HomeMy Public PortalAboutPKT-CC-2018-07-25CITY OF
MOAB
Moab City
Council
07/25/2018
Pre -Council Workshop
6:,3o P.M.
REGULAR COUNCIL
MEETING
7: oo P.M.
Moab City Council Chambers
City Center
(aid East Center Street)
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CITY OF
II 0 Ap,_,
City Council
Regular Council Meeting
City Council Chambers
Wednesday, July 25, 2018 at 6:3o p.m.
217 East Center Street
Moab, Utah 84532
Main Number (435) 259-5121
Fax Number (435) 259-4135
www.moabcity.org
6:30 p.m. PRE -COUNCIL WORKSHOP
Discussion/Presentation on a Possible Plastic Bag Ban
Moab Area Travel Council Discussion
7:00 p.m.
CALL TO ORDER AND PLEDGE OF ALLEGIANCE
SECTION 1: APPROVAL OF MINUTES
1-1 June 26, 2018
1-2 July io, 2018
SECTION 2: MAYOR AND COUNCIL REPORTS
SECTION 3:
SECTION 4:
SECTION 5:
ADMINISTRATIVE REPORTS
CITIZENS TO BE HEARD
PUBLIC HEARING (Approximately 7:15 p.m)
5-1 Public Input on Proposed Resolution #33-2018 — A Resolution
Establishing Wastewater Service Rates
5-2 Public Hearing to Allow Public Input Regarding on Proposed
Resolution #37-2018 — A Resolution to (1) the Issuance and Sale of not
more than $800,00o Aggregate Principal Amount of Sales Tax
Revenue Bonds, Series 2018; (2) Any Potential Economic Impact that
the Project Described Herein to be Financed with the Proceeds of the
Series 2018 Bonds Issued Under the Act May Have on the Private
Sector and (3) Related Matters
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SECTION 6: OLD BUSINESS
6-1 Consideration for Adoption of Proposed Resolution #35-2018 — A
Resolution to Adopt Guidelines and Procedures for Community
Contributions
SECTION 7: NEW BUSINESS
7-1 Consideration and Possible Approval of Proposed Resolution #39-2018
— A Resolution Endorsing the City of Moab's Communication Plan and
Policies
7-2 Initial Briefing on Proposed Ordinance #2018-15 — An Ordinance
Revising Chapter 5 of the Moab Municipal Code Pertaining to Business
Licensing
7-3 Request to Set Public Hearing Date on August 14, 2018, or Adopt
Proposed Ordinance #2018-16 — An Ordinance Modifying Wastewater
Connection Fees and Connection Procedures.
7-4 Consideration for Adoption of Proposed Resolution #38-2018 — A
Resolution of the City Council of the City of Moab, Utah, Authorizing
the Issuance and Sale of Not More than $16,700,000 Aggregate
Principal Amount of Wastewater Revenue and Refunding Bonds Series
2018, Series 2018 and Related Matters
SECTION 8: APPROVAL OF BILLS AGAINST THE CITY OF MOAB
SECTION 9: EXECUTIVE CLOSED SESSION
9-1 An Executive Session for a Strategy Session to Discuss Pending or
Reasonably Imminent Litigation
9-2 An Executive Session to Discuss the Character, Professional
Competence, or Physical or Mental Health of an Individual
SECTION 1o: ADJOURNMENT
In compliance with the Americans with Disabilities Act, individuals needing special accommodations during this meeting
should notify the Recorder's Office at 217 East Center Street, Moab, Utah 84532; or phone (435) 259-5121 at least three
(3) working days prior to the meeting. Check our website for updates at: www.moabcity.org
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MOAB CITY COUNCIL MINUTES --DRAFT
REGULAR MEETING
JUNE 26, 2018
Regular Meeting: The Moab City Council held its Regular Meeting on the above date in the Council
Chambers at the Moab City Center, located at 217 East Center Street, Moab, Utah. A recording of the
meeting is archived at http://www.utah.gov/pmn/index.html. In attendance were Mayor Emily Niehaus,
Councilmembers Kalen Jones, Rani Derasary, Mike Duncan, Tawny Knuteson-Boyd and Karen Guzman -
Newton. Also in attendance were City Manager David Everitt, City Recorder/Assistant City Manager
Rachel Stenta, Sustainability Director Rosemarie Russo, Police Chief Jim Winder and Communications
Director Lisa Church.
Pre -Council Workshop: Mayor Niehaus called the workshop to order at 6:00 PM. The workshop began
with a training on the Utah Open and Public Meetings Act conducted by David Church, Utah League of
Cities and Towns General Counsel.
The workshop also included a Community Energy Briefing by Rocky Mountain Power (RMP). Debra Dull,
RMP's Regional Business Manager, reviewed the history of successful partnerships between the City and
RMP, including Moab's status as the first Blue Sky community and former Mayor Sakrison's Legacy
Award. She mentioned the long-standing RMP sponsorship of the Moab Music Festival and the effort to
convert subscribers to paperless billing and touched on the WattSmart program. She mentioned that 20
local businesses are enrolled in the Subscriber Solar program and highlighted the many grants RMP has
awarded to local solar infrastructure projects including for the Moab Arts and Recreation Center, the
Moab Recreation and Aquatic Center, City Center, KZMU, the public library, the animal shelter, and a
biomass project at the high school. She listed several local organizations that have received funding. She
went on to outline upcoming projects including work with Sustainability Director Russo on electric
vehicle charging stations and Dark Sky tariffs. She concluded with presentation of a Blue Sky Legacy
Award for the City. Russo briefly described the success of the Green To Gold business program.
Regular Meeting Called to Order & Attendance:
Mayor Niehaus called the Regular City Council Meeting to order at 7:00 PM and led the Pledge of
Allegiance. Four members of the public and media were present.
Approval of Minutes: Councilmember Derasary moved to approve the minutes of the June 12 and 19,
2018 meetings with corrections. Councilmember Knuteson-Boyd seconded the motion. The motion
passed 5-0 aye with Councilmembers Jones, Derasary, Knuteson-Boyd, Guzman -Newton and Duncan
voting aye.
Mayor and Council Reports:
Mayor Niehaus reported on the aftermath of the June 10 fire and thanked the first responders. She
recommended extending the Conditional Use Permit revision deadline for another week; Council
assented. The mayor also reported on a recent Utah State University —Moab (USU) fundraising meeting.
She briefly reviewed the recent Joint City Council -County Council meeting. She announced a vacancy on
the Planning Commission. A recent meeting with David Church regarding annexation was mentioned as
well as a meeting with RMP.
Councilmember Derasary mentioned her attendance at the post -fire meeting and her appreciation for
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June 26, 2018
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the Lieutenant Governor for his visit. She reported on a meeting of the site futures committee of the
Uranium Mill Tailings Remediation Act (UMTRA) project. She noted County Council Chair Mary
McGann's efforts to encourage Representative John Curtis and others to proposed increased funding for
the UMTRA project. She mentioned cooperation with the UMTRA site for fire victims to delivery
radioactive materials for disposal. Councilmember Derasary went on to commend Grand County
Emergency Medical Services (EMS) for receipt of the 2017 Utah Call of the Year Award for a BASE jumper
incident. She asked for staff updates on various topics including work Dr. Russo is doing with the
Chamber of Commerce and the Utah Department of Transportation (UDOT) bypass study and City
Manager Everitt responded with updates on the Assured Housing Policy and clarified that the chlorine
wastewater from the city pool is processed by the Wastewater Treatment Facility.
Councilmember Duncan reported on a grant application for professional assistance from the national
park service to plan the future of the Powerhouse area that is being prepared by Kara Dohrenwend. He
also mentioned the dearth of irrigation water in view of the drought and mentioned conservation
efforts. He mentioned a recent tour of the library's eight pocket libraries located around town. He
encouraged a city and council softball game.
Councilmember Knuteson-Boyd reported she attended the fire site visit with the Lieutenant Governor
and other follow-up meetings.
Councilmember Guzman -Newton described a transit authority meeting she attended and the joint city
and county council meeting. She reported on a recent school board meeting and noted there will be
plans of the new middle school available for public review. She mentioned several open positions at the
high school and the high enrollment in the special needs preschool.
Councilmember Jones reported on a recent meeting of the solid waste district and noted the offer of
free disposal of fire debris. He noted a small amount of asbestos was found and disposed of. Jones
described some of the recent changes to the recycling program. He encouraged shoppers to buy
products in easily -recyclable packaging. He noted meetings he had attended regarding Dark Skies which
considered the proposed ordinances. He also cited his work on setbacks as they affect solar access.
Councilmember Guzman -Newton asked Councilmember Duncan about the state of water supply.
Administrative Report: Mayor Niehaus recognized the work of Tif Miller, departing Parks, Recreation
and Trails Director.
Police Chief Winder made a brief presentation. He mentioned the work of Four Corners Community
Behavioral Health and the hospital with their work with the homeless. He also touched on the police
department's work with the school district regarding active shooter training. He gave a brief staffing
update. He read a letter from the police chief in St. George regarding exemplary efforts during a recent
incident and also presented recent changes and improvements in the police departments including a
new logo.
City Manager Everitt concluded the administrative report with an update on Title 5 revisions. He also
mentioned a draft communications policy for upcoming Council review. Everitt mentioned his
attendance at a UDOT Transportation Commission meeting in Spanish Fork and noted the Commission
would be meeting in Moab in November. He briefly mentioned a request by the State and Institutional
Trust Lands Administration (SITLA) for a funding arrangement for the USU Mill Creek West project.
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Next, Karson Eilers, Legislative and Research Analyst for the Utah League of Cities and Towns gave a
legislative update covering the recent session of the Utah Legislature. (1:45 on recording)
BEACON After -School Program —Presentation (2:01 on recording)
Edith Sage made a presentation on the BEACON After -School Program.
Special Events/Vendors/Beer Licenses:
Haycock Amplified Music —Approved
Motion and Vote: Councilmember Guzman -Newton moved to approve a Request by Stephanie
Haycock for an Amplified Music Event at Old City Park on September 8, 2018 for the Chacon Family
Reunion. Councilmember Jones seconded the motion. The motion carried 5-0 aye, with Councilmembers
Derasary, Jones, Knuteson-Boyd, Duncan and Guzman -Newton voting aye.
Old Business: (2:13 on recording)
Pay Plan Schedule —Approved
Motion and Vote: Councilmember Duncan moved to approve Proposed Ordinance #2018-11— An
Ordinance Adopting the City of Moab Pay Plan Schedule and Adopting the Exempt and Elected Officials
Salaries for Fiscal Year 2018-2019. Councilmember Knuteson-Boyd seconded the motion. The motion
carried 5-0 aye, with Councilmembers Derasary, Jones, Knuteson-Boyd, Duncan and Guzman -Newton
voting aye.
New Business:
Water Board Appointment —Approved
Motion and Vote: Councilmember Jones moved to confirm the Mayoral Appointment of John Gould to
the Moab City Water Conservation and Drought Management Advisory Board for a renewable term to
expire December 31, 2020. Councilmember Duncan seconded the motion. The motion carried 5-0 aye,
with Councilmembers Derasary, Jones, Knuteson-Boyd, Duncan and Guzman -Newton voting aye.
Utah Geologic Hazards —Presentation (2:16 on recording)
City Engineer Williams introduced Ben Erickson and Steve Bowman from the Utah Geological Survey
(UGS) to report on the UGS study of Moab's Geologic Hazards.
Status of City Infrastructure and Capital Improvement Funding Scenarios —Presentation
Discussion: City Engineer Williams briefed the Council on the status of infrastructure projects and
funding options. He touched on bike lanes, sidewalks, parking, signage, and more. The culinary water
system was mentioned along with the stormwater and sewer systems. He touched on the City's
buildings and parks and then presented funding scenarios for improvements and maintenance.
Councilmember Duncan asked about the bonding mechanism for funding infrastructure projects.
Councilmember Derasary asked about locations in the City with inadequate water pressure.
Sales Tax Revenue Bonds Public Hearing —Approved
Motion and Vote: Councilmember Guzman -Newton moved approve Proposed Resolution #29-2018—A
Resolution of the City Council of the City of Moab, Utah (The "Issuer"), Adopting Parameters and
Designation Resolution for the CIB Loan for the Mill Creek Road West Development to the future USU
Campus Authorizing the Issuance and Sale of Not More Than $800,000 Aggregate Principal Amount of
Sales Tax Revenue Bonds, Series 2018 and setting a Public Hearing date of July 25, 2018.
Councilmember Knuteson-Boyd seconded the motion. The motion carried 5-0 aye, with
Councilmembers Derasary, Jones, Knuteson-Boyd, Duncan and Guzman -Newton voting aye.
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June 26, 2018
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Approval of Bills Against the City of Moab: Councilmember Guzman -Newton moved to pay the bills
against the City of Moab in the amount of $456,639.47. Councilmember Duncan seconded the motion.
The motion carried 5-0 aye, with Councilmembers Derasary, Jones, Knuteson-Boyd, Duncan and
Guzman -Newton voting aye.
Executive Closed Session:
Motions and Votes: At 9:08 PM, Councilmember Jones moved to enter an Executive Closed Session for a
Strategy Session to Discuss Pending or Reasonably Imminent Litigation and to Discuss the Character,
Professional Competence, or Physical or Mental Health of an Individual. Councilmember Knuteson-Boyd
seconded the motion. The motion passed 5-0 aye with Councilmembers Jones, Derasary, Knuteson-
Boyd, Guzman -Newton and Duncan voting aye. At 9:37 PM, Councilmember Knuteson-Boyd moved to
close the Executive Closed Session. Councilmember Derasary seconded the motion. The motion passed
5-0 aye with Councilmembers Jones, Derasary, Knuteson-Boyd, Guzman -Newton and Duncan voting aye.
Adjournment: Councilmember Jones moved to adjourn the meeting. Councilmember Knuteson-Boyd
seconded the motion. The motion carried 5-0 aye, with Councilmembers Derasary, Jones, Knuteson-
Boyd, Duncan and Guzman -Newton voting aye. Mayor Niehaus adjourned the meeting at 9:37 PM.
APPROVED: ATTEST:
Emily S. Niehaus, Mayor Rachel E. Stenta, City Recorder
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MOAB CITY COUNCIL MINUTES --DRAFT
JOINT CITY COUNCIL AND PLANNING COMMISSION WORKSHOP
AND REGULAR CITY COUNCIL MEETING
J U LY 10, 2018
Call to Order and Attendance: The Moab City Council held its Regular Meeting on the above date in the
Council Chambers at the Moab City Center, located at 217 East Center Street, Moab, Utah. A recording
of the meeting is archived at http://www.utah.gov/pmn/index.html. In attendance were Mayor Emily
Niehaus, Councilmembers Kalen Jones, Rani Derasary, Mike Duncan and Tawny Knuteson-Boyd. Karen
Guzman -Newton was excused. Also in attendance were City Manager David Everitt, City
Recorder/Assistant City Manager Rachel Stenta, City Engineer Chuck Williams, Records Specialist Eve
Tallman, Treasurer Jennie Ross, Planning Director Jeff Reinhart, Development Services Manager Sommar
Johnson, Sustainability Director Rosemarie Russo and Deputy Treasurer Chantal Lindsay. Planning
Commission members in attendance were Allison Brown, Brian Ballard, Marianne Becnel, Jeanette
Kopell, Kya Marienfield and Wayne Hoskisson.
Joint City Council and Planning Commission Meeting: Mayor Niehaus called the meeting to order at
6:00 PM. The workshop began with City Planner Reinhart requesting Council guidance regarding the
integration of Conditional Uses into the code revision as accepted uses. The Mayor and Councilmembers
described their processes for reviewing the existing conditional uses. Planning Commission Member
Brown stated Council would make decisions about acceptable uses in zones, which could be prepared
and considered by a committee. Kopell urged diligence to complete the code revision. Councilmember
Derasary suggested making the revisions in session rather than in committee, either in special meetings
or workshops. Brown indicated the work would take several hours. It was agreed to arrange for lunch
meetings to complete the work.
Reinhart then made a presentation regarding Planned Affordable Developments. He discussed
proposed standards including setbacks, density, open space requirements, parking and deed
restrictions. Councilmember Jones stated he was working on scenarios and asked for the opportunity for
Council -level direction to the Planning Commission for this work.
Regular Meeting:
Mayor Niehaus called the Regular City Council Meeting to order at 7:00 PM and led the Pledge of
Allegiance. Six members of the public and media were present.
Mayor and Council Reports:
Mayor Niehaus reported on a happy and safe July Fourth. She remarked that she was encouraged by
feedback from businesses regarding projects planned by the Utah Department of Transportation
(UDOT). She noted that Wayne Hoskisson would be leaving the Planning Commission after many years
of service, and there would be an opening on the Commission. Niehaus announced she would have an
intern this summer working on affordable housing issues. She noted a proclamation she read at a
meeting regarding the border, families and asylum.
Councilmember Derasary reported on the Emergency Medical Services (EMS) Special Service District
meeting, where by-laws were discussed along with staffing challenges, billing limitations and a pending
request for funding from the Permanent Community Impact Board (CIB). Derasary mentioned a TrailMix
meeting at which a Public Lands Day project was discussed to address braided trails in the Mill Creek
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drainage. She also mentioned a paved bike trail to the Arches National Park entrance that was
introduced by the National Park Service. She also reported she attended meetings of the Canyonlands
Care Center, the Highway 191 widening project and an open house regarding increasing density in
unincorporated Grand County. She thanked the Mayor for the proclamation on asylum seekers and
brought up the Mountain Pact, which is a network of town in the Intermountain West and noted the
Pact considers issues similar to those faced by Moab and the group is free to join. She also brought up a
desire for the City to prepare a letter to Congress asking for reauthorization of the Land and Water
Conservation Fund.
Councilmember Knuteson-Boyd noted her attendance at the Families Belong Together Rally. She
remarked that the response to the local fire was incredible. She mentioned Team Rubicon, a group of
military veterans who cleaned up the creek bed.
Councilmember Jones reported he attended the North Corridor meeting hosted by UDOT and remarked
he spoke with one of the representatives about the appraisal and acquisition process. He noted his
attendance at the County's high -density open house and pointed out the request for increased density
no longer presents affordability standards. Jones reported on a Solid Waste District meeting and noted
Monument Waste had waived fees totaling more than $11,000 for fire debris. He also commented on
the great number of waste tires that were located in the fire zone. He concluded with comments about
the difficulty of participating in meetings remotely if the technology is insufficient and about the
prospects for the upcoming code revisions.
Administrative Report: City Manager Everitt reported on staffing and personnel recruitment and noted
the upcoming Title 5 revisions to the business license code. He also mentioned work on the pending
sewer rate changes.
Citizens to be Heard: Bruce Louthan spoke about signage commemorating the namesake of Swanny City
Park.
Special Events/Vendors/Beer Licenses: (1:29 on recording)
Discussion: Mayor Niehaus and City Manager Everitt explained that Special Events are permitted
administratively rather than by Council, and noted that Council approves requested fee waivers only and
the process is under revision. A request for next year's April Action Car Show was removed from the
agenda for future consideration.
Moab Pride Festival Fee Waiver --Approved
Motion and Discussion: Councilmember Derasary moved to approve a Fee Waiver Request in an
Amount not to exceed $1,415, with a damage deposit of $300 not included in this amount, for the Moab
Pride Festival on September 29, 2018. Councilmember Duncan seconded the motion. Councilmember
Jones mentioned his concern about the impact the event would have on traffic problems in Moab and
also stated he finds parades acceptable. He stated his opposition to fee waivers for events but spoke in
favor or subsidies to organizations. Discussion followed about awarding grants instead. Councilmember
Knuteson-Boyd noted her opposition to fee waivers. Councilmember Duncan brought up the option of
having a budget item for grants as well as for fee waivers. Councilmember Duncan noted the budget for
this does not yet exist. Mayor Niehaus stated she had reviewed the last year's requests and noted the
proposed billing for police escorts and the requirement to charge a deposit for park use. She asked for
consistency and consideration to revise the motion. City Manager Everitt mentioned the work on a
resolution revising the Fee Waiver and Grant program is nearly complete.
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Vote: The motion passed 3-2 aye with Councilmembers Derasary, and Duncan voting aye,
Councilmembers Knuteson-Boyd and Jones voting nay and Mayor Niehaus breaking the tie with an aye
vote.
New Business: (1:44 on recording)
Surplus Property —Approved
Motion and Vote: Councilmember Knuteson-Boyd moved to approve Proposed Resolution #30-2018—A
Resolution of the Governing Body of the City of Moab Declaring Certain Property Owned by the City of
Moab as Surplus. Councilmember Derasary seconded the motion. The motion passed 4-0 aye with
Councilmembers Jones, Derasary, Knuteson-Boyd and Duncan voting aye.
Clean Energy District and Revenue -Neutral Carbon Fee —Approved
Motion and Vote: Councilmember Derasary moved to approve Proposed Resolution #31-2018—A
Resolution Concerning the Authorization of the Governor's Office of Energy Development to Conduct
the Commercial Property Assessed Clean Energy (C-PACE) District within Moab and Proposed Resolution
#32-2018 — A Resolution Urging Congress to Levy a Revenue -Neutral Fee on the Carbon in Fossil Fuels.
Councilmember Knuteson-Boyd seconded the motion. Sustainability Director Russo described the C-
PACE program and noted more than 100 local governments have passed legislation in support of it. She
noted several opportunities for this low -rate loan program, including affordable housing, water
conservation, solar installations and more. The motion passed 4-0 aye with Councilmembers Jones,
Derasary, Knuteson-Boyd and Duncan voting aye.
Wastewater Service Rates Request for Public Hearing —Approved
Motion and Vote: Councilmember Knuteson-Boyd moved to approve a Request to Send Proposed
Resolution #32-2018 — A Resolution Adopting a Schedule Adjustment for the Wastewater Service Rates
to a Public Hearing on July 25, 2018 at Approximately 7:30 p.m. Councilmember Derasary seconded the
motion. City Engineer Williams and Deputy Treasurer Lindsay described the proposed three options for
revising sewer rates. The motion passed 4-0 aye with Councilmembers Jones, Derasary, Knuteson-Boyd
and Duncan voting aye.
Planned Affordable Development —Discussion
Mayor Niehaus thanked Councilmember Jones for his work developing schematics for solar access.
Adjournment: Councilmember Knuteson-Boyd moved to adjourn the meeting. Councilmember Jones
seconded the motion. The motion carried 4-0 aye, with Councilmembers Derasary, Jones, Knuteson-
Boyd and Duncan voting aye. Mayor Niehaus adjourned the meeting at 8:40 PM.
APPROVED: ATTEST:
Emily S. Niehaus, Mayor Rachel E. Stenta, City Recorder
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July 10, 2018
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Moab City Council Agenda Item
Meeting Date: July 25, 2018
#: 5-1
Title: A PUBLIC HEARING FOR A SCHEDULE ADJUSTMENT AND
ESTABLISHING WASTEWATER SERVICE RATES
Date Submitted: July 17, 2018
Staff Presenter: Chuck Williams, City Engineer
Attachment(s): Existing Resolution 48-2017; Draft Resolution #33-2018
Options: Approve, deny, or modify.
Recommended Motion: NA
Background/Summary:
Resolution 48-2017 was adopted by the City Council July 25th, 2017.The
Resolution established Wastewater Service Rates for City users of our
wastewater distribution and collection system.
In implementing the Resolution, City staff has found that there are a few
limitations to the rate structure as it exists that has led to some confusion for
both staff and the public. Therefore, since the Resolution has been in effect for
a year we would like to suggest a schedule adjustment to the rate structure
that will simplify the administration of the rate and we believe make it easier
for the public to understand.
The current rate structure contains two criteria used for basis of the monthly
charge per user. The criteria will change over every year in order to keep up
with inflation and maintain the City's wastewater infrastructure.
Those two criteria are:
1. The Monthly Base Rate which stays the same for every month of the
billing year for a given type of user e.g. residential or commercial , and
2. A volume rate based on usage. This is calculated differently for a given
type of user e.g. residential or commercial. Specifically:
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a. For residential users this monthly volume rate is based on the
"Winter average" volume of water used from the previous winter
(defined as the average of November thru January),
b. For commercial users the monthly volume rate charged is based
upon the previous months "Actual" volume of water used.
Once the Base rate and Volume rate are established for a given user the two
numbers are added to calculate the monthly charge for that user.
Staff presented multiple examples of rate calculation and options at the July
10th meeting.
The attached Resolution #33-2018 contains:
1. Schedule adjustments for clarification and ease of administration of
service rates.
2. New 2018 wastewater service residential rates based upon the existing
system of adding the monthly base rate to the winter average of a given
user.
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CITY OF MOAB RESOLUTION NO. 33-2018 A RESOLUTION ESTABLISHING
WASTEWATER SERVICE RATES
The following describes the intent and purpose of this resolution:
a. The City of Moab has undertaken to construct a new wastewater treatment
facility and has secured $15 million in financing for the construction of same.
b. The City completed a Sewer Rate Cost of Service Analysis in May, 2017, which
evaluated rate structures based on considerations of: projected system growth; total
revenue requirements for operations, maintenance, and debt service; and equitable
allocation of costs based on use of capacity and concentrations of wastewater
discharge associated with different user groups. The methodology and conclusions of
the Sewer Rate Cost of Service Analysis are adopted by the City and incorporated by
reference.
c. The City anticipates higher operations and maintenance costs as demands on
the system increase and infrastructure ages.
d. The City anticipates higher debt service obligations due to the financing of the
new wastewater treatment facility.
e. The City finds that it is necessary and appropriate that wastewater users pay for
their proportionate share of all of the ongoing operations and maintenance needs and
capital costs of the system.
f. The City finds that a multi -year rate structure is necessary and appropriate to
phase -in rate increases over time.
g. The City has sewer rate setting authority pursuant to U.C.A. § 10-8-38, and other
authorities.
h. The City finds that the following rate structure is reasonable and consistent with
the objectives and policies described above.
Therefore, the City hereby enacts the following wastewater treatment rates for
Fiscal Year ending June 30, 2019:
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Monthly Wastewater Treatment Rates
Recommended Rates
Monthly Base Rate
FYE2019
FYE2020
FYE2021
FYE2022
Single Family
$19.00
$21.30
$21.60
$22.70
Multifamily and Overnight
Accommodations 1st Unit
$17.75
$19.60
$19.65
$20.65
+ Charge per each additional unit
$6.10
$8.10
$9.45
$9.95
Restaurant/Fast Food and Other Non -
Residential: 1-inch or smaller water meter
$19.10
$21.30
$21.60
$22.70
1.5-inch water meter
$21.75
$24.40
$24.85
$26.15
2-inch water meter
$29.30
$32.95
$33.80
$35.55
3-inch water meter
$84.75
$95.90
$99.75
$105.00
4-inch water meter
$105.25
$119.25
$124.20
$130.70
5-inch water meter
$153.20
$173.65
$181.20
$190.75
6-inch water meter
$207.95
$235.80
$246.35
$259.30
8-inch water meter
$283.55
$321.65
$336.25
$353.95
Volume Rate ($/kgal)
FYE2019
FYE2020
FYE2021
FYE2022
Residential
$1.70
$1.82
$1.90
$1.98
Multifamily
$2.22
$2.22
$2.22
$2.22
Overnight Accommodations
$2.22
$2.22
$2.22
$2.22
Restaurant/Fast Food
$2.66
$3.20
$3.41
$3.58
Other Non -Residential
$1.85
$1.85
$1.90
$1.98
Volumetric charges for residential customers, including single family residences
and multi -family residences, will be calculated based on the customer's average
culinary water usage in November through January each year. The charge will be
calculated by multiplying the winter average usage amount in gallons by the volumetric
charge and adding same to the monthly base rate. That rate will be assessed each
month and recalculated each successive year. New residential customers (single family
and multi -family), will be assessed the base rate until a winter usage amount can be
calculated.
Volumetric charges for all other customers, including overnight accommodations,
restaurants, and other non-residential (commercial) customers will be calculated based
on the customer's total culinary water usage measured in the month preceding every
billing month. The charge will be calculated by multiplying the preceding month's water
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usage amount in gallons by the volumetric charge and adding same to the monthly base
rate.
Passed and adopted by a majority vote of the City Council. This Resolution will
take effect on September 1, 2018
Mayor Emily Niehaus Date
Attest:
Rachel Stenta, Recorder Date
-End of Document -
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CITY OF MOAB RESOLUTION NO.48-2017
A RESOLUTION ESTABLISHING WASTEWATER SERVICE RATES
The following describes the intent and purpose of this resolution:
a. The City of Moab has undertaken to construct a new wastewater treatment facility and
has secured $15 million in financing for the construction of same.
b. The City completed a Sewer Rate Cost of Service Analysis in May, 2017, which evaluated
rate structures based on considerations of: projected system growth; total revenue
requirements for operations, maintenance, and debt service; and equitable allocation of costs
based on use of capacity and concentrations of wastewater discharge associated with different
user groups. The methodology and conclusions of the Sewer Rate Cost of Service Analysis are
adopted by the City and incorporated by reference.
c. The City anticipates higher operations and maintenance costs as demands on the
system increase and infrastructure ages.
d. The City anticipates higher debt service obligations due to the financing of the new
wastewater treatment facility.
e. The City finds that it is necessary and appropriate that wastewater users pay for their
proportionate share of all of the ongoing operations and maintenance needs and capital costs
of the system.
f. The City finds that a multi -year rate structure is necessary and appropriate to phase -in
rate increases over time.
g. The City has sewer rate setting authority pursuant to U.C.A. § 10-8-38, and other
authorities.
h. The City finds that the following rate structure is reasonable and consistent with the
objectives and policies described above.
Therefore, the City hereby enacts the following wastewater treatment rates:
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Monthly Wastewater Treatment Rates
Monthly Base Rate .
Existing
FYE
2017
FYE
2018:
FYE
2019
FYE
2020
FYE
2021
FYE
2022
Single Family
$14.40
$15.85
$19.00
$21.30
$21.55
$21.55
Multifamily 1st Unit (2 Bedrooms or
Larger)
$19.10
$15.85
$19.00
$21.30
$21.55
$21.55
+ Charge per each additional unit
-
$2.80
$7.35
$9.80
$11.40
$11.40
Multifamily 1st Unit (1 Bedroom or
Smaller)
$19.10
$14.60
$15.80
$17.00
$16.55
$16.55
+ Charge per each additional unit
-
$1.60
$4.10
$5.50
$6.40
$6.40
Overnight Accommodations: 1st
Unit Condo, 2 Bedrooms or Larger
$19•10
$16.40
$20.45
$23.25
$23.85
$23.85
+ Charge per each additional unit
-
$3.40
$8.80
$11.75
$13.65
$13.65
Overnight Accommodations: 1st
Unit Condo, 1 Bedroom or Smaller
$19.10
$15.85
$19.00
$21.30
$21.55
$21.55
+ Charge per each additional unit
-
$2.80
$7.35
$9.80
$11.40
$11.40
Overnight Accommodations: 1st
Unit Hotel/Motel (No Kitchen)
$19•10
$15.25
$17.40
$19.15
$19.10
$19.10
+ Charge per each additional unit
-
$2.20
$5.75
$7.65
$8.90
$8.90
Restaurant/Fast Food and Other
Non -Residential: 1-inch or smaller
water meter
$19.10
$19.10
$19.10
$21.30
$21.55
$21.55
1.5-inch water meter
-
$19.10
$21.75
$24.40
$24.80
$24.80
2-inch water meter
-
$24.25
$29.30
$32.95
$33.75
$33.75
3-inch water meter
-
$69.60
$84.75
$95.90
$99.65
$99.65
4-inch water meter
-
$86.40
$105.25
$119.25
$124.10
$124.10
5-inch water meter
-
$125.60
$153.20
$173.65
$181.05
$181.05
6-inch water meter
-
$170.45
$207.95
$235.80
$246.10
$246.10
8-inch water meter
-
$232.25
$283.55
$321.65
$335.95
$335.95
Volume Rate .($/thOUsand'gal.),'
Existing
FYE
2017
FYE
2018
FYE
2022
Residential
Multifamily
Overnight Accommodations
Restaurant/Fast Food
Other Non -Residential
$1.70
$1.85
$1.85
$1.85
$1.85
$1.70
$1.85
$1.85
$2.22
$1.85
$1.70
$1.85
$1.85
$2.66
$1.85
$1.82
$1.85
$1.85
$3.20
$1.85
$1.90
$1.90
$1.90
$3.41
$1.90
1.90
1.90
$1.90
3.41
$1.90
Volumetric charges for residential customers, including single family residences and
multi -family residences, will be calculated based on the customer's average culinary water
usage in November through January each year. The charge will be calculated by multiplying the
average usage amount in gallons by the volumetric charge and adding same to the monthly
base rate. That rate will be assessed each month and recalculated each successive year. New
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residential customers (single family and multi -family), will be assessed the base rate until a
winter usage amount can be calculated.
Volumetric charges for all other customers, including overnight accommodations,
restaurants, and other non-residential (commercial) customers will be calculated based on the
customer's total culinary water usage measured in the month preceding every billing month.
The charge will be calculated by multiplying the preceding month's water usage amount in
gallons by the volumetric charge and adding same to the monthly base rate.
Passed and adopted by a majority vote of the City Council. This Resolution will take
effectAugust 1, 2017.
Mayor David,Sakrison- Date
At
Rachel Stenta, R6-ciirder _
5-
Date
-End of Document-
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Moab City Council Agenda Item
Meeting Date: July 25, 2018
#:5-2
Title: Public Hearing for the CIB Loan for the Mill Creek Road West
Development to the future USU Campus Authorizing the Issuance and not
more than $800,000 of Sales Tax Revenue Bonds
Date Submitted: July 17, 2018
Staff Presenter: Chuck Williams, City Engineer
Attachment(s): Resolution 29-2018
Options: N/A
Recommended Motion: N/A
Background/Summary:
On February 2nd, 2017 the City of Moab received Loan Authorization from the
Community Impact Fund Board (CIB) for a $727,000 loan for the construction
of infrastructure improvements to Utah State University property in order to
prepare for a higher education campus, affordable housing, and commercial
development within the City.
Construction plans were completed in July and construction of the
infrastructure should start in November 2018.
In order to fund the project, the attached Resolution 29-2018 was adopted by
Council establishing the parameters of the loan and scheduling the public
hearing for July 25, 2018.
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SUPPLEMENTAL MASTER RESOLUTION
OF
MOAB CITY, UTAH
AS ISSUER
DATED AS OF
, 2018
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Table of Contents
ARTICLE I DEFINITIONS 1
Section 1.1 Definitions 1
Section 1.2 Master Resolution to Constitute Contract 4
ARTICLE II ISSUANCE OF SERIES 2018 BONDS 4
Section 2.1 Principal Amount, Designation, Series, and Interest Rate 4
Section 2.2 Date and Maturities 4
Section 2.3 Optional Redemption and Redemption Prices 6
Section 2.4 Notice of Redemption for Exchange Bonds 6
Section 2.5 Execution and Delivery of the Series 2018 Bonds 7
Section 2.6 Delinquent Payments 7
Section 2.7 Exchange of Series 2018 Bonds 7
ARTICLE III REGISTRATION, PAYMENT, AND FLOW OF FUNDS 8
Section 3.1 Execution of and Registration of Series 2018 Bonds; Persons Treated as
Owners 8
Section 3.2 Deposit of Bond Proceeds 9
Section 3.3 The Series 2018 Bonds Constitute Special Limited Obligations 10
Section 3.4 Flow of Funds 10
Section 3.5 Investment of Funds 11
ARTICLE IV GENERAL COVENANTS 12
Section 4.1 General Covenants 12
Section 4.2 Additional Indebtedness 14
ARTICLE V MISCELLANEOUS 15
Section 5.1 Default and Remedies 15
Section 5.2 Amendments to Resolution 15
Section 5.3 Maintenance of Proceedings 16
Section 5.4 Defeasance of the Series 2018 Bonds 16
Section 5.5 Sale of Series 2018 Bonds Approved 17
Section 5.6 Bondholders Not Responsible 17
Section 5.7 Notice of Series 2018 Bonds to be Issued 17
Section 5.8 Additional Certificates, Documents, and Other Papers 17
Section 5.9 Severability 17
Section 5.10 Resolutions in Conflict 18
Section 5.11 Effective Date of Resolution 18
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EXHIBIT A FORM OF STATE BONDS A-1
EXHIBIT B FORM OF EXCHANGE BOND B-1
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SUPPLEMENTAL MASTER RESOLUTION #37-2018
WHEREAS, the Local Government Bonding Act, Title 11, Chapter 14, Utah Code
Annotated 1953, as amended (the "Act"), authorizes the issuance of non -voted revenue
bonds payable solely from a special revenue source; and
WHEREAS, the City of Moab, Utah (the "Issuer") has previously issued its Sales
Tax Revenue Bonds, Series 2003, pursuant to a Bond Resolution dated as of October 14,
2003 (the "2003 Bond Resolution") and its Taxable Sales Tax Revenue Bonds, Series 2009,
pursuant to a Final Bond Resolution dated as of August 11, 2009 (the "2009 Bond
Resolution" and together with the 2003 Bond Resolution, the "Original Master
Resolution"); and
WHEREAS, the Issuer desires to finance all or a portion of the costs of construction
of infrastructure system improvements, including roads, utilities, storm water system
facilities and street lighting and all related improvements (collectively, the "Series 2018
Project"), the through the issuance of Sales Tax Revenue Bonds, Series 2018 (the "Series
2018 Bonds") in an aggregate principal amount of $ ; pursuant to this
supplemental master resolution (the "Master Resolution"); and
WHEREAS, the Series 2018 Bonds shall be issued on a parity with the Issuer's
Parity Bonds, such that the Series 2018 Bonds are secured by an equal lien pledge of the
Net Revenues with said Parity Bonds; and
WHEREAS, based upon the information available to the Issuer, the sales and use
tax revenues anticipated to be received by the Issuer pursuant to Title 59, Chapter 12, Part
3, Utah Code Annotated 1953, as amended (the "Revenues"), will be sufficient to pay the
debt service on the Series 2018 Bonds and the Series 2018 Bonds shall not at any one time
exceed an amount for which the average annual installments of principal will exceed eighty
percent (80%) of the Revenues received by the Issuer during its fiscal year immediately
preceding the fiscal year in which the Series 2018 Bonds will be issued; and
WHEREAS, the State of Utah acting through the Permanent Community Impact
Fund Board (the "Community Impact Board") has offered to purchase the Series 2018
Bonds at par in the total principal amount of $ ; and
WHEREAS, the Issuer desires to accept the offer of the Community Impact Board
and to confirm the sale of the Series 2018 Bonds to the Community Impact Board;
NOW, THEREFORE, it is hereby resolved by the City Council of Moab City, Utah,
as follows:
ARTICLE I DEFINITIONS
Section 1.1 Definitions. As used in this Resolution, the following terms shall
have the following meanings unless the context otherwise clearly indicates:
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"Act" means the Local Government Bonding Act, Title 11, Chapter 14, Utah Code
Annotated 1953, as amended.
"Annual Debt Service" means the total requirement of principal, interest and
premium payments, if any, to be paid by the Issuer during any Sinking Fund Year on the
Issuer's outstanding Series 2018 Bonds or other forms of indebtedness, including the Parity
Bonds, issued on a parity with the Series 2018 Bonds.
"Average Annual Debt Service" means the sum total of the Annual Debt Service
for all Sinking Fund Years divided by the total number of Sinking Fund Years during which
any of the Series 2018 Bonds will remain outstanding.
"Bonds" means the Series 2018 Bonds and any Parity Bonds issued by the Issuer.
"Bondholder," "Registered Owner" or "Owner" means the registered owner of any
bonds herein authorized.
"Business Day" means a day on which banking business is transacted, but not
including any day on which banks are authorized to be closed within the boundaries of the
Issuer.
"Community Impact Board" means the State of Utah Permanent Community
Impact Fund Board, or any successor thereof.
"Code" means the Internal Revenue Code of 1986, as amended.
"Dated Date" means the initial delivery date of the Series 2018 Bonds.
"Default" and "Event of Default" mean, with respect to any default or event of
default under this Resolution, any occurrence or event specified in and defined by Section
5.1 hereof.
"Depository Bank" means a "Qualified Depository" as defined in the State Money
Management Act of 1974, Title 51, Chapter 7, Utah Code Annotated, 1953, as amended,
selected by the Issuer to receive deposits for the Revenue Account as herein described, the
deposits of which shall be insured by the Federal Deposit Insurance Corporation.
"Escrow Account" means an account to be held in escrow by the Escrow Agent
pursuant to the Escrow Agreement, said account to be used for the purpose of depositing
the proceeds of the sale of the Series 2018 Bonds and accounting for said proceeds pursuant
to the terms of the Escrow Agreement.
"Escrow Agent" means the Utah State Treasurer, Salt Lake City, Utah, who shall
so act pursuant to the terms of the Escrow Agreement.
"Escrow Agreement" means the agreement entered into among the Issuer, the
Community Impact Board, and the Escrow Agent on the date of delivery of the Series 2018
Bonds.
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"Exchange Bonds" means the fully registered Series 2018 Bonds issued in
substantially the form set forth in Exhibit B, in exchange for the State Bonds representing
the Series 2018 Bonds or in exchange for other Exchange Bonds, in the denomination of
no less than $1,000 or any integral multiple thereof.
"Fully Registered Bond" means any single fully registered Bond in the
denomination(s) equal to the aggregate principal amount of the applicable Series 2018
Bonds authorized herein.
"Governing Body" means the City Council of the Issuer.
"Interest Payment Date" means each October 1st beginning October 1, 2018.
"Issuer" means Moab City, Utah, or any successor entity.
"Master Resolution" means collectively, the Original Master Resolutions dated as
of October 14, 2003 and August 11, 2009 and the Supplemental Master Resolution dated
as of , 2018.
"Original Master Resolution" means collectively, the Resolutions dated as October
14, 2003 and August 11, 2009.
"Outstanding" or "Outstanding Bonds" means any Bond which has been issued and
delivered and not cancelled in accordance with the provisions hereof, except any Bond in
lieu of or in substitution for which a new Bond shall have been delivered herewith, unless
proof satisfactory to the Registrar is presented that such Bond is held by a bona fide holder
in due course.
"Parity Bonds" means any bonds issued on a parity with the Series 2018 Bonds,
including the Issuer's Sales Tax Revenue Bonds, Series 2003 and Taxable Sales Tax
Revenue Bonds, Series 2009.
"Registrar" or "Paying Agent" means the person or persons authorized by the Issuer
to maintain the registration books with respect to the Series 2018 Bonds and to pay the
principal on the Series 2018 Bonds on behalf of the Issuer. The initial Registrar and Paying
Agent for the Series 2018 Bonds is the City Recorder of the Issuer.
"Revenues" means 100% of the sales and use tax revenues received by the Issuer
pursuant to Title 59, Chapter 12, Part 2, Utah Code Annotated 1953, as amended.
"Series 2018 Bonds" means the Issuer's Sales Tax Revenue Bonds, Series 2018
issued in the total principal amount of $
"Series 2018 Project" means infrastructure and system improvements, including
roads, utilities, storm water system facilities and street lighting and all related
improvement.
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"Series 2018 Reserve Account Requirement" means, with respect to the Series
2018 Bonds, an amount equal to $ , the maximum annual debt service on the Series
2018 Bonds.
"Sinking Fund Year" means the 12-month period beginning July 1 of each year and
ending June 30 of the following year, except that the first Sinking Fund Year will begin on
the initial delivery date of the Series 2018 Bonds and will end on the following June 30.
"State" means the State of Utah.
"State Bonds" means the fully registered Series 2018 Bonds issued in substantially
the form set forth in Exhibit A in the denominations equal to the aggregate principal amount
of the Series 2018 Bonds.
"Supplemental Master Resolution" means this Supplemental Master Resolution
dated as of , 2018.
Section 1.2 Master Resolution to Constitute Contract. In consideration of the
purchase and acceptance of any and all of the Series 2018 Bonds authorized to be issued
hereunder by the Owners thereof from time to time, this Master Resolution shall be deemed
to be and shall constitute a contract between the Issuer and the Owners from time to time
of the Series 2018 Bonds; and the pledge made in this Master Resolution and the covenants
and agreements herein set forth to be performed by or on behalf of the Issuer shall be for
the equal benefit, protection and security of the Owners of any and all of the Series 2018
Bonds all of which, regardless of the time or times of their authentication and delivery or
maturity, shall be of equal rank without preference, priority, or distinction of any of the
Series 2018 Bonds over any other thereof, except as expressly provided in or permitted by
this Master Resolution.
ARTICLE II ISSUANCE OF SERIES 2018 BONDS
Section 2.1 Principal Amount, Designation, Series, and Interest Rate. The
Series 2018 Bonds are hereby authorized for issuance for the purpose of providing funds
to (a) finance the Series 2018 Project and (b) pay costs incurred in connection with the
issuance of the Series 2018 Bonds. The Series 2018 Bonds shall be limited to $
in aggregate principal amount, shall be issued (i) if issued as a State Bond(s), in the form
set forth in Exhibit A and (ii) if issued as Exchange Bonds, in the form set forth in Exhibit
B, in fully registered form and shall bear interest at the rate of percent ( %)
per annum and shall be payable as specified herein. If issued as Exchange Bonds, the Series
2018 Bonds shall be in the denomination of $1,000 or any integral multiple thereof. The
Series 2018 Bonds shall be numbered from one (1) consecutively upward in order of
delivery by the Registrar. The Series 2018 Bonds shall be designated as, and shall be
distinguished from the bonds of all other series by the title, "Moab City, Utah Sales Tax
Revenue Bonds, Series 2018."
Section 2.2 Date and Maturities. The Series 2018 Bonds shall be dated as of
their date of delivery and shall be paid as provided in this Section 2.2. The Series 2018
Bonds shall be initially issued as a single fully registered State Bond.
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Except as provided in the next succeeding paragraph, principal payments, whether
at maturity or by redemption, shall be payable upon presentation of the applicable Series
2018 Bond at the offices of the Paying Agent for endorsement or surrender, or of any
successor Paying Agent. All payments shall be made in any coin or currency which on the
date of payment is legal tender for the payment of debts due the United States of America.
Payment of interest on delinquent installments, if any, shall be made to the Registered
Owner thereof and shall be paid by check or draft mailed to the Registered Owner thereof
at his address as it appears on the registration books of the Issuer maintained by the
Registrar or at such other address as is furnished to the Registrar in writing by such
Registered Owner.
So long as the Community Impact Board is the Registered Owner of the Series 2018
Bonds, payments of principal and interest shall be made by check or draft and mailed to
the Community Impact Board as the Registered Owner at the address shown on the
registration books maintained by the Registrar. So long as the Community Impact Board
is the Registered Owner of the Series 2018 Bond, in lieu of presentation or the surrender
of the Series 2018 Bond to the Paying Agent for notations by the Paying Agent of such
payments, the Community Impact Board, by its Chair or his/her designee, shall endorse
such payments upon the Series 2018 Bond.
The Issuer shall make the principal and interest payments (interest accruing
beginning October 1, 2018) stated for each year beginning October 1, 2019, and continuing
on each October 1 thereafter until the total principal sum shall be paid in full, as follows:
Principal Installment Payment Date Principal Payable
Master Resolution
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Section 2.3 Optional Redemption and Redemption Prices. Each principal
payment of the Series 2018 Bonds is subject to prepayment and redemption at any time, in
whole or in part (if in part, in integral multiples of $1,000), at the election of the Issuer, in
inverse order of the due dates thereof, and by lot selected by the Issuer if less than all of
the Series 2018 Bonds of a particular due date are to be redeemed, upon notice as provided
in Section 2.4 hereof with respect to Exchange Bonds, and upon at least thirty (30) days'
prior written notice of the amount of prepayment and the date scheduled for prepayment to
the Community Impact Board with respect to the Series 2018 Bonds, and at a redemption
price equal to 100% of the principal amount to be prepaid or redeemed, plus accrued
interest, if any, to the date of redemption.
Section 2.4 Notice of Redemption for Exchange Bonds.
(a) In the event any of the Exchange Bonds are to be redeemed, the
Registrar shall cause notice to be given as provided in this Section 2.4. Notice of
such redemption shall be mailed by first class mail, postage prepaid, to all
Registered Owners of Exchange Bonds to be redeemed at their addresses as they
appear on the registration books of the Registrar at least thirty (30) days but not
more than forty-five (45) days prior to the date fixed for redemption. Such notice
shall state the following information:
(i) the complete official name of the Exchange Bonds,
including series, to be redeemed, the identification numbers of the
Exchange Bonds being redeemed;
(ii) any other descriptive information needed to identify
accurately the Exchange Bonds being redeemed, including, but not limited
to, the original issue date of such Exchange Bonds;
(iii) in the case of partial redemption of any Exchange Bonds, the
respective principal amounts thereof to be redeemed;
date;
(iv) the date of mailing of redemption notices and the redemption
(v) the redemption price;
(vi) that on the redemption date the redemption price will
become due and payable upon each such Exchange Bond or portion thereof
called for redemption; and
(vii) the place where such Exchange Bonds are to be surrendered
for payment of the redemption price, designating the name and address of
the redemption agent with the name of a contact person and telephone
number.
(b) Upon the payment of the redemption price of Exchange Bonds being
redeemed, each check or other transfer of funds issued for such purpose shall
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identify the Exchange Bonds being redeemed with the proceeds of such check or
other transfer.
(c) The Registrar shall not give notice of such a redemption until there
are on deposit with the Paying Agent sufficient funds for the payment of the
redemption price.
Notice of redemption shall be given, not more than forty-five (45) days nor less
than thirty (30) days prior to the redemption date, to Registered Owners of the
Exchange Bonds, or portions thereof, to be redeemed. A second notice of
redemption shall be given, not later than ninety (90) days subsequent to the
redemption date, to Registered Owners of Exchange Bonds or portions thereof
redeemed but who failed to deliver Series 2018 Bonds for redemption prior to the
60th day following such redemption date. Any notice mailed shall be conclusively
presumed to have been duly given, whether or not the Registered Owner of such
Series 2018 Bonds receives the notice. Receipt of such notice, shall not be a
condition precedent to such redemption, and failure so to receive any such notice
by any of such Registered Owners shall not affect the validity of the proceedings
for the redemption of the Series 2018 Bonds.
In case any Exchange Bond is to be redeemed in part only, the notice of redemption
which relates to such Exchange Bond shall state also that on or after the redemption
date, upon surrender of such Series 2018 Bond, a new Series 2018 Bond in principal
amount equal to the unredeemed portion of such Series 2018 Bond will be issued.
Section 2.5 Execution and Delivery of the Series 2018 Bonds. The Mayor of
the Issuer is hereby authorized to execute by manual or facsimile signature the Series 2018
Bonds and the City Recorder of the Issuer to countersign by manual or facsimile signature
the Series 2018 Bonds and to have imprinted, engraved, lithographed, stamped, or
otherwise placed on the Series 2018 Bonds the official seal of the Issuer. The City Recorder
is hereby authorized to deliver to the Community Impact Board the Series 2018 Bonds
upon payment to the Issuer of the proceeds of the Series 2018 Bonds.
Section 2.6 Delinquent Payments. Payments of principal of and/or interest on
the Series 2018 Bonds which are delinquent from the due date thereof shall draw interest
at the rate of eighteen (18%) per annum on the delinquent payment from said due date until
paid in full.
Section 2.7 Exchange of Series 2018 Bonds. As long as the Community Impact
Board is the sole Registered Owner of the Series 2018 Bonds, the Series 2018 Bonds shall
be issued only as the State Bonds in the form prescribed in Exhibit A. It is recognized that
the Community Impact Board may sell or otherwise transfer the Series 2018 Bonds
pursuant to the provisions of the State Financing Consolidation Act, Title 63B, Chapter lb,
Utah Code Annotated 1953, as amended, or otherwise. In the event the Community Impact
Board determines to sell or otherwise transfer all or a portion of the Series 2018 Bonds
pursuant to the State Financing Consolidation Act, or otherwise, the Series 2018 Bonds
shall be exchanged at the office of the Paying Agent for a like aggregate principal amount
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of Exchange Bonds in accordance with the provisions of this Section 2.7 and Section 3.1
hereof. Exchange Bonds may thereafter be exchanged from time to time for other Exchange
Bonds in accordance with Section 3.1 hereof. Any Series 2018 Bond, or any portion
thereof, which is sold or otherwise transferred or liquidated by the Community Impact
Board pursuant to the State Financing Consolidation Act, or otherwise, shall be in the form
of an Exchange Bond prescribed in Exhibit B, and shall be executed pursuant to
authorization contained in Section 2.5 hereof. Each principal payment on the Series 2018
Bonds not previously paid or cancelled shall be represented by an equivalent principal
amount of Exchange Bonds, in authorized denominations, and of like maturity. The Issuer
and its officers shall execute and deliver such documents and perform such acts as may
reasonably be required by the Issuer to accomplish the exchange of the Series 2018 Bonds
for Exchange Bonds, provided that the Community Impact Board shall pay or cause to be
paid all costs and other charges incident to such exchange and the Issuer shall have no
obligation to pay any such costs or charges.
Section 2.9 Bank Designation of Series 2018 Bonds. [For purposes of and in
accordance with Section 265 of the Code, the Issuer has designated the Series 2018 Bonds
as an issue qualifying for the exception for certain qualified tax-exempt obligations to the
rule denying banks and other financial institutions 100% of the deduction for interest
expenses which is allocable to tax-exempt interest. The Issuer reasonably anticipates that
the total amount of tax-exempt obligations (other than obligations described in Section
265(b)(3)(C)(ii) of the Code) which will be issued by the Issuer and by any aggregated
issuer during calendar year 2018 will not exceed $10,000,000. For purposes of this Section,
"aggregated issuer" means any entity which, (i) issues obligations on behalf of the Issuer,
(ii) derives its issuing authority from the Issuer, or (iii) is directly or indirectly controlled
by the Issuer within the meaning of Treasury Regulation Section 1.150-1(e). The Issuer
hereby represents that (a) it has not created and does not intend to create and does not
expect to benefit from any entity formed or availed of to avoid the purposes of Section
265(b)(3)(C) or (D) of the Code and (b) the total amount of obligations so designated by
the Issuer, and all aggregated issuers for calendar year 2018 does not exceed $10,000,000.]
ARTICLE III REGISTRATION, PAYMENT, AND FLOW OF FUNDS
Section 3.1 Execution of and Registration of Series 2018 Bonds; Persons
Treated as Owners.
(a) The Series 2018 Bonds shall be signed by the Issuer and the Issuer
shall cause books for the registration and for the transfer of the Series 2018 Bonds
to be kept by the City Recorder who is hereby appointed the Registrar of the Issuer
with respect to the Series 2018 Bonds. Any Series 2018 Bond may, in accordance
with its terms, be transferred only upon the registration books kept by the Registrar,
by the person in whose name it is registered, in person or by his duly authorized
attorney, upon surrender of such Series 2018 Bond for cancellation, accompanied
by delivery of a written instrument of transfer in a form approved by the Registrar,
duly executed. No transfer shall be effective until entered on the registration books
kept by the Registrar. Upon surrender for transfer of any Series 2018 Bond duly
endorsed by, or accompanied by a written instrument or instruments of transfer in
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form satisfactory to the Registrar and duly executed by, the Registered Owner or
his attorney duly authorized in writing, the Issuer shall execute and deliver in the
name of the transferee or transferees, a new Series 2018 Bond or Bonds of the same
maturity and series for a like aggregate principal amount as the Series 2018 Bond
surrendered for transfer. Series 2018 Bonds may be exchanged at the office of the
Registrar for a like aggregate principal amount of Series 2018 Bonds of the same
series or other authorized denominations and the same maturity. The execution by
the Issuer of any Series 2018 Bond of any authorized denomination shall constitute
full and due authorization of such denomination, and the Registrar shall thereby be
authorized to deliver such Series 2018 Bond. The Registrar shall not be required to
transfer or exchange any Exchange Bond at any time following the mailing of
notice calling such Series 2018 Bond for redemption.
(b) Series 2018 Bonds surrendered for payment, redemption or
exchange, shall be promptly cancelled and destroyed by the Issuer.
(c) The Issuer, the Registrar and the Paying Agent may treat and
consider the person in whose name each Series 2018 Bond is registered on the
registration books kept by the Registrar as the holder and absolute owner thereof
for the purpose of receiving payment of, or on account of, the principal or
redemption price thereof and for all other purposes whatsoever, and neither the
Issuer, nor the Registrar nor the Paying Agent shall be affected by any notice to the
contrary. Payment of any Series 2018 Bond shall be made only to or upon order of
the Registered Owner thereof or his legal representative, but such registration may
be changed as hereinabove provided. All such payments shall be valid and effectual
to satisfy and discharge the liability upon such Series 2018 Bond to the extent of
the sum or sums so paid.
(d) The Issuer may require the payment by the Registered Owner
requesting exchange or transfer of Series 2018 Bonds of any tax or other
governmental charge and any service charge which are required to be paid with
respect to such exchange or transfer and such charges shall be paid before such new
Series 2018 Bond shall be delivered.
Section 3.2 Deposit of Bond Proceeds. The proceeds from the sale of the Series
2018 Bonds shall be deposited upon delivery in the Escrow Account and shall be disbursed
pursuant to the provisions of the Escrow Agreement. All monies deposited in the Escrow
Account shall be used solely for the purpose of defraying all or a portion of the costs of the
Series 2018 Project including the payment of costs of issuance of the Series 2018 Bonds.
Any unexpended proceeds balance remaining in the Escrow Account after completion of
the Series 2018 Project shall be paid immediately into the "Moab City Sales Tax Revenue
Bond Fund," hereinafter referred to herein as the "Sinking Fund" established hereunder,
and shall be used only for the prepayment of the Series 2018 Bonds based on original
principal amount. Principal last to become due shall be prepaid first, and in the event less
than all of the principal amount of the Series 2018 Bonds maturing on the last due date are
to be redeemed, the Issuer shall by lot select those Series 2018 Bonds to be prepaid.
Proceeds from the sale of the Series 2018 Bonds on deposit in the Escrow Account, may
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at the discretion of the Issuer, be invested by the Escrow Agent as provided in the Escrow
Agreement. Following the expenditure of money or a transfer of unexpended funds from
the Escrow Account to the Sinking Fund, the Escrow Account will be closed.
Section 3.3 The Series 2018 Bonds Constitute Special Limited Obligations.
Notwithstanding anything in this Resolution elsewhere contained, the principal and interest
on the Series 2018 Bonds shall be payable out of 100% of the Revenues, and in no event
shall the Series 2018 Bonds be deemed or construed to be a general indebtedness of the
Issuer or payable from any funds of the Issuer other than the Revenues.
The Issuer may, in its sole discretion, but without obligation and subject to the
Constitution, laws, and budgetary requirements of the State of Utah, make available
properly budgeted and legally available funds to defray any insufficiency of Revenues to
pay the Series 2018 Bonds; provided however, the Issuer has not covenanted and cannot
covenant to make said funds available and has not pledged any of such funds for such
purpose.
Section 3.4 Flow of Funds. From and after the delivery date of the Series 2018
Bonds, and until all the Parity Bonds and Series 2018 Bonds have been fully paid, the
Revenues shall be set aside into the "Moab City Sales Tax Revenue Fund" referred to
herein as "Revenue Fund" established hereunder. The Issuer will thereafter make
accounting allocations of the funds deposited in said Revenue Fund for the following
purposes and in the following priority:
(a) There shall be allocated to a subaccount established on the books of
the Issuer hereunder known as the "Bond Fund," such amounts as will assure, to
the extent of the availability of Revenues, the prompt payment of the principal and
interest, if any, on the Series 2018 Bonds as shall become due and on all bonds or
obligations issued in parity therewith (including the Parity Bonds). The amount to
be so set aside with respect to the Series 2018 Bonds shall, as nearly as may be
practicable, be set aside and allocated to the Bond Fund, annually, on or before the
tenth day of each September, beginning September 1, 2018, an amount equal to the
principal and interest payable on the Series 2018 Bonds on the next succeeding
payment date to the end that there will be sufficient funds allocated to the Bond
Fund to pay the principal and interest, if any, on the Series 2018 Bonds and
principal and interest on all bonds or obligations issued on a parity therewith,
including the Parity Bonds, as and when the same become due. Amounts allocated
to the Bond Fund shall be used solely for the purpose of paying the Series 2018
Bonds and principal and interest on all bonds or obligations issued in parity
therewith, including the Parity Bonds, if applicable, and shall not be reallocated,
transferred, or paid out for any other purpose. In the event insufficient moneys are
available to make prompt payment of the full principal and interest on the Series
2018 Bonds as shall become due and the principal and interest on all bonds and
obligations issued in parity therewith, including the Parity Bonds, such moneys
shall be allocated pro rata based on the amount of principal and interest next coming
due on the Series 2018 Bonds and each such Parity Bond.
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(b) [The Issuer shall, upon the issuance of the Series 2018 Bonds,
deposit monthly $652 into a subaccount established on the books of the Issuer
known as the "Series 2018 Reserve Account" until the Series 2018 Reserve
Account Requirement of $46,925 has been met. Amounts deposited in the Series
2018 Reserve Account shall be used to pay the principal and interest falling due on
the Series 2018 Bonds at any time when there are insufficient funds in the Bond
Fund to pay the same, but pending such use may be invested as hereafter provided.
No further deposits to said Series 2018 Reserve Account need be made unless
payments from said Series 2018 Reserve Account have reduced the same below the
Series 2018 Reserve Account Requirement, in which event the Issuer agrees to
deposit prior to the next payment date on the Series 2018 Bonds legally available
moneys into the Series 2018 Reserve Account until there shall be on deposit therein
$46,925. In lieu of a separate subaccount as provided herein, the Issuer may use
internal notations on its books in order to account for the accumulation and
maintenance of the Series 2018 Reserve Account Requirement.]
(c) All remaining funds, if any, in the Bond Fund after all of the
payments required to be made into the Bond Fund and Series 2018 Reserve Account
have been made, may be used by the Issuer (i) to purchase or prepay any Bond in
accordance with the provisions hereof governing prepayment of the Bonds
authorized hereunder in advance of maturity or, in the case of Parity Bonds, in
accordance with the provisions of the resolution authorizing such Parity Bonds
governing prepayment of such Parity Bonds in advance of maturity, including
payment of expenses in connection with such purchase or prepayment; and (ii) to
pay the principal or prepayment price of on any Bonds, for any other lawful
purpose, including without limitation, payment of other obligations of the Issuer.
(d) If at any time the Revenues of the Issuer shall be insufficient to make
any payment to any of the above funds or accounts on the date or dates specified
the Issuer shall make good the amount of such deficiency by making additional
payments out of the first available Revenues thereafter received by the Issuer or
from other legally available moneys of the Issuer.
Section 3.5 Investment of Funds. All money maintained on deposit in the Bond
Fund, the Series 2018 Reserve Account, and in the Escrow Account shall be held as special
and not as general deposits, the beneficial interest in which shall be in the registered owners
from time to time of the Bonds. All money so maintained on deposit with the Issuer and
the Escrow Agent shall be secured to the fullest extent required or permitted by the laws
of the State of Utah pertaining to the securing of public deposits. All or part of the money
in the Bond Fund and in the Escrow Account shall be invested by the Issuer or the Escrow
Agent, as the case may be, in permitted investments, but any such investments so made
shall always be such that the obligations mature or become optional for redemption in
amounts and at times so as to assure the availability of the proceeds thereof when needed
for the purpose for which such funds were created. Investment earnings on all such
investments permitted hereunder shall be maintained in said funds or accounts and used
for the purpose for which such fund or account was created. Whenever any money so
invested from the Bond Fund or the Escrow Fund is needed for the purpose for which such
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fund was created, such investments, to the amount necessary, shall be liquidated by the
Depository Bank at the direction of the Issuer, and the proceeds thereof applied to the
required purpose. Investment earnings received on all investments in the Series 2018
Reserve Account shall be maintained in the Series 2018 Reserve Account until there shall
be on deposit therein the Series 2018 Reserve Account Requirement. Thereafter, any
investment earnings shall be transferred to the Bond Fund to be used to make payment on
the Series 2018 Bonds.
ARTICLE IV GENERAL COVENANTS
Section 4.1 General Covenants. The Issuer hereby covenants and agrees with
each and every holder of the Series 2018 Bonds issued hereunder the following:
(a) The Issuer covenants that it shall fund and maintain as provided
herein all funds referenced herein, until such time as the Series 2018 Bonds have
been paid in full.
(b) While any of the Series 2018 Bonds remain outstanding and unpaid,
any resolution or other enactment of the City Council of the Issuer, applying the
Revenues for the payment of the Series 2018 Bonds shall be irrevocable until the
Series 2018 Bonds have been paid in full, and shall not be subject to amendment or
modification in any manner which would impair the rights of the holders of the
Series 2018 Bonds or which would in any way jeopardize the timely payment of
principal and interest when due.
(c) So long as any Series 2018 Bonds remain outstanding, proper books
of record and account will be kept by the Issuer separate and apart from all other
records and accounts, showing complete and correct entries of all transactions
relating to the receipt and use of the Revenues. Each Bondholder or any duly
authorized agent or agents of such holder shall have the right at all reasonable times
to inspect all records, accounts and data relating thereto. Except as otherwise
provided herein, the Issuer further agrees that it will within one hundred eighty
(180) days following the close of each Sinking Fund Year cause an audit of such
books and accounts to be made by an independent firm of certified public
accountants, showing the receipts and disbursements for account of the Revenues,
and that such audit will be available for inspection by the Bondholder; provided,
however, during such periods of time as the Community Impact Board is the
Registered Owner of the State Bonds, each such audit will be supplied to the
Community Impact Board as soon as completed without prior request therefor by
the Community Impact Board. Each such audit, in addition to whatever matters
may be thought proper by the accountant to be included therein, shall include the
following:
(0 A statement in detail of the income and expenditures of
Revenues for such Sinking Fund Year;
(ii) A balance sheet as of the end of such Sinking Fund Year;
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(iii) The accountant's comments regarding the manner in which
the Issuer has carried out the requirements of this Resolution, and the
accountant's recommendations for any change or improvement;
(iv) A list of the insurance policies in force at the end of the
Sinking Fund Year, setting out as to each policy, the amount of the policy,
the risks covered, the name of the insurer, and the expiration date of the
policy; and
(v) An analysis of all funds and accounts created in this
Resolution, setting out all deposits and disbursements made during the
Sinking Fund Year and the amount in each fund or account at the end of the
Sinking Fund Year.
The Bondholder may, upon written request from the Issuer setting forth the reasons
why a certified audit is not necessary or is impractical, waive the audit requirements
for any particular Sinking Fund Year set forth in this Subsection 4.1(c), provided,
however, that such waiver shall not apply to the reporting requirements of the Issuer
set forth in Subsection 4.1(d) herein.
(d) In addition to the reporting requirements set forth in Subsection
4.1(c) above, the Issuer shall submit to the Community Impact Board within one
hundred eighty (180) days following the close of each Sinking Fund Year, a
summary report substantially in the form as provided by the Community Impact
Board to the Issuer upon purchase of the Series 2018 Bonds.
If a Bondholder is other than the Community Impact Board, the Issuer
agrees to furnish a copy of such information to such Bondholder at its request after
the close of each Sinking Fund Year. Any Bondholder shall have the right to discuss
with the accountant compiling such information the contents thereof and to ask for
such additional information as it may reasonably require.
(e) The Bondholder shall have the right at all reasonable times to inspect
the Series 2018 Project, and all records, accounts and data of the Issuer relating
thereto, and upon request, the Issuer will furnish to the Community Impact Board,
financial statements and other information relating to the Issuer and the Series 2018
Project as it may from time to time reasonably require.
(0 The Issuer will from time to time duly pay and discharge or cause to
be paid all taxes, assessments and other governmental charges, if any, lawfully
imposed upon the Series 2018 Project, or any part thereof or upon the Revenues, as
well as any lawful claims which if unpaid might by law become a lien or charge
upon the Series 2018 Project or the Revenues or any part thereof or which might
impair the security of the Series 2018 Bonds, except when the Issuer in good faith
contests its liability to pay the same.
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(g) All payments falling due on the Series 2018 Bonds shall be made to
the Bondholder thereof at par and all charges made by the Depository Bank for its
services shall be paid by the Issuer.
(h) The Issuer will maintain its corporate identity, will make no attempt
to cause its corporate existence to be abolished and will resist all attempts by other
municipal corporations to annex all or any part of the territory now or hereafter in
the Issuer or served by the Series 2018 Project.
Section 4.2 Additional Indebtedness. No additional indebtedness, bonds or
notes of the Issuer secured by a pledge of the Revenues senior to the pledge of Revenues
for the payment of the Bonds and the Security Instrument Repayment Obligations herein
authorized shall be created or incurred without the prior written consent of the Owners of
100% of the Outstanding Bonds and the Security Instrument Issuers. In addition, no
Additional Bonds or other indebtedness, bonds or notes of the Issuer payable on a parity
with the Series 2018 Bonds and the Security Instrument Repayment Obligations herein
authorized out of Revenues shall be created or incurred, unless the following requirements
have been met:
(a) No Event of Default is existing under this Indenture on the date of
authentication of such Additional Bonds, unless (i) the Reserve Instrument
Providers and Owners of all Outstanding Bonds have each consented to the
issuance of such Additional Bonds despite the existence of an Event of Default.
(b) Revenues for the Bond Fund Year immediately preceding the
proposed date of issuance of such Additional Bonds are at least equal to 125% of
(i) the Average Aggregate Annual Debt Service Requirement on all Bonds and (ii)
all Reserve Instrument Repayment Obligations to be outstanding following the
issuance of such Additional Bonds; provided, however, that such Revenue coverage
test shall not apply to the issuance of any Additional Bonds to the extent they are
issued for refunding purposes and the average Aggregate Annual Debt Service for
such Additional Bonds does not exceed the then remaining average Aggregate
Annual Debt Service for the Bonds being refunded therewith.
(c) All payments required by this Indenture to be made into the Bond
Fund must have been made in full, and there must be in the Debt Service Reserve
Fund the full amount required by this Indenture to be accumulated therein at such
time.
(d) The proceedings authorizing the Additional Bonds must raise the
amount to which the Debt Service Reserve Fund shall be accumulated to an amount
no less than the Debt Service Reserve Requirement of all Bonds then outstanding
(excluding Bonds which are to be refunded with the proceeds of the Additional
Bonds), including the Additional Bonds.
The proceeds of the Additional Bonds must be used (i) to refund Bonds
issued hereunder or other obligations of the Issuer (including the funding of
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necessary reserves and the payment of costs of issuance) or (ii) to finance or
refinance a project (including the funding of necessary reserves and the payment of
costs of issuance).
ARTICLE V MISCELLANEOUS
Section 5.1 Default and Remedies. Failure of the Issuer to perform any covenant
or requirement of the Issuer under this Resolution within thirty (30) days after having been
notified in writing by a Bondholder of such failure, shall constitute an event of Default
hereunder and shall allow each Bondholder to take the following enforcement remedies:
(a) The Bondholder may require the Issuer to pay an interest penalty
equal to 18% per annum of the outstanding principal amount and interest on the
Series 2018 Bonds, said interest penalty to accrue from the date of the notice of the
Bondholder to the Issuer referenced hereinabove until the default is cured by the
Issuer. Said interest penalty shall be paid on each succeeding payment date until
the default is cured by the Issuer.
(b) The Bondholder may appoint a trustee bank to act as a receiver of
the Revenues for purposes of applying said Revenues toward the Revenue
allocations required in Section 3.4 herein and in general, protecting and enforcing
each Bondholder's rights thereto, in which case, all administrative costs of the
trustee bank in performing said function shall be paid by the Issuer.
No remedy conferred herein is intended to be exclusive of any other remedy,
but each and every such remedy shall be cumulative and shall be in addition to any
other remedy given to each Bondholder hereunder or now or hereafter existing at
law or in equity or by statute. No delay or omission to exercise any right, power or
remedy accruing upon a default shall impair any such right, power or remedy or
shall be construed to be a waiver of any default or acquiescence therein; and every
such right, power or remedy may be exercised from time to time as may be deemed
expedient.
Section 5.2 Amendments to Resolution. Provisions of this Resolution shall
constitute a contract between the Issuer and the Bondholder; and after the issuance of the
Series 2018 Bonds, no change, variation or alteration of any kind in the provisions of this
Resolution shall be made in any manner until such time as all of the Series 2018 Bonds
have been paid in full except as hereinafter provided.
The Bondholders shall have the right from time to time to consent to and approve
the adoption by the Issuer of resolutions modifying or amending any of the terms or
provisions contained in this Resolution in the manner and to the extent set out below.
Whenever the Issuer shall propose to amend or modify this Resolution under the
provisions of this section, it shall cause notice of the proposed amendment to be sent to all
Bondholders of all Series 2018 Bonds then outstanding. Such notice shall briefly set forth
the nature of the proposed amendment and shall state that a copy of the proposed
amendatory resolution is on file in the office of the City Recorder for public inspection.
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Should a Bondholder consent to the proposed amendment to this Resolution, it shall submit
to the Issuer a written instrument which shall refer to the proposed amendatory resolution
described in said notice and shall specifically consent to and approve the adoption thereof.
Upon receipt of Bondholder consents representing at least seventy-five percent (75%) of
the principal of Series 2018 Bonds outstanding, the governing body of the Issuer may adopt
said amendatory resolution, and it shall become effective, provided, however, that nothing
in this Section 5.2 shall permit or be construed as permitting (a) an extension of the stated
maturity or reduction in the principal amount of, or reduction in the rate of or extension of
the time of paying of interest on delinquent payments, without the consent of the
Bondholder of such Series 2018 Bonds, or (b) a reduction in the amount or extension of
the time of any payment required by any Fund or account established hereunder without
the consent of the Bondholders of all the Series 2018 Bonds which would be affected by
the action to be taken, or (c) a reduction in the aforesaid aggregate principal amount of
Series 2018 Bonds, the Bondholders of which are required to consent to any such waiver
or a mandatory resolution, or (d) affect the rights of the Bondholders of less than all Series
2018 Bonds then outstanding, without the consent of the Bondholders of all the Series 2018
Bonds at the time outstanding which would be affected by the action to be taken.
If a Bondholder at the time of the adoption of such amendatory resolution shall
have consented to and approved the adoption thereof as herein provided, said Bondholder
shall not have any right or interest to object to the adoption of such amendatory resolution
or to object to any of the terms or provision therein contained or to the operation thereof or
to enjoin or restrain the Issuer from taking any action pursuant to the provisions thereof.
Any consent given by a Bondholder pursuant to the provisions of this section shall be
conclusive and binding upon all successive Bondholders.
The fact and date of the execution of any instrument under the provisions of this
section may be proved by the certificate of any officer in any jurisdiction who by the laws
thereof is authorized to take acknowledgments of deeds within such jurisdiction, that the
person signing such instrument acknowledged before him the execution thereof, or may be
proved by an affidavit of a witness to such execution sworn to before such officer.
Section 5.3 Maintenance of Proceedings. A certified copy of this Resolution
and every amendatory or supplemental ordinance or resolution shall be kept on file in the
office of the City Recorder where it shall be made available for inspection by any
Bondholder or his agent. Upon payment of the reasonable cost of preparing the same, a
certified copy of this Resolution, any amendatory or supplemental ordinance or resolution
will be furnished to any Bondholder. The Bondholders may, by suit, action, mandamus,
injunction, or other proceedings, either at law or in equity, enforce or compel performance
of all duties and obligations required by this Resolution to be done or performed by the
Issuer. Nothing contained herein, however, shall be construed as imposing on the Issuer
any duty or obligation to levy any tax to pay the principal and interest on the Series 2018
Bonds authorized herein or to meet any obligation contained herein concerning the Series
2018 Bonds.
Section 5.4 Defeasance of the Series 2018 Bonds. If the Issuer shall pay or
cause to be paid, or there shall be otherwise paid or provision for payment made to the
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Registered Owner of the Series 2018 Bonds for the payments due or to become due thereon
at the times and in the manner stipulated therein, then the first lien pledge of the Revenues
under this Resolution and any and all estate, right, title and interest in and to any of the
funds and accounts created hereunder (except moneys or securities held by a Depository
Bank for the payment of the Series 2018 Bonds) shall be cancelled and discharged.
Any Series 2018 Bond shall be deemed to be paid within the meaning of this section
when payment of the Series 2018 Bonds (whether such due date be by reason of maturity
or upon prepayment or redemption as provided herein) shall have been made in accordance
with the terms thereof. At such time as the Series 2018 Bonds shall be deemed to be paid
hereunder, they shall no longer be secured by or entitled to the benefits hereof (except with
respect to the moneys and securities held by a Depository Bank for the payment of the
Series 2018 Bonds).
Section 5.5 Sale of Series 2018 Bonds Approved. The sale of the Series 2018
Bonds to the Community Impact Board, at par, is hereby ratified, confirmed, and approved.
Section 5.6 Bondholders Not Responsible. The Bondholders shall not be
responsible for any liabilities incurred by the Issuer in the acquisition of the Series 2018
Project.
Section 5.7 Notice of Series 2018 Bonds to be Issued. In accordance with the
provisions of the Act, the City Recorder has caused a "Notice of Public Hearing and Bonds
to be Issued" (the "Notice") to be (a) published once a week for two consecutive weeks in
the Times Independent, a newspaper having general circulation in the Issuer, and has
caused a copy of the Parameters Resolution to be kept on file in the office of the City
Recorder for public examination during regular business hours at least thirty (30) days from
and after the date of publication thereof, (b) posted on the Utah Public Notice Website
(http://pmn.utah.gov) created under Section 63F-1-701 Utah Code Annotated 1953, as
amended, and (c) posted on the Utah Legal Notices website (www.utahlegals.com) created
under Section 45-1-101, Utah Code Annotated 1953, as amended, no less than fourteen
(14) days prior to the hearing. Such notice is hereby reaffirmed and approved. In
accordance with the provisions of the Act and the Notice, a public hearing was held on July
25, 2018, to receive input with respect to the issuance of the Series 2018 Bonds and the
potential economic impact that the Series 2018 Project will have on the private sector.
Section 5.8 Additional Certificates, Documents, and Other Papers. The
appropriate officials of the Issuer, and each of them, are hereby authorized and directed to
execute and deliver for and on behalf of the Issuer any or all additional certificates,
documents, and other papers and to perform all other acts they may deem necessary or
appropriate in order to implement and carry out the matters authorized in this Resolution
and the documents authorized and approved herein.
Section 5.9 Severability. If any section, paragraph, clause, or provision of this
Resolution shall be held to be invalid or unenforceable for any reason, the invalidity or
unenforceability of such section, paragraph, clause, or provision shall not affect any of the
remaining provisions of this Resolution. It is hereby declared by the governing body of the
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Issuer that it is the intention of the Issuer by the adoption of this Resolution to comply in
all respects with the provisions of the Local Government Bonding Act, Title 11, Chapter
14, Utah Code Annotated, 1953, as amended.
Section 5.10 Resolutions in Conflict. All resolutions or parts thereof in conflict
with the provisions of this Resolution are, to the extent of such conflict, hereby repealed.
Section 5.11 Effective Date of Resolution. This Resolution shall take effect
immediately upon its approval and adoption.
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(SEAL)
By:
Mayor
ATTEST:
By:
City Recorder
S-1
MASTER RESOLUTION
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EXHIBIT A
FORM OF STATE BONDS
UNITED STATES OF AMERICA
STATE OF UTAH
MOAB CITY
SALES TAX REVENUE BONDS SERIES 2018
$
Moab City, Utah (the "Issuer"), a political subdivision and body politic of the State
of Utah, acknowledges itself indebted and for value received hereby promises to pay, but
solely in the manner and from the revenues and sources hereinafter provided, to the
registered owner hereof or registered assigns, the principal amount of not more than
$ , together with interest accruing beginning October 1, 2018 on the unpaid
principal balance from date of delivery of the Bonds, at the rate of percent
( %) per annum (calculated on the basis of a year of 360 days comprised of twelve 30-
day months), payable annually on October 1 of each year, with principal and interest
installments beginning October 1, 2019. Principal together with accrued but unpaid interest
shall be payable in registered installments on October 1 of each of the years as set forth in
the following Repayment Schedule:
Principal Installment Payment Date Principal Payable
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Except as provided in the following paragraph, principal and interest payments,
whether at maturity or by redemption, shall be payable upon surrender of this Bond at the
offices of the Paying Agent, or of any successor Paying Agent.
As long as the State of Utah Permanent Community Impact Fund Board (the
"Community Impact Board") is the registered holder of this Bond, installment payments
of principal and interest shall be made by check or draft mailed to the Community Impact
Board as the registered holder at the address shown on the registration books maintained
by the Registrar.
The Series 2018 Bonds shall be issued on a parity with the Issuer's Parity Bonds,
such that the Series 2018 Bonds are secured by an equal lien pledge of the Net Revenues
with said Parity Bond.
If any installment of Bond principal and/or interest is not paid when due and
payable, the Issuer shall pay interest on the delinquent installment at the rate of eighteen
percent (18%) per annum from said due date until paid. All payments shall be made in any
coin or currency which on the date of payment is legal tender for the payment of debts due
the United States of America.
This Bond is payable solely from a special fund designated "Moab City, Utah Sales
Tax Revenue Bond Fund," into which fund and into a reserve therefor, to the extent
necessary to assure prompt payment of this Bond, shall be pledged 100% of the Revenues,
as defined in the Supplemental Master Resolution dated as of , 2018, (the
"Master Resolution").
This Bond is issued pursuant to (a) the Master Resolution and (b) the Local
Government Bonding Act, Title 11, Chapter 14, Utah Code Annotated, 1953, as amended,
for the purpose of financing installation of flood control and storm water detention
improvements, and all related improvement (the "Series 2018 Project"). This Bond is a
special limited obligation of the Issuer payable solely from the Revenues (as defined in the
Master Resolution) and does not constitute an indebtedness of the Issuer within the
meaning of any state constitutional or statutory limitation. In no event shall this Bond be
deemed or construed to be a general obligation indebtedness of the Issuer or payable from
any funds of the Issuer other than the Revenues (as defined in the Master Resolution).
As provided in the Master Resolution, bonds, notes, and other obligations may be
issued from time to time in one or more series in various principal amounts, may mature at
different times, may bear interest at different rates, and may otherwise vary as provided in
the Master Resolution, and the aggregate principal amount of such bonds, notes, and other
obligations which may be issued is not limited. This Bond and all other bonds, notes and
other obligations issued and to be issued under the Master Resolution on a parity with this
Bond are and will be equally and ratably secured by the pledge and covenants made therein,
except as otherwise expressly provided or permitted in or pursuant to the Master
Resolution.
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This Bond is subject to prepayment and redemption at any time, in whole or in part
(if in part, in integral multiples of $1,000), at the election of the Issuer in inverse order of
the due date of the principal installments hereof and by lot selected by the Issuer if less
than all Bonds of a particular due date are to be redeemed, upon notice given as hereinafter
set forth, at a redemption price equal to the principal amount to be so prepaid.
Notice of redemption shall be mailed by the Issuer, postage prepaid, not less than
thirty (30) days prior to the date fixed for prepayment, to the registered owner of this Bond
addressed to such owner at its address appearing on the registration books maintained by
the Issuer.
Subject to the provisions of the Master Resolution, the Bonds are issuable in fully
registered form, without coupons, in denomination equal to the principal amount of the
bonds or, upon exchange, in the denomination of $1,000 and any integral multiple thereof.
The Issuer covenants and agrees that any resolution, ordinance, or other enactment
of the governing body of the Issuer applying the Revenues for the payment of the Bonds
shall be irrevocable until these Bonds have been paid in full, and shall not be subject to
amendment in any manner which would impair the rights of the holders of such Bonds or
which would in any way jeopardize the timely payment of principal when due.
IN ACCORDANCE WITH SECTION 11-14-307(3), UTAH CODE
ANNOTATED 1953, AS AMENDED, THE STATE OF UTAH HEREBY PLEDGES
AND AGREES WITH THE HOLDERS OF THE BONDS THAT IT WILL NOT ALTER,
IMPAIR OR LIMIT THE EXCISE TAXES IN A MANNER THAT REDUCES THE
AMOUNTS TO BE REBATED TO THE ISSUER WHICH ARE DEVOTED OR
PLEDGED AS AUTHORIZED IN SECTION 11-14-307(3), UTAH CODE
ANNOTATED 1953, AS AMENDED, UNTIL THE BONDS, ARE FULLY MET AND
DISCHARGED; PROVIDED, HOWEVER, THAT NOTHING SHALL PRECLUDE
SUCH ALTERATION, IMPAIRMENT OR LIMITATION IF AND WHEN ADEQUATE
PROVISION SHALL BE MADE BYLAW FOR PROTECTION OF THE HOLDERS OF
THE BONDS.
To the extent and in the respects permitted by the Master Resolution, the Master
Resolution may be modified or amended by action on behalf of the Issuer taken in the
manner and subject to the conditions and exceptions prescribed in the Master Resolution.
The holder or owner of this Bond shall have no right to enforce the provisions of the Master
Resolution or to institute action to enforce the pledge or covenants made therein or to take
any action with respect to an event of default under the Master Resolution or to institute,
appear in, or defend any suit or other proceeding with respect thereto, except as provided
in the Master Resolution.
This Bond shall be registered in the name of the initial purchaser and any
subsequent purchasers in an appropriate book in the office of the City Recorder of the
Issuer, who shall be the Registrar. This Bond is transferable only by notation upon said
book by the registered owner hereof in person or by his attorney duly authorized in writing,
by the surrender of this Bond, together with a written instrument of transfer satisfactory to
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the Issuer, duly executed by the registered owner or his attorney duly authorized in writing;
thereupon, this Bond shall be delivered to and registered in the name of the transferee.
It is hereby declared that all acts, conditions, and things required to exist, happen,
and be performed precedent to and in the issuance of this Bond have existed, have
happened, and have been performed in regular and due time, form, and manner as required
by law, that the amount of this Bond does not exceed any limitation prescribed by the
Constitution or statutes of the State of Utah, that the Revenues (as defined in the Master
Resolution) have been pledged and that an amount therefrom will be set aside into a special
fund by the Issuer sufficient for the prompt payment of this Bond and all bonds issued on
a parity with this Bond, if any, and that said Revenues are not pledged, hypothecated, or
anticipated in any way other than by the issue of this Bond and all bonds issued on a parity
with this Bond, if any.
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IN TESTIMONY WHEREOF, the Issuer has caused this Bond to be signed (by
manual or facsimile signature) by its Mayor and countersigned (by manual or facsimile
signature) by its City Recorder under the seal of said Issuer this , 2018.
(SEAL)
ATTEST:
By:
City Recorder
By:
Mayor
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REGISTRATION CERTIFICATE
(No writing to be placed herein except by the Bond Registrar)
Date of
Registration
Name of
Registered Owner
Signature of
Bond Registrar
State of Utah Permanent
Community Impact Fund Board
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EXHIBIT B
FORM OF EXCHANGE BOND
UNITED STATES OF AMERICA
STATE OF UTAH
MOAB CITY
SALES TAX REVENUE BONDS SERIES 2018
INTEREST RATE MATURITY DATE ISSUE DATE
%
Registered Owner:
Principal Amount: Dollars
Moab City, Utah (the "Issuer"), a political subdivision and body politic of the State
of Utah, acknowledges itself indebted and for value received hereby promises to pay, but
solely in the manner and from the revenues and sources hereinafter provided, to the
Registered Owner identified above, or registered assigns, on the Maturity Date specified
above, upon presentation and surrender thereof, the Principal Amount identified above.
Interest at the Interest Rate specified above on the Principal Amount hereof (calculated on
the basis of a year of 360 days comprised of twelve 30-day months) shall be payable by
check or draft mailed by the City Recorder of Moab City, Utah (the "Paying Agent") to the
Registered Owner hereof beginning and on each October 1 thereafter until
this Bond is paid in full. Principal and redemption price of this Bond shall be payable upon
presentation of this Bond to the Paying Agent, or its successor as such paying agent, for
payment at maturity.
If this Bond or any installment of interest hereon is not paid when due and payable,
the Issuer shall pay interest on the unpaid amount at the rate of eighteen percent (18%) per
annum from the due date thereof until paid in full.
This Bond is one of an authorized issue of bonds of like date, term and effect except
as to maturity, in the aggregate principal amount of Dollars ($ )
issued in exchange for the conversion of the Issuer's Sales Tax Revenue Bonds, Series
2018 dated , 2018, in the total principal sum of $ , authorized
by a Parameters Resolution adopted on June 26, 2018, and a Master Resolution of the Issuer
dated as of , 2018 (collectively, the "Master Resolution"). This Bond and
the issue of Bonds of which it is a part is issued pursuant to (i) the Master Resolution and
(ii) the Local Government Bonding Act, Title 11, Chapter 14, Utah Code Annotated, 1953,
as amended, for the purpose of financing the costs of construction of infrastructure and
system improvements, including roads, utilities, storm water system facilities and street
lighting and all related improvements (the "Series 2018 Project"). This Bond is a special
limited obligation of the Issuer payable solely from the Revenues (as defined in the Master
Resolution) and does not constitute an indebtedness of the Issuer within the meaning of
any state constitutional or statutory limitation. In no event shall this Bond be deemed or
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5-2 Public Hearing
construed to be a general obligation indebtedness of the Issuer or payable from any funds
of the Issuer other than the Revenues (as defined in the Master Resolution).
As provided in the Master Resolution, bonds, notes and other obligations may be
issued from time to time in one or more series in various principal amounts, may mature at
different times, may bear interest at different rates and may otherwise vary as provided in
the Master Resolution, and the aggregate principal amount of such bonds, notes and other
obligations which may be issued is not limited. This Bond and all other bonds, notes and
other obligations issued and to be issued under the Master Resolution on a parity with this
Bond are and will be equally and ratably secured by the pledge and covenants made therein,
except as otherwise expressly provided or permitted in or pursuant to the Master
Resolution.
The Bonds are subject to redemption prior to maturity at any time, in whole or in
part (if in part, in integral multiples of $1,000), at the election of the Issuer in inverse order
of maturity and by lot within each maturity if less than the full amount is redeemed, upon
not less than thirty (30) days' nor more than forty-five (45) days' prior notice, at a
redemption price equal to 100% of the principal amount of each Bond to be redeemed.
Notice of redemption shall be mailed by the Issuer, postage prepaid, to the registered
owners of said Bonds addressed to such owners at their address appearing on the
registration books maintained by the Issuer.
Subject to the provisions of the Master Resolution, the Bonds are issuable in fully
registered form, without coupons, in denomination equal to the principal amount of the
bonds or, upon exchange, in the denomination of $1,000 or any integral multiple thereof.
The Issuer covenants and agrees that any resolution, ordinance or other enactment
of the governing body of the Issuer applying the Revenues for the payment of the Bonds
shall be irrevocable until the Bonds have been paid in full, and shall not be subject to
amendment in any manner which would impair the rights of the holders of such Bonds or
which would in any way jeopardize the timely payment of principal when due.
IN ACCORDANCE WITH SECTION 11-14-307(3), UTAH CODE
ANNOTATED 1953, AS AMENDED, THE STATE OF UTAH HEREBY PLEDGES
AND AGREES WITH THE HOLDERS OF THE BONDS THAT IT WILL NOT ALTER,
IMPAIRORLIMITTHEEXCISE TAXES IN A MANNER THAT REDUCES THE
AMOUNTS TO BE REBATED TO THE ISSUER WHICH ARE DEVOTED OR
PLEDGED AS AUTHORIZED IN SECTION 11-14-307(3), UTAH CODE
ANNOTATED 1953, AS AMENDED, UNTIL THE BONDS, ARE FULLY MET AND
DISCHARGED; PROVIDED, HOWEVER, THAT NOTHING SHALL PRECLUDE
SUCH ALTERATION, IMPAIRMENT OR LIMITATION IF AND WHEN ADEQUATE
PROVISION SHALL BE MADE BY LAW FOR PROTECTION OF THE HOLDERS OF
THE BONDS.
To the extent and in the respects permitted by the Master Resolution, the Master
Resolution may be modified or amended by action on behalf of the Issuer taken in the
manner and subject to the conditions and exceptions prescribed in the Master Resolution.
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The Registered Owner of this Bond shall have no right to enforce the provisions of the
Master Resolution or to institute action to enforce the pledge or covenants made therein or
to take any action with respect to an event of default under the Master Resolution or to
institute, appear in, or defend any suit or other proceeding with respect thereto, except as
provided in the Master Resolution.
This Bond is transferable by the registered holder hereof in person or by his attorney
duly authorized in writing at the office of the City Recorder (the "Registrar") in Moab City,
Utah, but only in the manner, subject to the limitations and upon payment of the charges
provided in the Master Resolution and upon surrender and cancellation of this Bond. Upon
such transfer a new registered Bond or Bonds of the same series and the same maturity and
of authorized denomination or denominations for the same aggregate principal amount will
be issued to the transferee in exchange therefor.
It is hereby certified, recited, and declared that all conditions, acts, and things
essential to the validity of this Bond and the issue of which it forms a part do exist, have
happened, and have been done, and that every requirement of law affecting the issue hereof
has been duly complied with; that this Bond and the issue of which it forms a part does not
exceed any limitation prescribed by the Constitution and laws of the State of Utah; that one
hundred percent (100%) of the Revenues (as defined in the Master Resolution) have been
pledged and will be set aside into said special fund by the Issuer to be used for the payment
of this Bond and the issue of which it forms a part and all bonds issued on a parity with
this Bond, if any, and that said Revenues are not pledged, hypothecated, or anticipated in
any way other than by the issue of Bonds of which this Bond is one and all bonds issued
on a parity with this Bond, if any.
IN WITNESS WHEREOF, the Issuer has caused this Bond to be signed (by manual
or facsimile signature) by its Mayor and countersigned (by manual or facsimile signature)
by its City Recorder with the seal of said Issuer affixed, all as of
(SEAL)
ATTEST:
By: (Do Not Sign)
City Recorder
By: (Do Not Sign)
Mayor
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ASSIGNMENT
FOR VALUE RECEIVED, , the undersigned, hereby
sells, assigns and transfers unto
(Tax Identification or Social Security No. the within Bond and
all rights thereunder and hereby irrevocably constitutes and appoints
attorney to transfer the within Bond on the books kept for
registration thereof, with full power of substitution in the premises.
DATED:
NOTICE: The signature to this assignment
must correspond with the name as it appears
on the face of this Bond in every particular,
without alteration or enlargement or any
change whatever.
Signature Guaranteed:
THE SIGNATURE(S) SHOULD BE
GUARANTEED BY AN ELIGIBLE
GUARANTOR INSTITUTION (BANKS,
STOCKBROKERS, SAVINGS AND LOAN
ASSOCIATIONS AND CREDIT UNIONS
WITH MEMBERSHIP IN AN APPROVED
SIGNATURE GUARANTEE
MEDALLION PROGRAM), PURSUANT
TO S.E.C. RULE 17Ad-15.
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Moab City Council Agenda Item
Meeting Date: July 25, 2018
Resolution 35-2m8
Title: Resolution #35-2m8—A Resolution to Adopt Guidelines and Procedures for
Community Contributions
Presenter: David Everitt
Attachment(s):
- Community Contributions Overview and Proposed Guidelines
- Evaluation Rubric for Grants and Sponsorships
Suggested Motion: I move to approve Resolution 35-2018 -- A Resolution to Adopt
Guidelines and Procedures for Community Contributions.
Options: Approve, deny or modify.
Background/Summary:
The Council requested a revision to the process by which the City disburses funds to
community organizations that provide social services and cultural programs to the
residents of Moab. This proposed framework aims to streamline the application and
funding process.
It also eliminates the fee waiver process, which will be replaced with a Special Event
Sponsorship process.
The attached materials will explain the City's approach for the current year and also
future years.
Of particular interest to Council will be the decision regarding authority for dispersal of
funds. The choices include:
• Council approval of the overall funding level as part of the budget process (already
determined for the current year) with individual awards authorized by the City Manager
based on the recommendations of a committee that is proposed to be comprised of City
staff and community representation, or
• Council approval of a specific slate of awards and award levels after approval of the
fiscal year budget.
Staff will reach out to community organizations, including those which have received
grants and/or fee waivers in the past to explain the new guidelines and procedures.
1
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CITY OF MOAB RESOLUTION NO. 35-2018
A RESOLUTION TO ADOPT GUIDELINES AND PROCEDURES
FOR COMMUNITY CONTRIBUTIONS
WHEREAS, Moab's municipal government has a desire to support the work of community -based
organizations that benefit the residents of Moab; and
WHEREAS, existing procedures to provide support to community organizations and to waive fees for
special events which benefit local non-profit agencies are problematic; and
WHEREAS, the Moab City Council requested a revision to the process by which the City may allocate
funds to community organizations that provide social services and cultural programs that benefit the
residents of Moab.
THEREFORE, be it resolved that the Moab City Council adopts guidelines and procedures for community
contributions as outlined in the Community Contributions Program Overview and Guidelines: 2018-2019,
to be updated and administered on an annual basis.
SIGNED: ATTEST:
Emily Niehaus, Mayor Danielle Guerrero, Deputy Recorder
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6-1 Old Business
CITY OF
MOAB
UTAH
COMMUNITY CONTRIBUTIONS GRANT PROGRAM
Overview and Guidelines: 2018-2019
GRANTS FOR LOCAL ORGANIZATIONS
The City of Moab recognizes the value of local organizations which provide specialized social services
and cultural programs that benefit the citizens of Moab. Each year, the City Council sets aside an
appropriation earmarked to support the Community Contributions Grant Program. Every request will be
considered but not all requests may receive funding. Organizations serving the residents of Moab are
eligible to apply. Applications for funding will be considered annually. Total funding available for Grant
Year 2018-2019 is $82,500.
DESCRIPTION OF PROGRAM:
Moab's 2018-2019 Community Contribution Grant Program is intended to provide monetary grants to
eligible community non-profit organizations for qualifying programs. The City recognizes the value of
such programs, which provide specialized social services and cultural programs benefiting its citizens. All
local organizations are eligible to apply, however, not all programs may receive funding.
Moab's 2018-2019 Special Events Sponsorship Program is intended to provide funds for those
organizations which seek to defray expenses associated with locally -hosted special events. In the past,
the City Council voted to waive certain special event fees upon request; this Sponsorship Program
replaces the fee waiver option with monetary awards that may be used for fees and expenses related to
producing special events within the City limits.
ELIGIBILITY STANDARDS:
To be eligible to apply for grant monies under the City's 2018 Community Contributions Grant Program,
a community non-profit organization must satisfy the following standards: (1) serve the Moab
community and; (2) operate as a 501(c)(3) organization or other tax-exempt entity; (3) directly provide*
the social service(s), recreational, educational or cultural program(s) for which grant monies are sought;
(4) not be a pervasively sectarian religious institution or requesting funds for specifically religious
activities; and, (5) propose to use grant monies for projects within the City limits. General operating
expenses are ineligible for consideration. Certain for -profit companies may be eligible if all proceeds
from grant -funded projects are bestowed upon a qualifying local charity or City -authorized program.
*"Directly provide" means that the community non-profit organization conducts the social service(s) or
cultural program(s) itself rather than through a separate entity to which it sub -awards grant monies. A
community non-profit organization that is affiliated with a church, synagogue, mosque or similar entity
shall not be deemed a "pervasively sectarian religious institution."
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APPLICATION PROCESS:
I. Completion of Application Form
All interested non-profit organizations must complete an application, including:
• Indication of Grant Request or Special Event Sponsorship Request
• Name and address of the non-profit organization (applicant is required to list the local branch if
it represents a national or statewide organization.)
• Description of community services provided.
• Relationship of non-profit organization to the community.
• Current membership figures and approximate number of Moab residents served by the non-
profit organization.
• Amount of funds requested.
• Proposed project and budget plan for the use of the grant funds and indicate other proposed
revenue sources.
• Proof of 501(c)(3) status with a copy of the letter from the IRS or an explanation of tax-exempt
status.
• Financial statements from the overall organizational budget for the past two years including the
current year with balance sheets and profit/loss statements and program costs.
• A list of overall organizational annual sources of revenue received.
• Any applicant who received grant funds from the City in the past three years shall indicate the
year the funds were received, the amount of funds received and document how the funds were
utilized. This includes fee waivers and in -kind donations.
II. Application Deadline
Completed application form along with supplemental documents must be submitted by August 15,
2018.
III. Evaluation of Applications and Selection Process
Following the application deadline, the City Council's appointed Community Contributions Ad -Hoc Grant
Committee will review and consider proposals from community organizations. Applicants may be asked
to attend a public meeting to address the Committee, answer questions, clarify their use of funds, etc.
All proposals will be evaluated to ascertain which non-profit organizations best meet the social service
and cultural program needs that the City seeks to satisfy. Factors to be considered include, but are not
limited to, the following:
A. The non-profit organization's responsiveness in clearly stating the benefits to be derived by the
residents of Moab, if grant funds are awarded;
B. The number of Moab residents by age group served by the non-profit organization; and total number
of clients served by the non-profit organization;
C. The non-profit organization's history of providing community services to the residents of Moab; and
D. The non-profit organization's financial need for grant funds to service Moab residents.
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IV. Award of Funds
Following the Community Contributions Grant Committee's screening and award process, the
Committee will report its awards to the Mayor and City Council.
V. Execution of Agreement
Non-profit organizations selected to receive funds will be required to sign and execute an agreement
with the City of Moab. NOTE: If award of funds is made, a recipient non-profit organization will be
required to expend grant monies prior to June 1, 2019.
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Community Contributions Evaluation Rubric
GRANTS
Organization
Application
Complete?
Project Name
Inside
City
Limits?
Other City
Contributions
City gap or
Overlap?
FY18
Funded
FY19
Request
Organizations
must be local
501(c)(3) or
please explain.
Includes
application, 501c3
status, history of
City funding,
organizational
budget, other
funding sources
Per the "Short
Case,"* General
Operating Funds
are not eligible.
Does the request
meet the "Short
Test"?
Yes or
No
Note Fee
Waivers and In-
Kind
Contributions
from past and
current years.
Is this an essential service not currently
provided by the City government? What
level of funding is provided in the City's
existing budget? Recommended by City
staff (Public Works, Police, Recreation,
etc.)? Is this tied to the City's General
Plan or other guiding document?
Specific amounts
granted in 2018
or prior years
Amount
requested this
year
* The following points concerning governmental contributions are excerpted from the 1999 Utah Supreme Court "Short Case" in which the Salt Lake County Commission v. Salt
Lake County Attorney Douglas Short were in conflict about, among other things, the appropriateness of certain government contributions to private enterprises using
government funds. Find the entire brief at: https://law.lustia.com/cases/utah/supreme-court/1999/slcounty.html
• The Commission can expend [public monies] only in exchange for fair value.
• [Community contributions] must prove a detailed showing of the benefits to be obtained from the money given.
• A general finding that any of the contributions will provide a benefit, without specifying exactly what that benefit is, in present market value terms, is not specific
enough to qualify the benefit.
Community Contributions Evaluation Rubric
SPECIAL EVENT SPONSORSHIPS
Organization
Application
Complete?
Event Name
and Date
Community Benefit
Event Overhead
FY18
Funded
FY19
Request
Need not be a
501(c)(3)
Includes
application, 501c3
status,
organizational
budget other
funding sources
Indicate one-time
request or
ongoing (annual)
event
If event is a fund-raiser, state
the specific community benefit
provided by organization.
General Operating Funds are
not eligible.
Describe the event
budget including net
proceeds. What
percentage of net
equals the requested
waiver?
Specific amounts
granted in 2018
or prior years
including in -kind
contributions and
grants.
Amount requested
this year
(Application Fee is
ineligible for
waiver.)
ssau!sn9 PIO I-9
Page 58 of 284
Moab City Council Agenda Item
Meeting Date: July 25, 2018
Title: Communications Plan and Policies
Date Submitted: July 17, 2018
Presenters: Lisa Church
Attachments:
- Draft communications plan
- Draft communications policies
- Proposed resolution
Possible Motion: I move approve Resolution #39-2m8 regarding the City of Moab's
Communications Plan and Policies.
Background/Summary:
The City hired a Lisa as the Communications and Engagement Manager in 2or7, and she
has developed a draft communications plan and set of policies for internal use. This
briefing is an opportunity for the Council to provide input into those documents and
endorse them via resolution.
1
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7-1 New Business
CITY OF MOAB RESOLUTION NO. 39-2°18
A RESOLUTION ENDORSING THE CITY OF MOAB'S COMMUNICATION
PLAN AND POLICIES
WHEREAS, Moab's municipal government desires to engage the public in effective
and efficient methods of communication; and
WHEREAS, the City of Moab 2017-2018 Administrative Work Plan contains the
following: "6.11 Create a Communications Plan. The Plan will address internal and
external engagement and standards for communication"; .and
WHEREAS, the City's Communications and Engagement Manager has drafted a
five-year communications plan and communications policies;
THEREFORE, be it resolved that with the approval of this Resolution, the Moab City
Council endorses the City of Moab Communications Plan 2018-2023 and the City of
Moab Communications Policies.
SIGNED: ATTEST:
Emily S. Niehaus, Mayor Danielle Guerrero, Deputy Recorder
Page 60 of 284
7-1 New Business
COMMUNICATIONS
and
CITY OF
MOAB
U TA,1-1
of 284
217 East Center Street
Moab, Utah
435-259-5121
7-1 New Business
Introduction
The City of Moab embraces the importance of citizen involvement and engagement as well as the
knowledge and resources our citizens contribute to our community. Clear understanding of citi-
zen concerns, perceptions and points of view is crucial to helping the City make critical decisions that
affect the everyday lives of our residents.
The City must be responsive to the needs of our citizens and identify, create and budget resources
to effectively engage community members so that they are encouraged to become active participants
in the overall decision -making process whenever possible.
Public engagement and communication are integral to the overall health and well-being of the
Moab community. The City of Moab's communications and engagement plan is a fluid document that
identifies and aligns the City's ongoing public information activities with the goals, objectives, and
key messages of government, as determined by Moab's elected officials, the City Manager and staff.
The plan will serve as a guide for communication and engagement policy for all City staff and elected
officials.
Inform
Consult Involve Collaborate Empower
skiViek• •ittr•
• • fiVi
Inform Involve
LOW level of Mid level of
public engagement public engagement
Source: International Association for Public Participation
-0. Empower
High level of
public engagement
Effective communication benefits our residents and helps the City meet
goals in many ways:
• Encourages knowledgeable participation. Residents can better express their needs and work in
cooperation with the City when they know the facts about City plans and actions. Consistent, clear
communication from the City can help launch a civil, community -wide conversation and encourage
citizen involvement.
• Helps boost community satisfaction. Better understanding about City services, projects and plans
leads to better understanding of how City revenues are used and helps improve citizens' confidence in
government.
• Encourages growth, attracts good employees, and improves government service.
Ongoing communication with our residents is a sound, important investment in Moab's future
and should be considered among the City's primary functions. City of Moab staff and elected officials
should take the lead in talking with our citizens and telling the City's story — accurately, comprehen-
sively, and with honesty and candor.
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7-1 New Business
City of Moab Communications and Engagement Mission:
• To communicate information to Moab's citizens quickly, clearly, openly and proactively.
• To inspire Moab's citizens to become more civically involved and engaged with City government
and to be our leaders in the future.
• To tell the story of the City of Moab.
Principals for Community Engagement
• Transparent and Timely— Guarantees government transparency for all audiences and com-
municates information as soon as we have it.
• Accessible — Ensures information is easy to find and understand — at City Hall as well as
through online and other resources.
• Responsive — Places citizens' needs first and adapts quickly to change.
• Accountable — Creates clear guidelines that help citizens understand their role in civic partici-
pation, the level of citizen engagement and provides follow-up regarding outcomes.
• Early Involvement — Communicates with residents as early as possible regarding projects,
plans, etc. so citizens have the opportunity to get the facts directly from the City source and to actively
participate in the public process.
• Diverse and Inclusive — Develops outreach strategies to involve citizens from all the diverse
walks of life that make Moab the community it is and provide all residents with the opportunity to
participate, resulting in a balanced perspective of overall community needs and goals.
• Reciprocal Respect — Engages with citizens in ways that are fair, respectful and help foster
understanding among wide-ranging values, ideas and interests.
• Evaluate and Improve — Evaluates and monitors the various civic engagement activities to
ensure effectiveness.
External Communications - Citizens and Media
Strategies and Actions
1. Inform, educate and engage City residents about City services, projects, responsibilities and
results. These efforts must always be timely, transparent and straightforward.
• The Communications and Engagement Manager often serves as the first point of contact for city
residents who have questions, issues or concerns, and acts as public information officer for the City.
• Proactively use social media, website and news releases to push out information about city work
projects, meetings, events and other news. At least three posts per week on Facebook and Twitter, and
more when needed. Also, utilize the Moab City YouTube channel and post educational, engaging and
informative video content regarding City government, history and activities.
• Develop a printed quarterly or biannual community newsletter to update all residents/businesses
about important City issues.
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7-1 New Business
2. Improve citizen outreach and engagement efforts and build bridges that foster trust,
understanding, civil participation and respect.
• Schedule Town Hall -style meetings to invite citizen input about specific issues, plans and proj-
ects. These meetings must include participation by Moab City Council members, the Mayor and ap-
propriate City staff.
• Plan "City Walk" events in neighborhoods, downtown, etc., to bring residents and City officials
together on the ground to discuss projects that will impact those areas. These meetings must include
participation by Moab City Council members, the Mayor and appropriate City staff.
• Produce formal "State of the City" annual report/video and make available to the public.
• Conduct focus groups and hold roundtable discussions with key citizens and business owners to
find out what information citizens want to know and what they feel is lacking regarding City commu-
nications efforts. Also periodically use online and/or by -mail surveys to seek input from residents.
Implications
How does the information
help us decide what to
do?
Findings
What story does t h e
information tell us? Haw
does it change what we knew
before?
Engagement method
What's the best
process to get the
information? (e.g-
survey, community
meeting, workshop,
social media etc.)
The issue
What is the issue
we wart to
address? (What is
the decision to be
made)
1
Information/input
needed
What information & input
do we want from the
community? (focus
questions)
Source: ACELG.org.au
3. Create programs to foster future leaders
• Develop and create an 8- to io-week "Citizens Academy" during which citizen participants have
the opportunity to learn from all the City departments about how they operate and how City govern-
ment works.
Page 64 of 284
7-1 New Business
" D e v e l o p a n d c r e a t e a n 8 - t o 1 0 - w e e k "