HomeMy Public PortalAboutTAB 12.pdfWEISS SEROTA HELFMAN
PASTORIZA COLE & BONISKE, P.L.
MITCHELL BIERMAN, P.A.
NINA L. BONISKE, P.A.
MITCHELL J. BURNSTEIN, P.A.
JAMIE ALAN COLE, P.A.
STEPHEN J. HELFMAN, P.A.
GILBERTO PASTORIZA, P.A.
MICHAEL S. POPOK, P.A.
JOSEPH H. SEROTA, P.A.
SUSAN L. TREVARTHEN, P.A.
RICHARD JAY WEISS, P.A.
DAVID M. WOLPIN, P.A.
DANIEL L. ABBOTT
GARY L. BROWN
JONATHAN M. COHEN
IGNACIO G. DEL VALLE
JEFFREY D. DECARLO
ALAN L. GABRIEL
DOUGLAS R. GONZALES
EDWARD G. GUEDES
JOSHUA D. KRUT
MATTHEW H. MANDEL
ALEXANDER L. PALENZUELA-MAURI
ANTHONY L. RECIO
BRETT J. SCHNEIDER
CLIFFORD A. SCHULMAN
LAURA K. WENDELL
ATTORNEYS AT LAW
A PROFESSIONAL LIMITED LIABILITY COMPANY
INCLUDING PROFESSIONAL ASSOCIATIONS
MIAMI-DADE OFFICE
2525 PONCE DE LEON BOULEVARD
SUITE 700
CORAL GABLES, FLORIDA 33134
TELEPHONE 305-854-0800
FACSIMILE 305-854-2323
WWW.WSH-LAW.COM
BROWARD OFFICE
200 EAST BROWARD BOULEVARD • SUITE 1900
FORT LAUDERDALE, FLORIDA 33301
TELEPHONE 954-763-4242 • FACSIMILE 954-764-7770
*OF COUNSEL
July 18, 2011
CERTIFIED MAIL
RETURN RECEIPT REQUESTED
Internal Revenue Service Center
Ogden, UT 84201
Re: $4,450,000 Village of Key Biscayne, Florida Stormwater
Utility Revenue Refunding Bonds, Series 2011
Gentlemen:
LILLIAN M. ARANGO
SARA E. AULISIO
BROOKE P. DOLARA
RAQUEL ELEJABARRIETA
CHAD 5. FRIEDMAN
OLIVER GILBERT•
ERIC P. HOCKMAN
JOHN J. KENDRICK 111
HARLENE SILVERN KENNEDY*
KAREN LIEBERMAN•
JOHANNA M. LUNDGREN
ALEIDA MARTINEZ MOLINA•
KATHRYN M. MEHAFFEY
MATTHEW PEARL
TIMOTHY M. RAVICH•
AMY J. SANTIAGO
DANIEL A. SEIGEL
GAIL D. SEROTA•
JONATHAN C. SHAMRES
ESTRELLITA S. SIBILA
SCOTT M. SINGER*
ALISON F. SMITH
ANTHONY C. SOROKA
EDUARDO M. SOTO
JOANNA G. THOMSON
MICHELLE D. VOS
PETER D. WALDMAN•
JAMES E. WHITE
SAMUEL!. ZESKIND
Enclosed herewith please find Form 8038-G, Information Return for Tax -Exempt
Governmental Obligations, for the above -referenced bond issue. Please stamp this letter
"received" and return same in the enclosed self-addressed, stamped envelope.
Thank you in advance for your cooperation.
Very truly yours,
Gerri H. Rawlins
Florida Registered Paralegal
/gr
Enclosures
SENDER: COMPLETE T HIS S ECTIO N
Complete Items 1, 2, and 3. Also complete
x ite m, 4 If Restricted Delivery is desired .'`
41 -Punt your nam e and address on the reverse
so that we can return the card to you .
■ Attach this card to the back of the mailpiece,
or on the front if spa ce permits.
1. Article Addressed to:
eta e teejeAttLt C:eAm2E
cle-st L&rYVQol
D. Is delivery address diffetkfm Item
If YES, 'enter delivery saltiress b
ent
essee
1
very
3. Service Type
Certified Mall
❑ Registered
❑ Insured Mall
❑ Express Mail
rieleturn Receipt for Merchandise
❑ C .O.D.
4. Restricted Delivery? (Extra Fee)
0 Yes
2. Article Number ( t
(Transfer from service label)
7010 1060 0000 7249 9479
PS Fo rm 3811 February 2004
Dome stic Return Rec eipt
102595.02- M-1540
Form 8038.G
(Rev. May 2010)
Department of the Treasury
Internal Revenue Service
Information Return for Tax -Exempt Governmental Obligations
► Under Internal Revenue Code section 149(e)
► See separate instructions.
Caution: If the issue price is under $100,000, use Form 8038 -GC.
OMB No. 1545-0720
Part I Reporting Authority
If Amended Return, check here ► ■
1 Issuer's name
Village of Key Biscayne, Florida
2 Issuer's employer identification number (EIN)
65 0291811
3 Number and street (or P.O. box if mail is not delivered to street address)
88 West Mclntrye Street
Room/suite
201
4 Report number (For IRS Use Only)
1 3
5 City, town, or post office, state, and ZIP code
Key Biscayne, Florida 33149
6 Date of issue
07/18/2011
7 Name of issue
Stormwater Utility Revenue Refunding Bonds, Series 2011
8 CUSIP number
N.A.
9 Name and title of officer of the issuer or other person whom the IRS may call for more information
Genaro Iglesias, Village Manager
10 Telephone number of officer or other persor
( 305 ) 365-5506
Part II
Type of Issue (enter the issue price) See instructions and attach schedule
11 Education
12 Health and hospital
13 Transportation
14 Public safety
15 Environment (including sewage bonds)
16 Housing
17 Utilities
18 Other. Describe ►
19 If obligations are TANs or RANs, check only box 19a ► ❑
If obligations are BANs, check only box 19b ► ❑
20 If obligations are in the form of a lease or installment sale, check box ► ❑
Part III
11
12
13
14
15
4,450,000
16
17
18
Description of Obligations. Complete for the entire issue for which this form is being filed.
21
(a) Final maturity date
(b) Issue price
(c) Stated redemption
price at maturity
(d) Weighted
average maturity
(e) Yield
10/01/2019
$
4,450,000
$
4,450,000
4.493 years
2.3904
Part IV
Uses of Proceeds of Bond Issue (including underwriters' discount
22 Proceeds used for accrued interest
23 Issue price of entire issue (enter amount from line 21, column (b))
22
0
23
4,450,000
24 Proceeds used for bond issuance costs (including underwriters' discount)
24 0
25 Proceeds used for credit enhancement
25 0
26 Proceeds allocated to reasonably required reserve or replacement fund .
26 0
27 Proceeds used to currently refund prior issues
27 4,450,000
28 Proceeds used to advance refund prior issues
28 0
29 Total (add lines 24 through 28)
29
4,450,000
30 Nonrefunding proceeds of the issue (subtract line 29 from line 23 and enter amount here) . .
30
0
Part V Description of Refunded Bonds (Complete this part only for refunding bonds.)
31 Enter the remaining weighted average maturity of the bonds to be currently refunded . . . ►
32 Enter the remaining weighted average maturity of the bonds to be advance refunded . . ►
33 Enter the last date on which the refunded bonds will be called (MM/DD/YYYY) ► 07/18/2011
34 Enter the date(s) the refunded bonds were issued ► (MM/DD/YYYY) 01/28/1999
4.525
years
years
For Privacy Act and Paperwork Reduction Act Notice, see separate instructions. Cat. No. 63773S Form 8038-G (Rev. 5-2010)
Form 8038-G (Rev. 5-2010)
Page 2
Part VI
Miscellaneous
35 Enter the amount of the state volume cap allocated to the issue under section 141(b)(5) . .
36a Enter the amount of gross proceeds invested or to be invested in a guaranteed investment contract
(GIC) (see instructions)
b Enter the final maturity date of the GIC ►
37 Pooled financings: a Proceeds of this issue that are to be used to make loans to other
governmental units
b If this issue is a loan made from the proceeds of another tax-exempt issue, check box ► ❑ and enter the name of the
issuer ► and the date of the issue ►
38 If the issuer has designated the issue under section 265(b)(3)(B)(i)(III) (small issuer exception), check box - ► 0
39 If the issuer has elected to pay a penalty in lieu of arbitrage rebate, check box ► ❑
40 If the issuer has identified a hedge, check box ► ❑
35
36a
37a
Signature
and
Consent
Under penalties of perjury, I declare that I have examined this return and accompanying schedules and statements, and to the best of my knowledge
and belief, • -y e true, correct, . . .mplete. I further declare that I consent to the IRS's disclosure of the issuer's return information, as necessary
to proces. this return, toA h- p . son have authorized above.
Signature of issuer's authorize
representative
7//8 Zol
Date
Franklin Caplan, Mayor
Type or print name and title
Paid
Preparer's
Use Only
Preparer's
signature
Firm's name (or
yours if self -employ d),
address, and ZIP code
Cr Date
7/tel
Preparer's SSN or PTIN
Check if
self-employed ❑ P01491813
Weiss Serota Helfman Pastoriza Cole & Boniske
EIN 20 8112403
2525 Ponce de Leon Blvd, Coral Gables, FL 33134
Phone no. ( 305) 854-0800
Form 8038-G (Rev. 5-2010)