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HomeMy Public PortalAbout13- 01RESOLUTION NO. 13 -01 -CSA A RESOLUTION OF THE CARSON SUCCESSOR AGENCY, A PUBLIC BODY, ESTABLISHING THE CONFLICT OF INTEREST CODE WHICH INCORPORATES BY REFERENCE THE CONFLICT OF INTEREST CODE PREPARED BY THE FAIR POLITICAL PRACTICES COMMISSION THE CARSON SUCCESSOR AGENCY DOES HEREBY FIND, RESOLVE AND ORDER AS FOLLOWS: i Section 1. The Political Reform Act of 1974, California Government Code §§ 81000 et seq., requires the Carson Successor Agency to establish a Conflict of Interest Code. Section 2. The no", dissolved Carson Redevelopment Agency adopted its Conflict of Interest Code by incorporating, by reference, the conflict of interest code prepared by the Fair Political Practices Commission (See 2 California Code of Regulations � 18730). The former Redevelopment Agency's Conflict of Interest Code designated certain officials and employees as being required to disclose their financial interest(s) and sets forth the type of financial interests to be disclosed as required by the Political Reform Act. Section 3. The Successor Agency hereby determines that it is both necessary and appropriate to establish a Conflict of Interest Code and to list designated positions and to assign appropriate disclosure categories for those positions. Section 4. The Fair Political Practices Commission has adopted a Model Conflict of Interest Code (the "Model Code"). The Model Code, which is codified at 2 California Code of Regulations § . 18730, can be incorporated by reference by the Carson Successor Agency as the Agency's conflict of interest code. That Model Code will be amended by the Fair Political Practices Commissio'n from time to time to conform to any amendments to the Political Reform Act. The Model Code, attached hereto as Exhibit "A," and any amendments to it that are duly adopted by the Fair Political Practices Commission; and Exhibit "B," the Designated Positions and Disclosure Categories, are hereby incorporated by reference and shall constitute, and the same hereby is designated, the Conflict of Interest Code of the Carson Successor Agency. Section 5. Incorporation by reference of the terms of the aforementioned Model Code and any future amendments to it in the Successor Agency's Conflict of Interest Code will save this Agency time and the expenditure of public funds by minimizing the actions required of this Agency Board to maintain conformity with the Political Reform Act. Section 6. Pursuant to the provisions of California Government Code § 87311, officers, employees, members of the public, consultants, and residents of the jurisdiction were given due and proper notice and opportunity to present their views prior to adoption of this resolution. Section 7. The Conflict of Interest Code adopted by this Successor Agency hereby supersedes and repeals all prior dissolved Redevelopment Agency Conflict of Interest Codes in their entirety. Section 8. Persons holding designated positions shall file a Statement of Economic Interest (Form 700) pursuant to Sections 4 and 5 of the Conflict of Interest Code as set forth in Cal. Code of Regs. § 18730b(4) & (5). Resolution No. 13-01 -CSA Page 2 of 17 PASSED, APPROVED, and ADOPTED this 15th day of January, 2013. _eel Agency Chairperson Jim Dear ATTEST: Agency Secret y D6onesia L. Gause APPROVED AS TO FORM: A'vnde-r ounV,., 'illian STATE OF CALIFORNIA COUNTY OF LOS ANGELES ss. CITY OF CARSON 1, Donesia L. Gause, Secretary of the Carson Successor Agency, of the City of Carson, California, do hereby certify that the whole number of members of the Carson Successor Agency is five, that the foregoing resolution, being Resolution No. 13 -01 -CSA was duly and regularly adopted by said Agency Board at a regular meeting duly and regularly held on the 15th day of January, 2013, and that the same was passed and adopted by the following vote: AYES: Agency Board Members: Chairman Dear, Ruiz-Raber, Santarina, Gipson and Davis -Holmes NOES: Agency Board Members: None ABSTAIN: Agency Board Members: None ABSENT: Agency Board Members: None Agency Secreta y Donesia L. Gause Resolution No, 13-01 -CSA Page 3 of 17 EXHIBIT "A" Model Conflict of Interest Code Regulations of the Fair Political Practices Commission Title 2, Division 6, California Code of Regulations § 18730. Provisions of Conflict -of -Interest Codes. (a) Incorporation bv reference of the terms of this regulation along with the designation of employees and the formula�ion of disclosure categories in the Appendix referred to below constitute the adoption and promulgation of a conflict-of-interest code within the meaning of Section 87300 or the amendment of a conflict-of-interest code within the meaning of Section 87306 if the terms of this regulation are substituted for terms of a conflict-of-interest code already in effect. A code so amended or adopted and promulgated requires the reporting of reportable items in a manner substantially equivalent to the requirements of article 2 of chapter 7 of the Political Reform Act, Sections 81000, et seq. The requirements of a conflict-of-interest code are in addition to other requirements of the Political Reform Act, such as the general prohibition against conflicts of interest contained in Section 87100, and to other state or local laws pertaining to conflicts of interest. (b) The terms of a conflict-of-interest code amended or adopted and promulgated pursuant to this regulation are as follows: (1) Section 1. Definitions. The definitions contained in the Political Reform Act of 1974, regulations of the Fair Political Practices Commission (Regulations 18110, et seq.), and any amendments to the Act or regulations, are incorporated by reference into this confl i ct-of- interest code. (2) Section 2. Designated Employees. The persons holding positions listed in the Appendix are designated employees. It has been determined that these persons make or participate in the making of decisions which may foreseeably have a material effect on economic interests. (3) Section 3. Disclosure Categories. This code does not establish any disclosure obligation for those designated employees who are also specified in Section 87200 if they are designated in this code in that same capacity or if the geographical jurisdiction of this agency is the same as or is wholly included within the jurisdiction in which those persons must report their economic interests pursuant to article 2 of chapter 7 of the Political Reform Act, Sections 87200, et seq. In addition, this code does not establish any disclosure obligation for any designated employees who are designated in a conflict-of-interest code for another agency, if all of the following apply: Resolution No. 13-01 -CSA Page 4 of 17 (A) The geographical Jurisdiction of this agency is the same as or is wholly included within the jurisdiction of the other agency; (B) The disclosure assigned in the code of the other agency is the same as that required under article of chapter 7 of the Political Reform Act, Section 87200; and (C) The filing officer is the same for both agencies. V Such persons are covered by this code for disqualification purposes only. With respect to all other designated employees, the disclosure categori les set forth in the Appendix specify which kinds of economic interests are reportable. Such a designated employee shall disclose in his or her statement of economic interests those economic interests he or she has which are of the kind described in the disclosure categories to which he or she is assigned in the Appendix. It has been determined that the economic interests set forth in a designated employee's disclosure categories are the kinds of economic interests which he or she foreseeably can affect materially through the conduct of his or her office. (4) Section 4. Statements of Economic Interests: Place of Filing. The code reviewing body shall instruct all designated employees within its code to file statements of economic interests with the agency or with the code reviewing body, as provided by the code reviewi body in the agency's conflict -of -i 2 1 ing interest code. (5) Section 5. Statements of Economic Interests: Time of Filing. (A) Initial Statements. All designated employees employed by the agency on the effective date of th i is code, as originally adopted, promulgated and approved by the code reviewing body, shall filelstatements within 30 days after the effective date of this code. Thereafter, each person already in a position when it is designated by an amendment to this code shall file an initial statement within 30 days after the effective date of the amendment. (B) Assuming Office Statements. All persons assuming designated positions after the effective date of this code shall file statements within 30 days after assuming the designated positions, or if subject to State Senate confirmation, 30 days after being nominated or appointed. (C) Annual Statements. All designated employees shall file statements no later than April 1. (D) Leaving Office Statements. All persons who leave designated positions shall file statements within 30 days after leaving office. (5-5) Section 5.5. Statements for Persons Who Resign Prior to Assuming Office. Any person who resigns within 12 months of initial appointment, or within 30 days of the date of notice provided by the filing officer to file an assuming office statement, is not deemed to have assumed office or left office, provided he or she did not make or participate in the making of, or use his or her position to influence any decision and did not receive or become entitled to receive any form of payment as a result of his or her appointment. Such persons shall not file either an assuming or leaving office statement. Resoiution No. 13-01 -CSA Page 5 of 17 (A) Any person who resigns a position within 30 days of the date of a notice from the filing officer shall do both of the following: (1) File a written resignation with the appointing power; and (2) File a written statement with the filing officer declaring under penalty of perjury that during the peri i o i d between appointment and resignation he or she did not make, participate in the making, or use the position to influence any decision of the agency or receive, or become entitled to receive. any form of payment by virtue of being appointed to the position. (6) Section 6. Contents of and Period Covered by Statements of Economic Interests. (A) Contents of Initial Statements. Initial statements shall disclose any reportable investments, interests in real property and business positions held on the effective date of the code and income received during the 12 months prior to the effective date of the code. (B) Contents of Assuming Office Statements, Assuming office statements shall disclose any reportable investments, interests in real property and business positions held on the date of assuming office or, if subject to State Senate confirmation or appointment, on the date of nomination, and income received during the 12 months prior to the date of assurning office or the date of being appointed or nominated, respectively. (C) Contents of Annual Statements. Annual statements shall disclose any reportable investments. interest s in real property, income and business positions held or received during the previous calendar year provided, however, that the period covered by an employee's first annual statement shall begin on the effective date of the code or the date of assuming office whichever is later, or for a board or commission member subject to Section 87302.6, the day after the closing date of the most recent statement filed by the member pursuant to Regulation 18754. (D) Contents of Leaving Office Statements. Leaving office statements shall disclose reportable investments, interests in real property, income and business positions held or received during the period between the closing date of the last statement filed and the date of leaving office. (7) Section 7. Manner of Reporting. Statements of economic interests shall be made on forms prescribed by the Fair Political Practices Commission and supplied by the agency, and shall contain the following information: (A) Investment and Real Property Disclosure. When an investment or an interest * I property 3 is 4 in rea requ red to be reported, the statement shall contain the following: 1. A statement of the nature of the investment or interest; 2. The name of the business entitv in which each ' investment is held, and a general description of the business activity In which the business entity is engaged; Resolution No. 13-01 -CSA Page 6 of 17 3. The address or other precise location of the real property; 4. A statement whether the fair market value of the investment or interest in real property equals or exceeds S2,000, exceeds $ 10,000, exceeds S 100,000, or exceeds $ 1,000,000. (B) Personal Income Disclosure. When personal income is required to be reported 5 the statement shall contain: 1. The n . ame and address of each source of income aggregating $500 or more in value, or $50 or more in value if the income was a gift, and a general description of the business activity, if any, of each source; 2. A statement whether the aggregate value of income from each source, or in the case of a loan, the highest amount owed to each source, was $1,000 or less, greater than $1,000, greater than $ 10,000, or greater than $100,000; 3. A description of the consideration, if any, for which the income was received; 4. In the case of a gift, the name, address and business activity of the donor and any intermediary through which the gift was made', a description of the gift; the amount or value of the gift; and the date on which the gift was received: 5. In the case of a loan, the annual interest rate and the security, if any, given for the loan and the term of the loan. (C) Business Entity Income Disclosure. When income of a bus' ip, is required to be reporte 6 iness entity, including income of a sole proprietorshi i d the statement shall contain: I - The name, address, and a general description of the business activity of the business entity; 2. The name of every person from whom the business entity received payments if the filer's pro rata share of gross receipts from such person was equal to or greater than $10,000. (D) Business Position Disclosure. When business positions are required to be reported, a designated employee shall list the name and address of each business entity in which he or she is a director, officer, partner, trustee, employee, or in which he or she holds any position of management, a description of the business activity in which the business entity is engaged, and the designated employee's position with the business entity. (E) Acquisition or Disposal During Reporting Period. In the case of an annual or leaving office statement, if an investment or an interest in real property was partially or wholly acquired or disposed of during the period covered by the statement, the statement shall contain the date of acquisition or disposal. Resolution No. 13-01 -CSA Page 7 of 17 (8) Section 8. Prohibition on Receipt of Honoraria. (A) No member of a state board or commission, and no designated employee of a state or local gove i mment agency, shall accept any honorarium from any source, if the member or employee would be required to report the receipt of income or gifts from that source on his or her statement of economic interests. This section shall not apply to any part-time member of the governing board of any public institution of higher education, unless the member is also an elected official. Subdivisions (a), (b), and (c) of Section 89501 shall apply to the prohibitions in this section. This section shall not limit or prohibit payments, advances, or reimbursements for travel and related lodging and subsistence authorized by Section 89506. (8-1) Section 8.1. Prohibition on Receipt of Gifts in Excess of $420. (A) No member of a state board or commission, and no designated employee of a state or local government agency, shall accept gifts with a total value of more than $420 in a calendar Year from any single source, if the member or employee would be required to report the receipt of income' or gifts from that source on his or her statement of economic interests. This section shall not apply to any part-time member of the governing board of any public institution of higher education, unless the membe'r is also an elected official. Subdivisions (e), (f), and (9) of Section 89503 shall apply to the prohibitions in this section. (8-2) Section 8.2. Loans to Public Officials. (A) No elected officer of a state or local government agency shall, from the date of his or her election to office through the date that he or she vacates office, receive a personal loan from any officer, employee, member, or consultant of the state or local government agency in which the elected officer holds office or over which the elected officer's agency has direction and control. (B) No public official who is exempt from the state civil service system pursuant to subdivisions (c), (d), (e), (f), and (9) of Section 4 of Article VII of the Constitultion shall, while he or she holds office, receive a personal loan from any officer, employee, member, or consultant of the state or local government agency in which the public official holds office or over which the public official's agency has direction and control. This subdivision shall not apply to loans made to a public official whose duties are solely secretarial, clerical, or manual. (C) No elected officer of a state or local government agency shall, from the date of his or her election to office through the date that he or she vacates office, receive a personal loan from any person who has a contract with the state or local government agency to which that elected officer has been elected or over which that elected officer's agency has direction and control. This subdivision shall not apply to loans made by banks or other financial institutions or to any indebtedness created as part of a retail installment or credit card transaction, if the loan is made or the indebtedness created in the lender's regular course of business on terms available to members of the public without regard to the elected officer's official status. Resolution No. 13-0 1 -CSA Page 8 of 17 (D) No public official who is exempt from the state civil service system pursuant to subdivisions (c), (d), (e), (f), and (g) of Section 4 of Article VIT of the Constitution shall, while he or she holds office, receive a personal loan from any person who has a contract with the state or local government agency to which that elected officer has been elected or over which that elected officer's agency has direction and control. This subdivision shall not apply to loans made by banks or other financial institutions or to any indebtedness created as part of a retail installment or credit card transaction, if the loan is made or the indebtedness created in the lender's regular course of business on terms available to members of the public without regard to the elected officer's official status. This subdivision shall not apply to loans made to a public official whose duties are solely secretarial, clerical, or manual. (E) This section shall not apply to the following: I - Loans made to the campaign committee of an elected officer or candidate for elective office. 2. Loans made by a public official's spouse, child, parent, grandparent, grandchild, brother, sister, parent-in-law� brother-in-law, sister-in-law, nephew, niece, aunt, uncle, or first cousin, - or the' spouse of any such persons, provided that the person making the loan is not acting as an agent or intermediary for any person not otherwise exempted under this section. 3. Loans from a person which, in the aggregate, do not exceed five hundred dollars ($500) at any given time. 4. Loans made, or offered in writing, before January 1, 1998. (8-3) Section 8.3. Loan Terms. (A) Except as set forth in subdivision (B), no elected officer of a state or local government agency shall, from the date of his or her election to office through the date he or she vacates office, receive 'a personal loan of $500 or more, except when the loan is in writing and clearly states the terms of the loan, including the parties to the loan agreement, date of the loan, amount of the loan, term of the loan. date or dates when payments shall be due on the loan and the amount of the payments, and the rate of interest paid on the loan. (B) This section shall not apply to the following types of loans: I - Loans made to the campai a ZIM committee of the elected officer. 2. Loans made to the elected officer by his or her spouse, child, parent, grandparent, grandchild, brother, sister, parent -in-law, brother-in-law, sister-in-law, nephew, niece, aunt, uncle, or fi'rst cousin, or the spouse of any such person, provided that the person making the loan is not acting as an agent or intermediary for any person not otherwise exempted under this section. 3. Loans made, or offered in writing, before January 1, 1998. (C) Nothing in this section shall exempt any person from any other provision of Title 9 of the Government Code. Resoiution No. 13-01 -CSA Page 9 of 17 (8.4) Section 8.4. Personal Loans. (A) Except as set forth in subdivision (B), a personal loan rece . ived by any designated employee shall become a gift to the designated employee for the purposes of this sectilon in the following circumstances: I - If the loan has a defined date or dates for repayment, when the statute of limitations for fil' action for default has expired. ing an 2. If the loan has no defined date or dates for repayment, the following: when one year has elapsed from the later of a. The date the loan was made. b - The date the I ast payment of S 100 or more was made on the loan. c. The date upon which the debtor has made payments on the loan aggregating to less than $250 during the previous 12 months. (B) This section shall not apply to the following types of loans: I - A loan made to the campaign committee of an elected officer or a candidate for elective office. 2. A loan that would otherwise not be a gift as defined in this title. I A loan that would otherwise be a gift as set forth under subdivision (A), but on which the creditor has taken reasonable action to collect the balance due. 4. A loan that would otherwise be a gift as set forth under subdivision (A), but on which the creditor, based on reasonable business considerations, has not undertaken collection action. Except in a criminal action, a creditor who claims that a loan is not a gift on the basis of this paragraph has the burden of proving that the decision for not taking collection action was based on reasonable business considerations. 5. A loan made to a debtor who has filed for bankruptcy and the loan is ultimately discharged in bankruptcy. I (C) Nothing In this section shall exempt any person from any other provisions of Title Government Code. 1 9 of the (9) Section 9. Disqualification. No designated employee shall make, participate in making, or in any way attempt to use his or her official position to influence the making of any governmental decision which he or she knows or has reason to know will have a reasonably foreseeable material financial effect, distinguishable from its effect on the public generally, on the official or a member of his or her immediate family or on: Resolution No. 13-0 1 -CSA Page 10 of 17 (A) Any business entity in which the des* ignated employee has a di S2,000 or more; irect or indirect investment worth (B) Any real property in which the designated employee has a direct or indirect * $2,000 or more; interest worth (C) Any source of income, other than gifts and other than loans by a commercial lending institution in the regular course of i business on terms available to the publ* Ithout regard to official status, aggregating $500 or rnore ic w in value provided to, received by or promised to the d 12 months prior to the time when the decision . esignated employee within is made; I (D) Any business entity in which the designated employee is a director, rt employee, or holds any position of management- or officer, pa ner, trustee, (E) Any donor of, or any intermediary or agent for a donor of, a gift or gifts aggregating $420 or more provided to, received by, or promised to the designated employee within 12 months prior to the time when the decision is made. (9.3) Section 9.3. Legally Required Participation. No designated employee shall be prevented from making or participating in the making of any decision to the extent his or her participation is legally required for the decision to be m1ade. The fact that the vote of a designated employee who ' is on a voting body is needed to break a tie does not make his or her participation legally required for purposes of this section. (9-5) Section 9.5. Disqualification of State Officers and Employees. In addition to the general disqualification provisions of section 9, no state administrative official shall make, participate in making, or use his or her official position to influence any go directly relati vernmental decision Ing to any contract where the state administrative official knows or has reason to know that any party to the contract is a person with whom the state administrative official, or any member of his or her i mmediate family has, within 12 months prior to the time when the official action is to be taken: (A) Engaged in a business transaction or transactions on terms not available to members of the public, regarding any investment or interest in real property; or (B) Engaged in a business transaction or transactions on terms not available to members of the public regarding the rendering of goods or services totaling in value $ 1,000 or more. (10) Section 10. Disclosure of Disqualifying Interest. When a designated employee determines that he or she should not make a governmental decision because he or she has a disqualifying interest in it, the determination not to act may be accompanied by disclosure of the disqualifying interest. I Resolutioii No. I 3 -01 -CSA Page I I of 17 (11) Section 11. Assistance of the Commission and Counsel. Any designated employee who is unsure of his or her duties under this code may request assistance from the Fair Political Practices Commiss, Ion pursuant to Section 83114 and Regulations 18329 and 18329.5 or from the attorney for his or her agency, provided that nothing in this section requires the attorney for the agency to issue any formal or informal opinion. (12) Section 12. Violations. This code has the force and effect of law. Designated employees violating any provision of this code are subject to the administrative, criminal and civil sanctions provided in the Political Reform Act, Sections 81000-91014. In addition, a decision in relation to which a violation of the disqualification provisions of this code or of Section 87100 or 87450 has occurred may be set aside as void pursuant to Section 91003. 'Designated employees who are required to file statements of economic interests under any other agency's conflict-of-interest code, or under article 2 for a different jurisdiction, may expand their statement of economic interests to cover reportable interests in both jurisdictions, and file copies of this expanded statement with both entities in lieu of filing separate and distinct statements, provided that each copy of such expanded statement filed in place of an original is signed and verified by the designated employee as if were an original. See Section 81004. it -See Section 8 1010 and Regulation 18115 for the duties of filing officers and persons in agencies who make and retain copies of statements and forward the originals to the filing officer. 3 For the purpose of disclosure only (not disqualification), an interest in real property does not include the principal residence of the filer. 4 Investments and interests in real property which have a fair market value of less than $2,000 are not i nvestments and interests in real property within the meaning of the Political Reforin Act investments or interests in real property of an individual I nclude those held by the individua s - However, dependent children as well as a pro rata share of any investment or interest i I' spouse and I in real property of any business entity or trust in wh*ch the individual, spouse and dependent children own, in the aggregate, a direct, indirect or beneficial interest of 10 percent or greater. 'A designated employee's income includes his or her commun* ity property interest in the income of his or her spouse but does not include salary or reimbursement for expenses received from a state, local or federal government agency. 6 Income of a business entity is reportable if the direct, indirect or beneficial interest of the filer and the filer's spouse in the business entity aggregates a 10 percent or greater interest. In addition, the disclosure of persons who are clients or customers of a business entity is required only if the clients or customers are within one of the disclosure categories of the filer. Note: Authority cited: Section 83112, Government Code. Reference: Sections 87103(e), 87300-87302, 89501, 89502 and 89503, Governm'ent Code. Resolution -No. 13-01 -CSA Page 12 of 17 HISTORY 1. New section filed 4-2-80 as an emergency; effective u on filing (Register 80, No. 14). Certificate of Compliance included. P 2. Editorial correction (Register 80, No. 29). 3. Amendment of subsection (b) filed 1-9-8 1; effective thirtieth day thereafter (Register 8 1, No. 2). 4. Amendment of subsection (b)(7)(B) 1. filed 1-26-83; effective thirtieth day thereafter (Register 83, No. 5). 5. Amendment of subsection (b)(7)(A) filed 11-10-83; effective thirtieth day thereafter (Register 83, No. 46). 6. Amendment filed 4-13-87; operative 5-13-87 (Register 87, No. 16). 7. Amendment of subsection (b) filed 10-21-88; operative 11-20-88 (Register 88, No. 46). 8. Amendment of subsections (b)(8)(A) and (b)(8)(B) and numerous editorial changes filed 8-28-90; operative 9-27-90 (Reg. 90, No. 42). 9. Amendment of subsections (b)(3), (b)(8) and renumbering of following subsections and amendment of Note filed 8-7-92; operative 9-7-92 (Register 92, No. 32). 10. Amendment of subsection (b)(5.5) and new subsections (b)(5.5)(A)-(A)(2) filed 2-4-93; operative 2-4- 93 (Register 93, No. 6). 11. Change without regulatory effect adopting Conflict of Interest Code for California Mental Health Planning Council filed 11-22-93 pursuant to title 1, section 100, California Code of Regulations (Register 93, No. 48). Approved by Fair Political Practices Commission 9-21-93. 12. Change without regulatory effect redesignating Conflict of Interest Code for California Mental Health Planning Council as chapter 62, section 55100 filed 1-4-94 pursuant to title 1, section 100, California Code of Regulations (Register 94, No. 1). 13. Editorial correction adding History I I and 12 and deleting duplicate section number (Register 94, No. 17). 14. Amendment of subsection (b)(8), designation of subsection (b)(8)(A), new subsection (b)(8)(B), and amendment of subsections (b)(8.1)-(b)(8.1)(B), (b)(9)(E) and Note filed 3-14-95; operative 3-14-95 pursuant to Government Code section I I 343.4(d) (Register 95, No. 11). 15. Editorial correction inserting inadvertently omitted language in footnote 4 (Register 96, No. 13) Resolution No. 13-01 -CSA Page 13 of 17 16. Amendment of subsections (b)(8)(A)-(B) and (b)(8.1)(A), repealer of subsection (b)(8.1)(B), and amendment of subsection (b)(12) filed 10-23-96; operative 10-23-96 pursuant to Government Code section 113 43.4(d) (Register 96, No. 43). 17. Amendment of subsections (b)(8.1) and (9)(E) filed 4-9-97; operative 4-9-97 pursuant to Government Code section I I' )43.4(d) (Register 97, No. 15). 18. Amendment of subsections (b)(7)(13)5., new subsections (b)(8.2)-(b)(8.4)(C) and amendment of Note filed 8-24-98; operative 8-24-98 pursuant to Government Code section I I 343.4(d) (Register 98, No. 35). 19. Editorial correction of subsection (a) (Register 98, No. 47). 20. Amendment of subsections (b)(8. 1), (b)(8. 1)(A) and (b)(9)(E) filed 5-11-99; operative 5-11-99 pursuant to Government Code section 113431.4(d) (Register 99, No. 20). 21. Amendment of subsections (b)(8.1)-(b)(8.1)(A) and (b)(9)(E) filed 12-6-2000; operative 1-1-2001 pursuant to the 1974 version of Government Code section 11380.2 and Title 2, California Code of Regulations, section 18' ) 12(d) and (e) (Register 2000, No. 49). 22. Amendment of subsections (b)(3) and (b)(10) filed 1-10-2001; operative 2-1-2001. Submitted to OAL for filing pursuant to Fair Political Practices Commission v. Of fice qfAdministrative Law, 3 Civil C010924, California Court of Appeal, Third Appellate District, nonpublished decision, April 27, 1992 (FPPC regulations only subject to 1974 Administrative Procedure Act rulemaking requirements) (Register 2001, No. 2). 23. Amendment of subsections (b)(7)(A)4., (b)(7)(B)L-2., (b)(8.2)(E)3., (b)(9)(A)-(C) and footnote 4. filed 2-13-2001. Submitted to OAL for filing pursuant to Fair Political Practices Commission v. Office of Administrative La�v, 3 Civil C010924, California Court of Appeal, Third Appellate District, nonpublished decision, April 27, 1992 (FPPC regulations only subject to 1974 Administrative Procedure Act rulemaking requirements) (Register 2001, No. 7). 24. Amendment of subsections (b)(8. I) -(b)(8. 1)(A) filed 1- 16-2003; operative 1- 1 -2003. Submitted to OAL for filing pursuant to Fair Political Practices Commission v. Office ofAdministrative Low, 3 Civil CO 10924, California Court of Appeal, Third Appellate District, nonpublished decision, April 27, 1992 (FPPC regulations only subject to 1974 Administrative Procedure Act rulemaking requirements) (Register 2003, No. 3). 25. Editorial correction of History 24 (Register 2003, No. 12). 26. Editorial correction removing extraneous phrase in subsection (b)(9.5)(B) (Register 2004, No. 33). 27. Amendment of subsections (b)(2) -Q), (b)(3)(C), (b)(6)(C), (b)(8. I) -(b)(8. 1)(A), (b)(9)(E) and (b)(I I)- (12) filed 1-4-2005; operative 1- 1 -2005 pursuant to Government Code section 11343.4 (Register 2005, No. 1). 28. Amendment of subsection (b)(7)(A)4. filed 10- 11-2005; operative I I - 10-2005 (Register 2005, No. 4 1). Resolution No. 13-01 -CSA Page 14 of 17 29. Amendment of subsections (a), (b)(1), (b)(3), (b)(8. 1), (b)(8. 1)(A) and (b)(9)(E) filed 12-18-2006; operative 1-1-2007. Submitted to OAL pursuant to Fair Political Practices Commission v. Qf .fice qf Administrative Law, 3 Civil C010924, California Court of Appeal, Third Appellate District, nonpublished decision, April 27, 1992 (FPPC regulations only subject to 1974 Administrative Procedure Act rulemaking requirements) (Register 2006, No. 5 1). 30. Amendment of subsections (b)(8.1)-(b)(8.1)(A) and (b)(9)(E) filed 10-31-2008; operative 11-30-2008. Submitted to OAL for filing pursuant to Fair Political Practices Commission v. Pffice of Administrative Law, 3 Civil C010924, California Court of Appeal, Third Appellate District, nonpublished decision, April 27, 1992 (FPPC regulations only subject to 1974 Administrative Procedure Act rulemaking requirements and not subject to procedural or substantive review by OAL) (Register 2008, No. 44). 3 1. Amendment of section heading and section filed 11-15-2010; operative 12-15-2010. Submitted to OAL for filing pursuant to Fair Political Practices Commission v. Qf fice ofAdministrative Law, 3 Civil C010924, California Court of Appeal, Third Appellate District, nonpublished decision, April 27, 1992 (FPPC regulations only subject to 1974 Administrative Procedure Act rulemaking requirements and not subject to procedural or substantive review by OAL) (Register 2010, No. 47). Designated Employees Agency Secretary Chief Deputy Agency Secretary Chief Deputy Agency Treasurer Director of Community Development Planning Officer Redevelopment Manager Business Development Manager Redevelopment Pro . ject Manager Redevelopment Project Analyst Principal Administrative Analyst Assistant Agency Attorney Deputy Agency Attorney EXHIBIT "B" Disclosure Categories 1.2,3,.4 1,2,3,4 1,2,3,4 1, 2� 3, 4, 5, 6, 7, 8, 9, 10, 11, 12 1, 2, 3, 4, 5, 6,7, 8, 9, 10, 11, 12 1, 2, 3, 4, 5, 6, 7, 8, 9, 10, 11, 12 1, 2, 3, 4, 8, 9 1, 2, 3, 4, 5, 6, 7, 8, 9, 10, 11, 12 1, 2, 3, 4, 5, 6, 7, 8, 9, 10, 11, 12 1, 2, 3, 4, 5, 6, 7, 8, 9 1, 2, 3, 4, 5, 6, 7, 8, 9, 10, 11, 12 1, 2, 3, 4, 5, 6, 7, 8, 9, 10, 11, 12 Resolution No. 13-01 -CSA Page 15 of 17 NOTE: The Agency Board, Executive Director, Agency Attorney, and Agency Treasurer are required to submit disclosure statements pursuant to State law (California Government Code §§ 87200 et seq.), not this Code. Consultants shall be included in the list of Designated Employees and shall disclose pursuant to the broadest disclosure category in this Code subject to the following limitation: The Executive Director may determine in writing that a particular consultant, although a "designated position," is hired to perform a range of duties that are limited in scope and thus is not required to fully comply with the disclosure requirements described in this section. Such written determination shall include a description of the consultant's duties and, based on that description, a statement of the extent of disclosure requirements. The Executive Director's determination is a public record and shall be retained for public inspection in the same manner and location as this Conflict of Interest Code. A copy of this determination shall be filed with the Agency Secretary and a copy forwarded to the Successor Agency Board. Resolution No. 13-01 -CSA Page 16 of 17 Disclosure Category Descriptions I - Reportable interests in real prop� Ut! in the jurisdiction (FPPC Form 700, Schedule B). 2. Reportable income and business positions (FPPC Form 700, Schedule C — Income other than gifts and travel payments, and business positions). 3 3. Reportable investmentz — (FPPC Form 700 — Schedules A- I and A-2). 4. Reportable gifts and travel gifts (FPPC Form 700, Schedules D and E). 5. Reportable income from persons and business entities and business positions in business entities providing or receiving, that plan to provide or have applied to receive, or that have provided or received within two vears from the time a Statement is required pursuant to this Conflict of Interest Code, services or supplies for the rehabilitation or construction or residential property under programs administered by the Carson Successor Agency or the City of Carson (FPPC Fo'rm 700, Schedule C). 6. Reportable investmentz in business entities providing or receiving, that plan to provide or have applied to receive, or that have provided or received within two years from the time a Statement is required ' pursuant to this Conflict of Interest Code, services or supplies for the rehabilitation or construction of residential property under programs administered by the Carson Successor Agency or the City of Carson (FPPC Form 700, Schedules A- I and A-2). 7. Reportable gift� from persons and business entities providing or receiving, that plan to provide or have applied to receive, or that have provided or received within two years from the time a Statement is required pursuant to this Conflict of Interest Code, services or supplies for the rehabilitation or construction of residential property under programs administered by the Carson Successor Agency or the City of Carson (FPPC Form 700, Schedules D and E). 8. Reportable income from persons and business entities and business positions in business entities providing, that plan to provide, or that have provided within two years from the time a Statement is required under this Conflict of Interest Code, services, supplies or materials to the Carson Successor Agency (FPPC Form 700 Schedule Q. 9. Reportable investments in business entities providing, that plan to provide, or that have provided within two years from the time a Statement is required under this Conflict of Interest Code, services, supplies or materials to the Carson Successor Agency (Form 700, Schedules A- I and A-2). 10. Reportable incorne from persons and bus' iness entities and business positions in business entities having an interest in real pr . operty in the jurisdiction or that provide, plan to provide, or have provided within two years prior to the time a Statement is required under this Conflict of Interest Code, services within the jurisdiction subject to the inspection, review or approval of the Carson Successor Agency (FPPC Form 700 Schedule Q. Resolution No. 13-01 -CSA Page 17 of 17 I I . Reportable investments in any business entities having an interest in real property in the jurisdiction or th i at provide, plan to provide, or have provided within two years prior to the time a Statement is required under this Conflict of Interest Code, services within the jurisdictioln subject to the inspection, approval or review of the Carson Successor Agency (FPPC Form 700, Schedules A-1 and A-2). 12. Reportable gjfts from persons and business entities having an interest in real property in the jurisdiction or that provide, plan to provide, or have provided within two years prior to the time a Statement is required under this Conflict of Interest Code, services within the Jurisdiction subject to the inspect] on, review or approval of the Carson Successor Agency (FPPC Form 700, Schedules D and E).