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2015 EXHIBIT INDEX as of JULY 16, 20157/16/2015 13:23 Distribution Recipient(s) All documents will be posted on MSD Website unless noted. MSD 1 MSD Rate Change Proposal Document 2/26/2015 Hard Copies & USB Flash Drive provided to Rate Commissioners (15), Lashly & Baer (2) Black & Veatch (2); Hard Copies Only to Board of Trustees (6) & MSD Executive Management Rate Change Notice Cover Letters from Brian Hoelscher:|| MSD 1A Cover Memo to Board of Trustees - Rate Change Proposal Submission || MSD 1B Cover Memo to Rate Commission - Rate Change Proposal Submission || MSD 1C Revised Rate Report Comparison Slide (Appendix 7.7.1) Formerly Exhibit MSD 83 \/\/ MSD 1D Section 5.4 Addendum 6/15/2015 \/ MSD 2 Rate Change Public Notice 2/26/2015 USB Flash Drive provided to Rate Commissioners (15), Lashly & Baer (2) Black & Veatch (2) Direct Testimony:|| MSD 3 Cover Memo to Rate Commission Secretary - Direct Testimony Submission || MSD 3A Direct Testimony: Brian Hoelscher, MSD || MSD 3B Direct Testimony: Susan Myers, MSD || MSD 3C Direct Testimony: Richard Unververth, MSD || MSD 3D Direct Testimony: Jonathon Sprague, MSD || MSD 3E Direct Testimony: Tim Snoke, MSD || MSD 3F Direct Testimony: Bethany Pugh, PFM || MSD 3G Direct Testimony: Theresa Bellville, MSD || MSD 3H Direct Testimony: William Stannard, RFC || MSD 4 || MSD 5 2007 Rate Proposal || MSD 6 2007 Rate Commission Recommendation Report || MSD 7 2008 Rate Proposal || MSD 8 2008 Rate Commission Recommendation Report || MSD 9 2011 Rate Proposal || MSD 10 2011 Rate Commission Recommendation Report || MSD 11 FY 2011 Operating Budget Document || MSD 12 FY 2011 CIRP Budget Document || MSD 13 FY 2012 Operating Budget Document || MSD 14 FY 2012 CIRP Budget Document || MSD 15 FY 2013 Operating Budget Document || MSD 16 FY 2013 CIRP Budget Document || MSD 17 FY 2014 Operating Budget Document || MSD 18 FY 2014 CIRP Budget Document || MSD 19 FY 2015 Operating Budget Document || MSD 20 FY 2015 CIRP Budget Document || MSD 21 2010 CAFR || MSD 22 2011 CAFR || MSD 23 2012 CAFR || MSD 24 2013 CAFR || MSD 25 2014 CAFR || MSD 26 Popular Annual Financial Report 2014 || MSD 27 Bond Master Ordinance 11713 || MSD 28 Supplemental Bond Ordinance 11736 || MSD 29 Supplemental Bond Ordinance 11986 || MSD 30 Supplemental Bond Ordinance 12179 || MSD 31 Supplemental Bond Ordinance 12332 || MSD 32 Supplemental Bond Ordinance 12343 || MSD 33 Supplemental Bond Ordinance 12755 || MSD 34 Supplemental Bond Ordinance 12771 || MSD 35 Supplemental Bond Ordinance 12937 || MSD 36 Supplemental Bond Ordinance 13024 || MSD 37 Supplemental Bond Ordinance 13025 || MSD 38 Supplemental Bond Ordinance 13183 || Rate Commission Exhibit Index 2015 Rate Change Proposal Civil Service Rules and Regulation July 2007 Rate Commission Exhibit Index 7/16/2015 13:23 Distribution Recipient(s) 2015 Rate Change Proposal MSD 39 Supplemental Bond Ordinance 13465 || MSD 40 Supplemental Bond Ordinance 13521 || MSD 41 Supplemental Bond Ordinance 13743 || MSD 42 Intergovernmental Cooperation Agreement between MSD & City of Arnold || MSD 43 District's Debt Management Policy 2004 || MSD 44 Customer Assistance Program (CAP) Ordinance #13826 || MSD 45 || MSD 46 || MSD 47 MSD Consent Decree || MSD 47A MSD Combined Sewer Overflow Long-Term Control Plan (LTCP)| MSD 47B MSD Sanitary Sewer Overflow Control Master Plan Executive Summary || MSD 48 Standard & Poor's Rating Report || MSD 49 Moody's Rating Report || MSD 50 Fitch Rating Report || MSD 51 2013 Rating Agency Presentation || MSD 52 2012 Audited Financial Statements || MSD 53 2013 Audited Financial Statements || MSD 54 2014 Audited Financial Statements || MSD 55 Billing Adjustments & Delinquent Accounts Procedures || MSD 56 Law Offices of John G. Heimos Contract || MSD 57 Gusdorf Law Firm Contract || MSD 58 Kramer & Frank Contract || MSD 59 Ordinance 13402 - Wastewater User Charge || MSD 60 Settlement Guidelines || MSD 61 CIRP Project Listing FY2013-FY2016 || MSD 62 Map of Constructed SSO & CSO || MSD 63 Planned CIRP Expenses for Construction & Engineering FY2017-FY2020 || MSD 64 Summary Schedule of Adjustments to CIRP Projections || MSD 65 Lien Placements FY2011-FY2014 || MSD 66 State Direct Loan Due Diligence Request Form - MSD Response 9/5/13 || MSD 67 Wastewater System Revenue Bonds Series 2013B || MSD 68 || MSD 69 || MSD 70 || MSD 71 || MSD 72 || MSD 73 Ordinance 13795 - Defined Contribution Plan || MSD 74 Milliman 9/2/10 Letter - MSD Employees' Pension Plan || MSD 75 Delinquency Aging FY2012 - FY2014 || MSD 76 Personnel Services Increase Per Year || MSD 77 NACWA 2015 Survey || MSD 78 Federal Requirements 1994 || MSD 79 Rate Model (Excel File)\/Not posted on MSD Website - Available upon request MSD 79A RFC Model Pro (Excel File)3/2/2015 Not posted on MSD Website - Available upon request MSD 79B Rate Model Guide \/\/ MSD 80 Rate Proposal Summary March 4, 2015 3/5/2015 Emailed Notification to Rate Commissioners, Lashly & Baer, Black & Veatch, MSD Executive Management MSD 80A Tiered Compliance Charge \/\/ L&B 81 Resolution Adopting Procedural Schedule and Public Notice 3/9/2015 \/ Application to Intervene: RC 82 Home Builders Association of St. Louis and Eastern Missouri 3/11/2015 RC 82A Missouri Industrial Energy Consumers (MIEC)3/19/2015 MSD 83 Revised Rate Report Comparison Slide (Appendix 7.7.1) Renumbered as Exhibit MSD 1C 3/12/2015 \/ RC 84 Rate Commission First Discovery Request to MSD March 17, 2015 3/18/2015 \/ Cigna - Medical & Dental Emailed Notification to Rate Commissioners, Lashly & Baer, Black & Veatch, MSD Executive Management, Raftelis, Interveners BeneFLEX HR Resources, Inc. Liberty Mutual - Long-Term Disability MOU - Bricklayer Local 1 of Missouri, Electricians Local 1, International Union of Operating Engineers Hoisting Local 513, Machinists District 9 Ordinance 13796 - Pension Plan MetLife - Life MOU - United Wastewater Workers Association and American Federation of State, County and Municipal Employees Local 410 7/16/2015 13:23 Distribution Recipient(s) 2015 Rate Change Proposal MSD 84A MSD Response to First Discovery Request of the Rate Commission 3/27/2015 Emailed Notification to Rate Commissioners, Lashly & Baer, Black & Veatch, MSD Executive Management, Raftelis, Interveners MSD 84B Rate Commission FY13-16 Wastewater Map || MSD 84C Bill Comparison for Non-residential Rate Payers || MSD 84D Wastewater not required for compliance || MSD 84E Stormwater not required for compliance || MSD 84F Map of Combined Sewer Boundary Only || MSD 84G 2014 Stormwater Utility Survey || MSD 84H Impervious Processing Rules || MSD 84I RSMo Section 204.700 || MSD 84J Incremental for Impervious Fee Type || MSD 84K Program Implementation || Missouri State Operating Permits:|| MSD 84L Bissell Point Wastewater Treatment Plant || MSD 84L1 Coldwater Creek Wastewater Treatment Facility || MSD 84L2 Fenton Wastewater Treatment Plant || MSD 84L3 Grand Glaize Wastewater Treatment Facility || MSD 84L4 Lemay Wastewater Treatment Plant || MSD 84L5 Lower Meramec Wastewater Treatment Facility || MSD 84L6 Missouri River Wastewater Treatment Facility || MSD 84L7 Federal Clean Air Act Emissions - Bissell Point Plant || MSD 84L8 Federal Clean Air Act Emissions - Lemay Wastewater Treatment Plant || MSD 84L9 Federal Clean Air Act Emissions - Missouri River Wastewater Treatment Plant || MSD 84L10 MO-R040005 for the MSD Small MS4 || MSD 84M St. Louis County Phase II Stormwater Management Plan || MSD 84N Stormwater Conceptual and Preliminary Design Information || MSD 84O Collection Process and Bad Debt Expense || MSD 84P Contractual Appropriation and Proceeds from Bonds || MSD 84Q Active blanket contracts and purchase orders over $500,000 as of 3/19/15 || MSD 84R Engineering Consultant contracts over $500,000 as of 3/20/15 || MSD 84S Engineering Consultant contracts with an amount remaining over $500,000 as of 3/20/15 || MSD 84T Construction contracts with balance of $500,000 or more as of 3/20/15 || MSD 84U Construction contracts of $500,000 or more regardless of balance as of 3/20/15 || MSD 84V Fred Eppenberger, et al vs. Metropolitan St. Louis Sewer District, Case No. 08SL-CC05270 Complaint || Internal Audit Reports: || MSD 84W Engineering Time and Materials Contract Review February, 2011 || MSD 84W1 Time and Materials Contracts Technology Charges Review June, 2011 || MSD 84W2 Process Review-Construction Change Orders October, 2011 || MSD 84W3 Review of the Capacity, Management, Operations, and Maintenance Program May, 2013 || MSD 84W4 Overhead Rate Review January, 2012 || MSD 84W5 Overhead Rate Review July, 2012 || MSD 84W6 Overhead Rate Review November, 2012 || MSD 84W7 Overhead Rate Review October, 2014 \/| RC 85 Rate Commission Second Discovery Request to MSD March 30, 2015 4/1/2015 | MSD 85A MSD Response to Second Discovery Request of the Rate Commission 4/7/2015 Emailed Notification to Rate Commissioners, Lashly & Baer, Black & Veatch, MSD Executive Management, Raftelis, Interveners MSD 85B Stormwater Maintenance || MSD 85C Ordinance 13466 \/| RC 86 Rate Commission Third Discovery Request to MSD April 3, 2015 4/6/2015 \/ MSD 86A MSD Response to Third Discovery Request of the Rate Commission 4/13/2015 Emailed Notification to Rate Commissioners, Lashly & Baer, Black & Veatch, MSD Executive Management, Raftelis, Interveners MSD 86B STL MSD COS Allocation || MSD 86C Summary Schedule of Adjustments to SW CIRP Projections Revised || MSD 86D Excel Version of Appendix 7.5.1 || 7/16/2015 13:23 Distribution Recipient(s) 2015 Rate Change Proposal MSD 86E Ordinance 13856 \/\/ MSD 87 MSD Opening Statement 4/9/2015 Emailed Notification to Rate Commissioners, Lashly & Baer, Black & Veatch, MSD Executive Management, Raftelis, Interveners RC 88 MSD Charter as of June 5, 2012 Amendments || RC 89 Moody's Rating Methodology || RC 90 Fitch Ratings 2014 Water and Sewer Medians || Exhibit 91 No Exhibits 91 || RC 91A Bureau of Labor Statistics Feburary 21, 2013 || RC 91B Bureau of Labor Statistics August 15, 2012 || RC 91C Bureau of Labor Statistics February 20, 2014 || RC 91D Bureau of Labor Statistics August 15, 2013 || RC 91E Bureau of Labor Statistics Feburary 26, 2015 || RC 91F Bureau of Labor Statistics August 19, 2014 || RC 92 Total Assessed Valuations for St. Louis County || RC 93 Assessed Value Information St. Louis City \/\/ MIEC 94 First Discovery Request of Interveners Missouri Industrial Energy Consumers 4/10/2015 Emailed Notification to Rate Commissioners, Lashly & Baer, Black & Veatch, MSD Executive Management, Raftelis, Interveners MSD 94A MSD Response to First Discovery Request of Intervener MIEC 4/20/2015 | MSD 94B CIP Variance FY11-FY14 || MSD 94C CIP Variance FY15-FY16 || MSD 94D CIRP Financing Plan FY11-FY14 Variance Analysis || MSD 94E Consent Decree CIP FY17-FY34 || MSD 94F Qualifications - Based Selection Method || MSD 94G MSD Consultant Selection Policy || MSD 94H Total Design || MSD 94I MSD Construction Management Organization || MSD 94J MSD Watershed Consultant Contract || MSD 94K CIRP Financing Plan FY15-FY16 Variance Analysis || MSD 94L MSD Prequalification Procedures Contractors || MSD 94M Summary of Outstanding Bond Issues || MSD 94N Summary of Proposed Bond Issues || MSD 94O MSD Trend and Demographics V2 || MSD 94P Urban Water Consumption Data \/\/ MIEC 95 MIEC Request to Seek Modification of the Procedural Schedule and to Stay Current Proceedings 4/10/2015 | MSD 95A MSD's Response to Request by Intervenor MIEC to Seek Modification of the Procedural Schedule and to Stay Current Proceedings 4/16/2015 | MSD 96 Transcript of the First Technical Conference April 8, 2015 4/13/2015 | RC 97 Rate Commission's Letter to MSD Board of Trustees- Request for 15-Day Extension 4/17/2015 \/ MIEC 98 Second Discovery Request of Interveners Missouri Industrial Energy Consumers 4/27/2015 Emailed Notification to Rate Commissioners, Lashly & Baer, Black & Veatch, MSD Executive Management, Raftelis, Interveners MSD 98A MSD Response to Second Discovery Request of Intervener MIEC 5/7/2015 | MSD 98B Water/Sewer Credits with Maturities of 33 Years or Greater \/\/ RC 99 Rate Commission Fourth Discovery Request to MSD April 27, 2015 4/27/2015 Emailed Notification to Rate Commissioners, Lashly & Baer, Black & Veatch, MSD Executive Management, Raftelis, Interveners MSD 99A MSD Response to Fourth Discovery Request of the Rate Commission 5/7/2015 | MSD 99B Ordinance 13978 || MSD 99C Oaths of Office || MSD 99D Outstanding Bond Principal – Existing Bonds || MSD 99E Outstanding Bond Principal – Proposed Bonds || MSD 99F Cumulative Cash Financing and Debt Authorization || MSD 99G Original Fiscal Year 2015 Clean Water SRF Intended Use Plan || MSD 99H Amended Fiscal Year 2015 Clean Water SRF Intended Use Plan || MSD 99I Year Over Year VarianceTables || MSD 99J Revised Appendix 7.2.2 || MSD 99K Revised Appendix 7.5.2 || 7/16/2015 13:23 Distribution Recipient(s) 2015 Rate Change Proposal MSD 99L 2013 Customer Surveys || MSD 99L1 2014 Customer Surveys || MSD 99L2 2015 Customer Surveys || MSD 99M Aging Schedules FY2006-FY2009 \/\/ HBA 100 First Discovery Request of Interveners Home Builders Association to MSD April 30, 2015 5/1/2015 Emailed Notification to Rate Commissioners, Lashly & Baer, Black & Veatch, MSD Executive Management, Raftelis, Interveners MSD 100A MSD Response to First Discovery Request of Intervener HBA 5/13/2015 | MSD 100B Stormwater Sources and Uses Variance Analysis 5/13/2015 | RC 101 Rate Commission Rebuttal Testimony of Pamela Lemoine 05/11/15 5/12/2015 | MIEC 102 MIEC Rebuttal Testimony of Michael Gorman 5/11/15 5/12/2015 | HBA 103 HBA Rebuttal Testimony of Michael Boerding 5/13/15 5/13/2015 \/ MSD 104 Resolution #3211 5/18/2015 Emailed Notification to Rate Commissioners, Lashly & Baer, Black & Veatch, MSD Executive Management, Raftelis, Interveners MSD 105 First Discovery Request of MSD to Interveners MIEC May 18, 2015 5/18/2015 Emailed Notification to Rate Commissioners, Lashly & Baer, Black & Veatch, MSD Executive Management, Raftelis, Interveners MIEC 105A MIEC Response to First Discovery Request of MSD 5/28/2015 | MIEC 105B Provision for Doubtful Accounts 5/28/2015 | MIEC 105C February 2015 Moody's Analytics Report for the St. Louis Area 5/28/2015 | MIEC 105D City of St. Louis Water Division Changes in Customer and Sales Levels 5/28/2015 | MIEC 105E The Laclede Group Investor Presentation 5/28/2015 | MIEC 105F Ameren First Quarter 2015 Earnings 5/28/2015 | MIEC 105G Public Service Commission Order Approving Unanimous Stipulation and Agreement 5/28/2015 | MIEC 105H Public Service Commission Stipulation and Agreement 5/28/2015 \/ RC 106 Resolution Adopting Revised Procedural Schedule 5/20/2015 Emailed Notification to Rate Commissioners, Lashly & Baer, Black & Veatch, MSD Executive Management, Raftelis, Interveners RC 107 Revised Calendar for 2015 Proceedings 5/20/2015 | MSD 108 Ameren Missouri Rate Increase Article 5/20/2015 | MSD 109 Transcript of May 11, 2015 Public Hearing 5/21/2015 | MSD 110 First Discovery Request of MSD to Interveners HBA May 21, 2015 5/21/2015 \/ HBA 110A HBA Response to First Discovery Request of MSD 6/2/2015 Emailed Notification to Rate Commissioners, Lashly & Baer, Black & Veatch, MSD Executive Management, Raftelis, Interveners MSD 111 Transcript of May 12, 2015 Public Hearing 5/26/2015 Emailed Notification to Rate Commissioners, Lashly & Baer, Black & Veatch, MSD Executive Management, Raftelis, Interveners RC 112 Financial Capability Assessment Framework for Municipal Clean Water Act Requirements of the United States Environmental Protection Agency 5/26/2015 \/ MSD 113 Transcript of May 13, 2015 Public Hearing 5/28/2015 Emailed Notification to Rate Commissioners, Lashly & Baer, Black & Veatch, MSD Executive Management, Raftelis, Interveners RC 114 Rate Commission Fifth Discovery Request to MSD June 3, 2015 6/3/2015 | MSD 114A MSD Response to Fifth Discovery Request of the Rate Commission 6/15/2015 Emailed Notification to Rate Commissioners, Lashly & Baer, Black & Veatch, MSD Executive Management, Raftelis, Interveners MSD 114B Stormwater Storm Map || MSD 114C Stormwater CIRP 2017 to 2023 Project Listing with zone and OMCI \/\/ MSD 115 Cover Memo to Rate Commission Secretary – Surrebuttal Testimony Submission 6/5/2015 Emailed Notification to Rate Commissioners, Lashly & Baer, Black & Veatch, MSD Executive Management, Raftelis, Interveners MSD 115A Surrebuttal Testimony: Brian Hoelscher, MSD || MSD 115B Surrebuttal Testimony: Richard Unververth, MSD || MSD 115C Surrebuttal Testimony: Jonathon Sprague, MSD || MSD 115D Surrebuttal Testimony: Tim Snoke, MSD || MSD 115D1 Electrical Rates-History || MSD 115E Surrebuttal Testimony: Theresa Bellville, MSD || MSD 115E1 Customers + Volume and Rate Proposal Comparison || 7/16/2015 13:23 Distribution Recipient(s) 2015 Rate Change Proposal MSD 115E2 St. Louis MO-Il Metropolitan Statistical Area (MSA)|| MSD 115E3 HBA Comparison of Single Family Permits Issued || MSD 115E4 16-Year Comparison of Typical (7ccf) Residential Metered Bill || MSD 115F Surrebuttal Testimony: William Stannard, RFC || MSD 116 Transcript of May 16, 2015 Public Hearing \/\/ MSD 117 MSD’s Response to Public Comments received at May 12 and May 27, 2015 Public Hearings 6/11/2015 Emailed Notification to Rate Commissioners, Lashly & Baer, Black & Veatch, MSD Executive Management, Raftelis, Interveners MSD 118 Transcript of May 20, 2015 Public Hearing || MSD 119 Transcript of May 26, 2015 Public Hearing || MSD 120 Transcript of May 27, 2015 Public Hearing \/\/ MSD 121 Transcript of the Second Technical Conference May 20, 2015 Rebuttal Testimony 6/15/2015 Emailed Notification to Rate Commissioners, Lashly & Baer, Black & Veatch, MSD Executive Management, Raftelis, Interveners MSD 122 Transcript of May 19, 2015 Public Hearing 6/16/2015 | MSD 123 Transcript of June 9, 2015 Public Hearing \/\/ HBA 124 Motion by Intervener Home Builders Association Supporting Evidence 6/18/2015 Emailed Notification to Rate Commissioners, Lashly & Baer, Black & Veatch, MSD Executive Management, Raftelis, Interveners MSD 124A MSD's Response to Supplemental Supporting Evidence provided by HBA 6/22/2015 | MSD 124B Formal Submission of Supplemental Information \/| HBA 124C HBA's Memorandum of Considerations for the Commission 6/22/2015 \/ RC 125 Article VI of Missouri Constitution || RC 126 Article X of Missouri Constitution \/\/ MSD 127 Transcript of the Third Technical Conference June 17, 2015 Surrebuttal Testimony 6/22/2015 Emailed Notification to Rate Commissioners, Lashly & Baer, Black & Veatch, MSD Executive Management, Raftelis, Interveners RC 128 2011 Testimony of William Stannard, Raftelis 6/25/2015 | RC 129 St. Louis County Quickfacts from the US Census Bureau || RC 130 City of St. Louis Quickfacts from the US Census Bureau \/\/ MSD 131 Prehearing Conference Summary of MSD 6/26/2015 Emailed Notification to Rate Commissioners, Lashly & Baer, Black & Veatch, MSD Executive Management, Raftelis, Interveners HBA 132 EPA-Funding Stormwater Programs April 2009 || HBA 133 EPA-Reducing SW Costs through Low Impact Development \/\/ MSD 134 Transcript of June 26, 2015 Prehearing Conference 7/2/2015 Emailed Notification to Rate Commissioners, Lashly & Baer, Black & Veatch, MSD Executive Management, Raftelis, Interveners MSD 135 MSD Prehearing Conference Report 7/8/2015 | RC 136 Rate Commission Prehearing Conference Report || MIEC 137 MIEC Prehearing Conference Report \/\/ MSD 138 Submittal of Exhibit Index as of July 9, 2015 7/9/2015 Emailed Notification to Rate Commissioners, Lashly & Baer, Black & Veatch, MSD Executive Management, Raftelis, Interveners MSD 139 MSD's Response to Evidence Submitted after June 22, 2015 \/\/ MSD 140 Rate Proposal Overview 7/10/2015 Emailed Notification to Rate Commissioners, Lashly & Baer, Black & Veatch, MSD Executive Management, Raftelis, Interveners RC 141 Formal Comments Received by Noah Poeling || RC 142 Formal Comments Received by Diana and Ron Strodtman || MSD 143 Submittal of Final Exhibit Index July 10, 2015 \/\/ MSD 144 Transcript of July 10, 2015 Public Hearing 7/16/2015 Emailed Notification to Rate Commissioners, Lashly & Baer, Black & Veatch, MSD Executive Management, Raftelis, Interveners (1) Distribution date represents date exhibits are posted on the MSD Website.