Parking Area from Phase III to Phase II of the Preserve Plan.   The project will achieve the following goals and objectives from the Preserve Plan:  1.Public Use and Facilities Goal PU1:  Allow general public access and enhance low‐intensity recreational opportunities in the Preserve. Public Use and Facilities Objective PU‐1.5:  Expand and improve Preserve parking capacity. Action Description 1.5c: North Parking Area ‐ Construct new paved parking lot and visitor entrance driveway between BC01 and BC02, with a capacity for 40 to 50 vehicles and approximately 8 horse trailers. Install vault toilet, equestrian staging area, and bicycle rack(s). Public Use and Facilities Objective PU‐1.6:  Provide trail‐related amenities. 2.Public Use and Facilities Goal PU2:  Provide low‐impact, high‐value, site‐sensitive interpretation and environmental education activities. Public Use and Facilities Objective PU‐2.1:  Ensure any new visitor access features are sited and designed to protect landscape visual character. 3.Public Use and Facilities Goal PU5:  Actively involve the public in the use and management of the Preserve.  Public Use and Facilities Objective PU‐5.2:  Encourage and engage the public and neighbors in future  Plan amendments that affect the use and management of the Preserve.  1.3 Project Goals  The intent of the project is to alleviate parking congestion at the existing Alma Parking Area and  accommodate visitation levels for the Preserve.  ATTACHMENT 2 Bear Creek Redwoods North Parking Area Project  5  Goal 1: Improve public access and visitor experience using ecologically sensitive design, construction  practices, and long‐term maintenance and management.  Strategies:  Provide approximately 50 vehicle parking spaces and up to eight horse trailer parking spaces. Consider transportation demand management (TDM) strategies in the parking lot design. Use technical studies regarding traffic and topography during design of the parking lot to minimize its impact on the existing landscape and ensure the highest level of traffic safety is maintained during design. Coordinate with neighboring property owners. Goal 2: Support implementation of the Preserve Plan in coordination with other project efforts.  Strategies:  Collaborate with the Phase II Multi‐Use Trails and Stables project teams to engage with the community and ensure the design meets public needs. Design parking area amenities to serve diverse needs of various trail users. Consider implications of parking area location and design on other projects and facilities within the Preserve. 1.4 Program Elements  The project seeks to accommodate visitation levels for Preserve by providing a new parking area and  trailhead leading to the Phase II trail network. The trailhead would have amenities typical to District  preserves, including a vault restroom, interpretive elements, trailhead sign boards, boot brush, bike  racks, and an equestrian mounting block. The parking area would accommodate approximately 50  vehicles and 8 horse trailers and will be designed to allow for implementation of future Transportation  Demand Management (TDM) strategies (such as carpool parking, parking counters, etc.), if these are  pursued at a later time.   1.5 Other Projects at Bear Creek Redwoods  The North Parking Area is occurring in parallel with several other projects at the Preserve to improve  public access and implement the Preserve Plan. All of these projects will occur within the Phase II area of  the Preserve and have similar stakeholder groups as the North Parking Area. The following projects are  being considered in tandem:  The Phase II Trail Improvement project began construction in Summer 2023 to improve existing trails, correct drainage failures and restore segments of creek channel in the northeast area of the preserve. Once complete, trails in this area will be open to public access – estimate in Spring 2024. The Phase II Multi‐Use Trail (Multi‐Use Trail) project will provide a route for hikers, bikers, and equestrians to traverse through the Preserve. It is currently in the planning stages. The Northeast Trailhead project will be located at the northeast corner of the Preserve, adjacent to the Bear Creek Road Highway 17 overpass. The goal of this project is to provide a trail connection to Lexington Reservoir County Park. The project is currently in permitting. ATTACHMENT 2 Bear Creek Redwoods North Parking Area Project  6  The Bear Creek Stables Repair project involves ongoing facilities improvements at the Stables such as the installation of a new water line, removal of dilapidated structures, and the improvement of existing structures.  The project is currently in permit review. 2.0  Existing Conditions  The 2.5‐acres project site is located on the south side of Bear Creek Road, approximately 600 feet  northeast of the Bear Creek Stables gate. The site was acquired when the District and the Peninsula  Open Space Trust (POST) purchased the approximately 1,000‐acres Arlie Land & Cattle parcel in 1999 (R‐ 01‐71). The area was likely logged during the mid‐1800s and is now an open meadow consisting of non‐ native grasses. The project site is currently open to equestrians by permit access only. There are no  formal trails within the project area, but trails and patrol roads are immediately adjacent. A disc line  around much of the perimeter serves as a fuel break and service road for maintenance and patrol  vehicles.  There are limited relatively flat locations within the Preserve that can accommodate a parking area of  this size. The proposed location was identified in the Preserve Plan because it is a relatively flat area  accessible from Bear Creek Road, adjacent to the planned trail network, avoids impacts to sensitive  plant communities, and requires minimal removal of trees. The project location is shown in Figure 1.  Existing conditions photos are included in Attachment 1  ATTACHMENT 2 Bear Creek Redwoods North Parking Area Project  7  Figure 1 – Project Location Map  2.1 Natural Resources   The project area is located in a gently sloping, open meadow adjacent to Bear Creek Road. The most  recent botanical resources survey of the project site was conducted in 2021 by Vollmar Natural Lands  Consulting. The location of the planned parking area consists of valley and foothill grasslands. Among  the grasses are slender wild oat, ripgut brome, hare barley and soft chess brome. No sensitive  communities or locally rare plants were observed within the grasslands on the project site. Sensitive  plant communities located on the edge of the project site include redwood forest and woodland and  valley oak woodland and forest. See Attachment 2 (Appendix A‐17) for a botanical resources map.   Valley and foothill grasslands support a variety of species, including deer mice, California ground  squirrel, Botta’s pocket gopher, black‐tailed deer, coyote, bobcat, western fence lizard, California  alligator lizard, and gopher snake. Bird species that use this habitat include western meadowlark,  horned lark, American pipit, mourning dove, lesser goldfinch, barn swallow, red‐tailed hawk, and red‐ shouldered hawk (H.T. Harvey & Associates 2006). According to CNDDB records, habitat onsite is not  suitable for any special‐status species. A full biological survey and supplemental botanical survey of the  project area will be undertaken in FY24.   2.2 Public Access  The Phase I area (Alma Cultural Landscape and Western Zone of the Preserve) is currently open to hikers  and equestrians. There are currently 6.1 miles of trails accessible to the public and 1.5 miles of trails  accessible by permit. The existing Alma Parking Area has 52 parking spaces. There is an easy access trail  that is 0.7 mile long located at Alma Cultural Landscape. Bikes are not allowed on any trails within the  Preserve until the multi‐use trail is implemented.   During peak periods (weekends, especially during spring and summer months), the Alma Parking Area  often is at capacity and visitors have difficulty finding parking. Visitors have expressed concerns with this  situation.  The Phase II area (northeastern zone) is currently only accessible to equestrians by permit. There are  two horse trailer parking spaces that are open to the public located at Bear Creek Stables.  2.3 Local and Regional Connectivity   Trails within the Preserve are not currently connected to other local or regional trails; however, the  Northeast Trailhead project will provide a connection to Lexington Reservoir County Park. Additionally, a  trail connection to the Skyline‐Summit Road area is planned in Phase III of the Preserve Plan.   2.4 Cultural Resources  Since 1970, more than 20 archaeological resource studies have been conducted over nearly 75% of the  Preserve area, including a cultural resources study prepared in 2016 for the Bear Creek Redwoods  Preserve Plan Environmental Impact Report (EIR). Most recently, in 2021 Basin Research Associates  completed a cultural resources analysis to support the development for the Phase II area of the  Preserve, which includes the project site. No known cultural resources have been recorded within the  ATTACHMENT 2 Bear Creek Redwoods North Parking Area Project  8  project area. A supplemental cultural resources survey of the site will be conducted in FY24 once the  conceptual design is solidified.  2.5 Aesthetics  The project site is located in a gently sloping open meadow that is visible from Bear Creek Road. The  setting is rural and forested, consisting mainly of oak and redwood trees visible on the surrounding  hillsides. Bear Creek Road is sparsely populated with single family residences. The meadow has views of  the surrounding hills of the Lexington Basin, though the reservoir itself is not visible from the project  site.   The project site is located approximately 0.6 mile from the Bear Creek Road exit off Highway 17.  Highway 17 is an Eligible State Scenic Highway, but the project site is not visible from the Highway  corridor. Bear Creek Road is listed as a “Local Road Needing Scenic Protection” under the Santa Clara  County General Plan Regional Parks and Scenic Highways. The County of Santa Clara describes roads  with this classification as “scenic roads which are not appropriate for recreational driving because they  have no proposed public facilities, are of poor road quality, or are in remote areas with high fire  hazards.” Examples of roads appropriate for recreational driving include Highway 35 and Highway 9.  Bear Creek Road does not have the same recreational qualities for pleasure driving but does have  aesthetic features worthy of protections. The project would allow for recreational access to the Preserve  and would minimize impacts to scenic resources where possible.   2.6 Operations and Maintenance   Land & Facilities staff maintain existing facilities and trails within the Preserve, which is also regularly  patrolled by Rangers. The North Parking Area would be maintained and patrolled by the District. Bear  Creek Road is a two‐lane road immediately adjacent to the project site, owned and operated by Santa  Clara County Department of Roads and Airports.  In the winter of 2023, Bear Creek Road experienced extensive storm damage resulting in a culvert failure  south of the proposed parking area. The Preserve has been closed to the public since March of 2023 as a  result. Repair work was completed in the late summer of 2023.   2.7 Geologic Setting  The project site lies in the tectonically active Coast Ranges geomorphic province, along the boundary of  the North American and Pacific Tectonic Plates. This boundary creates an extensive fault system, known  as the San Andreas Fault Zone, which bisects the Preserve. The area has been mapped as being  underlain by Quaternary landslide deposits. Expansive clay soils are present at the site, which can be  subject to extreme shrinkage and swelling due to ambient moisture fluctuations.   3.0  Technical Studies  3.1 Traffic Study  Hexagon Traffic Consultants (Hexagon) completed a traffic study in 2016 during preparation of the  Preserve Plan, which analyzed sight distances, design speeds, and potential traffic operation impacts  related to the North Parking Area, included as Attachment 3. Because Bear Creek Road has many grades  and curves, sight distance is limited along the stretch of road that runs adjacent to the North Parking  ATTACHMENT 2 Bear Creek Redwoods North Parking Area Project  9  Area. A suitable driveway location was identified west of Camel Hill Vineyard, a private property across  from the Project site. Proposed right‐of‐way improvements associated with the proposed new parking  area include the removal of one to two trees, Preserve and traffic signage, and tree‐trimming to  maintain sight lines.   Hexagon was retained in March 2023 to perform a supplemental traffic study to confirm the  recommendations of the 2016 report. The report will re‐visit sight distances, design speeds, and level of  service. Bear Creek Road suffered culvert failures in Spring 2023, closing both the road and the Preserve.  Therefore, data collection was put on hold until Summer 2023 when the road and Preserve once again  experience peak (summer) operational levels.  When the report is complete, the findings will further  inform the design process.  3.2 Topographic Survey  McKay & Somps (MSCE) was retained in February 2023 to prepare a topographic survey for the project  site. The survey documented all pertinent existing information to support the conceptual design  process. MSCE performed a record search for the parcel, located existing underground utilities, and  collected site elevation data to accurately represent the topography in one‐foot contours. MSCE  produced a preliminary base map containing all pertinent survey data, existing conditions, property  boundaries, and easements. The topographic survey is included as Attachment 4.   3.3 Geotechnical Investigation  A detailed geotechnical study was conducted in the Fall of 2023. The geotechnical engineer completed  site investigations and soil sampling analysis to provide recommendations for a vault toilet, pavement  sections, retaining walls, slope stability, and stormwater treatment facilities. Future investigations are  anticipated to include geologic trench studies, given the site proximity to the San Andreas Fault and  mapped landslides. The Geotechnical Study is included as Attachment 5.   3.4 Botanical Resources Survey  Vollmar Natural Lands Consulting conducted a botanical resources survey in 2021, which determined  that there are no special‐status plant species located on the project site. There are oak trees, which  constitute a sensitive plant community. There is a small area (fewer than five individuals) of redstem  springbeauty (a representative locally rare plant) that will be avoided in final design. A biological survey  and supplemental botanical survey of the project area will be undertaken in FY24. Approximately 2‐ acres of non‐native grassland habitat would be replaced by the parking area. Two oak trees are  anticipated to be removed to enhance line of sight from the proposed driveway location.   3.5 Biological Resources Survey  California Natural Diversity Database (CNDDB) maps of Bear Creek Redwoods included in the Preserve  Plan did not determine the presence of suitable habitat at the project site for any special‐status wildlife  species. There are also no mapped aquatic resources on site. A biological survey of the project area will  be undertaken in FY24. 3.6 Cultural Resource Analysis  Basin Research Associates completed a cultural resources analysis in 2021 to support future  development in the Phase II area of the Preserve, which includes the project site. No known cultural  ATTACHMENT 2 Bear Creek Redwoods North Parking Area Project  10  resources have been recorded within the project area. A supplemental cultural resources survey of the  site will be conducted in FY24 once the conceptual design is solidified.  4.0  Opportunities and Constraints  This section describes opportunities and constraints for the Project site that were considered during the  development of conceptual design alternatives. Opportunities and constraints are categorized by topic  area (such as Natural Resources, Historic Resources or Public Access) and some attributes may be listed  as both an opportunity and a constraint based on their relationship to the Project goals. The  opportunities and constraints consider all applicable District, local, and regional policies and regulations.   4.1 District Mission and Preserve Plan Policies  Attribute Opportunity (O)  &/or Constraint (C)  Discussion  Preserve Plan O  The planned parking area is consistent with the following Preserve  Plan goals and objectives: Goal PU1; Obj PU‐1.5 and 1.6; Goal PU2;  Obj PU‐2.1; Goal PU5; and Obj PU‐5.2 as described in Section 1.2.  4.2 Natural Resources   Attribute Opportunity (O)  &/or Constraint (C)  Discussion  Biological  Resources C  One to two oak trees may need to be removed adjacent to Bear  Creek Road in order to maintain the required driveway sight  distances.  Biological  Resources  O The project site is in an area that is mostly free of trees, therefore  extensive tree cutting and clearing would not be required.  Biological  Resources O  The project site is already fairly disturbed due to disc lines around the  perimeter used for fire suppression and service road for maintenance  and patrol vehicles.  Hydrology  C  Storm water runoff from a new impervious surface could cause  hydrological issues; However, runoff would be infiltrated through site  design measures (e.g., pervious concrete) and/or directed to  stormwater treatment facilities such as detention basins.  4.3 Historical and Cultural Resources  Attribute Opportunity (O)  &/or Constraint (C)  Discussion  Cultural  Resources C*  BCR is known to have multiple culturally sensitive resources;  however, there are no known sensitive resources within the project  area.    Historic  Resources C* BCR is known to have historic resources within the preserve, though  no known resources exist within the project area.   *Potential constraint depending on additional future survey results. ATTACHMENT 2 Bear Creek Redwoods North Parking Area Project  11  4.4 Public Access   Attribute Opportunity (O)  &/or Constraint (C)  Discussion  Parking/Public  Access O  The existing Alma Parking Area is often full during times of peak use.  Adding approximately 50 parking spaces would better accommodate  visitation levels and improve accessibility for the Preserve.  Public Access O Restroom amenities would support users of future regional  connecting trails.  Equestrian  Trailer  Parking  O  Equestrian trailer parking is currently available to Bear Creek Stable  boarders. Additionally, there are two trailer spaces available at the  stables for the general public. The North Parking Area trailer parking  spaces would expand public equestrian access.   User Conflict  C If the Multi‐Use Trail does not connect to the North Parking Area,  bike usage will not be supported at this location.  Proximity to  Adjacent  Properties  C One residence and one business are located on parcels adjacent to  the project site.   Proximity to  Adjacent  Properties  C It is possible that visitors would attempt to park on Bear Creek Road  or in front of adjacent driveways if the parking area became full.  4.5 Local and Regional Connectivity   Attribute Opportunity (O)  &/or Constraint (C)  Discussion  Trail  Amenities O  The North Parking Area would provide additional access to current  and future regional trails, such as the Phase II Trails, the Northeast  Trailhead, and the Highway 17 Trail Crossing and Trail Connections  Project.   4.6 Aesthetics   Attribute Opportunities  & Constraints  Discussion  Views from  Bear Creek  Road  C  The project site is located in an open meadow area, and all or a  portion of the parking area would be visible from Bear Creek Road.  One or more of the conceptual design alternatives focus on  minimizing visibility from Bear Creek Road by using existing stands of  trees to screen the parking area.   Views from  Neighboring  Residences  C The parking area may be visible to some neighboring properties that  can currently see the meadow.   Views from  Parking Area O The parking area would have views of the Lexington Basin hills.  ATTACHMENT 2 Bear Creek Redwoods North Parking Area Project  12  4.7 Operations and Maintenance   Attribute Opportunities  & Constraints  Discussion  Enforcement C The North Parking Area increases the amount of area to be patrolled.  Maintenance C The North Parking Area increases the amount of area and assets to  be maintained.  5.0  Public and Stakeholder Engagement  5.1 Stakeholder Group Meetings  District staff held two focused stakeholder meetings for primary user groups (hikers, equestrians and  bicyclists) in Spring 2023 for the Multi‐Use Trail and North Parking Area projects. The project  stakeholder sessions were combined to allow interested parties to contextualize interrelated projects.  Members of the public who subscribe to the interested parties list for biking activities were invited to a  meeting on March 21, 2023. Boarders from the Stables and members of the public subscribed to the  interested parties list for equestrian activities were invited to a meeting on March 23, 2023. Staff  presented the background, details on the project components, and how they are connected. After the  presentation, attendees were assigned to breakout rooms with staff members to provide feedback and  ask questions. The breakout groups were provided with a list of questions to help guide the discussions.   5.2 Public Workshop  District staff held one in‐person public workshop for the Multi‐Use Trail and North Parking Area projects  at the Los Gatos Adult Recreation Center on April 6, 2023. Staff presented the background, details on  the project components, and how they are connected. The public was then invited to visit stations for  the North Parking Area and Multi‐Use Trail that included poster boards and other information about the  projects. District staff was available at each station to receive input and answer questions. Comments  were recorded on flip charts, by sticky notes placed on poster boards, and by recording verbal  comments on note pads.   5.3 Public Comments  District staff collected the following feedback during public and stakeholder meetings held in the Spring  of 2023.   Theme/Topic General Feedback/Comments  Traffic and Safety Concerns were expressed about traffic impacts to Highway 17 due to the proposed access improvements. Location (see discussion  below table)  Concerns were expressed about visual impacts to the meadow. Some members of the public asked if the parking area could be located off Bear Creek Road in a flat clearing adjacent to Gate BC01 (see Figure 1), with access from the existing gate or from Bear Creek Road at the driveway location currently planned for the project, which would then connect to the area near Gate BC01 via an existing unpaved service road. ATTACHMENT 2 Bear Creek Redwoods North Parking Area Project  13  A member of the public asked if the parking area could be located immediately east of the Alma Cultural Landscape in an open area known as the “ball field” (currently used for equipment storage), with access from Highway 17 (through gate BC12) via Alma College Road (see Figure 1). Parking and Visitor Capacity Concerns were expressed that increasing parking capacity will lead to increased crowding at the preserve. Amenities Equestrian users would prefer pull‐through trailer parking as opposed to reverse parking. Support for interpretive elements that highlight the estate period and cultural significance of the area. Natural Resources Concerns were expressed about loss of natural habitat. While the flat area adjacent to Gate BC01 serves as intermittent parking for District use, it is not large  enough to accommodate the North Parking Area as planned. Additionally, engineering staff have  determined that the line of sight on Bear Creek Road from BC01 does not meet safety criteria necessary  for a public access point. Furthermore, accessing the area adjacent to Gate BC01 from Bear Creek Road  at the driveway location currently planned for the project would require paving and widening (to a  width of 22 feet) approximately 0.25 mile of an existing service road through steep wooded terrain.   Locating the planned parking area at the “ball field” east of Alma Cultural Landscape was deemed  infeasible due to limited and unsafe access for vehicles from Alma College Road onto Highway 17.  5.4 Prior Board and Committee Meetings  To date, the North Parking Area project has not yet been brought before the District’s Planning and  Natural Resources Committee or Board of Directors as a standalone project. However, the project was  presented to Board committees and Board of Directors during the Preserve Plan process. Additionally,  as part of the Board’s approval of the FY23 Budget and Action Plan, the North Parking Area timeline was  accelerated.   6.0  Figures  Figure 1: Project Location Map  7.0  Attachments  Attachment 1: Existing Conditions Photos  Attachment 2: Vollmar 2021 Botanical Survey  Attachment 3: Hexagon 2016 Traffic Study  Attachment 4: MSCE Topographic Survey  Attachment 5: Geotechnical Study  ATTACHMENT 2 "UUBDINFOU&YJTUJOH$POEJUJPOT1IPUPT ATTACHMENT 2 Northeast facing view of project site. ATTACHMENT 2 South facing view of project site parallel to Bear Creek Road. ATTACHMENT 2 East facing view of project site from edge of Bear Creek Road including exisƟng disc. ATTACHMENT 2 South facing view of parking area. ATTACHMENT 2 "UUBDINFOU7PMMNBS#PUBOJDBM4VSWFZ ATTACHMENT 2 ATTACHMENT 2 "UUBDINFOU)FYBHPO5SBGGJD4UVEZ ATTACHMENT 2 Memorandum Date: September 2, 2016 To: Lisa Bankosh, Midpeninsula Regional Open Space District From: Gary Black Subject: Bear Creek Redwoods Traffic Study Hexagon Transportation Consultants, Inc. has completed a traffic study of the Bear Creek Redwoods Open Space Preserve, which is located along Bear Creek Road in the Santa Cruz Mountains (see Figure1). The study includes an analysis of potential driveway and crosswalk locations. Driveway(s) and a crosswalk are to be installed on Bear Creek Road to serve a potential parking lot and allow public access into the preserve. The Preserve currently does not allow public access, so the addition of parking and access will increase visitation to the Preserve. As Bear Creek Road is hilly and winding with limited sight distance in many locations, potential driveway locations must be carefully studied. Figure 2 shows the existing gates into the Preserve and the two potential driveway locations studied in this memo. This study also identifies any potential traffic operation impacts related to the addition of parking and access to the Preserve. The study evaluates the traffic impacts of the project on the operation of two unsignalized intersections and two roadway segments in the vicinity of the project site during the weekday AM and PM peak periods of traffic as well as the Saturday peak hour. Santa Clara County does not have any standards to define impacts or mitigation for unsignalized intersections or roadway segments. Therefore, the operations analysis does not draw any conclusions relative to impacts under the California Environmental Quality Act (CEQA). The study intersections and roadway segments are identified below. Study Intersections 1. SR 17 Southbound Ramps and Bear Creek Road (All-way stop) 2. SR 17 Northbound Ramps and Bear Creek Road (Two-way stop) Study Road Segments 1. Bear Creek Road west of Camel Hill Vineyard Driveway 2. Bear Creek Road west of Alma College Road Traffic conditions at the study intersections were analyzed for the weekday AM and PM peak hours as well as for the Saturday peak hour. The AM peak hour of adjacent street traffic is generally between 7:00 and 9:00 AM, and the PM peak hour of adjacent street traffic is typically between 4:00 and 6:00 PM. It is during these periods on an average weekday that the most congested traffic conditions occur. The Saturday peak hour was analyzed since it is generally the day that the Preserve would generate the greatest amount of traffic. Traffic conditions were evaluated for the following scenarios: Scenario 1: Existing Conditions. Existing traffic volumes were obtained from 2015 manual turning- movement counts. The new intersection count data and roadway tube counts are included in Appendix A. Scenario 2: Existing Plus Project Conditions. Existing plus project peak hour traffic volumes were estimated by adding to existing traffic volumes the additional traffic generated by the project. Existing plus project conditions were evaluated relative to existing conditions in order to determine the effects the project would have on existing traffic conditions. ATTACHMENT 2 ATTACHMENT 2 Figure 2 Potential Driveway Locations (Zoomed) Dwy 1Dwy 1 Dwy 2Dwy 2 BC02BC02 BC04BC04 BC01BC01Bear C r e e k R d Mell o t s R d Chase Rd Alma Colleg e Rd Bear Creek Redwoods Sight Distance Study ATTACHMENT 2 Bear Creek Redwoods Traffic Study September 2, 2016 P a g e |4 Scenario 3: Future Plus Project Conditions. Future plus project traffic volumes were estimated by applying a general growth factor (for 15 years) to the existing peak-hour volumes and adding the project trips. Both of the study intersections are unsignalized.Neither Santa Clara County nor Caltrans havestandards to evaluate the intersection level of service for unsignalized intersections.Therefore, this analysis includes an operational analysis of vehicle queuing and delaybased on principles and methodologies from the 2010 Highway Capacity Manual. Existing Bear Creek Road Traffic Bear Creek Road is a two-lane county road through the Santa Cruz Mountains. It carries a relatively modest amount of commute traffic during the weekdays to and from mountain residences, and it carries recreational traffic on weekends. Bear Creek Road is winding and steep in places. Passing is not allowed in the project vicinity. There were no speed limit signs observed in the project vicinity, so the sight distance analysis is based on observed speeds. Hexagon conducted traffic and speed counts on Bear Creek Road near the two best locations for potential driveways for 24 hours on February 26, 2015, a typical weekday and on June 20, 2015, a Saturday. The total volume on the weekday was about 3,590 vehicles west of Camel Hill Vineyards driveway (Driveway 1 on Figure 2) and about 3,410 west of Alma College Road (Driveway 2 on Figure 2). The highest volume occurred during the typical AM commute hour (7 AM to 8 AM) when there were 326 vehicles counted in the peak direction (eastbound) west of Camel Hill Vineyards. The PM peak hour at the same location (5 PM to 6PM) saw 240 vehicles in the peak direction (westbound). The total volume on June 20, 2015 (Saturday) was about 3,190 vehicles west of Camel Hill Vineyards driveway (Driveway 1 on Figure 2) and about 3,070 west of Alma College Road (Driveway 2 on Figure 2).The total volumes on Saturday are about 10% lower compared to the traffic on a typical weekday. The highest volume on Saturday occurred during the late afternoon between 5:00 PM and 6:00 PM when there were 147 vehicles counted towards the Santa Cruz direction (westbound) west of Camel Hill Vineyards. According to the 2010 Highway Capacity Manual (HCM), the capacity of a two-lane highway is a maximum of 3,200 vehicles per hour. That figure must be adjusted for terrain. The HCM suggests that the capacity should be reduced by one-third in mountainous areas. Thus, the capacity of Bear Creek Rd is about 2,100 vehicles per hour, or 1,050 vehicles per hour per lane. As the existing AM peak hour volume for the peak direction is 326 and the existing Saturday peak hour volume for the peak direction is 147, it can be concluded that Bear Creek Rd is currently operating well below its maximum capacity. Hexagon also measured speed along with traffic volume. The 85th percentile speeds and suggested design speeds are summarized in the following table. Hexagon has been made aware of comments from people familiar with Bear Creek Road that speeds are higher during commute hours, especially in the morning when people are trying to get to work. The speed data (included in the Appendix) support this observation. Speeds were higher in the morning commute period for traffic going toward Highway 17, which is downhill near Alma College Road (Gate 4). On a 24-hour basis the 85th percentile speed at this location was 36 miles per hour (mph). However, between 6-7 AM the 85th percentile speed was 39 mph, and between 7-8 AM the 85th percentile speed was 38 mph. Nevertheless, for all of these cases the proper design speed is 40 mph based on the standards specified in the Manual on Uniform Traffic Control Devices (MUTCD), which is what was used for the sight distance calculations. Table 1 Measured Speeds and Suggested Design Speeds at Potential Driveway Locations 85th percentile speed Design speed 85th percentile speed Design speed 1 38 mph 40 mph 29 mph 30 mph 2 28 mph 30 mph 36 mph 40 mph Location Toward Santa Cruz Toward SR17 Weekday ATTACHMENT 2 Bear Creek Redwoods Traffic Study September 2, 2016 P a g e |5 Existing Intersection Level of Service The study also analyzed the traffic impacts of the project onthe two unsignalized intersections atthe Bear Creek Road/SR 17 interchange during the weekday AM and PM peak periods of traffic and during the Saturday peak hour. Existing weekday AM (7:00-9:00 AM) and PM (4:00-6:00 PM) peak hour traffic volumes and Saturday peak hour traffic volumes (1:00-2:00PM) were obtained from new manual turning-movement counts (see Figure 3). The results of the intersection level of service analysis show that the intersection of the SR 17 southbound ramps and Bear Creek Road is operating at acceptable levels of service.The intersection of the SR 17 northbound ramps and Bear Creek Road is operating at level of service B during the weekday PM peak hour andthe Saturday peak hour. However, during the weekday AM peak hour,the calculation shows that traffic is experiencing long delays.Field observations show that the poor level of service is caused by the ramp meter atthe SR 17 northbound on-ramp. Traffic backs up from the on-ramp, onto Bear Creek Road, through the adjacent off-ramp intersection, and up the hill. Traffic also backs up on Old Santa Cruz Highway. Although a stop sign does not exist for traffic on Bear Creek Road, drivers are stopping at Old Santa Cruz Highway and letting other vehicles on to the ramp in an alternating fashion, as if a stop sign were present. Table 2 Existing Intersection Level of Service Avg. Study Peak Count Delay Number Intersection Hour Date (sec.) LOS 1 SR 17 Southbound Ramps & Bear Creek Road AM 06/23/15 9.7 A (All-way Stop)PM 06/23/15 10.5 B Saturday 06/20/15 9.0 A 2 SR 17 Northbound Ramps & Bear Creek Road AM 06/23/15 53.3 F (Unsignalized)PM 06/23/15 11.6 B Saturday 06/20/15 13.7 B ATTACHMENT 2 ATTACHMENT 2 Bear Creek Redwoods Traffic Study September 2, 2016 P a g e |7 Trip Generation The method for calculating the number of trips generated by the proposed project involved using daily visitation counts from similar Preserves: the Fremont Older Preserve, and the Windy Hill Preserve. A conservative trip generation estimate would come from the Fremont Older Preserve. This Preserve, located close to the Town of Cupertino, gets both regular neighbor use as well as weekend/day trip destination use. Fremont Older is open to hiking, biking, and equestrian use throughout the Preserve, as well as dogs. Trail counts were conducted in 2007 and 2010 for two consecutive weeks in Fremont Older Preserve. The counts show an average daily visitation of 522. Since the Bear Creek Redwoods Open Space Preserve will have no dog access and only limited biking, it will likely get less use. Another less conservative (but maybe more accurate) comparator is the Windy Hill Preserve, which is close toWoodside and Portola valley, has only one through trail open to bikes, and is open to hiking and equestrian use. It is also open to dogs and gets a lot of regular dog walkers. The study shows that Windy Hill has an average of 341 visitors per day. The Bear Creek Redwoods Open Space Preserve would not permit dogs and would include only one trail open to bicycles. Comparing the size and uses of the Bear Creek Redwoods Preserve with the two Preserves discussed above, a conservative estimate would be an average of 500 daily visitors on weekends. This calculates to 1,000 daily person trips, one trip in and one trip out for each visitor. Trips generated on weekdays were assumed to be 40 percent of the weekend trip generation. This percentage is based on a comparison and average between weekday and weekend trip generation for various park land uses in the Institute of Transportation Engineers (ITE) Trip Generation Manual. The park land use categories include City Park, County Park, Regional Park, Beach Park, and National Monument. After applying a reasonable assumption of 1.5 people per car, the Preserve is expected to generate an average of 267 and 667 daily vehicle trips on weekdays and weekends, respectively. The peak hour trips generally would be 15% of the average daily traffic, which would result in 40 trips during each of the weekday AM and PM peak hours and 100 trips during the Saturday peak hour.It is further assumed that there will be roughly a 60%/40% in/out split in the morning and the reverse in the afternoon on weekdays. On weekends, the in/out split is expected to be nearly equal with 48% in and 52% out. Special Events The Preserve is being proposed as a potential special-event venue making use of the existing Alma College buildings. Weddings or other special events would accommodate up to 250 guests. Also, at the Bear Creek Stables site, which is within the Preserve, it is anticipated that there would be one or two large events per year on weekends with up to 250 people. To provide the most conservative analysis, a worst-case scenario was studied with large events hosted (total up to 500 guests) at both sites on the same weekend.It is extremely unlikely that simultaneous events would occur, but the results are presented for informational purposes. It is assumed that the large events would have an average vehicle occupancy of two persons per car. Thus, the large events would generate up to 500 daily trips. Adding in the regular park users brings the total to 1,167 added daily vehicle trips. It is assumed that the guests for a wedding or other special event hosted at the Alma College site would arrive within one hour.The regular Preserve visitors (hikers) and the Bear Creek Stable users would arrive or leave spread throughout the day with 10% during any particular hour. It is expected that there would be 342 peak hour trips during weekend peak hour with 294 inbound trips and 48 outbound trips (see Table 3). ATTACHMENT 2 Bear Creek Redwoods Traffic Study September 2, 2016 P a g e |8 Table 3 Anticipated Project Trip Generation Trip Generation Estimates for Bear Creek Redwoods Open Space Preserve Daily Daily Land Use Trips In /c/Out /c/Total In /c/Out /c/Total Trips In /f/Out /f/Total Bear Creek Redwoods Preserve /a/267 23 17 40 18 22 40 667 48 52 100 Weekend with Special Events /d/ Bear Creek Redwoods Preserve 1,167 294 48 342 Notes : /a/ Rate based on trips generated by three similar Preserves; Rate of one and half persons per vehicle was assumed to convert visitors to vehicle trips. Weekday trips were assumed to be 40% of weekend trips. /b/ AM and PM peak hour trips were assumed to each to be 15% of the daily volumes. /c/ Percentage based on ITE Trip Generation Rate for Regional Park (Land Use Type: 417) /d/ Weekend trips with special events were assumed including average daily regular visitors to the Preserve, trips generated by the special events with 250 guests at the Bear Creek Stables site and wedding events with 250 guests at the Alma College buildings. Rate of two persons per vehicle was assumed for the special events guests. /e/ Weekend peak hour trips were assumed to include 10% of the average daily regular visitors, 10% of the Bear Creek Stable users, and 100% of the wedding guests. /f/ Percentage based on ITE Trip Generation Rate for Regional Park for Saturday Peak hour were used for regular visitors and Bear Creek Stable users. It is assumed that the 250 guests for wedding will arrive within the peak hour. AM Peak Hour PM Peak Hour /b/Peak Hour /e/ SaturdaysWeekdays Roadway Traffic Analysis The peak hour for the Preserve trip generation on weekdays would be in the late afternoon, after work. At the hour of 5-6 PM the weekday volume on Bear Creek Road is 197 vehicles westbound and 67 vehicles eastbound. Based on the above trip generation estimates, the Preserve is expected to add 18 westbound vehicles and 22 eastbound vehicles during the early afternoon time period. Considering that the total capacity of a lane is 1,050 as described previously, Bear Creek Road would still be operating well below its capacity after the completion of the project. The weekend peak hour for the Preserve would be in the late afternoon. At the hour of 5:00 - 6:00 PM the volume on Bear Creek Road is 114 vehicles eastbound and 147 vehicles westbound. Under the worst-case scenario with two special events at the same time, the traffic generated by the Preserve would add 294 westbound vehicles and 48 eastbound vehicles during the peak hour. The total traffic on Bear Creek Road could reach 162 vehicles eastbound and 441 vehicles westbound. The peak direction volume would be less than 50% of the total capacity of the road. Therefore, Bear Creek Road would still be operating well below its capacity even under the worst-case scenario with the project Existing Plus Project Intersection Level of Service Analysis The trip distribution pattern for the project was developed based on existing travel patterns on the surrounding roadway system and the locations of complementary land uses. The peak hour vehicle trips generated by the ATTACHMENT 2 Bear Creek Redwoods Traffic Study September 2, 2016 P a g e |9 project were assigned to the roadway network in accordance with the trip distribution pattern. Figure 4 shows the project trip assignment at the study intersections. The project trips were added to existing traffic volumes to obtain existing plus project traffic volumes (see Figure 5). The results of the intersection level of service analysis under existing plus project conditions show that the intersection of the SR 17 southbound ramps and Bear Creek Road would operate at an acceptable level of service during the weekday AM and PM peak hours and the Saturday peak hour (see Table 4). During the weekday PM peak hour and Saturday peak hour, the intersection of the SR 17 northbound ramps/Bear Creek Road would operate at level of service B under existing plus project conditions. During the weekday AM peak hour the intersection operates at LOS F. Theproject could increase the delay for traffic at theon ramp.The delay increase would be minor and probably not noticeable to motorists. Since the delay is caused by the ramp meter at the northbound SR17 on-ramp, there are no feasible improvements that could be done. The meter already allows two vehicles per green. Any increase in metering rate would flood SR17 with vehicles, which would defeat the purpose of the ramp meter. There is ample queuing space on Old Santa Cruz Highway and Bear Creek Road for vehicles waiting to get on the freeway so the queuing does not disrupt intersection operations or create unsafe conditions. Table 4 Existing Plus Project Intersection Level of Service Avg. Avg. Study Peak Delay Delay Number Intersection Hour (sec.) LOS (sec.) LOS 1 SR 17 Southbound Ramps & Bear Creek Road AM 9.7 A 10.0 B (All-way Stop)PM 10.5 B 11.0 B Saturday 9.0 A 14.5 B 2 SR 17 Northbound Ramps & Bear Creek Road AM 53.3 F 61.8 F (Unsignalized)PM 11.6 B 11.8 B Saturday 13.7 B 14.9 B Existing Existing + Project ATTACHMENT 2 ATTACHMENT 2 ATTACHMENT 2 Bear Creek Redwoods Traffic Study September 2, 2016 P a g e |12 Future Plus Project Intersection Level of Service Analysis It is expected that buildout of the project will take 15 years. Future plus project traffic volumes were estimated by applying a general growth factor of 1% per year for 15 years to the existing peak-hour volumes and adding the project trips (see Figure 6).The results show that both study intersections would operate at acceptable levels of service during the weekday PM peak hour and the weekend peak hour. During weekday PM peak hour and Saturday peak hour, the intersection of the SR 17 northbound ramps/Bear Creek Road would operate at level of service B under future plus project conditions. During the weekday AM peak hour, the intersection already operates at LOS F, and queues would increase with the assumed future growth, without the project. The project could increase the delay for the on-ramp.The delay increase due to the project would be minor and probably not noticeable to motorists. Since the delay is caused by the ramp meter at the northbound SR17 on-ramp, there are no feasible improvements that could be done. The meter already allows two vehicles per green. Any increase in metering rate would flood SR17 with vehicles, which would defeat the purpose of the ramp meter. There is ample queuing space on Old Santa Cruz Highway and Bear Creek Road for vehicles waiting to get on the freeway so the queuing does not disrupt intersection operations or create unsafe conditions. Table 4 Future Plus Project Intersection Level of Service Avg. Study Peak Delay Number Intersection Hour (sec.) LOS 1 SR 17 Southbound Ramps & Bear Creek Road AM 10.8 B (All-way Stop) PM 12.4 B Saturday 16.2 B 2 SR 17 Northbound Ramps & Bear Creek Road AM 166.6 F (Unsignalized) PM 12.5 B Saturday 16.7 C Future Plus Project ATTACHMENT 2 ATTACHMENT 2 Bear Creek Redwoods Traffic Study September 2, 2016 P a g e |14 Driveway Sight Distance Analysis The most important factor in adequate and safe driveway operations is the sight distance. In California, the Caltrans Highway Design Manual is the primary reference used to determine sight distance requirements. Since Bear Creek Road has many grades and curves, sight distance is limited in several locations. Two potential driveway locations were identified that would provide adequate sight distance for a new driveway. The first is located in between gates BC01 and BC02 just west of the Camel Hill Vineyard entrance. The second location, about 800 feet west of gate BC04, was also considered for a driveway and crosswalk because the Open Space District owns land on both sides of the road. At the first driveway location near Camel Hill Vineyard, sight distance could be over 450 feet for all potential turning movements (e.g. left turn in, left turn out, right turn out) if existing vegetation were removed. The tree located by the first utility pole west of the Camel Hill Vineyard entrance would need to be removed. The next tree to the west might also require removal depending on the view after other vegetation is removed (See Figures 7 and 8). At the existing gate BC04, sight distance to the west is inadequate, so a new driveway location is necessary. A potential driveway location was found west of Alma College Rd that could achieve sight distance of about 400 feet to the east (or north) and a sight distance of more than 400 feet to the west (or south) with the removal of trees and vegetation (See Figures 9 and 10). Theactual and required stopping sight distances for the potential driveways are shown in Table 5. The required sight distances are based on the Caltrans Highway Design Manual, table 201.1. Section 201.3 specifies a 20% increase in stopping sight distance on a sustained downgrade of over 3%. According to this table, driveways at the potential locations would provide adequate sight distance. The Open Space District owns land on both sides of the road near gate BC04 but only owns land on one side of the road near Camel Hill Vineyard. Therefore, a crosswalk would only be appropriate at the potential driveway location studied near gate BC04. At this location, sight distance is adequate with the trees removed as specified above, and there are flat landing areas on both sides of the road that could be used for the crossing. Table 5 Sight Distance Analysis Location WB design speed WB road grade WB required sight distance WB actual sight distance EB Design speed EB road grade EB required sight distance EB actual sight distance west of Camel Hill Vineyard 40 mph insignificant 300 ft > 450 ft 30 mph insignificant 200 ft > 450 ft west of Alma College Rd 30 mph insignificant 200 ft 400 ft 40 mph 4% 360 ft > 400 ft Because some people coming to the site would be unfamiliar with its location, adequate signage should be provided in advance of the driveway. Signage should be based on the 2014 California Manual of Uniform Traffic Control Devices (CAMUTCD). Though no signage is specifically required by the CAMUTCD at this location, Hexagon recommends a G72 (CA) style sign at least 200 feet from the driveway in each direction, with “Bear Creek Redwoods Open Space Preserve” or similar text.The sign placements must not obscure sight lines from the driveway. The Open Space District should consider additional signage to improve the visibility of any crosswalk installed on Bear Creek Road. The signage could include “crosswalk ahead” signs and could also include pedestrian activated rectangular rapid flashing beacons (RRFB). Beacons would probably need to be hard-wired to a power source because solar power could be limited by the tree cover. ATTACHMENT 2 Bear Creek Redwoods Traffic Study September 2, 2016 P a g e |15 Sample G72 (CA) guide sign (actual sign text will be different) Other Existing Gates Some other gates were observed on Bear Creek Road. Gates BC07 and BC08 next to the Presentation Center do not provide adequate sight distance for a driveway. Gate BC17 at the intersection of Bear Creek Road and Summit Road provides adequate sight distance and could be used as-is (see Figure 11). The Open Space District plans to develop a multi-use trail on the west side of Bear Creek Road with a trail head at the intersection with Summit Road. Parking for the trail head would be on the east side of Bear Creek Road so there would need to be a way for trail users to cross the road. Hexagon considered the possibility of a pedestrian crosswalk across Bear Creek Road at the intersection with Summit Road. However, this location has poor sight distance so a crosswalk would be problematic. In order to create a safe crossing, it would be necessary to add stop signs on Bear Creek Road. The addition of stop signs would take some engineering design because of the poor sight distance. It would also take Caltrans approval because the intersection is under Caltrans jurisdiction (State Highway 35). Conclusions The proposed Bear Creek Redwoods Open Space Preserve will not create traffic impacts to Bear Creek Road. Bear Creek Road is operating well below its capacity and would continue to do so with the modest project traffic added during regular weekday/weekends as well as under the worst-case scenario. The two proposed driveway locations can provide adequate sight distance as long as the proposed tree and vegetation removals are carried out. A crosswalk would be feasible near gate BC04 adjacent to the potential driveway location. The intersection of the SR17 southbound ramps and Bear Creek road will operate well during weekdays with the modest project traffic added and during weekends with the heaviest traffic if there were to be two large events at the Preserve on the same day. The intersection level of service calculation shows that northbound traffic at the intersection of the SR17 Northbound ramps and Bear Creek Road faces long delays due to the ramp meter at the freeway on-ramp. The project would add some traffic to the on-ramp, but probably wouldn’t result in a noticeable change in delay. There are no feasible improvements to reduce the delay and queuing. There is ample room for the queuing, and it doesn’t cause other operational problems or safety issues. ATTACHMENT 2 Approximate Line of Sight Figure 7 Driveway 1 Sight Distance Dwy 1Dwy 1Bear C r e e k R d Bear Creek Redwoods Traffic Study <450 ’ <450 ’ Remove Tree Remove Tree if it blocks the sight line from the final driveway location ATTACHMENT 2 Figure 8 Views from Driveway 1 Location (approximate) Looking West Looking East Bear Creek Redwoods Traffic Study Approximate Driveway Location ATTACHMENT 2 Approximate Line of Sight Figure 9 Driveway 2 Sight Distance Dwy 2Dwy 2 BC04BC04Bear Creek Rd Bea r C r e e k R d Alm a C o l l e g e R d 40 0 ’ <40 0 ’ Bear Creek Redwoods Traffic Study Remove 2 Trees ATTACHMENT 2 Figure 10 Views from Driveway 2 Location (approximate) Looking South Looking North Bear Creek Redwoods Traffic Study Approximate Driveway Location Flat Area Remove Trees ATTACHMENT 2 Approximate Line of Sight Figure 11 Sight Distance for BC17 and BC08 BC08BC08 BC17BC17 Bea r C r e e k R d Be a r C r e e k R d Su m m i t R d Bear Creek Redwoods Traffic Study Limited Sight Distance. Sight line obstructed by hill. Adequate Sight Distance ATTACHMENT 2 "UUBDINFOU.4$&5PQPHSBQIJD4VSWFZ ATTACHMENT 2 ATTACHMENT 2 GEOTECHNICAL INVESTIGATION For PROPOSED BEAR CREEK REDWOODS NORTH PARKING AREA Midpeninsula Regional Open Space District Bear Creek Road Los Gatos, California APN: 544-320-01 Prepared for SCOTT REEVES Prepared by HARO, KASUNICH AND ASSOCIATES, INC. Geotechnical & Coastal Engineers Project No. LG12342 October 2023 ATTACHMENT 2 HARO, KASUNICH AND ASSOCIATES, INC. CONSULTING GEOTECHNICAL & COASTAL ENGINEERS 116 EAST LAKE AVENUE  WATSONVILLE, CALIFORNIA 95076  (831) 722-4175  FAX (831) 722-3202 Project No. LG12342 31 October 2023 SCOTT REEVES Midpeninsula Regional Open Space District 330 Distel Circle Los Altos, California 94002 Subject: Geotechnical Investigation Reference: Proposed Bear Creek Redwoods North Parking Area Bear Creek Road Los Gatos, California APN: 544-320-01 Dear Scott Reeves: In accordance with your authorization, Haro Kasunich and Associates, Inc. (HKA) has performed a Geotechnical Investigation for the proposed parking lot development at the referenced site. The proposed project involves the construction of terraced paved parking for up to 50 passenger vehicles and 8 equestrian vehicles, control of surface and subsurface drainage, and retaining walls for the terraced parking areas. The results of our investigation indicate the proposed parking lot improvements at the referenced site are feasible from a geotechnical perspective, provided the geotechnical criteria and recommendations presented in this report are closely followed in the development of project plans and specifications. If you have any questions concerning the data, conclusions, or recommendations presented in this report, please call our office. Respectfully Submitted, Thayara Almeida John E. Kasunich Staff Engineer P.E., G.E. 455 HARO, KASUNICH & ASSOCIATES, INC. TA/JK/jk Copies: 1 via email: Scott Reeves (sreeves@openspace.org) ATTACHMENT 2 Project No. LG12342 31 October 2023 TABLE OF CONTENTS GEOTECHNICAL INVESTIGATION ............................................................................... 1 Introduction ..................................................................................................................... 1 Purpose and Scope ......................................................................................................... 1 Site Location and Conditions ........................................................................................... 2 Project Description .......................................................................................................... 2 Field Exploration ............................................................................................................. 3 Laboratory Testing .......................................................................................................... 3 Subsurface Conditions .................................................................................................... 4 Groundwater ................................................................................................................... 5 Site Geology .................................................................................................................... 5 Seismicity ........................................................................................................................ 5 Geotechnical Related Seismicity ..................................................................................... 6 Geologic Hazards ............................................................................................................ 7 Building Codes ................................................................................................................ 8 DISCUSSION, CONCLUSIONS, AND RECOMMENDATIONS ..................................... 9 Pavement - Structural Section Design Considerations .................................................. 11 Pavement Design .......................................................................................................... 11 Site Grading .................................................................................................................. 13 Concrete Slabs on Grade ……………………………………………………………………..14 Retaining Walls ............................................................................................................. 15 Utility Trenches ............................................................................................................. 17 Site Drainage ................................................................................................................ 18 Erosion Control ............................................................................................................. 18 Plan Review, Construction Observation, and Testing ................................................... 18 LIMITATIONS AND UNIFORMITY OF CONDITIONS .................................................. 19 APPENDIX Site Vicinity Map ………………………………………………………………….........Figure 1 Regional Geologic Map …………………………………………………………......... Figure 2 Boring Site Plan ………………………………………………………………….......... Figure 3 Cross Section AA’ ………………………………………………………………………Figure 4 Cross Section BB’ ………………………………………………………………………Figure 4 Cross Section CC’ ………………………………………………………………………Figure 5 Key to Logs ………………………………………………………………………......... Figure 6 Logs of Test Borings ……………………………………………………..............Figure 7-10 Laboratory Test Results ......…………………………………………………… Figures 11 - 16 ATTACHMENT 2 Project No. LG12342 31 October 2023 1 GEOTECHNICAL INVESTIGATION Introduction This report presents the results of our Geotechnical Investigation for the proposed parking lot development at Bear Creek Road (APN: 544-320-01) in Los Gatos, California. Purpose and Scope The purpose of our investigation was to explore and evaluate the surface and subsurface conditions at the project site and develop geotechnical design criteria and recommendations for a terraced parking lot, pavement design, control of surface and subsurface drainage and retaining walls. The specific scope of our services was as follows: 1.Preliminary site reconnaissance, review of information in our files pertinent to the site and vicinity, and review of online information at the Santa Clara County GIS Website regarding the site and region. Review files provided by the client. 2.Coordinate field exploration, mark exploratory boring locations and coordinate buried public utility locations with Underground Service Alert (USA) as required by law prior to drilling, and schedule the drilling company. 3.Field Investigation consisting of exploration of subsurface conditions at the site with four (4) borings drilled with a tractor-mounted, solid-stem auger drilling equipment to depths of 21.5 feet. Soil samples obtained were sealed and returned to the laboratory for testing. 4. Laboratory testing of soil samples to determine pertinent engineering properties. Moisture content and dry density testing of selected samples were performed to evaluate the consistency of the in-situ soils. Grain size analysis was performed to aid in soil classification. A Saturated Direct shear test was performed to evaluate soil strength parameters and assist in foundation design. An Atterberg Limit (Plasticity Index) test was performed to evaluate the expansion potential of the in- situ clay soils. An R-Value test was performed on a bulk sample collected within the upper 1 to 3 feet below ground surface to aid in pavement design. ATTACHMENT 2 Project No. LG12342 31 October 2023 2 5.Engineering evaluation of the field and laboratory data to develop geotechnical design criteria and recommendations for site grading, retaining wall lateral pressures, site drainage and pavement design. 6.Preparation of this report with graphics presenting our findings, conclusions and recommendations. Site Location and Conditions The project site is located approximately 0.6 miles up Bear Creek Road from the Highway 17 exit. The site has a gentle surface gradient descending from north to south off Bear Creek Road. Gradients steepen beyond the western boundary of the project area, descending into a natural creek drainage (Figure 1). The site is presently a closed open space area with tall grasses, bushes and trees with a vehicle maintenance road on the perimeter of the proposed parking lot. Project Description HKA understands the proposed project scope consists of constructing a paved terraced parking lot for up to 50 passenger vehicles and 8 equestrian vehicles, and retaining walls for the terraced parking areas. The parking area will be roughly 2-acres in size and will extend towards the south about 300 feet from Bear Creek Road. Surface and sub-surface drainage will be controlled. As the project is in the initial planning phase, some of the recommendations in this report are general in nature. Haro Kasunich and Associates (HKA) should be given the opportunity for a geotechnical review of the final project plans prior to submittal. The review will allow us the opportunity to determine if our geotechnical criteria and recommendations were properly interpreted and implemented; and determine if this report is adequate for the final project design. Field Exploration Subsurface conditions were investigated on 10 August 2023. The approximate locations of the test borings are indicated on the Boring Site Plan (Figure 3 in Appendix A). The borings ATTACHMENT 2 Project No. LG12342 31 October 2023 3 were advanced using 6-inch diameter continuous solid flight-auger equipment mounted on a tractor. Representative soil samples were obtained from the exploratory borings at selected depths, or at major strata changes. These samples were recovered using the 3.0 inch outside diameter (O.D.) Modified California Sampler (MC) or the 2.0-inch O.D. Standard Penetration Test Sampler (SPT). The penetration resistance blow counts noted on the boring logs were obtained as the sampler was dynamically driven into the in-situ soil. The process was performed by dropping a 140-pound hammer from a 30-inch free fall distance, driving the sampler 6 to 18 inches, and recording the number of blows for each 6-inch penetration interval. The blows recorded on the boring logs represent the accumulated number of blows that were required to drive the sampler the last 12 inches. The soils encountered in the borings were continuously logged in the field and described in accordance with the Unified Soil Classification System (ASTM D2487). The Key to Logs, (Figure 7) and Boring Logs (Figures 8-11), are included in the Appendix of this report. The Boring Logs denote subsurface conditions at the locations and time observed, and it is not warranted that they are representative of subsurface conditions at other locations or times. Subsurface conditions at other locations may differ from those encountered at the explored locations. Stratification lines shown on the logs represent the approximate boundaries between soil types. The actual transitions may be gradual. Laboratory Testing Soil samples obtained from the borings at selected depths were taken to our laboratory for further examination and laboratory testing. The laboratory testing program was directed toward determining pertinent engineering properties of soil underlying the project site. In-situ moisture percentages and dry unit weights were recorded for select samples. The strength parameters of the underlying earth materials were determined from field penetration resistance of the in-situ soil and saturated direct shear test. Grain size analysis ATTACHMENT 2 Project No. LG12342 31 October 2023 4 tests were performed to aid in soil classification. An Atterberg Limit (Plasticity Index) test was performed to evaluate the expansion potential of the in-situ clay soils. An R-Value test was performed on a bulk sample collected within the upper 1 to 3 feet below ground surface to aid in pavement design. The results of the laboratory testing can be found in Appendix A (Figures 12-17), and they also appear on the Logs of Test Boring opposite the sample tested. Subsurface Conditions Based on the results of our subsurface investigation and laboratory testing overall, the native earth materials on the site consist of loose to medium dense sandy clay/clayey sand/silty sand in the upper 5 feet, underlain by silty clay/sandy clay/fat clay to the depths explored of 21.5 feet below ground surface (bgs). The soil in Boring B-1 consisted of medium dense sandy clay with root traces to a depth of 5.0 feet bgs, over stiff sandy clay soils to a depth of 10.0 feet bgs, underlain by very stiff sandy fat clay to the depth explored of 21.5 feet bgs. The soil in Boring B-2 consisted of loose to medium dense clayey sand with root traces to a depth of 5.0 feet bgs, over medium dense silty clay soils to a depth of 10.0 feet bgs, underlain by very stiff sandy fat clay to the depth explored of 21.5 feet bgs. The soil in Boring B-3 consisted of loose to medium dense silty sand with root traces to a depth of 5.0 feet bgs, over loose silty clayey sand soils to a depth of 6.5 feet bgs, underlain by very stiff silty clay to the depth explored of 21.5 feet bgs. The soil in Boring B-4 consisted of firm to stiff sandy clay with root traces to a depth of 6.0 feet bgs, over very stiff clay/fat clay soils to the depth explored of 21.5 feet bgs. ATTACHMENT 2 Project No. LG12342 31 October 2023 5 Groundwater Groundwater was not encountered in any of our borings. It should be noted that groundwater levels may fluctuate due to seasonal wet weather considerations, variations in rainfall, or other factors not evident during our investigation. Subsurface conditions and water levels at other locations may differ from conditions at the locations where sampling was conducted. The passage of time may also result in changes to the conditions observed or inferred from our investigation. Site Geology A review of the Geologic Map of the Los Gatos Quadrangle, Santa Clara & Santa Cruz Counties, California (Dibblee, 2005) indicates the site is mapped as underlain by Qls: Landslide Rubble (Holocene/Pleistocene) – rubble derived from rocks upslope, bounded by fs: Franciscan Assemblage (Jurassic and Cretaceous) – gray claystone and siltstone, and Tsl: San Lorenzo Formation (Miocene/Oligocene) – clay shale or claystone with thin layers of fine-grained sandstone. The native soils encountered below 5 feet deep, within our borings at the site were typical of the mapped Franciscan Assemblage and San Lorenzo Formation. A regional geologic map is included in Appendix A (see Figure 2). Seismicity The site is located in the seismically active Santa Cruz Mountains area and situated in a complex setting relative to geological hazards. The site is mapped within a 1/8th mile buffer from a County fault rupture hazard zone, a County landslide hazard zone, a State seismic hazard zone and a State earthquake zone. The State earthquake zone is only mapped in the far west end of the site close to Briggs Creek. The fault alignment is the San Andreas Fault in this area. Therefore, the risk of ground rupture occurring across the site is high. To address these mapped hazards a licensed geologist will need to perform a site study, likely including backhoe trenching and exploratory borings. A fault study was not warranted for this scope of work. The owner of the project would need to retain the services of a Certified Engineering Geologist (C.E.G.) to conduct a fault investigation for this project. We can provide recommendations for local geologists if needed. Below is a general discussion about the regional faults and is not a substitution for a site-specific fault investigation. ATTACHMENT 2 Project No. LG12342 31 October 2023 6 The known active faults nearest to the site are the San Andreas Fault Zone, located within the 1/8-mile buffer zone of the project, the Butano Fault Zone, which passes approximately 2.4 miles to the southwest, the Zayante-Vergeles Fault Zone, which passes approximately 5.6 miles to the southwest, the Berrocal Fault Zone, which passes approximately 2 miles to the northeast. This site, as all sites in Santa Cruz Mountains, could be affected by an earthquake with an epicenter on any one of the active or potentially active faults of the area. At present, it is not possible to predict when or where movement will occur on these or any other faults. However, based on historic records and the general seismicity of this region, it is probable that this site will be shaken by at least one moderate to major earthquake and by numerous minor earthquakes during the next 50 years. Should a moderate to major earthquake occur with an epicenter location close to the property, ground shaking at the site would be severe. Seismic hazards could include liquefaction related ground effects such as ground settlement, sand boils, lateral spreading, and ground rupture, in addition to strong ground shaking. Geotechnical Related Seismicity The improvements should be designed in conformance with the most current California Building Code (2022 CBC), effective 1 January 2023. For seismic design, the soil properties at the site are classified as Site Class “D” based on definitions presented in Section 1613.2.2 in the 2022 CBC which refers to Chapter 20 of ASCE 7-16. The longitude and latitude were determined using a satellite image generated by Google Earth. These coordinates were taken from the approximate middle of the area of the proposed improvements: Latitude = 37.186087°, Longitude = -122.000338° The coordinates listed above were used as inputs in the OSHPD seismic design maps created by California Office of Statewide Health Planning and Development (OSHPD) to determine the ground motion associated with the maximum considered earthquake (MCE) SM and the reduced ground motion for design SD. The results are as follows: Site Class D ATTACHMENT 2 Project No. LG12342 31 October 2023 7 SS= 2.422 g S1= 1.015 g SMS= 2.422 g SM1= 1.726 g refer to section 11.4.8 ASCE7-16 for site specific ground motions and exceptions 1 SDS= 1.615 g SD1= 1.150 g refer to section 11.4.8 ASCE7-16 for site specific ground motions and exceptions1 A maximum considered earthquake geometric mean (MCEG) peak ground acceleration (PGA) was estimated using Figure 22-9 of the ASCE Standard 7-16. The mapped PGA was 1.035 g, and the site coefficient FPGA for Site Class D is 1.1. The MCEG peak ground acceleration adjusted for Site Class effects is PGAM = FPGA * PGA PGAM = 1.1 * 1.035 g = 1.139 g Geologic Hazards Liquefaction Potential and Lateral Spreading During an earthquake, seismic waves travel through the earth and vibrate the ground. In cohesionless, granular material having low relative density (loose to medium dense sands for example), this vibration can disturb the particle framework leading to increased compaction of the material and reduction of pore space between the framework grains. If the sediment is saturated, water occupying the pore spaces resists this compaction and exerts pore pressure that reduces the contact stress between the sediment grains. With continued shaking, transfer of intergranular stress to pore water can generate pore pressures great enough to cause the sediment to lose its strength and change from a solid 1 “See requirements for site-specific ground motions in Section 11.4.8 of ASCE 7. [OSHPD 1R, 2 & 5] The values of FV shall only be used for calculation of TS, determination of Seismic Design Category, linear interpolation for intermediate values of S1, and when taking the exceptions under Items 1 and 2 of Section 11.4.8 for the calculation of SD1.” 2022 CBC, TABLE 1613.2.3(2) “Where the simplified design procedure of ASCE 7, Section 12.14 is used, the value of Fa shall be determined in accordance with ASCE 7, Section 12.14.8.1, and the values of FV, SMS and SM1 need not be determined.” 2022 CBC 1613.2.3 2 EXCEPTION: A ground motion hazard analysis is not required where the value of the parameter SM1 determined by Eq. (11.4-2) is increased by 50% for all applications of SM1 in this Standard. The resulting value of the parameter SD1 determined by Eq. (11.4-4) shall be used for all applications of SD1 in this Standard.” ASCE7-16, Supplement 3, 11.4.8, Item 1. Note: The values of SM1 and SD1 above have not been increased. Item 2 does not apply to Site Class D, D (default). ATTACHMENT 2 Project No. LG12342 31 October 2023 8 state to a liquefied state. This mechanical transformation termed liquefaction can cause various kinds of ground failure at or near the ground surface. The liquefaction process typically occurs at depths less than 50 feet below the ground surface. Liquefaction can occur at deeper intervals, given the right conditions, however ground manifestations have been found to be relatively minor. Lateral spreading is horizontal/lateral ground movement of relatively flat-lying soil deposits towards a free face such as a stream or river channel or an embankment. Lateral spreading can also occur on sloping ground. Typically, lateral spreading is associated with liquefaction of one or more subsurface layers near the bottom of the exposed slope. As failure tends to propagate as block failures, it is difficult to analyze and estimate where the first tension crack will form. The site is mapped as having LOW liquefaction potential on the Santa Cruz GIS application. Based on the results of our subsurface exploration for the site, no groundwater was encountered in any of our exploratory borings, we estimate there is a low potential for liquefaction or lateral spreading to occur at the project site. Dynamic Compaction Dynamic compaction is seismically induced settlement of soil above the groundwater elevation by vibration such as from earthquakes. Dynamic compaction typically occurs in near-surface loose granular soils. Dynamic compaction can occur with or without structural loads on the soil. Based on the presence of near-surface clayey layers and the lack of ground water, we estimate minor potential dynamic compaction (less than ¼ inches) provided foundation preparation recommendations are followed. Slope Instability The project site has a gentle surface gradient descending from north to south off Bear Creek Road. Gradients steepen beyond the western boundary of the project area, descending into a natural creek drainage. Slope stability analysis was beyond the scope of work of this project. ATTACHMENT 2 Project No. LG12342 31 October 2023 9 Immediate Settlement Based upon Standard Penetration Testing at the site and our recommended allowable bearing capacities, total and differential immediate construction settlements for the project are anticipated to be on the order of 1 inch for both. This is in addition to potential dynamic compaction as a result of a nearby major earthquake discussed above. Building Codes Project design and construction should conform to the following current building codes: -2022 California Building Code (CBC); and -2022 Green Building Standards Code (CAL Green) ATTACHMENT 2 Project No. LG12342 31 October 2023 10 DISCUSSION, CONCLUSIONS, AND RECOMMENDATIONS The results of our investigation indicate that the proposed development is feasible from a geotechnical standpoint provided the criteria and recommendations presented in this report are closely followed during design and construction of the project. Geotechnical considerations at the referenced site include providing firm uniform support for the improvements, proper control of surface runoff and the potential for strong seismic shaking. The site gently slopes southeast, and the native earth materials encountered consist of consist of layers of loose to medium dense sandy clay/clayey sand/silty sand on the upper 5 feet, underlain by layers of silty clay/sandy clay/fat clay to the depths explored of 21.5 feet (bgs). To provide uniform support for the new parking lot and improvements, we recommend removing and recompacting on-site loose topsoil encountered on the top 3.0 feet. For pavement design, the calculations should use the California R-Value of the subgrade soils of a minimum 10. We considered applicable a Traffic Indices (TI) for this project, TI = 6 for auto traffic and TI = 7.5 for truck traffic. The project site will experience strong seismic shaking in the design life. We recommend the structure be designed and constructed in conformance with the most current California Building Code (2022 CBC) seismic design standards. Site drainage is important to the long-term performance of the project. Plans should include provisions for positive gradients away from wall foundations so surface runoff is not permitted to pond on the pavement and adjacent to wall foundations. Bare slopes should be well vegetated to be protected from stormwater runoff erosion. Surface runoff should be directed away from wall foundations at a minimum gradient of 5 percent for a minimum horizontal distance of 10 feet. Concentrated runoff should be diverted from improvements ATTACHMENT 2 Project No. LG12342 31 October 2023 11 and slopes by lined ground swales or solid pipes to suitable discharge locations. The following recommendations should be used as guidelines for preparing project plans and specifications: Pavement - Structural Section Design Considerations The pavement design for the proposed parking lot relies heavily upon the soil subgrade supporting the pavement structural section. The findings from the field investigation indicate the upper 3 feet bgs of subgrade soils are relatively loose. Thus, the supporting layer of subsoil needs to be improved to create a uniform well compacted subgrade layer upon which to place the structural section, as well as to allow construction operations to proceed. To provide adequate support of the pavements the upper 36 inches of subgrade should be removed and replaced as an engineered fill. The structural section design is based upon the results of the R-value test. Pavement Design One R-Value test was performed on near surface soil spoils taken from our boring B-1. R- Value test results at this site indicate an R-Value of 10 (sandy clay). Variation of soil may occur during mass grading. Based on the test results, the following design considerations are valid for the pavement design: •Large semi-trucks will be able to use the paved area, including equestrian vehicles, firetrucks and garbage trucks. •A 20-year design life per highway design manual is acceptable. HKA made additional design considerations as follows: In calculating this pavement section, we have assumed Traffic Indices (TI) that are generally assigned when considering certain types of traffic patterns. Traffic volume and equivalent axle loads that exceed the assumed TI could be destructive to the pavement, resulting in an accelerated rate of deterioration and the need for ATTACHMENT 2 Project No. LG12342 31 October 2023 12 increased maintenance. If more precise TI are required, they should be calculated by a Traffic Engineer, based on the anticipated axle loads and vehicle volume, and submitted to us for further recommendations. Table 3. Recommended Pavement Sections Anticipated Traffic Use Assigned R-Value Assumed Traffic Index Minimum Pavement Section (in) AC Class II Aggregate Baserock Aggregate Subbase Auto Traffic 10 6.0 3.0 2.5 6.0 14.0 -- Auto and Truck Traffic 10 7.5 4.2 6.0 -- To have the selected pavement sections perform to their greatest efficiency, it is especially important that the following items be considered: a.Remove the upper 30 inches, scarify and moisture condition, or dry back as needed, the bottom of the subexcavation a minimum 6-inches and compact to a minimum relative compaction of 90 percent, at a moisture content which is about 2 to 4 percent above laboratory optimum value. Place engineered fill in 8-inch compacted layers back up to subgrade elevation. The upper 8 inches of subgrade should be compacted to a minimum 95 percent relative compaction. b.Provide sufficient gradient to prevent ponding of water. c.Use only quality materials of the type and thickness (minimum) specified. Aggregate base rock (R=78 minimum) must meet ATTACHMENT 2 Project No. LG12342 31 October 2023 13 CALTRANS Standard Specifications for Class 2 Untreated Aggregate Base (Section 26). Aggregate subbase (R=50 minimum), if required, must meet CALTRANS Standard Specifications for Class 2 Untreated Aggregate Subbase, (Section 25). d.Compact the baserock and subbase materials uniformly to a minimum relative compaction of 95 percent. e.Place the asphaltic concrete only during periods of fair weather when the free air temperature is within prescribed limits. f.Maintenance should be undertaken on a routine basis. g.HKA should test the aggregate baserock layer prior to paving Site Grading 1.The geotechnical engineer should be notified at least four (4) working days prior to any site clearing or grading operation so that the work in the field can be coordinated with the grading contractor and arrangements for testing and observation services can be made. The recommendations of this report presume the geotechnical engineer or representative will perform the required testing and observation services during grading and construction. It is the owner's responsibility to make the necessary arrangements for these required services. 2.Where referenced in this report, Percent Relative Compaction and Optimum Moisture Content shall be based on ASTM Test Designation D1557-10. 3.Areas to be graded should be cleared of any remaining obstructions including loose and saturated soil, trees not designated to remain, grass, shrubs or other unsuitable material. Existing depressions or voids created during site clearing should be backfilled with engineered fill. 4.Cleared areas should then be stripped of organic-laden topsoil. The stripping depth is estimated to be 2 to 4 inches. Actual depth of stripping should be determined in the field by the geotechnical engineer. Strippings should be wasted off-site or stockpiled for use in landscape areas if desired. ATTACHMENT 2 Project No. LG12342 31 October 2023 14 5.After the site has been cleared and stripped, the exposed subgrade is to be sub excavated 30 inches. The bottom of excavation and areas to receive engineered fill should be scarified to a depth of 6 inches, moisture conditioned (or allowed to dry as necessary) to 2 to 4 percent above optimum moisture and compacted to a minimum of 90 percent relative compaction. 6.After stabilization of the bottom of the subexcavation, engineered fill should be placed in thin lifts not exceeding 8 inches in loose thickness; moisture conditioned to slightly above optimum moisture and compacted to a minimum of 90 percent relative compaction. The upper 8 inches of pavement section subgrades should be compacted to at least 95 percent relative compaction at slightly above optimum moisture. The aggregate base below pavements should likewise be compacted to a minimum of 95 percent relative compaction at slightly above optimum moisture. 7.If grading is performed during or shortly after the rainy season, the grading contractor may encounter compaction difficulty (i.e., pumping action and/or the bringing of free water to the surface). If compaction cannot be achieved after adjusting the soil moisture content, it may be necessary to stabilize the subgrade soil with angular crushed rock. The bridging material should be a coarse granular mixture of rock having a maximum size of about 8 inches. It is anticipated that quarry-run or crusher-run materials will be satisfactory. The material should be well graded between the largest and smallest particle size, with no more than 12 percent passing the # 200 sieve. 8.Fat clayey soils were encountered at depths of approximately 10 feet bgs. As long as these soils are not reused, on-site soils are suitable for use as engineered fill. Engineered fill at the project site should: a.Be free of wood, organic debris, and other deleterious materials. b.Not contain rocks or clods greater than 2.5 inches in any dimension. c.Not contain more than 25 percent of fines passing the #200 sieve. ATTACHMENT 2 Project No. LG12342 31 October 2023 15 d.Have a Sand Equivalent greater than 18. e.Have a Plasticity Index less than 15. f.Have an R-Value of not less than 10. g.Be approved by HKA. Contractor should submit samples of import material or utility trench backfill to the geotechnical engineer for compliance testing a minimum of 4 days before it is delivered to the site. 9.Following grading, exposed soil should be planted as soon as possible with erosion-resistant vegetation. 10.After the earthwork operations have been completed and the geotechnical engineer has finished observation of the work, no further earthwork operations shall be performed without the direct observation and approval of the geotechnical engineer. Concrete Slabs-on-Grade 11.Concrete slabs should be constructed on properly water conditioned and compacted soil subgrades. Slab subgrades should be prepared and compacted as recommended in the section above entitled “Site Grading.” Prior to placement of concrete the subgrade should be proof rolled and thoroughly pre-moistened. 12. We recommend that consideration be given to a minimum slab thickness of 5 inches and steel reinforcement necessary to address temperature and shrinkage considerations. It is recommended that rebar in lieu of wire mesh be used for slab reinforcement. The steel reinforcement should be held firmly in the vertical center of the slab during placement and finishing of the concrete with pre-cast concrete dobies. Retaining Walls 13.For design of fully drained retaining walls up to 10 feet high, the following wall design criteria may be used: ATTACHMENT 2 Project No. LG12342 31 October 2023 16 a.Active earth pressure for walls allowed to yield (up to ½ percent of wall height) is that exerted by an equivalent fluid weight of 45 pcf for a level backslope and 60 pcf for a 2:1 backslope. b.To account for seismic loading, depending on the critical nature of the structure, a horizontal line load surcharge equal to 20H2 pounds per linear foot of wall may be assumed to act at 0.6H above the base of the wall (where H is the height of the wall in feet). c.In addition, the walls must be designed for any adjacent live or dead loads which will exert a force on the wall (structures or traffic). 14.Retaining wall footings should have their bottoms scarified and moisture adjusted to near optimum moisture content and compacted to a minimum 90 percent relative compaction. Site retaining wall foundations should be designed for an allowable bearing capacity of 2,500 psf plus one-third increase for wind and seismic loads provided they are embedded into and founded on on-site soil. 15.The bottoms of new footings should not be located below an imaginary plane projected downwards at a 2:1 (H:V) slope gradient below the bottoms of existing or new footings. 16.The above lateral pressures are provided assuming the walls are fully drained to prevent development of hydrostatic pressure behind the walls. a.Drainage materials behind walls should consist of Class 2 permeable material and can be used without a filter fabric, complying with Section 68- 2.02F (2) of Caltrans Standard Specifications, latest edition, or an approved equivalent. b.The drainage material should be at least 12 inches thick and extend from the base of the wall to within 12 inches of the top of the backfill. c. The top 12 inches of backfill behind the wall should be relatively impermeable ATTACHMENT 2 Project No. LG12342 31 October 2023 17 native soil compacted in place to prevent stormwater from entering wall back drains. A layer of filter fabric (Mirafi 140N or equivalent) should separate the subdrain material. d.A 4-inch diameter perforated pipe should be placed (holes down) about 2 inches above the bottom of the wall and be tied to a suitable drain outlet. The outlet should discharge away from structures and slopes in a controlled manner. 17.Lateral loads on spread footings may be designed for a passive resistance acting along the face of the footings. Where footings are poured neat against firm native soil, an equivalent fluid pressure of 250 pcf acting along the face of the footings is considered applicable. The top 12 inches of soil should be neglected when computing passive resistance. Utility Trenches 18.Utility trenches must be properly shored and braced during construction or laid back at an appropriate angle to prevent sloughing and caving at sidewalls. The project plans and specifications should direct the attention of the contractor to all Cal/OSHA and local safety requirements and codes dealing with excavations and trenches. 19.Utility trenches should not extend below an imaginary line sloping down and away at a 1½:1 (H: V) slope from the bottom outside edge of all foundations. The structural design professional should coordinate this requirement with the utility layout plans for the project. 20.Trenches should be backfilled with granular-type material and uniformly compacted by mechanical means to the relative compaction required by Santa Clara County, but not less than 95 percent relative compaction under paved areas and 90 percent relative compaction elsewhere. The relative compaction is based on the maximum dry density obtained from a laboratory compaction curve run in accordance with ASTM Test Procedure D1557-10. ATTACHMENT 2 Project No. LG12342 31 October 2023 18 21.We strongly recommend placing a 3-foot-long concrete plug in each trench where the trench passes under exterior foundations. Care should be taken not to damage utility lines. 22.Trenches should be capped with a minimum of 12 inches of relatively impermeable soil. Site Drainage 23.A drainage plan to handle surface runoff will be an important part of the development for this site. Site drainage should be adequately controlled both during and after construction. It will be vital that surface drainage is collected and controlled to an appropriate discharge location. 24. Runoff should be conveyed via buried solid pipe to suitable discharge points away from all foundations and improvements. 25.Surface discharge piping (e.g., downspout pipes or catch basin pipes) and subsurface discharge piping (e.g., retaining wall back drains/curtain drainpipes) must be kept separate and independent from each other. 26.Drainage plans should include provisions for positive gradients away from the adjacent slopes and wall foundations so that surface runoff is not permitted to pond on pavements or adjacent to wall foundations. Surface runoff should be directed away from the improvements at minimum gradients of 2 to 5 percent for a minimum horizontal distance of 10 feet. Concentrated runoff should be conveyed via buried solid pipe to suitable discharge locations. 27. We recommend raised curbs be considered along the boundaries of adjacent slopes to direct water to appropriate storm drain inlets. 28.Irrigation activities at the site should be done in a controlled and reasonable manner. ATTACHMENT 2 Project No. LG12342 31 October 2023 19 Planter areas should not be sited adjacent to walls; otherwise, measures should be implemented to contain irrigation water and prevent it from seeping into walls and under foundations. 29.The migration of water or spread of extensive root systems below foundations, slabs, or pavements may cause undesirable differential movements and subsequent damage to these structures. Landscaping should be planned accordingly. 30. Drainage patterns approved at the time of finished grading should be maintained throughout the life of proposed structures. Erosion Control 31.All bare soil and cut and fill slopes should be seeded and mulched immediately after grading with barley, rye, grass, and crimson clover or otherwise provided with erosion control measures. 32.Erosion control measures must be maintained during construction. Refer to construction time frame constraints and requirements in the Santa Clara County Erosion Control Ordinances. Plan Review, Construction Observation, and Testing 33.Haro, Kasunich and Associates must be provided with an opportunity to review project plans prior to construction to evaluate if our recommendations have been properly interpreted and implemented. We should also provide earthwork observation and testing services during construction. This allows us to confirm anticipated soil conditions and evaluate conformance with our recommendations and project plans. If we do not review the plans or provide observation and testing services, we assume no responsibility for misinterpretation of our recommendations. LIMITATIONS AND UNIFORMITY OF CONDITIONS 1.The recommendations of this report are based upon the assumption the soil ATTACHMENT 2 Project No. LG12342 31 October 2023 20 conditions do not deviate from those disclosed in the borings. If any variations or undesirable conditions are encountered during construction, or if the proposed construction will differ from that planned at the time, our firm should be notified so supplemental recommendations can be given. 2.This report is issued with the understanding it is the responsibility of the owner, or their representative, to ensure the information and recommendations contained herein are called to the attention of the Architects and Engineers for the project and incorporated into the plans, and the necessary steps are taken to ensure that the Contractors and Subcontractors carry out such recommendations in the field. The conclusions and recommendations contained herein are professional opinions derived in accordance with current standards of professional practice. No other warranty expressed or implied is made. 3.The findings of this report are valid as of the present date. However, changes in the conditions of a property can occur with the passage of time, whether they be due to natural processes or to the works of man, on this or adjacent properties. In addition, changes in applicable or appropriate standards occur whether they result from legislation or the broadening of knowledge. Accordingly, the findings of this report may be invalidated, wholly or partially, by changes outside our control. Therefore, this report should not be relied upon after a period of three years without being reviewed by a geotechnical engineer. ATTACHMENT 2 Project No. LG12342 31 October 2023 APPENDIX Site Vicinity Map (Figure 1) Regional Geologic Map (Figure 2) Boring Site Plan (Figure 3) Cross Section AA’ (Figure 4) Cross Section BB’ (Figure 4) Cross Section CC’ (Figure 5) Key to Logs (Figure 6) Logs of Test Borings (Figure 7-10) Laboratory Test Results (Figures 11-16) ATTACHMENT 2 FIGURE NO. 1 SITE VICINITY MAP SITE LOCATION FROM: BLACK CREEK TOPO MAP IN SANTA CLARA COUNTY, CALIFORNIA HARO, KASUNICH & ASSOCIATES, INC. GEOTECHNICAL AND COASTAL ENGINEERS 116 E. LAKE AVENUE, WATSONVILLE, CA 95076 (831) 722-4175 SCALE: DATE: DRAWN BY: REVISED: JOB NO. SHEET NO. SEPT. 2023 LG12342 LOS GATOS, CALIFORNIA APN: 544-32-001 BEAR CREEK REDWOODS NORTH PARKING AREA SCALE: DRAWN BY:TA NTS ATTACHMENT 2 FIGURE NO. 2 KEY: REGIONAL GEOLOGIC MAP SITE LOCATION FROM:HARO, KASUNICH & ASSOCIATES, INC. GEOTECHNICAL AND COASTAL ENGINEERS 116 E. LAKE AVENUE, WATSONVILLE, CA 95076 (831) 722-4175 SCALE: DATE: DRAWN BY: REVISED: JOB NO. SHEET NO. SEPT. 2023 LG12342 LOS GATOS, CALIFORNIA APN: 544-32-001 BEAR CREEK REDWOODS NORTH PARKING AREA SCALE: DRAWN BY:TA NTS Qls: LANDSLIDE RUBBLE (HOLOCENE/PLEISTOCENE) fs: FRANCISCAN ASSEMBLAGE (JURASSIC AND CRETACEOUS) Tvq: VAQUEROS FORMATION (MIOCENE) Tsl: SAN LORENZO FORMATION (MIOCENE/OLIGOCENE) GEOLOGIC MAP OF THE LOS GATOS QUADRANGLE, SANTA CLARA & SANTA CRUZ COUNTIES, CALIFORNIA COMPILED BY THOMAS W. DIBBLEE, JR. DIBBLEE GEOLOGICAL FOUNDATION 2005 fs Tvq Tsl Qls ATTACHMENT 2 BEAR C R E E K R D B-1 B-2 B-4 B-3 R-1 FIGURE NO. 3 SCALE: DRAWN BY: BORING SITE PLAN TA 1" = 20' = R-VALEU SAMPLE LOCATION (FROM BORING SPOILS) R-X HARO, KASUNICH & ASSOCIATES, INC. GEOTECHNICAL AND COASTAL ENGINEERS 116 E. LAKE AVENUE, WATSONVILLE, CA 95076 (831) 722-4175 SCALE: DATE: DRAWN BY: REVISED: JOB NO. SHEET NO. SEPT. 2023 LG12342 LOS GATOS, CALIFORNIA APN: 544-32-001 BEAR CREEK REDWOODS NORTH PARKING AREA SCALE: DRAWN BY: NOTES: 1. TOPOGRAPHIC MAP PROVIDED BY MIDPENINSULA OPEN SPACE DISTRICT, NOT DATED. 00 20'40' SCALE: 1" = 20' KEY:= SOIL BORING LOCATION B-X ATTACHMENT 2 CLAY/FAT CLAY SANDY CLAY/CLAYEY SAND SANDY CLAY/CLAYEY SAN D CLAY/FAT CLAY FIGURE NO. 4 CROSS SECTION AA' TA 1" = 40' HARO, KASUNICH & ASSOCIATES, INC. GEOTECHNICAL AND COASTAL ENGINEERS 116 E. LAKE AVENUE, WATSONVILLE, CA 95076 (831) 722-4175 SCALE: DATE: DRAWN BY: REVISED: JOB NO. SHEET NO. SEPT. 2023 LG12342 LOS GATOS, CALIFORNIA APN: 544-32-001 BEAR CREEK REDWOODS NORTH PARKING AREA SCALE: DRAWN BY: NOTES: 1. CROSS SECTION FROM TOPOGRAPHIC MAP PROVIDED BY MIDPENISULA REGIONAL SPACE DISTRICT, NOT DATED. 00 30'60' SCALE: 1" = 40' ATTACHMENT 2 FIGURE NO. 5 CROSS SECTION CC' TA 1" = 30' HARO, KASUNICH & ASSOCIATES, INC. GEOTECHNICAL AND COASTAL ENGINEERS 116 E. LAKE AVENUE, WATSONVILLE, CA 95076 (831) 722-4175 SCALE: DATE: DRAWN BY: REVISED: JOB NO. SHEET NO. SEPT. 2023 LG12342 LOS GATOS, CALIFORNIA APN: 544-32-001 BEAR CREEK REDWOODS NORTH PARKING AREA SCALE: DRAWN BY: NOTES: 1. CROSS SECTION FROM TOPOGRAPHIC MAP PROVIDED BY MIDPENISULA REGIONAL SPACE DISTRICT, NOT DATED. 00 30'60' SCALE: 1" = 30' ATTACHMENT 2 FIGURE NO. 6 KEY TO LOGS TA NTS HARO, KASUNICH & ASSOCIATES, INC. GEOTECHNICAL AND COASTAL ENGINEERS 116 E. LAKE AVENUE, WATSONVILLE, CA 95076 (831) 722-4175 SCALE: DATE: DRAWN BY: REVISED: JOB NO. SHEET NO. SEPT. 2023 LG12342 LOS GATOS, CALIFORNIA APN: 544-32-001 BEAR CREEK REDWOODS NORTH PARKING AREA SCALE: DRAWN BY: PRIMARY DIVISIONS SECONDARY DIVISIONS GW GP GM GC SW SP SM SC ML CL OL MH CH OH Pt GROUP SYMBOL GRAVEL SAND SILTS AND CLAYS SILTS AND CLAYS HIGHLY ORGANIC SOILS CLEAN GRAVELS (LESS THAN 5% FINES) GRAVEL WITH FINES CLEAN SANDS (LESS THAN 5% FINES) SANDS WITH FINES MORE THAN HALF OF COARSE FRACTION IS LARGER THAN NO. 4 SIEVE MORE THAN HALF OF COARSE FRACTION IS SMALLER THAN NO. 4 SIEVE WELL GRADED GRAVELS, GRAVEL-SAND MIXTURES, LITTLE OR NO FINES. POORLY GRADED GRAVELS OR GRAVEL-SAND MIXTURES, LITTLE OR NO SILTY GRAVELS, GRAVEL-SAND-SILT MIXTURES, NON-PLASTIC FINES CLAYEY GRAVELS, GRAVEL-SAND-CLAY MIXTURES, PLASTIC FINES. WELL GRADED SANDS, GRAVELLY SANDS, LITTLE OR NO FINES. POORLY GRADED SANDS OR GRAVELLY SANDS, LITTLE OR NO FINES. SILTY SANDS, SAND-SILT MIXTYRES, NON-PLASTIC FINES. CLAYEY SANDS, SAND-CLAY MIXTYRES, PLASTIC FINES. INORGANIC SILTS AND VERY FINE SANDS, ROCK FLOUR, SILTY OR CLAYEY INORGANIC CLAYS OF LOW TO MEDIUM PLASTICITY, GRAVELLY CLAYS, FINE SANDS OR CLAYEY SILTS WITH SLIGHT PLASTICITY. SANDY CLAYS, SILTY CLAYS, LEAN CLAYS. ORGANIC SILTS AND ORGANIC SILTY CLAYS OF LOW PLASTICITY. INORGANIC SILTS, MICACEOUS OR DIATOMACEOUS FINE SANDY OR SILTY SOILS, ELASTIC SILTS. INORGANIC CLAYS OF HIGH PLASTICITY, FAT CLAYS. ORGANIC CLAYS OF MEDIUM TO HIGH PLASTICITY, ORGANIC SILTS. PEAT AND OTHER HIGHLY ORGANIC SOILS. FINES. LIQUID LIMIT LESS THAN 50% LIQUID LIMIT GREATER THAN 50% M O R E T H A N H A L F O F M A T E R I A L I S LA R G E R T H A N N O . 2 0 0 S I E V E S I Z E CO A R S E G R A D E D S O I L S FI N E G R A D E D S O I L S M O R E T H A N H A L F O F M A T E R I A L I S S M A L L E R T H A N NO . 2 0 0 S I E V E S I Z E GRAIN SIZESU.S. STANDARD SERIES SIEVE CLEAR SQUARE SIEVE OPENINGS 200 40 10 4 3/4"2"12" SAND GRAVELSILTS AND CLAYS FINE MEDIUM COARSE FINE COARSE COBBLES BOULDERS RELATIVE DENSITY CONSISTENCY SAMPLING METHOD WATER SANDS AND GRAVELS BLOWS PER FOOT* SILTS AND CLAYS STRENGTH (TSF)** BLOWS PER FOOT* STANDARD PENETRATION TEST MODIFIED CALIFORNIA PITCHER BARREL SHELBY TUBE BULK VERY LOOSE LOOSE MEDIUM DENSE DENSE VERY DENSE 0 - 4 4 - 10 10 - 30 30 - 50 OVER 50 VERY SOFT SOFT FIRM STIFF VERY STIFF HARD 0 - 1/4 1/4 - 1/2 1/2 - 1 1 - 2 2 - 4 OVER 4 0 - 2 2 - 4 4 - 8 8 - 16 16 - 32 OVER 32 B S P MC T FINAL INITIAL WATER LEVEL DESIGNATION *Number of blows of 140 lb hammer falling 30 inches to drive a 2" O.D. (1 3/8" I.D.) split spoon sampler (ASTM D-1586). **Unconfined compressive strength in tons/ft2 as determined by laboratory testing or approximated by the Standard Penetration Test (ASTM D-1586), pocket penetrometer, torvane, or visual observation. ATTACHMENT 2 CL-CHDark brown, Sandy CLAY (fine to medium grains), dry, stiff, trace roots CL-CHDark brown, CLAY with SAND, dry, medium dense CLOlive yellow with grey mottling traces, Sandy CLAY, dry, stiff CLSame Drilling got stiffer CHBrown, Sandy FAT CLAY, damp, very stiff CHSame material, but grey color CHSame Boring terminated at 21.5 feet. No groundwater. 1-1-2 (MC)17 86 11 1-2 (T)12 20 1-3-1 (MC)20 103 18 Gravel: 1%, Sand: 25%, Fines: 74% Phi: 26 degrees, C = 422 psf 1-4 (T)14 1-5 (T)19 1-6 (T)25 1-7 (T)22 HARO, KASUNICH AND ASSOCIATES, INC. Fil e : H : \ S u p e r L o g 4 \ 1 2 3 4 2 B e a r C r e e k R d D R A F T . l o g D a t e : 8 / 3 1 / 2 0 2 3 Bear Creek Road Mid Peninsula Open Space PROJECT NO. SC12342 sr BORING NO. B-1LOGGED BY TA DATE DRILLED 8-10-2023 BORING DIAMETER 6" SOIL DESCRIPTION Un i f i e d S o i l Cl a s s i f i c a t i o n De p t h , f t . Sa m p l e N o . an d t y p e Bl o w s / f o o t 35 0 f t - l b s . Mo i s t u r e % d r y w t . RESULTS FIGURE NO. Sy m b o l Qu - t . s . f . Pe n e t r o m e t e r Dr y D e n s i t y p.c . f . MISC. LAB BY: 0 5 10 15 20 25 30 35 7 ATTACHMENT 2 ATTACHMENT 2 SCDark brown, transition to yellow brown, Clayey SAND, fine to medium grained, dry, loose, trace roots SCSame, but medium dense CL-MLYellow brown with white mottling, fine to medium grained, Silty CLAY, dry, medium dense CL-MLSame CHGrey with mottling, Sandy FAT CLAY, damp, very stiff CHGrey, Sandy FAT CLAY, damp, very stiff CLGrey, Sandy CLAY with medium to fine grained layers of gray SAND, damp, very stiff Boring terminated at 21.5 feet. No groundwater. 2-1-1 (MC)13 94 9 2 (T)16 2-3-1 (MC)23 2-4 (T)23 11 Gravel: 4%, Sand: 40%, Fines: 56% 2-5 (T)26 21 LL: 58, PL: 17, PI:42 2-6-2 (MC)45 2-7 (T)29 HARO, KASUNICH AND ASSOCIATES, INC. Fil e : H : \ S u p e r L o g 4 \ 1 2 3 4 2 B e a r C r e e k R d D R A F T . l o g D a t e : 8 / 3 1 / 2 0 2 3 Bear Creek Road Mid Peninsula Open Space PROJECT NO. SC12342 sr BORING NO. B-2LOGGED BY TA DATE DRILLED 8-10-2023 BORING DIAMETER 6" SOIL DESCRIPTION Un i f i e d S o i l Cl a s s i f i c a t i o n De p t h , f t . Sa m p l e N o . an d t y p e Bl o w s / f o o t 35 0 f t - l b s . Mo i s t u r e % d r y w t . RESULTS FIGURE NO. Sy m b o l Qu - t . s . f . Pe n e t r o m e t e r Dr y D e n s i t y p.c . f . MISC. LAB BY: 0 5 10 15 20 25 30 35 8 SMBrown, fine grained, Silty SAND, dry, loose SMYellow brown with mottling and trace roots, fine grained Silty SAND, dry, medium dense SC-SMSame color, silty Clayey SAND, dry, loose CLYellow brown with grey mottling, Silty CLAY, dry, very stiff CLOlive yellow CLSame CLSame Boring terminated at 21.5 feet. No groundwater. 3-1-1 (MC)16 103 6 3-2 (T)18 3-3-1 (MC)14 3-4 (T)20 3-5 (T)18 3-6 (T)30 3-7 (T)27 HARO, KASUNICH AND ASSOCIATES, INC. Fil e : H : \ S u p e r L o g 4 \ 1 2 3 4 2 B e a r C r e e k R d D R A F T . l o g D a t e : 8 / 3 1 / 2 0 2 3 Bear Creek Road Mid Peninsula Open Space PROJECT NO. SC12342 sr BORING NO. B-3LOGGED BY TA DATE DRILLED 8-10-2023 BORING DIAMETER 6" SOIL DESCRIPTION Un i f i e d S o i l Cl a s s i f i c a t i o n De p t h , f t . Sa m p l e N o . an d t y p e Bl o w s / f o o t 35 0 f t - l b s . Mo i s t u r e % d r y w t . RESULTS FIGURE NO. Sy m b o l Qu - t . s . f . Pe n e t r o m e t e r Dr y D e n s i t y p.c . f . MISC. LAB BY: 0 5 10 15 20 25 30 35 9 ATTACHMENT 2 8" dark brown, loose topsoil CLGrey with yellow mottling and trace roots, Sandy CLAY, damp, firm CLSame material, no roots, stiff CLGrey with yellow mottling, Sandy CLAY, damp, stiff CL-CHSame, but last 6" transition to yellow (mottle), CLAY, damp, very stiff, trace roots CL-CHGrey CLAY with yellow (mottled) fine to medium grained Silty layers, damp, very stiff CL-CHGrey, FAT CLAY, damp, stiff CL-CHVery stiff Boring terminated at 21.5 feet. No groundwater. 4-1-1 (MC)15 4-2 (T)13 4-3-1 (MC)26 97 19 4-4 (T)20 22 Gravel: 0%, Sand: 10%, Fines: 90% 4-5 (T)19 4-6 (T)12 4-7 (T)27 HARO, KASUNICH AND ASSOCIATES, INC. Fil e : H : \ S u p e r L o g 4 \ 1 2 3 4 2 B e a r C r e e k R d D R A F T . l o g D a t e : 8 / 3 1 / 2 0 2 3 Bear Creek Road Mid Peninsula Open Space PROJECT NO. SC12342 sr BORING NO. B-4LOGGED BY TA DATE DRILLED 8-10-2023 BORING DIAMETER 6" SOIL DESCRIPTION Un i f i e d S o i l Cl a s s i f i c a t i o n De p t h , f t . Sa m p l e N o . an d t y p e Bl o w s / f o o t 35 0 f t - l b s . Mo i s t u r e % d r y w t . RESULTS FIGURE NO. Sy m b o l Qu - t . s . f . Pe n e t r o m e t e r Dr y D e n s i t y p.c . f . MISC. LAB BY: 0 5 10 15 20 25 30 35 10 ATTACHMENT 2 60 30 10 0.8% 25.0%CL-CH 74.2% Cumulative Sum 100.0% D60 HKA Project No:12342 D30 Sample No: D10 Date: Cu - Cc - GRAIN SIZE ANALYSIS1-2 116 East Lake Avenue, Watsonville, California Figure No. 11(831) 722-4175 ~ Fax (831) 722-3202 Mid Peninsula Open Space August 28, 2023 Gravel Content: Sand Content: Fines Content Sample Description:Mottled Dk Brown/Rust Brown CLAY w/ sand Group Symbol: 1 1/2"1"3/4"3/8"4 8 16 30 50 100 200 Pe r c e n t C o a r s e r B y W e i g h t 0 10 20 30 40 50 60 70 80 90 100 0.0010.010.1110100 Pe r c e n t F i n e r B y W e i g h t Grain Size in Millimeters Haro Kasunich and Associates Coastal and Geotechnical Engineers Test Report Prepared By HKA LAB 8/30/2023 ATTACHMENT 2 60 30 10 3.6% 39.6%CL-ML 56.8% Cumulative Sum 100.0% D60 HKA Project No:12342 D30 Sample No: D10 Date: Cu - Cc - GRAIN SIZE ANALYSIS2-4 116 East Lake Avenue, Watsonville, California Figure No. 12(831) 722-4175 ~ Fax (831) 722-3202 Mid Peninsula Open Space August 28, 2023 Gravel Content: Sand Content: Fines Content Sample Description:Yellow Brown Sandy SILTY-CLAY Group Symbol: 1 1/2"1"3/4"3/8"4 8 16 30 50 100 200 Pe r c e n t C o a r s e r B y W e i g h t 0 10 20 30 40 50 60 70 80 90 100 0.0010.010.1110100 Pe r c e n t F i n e r B y W e i g h t Grain Size in Millimeters Haro Kasunich and Associates Coastal and Geotechnical Engineers Test Report Prepared By HKA LAB 8/30/2023 ATTACHMENT 2 60 30 10 0.0% 10.1%CL-CH 89.9% Cumulative Sum 100.0% D60 HKA Project No:12342 D30 Sample No: D10 Date: Cu - Cc - Gravel Content: Sand Content: Fines Content Sample Description:Mottled Orange Brown/Gray CLAY Group Symbol: GRAIN SIZE ANALYSIS4-4 116 East Lake Avenue, Watsonville, California Figure No. 13(831) 722-4175 ~ Fax (831) 722-3202 Mid Peninsula Open Space August 28, 2023 1 1/2"1"3/4"3/8"4 8 16 30 50 100 200 Pe r c e n t C o a r s e r B y W e i g h t 0 10 20 30 40 50 60 70 80 90 100 0.0010.010.1110100 Pe r c e n t F i n e r B y W e i g h t Grain Size in Millimeters Haro Kasunich and Associates Coastal and Geotechnical Engineers Test Report Prepared By HKA LAB 8/30/2023 ATTACHMENT 2 ATTACHMENT 2 Project Name: Project #: Sample #: Description: Tested By: Date Tested: 1 2 3 4 Intercept Slope 1000 2000 4000 -422.03 0.4838 29.4 43.9 75.7 -*Manually Enter from Trendline Equation 918.2 1371.0 2363.3 -C (PSF)PHI 422 26 Figure No. 14 Max Shear Stress Normal Pressure (PSF) Shear Stress (PSF) Saturated Direct Shear Test Number Equation of Trendline Mid Peninsula Open Space 12342 1-3-1 Mottled Tan/Orange Brown/Brown Sandy CLAY MA 8/25/2023 y = 0.4838x + 422.03 0.0 500.0 1000.0 1500.0 2000.0 2500.0 3000.0 3500.0 4000.0 4500.0 5000.0 0 500 1000 1500 2000 2500 3000 3500 4000 4500 Sh e a r S t r e s s ( P S F ) Normal Pressure (PSF) Saturated Direct Shear Results Haro Kasunich and Associates Geotechnical and Coastal Engineers Liquid Limit:58.02 File N◦ Plastic Limit:16.86 Sample N◦ Plasticity Index:41.2 Date: By: Determination 1 2 3 4 17 22 26 33 Tare N◦P4 P12 CR SA U2 \ Gross Wet WT.19.84 19.89 12.55 12.87 12.29 12.59 GrossDry WT.18.97 19.00 10.58 10.80 10.45 10.66 Tare WT.13.73 13.80 7.28 7.26 7.26 7.25 NET DRY WT.5.24 5.20 0.00 0.00 3.30 3.54 3.19 3.41 WT. OF Water 0.87 0.89 0.00 0.00 1.97 2.07 1.84 1.93 % Moisture 16.60 17.12 - -59.70 58.47 57.68 56.60 Sample #2-5 Ht. of Sample Bag Tare 440 Gross Wet Wt 1100.4 Gross Dry Wt.980.3 Tare Wt.414.6 Net Dry Wt.565.7 Wt. Of Water 120.1 % Moisture 21.2% Dry Density - Group Symbol CH LIQUID LIMIT PLASTIC LIMIT Mottled Lt Brown/Orange Brown/Gray Sandy (CH) Fat CLAY MA SOIL DESCRIPTION Job Name:42 NUMBER OF BLOWS 12342 2-5 8/28/2023 Mid Peninsula Open Space 15 20 25 30 35 40 45 50 55 60 65 70 5 10 20 40 %M o i s t u r e Number of Blows 0 10 20 30 40 50 60 0 10 20 30 40 50 60 70 80 90 100 Pla s t i c i t y I n d e x Liquid Limit CL-ML A-Line MH or OH ML or OL 25 50 Figure No. 15 ATTACHMENT 2 Boring:Reduced By:RU Sample:B-1 Checked By:PJ Depth:Date:8/30/2023 A B C D E 110 70 40 528 340 163 6635 4273 2048 2.52 2.50 2.77 0 0 0 130 135 146 3.80 3.80 3.92 13 11 6 13 11 6 21.8 24.7 27.5 125.8 125.9 118.3 103.3 101.0 92.8 10 0 Soil Description: Remarks: Project Name:Mid Peninsula Open Space (Bear Creek Rd.) Dark Yellowish Brown Sandy CLAY R-Value Expansion Pressure R-Value CTM 301 CTL Job No.: Client: Project Number: 032-518 Haro, Kasunich & Associates 12342 Specimen Designation Corrected R-Value Moisture Content (%) Wet Density (pcf) Dry Density (pcf) Exudation Load (lbf) Height After Compaction (in) Stabilometer @ 2000 Turns Displacement R-value Exudation Pressure (psi) Expansion Pressure (psf) Compactor Foot Pressure (psi) 0 100 200 300 400 500 600 700 800 900 1000 0 10 20 30 40 50 60 70 80 90 100 0 100 200 300 400 500 600 700 800 Exudation Pressure vs R-Value Exudation Pressure vs. Expansion Pressure Figure No. 16 ATTACHMENT 2 VP21-005 NORTH PARKING AREA BEAR CREEK REDWOODS OPEN SPACE PRESERVE January 24, 2024 Not to scale R oad C reek B ear FEASABILITY ANALYSIS AT GATE BC01 Gate BC01 Tight turning radiusrequires expansion into vegetated area Exisng gravel lot Road length: ~1700 lfTrees removed: ~25Impervious area: 46,500 sf Opon 01 Stables Parking Opon 02 Slo p e Bear C r e e k R o a d Bear Cre e k R o a d 20 ATTACHMENT 3 ATTACHMENT 4 ATTACHMENT 4 Atachment 5: Parking Area Design Alterna�ves Comparison Value vs. Cost* Minimizing Impact to Site Integra�on of TDMs Alignment with Project Goals & Policies Alignment with Public Comments ** Op�on 1 Provides moderate value for the overall cost by adding 50 standard vehicle parking spaces and providing designated equestrian spaces. Higher costs rela�ve to Op�on 2 due to retaining walls. Project would require approximately 950 cubic yards of grading, 46,000 square feet of impervious area, and removal of approximately eight trees. Impacts to visual resources, visible from roadway. Minor modifica�ons of parking area would be required to incorporate priority parking, such as restriping and/or addi�on of signage. Some equestrian parking spaces could be redesignated for buses (if shutles are pursued in the future). Implements public use and facili�es goals, objec�ves, and ac�ons iden�fied in the Preserve Plan. Moderate impacts to visual resources, including the construc�on of retaining walls (Resource Management Goal Scenic Aesthe�c). Supports public interest in providing pull through equestrian parking. Parking area would result in visual degrada�on to the exis�ng meadow. Op�on 2 Provides high value for the overall cost by providing 49 parking spaces and designated equestrian spaces with fewer retaining walls and grading necessary rela�ve to Op�on 1. Project would require approximately 600 cubic yards of grading, 41,000 square feet of impervious surface, and removal of approximately 14 trees. Results in minimal impacts to visual resources by using natural topography and vegeta�ve screening to shield parking area. Two satellite lots would allow for separa�on of visitors by TDM measures, such as carpooling or pre- booked parking. Some equestrian parking spaces could be redesignated for buses (if shutles are pursued in the future). Implements public use and facili�es goals, objec�ves, and ac�ons iden�fied in the Preserve Plan. Low visual impacts, beter aligns with Resource Management Goal for Scenic Aesthe�c. Supports public interest in providing pull through equestrian parking, shielding the parking area from public view along Bear Creek Road, and preserving aesthe�c value of the exis�ng meadow. *Analyzes the value of each op�on based on preliminary cost es�mates and es�mated increase in total standard vehicle parking spaces. **Public comments were received during stakeholder and community mee�ngs held in spring of 2023. Strongest alignment with criteria Stronger alignment with criteria Medium alignment with criteria Weaker alignment with criteria Weakest alignment with criteria Documents in this packet include: • Board Questions and Staff Responses • Written Comments from Members of the Public to the Board of Directors • Oral Communication Handouts from Members of the Public to the Board of Directors 1 January 24, 2024 – Board Questions Meeting 24-03 Director MacNiven Questions: Agenda Item # 6: Capital Equipment Purchase for Newly Approved Staff (R-24-12) Question: 1. It looks like only half of these vehicles are electric. Are we OK with that? With the current options of suitable alternative electric vehicles for competitive state purchase, we are in a good position. The Advanced Clean Fleet Regulation, which took effect on January 1, 2024 requires all new truck purchases for public fleets be comprised of 50% Zero Emission Vehicles (ZEVs). There are exemptions for safety personnel, which includes police and fire, and for vehicles replacements where there is no suitable alternative. With these exemptions in mind, we are actually more aggressive than we are mandated because, in our case, there is no current suitable alternative to replace the F550 and F350 with a ZEV, and we are utilizing ZEVs for two patrol vehicles although we are exempt. 2. Are the electric trucks we bought recently working out? We have had the standard range, 240 mile, F150 Lightning in full-time patrol for the last three months. We have operated the vehicle through multiple ranger routes in the FFO region over this time frame and have found a few challenges with vehicle clearance over certain water bars installed in our road network and patrol range. This model is not suitable for the longest patrol route in the FFO region, which has prompted us to request the extended-range version of the F150 Lightning in this round of capital purchases. The extended-range version has a longer range up to 320 miles. 3. Is there an electric option for the SUV’s? Chevy has a Zero Emissions Vehicle version of the Trailblazer and the Equinox SUVs that were just released for competitive purchase at the beginning of January. These vehicles may replace our preferred administrative vehicle, Jeep Wrangler, in the future but for now the off-road capability of the Jeep, the five-star safety rating, and staff’s comfortability and confidence in this vehicle for off-road use will be a high bar to reach at this time. Additionally, this model is offered in a Plug-in Hybrid Electric Vehicle version, which is currently available and under staff review. Further review of these two latest Zero Emissions Vehicle offerings will be needed before further purchase is considered. From: Public Comment Form To: Clerk. web Subject: 1/24 - Board of Directors: To be provided to the board of directors. (no limit)- Please Open the Trails-Cristin Reichmuth - Date: Monday, January 22, 2024 8:20:17 PM EXTERNAL Meeting Date 1/24 - Board of Directors Is this a comment about a specific No board item?* Subject * Please Open the Trails Please check one: In Favor Where did you hear about this • E-mail notification from Midpen meeting? (check all that apply) Name City of Residence Email Comment Type Cristin Reichmuth Campbell To be provided to the board of directors. (no limit) Comments to be provided to the board of directors Dear Distinguished Board of Directors, This letter is out of a desperation for Midpeninsula Regional Open Space District to open the trails for the horses. Currently, horses are being exercised on the driveways because trails are closed and the arenas are too wet to ride on. We were told the trails would be complete by fall 2023, and it seems that all of the trails are far from being complete. However, what we are hoping for, right now, is just the lower level trail above the creek. Please help. Cristin Please provide your phone number so we can identify you if you use the call - in number. ;. From: Public Comment Form To: Clerk. web Subject: 1/24 - Board of Directors: To be provided to the board of directors. (no limit) -9 -Cristin Reichmuth - Date: Monday, January 22, 2024 8:11:03 PM EXTERNAL Meeting Date 1 /24 - Board of Directors Is this a comment about a specific Yes board item? w Agenda Item Number or Subject w 9 Please check one: ° Neutral Where did you hear about this • E-mail notification from Midpen meeting? (check all that apply) Name ` Cristin Reichmuth City of Residence Email w Comment Type Campbell To be provided to the board of directors. (no limit) Comments to be provided to the board of directors Greetings Distinguished Board Members, As a longtime boarder of Bear Creek Stables, I am in favor of Option 1. Option 1 keeps the parking in sight of Bear Creek Road - giving Fire, Law Enforcement, Rangers and other emergency personnel the ability to monitor the area and removes less trees. For this, I am in favor of. Option 2 doesn't show any striped, designated horse trailer parking, just an equestrian gathering area - where do they park when the weather is bad? They'll just sink in the mud - there is no in - and -out pull through parking spaces for trailers - which makes it look not well planned out. I am not in favor of this. Thank you for your consideration. Cristin Please provide your phone number so we can identify you if you use the call - in number. From: Public Comment Form To: Clerk. web Subject: 1/24 - Board of Directors: To be provided to the board of directors. (no limit) -Agenda Item 9 -Ed Dee - Date: Tuesday, January 23, 2024 9:31:15 PM EXTERNAL Meeting Date 1/24 - Board of Directors Is this a comment about a specific Yes board item? w Agenda Item Number or Subject w Agenda Item 9 Please check one: ° In Favor Where did you hear about this • E-mail notification from Midpen meeting? (check all that apply) Name Ed Dee Organization (if applicable) SVMTB City of Residence % Los Gatos Email u Comment Type To be provided to the board of directors. (no limit) Comments to be provided to the board of directors * On behalf of The Silicon Valley Mountain Bikers (SVMTB), regarding tonight's proposed conceptual design alternatives for the North Parking lot within Bear Creek Redwoods Open Space Preserve; We are in favor of fewer parking lots and more trailheads closer to people's homes reducing the need to drive, we also prefer to see budget and resources being spent on trail building over parking lot construction. We are pleased to see the District and Staff have evaluated the possibility to use the existing lot (Shown in Attachment 3, p.96). Sadly this does not appear to fit with other requirements in the BCROSP Plan. Of the two remaining Alternatives being presented tonight, SVMTB agrees with the recommendation that Alternative 2 be chosen due to less environmental destruction, lower cost, and preserves the aesthetic value of the existing beautiful meadow. Thank you again to District and Staff for their hard and determined work to investigate and identify parking lot alternatives that provide for the greatest enjoyment and safety users. We do prefer any alternative(s) that provide(s) for the safest and earliest opening of the preserve to public access and enjoyment. Please provide your phone number so we can identify you if you use the call - in number. * From:Public Comment Form To:Clerk; web Subject:1/24 - Board of Directors: To be provided to the board of directors. (no limit)-9 Bear Creek proposed parking options -Helen Midgard - Date:Wednesday, January 24, 2024 3:50:49 PM EXTERNAL Meeting Date *1/24 - Board of Directors Is this a comment about a specific board item? * Yes Agenda Item Number or Subject *9 Bear Creek proposed parking options Please check one: *Neutral Where did you hear about this meeting? (check all that apply) * E-mail notification from Midpen Name *Helen Midgard City of Residence *Mountain View Email * Comment Type *To be provided to the board of directors. (no limit) Comments to be provided to the board of directors * I am Helen Midgard and I have been a border at Bear Creek stables for over 26 years. I have ridden the trails in Bear Creek redwoods that surround the stables hundreds of times, and know the area well. I would like to thank MidPen for improving the access road to Bear Creek stables from Bear Creek Rd. At this time of the year when we have a lot of rain, it has been wonderful to be able to drive into the sable safely. I would like to give my support to option #1 in regard to the new public parking lot. Not only does this option only require removing eight trees, it is also nearer to Bear Creek Rd. for emergency access. Option number two is further from Bear Creek Rd. and will require removing 14 trees. Which ever alternative is chosen, I would like the following comment to be considered. It will be very important to have good signage, showing the horse trailer parking area. And designate this as horse trailer parking only. To allow buses to park there instead of horse trailers, would add hundreds and hundreds people to the trails. Knowing these trails, I think this would be far too many people for this area. If all the slots were filled with cars and buses, it would feel like a day in Disneyland, people lining up to see the attractions. I am sure that’s not what you want to see. Also, if I was a horse owner from out of the area and had taken the time to hitch up my trailer, load my horses and drive to take a ride in the Bear Creek redwoods and on arrival find that all horse trailer parking area was taken up with buses, I would feel angry, disappointed, and totally misled, believing that the trails were accessible to not only hikers, but also horseback riders. I hope that the board will consider my comments when they make their decision Thank you, Helen. Please provide your phone number so we can identify you if you use the call- in number. * ( From: Public Comment Form To: Clerk. web Subject: 1/24 - Board of Directors: To be provided to the board of directors. (no limit) -9 - Bear Creek Proposed Parking Options -Pamela Warren - Date: Monday, January 22, 2024 1:36:15 PM EXTERNAL Meeting Date 1/24 - Board of Directors Is this a comment about a specific Yes board item? * Agenda Item Number or Subject * Please check one: * Where did you hear about this meeting? (check all that apply) Name Pamela Warren Organization (if applicable) Pamela Warren City of Residence ` Los Gatos Email * Comment Type To be provided to the board of directors. (no limit) Comments to be provided to the board of directors * My name is Pamela Warren and I have been a boarder at Bear Creek Stables for 8 years. I have attended numerous workshops, BOD meetings and site visits regarding this subject in the past. I do want to thank all the Board Members as well as representatives from Friends of Bear Creek Stables, Silicon Valley Bicycle Coallation, MidPen progrect and property managers as well as my fellow horsemen who have organized and held walking site visists of these areas proposed - and spent countless hours studying this project. I have do have concerns about both proposals citing that the horse trailer parking could be used for bus parking. If that were the case - 8 city buses whose capacity is about 65 persons x 8 would add an extra 520 persons to the 50 cars x 4 person potential - if the large Google/Apple tour buses were used that doubles the bus numbers. This would certainly overburden this area and the trail system. Please consider adding parking signage to designate Horse Trailer Parking Only - Violators will be Cited and Towed. That is fair to all concerned and crucial for the success of this venture. I feel that the Option 1 keeps the parking in sight of Bear Creek Road - giving Fire, Law Enforcement, Rangers and other emergency personnel the ability to monitor the area . I think it removes less trees. Option 2 does't show any striped, designated horse trailer parking, just an equestrian gathering area - where do they park when the weather is bad? They'll just sink in the mud - there is no in -and -out pull through parking spaces for trailers - which makes it look not well planned out. Please consider this when making a your selections. This project was scheduled for 2027 - by pulling it up to 2024 you are spending cheaper dollars as 9 - Bear Creek Proposed Parking Options Neutral . E-mail notification from Midpen constructicon labor and material escalation as well as inflation isn't factured in - current costs are cheaper than future - so if there is a dollar delta - it would be a wash. Thank you for your consideration. Pamela Warren Please provide your phone number so we can identify you if you use the call- in number. * Oral Communication Handout 1 Submitted by Caitlin Morais Page 1 Page 2 Page 3 Page 4 Page 5 Page 6 Page 7 Page 8 Page 9 Page 10 Page 11 Page 12 Page 13 Oral Communication Handout 2 Submitted by Caitlin Morais Page 1 WHAT ARE THE CONSEQUENCES OF THE STATUS QUO? What are the ramifications for Mid pen if a member of the public is severely injured while taking a lesson and names the agency as a co-defendant in a lawsuit? INSURANCE •How many other additional insured are on the same coverage? •Is th e current coverage enough? Can Midpen demonstrate that they have done everything reasonable and in accordance with the concessionaire contract to safeguard the safety of the STABLE OPERATIONS •Has the contract requirement for "adequately trained personnel on hand during hours of operation as required to perform foreseeable needs for maintaining an orderly operation, protecting visitors, on the Facility •What is the liability to Midpen if the horse concessionaire does not have the required commercial equine insurance? •How has the impact of multiple lawsuits against the horse concessionaire affected its ability to obtain the required insurance? •How does San Francisco claiming primacy over additional insureds for claims in their contract with the concessionaire affect the current coverage for Midpen? LEGAL ACTION •Why has San Francisco filed a cross-complaint against the same horse concessionaire that Midpen is using after they refused to indemnify San Francisco?n----- •What happens if the horse concessionaire refuses to indemnify Midpen in the event of a lawsuit?Safety checks and balances •What is the effect of not having a confidential process for citizens to alert Midpen to safety issues? public? and providing emergency response in the event of accident or fire, including first-aid assistance on the Facility" been met? •Is the arena being dragged regularly and after each storm to create a safe place for lessons and horses? Public le ssons •Are any lessons being held outside of the safety of the arenas? •Are horses always on the lunge line or under the direct physical control of the trainers for beginners and small children? •Are trainers leaving any small children alone with horses while they attend to other students? •Are any riders trotting or cantering their horses on the stable grounds outside of the arena? Contractual obligations •How much of the contract is in compliance? •Does the current level of oversight expose Midpen to unnecessary liability? •Are concessionaire cures to contract compliance notices visually confirmed with a site visit to Bear Creek Stables by Midpen Staff? PPage 2 Page 3 Page 4 Page 5