Loading...
R3331RESOLUTION NO. 3331 WHEREAS, the adoption of Resolution No. 3331 will modify the list of Approved Securities Dealers attached hereto as Exhibit D by adding Cantella & Co. as an Approved Securities Dealer of the District, and WHEREAS, under provisions of Ordinance No. 14294, Section Three, adopted on December 10, 2015, the list of Approved Securities Dealers may be modified from time to time by resolution of the Board of Trustees of the District, and WHEREAS, Section 3 of Ordinance No. 14294, adopted on December 10, 2015, has been modified to include Cantella & Co. as an approved Securities Dealer of the District, and NOW, THEREFORE, BE IT RESOLVED BY THE BOARD OF TRUSTEES OF THE METROPOLITAN ST. LOUIS SEWER DISTRICT THAT, the list of Approved Securities Dealers, attached hereto as Exhibit D, is hereby approved; provided that such list may be modified from time to time by resolution of the Board of Trustees of the District. This foregoing Resolution was adopted on January 12, 2017. EXHIBIT D LIST OF APPROVED SECURITIES DEALERS Primary Government Securities Dealers* Bank of Nova Scotia, New York Agency BMO Capital Markets Corp. BNP Paribas Securities Corp. Barclays Capital Inc. Cantor Fitzgerald & Co. Citigroup Global Markets Inc. Credit Suisse Securities (USA) LLC Daiwa Capital Markets America Inc. Deutsche Bank Securities Inc. Goldman, Sachs & Co. HSBC Securities (USA) Inc. Jefferies LLC J.P. Morgan Securities LLC Merrill Lynch, Pierce, Fenner & Smith Incorporated Mizuho Securities USA Inc. Morgan Stanley & Co. LLC Nomura Securities International, Inc. RBC Capital Markets, LLC RBS Securities Inc. SG Americas Securities, LLC TD Securities (USA) LLC UBS Securities LLC. Wells Fargo Securities LLC. * Such Primary Government Securities Dealers shall be those certified as such, from time to time, by the New York Federal Reserve Bank. Current list dated April 18, 2016 District Approved Securities Dealers Blaylock Robert Van, LLC Cantella & Co. Comerica Securities, Inc. Edward D. Jones First Bankers FTN Financial Capital Markets Great Pacific Securities KGS-Alpha Capital Markets Loop Capital Piper Jaffray & Co Raymond James/Morgan Keegan Siebert Branford Shanks & Co., LLC Stifel Nicolaus & Co., Inc. Sterling Investments Stem Brothers & Co. Multi-Bank Securities, Inc. District Authorized Depositary Banks