Loading...
HomeMy Public PortalAboutExhibit MSD 109 Submittal of Exhibit Index as of October 4, 2011EXHIBIT MSD 109 BEFORE THE RATE C{iMMISSION OF THE METROPOLITAN ST. LOUIS SEWER DISTRICT SUBMITTAL OF EXIII H: IT INDEX OF THE RATE COMMISSION PROCEEDINGS AS OF OCTOBER 4, 2011 ISSUE: WASTEWATER RATE CHANGE PROPOSAL WITNESS: METROPOLITAN ST. LOUIS SEWER DISTRICT SPONSORING PARTY: METROPOLITAN ST. LOUIS SEWER DISTRICT DATE PREPARED: OCTOBER 4, 2011 Metropolitan St. Louis Sewer District 2350 Market Street St. Louis, Missouri 63103 3661274.3 1 EXHIBIT MSD 109 BEFORE THE RATE COMMISSION OF THE METROPOLITAN ST. LOUIS SEWER DISTRICT For Consideration of a Wastewater Rate Change Proposal by the Rate Commission of the Metropolitan St. Louis Sewer District SUBMITTAL OF EXHIBIT INDEX OF THE RATE COMMISSION PROCEEDINGS AS OF OCTOBER 4, 2011 Pursuant to §§ 7.280 and 7.290 of the Charter Plan of the Metropolitan St. Louis Sewer District (the "Charter Plan"), the Metropolitan St. Louis Sewer District ("District") hereby submits the Exhibit Index for review by all parties in the official proceedings regarding the Rate Change Proposal dated May 10, 2011. All parties are asked to review and submit comments to the Rate Commission by Noon October 6, 2011. The Final Exhibit Index will be filed with the Rate Commission by end of business October 6, 2011. yers, General Counsel METROPOLITAN ST. LOUIS SEWER DISTRICT 2350 Market Street St. Louis, Missouri 63103 smyers@stlmsd.corn Tel: (314) 768-6200 Fax: (314) 768-6372 3661274.3 2 Rate Commissi on Submittal 2011 Rate Setting Do cument Index 10/4/2011 9:56 EXHIBIT MSD 109 Submittal Materials; Exhibit Numb er Originals Submitted Distribution Date Prep Owner Recipient(s) # of Copies Rate Co mmission Exhibit List Index 1 JF 1. MSD Wastewater Rate Change Proposal Document MSD 1 X 5/10/2011 JZ Hard C opies: BoT (6), RC (14), L&B (2), Raftellis (1), B& V (1), MSD Directors (8), Repository 2. Rate Change Notice Co ver Lett ers from J eff Theerman: A. Cover letter from J. Theerman to BoT B. Co ve r lette r from J. Theerman to R ate Commission MSD 1A MSD 1B X X 5/10/2011 5/10/2011 JTh JTh Hard C opies: BoT (6), L&B (2), Raftellis (1), B&V (1), MSD Directors (8), Reposit ory Hard C opies: RC (14), L&B (2), Raftellis (1), B&V (1), MSD Directors (8), Repository 3. MSD Public Notice MSD 2 X 5/10/2011 JF Hard C opies: RC (14), L&B (2), Raftellis (1), B&V (1), MSD Directors (8), Repository 4. Rate Proposal Summary MSD 3 X 5/10/2011 JZ Hard C opies: RC (14), L&B (2), R aftellis (1), B&V (1), MSD Directors (8), Repository 5. Rate Model Tables MSD 4 X 5/10/2011 JZ Available in hard c opy upon request. Placed on repository 5/27/11 Detailed Calculations and Comments MSD 4A X 6/6/2011 JZ Repository 6. Rate Model Formulas MSD 5 X 5/10/2011 JZ Available in hard copy up on request. Placed on repository 5/27/11 7. 2007 Rate Commission Recommendatio n Report (prio r deliberations) MSD 6 X 5/10/2011 JZ Hard Copies: RC (14), L&B (2), Raftellis (1), B&V (1), MSD Dire ctors (8), Repository 8. 2008 Rate Commission Recommendatio n Report (prior deliberations) MSD 7 X 5/10/2011 JZ Hard Copies: RC (14), L&B (2), Raftellis (1), B&V (1), MSD Directors (8), Reposit ory 9. FY12 Budget Documents - tentative adoption June 2011 A. Operating Budget Document B. CIRP Budget Document MSD 8 MSD 8A X X 5/10/2011 5/10/2011 JZ JZ Hard Copies: RC (14), L&B (2), Raftellis (1), B&V (1), MSD Directors (8) Hard Copi es: RC (14), L&B (2), Raftellis (1), B&V (1), MSD Directors (8) Rate Commission Exhibit List Index 2 JF 10. Direct Testimony Question Matrix A. Direct Testimony: Jeffre y Theerman, MSD B. Direct Testimony: Susan Myers, MSD C. Dire ct Te stimony: Brian Hoelscher, MSD CIRP Project List D. Direct Testimony: Jonathon Sprague, MSD E. Direct Testimony: Jan Zimmerman, MSD F. Direct Testimony: Karl Tyminski, MSD G. Direct Testimony: Keith Barber, Bla ck & Veatch Formal Submission Cover M emo to Nancy Bowser, RC Se cretary MSD 9 MSD 9A MSD 9B MSD 9B1 MSD 9C MSD 9D MSD 9E MSD 9F MSD 9G X X X X X X X X X 5/13/2011 5/13/2011 5/13/2011 5/13/2011 5/13/2011 5/13/2011 5/13/2011 5/13/2011 5/13/2011 JZ JZ JZ JZ JZ JZ JZ JZ JZ Hard Copies: RC (14), L&B (2), Raftellis (1), B&V (1), MSD Directors (6), Reposit ory Hard Copies: RC (14), L&B (2), Raftellis (1), B&V (1), MSD Dir ectors (6), Reposit ory Hard Copies: RC (14), L&B (2), Raftellis (1), B&V (1), MSD Directors (6), Reposit ory Hard Copies: RC (14), L&B (2), R aft ellis (1), B&V (1), MSD Directors (6), Reposit ory Hard Copies: RC (14), L&B (2), Raftellis (1), B&V (1), MSD Directors (6), Repository Hard Copi es: RC (14), L&B (2), R aftellis (1), B&V (1), MSD Directors (6, Repository Hard Copi es: RC (14), L&B (2), Raftellis (1), B&V (1), MSD Directors (6), Repository Hard Copies: RC (14), L&B (2), Raftellis (1), B&V (1), MSD Directors (6), Repository Hard Copies: RC (14), L&B (2), Raftellis (1), B&V (1), MSD Direct ors (6), Repository Rate Commission Exhibit List index 3 JF 11. Interve ner A pplications A. M issouri Industrial Energy Consumers (MIEC) Intervener Application B. Mr. Robert Mueller Interv ener Application C. Cov idien Intervener Application D. Barnes -Jewish Hospital Interve ner Applica tion Emailed: RC (14), L&B (2), Raftellis (1), B& V (1), MSD Directors (6), R ep ository RC 10 RC 10A RC 10B RC 10C X X X X 5/31/2011 5/31/2011 5/31/2011 5/31/2011 Interveners Interveners Interveners Interveners Emailed: RC (14), L&B (2), Raftellis (1), B& V (1), MSD Directors (6), R ep ository Emailed: RC (14), L&B (2), Raftellis (1), B&V (1), MSD Directors (6), R epository Emailed: RC (14), L&B (2), R aft ellis (1), B&V (1), MSD Directors (6), Repository Rate Co mmission Exhibit List index 4 JF 12. Discovery Request L&B 5/26/11 Cov er letter to Nancy Bowser, RC Secre tary MSD Response to Discovery Request L&B Fitch 2011 Water and Wastewater Medians Fitch District of Columbia Wate r & Sewe r 2010-10-15 Fitch Honolulu Wastewater System 2010-10-25 M oody Honolulu Wastewater System 2010-10-15 Moody Northe ast Ohio Regiona Sewer 2010-11-2 S&P District of Columbia Wate r & Sewer 2010-10-12 S&P Honolulu Wastewater System 2010-10-14 S&P Northeast Ohio Regional Sewer 2010-11-1 Bond Master Ordinance 11713 Supplementa l Bond Ordinance 11736 Supplemental Bond Ordinance 11986 Supplementa l Bond Ordinance 12179 Supplemental Bond Ordinance 12332 Supplemental Bond Ordinance 12343 Supplemental Bo nd Ordinance 12755 L&B 11 L&B 11A X X 5/27/2011 5/27/2011 LS LS Email ed: RC (14), L&B (2), Raftellis (1), B&V (1), MSD Directors (6), Repository Email ed: RC (14), L&B (2), Raft ellis (1), B&V (1), MSD Directors (6), Repository MSD 11B MSD 11C MSD 11D M SD 11E M SD 11F MSD 11G MSD 11H MSD 111 M SD 11J MSD 11K MSD 11L MSD 11M MSD 11N MSD 110 MSD 11P M SD 11Q X X X X X X X X X X X X X X X X 6/7/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ Hard Copies: N. Bowser (1), L&B (1) , Raft ellis (1) Emailed: RC (14), L&B (2), Raft ellis (1), B&V (1), MSD Directors (6), Repository I I I I I I I I Rate Commission Submittal 2011 Rate S etti ng Doc ument Index 10/4/2011 9:56 EXHIBIT MSD 109 Submittal Materials: Exhibit Number Originals Submitted Distribution Date Pr ep Owner Recipient(s) # of Copies Supplemental Bond Ordinance 12771 Supplemental Bond Ordinanc e 12937 Supplemental Bond Ordinance 13024 Supplemental Bond Ordinance 13025 Supplemental Bond Ordinance 13183 Approval of the State Fiscal Year 2012 Clean Water State Revolving Fund Intended Use Plan Intergove rnmental Cooperation Agreement btwn MSD & City of Arnold Federal Requirements as of 4/19/94 1993 B&V Final Report on Altemative Rate Structures District's Debt Ma na ge ment Policy 2009 CAFR 2010 CAFR 2009 MSD Budget 2010 M SD Budget 2009 M SD CIRP Budge t Supplement 2010 M SD CIRP Budget Supplement Resolution #2780 CIRP FY 2009 Resolution #2834 CIRP FY 2010 CIRP Project Listings 2006-2010 SKM E Priorty Ranking Memo on Evalution of Staffing Leve ls fo r Watershed Consultant Program NACWA 2008 Surve y M SD In -source s Flow Metering Program PPT System Wide Cleaning Program PPT Collection Services Audit December 2009 Rea l Esta te Acquisition a nd Relocation Assistance Programs Re vie w FY 2010 Corporate Claims Management Inc, Review March 2010 Emergency Repairs Review FY 2010 April 2010 Miscellaneous Reve nue Review Decembe r 2010 Review of IT General Computing Controls Pump Station & Treatment Plant Process FY2011 Independent Auditors' Report and Financial Statements Employee's Pension Plan Dec. 2009 Agreed Upon Procedures Report Schedule of Net Pledged Revenue June 2010 Schedule of Project Expenditures Under Resolutions 2533, 2808, and 2889 June 2010 Independent Auditors' Report on Federal Awards June 2010 Engineering Time and Materials Contract Review Fe bruary 2011 Effe ctive Utility M anagement Self -Assessment Final Report March 2011 Independent Audito rs' Report and Financial Statements June 30, 2010 US and State of Missouri's Petition Filed June 11, 2007 Coalition For the Environment's Motion to Intervene Resolution #2232 EPA Consent De cree Authorization to Sign BoT Agenda Detail Shee t M SD Aged Receivable Report Fiscal Years 2006-2011 M SD Volumes Bille d FY 2011 MSD 11R MSD 11S MSD 11T MSD 11U MSD 11V MSD 11W MSD 11X MSD 11Y MSD 11Z MSD 11A1 MSD 11A2 MSD 11A3 MSD 11A4 MSD 11A5 MSD 11A6 MSD 11A7 MSD 11A8 MSD 11A9 MSD 11A10 MSD 11A11 MSD 11Al2 MSD 11A13 MSD 11A14 MSD 11A15 MSD 11A16 MSD 11A17 MSD 11A18 MSD 11A19 MSD 11A20 MSD 11A21 MSD 11A22 MSD 11A23 MSD 11A24 MSD 11A25 MSD 11A26 MSD 11A27 MSD 11A28 MSD 11A29 MSD 11A30 MSD 11A31 MSD 11A32 MSD 11A33 M SD 11A34 X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X 6/7/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ I I I I I I I V Hard copy available upon request. Hard Copies: N. Bowser (1), L&B (1) , Raftellis (1) Hard copy available upon r equ est. H ard Copies: N. Bowser (1), L&B (1) , Raft ellis (1) Hard c opy available upon r equ est. Hard Copies: N. B owser (1), L&B (1) , Raftellis (1) Hard copy available upon request. Hard Copies: N. Bowser (1), L&B (1) , R aft ellis (1) Hard c opy available upon requ est . Hard Copies: N. Bowser (1), L&B (1) , Raftellis (1) Hard copy av ailable upon request. Hard Copies: N. Bowser (1), L&B (1) , Raftellis (1) Hard Copies: N. Bowser (1), L&B (1) , Raftellis (1) Emailed: RC (14), L&B (2), Raftellis (1), B&V (1), MSD Directors (6), Reposit ory I I I I I I I I I I I I I V Hard Copi es: N. Bowser (1), L&B (1) , Raftellis (1) Placed on R epository 8/30/11 Hard Copi es: N. Bowser (1), L&B (1) , Raftellis (1) Emailed: RC (14), L&B (2), Raftellis (1), B&V (1), MSD Directors (6), Repository I I 1 V Rate Commission Ex hibit List Index 5 13. M IEC/BJH June 8, 2011 Proposal to revise Rate Commission Procedural Schedule L&B June 8, 2011 Lette r to Rate Co mmission RE: MIEC/BJH Proposal to change Procedural Schedule MIEC/BJH12 L&612a X X 6/10/2011 6/10/2011 MIEC/MEG L&B Emailed: RC (14), L&B (2), Raftellis (1), B& V (1), Interveners:R .Mueller(1);Rmeyer(1);MIEC(2);BJH(1) Repository Emailed: RC (14), L&B (2), Raftellis (1), B& V (1), Interveners:R. Mueller(1);Rmeyer(1); MIEC(2);BJH(1) Repository Rate Co mmission Exhibit List Index 6 14. MSD Response Amendment to L & B May 26, 2011 Discovery Request MSD13 X 6/10/2011 JZ Emailed: RC (14), L&B (2), Raftellis (1), B&V (1), Inter veners:R.Mueller(1);Rmey er(1);MIEC(2);BJH(1) Repository MSD Ope ning Statement Rate Commission Technical Conf June 13, 2011 MSD14 X 6/13/2011 JZ Email ed: RC (14), L&B (2), Raftellis (1), B&V (1), Interveners:R .Muell er(1);Rmeyer(1);MIEC(2);BJH(1) Repository Rate Commission Exhibit List Index 7 15. Discovery Request M IEC dated 6/7/11 MSD Response to Discov ery Request MIEC Bond Buyer 25 -Year Revenue Bo nd Index Force Ma in Business Ca se Stormwater Work Reallocation Five Year Project Plan by New 2010 Categories Infrastructure Listing - WW and Storm Sewer M IEC 15 M SD 16 MSD 16A MSD 166 MSD 1661 MSD 16C MSD 16D X X X X X X X 6/17/2011 6/17/2011 6/17/2011 6/17/2011 6/17/2011 6/17/2011 6/17/2011 MIEC JZ JZ JZ JZ JZ JZ Hard Copies & Emailed: N. Bowser (1), L&B (1), Raftellis (1), MIEC (1) Emailed : RC, B&V, Interveners, Repository I I I Rate C ommission Submittal 2011 Rate Setting Docum ent Index 10/4/2011 9:56 EXHIBIT MSD 109 Submittal Materials: Exhibit Number Originals Submitted Distribution Date Prep Owner Recipients) # of Copies 2008 CAFR Map of contructed SSO & CSO Excerpt from March 7, 2007 Direct Testimony given by Randy Hayman 2002 Wastewate r Rate Chang e Pr op osal 2008 Operating Budget 2008 CIRP Supplemental Budget 2011 Operating Budget 2011 CIRP Supplemental Budget S&P Credit Rating Report Moody's Credit Rating Report Fitch Credit Rating Report A pril 2011 Finance Committee Minute s 2006 CAFR 2007 CAFR 2006 Annual Audit 2007 Annual Audit 2008 Annual Audit 2009 Credit Rating Presentation Series 2010B Preliminary Offering Statement Due Diligence Questionaire Direct Loans Draft Due Diligence Questio na ire Direct Loans Assignments 061609 MDNR User Charge Presentation 090909 SRF Hearing for Digester Rehab SRF Public Hearing 091509 Federal Funding Earmarked for SRF Article fro m The Source Utility Enterprise M anage ment SRF Loan Application MO River Se condary Expansion 101209 2009 Completed A pplication Completed 2009 Ec Recovery App MO River Digester Completed 2009 Ec Recovery Applications MSD MSD Ene rgy Loa n Submittal May 2011 Communications WRDA Requests Cross Reference of Materials to Rate Proposal Surv ey of Typical Monthly Waste water Bills 50 La rgest Cities All Muni Bond Fund Balance Report Wet Weather Study Low Income Brochure MSD 16E MSD 16F MSD 16G MSD 16G1 MSD 16H MSD 161 MSD 16J MSD 16K MSD 16L MSD 16 M MSD 16N MSD 160 MSD 16P MSD 16Q MSD 16R MSD 16S MSD 16T MSD 16U MSD 16V MSD 16W MSD 16X MSD 16Y MSD 16Z MSD 16 A1 MSD 16A2 MSD 16A3 MSD 16A4 MSD 16A5 MSD 16A6 MSD 16A7 MSD 16A8 MSD 16A9 MSD 16A10 MSD 16A11 MSD 16Al2 MSD 16A13 MSD 16A14 MSD 16A15 X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X 6/17/2011 6/17/2011 6/17/2011 6/17/2011 6/17/2011 6/17/2011 6/17/2011 6/17/2011 6/17/2011 6/17/2011 6/17/2011 6/17/2011 6/17/2011 6/17/2011 6/17/2011 6/17/2011 6/17/2011 6/17/2011 6/17/2011 6/17/2011 6/17/2011 6/17/2011 6/17/2011 6/17/2011 6/17/2011 6/17/2011 6/17/2011 6/17/2011 6/17/2011 6/17/2011 6/17/2011 6/17/2011 6/17/2011 6/17/2011 6/17/2011 6/17/2011 6/17/2011 6/17/2011 JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ I I I I I I I I I I I I I I I I I I I I I I V Rate Commissio n Ex hibtt List Index 8 Updated 7/27/11 16. Transcript June 13, 2011 1st Technical Conference M SD 17 X 6/21/2011 KT Emailed: RC (14), L&B (2), Raftellis (1), B&V (1), Int erveners, Dir ectors, Reposit ory 17. Seco nd Discovery Request L&B 6/24/11 M SD Re sponse to Second Discovery Re quest L&B M OU - United Wastewater Workers Association MOU - American Federation of State, County and M unicipal Employee s Local 410 MOU - Bricklayer Local 1 of Missouri, Electricians Local 1, International Unio n of Operating Engineers Hoisting Local 513, M achinists District 9 Pe rsonnel Services Incre ase Per Year Ordinance 13180 - Defined Contribution Plan Ordinance 13181 - Pension Plan United Healthcare - Medical Ameritas - Dental MetLife - Life Tri-Star Benefit Systems Inc. Liberty Mutual - Lo ng -Te rm Disability Civil Serv ice Rules and Regulation July 2007 M SD Inflation Trend Analysis US District Court Counterclaim Filed 9/21/2007 US District Court Countercla im Filed 11/20/2007 Document 25 US District Court Counterclaim Filed 11/20/2007 Document 26 US District Court Counterclaim Filed 11/20/2007 Document 28 US District Court Counterclaim Filed 3/10/2008 L&B 18 MSD 18A M SD 18B MSD 18C MSD 18D MSD 18E MSD 18F M SD 18F1 MSD 18F2 M SD 18F3 M SD 18F4 MSD 18F5 MSD 18F6 MSD 18F7 M SD 18G M SD 18H MSD 18H1 MSD 18H2 MSD 18H3 M SD 18H4 X X X X X X X X X X X X X X X X X X X X 6/24/2011 7/8/2011 7/8/2011 7/8/2011 7/8/2011 7/8/2011 7/8/2011 7/8/2011 7/8/2011 7/8/2011 7/8/2011 7/8/2011 7/8/2011 7/8/2011 7/8/2011 7/8/2011 7/8/2011 7/8/2011 7/8/2011 7/8/2011 L&B JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ Emailed: RC (14), L&B (2), Raftellis (1), B&V (1), Interveners, Dir ectors, Repository Hard Copies: N. Bowser (1), L&B (1) , Raftellis (1) Emailed: RC (14), L&B (2), Raftellis (1), B&V (1), MSD Directors (7), Repository I I I I I I Rate Commission Submittal 2011 Rate Setting Document Index 10/4/2011 9:56 EXHIBIT MSD 109 Submittal Materials: Exhibit Number Original s Submitted Distribution Dat e Prep Owner Recipients) # of C opies US District Court Counterclaim Filed 3/24/2008 US District Court Counterclaim Filed 4/3/2008 US District Court Counterclaim Filed 9/12/2008 US District Court Counterclaim Filed 8/30/2009 Ordinance 13021 Delinquent Accounts & Billing Adjustments Procedures Lien Placements by Month FY2009 and FY2010 Settlement Guidelines Collection Law Services RFP 1416 Contra ct with Heimos Contract with Gusdorf Contract with Kramer & Frank Comparison of De linquency Rates to Comparable Sewer Districts Effect of Lack of High Impact Collection Me thods Delinquency Aging FY06-FY11 Project Encumbrance Ba lance FY 2010 Current Status of 2008 Rate Procee ding CIRP Project Schedule of Proposed CIRP on a Cash -Flow Basis Tiered Co mpliance Charge Customers by Facility Name Engineering Cost Allocations (2010 Actual Costs) Feasibility Study Tables G-1 through K-10 Bond Buyer Extract of Use of Debt by Water and Sewer Utilities State Direct Loan Due Diligence Request Form Direct Testimony Questions - Revision Summary of CIRP Co sts Cash Flow vs. Appropriation M illiman 9/2/10 Letter- MSD Emplo yees' Pension Plan MSD 18H5 MSD 18H6 MSD 18H7 MSD 18H8 MSD 181 MSD 18J MSD 18K MSD 18L MSD 18 M MSD 18N MSD 180 MSD 18P MSD 18Q MSD 18R MSD 18S MSD 18T MSD 18U MSD 18V MSD 18W MSD 18X MSD 18Y MSD 18Z MSD 18A1 MSD 18A2 MSD 18A3 MSD 18A4 MSD 18A5 X X X X X X X X X X X X X X X X X X X X X X X X X X X 7/8/2011 7/8/2011 7/8/2011 7/8/2011 7/8/2011 7/8/2011 7/8/2011 7/8/2011 7/8/2011 7/8/2011 7/8/2011 7/8/2011 7/8/2011 7/8/2011 7/8/2011 7/8/2011 7/8/2011 7/8/2011 7/8/2011 7/8/2011 7/8/2011 7/8/2011 7/8/2011 7/8/2011 7/8/2011 7/8/2011 7/27/2011 JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ i i i I 1 1 I I V Emailed: RC (14), L&B (2), Raft ellis (1), B&V (1), Interveners, Directors, Repository 18. Second Discovery Request MIEC 7/1/11 MIEC Discovery Request 1-1 and 2-1 July 6, 2011 Letter to MSD General Counsel MSD Response to Second Discovery Request MIEC Percent Recovery of Compliance Charge Revenue by Tier Table 3-17 Amendment to Questio ns 2-6 and 2-7 of M SD Response to 2nd Discovery Request M IEC MIEC 19 MIEC 19A MSD 196 MSD 19C MSD 19D MSD 19E X X X X X X 7/5/2011 7/8/2011 7/11/2011 7/11/2011 7/11/2011 7/12/2011 MIEC MIEC JZ JZ JZ JZ Emailed: RC (14), L&B (2), Raftellis (1), B&V (1), Interveners, Directors, Repository Emailed: RC (14), L&B (2), Raftellis (1), B&V (1), Interveners, Directors, Repository Hard Copies: N. Bowser (1), L&B (1) , Raftellis (1) Em ailed: RC (14), L&B (2), Raftellis (1), B&V (1), MSD Dir ectors (6), Repository 1 V Em ailed: RC (14), L&B (2), Raftellis (1), B&V (1), Interveners, Directors, Repository Rate Commission Exhibit List Index 9 7/18/11 - Updated 7/20/11-7/22/11-7/25/11 19. Letter to MSD Board -Rate Commissio n Review of Consent Decree L&B 20 X 7/18/2011 L&B Emailed: RC (14), L&B (2), Raftellis (1), B&V (1), Interveners, Directors, Repository 20. MIEC Discovery Request 1-1 and 2-1 Letter to M SD Ge neral Counsel from BJH BJH 21 X 7/18/2011 BJH 1 21. Letter to MSD Board - Request fo r Rate Commission Proceeding 45 Day Extension L&B 22 X 7/18/2011 L&B 1 22. Journal of the Meeting of the M SD Board of Trustees June 29, 2011 Approval of Extension MSD 23 X 7/18/2011 JZ 1 23. Third Discove ry Request MIEC 7/13/11 MSD Response to Third Discovery Request MIEC Black & Veatch 7/28/2010 Contract Bla ck & Veatch 7/11/2011 Contract Black & Ve atch 7/28/10 Contract Work Papers Black & Veatch 7/11/11 Contract Work Papers MIEC 24 MSD 24A M SD 24B M SD 24C MSD 24D MSD 24D1 X X X X X X 7/18/2011 7/20/2011 7/20/2011 7/20/2011 7/20/2011 7/20/2011 MIEC JZ JZ JZ JZ JZ V Hard Copies: N. Bows er (1), L&B (1) , Raftellis (1), MIEC (1) Emailed: RC (14), L&B (2), Raftellis (1), B& V (1), MSD Directors (6), Interveners, Reposit ory 1 1 V 24. Discovery Request Robert A. Mueller 7/15/11 RAM 25 X 7/18/2011 RA M Emailed: RC (14), L&B (2), Raftellis (1), B&V (1), Interveners, Directors, Repository MSD Response to Discovery Request Robert A. Mueller MSD 25A X 7/22/2011 JZ Hard Copies: N. Bowser (1), L&B (1) , Raftellis (1), RAM (1) Emailed: RC (14), L&B (2), Raftellis (1), B&V (1), MSD Directors (6), Interveners, Repository MSD Monthly Bill Comparison M SD 25B X 7/22/2011 JZ V CSO Long -Term Control Plan June 1, 2011 Letter fro m DNR MSD 25C X 7/25/2011 JZ Emailed: RC (14), L&B (2), Raftellis (1), B&V (1), Interven ers, Directors, Repository 25. Discovery Request Barnes -Jewish Ho spital 7/15/11 BJH 26 X 7/18/2011 BJH Emailed: RC (14), L&B (2), Raftellis (1), B&V (1), Interv eners, Directors, Repository M SD Response to Discovery Request Barnes -Jewish Hospital MSD 26A X 7/25/2011 JZ Hard Copies: N. B owser (1), L&B (1) , R aftellis (1), BJH (1) Emailed: RC (14), L&B (2), Raftellis (1), B&V (1), MSD Directors (6), Interveners, Repository MSD Legal Expense Breakdo wn MSD 26B X 7/25/2011 JZ V 26. Applica tion to Intervene by AARP AARP 27 X 7/18/2011 AARP Emailed: RC (14), L&B (2), Raftellis (1), B&V (1), Interveners, Directors, R ep ository 27. Application to Intervene by CCM CCM 28 X 7/18/2011 CCM V Rate Commission Submittal 2011 Rate Setting Document index 10/4/2011 9:56 EXHIBIT MSD 109 Submittal Materials: Exhibit Number Originals Submitted Distribution Date Prep Owner Recipient(s) # of Copies Rate Co mmission Exhibit List Index 10 7/18/11 28. MIEC Rebuttal Testimony ( Michael P. Gorman) 071811 MIEC 29 X 7/18/2011 MIEC Emailed: RC (14), L&B (2), Raftellis (1), B&V (1), Interveners, Directors, Repository Rate Commission Exhibit List Index 11 7/19/11 29. RC Re buttal Te stimony (William Stannard) 071811 30. BJH Rebuttal Testimony (BiIle LaConte) 071811 31. Rate Commission Response to Application to Intervene by AARP and CCM L&B 30 BJH 31 L&B 32 X X X 7/19/2011 7/19/2011 7/19/2011 L&B BJH L&B Emailed: RC (14), L&B (2), Raftellis (1), B&V (1), Inter veners, Directors, Reposit ory V Rate Commission Exhibit List Inde x 12 7/20/11 32. M SD Response to M IEC Le ga l Counsel - MIEC 070611 Letter 33. MSD Re sponse to BJH Legal Counsel - BJH 071211 Letter 34. Intervener Motion to Compel Discovery Responses from MSD 071911 MSD 33 MSD 34 MIEC 35 X X X 7/20/2011 7/20/2011 7/20/2011 JZ JZ MIEC Emailed: RC (14), L&B (2), Raftellis (1), B&V (1), Interveners, Dir ectors, Reposit ory I V Rate Commission Exhibit List Index 13 7/22111 & 7/28/11 35. Fourth Discovery Request MIEC 7/22/11 MIEC 36 X 7/22/2011 MIEC Emailed: RC (14), L&B (2), Raftellis (1), B&V (1), Interveners, Direct ors, Repository MSD Response to Fourth Discovery Request M IEC MSD 36A A 7/28/2011 JZ Hard Copies: N. Bowser (1), L&B (1) , Raftellis (1), RA M (1) Emailed: RC (14), L&B (2), Raftellis (1), B&V (1), MSD Directors (6), Interveners, Repository Ra te Co mmission Exhibit List Index 14 7/27/11 & 7/28/11 & 8/2/11 36. Alternative Pro posal to Intervener's Motion to Compel 072711 Letter to L&B Alternative Proposal to Intervener's M otion to Compel 072711 Letter to BJH Alternative Pro po sal to Interve ner's M otion to Compel 072711 Letter to MIEC Alternative Propo sal to Intervener's Motion to Compel 072711 Letter to R Mueller MSD 37 MSD 38 MSD 39 MSD 40 X X X X 7/27/2011 7/27/2011 7/27/2011 7/27/2011 SM SM SM SM Hard Copies: L&B (1) , BJH (1), MIEC (1) Mueller (1) Email ed: RC (14), L&B (2), Raftellis (1), B& V (1), MSD Directors (6), Interveners, Repository i I V 37. MSD Response In Opposition To M issouri Industrial Energy Consumers' and Barnes -Jewish Hospital's and Mr. Robert A. Mueller's Motio n To Compel Discove ry Responses From Metropolitan St. Louis Sewer District Exhibits Associated with Exhibit MSD 41 Prior Rate Proceeding Comparison RE RC 080211 Meeting Tota l of 2003 & 2008 Cumulative Implemented Rate Proposals vs. Actuals RE RC 080211 Mtg MSD 41 MSD 41A MSD 41B MSD 41C X X X X 7/27/2011 7/28/2011 8/2/2011 8/2/2011 SM SM KW KW Email ed: RC (14), L&B (2), Raftellis (1), B& V (1), Interveners, Directors, Repository Email ed: RC (14), L&B (2), Raftellis (1), B&V (1), Interveners, Directors, Repository Emailed: RC (14), L&B (2), Raftellis (1), B& V (1), Interveners, Directors, R epository Emailed: RC (14), L&B (2), Raftellis (1), B&V (1), Interveners, Directors, Repository Rate Commissio n Exhibit List Index 15 7/29/11, 8/8/11, 8/10/11, 8/12111 38. MSD 1st Discovery Request to Rate Commission 7/29/11 Rate Co mmission Response to MSD 1st Discovery Request MSD 1st Disco very Request to BJH 7/29/11 BJH Response to MSD 1st Discovery Request Attachment A MSD 1st Discovery Request to MIEC 7/29/11 M IEC Response to MSD 1st Discovery Request Attachment M SD-MIEC 1-1 Attachment MSD-MIEC 1-7 Attachment M SD-M IEC 1-6 Attachment MSD-MIEC 1-8 Attachment MSD-MIEC 1-12a Attachment MSD-MIEC 1-14 MSD 42 L&B 42A MSD 43 BJH 43A BJH 43B MSD 44 MIEC 44A M IEC 44B MIEC 44C MIEC 44D M IEC 44E M IEC 44F MSD 44G X X X X X X X X X X X X X 7/29/2011 8/8/2011 7/29/2011 8/12/2011 8/12/2011 7/29/2011 8/10/2011 8/10/2011 8/10/2011 8/10/2011 8/10/2011 8/10/2011 8/10/2011 JZ L&B JZ BJH BJH JZ MIEC MIEC MIEC MIEC MIEC MIEC MIEC Hard Copies: L&B (1), BJH (1), MIEC (1) Raftellis (1) Emailed: RC (14), L&B (2), R aftellis (1), B&V (1), MSD Directors (6), Interveners, Repository Emailed: RC (14), L&B (2), Raft ellis (1), B&V (1), Interveners, Directors, R ep ository H ard Copies: L&B (1), BJH (1), MIEC (1) Raftellis (1) Emailed: RC (14), L&B (2), R aftellis (1), B&V (1), MSD Directors (6), Int erveners, Repository Emailed: RC (14), L&B (2), Raftellis (1), B8iV (1), Inter veners, Directors, Repository V Hard Copies: L&B (1), BJH (1), MIEC (1) Raftellis (1) Emailed: RC (14), L&B (2), Raftellis (1), B&V (1), MSD Dir ectors (6), Interveners, Repository Emailed: RC (14), L&B (2), Raftellis (1), B&V (1), Interveners, Directors, Repository I I V Rate Commission Ex hibit List Index 16 8/1/11 39. Interveners' Response to Alternative Proposal to Motion to Compel MIEC 45 X 8/1/2011 JZ Emailed: RC (14), L&B (2), Raftellis (1), B&V (1), Interveners, Dir ectors, Repository 40. BJH 1st Disco very Request to M SD - Response Amendment to Question #2 MSD 46 X 8/1/2011 JZ Emailed: RC (14), L&B (2), Raftellis (1), B&V (1), Interveners, Directors, Reposit ory Rate Co mmission Exhibit List Index 17 8/2/11 41. B&V M emo in Support of MSD Oppositio n to Mo tion to Compel B&V M emo of MSD Support -K. Barber Affidavit M SD 47 M SD 47A X X 8/2/2011 8/2/2011 JZ JZ Emailed: RC (14), L&B (2), Raftellis (1), B&V (1), Interveners, Directors, Repository 42. L&B Letter to RC 072811 RE RC 080211 M eeting RC Draft Resolution Motion to Compel 080211 L&B 48 L&B 48A X X 8/2/2011 8/2/2011 L&B L&B V Rate Commission Exhibit List Index 18 8/4/11 Update d 4:35 43. August 4, 2011 Supplement Response to the 2nd Discovery Request of the RC Final M SD Consent Decree M SD 49 MSD 49A X X 8/4/2011 8/4/2011 KW KW Emaile d: RC (14), L&B (2), Raftellis (1), B&V (1), Interveners, Directors, Repository V 44. M SD August 4, 2011 Supplemental Response To The Second Discovery Request of MIEC M SD 50 X 8/4/2011 KW Emailed: RC (14), L&B (2), Raftellis (1), B&V (1), Interveners, Directors, Repository Rate Commission Submittal 2011 Rate Setti ng D ocument Index 10/4/2011 9:56 EXHIBIT MSD 109 Submittal Materials: Exhibit Number Originals Submitted Distribution Date Prep Owner Recipient(s) # of Copies Supplemental CIRP Project List MSD 50A X 8/4/2011 KW V Rate Commission Exhibit List Index 19 815/11, 8115/11 45. MSD 2nd Discovery Request to BJH 080511 (Billie S. LaCont e) BJH Response to M SD 2nd Discovery Request MSD 2nd Disco ve ry Request to Rat e Commission 080511 (William Stannard) Rate Commission Re sponse to MSD 2nd Discov ery R equest MSD 2nd Discovery Request to MIEC 080511 (Michael Gorman) MIEC Response to MSD 2nd Discovery Request MSD 51 BJH 51A MSD 52 L&B 52A MSD 53 MIEC 53A X X X X X X 8/5/2011 8/15/2011 8/5/2011 8/15/2011 8/5/2011 8/15/2011 JZ BJH JZ L&B JZ MIEC Emailed: RC (14), L&B (2), Raftellis (1), B&V (1), Interveners, Dir ectors, Repository Emailed: RC (14), L&B (2), Raftellis (1), B&V (1), Int erveners, Directors, Reposit ory I I I V Rate Commission Exhibit List Index 20 8/10/11 46. Federal Register Notice and Letter from MSD General Counsel 081011 MSD 54 X 8/10/2011 SM Emailed: RC (14), L&B (2), Raftellis (1), B&V (1), Int erveners, Dir ectors, Reposit ory Ra te Co mmissio n Ex hibit List Inde x 21 8/11/11 47. August 10, 2011 Letter - Black & Vea tch Co nfidentiality & Non -Disclosure Agreement L&B 55 X 8/11/2011 L&B Emailed: RC (14), L&B (2), Raft ellis (1), B&V (1), Interveners, Dir ectors, Repository Rate Commission Exhibit List inde x 22 8/12/11, 8/22111 48. BJH 2nd Discovery Request to MSD 081111 BJH 56 X 8/12/2011 BJH Emailed: RC (14), L&B (2), Raftellis (1), B&V (1), Int er veners, Directors, Reposit ory MSD Response to BJH 2nd D iscovery Request MSD 56A X 8/22/2011 KW Emailed: RC (14), L&B (2), Raftellis (1), B&V (1), Interveners, Directors, Reposit ory Rate Commission Ex hibit List Index 23 8115/11 49. Transcript August 8, 2011 2nd Technica l Confere nce MSD 57 X 8/15/2011 JZ Emailed: RC (14), L&B (2), Raftellis (1), B&V (1), Interveners, Directors, Repository Rate Commission Exhibit List Index 24 8/17/11 Toenje s Correspondence 081711 -Intervenors' Response to RC version of Confidentiality & Non - 50. Disclosure Agreement ExhibitA Exhibit B Exhibit C Exhibit D MIEC 58 MIEC58 A MIEC 58B MIEC 58C MIEC 58D X X X X X 8/17/2011 8/17/2011 8/17/2011 8/17/2011 8/17/2011 MIEC MIEC MIEC MIEC MIEC Emailed: RC (14), L&B (2), Raftellis (1), B&V (1), Interveners, Directors, Repository I V Rate Co mmission Exhibit List Index 25 8/19/11 & 8129111 51. MSD Response to Intervener's Letter Dated August 17, 2011 MSD 59 X 8/19/2011 SM Emailed: RC (14), L&B (2), Raftellis (1), B& V (1), Interveners, Directors, Repository 52. M SD Formal Submittal Document of Surrebuttal Testimony 081911 A. Testimony: Jeffre y Theerman, MSD B. Testimony: Jan Zimmerman, M SD C. Testimony: Brian Hoelscher, M SD D. Testimony: Jeanne Vanda, PFM E. Testimony: Jonathan Sprague, MSD MSD 60 MSD 60A MSD 60B MSD 60C MSD 60D MSD 60E X X X X X X 8/19/2011 8/19/2011 8/19/2011 8/19/2011 8/19/2011 8/19/2011 SM SM SM SM SM SM Emailed: RC (14), L&B (2), Raftellis (1), B&V (1), Interveners, Directors, Repository I I I 53. Transcript August 16, 2011 Public Hearing M SD 61 X 8/19/2011 KT 54. Rate Commission 3rd Discovery Request to MSD 081911 MSD Response to Rate Commission 3rd Discovery Request RC Projections vs. Actual/Planned Appropriations Proposed FY 2012 Budget to Rate Proposal Table 2-1 M SD Ge neral Counse l Department Expenses FY09, FY10 & FY11 MSD Ge neral Counse l Detailed Expense s per Rate Proposal Milliman 8/26/11- MSD Emplo yees' Pension Plan Cost Sta teme nt O rdinance 13182 Ordinance 13234 St. Louis County Municipal League Home Builde rs Association St. Louis Council of Co nstruction Consumers League of Women Voters of St. Lo uis Missouri Botanical Garden Cooperating School Districts The Human Development Corporation Engineers Club of St. Louis Regio nal Chamber & Growth Association Building & Constructio n Trades Council We st County Chamber of Commerce M issouri Industria l Energy Consumers Associate d General Contractors L&B 62 M SD 62A MSD 62B MSD 62C MSD 62D M SD 62E M SD 62F M SD 62G MSD 62H M SD 621 MSD 62J MSD 62K M SD 62L M SD 62M MSD 62N MSD 620 MSD 62P MSD 62Q MSD 62R M SD 62S MSD 62T M SD 62U X X X X X X X X X X X X X X X X X X X X X X 8/19/2011 8/29/2011 8/29/2011 8/29/2011 8/29/2011 8/29/2011 8/29/2011 8/29/2011 8/29/2011 8/29/2011 8/29/2011 8/29/2011 8/29/2011 8/29/2011 8/29/2011 8/29/2011 8/29/2011 8/29/2011 8/29/2011 8/29/2011 8/29/2011 8/29/2011 L&B JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ V Emailed: RC (14), L&B (2), Raftellis (1), B&V (1), Interv en ers, Directors, Repository I I I I I I I I I I I I I I Rate Commission Submittal 2011 Rate Setting Document Index 10/4/2011 9:56 EXHIBIT MSD 109 Submittal Materials: E xhibit Number Originals Submitt ed Distribution Date Prep Owner Recipient(s) # of Copies St. Philip's Lutheran Church Exhibit Number 62W N ot Used MSD Rate Commission Representative Organizations Appendix A 4/12/2011 MMD Scales Appendix B 08-25-2011 MMD Scales Appendix C Bond Buyer 25 Year Revenue Bond Index Appendix D 20 Year Go Rates Appendix E MMD AAA 25 Year Maturity by Quarter MSD 62 V MSD 62W MSD 62X MSD 62Y MSD 62Z MSD 62A1 MSD 62A2 MSD 62A3 X X X X X X X 8/29/2011 8/29/2011 8/29/2011 8/29/2011 8/29/2011 8/29/2011 8/29/2011 JZ JZ JZ JZ JZ JZ JZ I I I I I I V Rate Co mmission Exhibit List Index 26 8/22111 Updated 2:45 55. MIEC Surrebuttal Testimony (Michael Gorman) 081911 MIEC 63 X 8/22/2011 MIEC Em ailed: RC (14), L&B (2), Raftellis (1), B&V (1), Interveners, Directors, Repository 56. BJH Surrebuttal Testimony (Billie LaConte) 081911 BJH 64 X 8/22/2011 BJH V 57. August 22, 2011 Toenjes Letter -Black & Veatch Confidentiality & Non -Disclosure Agre ement L&B 65 X 8/22/2011 L&B Emailed: RC (14), L&B (2), Raftellis (1), B&V (1), Inter veners, Directors, Repository Rate Commission Ex hibit List Index 27 8/24/11 & 9/8/11 58. Interveners Re sponse to Toenjes 082211 Letter-B&V Confidentiality & Non -Disclosur e Agreement MIEC 66 X 8/24/2011 MIEC Emailed: RC (14), L&B (2), Raftellis (1), B&V (1), Interveners, Directors, Repository 59. M IEC 5th Disco very Request to MSD 082411 MSD Response to M IEC 5th Disc overy Request JZ Surrebuttal Inflation Rate MIEC Compa rison Insert Format 081811 JZ Surrebuttal Inflation Rate MIEC Comparison Data File 081811 MMD GO - Treasury Spread Charts PFM Data Request TOC 090211 Pricing Analyses Cre dit Spreads Revenue Bond Detail Fitch Water Wastewater Medians 2011 Pricing Analyse s Pricing Analyse s M MD-Treasury Spreads MSD TIC Calculations MSD TIC Calculations - Excel Version Pricing Analyse s MM D-Treasury Spre ads Credit Presentations Finance Committee Re ports Asset Management Reports MIEC 67 MSD 67A MSD 67B MSD 67C MSD 67D MSD 67E MSD 67F MSD 67G MSD 67H MSD 671 MSD 67J MSD 67K MSD 67L MSD 67 M MSD 67N MSD 670 MSD 67P X X X X X X X X X X X X X X X X X 8/24/2011 9/8/2011 9/8/2011 9/8/2011 9/8/2011 9/8/2011 9/8/2011 9/8/2011 9/8/2011 9/8/2011 9/8/2011 9/8/2011 9/8/2011 9/8/2011 9/8/2011 9/8/2011 9/8/2011 MIEC JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ JZ V Emailed: RC (14), L&B (2), Raftellis (1), B&V (1), Interveners, Dir ectors, Repository I I I I I I I I I I I V Rate Commission Exhibit List index 28 8125/11 Updated 60. Amendment to MSD Surrebuttal Te stimony (Janice M. Zimmerman) Question #8 MSD 68 X 8/25/2011 MSD Emailed: RC (14), L&B (2), Raft ellis (1), B&V (1), Interveners, Dir ectors, Reposit ory 61. August 24, 2011 Toenjes Letter -Possible Re vised Procedural Sche dule L&B 69 X 8/25/2011 L&B V Rate Commission Exhibit List Index 29 8/29/11 & 8/30/11 62. BJH 3rd Discove ry Request to MSD 082611 BJH 70 X 8/29/2011 BJH Emailed: RC (14), L&B (2), Raftellis (1), B&V (1), Interveners, Directors, Repository MSD Response to BJH 3rd Discovery Request BJH 70A X 8/30/2011 JZ Emailed: RC (14), L&B (2), Raftellis (1), B&V (1), Interveners, Directors, Reposit ory 63. Executed Confidentiality & Non -Disclo sure Agreement (Billie LaConte) BJH 71 X 8/29/2011 BJH I 64. Intervene rs Re sponse to Toenjes 082411 Letter-B&V Co nfidentiality & Non -Disclosure Agreement MIEC 72 X 8/29/2011 MIEC I 65. Executed Confide ntiality & Non -Disclosure Agreement (Willia m Stannard) L&B 73 X 8/29/2011 L&B I 66. Executed Confidentiality & Non -Disclosure Agreement (Michael Gorman) MIEC 74 X 8/29/2011 MIEC 1 67. Executed Confidentiality & Non -Disclosure Agreement (James Collins) MIEC 75 X 8/29/2011 MIEC I 68. Executed Confide ntiality & Non -Disclosure Agreement (Chris Walters) M IEC 76 X 8/29/2011 MIEC V Rate Commissio n Exhibit List index 30 8/30/11 69. Transcript August 18, 2011 Public Hearing MSD 77 X 8/30/2011 KT Emailed: RC (14), L&B (2), Raftellis (1), B&V (1), Int erveners, Direct ors, Repository 70. Transcript August 20, 2011 Public Hearing M SD 78 X 8/30/2011 KT V Rate C ommission Exhibit List Index 31 9/8/11 71. MMD GO Spread to 30 -Year U.S. Treasury MSD 79 X 9/8/2011 JV Emailed: RC (14), L&B (2), Raftellis (1), B&V (1), Interveners, Directors, Repository 72. America n Water White Paper -Declining Residential Water Usage L&B 80 X 9/8/2011 L&B I 73. L&B Total Contributio n Vo lume A ctual Tre nd L&B 81 X 9/8/2011 L&B I 74. Executed Confidentiality & Non -Disclosure Agreement (Je remy Hageme yer) MIEC 82 X 9/8/2011 MIEC I 75. Second Addendum to Pro cedural Schedule 090611 L&B 83 X 9/8/2011 L&B V Rate C ommissi on Submittal 2011 Rate Setting Document Index 10/4/2011 9:56 EXHIBIT MSD 109 Submittal M aterials: Exhibit Number Originals S ubmitted Distribution Date Prep Owner Recipient(s) # of Copie s Rate Commission Exhibit List Index 32 919/11 & 9119111 76. BJH 4th Discovery Request to MSD 090911 BJH 84 X 9/9/2011 BJH Emailed: RC (14), L&B (2), Raftellis (1), B&V (1), Interveners, Directors, Repository MSD Response to BJH 4th Discovery Request MSD 84A X 9/19/2011 JZ Emailed: RC (14), L&B (2), Raftellis (1), B&V (1), Interveners, Directors, Repository Rate Co mmission Ex hibit List Index 33 9/16/11 & 9/26/11 77. M SD A dditional Response to Question 14 of RC 1st Discovery Request L&B Letter dated 9/2/11 Certification MSD 85 MSD 85 A MSD 85B X X X 9/16/2011 9/16/2011 9/16/2011 JZ JZ JZ Emailed: RC (14), L&B (2), Raftellis (1), B&V (1), Interveners, Directors, Repository I V 78. Rate Commission 4th Discovery Request to MSD 091611 MSD Response to Ra te Commission 4th Discovery Request CIRP Cash vs Appropriation Bond Interest Payment Only Bond Interest 6.0% & 6. 5% L&B 86 MSD 86A MSD 86B MSD 86C MSD 86D X X X X X 9/16/2011 9/26/2011 9/26/2011 9/26/2011 9/26/2011 L&B JZ JZ JZ JZ Email ed: RC (14), L&B (2), R aft ellis (1), B&V (1), Interveners, Directors, Repository Emailed: RC (14), L&B (2), Raft ellis (1), B&V (1), Interveners, Directors, Repository I I V 79. Rate Commission Supplemental Testimony (Thomas Beckley) L&B 87 X 9/16/2011 L &B Emailed: RC (14), L&B (2), R aftellis (1), B&V (1), Inter veners, Directors, Repository 80. BJH Supplemental Testimony (Billie LaConte) Schedule BSL-1 BJH 88 BJH 88A X X 9/16/2011 9/16/2011 BJH I BJH I 81. M IEC Supplemental Testimony (Michael P Gorman) MIEC 89 X 9/16/2011 MIEC V Ra te Commission Exhibit List index 34 9/19/11 82. Transcript Septembe r 6, 2011 Surre buttal Testimony Transcript Septembe r 7, 2011 Sun-e buttal Te stimo ny MSD 90 MSD 91 X X 9/19/2011 9/19/2011 KT KT Emailed: RC (14), L&B (2), Raftellis (1), B&V (1), Interveners, Directors, Repository V Rate Co mmissio n Exhibit List Index 35 9/20/11 83. Transcript August 22, 2011 Public Hearing Transcript August 24, 2011 Public Hearing MSD 92 MSD 93 X X 9/20/2011 9/20/2011 KT KT Emailed: RC (14), L&B (2), Raftellis (1), B&V (1), Interveners, Directors, Repository V Rate Commission Exhibit List Index 36 9/22/11 84. MSD Responsive Testimony Regarding Supplemental Testimony 092211 MSD Re sponsive Testimony (Ke ith Barber) M SD Responsive Testimony (Brian Hoelscher) MSD 94 MSD 94A MSD 94B X X X 9/22/2011 9/22/2011 9/22/2011 JZ JZ JZ Emailed: RC (14), L&B (2), R aftellis (1), B&V (1), Interveners, Directors, R ep ository I V Rate Co mmissio n Exhibit List Index 37 9/27/11 85. Pre hearing Position Statement of AARP Prehearing Position State ment of the Consumers Council of Missouri AARP 95 CCM 96 X X 9/27/2011 9/27/2011 JBC JBC Emailed: RC (14), L&B (2), Raftellis (1), B&V (1), Interv en ers, Directors, R epository V Rate Commission Exhibit List Index 38 9/28/11 86. Pre he aring Conference Summary of Raftelis Financial Consultant & Lashly & Baer Prehearing Conference Summary of M SD Prehearing Positio n Statement of MIEC 092811 L&B 97 MSD 98 MIEC 99 X X X 9/28/2011 9/28/2011 9/28/2011 L&B SM MIEC Emailed: RC (14), L&B (2), Raftellis (1), B&V (1), Interv en ers, Directors, R ep ository I V Rate Commissio n Exhibit List index 39 9/29/11 87. Prehearing Conference Statement of BJH 092811 BJH 100 X 9/28/2011 BJH Emailed: RC (14), L&B (2), Raftellis (1), B&V (1), Interveners, Directors, R ep ository 88. Rate Commission 5th Discovery Request to M SD 092811 L&B 101 X 9/28/2011 L&B I 89. Pre he aring Conference Postion Statement of Robert Mueller 092811 RM 102 X 9/28/2011 RM V Ra te Co mmission Exhibit List Index 40 9/30/11 90. Missouri UCC filings for Debtor M SD , Search conducted 090111 St. Louis County Assessment Roll, certified as of July 1, 2011 Email from De puty Assessor John Gilbert 062411 Re: City of St. Louis Total Assessment Values Ltr from County Exe Charlie Dooley 082611 Re: St. Louis County Government Personnel Costs Ltr from M ayor Francis Slay 083111 Re:City of St. Louis Gove rnment Personnel Costs L&B 103 L&B 104 L&B 105 L&B 106 L&B 107 X X X X X 9/30/11 9/30/11 9/30/11 9/30/11 9/30/11 L&B L&B L&B L&B L&B Emailed: RC (14), L&B (2), Raftellis (1), B&V (1), Interveners, Directors, Repository I I I V 91. Transcript September 28, 2011 Prehe aring Conference MSD 108 X 9/30/11 KT Emailed: RC (14), L&B (2), Raftellis (1), B&V (1), Interv eners, Directors, Repository Rate Commission Exhibit List Index 41 10/4111 92. Submittal of Exhibit Index as of October 4, 2011 MSD 109 X 10/4/2011 JZ Emailed: RC (14), L&B (2), Raftellis (1), B&V (1), Interveners, Directors, Repository EXHIBIT MSD 109 CERTIFICATE OF SERVICE The undersigned hereby certifies that on the 4th day of October, 2011: An electronic copy of the foregoing instrument was emailed to the Secretary of the Rate Commission c/o jfenton@stlmsd.com SECRETARY OF RATE COMMISSION: Ms. Nancy Bowser Secretary of Rate Commission Metropolitan St. Louis Sewer District 2350 Market Street St. Louis, MO 63103-2555 robowser@swbell.net At the request of Rate Commission Counsel, one paper original and associated Exhibits are held at the Rate Commission office for Commissioner review. An electronic copy of the foregoing instrument was emailed to: RATE COMMISSION LEGAL COUNSEL: Lisa O. Stump, Esq. Lashly & Baer, P.C. 714 Locust Street St. Louis, MO 63101 lostump@lashlybaer.com RATE COMMISSION CONSULTANT: Mr. William Stannard President Raftelis Financial Consultants, Inc. 3013 Main Street Kansas City, MO 64108 wstannard@raftelis.com COVIDIEN: Mr. Randy Meyer Utility Manager Covidien 3600 North 2nd Street St. Louis, MO 63147 Randy .Meyer@covidien@com 3661274.3 3 EXHIBIT MSD 109 ROBERT A. MUELLER: Mr. Robert A. Mueller 16 Ladue Crest Lane St. Louis, MO 63124 ramreco@sbcglobal.net BARNES JEWISH HOSPITAL: Ms. Lisa Langeneckert Sandberg, Phoenix and VonGontard P.C. One City Centre, Suite 1500 St. Louis, MO 63101 llangeneckert@sandbergphoenix.com MISSOURI INDUSTRIAL ENERGY John Kindschuh, Esq. CONSUMERS: Bryan Cave, LLP 211 N. Broadway, Suite 3600 St. Louis, MO 63102 John. kndschuh@bryanc ave. c om Diana M. Vuylesteke, Esq. Bryan Cave, LLP 211 N. Broadway, Suite 3600 St. Louis, MO 63102 dmvuylesteke@bryancave.com AARP & CONSUMERS COUNCIL OF MISSOURI: John B. Coffman, Esq. John B. Coffman, LLC 871 Tuxedo blvd. St. Louis, MO 63119 john@j ohncoffman. net Susan Myers, General C unsel METROPOLITAN ST. LOUIS SEWER DISTRICT 2350 Market Street St. Louis, Missouri 63103 Email: smyers@stlmsd.com Tel: (314) 768-6200 Fax: (314) 768-6372 3661274.3 4