Loading...
HomeMy Public PortalAboutExhibit MSD 37F - SSMIP 1995 Policy and Standards Reporti i i i i i i i i i i Metropolitan St. Louis Sewer District Stormwater System Master Improvement Plan Policy and Standards Report FINAL III Horner & Shifrin, Inc. Engineers/Architects/Planners Surveyors/Construction Managers CDMCamp Dresser & McKee Inc. October 1995 environmental'services DRAFT THE METROPOLITAN ST. LOUIS SEWER DISTRICT STORMWATER SYSTEM MASTER IMPROVEMENT PLAN POLICY AND STANDARDS REPORT OCTOBER 1995 Prepared for: METROPOLITAN ST. LOUIS SEWER DISTRICT Prepared by: Camp Dresser & McKee Inc. 233 South Wacker Drive Suite 450 Chicago, Illinois 60606 and Horner & Shifrin, Inc. 5200 Oakland Avenue St. Louis, Missouri 63110 1:8108-001 LSTIO ULSICO V ER TABLE OF CONTENTS Section Page Executive Summary ES 1-19 1.0 INTRODUCTION 1-1 1.1 Mission Statement, Goals and Objectives 1-1 1.2 Background and Purpose 1-5 1.3 Phase I Report Volumes 1-7 1.4 Phase I Stormwater Committees 1-7 1.5 Report Organization and Methodology 1-9 1.6 Study Area Physical Description 1-11 1.7 District Purpose and Organization 1-13 1.8 Legal Authority and Responsibilities 1-13 1.9 Needs, Problems and Issues 1-15 2.0 ASSESSMENT OF EXISTING STORMWATER MANAGEMENT PROGRAM 2.1 Introduction 2-1 2.2 Regulations and Standards 2-3 2.2.1 Level of Protection 2-4 2.2.2 Flow and Storage Methodology 2-9 2.2.3 Release Rate and Detention Basin Sizing 2-15 2.2.4 Floodplain Requirements 2-26 2.2.5 Development Site Erosion and Sediment (E&S) 2-29 Control 2.2.6 Water Quality 2-33 2.2.7 Channel Treatment 2-36 2.3 Engineering 2-41 2.3.1 Plan Review and Inspection 2-41 2.3.2 Mapping and Database Information 2-51 2.4 Operation and Maintenance 2-56 2.4.1 Maintenance Responsibilities and Frequency 2-56 2.4.2 Detention Basin Maintenance 2-67 2.4.3 Access and Preservation of Drainage Paths 2-75 2.5 Capital Improvements 2-80 2.5.1 Prioritization of Capital Projects 2-82 2.5.2 Buyouts 2-88 2.6 Funding 2-92 3.0 IMPLEMENTATION OF STORMWATER MANAGEMENT PROGRAM 3.1 Legal Authority, Rules and Regulations 3-1 3.2 Planning Tools 3-2 3.3 Funding 3-3 1:816&U01-ST.LOUIS\TOC i 3.4 Adoption of the Stormwater Management Program 3-3 3.5 Summary of Implementation Recommendations 3-5 4.0 REFERENCES I:8108-001-ST.LOUIS TCC LIST OF TABLES Tables raga 1-1 MSD Responsibility Areas and Powers for Stormwater Management 1-16 1-2 PAC and TAC Priority Stormwater Issues (2 pages) 1-18 2-1 Stormwater Quantity Design Criteria for Several Urban Areas 2-6 2-2 Preliminary Estimates of Detention Storage Volumes for Various 2-22 Release Rate Approaches 2-3 Qualitative Comparison of Detention Approaches 2-24 2-4 Maintenance Activities from July 1992 to June 1993 2-59 2-5 Suggested Maintenance Activities and Frequencies 2-66 2-6 Maintenance Activities for Detention Basins 2-70 2-7 Cost Estimate for Detention Basin Maintenance 2-72 2-8 FY 1994 Stormwater Expenditures 2-94 2-9 MSD Existing Stormwater Rates 2-96 2-10 FY 1994 Stormwater Revenue 2-98 2-11 MSD Projected Stormwater Expenditures FY 1998-2003 2-100 2-12 Stormwater Funding Examples 2-102 2-13 Funding Mechanism Comparison Matrix 2-108 2-14 Example 0 & M Program Costs for MSD Customers 2-116 2-15 Example Capital Improvement Program Costs for MSD Customers 2-117 L•8308.OQ 1-ST.LOUIS\TOC iii LIST OF FIGURES Figures rage 1-1 Municipalities in the MSD Service Area 1-6 1-2 Watersheds in the MSD Service Area 1-12 1-3 MSD Department and Offices Involved in the Stormwater 1-14 System Master Improvement Plan (SSMIP) 2-1 Alternate Methods for Release Rate and 2-18 Detention Basin Sizing 2-2 Plan Review and Inspection Flowchart (2 pages) 2-43 2-3 Stormwater Maintenance Responsibility Matrix 2-63 1:8108-001-$T,LOULS\TOC iv EXECUTIVE SUMMARY POLICY AND STANDARDS REPORT INTRODUCTION Stormwater Management Program Goals The Stormwater System Master Improvement Plan (SSMIP) will develop solutions to resolve stormwater problems throughout the Metropolitan St. Louis Sewer District (MSD). In support of this mission, six goals were developed relating to: • Establishing Appropriate Stormwater Policies and Criteria • Expanding Public Involvement and Information Activities • Completing a System Inventory and Developing Efficient Data Management Procedures • Preparing Watershed Management Plans • Identifying Needed Capital Improvements • Securing Adequate Funding for Stormwater Services The Policy and Standards Report addresses and makes recommendations regarding two key goals critical to the success of the SSMIP. The Policy and Standards Report: • Develops stormwater policies and design criteria which will provide a uniform cost-effective, and equitable level of protection for all citizens. • Recommends an appropriate funding mechanism to allow MSD to carry out the stormwater management program and provide reliable and responsive stormwater service. Policy & Standards Report ES-1 1:6108-0015st I o u isSg&pex ec Executive Summary Policy and Standards Report The Policy and Standards Report documents the process and recommendations for evaluating and developing storrnwater policies, design criteria and funding. It includes a list of needs, issues, and stormwater problems that were identified and reviewed by MSD staff and its stormwater consultants. Each need or issue was evaluated in terms of its relationship to MSD's authority to provide stormwater management services within the District's boundaries. Specific recommendations are presented to address each major issue to meet the expectations of the public (MSD's customers) and to provide a level of service consistent with MSD's responsibility to protect citizens' health, safety, welfare and quality of life. The Policy and Standards Report documents the process and recommendations for evaluating and developing stormwater policies, design criteria and funding. MSD Authority and Responsibility MSD received its authority for management of the storm system through its "Plan" passed by special election in 1954. Originally only responsible for the area The Plan grants MSD jurisdiction control, possession and supervision of all facilities for the collection and disposal of sanitary sewerage and stormwater. comprising the City of St. Louis and the area generally within the Interstate 270 outer belt, in 1977 MSD's boundaries were extended to include most of the remainder of St. Louis County, the "Annexed Area." MSD currently operates combined and separate sewer systems within its 524 square mile service area. The Plan grants MSD jurisdiction, control, possession and supervision of all facilities for the collection and disposal of sanitary sewerage and stormwater. Responsibilities include: • Preparation of Design Standards • Engineering functions relating to planning, design and construction ■ Review and permitting of new development plans • Capital Improvements Policy & Standards Report ES-2 1:8108-001'st.Iouis\g8 pexec Executive Summary • Operations and Maintenance of the stormwater drainage system This authority is sufficient to provide stormwater management services across the District. However, these stormwater services are not being provided at an acceptable level both from the District's and the public's perspective because of inadequate funding and limited resources, unclear or unexercised authority and sometimes ineffective design criteria and standards. POLICY AND STANDARDS RECOMMENDATIONS The first phase of the SSM IP included this Policy and Standards Report component to review known problems and needs and establish stormwater policies and standards to provide a desired and acceptable level of service to the public. The process of identifying needs and issues and recommending solutions involved a number of workshop -meetings with three committees to educate, involve, solicit feedback and build consensus with representatives from the technical community, local municipalities, developers, elected officials, industry, environmental and other special interest groups. This process is presented in greater detail at the end of the Executive Summary. The committees identified 34 priority stormwater issues and produced a number of recommendations to address each. The following pages highlight the major recommendations for Board consideration. Each recommendation includes a summary of the problem, current District policy or procedures, recommended changes, and the benefits for the public. Policy & Standards Report ES-3 1:8108-001Ast.lou Is\g&pexec Executive Summary Recommendation No, 1 Problem: Current Policy: Recommended Policy: Benefits: RECOMMENDATION NO, 1 Implement a funding source based on impervious area with tiered rates for the numerous smaller properties such as those in the residential category. Current funding is not adequate to support a comprehensive stormwater program, is not based on causative factors such as the contribution of runoff, and varies widely across the District and between customers. Stormwater services are funded through a grossly inadequate flat charge (24(p per month) and one or more ad valorem taxes that support additional stormwater services in the areas they are levied. Impervious area charges with tiered rates for groups or classes of smaller parcels and actual area charges for larger parcels. This approach represents a compromise between basing charges on causative factors and ease of understanding by the public, which will aid in voter acceptance. Provides a stable and dedicated funding source that is based on causative factors whereby all customers pay and is adequate to support comprehensive stormwater management services. Policy & Standards Report 1:8108-COTLst.louiskl&pexec ES-4 Executive Summary Recommendation Na 2: Problem: Current Policy: Recommended Policy: Benefits: RECOMMENDATION NO. 2 Improve the frequency and responsiveness of stormwater maintenance and extend services to the Annexed Area. The lack of funding for stormwater system maintenance has limited the re- sources and manpower available to keep the drainage system functioning properly. Only reactive maintenance activities are provided in the Original Area and only emergency services are provided in the Annexed Area. In the Original Area, where stormwater taxes are collected, maintenance is reactive, being conducted on storm sewers and channels in response to com- plaints and identified problems. In the Annexed Area, only emergency situa- tions receive maintenance services where safety or property are significantly threatened. Commensurate with increased funding, upgrade the stormwater maintenance services to a preventative level and improve the complaint response time throughout the District Preventative stormwater maintenance and timely complaint response will reduce the number of flooding and erosion problems as well as the potential for stormwater damages. Improved responsiveness will raise the public's perception of MSD and the services it provides. Policy & Standards Report 1:81 cB-601\st.louislg&pexec ES-5 Executive Summary Recommendation No. 3: Problem: Current Policy: Recommended Policy: Benefits: RECOMMENDATION NO, 3 Provide detention basin maintenance services in residential areas. Detention basin maintenance is inadequate because property owners are not aware of or are unable or unwilling to fulfill this responsibility. This situation jeopardizes the structural integrity of the basins, causes detention basins to function improperly or ineffectively, and can lead to increased flooding and/or erosion problems. MSD executes a maintenance agreement for detention basins with the property owner or homeowner association responsible for maintenance in residential areas. Provide and/or contract for maintenance services of residential detention basins subject to available funding. Ensuring proper detention basin maintenance will promote proper functioning of the drainage system and thus, reduce or alleviate stormwater flooding and erosion problems. Proper maintenance also improves the aesthetics of detention basins. Policy & Standards Report 1:81 o9.001,sl.Iout&g&pexec ES-6 Executive Summary Recommendation No. 4 Problem: Current Policy: Recommended Policy: Benefits: RECOMMENDATION NO. 4 Require an "overflow/ design" concept that provides a 100-year level of protection for all future drainage improvements. Localized flooding and damages occur when rainfall exceeds system capacity or when the system is obstructed or plugged. Only the "design" system is required, that is, the pipe or channel improvements, to pass the 15-year design event (20-year in the City of St. Louis). Require an "overflow" system that functions when the capacity of the "design" system is exceeded or when the design system cannot function as designed. Develop the overflow system to provide a 100-year level of protection which is the "Standard in the Industry." The overflow system typically provides an overland flow path for the water to follow without causing property damage. EIiminates localized flooding and damage of adjacent structures by providing designated areas for flows and ponding during major rainfall events and increases the overall level of protection from flooding. Policy & Standards Report I:8108-001\st.Iouislg .pezee ES-7 Executive Summary Recommendation No. 5 Problem: Current Policy: Recommended Policy: Benefits: RECOMMENDATION NO. 5 Revise detention basin design criteria to incorporate a 100-year level of protection and appropriate release rate criteria that mitigates downstream impacts from development. Current detention basin design criteria is not effective in controlling flow and volume increases from development. The result is increased downstream erosion and flooding problems. MSD design criteria requires that up to the 15-year storm be detained with post -development release rates not to exceed the pre -development release rates at the outlet from the development. Upgrading the level of protection to the 100-year event along with a further restricted release rate are required to ensure that flooding and erosion damages are not increased downstream. Protects downstream properties from adverse effects of development up to the 100-year event. Policy & Standards Report 1:8108-001151. I p u islg 8 p e x ec ES-8 Executive Summary Recommendation No. 6: Problem: Current Policy: Recommended Policy: Benefits: RECOMMENDATION NO. 6 Update the existing MSD ordinance and develop a model stormwater ordinance for local communities that will present new MSD standards and criteria and will supplement these standards in important areas where MSD authority is limited. 1. Recommended standards and design criteria changes in the Policy and Standards Report will require MSD to update its existing stormwater ordi- nance. This will require similar updates by all municipalities in the District. 2. Certain stormwater problems result from activities that are outside of MSD authority or responsibility that are not adequately regulated at the local municipal level, or are regulated with inconsistent standards, such as ero- sion and sediment control. Local ordinances reflect the existing minimum standards of MSD, which will need to be revised. Update the existing stormwater ordinance to reflect the recommended changes in policy and standards. Develop a model ordinance that will provide consis- tent minimum standards of MSD and include other requirements for erosion sediment control and floodplains which are outside MSD's authority and responsibility. Provides clear, consistent and comprehensive regulations at the local level to implement an effective stormwater management program. Policy & Standards Report ES-9 I:81 O8-OO t is t. io u l slg & pe xa c Executive Summary Recommendation No, 7: Problem: Current Policy: Recommended Policy: Benefits: RECOMMENDATION NO. 7 'Buyout" properties that axe subject to stormwater damage when socio-politi- cally acceptable and more cost-effective than other alternatives. Structural solutions to flooding and erosion problems sometimes exceed the value of the affected property and thus do not offer a cost-effective solution. Property buyouts are not actively pursued by MSD. Seek available state funding and evaluate buyouts on a case by case basis during preparation of watershed plans giving consideration to local government and community acceptability and the full economic impact of the buyout. More cost-efficient solutions to stormwater problems allowing the available funds to be used to solve the maximum number of problems. Policy & Standards Report 1:8108.001Lzt.loulskg&pexec ES-10 Executive Summary Recommendation Na 8: Problem: Current Policy: Recommended Policy: Benefits: RECOMMENDATION NO. 8 Improve the prioritization procedure for stormwater projects to be more cost- efficient and consider a full range of projects and potential benefits. Current policy does not adequately consider project benefits, costs or the number of people benefitted. The current MSD prioritization ranks all projects on a scale of 1-9 based on immediate threat to public safety, property, or vehicular access. Institute a prioritization procedure that applies to all potential projects and includes a comprehensive range of benefit criteria that maximizes objectivity and a benefit to cost comparison that promotes cost -efficiency. Allows for an objective, cost-effective ranking of stormwater projects to maxi- mize the benefits and spend the available funds where they can accomplish the most. Policy & Standards Report I:8108-OO1\ .loutstig&pexec ES-11 Executive Summary Recommendation No. 9: Problem: Current Policy: Recommended Policy: Benefits: RECOMMENDATION NO. 9 Revise the design criteria for utilization of sinkhole areas to provide conveyance and / or storage for up to the 100-year event. Current sinkhole design criteria do not require planning for the 100-year event which results in flooding of these areas. MSD requires that sinkhole areas be provided with relief via a storm sewer for up to the 15-year event assuming zero natural discharge from the sinkhole. Upgrade sinkhole development requirements to provide an overland flow path or designated ponding area for up to the 100-year event in order to have a properly functioning "overflow" drainage system. Reduced flooding impacts in sinkhole areas as a result of development. Policy & Standards Report I:8 t 08-001 Lst.to u istigspexec ES-12 Executive Summary Recommendation No. 10: Problem: Current Policy: Recommended Policy: Benefits: RECOMMENDATION NO. 10 Expand the list of allowable methods used for stream bank stabilization and accept maintenance responsibility for all approved channels. The currently allowable channel linings are expensive and are not always adequate to fulfill the full range of project objectives in a reliable and cost- effective manner. MSD channel improvement projects typically use concrete walls or grouted or dumped rip rap to repair channel erosion problems and these are the only types of improvements accepted for maintenance. Alternate channel improvements may be preferable for certain projects depending on site conditions, downstream effects and other project objectives (aesthetics, etc.) and should not be precluded from consideration. MSD would maintain approved channels. Potential cost savings and better ability to meet multiple project objectives with other channel improvement options. MSD maintenance of all approved chan- nel projects. Policy & Standards Report 18108-001lst.lou i s\g8 pe xee ES-13 Executive Summary Recommendation No. 11: Problem: Current Policy: Recommended Policy: Benefits: RECOMMENDATION NO. 11 Raise public awareness of the stormwater impacts on water quality and revise/ prepare standards that allow voluntary inclusion of stormwater quality benefits and retrofit ability. Federal regulations on stormwater quality are likely to affect the St. Louis area in the future. Although the actual requirements are still evolving, MSD could be required to regulate and manage the water quality aspects of stormwater. MSD's current stormwater program does not give consideration to water quality except as it relates to combined sewers and separate sewer overflows. In order to prepare for future requirements, MSD should promote stormwater quality awareness and incorporate other water quality measures or guidance as appropriate into its projects and regulations. Proactive approach to water quality issues that encourages environmental benefits without mandatory requirements. Policy & Standards Report 1:8 t 06-00 ristiouislg&pexec ES-14 Executive Summary SUMMARY In general, implementation of these recommendations provide the District with: 1. Improved drainage design and level of protection (100-year) in new developments. 2. A model stormwater ordinance for adoption by municipalities in the District to improve stormwater system design, inspection, operation, maintenance and performance. 3. Expanded, more frequent and proactive maintenance activities through- out the District, but especially in the Annexed Area and, if funding is provided, maintenance for residential detention basins. 4. A new source of revenue (impervious charge) that provides sufficient funds to meet the required level of service (both maintenance and replacement projects) and ensures that ali customers who benefit from MSD's stormwater services pay according to the services they receive. Implementation of these recommendations will enable the District to provide stormwater services which substantially limit existing flooding and erosion problems, minimize future problems, and help meet the expectations of the public in terms of operation, maintenance and per- formance of the stormwater drainage system. REQUIRED ACTION MSD staff requests Board consideration in adopting the Policy and Standards Report and to direct staff to prepare an implementation plan to address the following: 1. Revise the existing MSD stormwater ordinance to reflect recommended policy and standards changes. 2. Update and revise the stormwater aspects of the "Rules and Regula- tions" to provide technical support for the new stormwater policy and standards. 3. Develop and adopt a funding ordinance that will provide adequate funding based on impervious area charges to all customers who con- tribute runoff to MSD's stormwater system. 4. Initiate steps to proceed with implementation of the stormwater charge. Policy & Standards Report 1:810B-00l s[.loulslg&pexec ES-15 Executive Summary 5. Conduct appropriate public information and involvement activities to inform and educate the public regarding the recommended changes in MSD stormwater policy and standards. POLICY AND STANDARDS DEVELOPMENT PROCESS The process of identifying stormwater needs and issues and establishing appropriate stormwater policy and standards involves several committees comprising MSD staff, representatives from the technical committee, the public, and special interest groups. These committees met a number of times over a nine month period to develop the recommendations. Stormwater Steering Committee The first committee, the Stormwater Steering Committee (SSC) comprised key MSD staff and three stormwater consulting teams. Staff representation included Engineering on a regular basis with as -needed participation from General Counsel, Maintenance, Environmental Compliance, Communica- tions, Mapping, Finance, Wastewater, and the Director's office. The SSC served as an internal working committee which developed the initial poli- cies and standards. Technical Advisory Committee The Technical Advisory Committee (TAC) comprised key MSD staff and its lead stormwater consultant, Horner and Shifrin/CDM, and technical repre- sentatives from Chesterfield, Florissant, St. Louis County, the City of St. Louis, the Home Builders Association, the Associated General Contractors, University of Missouri -Rolla, Missouri Department of Conservation and the U.S. Army Corps of Engineers. The TAC served as a technical sounding board for all policy issues, but primarily focused on technical issues relat- ing to standards and criteria such as technical procedures and detention basin sizing methodology and criteria. Public Advisory Committee The Public Advisory Committee (PAC) comprised key MSD staff and Horner and Shifrin/CDM and representatives from the "non -technical" public group and "special interest" groups such as, the City of Glendale (Mayor), Home Builders Association, Missouri Growth Association, Monsanto Corporation, Boatmen's Community Development Corporation, League of Women Voters, St. Louis County (Council), St. Louis (Alder- man), Community Association Institute, Coalition for the Environment and Policy & Standards Report 1:81 aB-0011st.IouIslg&pexec ES-16 Executive Summary the U.S. Army Corps of Engineers. The PAC reviewed and assisted in devel oping primarily non -technical policies focusing on general stormwater, maintenance and responsibility, and funding needs/issues. The needs and issues, as well as the recommendations contained in this report were discussed and evaluated with the SSC, TAC and PAC. Al- though differing views and perspectives were expressed, general concur- rence was obtained on each issue. Stormwater Needs and Issues In the process of working with the SSC, TAC and PAC to define current MSD authority, responsibilities and problems, a number of major A total of 34 needs and issues were identified from District staffs first-hand knowledge and com- plaint files as well as surveys of TAC and PAC members. stormwater needs and issues were iden- tified. A total of 34 needs and issues were identified from District staffs first- hand knowledge and complaint files as well as surveys of TAC and PAC mem- bers. This approach provided MSD with feedback based on a broad per- spective from technical and non -techni- cal, staff and public audiences. The needs and issues are summarized in the Policy and Standards Report and are grouped in five areas: Institutional; Technical; Maintenance; Funding; and Public Involvement & Information (PI&I). Institutional The Institutional area included needs/issues that dealt with jurisdiction or control; authority; organizational limitations and stormwater policy. These needs and issues primarily related to who These needs and issues primarily related to who has the authority and responsibility to provide storm water services and why these services are inadequate or simply not provided. has the authority and responsibility to provide stormwater services and why these services are inadequate or simply not provided. A fundamental need that was identified was to clearly define au- thority, responsibilities and requirements relative to stormwater management among MSD, the County and the munici- palities. The policy side of these needs and issues dealt with the level of service provided by MSD and the expectations of the public; that is, MSD should Policy & Standards Report ES-17 t:61 as-aa tlss.iouLs\g&pexec Executive Summary provide a higher level of service so that stormwater flooding occurs less frequently. Technical Technical needs/issues focused mainly on standards and procedures that must be in place to carry out MSD's stormwater policies; for example, How is the size of a detention basin determined? Or, how are capital projects prioritized for construction. Maintenance Maintenance needs/issues related primarily to problems caused by actual or perceived inadequate maintenance or unfilled expectations relative to the level of service provided by MSD. This was especially true in the Annexed Area where maintenance is limited to reactive or emergency activities because of funding limitations. Inadequate detention basin main- tenance was identified as a major concern. Funding The lack of funding is the root cause of many of the stormwater problems experienced across the District, However, rate changes and alternative funding mecha- The lack of funding is the root cause of many of the stormwater problems experienced across the District. nisms are limited by existing legal and polit- ical constraints that require voter approval to achieve any significant increases in fund- ing. To address the Ievel of funding, the District must answer the questions of: How much revenue is needed? What mechanism should be used to collect the funding? Who should pay for the required stormwater ser- vices? And, how will this funding source be implemented? Policy & Standards Report 1:8108 - 0011sM o u i s\g & pe x ec ES-18 Executive Summary Public Involvement and Information Public Involvement and Information (PI&I) was also identified as an area falling short of the require- ments to adequately inform the public of the problems and so- lutions associated with stormwater, thus further exac- erbating the actual and per- ceived service and operational problems now faced by MSD. Although not addressed in this report, MSD has undertaken a proactive PI&I program to fa- cilitate better communication, education, involvement, feed- back and consensus -building to result in a more informed public and to raise the overall image of the Dis- trict with regard to stormwater services. The interaction with the TAC and PAC was the first step in implementing this PI&I program. MSD has undertaken a proactive Pl&I program to facilitate better communication, education, in- volvement, feedback and consensus -building to result in a more informed public and to raise the overall image of the District with regard to stormwater services. Policy & Standards Report t:8108-001 \st.louis\g&pexee ES-f 9 1.0 INTRODUCTION 1.1 MISSION STATEMENT. GOALS AND OBJECTIVES The mission of the Stormwater System Master Improvement Plan (SSM P) is to provide a comprehensive and coordinated plan, that when implemented will resolve stormwater problems throughout the Metropolitan St. Louis Sewer District (MSD). To achieve this mission, the following goals must be met: $SMIP Goals • Stormwater Policies and Design Criteria Develop stormwater policies and design criteria which will provide a uniform, cost-effective, and equitable level of protection for all citizens. • Public Involvement and Information Establish a public relations program to inform and obtain input from the community and its citizens to build the necessary public support for a successful stormwater management program: System Inventory and Data Management Collect and compile stormwater system data and develop a data management system compatible with MSD's Automated Systems to make data readily available for maintenance and planning. • Watershed Management Plan I:8108-001 \stlou\sectionl Develop analysis criteria and procedures which MSD personnel can use to 1-1 effectively manage maintenance, development, and capital improvement projects. • Capital Improvement Program Develop a program which identifies, prioritizes, and estimates costs of projects that mitigate stormwater problems. • Funding Identify and implement an appropriate funding source and mechanism to allow MSD to carry out the stormwater management program and thereby provide reliable and responsive stormwater service. With the mission statement and goals in place, the SSMIP committees (see Section 1.4) formulated objectives to address the major stormwater needs and issues. The objectives were discussed and modified until a reasonable consensus was reached. These objectives were then used to guide the recommendations for MSD policy and standards on each of the major stormwater issues. These objectives are listed below and can also be found throughout Section 2 as they relate to the assessment of specific policy issues. SSMIP Objectives, • Select a level of protection from potential stormwater damages that is cost- effective, generally consistent with standards from other urban areas, and acceptable to property owners in the District. • Provide a standard methodology that appropriately balances accuracy and simplicity for calculating flows and storage parameters used in the design of drainage facilities in the District. I:8108-001 \s tiou \ sectionl 1-2 " Limit local, post -development peak flows so that downstream peak flows are not increased above pre -development conditions. " Working within MSD's authority, minimize the detrimental erosion effects associated development especially with respect to capacity and maintenance of drainage facilities. " Define the role of water quality in the MSD's SSMIP. " Define acceptable channel bank (sidewall) and bottom materials and procedures that promote proper drainage system function and define under what conditions MSD will maintain channel improvements. " Review plans and inspect drainage facility construction at a sufficient level to ensure compliance with MSD standards and criteria. " Provide timely, comprehensive and accurate data on the drainage facilities in the MSD service area to effectively plan and maintain the overall stormwater system. " Define maintenance responsibilities and frequency of maintenance goals that ensure proper functionality of the drainage system across the entire service area. " Provide the necessary access and area to conduct maintenance, inspection, replacement, and other services related to MSD's stormwater program as well as to preserve designated drainage ways. " Develop a system for ranking capital improvement projects that is objective, cost-efficient, readily understandable and considers a range of potential benefits. I:8108-001 \stlaulsectionl 1-3 " Consider property acquisition and building removal from those properties (buyouts) which are subject to repeated flooding or erosion damage when more cost-effective than other alternatives and when socio-politically acceptable. " Provide a stable, dedicated, equitable, adequate, and implementable source of funding to support a comprehensive stormwater management program. A three -phased approach has been adopted for the development of the SSMIP to work within the current funding of MSD: " Phase I Goals and objectives will be established that form the foundation and overall guidance for the stormwater management program, including a review of existing responsibilities, standards and criteria. Also during this phase, all pertinent data for dealing with stormwater management will be reviewed and summarized, and the methodology to be used in the individual watershed master plans will be determined and documented. " Phase II L8108 001\sttou\sectionl Stormwater master plans will be completed for each of three pilot watersheds. Policies and standards determined in Phase I will be tested and verified through the use of computer models for the pilot watersheds. These models will also be used to develop solutions which will effectively deal with erosion and flooding issues. 1-4 " Phase III Stormwater master plans will be completed for each of the remaining 22 watersheds to provide a prioritized list of improvements to be implemented by MSD as funding is available. 1.2 BACKGRQUND AND PURPOSE MSD received authority for management of sanitary and storm systems when the voters approved the District's Plan in 1954. Originally the MSD service area included the City of St. Louis and surrounding municipalities generally within the Interstate 270 outer belt. In 1977, the MSD boundaries were extended to include most of the remainder of St. Louis County. The current MSD service area encompasses a total of 524 square miles, over 90 municipalities, as well as unincorporated areas of St. Louis County. Figure 1-1 presents a map of MSD's service area and the municipalities in the St. Louis Metropolitan Area. MSD faces a number of difficult stormwater management challenges in both the original and annexed areas. Stormwater problems include overbank flooding of the local streams, flooding along the floodplains of the major rivers (Missouri, Meramec, and Mississippi), street flooding, streams blocked by debris, and erosion of streambanks due in part to increased flows and velocities of stormwater that has resulted from urbanization. Expanded stormwater and drainage related problems have heightened public demand for MSD to act on stormwater issues. Also, the potential implementation of a new stormwater funding mechanism (the impervious charge), combined with an incomplete knowledge of the stormwater system and the absence of a long term plan for improvements demonstrates the need for a comprehensive Stormwater System Master Improvement Plan (SSMIP). MSD retained the following consultant engineering teams to assist with development of the SSMIP: " Homer and Shifrin, Inc. (H&S) with Camp Dresser & McKee Inc. (CDM) which functions as the lead consultant team (LC Team), I:8108-001 \s iou\secponI 1-5 2 °Oa 3" .1xR illf 01 PI30°0E ] B6EfranTMR M1VC140P5 1] RgdsSMr 54 PAyppu 3.y5 s11n+!ERNE lal ee RE�@1•[L OEN 45 PPEEA AE* a.aoc 0 ea-NOfi ]E4�lEa1 EW0 PHM 30 P.C. LAWN E 11E3E171;17LLs ]0 �EF004E PUKE Pi 3.10R5'EN 1e147117, aa 11.1g7=33 PUS Is � EFer II uFeGSV.aan0 c.AlePNei r0 ..W4 16 paep 44ateeNf 03 C CHWACK 0E4 eaA 40 xµ015000 15 CL3771n°M r o OWL 1 73,, 11 aelllTtLet I31f9 E pol 500T ]e DES PERES fr EnafasaN 3e 115317071 Ew AA w`uW"08051E° snfE1 y0 5'RNNO caunrar �41PW▪ B ri."511 00 PNe! 32 m 1.P� a4 �p+u4• fa LAP, i TS 0.517114 FLOE MU 5 34 e0 30Pm tr." +4LE Se Re1YNaons ee WCIVEn (MOM 57 et xwwEE�u'rswwrul Tax 01 ▪ °e0ESM12R 41 e300110N 1Eee30E eL QI0Wrc 44 ,f CDM METROPOLITAN ST. LOUIS SEWER DISTRICT STORMWATER SYSTEM MASTER IMPROVEMENT PLAN MUNICIPALITIES IN THE MSD SERVICE AREA environmental services Figure No. 1—I " CH2M-Hill with AAI-Campbell, and " Montgomery Watson. The consultant teams will assist MSD with the formulation of a comprehensive SSMIP to fulfill the goals outlined in the Mission Statement. The SSMIP will provide a coordinated plan to address existing problems and to provide guidance for new development. 1.3 PHASE I REPORT VOLUMES Phase I of the SSMIP commenced in October 1994 produced several products to be used in implementing MSD's stormwater management program. " Watershed Data Assessment Report - a summary of the quality and adequacy of available and required stormwater data for the preparation of the watershed plans. " Policy and Standards Report - a review and evaluation of existing standards, criteria and major stormwater issues, with recommendations for modifications necessary to implement a comprehensive stormwater management program. " Watershed Planning Framework Report - a summary of technical analysis procedures, methodology and guidance for preparing the watershed master plans. 1.4 HA E I T RMWATER MMl'ri bE During Phase I, three committees were formed to guide the SSMIP process and initiate the public involvement necessary to implement a successful stormwater program. " The Stormwater Steering Committee (SSC) included MSD staff involved in I:81OS-001 \stlou\secdonl stormwater and the three consultant teams. 1-7 " The Technical Advisory Committee (TAC) consisted of representatives of the local technical community involved with stormwater management. The committee included the following members: Name Organization Title /Position Michael Geisel City of Chesterfield Director of Public Works Louis Jearls City of Florissant Director of Public Works William Hawn Sterling Company Vice President Don Spencer St. Louis County Assistant Director of Highways and Traffic Department Joseph Ebert City of St. Louis Senior Project Engineer Bill Luth Associated General Site Utility Committee Contractors Dr. Paul Munger Mike Fuhr University of Missouri Professor of Hydraulics Missouri Department Aquatic Services Biologist of Conservation Gary Dyhouse US Army Corps of Chief of Hydrologic Engineers Engineering Branch " The Public Advisory Committee (PAC) consisted of representatives of concerned citizens groups and local community leaders. The committee included the following members: Name Organization Title /Position James Shrewsbury City of St. Louis Board of Aldermen Tony Monaco City of Glendale Mayor Gene Stumpf, III Home Builders Assoc. Chairman of Environment Committee Sandy Rothchild Missouri Growth Assoc. Executive Director L" 8108-001 \ s tlou \section I 1-8 Bruce Hollinger Doug Woodruff Olivia McKinney Mary Brown Deborah Kersting Anthony Soukenik Suzanne Hoffman Anson Eickhorst Logan Mayfield Vickie Bessinger Monsanto Corporation Manager of Utilities Boatmen's Community President Development Corporation League of Women Voters League of Women Voters St. Louis County Council Councilwoman Community Association Attorney Institute Coalition for the Environment US Army Corps of Engineers Board of Directors Subdivision Trustee Subdivision Trustee The following individuals also served as substitute members when one of the above committee members was absent: Al Owen from McDonnell -Douglass Corporation, Owen Dutt from the U.S. Army Corps of Engineers, and Tim Fischesser from the St. Louis County Municipal League. The TAC and PAC discussed a number of technical and policy issues relating to existing stormwater problems or potential changes to facilitate improved stormwater services in the future. Input from the TAC and PAC has been incorporated into the conclusions and recommendations presented in this report. 1.5 REPORT ORGANIZATION AND METHODOLOGY This document is the Policy and Standards Report and is one of several volumes produced as a part of Phase I of the SSMIP. The purpose of this document is to assess stormwater needs and issues related to MSD policy and the overall goals of the SSMIP. Recommendations are included for changes to existing policy and standards that are necessary to address the L•8108-001\sIou\sectlonl 1-9 stormwater needs and issues for the MSD service area. This section explains the organization of this report, the methodology and how this report fits into the overall implementation of the SSMIP. Section 1 of this report presents introductory material, general background, purpose, legal authority, responsibilities, organizational information and identified stormwater needs and issues. In Section 2, the current District stormwater program is assessed for each of the major responsibility areas (Regulations and Standards, Engineering, Operation and Maintenance, Capital Improvements and Funding). Section 3 discusses the issues related to implementation of SSMIP recommendations. This report focuses on flooding and erosion issues related to the drainage system and does not address the sanitary sewer system nor does it provide in-depth consideration of water quality issues. All three committees (TAC, PAC, and SSC) identified issues and problems with current policies and standards and potential solutions. The three engineering consultant teams were responsible for assessing the issues and problems, comparing policies to other urban areas, documenting potential solutions and approaches and then making preliminary recommendations on MSD policies and standards. The SSC reviewed the consultant recommendations and made modifications as necessary. Policy and standards recommendations were then presented to the TAC & PAC for feedback, and modifications were once again made as necessary. This Policy and Standards (P&S) Report is a summary of the discussions and decisions that resulted from this process. The stormwater management policies presented in this report will be tested and verified in the pilot watershed plans and then implemented as a part of the SSMIP. For major policy decisions, stormwater program information from other major urban areas were used for comparison including: Cincinnati, Milwaukee, Des Moines, Chicago, Jacksonville, and Denver. In addition, questionnaires were sent to all local municipalities and interviews were conducted with District personnel and representative communities to assess their understanding and expectations of the District's role in stormwater management. The roles of the local municipalities, the County, and various agencies involved with stormwater management were identified to differentiate the appropriate jurisdictional level for 1:8108.001\stIou\section' 1-10 implementation of stormwater management responsibilities. The information obtained from the County and local municipalities was considered in the assessment of the current District stormwater program and the policy and standards recommendations. The recommendations contained in this report will help guide the preparation of specific watershed plans to be completed in subsequent phases as they pertain to policy type issues. This document will also be used to guide stormwater related revisions to the MSD Rules and Regulations and in preparation of a model stormwater ordinance for the local municipalities. The final implementation of this document will be the adoption of stormwater master plans for each watershed and in stormwater ordinances passed by the MSD Board and local municipalities. 1.6 STUDY AREA PHYSICAL DESCRIPTION The MSD service area includes tributary areas to three major river basins -- the Missouri, the Meramec, and the Mississippi. Figure 1-2 presents the 25 watersheds delineated by the District and the primary stormwater management system (PSWMS) which comprises the rivers, streams, canals, ditches, culverts, storm, and combined sewers that have a tributary area generally greater than 150 acres in developed areas and 400 acres in undeveloped areas. Ground elevations in the area range from 383 feet to 903 feet NGVD with wide riverine floodplains along the Missouri and Mississippi. Headwater areas are characterized by forested hills with relatively steep channel slopes. Soils tend to be clay to silty clay with portions of the watersheds characterized by Karst topography with sinkholes. Urbanization of the area has proceeded from east to west from the City of St. Louis in the eastern portion of the service area along the west bank of the Mississippi. Much of the City of St. Louis and of the adjacent municipalities combine sanitary and storm flows while the developing areas have separate storm sewer systems. Land use characteristics for the St. Louis Metro Region as provided by the East West Gateway Coordinating Council are 42.7 percent residential, 6.8 percent commercial, 3.9 percent industrial, 0.6 percent extractive (mining), 6.5 percent public, 8.3 percent recreational, 0.6 percent transportation, and 30.6 1:813&{41\stlou\sec ionl CDM METROPOLITAN ST. LOUIS SEWER DISTRICT STORMWATER SYSTEM MASTER IMPROVEMENT PLAN WATERSHEDS IN THE MSD SERVICE AREA environmental services Figure No. 1-2 percent undeveloped. Physical descriptions of the respective watersheds in the study area are contained in the Watershed Data Assessment Report. 1.7 DISTRICT PURPOSE AND ORGANIZATION MSD was established as a metropolitan sewer district pursuant to a Plan adopted in a special election in 1954. The Plan established the District in the interest of public health and for the purpose of providing adequate sewer and drainage facilities within its boundaries. The District is organized pursuant to Article IV, Section 30 of the Missouri Constitution which enables the formation of "a metropolitan district for the functional administration of services common to the area." As such, the District is a political subdivision of the State of Missouri. Prior the formation of the District, the City of St. Louis, various municipalities and private sewer companies provided sewer service which collected sewer waters and transported them to nearby rivers and streams. The Plan empowers the District with jurisdiction over sanitary sewer and drainage systems and facilities within its boundaries and charges the District to maintain, operate, reconstruct and improve a comprehensive sewer and drainage system to protect public health and welfare. Figure 1-3 presents the overall organizational structure of the District including the major service divisions that are involved in the formulation of the SSMIP. A broad cross-section of MSD Departments are associatied with providing stormwater management services and participated in the SSMIP process including Financial, Engineering, Maintenance, Communications and Legal. The SSMIP engineering consultant teams worked under the direction of the Engineering Division. 1.8 DISTRICT LEGAL AUTHORITY AND RESPQN. IBILITIFS MSD's authority is generally outlined in the Plan of the Metropolitan St. Louis Sewer District (PIan) which was passed by special election in 1954. The constitutionality of the Plan was upheld by the Missouri Supreme Court in State of Missouri ex inf. John M. Dalton, Attorney 1:SIO8-00l\suou\sectionl 1-13 r II MSD Departments and Offices Involved In the Storm wa ter System. Master Improvement Plan l Board of Trustees Executive Director And Asst. Executive Director Administration Communications Finance f Personnel Capital Improvements Compliance Projects Construction Legal Engineering immummal I I Operations Maintenance Environmental Compliance M CDM METROPOLITAN ST. LOUIS SEWER DISTRICT STORMWATER SYSTEM MASTER IMPROVEMENT PLAN MSD DEPARTMENTS AND OFFICES INVOLVED IN THE STORMWATER SYSTEM MASTER IMPROVEMENT PLAN ISS MIP) environmental services Figure No. 1-3 General v. the Metropolitan St. Louis Sewer District, 275 S.W. 2d 225. The Plan grants MSD jurisdiction, control, possession and supervision of all facilities for the collection and disposal of sanitary sewage and stormwater within its boundaries. Responsibilities of MSD, as specified in the Plan, include preparation of design standards; providing engineering functions related to planning, design, construction observation and new development plan review and permitting; conducting operations and maintenance; and constructing capital improvements. Table 1-1 summarizes the primary stormwater-related responsibilities and powers of MSD. These powers are grouped according to the major responsibility areas that are used as the major sub -section headings in Section 2. In addition to the specifically enumerated powers of the District, general powers are granted to the District that may be necessary for the District to carry out its purpose. The Plan states, "No enumeration of powers in this Plan shall operate to restrict the meaning of this general grant of power or to exclude other powers comprehended within this general grant." The powers granted to MSD for management of stormwater are broad and generally sufficient to enact a comprehensive stormwater management program. Nonetheless, certain aspects of stormwater management are not under the authority of MSD because they are not enumerated in the Plan or because MSD has chosen not to exercise authority in these areas. MSD does not have legal authority to establish review and enforce grading standards nor to establish review and enforce zoning and land use standards. MSD has some degree of legal authority in the areas of floodplain regulation, stormwater quality, erosion and sediment control, but MSD does not exercise it. This authority is not exercised because other agencies have accepted this responsibility or other levels of government are more appropriate for enforcement, or because the Plan is not definitive as to the extent of legal authority. 1.9 NEEDS. PJQBLEMS AIJD ISSUES Information received from MSD, representatives of the technical community, and general public indicated a number of major storrnwater concerns. Table 1-2 presents a summary of priority issues raised by the TAC and PAC responding to a survey developed by MSD. In M168-001 \ stiou \ secrionl 1-15 Table 1-1 Metropolitan St. Louis Sewer District Stormwater System Master Improvement Plan MSD Responsibility Areas and Powers for Stormwater Management Responsibility Area Powers Regulations and Standards • Adopt ordinances and regulations to carry out the Plan Engineering • Establish building or floodway reservation lines along streams • Approve, revise or reject plans and designs of stormwater facilities (including inspection and supervision by the District) • Prepare, revise and adopt plans, designs and cost estimates of drainage systems • Permit the connection to and use of District facilities • Enforce and seek penalties for violation of District ordinances through the courts • Police and enforce building or floodway reservation lines to maintain the natural and healthful flow of streams Operation and Maintenance • Maintain, operate and reconstruct a comprehensive drainage system Capital Improvements • Construct additions, improvements or extensions to the drainage system Funding • Establish rates or other charges from real property served by the District 1:810&-0O1\sdou\sedionl • Fix, levy and collect special benefit assessments for drainage system improvements • Incur debt and issue bonds • Contract with municipalities or other agencies for construction, use or maintenance of the storm system 1-16 Table 1-2, priority issues are grouped into the following categories: Regulations and Standards, Funding and Financial, Maintenance and Inspection, Existing Problems, Institutional, and Public Involvement. For the TAC committee, most issues fell under Regulations and Standards with Maintenance and Inspection and then Existing Problems being the next most important. For the PAC, Funding and Financial was the category with the largest number of issues raised. Institutional and then Regulations and Standards were the next most important in terms of number of issues raised by the PAC. Table 1-2 and subsequent discussions with the SSC, TAC and PAC were used to compile the following list of issues that are grouped into the following categories: Institutional, Technical, Maintenance, Funding, and Public Relations. The source of the issue is indicated in parentheses according to the committees (TAC, PAC, SSC) that brought forward the issue in initial discussions of needs and issues, Institutional 1. Define the stormwater management responsibility and authority of the various government jurisdictions within the District including grading and other "backyard" issues. (SSC, TAC, PAC) 2. Require all development and redevelopment projects to be designed and constructed in accordance with District drainage policy, criteria and standards. Require approval of plans for compliance with drainage criteria prior to issuing permits. (SSC) 3. Require Iocal community adoption (or implementation) of District drainage design criteria and standards. (SSC) 4. Require strict compliance and enforcement of District stormwater management policies, criteria and standards. (SSC) Technical 1. Adopt a design/overflow (or major/minor) system approach for all future drainage improvements to provide an improved level of protection. (SSC) I:B168-OO1\sUou\sectionl 1-17 TABLE 1-2 Metropolitan St. Louis Sewer District Stormwater System Master Improvement Plan PAC and TAC Priority stormwater Issues Notes: 1. Each *equals one response from a Public Advisory Committee (PAC) or Technical Advisory Committee (TAC) member for that stormwater issue 2. Weighted Priority Score equals a sum of point values for each response (1st priority=6 points...6th priority=1 point) 3. Unweighted Priority Score equals a sum of responses for that issue (All priority rankings (1st- 6th) = 1 point) Stormwater Issue Category Issue # Description of Stormwater Issues Priority 1st by 2nd Rankings PAC 3rd members 4th assigned 5th 6th Weighted Priority Score Unweighted Priority Score Priority 1st by 2nd Rankings TAC 3rd members 4th assigned 5th 6th Weighted Priority Score Unweighted Priority Score Regulations & Standards RS-1 Revise/update design criteria (specific areas listed: detention basins, runoff calculation, review process, construction materials " * 8 2 ** * 4 22 5 RS-2 Evaluate existing level of protection in CSO area 0 0 • 6 1 RS-3 Determine the proper level of protection and/or treatment level for stormwater * 6 1 0 0 RS-4 Determine design criteria on watershed or District - wide basis? * 4 1 • 8 2 RS-5 Evaluate regional vs. on site detention * 4 1 * 4 1 RS-6 Add erosion control review and enforcement * 1 1 * * * 9 3 RS-7 Develop design/overflow (minor/major) design criteria to accommodate large storms 0 0 * 5 1 RS-8 Evaluate if detention requirements are appropriate for highly developed areas 0 0 1 1 RS-9 Establish buffer zone/setbacks for maintenance and protection against erosion and meandering * 2 1 * 5 2 RS-10 Meeting EPA regulations 0 0 " 1 1 TOTAL 25 7 61 17 Funding Sr Financial FF-1 Determine funding needed for complete MSD stormwater program (Including annexed area) * * 4 2 0 0 FF-2 Establish equitable funding mechanism/ source for complete MSD stormwater program * ** ** ** 24 7 _ * * 7 2 FF-3 Revise escrow procedures to eliminate redundancy 0 0 * 5 1 FF4 Rate determination and structure • * 8 2 0 0 FF-5 Avoid rate shock and imposition of undue financial burdens * 1 1 0 0 FF-6 Establish stormwater matching funds or Ioans for residential and municipal improvements • • 4 2 * 3 1 FF-7 Should financing be on a watershed or District wide basis * 3 1 0 0 TOTAL 44 15 15 4 Maintenance & Inspection MI-1 Establish maintenance of stormwater facilities in the Annexed Areas 4 1 * 7 2 PAC6153.XLS Page 1 of 2 10/2/95 5:47PM TABLE 1-2 Metropolitan St. Louis Sewer District Stormwater System Master Improvement Plan PAC and TAC Priority Stormwater Issues Notes: 1. Each * equals one response from a Public Advisory Committee (PAC) or Technical Advisory Committee (TAC) member for that stormwater issue 2. Weighted Priority Score equals a sum of point values for each response (1st priority=6 points...6th priority=1 point) 3. Unweighted Priority Score equals a sum of responses for that issue (All priority rankings (1st- 6th) =1 point) Stormwater Issue Category Issue !! Description of Stormwater Issues Priority 1st by 2nd Rankings PAC 3rd members 4th assigned 5th 6th Weighted Priority Score Unweighted Priority Score Priority 1st by 2nd Rankings TAC 3rd members 4th assigned 5th 6th Weighted Priority Score Unweighted Priority Score MI-2 Determine and provide appropriate preventative maintenance and inspection * 1 1 * 1 1 MI-3 Provide maintenance or standards for upkeep of detention facilities * _ 6 1 * * * 11 3 MI-4 Evaluate current maintenance practices 0 0 3 1 M1-5 Improve response time on maintenance work 0 0 * 4 1 MI-6 Assess conditions of existing stormwater facilities 1 1 0 TOTAL 12 4 26 8 Existing Problems EP-1 Prioritize areas where repair or upgrade is needed most • 2 1 * 2 1 EP-2 Sanitary backups related to flooding 0 0 * 2 1 EP-3 Alleviate current flooding * 6 1 * * 7 2 EP-4 Channel improvements to control erosion 0 0 * * * 15 3 TOTAL 8 2 26 7 Institutional 1-1 Concentrate responsibility for stormwater into one agency • * 8 2 0 0 1-2 MSD to interface with other agencies like Dept. of Conservation * 4 1 0 0 I-3 Define responsibility of MSD, property owners, and other governmental agencies for stormwater ** *** * 31 6 0 0 1-4 MSD involvement in zoning to assure proper watershed control * 2 1 0 0 TOTAL 95 10 0 0 Public Involvement PI-1 Convincing public of needs and required funding ** * 12 3 * 5 1 PI-2 Establish "House Sewer Lateral Insurance Program" 0 0 * 2 1 PI-3 Educate developers on their stormwater impacts and their mitigation responsibility 0 0 * 6 1 TOTAL 12 3 13 3 PAC6153.XLS Page 2 of 2 l0/2/95 5;47PM 2. Establish runoff control requirements by watershed based on existing or planned watershed capacities to mitigate impacts of new development or redevelopment. (SSC) 3. Require stormwater controls that limit flows to established system capacities at the most appropriate site -specific or local level. (SSC) 4. Identify potential regional detention sites to improve the efficiency and cost effectiveness of detention in each watershed where appropriate. (SSC) 5. Designate setbacks adjacent to drainage system components such as channels and streams to reduce the impacts of flooding and erosion. (SSC) 6. Develop a capital improvement program which identifies and prioritizes all major capital improvements for each watershed. (SSC) 7. Regulate future development in the floodplain consistent with applicable, local, state and federal regulations. (SSC) 8. Encourage voluntary incorporation of water quality components into overall stormwater management improvements. (SSC) 9. Define the preferred materials for channel linings for which MSD will accept maintenance responsibility for the improvement. (TAC) 10. Define when channels should be enclosed versus leaving them as open channels. (TAC) 11. Provide training on the application of District policies and standards. (TAC) 12. Determine when full -flow pipe design assumptions are not accurate. (TAC) 13. Provide standards that account for the benefit of detention ponds in design of downstream pipe sizes. (TAC) I:S1O8-OO1\5uou\section1 1-20 14. Provide standards that establish consistency between municipal and District reviews. (TAC) 15. Set a policy for the regulation/control of drainage way easements. (TAC) 16. Insure that drainage facilities are built according to plans and are reviewed/approved by providing adequate inspection manpower and qualified construction inspectors (perhaps Non -District). (TAC) 17. Provide construction inspections that verify grading of detention facilities and grading of "overflow" drainage system (swales, etc.). (TAC) 18. Apply drainage standards consistently. (PAC) 19. Provide standards and/or enforcement for erosion and sediment control during development activities. (PAC) 20. Provide adequate means for enforcing all of the District's standards. (PAC) 21. Provide additional technical support to the public on drainage issues. (PAC) Maintenance 1. Provide regular, planned maintenance of all dedicated and MSD-accepted drainage facilities in public rights -of -way or easements. (SSC) 2. Require covenants or other agreements for maintenance of all non -District stormwater facilities which discharge to MSD's system. (SSC) 3. Provide maintenance in annexed areas. (TAC and PAC) I:18108-0011p&s0706.wpc 1-21 4. Define maintenance responsibility and standards for 'backyard" drainage problems. (TAC) 5. Define maintenance responsibility and/or provide a maintenance registration (or contract) for detention ponds. (TAC and PAC) 6. Provide a method for accountability and follow-up on complaints and reported problems. (PAC) Funding 1. Implement a funding mechanism to recover the administrative and maintenance costs of providing stormwater services according to causative factors. (SSC) 2. Identify a method to fund capital improvements which fairly and equitably allocates costs according to causative factors. (SSC) 3. Collect reasonable fees to recover costs associated with stormwater plan reviews and inspections. (SSC) 4. Provide adequate funding for executing full MSD stormwater services including problem/complaint resolution. (TAC) 5. Coordinate escrow policies between MSD and local municipalities to eliminate redundant escrows. (TAC) 6. Provide a funding mechanism that is readily understandable for the general public. (PAC) I:1810 8-00I Ip&s0706.wpc 1-22 Public Relations 1. Implement an aggressive public information and involvement program to promote both the quantity and quality aspects of stormwater management and to obtain feedback in developing recommended improvements. (SSC) 2. Implement a more proactive public information and involvement program for stormwater management and to obtain feedback in developing recommended improvements. (TAC) 3. Provide guidance to sub -division trustees on their responsibility and necessary maintenance procedures for detention basins. (TAC) 4. Provide education that underscores the need to preserve drainage easements. (TAC) 5. Provide a maintenance handbook that gives the details of maintenance activities and schedules that should be conducted by the general public. (PAC) 6. Establish a hotline to receive public questions and reports on drainage issues. (PAC) 7. Establish more public relations activities. (PAC) Resolution of these issues can be directly linked to MSD's authority to provide stormwater service within the District. Each of the major issue categories on the list fall under one of MSD's areas of responsibility (Design Standards; Engineering; Operation and Maintenance; and Capital Improvements) or are tied to Funding or Public Involvement and Information (PI&I). The Institutional issues are primarily related to who has authority and responsibility to provide stormwater services. A fundamental need that was identified was to clearly define authority, responsibilities and requirements among MSD, the County and the municipalities. The institutional issues relate to Design Standards, Engineering and Operation and I:18108-0011p&s0706. wpc 1-23 Maintenance, and these issues are addressed for each of these major responsibility areas in Section 2. Other institutional issues relate to implementation or enforcement of MSD rules and regulations which are addressed in Section 3. The Technical issues involve primarily Regulations and Standards, with some relating to MSDs Engineering responsibilities. Major technical issues such as the Ievel of protection, methods for sizing pipes and the approach for sizing detention basins are addressed in detail under the Regulations and Standards in Section 2.2. Many of the other technical issues are of a "detailed" nature that can be incorporated into a future revision of MSD's "Rules and Regulations" or modifications to the way MSD conducts its reviews. Other technical issues are addressed with Capital Improvements in Section 2.5 or in the Watershed Planning Framework Report. Maintenance was a major issue that related to the responsibility for maintenance, and the fact that maintenance was not performed at an acceptable level. The Operation and Maintenance discussion (Section 2.4) specifically addressees the responsibility issue, while the Funding section examines the need for a funding source to provide maintenance where and when it is needed. The Funding issues will be addressed in Section 2.6. This section identifies both funding sources and mechanisms to pay for maintenance and capital improvements. Inadequate funding and staffing are the underlying reasons for many of the stormwater problems/issues experienced across the District. Stormwater public relations have not been a past priority of MSD, which is confirmed in several of the identified issues. Similar to funding, the lack of public relations, education and information dissemination is another underlying cause of some of the problems/issues facing MSD. A separate Public Information & Involvement (PI&I) plan is being prepared by MSD to address these issues. 1:18108.00 l 1p&s0706.wpc 1-24 Maintenance, and these issues are addressed for each of these major responsibility areas in Section 2. Other institutional issues relate to implementation or enforcement of MSD rules and regulations which are addressed in Section 3. The Technical issues involve primarily Regulations and Standards, with some relating to MSDs Engineering responsibilities. Major technical issues such as the level of protection, methods for sizing pipes and the approach for sizing detention basins are addressed in detail under the Regulations and Standards in Section 2.2. Many of the other technical issues are of a "detailed" nature that can be incorporated into a future revision of MSD's "Rules and Regulations" or modifications to the way MSD conducts its reviews. Other technical issues are addressed with Capital Improvements in Section 2.5 or in the Watershed Planning Framework Report. Maintenance was a major issue that related to the responsibility for maintenance, and the fact that maintenance was not performed at an acceptable level. The Operation and Maintenance discussion (Section 2.4) specifically addressees the responsibility issue, while the Funding section examines the need for a funding source to provide maintenance where and when it is needed. The Funding issues will be addressed in Section 2.6. This section identifies both funding sources and mechanisms to pay for maintenance and capital improvements. Inadequate funding and staffing are the underlying reasons for many of the stormwater problems/issues experienced across the District. Stormwater public relations have not been a past priority of MSD, which is confirmed in several of the identified issues. Similar to funding, the lack of public relations, education and information dissemination is another underlying cause of some of the problems/issues facing MSD. A separate Public Information & Involvement (PI&I) plan is being prepared by MSD to address these issues. 1:18108-0011p&50706.wpc 1-24 In addition to the list of general needs and issues in this section, the Watershed Assessment Report lists specific needs and problems associated with erosion and flooding for each individual watershed. I:18108-0011p&s0706. wpc 1-25 2.0 ASSESSMENT OF EXISTING STORMWATER MANAGEMENT PROGRAM 2.1 INTRODUCTION Developments of a comprehensive stormwater management program must begin with an assessment of the existing program in terms of what services are currently provided and then what services and level of service should be provided by the MSD. In the following sections, current MSD services, policies and standards are assessed for each of the major responsibility areas in a stormwater management program including: Regulations and Standards (Section 2.2); Engineering (Section 2.3); Operation and Maintenance (Section 2.4); Capital Improvements (Section 2.5); Funding(Section 2.6). The assessments consist of some or all of the following components: • Defining an objective/purpose for MSD policy and standards • Describing the existing conditions/program • Establishing the problems needs and issues • Developing and evaluating options and examples • Presenting recommendations MSD has the authority to provide stormwater services throughout the service area. The previous section recognized issues and problems associated with the current level of service and identified a number of needs and areas where service could be improved or expanded. MSD has specific authority for the following tasks: to establish regulations and standards for stormwater control; to provide engineering functions that relate to stormwater such as a review of development plans, construction inspection, and planning and design of drainage problem resolution; to conduct operations and maintenance on stormwater facilities; and to construct capital improvements. Sections 2.2 through 2.5 assess MSD policy and standards 1:8106-00lss[Jouis's Ction2 2-1 with respect to the above tasks. Where deficiencies or problems exist, specific recommendations are presented to achieve the desired level of service for the stormwater management program. An important factor in MSD's ability to carry out its stormwater management program is its ability to fund the required stormwater services and improvements. Section 2.6 considers various funding sources and mechanisms available to MSD and recommends an appropriate funding program for the District. I:8 1O8-00Itst.iouisluction2 2-2 2.2 REGULATIONS AND STANDARDS The Plan specifically gives MSD the legal authority to adopt ordinances and rules associated with providing stormwater services across the District. Those ordinances and rules serve as the enforcement mechanism to carry out the stormwater management program of the District. Various regulations and standards provided in the ordinances and rules serve as the legal framework and technical tools as well as the basis for evaluating compliance with MSD stormwater policy. The primary source for stormwater regulations and standards in the District is The Metropolitan St. Louis Sewer District Rules and Regulations and Engineering Design Requirements for Sanitary Sewage and Stormwater Drainage Facilities (Rules and Regulations). This document was adopted by Ordinance 7691 in 1989 to be the official governing document for sanitary and stormwater facilities within MSD boundaries. The Rules and Regulations detail the minimum requirements for the design and construction of storm sewers and detention facilities including permitted construction materials, methods, design rainfall and runoff data, hydraulic Ioss assumptions, and acceptable formulae and methodologies. Special requirements are outlined to provide facilities that drain sinkhole areas that are to be developed. Floodplain requirements are also outlined regarding minimum elevations for structures, allowable velocity increases, and acceptable methodologies for an engineer's floodplain assessment. The MSD rules are in some cases supplemented by more comprehensive local rules or regulations. During Phase I of the SSMIP, a number of the stormwater policy issues were identified and discussed, including: • Level of protection • Flow/storage methodology • Release rate and detention basin criteria • Floodplain requirements • Development site erosion and sediment control 11108-001Lsl ]auislecuon2 2-3 " Water quality " Channel treatment One of these, Ievel of protection, was discussed at length with the SSC, TAC and PAC because of the potential impacts on development and the overall performance of the stormwater system. This section addresses the formulation of MSD policy for each of the issues and related problems. For each policy issue, a specific objective is defined as a component to the overall stormwater program. The current program is discussed and then assessed to determine existing problems or difficulties in implementing the overall stormwater program. Potential options are presented long with specific policy recommendations. 2.2.1 LEVEL OF PROTECTION The establishment of a level of protection for the SSMIP is important to assure that improvements to the drainage system will provide adequate protection to residential and commercial structures and the roadway system during flood conditions. The intent is to protect public and private property from flood waters during the "design" rainfall or flooding event. In the case of commercial and residential buildings, this means to design structures so that they are safe from damage as a result of flooding that occurs during the design event. In the case of roads, safe passage should be provided during the design event. Safe passage might mean the normal flow of traffic or emergency access. A uniform level of protection is typically provided for buildings, whereas the level of protection for roads may vary with the size, traffic patterns or need for emergency access. Once a level of protection has been selected, drainage improvements are sized to achieve that level of protection, by designing culverts, pipes, channels, and detention basins to be large enough to accommodate the anticipated stormwater flows and volumes for the design event. 1:8108-0011st.l n u isluctio n 2 2-4 Objective Select a level of protection from potential stormwater damages that is cost-effective, generally consistent with standards from other urban areas, and acceptable to property owners in the District. Current Program MSD currently has drainage related technical standards and criteria in place to guide the development of drainage improvements. The current criteria require that drainage facilities accommodate a design storm with a 15-year return interval (20-year return period in combined sewer areas). A 15-year design storm is a rainfall event that would be expected to occur on the average of once every 15 years. A 15-year level of protection means that the drainage system, such as a ditch, culvert, or storm sewer, would be sized to pass the stormwater flow expected from a 15-year rainfall event. There is no requirement to design or check for any larger events such as the 100-year event. Problem /Issue With the current 15-year criteria, no protection is provided for storms that exceed this design storm magnitude and flooding or erosion may result during those storms. That is, a 100-year storm will exceed the capacity of the drainage system and will likely result in flooding and erosion problems. The mission statement for the SSMTP states MSD's intention to resolve existing stormwater problems throughout the District. With a 15-year design, MSD's stormwater facilities will "fail" during events greater than a 15-year event. This can be a major problem in that failure has resulted in serious flooding during periods of extreme rainfall. A 15-year level of protection is "low" compared to many other urban areas. Table 2-1 presents stormwater quantity design criteria for a cross-section of the stormwater requirements in several large urban areas across the country, many of which have adopted a two -tiered system for conveying flows. This two -tiered system provides a "design" component which corresponds to MSD's 15-year criteria and an "overflow" component to I:8108-00 P. t.1ouIstsection2 2-5 Table 2-1 Metropolitan St. Louis Sewer District Stormwater System Master Improvement Plan Stormwater Quantity Design Criteria for Several Urban Areas STORMWATER QUANTITY CRITERIA Agency/Area Overflow System Capacity Design System Capacity Detention Requirement for Develop- meet Detention Release Rate Detention Storage Volume Runoff Volume Requirement No Metro St. Louis Sewer District 15 yr (1) 15 yr (1) Yes 2, 5, 10, 15 yr undeveloped (2) To meet release rate Lake Co., IL 100 yr 100 yr or 10 yr (3) Yes 100 yr- 0.15 cfs/ac 2 yr- .04 cfs/ac 2 , 100 yr No Jacksonville, FL 100 yr 5 yr Yes 10, 25, 100 yr Pre -development 10, 25, 100 yr Yes Austin, TX 100 yr 25 yr Yes 100, 25, 10, 5, 2 yr Pre -development To meet release rate No Fairfax County, VA 100 yr developed condtions 25 yr- primary roads, 10 yr- other roads and structures Yes 2 yr and 10 yr Pre -development To meet release rate No Denver UDFCD Metro Communities (4) 100 yr 5 yr Yes 100 yr- 1.0 cfs/ac 10 yr- 0.3 cfs/ac 10, 100 yr No Milwaukee MSD 100 yr 5, 10 yr Varies Less than down - stream capacity 100 yr No Tulsa, OK 100 yr 5 yr Yes 5, 100 yr 100 yr No Las Vegas, NV 100 yr 10 yr No No Requirement No Requirement No Rice Creek Watershed District, MN 100 yr N/A Yes 1 yr and 100 yr Pre -development (4) 2. 100 yr No (1) 20 yr for combined sewers (2) Basins are designed to release at undeveloped rates for 2 yr, 5 yr, 10 yr, and 15 yr design storms in St. Louis County; 2, 5, 10, and 20 yr in the City of St. Louis. (3) 100 yr capacity is required for drainage areas greater than 20 acres. The County prefers that the 100 yr flow is conveyed in open channels. (4) Depending on location some subwatersheds do not have rate control if they are near the Mississippi River. 2-6 STRMQUN1.XIS 10/2195 07:08 pass a larger event, typically the 100-year event. The "design" components of the drainage system includes the inlets, pipes, storm sewers and ditches that function during typical rainfall events. The "overflow" system comprises the major overflow routes such as swales, streets, floodplains, detention basins, and natural overflow, and ponding areas. Existing MSD rules do not require an overflow system or a 100-year level of protection. Adoption of the 100-year event as the level of protection standard was first widely promoted in the Water Resources Council's Flood Hazard Evaluation Guidelines for Federal Executive Agencies. The standard for the 100-year base flood was formalized as an integral part of the National Flood Insurance Act of 1968. This act was designed to reduce economic losses caused by flooding which had been steadily on the rise since the 1930's despite billions of dollars worth of structural flood projects. The 100-year flood is more accurately referred to as the one percent probability flood, which means that there is a one percent chance that a flood of equal or greater magnitude will occur in any given year. The one percent probability standard was judged by federal agencies to reasonably "balance the desire to avoid inordinate flood losses with the desire to avoid excessive regulation of development" (Moore and Moore, 1989). A report prepared by the Federal Emergency Management Agency (FEMA, 1983) viewed the 100-year base flood standard. The report, which was based on surveys, evaluations, experiences, and comments of many affected agencies found strong support for the existing policies including governors and state agencies. A 100-year level of protection is the current "standard" for designing flood control and drainage facilities both locally and nationally. The issue associated with MSD's current level of protection is two -fold. First, an overall 15- year level of protection offers a rather limited level of protection that has resulted in "failure" of MSD facilities and stormwater flooding, causing both nuisances and damages. Second, a 15-year level of protection is not consistent with current 100-year floodplain regulations for the area or with adopted levels of protection for comprehensive stormwater management programs across the country. k: B I08-ao Iuc.touisLuaionz 2-7 Potential Options and Solutions One of the specific objectives identified in the SSMIP mission statement is "to provide a uniform, cost-effective, and equitable level of protection " against stormwater related flooding and erosion. The philosophy behind selection of the 100-year level of protection for floodplain regulation indicates that a design standard of the 100-year event is most appropriate for protecting development from stormwater flooding. The current 100-year basis for regulating floodplains suggests the need to provide similar stormwater protection to provide a uniform level of service across the District. These facts indicate a need for an increased level of protection beyond the 15-year event to the 100-year event. In adopting a new Ievel of protection, a decision must be made in terms of how that level of protection will be provided. Although many other urban areas have adopted a 100-year design, they do not require the "primary" or "minor" stormwater system, pipes, and channels to pass the 100-year event. These components, which handle "every day" type rainfall events, are typically sized to withstand a smaller event, ranging from the 5-year event to the 10-year event with an overflow provided to accommodate the 100-year event. This concept for designing the stormwater system is often referred to as the "major/minor" approach, or as recommended by MSD staff, the "overflow/design" concept, which provides for an "overflow system" to safely handle the major flows and volumes that may occur from infrequent floods such as the 100-year flood or in these instances when the design system is obstructed by ice or debris. The "design system" is a smaller capacity part of the overall drainage system that is sized to handle more frequent and smaller flows, in this case the 15-year event. The design system typically includes storm sewers, culverts and low flow channels, while the overflow system comprises major overflow routes such as swales, streets, floodplains, detention basins, and natural overflow in ponding areas. A 15-year level of protection for the "minor" or "design" system provides a relatively high level of protection for the design system compared to other programs around the country. I:8 I0 8.00 I\st. ] o u islsectio n 2 2-8 Recommendations (1) Adopt the "overflow/design" concept for all future drainage improvements. (2) Adopt a 100-year level of protection for the "overflow system." This design standard is consistent with many other communities and the National Flood Insurance Program. In the case of detention basins, which must function as a component of the overflow system, a 100-year standard is required to achieve the desired level of protection. The adoption of the 100-year standard for sizing required storage volumes in detention basins is also recommended. (3) Continue to use the 15-year level of protection for the criteria of the "design system" (20-year level of protection for combined sewer area). Although the 15/20-year standard is slightly more conservative than most other "design system" standards across the country, the Phase I SSMIP Committees felt it was appropriate to continue sizing storm sewers for a 15-year (20-year) design to this existing level of protection uniformly throughout the Distract. 2.2.2 FLOW AND STORAGE METHODOLOGY Appropriate technical procedures and techniques are necessary to design drainage facilities for the St. Louis area. These procedures and techniques will be used by engineers and other technical staff and must be consistent with the objectives of the SSMIP. Two of the most important aspects in the design of stormwater facilities are the methodologies for determining design flows and storage which directly affect the sizing of inlets, storm sewers, and detention basins. Objective Provide a standard methodology that appropriately balances accuracy and simplicity for calculating flows and storage parameters used in the design of drainage facilities in the District. L8]08-00Pad uuis\uction2 2-9 Current Program The Rules and Regulations provide specific, detailed technical guidance on a number of stormwater issues related to hydrology, hydraulics and detention basin sizing. The following overview of MSD's current program focuses on the flow and storage methodology for sizing storm sewers and detention basins. FIow Methodology • Stormwater flows are calculated by the Rational Method with PI values (runoff coefficient times rainfall intensity) provided in the handbook based on imperviousness. The PI factor is multiplied times the project area to determine the peak flow. • PI reduction factors adjusted for timing and for area are provided for trunk sewers and main channels only. • A 15-year frequency design storm is required in separate storm sewer areas, and a 20- year frequency design storm is used in combined sewer areas. • A twenty minute time of concentration which determines rainfall intensity is required for all local drainage facility designs. • Guidelines are provided for minimum impervious percentages by land use. Storage Methodology • Detention is required for projects which have a runoff peak flow differential of 2 cubic feet per second (cfs) or greater between pre- and post -development. Detention is also required when special conditions or problems exist downstream. • Release rates are to be evaluated for the 2-, 5-, 10-, and 15/20-year frequency, 20- minute duration storms to control existing peak flows from developments. fs I08-00 Rst.touisLscctian2 2-10 " The detention calculation is by use of the continuity equation with appropriate data provided. A rectangular hydrograph with constant peak flow for a 20-minute storm duration is utilized as the inflow hydrograph and is routed with the following equation: where: 115 I-0= AT I = Inflow 0 = Overflow S = Storage T = Time " Types of acceptable detention include both dry and wet detention, underground facilities, and parking lots. " Other design criteria govern maximum depth (4 feet), maximum water level fluctuation (3 feet), maximum side slopes (3H:1V), materials, low flow swales (concrete), sodding/mowing, use of parking lots for storage (8 to 12 inches deep), emergency overflow provisions, minimum freeboard above peak stage (2 feet minimum), easements, maintenance, fencing, and location with respect to the floodplain (the maximum depth requirement is no longer enforced). " For development sites with difficult grading constraints, the project may be allowed to provide attenuation of peak flows for areas up slope of the proposed developments. In some developments, areas are permitted to bypass detention if grading constraints are too severe. Issues /Needs The current MSD regulations generally provide sound technical guidance in a number of areas. However, several Iimitations have been identified with the PI factor approach that may be underestimating flows and may be providing inadequate storage associated with detention basin sizing. 1: 8108-001Lst.louis\sca'tion2 2-11 Flow Methodology The Rational Method is a standard, appropriate methodology for sizing pipes and inlets. MSD guidance on PI factors covers typical land uses, but does not account for changes in slope that can significantly affect the runoff coefficient. Adjustments for slope can be found in the literature, but must be incorporated into the Rules and Regulations. The Rules and Regulations require a standard 20-minute rainfall duration for sizing inlets, storm sewers and detention basins. In the case of storm sewers, PI reduction factors are provided to adjust for longer times of concentration on larger areas associated with larger storm sewers. However, for times of concentration less than 20 minutes, no adjustment factors are provided. In these cases, the current methodology may be underestimating flows and undersizing smaller pipes and inlets, causing overland flows more frequently than would be expected. There is also concern that the specific inlets are not appropriate for the design flows and slopes in the St. Louis area. Current practices require a 15/20-year design basis for sizing inlets and storm sewers. This design basis is consistent with the Ievel of protection policy for the "design" component, but does not require an overflow component to accommodate up to the 100-year event. These issues require adjustments or modifications to the Rules and Regulations regarding the flow methodology. Existing methodologies and procedures to date has not resulted in catastrophic failure of the stormwater system components although it is suspected that some upstream components of the drainage system may not function as designed. Modifications to the rules will result in more effective drainage system designs and will achieve the desired level of protection. Storage Methodology The storage methodology is a simplification of a Rational Method based approach to develop a simple way to size detention facilities. The current 15-year design is inconsistent with the new 100-year design recommended in this report and will require an appropriate modification to the Rules and Regulations. The current methodology utilizes a 20-minute duration, constant flow, inflow hydrograph. This approach is an over simplification that can 1:810 8.001 \ut.l o u i 51se c ti o n2 2-12 significantly oversize or undersize a detention facility, depending on the size and timing of the upstream drainage area. A more appropriate approach would utilize an inflow hydrograph which reasonably represents the peak flow and volume that would enter the detention basin. The hydrograph would be developed based on the actual flow and timing characteristics upstream of the detention basin. This modification would ensure proper sizing of detention basins. In general, a 24-hr storm duration has been found to be appropriate for sizing detention storage. Some developers have expressed confusion about the application of various land uses/impervious categories for developing flows and storage volumes. Multiple impervious categories can be used to adequately represent the runoff potential of the development. MSD may need to further explain its practices or educate the engineering/development community regarding its Rules and Regulation to resolve this issue. Release rates are determined based on pre -development peak flows Ieaving the developement and are only provided for up to the 15/20-year events. The section on release rate (Section 2.2.3) examines the current release rate policy and concludes that it does not provide flow control downstream. A more restrictive release rate that accounts for potential impacts downstream is required. The current MSD practice of allowing detention of upstream areas (rather than bypasses) or exempting detention in difficult grading situations does not provide effective control of flow increases from development. MSD should consider modifications to its position in these instances. If offsite flows are routed through a detention basin, then the outlet is generally sized much larger and the onsite flows are released at an increased rate which could subsequently increase the downstream flows. Thus, it is recommended that offsite flows be required to bypass detention basins or that developers prove that their outlet will provide adequate detention for the onsite runoff. The current storage methodology has provided technical guidance for detention basin sizing which has resulted in construction of numerous detention facilities across the District. The limitations in this methodology limit the effectiveness in controlling flow increases from 1:9108-001 Lst.lou is\senion2 2-13 development. Modifications to the Rules and Regulations are required to be consistent with new level of protection criteria and to provide design flows and storage that meet the objectives of the SSMIP. Conclusions and Recommendations The following interim recommendations are made as a starting point for current development reviews. As the watershed pilot studies are completed, the release rate approach will be finalized and more information will be developed to document the effectiveness of projects to solve existing problems. Upon completion of the pilot watershed plans, these recommendations should be finalized and incorporated into the revised Rules and Regulations. Flow Methodology 1. The PI factors should be adjusted to account for slope. 2. The PI factors should be adjusted to reflect the actual time of concentration to the flow point in question. MSD may want to consider a minimum time of concentration of 10 or 15 minutes as a practical consideration. This should specifically address inlet sizing and specification of appropriate inlets. Also, MSD should consider allowing larger times of concentration for pipes on larger developments that clearly warrant higher values. 3. Technical guidance should emphasize the overflow/design approach presented in the level of protection section and the design basis for these components should be 100- years/15-years, respectively. Storage Methodology 1. Detention basins should be sized using the release rate approach to be finalized in the pilot watershed plans. Storage calculations should be based on inflow hydrographs. A TR-55 or similar method is suggested to facilitate MSD staff review. The hydrograph should be developed using a 24-hour rainfall event. Storage routing should utilize "level L6108•001,I.mui ection2 2-14 pool routing" which is also known as the "storage indication method". "Pond-Pac" or a similar software package is suggested to facilitate MSD reviews. 2. Storage calculations should accommodate the 100-year design event, consistent with level of protection policy. 3. Upstream, off -site areas should not be allowed to route flows through detention facilities. Rather, drainage plans should include provisions to bypass these flows for the 15-year and 100-year events. 4. Areas of development with difficult grading challenges that can not easily provide detention, should not be permitted. Developers must provide the required detention in a separate facility, or provide the necessary grading to route runoff to the main detention facility. 5. MSD should update its Rules and Regulations and conduct a series of workshops with developers and the engineering community. These workshops will serve to educate these technical audiences on the old and new provisions of the Rules. 2.2.3 RELEASE RATE AND DETENTION BASIN SIZING As watersheds are developed, more and more area is covered with impervious surfaces producing higher peak flows and larger volumes of runoff. These higher peak flows and greater volumes more often than not result in increased flooding and erosion problems. To mitigate these effects, detention basins are often employed to hold back stormwater runoff generated during a storm and then release it over a longer period of time. The "release rate" is the allowable rate for discharging water from the detention basin. With the appropriate release rate and the proper sizing methodology, the detention basin can prevent increased flooding problems downstream. Downstream system capacity, the response time of the watershed, and the individual watershed characteristics are critical factors that must be considered when selecting the release rate. 1:6I0B-OO Rst.louis\section2 2-15 Different methods are used nationwide for determining the allowable release rate. The most common, similar to MSD's existing requirements, is to limit post -development peak flows to pre -development peak flow. Although this method may control flows at the outlet from the development, it often is not fully effective in controlling peak flow increases downstream of the development. This section evaluates potential methods to select an appropriate release rate and size detention facilities so that downstream impacts are also controlled. Objective Limit local, post -development peak flows so that downstream peak flows and stages are not increased above pre -development conditions. Current Program MSD's current release rate criteria limits local post -development flows to pre -development conditions for various design storms from the 2- through 15-year return period and has been in effect since December 1993. All developments which will potentially increase flows by more than 2 cfs are required to incorporate detention. The current criteria requires that the detention basins limit peak flows to pre -development conditions; that is, during a 15-year event, the peak flow leaving the development must be no greater than the pre -development 15-year flow. Regulations do not require evaluating watershed -wide impacts or considering storms Iarger than the 15-year return period storm. Problem/Issue The current program effectively controls flow increases for the design event at the development outlet, but does not ensure that downstream flows are not increased because it does not account for the timing and cumulative impacts of peak flows. The current criteria only controls the peak flow at the development outlet. It does not control the increase in runoff volume which tends to increase the overall flow from the development. These increased volumes result in increases in flow during non -peak times which are not controlled by the current criteria. The result is that increases in off-peak flow cumulatively produce 1: 8108-0011sc.l ou islsecu on 2 2-16 higher peak flows at points downstream in the watersheds. To effectively control these downstream flow increases, the release rate must be more restrictive to also control increases in flow from the development during off-peak times. As discussed in the level of protection section, potential adoption of a 100-year level of protection requires MSD to establish appropriate design criteria to achieve that level of protection when sizing and designing detention basins. Current criteria only require sizing detention basins up to a 15-year event (20-year in St. Louis). For these design conditions, a 100-year event will fillup a detention basin and overflow downstream, providing little, if any, control of the 100-year flow. Therefore, detention basin sizing criteria must define how much water can be released by the basin (the release rate) and how much water must be stored in the basin (the storage volume) for a 100-year event. Potential Options/Solutions In discussing the development of detention basin criteria, the SSC proposed that the objective of detention should be "to limit flows from new development to be no greater than existing peak flow conditions at all points in the watershed". The primary significance of adopting this objective is that it disqualifies the existing District detention basin sizing approach because its basis of control is "local" as opposed to "downstream" flow conditions. In other words, current MSD criteria have been established to control flows at the outlet from development and do not consider any potential effects offsite at downstream points in the watershed. Four approaches were considered for determining detention basin release rates and storage volumes and were evaluated and compared to the current District requirements determine the most appropriate approach to meet the detention objective of the MSD (seven approaches were originally considered, but four were considered in detail). Figure 2-1 provides a graphical description of these methods. Is 1 os-Oo 1Vtiouia-ksaGonz 2-17 Ks\8108\ F!02—I 10/03/95 16z41$38 0:00'31 M. KUZEL. NMW—CHI 0 J U- 3 0 —J I POST -DEVELOPMENT HYDROGRAPH POST -DEVELOPMENT HYDROGRAPH WITH DETENTION FOR PEAK RATE CONTROL TIME PRE -DEVELOPMENT HYDROGRAPH APPROACH No. 1 LOCAL FLOW CONTROL POST -DEVELOPMENT HYDROGRAPH TIME 100 YEAR DOWNSTREAM PRE -DEVELOPMENT PEAK RELEASE RATE APPROACH No. 5 DOWNSTREAM EXISTING 100-YEAR FLOW CONTROL cfs/acre ) 0 J u+ 0 J W CRITICAL RUNOFF PERIOD POST -DEVELOPMENT HYDROGRAPH WITH VOLUME CONTROL DURING THE CRITICAL RUNOFF PERIOD TIME APPROACH No. 3 VOLUME CONTROL POST -DEVELOPMENT HYDROGRAPH TIME . . rBANKFULL DOWNSTREAM PRE -DEVELOPMENT PEAK RELEASE RATE APPROACH No. 7 DOWNSTREAM EXISTING BANKFULL FLOW CONTROL CDM METROPOLITAN ST. LOUIS SEWER DISTRICT STORMWATER SYSTEM MASTER IMPROVEMENT PLAN ALTERNATE METHODS FOR RELEASE RATE AND DETENTION BASIN SIZING environmental services Figure No. 2-1 Approach No. 1 - Local Flow Control Approach. Limit local, post -development peak flows to local, pre -development peak flows for the 100-year event. This approach is similar to the current MSD approach except that the design criteria has been changed from the 15-year event to the 100-year event. For this approach, a peak flow for 100-year pre -development conditions is determined for a development and established as the release rate. A runoff hydrograph is generated from the site for the post -development condition. The difference between the post -development hydrograph and the pre - development peak flow is the required storage volume. Approach No. 3 - Downstream Critical Runoff Period Analysis : Limit local, post - development runoff volumes during the critical runoff period to local, existing condition runoff volumes during the critical runoff period for the 100-year event. This approach uses a volume -based methodology (volume control) to limit flow increases at downstream points in the watershed. In this approach, runoff volumes are limited to pre - development volumes during a "critical runoff period". The critical runoff period is determined through watershed computer models which can be used to verify that downstream flow increases will be controlled to an acceptable level. This approach has been successfully applied in a number of stormwater programs across the country including Jacksonville, Florida. A watershed computer model is used to determine runoff hydrographs for existing conditions at downstream points in the watershed and the outlet for the development. The watershed runoff hydrograph is evaluated and a critical runoff period is defined which represents the critical time period before and after the peak flow when flows from various points in the watershed are contributing to the watershed peak flow. This critical runoff period is applied to the local runoff hydrograph to identify the time period when volume increases must be limited. The release rate from the proposed detention basin is adjusted until the volume of runoff released from the development during the critical runoff period is equal to the volume released for existing conditions during the same time period. Limiting I:8I08-00I Ltt.lo u is\scction2 2-19 the volume during the critical runoff period limits any flow increases downstream. This method does take into account the actual site conditions of land use, soils and slope. Approach NQ. 5 - Downstream Existing Flow Approah: Limit Iocal, post -development peak flows to the downstream existing condition 100-year peak flow using a cfs/acre approach (cfs = cubic feet per second). The downstream existing flow approach or cfs/acre approach is based on identifying a critical point downstream where flows must be controlled and determining the existing condition peak 100-year flow. This flow is prorated across the watershed based by area and assumes that the resulting "unit release rate" will limit flow increases at downstream points in the watershed. The additive effects of these unit release rates will never be more than the original pre -development peak flow downstream in the watershed. A watershed computer model is used to estimate existing condition 100-year flows at the downstream end of the watershed. The existing condition 100-year peak flow is divided by the total watershed area to develop a unit release rate for the watershed. The unit release rate is multiplied by the area of the proposed development to determine the local release rate for sizing the detention basin. A post -development runoff hydrograph is prepared for the development. The difference between the post -development hydrograph and the release rate is the required storage volume. This method does not consider individual site conditions such as soils, slope and land -use and is instead based on characteristics of the whole watershed being applied to each development within the watershed. I:8 E08-0611sdouislsecuon2 2-20 Approach No. 7 - Downstream Bankfull Approach: Limit local, post -development peak flows to downstream bankfull conditions (approximately a 2-year event). The bankfull approach is the same as Approach No. 5 except that the existing condition bankfull flow at the downstream end of the watershed is used to determine the release rate instead of the downstream existing condition 100-year flow. The downstream bankfull flow is prorated across the watershed by area to determine the release rate. This approach is a more restrictive version of Approach No. 5 in that downstream flows would never exceed bank full conditions (approximately a 2-year event). This approach attempts to control both flooding and erosion impacts of new development, by reducing flows from the predevelopment conditions. Existing MSD Requirement Approach: Limit local, post -development peak flows to local, pre -development peak flows for the 2-, 5-, 10-, and 15-year events. Pre -development and post -development runoff hydrographs are determined at the outlet of the development based on MSD's current approach. The difference between the pre- and post -development hydrographs is the required storage volume. A preliminary hydrologic analysis was conducted to compare the approaches in terms of the required volume of storage. Table 2-2 presents preliminary estimates of storage for each of the above approaches based on the physical characteristics of some recent developments and some coarse assumptions about watershed modelling results. Storage volumes were based on approximate procedures that will be verified during the pilot watershed planning tasks. The various release rate approaches produced large variations in the required storage volumes. I:a Ios-ao lltt.!oulsksecuonz 2-21 Table 2-2 Metropolitan St. Louis Sewer District Stormwater System Master Improvement Plan Preliminary Estimates of Detention Storage Volumes for Various Release Rate Approaches (Volumes in Acre -Feet) Development Site and Area Site A 11.48 ac Site B 3.0 ac Site C 50.7 ac Site D 3.3 ac Site E 33.6 ac MSD Approach .37 0.09 1.84 0.1I 2.55 r Method #1 Peak Control .46 0.08 0.72 0.05 2.89 Method #3 Volumetric Control 1.41 0.34 4.09 .35 10.29 Method #5 cfslac 1.62 .46 5.87 .50 7.64 Method #7 cfs/ac Limited to Bankfull 2.46 .66 10.28 .72 11.68 I:8108-00lt Uouis4able2-2 2-22 Approach No. 1, Local 100-year Peak Flow Control, generally produces storage volumes that are similar to those required by the current MSD approach (Approach No. 1, however, does not control downstream flows). Approach No. 3, Volume Control, requires storage volumes two to four times greater than the current MSD approach. Approach No. 5, Downstream Control-cfs/acre, requires storage volumes three to five times greater than current regulations. Approach No. 7, Downstream Bankfull Control-cfs/acre, requires storage volumes six to seven times greater than what is currently required. Although these flow control approaches may be modified in the pilot watershed modeling, they serve as indicators of the impacts that these changes could have on storage requirements for development. Approaches 3, 5 and 7 all require significant increases in storage volume to control downstream flow increases. In addition to the storage impacts, a number of other issues should be considered relative to selecting an appropriate release rate and detention basin sizing criteria. Table 2-3 provides a comparison of the approaches in terms of effectiveness, administrative complexity, fairness and equity, and required storage volume. Approach No. 1 and the current MSD approach do not achieve the desired objective for flood control, as downstream flows will still increase with development. Approaches Nos. 3, 5 and 7 achieve the flood control objective. I:8108 -00 lla.l o u is\uctio n 2 2-23 Approach #I Local Flow Control Approach: Limit local, post -development peak flows to local, existing peak flows for 100-yr event Existing District Approach: Limit local, post -development peak flows to local, existing peak flows for 2-, 5-, I O- and 15- yr events #3 Downstream Critical Runoff Period Approach: Limit local, post - development runoff volumes during critical runoff period to local, existing conditions runoff volumes during critical runoff period for the 100-yr event #5 Downstream Existing Flow Approach: Limit local, post -development peak flows to the downstream existing conditions peak flows using a cfslacre approach #7 Downstream Bankroll Flow Approach: Limit local, post -development peak flows to downstream hankfull(approx. 2-yr) condition Effectiveness Table 2-3 Metropolitan St. Louis Sewer District Stormwater System Master Improvement Plan Qualitative Comparison of Detention Approaches Potential Consequences of Approach Administrative Complexity Flood Control Water Quality Erosion Control (a) Technical Reqmts. Permit Review Local flooding will be prevented but new downstream flooding will occur and be frequent (yearly). Local flooding will be prevented up to the 15-yr event but new downstream flooding will occur during major events and possibly during more frequent events (yearly). Does not provide 100-yr level of protection. Should control local/downstream flow increases better than above approaches. Actual watershed timing or rain distribution could result in increased flows. Could offer exemption from detention for areas not affected by critical runoff period. Prevents increase in both local and downstream flooding. May actually reduce flows below existing conditions and assist in solution to current flooding problems. Prevents increase in local and downstream flooding and actually reduces downstream flows and stages. May solve many existing problems in developing watersheds. Will not prevent increased erosion either locally or downstream. Same as Approach #1, Also, may limit local erosion for frequent events. Will not prevent increased erosion from development. Could increase local erosion in areas exempted from detention. Will not prevent increased erosion from development, but rate may be slightly slowed in comparison to above approaches. May provide local erosion control benefits, but may increase downstream erosion potential. No improvements to stormwater quality. No improvements to stormwater quality. No improvements to stormwater quality. No improvements to stormwater quality. Marginal improvements to stormwater quality. Easiest Approach. Simple calculations can be used. No considerations need to be given to downstream effects. Requires slightly more effort than for Approach 01. Multiple calculations are necessary for several design storms. Most complex approach. Temporal considerations must be considered downstream requiring more complex analysis. Requires iterative computations to determine volume/releaserates, Volumetric approach is difficult to understand. Could he as simple as #1 and existing District approach because predetermined maximum allowable unit runoff rates eliminate the need for downstream analysis. Provides single release rate value for each watershed or, if desired. for the entire District. Could be as simple as #1 and existing District approach because predetemsined maximum allowable unit runoff rates eliminate the need for downstream analysis. Provides single release rate value for each watershed or, if desired, for the entire District. Similar to existing District Approach. Permit reviewer can easily review permit applications and explain requirements to developers. Existing, familiar approach. Permit reviewer can easily review permit applications and explain requirements to developers. Permit reviewer must review more technically -demanding application and calculations. Could result in lengthier application preparation and more review time demands by District staff. Permit reviews are similar to Existing District Approach. Permit reviews are similar to Existing District Approach. Equity/Fairness Provision For Volume Comments Same standard for all development. Same standard for all development, Same standard for all development. Addresses both local effects of development and downstream effects but he perceived as inequitable if downstream development is exempt from detention. Allocates existing flow across entire watershed resulting in volume requirements independent of existing local tunoff conditions. May be inequitable for developments with very low predevelopment runoff conditions. Allocates existing flow across entire watershed resulting in volume requirements independent of existing local runoff conditions. May be inequitable for developments with very law predevelopment runoff conditions. Least storage volume required. Possibly more storage volume required than for Approach # I . More storage volume needed than for Approach #1 and existing District approach. More storage runoff volume than for above approaches. Requires large volume of storage. Mare storage volume than any of the above approaches. Does not accomplish objective of limiting increases in downstream peak discharges for any storm event. Does not accomplish objective of limiting increases in downstream discharges for any storm event. May be able to achieve flood control objective, but requires involved computation procedure and negotiations related to timing of runoff. Achieves flood control objective and is technically and administratively simple, but requires more storage volumes than above approaches. Achieves and exceeds objective of controlling i00-yr flooding increases. but requires impractical storage volumes. (a) In order for any of these alternatives to be effective in improving stormwater quality, wet -bottomed ponds must be designed for extended detention. None of the approaches clearly showed significant erosion control benefits. It appears that Approach No. 7 could actually increase erosion because it may increase the frequency and duration of bankfull conditions and the associated erosion. This would need to be evaluated through actual watershed modeling. Approach No. 1 and the current MSD approach are the simplest from a technical perspective. Approach No. 3 is most complex, requiring detailed watershed modeling to define the critical runoff period and an iterative process to determine the required storage volume. Approach 3 can be somewhat simplified for review purposes with standard detention design parameters tested during the watershed modelling. Approaches Nos. 5 and 7 require watershed modeling to determine unit release rates, but actual storage calculations are straight forward once the release rate has been determined. MSD's ease of reviews when permitting new development is directly related to the technical requirements above. Approach No. 3 by far would be the most difficult to review, while Approach No. 1 would be the simplest to deal with in a permit review situation. Approaches No. 5 and 7 introduce some fairness and equity concerns because release rates for any particular development are based primarily on downstream conditions rather than the actual area being developed. Approaches No. 1, 3 and the current MSD approach are based primarily on specific on -site conditions, and thus reduce. the potential for fairness concerns. The most important factor in the comparison of the approaches is the required storage volume because it has a direct impact on the cost of development and the effectiveness of detention. Approach No. 1 and the existing MSD approach do not achieve the desired detention objective of controlling flow increases downstream in the watershed. Approach No. 7 accomplishes this objective, but it may be overly conservative in that it requires significantly larger storage volumes. Approaches No. 3 and No. 5 achieve the desired objective but also require large increases in storage. 1:8IGa-OO Ilst.louis sectian2 2-25 Approach No. 1 and the current MSD approach must be eliminated from consideration because they do not meet the required objective of controlling downstream flow increases. Approach No. 7 achieves the objective, but requires the largest storage volume without definitive erosion control benefits. Only Approaches No. 3 and 5 appear to be worthy of further consideration by MSD. Recommendation (1) The SSC recommended that Approaches No. 3 and No. 5 be applied and tested in the pilot watershed plans. Both appear to be able to achieve the desired detention objective. Both must be evaluated under actual conditions rather than hypothetical watershed situations. Following analysis of the pilot watersheds, the MSD will be able to make a final recommendation on the detention basin sizing criteria approach to determine release rate and required storage volume. 2.2.4 FLOODPLAIN REQUIREMENTS Floodplains are a natural and important part of the drainage system. These low-lying areas adjacent to streams can provide storage and/or conveyance for floodwaters from large storms that overtop the banks of the stream. These floodplain areas are also subject to development activity, and structures in the floodplain are more susceptible to flooding and erosion damage because of their proximity to a stream or river. Development in the floodplain generally involves some filling of the floodplain that reduces the storage and conveyance capacity of the watershed and may lead to increased flooding and erosion problems. Thus, development in floodplain areas should be regulated to minimize stormwater damages throughout the watershed. Objective Restrict development in floodplain areas to minimize flooding and erosion potential- i:8108- 001 Ln.l o u iAsec t io n 2 2-26 Current Situation Floodplain requirements have been primarily managed by the local municipalities and St. Louis County because it is an issue closely related to zoning and land use restrictions. These local governments have ordinances that fulfill the minimum requirements of the National Flood Insurance Program administered by the Federal Emergency Management Agency (FEMA) and some include slightly more restrictive requirements. The current MSD policy of reviewing floodplain studies is sufficient in structure to verify that FEMA minimum requirements for development activity in the floodplain are met. MSD requires a floodplain study for any development that is to be in the 100-year floodplain as shown on the FEMA Flood Boundary and Floodway maps. In addition, a floodplain study is required if any watercourse cannot be contained in a 66 inch pipe for the 100-year event. For developments in a FEMA identified floodplain, MSD does not specify the allowable rise in water surface elevation (WSE) from the pre -development condition. However, FEMA requirements only allow up to one foot of rise in WSE due to floodplain development. MSD Rules and Regulations require that bridges in the floodplain shall have a minimum of 1-ft of freeboard over the 100-year WSE and roadways with culvert crossings in the 100-year floodplain must have a minimum of 2-ft. of freeboard over the 100-year WSE. Basement or first floor elevations are required to be at least 1-ft. above and low sill is required to be at least 2-ft. above the 100-year WSE. Floodplain filling is subject to state or local government restrictions, and thus MSD has no requirements for compensatory storage when development takes place in the flood fringe (compensatory storage is a requirement to replace storage nearby in the floodplain when fill activities reduce the available floodplain storage). The cumulative loss of floodplain storage in a watershed is likely to result in some measure of additional flooding. A review of local municipality ordinances did not identify any communities with compensatory storage requirements, other than St. Louis County which does have such requirements. I:8 [ 08.001,a.louislseaionl 2-27 Problems /Issues The cumulative or watershed -wide effects of floodplain filling are not well defined in the MSD service area, and are not considered in the current MSD regulations. MSD is primarily concerned with floodplain storage and conveyance impacts on the adequacy of the drainage system. In steep slope areas, the effects are often minimal, but there are areas along the channels at the lower end of MSD watersheds where effects could be significant and flood damage may result. In some of these areas it may be appropriate to regulate fill activities and require compensatory storage. Potential Options /Solutions The watershed master plans will evaluate where floodplain storage is a critical factor in not increasing flood stages. MSD is authorized in the Plan to regulate the floodplain but has thus far taken a limited role as the local municipalities or the County have taken the lead in this area. The available options relative to controlling floodplain development are: • MSD regulation of floodplain development • Continued municipality regulation of floodplain development with MSD passing information about critical floodplain areas to the municipalities for regulation or enforcement Because FEMA floodplain requirements must be met by local municipalities to be a part of the National Flood Insurance Program, MSD floodplain regulation would at least partially involve duplicated effort. Also, because floodplain regulation is closely related to zoning, it is more appropriate to have municipality -based authority and requirements. The downside of local floodplain regulation is that standards may not necessarily be uniform or uniformly applied and regional effects may not be given adequate consideration. To help resolve these problems, a model stormwater ordinance for municipalities which addresses floodplain requirements such as compensatory storage should be considered by MSD. 11106-OO nst.louislsuaion2 2-28 Recommendations (1) Continue to defer primary floodplain regulation to the municipal level. (2) Pass on modelling information about the effects floodplain filling and suggested requirements (compensatory storage) to local municipalities. (3) Consider incorporating floodplain requirements into a model ordinance for adoption by local municipalities. 2.2.5 DEVELOPMENT S1Th EROSION AND SEDIMENT (E&S) CONTROL Controlling erosion and sediment (E&S) transport from development sites can have a dramatic effect on maintenance needs due to sedimentation and can help to protect water quality. The conditions during construction provide ample opportunity for migration of large amounts of eroded soil unless adequate steps are taken to limit the process. When deposited, sediment can reduce the capacity of inlets, sewers, channels and detention facilities thereby increasing the need for maintenance and decreasing the effectiveness of the drainage system. Increased sedimentation can also reduce the value of reservoirs and streams for wildlife and recreation and causes complaints from downstream residents. Objective Working within MSD's authority, minimize the detrimental erosion effects associated with development especially with respect to capacity and maintenance of drainage facilities. Current Situation The Missouri Department of Natural Resources (DNR) "Stormwater Permit Requirements for Land Disturbances Activities", Missouri Regulation 10 CSR 20-6.200, states that a Missouri State Operating Permit for stormwater discharges is required for land disturbances (i.e. grading, excavating, etc.) of five (5) acres or more. The majority of the construction sites 1:8108-00 Llst.louis\scction2 2-29 within MSD's service area will fall under this category. In addition to specific practices to be implemented at the construction site, sampling of discharges is required under this permit to demonstrate performance of E&S control measures. Unfortunately, enforcement by DNR is very limited. MSD does not currently regulate erosion and sediment control. It is considered a grading issue which has historically been under the jurisdiction of local governments. Of approximately 70 local governments that responded to a questionnaire on stormwater issues, only 11 identified that they have specific E&S control requirements. Despite this low number of affirmative responses, it is expected that many more have E&S requirements either directly or indirectly because the County has specific E&S requirements and performs grading inspections for many municipalities (St. Louis County, 1995). But, even for those municipalities where the initial placement of E&S controls is furnished and inspected, there is little or no follow-up inspection to ensure proper maintenance of these devices. problems /Issues The lack of adequate E&S control is one major shortcoming of the overall stormwater management efforts in the MSD service area. The following list summarizes the problems and issues with the current situation. • Construction sites are often cleared and graded with little or no erosion controls in place. If erosion control measures are used, maintenance of these devices are often inadequate. • For the majority of the municipalities, the number of grading inspectors is either non-existent or inadequate to properly monitor compliance with and/or maintenance of erosion control measures. • Currently, MSD has no requirements for E&S control measures to be installed and maintained on a construction site for the duration of the project. The District's erosion control requirements are essentially limited to open channels, outlets, 1:8108-001u.1ov iAsecuon2 2-30 culverts, and bridges, as discussed in Chapter 4 of the Rules and Regulations and Engineering Design Requirements for Sanitary Sewage and Stormwater Drainage Facilities (1993). • DNR enforcement of operating permits is not adequate to ensure compliance. Potential Options/Solutions It would be beneficial if MSD had ultimate authority to regulate E&S control, but because the municipalities control grading review and enforcement, MSD authority is limited on a practical level. The Plan is not specific on MSD authority for E&S control, although impacts on drainage system capacity, maintenance, and water quality may justify MSD involvement at some level. The major options available to MSD to address the E&S control issues are: • Continued local municipality responsibility for E&S control with MSD support to provide to help wherever possible. • MSD regulation of E&S including plan review and inspection. MSD regulation of E&S control would be advantageous in that standards would be uniform across the service area and responsibility would be centrally Iocated, thus filling a distinct void in the E&S control efforts for the area. Disadvantages include the fact that MSD would have to initiate a new aspect of stormwater management (including staff and resources) that duplicates current municipality efforts and this policy may step beyond the existing authority of MSD. Also, MSD would need to be involved much earlier in the development review process (i.e., at the grading plan stage) when municipalities are already be involved. Because of these factors, MSD regulation of E&S would require additional effort (and cost) versus incorporating E&S control into local municipal grading review and inspection. MSD can offer secondary support of E&S control that would help achieve the objective. Consistent standards could be achieved by MSD preparing or referencing a document with recommended E&S measures and incorporating E&S review and inspection into a model 1:8 108-001 \st.l ou isksection 2 2-3 I stormwater ordinance. MSD could also monitor E&S control while MSD construction inspectors are on site for drainage and sanitary facility inspection. This would require minimal extra effort for MSD and violations could be reported to the municipalities or County for enforcement. This would also help to ensure maintenance of E&S control which is currently lacking. Finally, MSD could maintain a master list of municipal contacts for E&S enforcement so that complaint calls can be efficiently directed to the proper authority. Recommendations The following recommendations are made to address the current issues and problems associated with E&S control and work within MSD's defined authority and the current regulatory framework: (1) Continue local municipality responsibility for E&S control and provide support where possible. (2) Develop a model ordinance with site erosion control requirements and recommend adoption by the municipalities. The ordinance should, at a minimum, require that: • The developer submit an erosion control plan to the municipality for review and approval as part of his/her construction plans package, and make this a requirement prior to issuance of a grading permit. • The developer install erosion control measures and maintain them for the duration of construction. These measures should be implemented when clearing and grading operations begin. • The developer be responsible for any clean-up and/or repairs necessary as a result of sedimentation from site erosion. This should pertain to public rights -of -way, public easements, creeks, and channels as well as private property. I:8108-6O 1ltt.louislsccti on2 2-32 (3) • The developer pay a grading inspection fee to provide adequate funds for increased inspection. • The developer could be required to execute a bond which requires him/her to guarantee compliance with the erosion control plan. St. Louis County currently has this requirement place. • Since state regulation 10 CSR 20-6.200 only requires a permit for land disturbances of five (5) acres or greater, the municipalities could be requested to consider decreasing this minimum size. For example, the County's regulations apply to any size project. Observe E&S control effectiveness when on site for MSD-related inspections and report problems to local municipal or County authorities for enforcement. (4) Encourage municipalities with limited manpower, to contract with the County or others to perform grading inspections. (5) Develop a complaint routing system which would insure that E&S complaints called in to the District can be efficiently directed to the County or municipality in which the erosion problem is occurring. 2.2.6 WATER QUALITY In general, urbanization of a watershed has an adverse impact on the quality of water that is delivered to streams and lakes. Stormwater runoff from urban areas typically carries more pollutants than runoff from natural areas unless control measures are in place. Recognizing the impacts of stormwater on overall water quality, the National Pollutant Discharge Elimination System (NPDES) stormwater rules were instituted by the federal government in 1990 to reduce these adverse impacts. This program is not currently applicable to the St. Louis area because the City of St. Louis was exempted because of its combined sewers. When the NPDES program is applied to the St. Louis area, the water quality issue may 1:8108-00l \.1.10 u iislsccti o n2 2-33 become important from a regulatory compliance standpoint. In addition to this potential regulation, private citizens and environmental groups are interested in minimizing the degradation of the areas natural resources. Objective Define the role of water quality in the MSD SSMQ' and if appropriate, incorporate into the SSM1P planning process. Current Program At present, MSD does not have a legal definition of stormwater quality in their "Rules and Regulations" although information concerning stormwater quality may be scattered throughout several related ordinances. This means there is no generally available or published legal authority specifically targeting stormwater quality or defining acceptable discharges into the stormwater system. Both state and federal stormwater quality programs are still evolving and are generally understaffed and underfunded. The Clean Water Act reauthorization and stormwater NPDES Permit Program will Iikely result in modifications designed to decrease the requirements for municipalities, especially compared to the requirements for the first round of the program developed in 1990. The stormwater quality problem in the District is not well defined and its extent or magnitude is not known. Experience in similar communities would indicate that a problem exists. Erosion and sediment control from development is a known problem, primarily from its impact on maintenance and system operation. Although erosion and sediment affects the environment and the receiving waters, its water quality impacts are not currently an issue in the area. I:B i06-0014sc.louislucdon2 2-34 Stormwater runoff from developed and developing lands is typically transporting sediment, nutrients, and other pollutants in greater quantities than occurs naturally. Once these pollutants are put in motion by flowing water, the creeks and storm sewers will carry them downstream where they have the potential to degrade rivers and lakes. Future federal and state rule -making may require MSD to address stormwater quality. Options available to MSD: The following approaches are available to MSD for addressing stormwater quality issues. • Maintain MSD's present limited involvement in stormwater quality, but improve the effectiveness of erosion of sediment control practices for new development. • Implement a comprehensive, proactive water quality component of the stormwater program similar to the Federal NPDES stormwater program and require appropriate water quality structural controls and BMPs on all development. • Adopt some intermediate position that moves forward in the water quality area, but does not impose mandatory requirements. In the absence of state or federal mandates and associated funding, it is not appropriate to commit to a comprehensive stormwater quality program at this time. A stormwater quality program would place a significant additional burden on developers and MSD customers. Furthermore, regulatory requirements are being re-evaluated and, could change significantly. Nonetheless, some attention should be given to water quality measures that can be easily and inexpensively implemented. Public Education is one such measure. MSD could document all positive stormwater quality activities. Information provided to developers and engineers could support designs that include water quality on a voluntary basis. Finally, MSD could incorporate water quality benefits and retrofit potential into its projects when additional costs are not significant. I: 810 8-0011st . l o u isls e c t i o n 2 2-35 This approach would raise the water quality issue, provide information to the communications program, and help to educate the public about the potential problems and need for potential future water quality measures. Essentially, this activity would prepare the MSD for future stormwater quality regulations when they are implemented by state or federal agencies. Recommendations (1) Assess the ambient water quality conditions for the area during the watershed plans to determine the current quality impacts of stormwater: (2) Document all positive stormwater quality actions and activities and raise the awareness about stormwater quality through the public involvement and information program. (3) Provide developers, engineers and the public with sources of information on water quality best management practices for voluntary implementation and revise any existing standards that may preclude water quality design features. (4) Prepare or recommend Erosion and Sediment Control Guidelines for use by developers. (5) Continue to monitor state and federal requirements that might affect MSD's stormwater program. (6) Identify potential water quality benefits and retrofit capability of capital improvements that are proposed as a part of the watershed master plans. 2.2.7 CHANNEL TREATMENT Open channel flow provides an attractive, natural method for conveying flows, but at the same time, open channels are part of a dynamic process that represents a balance between the flows, capacity and energy that can result in serious erosion and significant channel movement. The resulting erosion and channel movement presents long term management and maintenance challenges for MSD and local property owners. Various channel treatments or improvements are available which can preserve the integrity of the channel and limit the effects of erosion. I:8 I08-6O l lst.l ou islse cti on 2 2-36 Such treatments vary in cost, aesthetics, and ability to handle erosive conditions. This section discusses the channel treatment issues, reviews MSD's current policy and makes recommendation for modifications to improve the effectiveness and reduce the long term costs associated with open channel conveyance features in the District. Objective Define acceptable channel bank (sidewall) and bottom materials and procedures that promote proper drainage system function and define under what conditions MSD will maintain such improvements. Current Program For existing channels, current MSD policy dictates that they be left in the natural state unless there is an emergency situation with imminent threat to structures. In these cases, MSD has used grouted riprap or vertical concrete walls to stabilize the threatening reach of the channel. MSD does not currently have any published requirements for channel treatments that are to be constructed or modified. Other channel treatments such as gabion walls can be installed by developers, but MSD will not accept maintenance responsibility for such improvements. problem/Is UP Turbulent flow in open channels (natural channels) seeks to balance flow duration and velocity with the natural armoring capability of the channel such as soil stability/erodibility and vegetative cover. Natural channels constantly erode whenever flows reach erosive velocities. Erosion results in down -cutting or meandering to ultimately reduce velocities. Erosion is nature's way of modifying the channel to achieve equilibrium between flow and the channel. The erosion problem is exacerbated by ongoing development and the associated increases in flow. With these ongoing natural processes, use of natural open channels for stormwater conveyance will ultimately require some form of erosion repairs or channel treatments. The problem or issue is to determine what are appropriate acceptable channel treatments or erosion controls, and when the District should accept them for maintenance. 1:8108-4f01 Lst-lou is'section2 2-37 Potential Option, /Ss1_u :onS Present funding resources and priorities limit the channel treatment work done by MSD to emergency actions. Present policy generally limits MSD capital improvements to replacement/renewal functions on previous District improvements. With increased funding, MSD should have the resources to more proactively address channel treatments. MSD needs to address the questions of when some form of channel treatment is required and what the channel treatment should consist of. Channel treatments should first be considered in those areas where channel capacity is lacking and increased conveyance is required to pass design flows. In the absence of a capacity problem, channel treatments should be considered where erosion is severe or is threatening structures. Spot applications of channel treatments as emergency repairs will often be ineffective because the problem will just be moved downstream. The downstream conditions must be considered and accounted for if channel treatments are to be effective. In selecting an appropriate channel treatment for armoring or bank protection, the following factors should be considered: • Ability to stabilize the channel • Ease of maintenance • Effect on conveyance • Long term maintenance cost • Disturbance to surrounding area • Initial construction cost • Aesthetic and safety issues • Impacts to downstream areas Considering these factors, the following treatments or stabilization materials should be evaluated: • Cable concrete • Loose rip -rap • Crib walls • Grouted rip -rap 1:8I08-13I3 Ilst.louis1section2 • Palmiter methods (wing dam, etc.) • Concrete - Filled Fabric Envelope • Gabion/revet mattresses • Low Water Dam/Drop structure (velocity control) 2-38 • Vegetation (bioengineering) • Block/Stackable Wall(s) • Flow training • Concrete Open channels versus enclosed channels Open channel conveyance should be preserved unless cost or other practical considerations suggest enclosing in a pipe would be more appropriate. The factors leading to the consideration of enclosing a channel versus leaving the channel open include: • Cost • Design Capacity • Velocity • Safety • Land use • Maintenance requirements • Right-of-way or easements • Length of Channel Section • Vicinity of other structures • Vulnerability to Erosion • Aesthetics • Downstream Impacts • Channel Storage (hydrograph attenuation) The enclosed channel should be designed to pass the 100-year flow, incorporating an emergency overflow concept, and should not increase upstream water surface elevations above pre -project conditions. Channel enclosures, other than typical storm sewer improvements, should be addressed on a case, by case basis. Preventative Measures Because erosion and meandering are natural processes that are difficult to control in all situations, erosion problems are sometimes better addressed in developing areas by preventative, non-structural policy measures that keep structures away from the stream banks. MSD is authorized in the Plan to set up building lines along streams that restrict development adjacent to the streams. These building lines are often called "setbacks" because they determine the minimum distance that a structure must be setback from the stream. Setbacks designed to minimize erosional damages would include a distance that defines the area where the stream is naturally expected to meander. This distance is dependent on the geomorphic characteristics of the stream (such as slope, width, soil, flow, etc.) and will vary from one Iocation to another. To this distance a safety factor is added to reduce the potential harmful effect of erosion on the structure. Setbacks have been proposed and administered in a wide variety of locations including northeastern Illinois, Orlando, Chesapeake Bay area, and Toronto, Setbacks can also have other potential benefits including water quality enhancement and better maintenance access. Recommendations 1.8108.00 LLst.louisN.seceion2 2-39 1. Accept maintenance responsibilities (consistent with funding) for all approved and accepted existing and future channel treatments. 2. Do not allow construction of any channel treatment that will not be maintained by MSD unless a maintenance agreement with escrow is executed. 3. Develop a set of criteria that specifically defines the parameters that constitute an acceptable channel treatment. This criteria should consider cost, life, maintenance, expected velocities, downstream conditions, etc. 4. Encourage usage of appropriate natural channel treatment materials and techniques or more earth -friendly erosion control techniques, including: bioengineering, erosion resistant grasses, native deep rooted vegetative specifics, erosion control vegetative mats, three-dimensional soil reinforcement mats, gabions, dumped rock, etc. 5. Consider alternate channel materials and procedures on a case by case basis considering, cost, location, soils, slopes, existing vegetation, native species, construction or planting season, conveyance and other site specific influences. 6. Develop a list unacceptable channel treatment materials. This list would be updated periodically as: new materials and procedures are developed, previously disallowed materials are improved and become acceptable, and previously approved materials prove to create significant problems and are not allowed. Develop supporting documentation and explanations about why or when particular treatments are unacceptable (temporary only, limited life, not proven, causes problems downstream, restricts channel conveyance, requires frequent or costly maintenance, etc.). 7. Consider a policy of requiring setbacks to keep future development away from streams and help reduce the need for channel treatments. 1:8108-OO1ls1.1ouis\, tian2 2-40 2.3 )✓NGINEERING In the Plan, MSD is charged to prepare or oversee preparation of plans and designs for any additions or improvements to the drainage system. This also gives MSD responsibility for design and construction of drainage facilities as needed. The Plan also explicitly states that MSD is to review the plans for all drainage improvements and inspect the construction activities for drainage system improvements. These responsibilities are primarily executed by the MSD Engineering and Construction Management Departments. The Engineering Department provides stormwater planning, design of drainage system improvements, review of drainage facility plans, and mapping. The Construction Management Department provides the services of field inspection and construction oversight for drainage improvements. Stormwater planning identifies improvements that are necessary to safely collect and convey stormwater to one of the three major rivers surrounding metropolitan St. Louis (Meramec, Missouri, or Mississippi). Also, the Engineering Department maintains a mapping database (on Intergraph Microstation) of all known drainage and sanitary sewer facilities with the District's boundaries. Two major areas associated with Engineering Plan Review and Inspection, and Mapping and Database Information, were identified to be reviewed and are discussed in this section. MSD planning and design of improvements to the drainage system are addressed in the Watershed Planning Framework Report and specific recommendations will be contained in the individual watershed plans produced in later phases of the SSMIP. 2.3.1 PLAN REVIEW AND INSPECTION Plan review and inspection are important components of a stormwater management program because they are the primary enforcement mechanisms to ensure that drainage improvements are designed and constructed in accordance with MSD guidelines; that is, they are the means by which standards and regulations, as discussed in the preceding sections, are put into effect. Policy decisions must be made about what will be reviewed and inspected, when and by whom. 1:8108-00Ilst.lout luction2 2-41 Objective Review plans and inspect drainage facility construction to ensure compliance with MSD standards and criteria. Current Situation MSD assumed the responsibility to approve, revise, or reject all stormwater and drainage facilities proposed or proposed to be modified within the entire District through enactment of Ordinance No. 7691. The review of plans by MSD took effect on April 1, 1989. The document, The Metropolitan St. Louis Sewer District Rules and Regulations and Engineering Design Requirements for Sanitary Sewage and Stormwater Drainage Facilities, outlines the review process and the District's design standards. Figure 2-2 provides an overview of the plan review and inspection in a development project. Whenever development activities occur within the District, the plans for sewer and drainage facilities are reviewed by the Engineering Department for conformance to the MSD's standards and criteria. When the plans are submitted to the District, a review engineer is assigned who handles most of the review. Some special items such as detention basin design and floodplain development are reviewed by a separate engineer familiar with the MSD's requirements for those special items. Generally, the review is done in two stages. The first stage review typically takes about three weeks and identifies any deficiencies in the plans. After the developer has remedied the deficiencies, he submits the plans for a second review. MSD's goal for turn around of the second review is about one week. Conversations with the Engineering Department indicate that these goals are met well over 90% of the time. Reviews are conducted to address both sanitary and stormwater requirements. MSD does not review grading or earthwork and in some instances, local communities allow these activities to take place prior to any reviews or approvals by MSD. At the time of plan approval, a cash escrow must be deposited with MSD in the amount of 10% of the estimated 1:8 108-OO I kt.l ou islsectl o n2 2-42 Plan Review and Inspection Flowchart MSD MSD Fees Involvement Pay Review Fee and Sanitary Conn. Fee Pay Const. Permit Fee, Escrows, Recoupments Inspection Fee, and as -Built Doc. Deposit District Review/Apprv. Calculate Escrows. Easements Recorded MSD Construction permit applied for/granted. District notified at least 24 hours before construction. PROJECT BEGINS I Clearing of Site I Concept Plan Local Municipalities Involvement 'No permit generally required for clearing. NPDES permit for >5 acres of development. Some projects need approval to remove trees. Preliminary Plat Grading Plan (and Erosion Control Plan if required) i Local Preliminary Plat Review/Apprv. Local Preliminary Plat Review/Apprv. Grading of Site Construction Plans Record Plat Local Grading Permit Local Inspection Local Construction Plan Review. Building permit issued after MSD approval. 'City of St. Louis doesn't require MSD approval prior to issuing building permit (continued on next page) CDM METROPOLITAN ST. LOUIS SEWER DISTRICT STORMWATER SYSTEM MASTER IMPROVEMENT PLAN PLAN REVIEW AND INSPECTION FLOWCHART environmental services 2-43 Figure No. 2-2 MSD Fees As -Built Doc. is Deposit Refunded 1/2 of Escrow is Released Return Balance of Escrow Monies (continued from previous page) Plan Review and Inspection Flowchart MSD Involvement MSD punchlist MSD Construction Approval Letter sent to Mun. Sanitary Dist. Commission At 50% Subdivision Completion, MSD Dedication Inspection If No Discrepencles, Final Dedication and MSD Acceptance Construction of Sewers & Drainage Facilites Preliminary File As -Built Plan for Sewers/Drainage I Request Final Const. Inspection Punchlist Items Corn feted Other Construction (streets, houses, etc.) I Request Final Dedication Inspection at 100% Complete Construction i Local Municipalities Involvement • Local Inspection ' Local Inspection) Local Inspection Occupancy Permit for Completed Houses PROJECT COMPLETE Occupancy Permit for Previously `permitted Homes CDM METROPOLITAN ST. LOUIS SEWER DISTRICT STORMWATER SYSTEM MASTER IMPROVEMENT PLAN PLAN REVIEW AND INSPECTION FLOWCHART environmental services 2-44 Figure No. 2-2 drainage facility construction costs (sewers, detention basins, etc.) to receive any permits issued by the District. MSD does not review erosion and sediment control plans. Construction Management (inspection) services are also provided by MSD. The Construction Management (CM) Department oversees MSD's own projects as well as inspection of sewer and drainage facilities for private development projects. There are currently 20 inspectors, and the 1996 budget includes a total of 25 inspectors to provide increased inspection. At this staffing level, the CM Department feels that it can provide adequate inspection given their current tasks. Currently, the average project load is about 100 active developments per day, but there are significant fluctuations in the load. Development activities are split into three categories each having a different target effort level supplied by construction management personnel. First, are the "emergency projects" initiated by the District. These projects are usually time and material jobs that require and receive a full-time inspector. The second type of projects are called "contract projects" and are the non -emergency projects initiated by the District for which full construction management services are to be provided. According to the CM Department, one construction inspector would be ideally responsible for three of these jobs at a time, but current staffing levels require one inspector to carry up to six of these projects. The final type of projects are called "P-projects" and are the private developments for which MSD only provides inspection of the sewer and drainage facilities. The target staffing level is five of these projects per inspector, but a single inspector currently carries up to ten of these projects. The inspections focus on the sewer facilities assuring that they meet standards of MSD, Detention basins are given a cursory, visual review to make sure they are built and that inlet and outlet structures have been supplied according to the approved plans. An Engineer's certification is required that is intended to ensure that detention facilities are built according to plan. No attempt is currently made to verify the volume by survey nor are compaction tests completed for embankments. Inspectors are not responsible for monitoring the effectiveness or implementation of erosion and sediment control plans. After the construction inspector is satisfied with the work and as -built plans have been submitted, final construction approval is granted. I:9168-044kr.louislsection2 2-45 Another inspection activity executed by MSD is dedication inspections. These inspections are the final check on sewer and drainage facilities to make sure that MSD's standards are met before accepting responsibility for maintenance. For private developments, final dedication means that the remaining escrow funds can be released back to the developer or contractor. The dedication inspection does not check detention basins because these facilities are not currently dedicated to the District for maintenance and remain the responsibility of the property owner. Issues/Problems The review and approval of development/re-development plans and the inspection of drainage facilities for conformance to MSD stormwater standards are the two primary enforcement mechanisms for the MSD stormwater regulations. The following is a list of problems associated with the plan review and inspection process: (1) Some municipalities duplicate reviews which may provide conflicting direction to the developer or may delay the review process. (2) MSD review and approval of development plans sometimes does not occur until after construction is underway. (3) MSD does not review grading plans or erosion and sediment control plans. However, erosion and sediment control plans may not be effective and are often not enforced adequately by the local municipality. The result is that in some instances, construction may result in grading that is not consistent with final drainage plans and the developer may be required to some regrading. Deficiencies in erosion and sediment control may result in clogging of MSD facilities downstream and sediment damages downstream that are often blamed on MSD. (4) The calculation of escrows for detention basins is not standardized. 1:8108-06I alollislsection2 2-46 (5) Engineer certification of detention basin construction may not be adequate to verify construction in accordance with approved plans. This will have increased importance if MSD takes over maintenance of detention basins. (6) Inspection of drainage facilities during construction is inadequate to assure compliance with MSD standards and criteria because of limited inspection personnel. (7) MSD's final enforcement mechanism for non-compliance with stormwater standards is to withhold sanitary connection permit even though the stormwater and sanitary components of a development are unrelated. Discussion of Potential Options/Solutions The problems associated with plan reviews relate to MSD's authority and the review process itself or to the implementation of erosion and sediment control for new development. Problems associated with the MSD review process can be addressed through changes in internal review procedures. However, problems associated with erosion and sediment control cannot be solved directly by MSD, because it lacks the specific legal authority to directly address this issue. The following section discusses potential solutions to these and other issues relating to plan review. (1) Duplicate Reviews - There is no practical way to preclude municipalities from duplicating District reviews. In some instances, municipalities may have more stringent regulations or may feel more comfortable in conducting their own reviews. A potential solution for part of this problem is to insure complete and consistent reviews by the District and then to work with municipalities to build confidence in this review process. Another option that was considered is to allow municipalities to conduct reviews in lieu of the District. However, MSD's staff have indicated they do not want to delegate this review responsibility. A final option is to continue with the duplicate review process and work more closely with these municipalities to coordinate review comments and directives to the developer. This approach should t:8 I08-OO1\st-louislsection2 2-47 be feasible if there is a clear understanding of the stormwater requirements for both the municipality and MSD. (2) Timing of MSD Plan Reviews - Municipalities may permit site construction to begin before MSD's review is completed can result in the necessity for the developer to do some regrading. This is not a major problem because MSD can still require modifications after review of drainage plans. In addition, many municipalities already require MSD approval before permitting construction to begin so that the timing of MSD's review is not a problem. (3) Erosion and Sediment Conk 1s - Erosion and sediment control problems can be addressed in several ways. The first is for MSD to seek authority to take responsibility for erosion and sediment control review and enforcement. The second is for local municipalities to effectively implement and enforce erosion and sediment controls. As discussed in Section 2.2.5, the second option of local municipality E&S regulation was considered preferable. This solution can be effective if certain improvements are implemented. The first is that MSD must encourage all local municipalities to adopt Iegal authority for erosion and sediment control. A number of municipalities already require erosion and sediment controls, but there is no uniform standard across the District. The second is for local municipalities to conscientiously enforce erosion and sediment control regulations. Finally, the state must also enforce its NPDES construction permit program which requires erosion and sediment control plans for developments over five acres. To address the erosion and sediment control issue, MSD should implement the second option which calls for municipalities to enforce erosion and sediment control measures. MSD should prepare or recommend uniform standards for erosion and sediment control and encourage municipalities to adopt them. MSD inspectors should monitor the effectiveness of erosion and sediment control plans at construction sites and notify the erosion authority if warranted. I:81 D8-O011sLlouis)mctiun2 2-48 (4) Detention Basin Escrow - Escrow procedures should be adequate to assure that detention facilities are built according to approved plans, provided detailed review and inspection of detention facilities are provided. Because escrow calculations for the detention facilities have a high degree of subjectivity, MSD should standardize them to make sure that the amount collected is adequate to meet this objective. (5) Inspection of Drainage Facilities - MSD staff has indicated that manpower for construction inspection has not been adequate in the past. Additional staff are needed to provide the required inspection. If inspection is expanded and additional staff are added, inspection fees may also need to be increased to cover inspection costs. MSD should review its inspection process, resources, and manpower needs and obtain additional staff to provide the required inspection. This should include a complete review of detention facilities. In reviewing the inspection process, MSD should also raise fees as warranted to cover all costs. (6) Enforcement - MSD currently escrows money for the drainage improvements on a new development as a guarantee that they will be constructed according to plan. Escrow monies are released only after improvements are accepted by MSD. The Plan provides for enforcement through the court system. MSD has not pursued this option because it is cumbersome and costly. Rather, because nearly all developments are also providing sanitary improvements, MSD has used the sanitary connection permit to resolve any necessary drainage issues. MSD should review the legality of this practice and seek additional legal authority for enforcement if necessary. Even though MSD is not inspecting grading activities, a check should be put in place to see that the engineer's certification of detention basin construction truly ensures proper grading and volume of the basin. MSD staff and the TAC suggested that the District randomly audit the certifications and have the survey and calculations reviewed by MSD staff. This would increase confidence in certification without MSD reviewing grading on every basin. 1:81O-OO11scIauis\secuon2 2-49 Recommendations MSD should implement the following recommendations to address the problems and issues associated with the plan review process: Duplicate Reviews 1. Prepare and distribute a plan review/inspection flow chart that defines the steps, approvals and responsibilities for MSD and the local municipality. 2. Establish coordination/communication procedures with those communities that desire to conduct duplicate reviews. Timing of MSD Review 1. Request that communities require MSD stormwater approval before allowing construction to proceed. The model stormwater ordinance could establish the required legal authority for this. Erosion and Sediment Controls 1. Develop a model stormwater ordinance for municipalities that requires erosion and sediment control plans for all significant development. 2. Prepare or recommend appropriate uniform erosion and sediment control standards. 3. Conduct a series of workshops to educate municipalities, developers and engineers on the erosion and sediment control requirements, including the state construction permit. Detention Basin Escrow 1. Standardize the procedure for establishing escrow requirements for detention basins and ensure that escrow amounts are adequate for effective enforcement of MSD rules and regulations. I:8I08-OO L\. t.louis\secdonz 2-50 Inspection of Drainage Facilities 1. Review inspection and manpower needs and costs to ensure stormwater improvements are constructed according to plan, including detention facilities. 2. Hire additional staff or contract inspectors to adequately inspect new developments. 3. Review and raise inspection fees as warranted to cover costs. Enforcement 1. Review the legality of using the sanitary permit to enforce stormwater requirements and seek additional legal authority, if necessary. 2. Institute a random audit of engineer's certifications of detention basin construction to verify grading (volume) and construction according to plans. 2.3.2 MAPPING AND DATABASE INFORMATION The management of stormwater data is crucial to effective planning and management of the drainage network. Critical information is often stored on map files or databases or in a Geographic Information System (GIS) which combines mapping and database capabilities. Policy decisions must be made to determine the types of information that are kept, efforts to update/verify the data, and the ability to recall and present information. Objective Provide timely, comprehensive and accurate data on the drainage facilities in the MSD service area to effectively plan and maintain the overall stormwater system. Current Program MSD maintains a graphic database (map files) with all of the known storm and sanitary facilities within the District boundaries on an Intergraph Microstation environment. The l: a 1 aa-O011st.iouis\section2 2-51 District map files are continually updated as development plans are approved by MSD and as -built plans are submitted by the developer. The following drainage system items are input into the District database of map files: • storm sewers • manholes • outfalls • inlets • detention basin shapes • detention basin structures • improved channels Information is first input after development plans are approved by MSD. This information is updated after as -built plans have been submitted by the developer. When the information is supplied on the approved or as -built plans and includes attributes, such as rim and invert elevations, materials, etc., this information is recorded directly on the map files. Often attribute information is incomplete, and, thus, information in the map files is also incomplete. Attribute information is not linked to the facility it is describing as a database but rather is only visually connected by being placed near to the drainage facility it describes which limits the GIS type of applications available on the MSD mapping system. MSD has field verified elevations to be accurate for projects prior to 1977. Newer areas have not been verified and missing data is thought to exist in the western portion of the County. In addition to the map layers created by MSD that contain drainage facility information, base maps that include municipality boundaries, roads, rivers, etc. are received from the County on a monthly basis and used as a backdrop to the MSD facilities maps. MSD maintains three other databases pertinent to stormwater concerns. One database contains all the complaints received from MSD customers. The second database consists of all the stormwater projects that have been identified to solve particular drainage related problems. These two databases are linked to the map files and data can be plotted as a layer on the maps. The third database is for tracking all development projects that are routed through the District, and is not linked to the MSD map files. E:8106-001 Lst.l ouisLsecti on2 2-52 Problems/Issues The following problems are identified with respect to the mapping and database information: • There are known areas of missing facilities data. • Facilities data (rim/invert elevations, etc) for projects after 1977 have not been verified. • Attributes of the drainage facilities are not connected to drainage facilities in anything but a visual form which limits the GIS type of applications available to MSD and possible with their current system. • There is no comprehensive inventory of stormwater facilities. Potential Options/Solutions The following options are presented with respect to resolving the issues listed above. Missing Facility Data Local municipalities were asked to identify areas of missing facilities data through the SSMIP municipality questionnaire. In addition, working maps created for the Watershed Assessment Report identified sewered areas with missing slope and/or elevations. The watershed consultants will collect information on drainage facilities that are a part of the Primary Stormwater Management System (PSWMS) that is to be modeled and this information will be coordinated with and incorporated into the mapping efforts. To minimize the amount of missing data for future development projects, the plan review process could incorporate a standardized check to assure that all pertinent information is provided on the plans to avoid missing data problems in the future. I:8108-00IEst,louisle4tion2 2-53 Verification of Facility Data As mentioned in the preceeding paragraph, drainage facility data will be collected in conjunction with computer modeling of the MSD watersheds. This collection of facilities data shall be coordinated with the mapping department and can be used to verify facilities data for projects after 1977. Attribute Data and GIS Applications If MSD plans to use their Intergraph map files as a GIS type of database, the attributes (slope, elevations, etc.) should be linked to the map elements instead of the current situation where they are put on a separate layer and positioned near the facilities they describe. The additional effort to do this for future inputs would be minimal. The effort required to convert previous entries would be an extensive one-time expenditure, that would likely include an automated transfer of data that must be manually verified. Inventory of Stormwater Facilities MSD mapping personnel have stated that they have the software required to do a facilities inventory within Intergraph, but have not had the personnel available to become familiar with the software and complete the task. This task could be undertaken using the MSD system and software and the inventory information would then be easily updated to include new facilities as they are built. RecommendatiQna The following recommendations provide for resolution of the issues related to mapping and database information: (1) Collect missing facilities data that was identified by municipalities in response to a SSMIP questionnaire and input into the MSD map files. (2) Verify facilities information collected for the watershed master plans that was obtained from map file data for projects completed after 1977. I:s roa-oo».iouisksec,jon2 2-54 (3) Assess the potential benefits and effort associated with linking facilities data to the map files in a manner that accommodates GIS type functions that are possible on the MSD Intergraph mapping system. (4) Complete an inventory of MSD stormwater facilities using the MSD Intergraph mapping system. (5) Prepare a standard checklist of facility data desired for the MSD map and GIS files and require all checklist information before plans are approved in the plan review process. I:8108-0011st.lcu isluctio n2 2-55 2.4 OPERATION AID MAINTENANCE The MSD Plan explicitly gives MSD maintenance authority over all drainage facilities. Operations and Maintenance (O&M) includes those activities required to run the District stormwater facilities on a daily basis and to keep the drainage system functioning as designed. Stormwater O&M includes the following services: Operation of flood gate and flood wall pump stations, emergency response to major rainfall or flooding events, inlet cleaning, sewer cleaning, debris removal from culverts and open channels, erosion repair, complaint response, and general repair or replacement of drainage facilities not operating properly. Two of the fundamental O&M policy issues are who is responsible for various aspects of stormwater maintenance and how often should the various maintenance activities be performed. Detention basin maintenance was a particularly important issue, especially with the TAC and PAC, and thus one of the following sections assesses this aspect of maintenance in detail. Another O&M issue that arose was the availability of access necessary to complete maintenance activities. For each of the above issues, an objective was formulated, the current situation was assessed, and recommendations were made for changes to MSD policy. Funding is another key aspect of the maintenance issue. For the most part, Funding issues are addressed in Section 2.6. Currently, maintenance services are largely determined by the limited available funding and any increase in service recommended in this section will require increased funding to implement the upgraded services. 2.4.1 MAINTENANCE RESPONSIBILi i lES AND FREQUENCY Stormwater facilities only operate effectively if they are properly maintained. Regular maintenance of the drainage system prevents system failures and decreases the risk of stormwater damage. Maintenance responsibilities must be clearly outlined among the many municipalities and agencies that are involved and standards for maintenance frequency are important to ensure that the drainage system will function properly when storm events occur. 1:8 108 -00 l ist 3o u islsectia n 2 2-56 Objective Define maintenance responsibilities and frequency of maintenance goals that ensure proper functionality of the drainage system across the entire service area. Current Situation The levels of maintenance provided vary greatly across the District service area. In many areas, no ongoing formal system of stormwater maintenance has been established. Maintenance is provided by MSD only on public property or facilities that have been dedicated to and accepted by MSD. MSD maintains facilities like street inlets that provide local drainage as well as major drainageways that convey flows from large areas of the District. The following paragraphs describe the current maintenance situation for specific components of the drainage system. Detention Basins The responsibility for maintenance of detention basins is currently on the property owner or homeowners association who have been required to sign a maintenance agreement. In general, the maintenance has been poor or neglected altogether, and the current maintenance agreements are generally ineffective for enforcing maintenance requirements. In general, MSD does not maintain detention basins. Roadway Culverts Roadway culverts are currently maintained by the agency or individual responsible for the road. MSD will provide emergency services to remove significant blockages. There seems to be no particular problems with this situation although the maintenance frequencies and standards are not known for the various responsible agencies. Storm and Combined Sewers Storm sewers within the Original Area are routinely maintained by the District. In the Annexed Area, the MSD will only provide emergency service, and the routine maintenance is either done by the municipality or is not done at all. MSD does not maintain Missouri 1:810 8-0011s[ J ov i sisal on2 2-57 Department of Transportation storm sewers unless they are an integral part of an accepted storm system. Even in the Original Area, there is no set frequency of maintenance for the storm facilities. With current budgetary constraints, the level of the routine maintenance has diminished which reduces the effectiveness of the drainage network. Inlets and Catch Basins Same as for storm sewers. Improved Channels The MSD will remove significant obstructions to flow and also undertakes measures to assure the structural integrity of the channel sides and bottoms. This maintenance includes any fences installed by the MSD that are integral to the improvements. Natural Channels Natural channels are not routinely maintained by MSD, but significant obstructions to flow will be removed. Priority is given to blockages that cause major flooding. MSD will also undertake emergency control measures when there is a significant threat from flooding or erosion. Trench Drains, Swales, Roadside Ditches and Gutters MSD does not maintain any of these drainage components. Instead, these items are the responsibility of the property owners or public agency with jurisdiction. The problems associated with these drainage components are that MSD receives complaints about backyard ponding that may be due to removal of swales or other regrading activity that MSD does not regulate and that, in most cases, these components are simply not the responsibility of MSD to maintain. Table 2-4 presents a summary example of annual maintenance activities by MSD. This table indicates that the MSD does only a limited amount of "preventative" maintenance within the original boundaries of the District. For example, in a one year period (7/1/92 - 6/30/93) the Maintenance Department cleaned 14,000 inlets and removed debris from 50 miles of creeks. Conversations with MSD maintenance staff indicate that this type of maintenance work is L•81O8-OORst.loW section2 2-58 Table 2-4 Metropolitan St. Louis Sewer District Stormwater System Master Improvement Plan Maintenance Activities from July 1992 to June 1993 SECTION I: COMPLAINT RESPONSE Complaints Received: 17,313 Work Done Units Quantity Rodding, Auto Ft. 453,156 Rodding, Hand Ft. 349,508 Bucketing Ft. 82,683 Hydro -Flush Ft. 1,328,919 Inlet Clean, Auto No. 5,574 Inlet Clean, Hand No. 5,895 Creeks Cleaned Ft. 267,455 Cave -Ins Filled No. 1,435 Sewers Inspected Ft. 1,568,880 Sewers Crawled Ft. 140,579 Manholes Checked No. 47,462 SECTION II: PREVENTIVE MAINTENANCE Work Done nits Quantity Rodding Ft. Bucketing Ft. --- Inlet Cleaning No. Interceptor Chmbr. Cleaning No. 68 Grit Chamber Cleaning Ft. 45,425 Creek/Channel Cleaning Ft. 7,172 Hydro -Flush Ft. 604,914 Flushing No. 15,010 Sewers Inspected Ft. --- Sewers Crawled Ft. 49,186 Hauling Debris C.Y. 2,346 Televising Ft. 214,327 Smoke Test FL 45,425 Grouting (Joints) No. 6,062 I:8 l O8- OO 11sL l o u i sH a b l e 2. 4 2-59 decreasing as work crews are constantly responding to emergency or complaint situations. Staffing for stormwater maintenance has been decreasing due to inadequate funding. In fact, the Maintenance Department has fewer employees now than it did twenty years ago when it was only responsible for facilities within the Original Area. The MSD does not have a specified routine maintenance schedule for drainage facilities. In Annexed Area of the District, maintenance activities are limited to work in emergency situations such as major sinkholes, large flow obstructions causing flooding, and extreme erosion damage posing a serious threat to life or property. The MSD does not currently do any maintenance of detention basins or drainage structures in detention basins. Overall, the maintenance of the drainage facilities in the MSD service area is not adequate to ensure a properly functioning drainage system. Issue/Problem Currently, maintenance activities are not adequate for much of the District. In the Annexed Area, where MSD maintenance is limited, some larger municipalities have stepped in to provide some routine stormwater maintenance, but many areas lack any routine service. Among the agencies that have responsibility for maintenance, the schedules and standards are not known coordinated and some tasks are not completed by any party. The following list highlights the key problems: • Maintenance responsibility for drainage is confusing and poorly defined. • No MSD stormwater maintenance in Annexed Area except for emergencies. • Some flooding and erosion problems result from lack of preventative maintenance. • Level of maintenance provided by other agencies is not known. • Detention basin maintenance is particularly inadequate. • MSD lacks funding for adequate maintenance. • Current MSD maintenance resources present logistical challenges to meet the anticipated level of service. 1 8 I08 -00 I lu.lo u isksectio n 2 2-60 Fotential Options/Solutions Maintenance Responsibility The stormwater maintenance efforts in the MSD service area need to be dearly defined, understood and accepted by all participating and benefitting parties. Options for maintenance responsibility are: (1) (2) (3) Full MSD maintenance of all drainage system components MSD maintenance of certain drainage system components and delegation of maintenance other components to owners, local municipalities or other agency Full delegation of maintenance activities for all drainage system components Option 1 is not advisable because it fails to take advantage of maintenance efforts by other agencies that are already staffed, equipped and completing adequate maintenance, such as roadway crossings. Option 3 is also not advisable because there are many maintenance services provided by MSD for which there is no Iogical replacement. Also, maintenance of many components of the drainage system is a regional issue affecting different municipalities and thus requiring regional control to keep the system properly functioning. Option 2 is the logical choice with MSD delegating maintenance responsibility to those agencies that are capable and in those cases where there are minimal regional effects. In cases where maintenance has not been adequate by others and there are regional effects, MSD will need to take over the maintenance or implement an enforcement mechanism to see that maintenance is adequate in the future. MSD has traditionally provided certain services such as inlet and catch basin cleaning that do not have regional services impacts and yet the public has come to expect these services. The SSMW committees discussed this issue and the overall question of how far up the drainage system that MSD should have the primary maintenance responsibility. It was the conclusion of the SSC, TAC and PAC that MSD responsibility should extend up to the stormwater inlets and catchbasins and extend downstream to the outlet into one of the three surrounding major rivers. (Mississippi, Missouri, or Meramec). This is a higher level of service than is provided by most regional stormwater agencies but is the logical choice given that MSD has the legal authority and regulates these stormwater system components, and the public expects these services. Swales 1:S 106-00 SLtt.lcuuuecticn2 2-61 and other graded drainage paths will continue to be under local jurisdiction for regulation and individual owners will have primary maintenance responsibility. Enforcement of swale maintenance will need to be included in the model ordinance for local municipalities. Another approach to Option 2 that should be considered is the contracting of certain services to the local municipalities or private entities that are already staffed to do certain aspects of stormwater maintenance. This would reduce potentially major increases in the MSD's staffing and equipment needs. Local maintenance responsibility is often more responsive, and with this approach, the local governing bodies will be able to take advantage of the funding arrangements provided by MSD. If MSD provides Annexed Area routine maintenance, the maintenance staff has indicated that these activities will have to be phased - in because of the additional manpower and equipment requirements. The MSD will need to clearly communicate the phasing of maintenance activities so that public expectations can be effectively managed. Also, the responsibility for drainage maintenance activities that will not be undertaken by MSD should be clearly communicated through the public information efforts. Another key factor to establishing proposed maintenance goals will be funding. Adequate dedicated funding is required to implement proper maintenance across the District. This is issue is more fully assessed in Section 2.6. It is important to define the maintenance responsibility (and potential options) for each component of the drainage system. Figure 2-3 summarizes the recommended maintenance responsibility matrix for the various components of the drainage system. The major changes are for MSD to provide routine maintenance of drainage facilities in the Annexed Area, and for MSD to provide detention basin maintenance District -wide. • Detention Basins - Although there is a distinct problem with the lack of maintenance, it was not originally recommended by the consulting teams that the District completely take over this responsibility because of liability, access, complaint potential, and lack of information on the number, size and state of repair of basins in the MSD service area. Nonetheless, the general public is strongly in favor of MSD 1: 8108-0011u.1ou fsLuc cia n 2 2-62 r Stormwater Maintenance Responsibility Matrix Bold Letters indicate changes from the existing situation. Y= Yes, these services are provided by this agency. MDOT = Missouri Department of Transportation Stornnwater Maintenance Service or Activity Operation of Gates and Pumps Emer enc Res onse Routine Maintenance Back and Side -yard Swales Trench Drains MSD St. Louis Couny Local Munic- ipality Individual Property Owner MDOT Remarks Natural Channels Improved Channels Inlets and Catchbasins Storm Sewers Detention Basins Culverts Roadside Ditches and Gutters cony Y Y Y Y District only removes major obstructions. Other maintenance by owner. Services not currently provided in the annexed area. Services not currently provided in the annexed area. Routine and aesthetic maintenance would be the responsibility of the subdivision trustees or owner. District would take over major and functional/structural maintenance. Agency or individual responsible for the road maintains culverts (i.e. MDOT). Agency or individual responsible for the road maintains roadside ditches and gutters (i.e. MDOT). METROPOLITAN ST. LOUIS SEWER DISTRICT STORMWATER SYSTEM MASTER IMPROVEMENT PLAN STORMWATER MAINTENANCE RESPONSIBILITY MATRIX environmental services Figure No. 2-3 sponsored detention basins, and MSD has indicated that they would like to at a minimum provide maintenance that ensures the functional/structural integrity of the basins. If the policy of MSD maintenance of basins is not implemented, the District should at a minimum, conduct inspections and produce materials that give guidelines and procedures for maintenance to remedy the current problems. Further, it is recommended that a new maintenance agreement with associated standards be executed for all future basins with a fiscally responsible party. This issue is discussed more completely in Section 2.4.2. • Roadway Culverts - No changes in the current responsibility arrangement are necessary, but MSD should become familiar with the standards and frequencies for maintenance by the various agencies. If any problems develop with the standards of the various agencies, then the MSD should consider formalizing minimum requirements. • Storm Sewers - It is recommended that the MSD take over this maintenance in the Annexed Area as the funds are allocated. The public has seen these services provided in the Original Area and is expecting services to be extended into the Annexed Area. Specific schedules and standards for maintenance should be designated. The maintenance staff have indicated that these activities will have to be phased -in because of the additional manpower and equipment requirements. The MSD will need to clearly communicate the phasing of maintenance activities so that public expectations can be effectively managed. • Inlets and Catchbasins - Same as for storm sewers. • Improved Channels - No changes in the current policy are necessary, but the MSD should institute regular inspections and formalize minimum requirements for maintenance. • Natural Channels - No changes in the current responsibility arrangement are necessary, but the MSD should periodically inspect the creeks to identify problems 1:8108.00 1Vt.Sou isisectian2 2-64 and necessary maintenance activities where access is available. A minimum channel width or drainage area will need to be identified to limit inspection efforts to major systems. • Trench Drains, Swales, Roadside Ditches and Gutters - No changes in the current responsibility arrangement are deemed necessary. These items will continue to be the responsibility of the individual property owner or in the case of roadside drainage, the responsibility of the public agency providing the road. Maintenance Frequency To ensure proper functioning of the drainage network, MSD should upgrade services to provide preventative type stormwater maintenance with a specific frequency of maintenance goals. The frequency of routine maintenance (and/or inspections) should be designed to identify and remedy potential problems before they can cause damage. The needs for routine maintenance will vary from one location to another and, thus, frequency goals should include ranges when appropriate. For example, sediment and erosion control and physical characteristics such as slope and soils can have a major effect on the need for maintenance. Stormwater maintenance programs from various places around the county were reviewed to formulate Table 2-5 which outlines routine maintenance program activities and suggested frequency ranges. Recommendations The following recommendations are suggested for implementation by MSD to resolve problems and issues related to maintenance responsibilities and frequency: (1) Extend MSD maintenance services to the Annexed Area subject to available funding. Coordinate with local agencies to define maintenance responsibilities. (2) Upgrade MSD stormwater maintenance service to preventative levels including a specific schedule of maintenance frequency and activities. I: El i08-001tsi.SouisVeetion2 2-65 Table 2-5 Metropolitan St. Louis Sewer District Stormwater System Master Improvement Plan Suggested Maintenance Activities and Frequencies Maintenance Activity 1. Detention Basin Maintenance -Inspection - Structural or erosion repair - Sediment removal to restore capacity -Trash and debris removal -Mowing 2. Culverts - Inspect for cracks, erosion, diff. settling - Remove debris, sediment, ice 3. Clean/Flush storm sewers 4. Clean Catch Basins and Inlets - Remove sediment and debris 5. Improved channels - Inspect integrity of channel lining - Remove blockages and repair linings 6. Natural channels - Inspect integrity of channel side slopes - Remove blockages and unwanted vegetation, and perform reshaping and erosion control 7. Roadside ditches ** -Vegetation control -Remove sediment and reshape as needed NOTES: Recommended Frequency 1 time per year minimum As needed 1 time per 5 - 15 years 2 times per year minimum 2 times per year minimum (residential mowing ave. = 14/yr) Once per 5 years As needed or after major events Once per 2 - 4 years Every 1 to 2 years Every 3 to 5 years As needed or after major events Every 3 to 5 years As needed or after major events 1 to 2 times per year Every 3 years **Roadside Ditches are not maintained by MSD but are include in this table because they play a role in the overall functionality of the drainage system. 1.8108-001 \st.louis\ tab1e2-5 2-66 (3) Incorporate a clear definition of maintenance responsibility in a revised MSD Rules and Regulations and in the model stormwater ordinance for municipalities. 2.4.2 DETENTION BASIN MAINTENANCE Detention basins are critical to mitigating the harmful effects of development that cause flooding and erosion problems. Detention basins hold back the extra runoff produced by impervious area created by development and release it over a longer period to reduce the peak flow of runoff generated on a developed parcel. Maintenance of these facilities ensures that they function as designed and preserves the structural integrity of the basins. Without proper maintenance of detention basins, increasing stormwater damages are likely to occur. This section discusses the following issues relative to detention basin maintenance: • Objective for MSD policy; • Current situation details and detention basin data; • Example maintenance activities and schedules; • Estimated cost of detention basin maintenance; • Example programs showing varying degrees of regulatory involvement; • Potential options/solutions; and • Recommendations for MSD policy Objective Define maintenance responsibilities to ensure the structural integrity of detention basins and that they function as designed. Current Situation The issue of detention basin maintenance has been a focal point of much attention in the course of discussions with the PAC and TAC. Concerns were raised because maintenance responsibility is not known to the public, not enforced by MSD, and therefore many facilities are not being maintained. Maintenance is a particular problem for residential basins, because 1:8 [OS-001Ls1.louisLsection2 2-67 they are typically on common ground that is the responsibility of many parties. Currently, MSD does not maintain any detention basins. The individual -owners, companies, and homeowner associations are responsible for maintenance but many have no knowledge of the activities required to maintain a detention pond. The County first started to require detention basins in the early 1970's. MSD started to require detention facilities for projects in the early 80's. When MSD took over drainage plan review responsibility for the Annexed Area in 1989, detention basins became a requirement throughout the current MSD service area. Because MSD has not been responsible for maintenance and because many detention basins were constructed prior to MSD review of plans, the exact number and the condition of detention basins are not currently known. MSD now tracks the construction of detention ponds and records some limited information on their digital mapping files. The following paragraphs give some coarse estimates of the detention basin attributes pertinent to maintenance that have been used to develop preliminary estimates of detention basin maintenance costs. Number of Ponds The exact number of detention ponds in the District is not known. A recent fee adjustment report (CDM, 1994) estimated that 2,000 basins exist based on a review of several years of District permits. This information was obtained from the District's plan review database (1✓PRTS) that since 1989 has kept track of which developments have detention basins. Since the last development boom in 1988, the number of new detention facility reviews has remained fairly constant at a rate of about 150 to 200 per year. Therefore, it is assumed that approximately 2,200 basins exist within the District as of 1995. Volume of Ponds There is currently no comprehensive tabulation of the volume of detention ponds within the District. As a part of the engineer's calculations made for plan review process, the detention basin volume would be indicated. The volume of ponds could be inventoried by review of the plans that come to the District for approval. Based on a sample of 6 ponds, hand picked 1:8I0ffiOO RsiSouiS \stvicri2 2-68 by District personnel to represent the varying conditions, a preliminary estimate of the average volume of detention basins is 2.1 acre-ft. The range of volumes in the representative sample selected by MSD was .09 to 7.7 acre-ft. Areal Size of Ponds There is also no comprehensive tabulation of the areal size of ponds. The Mapping Department currently records some basin characteristics as shown on as built plans, but this practice has only been in place for the last few years. A outline of the basin shape taken from the as -built plans is drawn onto the facilities map, but there has been no verification that the as-builts are accurate for detention basins. Based on the same sample of 6 ponds, and assuming a 3 ft. average depth, a preliminary estimate of the average areal size of ponds is 0.7 acres. The corresponding range of areal sizes sampled was .03 to 2.6 acres. Type of Ponds No tabulation exists of the types of detention ponds constructed within the District. Wet basins are one type and are designed to have a permanent pool and detention storage is available above the permanent pool elevation. The other major type of basin is called dry, because the basin is designed to be dry except during and after storms. The type is important because maintenance activities differ slightly for each type, but the costs for maintenance are similar. From discussions with District staff, it would appear that the vast majority of detention ponds are dry ponds. Given that the costs are similar, it will be assumed that the typical detention pond in the St. Louis area is a dry pond. Fxample Maintenance Activities and Schedule The types of maintenance activities that are important to assure that detention ponds function properly are listed in Table 2-6. The purposes and approximate schedules of the maintenance activities are also provided in this table. I:81 OS-OO 1'4 Iog ie\scctio n2 2-69 Table 2-6 Metropolitan St. Louis Sewer District Stormwater System Master Improvement Plan Maintenance Activities for Detention Basins Routine Maintenance Purpose Schedule 1. Inspection Insure proper operation of structures Every 2 yrs. minimum Note erosion, sediment and other problems (wet weather preferred) 2. Debris and Litter Removal Remove potential clogging materials 2 per year minimum Aesthetics (at time of mowing) 3. Mowing Discourage woody growth and weeds 2 per year minimum Aesthetics (ave. 14 / yr. for residential) Non -routine Maintenance 1. Structural Repair/Replacement Repair deteriorating structures or fences Rebuild settled berm or eroded spillways 2. Sediment Removal 3. Erosion Repair 4. Nuisance Control 5. Vegetation Control I: 8108 - 00 l is t- ]ou i s ltab l e 2- 5 Every 25-75 years (varies with materials) Restore pond capacity Every 5-15 years (average every 7 years) Stabilize erosion via regrading or revegetation As needed (assume on average every 2 yrs.) Eliminate odor and insect problems As needed Eliminate rodents burrowing into beams Remove trees or other vegetation that impede As needed access or threatens structural integrity of beams 2-70 Cost of Maintenance Estimates for detention basin maintenance were calculated by the lead consultant team to range from $2.2 - 13.2 million depending on the Ievel of service to be provided. The higher end of this range was based on a per detention basin cost from other urban areas which have much bigger average pond size, thus making this estimate overly conservative. MSD's Maintenance Department prepared an estimate based on local conditions and available information and the proposed level of service to be provided. Including a contingency factor of 30% to account for uncertainty in the number, size, and state of repair of basins, the Maintenance Department estimated the annual cost for detention basin maintenance is $4 million. Mowing is a maintenance task that could be left to the individual property owners responsibility as a cost -reducing measure. If mowing costs are removed from the MSD cost estimate, then the total annual cost, including contingency, for detention basin maintenance is reduced to approximately $2 million. This estimate is provided as Table 2-7. Example Detention Basin Maintenance Programs from Other Urban Area Several urban areas with active stormwater programs were contacted about their approach to detention basin maintenance. They provide examples of detention basin maintenance program frequency, responsibility and costs from around the country. Virginia Beach, VA - The City does not do any maintenance activities for private detention basins. Instead, they have a thorough inspection program that visits all detention basins within a 1 to 2 year cycle. If violations of the inspection criteria are found, then a fine is immediately imposed. In addition, the owner is given a punch list of problems to be remedied before re -inspection. Denver Urban Drainage and Flood Control District (DUDFCD) - DUDFCD owns and operates large regional detention facilities. They contract the routine maintenance of these facilities (mowing and removal of trash and debris) to local companies on a unit price basis. DUDFCD calls for detention basins to be routinely maintained three times per year and the price they pay for this maintenance is from $100 - $150 per maintained acre. They also �:e�aa oo».m�ionx 2-71 Table 2-7 Metropolitan St. Louis Sewer District Stormwater System Master Improvement Plan Cost Estimate for Detention Basin Maintenance (1) Maintenance Activity Estimated Average Frequency Number of Crews Equipment Needed Materials Needed Crew Cost per Year (in $1,000) Cost per 5 Years (in $1,000) Material Cost per Year ''I Contractual Services Cost (in $1,000) 1. Inspection 1 time per year 2 Outfitted Van, Camera, Computer, MISC. 50.5/= 101 20/= 40 2/= 4 2. Debris and Litter 3 times per year 6 Pick-up, Dump Truck Trash bags, Gloves 50/= 300 131/= 78 4/= 24 3. Mowing 14 times per year for residential; 3 times per year otherwise CONTRACTUAL SERVICES 1500 4. Structural Repair / Replacement Assume 1 per 25 years 2 Air Compressor, Utility Truck, MISC. Construction Supplies, Pipe 80/= 160 60/= 120 30/= 60 5. Sediment Removal Assume 1 per 10 years (also includes revegetation of area) CONTRACTUAL SERVICES V500 6. Erosion Repair Assume 1 patch of repair every 5 years CONTRACTUAL SERVICES 200 7. Nuisance Control Assume 1 time per 5 years CONTRACTUAL SERVICES 100 8. Vegetation Control Assume 1 time per 5 years CONTRACTUAL SERVICES 100 COLUMN SUBTOTALS 1561 238/5= 48 188 2400 Notes: (1) Source for Estimate is MSD Maintenance Department. (2) Contingency percentage is higher than is normally used to account for uncertainty in the number, size, and condition of detention basins in the MSD service area. SUBTOTAL INCLUDING MOWING COSTS $3,097,000 CONTINGENCY 30% (2) $929,100 TOTAL COST INCLUDING MOWING SUBTOTAL NOT INCLUDING MOWING COSTS CONTINGENCY 30%a (2) TOTAL COST NOT INCLUDING MOWING $4,026,100 $1,597,000 $479,100 $2,076,100 BASCOST.XLS 10/2/95 07:20 inspect their facilities for non -routine maintenance problems or sub -standard design. When a problem or design deficiency is identified, both the design and construction work are contracted out to local firms. In addition to the facilities they own, DUDFCD will fund the maintenance of other facilities if monies are available. Their priority list for maintenance funding is (1) DUDFCD owned facilities, (2) DUDFCD funded or partially -funded facilities, (3) facilities funded by others. Currently, DUDFCD does fund maintenance in all 3 priority levels for facilities that are constructed in accordance with DUDFCD requirements. Lake County, IIlinois - This county -wide stormwater regulating agency in northeastern Illinois does not maintain nor inspect detention basins. Some individual communities inspect or maintain facilities to avoid the eyesore of ponds that collect trash and debris, but most just leave it to the property owner. One inspection of the facility is conducted at the end of construction to assure that basins are constructed according to the approved plans, but there are no follow-up inspections to monitor maintenance adequacy. This results in many unmaintained facilities that are unsightly and ineffective, especially in industrial/ manufacturing areas. In reviewing of these and other national programs, it was found that more often than not stormwater regulating bodies do not do maintenance of detention ponds. There are many proactive stormwater programs that do maintenance of regional detention ponds and there are some that have extended services to include residential ponds. These programs were included to show the range of methods employed. The example programs from Virginia Beach and Denver have worked effectively while the program from Lake County, Illinois has resulted in many detention basins were very poorly maintained and have become nuisances to the public. Potential Options/Solutions Responsibility for Detention Basin Maintenance The above programs show a wide variety of responsibility levels for stormwater regulating agencies. As mentioned earlier, the overall objective for the MSD approach to detention basin maintenance should be to maintain the structural integrity and design functionality of 1:8108-00I lst.l a ui earct i on2 2-73 the basins. This objective could be met with an inspection program similar to Virginia Beach without MSD taking the main responsibility for detention basin maintenance. This type of approach has the benefits of reduced responsibility for the uncertainties in the condition of basins and reduced liability. Because of these reasons, this inspection -oriented approach was originally considered for MSD. The disadvantages of this approach are less direct control of maintenance and less socio-political acceptance because responsibility would remain with the property owners and enforcement is rarely popular with the responsible parties. Another maintenance option is for MSD to take responsibility for residential detention basin maintenance, but continue to require that non-residential detention basins be maintained by the owner. The non-residential sector has generally more capable of monitoring maintenance needs and implementing routine and non -routine detention basin maintenance. Also, enforcement of non-residential owner maintenance is easier because there is a single responsible party and the basin is usually on their property. In addition, when collecting stormwater charges or fees, a credit for detention basin maintenance is often preferable to the non-residential sector and serves as an incentive for proper maintenance. This credit policy would require an inspection program for non-residential basins that would serve as enforcement for the maintenance agreements that are executed after basin construction. The final major option is for MSD to assume primary responsibility for all detention basin maintenance. The SSMIP committees determined that MSD should have primary responsibility for residential detention basins and that non-residential basins would continue to be the individual property owner responsibility. Extent of Maintenance Service Even if MSD assumes primary responsibility for detention basin maintenance, there is still an issue of what kind of services will be provided. Mowing, debris and litter removal primarily benefit aesthetic considerations and would not be absolutely necessary to achieve MSD objectives. Delegation of "aesthetic" maintenance to property owners would have the 1:8108-001 l ou lAsecun n2 2-74 advantages of less cost to MSD and fewer complaints due to differing aesthetic standards of the public. Recommendations To resolve the issues and problems related to detention basin maintenance, the following policies are recommended for MSD. 1. Accept primary responsibility for maintenance of approved residential detention basins subject to available funding. 2. Continue with the current policy of owner responsibility for non-residential basins and provide inspection to ensure proper maintenance. If a stormwater charge (impervious charge) is inacted, offer a credit for owner -maintained non-residential basins. 3. Limit residential detention basin maintenance activities to those with structural/ functional impacts. Aesthetic maintenance such as mowing should continue to be the responsibility of the property owners or home owners association. 4. Execute a legally binding and effective maintenance agreement for detention basin maintenance tasks that are to be maintained by the property owners. 5. Provide guidance to individual property owners on their maintenance responsibilities. 2.4.3 ACCESS AND PRESERVATION OF DRAINAGE PATHS Another important factor in the implementation of a maintenance program is to provide adequate access for maintenance personnel and equipment to complete their functions. Access can be gained through formally acquired easements, conservancy zoning, greenway, or common ground. MSD also has been authorized by the Plan with the power to enter land without formal permission in emergency situations when there is a threat to public health or I:8108-00 L\st.louisLuction2 2-75 well-being. Without proper access, maintenance activities cannot be performed or the cost of maintenance is increased because long distances must be traversed by crews with equipment. An associated issue is that formal provision for access preserves the drainage paths that could otherwise be filled in or modified. Objective Provide the necessary access and area to conduct maintenance, inspection, replacement, and other services related to the MSD's stormwater program as well as to preserve the designated drainageways. Current Situations MSD currently obtains easements that include working space provisions on all storm sewers and improved channels and inlets that are to be dedicated to MSD. Some older MSD easements do not provide for adequate working space. Detention basins are also provided with easements, but these easements are dedicated to the party responsible for maintenance which is usually the subdivision trustees or homeowners association. Natural channels and swales are not required by MSD to be in an easement. Access points are also not required along natural channels, and maintenance staff sometimes have to seek a distant bridge or culvert crossing for access to move in creek cleaning crews and equipment. Roadside ditches, gutters, and culverts are generally in a right-of-way and access is not a problem. Issues /Problems The issues or problems relate to the need for access, the right of access, and the preservation of designed drainage facilities or capacity: • Emergency response requires potential access to natural channels that do not have formal access provisions. 1: 810 B -00 I Lst.l o u isluc; is n 2 2-76 " Residential detention basin easements will need to be transferred to MSD if it takes over maintenance. " The lack of easement requirements for swales allows for modifications that could adversely affect or obstruct overland flow paths. Potential Options/Solutions: Several options are available to MSD that will guarantee the right to access and reasonable and convenient access for maintenance as well as preservation of drainage facilities so that they function as designed. The primary options for providing maintenance access are: " Easements " Sovereign Immunity/Emergency Access authorized by the Plan " Conservancy Zoning/Greenway or Common Ground Residential Detention Basin Easements Current easements are generally sufficient to provide maintenance access. Older easements may need to be reviewed for adequacy. However, these easements would need to be transferred to MSD if it takes over primary maintenance responsibility. Assuming responsibility for maintenance of detention basins should include a registration process that includes a review and transfer of necessary easements to MSD. Coordination with MSD legal department will be required. Natural Channels and Emergency Response Sovereign immunity allows MSD the right to access natural channels in emergency situations. Because MSD will not be routinely maintaining natural channels, this type of access is appropriate for natural channels. However, it does not provide that access points will be reasonably close to the spot where maintenance is needed. Buildings, fences, etc. typically have been constructed that limit access for and cause crews and equipment to enter the 1:8108-0011st.louislucdon2 2-77 streams at distant locations or risk harm to property. Access points would be better provided by means of easements or common ground for access, and were initially general easements containing natural streams are not desireable because of an implied expectation and responsibility to routinely maintain anything in an easement. It is not desireable or practical for MSD to routinely maintain all natural channels. Thus, it was decided that MSD should not obtain easements for natural channels, although easements for access to natural channels may make emergency response more efficient in the future. Preservation of Overland Flow Paths (Swales, etc.) Easements, conservancy zoning and common ground are viable options for preserving overland flow paths, because in varying degrees, they would preclude modifications and provide the legal tool for enforcement. Zoning and common ground approaches are not a suitable mechanism for MSD because it is not involved in land use regulation. Easements would be suitable for MSD, but because swales will not be maintained by MSD and there is an implied expectation to routinely maintain anything in easement, MSD staff were not in favor of requiring easements for overland flow paths. The responsibility for overland flow paths better administered by the local government through its jurisdiction over grading. Another reason for local control is that filling or obstruction of overland flow paths will result primarily in very localized drainage problems. Thus, it would be an appropriate option for local municipalities to obtain easements, convervancy zoning, or common ground to enforce the preservation of overland flow paths. Easements are probably the most direct method to preserve overland flow paths and are recommended for incorporation in the model ordinance for municipalities. 1:81O .00 it t.touisLuctlanz 2-78 1econimendations The following policy recommendations should be incorporated into MSD's stormwater management program to resolve issues related to providing maintenance access and preservation of overland flow paths: 1. Do not acquire easements or other provisions for natural channels as MSD does not maintain these natural components of the drainage system. MSD should consider easements or other provisions for access to natural channels, especially in new developments. However, the Plan provides for access in emergency situations if easements are not available. 2. Transfer detention basin easements to MSD through a registration process if MSD accepts basin maintenance. 3. Incorporate requirements for easements for overland flow paths into the model ordinance for local municipalities, including owner maintenance and enforcement provisions to assure the overland flow paths are protected. I:8108,0o Ilst.lauls\secalon2 2-79 2.5 CAPITAL IMPROVEMENTS The Plan authorizes MSD to construct or reconstruct (by contracts or otherwise) any improvements, extensions or additions to provide adequate stormwater drainage. Capital improvements are the structural solutions to alleviate specific drainage problems or to prevent them from occurring in the first place. Typical examples include replacing an undersized culvert to pass greater flows, concrete lining of a channel reach that is suffering from extreme erosion, or constructing a regional detention basin to mitigate flooding. Capital improvements are usually too numerous or too costly to solve all of the identified drainage problems immediately after the solutions are proposed in the watershed plans. Thus, a prioritization procedure is needed to identify the order in which projects are to be constructed, consistent with available funding. Also, some problems may be more economically solved by removing structures (buyouts) that are subject to flooding or erosion damage rather than constructing to address a solution to the stormwater problem. Current Program At present MSD undertakes a very limited amount of capital improvement projects that fall into three categories: • Operation, Maintenance and Construction Improvement (OMCI) Fund Projects • Replacement Renewal Projects • Emergency Projects Operation, Maintenance, and Construction Improvement (OMCI) Fund Projects Certain watersheds have a specially assessed ad valorem tax that is used for capital projects that benefit the particular area. These capital improvements are only done in watersheds that requested an OMCI tax and all such watersheds are within the original boundaries of MSD. These projects are generally designed and managed by MSD Engineering with private contractors doing the construction. I:810 S-OO 11 st.lou is\uction 2 2-80 Replacement/Renewal Projects Over time, drainage infrastructure may become degraded to the point of needing replacement or serious repair. Typical Replacement/Renewal (R/R) activities include: Routine inlet repair/reconstruction, sewer replacement/rehabilitation, culvert improvements, and improved stream bank repairs. Currently, these projects are only done in the original boundaries of the District and they are completed by the Maintenance Department or private contractors when more efficient. For example, during fiscal year 1993, the Maintenance Department repaired 2,074 ft. of inlet pipe, 982 square yards of creek banks and 80 square yards of gabion walls. Emergency Projects There are also a small number of emergency projects that involve capital improvements such as lining a channel where erosion is posing a serious thereat. These projects are done throughout the entire MSD service area with construction by either the Maintenance Department or private contractors depending on availability and scope of work. These projects are prioritized on a 1-9 scale, and only a small fraction of the total projects identified are done in a given year. At present, MSD undertakes a very limited amount of capital improvement projects due to generally inadequate funding. Although there is a prioritization procedure in place, it is not strictly followed and does not give adequate consideration to the cost of the project or the number of people benefitted. Another shortcoming of the capital improvements program is that the Annexed Area of the District does not have anything but emergency projects available to them. This situation exists because significantly less revenue is collected in the Annexed Area. In a report entitled "District -wide Analysis of Stormwater Problems" (MSD, 1989), MSD has in compiled a comprehensive list of identified stormwater problems and potential engineering solutions. The total dollar amount to solve all problems was estimated as $645,000,000 in 1989, and the report mentioned that the Annexed Area would likely have even more projects than estimated in the report. It should be noted that these estimates did not consider when and if buyout of the endangered property might be a more cost effective I:8 l08.001 \sz So u is\section 2 2-81 solution, nor did they assess watershed -wide effects of the solution that is, will the problem just be moved to another location? MSD has already initiated the watershed master planning process which will identify projects and, through computer modelling, insure that they have the desired watershed -wide effects and do not merely move the problems from one spot to another. This work will build on the previous capital improvements planning by MSD which sought to solve existing problems. Previously proposed solutions will be verified as appropriate or new solutions will be proposed to the problems and the result will be a more refined estimate of the true capital improvement needs of the District. Master planning allows consideration of proposed improvements that may solve multiple problems that occur regionally. Finally, the watershed computer models will allow consideration of future development impacts and solutions to problems before the problem occurs. More information on watershed master planning and the testing and screening of alternatives to solve existing and future drainage problems is contained in the Watershed Planning Framework Report. 2.5.1 PRIORITIZATION OF CAPITAL PROJECTS As a part of the watershed plans, capital improvement projects will be identified to solve the flooding and erosion problems in each watershed. Discussion with MSD and experience on other projects indicates that the number and the cost of potential projects will be significant and the funding will be limited so that a prioritization procedure is needed to identify the order in which projects should be implemented. Prioritization of projects related to stormwater for MSD is an important issue which must balance many factors that determine the relative importance of capital projects and meet the overall goals and objectives of the SSMIP. Objective Develop a system for ranking capital improvement projects that is objective and cost-efficient, readily understandable and considers a wide range of benefits. 1: 8108-00 I\st.lo u is\xctl o n 2 2-82 Current Sitjiation MSD has a priority ranking system for stormwater projects that ranks flooding and erosion problems on a 1-9 scale based primarily on threat to public safety, property, or vehicular access. The current MSD prioritization procedure ranks frequent flooding of habitable structures by overland flow and erosion threatening a habitable structure or significant public work as the two highest priorities respectively. The lowest priority problems are flooding in open space and flooding that restricts vehicular access. The ranking system does not explicitly take into account the number of structures affected nor does it consider the cost of projects to correct the problems. Also, because all projects are ranked 1-9, there is a minimal differentiation between projects. Issue/Problem Although a prioritization procedure now exists, it is limited by the way costs and benefits are incorporated into the priority assignment. Two major problems need to be addressed: • The current prioritization procedure does not give adequate consideration to project cost and consideration for the number of people benefitted. • The prioritization procedure should allow for greater differentiation between the large number of projects identified in the watershed plans. Potential Options/Solutions Various methods of prioritization from other urban areas were reviewed and applicable points for the SSMIP prioritization program are presented in the following sections. Many approaches have been utilized to rank stormwater related projects that together comprise a continuum of complexity and detail. The following three categories of prioritization 1:S108-00LLst.1ouis. cUon2 2-83 procedures are described in the following paragraphs and conceptually describe the amount of detail involved in a particular approach. • Detailed Benefit - Cost Analysis • Weighted Benefit Point System with Cost Comparisons • Simplified Ranking (Low -Medium -High or 1-9) Detailed Benefit - Cost Analysis The first option is the detailed benefit -cost analysis. This approach has been used extensively by federal agencies as a justification for major flood control projects. It requires that all benefits be given a dollar value and this value is compared to the cost to construct the project. Usually the dollar value of the benefits is divided by the project cost to yield a benefit -cost ratio. The higher this ratio, the higher the priority of the project. This procedure is a very time-consuming, detailed process and the assignment of dollar values to environmental or aesthetic type benefits is very often subjective and controversial. Also, the dollar value of certain benefits can become obsolete, such as flood damages when as land -use changes. On the positive -side, this procedure is comprehensive, precise, and has the best chance to withstand legal challenges. Weighted Benefit Point System with Cost Comparisons The majority of city and county -wide stormwater prioritization procedures that were reviewed fell into this category. These procedures assign benefit points (instead of dollars) to each of the types of benefits considered to be important. The benefits list can be quite comprehensive or only consider a few key features, and undesirable aspects of a project can be given a negative benefit. Because all benefits are not equally important, certain benefits are weighted to have a lesser or greater percentage of the total possible benefit points. The weighting factors are generally determined by stormwater planners. The project cost is then compared to the weighted total benefit points assigned to the project. Several methods of comparing benefits and costs have been utilized by other urban stormwater planners and include: 1) normalized benefit -cost ratios, 2) normalized benefit -cost difference, 3) incorporation of cost as a negative benefit, and 4) benefit and cost rank I: 8 109-00nst.lou is\secti on 2 2-84 difference. The first two involve normalization of benefits and/or costs so that both of these have the same order of magnitude. For example, if project benefits were on a scale of 1 to 100 then each project cost would be divided by a constant so that the highest cost project would score a 100 for cost. Now the benefits points are compared to the cost points either by division (No. 1) or by subtraction (No. 2). Method No. 3 simply puts in cost as a negative benefit and the priority of a project is determined by the sum of the total 'benefits" which includes costs. Method No. 4 ranks all projects on two lists-- one for total benefit points and another for total cost. The benefit rank of each project is then subtracted from the cost rank to yield the priority of the project. For example, if a project ranked 100 out of 100 for total cost (lowest cost) and 1 out of 100 for total benefits (highest benefits), then the priority score of this project would be 100 - 1 = 99. Simplified Ranking The final category of prioritization procedures are simple rankings. These procedures usually focus on just a few key benefits (such as reduced home flooding) of a project and do not have comprehensive consideration of overall benefits. Also, the comparison of cost to benefits is usually not considered in detail because the simplified ranking is most often used as a crisis management tool rather than a planning tool. In crisis management, the important question is "Does this project have to be done now to solve a pressing problem?". Cost is usually a secondary issue because something has to be done to address the crisis. Lower priority projects are only addressed when they deteriorate and become a high priority crisis type of situation. Evaluation of Options Overall Prioritization Approach The SSMIP Committees have discussed the various types of procedures and determined that a weighted benefit point system with cost comparison is the most appropriate method for the SSMIP. Detailed benefit -cost analysis is a very time consuming and complex effort with potentially questionable assignment of dollar values for public health, safety, and other benefits. The last option of simplified ranking does not give adequate consideration to the I:8I08-00I lst.lou istuaion 2 2-85 full range of potential benefits and the inadequate consideration makes this approach inappropriate for the proactive stormwater planning that MSD has initiated in the SSMIP. Determination of Benefits In a review of other stormwater master plans, a wide variety of benefits were considered for the prioritization of projects. Based on experience and review of other urban area procedures, several factors have been identified which could be considered in the prioritization of projects by the District: • Flooding of structures, transportation facilities, and property • Streambed and bank erosion that threatens structures • Inclusion of other funding partners • Development of public multi -use facilities (parks) • Impediment to implementation (extended road closures, regulatory reviews) • Environmental impact (Water quality benefit, wetlands, etc) • Health hazard reduction (usually for CSO areas) • Safety hazard reduction (icing, drowning, earth stability) • Community impacts (land acquisition, tax base impact, aesthetics) • Preventative measures that keep problems from occurring The assignment of point values is a potentially controversial topic. Final determination of benefit criteria and point values will be determined and tested in the Pilot Watersheds of Phase II including feedback from the Phase II watershed committees (public involvement). The point system should include a comprehensive list of benefits and have enough points possible to allow differentiation between projects. Determination of Costs Of the various stormwater master plans that were reviewed, all used capital costs only in the calculation of benefit to cost ratio. A more complete approach for costs of structural alternatives would take into account design and O&M costs because O&M costs can vary greatly from one type of project to the next. For example, pump stations require much more maintenance than a replaced culvert. O&M costs can also be incorporated as negative benefit 1:8108-00 ]kt, Icuis'scaion2 2-86 with a qualitative ranking with associated points (i.e., high = -5, medium= 3, low = 0). Land costs should generally be included in the capital cost unless another source of funds can be utilized because of multiple -use (parks, etc) or some other factor. MSD has an existing costing procedure in place that may be too complex for the planning level costs to be developed in the watershed master plans. MSD will need to identify a simplified list of unit costs that will be used to calculate project costs for use in the watershed plans and ultimately the prioritization procedure. Benefit to Cost Comparison Almost every priority ranking procedure that was reviewed took a different approach towards comparing cost to benefit. Of the methods reviewed, MSD staff determined that a method similar to the one used in Virginia Beach, Virginia would be most appropriate. In this method, all the projects are ranked for cost and benefit (highest cost = 1, highest benefit = 1); then the difference between the cost rank and the benefit rank was the priority indicator. This method is one of the simplest and most understandable. It relies on the premise that if a project has a high benefit rank and a low cost rank, when compared to the other projects, then it will be a high priority project. This method does not involve any normalization of benefits or costs making it that much simpler. There is a loss of magnitude when simply ranking projects, because a project that is much more expensive can be ranked next to one with much lower cost thus diminishing the difference between the two projects. But, because the assignment of benefit scores has a somewhat arbitrary scale already, this is not a considered to be a major drawback. This method has been tested by MSD and will also work well with the MSD database system so that the priority ranking system could be readily updated as needed for new and completed projects, increases in construction coasts, and other such items. Recommendations • Utilize the Weighted Benefit Point System with Cost Comparisons approach to prioritization. 1:8108- OI\ t.mois\sectioo2 2-87 " Utilize the cost -benefit -rank -difference method which assigns project priority by subtracting the cost rank from the benefit rank for each project. " Test and finalize the benefit points system during the Phase II Pilot Watershed Plans. " Generate a list of standardized project unit costs for use in the calculation of SSM P watershed plan project costs. 2.5.2 BUYOUTS The term "Buyouts" refers to acquiring properties to remove people and structures from areas that are subject to stormwater damage. Because structural solutions to flooding and erosion problems are often very costly, acquisition of these affected properties is sometimes a more cost-efficient approach. Buyouts require additional coordination and consultation with local officials to determine the effects and socio-political acceptability of acquiring properties and limiting the use of acquired properties. Objective Consider acquisition of properties (buyouts) that are subject to repeated flooding or erosion damage when more cost-effective than other alternatives and when socio-politically acceptable. Current Situation MSD does not currently consider or pursue property acquisition as a means for solving stormwater related problems. I:8108-00Ilst.louisl e. tion2 2-88 Issues /Problems: Some properties suffer repeated flood damages caused by one or more of several potential sources; overbank flooding, sewer backups, or Ieakage through basement walls. During the 1993 flood, more than 1000 buildings were flooded in St. Louis City and County. Many of these properties are located in the floodplains of creeks and rivers within the District. In some cases, properties are damaged repeatedly from overbank flooding along these drainageways. Those damages are often covered by insurance through the National Flood Insurance Program. In some instances, the federal government pays for cleanup or repairs even when the property owner has neglected to purchase insurance. Other times, property owners pay for cleanup and repairs themselves. Solutions to overbank flooding are often channelization, storage, levees, floodwalls or combinations of these techniques. Within the MSD's service area, capital improvements are planned in each annual Capital Improvement Program (Cif) that will be constructed for alleviating flooding conditions. Future watershed plans may also recommend additional improvements for alleviating existing and potential future flood damages to buildings. Property acquisition may be less costly than other types of capital projects for alleviating chronic flood damages and in some instances can be supplemented by state or federal grant monies. Often times, the property owner is unaware that a program is available through the National Flood Insurance Program (NFIP) to acquire buildings damaged during flood disasters. When made aware of this voluntary acquisition process, the property owner often opts to sell his or her. property. After floods, buyouts are initiated at the local municipal level through an application process to the State Emergency Management Agency (SEMA). Typically, SEMA provides 75% funding, and a matching 25% is funded through HUD community development block grants. If approved for a buyout, the property is appraised, any buildings on the property are then removed and the vacant land is deed restricted so that the property remains open space. I:810 8-001.s1. ] n u f slucLLo n 2 2-89 After the 1993 floods, numerous properties were acquired in St. Louis and St. Charles Counties under the buyout program described above. For example, along the River Des Peres and in Valley Park, about 100 properties were acquired based on a 60/40 cost split between the grantee (SEMA) and the subgrantee (St. Louis County). According to regional FEMA offices, all of the disaster -related funding in response to the 1993 flood has been allocated. Although no disaster -related funds remain from the 1993 flood, a bill known as the "Riegle Bill", passed as part of the Community Development Act of 1994, dedicates $20 million in FY 1996 and $15 million is subsequent years to non -disaster flood mitigation activities. States must compete for these funds by submitting an application which describes the planned use of the funds. The states who receive these funds then distribute the money to the local municipality who are responsible for conducting flood mitigation activities. These activities may involve the construction of individual projects or long-term planning. Regional FEMA staff also indicated that the City and County of St. Louis receive annual Community Development Block Grant funding other than that described above which could be used for flood damage mitigation activities. Potential Options/Solutions: Options available to the District include (1) maintain the status quo whereby responsibility and initiatives for property acquisition are relegated to SEMA/FEMA, or (2) increase activities related to property acquisition including the evaluation of property as an alternative to capital improvements when evaluating watershed -wide structural solutions. Recommendations The following recommendations are based on the recognition that at the federal, state, and local Ievels, acquisition of properties is often a cost-effective and socio-politically acceptable solution to repeat flooding and erosion problems. 1. Prepare a written policy that addresses the District's position on the purchase of flood damaged and flood prone buildings. This policy would be for internal use by District staff to determine whether buyouts should be considered. I:6108-0011tt.1ou i slutts9n 2 2-90 2. Work with SEMA to identify local opportunities for using non -disaster grants from FEMA for conducting flood mitigation activities. This recommendation should include further investigations by the MSD General Counsel into possible legal and financial constraints to obtaining these grants. 3. DeveIop an acquisition component to the stormwater management program under the watershed planning effort which would work in concert with municipal governmental voluntary acquisition initiatives. This could involve identifying and prioritizing properties that are economically desirable for acquisition. MSD could also investigate the eminent domain rights of local government which provides the authority to condemn property as a means to remove chronically -flooded buildings. 4. Evaluate voluntary acquisition as an alternative to structural and other nonstructural solutions during the preparation of watershed plans. The evaluation would include determination of the full economic impact of flood damage reduction benefits versus costs for buyouts. Costs should include lost tax revenue in addition to capital and operation and maintenance costs. 1:8108-0011st.I ou iAseaio n 2 2-9 I 2.6 FUNDING Funding of MSD's stormwater management program is the critical factor for successful implementation of the program and to provide the level of service expected across the District. The lack of an adequate, dedicated, fair and equitable funding source is a common cause for most of the stormwater problems and issues facing MSD. Most, if not at all, of the proposed solutions and stormwater service improvements, cannot be implemented without changes in the way MSD customers pay for stormwater services. This section explores several aspects of the funding challenge facing MSD including: • A summary of funding problems/issues; • Existing stormwater expenditures; • Existing stormwater revenue sources; • Potential expanded stormwater costs; and • Potential funding sources and mechanisms. Several of the viable funding mechanisms are evaluated and discussed and recommendations are made regarding directions for funding based on feedback from the SSC, TAC and PAC. Responsibility and Authority Adequate funding must be obtained to successfully implement and manage a comprehensive stormwater management program. The Plan specifically empowers MSD to establish rates or other charges on all real property in the service area to support MSD's management operation and maintenance of the drainage system. 1:3108-0011st.iouis«ion2 2-92 Objective To provide a stable, dedicated, equitable, adequate, and implementable source of funding to support a comprehensive stormwater management program. Prs2blerrls and Issues One of the most crucial aspects in establishing a comprehensive stormwater program is funding. The following problems and issues have been raised through the SSMIP process. • Current funding is inadequate to provide a comprehensive stormwater program particularly in the Annexed Area. • Recent court rulings indicate that increases in funding may require voter approval. • MSD's "PIan" does not allow bonds without voter approval. • District -wide revenue bonds are not possible unless direct benefits are District -wide. • Current stormwater charges that are based on property value do not apply to all beneficiaries due to tax-exempt status. • Current stormwater charges based on property value or a flat charge do not allocate costs according to causative factors such as runoff contribution. • Current inspection fees may not be adequate to provide the required level of inspection. • Some Operation Maintenance Construction Improvement (OMCI) Districts are overlapping. • Bonding requires voter approval of more than a simple majority. Existing Stormwater Expenditures In conjunction with the SSMIP, the MSD's Finance Department supplied stormwater expenditure information based on actual figures for fiscal year (FY) 1994 shown in Table 2-8. (CDM files, 1995). Total capital expenditures for FY 1994 were $14,414,950, which included replacement/renewal costs of $2,408,250 and operating and maintenance costs of $7,196,400. 1:$198-0011st.louis\section2 2-93 Table 2-8 Metropolitan St. Louis Sewer District Stormwater System Master Improvement Plan FY 1994 Stormwater Expenditures FY 1994 Stormwater Expenditures Amount Percentage Non -Capital Improvement Expenditures Administration $ 1,463,500 10% Engineering/Planning 2,413,700 17% Construction Management 933,100 6% Operations & Maintenance 7,196,400 50% SUBTOTAL $ 12,006,700 83% Capital Expenditures Replacement/Renewal $ 2,408,250 New Capital Expenditures 0 TOTAL Source: MSD Finance Department 1:8108-001LsL Iouis\ta61e2-8 2-94 17% 0% $ 14,414,950 100% Although replacement/renewal costs can vary considerably from year to year, the recent seven year average was $2,730,000. The FY 1994 costs appear to be reasonably representative of typical stormwater program costs for MSD. Existing$tormwater Revenues Currently, MSD obtains stormwater revenues from the following sources: 1. Ad valorem taxes a. Administrative tax- collected District -wide b. O&M tax- collected in Original Area Only 2. Engineering fees (plan review, inspection, and permits) 3. Stormwater service charge (flat rate) 4. OMCI tax (specially assessed subdistrict tax)- collected only in certain sub - watersheds of Original Area that have in the past requested such a tax be levied 5. Miscellaneous income An ad valorem tax for MSD administrative costs is levied District -wide at a rate of $0.02 per $100.00 of assessed valuation. This administrative tax is used for both wastewater and stormwater programs, with the goal of approximately 50% to each program. In addition to this, the Original Area of the District pays another tax of $0.05 per $100.00 of assessed valuation that is intended to cover operation and maintenance expenditures. According to the Plan, the combined taxes used for operation and maintenance cannot exceed $0.10 per one hundred dollars of assessed value of the property, and any increase must be approved by a majority of the voters of the District. See Table 2-9 for a summary taxes and charges collected from residents in the original and Annexed Areas respectively. Engineering fees are charged for services rendered for plan review, inspections, and permits. These fees are intended to cover the cost of providing these services. Rates have been set based on the District's experience of actual costs for these items. I:8108.00 ilst,louis\uction2 2-95 Table 2-9 Metropolitan St. Louis Sewer District Stormwater System Master Improvement Plan MSD Existing Stormwater Rates Amount Original Area Annexed Area Intended Use Flat Rate Charge $0.24/mo. X X Emergency O&M Administrative Tax $0.02/$100 of assessed value $0.05/$100 of assessed value X X Administrative Costs Stormwater Tax X General O&M in original area Operation, Maintenance & Construction Improvement (OMCI) Tax 0-$0.06/$100 of assessed value (1) X Capital Improvements in parts of original area (1) OMCI taxes are only levied in sub -district watersheds that have requested the assessment. Some sub -districts overlap so that max OMCI charge is $0.16/$100 of assessed valuation. Source: MSD Finance Department 1:8l08- OO I1.st.loultab9& ! 2 2-96 A flat rate stormwater service charge of $0.24 per month is currently charged to all MSD customers including the Annexed Area. This charge is intended to cover the emergency response efforts in both the Original and Annexed Area. OMCI funds are a specially assessed ad valorem tax charged to a watershed or sub - watershed for capital improvements that benefit that particular drainage area. These funds are only generated in parts of the District's Original Area that have requested that these funds be collected. The rate of taxation varies for each OMCI subdistrict up to $0.06 per $100.00 of assessed valuation, but some of the subdistricts overlap so that the maximum total OMCI charge is $0.16 per $100.00 of assessed valuation for a small number of properties that lie within Deer Creek, Black Creek, and Clayton Central OMCI subdistricts. OMCI funds must be used in the sub -watershed where they are collected for expenses related to capital improvements. Some of the funds are used to reimburse other stormwater accounts for services rendered in the planning and design of capital projects and for some maintenance in the subdistrict. The remainder of funds are used for the construction of the capital improvements. Miscellaneous income is primarily interest income, and would include return check charges, sale of scrap and other reimbursements to the District accounts that are used to pay for stormwater services. In conjunction with the SSMIP, the District's Finance Department supplied stormwater revenue information based on actual figures for fiscal year (FY) 1994 as presented in Table 2- 10 (MSD Finance Department, 1995). The breakdown of major revenue sources shows: 37 percent from the $0.05 tax in the Original Area; 34 percent from OMCI funds and transfers; 16 percent from the $0.02 tax over the entire District; 8 percent from the $0.24 flat rate charge over the entire District; and 5 percent from various engineering fees. A total of $14.4 million is currently collected to fund the District's stormwater management program. The OMCI funds do not represent the total collected for FY 1994, because these taxes are collected for both sanitary and storm projects (Approximately $7 million total was collected with $4.8 million used for stormwater in 1994). Also, the $2.35 million administrative tax revenue represents approximately 70% of the total collected which is supposed to be split between 1:8108.0011.1t.I au islecdon 2 2-97 Table 2-10 Metropolitan St. Louis Stormwater System Master Improvement Plan FY 1994 Stormw_ater Revenue FY 1994 Stormwater Revenue Amount Percentage Non -Capital Improvement Revenues Administrative Tax $ 2,352,303 16% Original Area O&M Tax 5,287,722 37% Flat Rate Stormwater Charge 1,201,708 8% Engineering Fees 709,455 5% OMCI Transfers 2,422,212 17% Miscellaneous Income 33,300 <1% SUBTOTAL $ 12,006,700 83% Revenues for Capital Improvements OMCI Funds (after transfers) 2,408.250 17% TOTAL $ 14,414,950 100% Source: MSD Finance Department 2-98 l31011-001 \st.louis\ tab2-10 sanitary and stormwater uses. Thus, stormwater activities require using more than 50% of funds shared with the sanitary side of the MSD activities to fund the current program. Estimated Costs for a Comprehensive Stormwater Program With the adoption of Resolution 1884 in February 1989, the MSD Board declared its intention to provide maintenance services in the Annexed Area. In addition to this, the MSD has prepared a list of capital improvements projects intended to solve stormwater problems across the District at an estimated cost of more than $645,000,000. Costs associated with upgrading the level of service and for extending services into the Annexed Areas have been prepared by the District Finance Department and are shown in Table 2-11. Stormwater Expenditures for FY 1999-2004 correspond to the anticipated implementation dates of a comprehensive stormwater program. As shown in Table 2-11, the Replacement/Renewal budget is increased by approximately five times over the current expenditures, and maintenance budgets are eventually increased to more than three times the current expenditures levels. The most significant changes from year to year occur in the maintenance costs (Item 3) and the new capital projects (Item 6) which are to be debt financed with bonds. Increases in maintenance expenditures, correspond to the phasing of full maintenance activities in the Annexed Areas over a three year period as the District acquires necessary staff, maintenance yards, and equipment. This estimate does not however include detention basin maintenance, which was estimated separately by the Maintenance Department at a cost of $4,000,000 per year including a 30% contingency to account for the lack of certainty about the number, size and condition of existing detention basins. New capital improvement costs (Item 6) correspond to the letting of approximately $ 30 million worth of bonded stormwater projects per year, which is anticipated to continue for 20 years. The maintenance frequency and level of effort associated with these projects are not currently known, but the Maintenance Department has estimated that this funding level would be adequate and would provide service for above current levels. I:8 i08-00 LLst louis\section2 2-99 1) Administration 2) Engineering/Planning Engineering Construction Management Environmental Compliance 3) Maintenance 4) Capital Expenditures 5) Replacement/Removal SUBTOTAL 6) New Capital Improvements TOTAL Source: MSD Finance Department Table 2-11 Metropolitan Sewer District Stormwater System Master Improvement Plan MSD Projected Stormwater Expenditures FY 1998-2003 1998-1999 PROPOSED $3,017,100 3,005,000 1,666,600 0 12,560,300 3,239,900 12,250,000 1999-2000 PROPOSED $3,644,000 3,342,900 1,732,800 0 17,001,800 3,252,400 12,250,000 2000-2001 PROPOSED $4,193,900 3,567,900 1,801,600 0 21,650,900 3,810,200 12,250,000 2001-2002 PROPOSED $4,602,900 3,710,200 1,873,500 3,054,400 22,697,100 1,976,100 12,250,000 2002-2003 PROPOSED $4,660,900 3,858,200 1,948,100 3,203,200 23,246,900 1,871,600 12,250,000 2003-2004 PROPOSED $4,935,300 4,012,300 2,026,000 3,813,400 24,093,900 1,968,700 12,250,000 $35,738,900 2,584,400 $41,223,900 5,168,700 $47,274,500 7,753,100 $50,164,200 10,337,500 $51,038,900 12,921,800 $53,099,600 15,506,200 $38,323,300 $46,392,600 $55,027,600 $60,501,700 $63,960,700 $68,605,800 REVREQ.XLS 10R195 10:44 The estimated program costs not including new capital improvements range from $ 35.7 million in the first year to $ 53.0 million in the sixth year. Full maintenance services are phased in by FY 2001 (year three) and the resulting program cost excluding new capital improvements in that year is $ 47.2 million. These figures can be used for planning Ievel estimates of the cost for a comprehensive stormwater program although costs are expected to change as a result of recommendations in the completed SSMIP watershed plan reports and may need to be refined at a later date. The net result is a projected increase in stormwater expenditures from $14.4 million in FY 1994 to anywhere from $38.3 million to $68.6 million between 1998 and 2004; a significant increase that can only occur if a new source revenue is identified for stormwater. Options for Funding Mechanisms MSD uses several funding sources and funding mechanisms to generate revenue for its current stormwater program including a general ad valorem tax, a flat rate charge, permit and inspection fees, and sub -district taxes (OMCI tax) to fund the major stormwater program components. A number of other funding mechanisms are available and have been used in other stormwater programs across the country. However, the primary sources of funding are ad valorem taxes and stormwater user charges. Funding Program Examples From. Around the Country The funding question has been addressed by a number of other communities across the county as a component of their comprehensive stormwater management program planning and implementation. The following descriptions are provided to highlight their approach to stormwater funding. Table 2-12, provides a summary of pertinent funding information from the various stormwater programs described below. Columbus, Ohio The City of Columbus had been evaluating the implementation of a stormwater utility from 1989 through 1993. The evaluation resulted in a recommendation to implement an 11108.0011sz.Ioais ,ctioo2 2-101 Table 2-12 Metropolitan St. Louis Sewer District Stormwater System Master Improvement Plan Stormwater Funding Examples Stormwater Program Non -Capital Program Revenue Source Non -Capital Program Rate Capital Program Revenue Source Capital Program Rate Comment Austin, Texas User Charge See Capital User Charge $3.50/mo/unit Columbus, Ohio User Charge $2.50/month/unit User Charge See Non -Capital Provides very limited capital program Denver, Colorado User Charge $2.25/month Ad Valorem Tax Unknown Capital projects by Denver Flood Control District Des Moines, Iowa User charge $3.00/month/unit User Charge See Non -Capital Provides very limited capital program DuPage County, Illinois Ad Valorem Tax See Capital Ad Valorem Tax $0.20/$100 assessed value Capital projects funded through G.O. bonds and state grants Minneapolis, Minnesota Sewer User Charge See Capital Sewer User Charge $1.50/mo/unit Excludes administrative and engineering costs Topeka, Kansas User Charge $1.86/month Not yet addressed ---- 1:8108-0011st.louAab9& 12 impervious charge system for supporting stormwater management program costs. The implementation took place during the summer of 1994 and bills have been mailed since that time. The system funds all costs for stormwater management within the City of Columbus. The charge is a flat user charge for each equivalent residential unit (ERU). All residential properties pay 1 ERU per dwelling unit and all non-residential parcels are evaluated based upon the quantity of impervious area divided by the average residential unit impervious area. The typical residential charge is $2.50 per month, which does not include a large amount of capital projects. Denver, Colorado The City of Denver initially established a utility charge based on flat rates for eight user class categories. Residential properties paid a flat rate per single family home and parcels that contained multiple dwelling units paid a flat rate based upon whether there were between two and ten dwelling units or greater than ten dwelling units. The remaining five categories had flat charges per total acreage on the parcel. A suit was brought against the City for the system not being equitable in the non-residential categories. Based upon that suit, the City revised the utility charge system and established an impervious area/pervious area based user charge. All costs for the City's stormwater management program are paid for through this charge mechanism. The typical residential charge is about $2.25 per month. In addition, the Denver metropolitan area falls under the umbrella of the Denver Urban Flood Control District that is funded by an ad valorem property tax that addresses larger scale drainage issues and capital projects. Austin, Texas The City of Austin initiated a stormwater management program funded by a quasi - impervious area -based methodology in 1982. In 1992, the City had raised the unit charge per residential unit from $1.00 to $3.50 per month to provide adequate funding for capital projects. There were concerns in the community that the charge mechanism was not equitable due to the categorizations used for non-residential properties. Specifically, individual categories were charged flat rates per square feet of land area in the non- residential groupings. The City re-evaluated the user charge system and is considering a I11S06-041ln louvlsection2 2-103 conversion to an average residential unit (i.e., all residences paying one unit) and all non- residential parcels paying a fee based upon the quantity of impervious area on each parcel. All costs for the stormwater management program are paid for through this charge mechanism. DuPage County, Illinois DuPage County is one of the large suburban counties adjacent to Chicago, and has undertaken a very progressive stormwater/flood control program. The County has utilised the Illinois Legislation for certain Counties which provides for a dedicated ad valorem tax to fund a comprehensive stormwater management program. The tax rate is $0.20 per $100 of assessed value. Their program includes all the major elements (engineering/planning, maintenance, capital improvements, and public information) that would be in the proposed MSD program. Municipalities are responsible for local maintenance activities which lowers the County's total funding needs. Capital improvements are funded primarily through G.O. bonds that are supplemented by state appropriations. Local municipalities cost share with the County on planning projects. Topeka, Kansas The City of Topeka initiated a stormwater management utility fee in July 1992. The fee is predicated upon the average residential unit impervious area basis. All single family, detached residential dwelling units are charged on a three -tiered structure based upon their impervious area. All non-residential parcels are charged based upon the quantity of impervious area divided by the impervious area for the average residential parcel. All costs for the current stormwater management program (excluding capital costs) are paid for through this charge mechanism. The typical residential charge is $1.86 per month. The program is in the process of completing a stormwater master plan and the current rate does not include funding for capital improvement projects. Des Moines, Iowa In 1993, the City initiated a stormwater utility feasibility study to determine if a user charge would provide an additional source of revenue to support the City's Stormwater Management Program. Substantial capital improvement needs combined with limited I; 8I c8-OO Ilu.lauis\seuion2 2-104 general obligation bond capacity made an alternate source of revenue imperative. The City is now in the final steps of implementing its user charge of $3.00 per dwelling per month. The $3.00 rate does not fund the desired stormwater management program, but represents the maximum rate the elected officials felt the residents would accept to initiate the program. Minneapolis, Minnesota The City of Minneapolis has recently completed a ten year sewer separation project. Its stormwater program, which consists primarily of O&M, is funded through a sewer user charge at a rate of $1.50 per dwelling per month. This rate does not support administration and engineering costs and has limited capital expenditures. Funding Mechanism Options for MSD Funding mechanisms used for stormwater management programs across the country are primarily ad valorem taxes and stormwater user charges. However, the trend has been toward user fees as opposed to taxes. Based on the available funding mechanisms a number of mechanisms were identified and considered for MSD including: Impervious charge Ad valorem taxes Sales Tax Flat Rate Stormwater Fee Special Assessment Districts Gasoline Taxes Subdivision exactions Fees and permits Fines and penalties Fee in lieu of Connection Fees Impact Fees This list represents a combination of funding sources and funding mechanisms. A funding source represents the origin and basis of the revenue. Funding sources are relatively limited including taxes, fees or charges, exactions (in -kind services or facilities) and grants. Taxes and fees or charges provide the bulk of the revenue. Funding mechanisms utilize rules or guidelines to determine the timing method and rate of revenue collection from a funding source. Brief descriptions are provided for the funding mechanisms considered for MSD. 1:810 8 -00 I ist.l au i s \uct i on: 2-105 1. Impervious Charge - A user fee for stormwater that is based on the runoff contribution of each property, which is directly related to the amount of impervious area. 2. Ad Valorem Taxes - Taxes levied as a fixed percentage of the assessed valuation of all taxable property. 3. SaIes Tax - A portion of the local sales taxes levied on the exchange of goods and services that can be used to fund stormwater projects. 4. Flat Rate Stormwater Fee - A uniform charge to all stormwater customers. 5. Special Assessment Districts - A charge in a defined area that pays for a project which provides benefits across the area. The District OMCI fund is a form of special assessment based on ad valorem taxation. Typically, assessments are based on an index of benefits received or services provided (i.e., building frontage, plat area, impervious area, etc). 6. Gasoline Taxes - A portion of gasoline taxes that may be available for drainage improvements and maintenance associated with roadways. These funds are currently used by the County and local municipalities for their drainage -related programs. 7. Subdivision Exactions - Capital projects constructed and funded by new developments to provide drainage improvements. 8. Fees and Permits - Fees that are charged to recover costs for services such as plan review and inspection that are limited to the cost of such services. 9. Fines and Penalties - Charges to correct violations of regulations or standards that are generally limited in scope to the cost associated with corrections and enforcement. 1110 9 -001 Est. So u islo ccd on 2 2-106 10. Fee in lieu of - A pro-rata contribution by individuals or developers for construction of a drainage improvements by the agency. These fees are paid "in lieu" of constructing drainage facilities. 11. Connection Fees - Charges for connecting to an existing drainage system that was constructed with the capacity to carry runoff from a particular development. 12. Impact Fees - Charges made to the developer for upgrading drainage facilities to handle the increased flows from the development. Table 2-13 presents a qualitative comparison of these options and assesses each funding mechanism for reliability, fairness, and adequacy for funding various parts of the stormwater program. Special assessment districts are generally used for capital improvement expenditures only and are a viable alternative for that purpose. Permits, fees, fines, and penalties can be used for the costs of administration, enforcement, and corrections, but are insufficient to fund either capital improvements or maintenance programs. Fee in lieu is a viable option for encouraging regional drainage facilities, and should be considered on a case -by -case basis for regional detention facilities identified in the basin master plans. Gasoline taxes, subdivision exactions, connection and impact fees can only be used to finance local maintenance and/or capital improvements that would cover in a piecemeal fashion what the first three options can cover in a coordinated, District -wide approach. Only ad valorem taxes, sales tax, flat rate stormwater charge, and the impervious charge mechanisms can address all aspects of a comprehensive stormwater management program on a District - wide scale. Each of these mechanisms has been used in other various urban areas to generate adequate funds for various stormwater programs. These mechanisms also represent distinct funding sources generating broad based revenues in a different manner and potentially from different groups of customers. Each of these four major funding sources (ad valorem taxes, sales tax, flat rate stormwater fee, and the impervious charge) can be considered to fund all or part of the stormwater management program and are compared in terms of advantages and disadvantages relative to their application in the District. !:B k 08-U0lLst.louLe.sealon2 2-107 Table 2-13 Metropolitan St. Louis Sewer District Stormwater System Master Improvement Plan Funding Mechanism Comparison Matrix Funding Method District —Wide Applicability Equitable Allocation of Costs Reliable Funding Source Requires Change in MSD Plan or State Legislation (2) Used for Capital Improvement Costs Used for O&M Costs Used for Engineering) Planning Costs Impervious Fee X X X X X X Ad valorem Taxes X X X X X X Sales Tax X X X X X Flat Rate Stormwater Fee X X X X X Special Assessment Districts X (1) X X X Gasoline Tax X X X X Permit Fees X X Penalties and Fines X X X Subdivision Exactions X X Fee —In —Lieu —Of Charges X X Connection Fees X X Impact Fees X X (I) Special assessments are equitable in that they allocate costs where there are benefits, but they may not allocate costs according to runnoff contribution if they are based on assessed valuation like the current OMCI taxes. (2) The MSD Plan includes an ad valorem tax rate ceiling that is not adequate to support proposed O&M services. Sales tax for stormwater management is currently an option for counties but not for public agencies like MSD without new enabling state legislation. Comparison of Major Funding Sources IMPERVIOUS CHARGE A user fee for stormwater that is based on the runoff contribution of each property, which is directly related to the amount of impervious area. Advantages: 1. All program costs can be supported the impervious charge. 2. Rates based upon annual expenditures can be varied to support the objectives of the stormwater management program (rates could be varied by watershed). 3. Debt financing can be administered through revenue bonds with the required vote of the people and will not jeopardize the District's general obligation (G.0) bonding capacity. 4. Funds generated through the impervious area charge can be spent throughout the District without geographical designations. 5. Future changes in user charge rate is generally easier to implement than changes in taxes. However, this advantage may be nullified by court interpretations of the Hancock Amendment 6. Each parcel pays an equitable portion of the stormwater program costs as related to the quantity of impervious cover on the property. 1: B I08-00Ila.touislucuan2 2-109 7. Equitable fee adjustments (reduced impervious charges) can be applied to parcels which relieve the District of costs. 8. All parcels are required to pay the user fee, therefore previously tax-exempt parcels or partially exempt (i.e., homestead exemptions) will pay an equitable share of the costs. 9. Eliminates the Administrative (2 cents) and O&M (5 cents) ad valorem taxes. 10. Does not require a Plan amendment to implement. Disadvantages: 1. Requires additional resources and costs to develop the stormwater utility fee system and to administer the additional fee. 2. Requires additional accounting/legal resources to monitor delinquent payments. 3. Collecting delinquent payments is difficult because, there is no stormwater service to be disconnected if a customer elects not to pay the charge. 4. Can result in an inequitable disbursement of expenditures if there is a wide variability in project needs (capital) and costs across the District. 5. Charges are not tax deductible. 6. Impervious area concept is sometimes difficult to understand for the customer. 1:81O8-OO1st.!ouis, ci nn2 2-110 AD VALOREM TAXES Ad Valorem Taxes - Taxes levied as a fixed percentage of the assessed valuation of all taxable property. Advantages: 1. Taxes collected can be used to fund all aspects of a stormwater management program. 2. Monies collected from ad valorem taxes can be used throughout the District. 3. Ad valorem taxes can be used to support the debt service on general obligation bonds. 4. Because the tax collector has the ability to place a lien on a property for non- payment of ad valorem taxes, the collection rate for property taxes approaches 100 percent. 5. Rate can be varied by watershed. 6. Tax deductible. 7. Simple rate concept (tax) that is easy to understand by the public/customer. S. Inexpensive to administer. Disadvantages: 1. There is no relationship between the assessed value of the properties and the runoff contribution from the property. I I08.00 i\st.iouLs. ection2 2-111 2. Tax-exempt and partially tax-exempt properties do not contribute an equitable share of revenue towards the stormwater management program expenditures. 3. There are generally more constraints to increases in taxes and there may be ceilings that limit the ability to acquire adequate funding. A plan amendment may be required to meet revenue goals) 4. When using general obligation bonds MSD's charter requires 2/3 voter approval through a referendum. 5. If G.O. bonds are used to finance capital projects, they will affect the bonding capacity of the District. 6. Utility companies pay the most because they own the most property and have the highest assessed evaluations. SALES TAX Sales Tax - A portion of the local sales taxes levied on the exchange of goods and services that can be used to fund stormwater projects. Advantages: 1. The collection of these monies from the entire MSD will allow expenditures to occur throughout the District. 2. Monies collected from the sales tax can be used for all costs required to support the stormwater management program. 3. Revenue bonds can be sold based upon the projected receipts from the dedicated sales tax for stormwater management. I:R ios-0a 1 W.iouitsec1on2 2-112 4. The general obligation bond capacity will not be jeopardized by the stormwater management program expenditures. 5. The collection mechanism for a dedicated sales tax for stormwater management is reliable. Disadvantages: 1. There is no relationship between the tax placed on goods and services and the quantity/quality of stormwater discharged from properties. 2. The revenue generated from this source is directly dependent upon the economic conditions of the area. 3. The legislation necessary to allow MSD to use a dedicated sales tax requires both state legislature action and vote by the citizens within the District. 4. Legal action is also required by both the County and City of St. Louis to allow MSD to collect the sales tax. 5. The rate is not variable by watershed. b. There is likely to be competition for sales tax revenue such as park improvements. FLAT RATE STORMWATER FEE Flat Rate Stormwater Fee - A uniform charge to all stormwater customers. Advantages: 1. Rate concept is simple and easy to understand. 1:8108-00 itst-louis1seetion2 2-113 2. Administration is simple and less expensive. 3. The flat rate could be varied by customer class and by watershed although some degree of administrative simplicity and easy understanding is lost. 4. Debt financing can be administered through revenue bonds with the required vote of the people and will not jeopardize the District's G.O bonding capacity. 5. Does not require a Plan amendment to implement. 6. All developed parcels pay. Disadvantages: 1. Not tax deductible. 2. Not equitable in that parcels contributing large amounts of runoff pay the same amount as these contributing small amounts of runoff. 3. Additional effort required to collect delinquent payments. Example Stormwater Rates Potential stormwater charges or taxes for the projected FY 2001 stormwater budget were developed for each of the four funding mechanisms discussed above. Tables 2-14 and 2-15 were prepared by MSD's Finance Department and illustrate how typical customers would be impacted by the various funding mechanisms. It was assumed that the O&M program (non - capital) would be funded first with major capital improvements being implemented later in time after specific projects have been identified in the watershed plans. I:8108-0011ix.louu. ction2 2-114 Table 2-14 presents typical customer charges to pay for the O&M portion of the comprehensive stormwater management program assuming a FY 2001 budget of $51,274,500 including $4.0 million for detention basin maintenance and $12.25 million for replacement/ renewal. The program costs in Table 2-14 does not include any major new capital improvements. Table 2-15 presents customer costs to fund the major stormwater capital improvements with an average debt service of $29,156,900 per year. This debt service would be adequate to fund $30,000,000 in projects each year for 20 years using revenue or general obligation bonds with a 20 year term. These costs are for major capital improvements only and are over and above the non -capital stormwater program costs in Table 2-14. Charges for residential customers for O&M range from $2.48/month to $6.88/month for the impervious charge depending on the size (impervious area) of the residence. Under an ad valorem tax approach, the range would be $1.16/month to $13.85 depending on the assessed evaluation. A flat rate would be $10.13/month. Based on total annual taxable purchases in St. Louis County of approximately $14.6 billion the required sales tax rate would be Q .35%. The average residential customer would pay the equivalent of $5.28/month (in sales tax supporting the stormwater program based on annual taxable purchases of $17,910 per year). Non-residential charges vary significantly. For an average non-residential parcel, the impervious charge would be $73.81/month; the ad valorem tax $68.01/month; and the flat rate $10.13/month. Sales tax information was not available. Small, tax exempt property would pay $22.33/month for the impervious charge; $0.00 for ad valorem taxes; and $10.13/month for the flat rate. Sales taxes are not applicable. Table 2-14 shows a significant range for residential property owners from $2.48/month to $13.85/month depending on the funding mechanism. However, the rates are not unreasonable relative to other taxes and rates for other services such as water or sewer. On the other hand, the non-residential charge ranges from $10.13/month for the flat rate to $73.81/month for the impervious charge. The difference is significantly greater for larger non-residential parcels. The significance and impact of the tax exempt rate is that tax exempt properties pay nothing for stormwater under the ad valorem tax basis. In essence, taxable 1:8108-0011st. ouisLsectiun2 2-115 Table 2-14 Metropolitan St. Louis Sewer District Stormwater System Master Improvement Plan Example O&M Program Costs for MSD Customers (1) Funding Mechanisms and Monthly Charges (in $/month) Impervious Charge Ad Valorem Tax Sales Tax Flat Rate Charge Average Customer Characteristics Residential 1.670 sf impervious (2) $4.93 $5.69 $5.28 $10.13 19,980 Assessed Valuation 17.91Q Purchases subject to sales tax Non -Residential 29,800 sf impervious 238.740 Assessed Valuation $73.81 $68.01 n/a $10.13 n/a Purchases subject to sales tax Other MSD Customer Characteristics Residential 1 (small) ZZ sf impervious (2) 4.050 Assessed valuation $2.48 $1.16 n/a $10.13 n/a Purchases subject to sales tax Residential 2 (large) 2,496 sf impervious (2) $6.88 $13.85 n/a $10.13 48,64Q Assessed Valuation n/a, Purchases subject to sales tax Non -Residential 1 (small commercial) 1.500 sf impervious 49.567 Assessed Valuation $4.43 $14.12 n/a $10.13 aLa, Purchases subject to sales tax Non -Residential 2 (industrial) 1.729.855 sf impervious $4,242.03 $16,046.49 n/a $10.13 56.331,489 Assessed Valuation n/a Purchases subject to sales tax Non -Residential 4 (small tax exempt) 8.785 sf impervious $22.33 $0.00 $0.00 $10.13 Q Assessed Valuation Q Purchases subject to sales tax Non -Residential 5 (large tax exempt) 259.774 sf impervious $637.71 $0.00 $0.00 $10.13 0 Assessed Valuation Q Purchases subject to sales tax Annual Unit Rate $2.94 per 100 sf impervious area $0.34 per $100 of assessed valuation 0.35% of purchases subject to sales tax $121.50 per stormwater account Notes: n/a = not available (1) Rates based on FY 2001 stormwater budget of $51,274,500 which includes $4,000,000 for detention basin maintenance and $12,250,000 for Replacement/Renewal projects. (2) Residential rates include a charge for approximately 192 sf of driveways and sidewalks that is not included in the impervious area listed. Source: MSD Finance Department OMRATES.XLS 2-116 I012N5 10:43 Table 2-15 Metropolitan St. Louis Sewer District Stormwater System Master Improvement Plan Example Capital Improvement Program Costs for MSD Customers (1) Funding Mechanisms and Monthly Charges (in $/month) Impervious Charge Ad Valorem Tax Sales Tax Flat Rate Charge Average Customer Characteristics Residential 1.670 sf impervious (2) $2.57 $3.33 $2.99 $4.49 19,980 Assessed Valuation 17,910 Purchases subject to sales tax Non -Residential 29.800 sf impervious $45.00 $39.79 n/a $4.49 238,740 Assessed Valuation n/a Purchases subject to sales tax Other MSD Customer Characteristics Residential 1 (small) 672 sf impervious (2) 4.f150 Assessed valuation $1.06 $0.68 n/a $4.49 ri/a Purchases subject to sales tax Residential 2 (large) 2.496 sf impervious (2) $3.78 $8.11 n/a $4.49 48.64Q Assessed Valuation n/a Purchases subject to sales tax Non -Residential 1 (small commercial) 1.500 sf impervious $2.27 $8.26 n/a $4.49 49.567 Assessed Valuation ri/a Purchases subject to sales tax Non -Residential 2 (industrial) 1,729.855 sf impervious $2,612.15 $9,388.58 n/a $4.49 56.331.489 Assessed Valuation ri/a Purchases subject to sales tax Non -Residential 4 (small tax exempt) 8,785 sf impervious $13.29 $0.00 $0.00 $4.49 Q Assessed Valuation Q Purchases subject to sales tax Non -Residential 5 (large tax exempt) 259.774 sf impervious $392.30 $0.00 $0.00 $4.49 Q Assessed Valuation Q Purchases subject to sales tax Annual Unit Rate $1.81 per 100 sf impervious area $0.20 per $100 of assessed valuation 0.20% of purchases subject to sales $53.88 per stormwater account Notes: n/a = not available (1) Estimated Capital Improvements Budget = $600,000,000. Rates assume that $30,000,000 worth of projects is funded each year for 20 years, with an average of debt service = $29,156,900. Debt service assumes a 20 year payback period on the bonds and District -wide funding. (2) Residential rates include a charge for approximately 192 sf of driveways and sidewalks that is not included in the impervious area listed. Source: MSD Finance Department. CIP.XLS 2-117 102/75 IQ 49 properties subsidize the tax-exempt properties under the ad valorem tax approach. Under a flat rate approach, the smaller properties, the residential parcels subsidize all the larger parcels. Table 2-15 presents similar conclusions for the capital improvement component of the stormwater program. Either the Impervious Charge, Ad Valorem Tax or flat rate can provide the required revenue needed for MSD's stormwater management program. Theoretically, a sales tax approach could provide the required revenue, but the Finance Department had limited information was available to develop a meaningful comparison. However, because tax exempted and non-residential customers typically do not pay significant sales taxes, the residential customers would be expected to pick up a large component of the cost making the sales tax charges as high or higher than the flat rate. Given that these funding mechanisms all can provide the required revenue, the decision for which is the most appropriate to fund MSD's stormwater program becomes a policy decision for the Board. This decision must be based on the objectives of the stormwater program and the funding philosophy of MSD, the impact to MSD's customers, and the ability to successfully implement the desired funding mechanism. Feedback from the SSC, TAC, and PAC To solicit feedback from the public and to develop a recommendation to the Board, funding sources and funding mechanisms were discussed with the SSC, TAC, and PAC. The funding issue was discussed with these committees at several meetings in an effort to achieve a consensus on the most appropriate funding mechanism for MSD. The SSC concluded the following: SSC Feedback 1. Any increase in taxes or charges (impervious charge) must be taken to the voters for approval based on the current political climate and the legal interpretation of preliminary rulings in pending rate court action. z:8103-OO1\ t.muis',R;or 2 2-118 2. The impervious charge is the logical funding mechanism for stormwater services because it fairly and equitably allocates the stormwater program cost based on the contribution of runoff. All customers would pay for stormwater services. 3. A major issue regarding any charge or tax is the equity of paying for capital improvements because the capital improvement needs and costs could vary widely from one area of the District to another. A watershed -based charge for capital improvements may be the best solution. 4. Given that any increase in taxes must be approved by the voters, the most important issue becomes the process of taking the increase to the voters for approval. It will be important to define the public information program, the magnitude of the increase and the corresponding Ievel of service to be provided, and the potential for winning voter approval. TAC Feedback The TAC, agreed that the impervious charge was the only fair and equitable way to charge for stormwater services. There was concern with the District's basis for determining the impervious area on residential parcels, in that not all of the impervious area was accounted for (driveways are not included) in the assessors data and that non-residential parcels were in essence partially subsidizing the residential parcels under this scenario. A watershed - based impervious charge for capital improvements was not a major issue, but was an acceptable funding approval. PAC Feedback The PAC, did not reach a final consensus on the specific funding source nor the funding mechanism. Several members were not convinced that an impervious charge was a better approach than taxes. The PAC felt that sales tax as a funding source should be considered in more detail before being ruled out. Similar to the TAC, concern was also expressed over the ignoring of some of the residential impervious area (driveways), which, in effect, results in the non-residential parcels partially subsidizing the residential parcels. The PAC agreed that O&M should be financed District -wide. The preliminary conclusion of the PAC was that a 1:8106-00I1silouisIsc[ioa2 2-119 simple funding mechanism easily understood by the public would be most appropriate. It agreed that the simplest mechanism would be a flat rate that could be varied based on the type of property so that a small residential property owners would not pay the same as large industrial or commercial property owners. No conclusion was reached regarding how to fund capital costs. CONCLUSIONS H&S/CDM reviewed the feedback and preliminary recommendations from meetings with the SSC, TAC, and PAC regarding the funding issue. Although there were similarities in philosophy and conclusions among the committees, the final recommendation requires a compromise approach to establish an acceptable rate structure for MSD. The recommendation is based on MSD implementing a rate structure that is fair and equitable; has been successfully applied in other areas; is legally defensible; is administratively simple to implement and maintain; and is easy to understand for the average MSD customer. The two primary funding issues identified by the SSC, TAC, and PAC were the actual funding mechanism, such as a tax or impervious charge and the geographic area over which the stormwater cost would be recovered. The SSC concluded that an impervious charge was the only logical basis for recovering stormwater costs because it fairly and equitably distributed cost according to runoff contribution and the benefits received. The SSC felt that maintenance and replacement/renewal costs should be distributed District -wide, whereas capital cost would most appropriately be recovered on a watershed basis. The TAC similarly concurred that the impervious charge was the only fair and equitable way to charge for stormwater services. The areal distribution for recovering cost associated with capital improvements was not a major issue, but was an acceptable approach. The PAC concluded that a simple flat rate should be charged to property with some mechanism to vary the cost between small residential property owners and large industrial or commercial property owners. Maintenance and replacement/renewal costs should be recovered through District -wide charges, but no conclusion was reached on how to fund capital costs. I:8103-0011st.lo u islsectian2 2-120 Rate Structure H&S/CDM recommends an impervious area -based charge to recover stormwater costs with a three -tiered -flat rate structure for the majority of MSD's customers. Under this approach, 95% of MSD 350,000 single-family customers would be charged a flat rate. Smaller properties in the District would be grouped by impervious area, for example in 1000 square foot increments, into customer classes with impervious areas up to 3,000 square feet. MSD has the impervious area of all parcels in its database and can easily group parcels according to these impervious area classes to determine corresponding flat rates. The resulting three classes would pay three flat rates based on the average impervious area for that customer class. This tiered -flat rate approach has been successfully applied in other areas to charge residential customers for their runoff contribution. This approach also maintains administrative simplicity in the rate structure and provides customers with a rate concept that is easily understood. The tiered -flat rate approach based on impervious area also legally defensible because it is based on actual average impervious area in the user class which does not very significantly within the class. This rate structure provides tiered flat rates to all customers with impervious area less than 3,000 square feet. Under this approach, 75% of MSD's 21,000 commercial customers would be charged according to their actual impervious area. Although the actual impervious charge basis may be more difficult to understand than a simple flat rate, the smaller number of customers and a better ability to understand the concept makes this a reasonable approach for these customers. Properties with impervious areas greater than 3,000 square feet, whether residential or non-residential, would be charged for stormwater services based on their actual impervious area. These parcels cannot be similarly grouped because of the large variation in impervious area for these parcels, which ranges from 3001 square feet to millions of square feet, and because of the resulting wide range of impervious tier or impervious area class. Parcels with impervious areas greater than 3,000 square feet include some larger residential customers, although the majority of customers are non-residential customers including industrial and tax-exempt larger parcels. The actual impervious areas for these parcels vary considerably. 1: 8108-001la.louiskecti on2 2-121 These customers are more appropriately charged according to the actual impervious area on their property as opposed to a tiered class grouping approach. For example, extending the flat rate approach to these larger parcels would require a multitude of user classes or would require much larger grouping that would allow actual impervious areas to vary by unacceptable amounts in each impervious area class. The result would not be consistent with the need for a fair, equitable and legally defensible rate structure. Area Basis For Rate H&S/CDM recommends a District -wide basis to recover the non -capital stormwater management program costs such as Operations and Maintenance, Engineering/Planing, and Replacement/Renewal. Capital cost recovery can be accomplished on a watershed basin. However, MSD should further evaluate the practicality, administrative costs and customer acceptance of a watershed based capital improvements costs recovery program. The two major projected stormwater costs for the future fiscal year 2000 to 2001 from Table 2-11 are Maintenance ($21,659,000) and Replacement/Renewal ($12,250,000). These costs include significant increases for expanded maintenance service. The services and benefits associated with these stormwater functional areas are generally provided system -wide and are not area or watershed specific. Therefore consistent with discussions with the SSC, TAC and PAC, the charges for these services should be distributed across the entire District. On the average, all customers generally benefit equally from maintenance and replacement/renewal services. Major capital improvements required over and above maintenance and replacement/renewal have not been specifically identified across the District. MSD is in the process of preparing watershed master plans which will identify specific capital improvements by watershed. Because these capital improvement needs are likely to vary considerably by watershed, MSD should consider watershed/based charges to pay for these improvements. For example, the intensely developed areas with many problems will likely have more capital improvements needs than developing areas with few existing problems. 1: 8 l 0 8.00 l lsil a u islstctio n 2 2-122 The watershed basis should be defined by seeking a balance of capital improvement needs and administrative simplicity after the watershed master plans are completed and the long term capital improvement costs have been identified. The watershed basis could be defined by major river basin such as the Mississippi or Missouri rivers or could be reduced to smaller watershed such as Caulks or Gravoiscreeks, similar to the OMCI subdistricts in the original area. The capital improvement watershed -based cost recovery issue should be addressed in the future after MSD has identified required capital improvement costs and priorities. The areal basis for recovering capital improvement costs does not affect the funding mechanism or area basis for the other stormwater cost or programs including maintenance and replacement/renewal. Recommendations 1. Present the results of the funding analysis to the Board, specifically explaining the conclusions of the SSC, TAC and PAC. 2. Proceed with a funding scenario for non -capital improvement stormwater cost that include a tiered -flat rate for the majority of MSD's customers primarily residential customers, and an actual impervious charge basis for larger parcels, primarily non- residential customers. The breakpoint between the flat rate and actual pervious charges should be determined by analyzing the distribution of impervious area for all MSD customers by major land use categories. Preliminary information provided by the District indicates that 3,000 square feet would be a logical transition point between the flat rate and actual impervious charge. 3 Collect revenues for the non -capital components of the stormwater management program on a District -wide basis. Collect future capital improvement revenues on a watershed -basis to be determined upon completion of the watershed master plans. 4. Initiate the PI & I Program in preparation for a referendum on the funding mechanism as soon as is practicable. I: 8108-0011a.la u is\union? 2-123 3.0 IMPLEMENTATION OF STORMWATER MANAGEMENT PROGRAM Phase I of the SSMIP focuses on what MSD is doing now in the area of stormwater management and identifies what should be done to provide comprehensive stormwater management service to the residents of the District. Section 2 recommended a number of changes in the way stormwater should be addressed in terms of defining MSD stormwater policy and development or modification of the Districts Rules and Regulations that govern stormwater. This section presents the key issues that must be addressed and the steps that must be taken to implement a comprehensive stormwater master plan throughout the District. The "Implementation" of MSDs stormwater management program must address four major components critical to its success: Legal authority/rules/regulations • Planning tools • Funding Adoption of the stormwater program This section discusses MSDs approach to carry out each of these components and identifies any unresolved issues or action items required for the SSMIP to move forward. 3.1 LEGAL AUTHORITY, RULES AND REGULATIONS MSD's two principal means for implementing its stormwater program are statutory mandates in its Charter (PIan) dated February 9, 1954, and design standards listed in Chapter 4 of the Rules and Regulations and Engineering Design Requirements For Sanitary Sewage and Stormwater Drainage Facilities dated December 1993. As discussed in Section 1, the Plan grants broad powers which are sufficient to implement a stormwater management program by the District. Therefore, MSD has adequate existing legal authority to enact the stormwater management program as currently envisioned. However, future modifications to the program that might I;8l611-001\.Louiecio,i3 3-1 include a major water quality emphasis or changes in responsibilities would require further legal review. MSD's Rules and Regulations, which are required by ordinance, provide the mechanism for enforcement of MSD's the design standards and criteria. Section 2 recommended certain changes to the Rules and Regulations, which will need to be adopted by ordinance to be legally enforceable. Once the Rules and Regulations are updated and adopted by MSD, they may become inconsistent with existing local municipal rules or ordinances. In these cases, the local municipalities will be required to update their ordinances and rules accordingly. 3.2 PLANNING TOOLS Several planning tools or products are required to facilitate implementation of the stormwater management program. The Watershed Planning Framework Report provides the technical information and guidance to develop "Watershed Plans" across the district. The watershed plans will identify the specific stormwater system improvements to address existing and future problems. This Policy and Standards Report establishes the overall approach to comprehensive stormwater management, while the Watershed Assessment Report and the individual Watershed Plans provide the background information and the specific system improvements that are required. These documents should be adopted by MSD and their recommendations and requirements must be conveyed to all appropriate users such as local municipalities, engineers, and developers. Section 2 identified areas of MSD's Rules and Regulations that should be updated to be consistent with the goals and objectives of the stormwater program. MSD should review and update the Rules and Regulations, adopt and distribute them to users in the District. In doing so, MSD should consider breaking them up into two separate documents that would separate stormwater from sanitary. This would improve their useability and focus their information for both the stormwater and sanitary programs. Development of updated rules will also require appropriate information exchange and education of users such as engineers and developers. L8108.0011szmu 3-2 3.3 FUNDING Section 2 presented the results of funding discussions with MSD staff, the SSC, TAC and PAC. The stormwater program can only be implemented if an adequate, dedicated and reliable source of funding is provided. MSD must identify and implement a source of funding to carryout its comprehensive stormwater management program. In reviewing the existing MSD stormwater program, a number of recommendations were made to improve and expand the level of service provided. These enhancements to the program will require additional staff, equipment and construction dollars. MSD should develop detailed budget projections to carryout the additional inspection, expanded maintenance, improved response times, and required system improvements. This "cost of service" analysis would serve as the basis for implementing a new source of funding for the stormwater program. The MSD Board should consider the funding options proposed and evaluated by the SSC, TAC and PAC and should adopt an appropriate funding source to implement the stormwater program. Any new funding options appear to be constrained by the Hancock Amendment. This constraint may require potential state legislation or local voter approval to implement a new funding source. The funding mechanism must also consider the potential modification or reorganization of the District as is being considered by Confluence. Pending the final outcome of the Confluence study, MSD should consider moving forward with a referendum that would enable it to implement a new funding source for its stormwater program. The MSD board should consider and act on the funding issue as soon as it is reasonably practicable. 3.4 ADQIITICILQEMaamenEhauldANAGEmENLERaczam The final component of implementation of the stormwater management program is its adoption and application across the District. The process for its adoption must be primarily through a Public Involvement and Information (PI&I) program that educates those individuals or agencies about the objectives, policies and requirements of MSD's stormwater L•B IaS-0p 11stioolAseaion3 3-3 I program. In addition, Iocal municipalities must also establish the appropriate legal authority to ensure the implementation of the program. MSD is in the process of preparing a PI&I plan to address these and other issues. However, a major focus of the PI&.I plan must be to educate those individuals associated with stormwater across the District. This focus should include various methods of education and technical information exchange to reach elected officials, municipal engineers, consultants and developers to explain the requirements of MSD's stormwater management program. In addition to newsletters, MSD should consider special mailings and technical workshops to explain the changes in how stormwater will be managed in the future. The other important aspect of adoption of the stormwater program is the need to establish the appropriate legal authority at the Iocal level. This issue was discussed with the SSC, TAC and PAC to determine the most appropriate approach. It was concluded that MSD should establish the minimum standards and technical guidance for stormwater management that would apply across the District, but that each municipality would adopt its own ordinances/rules for enforcement. Through the development of its stormwater management program, MSD has established the policy for stormwater management across the District. In this leadership role, MSD will provide the direction and requirements for municipalities engineering, developers and contractors relative to stormwater planning design and construction. MSD should prepare a model stormwater ordinance for adaption local municipalities to further assist in the implementation of its stormwater program. The model ordinance will facilitate a local education process through, its Development and Adoption will further define authority, requirements and enforcement responsibilities, and can be structured to include other stormwater-related issues such as erosion and sediment control, grading and floodplain regulation that are outside of MSD's authority. L 6106-00I\alouisyectiony 3-4 I I I I I I I f i i I i N N 9 i s 3S The following steps are required for implementation of MSD's comprehensive stormwater management program: 1. Adopt the Policies and Standards Report and the Watershed Plans as they are completed. 2. Initiate the technical information transfer component of the PI&I program. 3. Adopt an appropriate funding mechanism for the non -capital components of the stormwater program and initiate steps for a voter referendum. 4. Devise the existing MSD stormwater ordinance to reflect recommended policy and standards changes. 6. Prepare a model stormwater ordinance for local municipalities and assist in adoption of the model ordinance. 1:1108-00.11,stiottlEuectiod 3-5 I 4.0 REFERENCES Black & Veatch, 1993, Report on Alternative Rate Structures for the Metropolitan St. Louis Sewer District Fiscal Year 1994. Camp Dresser & McKee, Inc., August 11, 1994, Drainage Master Plan - City of San Marcos - Volume 1 - Report. Camp Dresser & McKee, Inc., Environmental Engineers, Scientists, Planners & Management Consultants, August 1990, Stormwater Management Plan - Volume 1: Main Report - Henrico County Department of Public Works. Camp Dresser & McKee, Inc., November, 1994, Stormwater Impervious Charge Fee Adjustment Program, Metropolitan St. Louis Sewer District. Camp Dresser & McKee, Inc., Program Manager in association with Woolpert Consultants, Inc., and Wilson & Associates, Inc., January 1992, City of Cincinnati Proposed Stormwater Management Plan. Donohue & Associates, Inc. Engineers & Architects, 1981, Storm Water Management Plan. DuPage County Stormwater Management Committee, September 1989, DuPage County Stormwater Management Plan. Federal Emergency Management Agency, 1983, Further Advice on Executive Order 11988 Floodplain Management, Interagency Task Force on Floodplain Management. Interagency Floodplain Management Review Committee, June 1994, A Blueprint for Change, Sharing the Challenge: Floodplain Management Into the 21st Century, l:8108.00 I1st.l o u\u ct 4 4-1 3.5 SUMMARY Op ]MPLEMENTATION RECOMMEND ATTON9 The following steps are required for implementation of MSD's comprehensive stormwater management program: 1. Adopt the Policies and Standards Report and the Watershed Plans as they are completed. 2. Initiate the technical information transfer component of the PI&I program. 3. Adopt an appropriate funding mechanism for the non -capital components of the stormwater program and initiate steps for a voter referendum. 4. Devise the existing MSD stormwater ordinance to reflect recommended policy and standards changes. 6. Prepare a model stormwater ordinance for local municipalities and assist in adoption of the model ordinance. 1:8 I O 8 -OO 1 ‘st.l ou is Ise cti o 03 3-5 program. In addition, local municipalities must also establish the appropriate legal authority to ensure the implementation of the program. MSD is in the process of preparing a PI&I plan to address these and other issues. However, a major focus of the PI&I plan must be to educate those individuals associated with stormwater across the District. This focus should include various methods of education and technical information exchange to reach elected officials, municipal engineers, consultants and developers to explain the requirements of MSD's stormwater management program. In addition to newsletters, MSD should consider special mailings and technical workshops to explain the changes in how stormwater will be managed in the future. The other important aspect of adoption of the stormwater program is the need to establish the appropriate Iegal authority at the local level. This issue was discussed with the SSC, TAC and PAC to determine the most appropriate approach. It was concluded that MSD should establish the minimum standards and technical guidance for stormwater management that would apply across the District, but that each municipality would adopt its own ordinances/rules for enforcement. Through the development of its stormwater management program, MSD has established the policy for stormwater management across the District. In this leadership role, MSD will provide the direction and requirements for municipalities engineering, developers and contractors relative to stormwater planning design and construction. MSD should prepare a model stormwater ordinance for adaption local municipalities to further assist in the implementation of its stormwater program. The model ordinance will facilitate a local education process through, its Development and Adoption will further define authority, requirements and enforcement responsibilities, and can be structured to include other stormwater-related issues such as erosion and sediment control, grading and floodplain regulation that are outside of MSD's authority. I:B l QB-00I1silauieisection3 3-4 3.3 FUN -DING Section 2 presented the results of funding discussions with MSD staff, the SSC, TAC and PAC. The stormwater program can only be implemented if an adequate, dedicated and reliable source of funding is provided. MSD must identify and implement a source of funding to carryout its comprehensive stormwater management program. In reviewing the existing MSD stormwater program, a number of recommendations were made to improve and expand the level of service provided. These enhancements to the program will require additional staff, equipment and construction dollars. MSD should develop detailed budget projections to carryout the additional inspection, expanded maintenance, improved response times, and required system improvements. This "cost of service" analysis would serve as the basis for implementing a new source of funding for the stormwater program. The MSD Board should consider the funding options proposed and evaluated by the SSC, TAC and PAC and should adopt an appropriate funding source to implement the stormwater program. Any new funding options appear to be constrained by the Hancock Amendment. This constraint may require potential state legislation or local voter approval to implement a new funding source. The funding mechanism must also consider the potential modification or reorganization of the District as is being considered by Confluence. Pending the final outcome of the Confluence study, MSD should consider moving forward with a referendum that would enable it to implement a new funding source for its stormwater program. The MSD board should consider and act on the funding issue as soon as it is reasonably practicable. 3.4 ADOPTION OF THE STORMWATER MANAGEMENT PROGRAM The final component of implementation of the stormwater management program is its adoption and application across the District. The process for its adoption must be primarily through a Public Involvement and Information (PI&I) program that educates those individuals or agencies about the objectives, policies and requirements of MSD's stormwater I:8108-00I Lst. iou isksectio iJ 3-3 include a major water quality emphasis or changes in responsibilities would require further legal review. MSD's Rules and Regulations, which are required by ordinance, provide the mechanism for enforcement of MSD's the design standards and criteria. Section 2 recommended certain changes to the Rules and Regulations, which will need to be adopted by ordinance to be legally enforceable. Once the Rules and Regulations are updated and adopted by MSD, they may become inconsistent with existing Iocal municipal rules or ordinances. In these cases, the local municipalities will be required to update their ordinances and rules accordingly. 3.2 PLANNING TOOLS Several planning tools or products are required to facilitate implementation of the stormwater management program. The Watershed Planning Framework Report provides the technical information and guidance to develop "Watershed Plans" across the district. The watershed plans will identify the specific stormwater system improvements to address existing and future problems. This Policy and Standards Report establishes the overall approach to comprehensive stormwater management, while the Watershed Assessment Report and the individual Watershed Plans provide the background information and the specific system improvements that are required. These documents should be adopted by MSD and their recommendations and requirements must be conveyed to all appropriate users such as local municipalities, engineers, and developers. Section 2 identified areas of MSD's Rules and Regulations that should be updated to be consistent with the goals and objectives of the stormwater program. MSD should review and update the Rules and Regulations, adopt and distribute them to users in the District. In doing so, MSD should consider breaking them up into two separate documents that would separate stormwater from sanitary. This would improve their useability and focus their information for both the stormwater and sanitary programs. Development of updated rules will also require appropriate information exchange and education of users such as engineers and developers. 1:8 ]08-001\st.lcuisls,ction3 3-2 4.0 REFERENCES Black & Veatch, 1993, Report on Alternative Rate Structures for the Metropolitan St. Louis Sewer District Fiscal Year 1994. Camp Dresser & McKee, Inc., August 11, 1994, Drainage Master Plan - City of San Marcos - Volume 1 - Report. Camp Dresser & McKee, Inc., Environmental Engineers, Scientists, PIanners & Management Consultants, August 1990, Stormwater Management Plan - Volume 1: Main Report - Henrico County Department of Public Works. Camp Dresser & McKee, Inc., November, 1994, Stormwater Impervious Charge Fee Adjustment Program, Metropolitan St. Louis Sewer District. Camp Dresser & McKee, Inc., Program Manager in association with Woolpert Consultants, Inc., and Wilson & Associates, Inc., January 1992, City of Cincinnati Proposed Stormwater Management Plan. Donohue & Associates, Inc. Engineers Sr Architects, 1981, Storm Water Management Plan. DuPage County Stormwater Management Committee, September 1989, DuPage County Stormwater Management Plan. Federal Emergency Management Agency, 1983, Further Advice on Executive Order 11988 Floodplain Management, Interagency Task Force on Floodplain Management. Interagency Floodplain Management Review Committee, June 1994, A Blueprint for Change, Sharing the Challenge: Floodplain Management Into the 21st Century. L'8108-001141Mil a4 4-I The Lake County Department of Planning, Zoning and Environmental Quality, URS Consultants, HDR Engineering, March 1990, Lake County Comprehensive Stormwater Management Plan. Metropolitan St. Louis Sewer District, 1992, Standard Construction Specifications for Sewers and Drainage Facilities. The Metropolitan St. Louis Sewer District, 1993, Rules and Regulations and Engineering Design Requirements for Sanitary Sewage and Stormwater Drainage Facilities - Ordinance Nos. 7691, 9030, 9033, and 2119. Moore, Jamie W. and Dorothy P. Moore, 1989, The Army Corps of Engineers and the Evaluation of Federal FIoodplain Management Policy, University of Colorado - Institute of Behavioral Science. St. Louis County Department of Planning, Joseph A. Cavato , Director of Planning, August 1991, The Zoning Ordinance of St. Louis County, For the Unincorporated Part of St. Louis County. St. Louis County Department of Planning, Donald E. Clark, Director of Planning, June 1995, The Subdivision Ordinance of St. Louis County, For the Unincorporated Part of St. Louis County. Ven Te Chow, David R. Maidment, Larry W. Mays, McGraw-Hill Publishing Company, 1988, Water Resources and Environmental Engineering. W. Joseph Shoemaker, Edward J. Krisor, J. Jay Shoemaker, L. Scott Tucker, The Urban Drainage and Flood Control District. I:8108-O0 Sut.lou\secz4 4-2