HomeMy Public PortalAbout17) Division of Bond Finance Form 2003-2004.pdf1/7/14 Bond Finance- Local Bond Monitoring: Print Form
NAME OF GOVERNMENTAL UNIT
Village of Key Biscayne, Florida
MAILING ADDRESS OF GOVERNMENTAL UNIT OR ITS MANAGER
Address(1)
Address(2)
City
State
Zip
88 West McIntyre Street
Key Biscayne
FL
33149
COUNTIES) IN WHICH GOVERNMENTAL UNIT HAS JURISDICTION
Miami -Dade
TYPE OF ISSUER
City
IS THE ISSUER A COMMUNITY DF.YELOPMENT DISTRICT?
ISSUE NAME
AMOUNT
INTEREST CALCULATION
YIELD
Stormwater Utility Refunding
and Improvement Revenue
Bonds, Series 2013
$6,575,000.00
Arbi
3.3504
AMOUNT AUTHORIZED
$6,575,000.00
DATED DATE (o L/DD/YYYY)
1/7/2014
SALE DATE (MM/DD/YYYY)
1/7/2014
DELIVERY DATE (MM/DD/YYYY)
1/7/2014
LEGAL AUTHORITY FOR ISSUANCE
Ch. 166, F.S.
TYPE OF ISSUE
Revenue
IS THIS A PRIVATE ACTIVITY BOND (PAB)?
Did This Issue Receive a PAB Allocation?
Amount of Allocation
$0.00
SPECIFIC REVENUES(S) PLEDGED
Primary
Facility/Revenues/User Fees
Secondary
Other
Other
PURPOSE(S) OF THE ISSUE
Primary
Water Control/Drainage/Storm water
Secondary
Refunding
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1/7/14 Bond Finance - Local Bond Monitoring: Print Form
Other
Is THIS A REFUNDING ISSUE?
ISSUE NAME
DATE
ORIGINAL PAR VALUE
PAR VALUE REFUNDED
Stormwater Utility
Revenue Refunding
Bonds, Series 2011
7/18/2011
$4,450,000.00
$3,170,000.00
REFUNDED DEBT HAS BEEN
Retired
DID THE REFUNDING ISSUE CONTAIN NEW MONEY?
APPROXIMATELY WHAT PERCENTAGE OF PROCEEDS IS NEW MONEY?
51.8
TYPE OF SALE
Negotiated Private Placement
INSURANCE/ENHANCEMENTS
No Credit Enhancement
RATING(S)
Moody's
NR
s&P
NR
Fitch
NR
Other
DEBT SERVICE SCHEDULE PROVIDED BY
E-mail
OPTIONAL REDEMPTION PROVISIONS PROVIDED BY
E-mail
PROVIDE THE NAME AND ADDRESS OF THE SENIOR MANAGING UNDERWRITER OR SOLE PURCHASER
Underwriter
Address(1)
Address(2)
City
State
Zip
Pinnacle Public Finance, Inc.
8377 E. Hartford Drive, Suite 115
Scottsdale
AZ
85255
CO -Underwriter
Address(1)
Address(2)
City
State
Zip
None
PROVIDE THE NAME(S) AND ADDRESS(ES) OF ANY ATTORNEY OR FINANCIAL CONSULTANT WHO ADVISED THE UNIT OF LOCAL GOVERNMENT WITH
RESPECT TO THE BOND ISSUE.
Address(1)
Address(2)
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Bond Counsel Weiss Serota Helfman Pastoriza Cole & Boniske, P.L.
2525 Ponce de Leon Blvd., Suite 700
117/14 Bond Finance- Local Bond Monitoring: Print Form
City Coral Gables
State FL
Zip 33134
CO -Bond Counsel None
Address(1)
Address (2)
City
State -
Zip
Financial Advisor/Consultant Estrada Hinojosa & Company, Inc.
Address(1) 2937 SW 27th Avenue, Suite 200B
Address(2)
City Miami
State FL
Zip 33133
CO -Financial Advis or/Cons ultant
Address(1)
Address (2)
City
State
Zip
Other Professionals
Address(1)
Address(2)
City
State
Zip
PAYING AGENT
None
Village of Key Biscayne
REGISTRAR
Village of Key Biscayne
BF2004-A AND BF2004-B
NOTE: The following items are required to be completed in full for all bond issues except those sold pursuant
to Section 154 Part III, Sections 159 Parts II, III, or V; or Section 243 Part I, Florida Statutes.
HAS ANY FEE, BONUS, OR GRATUITY BEEN PAID BY ANY UNDERWRITER OR FINANCIAT. CONSULTANT, IN CONNECTION WITH THE BOND ISSUE, TO
ANY PERSON NOT REGULARLY EMPLOYED OR ENGAGED BY SUCH UNDERWRITER OR CONSULTANT? IF YES, PLEASE PROVIDE THE FOLLOWING
INFORMATION WITH RESPECT TO EACH SUCH UNDERWRITER OR CONSULTANT.
HAVE ANY OTHER FEES BEEN PAID BY TOR UNIT OF LOCAL GOVERNMENT WITH RESPECT TO THE BOND ISSUE, INCLUDING ANY FEE PAID TO
ATTORNEYS OF FINANCIAL CONSULTANTS? IF YES, PLEASE PROVIDE THE TOTAI. FEES PAID TO APPLICABLE PARTICIPANTS.
Total Bond Counsel Fees Paid
$21,000.00
Total Financial Advisor Fees Paid
$51,900.00
Other Fees Paid
FILING OF THIS FOR. I HAS BEEN AUTHORIZED BY TIW OFFICIAL OF THE ISSUER IDENTIFIED BELOW
Name
Title
John C. Gilbert, Village Manager
Chief Executive Officer
FEES CHARGED BY UNDERWRITER
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1/7/14 Bond Finance- Local Bond Monitoring: Print Form
Management Fee (Per Thousand Par Value)
0
Private Placement Fee
$0.00
UNDERWRITERS EXPEC'T'ED GROSS SPREAD (PER THOUSAND PAR VALUE)
FOR ADDITIONAL INFORMATION, THE DIVISION OF BOND FINANCE SHOULD CONTACT:
Name
Title
Phone
Jeffrey D. DeCarlo
Partner
3058540800
Company Weiss Serota Helfman
Address(1) 2525 Ponce de Leon Blvd.
Address(2) Suite 700
City Coral Gables
State FL
Zip 33134
INFORMATION RELATING TO PARTY C0\1PLETING THIS FORM (IF DIFFERENT FROM ABOVE)
Name
Title
Phone
Company
Address(1)
Address(2)
City
State
Zip
In order to better serve local governments, the Division of Bond Finance will remind issuers as their deadlines
approach for filing continuing disclosure information required by SEC Rule 15c2-12, based on the following
information:
IF THE ISSUER IS REQUIRED TO PROVIDE CONTINUING DISCLOSURE INFORMATION IN ACCORDANCE WITH SEC RULE 15c2-12, DO YOU WANT THE
DIVISION OF BOND FINANCE TO REMIND YOU OF YOUR FILING DEADLINE?
ON'WHAT DATE IS THE CONTINUING DISCLOSURE INFORMATION REQUIRED TO BE FILED? (MM/DD)
PROVIDE THE FOLLOWING INFORMATION REGARDING THE PERSON(S) RESPONSIBLE FOR FILING CONTINUING DISCLOSURE INFORMATION REQUIREDBY
SEC RULE 15c2-12 AND THE CONTINUING DISCLOSURE AGREEMENT (INCLUDING OTHER OBLIGATED PARTIES, IF APPROPRIATE).
Name
Title
Phone
Comp any
Address(1)
Address (2)
City
State
Zip
Fax
Email
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