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08 August 27, 2012 Budget & ImplementationTIME: DATE: LOCATION: RIVERSIDE COUNTY TRANSPORTATION COMMISSION BUDGET AND IMPLEMENTATION COMMITTEE MEETING AGENDA 9:30a.m. Monday, August 27, 2012 BOARD ROOM County of Riverside Administrative Center 4080 Lemon Street, First Floor, Riverside '§>-COMMITTEE MEMBERS ~ Rick Gibbs, Chair/ Kelly Bennett, City of Murrieta Ella Zanowic Vice Chair I Jeff Hewitt, City of Calimesa Roger Berg I Jeff Fox, City of Beaumont Mary Craton I Barry Talbot, City of Canyon Lake Greg Pettis I Kathleen DeRosa, City of Cathedral City Steven Hernandez I Eduardo Garcia, City of Coachella Scott Matas I Yvonne Parks, City of Desert Hot Springs Larry Smith I Robert Youssef, City of Hemet Douglas Hanson I Patrick Mullany, City of Indian Wells Bob Magee I Melissa Melendez, City of Lake Elsinore Steve Adams I Andy Melendrez, City of Riverside Ron Roberts I Jeff Comerchero, City of Temecula John F. Tavaglione, County of Riverside, District II Jeff Stone, County of Riverside, District Ill '§>-STAFF~ Anne Mayer, Executive Director Theresia Trevino, Chief Financial Officer '§>-AREAS OF RESPONSIBILITY~ Annual Budget Development and Oversight Competitive Federal and State Grant Programs Countywide Communications and Outreach Programs Countywide Strategic Plan Legislation Public Communications and Outreach Programs Short Range Transit Plans RECORDS Comments are welcomed by the Committee. If you wish to provide comments to the Committee, please complete and submit a Speaker Card to the Clerk of the Board. Alexandra Rackerby From: Sent: To: Subject: Alexandra Rackerby Thursday, August 23, 2012 11 :08 AM Alexandra Rackerby RCTC Budget and Implementation Committee Meeting-I pad users Good Morning Commissioners, The Budget and Implementation Committee agenda for Monday August 27, 2012 is posted on our Website at http:/ /www.rctc.org/uploads/media items/budget-and-implementation-committee-august- 27 -2012.original.pdf Let me know if you have any questions or concerns. Thank you. Respectfully, Allie Rackerby Riverside County Transportation Commission (951) 787-7141 1 ------------------ RIVERSIDE COUNTY TRANSPORTATION COMMISSION BUDGET AND IMPLEMENTATION COMMITTEE www. rete. org AGENDA* *Actions may be taken on any item listed on the agenda 9:30a.m. Monday, August 27, 2012 BOARDROOM County Administrative Center 4080 Lemon Street, First Floor Riverside, California In compliance with the Brown Act and Government Code Section 54957.5, agenda materials distributed 72 hours prior to the meeting, which are public records relating to open session agenda items, will be available for inspection by members of the public prior to the meeting at the Commission office, 4080 Lemon Street, Third Floor, Riverside, CA, and on the Commission's website, www.rctc.org. In compliance with the Americans with Disabilities Act and Government Code Section 54954.2, if you need special assistance to participate in a Committee meeting, please contact the Clerk of the Board at (951) 787-7141. Notification of at least 48 hours prior to meeting time will assist staff in assuring that reasonable arrangements can be made to provide accessibility at the meeting. 1 . CALL TO ORDER 2. PLEDGE OF ALLEGIANCE 3. ROLL CALL 4. PUBLIC COMMENTS -Each individual speaker is limited to speak three (3) continuous minutes or less. The Committee may, either at the direction of the Chair or by majority vote of the Committee, waive this three minute time limitation. Depending on the number of items on the Agenda and the number of speakers, the Chair may, at his/her discretion, reduce the time of each speaker to two (2) continuous minutes. Also, the Committee may terminate public comments if such comments become repetitious. In addition, the maximum time for public comment for any individual item or topic is thirty (30) minutes. Speakers may not yield their time to others without the consent of the Chair. Any written documents to be distributed or presented to the Committee shall be submitted to the Clerk of the Board. This policy applies to Public Comments and comments on Agenda Items. Budget and Implementation Committee August 27, 2012 Page 2 Under the Brown Act, the Board should not take action on or discuss matters raised during public comment portion of the agenda which are not listed on the agenda. Board members may refer such matters to staff for factual information or to be placed on the subsequent agenda for consideration. 5. APPROVAL OF MINUTES-JUNE 25, 2012 6. ADDITIONS/REVISIONS (The Committee may add an item to the Agenda after making a finding that there is a need to take immediate action on the item and that the item came to the attention of the Committee subsequent to the posting of the agenda. An action adding an item to the agenda requires 2/3 vote of the Committee. If there are less than 2/3 of the Committee members present, adding an item to the agenda requires a unanimous vote. Added items will be placed for discussion at the end of the agenda.) 7 · QUARTERLY FINANCIAL STATEMENTS Overview This item is for the Committee to: 1) Receive and file the Quarterly Financial Statements for the period ended June 30, 2012; and 2) Forward to the Commission for final action. 8. QUARTERLY INVESTMENT REPORT Overview This item is for the Committee to: 1) Receive and file the Quarterly Investment Report for the quarter ended June 30, 2012; and 2) Forward to the Commission for final action. 9. SINGLE SIGNATURE AUTHORITY REPORT Overview This item is for the Committee to: 1) Receive and file the Single Signature Authority report for the fourth quarter ended June 30, 2012; and 2) Forward to the Commission for final action. Budget and Implementation Committee August 27, 2012 Page 3 1 0. OUARTERL Y SALES TAX ANALYSIS Overview This item is for the Committee to: 1) Receive and file the sales tax analysis for Quarter 1 (Q 1) 201 2; and 2) Forward to the Commission for final action. 11. FISCAL YEAR 2012/13 ANNUAL LOCAL TRANSPORTATION FUND PLANNING ALLOCATIONS TO WESTERN RIVERSIDE COUNCIL OF GOVERNMENTS AND COACHELLA VALLEY ASSOCIATION OF GOVERNMENTS Overview This item is for the Committee to: 1) Approve an allocation of Local Transportation Fund (L TF) Planning funds in the amount of $503,250 to the Western Riverside Council of Governments (WRCOG) and $274,500 to the Coachella Valley Association of Governments (CVAG) to support transportation planning programs and functions as identified in each agency's FY 2012/13 LTF Program Objectives/Work Plan (Work Plan); and 2) Forward to the Commission for final action. 12. INTERAGENCY FIXED ROUTE TRANSFER AGREEMENT BETWEEN SUNUNE TRANSIT AGENCY, THE COMMISSION, AND METROUNK Overview This item is for the Committee to: 1) Approve Agreement No. 13-25-009-00 with Sunline Transit Agency (Sunline) and the Southern California Regional Rail Authority (SCRRA) for fixed route transfers; 2) Authorize the Chair or Executive Director, pursuant to legal counsel review, to execute the agreement on behalf of the Commission; and 3) Forward to the Commission for final action. Budget and Implementation Committee August 27, 2012 Page 4 13. COMMISSIONERS I STAFF REPORT Overview This item provides the opportunity for the Commissioners and staff to report on attended and upcoming meeting/conferences and issues related to Commission activities. 14. ADJOURNMENT AND NEXT MEETING The next Budget and Implementation Committee meeting is scheduled to be held at 9:30 a.m., Monday, September 24, 2012, Board Chambers, First Floor, County Administrative Center, 4080 Lemon Street, Riverside. RIVERSIDE COUNTY TRANSPORTATION COMMISSION BUDGET AND IMPLEMENTATION COMMITTEE ROLL CALL AUGUST 27, 2012 County of Riverside, DiS1rict II County of Riverside, District Ill City of Beaumont City of Calimesa City of Canyon lake City of Cathedral City City of Coachella City of Desert Hot Springs City of Hemet City of Indian Wells City of Lake Elsinore City of Murrieta City of Riverside City of Temecula Present ;6" D ;;r )lf!r ft.' D J2f D ~ ~ r Absent 0 )21' 0 D 0 ~ • l ~> c~R \ \l ~~'- ~ @) (\ "<:/'\ Gi ~I"YL 0 D 0 D 0 D RIVERSIDE COUNTY TRANSPORTATION COMMISSION BUDGET AND IMPLEMENTATION COMMITTEE SIGN-IN SHEET AUGUST 27, 2012 ll_lS_d~? '~(,/(qC)@__ I~;)~~ :': .. ·--~-~ l&tA/::,C..J.. (~~ AGENCY ~~~I ~~~ }:::-l<;vt.,?'"L-~ ~-7--.. 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A ""'--' • .._ • -- ~~-~-----------+---------'-----t--------il I; 1:------------------+------------+---------------···· li t-. __ -_-__ -.-...... -.. --~------~---~----_-_-_-_-_-_-__ -_ -_-_+-+--_ -_ -_ -_ -_ -_ -_-_-_-_-_-_------·-·--+-------·------·-·-··--·--··-- 11 li------------------+------------+----------11 !i II if ---·------------------1----------t-----------·--------- 1!·················----·-------·-------t-------t----------·-11 l'------·----------+-----------+--------11 'I ii ,, ···-----·--···------------------+--------------+--------- :i ~~-----------------+-----------+---------....J,I lj 11-----------------------+-------------+----------······· I ;: IC········----·--·----------+-------------t----------··ii li !f-----------------+--------------+-----------11 ,, II ~~----------------+------------+--------··--11 il-----------------+------------1------------il " li 1!···-----------------+-----------+-------------· i . ----- AGENDA ITEM 5 MINUTES RIVERSIDE COUNTY TRANSPORTATION COMMISSION BUDGET AND IMPLEMENTATION COMMITTEE Monday, June 25, 2012 MINUTES 1 . CALL TO ORDER The meeting of the Budget and Implementation Committee was called to order by Chair Rick Gibbs at 9:31 a.m., in the Board Room at the County of Riverside Administrative Center, 4080 Lemon Street, First Floor, Riverside, California, 92501. 2. PLEDGE OF ALLEGIANCE At this time, Commissioner Steve Adams led the Budget and Implementation Committee in a flag salute. 3. ROLL CALL Members/ Alternates Present Steve Adams Roger Berg Mary Craton Rick Gibbs Douglas Hanson Steven Hernandez Bob Magee Scott Matas Greg Pettis Ron Roberts Larry Smith Jeff Stone Ella Zanowic 4. PUBLIC COMMENTS Members Absent John Tavaglione There were no requests to speak from the public. RCTC Budget and Implementation Committee Minutes June 25, 2012 Page 2 5. APPROVAL OF MINUTES-MAY 21, 2012 M/S/C (Adams/Craton) to approve the minutes of May 21, 2012 meeting as submitted. Abstain: Smith 6. ADDITIONS I REVISIONS There were no additions or revisions to the agenda. 7. CONSENT CALENDAR -All matters on the Consent Calendar will be approved in a single motion unless a Commissioner(s} requests separate action on specific item(s}. Items pulled from the Consent Calendar will be placed for discussion at the end of the agenda. M/S/C (Adams/Smith) to approve the following Consent Calendar item(s): 7 A. QUARTERLY FINANCIAL STATEMENTS 1) Receive and file the Quarterly Financial Statements for the period ended March 31, 2012; and 2) Forward to the Commission for final action. 8. REVISED PROCUREMENT POLICY MANUAL Matthew Wallace, Procurement Manager, presented the revised Procurement Policy Manual (Policy Manual) for the procurement and contracting activities undertaken by the Commission. In response to Commissioner Roger Berg's question regarding the use of "should" instead of "shall" in the Policy Manual, Matthew Wallace replied the use of "should" is recommended by legal counsel to allow flexibility. This Policy Manual provides the Commission with a comprehensive, formal set of policies and procedures that provides guidance regarding best procurement practices. Theresia Trevino added legal counsel recommended this change to provide flexibility related to projects funded by the Federal Transit Administration and the Federal Highway Administration. RCTC Budget and Implementation Committee Minutes June 25, 2012 Page 3 In response to Commissioner Larry Smith's request for justification for increasing the single signature authority from $500,000 to $1 million, Matthew Wallace replied the single signature authority is typically used for the smaller dollar amount contracts, noting all contracts executed under the single signature authority must follow the same procurement practices. This allows the executive director to execute a greater number of contracts during a fiscal year as well as higher contract amounts in an effort to prevent project delays. Theresia Trevino added current single signature authority provision has been in existence since 1998. She stated staff conducted a survey and found several agencies had limits higher than the Commission. In response to Chair Gibbs' request for clarification as to how the Policy Manual addresses the prime contractor and subcontract management, Anne Mayer explained the Commission requires a list of subcontractors and a section in the Policy Manual is used to ensure the contractors perform the work necessary. She stated one main component is complying with the Disadvantaged Business Enterprise (DBE) program as it gives the Commission the ability to ensure the primary consultant maintains control of the work and complies with the DBE program. M/S/C (Hanson/Adams) to: 1) Approve the revised Riverside County Transportation Commission Procurement Policy Manual for the procurement and contracting activities undertaken by the Commission, subject to final review by legal counsel as to conformance to state and federal law; 2) Adopt Resolution No. 12-018, "Resolution of the Riverside County Transportation Commission Regarding the Revised Procurement Policy Manual"; and 3) Forward to the Commission for final action. RCTC Budget and Implementation Committee Minutes June 25, 2012 Page 4 9. FISCAL YEARS 2013-17 MEASURE A FIVE-YEAR CAPITAL IMPROVEMENT PLANS FOR LOCAL STREETS AND ROADS Andrea Zureick, Senior Staff Analyst, provided an overview of the FYs 2013-17 Measure A Five-Year Capital Improvement Plans (CIPs) for local streets and roads. Anne Mayer announced and congratulated Andrea Zureick for accepting a position at San Bernardino Associated Governments as the Director of Programming and Fund Administration. M/S/C (Hanson/Matas) to: 1 ) Approve the FY s 20 13-17 Measure A Five-Year Capital Improvement Plans (CIPs) for Local Streets and Roads as submitted; and 2) Forward to the Commission for final action. 10. 2009 MEASURE A MAINTENANCE OF EFFORT BASE YEAR ADJUSTMENT FOR CITY OF BANNING Shirley Medina, Programming and Planning Manager, presented the 2009 Measure A maintenance of effort base year adjustment for the city of Banning. M/S/C (Craton/Adams) to: 1) Approve the adjustment to the city of Banning's (Banning) 2009 Measure A Maintenance of Effort (MOE) base year; and 2) Forward to the Commission for final action. 11. PROPOSITION 1 B STATE-LOCAL PARTNERSHIP PROGRAM FORMULA PROGRAM -COACHELLA VALLEY ASSOCIATION OF GOVERNMENTS' PROJECT RECOMMENDATIONS Shirley Medina provided an overview for the Proposition 1 B State-Local Partnership Promam (SLPP) formula program and Coachella Valley Association of Governments (CVAG) project recommendations. In response to Commissioner Douglas Hanson, Shirley Medina replied all preconstruction must be completed by April 2013, with funding allocated by June 30, 2013, which means the projects must be submitted to the California Transportation Commission (CTC) by April. RCTC Budget and Implementation Committee Minutes June 25, 2012 Page 5 Anne Mayer stated the deadlines imposed by the CTC are based on Proposition 1 B, therefore the statutory deadline is December 2013 to award contracts. Anne Mayer explained staff will work closely with all project sponsors to ensure these projects remain on schedule and are delivered. She discussed the flexibility in working with CVAG if additional funding becomes available. M/S/C (Roberts/Adams) to: 1) Approve programming State-Local Partnership Program (SLPP) formula funds for the following six Coachella Valley projects as submitted by the Coachella Valley Association of Governments (CVAG): • Monterey Avenue interchange loop ramp; • Varner Road/Jefferson Street intersection improvements; • Monroe Street widening and intersection improvements (Avenue 49 to Avenue 52); • Fred Waring Drive median widening (Adams Street to Port Maria Road); • Highway 111 widening and intersection improvements (Cook Street to Hospitality Row); • Highway 111 /Washington Street intersection improvements; 2) Authorize staff per CVAG direction to submit additional eligible projects or revise funding amounts to the above projects in the event additional SLPP funds are available through project savings or California Transportation Commission (CTC) formula allocations; 3) Submit the CVAG SLPP formula projects to the CTC for programming; and 4) Forward to the Commission for final action. 12. RIVERSIDE COUNTY TRANSIT SERVICES FUNDING ALLOCATION FOR FISCAL YEAR 2012/13 Fina Clemente, Transit Manager, presented the FY 2012/13 funding allocation for Riverside County Transit Services, highlighting the following: • Short Range Transit Plans (SRTPs) for FY 2012/13 -FY 2014/15; • Riverside County FY 2012/13 transit funding request; • FY 2011/12 and FY 2012/13 operating and capital costs; RCTC Budget and Implementation Committee Minutes June 25, 2012 Page 6 • Riverside County FY 2012/13 expenditures by funding source; and • FY 2012/13 transit revenue outlook: Local Transportation Fund, Measure A, and State Transit Assistance fund. In response to Commissioner Greg Pettis' question, Fina Clemente replied for the Section 5307 formula funds there are four urbanized areas (UZA) in Riverside County, namely: Riverside/San Bernardino; Hemet/San Jacinto; Temecula/Murrieta; and Indio/Cathedral City/Palm Springs and it is administered by Southern California Association of Governments (SCAG). In response to Commissioner Pettis' question, Fina Clemente replied all of the cities go through the Commission's audit. Theresia Trevino explained the Commission conducts annual audits of the Transportation Development Act (TDA) and Measure A recipients so if these type of funds are allocated to the transit operators then the Commission prepares an audit. She stated the cities are audited from a federal prospective by its city auditors. In response to Commissioner Pettis, Theresia Trevino replied Caltrans and SCAG accepts the Commission's audits of the transit operators. M/S/C (Berg/Matas) to: 1) Conduct a public hearing at the July Commission meeting on the proposed Section 5307 Program of Projects (POP); 2) Approve the FY 2012/13 Federal Transit Administration's (FTA) Section 5307 and 5311 POP for Riverside County; 3) Approve the FY 2012/13 Local Transportation Fund (L TF) and State Transit Assistance (STA) fund allocations for transit; 4) Direct staff to add projects into the Federal Transportation Improvement Program (FTIP); 5) Adopt Resolution No. 12-022, "Resolution of the Riverside County Transportation Commission to Allocate State Transit Assistance Funds"; and 6) Forward to the Commission for final action. 13. 2012 UPDATE COORDINATED PUBLIC TRANSIT-HUMAN SERVICES TRANSPORTATION PLAN Robert Yates, Multimodal Services Director, provided an overview of the update to the Coordinated Public Transit-Human Services Transportation Plan (2012 Coordinated Plan). RCTC Budget and Implementation Committee Minutes June 25, 2012 Page 7 Commissioner Mary Craton expressed apprecratron that transportation for veterans is included in the 2012 Coordinated Plan. She discussed her meetings with the U.S. Department of Veteran Affairs concerning issues with transportation for veterans to the VA Hospital in Loma Linda. Robert Yates replied staff is working with Riverside Transit Agency (RT A) to resolve this issue. Anne Mayer explained she and staff visited the local veteran community center and met with the program director and the job coordinator. This community center is within biking or shuttle distance from the March Air Reserve Base and the future Moreno Valley commuter rail station on the Perris Valley Line. She stated the community center is excited for this station to open as it will create another transportation option for veterans. In response to Commissioner Hanson's question if the Alan Seman Bus Pass program qualifies for these funds, Robert Yates replied unfortunately federal funding does not allow for the purchase of bus passes. It is a program criterion that staff has been unsuccessful in changing. In response to Commissioner Hanson's question about CVAG's van program, Mr. Yates replied this program is funded and it will continue to be funded. In response to Commissioner Hanson's clarification about the Sunline Transit Agency (Sunline) extended services, Robert Yates replied Sunline utilizes the taxi program and an award for a commuter bus will be implemented in September 2012. He stated the CVAG project is eligible to receive $150,000 of Jobs Access Reverse Commute (JARC) and New Freedom funds. Robert Yates then added the evaluation criteria are fairly well refined. He stated staff is asking for the Commission's authority to approve the update to the coordinated plan in order to move forward, however the Commission will have final approval on the projects recommended by staff. In response to Commissioner Steven Hernandez's question regarding a ridership summary for the transit projects, Robert Yates stated staff works with the grantees on a final report. RCTC Budget and Implementation Committee Minutes June 25, 2012 Page 8 Commissioner Berg clarified the VA Hospital in Loma Linda has volunteers that provides transportation for the veterans, however the veterans usually do not utilize it as it is inconvenient. He stated the veterans are reimbursed for the travel costs to the VA Hospital. He suggested contacting the public affairs office at the VA Hospital and expressed concern for duplication of services. Commissioner Smith noted the fastest growing subgroup in the 2012 Coordinated Plan is adults 85 + and asked if it is anticipated or can staff encourage projects to meet this demographic group. Robert Yates replied that he anticipates the Commission will receive applications from agencies that can serve this group. Commissioner Smith expressed appreciation to Mr. Yates for his sens1t1v1ty on this matter and stated this is a subgroup the Commission needs to focus on and realize the difficulties this group is burdened with. Chair Gibbs stated as the Iraq and Afghanistan theatres start winding down, the Inland Empire is likely to see a spike in the population of returning veterans seeking employment. M/S/C (Matas/Smith) to: 1) Approve the update to the 2012 Coordinated Public Transit- Human Services Transportation Plan (20 12 Coordinated Plan); 2) Authorize staff to prepare the evaluation criteria and application package to support the 2013 Specialized Transit Universal Call for Projects (2013 Call for Projects); 3) Authorize staff to conduct the 2013 Call for Projects; and 4) Forward to the Commission for final action. At this time, Commissioners Steven Hernandez and Bob Magee left the meeting. 14. AGREEMENT WITH SOUTH COAST AIR QUALITY MANAGEMENT DISTRICT TO FUND THE DEVELOPMENT AND DEPLOYMENT OF AN INLAND EMPIRE 511 MOBILE APPLICATION Brian Cunanan, Commuter and Motorist Assistance Manager, presented an overview for the agreement with the South Coast Air Quality Management District (AQMD) to fund the development and deployment of an Inland. Empire 511 (IE511) mobile application. RCTC Budget and Implementation Committee Minutes June 25, 2012 Page 9 Commissioner Pettis asked when Caltrans or the appropriate agency will expand IE511 to the Pass Area and the Coachella Valley. Brian Cunanan replied by Spring 2013, the Commission will have changeable message signs that plug into the IE511 system. By late 2013, there will be additional detection through the Coachella Valley. Anne Mayer explained a working group consisting of California Highway Patrol, Caltrans, county of Riverside, CVAG, and the Commission was created due to an incident on 1-10 that caused serious traffic congestion. Staff anticipates a presentation from the county in the fall to provide information about the various opportunities to improve communication, improve access to information to the Coachella Valley, and discuss the short and long term projects that can be developed to address this issue. M/S/C (Smith/Pettis) to: 1) Approve Agreement No. 12-45-089-00 with the South Coast Air Quality Management District (AQMD) for the Commission to receive $100,000 in grant funding for the development and deployment costs of an Inland Empire 511 (IE511) mobile application; 2) Authorize the Chair, pursuant to legal counsel review, to execute the agreement on behalf of the Commission; and 3) Forward to the Commission for final action. 15. ITEM(S) PULLED FROM CONSENT CALENDAR AGENDA There were no items pulled from the Consent Calendar. 16. COMMISSIONERS I EXECUTIVE DIRECTOR REPORT 16A. Chair Gibbs expressed appreciation to Anne Mayer and staff as this was a heavy Budget and Implementation Committee agenda and it was done in a reasonably expeditious amount of time and it is due to the quality of the staff reports. RCTC Budget and Implementation Committee Minutes June 25, 2012 Page 10 17. ADJOURNMENT AND NEXT MEETING There being no further business for consideration by the Budget and Implementation Committee, the meeting was adjourned at 10:26 a.m. The next meeting of the Budget and Implementation Committee is scheduled for July 23, 2012 at 9:30a.m. Respectfully submitted, Jennifer Harmon Clerk of the Board AGENDA ITEM 7 RIVERSIDE COUNTY TRANSPORTATION COMMISSION DATE: August 27, 2012 TO: Budget and Implementation Committee FROM: Michele Cisneros, Accounting and Human Resources Manager THROUGH: Theresia Trevino, Chief Financial Officer SUBJECT: Quarterly Financial Statements STAFF RECOMMENDATION: This item is for the Committee to: 1) Receive and file the Quarterly Financial Statements for the period ended June 30, 2012; and 2) Forward to the Commission for final action. BACKGROUND INFORMATION: During the past fiscal year, staff monitored the revenues and expenditures of the Commission. The attached financial statements present the revenues and expenditures for the 12 months of FY 2011/12. Substantially all accrual adjustments for revenues and expenditures have been made for June 30, 2012, and are reflected in these financial statements; however, staff will continue to make year-end accrual adjustments depending upon materiality through the completion of the audit in October. The operating statement shows the sales tax revenues for the fourth quarter at 97 percent of the budget. This is a result of the Governmental Accounting Standards Board (GASB) Statement No. 33. GASB 33 requires sales tax revenue to be accrued for the period in which it is collected at the point of sale. The State Board of Equalization collects the Measure A funds and remits these funds to the Commission after the reporting period for the business. This creates a two-month lag in the receipt of revenues by the Commission. Accordingly, these financial statements reflect the revenues related to collections through May 2012. On a cash basis, the Measure A and Local Transportation Fund (LTF) sales tax revenues are 9.52 percent and 9.69 percent higher, respectively, than the same period last fiscal year. This continued increase is an encouraging sign that the economic recovery in the region is occurring. Staff will continue to monitor the trends in the sales tax receipts and report back to the Commission any necessary adjustments to the FY 2011/12 budget for sales tax revenues. Agenda Item 7 1 Federal, state, and local revenues are on a reimbursement basis, except for the 2010 Build America Bonds (BABs) subsidy payments related to the semi-annual interest payments to the bondholders. In the FY 2011/12 budget, the BABs subsidy payments were reflected as a reduction of interest payments; however, generally accepted accounting principles require such payments to be accounted for as revenues and the Commission has reflected the BABs subsidy payments and federal revenues. During FY 2011/12, the Commission received $3 million in BABs subsidy payments. The Commission will receive reimbursement revenues as eligible project costs are incurred and invoiced to the respective agencies. Staff will continue to prepare year-end reimbursement revenue accrual adjustments in connection with the year-en"d closing and audit process. During the FY 2011/12 budget process, the Commission took a conservative approach in estimating the Transportation Uniform Mitigation Fee (TUMF) receipts passed through Western Riverside Council of Governments as a result of the housing crisis and significant impact this has had on the Inland Empire's local economy. These budgeted TUMF revenues of $4 million were exceeded as a result of actual revenues of $5.5 million. TUMF reimbursements related to the 74/215 Interchange project were budgeted at $2.8 million; however, there have been no reimbursements recorded due to available federal revenues being drawn down first. Overall the operating statement shows the TUMF revenues at 81 percent of the budget. Other revenues include $440,325 from the proceeds related to the sale of land at the West Corona Station and an easement on the San Jacinto Branch Line property. The Commission took a conservative approach in estimating the interest income for FY 2011/12, due to flat interest yields on invested balances, Interest income is 224 percent of the budget and includes interest earned of $1 .9 million on outstanding advances of 2009 Measure A funds to the Coachella Valley Association of Governments (CVAG) and the cities of Blythe and Indio. Other than the capital project expenditures that are discussed separately, the other expenditures are in line overall with the expectations of the budget with the following exceptions: • Professional services are under budget due to ongoing contract negotiations with Burlington Northern Santa Fe regarding the 4 1h main track and significant legal and advisory services related to the State Route 91 Corridor Improvement Project (SR-91 CIP) design-build procurement being delayed until a full project funding commitment from the Transportation Infrastructure Finance and Innovation Act (TIFIA) loan program has been secured; Agenda Item 7 2 • Support costs are under budget due to unused budget authority for station maintenance and repair, and utilities; • Program operations expenditures are under budget and reflect estimated accruals through June 30, 2012; • Operating and capital disbursements are made as claims and are submitted to the Commission by transit operators; • Special studies are under budget due to the unused budget authority for Caltrans project initiation documents (PIDs). Due to the state's budget issues, funds were budgeted in FY 2011/12 should the Commission be required to reimburse Caltrans for PIDs; • Local streets and roads expenditures are related to the timing of the Measure A sales tax revenues as previously discussed. These financial statements reflect expenditures made to the local jurisdictions for collections through May 2012. Staff expects that the Measure A sales tax revenue accrual adjustments for June and the clean-up, that will be determined in August and September, will result in revenues exceeding the budgeted amount. That will have a direct effect on the local streets and roads turnback expenditures to local jurisdictions, resulting in an excess of expenditures over budget. A budget adjustment request will be presented in the September/October meeting cycle; • Regional arterial expenditures primarily represent expenditures for the highways and regional arterial program administered by CVAG. CVAG requests reimbursements from the Commission based on available funds and sufficient budget authority; and • Capital outlay expenditures are under budget due to unexpended authority for financial software improvements, regional rideshare hardware improvements, and station security improvements. This category is expected to remain under budget for lower costs related to the financial software improvements and not requiring the regional rideshare hardware. At its February meeting, the Commission approved a new model for operating the regional rideshare system that does not require hardware. Debt service interest expenditures on the 2010 Bonds are made in December and June, while interest expenditures on the 2009 Bonds are made monthly due to the variable rate nature of the bonds. Principal payments on the 2009 Bonds and the 2010 Bonds are made in June. The retirement of $40 million of commercial paper notes is included in principal payments. Staff will continue to monitor the revenues and expenditures and will notify the Commission of any unusual events. The following list discusses the significant capital projects and the status. Capital project expenditures are generally affected by lags in invoices submitted by contractors and consultants, as well as issues encountered during certain phases of Agenda Item 7 3 the projects. The capital projects budgets tend to be based on aggressive project schedules. Highway Engineering/Construction/Design-Build/Right of Way/Land 7 4/21 5 Interchange Project -Construction is substantially completed, except for irrigation, planting, and punch list items, and is open to traffic. SR-79 Realignment Project -The draft project report and environmental document is being reviewed by Caltrans to receive approval to release for public circulation. Due to the size and complexity of the project, this phase has taken longer than anticipated. SR-91 /Van Buren Boulevard Interchange Project -The city of Riverside is the lead agency for this project. Construction started in March 2010 and the project is substantially completed and open to traffic. The Measure A funded portion of construction is $5 million; only $3 million in costs have been submitted by the city with the remaining $2 million to be billed by the city of Riverside. SR-91 High Occupancy Vehicle Lanes Project -Caltrans has completed design work, and expenditures remain within the budget authority. Utility relocation contractors continue to perform relocation of utilities and submit invoices for expenditures incurred to date. Staff is performing right of way acquisition, and negotiations continue to progress and are on schedule; several acquisitions are pending settlements. Construction began in April 2012 and is managed by Caltrans. 71 /91 Interchange Project -The preliminary engineering and environmental phase was completed in late FY 2010/11. The availability of federal earmark funds allows the final design phase of work to move forward. Procurement for the design consultant was awarded at the February Commission meeting. Notice to proceed was issued in March 2012, and the design phase has started. SR-91 Corridor Improvement Project (CIP) (design-build) -A Transportation Investment Generating Economic Recovery (TIGER) Ill grant application and letter of interest for a TIFIA loan was submitted in October 2011 and December 2011, respectively. In December, the Commission was selected to receive a $20 million TIGER Ill TIFIA grant that will translate into a TIFIA loan to partially fill the remaining funding gap for the project. In April, the Commission was notified that it received an invitation to the 2012 TIFIA program. This invitation, combined with the TIGER Ill TIFIA grant, provided the final piece needed for full funding of the project. Early right of way acquisition work was approved by Caltrans in April 2011. Following the public comment period ending in July 2011, early acquisition work began. Right of way expenditures for FY 2011/12 are weighted toward the Agenda Item 7 4 end of the fiscal year due to the long lead time to close escrow on property purchases. The design-build request for proposals was issued in July 2012. Agency, utility, and railroad agreement work continues with certain agreements now completed and with others in various stages of completion. 1-15 CIP -Work on the environmental phase continues. Toll feasibility work continues to evaluate various project options in the Commission's current funding environment. Staff has used toll feasibility work to develop a seeping and implementation plan that was presented to the 1-1 5 CIP Ad Hoc Committee in July 2011. Comments were received, and action items were developed to perform further analysis and to make further project recommendations to the ad hoc committee in the first quarter of FY 2012/13. 1-215 South Widening Project from Murrieta Hot Springs Road to Scott Road - Construction began in July 2011 and is on schedule with substantial completion by September 2012. 1-21 5 Central Widening Project from Scott Road to Nuevo Road -Final design and right of way acquisitions related to the project are complete. Advertising for the construction bids occurred in the first quarter of FY 2012/13. 1-215/Van Buren Interchange -This project is managed by the county of Riverside, and construction bids were received in February. A contract was awarded by the County in April 2012. A notice to proceed was issued in June 2012, and construction started in July 2012. Mid County Parkway Project -Right of way acqu1s1t1ons have been curtailed as property development has subsided, and the critical need to acquire property for protection has been delayed due to the substantial rescoping of the project. Rail Engineering/Construction/Right of Way/Land Perris Valley Line Project -Advance preliminary engineering is complete. Environmental clearances were obtained in the fourth quarter of FY 2011/12, which released the start of final right of way procurement and the final design phase. Attachments: Quarterly Financial Statements -June 2012 Agenda Item 7 5 RIVERSIDE COUNTY TRANPORTATION COMMISSION QUARTERLY BUDGET VS ACTUAL 4TH QUARTER FOR TWELVE MONTHS ENDED 6/30/2012 FY 2011112 4TH QUARTER REMAINING PERCENT BUDGET ACTUAL BALANCE UTILIZATION Revenues Sales tax $ 194,537,000 $ 188,193,373 $ (6,343,627) 97% Federal reimbursements 23,650,700 15,304,585 (8,346, 115) 65% State reimbursements 23,935,100 14,484,527 (9,450,573) 61% Local reimbursements 1,458,000 1,592,903 134,903 109% Transportation Uniform Mitigation Fee 6,784,300 5,512,624 (1 ,271 ,676) 81% Other revenues 310,200 1,040,314 730,114 335% Interest 1,824,200 4,091,947 2,267,747 224% Total revenues 252,499,500 230,220,273 (22,279,227) 91% Expenditures Salaries and benefits 6,578,100 6,072,793 505,307 92% Professional and support Professional services 17,228,400 10,819,326 6,409,074 63% Support costs 5 103 600 3,699,852 1,403,748 72% Total Professional and support costs 22,332,000 14,519,178 7,812,822 65% Projects and operations Program operations -general 16,472,600 10,434,993 6,037,607 63% Engineering 44,178,300 21,217,729 22,960,571 48% Construction 39,276,700 26,665,538 12,611 '162 68% Design Build 17,038,000 14,467,115 2,570,885 85% Right of way/land 73,732,000 51,187,687 22,544,313 69% Operating and capital disbursements 109,656,800 72,833,506 36,823,294 66% Special studies 784,000 234,084 549,916 30% Local streets and roads 36,025,000 35,182,822 842,178 98% Regional arterials 16 162 900 8,761,902 7 400 998 54% Total projects'and operations 353,326,300 240,985,376 112,340,924 68% Debt service Principal 46,525,000 46,523,931 1,069 100% Interest 16,497,000 15,008,695 1,488,305 91% Total debt service 63,022,000 61,532,626 1,489,374 98% Capital outlay 494,200 206,211 287,989 42% Total Expenditures 445 752 600 323 316184 122 436 416 73% Excess revenues over (under) expenditures (193,253, 1 00) (93,095,911) 145,396,987 48% Other financing sources/( uses) Operating transfer in 169,739,100 107,850,670 (61 ,888,430) 64% Operating transfer out (169,739,100) (107,850,670) 61,888,430 64% Debt proceeds 38 000 000 40 000 000 2 000 000 105% Total financing sources/(uses) 38,000,000 40,000,000 (2,000,000) 105% Net change in fund balances (155,253, 100) (53,095,911) 143,396,987 34% Fund balance July 1, 2011 530,978,300 589,364,644 58,386,344 111% Fund balance June 30, 2012 $ 375,725,200 $ 536,268,733 $ 201,783,331 143% 6 RIVERSIDE COUNTY TRANSPORTATION COMMISSION QUARTERLY BUDGET VS ACTUALS BY FUND 4TH QUARTER FOR TWELVE MONTHS ENDED 6130/2012 MEASURE A SALES TAX FSP/ WESTERN PALO COACHELLA LOCAL STATE TRANSIT TRANSPORTATION COMMERCIAL SALES TAX COMBINED GENERAL FUND VERDE TRANSPORTATION UNIFORM MITIGATION DEBT SERVICE SAFE COUNTY VALLEY VALLEY FUND ASSISTANCE FEE (TUMF) PAPER BONOS TOTAL Revenues Sales tax $ 3,997.115 $ $ 88,032,054 $ 791,298 $ 27,178,940 $ 58,121,011 $ 10,072,955 $ $ $ $ $ 188,193,373 Federal reimbursements 9.342 12,180,011 9,779 119,760 2,985,693 15,304,585 State reimbursements 150.495 3,055,496 11,278,536 14,484,527 Local reimbursements 159,309 335,973 1,086,640 10,981 1,592,903 Transportation Uniform Mitigation Fee 5,512,624 5,512,624 Other revenues 20.028 885 1,017,056 2,345 1,040,314 Interest 48.823 26,279 1 037,881 54,146 302,998 183,537 320,280 1,893,468 70,419 154,116 4,091,947 Total revenues 4,385,112 3.418,633 114.632,178 791,298 27.242,865 58,434,990 10,256,492 5,952,664 1,893,468 72,764 3,139,809 230.220,273 Expenditures Salaries and benefits 3,592,384 132,080 2,226,485 1,113 120,731 6,072,793 Professional and support Professional services 1,196,459 782,269 8.511,388 1,973 327,237 10.819,326 Support costs 2,515,686 515,225 668,598 343 3,699,852 Total Professional and support costs 3,712,145 1,2~!,494 9,179,986 1,973 327,580 14,519,178 Projects and operations Program operations-general 1,349,841 2.385,806 6,466,011 233,335 10,434,993 Engineering 17 389,886 3,708,738 119,105 21,217,729 Construction 25.274,156 99,001 1,292,381 26,665,538 Design Build 14,467,115 14,467,115 Right of way/land 45,581,114 3,127,428 2,479,145 51,187,687 Operating and capital disbursements 18,981.173 4,290,772 4,256,881 43,301,423 2,003,257 72,833,506 Special studies 169.474 64,610 234,084 Local streets and roads 24.878,895 791,298 9,512,629 35,182,822 Regional arterials 8.761,902 8.761,902 Total projects and operations 20,500,488 2,385,806 138.412,559 791,298 22,630,413 43,301,423 2,003,257 8,361,882 2.598,250 240,985,376 Debt service Principal 23,931 40,000,000 6,500,000 46.523,931 Interest 1.310 3,803 15,003.582 15,008,695 Total debt service 25,241 40,003,803 21,503.582 61,532,626 Capital outlay 63.975 142.236 206,211 Total Expenditures 27,894.233 3.815,380 149.961,266 791,298 22,633,499 43,301,423 2,003,257 8,810,193 40,003,803 2.598 250 21,503,582 323,316,184 Excess revenues over (under) expenditures (23,509,121) (396,747) (35.329,088) 4,609,366 15,133,567 8,253,235 (2,857,529) (38,110,335) (2,525,486) (18,363,773) (93,095,911) Other financing sources/( uses) Operating transfer in 23,887.737 800,000 39,323,299 99,055 818,590 3,803 19,173,483 23,744,703 107.850,670 Operating transfer out (1.114,300) (3 1 .063,254) (54) (13,438,437) (4,139,678) (38,822,463) (19,272.484) (107,850,670) Debt proceeds 40,000,000 40,000,000 Total financing sources/(uses) 23 887.737 (314,300) 8,260,045 99 001 (13,438,437) 818,590 35,864,125 (19 ,648 ,980) 4 472.219 40,000,000 Net change in fund balances 378.616 (711,047) (27,069,043) 4,708,367 1,695,130 8,253,235 (2,038,939) (2,246,210) (22, 1 74,466) (1 3,891 .554) (53,095,911) Fund balance July 1, 2011 13,524.354 7 046 938 258,599 521 556 10,162,008 82,210 219 32,178,629 73,294,737 33,227,032 25,226,581 53,894.069 589,364,644 Fund balance June 30, 2012 $ 13,902,970 $ 6.335,891 $ 231,530,478 $ 556 $ 14,870,375 $ 83,905,349 $ 40,431,864 $ 71,255,798 $ 30,980,822 $ 3,052,115 $ 40,002.515 $ 536,268,733 7 AGENDA ITEM 8 RIVERSIDE COUNTY TRANSPORTATION COMMISSION DATE: August 27, 2012 TO: Budget and Implementation Committee FROM: Anne Hallberg, Accounting Supervisor THROUGH: Theresia Trevino, Chief Financial Officer SUBJECT: Quarterly Investment Report STAFF RECOMMENDATION: This item is for the Committee to: 1) Receive and file the Quarterly Investment Report for the quarter ended June 30, 2012; and 2) Forward to the Commission for final action. BACKGROUND INFORMATION: Attached are the quarterly investment and cash flow reports as required by state law and Commission policy. The county of Riverside's Investment Report for the month ended June 30, 2012, is also attached for review. Attachments: 1) Quarterly Investment Report for the quarter ended June 30, 2012 2) County of Riverside Investment Report for the month ended June 30, 2012 Agenda Item 8 8 Statement of Compliance Operating Funds---.: 82.25% Nature of Investments ATTACHMENT 1 Debt Reserve .29% Portfolio_M_a_tu_r_it_Y __ o to 90 Days 100% Portfolio Investment Type ~-------Mutual Funds 1.45% LAIF ____ _ County Pool/Cash 97.30% 0.71% County Pool/Investment .54% All of the above investments and any investment decisions made for the quarter ended June 30, 2012 were in full compliance with the Commission's investment policy as adopted on June 7, 2012. The Commission has adequate cash flows for six months of operations. Signedby:~~ Chief Financial Officer 9 Riverside County Transportation Commission Investment Portfolio Report Period Ended: June 30,2012 OPERATING FUNDS City National Bank Deposijs County Treasurer's Pooled Investment Fund Local Agency Investment Fund (LAIF) Agency/Treasury Securities: Subtotal Operating Funds FUNDS HELD IN TRUST County Treasurer's Pooled Investment Fund Local Transportation Fund Subtotal Funds Held in Trust COMMJSSION BOND PROJECT FUNDS/DEBT RESERVE US Bank Money Market Investment Agreements County of Riverside Pool investment F1rst Amencan Government Obhgat10n Fund First Amencan Treasury Obligations Ft.nd • Held 1n Trust Subtotal Bond Project Funds/Debt Reserve TOTAL All Cash and Investments Investment Transactions for the Quarter Ended June 30, 2012 Purchases: "'"' Maturities: No~ FAIR VALUE 602089 411741 265 3,606.446 ~ 79,709,582 79,709,582 3,657 2,725,815 ~ 10,0Q8,778 505~ ParValuea!Matunty RATING MOODYS!FITCH COUPON S&P RATE A3/BBB+ NIA Aaa1MR1/AAAN1 NIA Not Rated N/A N/A N/A N/A Aaa.MR1/AAAN1 N/A Aaa/AAAm N/A Aaa/MR 1/AAAJ\/1 N/A AaaiAAAm N/A AaaiAAAm NIA MaturrtyDate Coupon I Rate PAR PURCHASE MATURITY YIELD TO PURCHASE MARKET UNREALIZED VALUE DATE DATE MATURITY COST VALUE ~ N/A 0.45% N/A N/A N/A N/A N/A N/A N/A 0.45% 0.45% N/A SUMMARIZED INVESTMENT TYPE Banks 602,089 Cot.11lyPool 491,450,847 CounlyPoollrwestment 2,725,815 LAIF 3,606,446 I Mutual Funds CNI Charter US Bank Money Markel 3,657 F1rst American Government Obhgat1on FIX1d ####### Sub. Total Mutual Funds 7,342,953 FederaiAgencysecurrties Certificates o!Oeposrt U.S. Treasurysecurnies Corporate Note/Commercaal Paper Investment Agreements TOTAL $505,728,160 10 ATTACHMENT 2 2012 County of Riverside June Treastu~er's Poo lnvest1nent Fund "Erased 11 In the aftermath of the Great Reces- sion and lingering recovery, it is noteworthy that so many aspects of our lives, both professional- ly and personally, have been affected. Sav- ings, retirement and investment accounts, home equity, jobs and benefits have been erased or greatly diminished because of the financial turmoil. The not so Great Recession erased 18 years of household wealth. This month, a study released from the Federal Reserve put all of this into perspective, and it is sobering. According to the FED, medi- an net worth declined to $77,300 in 2010 from $126,400 in 2007 representing over a 38% decline for Americans. They stated, "Almost every demographic group experienced losses, which may hurt retirement prospects for middle- income families. The impact has been a mas- sive destruction of wealth all across the board. What you see is an economy that's really very, very stressed for the bottom 60 to 70 percent of the population that's struggling just to make ends meet." The declines in household wealth in the course of the longest and deepest reces- sion since the Great Depression have held back the consumer spending that makes up about 70 percent of the economy." Moreover, the FED stated, "Although declines in the values of financial assets or business were important factors for some fami- lies, the decreases in median net worth appear to have been driven most strongly by a broad collapse in house prices." We all know far too well by now that the hit to our County was much deeper than other areas; we had even been called one of the epicenters of the subprime crisis. The Eurozone debt crisis continues and now with the Libor price fixing scandal putting Barclays on the hot seat, it may prove to be even more troublesome. Unemployment for June came in at 8.2% and is not showing signs of dramatic improvement. These and other troubling issues prompted some changes to the FOMC statement following the June 201h meet- ing in which the FED left rates unchanged at 0 - .25%, with an extension to the end of year to the tune of $267 billion more in Operation Twist. The FED stated, "Growth in employ- ment has slowed in recent months, household spending appears to be rising at a somewhat slower pace than earlier in the year". This con- tinued financial malaise has forced the FED to continue its maturity extension program, to pressure long-term interest rates lower to make financial conditions more accommodative. They also stated it was prepared to take further action (easing), if you read between the lines. This could prove to be a long, hot drawn out summer for the financial markets with oodles of Eurocrisis and other economic drama. We will continue to read the FED's tea leaves and in- vest accordingly. Don Kent Treasurer-Tax Collector Capital Markets Team Treasurer-Tax Collector Asst. Treasurer-Tax Collector Jon Christensen Investment Manager Giovane Pizano Asst. Investment Manager Tressler Investment Objectives The priman; objective of the treasurer shall be to safe- guard the priucipal of the funds under the treasurer's control, meet the quidity ueeds of the depositor, and achieve a return on the under his or her control. RIVERSIDE COUNTY TREASURER'S POOLED INVESTMENT FUND IS CURRENTLY RATED: BY MOODY'S INVESTOR'S SERVICE AND AAA/Vl BY FITCH RATINGS 5,245,880,345.96 5,239,604,956.51 , ,, ,~i;;,;it'.>'~~}:'-R~~t~B:\0, . 8-~~ .. / 5;920~23 5,001,811,731.51 4,997,448,808.53 5,495,948,927.61 5,489,579,174.51 69,753.10 0.12 0.48 1.20 The Treasurer's Pooled Investment Fund is comprised of the County, Schools, Special Districts, and other Discretionary Depositors. 11 Current Market Date Economic Indicators Released on: Indicator Definition Consensus Actual 7/6/2012 7/6/2012 6/27/2012 6/28/2012 6/26/2012< 7/3/2012 6/14/2012 Stock Indices Noruarm~ayrolls- MfMcli~~ge Unemployment Rate CountS the number of paid employees working · part-time or @H-time inJhe ~~tlon'~ businesS!)lltW .. :· :,> government establishments. Measures the number of unemployed as a percentage of the labor force. Durable Goods Or<f.ers . ..:;Reflects the new ordl:'rs phiced "Wiiili:•do~estic MjM change l:J)#n~facturers for immediate and future delivery . f.~~~~ctory hard ""v''""·'"·'··• Real Gross Domestic Product-QJQ change · Coilsum~rConfidenc·e Factory Orders -MjM change The broadest measure of aggregate economic activity and encompasses every sector of the economy. GDP is the country's most comprehensive economic scorecard. Measures c()nsumer attit.U:a~d£-p1'~$ent.econg9}ic co~dirlorii~d ~xpectatio:fl~ ~~,future c~hctifi~ij~;;•;}\;i · •;;' · · .. Represents the dollar level of new orders for both durable and nondurable goods. Consuilier Price lliae"x -The Consumer Price Index is a measure of the . MjM ¢h~hge • ·. • ::;; . average pr.i~~l~vel of a fixed .bAsket of services purchased by consumers. 1,597.45 64.0% 0.0%. 0.0% 1.9% 1.9'lfo 63.5 • ::· ··.·• 62..0 0.1% 0.7% -0.2% ..(}.3% o.o% ··"· ...... 0.0% 0.0% 0.0% Yield (%) Change (%) 0198 .•.•.. 0.16 0.02 0.03 ... O.,Q3 0.04 RIVERSIDE COUNTY TREASURER-TAX COLLECTOR 2 12 TIMMI Fidelity Prime Institutional MMF Federated Prime Obligations Fund Wells Fargo Advantage Heritage Morgan Stanley Institutional Prime Liquidity Fund BlackRock Prime Cash Fund 1.00% 0.80% 0.60% - 0.40% 0.20% 0.00% FIPXX POIXX WFJXX MPFXX BPIXX 0.17% 0.17% 0.13% 0.18% 0.21% The Treasurer's Institutional Money Market Index (TIMMI) is compiled and reported by the Riverside County Treasurer's Capital Markets division. It is a composite index derived from five AAA rated prime institutional money market funds. Similar to the Treasurer's Office, prime money market funds invest in a diversified portfolio of U.S. dollar denominated money market instruments including U.S. Treasuries, government agencies, commercial paper, certificates of deposits, repurchase agreements, etc. TIMMI is currently comprised of the five multi billion dollar funds listed to the left. -Pool Yield TIMMI Jun-11 Aug-11 Oct-11 Dec-11 Feb-12 Apr-12 Jun-12 Cash Flows Required Actual Available to Monthly Monthly Matured Investments Invest > 1 Month Receipts Disbursements Difference Investments Balance Maturing Year 07/2012 07/2012 805.00 08/2012 672.00 09/2012 587.00 10/2012 697.00 11/2012 775.00 12/2012 1,459.00 01/2013 695.00 02/2013 638.00 03/2013 841.00 04/2013 1,379.60 05/2013 663.29 06/2013 589.54 908.77 749.04 718.69 812.58 706.19 809.82 1,259.52. 900.45 851,75 821.92 L199.59 1,114.19 (103.77) (77.04) (131.69) (115.58) 68 .. 81 649.18 (564.52) (262.45) (10.75) 557.68 (536,30) (524.65) 31.51 131.69 115.58 108.98 10.75 503.27 149.30 45.53 462.69 0.00 186.97 0.00 148:04 0.00 142.80 68.81 164.12 717.99 55.00 153.47 448.11 0.00 309.40 0.00 . '125.00 557.68 108.30 21.38 427.99 0.00 329.63 TOTALS 9,801.43 10,852.51 (1,051.08) 901.78 2,908.05 3,740.85 19.42% 62.64% 80.58% * All \alue,:; rcp{)rted in million;;($). The Pooled Investment Fund cash flow requirements are based upon a 12 month historical cash flow model. Based upon projected cash receipts and maturing investments, there are sufficient funds to meet future cash flow disburse- ments over the next 12 months. RIVERSIDE COUNTY TREASURER-TAX COLLECTOR 3 13 Asset Allocation ~~b,edul~4. ,.,.,,.. ; :~/c .cc> /. ' Market REP OS 80,000.00 80,000.00 80,000.00 100.00% 0.11% .008 .008: MMKT 10,000.00 10,000.00 10,000.00 100.00% 0.03% .003 .003 CAL TRUST FND 54,000.00 54,000.00 54,000.00 100.00% 0.44% .003 .003. LOCAL AGCY INVST ~ 50,000.00 50,000.00 50,000.00 100.00% 0.38% .003 .003 DDAfPASSBK 115,000.00 115,000.00 115,000.00 100.00% 0.09% .003 .003 LOCALAGCY 535.00 535.00 535.00 100.00% 0.96% 7.964 7.964 US TREAS BILLS 50,000.00 49,915.47 49,950.23 100.07% 0.19% .608 .608 US TREAS BONDS 115,000.00 115,400.00 115,264.50 99.88% 0.21% . 681 .681 . FHLMC DISC NOTES i 50,000.00 49,894.42 49,937.50 100.09% 0.21% .753< .753 FHLMCBONDS 573,621.00 573,684.67 574,989.12 100.23% 0.72% 1.173 1.928 FNMA DISC NOTES 100,000.00 99,866.03 99,953.13 100.09% 0.14% .426 .426 FNMABONDS 748,850.00 749,545.69 751,372.41 100.24% 0.83% .756 2.353 FHLB DISC NOTES 215,000.00 214,599.19 214,771.92 100.08% 0.18% .618 .618 FHLBBONDS 1,696,251.43 1,696,610.90 1,698,044.53 100.08% 0.37% .811 .992 FFCB DISC NOTES 275,000.00 274,553.50 274,703.13 100.05% 0.19% .635 .635: FFCBBONDS 247,205.00 247,306.64 247,838.75 100.22% 0.53% 1.044 1.167' FMAC DISC NOTES 8,000.00 7,982.97 8,000.00 100.21% 0.21% .030 .030 FARMER MAC 37,500.00 37,502.38 37,563.28 100.16% 0.61% .844 .844 MUNIBONDS 76,260.00 76,390.58 76,390.58 100.00% 0.53% .695 .695 COMMPAPER 140,000.00 139,838.33 139,867.13 100.02% 0.26% .192 .192 wDD!t(oom·= ' '""'~''~"'--':!":'>\'*>, ?~:y ~Oi42;222:43' • r;il4~:l~lJt74''o 4lD:tsT2o· ···~···-''loO?f297;"~M·o:tsW::"~aliiJt;·-ti'i5; ................ . . .•. ,.) "' '-;/;' ' ~--·\·. ' , .I ---, . ··, · ' ' ··'·~"-<·o:<.,, '·· ,,,,,W,:[h...,""'· ·",.-~v,..,.<,/~,, v, ,vc., Iii 0 0 e 2,000,000.00 1,500,000.00 1,000,000.00 [H II ILm 500,000.00 0.00 ffil.1h Scheduled Book -Market RIVERSIDE COUNTY TREASURER-TAX COLLECTOR nu Ill Ill 0 w ~ !5 ltl z ltl u .... Ill :I: .... u.. 0 ltl u u.. u.. 14 111111 0 w z 1- 0 0 ltl z ltl u u Ill u.. .... u.. 0 ~ :;[ u.. SCHEDULED PAR% ... REPOS -2o/o -MMKT-0% ... CAL TRUST FND-1% -LOCAL AGCY INVST FND -1% ... DDA/PASSBK-2% ... LOCAL AGCY OBUG -0% = US TREAS BILLS-1% """ US TREAS BONDS -2% = FHLMC DISC NOTES-1% -FHLMC BONDS-12% ... FNMA DISC NOTES-2% -FNMA BONDS-16% -FHLB DISC NOTES -5% r= FHLB BONDS -37% ,_ FFCB DISC NOTES -6% = FFCB BONDS-5% ..,. FMAC DISC NOTES -0% -FARMER MAC-1% -MUNI BONDS-2% ..,. COMM PAPER-3% 4 Maturity Distribution 10,000.00 10,000.00 54,000.00 54,000.00 50,000.00 50,000.00 115,000.00 115,000.00 535.00 535.00 TREAS BILLS 50,000.00 50,000.00 US TREAS BONDS 115,000.00 115,000.00 FHLMC DISC NOTES 50,000.00 50,000.00 FHLMCBONDS 20,000.00 30,000.00 34,121.00 233,000.00 201,500.00 55,000.00 573,621.00 FNMA DISC NOTES 100,000.00 100,000.00 FNMABONDS 40,000.00 55,000.00 185,000.00 300,000.00 168,850.00 748,850.00 FHLB DISC NOTES 40,000.00 175,000.00 215,000.00 FHLB BONDS 20,040.00 160,700.00 1,077,805.00 304,585.00 90,000.00 43,121.43 1,696,251.43 FFCB DISC NOTES 275,000.00 275,000.00 FFCB BONDS 19,205.00 20,000.00 65,000.00 113,000.00 20,000.00 10,000.00 247,205.00 FMAC DISC NOTES 8,000.00. 8,000.00 FARMER MAC 37,500.00 37,500.00 MUNIBONDS 1,440.00 29,305.00 35,920.00 7,595.00 2,000.00 76,260.00 COMMPAPER 55,000.00 35,000.00 50,000.00 140,000.00 -REPOS-Scheduled Par -MMKT -Scheduled Par -CALTRUST FND-Scheduled Par -LOCAL AGCY INVST FND -Scheduled Par DDA/PASSBK-Scheduled Par -LOCAL AGCY OBLIG -Scheduled Par US TREAS BILLS -Scheduled Par -US TREAS BONDS -!;cheduled Par -FHLMC DISC NOTES-Scheduled Par -FHLMC BONDS -Scheduled Par -FNMA DISC NOTES -Scheduled Par FNMA BONDS -Scheduled Par -FHLB DISC NOTES-Scheduled Par FHLB BONDS-Scheduled Par -FFCB DISC NOTES-Scheduled Par -FFCB BONDS -Scheduled Par -FMAC DISC NOTES-Scheduled Par -FARMER MAC -Scheduled Par YEAR IN MATURITY -MUNI BONDS-Scheduled Par -COMM PAPER-Scheduled Par RIVERSIDE COUNTY TREASURER-TAX COLLECTOR 5 15 Credit Quality Aaa A a Aal Aa2 AA+ AA 4,141,352.43 10,000.00 8,580.00 73,955.00 117,300.00 MOODY'S BOOK Ofo •Aaa-89% -Aal-0% -Aa3-3% -Aa-0% l!!!i!liiAa2-2% -NR-6o/o 3,465,966.43 48,410.00 4,285.00 4,141,811.67 9,999.35 8,580.27 74,019.81 117,194.30 3,464,689.84 48,531.06 4,285.00 RIVERSIDE COUNTY TREASURER-TAX COLLECTOR 16 4,147,255.05 100.13% 10,004.69 100.05% 8,580.27 100.00% 74,057.35 100.05% 117,185.57 99.99% 291,098.28 100.03% S&P BOOK Dfo IIIIIIAAA-18% l!llliliiiAA--0% IIIIIIAA+-75% 111111 NR-6% IIIIIIAA-1% 3,467,170.12 48,531.06 4,285.00 100.07% 100.00% 100.00% 0.48% 0.47% 0.93% 0.45% 0.25% 0.22% 0.40% 0.53% 0.45% 0.22% 6 17 Month End Portfolio Holdings .Maturity Maturity Par Book Market Market Unrealized Modified Years To CUSIP Description Date Coupon To Mat Value \ alue Price Value Gain/Loss Duration Maturity REPOS REPO MMKT COl XX UBS TRI PARTY REPO FEDERATED GOY 07/01/2012 .110 ,lll! .013 .013 5,000,000.00 80,000,000.00 .008 .008 SO)IOIJ,OOO,OO .0.08 5,000,000.00 100.000000 5,000,000.00 .003 .003 CLTR CAL TRUST SHTTERM FUND 07/01/2012 .444 .444 54,000,000.00 54,000,000.00 100.000000 54,000,000.00 .003 .003 LOCALAGCYJNVSTFND LAIF LAlF 07/01/2012 .378 .378 50,000,000.00 50,000,000.00 100.000000 50,000,000.00 .003 .003 >T:,;:.~,,:,t~ ,,· <~',, ,'~::r:,',:::~;~:i::' DDA/PASSBK CASH UBOC MANAGED RATE 07/01/2012 .090 .090 115,000,000.00 ]]5,000,000.00 100.000000 115,000,000.00 .003 .003 LOCAL AGCY OBLIG LAO US DIST COURTHOUS 06/15/2020 .957 .957 535,000.00 535,000.00 100.000000 535,000.00 4.206 7.964 US TREAS BILLS 9127955ZO U.S. TREASURY BILL USTREAS BONDS 912828NX4 U.S. TREASURY BOND 912828PR5 U.S. TREASURY BOND 912828QZ6 U.S. TREASURY BOND 912828QK9 U.S. TREASURY BOND 912828PR5 U.S. TREASURY BOND 912828QZ6 U.S. TREASURY BOND 02(07(2013 09/30/2012 01/31/2013 05/31/2013 02/28/2013 01/31/2013 05/31/2013 .185 .375 .625 .500 .625 .625 .500 . .,,,;,i~~l:Y" ~liill!ll1.!t..~'' ..•. 1oolilliiiliiii'"'fiik: s®'••mrnrYll:'0t4til:.tut\;:\;~~r .. · ·· :7;!!6,4. .185 50,000,000.00 49,915,465.28 .327 .151 .181 .176 .199 .243 10,000,000.00 10,000,000.00 10,000,000.00 10,000,000.00 45,000,000.00 15,000,000.00 10,006,640.63 10,047,265.63 10,042,187.50 10,047,265.63 45,168,750.00 15,044,531.25 99.900450 49,950,225.23 10,006,000.00 10,025,000.00 10,023,000.00 10,029,000.00 45,112,500.00 15,034,500.00 34,759.95 (640.63) (22,265.63) (19,187.50) (18,265.63) (56,250.00) (10,031.25) .607 .608 .fiff1 .500 .249 15 000 000.00 15 043 359.38 100.060000 100.250000 100.230000 100.290000 100.250000 100.230000 100.230000 15 034 500.00 8 859.38 .251 .581 .915 .665 .581 .914 .914 .252 .589 .918 .666 .589 .918 .918 313397DU2 FHLMC DISC NOTE , .. , ..... ' ,,,,.,,,," FHLMC BOr;/DS •· ... 3137EACG2 FH LMC 31 34G1GQ1 FHLMC 3134G1GQ1 FHLMC 3134G1GQ1 FHLMC 3134G1GQ1 FHLMC 3137EACLJ FHLMC 3134G1SGO FHLMC3.5YrNc6Mo 3134G1 WT7 FHLMC 3137EACK3 FHLMC 2.2Yr 3137EACR8 FHLMC 3Yr 3137EACR8 FHLMC 3Yr 3134G1VG6 FHLMC 2Yr 3134G2CL4 FHLMC 3Yr 3137EACP2 FHLMC 2Yr 3137EACL1 FHLMC 3Yr 3134G2FT4 FHLMC 2.25Yr 3134G2UP5 FHLMC 5YrNc1YrB 3134G2YK2 FHLMC 2YrNc1 YrE 3134G2YK2 FHLMC 2YrNc1 YrE 3137EACK3 FHLMC11Mo 3134G2YJ5 FHLMC 3Yr 3134G2Yj5 FHLMC 3Yr 3134G2U91 FHLMC 5YrNc6MoB 3134G2T69 FHLMC 5YrNc6MoB 3134G2U42 FHLMC 2Yr 3137EACY3 FHLMC 3Yr 3137EACY3 FHLMC 3Yr 3134G2W73 FHLMC 2YrNcl YrE 3134G2Y89 FHLMC 3.5YrNc1YrB 3137EACZO FHLMC 2Yr 3134G3BQ2 FHLMC 5YrNcl YrB 3134G3BF6 FHLMC 2Yr 3134G3BS8 FHLMC 2YrNc1YrE 3134G3BS8 FHLMC 2YrNc1YrE 3134G3BL3 FHLMC 3YrNc1 YrB 3134G3BL3 FHLMC 3YrNcl YrB 3134G3BL3 FHLMC3YrNc1YrB 3134G3BL3 FHLMC 3YrNc1YrB 3134G3BL3 FHLMC 3YrNc1 YrB 3134G3BA7 FHLMC 2YrNd YrB 3134G3BL3 FHLMC 3YrNd YrB 3134G3CVO FHLMC 3YrNc1YrB 3134G3DP2 FHLMC3.5YrNc1YrB 3134G3EB2 FHLMC 3.5YrNc2YrE 3134G3DY3 FHLMC 3YrNc1YrB 3134G3EN6 FHLMC 3.5YrNc2YrE 3134G2U42 FHLMC 1.5Yr 3134G3GG9 FHLMC 3YrNc1YrB 3134G3GZ7 FHLMC 2YrNcl YrE 3134G3HD5 FHLMC 2YrNc1YrB 3134G3HD5 FHLMC 2YrNc1YrB 3134G3HD5 FHLMC 2YrNc1YrB 3134G3HA1 FHLMC 3YrNd YrB 04/01/2013 .210 01/09/2013 08/28/2012 08/28/2012 08/28/2012 08/28/2012 10/28/2013 03/03/2014 11/26/2012 07/27/2012 02/25/2014 02/25/2014 10/30/2012 04/29/2014 11/30/2012 10/28/2013 08(13/2013 08/22/2016 09/06/2013 09/06/2013 07/27/2012 09/19/2014 09/19/2014 10/13/2016 10/13/2016 10/15/2013 11/25/2014 11/25/2014 10/18/2013 04/24/2015 11/27(2013 11/28/2016 12/23/2013 12/06/2013 12/06/2013 12/05/2014 12/05/2014 12/05/2014 12/05/2014 12/05/2014 12/05/2013 12/05/2014 12/19/2014 06/19/2015 06/30/2015 12/19/2014 06/30/2015 10/15/2013 01/09/2015 01/03/2014 01/24/2014 01/24/2014 01/24/2014 01/23/2015 1.375 1.000 1.000 1.000 1.000 .875 1.250 .515 1.125 1.375 1.375 .625 1.350 .375 .875 .875 1.750 .450 .450 1.125 .500 .500 1.000 1.125 .375 .750 .750 .500 1.000 .375 1.375 .625 .700 .700 1.000 1.000 1.000 1.000 1.000 .700 1.000 1.000 1.020 1.000 .875 1.000 .375 .850 .500 .600 .600 .600 .875 RIVERISIDE COUNTY TREASURER-TAX COLLECTOR .210 50,000,000.00 49,894,416.67 99.875000 1.407 .709 .694 .732 .699 .937 1.250 .470 .514 1.375 1.465 .650 1.160 .385 .790 .611 1.750 .450 .450 .203 .500 .599 1.010 1.156 .483 .755 .761 .516 1.007 .580 1.375 .626 .700 .700 1.000 1.000 1.000 1.000 1.000 .700 1.000 1.000 1.020 1.000 .875 1.000 .400 .850 .500 .600 .600 .600 .875 10,000,000.00 5,000,000.00 10,000,000.00 10,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 10,000,000.00 5,000,000.00 10,000,000.00 5,000,000.00 5,000,000.00 14,121,000.00 11,000,000.00 5,000,000.00 10,000,000.00 10,000,000.00 5,000,000.00 10,000,000.00 10,000,000.00 10,000,000.00 5,000,000.00 5,000,000.00 15,000,000.00 10,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 10,000,000.00 5,000,000.00 10,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 10,000,000.00 5,000,000.00 10,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 10,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 18 9,990,300.00 5,029,450.00 10,061,850.00 10,054,100.00 5,030,400.00 4,990,300.00 5,000,000.00 5,004,700.00 10,102,700.00 5,000,000.00 9,973,100.00 4,998,000.00 5,027,800.00 14,118,881.85 11,022,330.00 5,028,775.00 10,000,000.00 10,000,000.00 5,000,000.00 10,086,400.00 10,000,000.00 9,970,700.00 4,997,500.00 4,992,500.00 14,967,300.00 9, 998,467.22 4,998,300.00 4,998,437.50 4,998,750.00 9,958,700.00 5,000,000.00 9,999,800.00 5,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 10,000,000.00 5,000,000.00 10,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 4,997,700.00 10,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 100.593750 100.125000 100.125000 100.125000 100.125000 100.750000 101.250000 100.156250 100.062500 101.687500 101.687500 100.156250 101.781250 100.125000 100.750000 100.562500 100.218750 100.031250 100.031250 100.062500 100.156250 100.156250 100.031250 100.031250 100.093750 100.750000 100.750000 100.062500 100.156250 100.093750 100.406250 100.375000 100.062500 100.062500 100.156250 100.156250 100.156250 100.156250 100.156250 100.093750 100.156250 100.156250 100.218750 100.500000 100.156250 100.468750 100.093750 100.187500 100.093750 100.093750 100.093750 100.093750 100.156250 .. .fi16 .681 49,937,500.00 43,083.33 .751 .753 10,059,375.00 5,006,250.00 10,012,500.00 10,012,500.00 5,006,250.00 5,037,500.00 5,062,500.00 5,007,812.50 10,006,250.00 5,084,375.00 10,168,750.00 5,007,812.50 5,089,062.50 14,138,651.25 11,082,500.00 5,028,125.00 10,021,875.00 10,003,125.00 5,001,562.50 10,006,250.00 10,015,625.00 10,015,625.00 5,001,562.50 5,001,562.50 15,014,062.50 10,075,000.00 5,037,500.00 5,003,125.00 5,007,812.50 10,009,375.00 5,020,312.50 10,037,500.00 5,003,125.00 5,003,125.00 5,007,812.50 5,007,812.50 5,007,812.50 5,007,812.50 5,007,812.50 5,004,687.50 10,015,625.00 5,007,812.50 10,021,875.00 5,025,000.00 5,007,812.50 5,023,437.50 5,004,687.50 10,018,750.00 5,004,687.50 5,004,687.50 5,004,687.50 5,004,687.50 5,007,812.50 69,075.00 (23,200.00) (49,350.00) (41,600.00) (24,150.00) 47,200.00 62,500.00 3,112.50 (%,450.00) 84,375.00 195,650.00 9,812.50 61,262.50 19,769.40 60,170.00 (650.00) 21,875.00 3,125.00 1,562.50 (80,150.00) 15,625.00 44,925.00 4,062.50 9,062.50 46,762.50 76,532.78 39,200.00 4,687.50 9,062.50 50,675.00 20,312.50 37,700.00 3,125.00 3,125.00 7,812.50 7,812.50 7,812.50 7,812.50 7,812.50 4,687.50 15,625.00 7,812.50 21,875.00 25,000.00 7,812.50 23,437.50 6,987.50 18,750.00 4,687.50 4,687.50 4,687.50 4,687.50 7,812.50 .518 .161 .161 .161 .161 1.315 1.646 .407 .074 1.621 1.620 .333 1.800 .418 1.316 1.110 3.957 1.177 1.177 .074 2.202 2.200 4.176 4.163 1.286 2.375 2.375 1.293 2.766 1.401 4.261 1.471 1.423 1.423 2.394 2.394 2.394 2.394 2.394 1.420 2.394 2.433 2.917 2.948 2.437 2.948 1.286 2.483 1.497 1.553 1.553 1.553 2.520 .529 .162 .162 .162 .162 1.329 1.674 .408 .074 1.658 1.658 .334 1.830 .419 1.329 1.121 4.148 1.186 1.186 .074 2.222 2.222 4.290 4.290 1.293 2.405 2.405 1.301 2.816 1.411 4.416 1.482 1.436 1.436 2.433 2.433 2.433 2.433 2.433 1.433 2.433 2.471 2.970 3.000 2.471 3.000 1.293 2.529 1.512 1.570 1.570 1.570 2.567 7 Month End Portfolio Holdings Maturity Maturity Par Book Market Market Unrealized Modified Years To CUSIP Description Date Coupon To I\fat Value Value Price Value Gain/Loss Duration Maturity 3134G3HA1 FHLMC 3YrNc1YrB 3134G3HA1 FHLMC 3YrNc1YrB 3134G3HA1 FHLMC 3YrNc1YrB 3134G3MM9 FH LMC 2YrNc1 YrE 3134G3MM9 FH LMC 2YrNc1 YrE 3134G3LA6 FH LMC 2Yr 3134G3LZ1 FH LMC 2YrNc1 YrB 3134G3MY3 FHLMC 3.5YrNc2YrE 3134G3MY3 FH LMC 3.5YrNc2YrE 3134G3NCO FHLMC 3YrNc1YrB 3134G3NLO FHLMC 3YrNc2YrE 3134G3PD6 FHLMC 3YrNc2YrE 3134G3NS5 FHLMC 2Yr 3134G3QW3 FHLMC 3YrNc2YrE 3134G3QW3 FHLMC 3YrNc2YrE 3134G3RP7 FHLMC 3YrNc2YrE 3134G3SH4 FHLMC 5YrNc1YrB 3134G3550 FH LMC 2.5YrNc1YrE 3134G3QW3 FHLMC 3YrNc2YrE 3134G3SB7 FH LMC 2Yr 3134G2U42 FHLMC 19Mo 3137EADD8 FHLMC 3Yr 3137EADD8 FHLMC 3Yr 3134G3SB7 FHLMC 2.16Yr 3134G3jX9 FHLMC 3Yr 3134G3TL4 FH LMC 3.5YrNc2YrB 3134G3SB7 FHLMC 2Yr 3134G3SB7 FHLMC 2Yr 3134G3SB7 FH LMC 2Yr 3134G3SB7 FHLMC 2Yr 3134G3UU2 FHLMC 3YrNc1YrE 3134G3NS5 FHLMC 2Yr FNMA DISC NOTES 313588M85 FNMA DISC NOTE 313589AC7 FNMA DISC NOTE FNMABONDS 31398AV90 FNMA 3YrNc2Yr 31398A3NO FNMA 31398A3A8 FNMA 3136FPEL7 FNMA 3YrNc6Mo 3136FPEL7 FNMA 3YrNc6Mo 3136FPEL7 FNMA 3YrNc6Mo 3136FPEL7 FNMA 3YrNc6Mo 3136FPEL7 FNMA 3YrNc6Mo 31398A3NO FNMA 31398A3L4 FNMA 3YrNc6Mo 31398A3L4 FNMA 3YrNc6Mo 31398A3L4 FNMA 3YrNc6Mo 31398A3L4 FNMA 3YrNc6Mo 31398A3L4 FNMA 3YrNc6Mo 3136FPGA9 FNMA 3YrNc2Mo 3136FPEX1 FNMA 3.25YrNc6Mo 31398A3R1 FNMA 3.5YrNc6Mo 31398A4H2 FNMA 3YrNc6Mo 31398A4H2 FNMA 3YrNc6Mo 31398A4H2 FNMA 3YrNc6Mo 31398AT77 FNMA 2.2Yr 31398AT77 FNMA 2.2Yr 31398A5ZI FNMA 3YrNc6Mo 31398A5Z1 FNMA 3YrNc6Mo 3136FPXXO FNMA 4Yr 3136FPZD2 FNMA 4YrNc2Mo 3136FP6XO FNMA 5Yr 3136FPUC9 FNMA 2Yr 3136FPUC9 FNMA 2Yr 31398A3K6 FNMA 4Yr 31398A5W8 FNMA 3Yr 3136FPUC9 FNMA 2Yr 31398AVZ2 FNMA 5Yr 31398A5Z1 FNMA 3Yr 31398A6F4 FNMA 1.75 Yr 3135GOBR3 FNMA 2.25Yr 3135GOBR3 FNMA 2Yr 3136FRZX4 FNMA 3YrNc1YrE 31398AT77 FNMA 1Yr 3136FRC84 FNMA 3YrNc1YrE 3136FRK44 FNMA 3.5YrNc1YrB 31398A5W8 FNMA 3Yr 3135GOCQ4 FNMA 2YrNc1YrE 3135GOCU5 FNMA 3YrNc2YrE 3135GOCU5 FNMA 3YrNc2YrE 3135GOCN1 FNMA 3YrNc1YrE 3136FRW66 FNMA 5YrNc1YrB 3135GODA8 FNMA 3YrNc1YrE 3136FRS46 FNMA 5YrNc1YrB 31398A T77 FNMA 11 Mo 3136FRW66 FNMA 5YrNc1YrB 3136FRV59 FNMA 5YrNc1YrB 01/23/2015 OJ /23/2015 Ol/23/2015 02/27/2014 02/27/2014 02/27/2014 02/21/2014 08/28/2015 08/28/2015 02/27/2015 02/24/2015 02/27/2015 03/21/2014 03/06/2015 03/06/2015 03/12/2015 03/28/2017 09/22/2014 03/06/2015 04/28/2014 10/15/2013 04/17/2015 04/17/2015 04/28/2014 01/30/2015 09/28/2015 04/28/2014 04/28/2014 04/28/2014 04/28/2014 05/22/2015 03/21/2014 11/01/2012 01/03/2013 07/16/2013 09/24/2012 09/03/2013 09/09/2013 09/09/2013 09/09/2013 09/09/2013 09/09/2013 09/24/2012 09/17/2013 09/17/2013 09/17/2013 09/17/2013 09/17/2013 09/20/2013 12/17/2013 03/21/2014 10/08/2013 10/08/2013 10/08/2013 07/30/2012 07/30/2012 11/19/2013 11/19/2013 11/26/2014 12/03/2014 02/04/2016 10/30/2012 10/30/2012 03/14/2014 12/18/2013 10/30/2012 03/13/2014 11/19/2013 12/28/2012 08/09/2013 08/09/2013 07/18/2014 07/30/2012 07/25/2014 02/23/2015 12/18/2013 09/06/2013 09/12/2014 09/12/2014 08/28/2014 09/21/2016 09/12/2014 09/14/2016 07/30/2012 09/21/2016 09/14/2016 .875 .875 .875 .400 .400 .375 .500 .650 .650 .550 .500 .550 .300 .625 .625 .650 1.050 .540 .625 .375 .375 .500 .500 .375 .650 .900 .875 .875 .875 .400 .400 .394 .500 .650 .650 .567 .581 .594 .378 .625 .625 650 1.050 540 .628 .427 .323 611 .700 .460 .662 .900 5,000,000.00 5,000,000.00 6,500,000.00 5,000,000.00 5,000,000.00 10,000,000.00 5,000,000 00 5,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 10,000,000.00 5,000,000.00 5,000,000.00 10,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 10,000,000.00 10,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 .375 .509 10,000,000.00 .375 .440 5,000,000.00 .375 .452 5,000,000.00 .375 .437 12,000,000.00 .600 .600 5,000,000.00 .300 .345 10,000,000.00 .140 .140 .140 .140 1.300 1.317 .625 .700 1.050 1.058 1.050 1.050 1.050 1.050 1.050 1.050 1.050 1.084 1.050 1.050 .625 .704 1.125 1.132 1.125 1.125 1.125 1.125 1.125 1.125 1.125 1.000 1.125 1.350 1.125 1.125 1.125 1.125 1.125 .800 .800 1.050 1.125 .4% .500 .500 1.250 .750 .500 2.750 .800 .375 .500 .500 1.200 1.125 1.020 1.000 .750 .450 .625 .625 .650 1.000 .750 1.125 1.125 1.000 1.050 1.125 1017 1.141 1.350 1.125 1.125 1.125 403 .458 .800 .800 1.050 1.125 .523 .550 .557 1.278 1.194 .473 1.128 .870 .349 .580 .600 1.200 .264 1.020 1.000 .480 .450 .625 .625 .650 1.000 .750 1.140 .183 1.021 1.071 50,000,000.00 50,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 10,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 5,000,000 00 5,000,000.00 10,000,000.00 10,000,000.00 10,000,000.00 5,000,000.00 10,000,000.00 10,000,000.00 10,000,000.00 15,000,000.00 10,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 10,000,000.00 5,000,000.00 5,000,000.00 10,000,000.00 10,000,000.00 5,000,000.00 5,00(),000.00 5,000,000.00 5,000,000.00 10,000,000.00 10,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 4,000,000.00 RIVERISIDE COUNTY TREASURER-TAX COLLECTOR 19 5,000,000.00 5,000,000.00 6,500,000.00 5,000,000.00 5,000,000.00 9,996,000.00 5,000,000.00 5,000,000.00 5,000,000.00 4,997,500.00 4,988,000.00 4,993,500.00 9,984,000.00 5,000,000.00 5,000,000.00 10,000,000.00 5,000,000.00 5,000,000.00 4,999,500.00 4,994,400.00 5,004,183.00 9, 966,500.00 9,939,900.00 4,991,050.00 4,998,250.00 5,000,000.00 9,972,500.00 4,993,250.00 100.156250 100.156250 100.156250 100.062500 100.062500 100.031250 100.062500 100.250000 100.250000 100.062500 99.750000 100.093750 99.937500 100.281250 100.281250 100.312500 100.500000 100.125000 100.281250 100.000000 100.093750 100.000000 100.000000 100.000000 100.312500 100.687500 100.000000 100.000000 5,007,812.50 5,007,812.50 6,510,156.25 5,003,125.00 5,003,125.00 10,003,125.00 5,003,125.00 5,012,500.00 5,012,500.00 5,003,125.00 4,987,500.00 5,004,687.50 9,993,750.00 5,014,062.50 5,014,062.50 10,031,250.00 5,025,000.00 5,006,250.00 5,014,062.50 5,000,000.00 5,004,687.50 10,000,000.00 10,000,000.00 5,000,000.00 5,015,625.00 5,034,375.00 10,000,000.00 5,000,000.00 4,992,015.05 100.000000 5,000,000.00 11,984,880.00 100.000000 12,000,000.00 5,000,000.00 100.000000 5,000,000.00 7,812.50 7,812.50 10,156.25 3,125.00 3,125.00 7,125.00 3,125.00 12,500.00 12,500.00 5,625.00 (500.00) 11,187.50 9,750.00 14,062.50 14,062.50 31,250.00 25,000.00 6,250.00 14,562.50 5,600.00 504.50 33,500.00 60,100.00 8,950.00 17,375.00 34,375.00 27,500.00 6,750.00 7,984.95 15,120.00 9,992,000.00 99.937500 9,993,750.00 1,750.00 49,935,444.44 99.968750 49,984,375.00 48,930.56 49,930,583.33 99.937500 ...... 49:968,750:00 .. 38.166.67 4,997,500.00 4,992,300.00 4,998,750.00 5,000,000.00 5,000,000.00 5,000,000.00 4,995,000.00 5,000,000.00 4,992,000.00 4,999,000.00 10,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 4,997,500.00 4,997,500.00 5,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 10,124,000.00 10,114,300.00 10,000,000.00 5,000,000.00 10,000,000.00 10,000,000.00 9,990,000.00 14,988,000.00 9,991,000.00 4,996,000.00 4,941,950.00 5,002,000.00 10,454,500.00 4,991,250.00 5,002,000.00 9,983,000.00 9,979,200.00 5,000,000.00 5,045,700.00 5,000,000.00 5,000,000.00 10,063,305.58 10,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 4, 996,250.00 5,043,785.00 4,995,000.00 3,996,000.00 100.031250 100.125000 100.750000 100.718750 100.718750 100.718750 100.718750 100.718750 100.125000 100.906250 100.906250 100.906250 100.906250 100.906250 100.062500 100.156250 101.375000 101.031250 101.031250 101.031250 100.093750 100.093750 100.500000 100.500000 100.343750 100.343750 100.375000 100.093750 100.093750 101.531250 100.656250 100.093750 104.062500 100.500000 100.125000 100.250000 100.250000 100.031250 100.093750 100.031250 100.093750 100.656250 100.031250 100.250000 100.250000 100.062500 100.187500 100.125000 100.187500 100.093750 100.187500 100.187500 5,001,562.50 5,006,250.00 5,037,500.00 5,035,937.50 5,035,937.50 5,035,937.50 5,035,937.50 5,035,937.50 5,006,250.00 5,045,312.50 10,090,625.00 5,045,312.50 5,045,312.50 5,045,312.50 5,003,125.00 5,007,812.50 5,068,750.00 5,051,562.50 5,051,562.50 5,051,562.50 10,009,375.00 10,009,375.00 10,050,000.00 5,025,000.00 10,034,375.00 10,034,375.00 10,037,500.00 15,014,062.50 10,009,375.00 5,076,562.50 5,032,812.50 5,004,687.50 10,406,250.00 5,025,000.00 5,006,250.00 10,025,000.00 10,025,000.00 5,001,562.50 5,004,687.50 5,001,562.50 5,004,687.50 10,065,625.00 10,003,125.00 5,012,500.00 5,012,500.00 5,003,125.00 5,009,375.00 5,006,250.00 5,009,375.00 5,004,687.50 5,009,375.00 4,007,500.00 4,062.50 13,950.00 38,750.00 35,937.50 35,937.50 35,937.50 40,937.50 35,937.50 14,250.00 46,312.50 90,625.00 45,312.50 45,312.50 45,312.50 5,625.00 10,312.50 68,750.00 51,562.50 51,562.50 51,562.50 (114,625.00) (104,925.00) 50,000.00 25,000.00 34,375.00 34,375.00 47,500.00 26,062.50 18,375.00 80,562.50 90,862.50 2,687.50 (48,250.00) 33,750.00 4,250.00 42,000.00 45,800.00 1,562.50 (41,012.50) 1,562.50 4,687.50 2,319.42 3,125.00 12,500.00 12,500.00 3,125.00 9,375.00 6,250.00 13,125.00 (39,097.50) 14,375.00 11,500.00 2.520 2.520 2.520 1.649 1.649 1.648 1.630 3.127 3.127 2.630 2.624 2.630 1.717 2.652 2 652 2.667 4.604 2.208 2.652 1.816 1.287 2.770 2.769 1.816 2.551 3.184 1.816 1.816 1.816 1.816 2.864 1.718 . : .. 1.399 .339 .511 " .. · .425 1.028 .235 1.161 1.178 1.178 1.178 1.177 1.178 .235 1.199 1.199 1.199 1.199 1.199 1.209 1.447 1.694 1.257 1.257 1.257 .082 .082 1.375 1.375 2.367 2.384 3.567 .333 .333 1.676 1.452 .333 1.654 1.374 .495 1.101 1.101 2.008 .082 2.034 2.597 1.458 1.177 2.178 2.178 2.138 4.116 2.173 4.083 .082 4.115 4.091 2.567 2.567 2.567 1.663 1.663 1.663 1.647 3.162 3.162 2.663 2.655 2.663 1.723 2.682 2.682 2.699 4.745 2.230 2.682 1.827 1.293 2.797 2.797 1.827 2.586 3.247 1.827 1.827 1.827 1.827 2.893 1.723 .340 .512 1.044 .236 1.178 1.195 1.195 1.195 1.195 1.195 .236 1.216 1.216 1.216 1.216 1.216 1.225 1.466 1.723 1.274 1.274 1.274 .082 .082 1.389 1.389 2.408 2.427 3.600 .334 .334 1.704 1.468 .334 1.701 1.389 .496 1.110 1.110 2.049 .082 2.068 2.652 1.468 1.186 2.203 2.203 2.162 4.230 2.203 4.211 .082 4.230 4.211 8 Month End Portfolio Holdings Maturity Maturity Par Book Market I\farket Unrealized Modified Years 1 o CUSIP Description Date Coupon ToMat Value Value l'rice Value GainfLoss Duration Maturity 3136FR546 FNMA 5YrNr1YrB 3136FR2AO FNMA5\rNliYrB 3135GOCN1 FNMA3YoNc1YrE 3135GODT7 FNMA 3YrNc6MoB 3135GODT7 FNMA 3YrNc6MoB 31398A4T6 FNMA 2Yr 3135GOCN1 FNMA 3YrNc1 YrE 3136FTCX5 FNMA 5YrNc1 YrB 3136FTDJ5 FNMA 5YrNr1YrB 3136FTFT1 FNMA 5YrNc1 YrB 3135GOEM1 FNMA 3YrNc1YrB 3135GOEQ2 FNMA 3YrNc3MoB 3135GOET6 FNMA 3YrNc1 YrE 3135GOFF5 FNMA 3YrNc1YrB 3135GOFF5 FNMA 3YrNc1YrB 3135GOFS7 FNMA 2YrNc1YrB 3135GOFY4 FNMA 3Yr 3136FTQJ1 FNMA 5YrNc1 YrB 3136FTiviT3 FNMA 5YrNc1YrB 3136FTMP1 FNMA 5YrNr1YrB 3135GOGC1 FNMA 3YrNc2YrE 3136FTSB6 FNMA 5YrNc1 YrB 3136FTSH3 FNMA 5YrNcl YrB 3136FTTQ2 FNMA 5YrNc1YrB 3135GOGM9 FNMA 3YrNc2YrE 3135GOGM9 FNMA 3YrNc2YrE 3136FTVW6 FNMA 5YrNc1YrB 3136FTYTO FNMA 3YrNc61vloB 3136FTZT9 FNMA 3YrNc6MoB 3136FTZP7 FNMA 5YrNc1YrB 3136FTB65 FNMA 5YrNc1YrB 3136FTL23 FNMA 3YrNc1YrE 3136FTX38 FNMA 3YrNc6MoB 3136FTW62 FNMA 5YrNc1YrB 3136FT2DO FNMA 5YrNc1YrB 3136FT2K4 FNMA 5YrNc1YrB 3135GOHX4 FNMA 3YrNc6MoB 3136FT2K4 FNMA 5YrNc1YrB 3136FT2K4 FNMA 5YrNc1YrB 3135GO)BO FNMA 3YrNc1YrB 3135GOHG1 FNMA 3Yr 3135GOBR3 FNMA 1.4Yr 3135GOJJ3 FNMA 3YrNc1YrB 3136GOAV3 FNMA 3YrNc6MoB 3136GOAQ4 FNMA 3YrNc6MoB 3135GO)U8 FNMA 3YrNc1YrB 3135GOKD4 FNMA 3YrNc1YrE 3135GO)Tl FNMA 3YrNc6MoB 3135GO)YO FNMA 3YrNc1YrE 3135GOJG9 FNMA 2.5YrNc6MoB 3135GOKL6 FNMA 2.5YrNciYrE 3135GOKS1 FNMA 2.75YrNc1YrB 3135GOKM4 FNMA 3Yr 3135GOLG6 FNMA 3YrNc1YrE 3135GOLX9 FNMA 3YrNc6MoB 3135GOLX9 FNMA 3YrNc6MoB 3136GOMZ1 FNMA 5YrNc1YrB 3135GOLX9 FNMA 3YrNc6MoB 3135GOLX9 FNMA 3YrNc6MoB 3135GOLX9 FNMA 3YrNc6MoB 3135GOLX9 FNMA 3YrNc6MoB FHLB DISC NOTES 313384C80 FHLB DISC NOTE 313384F61 FHLB DISC NOTE 313384M71 FHLB DISC NOTE 313385BD7 FHLB DISC NOTE 313385GP5 FHLB DISC NOTE 313385HA7 FHLB DISC NOTE . · • ·. · • · rS:li\!iiX'i, · FHLBBONDS 3133XVNT4 FHLB 3Yr 3133XXTU1 FHLB 2.25Yr 3133XYH DO FH LB 313370TA6 FHLB 3Yr 313370TB4 FHLB 3Yr 313371PM2 FHLB2.6Yr 313371UC8 FHLB 3.2Yr 313372KE3 FHLB 4Yr 3133XYVC6 FHLB 5Yr 3133XWKVO FHLB 3Yr 3133736HO FHLB 2.5Yr 313373A51 FHLB 3Yr 313373CZ3 FHLB 3Yr 313373F98 FHLB 2.25Yr 313373)R4 FHLB 3Yr 313373RC8 FHLB 3.25Yr 313373537 FHLB 2.25Yr 313374EV8 FHLB 2YrNc1YrB 313374FU9 FHLB 3Yr 09/14/2016 09/21/2016 08/28/2014 10/17(2014 10/17/2014 10/30/2012 08/28/2014 10/26/2016 10/26/2016 11/09/2016 11(07/2014 11/07/2014 11/07(2014 11/14/2014 11/14/2014 11/21/2013 12/19/2014 11/21/2016 11/21/2016 11/23/2016 12/05/2014 12/07/2016 12/20/2016 12/28/2016 12/23/2014 12/23/2014 12/28/2016 01/30/2015 01/30/2015 01/30/2017 01/30/2017 02/13/2015 03/13/2015 03/08/2017 03/22/2017 03/20/2017 03/13/2015 03/20/2017 03/20/2017 03/13/2015 03(16/2015 08/09/2013 03/26/2015 07/17/2015 03/27/2015 04/17/2015 04/24/2015 04/23/2015 04/23/2015 09/26/2014 10/30/2014 02/10/2015 05/27/2015 05/29/2015 06/26/2015 06/26/2015 06/28/2017 06/26/2015 06/26/2015 06/26/2015 06 26 2015 1.125 1.000 .650 .700 .700 .500 .650 1.250 1.000 1.500 1.000 1.000 .900 1.000 1.000 .600 .750 1.625 1.146 1.000 .650 .700 .700 .228 .650 1.250 1.006 1.500 1.000 1.000 .900 1.000 1.000 .600 .728 1.625 1.125 1.125 1.125 1.125 .850 .850 1.000 1.000 1.250 1.250 1.500 1.500 .825 .825 .825 .825 1.125 1.125 .500 .500 .375 .375 1.000 1.000 1.000 1.000 .300 .300 .600 .600 1.000 1.000 1.000 1.000 1.100 1.100 .700 .700 1.100 1.104 1.100 1.100 .700 .700 .375 550 500 .330 .700 .725 .850 .850 .750 .750 .750 .750 .750 .750 .760 .777 .700 .700 .520 .532 .500 .500 .560 .560 .500 .533 .650 .660 .700 .700 .700 .700 .750 .750 .700 .700 .700 .700 .700 .700 .700 .703 5,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 20,000,000.00 5,000,000.00 10,000,000.00 5,000,000.00 12,685,000.00 10,000,000.00 10,000,000.00 10,000,000.00 5,000,000.00 10,000,000.00 5,000,000.00 10,000,000.00 5,000,000.00 5,000,000.00 12,000,000.00 5,000,000.00 5,000,000.00 10,000,000.00 10,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 10,000,000.00 5,000,000.00 4,740,000.00 5,425,000.00 10,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 5,600,000.00 5,000,000.00 5,000,000.00 4,400,000.00 5,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 10,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 10,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 10,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 10,000,000.00 15 000 000.00 4,995,000.00 5,000,000.00 5,000,000 00 5,000,000.00 5,000,000.00 20,059,800.00 5,000,000.00 10,000,000.00 4,998,500.00 12,685,000.00 10,000,000.00 10,000,000.00 10,000,000.00 5,000,000.00 10,000,000.00 5,000,000.00 10,006,700.00 5,000,000.00 5,000,000.00 12,000,000.00 5,000,000.00 5,000,000.00 10,000,000.00 10,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 10,000,000.00 5,000,000.00 4,740,000.00 5,425,000.00 10,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 5,600,000.00 5,000,000.00 4,999,000.00 4,400,000.00 5,000,000.00 4,973,800.00 5,011,850.00 4,996,250.00 10,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 4,997,500.00 5,000,000.00 4,998,500.00 10,000,000.00 5,000,000.00 4,995,000.00 4,998,500.00 10,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 10,000,000.00 14 998 500.00 08/21/2012 .200 .200 30,000,000.00 29,939,500.00 09(12/2012 .170 10/31/2012 .170 01/28/2013 .140 06(07(2013 .200 06{18/2013 .200 12/14/2012 07/12/2012 06/14/2013 08/28/2013 07/29/2013 06/26/2013 12/27/2013 02/04/2015 06/18/2015 03/14/2014 09/26/2013 04/29/2014 05/27/2014 08/15/2013 05/28/2014 07/30/2014 08/28/2013 06/28/2013 07(07(2014 1.750 1.260 1.625 .875 .850 500 .875 .406 .968 2.375 1.000 1.350 1.500 1.000 1.375 1.250 .750 .600 .910 .170 10,000,000.00 9,982,811.11 .170 50,000,000.00 49,914,291.67 .140 25,000,000.00 24,964,805.56 .200 50,000,000.00 49,898,888.89 ,;i: ;;~:0\Tii\~Zl~:::::::.. ~::::~:~:~i 1.612 1.260 1.198 .851 .840 590 .934 .406 .356 1.404 1.000 1.350 1.500 1.000 1.419 1.250 .671 .600 .910 5,000,000.00 5,000,000.00 15,000,000.00 5,000,000.00 5,000,000.00 10,000,000.00 10,000,000.00 15,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 10,000,000.00 5,000,000.00 7,500,000.00 10,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 10,000,000.00 5,020,050.00 5,000,000.00 15,185,100.00 5,003,500.00 5,001,442.61 9,976,500.00 9,982,000.00 15,000,000.00 5,091,325.00 5,140,200.00 5,000,000.00 10,000,000.00 5,000,000.00 7,500,000.00 9,986,700.00 5,000,000.00 5,008,850.00 5,000,000.00 10,000,000.00 RIVERISIDE COUNTY 1REASURER-TAX COLLECTOR 20 100.187500 100.187500 100.062500 100.000000 100.000000 100.125000 100.062500 100.281250 100.187500 100.468750 100.187500 100.187500 100.187500 100.187500 100.187500 100.062500 100.718750 100.375000 100.250000 100.281250 100.375000 100.156250 100.375000 100.437500 100.343750 100.343750 100.375000 100.031250 100.000000 100.437500 100.593750 100.000000 100.093750 100.156250 100.375000 100.562500 100.093750 100.562500 100.562500 100.093750 99.718750 100.250000 100.343750 100.156250 100.093750 100.187500 100.000000 100.125000 100.156250 100.093750 99.812500 99.906250 99.937500 99.906250 100.125000 100.125000 99.906250 100.125000 100.125000 100.125000 100.125000 1tl!l.336I!3S 99.994333 99.985806 99.966111 99.917944 99.812500 99.812500 . 99JI989_l7- 100.687500 100.031250 101.281250 100.656250 100.625000 100.218750 100.781250 100.250000 101.531250 103.406250 100.875000 101.750000 102.093750 100.812500 102.031250 101.718750 100.531250 100.062500 101.031250 5,009,375.00 5,009,375.00 5,003,125.00 5,000,000.00 5,000,000.00 20,025,000.00 5,003,125.00 10,028,125.00 5,009,375.00 12,744,460.94 10,018,750.00 10,018,750.00 10,018,750.00 5,009,375.00 10,018,750.00 5,003,125.00 10,071,875.00 5,018,750.00 5,012,500.00 12,033,750.00 5,018,750.00 5,007,812.50 10,037,500.00 10,043,750.00 5,017,187.50 5,017,187.50 5,018,750.00 10,003,125.00 5,000,000.00 4,760,737.50 5,457,210.94 10,000,000.00 5,004,687.50 5,007,812.50 5,018,750.00 5,631,500.00 5,004,687.50 5,028,125.00 4,424,750.00 5,004,687.50 4,985,937.50 5,012,500.00 5,017,187.50 10,015,625.00 5,004,687.50 5,009,375.00 5,000,000.00 5,006,250.00 5,007,812.50 5,004,687.50 9,981,250.00 4,995,31250 4,996,875.00 4,995,312.50 10,012,500.00 5,006,250.00 4,995,312.50 5,006,250.00 5,006,250.00 10,012,500.00 15 018 750.00 14,375.00 9,375.00 3,125.00 (34,800.00) 3,125.00 28,125.00 10,875.00 59,460.94 18,750.00 18,750.00 18,750.00 9,375.00 18,750.00 3,125.00 65,175.00 18,750.00 12,500.00 33,750.00 18,750.00 7,81250 37,500.00 43,750.00 17,187.50 17,187.50 18,750.00 3,125.00 20,737.50 32,210.94 4,68750 7,812.50 18,750.00 31,500.00 4,68750 29,125.00 24,750.00 4,687.50 12,137.50 650.00 20,937.50 15,625.00 4,687.50 9,375.00 8,750.00 7,812.50 6,187.50 (18,750.00) (4,687.50) 1,875.00 (3,187.50) 12,500.00 6,250.00 (4,687.50) 6,250.00 6,250.00 12,500.00 20250.00 4.083 4.211 4.116 4.230 2.138 2.162 2.272 2.299 2.272 2.299 .334 .334 2.138 2.162 4.186 4.326 4.212 4.326 4.195 4.364 2.316 2.356 2.316 2.356 2.320 2.356 2.336 2.375 2.336 2.375 1.383 1.395 2.442 2.471 4.215 4.397 4.268 4.397 4.274 4.403 2.399 2.433 4.326 4.441 4.335 4.477 4.330 4.499 2.450 2.482 2.450 2.482 4.370 4.499 2.558 2.586 2.565 2586 4.451 4.589 4.451 4.589 2.604 2.625 2.672 2.701 4.556 4.690 4594 4.729 4.576 4.723 2.667 2.701 4.576 4.723 4.576 4.723 2.667 2.701 2.690 2.710 1.103 1.110 2.703 2.737 2.990 3.047 2.704 2.740 2.759 2.797 2.778 2.816 2.775 2.814 2.778 2.814 2.220 2.241 2.315 2.334 2.586 2.616 2.882 2.907 2.880 2.912 2.953 2.989 2.953 2.989 4.893 4.997 2.953 2.989 2.953 2.989 2.953 2.989 2.952 2.989 : '2J!tl6 . . " . ,, i 2.35!0 29,998,300.00 58,800.00 .142 .142 .203 .337 .581 .937 .967 9,998,58056 15,769.45 .202 49,983,055.56 68,763.89 .336 24,979,486.11 14,680.55 .580 49,906,250.00 7,361.11 .934 49,906,250.00 7,361.11 .965 5,034,375.00 5,001,56250 15,192,187.50 5,032,812.50 5,031,250.00 10,021,875.00 10,078,125.00 15,037,500.00 5,076,56250 5,170,31250 5,043,750.00 10,175,000.00 5,104,68750 7,560,937.50 10,203,125.00 5,085,93750 5,026,562.50 5,003,125.00 10,103,125.00 14,325.00 1,56250 7,08750 29,31250 29,807.39 45,375.00 %,125.00 37,500.00 (14,762.50) 30,112.50 43,750.00 175,000.00 104,687.50 60,937.50 216,425.00 85,93750 17,712.50 3,125.00 103,125.00 .454 .033 .946 1.150 1.070 .985 1.478 2583 2.931 1.659 1.225 1.798 1.872 1.112 1.877 2.040 1.152 .990 1.988 .458 .033 .956 1.162 1.079 .989 1.493 2.600 2.967 1.704 1.241 1.830 1.907 1.126 1.910 2.082 1.162 .995 2.019 9 Month End Portfolio Holdings 1\faturity Matunty Par Book Market !\-farket Unrealized Modifted Years To CUSIP Description Date Coupon To Mat Value \i alue Price Value Gain/Loss Duration Maturity 313374N63 FHLB 2Yr 313374YBO FHLB IYr 313374Y61 FHLB 2Yr 3133XYIVB7 FHLB 1.75Yr 3133756E2 FHLB 1Yr 3133756E2 FHLB 1Yr 313375AHO FH LB 1Yr 313375BN6 FH LB 1 Yr 313374UA6 FHLB liMo 313375FN2 FHLB1Yr 313374VY3 FHLB 1.5Yr 313375C70 FHLB1Yr 313375RP4 FHLB 1Yr 313374VY3 FHLB 1.2Yr 313374VY3 FHLB 1.2Yr 313375UIV5 FHLB 5YrNc3MoB 313375XH5 FHLB 1Yr 313374VY3 FHLB 1.2Yr 313375X51 FHLB 1Yr 313375R33 FHLB 1YrNc3MoE 3133767C3 FHLB 1Yr 313376A47 FHLB 2Yr 313376BU8 FHLB 1Yr 313376CIV3 FHLB 1.5Yr 313376CIV3 FHLB 1.5Yr 313376CIV3 FHLB 1.5Yr 3133760\V2 FHLB 1Yr 313376CIV3 FHLB 1.5Yr 313376CIV3 FHLB 1.5Yr 313376CIV3 FHLB 1.5Yr 3133760E2 FHLB 1.5Yr 313376085 FHLB 18Mo 313376GK5 FHLB 1.5Yr 313376C86 FHLB 1.5Yr 313376JE6 FHLB 1.5Yr 313376)08 FHLB 1Yr 313376)55 FHLB 1.5Yr 313376JY2 FHLB 1.5Yr 313376)55 FHLB 1.5Yr 313376)08 FHLB 1Yr 313376K)3 FHLB 18Mo 313376)08 FHLB 1Yr 313376)08 FHLB 1Yr 313376Kj3 FHLB 18Mo 313376GT6 FHLB 1.5Yr 313376GT6 FHLB 1.5Yr 313376)08 FHLB 1Yr 313376)08 FHLB 1Yr 313376Kj3 FHLB 1.5Yr 313376)08 FHLB 1Yr 313376Kj3 FH LB 1.5Yr 313376LR4 FHLB 1Yr 313376G58 FHLB 1Yr 313376G66 FHLB 13Mo 313374VY3 FHLB 13Mo 313376GT6 FHLB 1.5Yr 313376LIV3 FHLB 1Yr 313375QX8 FHLB 9Mo 313376BE4 FHLB 9Mo 313376KL8 FHLB l.5Yr 313376MAO FHLB 13MoNc9MoE 313375Fj1 FH LB 8Mo 313375FJ1 FHLB 8Mo 313376MP7 FHLB 1Yr '313376036 FHLB 1.5Yr 313376MP7 FH LB 1 Yr 313376MP7 FHLB 1Yr 313376P58 FHLB 1.5Yr 313376MZ5 FHLB 1Yr 313376)55 FH LB 1.5Yr 313376A96 FHLB 1.5Yr 313376QN8 FHLB 1YrNc9MoE 313376QN8 FHLB 1YrNc9MoE 313376RHO FHLB 1.25Yr 313376UFO FHLB 2Yr 313376VB8 FHLB 2Yr 313376UY9 FHLB 1.5Yr 313376VS1 FHLB l3MoNc9MoE 313376U78 FHLB 1Yr 313376TQ8 FHLB 1Yr 313376\VM3 FHLB lYr 313376VB8 FHLB 1.5Yr 313376\VM3 FHLB 1Yr 313376550 FHLB 1.75YrNc9MoB 313376XA8 FHLB lYr 313376UY9 FHLB 1.5Yr 313378464 FHLB 1Yr 313376UY9 FHLB 1.5Yr 3133784T5 FHLB 1.5Yr 313376VB8 FHLB 1.5Yr 05/30/2013 07/25/2012 08/28/2013 08/22/2012 08/24/2012 08/24/2012 08/08/2012 08/16/2012 07/16/2012 09/14/2012 01/29/2013 08/22/2012 09/19/2012 01/29/2013 01/29/2013 10/20/2016 10/24/2012 01/29/2013 10/24/2012 10/03/2012 11/07/2012 11/29/2013 11/15/2012 05/21/2013 05/21/2013 05/21/2013 11/29/2012 05/21/2013 05/21/2013 05/21/2013 05/28/2013 05/16/2013 06/03/2013 05/07/2013 05/30/2013 01/11/2013 07/09/2013 06/19/2013 07/09/2013 01/11/2013 06/21/2013 01/11/2013 01/11/2013 06/21/2013 05/30/2013 05/30/2013 01/11/2013 01/11/2013 06/21/2013 01/11/2013 06/21/2013 12/13/2012 12/28/2012 12/21/2012 01/29/2013 05/30/2013 01/04/2013 09/26/2012 09/10/2012 06/21/2013 01/08/2013 08/24/2012 08/24/2012 01/03/2013 05/16/2013 01/03/2013 01/03/2013 06/28/2013 01/18/2013 07/09/2013 05/03/2013 OJ /18/2013 01/18/2013 04/12/2013 01/29/2014 07/30/2013 08/05/2013 02/20/2013 02/01/2013 02/06/2013 02/08/2013 07/30/2013 02/08/2013 10/25/2013 02/15/2013 08/05/2013 02/08/2013 08/05/2013 08/09/2013 07/30/2013 .500 .250 .500 .875 .310 .310 .125 .200 .260 .240 .375 .160 .125 .375 .375 1.000 .230 .375 .220 .350 .200 .450 .200 .340 .340 .340 .200 .340 .340 .340 .310 .340 .320 .300 .375 .210 .375 .400 .375 .210 .400 .210 .210 .400 .350 .350 .210 .210 .400 .210 .400 .200 .200 .190 .375 .350 .200 .240 .140 .400 .250 .220 .220 .210 .300 .210 .210 .350 .200 .375 .370 .300 .300 .240 .375 .250 .250 .200 .180 .170 .170 .250 .170 .550 .170 .250 .170 .250 .250 .250 RIVERISIDE COUNTY 1REASURER-TAX COLLECTOR .500 274 .567 .311 .310 .259 .241 .200 .183 .240 .250 .203 .215 .315 .310 1.010 .259 .315 .220 .350 .203 .470 .213 .343 .343 .340 .203 .340 .340 .340 .310 .340 .320 .340 .375 .249 .375 .400 .375 .244 .400 .239 .214 .380 .344 .344 .229 .210 .348 .215 .371 .208 .203 .198 .203 .330 .200 .153 .143 .361 .250 .147 .147 .210 .290 .204 .204 .350 .203 .350 .293 .300 .300 .243 .375 .268 .250 .200 .180 .183 .183 .288 .165 .508 .173 .285 .170 .250 .250 .266 10,000,000.00 10,000,000.00 10,000,000.00 10,000,000.00 20,000,000.00 16,700,000.00 9,000,000.00 10,000,000.00 5,040,000.00 30,000,000.00 5,000,000.00 10,000,000.00 5,000,000.00 20,000,000.00 7,750,000.00 3,571,428.57 20,000,000.00 10,000,000.00 15,000,000.00 2,800,000.00 5,000,000.00 5,000,000.00 20,000,000.00 10,000,000.00 10,000,000.00 15,000,000.00 5,000,000.00 15,000,000.00 10,000,000.00 5,000,000.00 15,000,000.00 15,000,000.00 15,000,000.00 10,000,000.00 15,000,000.00 25,000,000.00 10,000,000.00 10,000,000.00 10,000,000.00 10,000,000.00 10,000,000.00 10,000,000.00 5,000,000.00 10,000,000.00 15,000,000.00 15,000,000.00 10,000,000.00 10,000,000.00 15,000,000.00 15,000,000.00 8,000,000.00 10,000,000.00 10,000,000.00 10,000,000.00 10,355,000.00 5,000,000.00 25,000,000.00 18,000,000.00 7,000,000.00 10,000,000.00 15,000,000.00 10,000,000.00 15,000,000.00 10,000,000.00 10,000,000.00 5,000,000.00 5,000,000.00 10,000,000.00 10,000,000.00 10,085,000.00 10,000,000.00 10,000,000.00 10,000,000.00 10,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 2,000,000.00 10,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 21 10,000,000.00 9,997,573.00 9,986,100.00 10,059,900.00 20,000,000.00 16,708,491.95 8,989,650.00 10,000,000.00 5,043,528.00 30,000,000.00 5,008,800.00 9,995,800.00 4,995,500.00 20,015,866.20 7,756,634.00 3,569,642.86 19,994,200.00 10,007,870.00 15,000,000.00 2,800,000.00 4, 999,830.00 4,997,944.55 19,997,400.00 9,999,500.00 9,999,500.00 i5,ooo,ooo.oo 4,999,850.00 15,000,000.00 10,000,000.00 5,000,000.00 15,000,000.00 15,000,000.00 15,000,000.00 9,994,300.00 15,000,000.00 24,989,425.00 10,000,000.00 10,000,000.00 10,000,000.00 9, 996,359.34 10,000,000.00 9,996,900.00 4,999,800.00 10,002,988.60 15,001,381.80 15,001,350.00 9,998,000.00 10,000,000.00 15,011,550.00 14,999,250.00 8,003,520.00 9,999,200.00 9,999,700.00 9,999,168.10 10,375,399.35 5,001,450.00 25,000,000.00 18,012,582.00 6,999,839.00 10,005,900.00 15,000,000.00 10,005,140.00 15,007,710.00 10,000,000.00 10,001,400.00 5,000,330.00 5,000,330.00 10,000,000.00 9,999,670.00 10,088,810.82 10,010,200.00 10,000,000.00 10,000,000.00 9,999,629.90 5,000,000.00 4,998,690.00 5,000,000.00 5,000,000.00 5,000,000.00 4,999,350.00 4,999,355.00 4,997,191.10 5,000,250.00 2,001,460.00 9,999,700.00 4,997,372.74 5,000,000.00 5,000,000.00 5,000,000.00 4,998,800.00 100.218750 100.000000 100.250000 100.093750 100.031250 100.031250 100.000000 100.000000 100.000000 100.031250 100.062500 100.000000 100.000000 100.062500 100.062500 100.031250 100.031250 100.062500 100.031250 100.062500 100.031250 100.156250 100.031250 100.062500 100.062500 100.062500 100.031250 100.062500 100.062500 100.062500 100.062500 100.062500 100.062500 100.031250 100.093750 100.000000 100.093750 100.093750 100.093750 100.000000 100.093750 100.000000 100.000000 100.093750 100.093750 100.093750 100.000000 100.000000 100.093750 100.000000 100.093750 100.000000 100.000000 100.000000 100.062500 100.093750 100.000000 100.031250 100.000000 100.125000 100.000000 100.000000 100.000000 100.000000 100.031250 100.000000 100.000000 100.093750 99.968750 100.093750 100.093750 100.031250 100.031250 99.968750 100.031250 99.968750 99.968750 99.968750 99.937500 99.937500 99.937500 99.968750 99.937500 100.062500 99.937500 99.968750 99.937500 99.968750 99.968750 99.968750 10,021,875.00 10,000,000.00 10,025,000.00 10,009,375.00 20,006,250.00 16,705,218.75 9,000,000.00 10,000,000.00 5,040,000.00 30,009,375.00 5,003,125.00 10,000,000.00 5,000,000.00 20,012,500.00 7,754,843.75 3,572,544.64 20,006,250.00 10,006,250.00 15,004,687.50 2,801,750.00 5,001,562.50 5,007,812.50 20,006,250.00 10,006,250.00 10,006,250.00 15,009,375.00 5,001,562.50 15,009,375.00 10,006,250.00 5,003,125.00 15,009,375.00 15,009,375.00 15,009,375.00 10,003,125.00 15,014,062.50 25,000,000.00 10,009,375.00 10,009,375.00 10,009,375.00 10,000,000.00 10,009,375.00 10,000,000.00 5,000,000.00 10,009,375.00 15,014,062.50 15,014,062.50 10,000,000.00 10,000,000.00 15,014,062.50 15,000,000.00 8,007,500.00 10,000,000.00 10,000,000.00 10,000,000.00 10,361,471.88 5,004,687.50 25,000,000.00 18,005,625.00 7,000,000.00 10,012,500.00 15,000,000.00 10,000,000.00 15,000,000.00 10,000,000.00 10,003,125.00 5,000,000.00 5,000,000.00 10,009,375.00 9,996,875.00 10,094,454.69 10,009,375.00 10,003,125.00 10,003,125.00 9, 996,875.00 5,001,562.50 4,998,437.50 4,998,437.50 4, 998,437.50 4,996,875.00 4,996,875.00 4,996,875.00 4,998,437.50 4,996,875.00 2,001,250.00 9,993,750.00 4,998,437.50 4,996,875.00 4,998,437.50 4,998,437.50 4,998,437.50 21,875.00 2,427.00 38,900.00 (50,525.00) 6,250.00 (3,273.20) 10,350.00 (3,528.00) 9,375.00 (5,675.00) 4,200.00 4,500.00 (3,366.20) (1,790.25) 2,901.78 12,050.00 (1,620.00) 4,687.50 1,750.00 1,732.50 9,867.95 8,850.00 6,750.00 6,750.00 9,375.00 1,712.50 9,375.00 6,250.00 3,125.00 9,375.00 9,375.00 9,375.00 8,825.00 14,062.50 10,575.00 9,375.00 9,375.00 9,375.00 3,640.66 9,375.00 3,100.00 200.00 6,386.40 12,680.70 12,712.50 2,000.00 2,512.50 750.00 3,980.00 800.00 300.00 831.90 (13,927.48) 3,237.50 (6,957.00) 161.00 6,600.00 (5,140.00) (7,710.00) 1,725.00 (330.00) (330.00) 9,375.00 (2,795.00) 5,643.87 (825.00) 3,125.00 3,125.00 (2,754.90) 1,562.50 (25250) (1,562.50) (1,562.50) (3,125.00) (2,475.00) (2,480.00) 1,246.40 (3,375.00) (210.00) (5,950.00) 1,064.76 (3,125.00) (1,562.50) (1,562.50) (362.50) .913 068 1.154 .145 .150 .150 .107 .129 .044 .208 .579 .145 .222 .579 .579 4.196 .317 .579 .317 .260 .356 1.407 .377 .889 .889 .889 .416 .889 .889 .889 .909 .875 .923 .851 .914 .529 1.022 .967 1.022 .529 .972 .529 .529 .972 .914 .914 .529 .529 .972 .529 .972 .454 .495 .476 .579 .914 .510 .241 .197 .972 .521 .150 .150 .507 .876 .507 .507 .992 .549 1.022 .840 .548 .548 .782 1.572 1.080 1.095 .638 .585 .599 .605 1.080 .605 1.312 .624 1.095 .605 1.095 1.105 1.080 .915 .068 1.162 .145 .151 .151 .107 .129 .044 .208 .584 .145 .222 .584 .584 4.310 .318 .584 .318 .260 .356 1.416 .378 .890 .890 .890 .416 .890 .890 .890 .910 .877 .926 .852 .915 .534 1.025 .970 1.025 .534 .975 .534 .534 .975 .915 .915 .534 .534 .975 .534 .975 .455 .496 .477 .584 .915 .515 .241 .197 .975 526 .151 .151 .512 .877 512 .512 .995 .553 1.025 .841 .553 .553 .784 1.584 1.082 1.099 .644 .592 .605 .611 1.082 .611 1.321 .630 1.099 .6ll 1.099 1.110 1.082 10 Month End Portfolio Holdings Maturity Maturity Par Book Market I\farket Unrealized Modified Years To CUSIP Description Date Coupon To Mat \~alue Value Price Value GainfLoss Duration l\Iaturity 313378457 FHLB 1Yr 3133784Y4 FHLB 5YrNc1MoB 313378AC5 FHLB 3Yr 313378CE9 FHLB 1.2Yr 313378B59 FHLB 1Yr 313378BT7 FHLB 1Yr 313378CP4 FHLB 1YrNc6MoE 313378CP4 FHLB 1YrNc6MoE 313378ED9 FHLB 1.5Yr 313378301 FHLB 2YrNc 313378H79 FHLB 1.5Yr 313376ZQ1 FHLB 3Yr 313378)51 FHLB 2YrNc6MB 313378KU4 FHLB 2.5YrNc6MoB 313378KU4 FHLB 2.5YrNc6MoB 313378ED9 FHLB 1.5Yr 313378JN2 FHLB 1Yr 313378JN2 FHLB 1Yr 313376ZQ1 FHLB 3Yr 313378P70 FHLB 5YrNc3MoB 313376YC3 FHLB 1Yr 313378LW9 FHLB 1.5Yr 313378QE4 FHLB 2YrNc1YrA 313378FY2 FHLB 2.25Yr 313376TZ8 FHLB 1Yr 313378BF7 FHLB 1Yr 313378JN2 FHLB 1Yr 313378TF8 FHLB 1Yr 313378TT8 FHLB 1.5Yr 313378U58 FHLB 3Yr 313376XWO FHLB 1.3Yr 313378URO FHLB 5YrNc3MoB 313376DE2 FHLB 1.5Yr 313378KJ9 FHLB 1Yr 313378X30 FHLB 1Yr 313378YL9 FHLB 1.5Yr 313378YN5 FHLB 1YrNc9MoE 313378YX3 FHLB 1.5Yr 313378LH2 FHLB 1.5Yr 3133782U8 FHLB 1Yr 313378Zj3 FHLB 5YrNc3MoB 313378XSS FHLB 3YrNc2YrE 313376T28 FHLB 1Yr 3J3379A90 FHLB 1Yr 313379A66 FHLB 1Yr 313379A66 FHLB 1Yr 313379A82 FHLB 1YrNc9MoE 313379A82 FHLB 1YrNc9MoE 313379A82 FHLB 1YrNc9MoE 313379A82 FHLB 1YrNc9MoE 313379AK5 FHLB 2Yr 3133796L8 FHLB 1.5Yr 313379BN8 FHLB 2YrNc1 MoB 313379BQ1 FHLB 18MoNc1MoB 313376D36 FHLB 1Yr 313379C23 FHLB 5YrNc3MoB 313378F71 FHLB 9Mo 313378BT7 FHLB 9Mo 313379EF2 FHLB 2YrNc1 MoB 3133796L8 FHLB 18Mo 313379821 FHLB 1Yr 313379B21 FHLB 12Mo 313379GB9 FHLB 1.5YrNc6MoB 313379FL8 FHLB 2Yr 313379FKO FHLB 18Mo 313379HC6 FHLB 2YrNc1 MoB 313379G37 FHLB 1Yr 313379FL8 FHLB 2Yr 313379JJ9 FHLB 1YrNc6MoE 313379JD2 FHLB 1YrNc9MoE 313379PX1 FHLB 1Yr 313379QW2 FHLB 1Yr 313379RU5 FHLB 1YrNc3MoB 313379Q85 FHLB 1Yr 313379LN7 FHLB 1YrNc1MoB 313379GP8 FHLB 1YrNcl MoB 3135GOLX9 FHLB 3YrNc6MoB 3135GOLX9 FHLB 3YrNc6MoB 313313809 313313BA5 313313BX5 313313BX5 313313CQ9 313313CQ9 313313CH9 FFCB DISC NOTE FFCB DISC NOTE FFCB DISC NOTE FFCB DISC NOTE FFCB DISC NOTE FFCB DISC NOTE FFCB DISC NOTE 02/11/2013 02/28/2017 05/22/2015 05/07(2013 02/28/2013 02/15/2013 02/28/2013 02/28/2013 09/09/2013 02/13/2014 09/09/2013 03/13/2015 03/05/2014 09/12/2014 09/12/2014 09/09/2013 03/05/2013 03/05/2013 03/13/2015 04/11/2017 02/06/2013 09(12/2013 03/28/2014 05/30/2014 02/27/2013 02/28/2013 03/05/2013 03/27/2013 10/09/2013 05/04/2015 05/10/2013 04/20/2017 05/28/2013 04/05/2013 04/16/2013 10/11/2013 05/07/2013 10/15/2013 09/16/2013 04/18/2013 04/27/2017 04/30/2015 02/27(2013 05/03/2013 05/03/2013 05/03/2013 05/22/2013 05/22/2013 05/22/2013 05/22/2013 04/30/2014 12/03/2013 05/15/2014 11/22/2013 05/16/2013 05/24/2017 02/22/2013 02/15/2013 05/22/2014 12/03/2013 05(17(2013 05(17 /2013 11/26/2013 05/19/2014 11/15/2013 05/23/2014 05/17/2013 05(19/2014 06/14/2013 06/13/2013 05/29/2013 06/14/2013 07/05/2013 06/04/2013 06(17(2013 06/10/2013 06/26/2015 06/26/2015 07 01 2013 .170 .170 1.000 1.000 .500 .500 .260 .260 .190 .219 .190 219 .250 .250 .250 .250 .310 .310 .300 .379 .300 .300 .375 .551 .430 .430 .500 .500 .500 .500 .310 291 .125 .228 .125 .213 .375 .689 1.125 1.125 .150 .250 .280 .348 .500 .500 .375 .468 .170 .240 .180 .240 .125 .254 .250 .258 .400 .400 .700 .700 .200 .268 1.125 1.125 .310 .262 .230 .243 .250 .250 .350 .350 .280 .280 .350 .350 .280 .310 .230 .253 1.000 1.000 .650 .650 .170 .204 .230 .230 .220 .233 .220 .233 .250 .250 .250 .250 .250 .250 .250 .250 .340 .340 .290 .290 .450 .450 .350 .350 .300 .233 1.000 1.000 .190 .190 .190 .204 .400 .400 .290 .300 .220 .233 .220 .233 .330 .330 .350 .350 .300 .302 .420 .420 .230 .235 .350 .350 .290 .290 .280 .280 .240 .240 .240 .240 .300 .300 .230 .233 .310 .310 .300 .300 .700 .700 .700 .700 .250 .284 01/28/2013 .140 .140 01/25/2013 .200 .200 02/15/2013 .180 .180 02/15/2013 .190 .190 03/04/2013 .190 .190 03/04/2013 .190 .190 02/25/2013 .180 .180 03 04 2013 .190 .190 RIVERISIDE COUNTY TREASURER-TAX COLLECTOR 5,000,000.00 5,000,000.00 99.937500 5,000,000.00 5,000,000.00 100.062500 5,000,000.00 5,000,000.00 99.906250 15,000,000.00 15,000,000.00 100.000000 5,000,000.00 4,998,550.00 99.9375QO 5,000,000.00 4,998,550.00 99.968750 15,000,000.00 15,000,000.00 100.000000 20,000,000.00 20,000,000.00 100.000000 10,000,000.00 10,000,000.00 100.031250 5,000,000.00 4,992,300.00 99.906250 5,000,000.00 5,000,000.00 100.000000 5,000,000.00 4,973,550.00 99.625000 5,000,000.00 5,000,000.00 100.000000 5,000,000.00 5,000,000.00 100.062500 5,000,000.00 5,000,000.00 100.062500 5,000,000.00 5,001,450.00 100.031250 5,000,000.00 4,994,955.00 99.906250 5,000,000.00 4,995,700.00 99.906250 5,000,000.00 4,953,525.00 99.625000 5,000,000.00 5,000,000.00 100.031250 10,000,000.00 9,991,100.00 99.937500 5,000,000.00 4,994,950.00 99.968750 5,000,000.00 5,000,000.00 100.218750 5,000,000.00 4,990,014.15 99.968750 9,900,000.00 9,893,565.00 99.937500 10,000,000.00 9,994,400.00 99.937500 5,000,000.00 4,993,850.00 99.906250 10,000,000.00 9,999,164.00 100.000000 15,000,000.00 15,000,000.00 100.125000 15,000,000.00 15,000,000.00 100.468750 20,000,000.00 19,985,000.00 99.937500 5,000,000.00 5,000,000.00 100.031250 14,500,000.00 14,507,830.00 100.062500 5,000,000.00 4,999,350.00 99.968750 5,000,000.00 5,000,000.00 100.000000 5,000,000.00 5,000,000.00 100.062500 10,000,000.00 10,000,000.00 99.968750 5,000,000.00 5,000,000.00 100.062500 5,000,000.00 4,997,850.00 99.968750 5,000,000.00 4,998,850.00 99.%8750 IJ,750,000.00 11,750,000.00 100.062500 5,000,000.00 5,000,000.00 100.281250 7,000,000.00 6,997,970.00 99.937500 5,000,000.00 5,000,000.00 99.968750 10,000,000.00 9,998,680.00 99.968750 5,000,000.00 4,999,340.00 99.968750 5,000,000.00 5,000,000.00 100.000000 5,000,000.00 5,000,000.00 100.000000 10,000,000.00 10,000,000.00 100.000000 5,000,000.00 5,000,000.00 100.000000 5,000,000.00 5,000,000.00 99.937500 10,000,000.00 10,000,000.00 99.937500 5,000,000.00 5,000,000.00 99.937500 5,000,000.00 5,000,000.00 99.937500 10,000,000.00 10,006,980.00 100.031250 12,800,000.00 12,800,000.00 100.093750 15,000,000.00 15,000,000.00 99.937500 7,500,000.00 7,499,158.95 99.968750 5,000,000.00 5,000,000.00 99.906250 5,000,000.00 4,999,250.00 99.937500 20,000,000.00 19,997,400.00 99.968750 5,000,000.00 4,999,345.00 99.968750 5,000,000.00 5,000,000.00 99.937500 5,000,000.00 5,000,000.00 99.937500 5,000,000.00 4,999,850.00 99.968750 5,000,000.00 5,000,000.00 99.875000 15,000,000.00 14,999,250.00 99.968750 5,000,000.00 5,000,000.00 99.937500 30,000,000.00 30,000,000.00 99.968750 20,000,000.00 20,000,000.00 99.968750 10,000,000.00 10,000,000.00 99.968750 10,000,000.00 10,000,000.00 99.968750 5,000,000.00 5,000,000.00 99.968750 5,000,000.00 4,999,850.00 99.968750 5,000,000.00 4,999,999.97 100.000000 10,000,000.00 10,000,000.00 99.968750 5,000,000.00 5,000,000.00 100.125000 5,000,000.00 5,000,000.00 100.125000 10 000 000.00 9 996 620.00 99.968750 25,000,000.00 50,000,000.00 25,000,000.00 50,000,000.00 25,000,000.00 25,000,000.00 25,000,000.00 50 000 000.00 22 24,964,805.56 99.906250 49,913,611.11 99.906250 24,960,500.00 99.906250 49,917,930.56 99.906250 24,956,854.17 99.875000 24,956,854.17 99.875000 24,960,000.00 99.875000 49 922 944.44 99.875000 4,996,875.00 5,003,125.00 4,995,312.50 15,000,000.00 4,996,875.00 4,998,437.50 15,000,000.00 20,000,000.00 10,003,125.00 4,995,312.50 5,000,000.00 4,981,250.00 5,000,000.00 5,003,125.00 5,003,125.00 5,001,562.50 4,995,312.50 4,995,312.50 4,981,250.00 5,001,562.50 9,993,750.00 4,998,437.50 5,010,937.50 4,998,437.50 9,893,812.50 9,993,750.00 4, 995,31 2.50 10,000,000.00 15,018,750.00 15,070,312.50 19,987,500.00 5,001,562.50 14,509,062.50 4,998,437.50 5,000,000.00 5,003,125.00 9,996,875.00 5,003,125.00 4,998,437.50 4,998,437.50 11,757,343.75 5,014,062.50 6,995,625.00 4,998,437.50 9,996,875.00 4,998,437.50 5,000,000.00 5,000,000.00 10,000,000.00 5,000,000.00 4,996,875.00 9,993,750.00 4,996,875.00 4,996,875.00 10,003,125.00 12,812,000.00 14,990,625.00 7,497,656.25 4,995,312.50 4,996,875.00 19,993,750.00 4,998,437.50 4,996,875.00 4, 996,875.00 4,998,437.50 4,993,750.00 14,995,312.50 4,996,875.00 29,990,625.00 19,993,750.00 9,996,875.00 9,996,875.00 4,998,437.50 4,998,437.50 5,000,000.00 9,996,875.00 5,006,250.00 5,006,250.00 9996875.00 '1.69liR~tt. (3,125.00) 3,125.00 (4,687.50) (1,675.00) (112.50) 3,125.00 3,012.50 7,700.00 3,125.00 3,125.00 112.50 357.50 (387.50) 27,725.00 1,562.50 2,650.00 3,487.50 10,937.50 8,423.35 247.50 (650.00) 1,462.50 836.00 18,750.00 70,312.50 2,500.00 1,562.50 1,232.50 (912.50) 3,125.00 (3,125.00) 3,125.00 587.50 (412.50) 7,343.75 14,062.50 (2,345.00) (1,562.50) (1,805.00) (902.50) (3,125.00) (6,250.00) (3,125.00) (3,125.00) (3,855.00) 12,000.00 (9,375.00) (1,502.70) (4,687.50) (2,375.00) (3,650.00) (907.50) (3,125.00) (3,125.00) (1,412.50) (6,250.00) (3,937.50) (3,125.00) (9,375.00) (6,250.00) (3,125.00) (3,125.00) (1,562.50) (1,412.50) 0.03 (3,125.00) 6,250.00 6,250.00 255.00 24,976,562.50 11,756.94 49,953,125.00 39,513.89 24,976,562.50 16,062.50 49,953,125.00 35,194.44 24,968,750.00 11,895.83 24,968,750.00 11,895.83 24,968,750.00 8,750.00 49 937 500.00 14 555.56 .613 .619 4.534 4.668 2.869 2.893 .851 .852 .665 .666 .624 .630 .665 .666 .665 .666 1.188 1.195 1.612 1.625 1.188 1.195 2.678 2.701 1.671 1.679 2.182 2.203 2.182 2.203 1.188 1.195 .679 .679 .680 .679 2.676 2.701 4.631 4.784 .599 .605 1.196 1.203 1.733 1.742 1.907 1.915 .657 .663 .665 .666 .679 .679 .740 .740 1.269 1.277 2.809 2.844 .859 .860 4.655 4.808 .909 .910 .762 .764 .793 .795 1.276 1.282 .851 .852 1.287 1.293 1.209 1.214 .798 .800 4.691 4.827 2.800 2.833 .657 .663 .840 .841 .840 .841 .840 .841 .893 .893 .893 .893 .893 .893 .893 .893 1.825 1.833 1.422 1.427 1.864 1.874 1.389 1.397 .876 .877 4.766 4.901 .643 .649 .623 .630 1.885 1.893 1.422 1.427 .879 .879 .879 .879 1.402 1.408 1.878 1.885 1.371 1.378 1.887 1.896 .879 .879 1.878 1.885 .953 .956 .951 .953 .912 .912 .954 .956 1.010 1.014 .926 .929 .962 .964 .943 .945 2.953 2.989 2.953 2.989 .999 1.003 "•;'JII4' ., "'":'<993 .580 .581 .571 .573 .629 .630 .629 .630 .675 .677 .675 .677 .656 .658 .675 .677 11 Month End Portfolio Holdings Maturity 1\.latunty Par Book f\.larket Market Unrealized l\lodified Years To CUSIP Description Date Coupon ToMat Value Value Price Value GainjLoss Duration l\laturity FFCB BONDS 31331JQUO FFCB 3Yc 31331JY56 FFCB 2\'c 31331J6A6 FFCB 3Yr 31331J6A6 FFCB3Yc 31331J7AS FFCB1.5Yc 31331)7 AS FFCB 1.5Yc 31331J6A6 FFCB 3Yc 31331 KET3 FFCB 2.5Yc 31331KGN4 FFCB3Yc 31331KHV5 FFCB5Yr 31331KPC8 FFCB 2.2Yc 31331 KQU7 FFCB 1.5Yc 31331 KPD6 FFCB 2.5Yc 31331 KMM9 FFCB 1.5Yc 31331KMM9 FFCB 1.5Yr 31331 KUW8 FFCB 2.25YcNc3MoA 31331 KZJ2 FFCB 2Yr 31331KB82 FFCB 2Yr 31331 KZK9 FFCB 1.25Yc 31331KK74 FFCB3YrNc1YcA 31331KK74 FFCB3YrNc1YrA 31331 K5K2 FFCB 2Yr 3133EACJ5 FFCB 1.5YrNc3MoE 3133EADY1 FFCB 2YcNc1YrA 31331 KZFO FFCB 21MoNc1 MoA 3133EAHP6 FFCB 3Yc 3133EALT3 FFCB 1.5Yr 3133EALN6 FFCB1Yr 3133EALN6 FFCB 1Yr 3133EACJ5 FFCB 1.5YrNc3MoA 3133EACJ5 FFCB 1.5YrNc3MoA 3133EAKT4 FFCB 1.75Yr 3133EANJ3 FFCB 3Yr 3133EAPK8 FFCB 16MoNc3MoA 3133EASH2 FFCB1Yr 3133EATQ1 FFCB 1 Yr ' . '<<:~:> :~ .~· FMAC DISC NOTES 31315KZFO FMAC DISC NOTE FARMER MAC 31315PVUO 31315PVUO 31315PVUO 31315PSH3 FARMER MAC GTD FARMER MAC GTD FARMER MAC GTD FARMER MAC GTD MUNJBONDS 041042RKO ARKANSAS ST 649791EB2 STATEOFNEWYORK 677521LG9 OHIOSTATEGO 677521LH7 OHIOSTATEGO 880541QG5 STATEOFTENNESSEE 6S608UNXO OREGON STATE 68608UNZ5 OREGON STATE 56052AXC5 MAIN ST GO 5946107P6 1vliCHIGAN ST GO 20772JEDO CONNECTICUTST 20772JEE8 CONNECTICUT ST 20772JEC2 CONNECTICUT ST 56052AXC5 MAIN ST GO 56052AXE1 MAIN ST GO COMMPAPER 36959HJ57 GE CAPITAL CORP 36959HG92 GE CAPITAL CORP 36959HGG6 GE CAPITAL CORP 36959H LE5 GE CAPITAL CORP 06/03/2013 11/02/2012 12/23/2013 12/23/2013 07/10/2012 07/10/2012 12/23/2013 09/23/2013 04/07/2014 04/20/2016 08/20/2012 01/07/2013 11/20/2013 12/03/2012 12/03/2012 11/18/2013 09/23/2013 10/03/2013 11/23/2012 11/07/2014 11/07/2014 01/03/2014 08/07/2013 02/21/2014 12/23/2013 03/16/2015 11/18/2013 04/16/2013 04/16/2013 08/07/2013 08/07/2013 12/23/2013 05/01/2015 09/09/2013 06/04/2013 06/11/2013 05/10/2013 05/10/2013 05/10/2013 04/25/2013 07/01/2012 09/01/2012 05/0l/2013 05/01/2014 08/01/2012 11/01/2013 05/01/2013 06/01/2013 05/15/2013 04/15/2014 04/15/2015 04/15/2013 06/01/2013 06 01 2013 09/05/2012 07/09/2012 07/16/2012 11/14/2012 1600 .752 .400 .540 1.300 1.300 1.300 1.300 .500 .500 .500 .500 1.300 1.184 .980 1.029 1.400 1.400 .314 .327 .250 .250 .400 400 .625 .700 .350 .376 350 .340 .500 .522 .350 .400 .350 .400 .240 .254 .850 .850 .850 .850 .400 .420 .180 .240 .330 .380 .470 .471 .520 .598 .300 .300 .220 .228 .220 .253 .180 .302 .180 .271 .300 .302 .500 .520 .270 .270 .220 .233 .220 .228 .210 .210 10,000,000.00 10,000,000.00 5,000,000.00 5,000,000.00 10,000,000.00 9,205,000.00 5,000,000.00 10,000,000.00 10,000,000.00 10,000,000.00 20,000,000.00 5,000,000.00 5,000,000.00 10,000,000.00 5,000,000.00 5,000,000.00 10,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 6,000,000.00 5,000,000.00 5,000,000.00 2,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 10,000,000.00 5,000,000.00 10,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 5,000,000.00 10,211,890.00 9,972,900.00 5,000,000.00 5,000,000.00 10,000,000.00 9,205,000.00 5,015,550.00 9,988,000.00 10,000,000.00 9,995,000.00 20,000,000.00 5,000,000.00 4,991,100.00 9,996,600.00 5,000,650.00 4,997,500.00 9,990,100.00 4,995,050.00 4,999,200.00 5,000,000.00 5,000,000.00 5,997,600.00 4,995,500.00 4,995,000.00 1,999,980.00 4,988,430.00 5,000,000.00 4,999,600.00 4,998,337.45 9,984,000.00 4,994,100.00 9,999,600.00 4,997,000.00 5,000,000.00 4,999,350.00 4,999,600.00 8,000,000.00 7,982,966.67 .760 .760 .760 .400 .760 5,000,000.00 5,000,000.00 5,000,000.00 12,502,375.00 15,000,000.00 .760 5,000,000.00 .750 12,500,000.00 .400 15,000,000.00 1.250 1.240 .650 .650 .740 .740 1.190 1.190 .500 .301 .480 .480 .380 .380 2.000 .401 .450 .450 .448 .448 .672 .672 .250 .284 2.000 .330 .331 .150 .150 1,440,000.00 1,440,273.60 23,040,000.00 23,040,000.00 5,140,000.00 5,140,000.00 2,000,000.00 2,000,000.00 6,265,000.00 6,274,522.80 3,595,000.00 3,595,000.00 6,565,000.00 6,565,000.00 1,500,000.00 1,526,895.00 4,285,000.00 4,285,000.00 2,000,000.00 2,000,000.00 2,000,000.00 2,000,000.00 8,300,000.00 8,297,261.00 3,500,000.00 3,556,980.00 6 630 000.00 6 669 647.40 76,260,11iltloo · ::'t:li£~£00fi7t\1lll 34,941,287.50 34,986,875.00 101.187500 10,118,750.00 100.093750 10,009,375.00 101.437500 5,071,875.00 101.437500 5,071,875.00 100.000000 10,000,000.00 100.000000 9,205,000.00 101.437500 5,071,875.00 100.812500 10,081,250.00 101.843750 10,184,375.00 100.187500 10,018,750.00 100.000000 20,000,000.00 100.093750 5,004,687.50 100.406250 5,020,312.50 100.062500 10,006,250.00 100.062500 5,003,125.00 100.000000 5,000,000.00 100.031250 10,003,125.00 100.031250 5,001,562.50 100.031250 5,001,562.50 100.187500 5,009,375.00 100.187500 5,009,375.00 100.093750 6,005,625.00 99.843750 4,992,187.50 99.968750 4,998,437.50 100.000000 2,000,000.00 100.031250 5,001,562.50 99.968750 4,998,437.50 99.937500 4,996,875.00 99.937500 4,996,875.00 99.843750 9,984,375.00 99.843750 4,992,187.50 99.968750 9,996,875.00 99.906250 4,995,312.50 99.937500 4,996,875.00 99.906250 4,995,312.50 99.906250 4,995,312.50 (93,140.00) .918 36,475.00 .341 71,875.00 1.461 71,875.00 1.461 .027 .027 56,325.00 1.462 93,250.00 1.217 184,375.00 1.737 23,750.00 3.784 .139 4,687.50 .517 29,212.50 1.379 9,650.00 .426 2,475.00 .426 2,500.00 1.376 13,025.00 1.225 6,512.50 1.253 4362.50 .399 9,375.00 2.322 9,375.00 2.322 8,025.00 1.499 (3,312.50) 1.101 3,437.50 1.634 20.00 1.474 13,132.50 2.684 (1 ,562.50) 1.380 (2,725.00) .793 (1,462.45) .793 375.00 1.101 (1,912.50) 1.101 (2,725.00) 1.477 (1,687.50) 2.810 (3, 125.00) 1.188 (4,037.50) .926 (4,287.50) .946 100.000000 8,000,000.00 17,033.33 .030 100.000000. 100.218750 100.218750 100.218750 100.093750 100.168780 100.019000 100.000000 100.000000 100.000000 100.152000 100.000000 100.000000 101.793000 100.000000 100.000000 100.000000 99.967000 101.628000 100.598000 100.1712311' . 99.939500 99.994444 .O:lll 5,010,937.50 10,937.50 .856 5,010,937.50 10,937.50 .856 12,527,343.75 24,968.75 .856 15,D14,Q62.50 14,062.50 .817 1,440,273.60 23,040,000.00 5,140,000.00 2,000,000.00 6,274,522.80 3,595,000.00 6,565,000.00 1,526,895.00 4,285,000.00 2,000,000.00 2,000,000.00 8,297,261 .00 3,556,980.00 6 669 647.40 : 76,3!10~, 34,978,825.00 34,998,055.56 37,537.50 11,180.56 .003 .172 .831 1.808 .087 1.331 .834 .913 .872 1.781 2.758 .790 .913 .915 .691 .183 .025 .926 .342 1.482 1.482 .027 .027 1.482 1.233 1.770 3.808 .140 .523 1.392 .427 .427 1.386 1.233 1.260 .400 2.356 2.356 1.512 1.104 1.647 1.482 2.710 1.386 .795 .795 1.104 1.104 1.482 2.836 1.195 .929 .948 .030 Jl30 .860 .860 .860 .819 .003 .173 .836 1.836 .088 1.340 .836 .921 .874 1.792 2.792 .792 .921 .921 1195 .184 .025 .170 .170 35,000,000.00 35,000,000.00 20,000,000.00 50,000,000.00 19,991,500.00 99.989583 19,997,916.67 6,416.67 .044 .044 .320 .321 49,918,666.67 99.784667 49,892,333.33 (26,333.34) .374 .375 RIVERISIDE COUNTY TREASURER-TAX COLLECfOR 23 12 24 Full Compliance The Treasurer's Pooled Investment Fund was in FULL COMPLIANCE with the Treasurer's Statement of Investment Policy. The County's Investment Policy is more restrictive than the California Government Code. This policy is reviewed annually by the County's Investment Oversight Committee and approved by the County Board of Supervisors. - Investment Category MUNICIPAL BONDS . (MUNI) U.S. TREASURIES 5 YEARS NO LIMIT LOCAL AGENCY 5 YEARS NO LIMIT OBLIGATIONS (LAO) FEDERAL AGENCIES 5 YEARS NO LIMIT COMMERCIAL 270 DAYS 40% PAPER(CP) CERTIFICATE & TIME 5 YEARS 30% DEPOSITS (NCD & TCD) REPURCHASE AGREEMENTS {REPO) REVERSE REPOS MEDIUM TERM NOTES (MTNO) CAL TRUST SHORT TERM FUND MONEY MARKET MUTUAL FUNDS (MMF) LOCAL AGENCY INVESTMENT FUND (LA IF) CASH/DEPOSIT ACCOUNT 1 YEARS NO LIMIT 92 DAYS 20% 5YEARS 30% NA NA 60DAYs<tl 20% NA NA NA NA AAA A1/P1 NA NA NA A NA AAA/Aaa (2) NA NA Quality Maximum Authorized S&P j Maturity %Limit Moody's 3YEARS 15% AA- /Aa3/AA.:. 5 YEARS 100% NA 3YEARS 2.5% INVEST ME NT GRADE 5 YEARS 100% NA 270DAYS 40% A1/P1/F1 1 YEAR 25% A1/P1/F1 Combined 45DAYS 40% max; A1/P1/F1 25% in term repoover 7 60 DAYS 10% NA 3YEARS 20% AA/Aa2/ AA DAILY 1.0% NA LIQUIDITY DAILY 20% AAAby2 LIQUIDITY 0£3 RATINGS DAILY Max $50 NA LIQUIDITY million NA NA NA 1 Mutual Funds maturih; may be interpreted as ·weighted average nzaturihj not exceeding 60 days. 3.56% CHll% 85.11% 3.01% 0.00% 1.72% 0.00% 0.00% 1.16% 0.22%>' 1.08% 2.48% THIS COMPLETES THE REPORT REQUIREMENTS OF CALIFORNIA GOVERNMENT CODE 53646 RIVERSIDE COUNTY TREASURER-TAX COLLECTOR 25 13 County of Riverside Treasurer-Tax Collector Capital Markets 4080 Lemon Street, 4th Floor Riverside, CA 92502-2205 www. treasurer-tax.co.riverside.ca. us (951) 955-3967 26 AGENDA ITEM 9 RIVERSIDE COUNTY TRANSPORTATION COMMISSION DATE: August 27, 2012 TO: Budget and Implementation Committee FROM: Marla Modell, Procurement Administrator Matt Wallace, Procurement Manager THROUGH: Theresia Trevino, Chief Financial Officer SUBJECT: Single Signature Authority Report STAFF RECOMMENDATION: This item is for the Committee to: 1) Receive and file the Single Signature Authority report for the fourth quarter ended June 30, 2012; and 2) Forward to the Commission for final action. BACKGROUNDINFORMA T/ON: Certain contracts are executed under single signature authority as permitted under: • Resolution No. 98-013, which authorizes the Executive Director to sign professional services and administrative contracts in an aggregate amount not to exceed $500,000 in any given fiscal year; and • Public Utilities Code Section 1 30323(c), which authorizes the Executive Director to sign public works contracts. The attached report details all contracts that have been executed for the fourth quarter ended June 30, 2012, under the single signature authority granted to the Executive Director. The unused capacity of single signature authority under Resolution No. 98-013 at June 30, 2012, is $140,099. Attachment: Single Signature Authority Report as of June 30, 2012. Agenda item 9 27 CONSULTANT Agreements that fall under Resolution No. 98-013 AMOUNT AVAILABLE July 1, 2011 Transportation Management & Design, Inc. Joanna Capelle GCAP Services, Inc. MK Consulting Beacon Economics Paul Blackwelder Southstar Engineering & Consulting Gresham Savage Nolan & Tilden David' J:varts & Associates, Inc. AfvardoSmith HDR Engineering, Inc $C Engineering County of Riverside, Employee Assistance Service Department Engineering Resources AMOUNT USED AMOUNT REMAINING Agreements that fall under Public Utilities Code 130323 (C) MGB Construction Elrod Fence Elrod Fence Econo Fence Elrod Fence Elrod Fence Advantage Unlimited Environmental Solutions, Inc AMOUNT USED Matt Wallace -p·,epan:~d by SINGLE SIGNATURE AUTHORITY AS OF June 30, 2012 DESCRIPTION OF SERVICES Strategic Analysis Services-Support SR-91 CIP Project Grant Funding Consulting Services Disadvantaged Business Enterprise Consulting Services Rideshare Incentive Program Analysis & Development Services Sales Tax Reveune Projections TUMF Consulting Services ROW Management Support Services Legal Services for RCA Agreement Amendment No.4 • Construction Support for the SR·7411-215 Interchange Project. Legal Services Assistance on the SR79 Realignment Environmental Documents Right of Way Engineertng Serivces for the SR74 Seg H Project Amendment No. 6 .. Ernployee Assistance Services Agreement Relocation of Ticket Vending Machine Asphalt Repair Services Install chain link fence Pedley Station. Install chain link fence with wrought iron-Corona Station. Install chain link fence and gate posts-La Sierra Install fence located at the north end of the planter-NMC. Install chain link fence Pedley Station. Downtown Riverside Station Crack Seal Project Theres1a Trevino Reviewed· by Note:· Shaded area represents new contracts listed In the fourth quarter. 28 ORIGINAL CONTRACT AMOUNT 500,000.00 35,000.00 6,500.00 20,000.00 10,000.00 18,000.00 40,000.00 50,000.00 5,000.00 50,000.00 50,000,00 15,000.00 27,574.00 1,867.20 30,960,00 359,901.20 140,098.80 3,685.00 5,889.00 16,350.00 12,146.00 10,452.00 1,697.00 12,735.00 $ 62 954.00 PAID AMOUNT 25,147.70 4,160.00 10,881.25 7,242.76 10,000.00 9,408.00 49,830.00 2,800.00 34,120.31 3,025.36 156,615.38 3,685.00 5,889.00 16,350.00 12,146.00 10,452.00 1,697.00 REMAINING CONTRACT AMOUNT 9,852.30 2,340.00 9,118.75 2,757.24 8,000.00 30,592.00 170.00 2,200.00 50,000.00 15,879.69 11,974.64 27,574.00 1,867.20 30,960.00 203,285.82 12,735.00 V 12012109 SeptemberiBudget & lmplementation19.MM Comm.Att1.04SingleSign.xlsx -----~ AGENDA ITEM 1 0 RIVERSIDE COUNTY TRANSPORTATION COMMISSION DATE: August 27, 2012 TO: Budget and Implementation Committee FROM: Theresia Trevino, Chief Financial Officer THROUGH: John Standiford, Deputy Executive Director SUBJECT: Quarterly Sales Tax Analysis STAFF RECOMMENDA T/ON: This item is for the Committee to: 1) Receive and file the sales tax analysis for Quarter 1 (Q 1) 2012; and 2) Forward to the Commission for final action. BACKGROUND INFORMATION: At its December 2007 meeting, the Commission awarded an agreement to MuniServices, LLC (MuniServices) for quarterly sales tax reporting services plus additional fees contingent on additional sales tax revenue generated from the transactions and use tax (sales tax) audit services. The services performed under this agreement pertain to only the Measure A sales tax revenues. Since the commencement of these services, MuniServices submitted an audit update, which reported findings that have been generated and submitted to the State Board of Equalization (SBOE) for review and determination of errors in sales tax reporting related to 227 businesses. Through Q1 2012 for January through March 2012, the SBOE has approved corrections for 166 of these accounts for a total sales tax revenue recovery of $2,217,831. If the SBOE concurs with the error(s) for the remaining claims, the Commission would receive additional revenues; however, the magnitude of the value of the remaining findings was not available. It is important to note that while the recoveries of additional revenues will be tangible, it will not be sufficient to alter the overall trend of sales tax revenues. Additionally, MuniServices provided the Commission with the quarterly sales tax summary report for the first quarter of calendar year 2012 for January through March 2012 (Q1 2012). Most of the Q1 2012 Measure A sales tax revenues were received by the Commission in the second quarter of calendar 2012, during April through June 2012, due to a lag in the sales tax calendar. The summary section of the Q 1 2012 report is attached and includes an overview of California sales tax receipts, local results, historical cash collections analysis, summary of the top 25 Agenda Item 1 0 29 sales tax contributors, historical sales tax amounts, sales tax by business category, economic trends for significant business category (general retail), and results. The following observations were noted in the 01 2012 report: • Sales tax receipts for Riverside County were 7. 7 percent higher compared to the 01 2011, and slightly lower than the state. This supports the previous quarterly reports' analyses that an economic recovery statewide and locally is occurring; however, the Commission should continue to be cautious as service stations is one of the top three economic segments throughout the state leading this recovery. A significant portion of this growth is attributable to the high fuel prices. • Taxable transactions for the top 25 tax contributors in Riverside County, which generated 23 percent of the taxable sales for the year ended 01 2012, were comparable to the year ended 01 2011. The top 100 tax contributors generated 37 percent of the taxable sales in 01 2012 and 01 2011. • For the fifth consecutive period, all economic categories experienced increases in the 01 2012 benchmark year comparison to 01 2011. Transportation had the largest increase at 16 percent, which was primarily related to an increase in the service station and auto sales-new segments. The remaining five economic categories had increases ranging from 3.3 percent to 8 percent. RCTC BENCHMARK YEAR 2012Ql COMPARED TO BENCHMARK YEAR 2011Ql General Retail: Apparel Stores, Department Stores, furniture/Appliances, Drug Stores, Recreation Products, Florist/Nursery, and Misc. Retail Food Products: Restaurants, Food Markets, Liquor Stores, and Food Processing Equipment Construction: Building Materials Retail and Building Materials Wholesale Agenda Item 1 0 30 • Eight of the top ten segments (service stations, department stores, restaurants, auto sales-new, miscellaneous retail, apparel stores, food markets, and light industry) sales taxes reached a new high point during Q 1 2012. These eight segments represent 66 percent of the total sales tax receipts. • Service stations, department stores, and restaurants continue to represent the three largest economic segments for Riverside County, or 3 5 percent of total sales taxes, which is comparable to the Q4 2011 benchmark year. Auto sales -new represents the fourth largest economic segment at 9.4 percent of total sales taxes, which is also comparable to the Q4 2011 benchmark year. During the review of the Q1 2012 detailed report with MuniServices, information regarding sales tax comparisons by city and change by economic category from Q1 2011 to Q1 2012 was provided, and is attached. Newly incorporated cities such as Eastvale and Jurupa Valley will be listed when sufficient comparative information is available. Staff continues to monitor monthly sales tax receipts and other available economic data to determine the need for any adjustment to the revenue projections. Staff will utilize the forecast scenarios included with the complete report and recent trends in assessing such projections. Attachments: 1) Sales Tax Analysis Q1 2012 2) Sales Tax Comparison by City for Q1 2011 to Q1 2012 Agenda Item 1 0 31 ATTACHMENT 1 Riverside County Transportation Commission Sales Tax Digest Summary Collections through June 2012 Sales through March 2012 (2012Q1) CALIFORNIA'S ECONOMIC OUTLOOK For the 1st Quarter of 2012, overall California sales tax receipts increased by 9.3% over the same quarter from the previous year, with Northern California reporting an 9.7% increase compared to 9.1% for Southern California. Receipts for the Riverside County Transportation Commission changed by 7.7% over the same periods. A statewide look at economic performance reveals upward movement in the five largest economic categories. Construction and Business to Business are at a three-year high. Transportation and General Retail are at a four-year high. Food Products are at a five-year high. While the improvement shows positive signs, California is still a long way from a full recovery. Tepid job growth and persistently high unemployment will cause the economy to drag over the next three to four years. LOCAL RESULTS Net Cash Receipts Analysis Local Collections Share of County Pool 0.0% Share of State Pool 0.0% SSE Net Collections Less: Amount Due County 0.0% Less: Cost of Administration Net 1Q2012 Receipts Net 1Q2011 Receipts Actual Percentage Change Business Activity Performance Analysis Local Collections Less: Payments for Prior Periods Preliminary 1Q2012 Collections Projected 1Q2012 Late Payments Projected 1Q2012 Final Results Actuai1Q2011 Results Projected Percentage Change www.MuniServices.com (BOO} 800-8181 32 $33,386,443 0 0 33,386,443 .00 (299,350) 33,087,093 30,718,317 7.7% $33,386,443 (1,504,195) 31,882,248 1,577,125 33,459,373 31,200,015 7.2% Pagel Riverside County Transportation Commission HISTORICAL CASH COLLECTIONS ANAL VSIS BY QUARTER $30,000 .. $25,000 u .. 1>: $20,000 ~ $15,000 Sl 0,000 $5,0 0 0 $0 (io thousands of$) 4Q20091Q20l0 2Q2010 3Q2010 4Q2010 1Q20ll 2Q20113Q20ll 4Q20111Q20l2 -Net Receipts ....,..SBOE Admin Fees Due TOP 25 SALES/USE TAX CONTRIBUTORS $300 $250 '"' " $2 00 -- Si $150 < $100 $50 $0 The following list identifies Rete's Top 25 Sales/Use Tax contributors. The list is in alphabetical order and represents sales from April 2011 to March 2012. The Top 25 Sales/Use Tax contributors generate 22.6% of Rete's total sales and use tax revenue. BEST BUY STORES CARMAX THE AUTO SUPERSTORE CHEVRON SERVICE STATIONS CIRCLE K FOOD STORES COSTCO WHOLESALE DEPT OF MOTOR VEHICLES DESERT SUNLIGHT HOME DEPOT K MART STORES KOHL'S DEPARTMENT STORES LOWE'S HOME IMPROVEMENT MACY'S DEPARTMENT STORE RALPH'S GROCERY www.MuniServices.com RITE AID DRUG STORES ROSS STORES SAM'S CLUB SEARS ROEBUCK & COMPANY SHELL SERVICE STATIONS STATER BROS MARKETS TARGET STORES VERIZON WIRELESS VONS SERVICE STATIONS W.W. GRAINGER WAL MART STORES WALGREEN'S DRUG STORES (BOO) 800-8181 33 Page2 Riverside County Transportation Commission HISTORICAL SALES TAX AMOUNTS The following chart shows the sales tax level from sales through March 2012, the highs, and the lows for each segment over the last two years. $18,000 $16,000 $14,000 $12,000 $10,000 $8,000 $6,000 $4,000 $2,000 $0 ~., ,+"'" ~~ ~:<. ~"'"" ~~ (io t•ou sands of$) ... ~~ ... :<."' + .. ~0 ~ .. ~.,, ~~ <."' "'0 "'"' ~~ ~ ~~ ~~ + ~~ ~0 ~ ~~ ~~ ""'"' ... ~ +'"" ~ ANNUAL SALES TAX BY BUSINESS CATEGORY (ia ••ousands of$) IQ2012 4Q2011 3 Q 2 0 I I 2 Q 2 0 I I I Q 2 0 II 4Q2010 3Q2010 2Q2010 I Q 2 0 I 0 4Q2009 so s 2 0 ,0 0 0 $40,000 $61J>,000 $80,000 *"' ... -~:<.· ~"" ~., ~"' ~:<. ~~ of ~~ ~~ ~ -~ of~ 00 ~ v" ... ~ ~ $1 0 0 ,0 0 0 $120,000 $1 4 0 ,0 0 0 ~~--~~~~~~~~--~~------~----------·~~~~---=~~~~~~~----~ •General Retail •Food Products DTransportacio• •c_onstructioo •Busioes' To Busioess •M iscellaoeous www.MuniServices.com (800) 800-8181 Page3 34 Riverside County Transportation Commission FIVE-YEAR ECONOMIC TREND: Construction (in thousands of$) $7,000 .--------------------------------------------------------------------, $6,0 00 $5,000 $4 ,o 00 $3,0 00 $2 ,o 00 $ J ,0 00 so FINAL RESULTS: October-December 2011 Sales local Net Cash Collections less: Pool Amounts less: Prior Quarter Payments Add: late Payments local Net Economic Collections after Adjustments Percent Change from October-December 2010 Sales MUNISERVICES'. ON-GOING AUDIT RESULTS This Quarter $205,345 Total to Date $1,695,732 www.MuniServices.com {800) 800-8181 35 $35,398,462 ($-329,200) ($1,201,117) $994,211 $35,520,756 UP BY 11.0% Page4 ATTACHMENT 2 36 MuniServices, LLC AGENDA ITEM 11 RIVERSIDE COUNTY TRANSPORTATION COMMISSION DATE: August 27, 2012 TO: Budget and Implementation Committee FROM: Shirley Medina, Programming and Planning Manager THROUGH: Cathy Bechtel, Project Development Director Fiscal Year 2012/13 Annual Local Transportation Fund Planning SUBJECT: Allocations to Western Riverside Council of Governments and Coachella Valley Association of Governments STAFF RECOMMENDATION: This item is for the Committee to: 1) Approve an allocation of Local Transportation Fund (L TF) Planning funds in the amount of $503,250 to the Western Riverside Council of Governments (WRCOG) and $274,500 to the Coachella Valley Association of Governments (CVAG) to support transportation planning programs and functions as identified in each agency's FY 2012/13 L TF Program Objectives/Work Plan (Work Plan); and 2) Forward to the Commission for final action. BACKGROUND INFORMATION: Pursuant to section 99233.2 of the Transportation Development Act (TDA), code of regulations, up to three percent of the annual L TF revenues shall be allocated for transportation planning and programming purposes. The TDA also requires one half of these L TF funds to be allocated for planning activities within the Western Riverside County and the Coachella Valley areas as determined by the Commission. WRCOG submitted its Work Plan that identifies two key program areas - planning and energy/environment programs and regional transportation programs, consisting of: 1) Planning; 2) Air quality, energy efficiency and sustainability; 3) Transportation uniform mitigation fee; 4) Caltrans; 5) Riverside County Transportation Commission programs; and 6) Miscellaneous and geographic information system. Agenda Item 11 37 CVAG submitted its Work Plan that identifies eight program areas including: 1) Transportation department operations; 2) Project management and contract administration; 3) Riverside County Transportation Commission programs; 4) Planning, programming, and monitoring program; 5) Miscellaneous programs; 6) Congestion management/air quality programs; 7) Transportation uniform mitigation fee program; and 8) Governmental and special projects. Staff reviewed the work plans and found them consistent with the Commission's overall transportation programming and planning objectives. The amounts of L TF funding available to WRCOG ($503,250) and CVAG ($274,500) are included in the Commission's FY 2012/13 budget. Financial Information In Fiscal Year Budget: I Yes I Year: I FY 2012/13 Amount: I $ 777J50 Source of Funds: I LTF funds Budget Adjustment: I No GL!Project Accounting No.: 002210 86205 106 65 86205 Fiscal Procedures Approved: ~~ I Date: I 08!15/2012 Attachments: 1) WRCOG FY 2012/13 LTF Program Objectives/Work Plan 2) CVAG FY 2012/13 L TF Program Objectives/Work Plan Agenda Item 11 38 WRCOG Fiscal Year 2012/2013 Local Transportation Funds Program Objectives The Work Plan for FY 2013 is divided into two program areas: 1. Planning Programs and Energy/Environment Programs California Air Resources Board Department of Energy (DOE) and California Energy Commission South Coast Air Quality Management District (SCAQMD) Southern California Edison Southern California Associations of Governments Strategic Growth Council CAL COG Planning: ATTACHMENT 1 This program includes the following activities: staff time to complete the Sub Regional Sustainability Framework in conjunction with a grant from the California Air Resources Board; staff time to develop a Sub Regional Climate Action Plan in conjunction with a three year grant from the Strategic Growth Council, continued participation with SCAG and other regional planning agencies; and continued support for the WRCOG Planning Directors TAC to review, analyze and make recommendations to the WRCOG Executive Committee on the sub regional growth forecast, the regional Housing Needs Assessment, the Regional Transportation Plan and legislation that will impact/assist the implementation of AB 32 and SB 375. Air Quality, Energy Efficiency and Sustainability: These programs include staff time for: continued participation on the Air Quality Management Plan Advisory Committee for the development of the 2012 Air Quality management Plan, continued participation on the advisory committee for the High Cube Warehouse emissions analysis, support WRCOG Clean Cities and programs that WRCOG has developed to reduce emissions through energy efficiency and water conservation; continued participation in the National Clean Cities Program; assist in the purchase of alternative fuel vehicles and the development of the supporting infrastructure; review and analyze state and federal legislation. Continue tracking and participation in energy efficiency legislation; continued participation in regional air quality meetings and in EPA and Air Resources Board hearings; and to provide outreach to our jurisdictions regarding SCAQMD rule making; : .~· ·.i ::_Q~_:).:}"I~ .;:r·> ; ~ i -~ (;c,· 39 2. Regional Transportation Programs Riverside County Transportation Commission Riverside Transit Agency (RTA) Caltrans Southern California Association of Governments CAL COG TUMF: This program includes staff time to administer the TUMF Program which includes but is not limited to: program contract/agreement administration; public outreach/information; the Annual Report; signage program TUMF Zone TIP development and amendments; prepare the annual audit; preparation of annual adjustment for construction costs; maintain TUMF data base of fee collections and disbursements; work with developers on credit and reimbursement agreements; develop and maintain a GIS database to support the Program. Caltrans: Staff time to manage the Jefferson Avenue Multi-Jurisdiction Corridor Study Caltrans grant on behalf of the cities of Temecula (lead agency), Murrieta, Wildomar, and Lake Elsinore. Riverside Transportation Commission Programs: These programs include staff time and project management to assist in transportation planning and air quality programs to include: participation in TUMF Program tasks as needed to assist RCTC in the implementation of the Regional TUMF Program; participate in evaluation committees as requested; and other planning related tasks as determined . in consultation with the RCTC Executive Director. Miscellaneous and GIS: This Program includes staff time and project management to: cooperate with the County of Riverside and the RCA, participate with the local jurisdictions and regional partners GIS coverage analysis; develop databases and provide analysis and mapping to support RCTC's rail, STIP, TUMF and transit programs and projects; provide land use, population and employment and other GIS information to local and regional agencies, Caltrans, and other state agencies; legislative review and analysis. _-,.;_,~J:J·._ itTr~·~-,-;-_~ ··-;;_tl ,;·!: .. ,-~-~(-.': ·q-- .:r·. 40 CVAG TRANSPORTATION DEPARTMENT PROGRAM GOALS AND OBJECTIVES FISCAL YEAR 2012/13 The Work Plan for 2012/13 is separated into eight main program areas: 1) Transportation Department Operations • Transportation Program Administration ATTACHMENT 2 • Implementation of Transportation Project Prioritization Study (TPPS) • Capital Improvement Program (CIP) Update • Other Transportation Planning • Operations Management and Administration This program area performs primarily administrative functions which consist of general transportation program administrative activities and various transportation planning duties in support of the Transportation Department. (Funded from Measure A and TUMF) 2) Project Management and Contract Administration • Financial Cash Flow • Project Status Tracking • Preparation and Monitoring of Agreements • Pathway lell Includes staff time to conduct project oversight (design, environmental, construction and close-out), preparation of reimbursement agreements for regional arterial projects, review and approval of project billings in accordance with project scope of work and participation in project development team meetings and associated staff reports. (Funded from Measure A, TUMF, LTF and Special Program Funds) 3) Riverside County Transportation Commission (RCTC) Programs • State Highway Routes in the Coachella Valley • Congestion Management Program/System (CMP/CMS) • RCTC Technical Advisory Committee Includes staff time to support the Riverside County Congestion Management Program through building permit analysis of the one non-TUMF jurisdiction; analysis of traffic patterns through the traffic count program; provide RCTC staff regional transportation project information for the State Regional Transportation Improvement Program (RTIP); support the RCTC Technical Advisory Committee. (Funded from LTF and TUMF) 41 TUMF appeals, to enter TUMF collections in the TUMF data base, to meet with developers on request to review potential TUMF assessments, and to perform special TUMF analysis on request. The TUMF/GIS Interface program requires support for continuing the development of integrating the TUMF collection process with electronic transmission of new development information for land use coverages. (FundedjromTUA1F) 8) Governmental and Special Projects • Southern California Association of Governments (SCAG) Overall Work Program The SCAG OWP program includes staff time to coordinate the CV AG sub-region SCAG Overall Work Program needs, develop annual growth projections, collect annual Highway Performance Monitoring System data, provide input to the Federal Regional Transportation Plan, and assist SCAG with transportation modeling refinements. Additionally, staff performs specific transportation project work for SCAG through their Overall Work Program. (Funded }rom Special Program Funds) • Special Projects Some proposed projects may involve general fund money or special grants. Any project not already a part of the regular work programs, will be brought through the committee process for approval of the proposed work. (Funded from Special Grant funds) 42 AGENDA ITEM 12 RIVERSIDE COUNTY TRANSPORTATION COMMISSION DATE: August 27, 2012 TO: Budget and Implementation Committee FROM: Henry Nickel, Staff Analyst Sheldon Peterson, Rail Manager THROUGH: Robert Yates, Multimodal Services Director SUBJECT: Interagency Fixed Route Transfer Agreement between Sun line Transit Agency, the Commission, and Metrolink STAFF RECOMMENDATION: This item is for the Committee to: 1) Approve Agreement No. 13-25-009-00 with Sunline Transit Agency (Sunline) and the Southern California Regional Rail Authority (SCRRA) for fixed route transfers; 2) Authorize the Chair or Executive Director, pursuant to legal counsel review, to execute the agreement on behalf of the Commission; and 3) Forward to the Commission for final action. BACKGROUND INFORMA T/ON: The Commission's role facilitating interconnectivity between Metrolink and connecting transit services is essential to ongoing viability of Riverside County's transit system. Such services address the needs of transit dependent riders as well as help mitigate congestion and the necessity for expensive parking capacity at the Commission stations. The Commission seeks to improve the efficiency and effectiveness of transit connections throughout Riverside County. Public Utilities Code Section 130262 requires coordinated public transit services for the benefit of the public. In order to meet such requirements, the Commission works with transit operators to offer connecting services to and from Riverside County Commuter Rail stations at no cost for those with valid Metrolink tickets. Within Riverside County, services include free transfers between fixed route operators upon presentation of a valid Metrolink fare. The Commission and SCRRA share in subsidizing the cost of such transfers. Agenda Item 12 43 In order to extend transit connectivity between Metrolink and the Coachella Valley, the Commission negotiated an interagency transfer agreement with Sunline. This agreement provides free connection to the Riverside Downtown Station via the Line 220 service. Sunline will operate two commuter express buses from the Palm Desert Mall near Interstate 10. Intermediate stops include the Morongo Casino/Cabazon Outlets, Beaumont, Banning, Moreno Valley (2 stops), and Downtown Riverside according to the following schedule: Westbound Palm Banning 0(),~l!rt Thousan(J; .. Morongo Ramsey ;'<~~II Palmsi\F Casino & Sunset Beaumont-.~E~s~n & GitY Hall :..·• ';c.Ftr 4:55 AM 5:07 5:41 5:53 6:01 6:21 6:36 7:06 7:19 5:52 AM 6:04 6:38 6:50 6:58 7:18 7:33 7:48 8:06 8:19 .. .. . Downt~~~ D~~mown :Riverside Moreno Banning \·::'••Transit Valley Nason & Ramsey Morongo Tho~~ and ;··Terminal Mall Fir . & Sunset Casino . Palms 5:19 PM 5:29 5:43 5:58 6:10 6:30 6:38 6:50 7:22 7:34 6:35 PM 6:45 6:59 7:14 7:26 7:46 7:54 8:06 8:38 8:50 Sunline will honor valid Metrolink fare media for a single local boarding within the base zone for Line 220 bus stops between Riverside and the Morongo Casino from one hour before to one hour after Metrolink' s service hours, in the same direction of travel. A further base fee of $3.00 per fare will be charged to Metrolink valid fare holders wishing to ride Line 220 to or from Coachella Valley. A preliminary estimate of the Commission's share of the subsidy for FY 2012/13 is $26,800, which is included in the FY 2012/13 budget. The proposed agreement is not federally funded and a procurement process is not warranted. Therefore, the Commission may enter into the proposed agreement based on the findings above. Agenda Item 12 44 I Financial Information I In Fiscal Year Budget: I Yes I I FY2012/13 Amount: I $ 26,800 N/A Year: FY 2013114+ TBD Source of Funds: I Local Transportation Fund funds Budget Adjustment: I No N/A GL!Project Accounting No.: 004014 86101 103 25 86101 Fiscal Procedures Approved: ~~ I Date: I 08/15/2012 Attachment: Interagency Fixed Route Transfer Agreement Agenda Item 12 45 INTERAGENCY FIXED ROUTE TRANSFER AGREEMENT THIS-l\J.€.W-INTERAGENCY FIXED ROUTE TRANSFER AGREEMENT DATED AS OF__}__} __ (AGREEMENT) IS BETWEEN THE SUNLINE TRANSIT AGENCY, RIVERSIDE COUNTY TRANSPORTATION COMMISSION ("RCTC~, AND THE SOUTHERN CALIFORNIA REGIONAL RAIL AUTHORITY C.SCRRA~ OR ~METROLINKJ. WHEREAS: A. The SUNLINE TRANSIT AGENCY and SCRRA both provide public transportation services operating to, within, or through Riverside, Los Angeles, San Bernardino and Orange Counties; B. SUNLINE TRANSIT AGENCY, a Joint Powers Authority, provides fixed route services operating in eastern Riverside County (Coachella Valley), serving nine member cities (Desert Hot Springs, Palm Springs, Cathedral City, Rancho Mirage, Palm Desert, Indian Wells, La Quinta, Indio, and Coachella) and five unincorporated communities (Bermuda Dunes, Mecca, Oasis, Thermal, Thousand Palms). C. Prior to the adoption of an Interagency Transfer Agreement, pPassengers originating on SUN LINE TRANSIT AGENCY'S system and desiring to transfer to SCRRA'S services would need to pay a second originating fare on SCRRA'S services. D. Prior to the adoption of an Interagency Transfer Agreement, pPassengers originating on SCRRA'S system and desiring to transfer to SUNLINE TRANSIT AGENCY'S fixed route services would need to pay a second originating fare on SUNLINE TRANSIT AGENCY'S services. E. The parties desire to enter into a new Interagency Fi)(ed Route Transferthis Agreement to ~facilitate transfers between the parties' systems and thereby provide greater convenience and mobility for its users. F. Under these amended terms, SUNLINE TRANSIT AGENCY and SCRRA desire to continue• providing a fully coordinated public transit service for the benefit of the public, in compliance with Public Utilities Code Section 130262. G. SCRRA also collects a fee with the sale of each METROLINK ticket that is intended to help offset some of the costs of operators' services to transferring passengers. NOW, THEREFORE, in consideration of their mutual obligations set forth herein, the Parties agree as follows: 1. Subject to paragraph 2 of this Amended Agreement, SUNLINE TRANSIT AGENCY will accept valid SCRRA fare media as transfers having a value equal to SUNLINE TRANSIT AGENCY'S base fare on Line 220 between all Line 220 bus stops between Riverside and Cabazon (inclusive) as identified in Exhibit "A". A further base fee of $3.00 per fare will be charged to METROLINK fare media holders wishing to ride the Line 220 service to or from Coachella Valley. 2. SUNLINE TRANSIT AGENCY shall honor valid METROLINK fare media for a single local boarding within the SUNLINE TRANSIT AGENCY'S base zone for Line 220 bus stops between Riverside and Cabazon (inclusive), during the period from one hour before to 46 [_FC)~Itl~f:ted: List Paragraph ... SCRRA Revised Agreement #TA128 one hour after METROLINK'S service hours, in the same direction of travel, on the lines identified in Exhibit "A", under the following conditions: a. One-way tickets valid for the date of travel will be honored on boardings from METROLINK stations. b. Round-trip tickets valid for the date of travel will be honored on boardings to and from METROLINK stations. c. Seven day passes will be honored on boardings to and from METROLINK stations if already validated on the day of travel. d. Monthly passes will be honored on boardings to and from METROLINK stations. An additional full fare of $3.00 will be applicable for valid Metrolink fare media holders riding the Line 220 service to or from the Coachella Valley. 3. SUNLINE TRANSIT AGENCY shall be reimbursed as provided herein at the rate of one SUN LINE TRANSIT AGENCY base $3.00 fare charge per boarding for which no fare was collected. One-half payable by SCRRA and one-half payable by RCTC. SUNLINE will collect and retain all additional $3.00 supplementary fares for valid METROLINK fare media holders. 4. For purposes of counting transferring passengers, the number of passengers transferring to SUNLINE TRANSIT AGENCY from METROLINK or to METROLINK from SUNLINE TRANSIT AGENCY shall be defined as the number of transferring passengers from whom no fare or a supplementary fare was collected by SUNLINE TRANSIT AGENCY. 5. SUNLINE TRANSIT AGENCY shall estimate the number of passengers transferring between the SUNLINE TRANSIT AGENCY system and METROLINK service using 100 percent ridership counts (farebox) conducted by SUN LINE TRANSIT AGENCY. 6. SUNLINE TRANSIT AGENCY shall submit monthly invoices to the SCRRA and RCTC for reimbursement for transfers. Invoices shall specify the number of transfers to and from METROLINK,-,-_and the agreed reimbursement rate specified in paragraph 5 above. Invoices shall reference agreement number TA128 and shall be submitted as follows: To SCRRA: To RCTC: Via E-mail: accountspayable@scrra.net OR Accounts Payable Southern California Regional Rail Authority One Gateway Plaza, 12th Floor Los Angeles, CA 90012 AND Riverside County Transportation Commission 4080 Lemon Street, 3rd Floor Riverside, CA 92501 7. Complete and accurate invoices2 submitted by the 30th day following 17336.00013\7518231.2 47 SCRRA Revised Agreement #TA128 the end of the calendar month shall be paid within 30 days of receipt of the invoice. 8. Disagreements concerning the number of passengers transferring between METROLINK and SUNLINE TRANSIT AGENCY services shall be resolved by making a good faith effort to create a joint survey team, to include representatives of METROLINK, RCTC and SUNLINE TRANSIT AGENCY, whose task would be to conduct a passenger survey to determine transfer rates. 9. To facilitate effective operations and communications, the results of the transfer program will be reviewed quarterly by METROLINK, RCTC and SUNLINE TRANSIT AGENCY during the first year of this Amended Agreement. 10. Each party shall cooperate in the dissemination of information to the public regarding the transfer document and the services offered by the other party. 11. Each party shall notify the other in advance of implementing plans for changes in its operations and/or services, which may affect the other party's operations and/or services. 12. Each party shall notify the other within thirty (30) days of adopting any fare changes that might affect reimbursement rates or any aspect of transfer privileges. 13. (a) SUN LINE TRANSIT AGENCY agrees to indemnify and hold SCRRA and RCTC harmless from and against all losses, damages, actions and expenses (including attorneys' fees) on account of bodily injury to or death of any person or damage to or loss of use of property incident to or arising from operations of SUN LINE TRANSIT AGENCY under the terms of this Amended Agreement. (b)_-SCRRA agrees to indemnify and hold SUNLINE TRANSIT AGENCY and RCTC harmless from and against all losses, damages, actions and expenses (including attorney's fees) on account of bodily injury to or death of any person or damage to or loss of use of property incident to or arising from operations of SCRRA under the terms of this Amended Agreement. 14. Each party reserves the right to cancel this Ameneed Agreement upon 30 days prior written notice to the other partiesy. 15. Notices hereunder shall be sent to the parties as follows: TO SUN LINE TRANSIT AGENCY: TO RCTC: 17336.00013\7518231.2 Sunline Transit Agency 32-505 Harry Oliver Trail Thousand Palms, CA 92276 Attention: Joseph Forgiarini Transit Planning Manager Riverside County Transportation Commission 4080 Lemon Street, 3rd Floor Riverside, CA 92501 Attention: 3 Sheldon Peterson Rail Manager 48 TO SCRRA: SCRRA Revised Agreement #TA128 Southern California Regional Rail Authority One Gateway Plaza, 12th Floor Los Angeles, CA 90012 Attention: Manager, Sales & Marketing 16. This Amended Agreement constitutes the entire agreement between the parties with respect to any matter referenced herein and supersedes the originai Agreement and any and all other prior writings and oral negotiations. This Amended Agreement may be modified only in writing by the parties. [Signatures on following page] 4 17336.00013\7518231.2 49 SCRRA Revised Agreement #TA128 INTERAGENCY FIXED ROUTE TRANSFER AGREEMENT THIS INTERAGENCY FIXED ROUTE TRANSFER AGREEMENT DATED AS OF I I (AGREEMENT) IS BETWEEN THE SUN LINE TRANSIT AGENCY. RIVERSIDE COUNTY TRANSPORTATION COMMISSION ("RCTC"), AND THE SOUTHERN CALIFORNIA REGIONAL RAIL AUTHORITY ("SCRRA" OR "METROLINK"). IN WITNESS THEREOF, the parties have caused this J\mended Agreement to be executed by their respective officers. DATE: (SUN LINE TRANSIT AGENCY) SUN LINE TRANSIT AGENCY By: ______________________ __ NAME: TITLE: APPROVED AS TO FORM: DATE: (SCRRA) SOUTHERN CALIFORNIA REGIONAL RAIL , AUTHORITY By: ------------------------ NAME: TITLE: Chief Executive Officer APPROVED AS TO FORM: Don 0. Del Rio General Counsel RIVERSIDE COUNTY TRANSPORTATION COMMISSION (RCTC) By: ______________________ __ NAME: TITLE: APPROVED AS TO FORM: 17336.00013\7518231.2 50 SCRRA Revised Agreement #TA128 EXHIBIT "A" SERVICE($) HONORING METROLINK TICKETS AS OF September 10, 2012 The SUN LINE TRANSIT AUTHORITY (SUN LINE) will accept valid METROLINK fares for a single local boarding only on routes/lines listed below. Riverside (Downtown) Metrolink Line Riverside IEOC and 91 Route Name/Line Nos. Commuter Link 220 • Transit operators mav submit invoices monthly or quarterly intervals. However, all invoices for a fiscal year must be submitted no later than the following July 31'1. 17336.00013\7518231.2 51 /Formatted: Centered / '-·····-·········································-·········· j .... J