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MEETING AGENDA
Budget and Implementation Committee
Time: 9:30 a.m.
Date: August 27, 2018
Location: BOARD ROOM
County of Riverside Administration Center
4080 Lemon St, First Floor, Riverside CA 92501
COMMITTEE MEMBERS
Rusty Bailey, Chair/ Andy Melendrez, City of Riverside
Linda Krupa, Vice Chair / Russ Brown, City of Hemet
Lloyd White / Nancy Carroll, City of Beaumont
Jim Hyatt / Linda Molina, City of Calimesa
Randall Bonner / Vicki Warren, City of Canyon Lake
Greg Pettis / Shelley Kaplan, City of Cathedral City
Steven Hernandez / To Be Appointed, City of Coachella
Scott Matas / Russell Betts, City of Desert Hot Springs
Dana Reed / To Be Appointed, City of Indian Wells
Bob Magee / Natasha Johnson, City of Lake Elsinore
Rick Gibbs / Jonathan Ingram, City of Murrieta
Jan Harnik / Kathleen Kelly, City of Palm Desert
Michael Naggar / Matt Rahn, City of Temecula
John F. Tavaglione, County of Riverside, District II
Chuck Washington, County of Riverside, District III
STAFF
Anne Mayer, Executive Director
Theresia Trevino, Chief Financial Officer
AREAS OF RESPONSIBILITY
Annual Budget Development and Oversight
Competitive Federal and State Grant Programs
Countywide Communications and Outreach Programs
Countywide Strategic Plan
Legislation
Public Communications and Outreach Programs
Short Range Transit Plans
COMM-BI-00050
RIVERSIDE COUNTY TRANSPORTATION COMMISSION
BUDGET AND IMPLEMENTATION COMMITTEE
www.rctc.org
AGENDA*
*Actions may be taken on any item listed on the agenda
9:30 a.m.
Monday, August 27, 2018
BOARD ROOM
County of Riverside Administrative Center
4080 Lemon Street, First Floor
Riverside, California
In compliance with the Brown Act and Government Code Section 54957.5, agenda materials distributed
72 hours prior to the meeting, which are public records relating to open session agenda items, will be
available for inspection by members of the public prior to the meeting at the Commission office, 4080 Lemon
Street, Third Floor, Riverside, CA, and on the Commission’s website, www.rctc.org.
In compliance with the Americans with Disabilities Act, Government Code Section 54954.2, and the Federal
Transit Administration Title VI, please contact the Clerk of the Board at (951) 787-7141 if special assistance
is needed to participate in a Commission meeting, including accessibility and translation services. Assistance
is provided free of charge. Notification of at least 48 hours prior to the meeting time will assist staff in
assuring reasonable arrangements can be made to provide assistance at the meeting.
1. CALL TO ORDER
2. ROLL CALL
3. PLEDGE OF ALLEGIANCE
4. PUBLIC COMMENTS – Each individual speaker is limited to speak three (3) continuous
minutes or less. The Committee may, either at the direction of the Chair or by majority vote
of the Committee, waive this three minute time limitation. Depending on the number of
items on the Agenda and the number of speakers, the Chair may, at his/her discretion, reduce
the time of each speaker to two (2) continuous minutes. Also, the Committee may terminate
public comments if such comments become repetitious. In addition, the maximum time for
public comment for any individual item or topic is thirty (30) minutes. Speakers may not yield
their time to others without the consent of the Chair. Any written documents to be
distributed or presented to the Committee shall be submitted to the Clerk of the Board. This
policy applies to Public Comments and comments on Agenda Items.
Under the Brown Act, the Board should not take action on or discuss matters raised during
public comment portion of the agenda which are not listed on the agenda. Board members
may refer such matters to staff for factual information or to be placed on the subsequent
agenda for consideration.
Budget and Implementation Committee
August 27, 2018
Page 2
5. APPROVAL OF MINUTES – JUNE 25, 2018
6. ADDITIONS/REVISIONS (The Committee may add an item to the Agenda after making a
finding that there is a need to take immediate action on the item and that the item came to
the attention of the Committee subsequent to the posting of the agenda. An action adding
an item to the agenda requires 2/3 vote of the Committee. If there are less than 2/3 of the
Committee members present, adding an item to the agenda requires a unanimous vote.
Added items will be placed for discussion at the end of the agenda.)
7. CONSENT CALENDAR - All matters on the Consent Calendar will be approved in a single
motion unless a Commissioner(s) requests separate action on specific item(s). Items pulled
from the Consent Calendar will be placed for discussion at the end of the agenda.
7A. SINGLE SIGNATURE AUTHORITY REPORT
Page 1
Overview
This item is for the Committee to:
1) Receive and file the Single Signature Authority report for the fourth quarter
ended June 30, 2018; and
2) Forward to the Commission for final action.
7B. QUARTERLY INVESTMENT REPORT
Page 3
Overview
This item is for the Committee to:
1) Receive and file the Quarterly Investment Report for the quarter ended
June 30, 2018; and
2) Forward to the Commission for final action.
8. ENTERPRISE RESOURCE PLANNING SOFTWARE IMPLEMENTATION PROJECT
MANAGEMENT OVERSIGHT
Page 80
Overview
This item is for the Committee to:
1) Approve sole source Agreement No. 19-19-003-00 to SDI Presence, LLC (SDI) for
Enterprise Resource Planning (ERP) software implementation project management
oversight for a two-year period in the amount of $436,800, plus a 15 percent
contingency amount of $65,500, for a total amount not to exceed $502,300;
Budget and Implementation Committee
August 27, 2018
Page 3
2) Authorize the Chair or Executive Director, pursuant to legal counsel review, to
execute the agreement on behalf of the Commission;
3) Authorize the Executive Director, or designee, to approve contingency work pursuant
to the agreement terms up to the total amount;
4) Approve a budget adjustment in the amount of $251,100; and
5) Forward to the Commission for final action.
9. STATE AND FEDERAL LEGISLATIVE UPDATE
Page 105
Overview
This item is for the Committee to:
1) Receive and file an update on state and federal legislation; and
2) Forward to the Commission for final action.
10. QUARTERLY PUBLIC ENGAGEMENT METRICS REPORT, APRIL – JUNE 2018
Page 112
Overview
This item is for the Committee to:
1) Receive and file the Quarterly Public Engagement Metrics Report for April –
June, 2018; and
2) Forward to the Commission for final action.
11. SB 132 AGREEMENT FOR MCKINLEY GRADE SEPARATION PROJECT
Page 117
Overview
This item is for the Committee to:
1) Approve Agreement No. 19-31-005-00 with the city of Corona for the McKinley Grade
Separation project that received an allocation of $84,450,000 of SB 132 funds;
2) Authorize the Executive Director, pursuant to legal counsel review, to execute the
agreement and any future amendments considered minor, with the exception of
changes to funding; and
3) Forward to the Commission for final action.
Budget and Implementation Committee
August 27, 2018
Page 4
12. FISCAL YEAR 2018/19 ANNUAL LOCAL TRANSPORTATION FUND PLANNING ALLOCATIONS
TO WESTERN RIVERSIDE COUNCIL OF GOVERNMENTS AND COACHELLA VALLEY
ASSOCIATION OF GOVERNMENTS
Page 143
Overview
This item is for the Committee to:
1) Approve an allocation of Local Transportation Fund (LTF) funds for planning in the
amount of $775,500 for Western Riverside Council of Governments (WRCOG) and
$423,000 for the Coachella Valley Association of Governments (CVAG) for efforts
identified in each agency’s Fiscal Year 2018/19 LTF Program Objectives/Work Plan
(Work Plan) that supports transportation planning programs and functions consistent
with regional and subregional plans, programs, and requirements; and
2) Forward to the Commission for final action.
13. RIVERSIDE TRANSIT AGENCY FISCAL YEAR 2018/2019 SHORT RANGE TRANSIT PLAN
AMENDMENT
Page 153
Overview
This item is for the Committee to:
1) Approve an amendment to the Riverside Transit Agency (RTA) Fiscal Year 2018/19
Short Range Transit Plan (SRTP) for $22.1 million related to the payment of RTA’s
current unfunded pension liability;
2) Approve an allocation of $22.1 million in Local Transportation Fund (LTF) Western
County Bus Unallocated LTF fund balance to provide funding for RTA to pay its current
unfunded pension liability;
3) Approve an adjustment to the FY 2018/19 budget in the amount of $22.1 million to
increase transit operating expenditures; and
4) Forward to the Commission for final action.
14. RIVERSIDE COUNTY PUBLIC TRANSPORTATION: ANNUAL COUNTYWIDE PERFORMANCE
REPORT FOR FISCAL YEAR 2016/17
Page 155
Overview
This item is for the Committee to:
1) Receive and file the Riverside County Public Transportation: Annual Countywide
Performance Report (Countywide Report) for Fiscal Year 2016/17; and
2) Forward to the Commission for final action.
Budget and Implementation Committee
August 27, 2018
Page 5
15. ITEM(S) PULLED FROM CONSENT CALENDAR AGENDA
16. COMMISSIONERS / STAFF REPORT
Overview
This item provides the opportunity for the Commissioners and staff to report on attended
and upcoming meeting/conferences and issues related to Commission activities.
17. ADJOURNMENT
The next Budget and Implementation Committee meeting is scheduled to be held at
9:30 a.m., Monday, September 24, 2018, Board Chambers, First Floor, County
Administrative Center, 4080 Lemon Street, Riverside.
AGENDA ITEM 5
MINUTES
RIVERSIDE COUNTY TRANSPORTATION COMMISSION
BUDGET AND IMPLEMENTATION COMMITTEE
Monday, June 25, 2018
MINUTES
1. CALL TO ORDER
The meeting of the Budget and Implementation Committee was called to order by
Vice Chair Linda Krupa at 9:30 a.m., in the Board Room at the County of Riverside
Administrative Center, 4080 Lemon Street, First Floor, Riverside, California, 92501.
2. ROLL CALL
Members/Alternates Present Members Absent
Randall Bonner Rusty Bailey
Jan Harnik Rick Gibbs
Jim Hyatt Steven Hernandez
Linda Krupa Michael Naggar
Bob Magee Greg Pettis
Scott Matas Chuck Washington
Dana Reed
John F. Tavaglione
Lloyd White*
*Arrived after the meeting was called to order
3. PLEDGE OF ALLEGIANCE
Commissioner Jim Hyatt led the Budget and Implementation Committee in a flag salute.
4. PUBLIC COMMENTS
There were no requests to speak from the public.
RCTC Budget and Implementation Committee Minutes
June 25, 2018
Page 2
5. APPROVAL OF MINUTES – APRIL 23, 2018
M/S/C (Hyatt/Tavaglione) to approve the minutes of April 23, 2018 meeting as
submitted.
Abstain: Harnik
6. ADDITIONS / REVISIONS
There were no additions or revisions to the agenda.
At this time, Commissioner Lloyd White joined the meeting.
7. PUBLIC ENGAGEMENT PROGRAM
Aaron Hake, External Affairs Director, presented the Public Engagement Program, which is
to communicate with the County’s residents about the Commission’s transportation system,
the programs and services provided by the Commission, and engage them in a dialogue
about how to best plan and fund infrastructure, highlighting the following areas:
• A chart that depicts the dramatic drop in the total estimated circulation of U.S. daily
newspapers
• Riverside County public sees a need for more investment in transportation in
Riverside County and 81 percent agreed
• The Riverside County residents are willing to invest more in their transportation
system by 59 percent
• Awareness is low as almost two-thirds of the voters in Riverside County cannot
identify RCTC or are not aware of what RCTC is doing; the ratio is two to one of those
that view RCTC as favorably verses unfavorably
• Tough choices ahead: to meet capital needs in Riverside County: 2018-2039
• Might get tougher if SB 1 is repealed by the California voters the funding gap will get
larger by about $3 billion in Riverside County
• Commission projects that are in need of funding for which Commission policy stated
it needed to be done or included in the Measure A Ordinance: SR-71/91; I-15
(Cajalco Road – SR-74; Mid County Parkway; SR-79 realignment; I-215 (Box Springs –
Nuevo Road); SR-91 operational improvements; SR-71 widening; I-15 (SR-74-San
Diego County Line); Coachella Valley-San Gorgonio Pass Intercity Rail; Extension of
Perris Valley Line (or other transit routes); Ethanac Corridor; I-15/Railroad Canyon;
and I-15/French Valley Parkway
• Public Engagement Program – Specific measurable agreed upon realistic and time
bound (SMART) goals
• Multi-media approach chart
RCTC Budget and Implementation Committee Minutes
June 25, 2018
Page 3
• Comprehensive plan and outreach schedule
• Comprehensive team, specialized roles, and local experience highlights
• An example of Holistic, actionable data the Commission will be receiving
• Best practices in public engagement programs – Other public agencies engaged in
public programs are: LA Metro, VCTC, Contra Costa Transportation Authority, and
Transportation Agency for Monterey County
o Approach adapted for: Riverside County size; its geography; was realistic
about the budget and staff resources to manage this program
• Small cost, high impact: 0.04 of total RCTC Budget; $0.03 per month per adult
resident; to receive direct engagement and education; and enhanced decision-
making data
Commissioner Bob Magee expressed initial concern for spending over $1.6 million for public
relations, but stated Mr. Hake did an excellent job with his presentation and it helped to
move him to the other side. He requested staff provide updates to the Commission as often
as possible so that measurability is something the Commissioners can comprehend and the
level of comfort will be easier to handle.
In response to Commissioner Jim Hyatt’s inquiry about trying to get 50 percent of voters in
the County and asked if mailing a flyer to every household in the County with a bulk rate
especially for those residents that do not use computers was explored, Aaron Hake replied
that has been considered when designing the budget. He explained the specific tactics need
to be discussed with the consultant, although this will be done in multiple ways by doing a
print, a digital, and a video version.
In response to Commissioner Jan Harnik’s clarification the first goal is July 1, and asked when
this will be implemented, Aaron Hake replied this fall.
Commissioner Harnik referred to Commissioner Magee’s comment and stated while this is
a lot of money having gone through, and continue to go through issues in the Coachella
Valley it is a good investment because without public sentiment you go nowhere. She
expressed how they continue to deal with issues in the Coachella Valley with CV Link and if
the Coachella Valley had these type of program goals in place, it is an investment worth
taking on. She expressed appreciation for all the work that went into it.
Commissioner Dana Reed concurred with Commissioner Magee’s comment to Mr. Hake as
he did an excellent job. Commissioner Reed requested to meet AlphaVu and stated he did
some research and was impressed with AlphaVu.
Scott Wilkinson, President at AlphaVu stated he founded AlphaVu about 10 years ago and
discussed how AlphaVu is a heavily analytics focused business. Mr. Wilkinson stated since
AlphaVu started its work with the Commission the number of visits on the Commission
RCTC Budget and Implementation Committee Minutes
June 25, 2018
Page 4
website has gone from 1,700 website visitors to over 9,300 every day. He noted people
visiting the Commission website are not taking notes and studying what is there, the website
visits are very short. He explained that means messaging has to be intensively repetitive
month in and month out, as this is the program the Commission designed.
Commissioner Scott Matas expressed appreciation to Aaron Hake and the consultants. He
explained at the Executive Committee awhile back the Commission and staff was unfairly
attacked and they needed to find ways to come forward with this and coming out with a
Public Engagement Program is excellent on what it will do for the future of the Commission.
He stated many people do not realize where the tax dollars go and how it funnels down to
the local levels and this is an opportunity to put the facts out there for the public.
M/S/C (Hyatt/Bonner) to:
1) Award Agreement No. 18-15-086-00 to AlphaVu for a Public Engagement
Program for a term of 31 months, in an amount not to exceed $1,649,662;
2) Authorize the Chair or Executive Director, pursuant to legal counsel
review, to execute the agreement on behalf of the Commission; and
3) Forward to the Commission for final action.
8. STATE AND FEDERAL LEGISLATIVE UPDATE
Jillian Guizado, Legislative Affairs Manager, provided an update on state and federal
legislation.
In response to Commissioner Randall Bonner’s inquiry if AB 1405 was voted on in June,
Jillian Guizado replied she would look into the status of AB 1405 and provide an update
as this is not a bill the Commission had taken a position on.
M/S/C (White/Bonner) to:
1) Receive and file an update on state and federal legislation;
2) Adopt the following bill position:
a) AB 2734 (Frazier) – Support; and
3) Forward to the Commission for final action.
At this time, Commissioner Matas left the meeting.
9. SB 1 LOCAL PARTNERSHIP PROGRAM FORMULA CYCLE 2 PROJECT NOMINATION
Shirley Medina, Planning and Programming Director, provided an update for the SB 1
Local partnership Program Formula Cycle 2 project nomination.
RCTC Budget and Implementation Committee Minutes
June 25, 2018
Page 5
M/S/C (Bonner/Tavaglione) to:
1) Approve the project nomination for the SB 1 Local Partnership Program
(LPP) Formula Cycle 2 funds for the Interstate 215/Placentia Interchange
project;
2) Approve match funds by programming $7,042,000 of Measure A
Community and Environmental Transportation Acceptability Program
(CETAP) funds;
3) Authorize the Executive Director, pursuant to legal counsel review and
upon California Transportation Commission (CTC) adoption of the LPP
Formula program of projects, to execute agreements required for
programming SB 1 LPP Formula funding; and
4) Forward to the Commission for final action.
At this time, Commissioner Matas rejoined the meeting.
10. FISCAL YEARS 2018/19 – 2022/23 MEASURE A FIVE-YEAR CAPITAL IMPROVEMENT
PLANS FOR THE LOCAL STREETS AND ROADS PROGRAM
Martha Masters, Senior Management Analyst, presented the Fiscal Years 2018/19 –
2022/23 Measure A Five-Year Capital Improvement Plans (CIP) for Local Streets and Roads
(LSR) Program, highlighting the following areas:
• Measure A Ordinance – Allocated within three geographic areas: Western County,
Coachella Valley, and Palo Verde Valley
• Distribution of Measure A LSR funds
• LSR requirements
M/S/C (Hyatt/Bonner) to:
1) Approve the Fiscal Years 2018/19 – 2022/23 Measure A Five-Year Capital
Improvement Plan (CIP) for Local Streets and Roads (LSR) as submitted
by the participating agencies; and
2) Forward to the Commission for final action.
11. RIVERSIDE COUNTY TRANSIT SERVICES FUNDING ALLOCATIONS FOR FISCAL YEAR
2018/19
Fina Clemente, Transit Program Manager, presented the Riverside County Transit Services
funding allocations for Fiscal Year 2018/19, highlighting the following:
RCTC Budget and Implementation Committee Minutes
June 25, 2018
Page 6
• Short Range Transit Plans (SRTPs) FYs 2018/19 – 2020/21 – Cities of Banning,
Beaumont, Corona, Riverside; the Commission’s Commuter Rail Program; Palo
Verde Valley Transit Agency; Riverside Transit Agency; and Sunline Transit Agency
(SunLine)
• Riverside County FY 2018/19 transit funding request
• Operating and capital program funds – FY 2018/19 and FY 2017/18 comparison
• FY 2018/19 transit financial plan by revenue source
• Summary of FY 2018/19 transit revenue outlook: LTF, Measure A, and STA funds
Commissioner Reed expressed it is unfortunate the prices are going up astronomically at
the same time ridership is declining. He realizes this is not unique to Riverside County it
is systemic throughout Southern California. Commissioner Reed stated he will support
this, as it needs to be done however, suggested the Commission should take the offensive
to try to get the Commissioners’ colleagues together to come up with a solution.
Commissioner Jim Hyatt discussed the city of Calimesa’s (Calimesa) transit services, how
the city of Beaumont has been providing transit service for Calimesa, and the city of
Beaumont is dropping Calimesa’s transit service due to farebox lack of recovery. He
requested in the next cycle for the Commission to discuss providing a service for
Calimesa/Cherry Valley for seniors and for school kids that need a ride to school to get a
subsidy to ride on a private enterprise.
Anne Mayer expressed appreciation for the Commissioners’ comments and explained this
conversation will occur over the next year at multiple opportunities. The Commission’s
transit providers do a great job and many of the Commissioners serve on those boards as
well and are working to ensure the service is compatible with the communities and also
run cost effective services. Anne Mayer expressed one of the biggest challenges is there
are no sufficient frequencies with the routes to pull in more riders. She discussed the
conversations with Supervisor Perez and Congressman Ruiz, which are leading an effort
related to Veteran services in the Coachella Valley using taxi service. She then discussed
the Measure A Specialized Transit Call for Projects where the Commission’s invest funding
is spent for senior citizens, disadvantaged and disabled communities, and Veterans
services for transportation. She suggested Executive Director Hasan Ikhrata from
Southern California Association of Governments (SCAG) present the SCAG study at a
future Commission meeting about vehicle ownership, which increased so significantly in
Southern California of four or five vehicles per residency. She discussed the Commission’s
reserve policy for the 10 percent reserve on funding that comes in as many of the
Commission’s operators are not always in support of it. She suggested this topic would
be a conversation at the Commission’s Annual Workshop as it is a very important issue in
the future.
RCTC Budget and Implementation Committee Minutes
June 25, 2018
Page 7
M/S/C (Hyatt/Harnik) to:
1) Conduct a public hearing at its July Commission meeting on the proposed
Federal Transit Administration (FTA) Section 5307 Program of Projects
(POP);
2) Approve the Fiscal Year 2018/19 FTA Sections 5307 and 5311 POP for
Riverside County (County);
3) Approve the FY 2018/19 Local Transportation Fund (LTF) and State
Transit Assistance (STA) fund allocations for transit;
4) Direct staff to add projects into the Federal Transportation Improvement
Program (FTIP);
5) Adopt Resolution No. 18-011, “Resolution of the Riverside County
Transportation Commission to Allocate State Transit Assistance Funds”;
and
6) Forward to the Commission for final action.
12. COMMISSIONERS / EXECUTIVE DIRECTOR REPORT
There were no Commissioner or Executive Director comments.
13. ADJOURNMENT
There being no further business for consideration by the Budget and Implementation
Committee, the meeting was adjourned at 10:22 a.m.
Respectfully submitted,
Lisa Mobley
Clerk of the Board
AGENDA ITEM 7A
Agenda item 7A
RIVERSIDE COUNTY TRANSPORTATION COMMISSION
DATE: August 27, 2018
TO: Budget and Implementation Committee
FROM: Matt Wallace, Procurement Manager
THROUGH: Theresia Trevino, Chief Financial Officer
SUBJECT: Single Signature Authority Report
STAFF RECOMMENDATION:
This item is for the Committee to:
1) Receive and file the Single Signature Authority report for the fourth quarter ended
June 30, 2018; and
2) Forward to the Commission for final action.
BACKGROUND INFORMATION:
Certain contracts are executed under single signature authority as permitted in the
Commission’s Procurement Policy Manual adopted in June 2018. The Executive Director is
authorized to sign services contracts that are less than $150,000 individually and in an
aggregate amount not to exceed $1.5 million in any given fiscal year. Additionally, in
accordance with Public Utilities Code Section 130323(c), the Executive Director is authorized to
sign contracts for supplies, equipment, materials, and construction of all facilities and works
under $50,000 individually.
The attached report details all contracts that have been executed for the fourth quarter ended
June 30, 2018 under the single signature authority granted to the Executive Director. The
unused capacity of single signature authority for services at June 30, 2018, is $226,684.83.
Attachment: Single Signature Authority Report as of June 30, 2018
1
CONSULTANT DESCRIPTION OF SERVICES ORIGINAL CONTRACT
AMOUNT PAID AMOUNT REMAINING
CONTRACT AMOUNT
AMOUNT AVAILABLE July 1, 2017 $1,500,000.00
Fairbank, Maslin, Maullin, Metz & Associates (FM3)Public opinion research services 150,000.00 78,448.96 71,551.04
BNSF Rail/station flagging services 150,000.00 33,528.56 116,471.44
Semilla Landscape Corporation Station and Toll Facilities Janitorial Services 48,000.00 47,876.30 123.70
TRC Solutions I-15 Express Lanes Project Groundbreaking Event 25,000.00 0.00 25,000.00
Joshua Grading Flagging services 100,000.00 16,774.18 83,225.82
Fitch Credit rating 110,000.00 0.00 110,000.00
Exigent IT Support services 150,000.00 150,000.00 0.00
Riverside Risk Advisors LLC Swap advisor regarding termination of BANA swap 42,000.00 0.00 42,000.00
Conrad LLP FTA subrecipient oversight monitoring services for FY 2017/18 29,000.00 0.00 29,000.00
Total Plan Business Interiors Furniture design, layout, and installation services for RCTC/Bechtel
expansion area 114,219.17 114,219.17 0.00
Fibertronics CCTV services to complete County's Poarch Road project 55,000.00 16,693.28 38,306.72
California Highway Patrol Service Authority for Freeway Emergencies (SAFE) coordinator 13,200.00 0.00 13,200.00
First Carbon Solutions (FCS)PA&ED for Santa Ana River Trail project 144,953.00 44,722.61 100,230.39
Alpha Vu Digital advertising services 84,900.00 54,393.81 30,506.19
Southern California Association of Governments Inland Empire Comprehensive Corridors Plan 32,500.00 0.00 32,500.00
Sapphos Environmental, Inc.Environmental services 21,048.00 2,029.39 19,018.61
Western Office SR-91 Express Lanes Customer Service Center Relocation - Initial Space
Planning Services
3,495.00 0.00 3,495.00
AMOUNT USED 1,273,315.17
1,273,315.17
$226,684.83
None N/A $- $- $-
Jose Mendoza Theresia Trevino
Prepared by Reviewed by
AMOUNT USED
SINGLE SIGNATURE AUTHORITY
AS OF June 30, 2018
Note: Shaded area represents new contracts listed in the fourth quarter.
AMOUNT REMAINING through June 30, 2018
Agreements that fall under Public Utilities Code 130323 (C)
2
AGENDA ITEM 7B
Agenda Item 7B
RIVERSIDE COUNTY TRANSPORTATION COMMISSION
DATE: August 27, 2018
TO: Budget and Implementation Committee
FROM: Megan Kavand, Senior Financial Analyst
Michele Cisneros, Deputy Finance Director
THROUGH: Theresia Trevino, Chief Financial Officer
SUBJECT: Quarterly Investment Report
STAFF RECOMMENDATION:
This item is for the Committee to:
1) Receive and file the Quarterly Investment Report for the quarter ended June 30, 2018;
and
2) Forward to the Commission for final action.
BACKGROUND INFORMATION:
Prior to Fiscal Year 2013/14, the Commission’s quarterly investment reports reflected
investments primarily concentrated in the Riverside County Pooled Investment Fund (RCPIF).
Other investments included the state Local Agency Investment Fund and mutual funds. As a
result of significant project financings such as the State Route 91 Corridor Improvement Project
(91 Project or 91 CIP) and the Interstate 15 Express Lanes Project (I-15 ELP), the Commission
determined it would be prudent to engage an investment manager for the bond proceeds and
other required funds. Additionally, the Commission desired to engage an investment manager
to provide investment advisory and management services related to the Commission’s operating
funds.
In May 2013, following a competitive procurement, the Commission awarded two investment
management services agreements to Logan Circle Partners, L.P. (Logan) for the 91 Project’s
proceeds generated from the issuance of sales tax revenue bonds and toll revenue bonds and to
Payden & Rygel Investment Management (Payden & Rygel) for Commission operating funds. At
its April 2017 meeting and based on a competitive procurement, the Commission awarded an
investment management services agreement to Logan related to the issuance of the sales tax
revenue bonds for the I-15 ELP.
Commencing in July 2013, Logan invested the 91 Project debt proceeds and subsequent
91 Project equity contributions in separate accounts of the Short-Term Actively Managed
Program (STAMP). Consistent with financing expectations, the Commission expended
substantially all of the 91 Project debt proceeds and equity contributions, except for the toll
3
Agenda Item 7B
revenue bonds debt service reserve. The Commission authorized Payden & Rygel to make
specific investments for the Commission’s operating funds beginning with the third quarter of
FY 2014/15.
In July 2017, the I-15 ELP and 91 Project completion financing (2017 Financing) was completed
and sales tax bond proceeds approximating $154.6 million were received. Logan invested the
2017 Financing debt proceeds in accounts of a separate STAMP portfolio during the first quarter
of FY 2017/18.
The quarterly investment report for the fourth quarter of FY 2017/18, as required by state law
and Commission policy, reflects the investment activities resulting from the 91 Project, 2017
Financing, and available operating cash. The quarterly investment report includes the following
information:
• Investment Portfolio Report;
• 91 CIP STAMP Portfolio by Investment Category;
• 91 CIP STAMP Portfolio by Account;
• 91 CIP STAMP Portfolio Transaction Report by Account;
• 91 CIP STAMP Portfolio Summary of investments by credit rating, industry group, asset
class, security type, and market sector;
• 91 CIP STAMP Portfolio Toll Revenue Series A & Series B Reserve Fund Summary of
investments by credit rating, industry group, asset class, security type, and market sector;
• 91 CIP STAMP Portfolio Residual Fund Required Retained Balance Summary of
investments by credit rating, industry group, asset class, security type, and market sector;
• 2017 Financing STAMP Portfolio by Investment Category;
• 2017 Financing STAMP Portfolio by Account;
• 2017 Financing STAMP Portfolio Transaction Report by Account;
• 2017 Financing STAMP Portfolio Summary of investments by credit rating, industry group,
asset class, security type, and market sector;
• 2017 Financing STAMP Portfolio Sales Tax Revenue Fund Summary of investment by
credit rating, industry group, asset class, security type, and market sector;
• 2017 Financing STAMP Portfolio I-15 ELP Sales Tax Senior Lien TIFIA Project Fund
Summary of investment by credit rating, industry group, asset class, security type, and
market sector;
• 2017 Financing STAMP Portfolio Ramp Up Fund Summary of investment by credit rating,
industry group, asset class, security type, and market sector;
• Logan Circle Partners, L.P. Short Duration Second Quarter 2018 Review;
• Payden & Rygel Operating Portfolio by Investment Category;
• Payden & Rygel Operating Portfolio Transaction Report;
• Payden & Rygel Operating Portfolio Second Quarter 2018 Review; and
• County of Riverside Investment Report for the Quarter Ended June 30, 2018.
4
Agenda Item 7B
The Commission’s investments were in full compliance with the Commission’s investment policy
adopted on December 13, 2017, and investments securities permitted under the indenture for
the Commission’s sales tax revenue bonds and the master indenture for the Commission’s toll
revenue bonds. Additionally, the Commission has adequate cash flows for the next six months.
Attachments:
1) Investment Portfolio Report
2) 91 CIP STAMP Portfolio by Investment Category
3) 91 CIP STAMP Portfolio by Account
4) 91 CIP STAMP Portfolio Transaction Report by Account
5) 91 CIP STAMP Portfolio Summary of Investments
6) 91 CIP STAMP Portfolio Toll Revenue Series A & Series B Reserve Fund Summary of
Investments
7) 91 CIP STAMP Portfolio Residual Fund Required Retained Balance Summary of
investments
8) 2017 Financing STAMP Portfolio by Investment Category
9) 2017 Financing STAMP Portfolio by Account
10) 2017 Financing STAMP Portfolio Transaction Report by Account
11) 2017 Financing STAMP Portfolio Summary of Investments
12) 2017 Financing STAMP Portfolio Sales Tax Revenue Fund Summary of Investments
13) 2017 Financing STAMP Portfolio I-15 ELP Sales Tax Senior Lien TIFIA Project Fund
Summary of Investments
14) 2017 Financing STAMP Portfolio Ramp Up Fund Summary of Investments
15) Payden & Rygel Operating Portfolio by Investment Category
16) Payden & Rygel Operating Portfolio Transaction Report
17) Logan Circle Partners, L.P. Short Duration Quarterly Review
18) Payden & Rygel Operating Portfolio Quarterly Review
19) County of Riverside Investment Report
5
Riverside County Transportation Commission
Investment Portfolio Report
Period Ended: March 31, 2018
FAIR VALUE
RATING
MOODYS / S&P
COUPON
RATE
PAR
VALUE
PURCHASE
DATE
MATURITY
DATE
YIELD TO
MATURITY
PURCHASE
COST
MARKET
VALUE
UNREALIZED
GAIN (LOSS)
OPERATING FUNDS
City National Bank Deposits 16,121,938 A3/BBB+N/A N/A
County Treasurer's Pooled Investment Fund 426,041,173 Aaa-bf/AAA-V1 N/A 1.55%
Local Agency Investment Fund (LAIF)3,702,595 N/A N/A N/A
Subtotal Operating Funds 445,865,707
FUNDS HELD IN TRUST
County Treasurer's Pooled Investment Fund:
Local Transportation Fund 82,765,542 Aaa-bf/AAA-V1 N/A 1.55%
Subtotal Funds Held in Trust 82,765,542
COMMISSION MANAGED PORTFOLIO
US Bank Payden & Rygel Operating 50,839,673
First American Government Obligation Fund 53,324,597 N/A N/A N/A
Subtotal Commission Managed Portfolio 104,164,269
STAMP PORTFOLIO for 91 CIP
Series A & Series B Reserve Fund 17,732,101
Sales Tax Revenue Capitalized Interest Fund 792,838
Residual Fund Required Retained Balance 3,278,697
Subtotal STAMP Portfolio - 91 CIP 21,803,636
STAMP PORTFOLIO for 2017 Financing
Sales Tax I15 ELP Project Revenue Fund 83,948,586
Sales Tax Revenue Fund 25,416,178
Ramp Up Fund 7,820,608
Subtotal STAMP Portfolio - 2017 Financing 117,185,372
TOTAL All Cash and Investments 771,784,527$
See attached report for details
See attached report for details
See attached report for details
See attached report for details
See attached report for details
See attached report for details
See attached report for details
2.29%1.92%
10.88%
3.29%
13.50%10.72%
57.77%
$-
$50,000,000
$100,000,000
$150,000,000
$200,000,000
$250,000,000
$300,000,000
$350,000,000
$400,000,000
$450,000,000
$500,000,000
STAMP Portfolio for 91 CIP Reserve
STAMP Portfolio for 91 CIP Capitalized Interest
STAMP Portfolio for 91 CIP Residual Fund
STAMP Portfolio for 2017 Financing I15 ELP
Project Revenue Fund
STAMP Portfolio for 2017 Financing Revenue
Fund
STAMP Portfolio for 2017 Financing Ramp Up
Fund
Commission Managed Portfolio
Trust Funds
Operating Funds
Nature of Investments
6.91% Mutual
Funds
68.01% County
Pool/Cash
0.48% LAIF
24.38% Fixed
Income
0.121 Money
Market Funds
ATTACHMENT 1
6
BLANK
7
Page 2 of 32
.Account Identifier
Security Type
Category Issuer
Final
Maturity Trade Date Current Face Value Original Cost
Next Call
Date Base Market Value
Base Net Total
Unrealized
Gain/Loss Coupon Yield
Summarized
Credit Rating
256350023 LC-Sr Lien Reserve Fund-1 3137EADB2 Agency Federal Home Loan Mortgage Corporation 01/13/2022 ---950,000.00 942,921.50 ---943,245.50 (6,414.89)2.375 2.573 AAA
256350023 LC-Sr Lien Reserve Fund-1 3135G0D75 Agency Federal National Mortgage Association 06/22/2020 05/06/2015 600,000.00 593,490.00 ---588,390.00 (8,712.27)1.500 2.397 AAA
256350023 LC-Sr Lien Reserve Fund-1 3137EADR7 Agency Federal Home Loan Mortgage Corporation 05/01/2020 05/15/2015 475,000.00 471,527.75 ---465,742.25 (7,766.18)1.375 2.337 AAA
256350021 LC-RCTC 2013 Residual Fund 313385VL7 Agency FHLBanks Office of Finance 04/12/2018 03/29/2018 100,000.00 99,933.50 ---99,954.00 6.25 0.000 1.292 AAA
256350023 LC-Sr Lien Reserve Fund-1 3136A72D3 Agency CMO Federal National Mortgage Association 04/25/2022 07/03/2013 358,757.85 340,819.96 ---353,545.10 2,508.87 2.482 2.974 AAA
256350023 LC-Sr Lien Reserve Fund-1 3137AUPE3 Agency CMO Federal Home Loan Mortgage Corporation 06/25/2022 ---379,000.00 366,344.03 ---371,988.50 (935.39)2.396 2.849 AAA
256350023 LC-Sr Lien Reserve Fund-1 38377RSZ9 Agency CMO The Government National Mortgage Association Guarante 06/16/2039 ---95,157.39 98,144.26 ---97,394.54 (198.38)4.500 2.273 AAA
256350023 LC-Sr Lien Reserve Fund-1 31395EZP5 Agency CMO Federal Home Loan Mortgage Corporation 08/15/2019 07/09/2013 14,244.42 15,070.15 ---14,368.48 (60.55)4.500 2.156 AAA
256350023 LC-Sr Lien Reserve Fund-1 38377JZ89 Agency CMO The Government National Mortgage Association Guarante 10/20/2039 07/05/2013 64,550.98 66,525.33 ---65,234.57 (571.34)3.500 2.886 AAA
256350023 LC-Sr Lien Reserve Fund-1 38376GB33 Agency CMO The Government National Mortgage Association Guarante 10/16/2044 01/23/2015 174,842.41 179,469.67 ---175,129.15 (953.01)3.500 2.969 AAA
256350023 LC-Sr Lien Reserve Fund-1 38376T5Z1 Agency CMO The Government National Mortgage Association Guarante 01/16/2039 01/26/2015 96,706.36 101,033.97 ---96,653.17 (3,351.34)3.000 2.993 AAA
256350023 LC-Sr Lien Reserve Fund-1 38378TAF7 Agency CMO The Government National Mortgage Association Guarante 07/20/2041 07/05/2013 151,768.55 151,791.43 ---150,176.49 (1,464.02)2.500 2.825 AAA
256350023 LC-Sr Lien Reserve Fund-1 38380AZ34 Agency CMO The Government National Mortgage Association Guarante 04/20/2046 11/28/2016 159,204.10 163,663.06 ---158,041.91 (5,184.06)3.000 3.123 AAA
256350023 LC-Sr Lien Reserve Fund-1 38378CRT6 Agency CMO The Government National Mortgage Association Guarante 10/20/2040 05/22/2014 61,917.97 59,789.54 ---59,761.37 (186.90)2.000 3.227 AAA
256350023 LC-Sr Lien Reserve Fund-1 38376WA62 Agency CMO The Government National Mortgage Association Guarante 10/20/2039 ---96,355.10 100,307.76 ---100,609.17 (490.63)4.000 2.368 AAA
256350023 LC-Sr Lien Reserve Fund-1 38377RVK8 Agency CMO The Government National Mortgage Association Guarante 04/20/2039 ---111,233.66 114,370.79 ---111,288.16 (1,943.16)3.000 2.931 AAA
256350023 LC-Sr Lien Reserve Fund-1 3137ASNH3 Agency CMO Federal Home Loan Mortgage Corporation 09/25/2021 07/03/2013 210,041.80 205,258.42 ---206,177.03 (1,814.99)1.459 2.606 AAA
256350023 LC-Sr Lien Reserve Fund-1 3137AXHP1 Agency CMO Federal Home Loan Mortgage Corporation 09/25/2022 09/29/2017 140,000.00 142,089.06 ---138,119.80 (3,743.65)2.573 2.875 AAA
256350023 LC-Sr Lien Reserve Fund-1 3137AJMF8 Agency CMO Federal Home Loan Mortgage Corporation 10/25/2021 08/05/2015 30,000.00 31,038.28 ---30,131.70 (438.53)2.968 2.784 AAA
256350023 LC-Sr Lien Reserve Fund-1 3137ATRW4 Agency CMO Federal Home Loan Mortgage Corporation 05/25/2022 12/21/2016 125,000.00 124,804.69 ---122,681.25 (2,118.79)2.373 2.837 AAA
256350023 LC-Sr Lien Reserve Fund-1 38378B7F0 Agency CMO Government National Mortgage Association 12/16/2042 ---450,000.00 427,324.22 ---424,314.00 (10,436.24)2.273 3.523 AAA
256350023 LC-Sr Lien Reserve Fund-1 3137A5FP4 Agency CMO Federal Home Loan Mortgage Corporation 01/15/2021 ---137,077.58 137,093.08 ---136,945.98 (134.06)2.500 2.512 AAA
256350023 LC-Sr Lien Reserve Fund-1 38378CDK0 Agency CMO The Government National Mortgage Association Guarante 03/20/2035 03/16/2018 37,091.96 37,265.83 ---37,268.89 (0.83)3.000 2.401 AAA
256350023 LC-Sr Lien Reserve Fund-1 38377LQT8 Agency CMO The Government National Mortgage Association Guarante 12/20/2037 03/08/2018 13,655.47 13,655.47 ---13,680.59 25.28 3.000 2.458 AAA
256350021 LC-RCTC 2013 Residual Fund 3137A1LC5 Agency CMO Federal Home Loan Mortgage Corporation 08/15/2020 01/17/2018 27,212.25 27,122.96 ---27,109.11 (15.03)2.000 2.395 AAA
256350021 LC-RCTC 2013 Residual Fund 3137A5FP4 Agency CMO Federal Home Loan Mortgage Corporation 01/15/2021 01/30/2018 49,002.55 49,125.05 ---48,955.51 (163.61)2.500 2.512 AAA
256350021 LC-RCTC 2013 Residual Fund 38378CDK0 Agency CMO The Government National Mortgage Association Guarante 03/20/2035 01/30/2018 66,765.54 67,381.02 ---67,084.01 (248.99)3.000 2.401 AAA
256350021 LC-RCTC 2013 Residual Fund 38378AWX5 Agency CMO The Government National Mortgage Association Guarante 01/20/2036 01/30/2018 43,761.85 44,185.79 ---43,971.47 (194.45)3.000 2.524 AAA
205091001 LC-2013 A Capitalized Interest 36290WH47 Agency MBS Government National Mortgage Association 09/15/2018 07/18/2013 0.00 0.00 ---0.00 (0.00)4.500 2.066 AAA
205091001 LC-2013 A Capitalized Interest 31401MWC1 Agency MBS Federal National Mortgage Association 06/01/2018 07/12/2013 0.00 0.00 ---0.00 (0.00)4.500 -3.625 AAA
205091001 LC-2013 A Capitalized Interest 3128MBTH0 Agency MBS Federal Home Loan Mortgage Corporation 03/01/2019 07/26/2013 0.01 0.01 ---0.01 (0.00)5.000 -1.675 AAA
256350023 LC-Sr Lien Reserve Fund-1 38379KDN5 Agency MBS Government National Mortgage Association 09/16/2055 08/05/2015 168,839.03 164,525.71 ---159,590.03 (6,816.39)2.112 3.701 AAA
256350023 LC-Sr Lien Reserve Fund-1 36202F2H8 Agency MBS Ginnie Mae II 01/20/2027 11/14/2016 175,385.29 182,017.05 ---176,483.20 (5,163.97)3.000 2.766 AAA
256350023 LC-Sr Lien Reserve Fund-1 38378XP62 Agency MBS The Government National Mortgage Association Guarante 05/16/2055 05/14/2015 328,790.11 332,848.61 ---314,757.34 (17,429.56)2.500 3.486 AAA
256350023 LC-Sr Lien Reserve Fund-1 31381PEB0 Agency MBS Federal National Mortgage Association 11/01/2020 09/26/2014 254,516.25 267,997.66 ---258,272.91 (1,982.14)3.370 2.847 AAA
256350023 LC-Sr Lien Reserve Fund-1 38378KWU9 Agency MBS The Government National Mortgage Association Guarante 11/16/2041 ---73,766.34 72,034.11 ---69,602.23 (3,188.10)1.400 4.151 AAA
256350023 LC-Sr Lien Reserve Fund-1 3138EJPZ5 Agency MBS Federal National Mortgage Association 07/01/2022 08/29/2016 278,000.62 295,277.92 ---277,405.70 (13,875.73)2.973 3.015 AAA
256350023 LC-Sr Lien Reserve Fund-1 31381T4E7 Agency MBS Federal National Mortgage Association 03/01/2022 10/25/2016 266,308.66 278,240.54 ---264,380.58 (10,635.16)2.670 3.084 AAA
256350023 LC-Sr Lien Reserve Fund-1 3136A4M48 Agency MBS Federal National Mortgage Association 01/25/2022 07/05/2013 235,782.50 236,445.64 ---232,505.12 (3,671.88)2.098 4.398 AAA
256350023 LC-Sr Lien Reserve Fund-1 3136A7MN9 Agency MBS Federal National Mortgage Association 05/25/2022 08/29/2016 300,000.00 308,578.13 ---293,502.00 (12,308.41)2.349 3.073 AAA
256350023 LC-Sr Lien Reserve Fund-1 31417YKF3 Agency MBS Federal National Mortgage Association 01/01/2030 07/10/2013 82,268.04 86,792.79 ---86,439.86 (191.45)4.500 2.972 AAA
256350023 LC-Sr Lien Reserve Fund-1 38378KRS0 Agency MBS The Government National Mortgage Association Guarante 07/16/2043 05/08/2015 450,000.00 434,460.94 ---422,793.00 (16,858.18)2.389 3.731 AAA
256350023 LC-Sr Lien Reserve Fund-1 38378KXW4 Agency MBS The Government National Mortgage Association Guarante 02/16/2037 12/11/2014 177,510.56 176,650.75 ---172,659.20 (4,425.42)1.705 3.335 AAA
256350023 LC-Sr Lien Reserve Fund-1 3138EKXL4 Agency MBS Federal National Mortgage Association 03/01/2023 ---293,119.60 289,390.18 ---286,832.18 (2,952.81)2.356 2.952 AAA
256350023 LC-Sr Lien Reserve Fund-1 3138L33G8 Agency MBS Federal National Mortgage Association 06/01/2020 11/12/2015 100,000.00 99,875.00 ---98,455.00 (1,380.79)2.010 2.675 AAA
256350023 LC-Sr Lien Reserve Fund-1 38378KSL4 Agency MBS The Government National Mortgage Association Guarante 12/16/2046 ---425,000.00 415,829.11 ---392,615.00 (25,388.18)2.811 3.942 AAA
256350023 LC-Sr Lien Reserve Fund-1 3138L76A9 Agency MBS Federal National Mortgage Association 11/01/2021 10/04/2016 124,240.90 128,725.23 ---123,388.61 (3,651.07)2.590 2.856 AAA
256350023 LC-Sr Lien Reserve Fund-1 3136AHAE0 Agency MBS Federal National Mortgage Association 04/25/2023 10/28/2016 195,981.53 200,207.38 ---192,518.53 (6,816.99)2.522 3.445 AAA
256350023 LC-Sr Lien Reserve Fund-1 38378B6A2 Agency MBS Government National Mortgage Association 11/16/2052 01/22/2015 117,501.25 113,797.20 ---112,029.21 (3,146.92)1.826 3.395 AAA
256350023 LC-Sr Lien Reserve Fund-1 3137B1U75 Agency MBS Federal Home Loan Mortgage Corporation 01/25/2023 08/29/2016 380,000.00 394,917.97 ---373,961.80 (16,818.18)2.522 2.901 AAA
256350023 LC-Sr Lien Reserve Fund-1 31381Q6B7 Agency MBS Federal National Mortgage Association 06/01/2021 07/15/2016 186,228.65 206,539.21 ---193,806.29 (5,790.20)4.295 2.849 AAA
256350023 LC-Sr Lien Reserve Fund-1 3136AC7J4 Agency MBS Federal National Mortgage Association 03/25/2023 02/21/2018 74,236.49 73,015.65 ---73,139.27 100.93 2.493 3.069 AAA
256350021 LC-RCTC 2013 Residual Fund 31416BVR6 Agency MBS Federal National Mortgage Association 12/01/2020 01/17/2018 73,982.63 75,647.23 ---75,512.59 (50.51)5.000 2.432 AAA
256350021 LC-RCTC 2013 Residual Fund 3137AXHN6 Agency MBS Federal Home Loan Mortgage Corporation 02/25/2022 01/25/2018 38,452.77 37,924.05 ---37,739.47 (193.28)1.749 2.670 AAA
256350021 LC-RCTC 2013 Residual Fund 3137B1UF7 Agency MBS Federal Home Loan Mortgage Corporation 09/25/2022 01/25/2018 21,363.22 21,049.45 ---20,942.15 (111.94)1.785 2.676 AAA
256350021 LC-RCTC 2013 Residual Fund 31294KUP8 Agency MBS Federal Home Loan Mortgage Corporation 11/01/2018 02/01/2018 8,213.04 8,295.17 ---8,330.57 44.83 5.000 -0.702 AAA
256350021 LC-RCTC 2013 Residual Fund 3136AC7J4 Agency MBS Federal National Mortgage Association 03/25/2023 02/21/2018 20,621.24 20,282.12 ---20,316.46 28.03 2.493 3.069 AAA
256350021 LC-RCTC 2013 Residual Fund 3137AWQG3 Agency MBS Federal Home Loan Mortgage Corporation 04/25/2022 01/30/2018 44,510.16 43,571.27 ---43,559.87 (41.32)1.583 2.598 AAA
256350021 LC-RCTC 2013 Residual Fund 58769DAD2 Asset Backed Mercedes-Benz Auto Lease Trust 2017-A 03/16/2020 ---52,000.00 51,710.12 ---51,654.20 (99.07)1.790 2.556 AAA
256350021 LC-RCTC 2013 Residual Fund 02582JGN4 Asset Backed American Express Credit Account Master Trust 05/15/2019 01/16/2018 100,000.00 100,351.56 ---100,274.00 (49.89)2.147 2.014 AAA
256350021 LC-RCTC 2013 Residual Fund 89236WAD0 Asset Backed Toyota Auto Receivables 2015-A Owner Trust 06/15/2020 01/19/2018 50,000.00 49,865.23 ---49,815.50 (91.87)1.520 2.429 AAA
256350021 LC-RCTC 2013 Residual Fund 161571FK5 Asset Backed Chase Issuance Trust 08/15/2019 01/25/2018 115,000.00 113,827.54 ---113,403.80 (553.45)1.580 2.623 AAA
256350021 LC-RCTC 2013 Residual Fund 65479AAD4 Asset Backed Nissan Auto Lease Trust 2017-A 04/15/2020 01/25/2018 50,000.00 49,771.48 ---49,545.50 (255.06)1.910 2.711 AAA
256350021 LC-RCTC 2013 Residual Fund 055657AC4 Asset Backed Bmw Vehicle Lease Trust 2017-1 05/20/2020 01/29/2018 100,000.00 99,703.13 ---99,361.00 (389.14)1.980 2.712 AAA
256350021 LC-RCTC 2013 Residual Fund 14912L6M8 Corporate Caterpillar Financial Services Corporation 11/13/2018 01/19/2018 100,000.00 99,809.00 ---99,639.00 (214.98)1.800 2.389 A
256350021 LC-RCTC 2013 Residual Fund 13607RAB6 Corporate Canadian Imperial Bank of Commerce 09/06/2019 01/19/2018 100,000.00 98,888.00 ---98,325.00 (692.38)1.600 2.800 A
256350021 LC-RCTC 2013 Residual Fund 89114QBF4 Corporate Toronto Dominion Bank 01/22/2019 01/19/2018 50,000.00 50,366.50 ---50,277.50 (20.53)2.585 2.460 AA
256350021 LC-RCTC 2013 Residual Fund 38141EA58 Corporate The Goldman Sachs Group, Inc.03/15/2020 01/25/2018 100,000.00 105,718.00 ---104,270.00 (994.48)5.375 3.110 A
256350021 LC-RCTC 2013 Residual Fund 037833BD1 Corporate Apple Inc.05/06/2020 01/25/2018 100,000.00 99,354.00 ---98,740.00 (662.66)2.000 2.620 AA
256350021 LC-RCTC 2013 Residual Fund 06406HCU1 Corporate The Bank of New York Mellon 05/15/2019 01/25/2018 100,000.00 99,974.00 04/15/2019 99,612.00 (366.09)2.200 2.551 A
91 CIP STAMP Portfolio by Investment Category for quarter ended March 31, 2018
ATTACHMENT 2
8
Page 3 of 32
.Account Identifier
Security Type
Category Issuer
Final
Maturity Trade Date Current Face Value Original Cost
Next Call
Date Base Market Value
Base Net Total
Unrealized
Gain/Loss Coupon Yield
Summarized
Credit Rating
91 CIP STAMP Portfolio by Investment Category for quarter ended March 31, 2018
256350021 LC-RCTC 2013 Residual Fund 86787EAS6 Corporate SunTrust Bank 01/31/2020 01/25/2018 100,000.00 100,644.00 12/31/2019 100,619.00 31.96 2.302 2.476 A
256350021 LC-RCTC 2013 Residual Fund 0258M0DZ9 Corporate American Express Credit Corporation 11/05/2018 01/25/2018 100,000.00 99,905.00 10/05/2018 99,587.00 (339.72)1.875 2.575 A
256350021 LC-RCTC 2013 Residual Fund 46625HKA7 Corporate JPMorgan Chase & Co.01/23/2020 01/25/2018 100,000.00 99,577.00 12/23/2019 98,785.00 (827.91)2.250 2.942 A
256350021 LC-RCTC 2013 Residual Fund 91159HHE3 Corporate U.S. Bancorp 11/15/2018 01/25/2018 100,000.00 100,035.00 10/15/2018 99,699.00 (327.73)1.950 2.436 A
256350021 LC-RCTC 2013 Residual Fund 780082AC7 Corporate Royal Bank of Canada 10/14/2020 01/25/2018 100,000.00 98,862.00 ---98,248.00 (685.34)2.100 2.820 AAA
256350021 LC-RCTC 2013 Residual Fund 24422ESF7 Corporate John Deere Capital Corporation 12/13/2018 01/25/2018 100,000.00 99,980.00 ---99,729.00 (255.14)1.950 2.339 A
256350021 LC-RCTC 2013 Residual Fund 06051GFN4 Corporate Bank of America Corporation 04/21/2020 01/25/2018 100,000.00 99,537.00 ---98,545.00 (1,028.09)2.250 2.984 A
256350021 LC-RCTC 2013 Residual Fund 06416CAC2 Corporate The Bank of Nova Scotia 04/26/2021 01/29/2018 100,000.00 97,511.00 ---96,954.00 (681.15)1.875 2.919 AAA
256350021 LC-RCTC 2013 Residual Fund 61747WAF6 Corporate Morgan Stanley 01/25/2021 01/29/2018 100,000.00 108,369.00 ---106,572.00 (1,348.35)5.750 3.288 A
256350021 LC-RCTC 2013 Residual Fund 136069XZ9 Corporate Canadian Imperial Bank of Commerce 02/02/2021 01/26/2018 45,000.00 45,000.00 ---45,028.80 28.80 2.093 2.596 A
256350021 LC-RCTC 2013 Residual Fund 05531FAQ6 Corporate BB&T Corporation 02/01/2019 01/25/2018 100,000.00 100,106.00 01/02/2019 99,553.00 (533.73)2.250 2.793 A
256350021 LC-RCTC 2013 Residual Fund 254010AC5 Corporate Dignity Health 11/01/2019 03/15/2018 24,000.00 23,897.52 ---23,897.76 (2.06)2.637 2.913 A
205091001 LC-2013 A Capitalized Interest 9AMMF05B2 MM Fund U.S. Bank Money Market Account Fund 03/31/2018 ---0.00 792,837.56 ---792,837.56 0.00 0.200 0.000 ---
256350023 LC-Sr Lien Reserve Fund-1 9AMMF05B2 MM Fund U.S. Bank Money Market Account Fund 03/31/2018 ---0.00 171,587.89 ---171,587.89 0.00 0.200 0.000 ---
256350021 LC-RCTC 2013 Residual Fund 9AMMF05B2 MM Fund U.S. Bank Money Market Account Fund 03/31/2018 03/28/2018 0.00 13,733.06 ---13,733.06 0.00 0.200 0.000 NA
256350023 LC-Sr Lien Reserve Fund-1 912828V49 TIPS Treasury, United States Department of 01/15/2027 ---287,260.40 285,917.55 ---279,955.37 (6,082.49)0.375 0.673 AAA
256350023 LC-Sr Lien Reserve Fund-1 912828SA9 TIPS Treasury, United States Department of 01/15/2022 ---454,400.10 456,702.75 ---449,569.83 (6,791.34)0.125 0.408 AAA
256350023 LC-Sr Lien Reserve Fund-1 912828UH1 TIPS Treasury, United States Department of 01/15/2023 02/05/2018 187,890.50 185,392.42 ---184,762.12 (703.73)0.125 0.477 AAA
256350021 LC-RCTC 2013 Residual Fund 912828UH1 TIPS Treasury, United States Department of 01/15/2023 02/05/2018 32,209.80 31,781.56 ---31,673.51 (120.64)0.125 0.477 AAA
256350023 LC-Sr Lien Reserve Fund-1 912828L99 US Gov Treasury, United States Department of 10/31/2020 ---1,250,000.00 1,239,802.73 ---1,219,037.50 (23,310.98)1.375 2.368 AAA
256350023 LC-Sr Lien Reserve Fund-1 912828L57 US Gov Treasury, United States Department of 09/30/2022 ---1,400,000.00 1,386,564.45 ---1,353,240.00 (35,347.09)1.750 2.540 AAA
256350023 LC-Sr Lien Reserve Fund-1 912828G38 US Gov Treasury, United States Department of 11/15/2024 04/18/2017 1,350,000.00 1,369,037.11 ---1,314,724.50 (52,088.75)2.250 2.683 AAA
256350023 LC-Sr Lien Reserve Fund-1 912828B58 US Gov Treasury, United States Department of 01/31/2021 ---1,440,000.00 1,472,525.40 ---1,429,531.20 (28,625.25)2.125 2.391 AAA
256350023 LC-Sr Lien Reserve Fund-1 912828VV9 US Gov Treasury, United States Department of 08/31/2020 ---585,000.00 597,363.67 ---581,893.65 (11,113.82)2.125 2.352 AAA
256350023 LC-Sr Lien Reserve Fund-1 912828XB1 US Gov Treasury, United States Department of 05/15/2025 05/24/2016 1,200,000.00 1,228,546.88 ---1,155,612.00 (67,423.25)2.125 2.699 AAA
256350023 LC-Sr Lien Reserve Fund-1 912828VA5 US Gov Treasury, United States Department of 04/30/2020 02/28/2017 160,000.00 158,131.25 ---156,163.20 (2,599.58)1.125 2.309 AAA
256350021 LC-RCTC 2013 Residual Fund 912828UF5 US Gov Treasury, United States Department of 12/31/2019 01/17/2018 115,000.00 113,000.98 ---112,780.50 (424.14)1.125 2.253 AAA
256350021 LC-RCTC 2013 Residual Fund 912828VK3 US Gov Treasury, United States Department of 06/30/2018 01/17/2018 130,000.00 129,888.28 ---129,859.60 (78.71)1.375 1.796 AAA
256350021 LC-RCTC 2013 Residual Fund 912828QQ6 US Gov Treasury, United States Department of 05/31/2018 01/30/2018 100,000.00 100,289.06 ---100,105.00 (38.34)2.375 1.743 AAA
256350021 LC-RCTC 2013 Residual Fund 912828K25 US Gov Treasury, United States Department of 04/15/2018 ---215,000.00 214,781.64 ---214,935.50 2.30 0.750 1.428 AAA
256350021 LC-RCTC 2013 Residual Fund 97689P2K3 VRDN Wisconsin Housing and Economic Development Authority 09/01/2037 01/30/2018 100,000.00 100,000.00 05/02/2018 100,000.00 0.00 1.750 1.750 AA
21,205,727.44 22,277,128.97 21,803,636.96 (462,819.57)
9
Page 4 of 32
Source
Account Account Identifier
Security Type
Category Issuer Final Maturity Trade Date
Current Face
Value Original Cost
Next Call
Date Base Market Value
Base Net Total
Unrealized
Gain/Loss Coupon Yield
Summarized
Credit Rating
205091001 LC-2013 A Capitalized Interest 36290WH47 Agency MBS Government National Mortgage Association 09/15/2018 07/18/2013 0.00 0.00 ---0.00 (0.00) 4.500 2.066 AAA
205091001 LC-2013 A Capitalized Interest 31401MWC1 Agency MBS Federal National Mortgage Association 06/01/2018 07/12/2013 0.00 0.00 ---0.00 (0.00) 4.500 -3.625 AAA
205091001 LC-2013 A Capitalized Interest 3128MBTH0 Agency MBS Federal Home Loan Mortgage Corporation 03/01/2019 07/26/2013 0.01 0.01 ---0.01 (0.00) 5.000 -1.675 AAA
205091001 LC-2013 A Capitalized Interest 9AMMF05B2 MM Fund U.S. Bank Money Market Account Fund 03/31/2018 ---- 792,837.56 ---792,837.56 - 0.200 0.000 ---
256350021 LC-RCTC 2013 Residual Fund 313385VL7 Agency FHLBanks Office of Finance 04/12/2018 03/29/2018 100,000.00 99,933.50 ---99,954.00 6.25 0.000 1.292 AAA
256350021 LC-RCTC 2013 Residual Fund 3137A1LC5 Agency CMO Federal Home Loan Mortgage Corporation 08/15/2020 01/17/2018 27,212.25 27,122.96 ---27,109.11 (15.03) 2.000 2.395 AAA
256350021 LC-RCTC 2013 Residual Fund 3137A5FP4 Agency CMO Federal Home Loan Mortgage Corporation 01/15/2021 01/30/2018 49,002.55 49,125.05 ---48,955.51 (163.61) 2.500 2.512 AAA
256350021 LC-RCTC 2013 Residual Fund 38378CDK0 Agency CMO The Government National Mortgage Association Guaranteed REMIC Pass-T 03/20/2035 01/30/2018 66,765.54 67,381.02 ---67,084.01 (248.99) 3.000 2.401 AAA
256350021 LC-RCTC 2013 Residual Fund 38378AWX5 Agency CMO The Government National Mortgage Association Guaranteed REMIC Pass-T 01/20/2036 01/30/2018 43,761.85 44,185.79 ---43,971.47 (194.45) 3.000 2.524 AAA
256350021 LC-RCTC 2013 Residual Fund 31416BVR6 Agency MBS Federal National Mortgage Association 12/01/2020 01/17/2018 73,982.63 75,647.23 ---75,512.59 (50.51) 5.000 2.432 AAA
256350021 LC-RCTC 2013 Residual Fund 3137AXHN6 Agency MBS Federal Home Loan Mortgage Corporation 02/25/2022 01/25/2018 38,452.77 37,924.05 ---37,739.47 (193.28) 1.749 2.670 AAA
256350021 LC-RCTC 2013 Residual Fund 3137B1UF7 Agency MBS Federal Home Loan Mortgage Corporation 09/25/2022 01/25/2018 21,363.22 21,049.45 ---20,942.15 (111.94) 1.785 2.676 AAA
256350021 LC-RCTC 2013 Residual Fund 31294KUP8 Agency MBS Federal Home Loan Mortgage Corporation 11/01/2018 02/01/2018 8,213.04 8,295.17 ---8,330.57 44.83 5.000 -0.702 AAA
256350021 LC-RCTC 2013 Residual Fund 3136AC7J4 Agency MBS Federal National Mortgage Association 03/25/2023 02/21/2018 20,621.24 20,282.12 ---20,316.46 28.03 2.493 3.069 AAA
256350021 LC-RCTC 2013 Residual Fund 3137AWQG3 Agency MBS Federal Home Loan Mortgage Corporation 04/25/2022 01/30/2018 44,510.16 43,571.27 ---43,559.87 (41.32) 1.583 2.598 AAA
256350021 LC-RCTC 2013 Residual Fund 58769DAD2 Asset Backed Mercedes-Benz Auto Lease Trust 2017-A 03/16/2020 ---52,000.00 51,710.12 ---51,654.20 (99.07) 1.790 2.556 AAA
256350021 LC-RCTC 2013 Residual Fund 02582JGN4 Asset Backed American Express Credit Account Master Trust 05/15/2019 01/16/2018 100,000.00 100,351.56 ---100,274.00 (49.89) 2.147 2.014 AAA
256350021 LC-RCTC 2013 Residual Fund 89236WAD0 Asset Backed Toyota Auto Receivables 2015-A Owner Trust 06/15/2020 01/19/2018 50,000.00 49,865.23 ---49,815.50 (91.87) 1.520 2.429 AAA
256350021 LC-RCTC 2013 Residual Fund 161571FK5 Asset Backed Chase Issuance Trust 08/15/2019 01/25/2018 115,000.00 113,827.54 ---113,403.80 (553.45) 1.580 2.623 AAA
256350021 LC-RCTC 2013 Residual Fund 65479AAD4 Asset Backed Nissan Auto Lease Trust 2017-A 04/15/2020 01/25/2018 50,000.00 49,771.48 ---49,545.50 (255.06) 1.910 2.711 AAA
256350021 LC-RCTC 2013 Residual Fund 055657AC4 Asset Backed Bmw Vehicle Lease Trust 2017-1 05/20/2020 01/29/2018 100,000.00 99,703.13 ---99,361.00 (389.14) 1.980 2.712 AAA
256350021 LC-RCTC 2013 Residual Fund 14912L6M8 Corporate Caterpillar Financial Services Corporation 11/13/2018 01/19/2018 100,000.00 99,809.00 ---99,639.00 (214.98) 1.800 2.389 A
256350021 LC-RCTC 2013 Residual Fund 13607RAB6 Corporate Canadian Imperial Bank of Commerce 09/06/2019 01/19/2018 100,000.00 98,888.00 ---98,325.00 (692.38) 1.600 2.800 A
256350021 LC-RCTC 2013 Residual Fund 89114QBF4 Corporate Toronto Dominion Bank 01/22/2019 01/19/2018 50,000.00 50,366.50 ---50,277.50 (20.53) 2.585 2.460 AA
256350021 LC-RCTC 2013 Residual Fund 38141EA58 Corporate The Goldman Sachs Group, Inc.03/15/2020 01/25/2018 100,000.00 105,718.00 ---104,270.00 (994.48) 5.375 3.110 A
256350021 LC-RCTC 2013 Residual Fund 037833BD1 Corporate Apple Inc.05/06/2020 01/25/2018 100,000.00 99,354.00 ---98,740.00 (662.66) 2.000 2.620 AA
256350021 LC-RCTC 2013 Residual Fund 06406HCU1 Corporate The Bank of New York Mellon 05/15/2019 01/25/2018 100,000.00 99,974.00 04/15/2019 99,612.00 (366.09) 2.200 2.551 A
256350021 LC-RCTC 2013 Residual Fund 86787EAS6 Corporate SunTrust Bank 01/31/2020 01/25/2018 100,000.00 100,644.00 12/31/2019 100,619.00 31.96 2.302 2.476 A
256350021 LC-RCTC 2013 Residual Fund 0258M0DZ9 Corporate American Express Credit Corporation 11/05/2018 01/25/2018 100,000.00 99,905.00 10/05/2018 99,587.00 (339.72) 1.875 2.575 A
256350021 LC-RCTC 2013 Residual Fund 46625HKA7 Corporate JPMorgan Chase & Co.01/23/2020 01/25/2018 100,000.00 99,577.00 12/23/2019 98,785.00 (827.91) 2.250 2.942 A
256350021 LC-RCTC 2013 Residual Fund 91159HHE3 Corporate U.S. Bancorp 11/15/2018 01/25/2018 100,000.00 100,035.00 10/15/2018 99,699.00 (327.73) 1.950 2.436 A
256350021 LC-RCTC 2013 Residual Fund 780082AC7 Corporate Royal Bank of Canada 10/14/2020 01/25/2018 100,000.00 98,862.00 ---98,248.00 (685.34) 2.100 2.820 AAA
256350021 LC-RCTC 2013 Residual Fund 24422ESF7 Corporate John Deere Capital Corporation 12/13/2018 01/25/2018 100,000.00 99,980.00 ---99,729.00 (255.14) 1.950 2.339 A
256350021 LC-RCTC 2013 Residual Fund 06051GFN4 Corporate Bank of America Corporation 04/21/2020 01/25/2018 100,000.00 99,537.00 ---98,545.00 (1,028.09) 2.250 2.984 A
256350021 LC-RCTC 2013 Residual Fund 06416CAC2 Corporate The Bank of Nova Scotia 04/26/2021 01/29/2018 100,000.00 97,511.00 ---96,954.00 (681.15) 1.875 2.919 AAA
256350021 LC-RCTC 2013 Residual Fund 61747WAF6 Corporate Morgan Stanley 01/25/2021 01/29/2018 100,000.00 108,369.00 ---106,572.00 (1,348.35) 5.750 3.288 A
256350021 LC-RCTC 2013 Residual Fund 136069XZ9 Corporate Canadian Imperial Bank of Commerce 02/02/2021 01/26/2018 45,000.00 45,000.00 ---45,028.80 28.80 2.093 2.596 A
256350021 LC-RCTC 2013 Residual Fund 05531FAQ6 Corporate BB&T Corporation 02/01/2019 01/25/2018 100,000.00 100,106.00 01/02/2019 99,553.00 (533.73) 2.250 2.793 A
256350021 LC-RCTC 2013 Residual Fund 254010AC5 Corporate Dignity Health 11/01/2019 03/15/2018 24,000.00 23,897.52 ---23,897.76 (2.06) 2.637 2.913 A
256350021 LC-RCTC 2013 Residual Fund 9AMMF05B2 MM Fund U.S. Bank Money Market Account Fund 03/31/2018 03/28/2018 - 13,733.06 ---13,733.06 - 0.200 0.000 NA
256350021 LC-RCTC 2013 Residual Fund 912828UH1 TIPS Treasury, United States Department of 01/15/2023 02/05/2018 32,209.80 31,781.56 ---31,673.51 (120.64) 0.125 0.477 AAA
256350021 LC-RCTC 2013 Residual Fund 912828UF5 US Gov Treasury, United States Department of 12/31/2019 01/17/2018 115,000.00 113,000.98 ---112,780.50 (424.14) 1.125 2.253 AAA
256350021 LC-RCTC 2013 Residual Fund 912828VK3 US Gov Treasury, United States Department of 06/30/2018 01/17/2018 130,000.00 129,888.28 ---129,859.60 (78.71) 1.375 1.796 AAA
256350021 LC-RCTC 2013 Residual Fund 912828QQ6 US Gov Treasury, United States Department of 05/31/2018 01/30/2018 100,000.00 100,289.06 ---100,105.00 (38.34) 2.375 1.743 AAA
256350021 LC-RCTC 2013 Residual Fund 912828K25 US Gov Treasury, United States Department of 04/15/2018 ---215,000.00 214,781.64 ---214,935.50 2.30 0.750 1.428 AAA
256350021 LC-RCTC 2013 Residual Fund 97689P2K3 VRDN Wisconsin Housing and Economic Development Authority 09/01/2037 01/30/2018 100,000.00 100,000.00 05/02/2018 100,000.00 - 1.750 1.750 AA
3,272,095.06 4,083,591.86 4,071,535.01 (11,957.63)
256350023 LC-Sr Lien Reserve Fund-1 3137EADB2 Agency Federal Home Loan Mortgage Corporation 01/13/2022 ---950,000.00 942,921.50 ---943,245.50 (6,414.89) 2.375 2.573 AAA
256350023 LC-Sr Lien Reserve Fund-1 3135G0D75 Agency Federal National Mortgage Association 06/22/2020 05/06/2015 600,000.00 593,490.00 ---588,390.00 (8,712.27) 1.500 2.397 AAA
256350023 LC-Sr Lien Reserve Fund-1 3137EADR7 Agency Federal Home Loan Mortgage Corporation 05/01/2020 05/15/2015 475,000.00 471,527.75 ---465,742.25 (7,766.18) 1.375 2.337 AAA
256350023 LC-Sr Lien Reserve Fund-1 3136A72D3 Agency CMO Federal National Mortgage Association 04/25/2022 07/03/2013 358,757.85 340,819.96 ---353,545.10 2,508.87 2.482 2.974 AAA
256350023 LC-Sr Lien Reserve Fund-1 3137AUPE3 Agency CMO Federal Home Loan Mortgage Corporation 06/25/2022 ---379,000.00 366,344.03 ---371,988.50 (935.39) 2.396 2.849 AAA
256350023 LC-Sr Lien Reserve Fund-1 38377RSZ9 Agency CMO The Government National Mortgage Association Guaranteed REMIC Pass-T 06/16/2039 ---95,157.39 98,144.26 ---97,394.54 (198.38) 4.500 2.273 AAA
256350023 LC-Sr Lien Reserve Fund-1 31395EZP5 Agency CMO Federal Home Loan Mortgage Corporation 08/15/2019 07/09/2013 14,244.42 15,070.15 ---14,368.48 (60.55) 4.500 2.156 AAA
256350023 LC-Sr Lien Reserve Fund-1 38377JZ89 Agency CMO The Government National Mortgage Association Guaranteed REMIC Pass-T 10/20/2039 07/05/2013 64,550.98 66,525.33 ---65,234.57 (571.34) 3.500 2.886 AAA
256350023 LC-Sr Lien Reserve Fund-1 38376GB33 Agency CMO The Government National Mortgage Association Guaranteed REMIC Pass-T 10/16/2044 01/23/2015 174,842.41 179,469.67 ---175,129.15 (953.01) 3.500 2.969 AAA
256350023 LC-Sr Lien Reserve Fund-1 38376T5Z1 Agency CMO The Government National Mortgage Association Guaranteed REMIC Pass-T 01/16/2039 01/26/2015 96,706.36 101,033.97 ---96,653.17 (3,351.34) 3.000 2.993 AAA
256350023 LC-Sr Lien Reserve Fund-1 38378TAF7 Agency CMO The Government National Mortgage Association Guaranteed REMIC Pass-T 07/20/2041 07/05/2013 151,768.55 151,791.43 ---150,176.49 (1,464.02) 2.500 2.825 AAA
256350023 LC-Sr Lien Reserve Fund-1 38380AZ34 Agency CMO The Government National Mortgage Association Guaranteed REMIC Pass-T 04/20/2046 11/28/2016 159,204.10 163,663.06 ---158,041.91 (5,184.06) 3.000 3.123 AAA
256350023 LC-Sr Lien Reserve Fund-1 38378CRT6 Agency CMO The Government National Mortgage Association Guaranteed REMIC Pass-T 10/20/2040 05/22/2014 61,917.97 59,789.54 ---59,761.37 (186.90) 2.000 3.227 AAA
256350023 LC-Sr Lien Reserve Fund-1 38376WA62 Agency CMO The Government National Mortgage Association Guaranteed REMIC Pass-T 10/20/2039 ---96,355.10 100,307.76 ---100,609.17 (490.63) 4.000 2.368 AAA
256350023 LC-Sr Lien Reserve Fund-1 38377RVK8 Agency CMO The Government National Mortgage Association Guaranteed REMIC Pass-T 04/20/2039 ---111,233.66 114,370.79 ---111,288.16 (1,943.16) 3.000 2.931 AAA
256350023 LC-Sr Lien Reserve Fund-1 3137ASNH3 Agency CMO Federal Home Loan Mortgage Corporation 09/25/2021 07/03/2013 210,041.80 205,258.42 ---206,177.03 (1,814.99) 1.459 2.606 AAA
256350023 LC-Sr Lien Reserve Fund-1 3137AXHP1 Agency CMO Federal Home Loan Mortgage Corporation 09/25/2022 09/29/2017 140,000.00 142,089.06 ---138,119.80 (3,743.65) 2.573 2.875 AAA
256350023 LC-Sr Lien Reserve Fund-1 3137AJMF8 Agency CMO Federal Home Loan Mortgage Corporation 10/25/2021 08/05/2015 30,000.00 31,038.28 ---30,131.70 (438.53) 2.968 2.784 AAA
256350023 LC-Sr Lien Reserve Fund-1 3137ATRW4 Agency CMO Federal Home Loan Mortgage Corporation 05/25/2022 12/21/2016 125,000.00 124,804.69 ---122,681.25 (2,118.79) 2.373 2.837 AAA
256350023 LC-Sr Lien Reserve Fund-1 38378B7F0 Agency CMO Government National Mortgage Association 12/16/2042 ---450,000.00 427,324.22 ---424,314.00 (10,436.24) 2.273 3.523 AAA
256350023 LC-Sr Lien Reserve Fund-1 3137A5FP4 Agency CMO Federal Home Loan Mortgage Corporation 01/15/2021 ---137,077.58 137,093.08 ---136,945.98 (134.06) 2.500 2.512 AAA
256350023 LC-Sr Lien Reserve Fund-1 38378CDK0 Agency CMO The Government National Mortgage Association Guaranteed REMIC Pass-T 03/20/2035 03/16/2018 37,091.96 37,265.83 ---37,268.89 (0.83) 3.000 2.401 AAA
256350023 LC-Sr Lien Reserve Fund-1 38377LQT8 Agency CMO The Government National Mortgage Association Guaranteed REMIC Pass-T 12/20/2037 03/08/2018 13,655.47 13,655.47 ---13,680.59 25.28 3.000 2.458 AAA
256350023 LC-Sr Lien Reserve Fund-1 38379KDN5 Agency MBS Government National Mortgage Association 09/16/2055 08/05/2015 168,839.03 164,525.71 ---159,590.03 (6,816.39) 2.112 3.701 AAA
256350023 LC-Sr Lien Reserve Fund-1 36202F2H8 Agency MBS Ginnie Mae II 01/20/2027 11/14/2016 175,385.29 182,017.05 ---176,483.20 (5,163.97) 3.000 2.766 AAA
256350023 LC-Sr Lien Reserve Fund-1 38378XP62 Agency MBS The Government National Mortgage Association Guaranteed REMIC Pass-T 05/16/2055 05/14/2015 328,790.11 332,848.61 ---314,757.34 (17,429.56) 2.500 3.486 AAA
256350023 LC-Sr Lien Reserve Fund-1 31381PEB0 Agency MBS Federal National Mortgage Association 11/01/2020 09/26/2014 254,516.25 267,997.66 ---258,272.91 (1,982.14) 3.370 2.847 AAA
256350023 LC-Sr Lien Reserve Fund-1 38378KWU9 Agency MBS The Government National Mortgage Association Guaranteed REMIC Pass-T 11/16/2041 ---73,766.34 72,034.11 ---69,602.23 (3,188.10) 1.400 4.151 AAA
256350023 LC-Sr Lien Reserve Fund-1 3138EJPZ5 Agency MBS Federal National Mortgage Association 07/01/2022 08/29/2016 278,000.62 295,277.92 ---277,405.70 (13,875.73) 2.973 3.015 AAA
256350023 LC-Sr Lien Reserve Fund-1 31381T4E7 Agency MBS Federal National Mortgage Association 03/01/2022 10/25/2016 266,308.66 278,240.54 ---264,380.58 (10,635.16) 2.670 3.084 AAA
256350023 LC-Sr Lien Reserve Fund-1 3136A4M48 Agency MBS Federal National Mortgage Association 01/25/2022 07/05/2013 235,782.50 236,445.64 ---232,505.12 (3,671.88) 2.098 4.398 AAA
256350023 LC-Sr Lien Reserve Fund-1 3136A7MN9 Agency MBS Federal National Mortgage Association 05/25/2022 08/29/2016 300,000.00 308,578.13 ---293,502.00 (12,308.41) 2.349 3.073 AAA
256350023 LC-Sr Lien Reserve Fund-1 31417YKF3 Agency MBS Federal National Mortgage Association 01/01/2030 07/10/2013 82,268.04 86,792.79 ---86,439.86 (191.45) 4.500 2.972 AAA
256350023 LC-Sr Lien Reserve Fund-1 38378KRS0 Agency MBS The Government National Mortgage Association Guaranteed REMIC Pass-T 07/16/2043 05/08/2015 450,000.00 434,460.94 ---422,793.00 (16,858.18) 2.389 3.731 AAA
256350023 LC-Sr Lien Reserve Fund-1 38378KXW4 Agency MBS The Government National Mortgage Association Guaranteed REMIC Pass-T 02/16/2037 12/11/2014 177,510.56 176,650.75 ---172,659.20 (4,425.42) 1.705 3.335 AAA
91 CIP STAMP Portfolio by Account for quarter ended March 31, 2018
ATTACHMENT 3
10
Page 5 of 32
Source
Account Account Identifier
Security Type
Category Issuer Final Maturity Trade Date
Current Face
Value Original Cost
Next Call
Date Base Market Value
Base Net Total
Unrealized
Gain/Loss Coupon Yield
Summarized
Credit Rating
91 CIP STAMP Portfolio by Account for quarter ended March 31, 2018
256350023 LC-Sr Lien Reserve Fund-1 3138EKXL4 Agency MBS Federal National Mortgage Association 03/01/2023 ---293,119.60 289,390.18 ---286,832.18 (2,952.81) 2.356 2.952 AAA
256350023 LC-Sr Lien Reserve Fund-1 3138L33G8 Agency MBS Federal National Mortgage Association 06/01/2020 11/12/2015 100,000.00 99,875.00 ---98,455.00 (1,380.79) 2.010 2.675 AAA
256350023 LC-Sr Lien Reserve Fund-1 38378KSL4 Agency MBS The Government National Mortgage Association Guaranteed REMIC Pass-T 12/16/2046 ---425,000.00 415,829.11 ---392,615.00 (25,388.18) 2.811 3.942 AAA
256350023 LC-Sr Lien Reserve Fund-1 3138L76A9 Agency MBS Federal National Mortgage Association 11/01/2021 10/04/2016 124,240.90 128,725.23 ---123,388.61 (3,651.07) 2.590 2.856 AAA
256350023 LC-Sr Lien Reserve Fund-1 3136AHAE0 Agency MBS Federal National Mortgage Association 04/25/2023 10/28/2016 195,981.53 200,207.38 ---192,518.53 (6,816.99) 2.522 3.445 AAA
256350023 LC-Sr Lien Reserve Fund-1 38378B6A2 Agency MBS Government National Mortgage Association 11/16/2052 01/22/2015 117,501.25 113,797.20 ---112,029.21 (3,146.92) 1.826 3.395 AAA
256350023 LC-Sr Lien Reserve Fund-1 3137B1U75 Agency MBS Federal Home Loan Mortgage Corporation 01/25/2023 08/29/2016 380,000.00 394,917.97 ---373,961.80 (16,818.18) 2.522 2.901 AAA
256350023 LC-Sr Lien Reserve Fund-1 31381Q6B7 Agency MBS Federal National Mortgage Association 06/01/2021 07/15/2016 186,228.65 206,539.21 ---193,806.29 (5,790.20) 4.295 2.849 AAA
256350023 LC-Sr Lien Reserve Fund-1 3136AC7J4 Agency MBS Federal National Mortgage Association 03/25/2023 02/21/2018 74,236.49 73,015.65 ---73,139.27 100.93 2.493 3.069 AAA
256350023 LC-Sr Lien Reserve Fund-1 9AMMF05B2 MM Fund U.S. Bank Money Market Account Fund 03/31/2018 ---- 171,587.89 ---171,587.89 - 0.200 0.000 ---
256350023 LC-Sr Lien Reserve Fund-1 912828V49 TIPS Treasury, United States Department of 01/15/2027 ---287,260.40 285,917.55 ---279,955.37 (6,082.49) 0.375 0.673 AAA
256350023 LC-Sr Lien Reserve Fund-1 912828SA9 TIPS Treasury, United States Department of 01/15/2022 ---454,400.10 456,702.75 ---449,569.83 (6,791.34) 0.125 0.408 AAA
256350023 LC-Sr Lien Reserve Fund-1 912828UH1 TIPS Treasury, United States Department of 01/15/2023 02/05/2018 187,890.50 185,392.42 ---184,762.12 (703.73) 0.125 0.477 AAA
256350023 LC-Sr Lien Reserve Fund-1 912828L99 US Gov Treasury, United States Department of 10/31/2020 ---1,250,000.00 1,239,802.73 ---1,219,037.50 (23,310.98) 1.375 2.368 AAA
256350023 LC-Sr Lien Reserve Fund-1 912828L57 US Gov Treasury, United States Department of 09/30/2022 ---1,400,000.00 1,386,564.45 ---1,353,240.00 (35,347.09) 1.750 2.540 AAA
256350023 LC-Sr Lien Reserve Fund-1 912828G38 US Gov Treasury, United States Department of 11/15/2024 04/18/2017 1,350,000.00 1,369,037.11 ---1,314,724.50 (52,088.75) 2.250 2.683 AAA
256350023 LC-Sr Lien Reserve Fund-1 912828B58 US Gov Treasury, United States Department of 01/31/2021 ---1,440,000.00 1,472,525.40 ---1,429,531.20 (28,625.25) 2.125 2.391 AAA
256350023 LC-Sr Lien Reserve Fund-1 912828VV9 US Gov Treasury, United States Department of 08/31/2020 ---585,000.00 597,363.67 ---581,893.65 (11,113.82) 2.125 2.352 AAA
256350023 LC-Sr Lien Reserve Fund-1 912828XB1 US Gov Treasury, United States Department of 05/15/2025 05/24/2016 1,200,000.00 1,228,546.88 ---1,155,612.00 (67,423.25) 2.125 2.699 AAA
256350023 LC-Sr Lien Reserve Fund-1 912828VA5 US Gov Treasury, United States Department of 04/30/2020 02/28/2017 160,000.00 158,131.25 ---156,163.20 (2,599.58) 1.125 2.309 AAA
17,933,632.38 18,193,537.10 17,732,101.95 (450,861.94)
11
Page 6 of 32
Source
Account Account Identifier Description
Beginning Base
Market Value Base Purchases Base Sales
Base Maturities and
Redemptions Base Paydowns
Net Total Realized
Gain/Loss
Base
Amortization/A
ccretion
Base Change In
Net Unrealized
Gain/Loss
Ending Base
Market Value
Ending Accrued
Income Balance
205091001 LC-2013 A Capitalized Interest 9AMMF05B2 U.S. BANK MONEY MARKET ACCOUNT FUND 792,702.97 134.59 - - - - - - 792,837.56 -
205091001 LC-2013 A Capitalized Interest 3128MBTH0 FH G13052 0.02 - - - - (0.01) - (0.00) 0.01 -
205091001 LC-2013 A Capitalized Interest 31401MWC1 FN 712643 0.00 - - - - (0.00) - - 0.00 -
205091001 LC-2013 A Capitalized Interest 36290WH47 GN 619551 0.00 - - - - (0.00) - (0.00) 0.00 -
792,703.00 134.59 - - - (0.01) - (0.00) 792,837.58 -
256350021 LC-RCTC 2013 Residual Fund 38141EA58 GOLDMAN SACHS GROUP INC - 105,718.00 - - - - (453.52) (994.48) 104,270.00 238.89
256350021 LC-RCTC 2013 Residual Fund 61747WAF6 MORGAN STANLEY - 108,369.00 - - - - (448.65) (1,348.35) 106,572.00 1,054.17
256350021 LC-RCTC 2013 Residual Fund 912828QQ6 UNITED STATES TREASURY - 100,289.06 - - - - (145.72) (38.34) 100,105.00 796.02
256350021 LC-RCTC 2013 Residual Fund 31416BVR6 FN 995324 - 85,538.33 - - (9,673.44) (217.65) (84.15) (50.51) 75,512.59 308.26
256350021 LC-RCTC 2013 Residual Fund 89114QBF4 TORONTO-DOMINION BANK - 50,366.50 - - - - (68.47) (20.53) 50,277.50 247.70
256350021 LC-RCTC 2013 Residual Fund 86787EAS6 SUNTRUST BANK - 100,644.00 - - - - (56.96) 31.96 100,619.00 383.71
256350021 LC-RCTC 2013 Residual Fund 38378CDK0 GNR 11169G AK - 70,214.15 - - (2,807.25) (25.00) (48.91) (248.99) 67,084.01 166.91
256350021 LC-RCTC 2013 Residual Fund 02582JGN4 AMXCA 141 A - 100,351.56 - - - - (27.67) (49.89) 100,274.00 101.37
256350021 LC-RCTC 2013 Residual Fund 38378AWX5 GNR 11157E QA - 45,699.91 - - (1,499.59) (14.14) (20.25) (194.45) 43,971.47 109.40
256350021 LC-RCTC 2013 Residual Fund 05531FAQ6 BB&T CORP - 100,106.00 - - - - (19.27) (533.73) 99,553.00 375.00
256350021 LC-RCTC 2013 Residual Fund 31294KUP8 FH E01490 - 9,887.67 - - (1,576.73) (15.76) (9.45) 44.83 8,330.57 34.22
256350021 LC-RCTC 2013 Residual Fund 91159HHE3 U.S. BANCORP - 100,035.00 - - - - (8.27) (327.73) 99,699.00 736.67
256350021 LC-RCTC 2013 Residual Fund 3137A5FP4 FHR 3791E DA - 51,520.10 - - (2,389.07) (6.26) (5.66) (163.61) 48,955.51 102.09
256350021 LC-RCTC 2013 Residual Fund 05581QAE8 BMWLT 152 A4 - 38,738.54 - - (38,749.13) 10.88 (0.29) - - -
256350021 LC-RCTC 2013 Residual Fund 9AMMF05B2 U.S. BANK MONEY MARKET ACCOUNT FUND - 429,900.65 (3,708,950.30) - - - - - 13,733.06 -
256350021 LC-RCTC 2013 Residual Fund 97689P2K3 WISCONSIN HSG & ECONOMIC DEV AUTH HOME OWNERSHIP R - 100,000.00 - - - - - - 100,000.00 134.17
256350021 LC-RCTC 2013 Residual Fund 196479JL4 COLORADO HSG & FIN AUTH - 100,000.00 - (100,000.00) - - - - - -
256350021 LC-RCTC 2013 Residual Fund 136069XZ9 CANADIAN IMPERIAL BANK OF COMMERCE - 45,000.00 - - - - - 28.80 45,028.80 151.73
256350021 LC-RCTC 2013 Residual Fund 3137A1LC5 FHR 3710F AB - 30,301.87 - - (3,189.37) 10.53 1.12 (15.03) 27,109.11 45.35
256350021 LC-RCTC 2013 Residual Fund 254010AC5 DIGNITY HEALTH - 23,897.52 - - - - 2.30 (2.06) 23,897.76 263.70
256350021 LC-RCTC 2013 Residual Fund 06406HCU1 BANK OF NEW YORK MELLON CORP - 99,974.00 - - - - 4.09 (366.09) 99,612.00 831.11
256350021 LC-RCTC 2013 Residual Fund 24422ESF7 JOHN DEERE CAPITAL CORP - 99,980.00 - - - - 4.14 (255.14) 99,729.00 585.00
256350021 LC-RCTC 2013 Residual Fund 3137B1UF7 FHMS K027 A1 - 21,844.99 - - (807.40) 11.93 4.57 (111.94) 20,942.15 31.78
256350021 LC-RCTC 2013 Residual Fund 3136AC7J4 FNA 13M6 2A - 21,510.51 - - (1,248.93) 20.51 6.34 28.03 20,316.46 42.84
256350021 LC-RCTC 2013 Residual Fund 3137AXHN6 FHMS K024 A1 - 39,502.26 - - (1,600.21) 22.14 8.56 (193.28) 37,739.47 56.04
256350021 LC-RCTC 2013 Residual Fund 58769DAD2 MBALT 17A A3 - 14,895.12 - - - - 9.01 (3.87) 14,900.25 11.93
256350021 LC-RCTC 2013 Residual Fund 313385VL7 FEDERAL HOME LOAN BANKS - 99,933.50 - - - - 14.25 6.25 99,954.00 -
256350021 LC-RCTC 2013 Residual Fund 0258M0DZ9 AMERICAN EXPRESS CREDIT CORP - 99,905.00 - - - - 21.72 (339.72) 99,587.00 760.42
256350021 LC-RCTC 2013 Residual Fund 65479AAD4 NALT 17A A3 - 49,771.48 - - - - 29.08 (255.06) 49,545.50 42.44
256350021 LC-RCTC 2013 Residual Fund 3137AWQG3 FHMS K023 A1 - 44,513.09 - - (962.11) 19.99 30.22 (41.32) 43,559.87 58.72
256350021 LC-RCTC 2013 Residual Fund 58769DAD2 MBALT 17A A3 - 36,815.00 - - - - 34.15 (95.20) 36,753.95 29.44
256350021 LC-RCTC 2013 Residual Fund 912828K25 UNITED STATES TREASURY - 49,949.22 - - - - 34.98 0.80 49,985.00 173.08
256350021 LC-RCTC 2013 Residual Fund 46625HKA7 JPMORGAN CHASE & CO - 99,577.00 - - - - 35.91 (827.91) 98,785.00 425.00
256350021 LC-RCTC 2013 Residual Fund 06051GFN4 BANK OF AMERICA CORP - 99,537.00 - - - - 36.09 (1,028.09) 98,545.00 1,000.00
256350021 LC-RCTC 2013 Residual Fund 89236WAD0 TAOT 15A A4 - 49,865.23 - - - - 42.14 (91.87) 49,815.50 33.78
256350021 LC-RCTC 2013 Residual Fund 14912L6M8 CATERPILLAR FINANCIAL SERVICES CORP - 99,809.00 - - - - 44.98 (214.98) 99,639.00 690.00
256350021 LC-RCTC 2013 Residual Fund 055657AC4 BMWLT 171 A3 - 99,703.13 - - - - 47.01 (389.14) 99,361.00 60.50
256350021 LC-RCTC 2013 Residual Fund 037833BD1 APPLE INC - 99,354.00 - - - - 48.66 (662.66) 98,740.00 766.67
256350021 LC-RCTC 2013 Residual Fund 912828VK3 UNITED STATES TREASURY - 129,888.28 - - - - 50.03 (78.71) 129,859.60 449.34
256350021 LC-RCTC 2013 Residual Fund 912828UR9 UNITED STATES TREASURY - 64,949.22 - (65,000.00) - - 50.78 - - -
256350021 LC-RCTC 2013 Residual Fund 97684HBD2 Wisconsin Public Service Corporation - 99,936.61 - (100,000.00) - - 63.39 - - -
256350021 LC-RCTC 2013 Residual Fund 780082AC7 ROYAL BANK OF CANADA - 98,862.00 - - - - 71.34 (685.34) 98,248.00 974.17
256350021 LC-RCTC 2013 Residual Fund 912828K25 UNITED STATES TREASURY - 164,832.42 - - - - 116.58 1.50 164,950.50 571.15
256350021 LC-RCTC 2013 Residual Fund 06416CAC2 BANK OF NOVA SCOTIA - 97,511.00 - - - - 124.15 (681.15) 96,954.00 807.29
256350021 LC-RCTC 2013 Residual Fund 13607RAB6 CANADIAN IMPERIAL BANK OF COMMERCE - 98,888.00 - - - - 129.38 (692.38) 98,325.00 111.11
256350021 LC-RCTC 2013 Residual Fund 161571FK5 CHAIT 124 A - 113,827.54 - - - - 129.71 (553.45) 113,403.80 80.76
256350021 LC-RCTC 2013 Residual Fund 912828UH1 UNITED STATES TREASURY - 31,627.36 - - - - 166.79 (120.64) 31,673.51 8.45
256350021 LC-RCTC 2013 Residual Fund 912828UF5 UNITED STATES TREASURY - 196,523.44 (83,470.70) - - (105.38) 257.28 (424.14) 112,780.50 325.22
- 4,119,863.26 (3,792,421.00) (265,000.00) (64,503.23) (288.20) 221.53 (11,957.63) 3,278,697.43 14,175.59
256350023 LC-Sr Lien Reserve Fund-1 31381Q6B7 FN 468066 198,121.22 - - - (851.12) (64.09) (1,030.63) (2,369.09) 193,806.29 688.76
256350023 LC-Sr Lien Reserve Fund-1 31381PEB0 FN 466430 262,278.57 - - - (1,208.10) (30.17) (859.36) (1,908.03) 258,272.91 738.59
256350023 LC-Sr Lien Reserve Fund-1 912828XB1 UNITED STATES TREASURY 1,181,676.00 - - - - - (751.25) (25,312.75) 1,155,612.00 9,650.55
256350023 LC-Sr Lien Reserve Fund-1 31381T4E7 FN 470721 270,159.40 - - - (1,629.53) (56.17) (671.59) (3,421.53) 264,380.58 612.29
256350023 LC-Sr Lien Reserve Fund-1 3137B1U75 FHMS KS01 A2 380,877.80 - - - - - (664.82) (6,251.18) 373,961.80 798.63
256350023 LC-Sr Lien Reserve Fund-1 912828B58 UNITED STATES TREASURY 732,569.60 - - - - - (656.47) (7,220.23) 724,692.90 2,571.13
256350023 LC-Sr Lien Reserve Fund-1 912828G38 UNITED STATES TREASURY 1,343,034.00 - - - - - (588.16) (27,721.34) 1,314,724.50 11,495.51
256350023 LC-Sr Lien Reserve Fund-1 912828VV9 UNITED STATES TREASURY 351,613.50 - - - - - (455.04) (3,016.96) 348,141.50 646.74
256350023 LC-Sr Lien Reserve Fund-1 3136A7MN9 FNA 12M8 A2 298,494.00 - - - - - (432.64) (4,559.36) 293,502.00 587.35
256350023 LC-Sr Lien Reserve Fund-1 912828B58 UNITED STATES TREASURY 501,760.00 - (199,453.13) - - (3,238.46) (412.89) (836.52) 297,819.00 1,056.63
256350023 LC-Sr Lien Reserve Fund-1 3137EADB2 FREDDIE MAC 201,798.00 - - - - - (340.99) (2,879.01) 198,578.00 1,029.17
256350023 LC-Sr Lien Reserve Fund-1 3138L76A9 FN AM7164 125,347.75 - - - (570.16) (13.72) (287.34) (1,087.92) 123,388.61 277.09
256350023 LC-Sr Lien Reserve Fund-1 3136AHAE0 FNA 13M14 APT 197,267.08 - - - (846.63) (15.25) (271.00) (3,615.66) 192,518.53 411.89
256350023 LC-Sr Lien Reserve Fund-1 912828VV9 UNITED STATES TREASURY 150,691.50 - - - - - (265.56) (1,222.44) 149,203.50 277.17
256350023 LC-Sr Lien Reserve Fund-1 3137EADB2 FREDDIE MAC 201,798.00 - - - - - (260.39) (2,959.61) 198,578.00 1,029.17
256350023 LC-Sr Lien Reserve Fund-1 912828B58 UNITED STATES TREASURY 100,352.00 - - - - - (241.80) (837.20) 99,273.00 352.21
256350023 LC-Sr Lien Reserve Fund-1 38378CRT6 GNR 1213E EG 63,903.37 - - - (3,595.73) 101.89 (199.87) (448.28) 59,761.37 103.20
256350023 LC-Sr Lien Reserve Fund-1 912828B58 UNITED STATES TREASURY 145,510.40 - - - - - (173.06) (1,391.49) 143,945.85 510.70
256350023 LC-Sr Lien Reserve Fund-1 38376GB33 GNR 116 BA 187,917.05 - - - (11,983.57) (91.81) (139.79) (572.72) 175,129.15 509.96
256350023 LC-Sr Lien Reserve Fund-1 38377RSZ9 GNR 10162D PQ - 85,080.32 - - (7,167.92) (168.61) (125.14) 69.59 77,688.25 284.64
256350023 LC-Sr Lien Reserve Fund-1 38378XP62 GNR 14166 PL 326,331.10 - - - (5,754.06) (61.54) (118.56) (5,639.58) 314,757.34 684.98
256350023 LC-Sr Lien Reserve Fund-1 3137AXHP1 FHMS K024 A2 140,798.00 - - - - - (115.18) (2,563.02) 138,119.80 300.18
256350023 LC-Sr Lien Reserve Fund-1 36202F2H8 G2 005276 190,443.22 - - - (10,262.65) (370.00) (110.95) (3,216.42) 176,483.20 438.46
256350023 LC-Sr Lien Reserve Fund-1 912828B58 UNITED STATES TREASURY 115,404.80 - - - - - (105.76) (1,135.09) 114,163.95 405.04
256350023 LC-Sr Lien Reserve Fund-1 3137AUPE3 FHMS K021 A2 143,896.32 - - - - - (99.06) (2,461.26) 141,336.00 287.52
256350023 LC-Sr Lien Reserve Fund-1 3136A4M48 FNA 12M3A 1A1 248,870.00 - - - (14,282.81) (29.94) (91.95) (1,960.18) 232,505.12 412.23
256350023 LC-Sr Lien Reserve Fund-1 38376T5Z1 GNR 104A PD 103,739.97 - - - (5,860.25) (203.25) (84.12) (939.17) 96,653.17 241.77
256350023 LC-Sr Lien Reserve Fund-1 912828VV9 UNITED STATES TREASURY 85,391.85 - - - - - (82.82) (760.38) 84,548.65 157.07
256350023 LC-Sr Lien Reserve Fund-1 38380AZ34 GNR 16147C DA 164,475.53 - - - (3,831.82) (98.19) (75.89) (2,427.71) 158,041.91 398.01
256350023 LC-Sr Lien Reserve Fund-1 31417YKF3 FN MA0293 92,784.14 - - - (4,676.87) (250.88) (67.50) (1,349.03) 86,439.86 308.51
91 CIP STAMP Portfolio Transaction Report by Account
Quarter ended March 31, 2018
ATTACHMENT 4
12
Page 7 of 32
Source
Account Account Identifier Description
Beginning Base
Market Value Base Purchases Base Sales
Base Maturities and
Redemptions Base Paydowns
Net Total Realized
Gain/Loss
Base
Amortization/A
ccretion
Base Change In
Net Unrealized
Gain/Loss
Ending Base
Market Value
Ending Accrued
Income Balance
91 CIP STAMP Portfolio Transaction Report by Account
Quarter ended March 31, 2018
256350023 LC-Sr Lien Reserve Fund-1 3137AJMF8 FHMS K016 A2 30,595.80 - - - - - (45.52) (418.58) 30,131.70 74.19
256350023 LC-Sr Lien Reserve Fund-1 38377RVK8 GNR 10166F GP 44,263.60 - - - (2,121.84) (55.48) (44.17) (309.05) 41,733.06 104.28
256350023 LC-Sr Lien Reserve Fund-1 912828B58 UNITED STATES TREASURY 50,176.00 - - - - - (42.60) (496.90) 49,636.50 176.11
256350023 LC-Sr Lien Reserve Fund-1 3138EJPZ5 FN AL2239 311,242.67 - - - (29,105.32) (1,392.57) (39.19) (3,299.89) 277,405.70 711.70
256350023 LC-Sr Lien Reserve Fund-1 38377RVK8 GNR 10166F GP 73,772.67 - - - (3,536.41) (49.05) (38.60) (593.51) 69,555.10 173.80
256350023 LC-Sr Lien Reserve Fund-1 31395EZP5 FHR 2835G MD 19,732.36 - - - (5,334.46) (73.06) (25.75) 69.40 14,368.48 53.42
256350023 LC-Sr Lien Reserve Fund-1 38377RSZ9 GNR 10162D PQ 22,851.38 - - - (3,006.95) (111.51) (15.54) (11.08) 19,706.29 72.20
256350023 LC-Sr Lien Reserve Fund-1 38378TAF7 GNR 1371A GA 161,122.47 - - - (8,998.63) 7.01 (10.42) (1,943.93) 150,176.49 316.18
256350023 LC-Sr Lien Reserve Fund-1 3137A5FP4 FHR 3791E DA - 86,182.35 - - (3,996.42) (10.46) (9.46) (273.69) 81,892.32 170.77
256350023 LC-Sr Lien Reserve Fund-1 3138L33G8 FN AM3498 99,388.00 - - - - - (4.46) (928.54) 98,455.00 173.08
256350023 LC-Sr Lien Reserve Fund-1 3137A5FP4 FHR 3791E DA - 54,917.14 - - - - (3.11) 139.63 55,053.66 114.81
256350023 LC-Sr Lien Reserve Fund-1 3137ATRW4 FHMS K020 A2 124,708.75 - - - - - (0.78) (2,026.72) 122,681.25 247.19
256350023 LC-Sr Lien Reserve Fund-1 3138EKXL4 FN AL3382 - 20,269.74 - - - - (0.77) 219.04 20,488.01 42.48
256350023 LC-Sr Lien Reserve Fund-1 31392JJ83 FNR 0317D HC 402.42 - - - (402.48) (0.44) (0.19) 0.69 - -
256350023 LC-Sr Lien Reserve Fund-1 38377LQT8 GNR 10128D KE - 13,655.47 - - - - (0.15) 25.28 13,680.59 34.14
256350023 LC-Sr Lien Reserve Fund-1 9AMMF05B2 U.S. BANK MONEY MARKET ACCOUNT FUND 107,572.21 664,530.12 (600,514.44) - - - - - 171,587.89 -
256350023 LC-Sr Lien Reserve Fund-1 31385XBG1 FN 555439 0.02 - - - (0.02) (0.00) - - - -
256350023 LC-Sr Lien Reserve Fund-1 38378CDK0 GNR 11169G AK - 37,265.83 - - - - 3.89 (0.83) 37,268.89 92.73
256350023 LC-Sr Lien Reserve Fund-1 38377JZ89 GNR 10117A GK 71,195.64 - - - (5,107.30) (97.22) 5.55 (762.09) 65,234.57 188.27
256350023 LC-Sr Lien Reserve Fund-1 38378KWU9 GNR 1396 A 14,923.50 - - - (126.79) 1.54 10.55 (155.71) 14,653.10 18.12
256350023 LC-Sr Lien Reserve Fund-1 38378KXW4 GNR 13105 A 176,014.22 - - - (1,963.93) 4.80 12.67 (1,408.56) 172,659.20 252.21
256350023 LC-Sr Lien Reserve Fund-1 3136AC7J4 FNA 13M6 2A - 77,437.85 - - (4,496.14) 73.82 22.82 100.93 73,139.27 154.23
256350023 LC-Sr Lien Reserve Fund-1 38378KSL4 GNR 1374 AL 213,754.50 - - - - - 33.48 (5,932.98) 207,855.00 527.01
256350023 LC-Sr Lien Reserve Fund-1 38378KWU9 GNR 1396 A 55,963.13 - - - (475.44) 6.71 33.93 (579.19) 54,949.13 67.94
256350023 LC-Sr Lien Reserve Fund-1 912828L99 UNITED STATES TREASURY 147,580.50 - - - - - 37.47 (1,333.47) 146,284.50 866.02
256350023 LC-Sr Lien Reserve Fund-1 38378B6A2 GNR 1312A AB 112,621.21 - - - (694.05) 14.07 78.51 9.48 112,029.21 178.80
256350023 LC-Sr Lien Reserve Fund-1 38376WA62 GNR 1015C PD - 52,924.04 - - (3,649.09) (121.36) 84.10 501.68 49,739.36 158.79
256350023 LC-Sr Lien Reserve Fund-1 3138EKXL4 FN AL3382 273,007.91 - - - (2,045.74) 20.57 95.59 (4,734.16) 266,344.17 552.20
256350023 LC-Sr Lien Reserve Fund-1 38378KSL4 GNR 1374 AL 190,004.00 - - - - - 98.44 (5,342.44) 184,760.00 468.46
256350023 LC-Sr Lien Reserve Fund-1 38378B7F0 GNR 1333 B 192,544.00 - - - - - 126.39 (4,086.39) 188,584.00 378.83
256350023 LC-Sr Lien Reserve Fund-1 38379KDN5 GNR 1529 AD 166,536.93 - - - (4,033.68) 59.68 128.97 (3,101.87) 159,590.03 297.16
256350023 LC-Sr Lien Reserve Fund-1 3137ASNH3 FHMS K019 A1 223,860.54 - - - (16,537.70) 168.15 140.31 (1,454.27) 206,177.03 255.38
256350023 LC-Sr Lien Reserve Fund-1 912828VA5 UNITED STATES TREASURY 157,144.00 - - - - - 145.23 (1,126.03) 156,163.20 755.80
256350023 LC-Sr Lien Reserve Fund-1 38376WA62 GNR 1015C PD 57,415.51 - - - (5,890.80) (366.44) 147.88 (436.34) 50,869.81 162.40
256350023 LC-Sr Lien Reserve Fund-1 3137EADR7 FREDDIE MAC 467,898.75 - - - - - 174.81 (2,331.31) 465,742.25 2,721.35
256350023 LC-Sr Lien Reserve Fund-1 912828L57 UNITED STATES TREASURY 538,978.00 - - - - - 200.52 (7,548.52) 531,630.00 26.30
256350023 LC-Sr Lien Reserve Fund-1 912828V49 UNITED STATES TREASURY 55,758.31 - - - - - 249.18 (1,016.26) 54,991.23 44.42
256350023 LC-Sr Lien Reserve Fund-1 3135G0D75 FEDERAL NATIONAL MORTGAGE ASSOCIATION 592,884.00 - - - - - 315.81 (4,809.81) 588,390.00 2,475.00
256350023 LC-Sr Lien Reserve Fund-1 38378B7F0 GNR 1333 B 240,680.00 - - - - - 374.40 (5,324.40) 235,730.00 473.54
256350023 LC-Sr Lien Reserve Fund-1 912828L57 UNITED STATES TREASURY 832,966.00 - - - - - 397.17 (11,753.17) 821,610.00 40.64
256350023 LC-Sr Lien Reserve Fund-1 3137AUPE3 FHMS K021 A2 234,830.80 - - - - - 407.25 (4,585.55) 230,652.50 469.22
256350023 LC-Sr Lien Reserve Fund-1 38378KRS0 GNR 1378 AG 431,235.00 - - - - - 463.69 (8,905.69) 422,793.00 895.72
256350023 LC-Sr Lien Reserve Fund-1 3136A72D3 FNA 12M9 A2 360,947.95 - - - (1,970.05) 44.18 503.81 (5,980.79) 353,545.10 742.03
256350023 LC-Sr Lien Reserve Fund-1 3137EADB2 FREDDIE MAC 554,944.50 - - - - - 609.18 (9,464.18) 546,089.50 2,830.21
256350023 LC-Sr Lien Reserve Fund-1 912828L99 UNITED STATES TREASURY 1,082,257.00 - - - - - 682.59 (10,186.59) 1,072,753.00 6,350.83
256350023 LC-Sr Lien Reserve Fund-1 912828SA9 UNITED STATES TREASURY 179,098.91 - - - - - 781.96 (1,136.24) 178,744.63 47.41
256350023 LC-Sr Lien Reserve Fund-1 912828UH1 UNITED STATES TREASURY - 184,492.92 - - - - 972.93 (703.73) 184,762.12 49.31
256350023 LC-Sr Lien Reserve Fund-1 912828V49 UNITED STATES TREASURY 228,102.19 - - - - - 1,122.89 (4,260.95) 224,964.14 181.73
256350023 LC-Sr Lien Reserve Fund-1 912828SA9 UNITED STATES TREASURY 271,361.99 - - - - - 1,206.67 (1,743.46) 270,825.20 71.84
17,677,641.47 1,276,755.78 (799,967.57) - (176,014.46) (6,467.26) (391.69) (239,454.32) 17,732,101.95 62,523.40
18,470,344.47 5,396,753.63 (4,592,388.57) (265,000.00) (240,517.69) (6,755.47) (170.16) (251,411.96) 21,803,636.96 76,698.99
13
*Negative cash reflects securities in transit at month end
91 CIP STAMP Portfolio Summary of Investments for quarter ended March 31, 2018
Market SectorSecurity TypeAsset Class
Industry GroupCredit Rating
ATTACHMENT 5
14
BLANK
15
*Negative cash reflects securities in transit at month end
91 CIP STAMP Portfolio
Series A & Series B Reserve Fund Summary of Investments for quarter ended March 31, 2018
Credit Rating Industry Group
Asset Class Security Type Market Sector
ATTACHMENT 6
16
BLANK
17
91 CIP STAMP Portfolio
Residual Fund Required Retained Balance Summary of Investments for quarter ended March 31, 2018
Credit Rating Industry Group
Asset Class Security Type Market Sector
ATTACHMENT 7
18
BLANK
19
Page 11 of 32
Source
Account Account Identifier
Security Type
Category Issuer
Final
Maturity Trade Date Current Face Value Original Cost
Next Call
Date Base Market Value
Base Net Total
Unrealized
Gain/Loss Coupon Yield
Summarized
Credit Rating
245490001 LC-RCTC 2017 PRJ: Sales Tax 313385VE3 Agency FHLBanks Office of Finance 04/06/2018 03/26/2018 900,000.00 899,546.25 ---899,838.00 44.28 0.000 0.939 AAA
240907004 LC-RCTC Toll Revenue: - I-15 313385VE3 Agency FHLBanks Office of Finance 04/06/2018 03/26/2018 5,100,000.00 5,097,428.75 ---5,099,082.00 250.91 0.000 0.939 AAA
240907020 RCTC I-15 Prj RAMP UP RESERV313385VJ2 Agency FHLBanks Office of Finance 04/10/2018 03/28/2018 200,000.00 199,881.56 ---199,926.00 8.00 0.000 1.228 AAA
245490001 LC-RCTC 2017 PRJ: Sales Tax 3137ASR97 Agency CMO Federal Home Loan Mortgage Corporation 01/25/2022 02/27/2018 117,178.82 114,542.30 ---114,338.41 (252.89)1.573 2.765 AAA
240907004 LC-RCTC Toll Revenue: - I-15 3137A7NT3 Agency CMO Federal Home Loan Mortgage Corporation 08/25/2020 12/20/2017 83,254.99 83,833.87 ---83,433.16 (316.79)2.917 2.468 AAA
240907004 LC-RCTC Toll Revenue: - I-15 3137AKKC4 Agency CMO Federal Home Loan Mortgage Corporation 09/25/2018 12/04/2017 175,000.00 175,410.16 ---174,604.50 (524.22)2.303 2.478 AAA
240907004 LC-RCTC Toll Revenue: - I-15 3137AL6V6 Agency CMO Federal Home Loan Mortgage Corporation 10/25/2018 12/01/2017 678,680.04 680,323.73 ---677,594.16 (1,723.57)2.323 2.344 AAA
240907004 LC-RCTC Toll Revenue: - I-15 3137ANMN2 Agency CMO Federal Home Loan Mortgage Corporation 12/25/2018 12/01/2017 315,000.00 315,529.10 ---314,165.25 (1,030.49)2.220 2.418 AAA
240907004 LC-RCTC Toll Revenue: - I-15 3137ASR97 Agency CMO Federal Home Loan Mortgage Corporation 01/25/2022 02/27/2018 535,294.18 523,250.06 ---522,318.64 (1,155.26)1.573 2.765 AAA
240907004 LC-RCTC Toll Revenue: - I-15 31398E2E3 Agency CMO Federal Home Loan Mortgage Corporation 01/25/2019 01/03/2018 90,618.66 92,431.03 ---91,550.22 (429.94)5.053 2.806 AAA
240907004 LC-RCTC Toll Revenue: - I-15 3137FBUW4 Agency CMO Federal Home Loan Mortgage Corporation 10/25/2019 01/23/2018 830,000.00 830,389.06 ---830,000.00 (714.05)1.780 2.126 AAA
240907020 RCTC I-15 Prj RAMP UP RESERV3137ANMN2 Agency CMO Federal Home Loan Mortgage Corporation 12/25/2018 12/05/2017 1,800,000.00 1,803,697.20 ---1,795,230.00 (6,337.22)2.220 2.418 AAA
240907020 RCTC I-15 Prj RAMP UP RESERV3137ASR97 Agency CMO Federal Home Loan Mortgage Corporation 01/25/2022 02/27/2018 39,947.33 39,048.51 ---38,979.00 (86.21)1.573 2.765 AAA
240907020 RCTC I-15 Prj RAMP UP RESERV3137B84S3 Agency CMO Federal Home Loan Mortgage Corporation 02/15/2029 01/31/2018 172,760.64 170,601.13 ---169,932.55 (684.36)2.000 2.822 AAA
240907020 RCTC I-15 Prj RAMP UP RESERV3137A5FP4 Agency CMO Federal Home Loan Mortgage Corporation 01/15/2021 01/30/2018 84,037.51 84,247.61 ---83,956.83 (280.59)2.500 2.512 AAA
245490001 LC-RCTC 2017 PRJ: Sales Tax 31398NG99 Agency CMO Federal National Mortgage Association 10/25/2025 03/21/2018 95,854.26 95,434.90 ---95,362.53 (56.68)2.000 2.594 AAA
240907004 LC-RCTC Toll Revenue: - I-15 31397Q4Q8 Agency CMO Federal National Mortgage Association 03/25/2035 01/10/2018 382,264.07 385,489.43 ---384,614.99 (201.25)4.000 1.696 AAA
240907004 LC-RCTC Toll Revenue: - I-15 31398NG99 Agency CMO Federal National Mortgage Association 10/25/2025 03/21/2018 316,530.29 315,145.47 ---314,906.49 (187.20)2.000 2.594 AAA
240907020 RCTC I-15 Prj RAMP UP RESERV31392J6N4 Agency CMO Federal National Mortgage Association 04/25/2023 12/05/2017 673,422.40 732,603.34 ---704,911.63 (24,676.87)5.500 2.840 AAA
240907020 RCTC I-15 Prj RAMP UP RESERV31397SE83 Agency CMO Federal National Mortgage Association 02/25/2039 01/30/2018 75,816.45 76,242.91 ---75,949.89 (195.59)4.000 3.018 AAA
240907020 RCTC I-15 Prj RAMP UP RESERV31398N2K9 Agency CMO Federal National Mortgage Association 11/25/2025 01/31/2018 67,337.64 67,590.16 ---67,357.17 (178.22)3.500 2.725 AAA
240907020 RCTC I-15 Prj RAMP UP RESERV383742C76 Agency CMO Government National Mortgage Association 08/16/2037 01/31/2018 101,079.71 103,606.69 ---103,553.13 16.17 4.000 2.842 AAA
240907020 RCTC I-15 Prj RAMP UP RESERV38375JCJ2 Agency CMO Government National Mortgage Association 12/16/2037 01/31/2018 39,258.99 39,381.68 ---39,517.71 154.72 5.305 3.185 AAA
240907020 RCTC I-15 Prj RAMP UP RESERV38378CDK0 Agency CMO The Government National Mortgage Association Guarante 03/20/2035 01/30/2018 155,786.25 157,222.40 ---156,529.35 (580.99)3.000 2.401 AAA
240907020 RCTC I-15 Prj RAMP UP RESERV38378AWX5 Agency CMO The Government National Mortgage Association Guarante 01/20/2036 01/30/2018 218,809.26 220,928.98 ---219,857.36 (972.27)3.000 2.524 AAA
240907020 RCTC I-15 Prj RAMP UP RESERV38376THB1 Agency CMO The Government National Mortgage Association Guarante 10/20/2037 01/30/2018 8,922.74 8,939.47 ---8,935.77 11.75 4.000 0.149 AAA
240907004 LC-RCTC Toll Revenue: - I-15 3137A6AZ5 Agency MBS Federal Home Loan Mortgage Corporation 07/25/2020 01/10/2018 77,934.54 78,567.76 ---78,209.65 (263.31)3.320 2.436 AAA
240907004 LC-RCTC Toll Revenue: - I-15 3137B6ZL8 Agency MBS Federal Home Loan Mortgage Corporation 12/25/2019 12/20/2017 114,230.11 114,176.57 ---113,847.44 (289.89)2.075 2.434 AAA
240907020 RCTC I-15 Prj RAMP UP RESERV31283K5N4 Agency MBS Federal Home Loan Mortgage Corporation 08/01/2020 12/05/2017 898,416.90 918,652.84 ---916,322.35 (38,639.84)5.000 2.677 AAA
240907020 RCTC I-15 Prj RAMP UP RESERV3137B1U75 Agency MBS Federal Home Loan Mortgage Corporation 01/25/2023 02/27/2018 120,000.00 117,965.63 ---118,093.20 94.84 2.522 2.901 AAA
240907020 RCTC I-15 Prj RAMP UP RESERV3137AXHN6 Agency MBS Federal Home Loan Mortgage Corporation 02/25/2022 01/25/2018 91,695.08 90,434.27 ---89,994.13 (460.89)1.749 2.670 AAA
240907020 RCTC I-15 Prj RAMP UP RESERV3137B1UF7 Agency MBS Federal Home Loan Mortgage Corporation 09/25/2022 01/25/2018 45,778.34 45,105.97 ---44,876.05 (239.87)1.785 2.676 AAA
245490001 LC-RCTC 2017 PRJ: Sales Tax 3136A7MK5 Agency MBS Federal National Mortgage Association 12/25/2019 03/21/2018 74,894.90 74,450.22 ---74,361.65 (77.74)1.801 2.901 AAA
240907004 LC-RCTC Toll Revenue: - I-15 3136AK2A0 Agency MBS Federal National Mortgage Association 09/25/2019 01/08/2018 224,079.86 223,738.76 ---222,522.50 (1,234.77)2.171 2.726 AAA
240907004 LC-RCTC Toll Revenue: - I-15 3136ASPX8 Agency MBS Federal National Mortgage Association 06/25/2019 02/14/2018 355,129.74 354,151.41 ---353,410.91 (669.71)1.785 2.621 AAA
240907004 LC-RCTC Toll Revenue: - I-15 31381S5E8 Agency MBS Federal National Mortgage Association 12/01/2018 12/01/2017 443,934.67 445,668.79 ---443,677.19 (1,165.03)2.640 2.468 AAA
240907020 RCTC I-15 Prj RAMP UP RESERV3136AC7J4 Agency MBS Federal National Mortgage Association 03/25/2023 02/21/2018 61,863.74 60,846.37 ---60,949.39 84.11 2.493 3.069 AAA
240907020 RCTC I-15 Prj RAMP UP RESERV31418ASD1 Agency MBS Federal National Mortgage Association 04/01/2023 01/31/2018 99,997.04 99,025.88 ---98,690.08 (340.22)2.000 2.593 AAA
240907020 RCTC I-15 Prj RAMP UP RESERV3136A96F0 Agency MBS Federal National Mortgage Association 11/25/2022 02/27/2018 75,000.00 72,694.34 ---72,645.00 (99.61)2.184 3.422 AAA
240907004 LC-RCTC Toll Revenue: - I-15 36225B5Y0 Agency MBS Government National Mortgage Association 06/15/2019 12/21/2017 66,544.68 67,293.31 ---66,923.32 (180.05)5.500 2.748 AAA
240907004 LC-RCTC Toll Revenue: - I-15 02582JGN4 Asset Backed American Express Credit Account Master Trust 05/15/2019 01/16/2018 252,000.00 252,885.94 ---252,690.48 (125.74)2.147 2.014 AAA
245490001 LC-RCTC 2017 PRJ: Sales Tax 05522RCQ9 Asset Backed BA Credit Card Trust 01/15/2019 03/21/2018 325,000.00 325,710.94 ---325,744.25 59.94 2.157 1.979 AAA
240907004 LC-RCTC Toll Revenue: - I-15 05522RCQ9 Asset Backed BA Credit Card Trust 01/15/2019 03/21/2018 1,100,000.00 1,102,406.25 ---1,102,519.00 202.89 2.157 1.979 AAA
240907004 LC-RCTC Toll Revenue: - I-15 05581RAD8 Asset Backed Bmw Vehicle Lease Trust 2016-1 01/22/2019 12/22/2017 688,815.12 687,846.48 ---687,644.13 (672.96)1.340 2.693 AAA
240907004 LC-RCTC Toll Revenue: - I-15 05582XAB8 Asset Backed Bmw Vehicle Lease Trust 2016-2 01/22/2019 12/22/2017 162,453.54 162,225.10 ---162,279.72 (78.85)1.230 2.808 AAA
240907004 LC-RCTC Toll Revenue: - I-15 05582XAD4 Asset Backed Bmw Vehicle Lease Trust 2016-2 09/20/2019 07/27/2017 965,000.00 963,002.14 ---959,287.20 (4,924.68)1.430 2.717 AAA
245490001 LC-RCTC 2017 PRJ: Sales Tax 161571HA5 Asset Backed Chase Issuance Trust 07/16/2018 12/19/2017 360,000.00 359,690.63 ---359,168.40 (673.47)1.620 2.420 AAA
240907004 LC-RCTC Toll Revenue: - I-15 161571FW9 Asset Backed Chase Issuance Trust 04/16/2018 ---1,325,000.00 1,325,765.62 ---1,325,079.50 (45.79)2.057 1.936 AAA
240907004 LC-RCTC Toll Revenue: - I-15 161571GY4 Asset Backed Chase Issuance Trust 04/16/2018 ---360,000.00 359,524.92 ---359,866.80 (53.90)1.360 2.203 AAA
240907004 LC-RCTC Toll Revenue: - I-15 161571HA5 Asset Backed Chase Issuance Trust 07/16/2018 01/02/2018 1,500,000.00 1,498,710.94 ---1,496,535.00 (2,761.77)1.620 2.420 AAA
240907004 LC-RCTC Toll Revenue: - I-15 161571HC1 Asset Backed Chase Issuance Trust 06/17/2019 ---763,000.00 758,373.05 ---752,188.29 (7,723.18)1.370 2.570 AAA
240907004 LC-RCTC Toll Revenue: - I-15 161571HJ6 Asset Backed Chase Issuance Trust 01/15/2020 03/23/2018 500,000.00 501,347.66 ---501,345.00 11.63 2.077 2.038 AAA
240907004 LC-RCTC Toll Revenue: - I-15 41284AAE8 Asset Backed Harley-Davidson Motorcycle Trust 2014-1 10/15/2021 11/27/2017 355,045.52 354,879.09 ---354,662.07 (268.05)1.550 1.813 AAA
245490001 LC-RCTC 2017 PRJ: Sales Tax 41284CAD6 Asset Backed Harley-Davidson Motorcycle Trust 2015-2 03/16/2020 01/31/2018 31,910.84 31,873.45 ---31,866.17 (17.71)1.300 2.382 AAA
240907004 LC-RCTC Toll Revenue: - I-15 43814KAD3 Asset Backed Honda Auto Receivables 2015-1 Owner Trust 11/16/2020 07/24/2017 656,898.60 656,154.45 ---657,286.17 645.02 1.320 1.115 AAA
245490001 LC-RCTC 2017 PRJ: Sales Tax 43814LAC3 Asset Backed Honda Auto Receivables 2015-4 Owner Trust 09/23/2019 11/09/2017 82,381.29 82,178.55 ---81,974.33 (252.07)1.230 2.425 AAA
240907004 LC-RCTC Toll Revenue: - I-15 43814LAC3 Asset Backed Honda Auto Receivables 2015-4 Owner Trust 09/23/2019 07/24/2017 812,973.25 811,258.38 ---808,957.16 (3,042.41)1.230 2.425 AAA
240907004 LC-RCTC Toll Revenue: - I-15 43813FAA1 Asset Backed Honda Auto Receivables 2017-4 Owner Trust 12/21/2018 11/22/2017 725,772.75 725,772.75 ---725,772.75 0.00 1.430 1.500 AAA
240907004 LC-RCTC Toll Revenue: - I-15 47787UAE3 Asset Backed John Deere Owner Trust 2015 12/15/2021 07/24/2017 747,000.00 747,350.16 ---745,252.02 (1,841.15)1.650 2.262 AAA
240907004 LC-RCTC Toll Revenue: - I-15 47787UAD5 Asset Backed John Deere Owner Trust 2015 06/17/2019 12/21/2017 38,878.40 38,817.65 ---38,834.85 (15.99)1.320 2.713 AAA
245490001 LC-RCTC 2017 PRJ: Sales Tax 47788CAA0 Asset Backed John Deere Owner Trust 2018 03/15/2019 02/21/2018 750,000.00 750,000.00 ---750,015.00 15.00 1.950 2.010 AAA
240907004 LC-RCTC Toll Revenue: - I-15 47788CAA0 Asset Backed John Deere Owner Trust 2018 03/15/2019 02/21/2018 2,250,000.00 2,250,000.00 ---2,250,045.00 45.00 1.950 2.010 AAA
245490001 LC-RCTC 2017 PRJ: Sales Tax 58768MAC5 Asset Backed Mercedes-Benz Auto Lease Trust 2016-B 08/15/2019 03/20/2018 272,000.00 270,650.63 ---270,713.44 (24.17)1.350 2.587 AAA
240907004 LC-RCTC Toll Revenue: - I-15 58768MAC5 Asset Backed Mercedes-Benz Auto Lease Trust 2016-B 08/15/2019 ---1,594,000.00 1,589,467.81 ---1,586,460.38 (5,376.98)1.350 2.587 AAA
240907004 LC-RCTC Toll Revenue: - I-15 58769DAD2 Asset Backed Mercedes-Benz Auto Lease Trust 2017-A 03/16/2020 07/27/2017 965,000.00 965,942.38 ---958,582.75 (6,954.49)1.790 2.556 AAA
245490001 LC-RCTC 2017 PRJ: Sales Tax 65478QAD0 Asset Backed Nissan Auto Lease Trust 2016-A 03/15/2019 07/19/2017 1,175,965.10 438.05 ---1,173,801.32 1,057,576.07 1.490 2.530 AAA
240907004 LC-RCTC Toll Revenue: - I-15 65479AAD4 Asset Backed Nissan Auto Lease Trust 2017-A 04/15/2020 01/25/2018 850,000.00 846,115.23 ---842,273.50 (4,336.06)1.910 2.711 AAA
245490001 LC-RCTC 2017 PRJ: Sales Tax 65477UAC4 Asset Backed Nissan Auto Receivables 10/15/2019 11/07/2017 48,543.18 48,459.76 ---48,416.48 (74.56)1.050 2.436 AAA
240907004 LC-RCTC Toll Revenue: - I-15 65477UAC4 Asset Backed Nissan Auto Receivables 10/15/2019 11/07/2017 145,629.54 145,379.24 ---145,249.44 (223.65)1.050 2.436 AAA
240907004 LC-RCTC Toll Revenue: - I-15 65477PAD3 Asset Backed Nissan Auto Receivables 2014-A Owner Trust 08/17/2020 07/25/2017 245,070.03 244,964.73 ---244,717.13 (300.56)1.340 2.233 AAA
2017 Financing STAMP Portfolio by Investment Category for quarter ended March 31, 2018
ATTACHMENT 8
20
Page 12 of 32
Source
Account Account Identifier
Security Type
Category Issuer
Final
Maturity Trade Date Current Face Value Original Cost
Next Call
Date Base Market Value
Base Net Total
Unrealized
Gain/Loss Coupon Yield
Summarized
Credit Rating
2017 Financing STAMP Portfolio by Investment Category for quarter ended March 31, 2018
240907004 LC-RCTC Toll Revenue: - I-15 65478AAD5 Asset Backed Nissan Auto Receivables 2015-C Owner Trust 05/15/2020 12/21/2017 675,244.18 673,002.16 ---671,138.70 (2,166.17)1.370 2.506 AAA
245490001 LC-RCTC 2017 PRJ: Sales Tax 89190AAD2 Asset Backed Toyota Auto Receivables 2014-C Owner Trust 04/15/2020 07/19/2017 873,215.93 873,079.49 ---871,984.69 (1,176.71)1.440 2.704 AAA
240907004 LC-RCTC Toll Revenue: - I-15 89236WAC2 Asset Backed Toyota Auto Receivables 2015-A Owner Trust 02/15/2019 11/07/2017 12,279.45 12,269.38 ---12,276.87 1.42 1.120 1.527 AAA
240907004 LC-RCTC Toll Revenue: - I-15 89236WAD0 Asset Backed Toyota Auto Receivables 2015-A Owner Trust 06/15/2020 01/19/2018 548,000.00 546,522.97 ---545,977.88 (1,006.89)1.520 2.429 AAA
245490001 LC-RCTC 2017 PRJ: Sales Tax 90290XAD9 Asset Backed USAA Auto Owner Trust 2005-1 11/16/2020 03/22/2018 223,108.83 222,376.76 ---222,361.42 (16.03)1.540 2.076 AAA
240907004 LC-RCTC Toll Revenue: - I-15 90290XAD9 Asset Backed USAA Auto Owner Trust 2005-1 11/16/2020 03/22/2018 758,570.03 756,080.98 ---756,028.83 (54.48)1.540 2.076 AAA
240907020 RCTC I-15 Prj RAMP UP RESERV62888VAA6 CMO NCUA Guaranteed Notes Trust 2011-R1 10/07/2020 01/30/2018 53,772.69 53,940.74 ---53,968.96 38.38 2.030 2.181 AAA
240907004 LC-RCTC Toll Revenue: - I-15 00287YAN9 Corporate AbbVie Inc.05/14/2018 12/21/2017 1,000,000.00 999,780.00 ---999,270.00 (661.94)1.800 2.383 A
245490001 LC-RCTC 2017 PRJ: Sales Tax 0258M0EJ4 Corporate American Express Credit Corporation 05/03/2019 07/19/2017 2,000,000.00 2,006,000.00 04/02/2019 2,002,340.00 (1,341.61)2.117 2.510 A
240907004 LC-RCTC Toll Revenue: - I-15 0258M0DK2 Corporate American Express Credit Corporation 03/18/2019 07/25/2017 1,000,000.00 1,006,560.00 ---994,760.00 (9,189.16)2.125 2.677 A
240907004 LC-RCTC Toll Revenue: - I-15 0258M0EE5 Corporate American Express Credit Corporation 03/03/2020 07/25/2017 500,000.00 503,990.00 02/01/2020 493,000.00 (9,970.91)2.200 2.953 A
240907004 LC-RCTC Toll Revenue: - I-15 03523TAN8 Corporate Anheuser-Busch InBev Worldwide Inc.01/15/2020 07/26/2017 1,000,000.00 1,084,440.00 ---1,046,140.00 (16,327.90)5.375 2.717 A
240907004 LC-RCTC Toll Revenue: - I-15 94973VBE6 Corporate Anthem, Inc.07/15/2018 07/26/2017 1,500,000.00 1,509,105.00 ---1,498,710.00 (4,132.15)2.300 2.585 A
245490001 LC-RCTC 2017 PRJ: Sales Tax 06051GEY1 Corporate Bank of America Corporation 01/15/2019 07/19/2017 1,500,000.00 1,518,015.00 ---1,510,200.00 558.64 2.762 2.490 A
240907004 LC-RCTC Toll Revenue: - I-15 06051GFN4 Corporate Bank of America Corporation 04/21/2020 12/04/2017 1,000,000.00 997,850.00 ---985,450.00 (12,691.70)2.250 2.984 A
245490001 LC-RCTC 2017 PRJ: Sales Tax 06367TPX2 Corporate Bank of Montreal 12/12/2019 07/19/2017 1,630,000.00 1,637,318.70 ---1,608,793.70 (26,468.51)2.100 2.889 A
240907004 LC-RCTC Toll Revenue: - I-15 06367TPX2 Corporate Bank of Montreal 12/12/2019 07/26/2017 1,000,000.00 1,005,160.00 ---986,990.00 (16,780.09)2.100 2.889 A
240907004 LC-RCTC Toll Revenue: - I-15 07330NAL9 Corporate Branch Banking and Trust Company 05/10/2019 07/27/2017 1,000,000.00 995,340.00 04/10/2019 985,610.00 (11,434.57)1.450 2.773 A
240907004 LC-RCTC Toll Revenue: - I-15 14912L6Y2 Corporate Caterpillar Financial Services Corporation 01/10/2020 07/26/2017 1,000,000.00 1,008,020.00 ---988,650.00 (17,273.78)2.100 2.758 A
245490001 LC-RCTC 2017 PRJ: Sales Tax 172967JQ5 Corporate Citigroup Inc.04/27/2018 07/20/2017 1,950,000.00 1,957,117.50 ---1,950,429.00 (243.93)2.450 2.158 BBB
240907004 LC-RCTC Toll Revenue: - I-15 172967HM6 Corporate Citigroup Inc.04/08/2019 07/25/2017 1,000,000.00 1,010,110.00 ---999,000.00 (7,239.02)2.550 2.649 BBB
240907004 LC-RCTC Toll Revenue: - I-15 172967JJ1 Corporate Citigroup Inc.02/18/2020 07/25/2017 500,000.00 503,600.00 ---494,555.00 (8,149.49)2.400 2.998 BBB
240907004 LC-RCTC Toll Revenue: - I-15 17401QAB7 Corporate Citizens Bank, National Association 12/04/2019 07/26/2017 1,000,000.00 1,008,450.00 11/04/2019 989,040.00 (17,028.08)2.450 3.124 A
240907004 LC-RCTC Toll Revenue: - I-15 20030NAW1 Corporate Comcast Corporation 05/15/2018 12/21/2017 1,500,000.00 1,522,245.00 ---1,505,715.00 (1,276.29)5.700 2.587 A
245490001 LC-RCTC 2017 PRJ: Sales Tax 21688AAD4 Corporate Cooperatieve Rabobank U.A.01/14/2020 07/20/2017 2,000,000.00 2,016,800.00 ---1,974,280.00 (37,971.74)2.250 2.992 AA
240907004 LC-RCTC Toll Revenue: - I-15 22546QAN7 Corporate Credit Suisse AG 05/28/2019 07/26/2017 1,000,000.00 1,009,340.00 ---993,630.00 (12,406.09)2.300 2.860 A
245490001 LC-RCTC 2017 PRJ: Sales Tax 375558BQ5 Corporate Gilead Sciences, Inc.09/20/2019 09/14/2017 340,000.00 340,000.00 ---340,207.40 207.40 2.452 2.512 A
240907004 LC-RCTC Toll Revenue: - I-15 375558BQ5 Corporate Gilead Sciences, Inc.09/20/2019 09/14/2017 595,000.00 595,000.00 ---595,362.95 362.95 2.452 2.512 A
240907004 LC-RCTC Toll Revenue: - I-15 40428HPN6 Corporate HSBC USA Inc.11/13/2019 07/26/2017 1,000,000.00 1,010,720.00 ---990,910.00 (16,805.94)2.375 2.953 A
240907004 LC-RCTC Toll Revenue: - I-15 24422ETJ8 Corporate John Deere Capital Corporation 10/09/2019 07/26/2017 1,125,000.00 1,114,650.00 ---1,099,822.50 (17,872.97)1.250 2.759 A
240907004 LC-RCTC Toll Revenue: - I-15 46625HHL7 Corporate JPMorgan Chase & Co.04/23/2019 07/25/2017 1,000,000.00 1,075,520.00 ---1,037,580.00 (9,654.28)6.300 2.691 A
240907004 LC-RCTC Toll Revenue: - I-15 46625HKA7 Corporate JPMorgan Chase & Co.01/23/2020 07/25/2017 500,000.00 503,005.00 12/23/2019 493,925.00 (8,280.83)2.250 2.942 A
240907004 LC-RCTC Toll Revenue: - I-15 49327M2P8 Corporate KeyBank National Association 08/22/2019 07/24/2017 1,000,000.00 995,550.00 ---984,360.00 (12,575.91)1.600 2.750 A
245490001 LC-RCTC 2017 PRJ: Sales Tax 61746BDY9 Corporate Morgan Stanley 02/01/2019 07/20/2017 1,950,000.00 1,981,200.00 ---1,965,931.50 (1,270.66)3.148 2.694 A
240907004 LC-RCTC Toll Revenue: - I-15 61746BDM5 Corporate Morgan Stanley 01/24/2019 07/25/2017 1,000,000.00 1,009,060.00 ---998,220.00 (6,872.11)2.500 2.719 A
240907004 LC-RCTC Toll Revenue: - I-15 61747YDW2 Corporate Morgan Stanley 01/27/2020 07/25/2017 500,000.00 506,130.00 ---496,920.00 (7,641.90)2.650 2.998 A
240907004 LC-RCTC Toll Revenue: - I-15 718172BF5 Corporate Philip Morris International Inc.01/15/2019 07/26/2017 1,000,000.00 1,003,040.00 ---994,150.00 (7,535.96)1.875 2.625 A
240907004 LC-RCTC Toll Revenue: - I-15 69353REV6 Corporate PNC Bank, National Association 03/04/2019 07/26/2017 1,000,000.00 1,003,210.00 02/02/2019 993,680.00 (8,144.56)1.950 2.643 A
240907004 LC-RCTC Toll Revenue: - I-15 74432QBW4 Corporate Prudential Financial, Inc.08/15/2018 07/26/2017 1,500,000.00 1,510,920.00 ---1,498,770.00 (5,282.45)2.300 2.514 A
240907004 LC-RCTC Toll Revenue: - I-15 780082AA1 Corporate Royal Bank of Canada 02/05/2020 07/26/2017 1,500,000.00 1,497,390.00 ---1,476,690.00 (21,361.66)1.875 2.743 AAA
240907004 LC-RCTC Toll Revenue: - I-15 064159HC3 Corporate The Bank of Nova Scotia 01/15/2019 01/23/2018 400,000.00 399,504.00 ---397,828.00 (1,768.71)1.950 2.646 A
240907004 LC-RCTC Toll Revenue: - I-15 38141GFM1 Corporate The Goldman Sachs Group, Inc.04/01/2018 10/16/2017 1,000,000.00 1,020,020.00 ---1,000,000.00 0.00 6.150 5.968 A
240907004 LC-RCTC Toll Revenue: - I-15 38141EA25 Corporate The Goldman Sachs Group, Inc.02/15/2019 07/25/2017 1,000,000.00 1,084,540.00 ---1,040,230.00 (8,844.81)7.500 2.808 A
240907004 LC-RCTC Toll Revenue: - I-15 38141EA58 Corporate The Goldman Sachs Group, Inc.03/15/2020 07/26/2017 500,000.00 540,800.00 ---521,350.00 (9,523.90)5.375 3.110 A
240907004 LC-RCTC Toll Revenue: - I-15 446438RN5 Corporate The Huntington National Bank 06/30/2018 07/27/2017 1,500,000.00 1,505,700.00 ---1,498,440.00 (3,138.46)2.000 2.406 A
245490001 LC-RCTC 2017 PRJ: Sales Tax 89114QAV0 Corporate Toronto Dominion Bank 11/05/2019 07/20/2017 2,000,000.00 2,019,800.00 ---1,983,540.00 (30,431.62)2.250 2.780 AA
240907004 LC-RCTC Toll Revenue: - I-15 89114QAS7 Corporate Toronto Dominion Bank 07/02/2019 07/27/2017 1,000,000.00 1,007,670.00 ---993,180.00 (11,920.70)2.125 2.680 AA
240907004 LC-RCTC Toll Revenue: - I-15 89114QBE7 Corporate Toronto Dominion Bank 01/22/2019 01/23/2018 370,000.00 369,463.50 ---368,124.10 (1,437.57)1.950 2.584 AA
240907004 LC-RCTC Toll Revenue: - I-15 90261XHE5 Corporate UBS AG 08/14/2019 07/25/2017 850,000.00 857,505.50 ---843,786.50 (11,360.79)2.375 2.921 A
245490001 LC-RCTC 2017 PRJ: Sales Tax 94988J5G8 Corporate Wells Fargo Bank, National Association 12/06/2019 07/19/2017 2,000,000.00 2,014,280.00 ---1,978,460.00 (31,770.72)2.150 2.808 AA
240907004 LC-RCTC Toll Revenue: - I-15 02360SD47 CP Ameren Corporation 04/04/2018 03/27/2018 1,495,000.00 1,494,235.89 ---1,494,835.55 122.09 0.000 0.993 AA
240907004 LC-RCTC Toll Revenue: - I-15 43357MD56 CP Hitachi Capital America Corp.04/05/2018 03/27/2018 700,000.00 699,615.00 ---699,888.00 59.11 0.000 1.155 AA
240907004 LC-RCTC Toll Revenue: - I-15 31846V203 MM Fund First American Funds, Inc.03/31/2018 03/26/2018 0.00 412,243.66 ---412,243.66 0.00 1.250 1.250 AAA
240907020 RCTC I-15 Prj RAMP UP RESERV31846V203 MM Fund First American Funds, Inc.03/31/2018 03/29/2018 0.00 20,993.45 ---20,993.45 0.00 1.250 1.250 AAA
245490001 LC-RCTC 2017 PRJ: Sales Tax 9AMMF05B2 MM Fund U.S. Bank Money Market Account Fund 03/31/2018 ---0.00 144,201.68 ---144,201.68 0.00 0.200 0.000 ---
240907004 LC-RCTC Toll Revenue: - I-15 392274A89 Muni Greater Orlando Aviation Authority.10/01/2019 07/26/2017 700,000.00 724,094.00 ---708,414.00 (8,546.47)3.483 2.662 AA
240907004 LC-RCTC Toll Revenue: - I-15 419792XC5 Muni Hawaii, State of 04/01/2018 01/31/2018 495,000.00 495,000.00 ---495,000.00 0.00 1.750 1.735 AA
245490001 LC-RCTC 2017 PRJ: Sales Tax 54438CWT5 Muni Los Angeles Community College District 08/01/2018 11/09/2017 275,000.00 275,000.00 ---274,747.00 (253.00)1.620 1.890 AA
240907004 LC-RCTC Toll Revenue: - I-15 54438CWT5 Muni Los Angeles Community College District 08/01/2018 11/09/2017 545,000.00 545,000.00 ---544,498.60 (501.40)1.620 1.890 AA
240907004 LC-RCTC Toll Revenue: - I-15 569203LT7 Muni Salem-Keizer School District #24J 06/15/2018 11/15/2017 400,000.00 399,684.00 ---399,744.00 (143.82)1.513 1.813 AA
240907004 LC-RCTC Toll Revenue: - I-15 73358WT46 Muni The Port Authority of New York and New Jersey 09/15/2018 01/24/2018 220,000.00 220,000.00 ---219,786.60 (213.40)2.114 2.326 AA
240907004 LC-RCTC Toll Revenue: - I-15 92419RAA0 Muni Vermont Housing Finance Agency 05/01/2018 01/09/2018 420,000.00 420,000.00 ---419,916.00 (84.00)1.840 2.057 AA
240907020 RCTC I-15 Prj RAMP UP RESERV912828SA9 TIPS Treasury, United States Department of 01/15/2022 ---317,532.60 315,171.58 ---314,157.23 (1,124.42)0.125 0.408 AAA
240907020 RCTC I-15 Prj RAMP UP RESERV912828UH1 TIPS Treasury, United States Department of 01/15/2023 02/05/2018 80,524.50 79,453.89 ---79,183.77 (301.59)0.125 0.477 AAA
245490001 LC-RCTC 2017 PRJ: Sales Tax 912828UZ1 US Gov Treasury, United States Department of 04/30/2018 03/14/2018 1,000,000.00 998,554.69 ---999,250.00 141.79 0.625 1.498 AAA
245490001 LC-RCTC 2017 PRJ: Sales Tax 912828VK3 US Gov Treasury, United States Department of 06/30/2018 03/22/2018 765,000.00 764,103.52 ---764,173.80 (11.22)1.375 1.796 AAA
245490001 LC-RCTC 2017 PRJ: Sales Tax 912828K25 US Gov Treasury, United States Department of 04/15/2018 ---1,075,000.00 1,073,991.21 ---1,074,677.50 1.26 0.750 1.428 AAA
240907004 LC-RCTC Toll Revenue: - I-15 912828UZ1 US Gov Treasury, United States Department of 04/30/2018 01/31/2018 3,000,000.00 2,994,257.81 ---2,997,750.00 (378.95)0.625 1.498 AAA
240907004 LC-RCTC Toll Revenue: - I-15 912828VK3 US Gov Treasury, United States Department of 06/30/2018 03/22/2018 5,000,000.00 4,994,140.63 ---4,994,600.00 (73.30)1.375 1.796 AAA
240907004 LC-RCTC Toll Revenue: - I-15 912828K25 US Gov Treasury, United States Department of 04/15/2018 02/27/2018 2,500,000.00 2,497,558.59 ---2,499,250.00 (6.96)0.750 1.428 AAA
21
Page 13 of 32
Source
Account Account Identifier
Security Type
Category Issuer
Final
Maturity Trade Date Current Face Value Original Cost
Next Call
Date Base Market Value
Base Net Total
Unrealized
Gain/Loss Coupon Yield
Summarized
Credit Rating
2017 Financing STAMP Portfolio by Investment Category for quarter ended March 31, 2018
240907020 RCTC I-15 Prj RAMP UP RESERV912828QQ6 US Gov Treasury, United States Department of 05/31/2018 01/30/2018 700,000.00 701,968.75 ---700,735.00 (249.38)2.375 1.743 AAA
240907020 RCTC I-15 Prj RAMP UP RESERV912828UF5 US Gov Treasury, United States Department of 12/31/2019 01/30/2018 190,000.00 186,519.14 ---186,333.00 (483.05)1.125 2.253 AAA
240907020 RCTC I-15 Prj RAMP UP RESERV912828VK3 US Gov Treasury, United States Department of 06/30/2018 01/30/2018 705,000.00 704,476.76 ---704,238.60 (447.46)1.375 1.796 AAA
245490001 LC-RCTC 2017 PRJ: Sales Tax 912828QB9 US Gov Treasury, United States Department of 03/31/2018 03/14/2018 1,000,000.00 1,000,507.81 ---1,000,000.00 0.00 2.875 2.834 AAA
240907004 LC-RCTC Toll Revenue: - I-15 912828QB9 US Gov Treasury, United States Department of 03/31/2018 01/16/2018 5,365,000.00 5,380,089.06 ---5,365,000.00 0.00 2.875 2.834 AAA
245490001 LC-RCTC 2017 PRJ: Sales Tax 912828UU2 US Gov Treasury, United States Department of 03/31/2018 03/20/2018 525,000.00 524,815.43 ---525,000.00 0.00 0.750 0.747 AAA
240907004 LC-RCTC Toll Revenue: - I-15 912828UU2 US Gov Treasury, United States Department of 03/31/2018 03/20/2018 1,700,000.00 1,699,402.34 ---1,700,000.00 0.00 0.750 0.747 AAA
240907020 RCTC I-15 Prj RAMP UP RESERV912828K25 US Gov Treasury, United States Department of 04/15/2018 02/27/2018 695,000.00 694,298.44 ---694,791.50 5.02 0.750 1.428 AAA
116,776,939.19 116,793,278.85 117,185,372.26 475,362.44
22
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23
Page 14 of 32
Source
Account Account Identifier
Security Type
Category Issuer Final Maturity Trade Date
Current Face
Value Original Cost
Next Call
Date Base Market Value
Base Net Total
Unrealized
Gain/Loss Coupon Yield
Summarized
Credit Rating
240907004 LC-RCTC Toll Revenue: - I-15 313385VE3 Agency FHLBanks Office of Finance 04/06/2018 03/26/2018 5,100,000.00 5,097,428.75 ---5,099,082.00 250.91 0.000 0.939 AAA
240907004 LC-RCTC Toll Revenue: - I-15 3137A7NT3 Agency CMO Federal Home Loan Mortgage Corporation 08/25/2020 12/20/2017 83,254.99 83,833.87 ---83,433.16 (316.79) 2.917 2.468 AAA
240907004 LC-RCTC Toll Revenue: - I-15 3137AKKC4 Agency CMO Federal Home Loan Mortgage Corporation 09/25/2018 12/04/2017 175,000.00 175,410.16 ---174,604.50 (524.22) 2.303 2.478 AAA
240907004 LC-RCTC Toll Revenue: - I-15 3137AL6V6 Agency CMO Federal Home Loan Mortgage Corporation 10/25/2018 12/01/2017 678,680.04 680,323.73 ---677,594.16 (1,723.57) 2.323 2.344 AAA
240907004 LC-RCTC Toll Revenue: - I-15 3137ANMN2 Agency CMO Federal Home Loan Mortgage Corporation 12/25/2018 12/01/2017 315,000.00 315,529.10 ---314,165.25 (1,030.49) 2.220 2.418 AAA
240907004 LC-RCTC Toll Revenue: - I-15 3137ASR97 Agency CMO Federal Home Loan Mortgage Corporation 01/25/2022 02/27/2018 535,294.18 523,250.06 ---522,318.64 (1,155.26) 1.573 2.765 AAA
240907004 LC-RCTC Toll Revenue: - I-15 31398E2E3 Agency CMO Federal Home Loan Mortgage Corporation 01/25/2019 01/03/2018 90,618.66 92,431.03 ---91,550.22 (429.94) 5.053 2.806 AAA
240907004 LC-RCTC Toll Revenue: - I-15 31397Q4Q8 Agency CMO Federal National Mortgage Association 03/25/2035 01/10/2018 382,264.07 385,489.43 ---384,614.99 (201.25) 4.000 1.696 AAA
240907004 LC-RCTC Toll Revenue: - I-15 31398NG99 Agency CMO Federal National Mortgage Association 10/25/2025 03/21/2018 316,530.29 315,145.47 ---314,906.49 (187.20) 2.000 2.594 AAA
240907004 LC-RCTC Toll Revenue: - I-15 3137FBUW4 Agency CMO Federal Home Loan Mortgage Corporation 10/25/2019 01/23/2018 830,000.00 830,389.06 ---830,000.00 (714.05) 1.780 2.126 AAA
240907004 LC-RCTC Toll Revenue: - I-15 3137A6AZ5 Agency MBS Federal Home Loan Mortgage Corporation 07/25/2020 01/10/2018 77,934.54 78,567.76 ---78,209.65 (263.31) 3.320 2.436 AAA
240907004 LC-RCTC Toll Revenue: - I-15 3137B6ZL8 Agency MBS Federal Home Loan Mortgage Corporation 12/25/2019 12/20/2017 114,230.11 114,176.57 ---113,847.44 (289.89) 2.075 2.434 AAA
240907004 LC-RCTC Toll Revenue: - I-15 3136AK2A0 Agency MBS Federal National Mortgage Association 09/25/2019 01/08/2018 224,079.86 223,738.76 ---222,522.50 (1,234.77) 2.171 2.726 AAA
240907004 LC-RCTC Toll Revenue: - I-15 3136ASPX8 Agency MBS Federal National Mortgage Association 06/25/2019 02/14/2018 355,129.74 354,151.41 ---353,410.91 (669.71) 1.785 2.621 AAA
240907004 LC-RCTC Toll Revenue: - I-15 31381S5E8 Agency MBS Federal National Mortgage Association 12/01/2018 12/01/2017 443,934.67 445,668.79 ---443,677.19 (1,165.03) 2.640 2.468 AAA
240907004 LC-RCTC Toll Revenue: - I-15 36225B5Y0 Agency MBS Government National Mortgage Association 06/15/2019 12/21/2017 66,544.68 67,293.31 ---66,923.32 (180.05) 5.500 2.748 AAA
240907004 LC-RCTC Toll Revenue: - I-15 161571FW9 Asset Backed Chase Issuance Trust 04/16/2018 ---1,325,000.00 1,325,765.62 ---1,325,079.50 (45.79) 2.057 1.936 AAA
240907004 LC-RCTC Toll Revenue: - I-15 05522RCQ9 Asset Backed BA Credit Card Trust 01/15/2019 03/21/2018 1,100,000.00 1,102,406.25 ---1,102,519.00 202.89 2.157 1.979 AAA
240907004 LC-RCTC Toll Revenue: - I-15 65477PAD3 Asset Backed Nissan Auto Receivables 2014-A Owner Trust 08/17/2020 07/25/2017 245,070.03 244,964.73 ---244,717.13 (300.56) 1.340 2.233 AAA
240907004 LC-RCTC Toll Revenue: - I-15 02582JGN4 Asset Backed American Express Credit Account Master Trust 05/15/2019 01/16/2018 252,000.00 252,885.94 ---252,690.48 (125.74) 2.147 2.014 AAA
240907004 LC-RCTC Toll Revenue: - I-15 43814KAD3 Asset Backed Honda Auto Receivables 2015-1 Owner Trust 11/16/2020 07/24/2017 656,898.60 656,154.45 ---657,286.17 645.02 1.320 1.115 AAA
240907004 LC-RCTC Toll Revenue: - I-15 89236WAC2 Asset Backed Toyota Auto Receivables 2015-A Owner Trust 02/15/2019 11/07/2017 12,279.45 12,269.38 ---12,276.87 1.42 1.120 1.527 AAA
240907004 LC-RCTC Toll Revenue: - I-15 89236WAD0 Asset Backed Toyota Auto Receivables 2015-A Owner Trust 06/15/2020 01/19/2018 548,000.00 546,522.97 ---545,977.88 (1,006.89) 1.520 2.429 AAA
240907004 LC-RCTC Toll Revenue: - I-15 47787UAE3 Asset Backed John Deere Owner Trust 2015 12/15/2021 07/24/2017 747,000.00 747,350.16 ---745,252.02 (1,841.15) 1.650 2.262 AAA
240907004 LC-RCTC Toll Revenue: - I-15 47787UAD5 Asset Backed John Deere Owner Trust 2015 06/17/2019 12/21/2017 38,878.40 38,817.65 ---38,834.85 (15.99) 1.320 2.713 AAA
240907004 LC-RCTC Toll Revenue: - I-15 65477UAC4 Asset Backed Nissan Auto Receivables 10/15/2019 11/07/2017 145,629.54 145,379.24 ---145,249.44 (223.65) 1.050 2.436 AAA
240907004 LC-RCTC Toll Revenue: - I-15 161571GY4 Asset Backed Chase Issuance Trust 04/16/2018 ---360,000.00 359,524.92 ---359,866.80 (53.90) 1.360 2.203 AAA
240907004 LC-RCTC Toll Revenue: - I-15 161571HA5 Asset Backed Chase Issuance Trust 07/16/2018 01/02/2018 1,500,000.00 1,498,710.94 ---1,496,535.00 (2,761.77) 1.620 2.420 AAA
240907004 LC-RCTC Toll Revenue: - I-15 65478AAD5 Asset Backed Nissan Auto Receivables 2015-C Owner Trust 05/15/2020 12/21/2017 675,244.18 673,002.16 ---671,138.70 (2,166.17) 1.370 2.506 AAA
240907004 LC-RCTC Toll Revenue: - I-15 43814LAC3 Asset Backed Honda Auto Receivables 2015-4 Owner Trust 09/23/2019 07/24/2017 812,973.25 811,258.38 ---808,957.16 (3,042.41) 1.230 2.425 AAA
240907004 LC-RCTC Toll Revenue: - I-15 05581RAD8 Asset Backed Bmw Vehicle Lease Trust 2016-1 01/22/2019 12/22/2017 688,815.12 687,846.48 ---687,644.13 (672.96) 1.340 2.693 AAA
240907004 LC-RCTC Toll Revenue: - I-15 161571HC1 Asset Backed Chase Issuance Trust 06/17/2019 ---763,000.00 758,373.05 ---752,188.29 (7,723.18) 1.370 2.570 AAA
240907004 LC-RCTC Toll Revenue: - I-15 41284AAE8 Asset Backed Harley-Davidson Motorcycle Trust 2014-1 10/15/2021 11/27/2017 355,045.52 354,879.09 ---354,662.07 (268.05) 1.550 1.813 AAA
240907004 LC-RCTC Toll Revenue: - I-15 05582XAB8 Asset Backed Bmw Vehicle Lease Trust 2016-2 01/22/2019 12/22/2017 162,453.54 162,225.10 ---162,279.72 (78.85) 1.230 2.808 AAA
240907004 LC-RCTC Toll Revenue: - I-15 05582XAD4 Asset Backed Bmw Vehicle Lease Trust 2016-2 09/20/2019 07/27/2017 965,000.00 963,002.14 ---959,287.20 (4,924.68) 1.430 2.717 AAA
240907004 LC-RCTC Toll Revenue: - I-15 58768MAC5 Asset Backed Mercedes-Benz Auto Lease Trust 2016-B 08/15/2019 ---1,594,000.00 1,589,467.81 ---1,586,460.38 (5,376.98) 1.350 2.587 AAA
240907004 LC-RCTC Toll Revenue: - I-15 90290XAD9 Asset Backed USAA Auto Owner Trust 2005-1 11/16/2020 03/22/2018 758,570.03 756,080.98 ---756,028.83 (54.48) 1.540 2.076 AAA
240907004 LC-RCTC Toll Revenue: - I-15 161571HJ6 Asset Backed Chase Issuance Trust 01/15/2020 03/23/2018 500,000.00 501,347.66 ---501,345.00 11.63 2.077 2.038 AAA
240907004 LC-RCTC Toll Revenue: - I-15 58769DAD2 Asset Backed Mercedes-Benz Auto Lease Trust 2017-A 03/16/2020 07/27/2017 965,000.00 965,942.38 ---958,582.75 (6,954.49) 1.790 2.556 AAA
240907004 LC-RCTC Toll Revenue: - I-15 65479AAD4 Asset Backed Nissan Auto Lease Trust 2017-A 04/15/2020 01/25/2018 850,000.00 846,115.23 ---842,273.50 (4,336.06) 1.910 2.711 AAA
240907004 LC-RCTC Toll Revenue: - I-15 43813FAA1 Asset Backed Honda Auto Receivables 2017-4 Owner Trust 12/21/2018 11/22/2017 725,772.75 725,772.75 ---725,772.75 - 1.430 1.500 AAA
240907004 LC-RCTC Toll Revenue: - I-15 47788CAA0 Asset Backed John Deere Owner Trust 2018 03/15/2019 02/21/2018 2,250,000.00 2,250,000.00 ---2,250,045.00 45.00 1.950 2.010 AAA
240907004 LC-RCTC Toll Revenue: - I-15 38141GFM1 Corporate The Goldman Sachs Group, Inc.04/01/2018 10/16/2017 1,000,000.00 1,020,020.00 ---1,000,000.00 - 6.150 5.968 A
240907004 LC-RCTC Toll Revenue: - I-15 20030NAW1 Corporate Comcast Corporation 05/15/2018 12/21/2017 1,500,000.00 1,522,245.00 ---1,505,715.00 (1,276.29) 5.700 2.587 A
240907004 LC-RCTC Toll Revenue: - I-15 38141EA25 Corporate The Goldman Sachs Group, Inc.02/15/2019 07/25/2017 1,000,000.00 1,084,540.00 ---1,040,230.00 (8,844.81) 7.500 2.808 A
240907004 LC-RCTC Toll Revenue: - I-15 46625HHL7 Corporate JPMorgan Chase & Co.04/23/2019 07/25/2017 1,000,000.00 1,075,520.00 ---1,037,580.00 (9,654.28) 6.300 2.691 A
240907004 LC-RCTC Toll Revenue: - I-15 03523TAN8 Corporate Anheuser-Busch InBev Worldwide Inc.01/15/2020 07/26/2017 1,000,000.00 1,084,440.00 ---1,046,140.00 (16,327.90) 5.375 2.717 A
240907004 LC-RCTC Toll Revenue: - I-15 38141EA58 Corporate The Goldman Sachs Group, Inc.03/15/2020 07/26/2017 500,000.00 540,800.00 ---521,350.00 (9,523.90) 5.375 3.110 A
240907004 LC-RCTC Toll Revenue: - I-15 94973VBE6 Corporate Anthem, Inc.07/15/2018 07/26/2017 1,500,000.00 1,509,105.00 ---1,498,710.00 (4,132.15) 2.300 2.585 A
240907004 LC-RCTC Toll Revenue: - I-15 74432QBW4 Corporate Prudential Financial, Inc.08/15/2018 07/26/2017 1,500,000.00 1,510,920.00 ---1,498,770.00 (5,282.45) 2.300 2.514 A
240907004 LC-RCTC Toll Revenue: - I-15 718172BF5 Corporate Philip Morris International Inc.01/15/2019 07/26/2017 1,000,000.00 1,003,040.00 ---994,150.00 (7,535.96) 1.875 2.625 A
240907004 LC-RCTC Toll Revenue: - I-15 61746BDM5 Corporate Morgan Stanley 01/24/2019 07/25/2017 1,000,000.00 1,009,060.00 ---998,220.00 (6,872.11) 2.500 2.719 A
240907004 LC-RCTC Toll Revenue: - I-15 0258M0DK2 Corporate American Express Credit Corporation 03/18/2019 07/25/2017 1,000,000.00 1,006,560.00 ---994,760.00 (9,189.16) 2.125 2.677 A
240907004 LC-RCTC Toll Revenue: - I-15 172967HM6 Corporate Citigroup Inc.04/08/2019 07/25/2017 1,000,000.00 1,010,110.00 ---999,000.00 (7,239.02) 2.550 2.649 BBB
240907004 LC-RCTC Toll Revenue: - I-15 22546QAN7 Corporate Credit Suisse AG 05/28/2019 07/26/2017 1,000,000.00 1,009,340.00 ---993,630.00 (12,406.09) 2.300 2.860 A
240907004 LC-RCTC Toll Revenue: - I-15 89114QAS7 Corporate Toronto Dominion Bank 07/02/2019 07/27/2017 1,000,000.00 1,007,670.00 ---993,180.00 (11,920.70) 2.125 2.680 AA
240907004 LC-RCTC Toll Revenue: - I-15 90261XHE5 Corporate UBS AG 08/14/2019 07/25/2017 850,000.00 857,505.50 ---843,786.50 (11,360.79) 2.375 2.921 A
240907004 LC-RCTC Toll Revenue: - I-15 40428HPN6 Corporate HSBC USA Inc.11/13/2019 07/26/2017 1,000,000.00 1,010,720.00 ---990,910.00 (16,805.94) 2.375 2.953 A
240907004 LC-RCTC Toll Revenue: - I-15 17401QAB7 Corporate Citizens Bank, National Association 12/04/2019 07/26/2017 1,000,000.00 1,008,450.00 11/04/2019 989,040.00 (17,028.08) 2.450 3.124 A
240907004 LC-RCTC Toll Revenue: - I-15 46625HKA7 Corporate JPMorgan Chase & Co.01/23/2020 07/25/2017 500,000.00 503,005.00 12/23/2019 493,925.00 (8,280.83) 2.250 2.942 A
240907004 LC-RCTC Toll Revenue: - I-15 61747YDW2 Corporate Morgan Stanley 01/27/2020 07/25/2017 500,000.00 506,130.00 ---496,920.00 (7,641.90) 2.650 2.998 A
240907004 LC-RCTC Toll Revenue: - I-15 780082AA1 Corporate Royal Bank of Canada 02/05/2020 07/26/2017 1,500,000.00 1,497,390.00 ---1,476,690.00 (21,361.66) 1.875 2.743 AAA
240907004 LC-RCTC Toll Revenue: - I-15 172967JJ1 Corporate Citigroup Inc.02/18/2020 07/25/2017 500,000.00 503,600.00 ---494,555.00 (8,149.49) 2.400 2.998 BBB
240907004 LC-RCTC Toll Revenue: - I-15 06051GFN4 Corporate Bank of America Corporation 04/21/2020 12/04/2017 1,000,000.00 997,850.00 ---985,450.00 (12,691.70) 2.250 2.984 A
240907004 LC-RCTC Toll Revenue: - I-15 00287YAN9 Corporate AbbVie Inc.05/14/2018 12/21/2017 1,000,000.00 999,780.00 ---999,270.00 (661.94) 1.800 2.383 A
240907004 LC-RCTC Toll Revenue: - I-15 446438RN5 Corporate The Huntington National Bank 06/30/2018 07/27/2017 1,500,000.00 1,505,700.00 ---1,498,440.00 (3,138.46) 2.000 2.406 A
240907004 LC-RCTC Toll Revenue: - I-15 064159HC3 Corporate The Bank of Nova Scotia 01/15/2019 01/23/2018 400,000.00 399,504.00 ---397,828.00 (1,768.71) 1.950 2.646 A
240907004 LC-RCTC Toll Revenue: - I-15 89114QBE7 Corporate Toronto Dominion Bank 01/22/2019 01/23/2018 370,000.00 369,463.50 ---368,124.10 (1,437.57) 1.950 2.584 AA
240907004 LC-RCTC Toll Revenue: - I-15 69353REV6 Corporate PNC Bank, National Association 03/04/2019 07/26/2017 1,000,000.00 1,003,210.00 02/02/2019 993,680.00 (8,144.56) 1.950 2.643 A
240907004 LC-RCTC Toll Revenue: - I-15 07330NAL9 Corporate Branch Banking and Trust Company 05/10/2019 07/27/2017 1,000,000.00 995,340.00 04/10/2019 985,610.00 (11,434.57) 1.450 2.773 A
240907004 LC-RCTC Toll Revenue: - I-15 49327M2P8 Corporate KeyBank National Association 08/22/2019 07/24/2017 1,000,000.00 995,550.00 ---984,360.00 (12,575.91) 1.600 2.750 A
240907004 LC-RCTC Toll Revenue: - I-15 24422ETJ8 Corporate John Deere Capital Corporation 10/09/2019 07/26/2017 1,125,000.00 1,114,650.00 ---1,099,822.50 (17,872.97) 1.250 2.759 A
240907004 LC-RCTC Toll Revenue: - I-15 06367TPX2 Corporate Bank of Montreal 12/12/2019 07/26/2017 1,000,000.00 1,005,160.00 ---986,990.00 (16,780.09) 2.100 2.889 A
240907004 LC-RCTC Toll Revenue: - I-15 14912L6Y2 Corporate Caterpillar Financial Services Corporation 01/10/2020 07/26/2017 1,000,000.00 1,008,020.00 ---988,650.00 (17,273.78) 2.100 2.758 A
240907004 LC-RCTC Toll Revenue: - I-15 0258M0EE5 Corporate American Express Credit Corporation 03/03/2020 07/25/2017 500,000.00 503,990.00 02/01/2020 493,000.00 (9,970.91) 2.200 2.953 A
240907004 LC-RCTC Toll Revenue: - I-15 375558BQ5 Corporate Gilead Sciences, Inc.09/20/2019 09/14/2017 595,000.00 595,000.00 ---595,362.95 362.95 2.452 2.512 A
240907004 LC-RCTC Toll Revenue: - I-15 43357MD56 CP Hitachi Capital America Corp.04/05/2018 03/27/2018 700,000.00 699,615.00 ---699,888.00 59.11 0.000 1.155 AA
240907004 LC-RCTC Toll Revenue: - I-15 02360SD47 CP Ameren Corporation 04/04/2018 03/27/2018 1,495,000.00 1,494,235.89 ---1,494,835.55 122.09 0.000 0.993 AA
240907004 LC-RCTC Toll Revenue: - I-15 31846V203 MM Fund First American Funds, Inc.03/31/2018 03/26/2018 - 412,243.66 ---412,243.66 - 1.250 1.250 AAA
2017 Financing STAMP Portfolio by Account for quarter ended March 31, 2018
ATTACHMENT 9
24
Page 15 of 32
Source
Account Account Identifier
Security Type
Category Issuer Final Maturity Trade Date
Current Face
Value Original Cost
Next Call
Date Base Market Value
Base Net Total
Unrealized
Gain/Loss Coupon Yield
Summarized
Credit Rating
2017 Financing STAMP Portfolio by Account for quarter ended March 31, 2018
240907004 LC-RCTC Toll Revenue: - I-15 569203LT7 Muni Salem-Keizer School District #24J 06/15/2018 11/15/2017 400,000.00 399,684.00 ---399,744.00 (143.82) 1.513 1.813 AA
240907004 LC-RCTC Toll Revenue: - I-15 392274A89 Muni Greater Orlando Aviation Authority.10/01/2019 07/26/2017 700,000.00 724,094.00 ---708,414.00 (8,546.47) 3.483 2.662 AA
240907004 LC-RCTC Toll Revenue: - I-15 54438CWT5 Muni Los Angeles Community College District 08/01/2018 11/09/2017 545,000.00 545,000.00 ---544,498.60 (501.40) 1.620 1.890 AA
240907004 LC-RCTC Toll Revenue: - I-15 92419RAA0 Muni Vermont Housing Finance Agency 05/01/2018 01/09/2018 420,000.00 420,000.00 ---419,916.00 (84.00) 1.840 2.057 AA
240907004 LC-RCTC Toll Revenue: - I-15 73358WT46 Muni The Port Authority of New York and New Jersey 09/15/2018 01/24/2018 220,000.00 220,000.00 ---219,786.60 (213.40) 2.114 2.326 AA
240907004 LC-RCTC Toll Revenue: - I-15 419792XC5 Muni Hawaii, State of 04/01/2018 01/31/2018 495,000.00 495,000.00 ---495,000.00 - 1.750 1.735 AA
240907004 LC-RCTC Toll Revenue: - I-15 912828UZ1 US Gov Treasury, United States Department of 04/30/2018 01/31/2018 3,000,000.00 2,994,257.81 ---2,997,750.00 (378.95) 0.625 1.498 AAA
240907004 LC-RCTC Toll Revenue: - I-15 912828VK3 US Gov Treasury, United States Department of 06/30/2018 03/22/2018 5,000,000.00 4,994,140.63 ---4,994,600.00 (73.30) 1.375 1.796 AAA
240907004 LC-RCTC Toll Revenue: - I-15 912828K25 US Gov Treasury, United States Department of 04/15/2018 02/27/2018 2,500,000.00 2,497,558.59 ---2,499,250.00 (6.96) 0.750 1.428 AAA
240907004 LC-RCTC Toll Revenue: - I-15 912828QB9 US Gov Treasury, United States Department of 03/31/2018 01/16/2018 5,365,000.00 5,380,089.06 ---5,365,000.00 - 2.875 2.834 AAA
240907004 LC-RCTC Toll Revenue: - I-15 912828UU2 US Gov Treasury, United States Department of 03/31/2018 03/20/2018 1,700,000.00 1,699,402.34 ---1,700,000.00 - 0.750 0.747 AAA
83,665,126.22 84,507,601.69 83,948,586.49 (374,891.27)
240907020 RCTC I-15 Prj RAMP UP RESERVE 313385VJ2 Agency FHLBanks Office of Finance 04/10/2018 03/28/2018 200,000.00 199,881.56 ---199,926.00 8.00 0.000 1.228 AAA
240907020 RCTC I-15 Prj RAMP UP RESERVE 3137ANMN2 Agency CMO Federal Home Loan Mortgage Corporation 12/25/2018 12/05/2017 1,800,000.00 1,803,697.20 ---1,795,230.00 (6,337.22) 2.220 2.418 AAA
240907020 RCTC I-15 Prj RAMP UP RESERVE 383742C76 Agency CMO Government National Mortgage Association 08/16/2037 01/31/2018 101,079.71 103,606.69 ---103,553.13 16.17 4.000 2.842 AAA
240907020 RCTC I-15 Prj RAMP UP RESERVE 38375JCJ2 Agency CMO Government National Mortgage Association 12/16/2037 01/31/2018 39,258.99 39,381.68 ---39,517.71 154.72 5.305 3.185 AAA
240907020 RCTC I-15 Prj RAMP UP RESERVE 3137ASR97 Agency CMO Federal Home Loan Mortgage Corporation 01/25/2022 02/27/2018 39,947.33 39,048.51 ---38,979.00 (86.21) 1.573 2.765 AAA
240907020 RCTC I-15 Prj RAMP UP RESERVE 31392J6N4 Agency CMO Federal National Mortgage Association 04/25/2023 12/05/2017 673,422.40 732,603.34 ---704,911.63 (24,676.87) 5.500 2.840 AAA
240907020 RCTC I-15 Prj RAMP UP RESERVE 3137B84S3 Agency CMO Federal Home Loan Mortgage Corporation 02/15/2029 01/31/2018 172,760.64 170,601.13 ---169,932.55 (684.36) 2.000 2.822 AAA
240907020 RCTC I-15 Prj RAMP UP RESERVE 31397SE83 Agency CMO Federal National Mortgage Association 02/25/2039 01/30/2018 75,816.45 76,242.91 ---75,949.89 (195.59) 4.000 3.018 AAA
240907020 RCTC I-15 Prj RAMP UP RESERVE 3137A5FP4 Agency CMO Federal Home Loan Mortgage Corporation 01/15/2021 01/30/2018 84,037.51 84,247.61 ---83,956.83 (280.59) 2.500 2.512 AAA
240907020 RCTC I-15 Prj RAMP UP RESERVE 31398N2K9 Agency CMO Federal National Mortgage Association 11/25/2025 01/31/2018 67,337.64 67,590.16 ---67,357.17 (178.22) 3.500 2.725 AAA
240907020 RCTC I-15 Prj RAMP UP RESERVE 38378CDK0 Agency CMO The Government National Mortgage Association Guaranteed REMIC Pass-T 03/20/2035 01/30/2018 155,786.25 157,222.40 ---156,529.35 (580.99) 3.000 2.401 AAA
240907020 RCTC I-15 Prj RAMP UP RESERVE 38378AWX5 Agency CMO The Government National Mortgage Association Guaranteed REMIC Pass-T 01/20/2036 01/30/2018 218,809.26 220,928.98 ---219,857.36 (972.27) 3.000 2.524 AAA
240907020 RCTC I-15 Prj RAMP UP RESERVE 38376THB1 Agency CMO The Government National Mortgage Association Guaranteed REMIC Pass-T 10/20/2037 01/30/2018 8,922.74 8,939.47 ---8,935.77 11.75 4.000 0.149 AAA
240907020 RCTC I-15 Prj RAMP UP RESERVE 31283K5N4 Agency MBS Federal Home Loan Mortgage Corporation 08/01/2020 12/05/2017 898,416.90 918,652.84 ---916,322.35 (38,639.84) 5.000 2.677 AAA
240907020 RCTC I-15 Prj RAMP UP RESERVE 3136AC7J4 Agency MBS Federal National Mortgage Association 03/25/2023 02/21/2018 61,863.74 60,846.37 ---60,949.39 84.11 2.493 3.069 AAA
240907020 RCTC I-15 Prj RAMP UP RESERVE 3137B1U75 Agency MBS Federal Home Loan Mortgage Corporation 01/25/2023 02/27/2018 120,000.00 117,965.63 ---118,093.20 94.84 2.522 2.901 AAA
240907020 RCTC I-15 Prj RAMP UP RESERVE 3137AXHN6 Agency MBS Federal Home Loan Mortgage Corporation 02/25/2022 01/25/2018 91,695.08 90,434.27 ---89,994.13 (460.89) 1.749 2.670 AAA
240907020 RCTC I-15 Prj RAMP UP RESERVE 31418ASD1 Agency MBS Federal National Mortgage Association 04/01/2023 01/31/2018 99,997.04 99,025.88 ---98,690.08 (340.22) 2.000 2.593 AAA
240907020 RCTC I-15 Prj RAMP UP RESERVE 3137B1UF7 Agency MBS Federal Home Loan Mortgage Corporation 09/25/2022 01/25/2018 45,778.34 45,105.97 ---44,876.05 (239.87) 1.785 2.676 AAA
240907020 RCTC I-15 Prj RAMP UP RESERVE 3136A96F0 Agency MBS Federal National Mortgage Association 11/25/2022 02/27/2018 75,000.00 72,694.34 ---72,645.00 (99.61) 2.184 3.422 AAA
240907020 RCTC I-15 Prj RAMP UP RESERVE 62888VAA6 CMO NCUA Guaranteed Notes Trust 2011-R1 10/07/2020 01/30/2018 53,772.69 53,940.74 ---53,968.96 38.38 2.030 2.181 AAA
240907020 RCTC I-15 Prj RAMP UP RESERVE 31846V203 MM Fund First American Funds, Inc.03/31/2018 03/29/2018 - 20,993.45 ---20,993.45 - 1.250 1.250 AAA
240907020 RCTC I-15 Prj RAMP UP RESERVE 912828SA9 TIPS Treasury, United States Department of 01/15/2022 ---317,532.60 315,171.58 ---314,157.23 (1,124.42) 0.125 0.408 AAA
240907020 RCTC I-15 Prj RAMP UP RESERVE 912828UH1 TIPS Treasury, United States Department of 01/15/2023 02/05/2018 80,524.50 79,453.89 ---79,183.77 (301.59) 0.125 0.477 AAA
240907020 RCTC I-15 Prj RAMP UP RESERVE 912828QQ6 US Gov Treasury, United States Department of 05/31/2018 01/30/2018 700,000.00 701,968.75 ---700,735.00 (249.38) 2.375 1.743 AAA
240907020 RCTC I-15 Prj RAMP UP RESERVE 912828UF5 US Gov Treasury, United States Department of 12/31/2019 01/30/2018 190,000.00 186,519.14 ---186,333.00 (483.05) 1.125 2.253 AAA
240907020 RCTC I-15 Prj RAMP UP RESERVE 912828VK3 US Gov Treasury, United States Department of 06/30/2018 01/30/2018 705,000.00 704,476.76 ---704,238.60 (447.46) 1.375 1.796 AAA
240907020 RCTC I-15 Prj RAMP UP RESERVE 912828K25 US Gov Treasury, United States Department of 04/15/2018 02/27/2018 695,000.00 694,298.44 ---694,791.50 5.02 0.750 1.428 AAA
7,771,759.81 7,865,539.70 7,820,608.10 (75,965.64)
245490001 LC-RCTC 2017 PRJ: Sales Tax 313385VE3 Agency FHLBanks Office of Finance 04/06/2018 03/26/2018 900,000.00 899,546.25 ---899,838.00 44.28 0.000 0.939 AAA
245490001 LC-RCTC 2017 PRJ: Sales Tax 3137ASR97 Agency CMO Federal Home Loan Mortgage Corporation 01/25/2022 02/27/2018 117,178.82 114,542.30 ---114,338.41 (252.89) 1.573 2.765 AAA
245490001 LC-RCTC 2017 PRJ: Sales Tax 31398NG99 Agency CMO Federal National Mortgage Association 10/25/2025 03/21/2018 95,854.26 95,434.90 ---95,362.53 (56.68) 2.000 2.594 AAA
245490001 LC-RCTC 2017 PRJ: Sales Tax 3136A7MK5 Agency MBS Federal National Mortgage Association 12/25/2019 03/21/2018 74,894.90 74,450.22 ---74,361.65 (77.74) 1.801 2.901 AAA
245490001 LC-RCTC 2017 PRJ: Sales Tax 05522RCQ9 Asset Backed BA Credit Card Trust 01/15/2019 03/21/2018 325,000.00 325,710.94 ---325,744.25 59.94 2.157 1.979 AAA
245490001 LC-RCTC 2017 PRJ: Sales Tax 89190AAD2 Asset Backed Toyota Auto Receivables 2014-C Owner Trust 04/15/2020 07/19/2017 873,215.93 873,079.49 ---871,984.69 (1,176.71) 1.440 2.704 AAA
245490001 LC-RCTC 2017 PRJ: Sales Tax 65477UAC4 Asset Backed Nissan Auto Receivables 10/15/2019 11/07/2017 48,543.18 48,459.76 ---48,416.48 (74.56) 1.050 2.436 AAA
245490001 LC-RCTC 2017 PRJ: Sales Tax 41284CAD6 Asset Backed Harley-Davidson Motorcycle Trust 2015-2 03/16/2020 01/31/2018 31,910.84 31,873.45 ---31,866.17 (17.71) 1.300 2.382 AAA
245490001 LC-RCTC 2017 PRJ: Sales Tax 161571HA5 Asset Backed Chase Issuance Trust 07/16/2018 12/19/2017 360,000.00 359,690.63 ---359,168.40 (673.47) 1.620 2.420 AAA
245490001 LC-RCTC 2017 PRJ: Sales Tax 43814LAC3 Asset Backed Honda Auto Receivables 2015-4 Owner Trust 09/23/2019 11/09/2017 82,381.29 82,178.55 ---81,974.33 (252.07) 1.230 2.425 AAA
245490001 LC-RCTC 2017 PRJ: Sales Tax 65478QAD0 Asset Backed Nissan Auto Lease Trust 2016-A 03/15/2019 07/19/2017 1,175,965.10 438.05 ---1,173,801.32 1,057,576.07 1.490 2.530 AAA
245490001 LC-RCTC 2017 PRJ: Sales Tax 58768MAC5 Asset Backed Mercedes-Benz Auto Lease Trust 2016-B 08/15/2019 03/20/2018 272,000.00 270,650.63 ---270,713.44 (24.17) 1.350 2.587 AAA
245490001 LC-RCTC 2017 PRJ: Sales Tax 90290XAD9 Asset Backed USAA Auto Owner Trust 2005-1 11/16/2020 03/22/2018 223,108.83 222,376.76 ---222,361.42 (16.03) 1.540 2.076 AAA
245490001 LC-RCTC 2017 PRJ: Sales Tax 47788CAA0 Asset Backed John Deere Owner Trust 2018 03/15/2019 02/21/2018 750,000.00 750,000.00 ---750,015.00 15.00 1.950 2.010 AAA
245490001 LC-RCTC 2017 PRJ: Sales Tax 06051GEY1 Corporate Bank of America Corporation 01/15/2019 07/19/2017 1,500,000.00 1,518,015.00 ---1,510,200.00 558.64 2.762 2.490 A
245490001 LC-RCTC 2017 PRJ: Sales Tax 89114QAV0 Corporate Toronto Dominion Bank 11/05/2019 07/20/2017 2,000,000.00 2,019,800.00 ---1,983,540.00 (30,431.62) 2.250 2.780 AA
245490001 LC-RCTC 2017 PRJ: Sales Tax 21688AAD4 Corporate Cooperatieve Rabobank U.A.01/14/2020 07/20/2017 2,000,000.00 2,016,800.00 ---1,974,280.00 (37,971.74) 2.250 2.992 AA
245490001 LC-RCTC 2017 PRJ: Sales Tax 172967JQ5 Corporate Citigroup Inc.04/27/2018 07/20/2017 1,950,000.00 1,957,117.50 ---1,950,429.00 (243.93) 2.450 2.158 BBB
245490001 LC-RCTC 2017 PRJ: Sales Tax 61746BDY9 Corporate Morgan Stanley 02/01/2019 07/20/2017 1,950,000.00 1,981,200.00 ---1,965,931.50 (1,270.66) 3.148 2.694 A
245490001 LC-RCTC 2017 PRJ: Sales Tax 94988J5G8 Corporate Wells Fargo Bank, National Association 12/06/2019 07/19/2017 2,000,000.00 2,014,280.00 ---1,978,460.00 (31,770.72) 2.150 2.808 AA
245490001 LC-RCTC 2017 PRJ: Sales Tax 06367TPX2 Corporate Bank of Montreal 12/12/2019 07/19/2017 1,630,000.00 1,637,318.70 ---1,608,793.70 (26,468.51) 2.100 2.889 A
245490001 LC-RCTC 2017 PRJ: Sales Tax 0258M0EJ4 Corporate American Express Credit Corporation 05/03/2019 07/19/2017 2,000,000.00 2,006,000.00 04/02/2019 2,002,340.00 (1,341.61) 2.117 2.510 A
245490001 LC-RCTC 2017 PRJ: Sales Tax 375558BQ5 Corporate Gilead Sciences, Inc.09/20/2019 09/14/2017 340,000.00 340,000.00 ---340,207.40 207.40 2.452 2.512 A
245490001 LC-RCTC 2017 PRJ: Sales Tax 9AMMF05B2 MM Fund U.S. Bank Money Market Account Fund 03/31/2018 ---- 144,201.68 ---144,201.68 - 0.200 0.000 ---
245490001 LC-RCTC 2017 PRJ: Sales Tax 54438CWT5 Muni Los Angeles Community College District 08/01/2018 11/09/2017 275,000.00 275,000.00 ---274,747.00 (253.00) 1.620 1.890 AA
245490001 LC-RCTC 2017 PRJ: Sales Tax 912828UZ1 US Gov Treasury, United States Department of 04/30/2018 03/14/2018 1,000,000.00 998,554.69 ---999,250.00 141.79 0.625 1.498 AAA
245490001 LC-RCTC 2017 PRJ: Sales Tax 912828VK3 US Gov Treasury, United States Department of 06/30/2018 03/22/2018 765,000.00 764,103.52 ---764,173.80 (11.22) 1.375 1.796 AAA
245490001 LC-RCTC 2017 PRJ: Sales Tax 912828K25 US Gov Treasury, United States Department of 04/15/2018 ---1,075,000.00 1,073,991.21 ---1,074,677.50 1.26 0.750 1.428 AAA
245490001 LC-RCTC 2017 PRJ: Sales Tax 912828QB9 US Gov Treasury, United States Department of 03/31/2018 03/14/2018 1,000,000.00 1,000,507.81 ---1,000,000.00 - 2.875 2.834 AAA
245490001 LC-RCTC 2017 PRJ: Sales Tax 912828UU2 US Gov Treasury, United States Department of 03/31/2018 03/20/2018 525,000.00 524,815.43 ---525,000.00 - 0.750 0.747 AAA
25,340,053.16 24,420,137.46 25,416,177.67 926,219.35
25
Page 16 of 32
Source
Account Account Identifier Description
Beginning Base
Market Value Base Purchases Base Sales
Base Maturities and
Redemptions Base Paydowns
Net Total Realized
Gain/Loss
Base
Amortization/A
ccretion
Base Change In
Net Unrealized
Gain/Loss
Ending Base
Market Value
Ending Accrued
Income Balance
240907004 LC-RCTC Toll Revenue: - I-15 912828QB9 UNITED STATES TREASURY - 5,380,089.06 - - - - (15,089.06) - 5,365,000.00 -
240907004 LC-RCTC Toll Revenue: - I-15 20030NAW1 COMCAST CORP 1,521,285.00 - - - - - (14,300.36) (1,269.64) 1,505,715.00 32,300.00
240907004 LC-RCTC Toll Revenue: - I-15 38141EA25 GOLDMAN SACHS GROUP INC 1,056,840.00 - - - - - (13,686.21) (2,923.79) 1,040,230.00 9,583.33
240907004 LC-RCTC Toll Revenue: - I-15 38141GFM1 GOLDMAN SACHS GROUP INC 1,010,520.00 - - - - - (10,920.00) 400.00 1,000,000.00 30,750.00
240907004 LC-RCTC Toll Revenue: - I-15 46625HHL7 JPMORGAN CHASE & CO 1,052,800.00 - - - - - (10,875.64) (4,344.36) 1,037,580.00 27,650.00
240907004 LC-RCTC Toll Revenue: - I-15 03523TAN8 ANHEUSER-BUSCH INBEV NV 1,060,810.00 - - - - - (8,515.53) (6,154.47) 1,046,140.00 11,347.22
240907004 LC-RCTC Toll Revenue: - I-15 38141EA58 GOLDMAN SACHS GROUP INC 530,165.00 - - - - - (3,820.01) (4,994.99) 521,350.00 1,194.44
240907004 LC-RCTC Toll Revenue: - I-15 392274A89 GREATER ORLANDO AVIATION AUTH ORLANDO FLA ARPT FAC 713,797.00 - - - - - (2,744.92) (2,638.08) 708,414.00 12,190.50
240907004 LC-RCTC Toll Revenue: - I-15 74432QBW4 PRUDENTIAL FINANCIAL INC 1,502,520.00 - - - - - (2,649.60) (1,100.40) 1,498,770.00 4,408.33
240907004 LC-RCTC Toll Revenue: - I-15 94973VBE6 ANTHEM INC 1,503,270.00 - - - - - (2,427.49) (2,132.51) 1,498,710.00 7,283.33
240907004 LC-RCTC Toll Revenue: - I-15 446438RN5 HUNTINGTON NATIONAL BANK 1,500,570.00 - - - - - (1,578.46) (551.54) 1,498,440.00 7,583.33
240907004 LC-RCTC Toll Revenue: - I-15 61746BDM5 MORGAN STANLEY 1,002,550.00 - - - - - (1,535.72) (2,794.28) 998,220.00 4,652.78
240907004 LC-RCTC Toll Revenue: - I-15 172967HM6 CITIGROUP INC 1,003,530.00 - - - - - (1,492.26) (3,037.74) 999,000.00 12,254.17
240907004 LC-RCTC Toll Revenue: - I-15 22546QAN7 CREDIT SUISSE AG (NEW YORK BRANCH)1,000,970.00 - - - - - (1,281.79) (6,058.22) 993,630.00 7,858.33
240907004 LC-RCTC Toll Revenue: - I-15 40428HPN6 HSBC USA INC (NEW)1,001,160.00 - - - - - (1,166.50) (9,083.50) 990,910.00 9,104.17
240907004 LC-RCTC Toll Revenue: - I-15 0258M0DK2 AMERICAN EXPRESS CREDIT CORP 1,000,000.00 - - - - - (1,006.30) (4,233.70) 994,760.00 767.36
240907004 LC-RCTC Toll Revenue: - I-15 89114QAS7 TORONTO-DOMINION BANK 999,890.00 - - - - - (1,000.57) (5,709.43) 993,180.00 5,253.47
240907004 LC-RCTC Toll Revenue: - I-15 17401QAB7 CITIZENS BANK NA 1,000,670.00 - - - - - (924.44) (10,705.56) 989,040.00 7,962.50
240907004 LC-RCTC Toll Revenue: - I-15 90261XHE5 UBS AG (STAMFORD BRANCH)850,697.00 - - - - - (910.79) (5,999.71) 843,786.50 2,635.59
240907004 LC-RCTC Toll Revenue: - I-15 31381S5E8 FN 469845 - 448,298.51 - - (2,619.49) (7.89) (828.91) (1,165.03) 443,677.19 1,009.21
240907004 LC-RCTC Toll Revenue: - I-15 14912L6Y2 CATERPILLAR FINANCIAL SERVICES CORP 997,930.00 - - - - - (814.78) (8,465.22) 988,650.00 4,725.00
240907004 LC-RCTC Toll Revenue: - I-15 3137AL6V6 FHMS K706 A2 683,745.68 - - - (4,164.28) (7.05) (792.22) (1,187.98) 677,594.16 1,313.81
240907004 LC-RCTC Toll Revenue: - I-15 31397Q4Q8 FNR 10155B JA - 476,156.57 - - (89,908.55) (715.14) (716.63) (201.25) 384,614.99 1,274.21
240907004 LC-RCTC Toll Revenue: - I-15 61747YDW2 MORGAN STANLEY 502,260.00 - - - - - (607.00) (4,733.00) 496,920.00 2,355.56
240907004 LC-RCTC Toll Revenue: - I-15 06367TPX2 BANK OF MONTREAL 997,230.00 - - - - - (540.05) (9,699.95) 986,990.00 6,358.33
240907004 LC-RCTC Toll Revenue: - I-15 69353REV6 PNC BANK NA 998,250.00 - - - - - (534.47) (4,035.53) 993,680.00 1,462.50
240907004 LC-RCTC Toll Revenue: - I-15 718172BF5 PHILIP MORRIS INTERNATIONAL INC 998,130.00 - - - - - (525.66) (3,454.34) 994,150.00 3,958.33
240907004 LC-RCTC Toll Revenue: - I-15 31398E2E3 FHMS K003 A4 - 102,000.00 - - (9,381.34) (170.29) (468.21) (429.94) 91,550.22 381.58
240907004 LC-RCTC Toll Revenue: - I-15 0258M0EE5 AMERICAN EXPRESS CREDIT CORP 498,485.00 - - - - - (392.53) (5,092.47) 493,000.00 855.56
240907004 LC-RCTC Toll Revenue: - I-15 161571FW9 CHAIT 133 A - 850,431.64 - - - - (348.86) (31.78) 850,051.00 825.50
240907004 LC-RCTC Toll Revenue: - I-15 172967JJ1 CITIGROUP INC 499,415.00 - - - - - (346.00) (4,514.00) 494,555.00 1,433.33
240907004 LC-RCTC Toll Revenue: - I-15 46625HKA7 JPMORGAN CHASE & CO 499,665.00 - - - - - (309.80) (5,430.20) 493,925.00 2,125.00
240907004 LC-RCTC Toll Revenue: - I-15 06738EAF2 BARCLAYS PLC 1,000,010.00 - - (1,000,000.00) - - (296.00) 286.00 - -
240907004 LC-RCTC Toll Revenue: - I-15 36225B5Y0 GN 781763 107,282.80 - - - (39,670.67) (426.16) (283.95) 21.30 66,923.32 305.00
240907004 LC-RCTC Toll Revenue: - I-15 161571FW9 CHAIT 133 A 475,323.00 - - - - - (273.26) (21.24) 475,028.50 461.31
240907004 LC-RCTC Toll Revenue: - I-15 3137ANMN2 FHMS K707 A2 315,352.80 - - - - - (261.57) (925.99) 314,165.25 582.75
240907004 LC-RCTC Toll Revenue: - I-15 3137AKKC4 FHMS K705 A2 175,232.75 - - - - - (222.57) (405.68) 174,604.50 335.85
240907004 LC-RCTC Toll Revenue: - I-15 06050TLY6 BANK OF AMERICA NA 500,025.00 - - (500,000.00) - - (202.32) 177.32 - -
240907004 LC-RCTC Toll Revenue: - I-15 58769DAD2 MBALT 17A A3 963,050.70 - - - - - (157.46) (4,310.49) 958,582.75 767.71
240907004 LC-RCTC Toll Revenue: - I-15 3137A7NT3 FHMS K011 A1 95,945.66 - - - (11,965.09) (81.25) (106.51) (359.65) 83,433.16 202.38
240907004 LC-RCTC Toll Revenue: - I-15 45950VKP0 INTERNATIONAL FINANCE CORP - 1,500,105.00 - (1,500,000.00) - - (105.00) - - -
240907004 LC-RCTC Toll Revenue: - I-15 3137A6AZ5 FHMS K010 A1 - 89,683.09 - - (11,025.74) (83.96) (100.42) (263.31) 78,209.65 215.62
240907004 LC-RCTC Toll Revenue: - I-15 49327M2A1 KEYBANK NA 749,805.00 - - (750,000.00) - - (94.26) 289.26 - -
240907004 LC-RCTC Toll Revenue: - I-15 05522RCQ9 BACCT 141 A - 1,102,406.25 - - - - (90.14) 202.89 1,102,519.00 1,120.23
240907004 LC-RCTC Toll Revenue: - I-15 47787UAE3 JDOT 15 A4 745,931.79 - - - - - (85.49) (594.28) 745,252.02 547.80
240907004 LC-RCTC Toll Revenue: - I-15 02582JGN4 AMXCA 141 A - 252,885.94 - - - - (69.72) (125.74) 252,690.48 255.45
240907004 LC-RCTC Toll Revenue: - I-15 65602UML9 The Norinchukin Bank - 2,050,068.51 - (2,050,000.00) - - (68.51) - - -
240907004 LC-RCTC Toll Revenue: - I-15 3136ASPX8 FNA 16M06A AS2 - 328,603.42 - - (39,922.58) 119.12 (64.01) (530.01) 288,205.94 430.79
240907004 LC-RCTC Toll Revenue: - I-15 31398NG99 FNR 10112H AE - 315,145.47 - - - - (51.78) (187.20) 314,906.49 527.55
240907004 LC-RCTC Toll Revenue: - I-15 3137B6ZL8 FHMS K714 A1 140,709.45 - - - (26,504.67) 13.00 (44.73) (325.61) 113,847.44 197.52
240907004 LC-RCTC Toll Revenue: - I-15 05581QAE8 BMWLT 152 A4 964,536.80 - - - (965,000.00) (82.78) (44.08) 590.05 - -
240907004 LC-RCTC Toll Revenue: - I-15 3136ASPX8 FNA 16M06A AS2 - 74,367.96 - - (9,032.26) 23.89 (14.92) (139.70) 65,204.97 97.46
240907004 LC-RCTC Toll Revenue: - I-15 161571HJ6 CHAIT 171 A - 501,347.66 - - - - (14.29) 11.63 501,345.00 490.31
240907004 LC-RCTC Toll Revenue: - I-15 05581QAE8 BMWLT 152 A4 - 464,862.44 - - (464,989.58) 130.67 (3.53) - - -
240907004 LC-RCTC Toll Revenue: - I-15 22549LGU3 Credit Suisse AG 1,999,320.00 - - (2,000,000.00) - - (0.36) 680.36 - -
240907004 LC-RCTC Toll Revenue: - I-15 31846V203 FIRST AMER:GVT OBLG;Y 274,118.57 175,024,008.63 (174,885,883.54) - - - - - 412,243.66 -
240907004 LC-RCTC Toll Revenue: - I-15 47770VAS9 JOBSOHIO BEVERAGE SYS OHIO STATEWIDE LIQUOR PROFIT 550,000.00 - - (550,000.00) - - - - - -
240907004 LC-RCTC Toll Revenue: - I-15 375558BQ5 GILEAD SCIENCES INC 595,749.70 - - - - - - (386.75) 595,362.95 486.26
240907004 LC-RCTC Toll Revenue: - I-15 06371ETS6 Bank of Montreal 1,999,540.00 - - (2,000,000.00) - - - 460.00 - -
240907004 LC-RCTC Toll Revenue: - I-15 54438CWT5 LOS ANGELES CALIF CMNTY COLLEGE DIST 544,782.00 - - - - - - (283.40) 544,498.60 1,471.50
240907004 LC-RCTC Toll Revenue: - I-15 06539RLL9 The Bank of Tokyo-Mitsubishi UFJ, Ltd 1,599,840.00 - - (1,600,000.00) - - - 160.00 - -
240907004 LC-RCTC Toll Revenue: - I-15 65602UYN2 The Norinchukin Bank 1,099,879.00 - - (1,100,000.00) - - - 121.00 - -
240907004 LC-RCTC Toll Revenue: - I-15 60700AMC5 Mizuho Bank, Ltd.1,799,730.00 - - (1,800,000.00) - - - 270.00 - -
240907004 LC-RCTC Toll Revenue: - I-15 89113XNF7 Toronto Dominion Bank 1,799,802.00 - - (1,800,000.00) - - - 198.00 - -
240907004 LC-RCTC Toll Revenue: - I-15 60683BCS0 Mitsubishi UFJ Trust & Banking Corp 1,399,776.00 - - (1,400,000.00) - - - 224.00 - -
240907004 LC-RCTC Toll Revenue: - I-15 43813FAA1 HAROT 174 A1 1,601,703.46 - - - (875,914.70) (0.00) - (16.02) 725,772.75 317.12
240907004 LC-RCTC Toll Revenue: - I-15 92419RAA0 VERMONT HSG FIN AGY PPTY TRANSFER TAX REV - 420,000.00 - - - - - (84.00) 419,916.00 1,416.80
240907004 LC-RCTC Toll Revenue: - I-15 73358WT46 PORT AUTH N Y & N J - 220,000.00 - - - - - (213.40) 219,786.60 206.70
240907004 LC-RCTC Toll Revenue: - I-15 419792XC5 HAWAII ST - 495,000.00 - - - - - - 495,000.00 1,130.94
240907004 LC-RCTC Toll Revenue: - I-15 47788CAA0 JDOT 2018 A1 - 2,250,000.00 - - - - - 45.00 2,250,045.00 3,778.13
240907004 LC-RCTC Toll Revenue: - I-15 90290XAD9 USAOT 151 A4 - 756,080.98 - - - - 2.33 (54.48) 756,028.83 519.20
240907004 LC-RCTC Toll Revenue: - I-15 161571GY4 CHAIT 155 A - 12,985.78 - - - - 11.13 (1.72) 12,995.19 7.86
240907004 LC-RCTC Toll Revenue: - I-15 89236WAC2 TAOT 15A A3 51,913.84 - - - (39,673.36) 19.87 12.52 4.00 12,276.87 6.11
240907004 LC-RCTC Toll Revenue: - I-15 161571HC1 CHAIT 162 A - 12,796.88 - - - - 14.66 4.25 12,815.79 7.92
240907004 LC-RCTC Toll Revenue: - I-15 3136AK2A0 FNA 14M10 AS2 - 224,668.64 - - (931.31) 1.40 18.55 (1,234.77) 222,522.50 405.46
240907004 LC-RCTC Toll Revenue: - I-15 53944VAC3 LLOYDS BANK PLC 999,970.00 - - (1,000,000.00) - - 27.75 2.25 - -
240907004 LC-RCTC Toll Revenue: - I-15 41284AAE8 HDMOT 141 A4 449,649.00 - - - (94,954.49) 36.16 37.25 (105.85) 354,662.07 244.59
240907004 LC-RCTC Toll Revenue: - I-15 65477PAD3 NAROT 14A A4 501,318.75 - - - (256,926.41) 69.27 39.45 216.07 244,717.13 145.95
240907004 LC-RCTC Toll Revenue: - I-15 47787UAD5 JDOT 15 A3 90,321.30 - - - (51,527.89) 65.27 49.50 (73.32) 38,834.85 22.81
240907004 LC-RCTC Toll Revenue: - I-15 064159HC3 BANK OF NOVA SCOTIA - 399,504.00 - - - - 92.71 (1,768.71) 397,828.00 1,646.67
240907004 LC-RCTC Toll Revenue: - I-15 89114QBE7 TORONTO-DOMINION BANK - 369,463.50 - - - - 98.17 (1,437.57) 368,124.10 1,382.88
240907004 LC-RCTC Toll Revenue: - I-15 313313TS7 FEDERAL FARM CREDIT BANKS - 3,099,900.97 - (3,100,000.00) - - 99.03 - - -
240907004 LC-RCTC Toll Revenue: - I-15 65477UAC4 NAROT 15A A3 243,368.91 - - - (98,217.32) 132.76 101.72 (136.63) 145,249.44 67.96
240907004 LC-RCTC Toll Revenue: - I-15 313385UH7 FEDERAL HOME LOAN BANKS - 2,999,883.33 - (3,000,000.00) - - 116.67 - - -
240907004 LC-RCTC Toll Revenue: - I-15 31315LTS7 FEDERAL AGRICULTURAL MORTGAGE CORP - 3,749,879.17 - (3,750,000.00) - - 120.83 - - -
240907004 LC-RCTC Toll Revenue: - I-15 569203LT7 MARION & POLK CNTYS ORE SCH DIST NO 24J SALEM-KEIZ 399,788.00 - - - - - 134.61 (178.61) 399,744.00 1,781.98
2017 Financing STAMP Portfolio Transaction Report by Account
Quarter ended March 31, 2018
ATTACHMENT 10
26
Page 17 of 32
Source
Account Account Identifier Description
Beginning Base
Market Value Base Purchases Base Sales
Base Maturities and
Redemptions Base Paydowns
Net Total Realized
Gain/Loss
Base
Amortization/A
ccretion
Base Change In
Net Unrealized
Gain/Loss
Ending Base
Market Value
Ending Accrued
Income Balance
2017 Financing STAMP Portfolio Transaction Report by Account
Quarter ended March 31, 2018
240907004 LC-RCTC Toll Revenue: - I-15 00287YAN9 ABBVIE INC 999,510.00 - - - - - 142.45 (382.45) 999,270.00 6,850.00
240907004 LC-RCTC Toll Revenue: - I-15 31381S5E8 FN 469845 449,327.34 (449,169.06) - - - - 165.21 (323.49) - -
240907004 LC-RCTC Toll Revenue: - I-15 43814KAD3 HAROT 151 A4 886,325.88 - - - (230,101.40) 102.41 191.43 767.85 657,286.17 385.38
240907004 LC-RCTC Toll Revenue: - I-15 02360SA32 Ameren Corporation 1,849,926.00 - - (1,850,000.00) - - 200.42 (126.42) - -
240907004 LC-RCTC Toll Revenue: - I-15 05582XAB8 BMWLT 162 A2 359,906.34 0.00 - - (197,910.47) 188.88 212.28 (117.30) 162,279.72 61.06
240907004 LC-RCTC Toll Revenue: - I-15 43357MD56 Hitachi Capital America Corp.- 699,615.00 - - - - 213.89 59.11 699,888.00 -
240907004 LC-RCTC Toll Revenue: - I-15 3137ASR97 FHMS K020 A1 - 523,250.06 - - - - 223.84 (1,155.26) 522,318.64 701.68
240907004 LC-RCTC Toll Revenue: - I-15 06051GFN4 BANK OF AMERICA CORP 1,000,700.00 - - - - - 226.32 (15,476.32) 985,450.00 10,000.00
240907004 LC-RCTC Toll Revenue: - I-15 650035S82 NEW YORK ST URBAN DEV CORP REV 944,508.60 - - (945,000.00) - - 239.45 251.95 - -
240907004 LC-RCTC Toll Revenue: - I-15 780082AA1 ROYAL BANK OF CANADA 1,487,565.00 - - - - - 255.67 (11,130.67) 1,476,690.00 4,375.00
240907004 LC-RCTC Toll Revenue: - I-15 43814LAC3 HAROT 154 A3 1,117,103.25 - - - (308,121.11) 411.68 296.54 (733.20) 808,957.16 277.77
240907004 LC-RCTC Toll Revenue: - I-15 313385UG9 FEDERAL HOME LOAN BANKS - 7,999,700.00 - (8,000,000.00) - - 300.00 - - -
240907004 LC-RCTC Toll Revenue: - I-15 04056BCS7 ARIZONA PUBLIC SERVICE CO - 1,684,695.30 - (1,685,000.00) - - 304.70 - - -
240907004 LC-RCTC Toll Revenue: - I-15 22533UAP8 Credit Agricole Corporate and Investment Bank - 1,599,684.45 - (1,600,000.00) - - 315.55 - - -
240907004 LC-RCTC Toll Revenue: - I-15 3137FBUW4 FHMS KP04 AG2 - 830,389.06 - - - - 324.99 (714.05) 830,000.00 287.22
240907004 LC-RCTC Toll Revenue: - I-15 65478AAD5 NAROT 15C A3 849,437.91 - - - (176,912.11) 562.30 332.78 (2,282.19) 671,138.70 411.15
240907004 LC-RCTC Toll Revenue: - I-15 313385TH9 FEDERAL HOME LOAN BANKS - 2,499,647.23 - (2,500,000.00) - - 352.77 - - -
240907004 LC-RCTC Toll Revenue: - I-15 67021KAN9 NSTAR Electric Company - 1,599,618.67 - (1,600,000.00) - - 381.33 - - -
240907004 LC-RCTC Toll Revenue: - I-15 161571GY4 CHAIT 155 A - 346,539.14 - - - - 384.65 (52.18) 346,871.61 209.74
240907004 LC-RCTC Toll Revenue: - I-15 97684HA50 Wisconsin Public Service Corporation 1,999,740.00 - - (2,000,000.00) - - 422.22 (162.22) - -
240907004 LC-RCTC Toll Revenue: - I-15 459515RN4 INTERNATIONAL FINANCE CORP 1,847,558.00 - - (1,850,000.00) - - 437.73 2,004.27 - -
240907004 LC-RCTC Toll Revenue: - I-15 05582XAD4 BMWLT 162 A3 960,908.40 - - - - - 445.69 (2,066.89) 959,287.20 421.65
240907004 LC-RCTC Toll Revenue: - I-15 89236WAD0 TAOT 15A A4 - 546,522.97 - - - - 461.80 (1,006.89) 545,977.88 370.20
240907004 LC-RCTC Toll Revenue: - I-15 02360SD47 Ameren Corporation - 1,494,235.89 - - - - 477.57 122.09 1,494,835.55 -
240907004 LC-RCTC Toll Revenue: - I-15 58768MAC5 MBALT 16B A3 996,600.00 - - - - - 482.80 (1,812.80) 995,270.00 600.00
240907004 LC-RCTC Toll Revenue: - I-15 313385UA2 FEDERAL HOME LOAN BANKS - 13,899,513.50 - (13,900,000.00) - - 486.50 - - -
240907004 LC-RCTC Toll Revenue: - I-15 65479AAD4 NALT 17A A3 - 846,115.23 - - - - 494.33 (4,336.06) 842,273.50 721.56
240907004 LC-RCTC Toll Revenue: - I-15 97684HAW1 Wisconsin Public Service Corporation - 1,599,502.22 - (1,600,000.00) - - 497.78 - - -
240907004 LC-RCTC Toll Revenue: - I-15 66522UBC6 Northern Illinois Gas Company - 1,599,502.22 - (1,600,000.00) - - 497.78 - - -
240907004 LC-RCTC Toll Revenue: - I-15 912828VK3 UNITED STATES TREASURY - 4,994,140.63 - - - - 532.67 (73.30) 4,994,600.00 17,282.46
240907004 LC-RCTC Toll Revenue: - I-15 49327M2P8 KEYBANK NA 989,070.00 - - - - - 532.89 (5,242.89) 984,360.00 1,733.33
240907004 LC-RCTC Toll Revenue: - I-15 313385TJ5 FEDERAL HOME LOAN BANKS - 2,999,466.66 - (3,000,000.00) - - 533.34 - - -
240907004 LC-RCTC Toll Revenue: - I-15 313385UE4 FEDERAL HOME LOAN BANKS - 15,999,422.22 - (16,000,000.00) - - 577.78 - - -
240907004 LC-RCTC Toll Revenue: - I-15 161571HA5 CHAIT 157 A - 1,498,710.94 - - - - 585.83 (2,761.77) 1,496,535.00 1,080.00
240907004 LC-RCTC Toll Revenue: - I-15 161571HC1 CHAIT 162 A 742,800.00 - - - - - 591.89 (4,019.39) 739,372.50 456.67
240907004 LC-RCTC Toll Revenue: - I-15 912828UU2 UNITED STATES TREASURY - 1,699,402.34 - - - - 597.66 - 1,700,000.00 -
240907004 LC-RCTC Toll Revenue: - I-15 313385UF1 FEDERAL HOME LOAN BANKS - 15,999,400.00 - (16,000,000.00) - - 600.00 - - -
240907004 LC-RCTC Toll Revenue: - I-15 313385UL8 FEDERAL HOME LOAN BANKS - 5,499,381.25 - (5,500,000.00) - - 618.75 - - -
240907004 LC-RCTC Toll Revenue: - I-15 912828H37 UNITED STATES TREASURY 4,999,400.00 - - (5,000,000.00) - - 621.45 (21.45) - -
240907004 LC-RCTC Toll Revenue: - I-15 05581RAD8 BMWLT 161 A3 1,229,408.11 - - - (542,217.96) 582.50 625.69 (754.20) 687,644.13 282.03
240907004 LC-RCTC Toll Revenue: - I-15 07330NAL9 BRANCH BANKING AND TRUST CO 990,530.00 - - - - - 655.65 (5,575.65) 985,610.00 5,679.17
240907004 LC-RCTC Toll Revenue: - I-15 313385TW6 FEDERAL HOME LOAN BANKS - 6,699,302.06 - (6,700,000.00) - - 697.94 - - -
240907004 LC-RCTC Toll Revenue: - I-15 71112KA84 The Peoples Gas Light And Coke Company 1,999,480.00 - - (2,000,000.00) - - 700.00 (180.00) - -
240907004 LC-RCTC Toll Revenue: - I-15 58768MAC5 MBALT 16B A3 591,980.40 - - - - - 845.81 (1,635.83) 591,190.38 356.40
240907004 LC-RCTC Toll Revenue: - I-15 92780KC55 Virginia Electric and Power Company - 1,799,130.01 - (1,800,000.00) - - 869.99 - - -
240907004 LC-RCTC Toll Revenue: - I-15 06538CB59 The Bank of Tokyo-Mitsubishi UFJ, Ltd - 1,599,091.55 - (1,600,000.00) - - 908.45 - - -
240907004 LC-RCTC Toll Revenue: - I-15 43357MAA8 Hitachi Capital America Corp.1,999,300.00 - - (2,000,000.00) - - 925.00 (225.00) - -
240907004 LC-RCTC Toll Revenue: - I-15 63743DBD2 National Rural Utilities Cooperative Finance Corpo - 1,599,066.67 - (1,600,000.00) - - 933.33 - - -
240907004 LC-RCTC Toll Revenue: - I-15 69511KAP7 PacifiCorp - 1,598,985.78 - (1,600,000.00) - - 1,014.22 - - -
240907004 LC-RCTC Toll Revenue: - I-15 912828UR9 UNITED STATES TREASURY 1,128,937.80 - - (1,130,000.00) - - 1,040.07 22.13 - -
240907004 LC-RCTC Toll Revenue: - I-15 93884FB92 Washington Gas Light Company - 1,598,933.33 - (1,600,000.00) - - 1,066.67 - - -
240907004 LC-RCTC Toll Revenue: - I-15 92780KAG3 Virginia Electric and Power Company 1,848,871.50 - - (1,850,000.00) - - 1,102.29 26.21 - -
240907004 LC-RCTC Toll Revenue: - I-15 24422ETJ8 JOHN DEERE CAPITAL CORP 1,108,136.25 - - - - - 1,167.18 (9,480.93) 1,099,822.50 6,718.75
240907004 LC-RCTC Toll Revenue: - I-15 313385VE3 FEDERAL HOME LOAN BANKS - 5,097,428.75 - - - - 1,402.34 250.91 5,099,082.00 -
240907004 LC-RCTC Toll Revenue: - I-15 313385UD6 FEDERAL HOME LOAN BANKS - 13,898,528.92 - (13,900,000.00) - - 1,471.08 - - -
240907004 LC-RCTC Toll Revenue: - I-15 912828K25 UNITED STATES TREASURY - 2,497,558.59 - - - - 1,698.37 (6.96) 2,499,250.00 8,653.85
240907004 LC-RCTC Toll Revenue: - I-15 02360SB80 Ameren Corporation - 1,597,760.00 - (1,600,000.00) - - 2,240.00 - - -
240907004 LC-RCTC Toll Revenue: - I-15 313385UM6 FEDERAL HOME LOAN BANKS - 9,997,733.30 - (10,000,000.00) - - 2,266.70 - - -
240907004 LC-RCTC Toll Revenue: - I-15 26055BBN3 The Dow Chemical Company - 1,597,699.10 - (1,600,000.00) - - 2,300.90 - - -
240907004 LC-RCTC Toll Revenue: - I-15 43357MB90 Hitachi Capital America Corp.- 1,597,680.00 - (1,600,000.00) - - 2,320.00 - - -
240907004 LC-RCTC Toll Revenue: - I-15 313385RX6 FEDERAL HOME LOAN BANKS 4,497,570.00 - - (4,500,000.00) - - 2,530.14 (100.14) - -
240907004 LC-RCTC Toll Revenue: - I-15 459053SZ8 INTERNATIONAL BANK FOR RECONSTRUCTION AND DEVELOPM - 2,597,445.50 - (2,600,000.00) - - 2,554.50 - - -
240907004 LC-RCTC Toll Revenue: - I-15 54866HCE0 Lowe`s Companies, Inc.- 1,997,400.00 - (2,000,000.00) - - 2,600.00 - - -
240907004 LC-RCTC Toll Revenue: - I-15 912828UR9 UNITED STATES TREASURY - 3,382,355.47 - (3,385,000.00) - - 2,644.53 - - -
240907004 LC-RCTC Toll Revenue: - I-15 23337UAV1 DTE Gas Company 1,997,640.00 - - (2,000,000.00) - - 3,033.33 (673.33) - -
240907004 LC-RCTC Toll Revenue: - I-15 78355BCC4 Ryder System, Inc.- 2,596,845.34 - (2,600,000.00) - - 3,154.66 - - -
240907004 LC-RCTC Toll Revenue: - I-15 912828UZ1 UNITED STATES TREASURY - 2,994,257.81 - - - - 3,871.14 (378.95) 2,997,750.00 7,872.93
90,093,171.73 354,727,111.51 (174,885,883.54) (181,195,000.00) (4,547,592.78) 884.65 (42,628.04) (201,477.03) 83,948,586.49 320,229.34
240907020 RCTC I-15 Prj RAMP UP RESERVE 31283K5N4 FH G11753 1,104,474.22 - - - (182,726.24) (12,388.06) (7,490.26) 14,452.69 916,322.35 3,743.40
240907020 RCTC I-15 Prj RAMP UP RESERVE 31392J6N4 FNR 0323B EQ 771,014.16 - - - (57,784.84) (4,948.77) (2,535.82) (833.10) 704,911.63 3,086.52
240907020 RCTC I-15 Prj RAMP UP RESERVE 3137ANMN2 FHMS K707 A2 1,802,016.00 - - - - - (1,670.85) (5,115.15) 1,795,230.00 3,330.00
240907020 RCTC I-15 Prj RAMP UP RESERVE 912828QQ6 UNITED STATES TREASURY - 701,968.75 - - - - (984.38) (249.38) 700,735.00 5,572.12
240907020 RCTC I-15 Prj RAMP UP RESERVE 38378CDK0 GNR 11169G AK - 163,833.04 - - (6,550.26) (58.32) (114.12) (580.99) 156,529.35 389.47
240907020 RCTC I-15 Prj RAMP UP RESERVE 38378AWX5 GNR 11157E QA - 228,499.55 - - (7,497.94) (70.73) (101.26) (972.27) 219,857.36 547.02
240907020 RCTC I-15 Prj RAMP UP RESERVE 31397SE83 FNR 1136C PA - 78,218.97 - - (1,965.00) (9.77) (98.73) (195.59) 75,949.89 252.72
240907020 RCTC I-15 Prj RAMP UP RESERVE 383742C76 GNR 0832B PA - 105,466.40 - - (1,814.35) (44.88) (70.22) 16.17 103,553.13 336.93
240907020 RCTC I-15 Prj RAMP UP RESERVE 31398N2K9 FNR 10123B DL - 82,412.05 - - (14,766.52) (51.28) (58.86) (178.22) 67,357.17 196.40
240907020 RCTC I-15 Prj RAMP UP RESERVE 3137A6TB8 FHR 3812F LV - 25,470.19 - - (25,446.33) - (23.86) - - -
240907020 RCTC I-15 Prj RAMP UP RESERVE 38375JCJ2 GNR 0668 D - 40,705.20 - - (1,319.39) (3.80) (19.02) 154.72 39,517.71 173.56
240907020 RCTC I-15 Prj RAMP UP RESERVE 38376THB1 GNR 102H WP - 13,606.85 - - (4,658.64) (5.53) (18.67) 11.75 8,935.77 29.74
240907020 RCTC I-15 Prj RAMP UP RESERVE 62888VAA6 NGN 10R1 1A - 56,477.21 - - (2,528.57) (7.75) (10.31) 38.38 53,968.96 75.79
240907020 RCTC I-15 Prj RAMP UP RESERVE 3137A5FP4 FHR 3791E DA - 88,355.02 - - (4,097.16) (10.73) (9.70) (280.59) 83,956.83 175.08
240907020 RCTC I-15 Prj RAMP UP RESERVE 31846V203 FIRST AMER:GVT OBLG;Y 109,995.80 3,781,309.52 (3,870,311.87) - - - - - 20,993.45 -
240907020 RCTC I-15 Prj RAMP UP RESERVE 31418ASD1 FN MA1415 - 1,585.28 - - (40.86) 0.46 0.09 (2.94) 1,542.03 2.60
240907020 RCTC I-15 Prj RAMP UP RESERVE 31418ASD1 FN MA1415 - 100,030.24 - - (2,574.17) 24.98 4.28 (337.28) 97,148.05 164.06
27
Page 18 of 32
Source
Account Account Identifier Description
Beginning Base
Market Value Base Purchases Base Sales
Base Maturities and
Redemptions Base Paydowns
Net Total Realized
Gain/Loss
Base
Amortization/A
ccretion
Base Change In
Net Unrealized
Gain/Loss
Ending Base
Market Value
Ending Accrued
Income Balance
2017 Financing STAMP Portfolio Transaction Report by Account
Quarter ended March 31, 2018
240907020 RCTC I-15 Prj RAMP UP RESERVE 313313TS7 FEDERAL FARM CREDIT BANKS - 199,993.61 - (200,000.00) - - 6.39 - - -
240907020 RCTC I-15 Prj RAMP UP RESERVE 3137B1UF7 FHMS K027 A1 - 46,810.70 - - (1,730.14) 25.56 9.80 (239.87) 44,876.05 68.10
240907020 RCTC I-15 Prj RAMP UP RESERVE 3137B84S3 FHR 4305A CT - 176,335.04 - - (5,806.49) 72.39 15.97 (684.36) 169,932.55 287.93
240907020 RCTC I-15 Prj RAMP UP RESERVE 3137ASR97 FHMS K020 A1 - 39,048.51 - - - - 16.70 (86.21) 38,979.00 52.36
240907020 RCTC I-15 Prj RAMP UP RESERVE 3136AC7J4 FNA 13M6 2A - 64,531.54 - - (3,746.78) 61.51 19.01 84.11 60,949.39 128.53
240907020 RCTC I-15 Prj RAMP UP RESERVE 3137AXHN6 FHMS K024 A1 - 94,197.69 - - (3,815.89) 52.80 20.42 (460.89) 89,994.13 133.65
240907020 RCTC I-15 Prj RAMP UP RESERVE 3137B1U75 FHMS KS01 A2 - 117,965.63 - - - - 32.73 94.84 118,093.20 252.20
240907020 RCTC I-15 Prj RAMP UP RESERVE 313385VJ2 FEDERAL HOME LOAN BANKS - 199,881.56 - - - - 36.44 8.00 199,926.00 -
240907020 RCTC I-15 Prj RAMP UP RESERVE 3136A96F0 FNA 12M17 A2 - 72,694.34 - - - - 50.27 (99.61) 72,645.00 136.50
240907020 RCTC I-15 Prj RAMP UP RESERVE 912828UR9 UNITED STATES TREASURY 74,929.50 - - (75,000.00) - - 64.45 6.05 - -
240907020 RCTC I-15 Prj RAMP UP RESERVE 912828K25 UNITED STATES TREASURY - 109,892.58 - - - - 74.73 (0.31) 109,967.00 380.77
240907020 RCTC I-15 Prj RAMP UP RESERVE 912828VK3 UNITED STATES TREASURY - 704,476.76 - - - - 209.30 (447.46) 704,238.60 2,436.83
240907020 RCTC I-15 Prj RAMP UP RESERVE 912828UR9 UNITED STATES TREASURY - 624,682.62 - (625,000.00) - - 317.38 - - -
240907020 RCTC I-15 Prj RAMP UP RESERVE 912828H37 UNITED STATES TREASURY 2,499,700.00 - (149,994.14) (2,350,000.00) - 4.92 348.67 (59.45) - -
240907020 RCTC I-15 Prj RAMP UP RESERVE 912828UF5 UNITED STATES TREASURY - 392,671.88 (206,210.16) - - (15.24) 369.57 (483.05) 186,333.00 537.33
240907020 RCTC I-15 Prj RAMP UP RESERVE 912828SA9 UNITED STATES TREASURY - 75,564.65 - - - - 387.15 (120.74) 75,831.06 20.11
240907020 RCTC I-15 Prj RAMP UP RESERVE 912828SA9 UNITED STATES TREASURY - 75,469.29 - - - - 390.55 (28.79) 75,831.06 20.11
240907020 RCTC I-15 Prj RAMP UP RESERVE 912828K25 UNITED STATES TREASURY - 584,405.86 - - - - 413.31 5.33 584,824.50 2,025.00
240907020 RCTC I-15 Prj RAMP UP RESERVE 912828UH1 UNITED STATES TREASURY - 79,068.39 - - - - 416.97 (301.59) 79,183.77 21.13
240907020 RCTC I-15 Prj RAMP UP RESERVE 912828UJ7 UNITED STATES TREASURY 1,499,580.00 - - (1,500,000.00) - - 476.08 (56.08) - -
240907020 RCTC I-15 Prj RAMP UP RESERVE 912828SA9 UNITED STATES TREASURY - 162,655.64 - - - - 814.36 (974.88) 162,495.12 43.10
7,861,709.68 9,288,284.57 (4,226,516.17) (4,750,000.00) (328,869.57) (17,372.22) (8,711.44) 2,083.25 7,820,608.10 24,619.06
245490001 LC-RCTC 2017 PRJ: Sales Tax 61746BDY9 MORGAN STANLEY 1,972,093.50 - - - - - (5,059.46) (1,102.54) 1,965,931.50 10,061.76
245490001 LC-RCTC 2017 PRJ: Sales Tax 06051GEY1 BANK OF AMERICA CORP 1,512,450.00 - - - - - (3,002.50) 752.50 1,510,200.00 8,629.75
245490001 LC-RCTC 2017 PRJ: Sales Tax 172967JQ5 CITIGROUP INC 1,952,593.50 - - - - - (2,329.36) 164.86 1,950,429.00 8,228.96
245490001 LC-RCTC 2017 PRJ: Sales Tax 89114QAV0 TORONTO-DOMINION BANK 2,001,200.00 - - - - - (2,142.70) (15,517.30) 1,983,540.00 18,250.00
245490001 LC-RCTC 2017 PRJ: Sales Tax 21688AAD4 COOPERATIEVE RABOBANK UA (NEW YORK BRANCH)1,997,980.00 - - - - - (1,670.36) (22,029.64) 1,974,280.00 9,625.00
245490001 LC-RCTC 2017 PRJ: Sales Tax 94988J5G8 WELLS FARGO BANK NA 1,996,920.00 - - - - - (1,480.08) (16,979.92) 1,978,460.00 13,736.11
245490001 LC-RCTC 2017 PRJ: Sales Tax 0258M0EJ4 AMERICAN EXPRESS CREDIT CORP 2,003,860.00 - - - - - (834.62) (685.38) 2,002,340.00 6,468.55
245490001 LC-RCTC 2017 PRJ: Sales Tax 06367TPX2 BANK OF MONTREAL 1,625,484.90 - - - - - (753.57) (15,937.63) 1,608,793.70 10,364.08
245490001 LC-RCTC 2017 PRJ: Sales Tax 912828QB9 UNITED STATES TREASURY - 1,000,507.81 - - - - (507.81) - 1,000,000.00 -
245490001 LC-RCTC 2017 PRJ: Sales Tax 05581QAE8 BMWLT 152 A4 1,999,040.00 - - - (2,000,000.00) (174.83) (93.09) 1,227.92 - -
245490001 LC-RCTC 2017 PRJ: Sales Tax 43814JAD6 HAROT 144 A4 2,354,175.75 - - - (2,355,000.00) (140.51) (44.64) 1,009.41 - -
245490001 LC-RCTC 2017 PRJ: Sales Tax 05522RCQ9 BACCT 141 A - 325,710.94 - - - - (26.63) 59.94 325,744.25 330.98
245490001 LC-RCTC 2017 PRJ: Sales Tax 31398NG99 FNR 10112H AE - 95,434.90 - - - - (15.68) (56.68) 95,362.53 159.76
245490001 LC-RCTC 2017 PRJ: Sales Tax 3136A7MK5 FNA 12M8 AQ3 - 74,450.22 - - - - (10.83) (77.74) 74,361.65 112.38
245490001 LC-RCTC 2017 PRJ: Sales Tax 9AMMF05B2 U.S. BANK MONEY MARKET ACCOUNT FUND 84,991.61 65,556,419.11 (65,497,209.04) - - - - - 144,201.68 -
245490001 LC-RCTC 2017 PRJ: Sales Tax 47770VAS9 JOBSOHIO BEVERAGE SYS OHIO STATEWIDE LIQUOR PROFIT 275,000.00 - - (275,000.00) - - - - - -
245490001 LC-RCTC 2017 PRJ: Sales Tax 375558BQ5 GILEAD SCIENCES INC 340,428.40 - - - - - - (221.00) 340,207.40 277.87
245490001 LC-RCTC 2017 PRJ: Sales Tax 54438CWT5 LOS ANGELES CALIF CMNTY COLLEGE DIST 274,890.00 - - - - - - (143.00) 274,747.00 742.50
245490001 LC-RCTC 2017 PRJ: Sales Tax 60700AMC5 Mizuho Bank, Ltd.799,880.00 - - (800,000.00) - - - 120.00 - -
245490001 LC-RCTC 2017 PRJ: Sales Tax 47788CAA0 JDOT 2018 A1 - 750,000.00 - - - - - 15.00 750,015.00 1,259.38
245490001 LC-RCTC 2017 PRJ: Sales Tax 43814JAC8 HAROT 144 A3 2,500.72 - - - (2,501.11) (0.01) 0.42 (0.02) - -
245490001 LC-RCTC 2017 PRJ: Sales Tax 90290XAD9 USAOT 151 A4 - 222,376.76 - - - - 0.68 (16.03) 222,361.42 152.71
245490001 LC-RCTC 2017 PRJ: Sales Tax 912828K25 UNITED STATES TREASURY - 74,967.77 - - - - 5.69 4.04 74,977.50 259.62
245490001 LC-RCTC 2017 PRJ: Sales Tax 41284CAD6 HDMOT 152 A3 - 51,691.44 - - (19,841.24) 21.38 12.30 (17.71) 31,866.17 18.44
245490001 LC-RCTC 2017 PRJ: Sales Tax 89190AAD2 TAOT 14C A4 1,460,210.52 - - - (588,880.68) 42.66 24.58 587.62 871,984.69 558.86
245490001 LC-RCTC 2017 PRJ: Sales Tax 02361LAS1 Ameren Illinois Company - 573,974.49 - (574,000.00) - - 25.51 - - -
245490001 LC-RCTC 2017 PRJ: Sales Tax 65477UAC4 NAROT 15A A3 81,122.97 - - - (32,739.11) 44.25 33.91 (45.54) 48,416.48 22.65
245490001 LC-RCTC 2017 PRJ: Sales Tax 313385UH7 FEDERAL HOME LOAN BANKS - 999,961.11 - (1,000,000.00) - - 38.89 - - -
245490001 LC-RCTC 2017 PRJ: Sales Tax 31315LTS7 FEDERAL AGRICULTURAL MORTGAGE CORP - 1,249,959.72 - (1,250,000.00) - - 40.28 - - -
245490001 LC-RCTC 2017 PRJ: Sales Tax 43814LAC3 HAROT 154 A3 113,199.80 - - - (31,222.94) 65.44 46.76 (114.73) 81,974.33 28.15
245490001 LC-RCTC 2017 PRJ: Sales Tax 3137ASR97 FHMS K020 A1 - 114,542.30 - - - - 49.00 (252.89) 114,338.41 153.60
245490001 LC-RCTC 2017 PRJ: Sales Tax 66522UB51 Northern Illinois Gas Company - 524,930.00 - (525,000.00) - - 70.00 - - -
245490001 LC-RCTC 2017 PRJ: Sales Tax 02361LB50 Ameren Illinois Company - 524,930.00 - (525,000.00) - - 70.00 - - -
245490001 LC-RCTC 2017 PRJ: Sales Tax 912828VK3 UNITED STATES TREASURY - 764,103.52 - - - - 81.50 (11.22) 764,173.80 2,644.22
245490001 LC-RCTC 2017 PRJ: Sales Tax 58768MAC5 MBALT 16B A3 - 270,650.63 - - - - 86.98 (24.17) 270,713.44 163.20
245490001 LC-RCTC 2017 PRJ: Sales Tax 04056BCS7 ARIZONA PUBLIC SERVICE CO - 509,907.78 - (510,000.00) - - 92.22 - - -
245490001 LC-RCTC 2017 PRJ: Sales Tax 71112KA43 The Peoples Gas Light And Coke Company 599,946.00 - - (600,000.00) - - 92.50 (38.50) - -
245490001 LC-RCTC 2017 PRJ: Sales Tax 31392J6N4 FNR 0323B EQ - - - - 20,777.06 1,395.22 98.13 - - -
245490001 LC-RCTC 2017 PRJ: Sales Tax 00280PAX3 Abbey National Treasury Services PLC - 499,877.50 - (500,000.00) - - 122.50 - - -
245490001 LC-RCTC 2017 PRJ: Sales Tax 313313TS7 FEDERAL FARM CREDIT BANKS - 3,899,875.42 - (3,900,000.00) - - 124.58 - - -
245490001 LC-RCTC 2017 PRJ: Sales Tax 161571HA5 CHAIT 157 A 359,712.00 - - - - - 135.34 (678.94) 359,168.40 259.20
245490001 LC-RCTC 2017 PRJ: Sales Tax 650035S82 NEW YORK ST URBAN DEV CORP REV 539,719.20 - - (540,000.00) - - 136.83 143.97 - -
245490001 LC-RCTC 2017 PRJ: Sales Tax 31283K5N4 FH G11753 - - - - 53,291.82 1,717.12 137.63 - - -
245490001 LC-RCTC 2017 PRJ: Sales Tax 313385UA2 FEDERAL HOME LOAN BANKS - 4,999,825.00 - (5,000,000.00) - - 175.00 - - -
245490001 LC-RCTC 2017 PRJ: Sales Tax 912828UU2 UNITED STATES TREASURY - 524,815.43 - - - - 184.57 - 525,000.00 -
245490001 LC-RCTC 2017 PRJ: Sales Tax 74433HB29 Prudential Funding LLC - 599,813.33 - (600,000.00) - - 186.67 - - -
245490001 LC-RCTC 2017 PRJ: Sales Tax 313385UG9 FEDERAL HOME LOAN BANKS - 4,999,812.50 - (5,000,000.00) - - 187.50 - - -
245490001 LC-RCTC 2017 PRJ: Sales Tax 06538CB26 The Bank of Tokyo-Mitsubishi UFJ, Ltd - 599,809.33 - (600,000.00) - - 190.67 - - -
245490001 LC-RCTC 2017 PRJ: Sales Tax 313385SU1 FEDERAL HOME LOAN BANKS - 799,800.89 - (800,000.00) - - 199.11 - - -
245490001 LC-RCTC 2017 PRJ: Sales Tax 313385SM9 FEDERAL HOME LOAN BANKS - 999,786.67 - (1,000,000.00) - - 213.33 - - -
245490001 LC-RCTC 2017 PRJ: Sales Tax 313589TW3 FEDERAL NATIONAL MORTGAGE ASSOCIATION - 2,085,786.19 - (2,086,000.00) - - 213.81 - - -
245490001 LC-RCTC 2017 PRJ: Sales Tax 97684HA84 Wisconsin Public Service Corporation 599,844.00 - - (600,000.00) - - 215.84 (59.84) - -
245490001 LC-RCTC 2017 PRJ: Sales Tax 313385UE4 FEDERAL HOME LOAN BANKS - 5,999,783.33 - (6,000,000.00) - - 216.67 - - -
245490001 LC-RCTC 2017 PRJ: Sales Tax 313385UF1 FEDERAL HOME LOAN BANKS - 5,999,775.00 - (6,000,000.00) - - 225.00 - - -
245490001 LC-RCTC 2017 PRJ: Sales Tax 313385VE3 FEDERAL HOME LOAN BANKS - 899,546.25 - - - - 247.47 44.28 899,838.00 -
245490001 LC-RCTC 2017 PRJ: Sales Tax 161571HG2 CHAIT 166 A 1,999,200.00 - - - (2,000,000.00) 17.75 248.53 533.72 - -
245490001 LC-RCTC 2017 PRJ: Sales Tax 92780KC55 Virginia Electric and Power Company - 524,746.25 - (525,000.00) - - 253.75 - - -
245490001 LC-RCTC 2017 PRJ: Sales Tax 313385TH9 FEDERAL HOME LOAN BANKS - 1,999,717.78 - (2,000,000.00) - - 282.22 - - -
245490001 LC-RCTC 2017 PRJ: Sales Tax 313385TW6 FEDERAL HOME LOAN BANKS - 2,999,687.49 - (3,000,000.00) - - 312.51 - - -
245490001 LC-RCTC 2017 PRJ: Sales Tax 313385SW7 FEDERAL HOME LOAN BANKS - 1,299,678.98 - (1,300,000.00) - - 321.02 - - -
245490001 LC-RCTC 2017 PRJ: Sales Tax 313385UL8 FEDERAL HOME LOAN BANKS - 2,999,662.50 - (3,000,000.00) - - 337.50 - - -
245490001 LC-RCTC 2017 PRJ: Sales Tax 313385TJ5 FEDERAL HOME LOAN BANKS - 1,999,644.44 - (2,000,000.00) - - 355.56 - - -
245490001 LC-RCTC 2017 PRJ: Sales Tax 78355BCC4 Ryder System, Inc.- 399,514.67 - (400,000.00) - - 485.33 - - -
245490001 LC-RCTC 2017 PRJ: Sales Tax 313385SP2 FEDERAL HOME LOAN BANKS - 1,999,500.28 - (2,000,000.00) - - 499.72 - - -
28
Page 19 of 32
Source
Account Account Identifier Description
Beginning Base
Market Value Base Purchases Base Sales
Base Maturities and
Redemptions Base Paydowns
Net Total Realized
Gain/Loss
Base
Amortization/A
ccretion
Base Change In
Net Unrealized
Gain/Loss
Ending Base
Market Value
Ending Accrued
Income Balance
2017 Financing STAMP Portfolio Transaction Report by Account
Quarter ended March 31, 2018
245490001 LC-RCTC 2017 PRJ: Sales Tax 313385UD6 FEDERAL HOME LOAN BANKS - 4,999,470.83 - (5,000,000.00) - - 529.17 - - -
245490001 LC-RCTC 2017 PRJ: Sales Tax 912828UZ1 UNITED STATES TREASURY - 998,554.69 - - - - 553.52 141.79 999,250.00 2,624.31
245490001 LC-RCTC 2017 PRJ: Sales Tax 02360SAK4 Ameren Corporation 599,556.00 - - (600,000.00) - - 555.00 (111.00) - -
245490001 LC-RCTC 2017 PRJ: Sales Tax 23337UAS8 DTE Gas Company 499,475.00 - - (500,000.00) - - 659.72 (134.72) - -
245490001 LC-RCTC 2017 PRJ: Sales Tax 912828K25 UNITED STATES TREASURY - 999,023.44 - - - - 679.35 (2.79) 999,700.00 3,461.54
245490001 LC-RCTC 2017 PRJ: Sales Tax 912828UR9 UNITED STATES TREASURY - 1,999,062.50 - (2,000,000.00) - - 937.50 - - -
245490001 LC-RCTC 2017 PRJ: Sales Tax 43357MB25 Hitachi Capital America Corp.- 649,031.32 - (650,000.00) - - 968.68 - - -
245490001 LC-RCTC 2017 PRJ: Sales Tax 54866HCE0 Lowe`s Companies, Inc.- 998,700.00 - (1,000,000.00) - - 1,300.00 - - -
245490001 LC-RCTC 2017 PRJ: Sales Tax 65478QAD0 NALT 16A A3 1,997,820.00 - - - (824,034.90) 764,181.12 86,505.14 (850,670.03) 1,173,801.32 778.75
30,043,293.86 131,458,820.51 (65,497,209.04) (62,660,000.00) (7,780,151.10) 767,169.59 81,794.74 (920,123.91) 25,416,177.67 99,372.30
127,998,175.26 495,474,216.58 (244,609,608.75)(248,605,000.00)(12,656,613.45)750,682.02 30,455.25 (1,119,517.68)117,185,372.26 444,220.70
29
2017 Financing STAMP Portfolio Summary of Investments for quarter ended March 31, 2018
Credit Rating Industry Group
Asset Class Security Type Market Sector
ATTACHMENT 11
30
BLANK
31
2017 Financing STAMP Portfolio
Sales Tax Revenue Fund Summary of Investments for quarter ended March 31, 2018
Credit Rating Industry Group
Asset Class Security Type Market Sector
ATTACHMENT 12
32
BLANK
33
2017 Financing STAMP Portfolio
Sales Tax I15 ELP Project Revenue Fund Summary of Investments for quarter ended March 31, 2018
Credit Rating Industry Group
Asset Class Security Type Market Sector
ATTACHMENT 13
34
BLANK
35
2017 Financing STAMP Portfolio
Ramp Up Fund Summary of Investments for quarter ended March 31, 2018
Credit Rating Industry Group
Asset Class Security Type Market Sector
ATTACHMENT 14
36
BLANK
37
Account Number: 001050990415 Name: RIVERSIDE COUNTY TRANS COMM
CUSIP Security Type Category Issuer Final Maturity Trade Date
Next Call
Date Original Cost
Base Market
Value
Unrealized
Gain/Loss
Accrued
Income Coupon Yield
Credit
Rating
02582JHG8 Asset-Backed AMERICAN EXPRESS 1.640% 12/15/21 12/15/2021 05/30/2017 419,932.72 415,913.40 -4,019.32 306.13 1.64 1.656247791 AAA
037833BS8 Credit APPLE INC 2.250% 2/23/21 02/23/2021 02/23/2016 01/23/2021 495,675.00 492,480.00 -3,195.00 1,187.50 2.25 2.288259702 AA+
037833CS7 Credit APPLE INC 1.800% 5/11/20 05/11/2020 05/11/2017 484,505.30 477,196.35 -7,308.95 3,395.00 1.8 1.833535362 AA+
053015AD5 Credit AUTOMATIC DATA 2.250% 9/15/20 09/15/2020 09/15/2015 08/15/2020 455,017.27 444,577.50 -10,439.77 450.00 2.25 2.275048282 AA
05582QAD9 Asset-Backed BMW VEHICLE OWNER 1.160% 11/25/20 11/25/2020 07/20/2016 454,997.95 450,609.25 -4,388.70 87.97 1.16 1.170334050 N/A
05584PAD9 Asset-Backed BMW VEHICLE LEASE 2.070% 10/20/20 10/20/2020 10/25/2017 99,999.92 98,971.00 -1,028.92 63.25 2.07 2.093277243 N/A
06406FAA1 Credit BANK OF NY MTN 2.500% 4/15/21 04/15/2021 02/19/2016 03/15/2021 759,301.27 735,390.00 -23,911.27 8,645.83 2.5 2.545487868 A
06406HBM0 Credit BANK NY MELLON MTN 5.450% 5/15/19 05/15/2019 05/12/2009 253,819.61 249,223.70 -4,595.91 4,982.51 5.45 5.297073488 A
084664CK5 Credit BERKSHIRE HATHAWAY 1.300% 8/15/19 08/15/2019 08/15/2016 159,844.80 157,100.80 -2,744.00 265.78 1.3 1.322414933 AA
084670BQ0 Credit BERKSHIRE HATHAWAY 2.200% 3/15/21 03/15/2021 03/15/2016 02/15/2021 466,436.01 464,947.65 -1,488.36 460.53 2.2 2.235658757 AA
13063BFS6 Taxable Muni CALIFORNIA ST BUILD 6.650% 3/01/22 03/01/2022 04/01/2010 489,585.68 473,441.50 -16,144.18 2,355.21 6.65 5.994555321 AA-
13063C4V9 Taxable Muni CALIFORNIA ST 1.050% 11/01/18 11/01/2018 11/03/2016 149,887.50 149,050.50 -837.00 656.25 1.05 1.056008689 AA-
13063DAB4 Taxable Muni CALIFORNIA ST HIGH 1.593% 4/01/19 04/01/2019 04/27/2017 350,024.49 347,767.00 -2,257.49 2,787.75 1.59 1.604779078 AA-
13066YTY5 Taxable Muni CALIFORNIA ST DEPT 1.713% 5/01/21 05/01/2021 09/28/2016 107,199.40 105,675.76 -1,523.64 772.92 1.71 1.764505928 AA
13077CT38 Taxable Muni CALIFORNIA ST 1.982% 11/01/19 11/01/2019 08/05/2015 130,399.67 128,856.00 -1,543.67 1,073.58 1.98 1.995549783 AA-
161571HC1 Asset-Backed CHASE ISSUANCE TRUST 1.370% 6/15/21 06/15/2021 06/17/2016 750,040.12 739,372.50 -10,667.62 456.67 1.37 1.390030337 AAA
166764AN0 Credit CHEVRON CORP 2.193% 11/15/19 11/15/2019 11/18/2014 503,581.05 496,960.00 -6,621.05 4,142.33 2.19 2.211733382 AA-
166764AU4 Credit CHEVRON CORP 2.0398% 3/03/22 03/03/2022 03/03/2015 504,977.39 505,575.00 597.61 821.58 2.55 2.020279302 AA-
17275RAE2 Credit CISCO SYSTEMS INC 4.950% 2/15/19 02/15/2019 02/17/2009 371,815.84 367,725.60 -4,090.24 2,277.00 4.95 4.857560621 AA-
17275RAX0 Credit CISCO SYSTEMS INC 2.450% 6/15/20 06/15/2020 06/17/2015 599,952.00 596,358.00 -3,594.00 4,328.33 2.45 2.467072139 AA-
17275RBG6 Credit CISCO SYSTEMS INC 1.400% 9/20/19 09/20/2019 09/20/2016 39,955.60 39,360.80 -594.80 17.11 1.4 1.422099425 AA-
17305EGA7 Asset-Backed CITIBANK CREDIT CARD 1.740% 1/19/21 01/19/2021 01/26/2017 379,927.23 377,837.80 -2,089.43 1,359.13 1.74 1.749482193 AAA
17305EGB5 Asset-Backed CITIBANK CREDIT 1.920% 4/07/22 04/07/2022 04/11/2017 229,933.74 226,506.30 -3,427.44 2,134.40 1.92 1.953264087 AAA
191216BT6 Credit COCA COLA CO THE 1.875% 10/27/20 10/27/2020 10/27/2015 500,187.99 490,330.00 -9,857.99 4,010.42 1.88 1.918335192 A+
191216BV1 Credit COCA COLA CO 1.375% 5/30/19 05/30/2019 05/31/2016 249,825.00 246,920.00 -2,905.00 1,155.38 1.38 1.391799014 A+
30231GAV4 Credit EXXON MOBIL 2.222% 3/01/21 03/01/2021 03/03/2016 02/01/2021 495,685.00 492,555.00 -3,130.00 925.83 2.22 2.258428451 AA+
3130AAXX1 Agencies F H L B DEB 1.375% 3/18/19 03/18/2019 03/10/2017 518,793.60 516,016.80 -2,776.80 258.19 1.38 1.385488145 AA+
3130ABMP8 Agencies F H L B DEB 1.515% 6/27/19 06/27/2019 06/27/2017 769,912.61 770,130.90 218.29 162.02 2.13 1.512685591 AA+
3130ACE26 Agencies F H L B 1.375% 9/28/20 09/28/2020 09/08/2017 358,844.40 351,172.80 -7,671.60 41.25 1.38 1.416007580 AA+
3130ADN32 Agencies F H L B DEB 2.125% 2/11/20 02/11/2020 02/09/2018 798,536.00 796,688.00 -1,848.00 2,455.56 2.13 2.139592018 AA+
3130ADUJ9 Agencies F H L B DEB 2.375% 3/30/20 03/30/2020 03/16/2018 929,832.60 930,120.90 288.30 920.31 2.38 2.381382104 AA+
3133EH2J1 Agencies F F C B 1.74957% 12/11/20 12/11/2020 12/11/2017 510,000.00 510,096.90 96.90 473.25 1.75 1.749535009 AA+
3133EHRD7 Agencies F F C B DEB 1.83032% 7/13/22 07/13/2022 07/13/2017 310,000.00 309,748.90 -251.10 272.12 1.83 1.829387013 AA+
3133EHRZ8 Agencies F F C B DEB 1.8715% 6/25/20 06/25/2020 07/25/2017 510,000.00 510,086.70 86.70 160.72 1.87 1.871294058 AA+
3133EHTJ2 Agencies F F C B DEB 1.95688% 8/01/22 08/01/2022 08/01/2017 230,000.00 229,825.20 -174.80 332.38 1.73 1.958348762 AA+
3133EHVR1 Agencies F F C B DEB 1.8815% 8/24/20 08/24/2020 08/24/2017 130,000.00 129,977.90 -22.10 47.11 1.88 1.881067454 AA+
3133EHXH1 Agencies F F C B 1.7705% 9/06/22 09/06/2022 09/06/2017 260,000.00 260,062.40 62.40 299.64 1.77 1.770075182 AA+
3135G0J53 Agencies F N M A DEB 1.000% 2/26/19 02/26/2019 02/23/2016 498,820.00 494,760.00 -4,060.00 486.11 1 1.010080604 AA+
3135G0K77 Agencies F N M A DEB 1.250% 6/13/19 06/13/2019 06/13/2016 06/13/2018 490,000.00 484,335.60 -5,664.40 1,837.50 1.25 1.265758696 AA+
3135G0N33 Agencies F N M A 0.875% 8/02/19 08/02/2019 08/02/2016 529,109.60 520,470.60 -8,639.00 760.03 0.88 0.891801541 AA+
3135G0P49 Agencies F N M A 1.000% 8/28/19 08/28/2019 09/02/2016 509,204.40 501,539.10 -7,665.30 439.17 1 1.018599629 AA+
3135G0T29 Agencies F N M A DEB 1.500% 2/28/20 02/28/2020 02/28/2017 299,808.00 295,473.00 -4,335.00 387.50 1.5 1.527339375 AA+
3136AMTM1 Mortgage-Backed F N M A GTD REMIC 1.858% 9/25/18 09/25/2018 03/01/2015 60,563.06 60,522.24 -40.82 19.43 1.8 1.860101915 N/A
3137BNN26 Mortgage-Backed F H L M C MLTCL MTG 1.780% 7/25/19 07/25/2019 04/01/2016 55,062.34 54,360.06 -702.28 81.34 1.78 1.796945193 N/A
3137BPCF4 Mortgage-Backed F H L M C MLTCL MTG 1.376% 10/25/20 10/25/2020 05/01/2016 189,629.86 188,049.83 -1,580.03 43.49 1.38 1.386999103 N/A
3137EAEB1 Agencies F H L M C M T N 0.875% 7/19/19 07/19/2019 07/20/2016 350,150.58 344,973.33 -5,177.25 614.25 0.88 0.890938897 AA+
3137EAEH8 Agencies F H L M C 1.375% 8/15/19 08/15/2019 07/19/2017 509,250.30 504,063.60 -5,186.70 896.04 1.38 1.393279831 AA+
3137EAEK1 Agencies F H L M C M T N 1.875% 11/17/20 11/17/2020 11/15/2017 549,472.00 541,904.00 -7,568.00 3,895.83 1.88 1.911919159 AA+
3137EAEL9 Agencies F H L M C M T N 2.375% 2/16/21 02/16/2021 02/16/2018 508,653.60 508,556.70 -96.90 1,514.06 2.38 2.394636015 AA+
31846V203 FIRST AM GOVT OB FD CL Y 209,648.12 209,648.12 0.00 483.65 1.266842000
43814PAC4 Asset-Backed HONDA AUTO 1.790% 9/20/21 09/20/2021 09/29/2017 149,983.76 147,768.00 -2,215.76 96.96 1.79 1.819549484 AAA
47787XAC1 Asset-Backed JOHN DEERE OWNER 1.780% 4/15/21 04/15/2021 03/02/2017 309,955.86 306,673.70 -3,282.16 245.24 1.78 1.800052586 N/A
478160CH5 Credit JOHNSON JOHNSON 1.950% 11/10/20 11/10/2020 11/10/2017 249,732.50 245,927.50 -3,805.00 1,909.38 1.95 1.990384910 AAA
48125LRJ3 Credit JP MORGAN MTN 2.26464% 9/23/19 09/23/2019 09/23/2016 850,393.53 849,216.55 -1,176.98 478.41 2.86 2.250708017 A+
544445AY5 Taxable Muni LOS ANGELES CA DEPT 1.750% 5/15/19 05/15/2019 12/06/2016 100,000.00 99,364.00 -636.00 661.11 1.75 1.762886702 AA
54465AGK2 Taxable Muni LOS ANGELES CA 1.125% 9/01/19 09/01/2019 08/25/2016 266,868.00 264,918.60 -1,949.40 253.13 1.13 1.144653704 AA
54473ERQ9 Taxable Muni LOS ANGELES CNTY CA 2.036% 12/01/18 12/01/2018 09/02/2015 50,000.00 49,896.00 -104.00 339.33 2.04 2.039079009 AA
58769DAD2 Asset-Backed MERCEDES BENZ AUTO 1.790% 4/15/20 04/15/2020 04/26/2017 369,991.56 367,539.50 -2,452.06 294.36 1.79 1.802999627 AAA
589331AN7 Credit MERCK CO INC 5.000% 6/30/19 06/30/2019 06/25/2009 524,337.47 514,675.00 -9,662.47 6,319.44 5 4.865564454 AA
594918BV5 Credit MICROSOFT CORP 1.850% 2/06/20 02/06/2020 02/06/2017 499,665.00 495,015.00 -4,650.00 1,413.19 1.85 1.874746656 AAA
6055806F1 Taxable Muni MISSISSIPPI ST SER D 3.381% 11/01/18 11/01/2018 11/10/2010 101,565.62 100,749.00 -816.62 1,408.75 3.38 3.363576673 AA
Payden & Rygel Operating Portfolio by Investment Category for Quarter ended March 31, 2018
ATTACHMENT 15
38
Account Number: 001050990415 Name: RIVERSIDE COUNTY TRANS COMM
CUSIP Security Type Category Issuer Final Maturity Trade Date
Next Call
Date Original Cost
Base Market
Value
Unrealized
Gain/Loss
Accrued
Income Coupon Yield
Credit
Rating
Payden & Rygel Operating Portfolio by Investment Category for Quarter ended March 31, 2018
649791EJ5 Taxable Muni NEW YORK ST REF SER 3.600% 9/01/19 09/01/2019 03/30/2011 514,535.14 507,430.00 -7,105.14 1,500.00 3.6 3.557769279 AA+
649791EV8 Taxable Muni NEW YORK ST SER B 3.600% 2/15/19 02/15/2019 03/30/2011 254,765.48 252,700.00 -2,065.48 1,150.00 3.6 3.567959722 AA+
65479BAD2 Asset-Backed NISSAN AUTO LEASE 2.050% 9/15/20 09/15/2020 10/10/2017 219,961.57 217,973.80 -1,987.77 200.44 2.05 2.071690601 N/A
68389XAQ8 Credit ORACLE CORP 2.375% 1/15/19 01/15/2019 07/16/2013 504,103.17 500,000.00 -4,103.17 2,506.94 2.38 2.372722187 AA-
702282ND2 Taxable Muni PASADENA CA UNIF 1.861% 11/01/18 11/01/2018 03/20/2014 250,505.37 249,690.00 -815.37 1,938.54 1.86 1.863441108 A+
717081DL4 Credit PFIZER INC 2.100% 5/15/19 05/15/2019 05/15/2014 251,501.53 249,077.50 -2,424.03 1,983.33 2.1 2.109704641 AA
717081DU4 Credit PFIZER INC 1.450% 6/03/19 06/03/2019 06/03/2016 249,715.00 247,167.50 -2,547.50 1,188.19 1.45 1.467700468 AA
742718EZ8 Credit PROCTER GAMBLE CO 1.750% 10/25/19 10/25/2019 10/25/2017 149,947.50 148,341.00 -1,606.50 1,137.50 1.75 1.770054720 AA-
797669XT0 Taxable Muni SAN FRANCISCO CA 21.690% 7/01/20 07/01/2020 12/28/2017 100,000.00 99,536.00 -464.00 5,603.25 2.17 21.878814166 AA+
79770GGM2 Taxable Muni SAN FRANCISCO CITY 2.000% 8/01/20 08/01/2020 11/30/2017 299,607.00 296,880.00 -2,727.00 1,000.00 2 2.029241368 AA-
798170AB2 Taxable Muni SAN JOSE CA 2.098% 8/01/19 08/01/2019 12/21/2017 320,000.00 319,104.00 -896.00 1,118.93 2.1 2.108140154 AA
798170AC0 Taxable Muni SAN JOSE CA REDEV 2.259% 8/01/20 08/01/2020 12/21/2017 190,000.00 189,129.80 -870.20 715.35 2.26 2.280044814 AA
79876CBQ0 Taxable Muni SAN MARCOS CA REDEV 2.000% 10/01/20 10/01/2020 12/14/2017 109,256.40 108,182.80 -1,073.60 653.89 2 2.044404465 AA-
80284TAF2 Asset-Backed SANTANDER DRIVE 1.770% 9/15/20 09/15/2020 02/28/2017 109,999.24 109,654.60 -344.64 86.53 1.77 1.774845328 AAA
857477AS2 Credit STATE STREET CORP 2.550% 8/18/20 08/18/2020 08/18/2015 795,442.43 783,405.96 -12,036.47 2,400.12 2.55 2.569890956 A
882723UC1 Taxable Muni TEXAS ST REF WTR 2.036% 8/01/20 08/01/2020 02/05/2015 251,436.00 248,330.00 -3,106.00 848.33 2.04 2.058291295 AAA
89190BAD0 Asset-Backed TOYOTA AUTO 1.760% 7/15/21 07/15/2021 05/17/2017 519,960.12 513,463.60 -6,496.52 406.76 1.76 1.784555483 AAA
89238MAD0 Asset-Backed TOYOTA AUTO 1.730% 2/16/21 02/16/2021 03/15/2017 375,955.74 372,055.76 -3,899.98 289.10 1.73 1.749135543 AAA
90290AAC1 Asset-Backed USAA AUTO OWNER 1.700% 5/17/21 05/17/2021 09/20/2017 139,985.24 138,479.60 -1,505.64 105.78 1.7 1.719986240 AAA
90331HNG4 Credit US BANK NA MTN 2.050% 10/23/20 10/23/2020 10/24/2017 09/23/2020 249,950.00 244,642.50 -5,307.50 2,235.07 2.05 2.097594417 AA-
90331HNJ8 Credit US BANK NA MTN 2.350% 1/23/20 01/23/2020 01/23/2018 12/23/2019 254,885.25 252,934.50 -1,950.75 1,131.92 2.35 2.371222441 AA-
91159HHQ6 Credit US BANCORP MTN 2.3813% 1/24/22 01/24/2022 01/24/2017 12/23/2021 504,695.00 503,870.00 -825.00 2,215.93 2.38 2.360878402 A+
9128282Q2 Treasuries U S TREASURY NT 1.500% 8/15/20 08/15/2020 08/15/2017 1,457,105.41 1,430,035.56 -27,069.85 2,718.65 1.5 1.535265038 N/A
9128282T6 Treasuries U S TREASURY NT 1.250% 8/31/19 08/31/2019 08/31/2017 2,674,565.71 2,642,779.92 -31,785.79 2,911.96 1.25 1.268932472 N/A
9128282X7 Treasuries U S TREASURY NT 1.375% 9/30/19 09/30/2019 09/30/2017 3,454,671.27 3,415,539.00 -39,161.32 23,917.49 1.38 1.395046823 N/A
9128283H1 Treasuries U S TREASURY NT 1.750% 11/30/19 11/30/2019 11/30/2017 2,516,554.69 2,499,235.20 -17,319.49 14,780.77 1.75 1.768856005 N/A
9128283N8 Treasuries U S TREASURY NT 1.875% 12/31/19 12/31/2019 01/02/2018 1,535,802.35 1,529,712.80 -6,089.55 7,060.10 1.88 1.892448374 N/A
9128283S7 Treasuries U S TREASURY NT 2.000% 1/31/20 01/31/2020 01/31/2018 2,823,588.28 2,816,500.90 -7,087.38 9,381.22 2 2.015580437 N/A
9128283T5 Treasuries U S TREASURY NT 1.67343% 1/31/20 01/31/2020 01/31/2018 499,585.26 499,415.00 -170.26 1,195.83 1.77 1.673678952 N/A
9128283X6 Treasuries U S TREASURY NT 2.250% 2/15/21 02/15/2021 02/15/2018 119,446.88 119,540.40 93.52 335.64 2.25 2.271648813 N/A
9128283Y4 Treasuries U S TREASURY NT 2.250% 2/29/20 02/29/2020 02/28/2018 265,020.70 264,875.45 -145.25 518.48 2.25 2.258990783 N/A
912828F62 Treasuries U S TREASURY NT 1.500% 10/31/19 10/31/2019 10/31/2014 2,215,353.72 2,194,070.40 -21,283.32 13,996.98 1.5 1.520604187 N/A
912828P95 Treasuries U S TREASURY NT 1.000% 3/15/19 03/15/2019 03/15/2016 1,500,960.71 1,484,070.00 -17,132.89 692.93 1 1.010979234 N/A
91412G2R5 Taxable Muni UNIV OF CALIFORNIA 1.877% 5/15/20 05/15/2020 09/28/2017 90,000.00 88,492.50 -1,507.50 858.73 1.88 1.909033584 AA-
91412G2S3 Taxable Muni UNIV OF CALIFORNIA 2.112% 5/15/21 05/15/2021 09/28/2017 140,000.00 136,388.00 -3,612.00 1,503.04 2.11 2.163757069 AA-
91412GD36 Taxable Muni UNIV OF CA 1.169% 5/15/19 05/15/2019 04/20/2016 140,000.00 138,493.60 -1,506.40 618.27 1.17 1.182480275 AA
91412GWU5 Taxable Muni UNIV CALIFORNIA CA 1.418% 5/15/18 05/15/2018 03/25/2015 250,000.00 249,847.50 -152.50 1,339.22 1.42 1.418269471 AA
91412GWV3 Taxable Muni UNIV OF CA 2.003% 5/15/19 05/15/2019 03/25/2015 250,000.00 249,597.50 -402.50 1,891.72 2 2.008845741 AA
931142DY6 Credit WALMART STORES INC 1.750% 10/09/19 10/09/2019 10/20/2017 294,994.10 291,828.75 -3,165.35 2,308.78 1.75 1.767480381 AA
94988J5D5 Credit WELLS FARGO BANK MTN 1.750% 5/24/19 05/24/2019 06/02/2016 503,793.05 499,273.30 -4,519.75 3,117.67 1.75 1.766766615 A+
94988J5J2 Credit WELLS FARGO MTN 2.15849% 12/06/19 12/06/2019 12/08/2016 504,128.57 502,900.00 -1,228.57 779.45 2.68 2.142889763 A+
51,312,069.80 50,839,672.54 (472,668.49) 199,761.47
39
Page 26 of 32
Account Number: 001050990415 Name: RIVERSIDE COUNTY TRANS COMM
Transaction
Date Trade Date
Settlement
Date CUSIP Description Units Price Commissions SEC Fees
Miscellaneous
Fees Net Cash Amount
Federal Tax Cost
Amount
Short Term
Gain/Loss
Amount
Long Term
Gain/Loss
Amount
1/2/2018 3133EHTJ2
INTEREST EARNED ON F F C B DEB 1.43069% 8/01/22 $1 PV ON 230000.0000
SHARES DUE 1/1/2018 0.0000 0.000000 - - - 283.36 - - -
1/2/2018 1/2/2018 1/2/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 15,592.8600 1.000000 - - - (15,592.86) 15,592.86 - -
1/2/2018 31846V203
INTEREST EARNED ON FIRST AM GOVT OB FD CL Y UNIT ON 0.0000 SHARES DUE
12/31/2017 INTEREST FROM 12/1/17 TO 12/31/17 0.0000 0.000000 - - - 276.54 - - -
1/2/2018 589331AN7
INTEREST EARNED ON MERCK CO INC 5.000% 6/30/19 $1 PV ON 500000.0000
SHARES DUE 12/30/2017 0.0000 0.000000 - - - 12,500.00 - - -
1/2/2018 650119AE0
INTEREST EARNED ON NEW YORK UNIVERSITY 1.315% 7/01/18 $1 PV ON
120000.0000 SHARES DUE 1/1/2018 0.0000 0.000000 - - - 789.00 - - -
1/2/2018 91412GSB2
INTEREST EARNED ON UNIV CALIFORNIA CA 1.796% 7/01/19 $1 PV ON
225000.0000 SHARES DUE 1/1/2018 0.0000 0.000000 - - - 2,020.50 - - -
1/3/2018 1/3/2018 1/3/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 276.5400 1.000000 - - - (276.54) 276.54 - -
1/8/2018 3133EHXH1
INTEREST EARNED ON F F C B 1.47181% 9/06/22 $1 PV ON 260000.0000
SHARES DUE 1/6/2018 0.0000 0.000000 - - - 329.52 - - -
1/8/2018 1/8/2018 1/8/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 329.5200 1.000000 - - - (329.52) 329.52 - -
1/11/2018 3133EH2J1
INTEREST EARNED ON F F C B 1.44185% 12/11/20 $1 PV ON 510000.0000
SHARES DUE 1/11/2018 0.0000 0.000000 - - - 633.21 - - -
1/11/2018 1/11/2018 1/11/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 3,389.2400 1.000000 - - - (3,389.24) 3,389.24 - -
1/11/2018 1/11/2018 1/11/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 788,778.8900 1.000000 - - - (788,778.89) 788,778.89 - -
1/11/2018 1/9/2018 1/11/2018 89236TDQ5
SOLD PAR VALUE OF TOYOTA MOTOR MTN 0.00001% 1/11/22 /MIZUHO
SECURITIES USA INC./527,000 PAR VALUE AT 101.346801 %-527,000.0000 1.013468 - - - 534,097.64 (533,584.67) 512.97 -
1/11/2018 89236TDQ5
AMORTIZED PREMIUM ON TOYOTA MOTOR MTN 0.00001% 1/11/22 CURRENT
YEAR AMORTIZATION 0.0000 0.000000 - - - - (48.16) - -
1/11/2018 89236TDQ5
INTEREST EARNED ON TOYOTA MOTOR MTN 0.00001% 1/11/22 $1 PV ON
527000.0000 SHARES DUE 1/11/2018 0.0000 0.000000 - - - 2,756.03 - - -
1/11/2018 1/11/2018 89236TDU6
RECEIVED ACCRUED INTEREST ON SALE OF TOYOTA MOTOR MTN 1.950%
4/17/20 0.0000 0.000000 - - - 1,160.25 - - -
1/11/2018 1/9/2018 1/11/2018 89236TDU6
SOLD PAR VALUE OF TOYOTA MOTOR MTN 1.950% 4/17/20 /CREDIT AGRICOLE
SECURITIES (US/XOTC 255,000 PAR VALUE AT 99.42 %-255,000.0000 0.994200 - - - 253,521.00 (254,882.70) (1,361.70) -
1/12/2018 1/12/2018 3130ACM92 RECEIVED ACCRUED INTEREST ON SALE OF F H L B 1.500% 10/21/19 0.0000 0.000000 - - - 2,002.50 - - -
1/12/2018 1/11/2018 1/12/2018 3130ACM92
SOLD PAR VALUE OF F H L B 1.500% 10/21/19 /MORGAN STANLEY & CO.
LLC/540,000 PAR VALUE AT 99.153 %-540,000.0000 0.991530 - - - 535,426.20 (539,044.20) (3,618.00) -
1/12/2018 1/12/2018 1/12/2018 31846V203 SOLD UNITS OF FIRST AM GOVT OB FD CL Y -1,873.3500 1.000000 - - - 1,873.35 (1,873.35) - -
1/12/2018 1/12/2018 9128283N8
PAID ACCRUED INTEREST ON PURCHASE OF U S TREASURY NT 1.875%
12/31/19 0.0000 0.000000 - - - (335.64) - - -
1/12/2018 1/11/2018 1/12/2018 9128283N8
PURCHASED PAR VALUE OF U S TREASURY NT 1.875% 12/31/19 /NOMURA
SECURITIES/FIX INCOME/540,000 PAR VALUE AT 99.80859444 %540,000.0000 0.998086 - - - (538,966.41) 538,966.41 - -
1/16/2018 02582JHG8
INTEREST EARNED ON AMERICAN EXPRESS 1.640% 12/15/21 $1 PV ON
420000.0000 SHARES DUE 1/15/2018 0.0000 0.000000 - - - 574.00 - - -
1/16/2018 161571HC1
AMORTIZED PREMIUM ON CHASE ISSUANCE TRUST 1.370% 6/15/21 CURRENT
YEAR AMORTIZATION 0.0000 0.000000 - - - - (4.85) - -
1/16/2018 161571HC1
INTEREST EARNED ON CHASE ISSUANCE TRUST 1.370% 6/15/21 $1 PV ON
750000.0000 SHARES DUE 1/15/2018 0.0000 0.000000 - - - 856.25 - - -
1/16/2018 3133EHRD7
INTEREST EARNED ON F F C B DEB 1.53951% 7/13/22 $1 PV ON 310000.0000
SHARES DUE 1/13/2018 0.0000 0.000000 - - - 410.96 - - -
1/16/2018 1/16/2018 1/16/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 2,817.8300 1.000000 - - - (2,817.83) 2,817.83 - -
1/16/2018 1/16/2018 1/16/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 8,013.7800 1.000000 - - - (8,013.78) 8,013.78 - -
1/16/2018 47787XAC1
INTEREST EARNED ON JOHN DEERE OWNER 1.780% 4/15/21 $1 PV ON
310000.0000 SHARES DUE 1/15/2018 0.0000 0.000000 - - - 459.83 - - -
1/16/2018 58769DAD2
INTEREST EARNED ON MERCEDES BENZ AUTO 1.790% 4/15/20 $1 PV ON
551.9200 SHARES DUE 1/15/2018 $0.00149/PV ON 370,000.00 PV DUE 1/15/18 0.0000 0.000000 - - - 551.92 - - -
1/16/2018 65479BAD2
INTEREST EARNED ON NISSAN AUTO LEASE 2.050% 9/15/20 $1 PV ON 375.8300
SHARES DUE 1/15/2018 $0.00171/PV ON 220,000.00 PV DUE 1/15/18 0.0000 0.000000 - - - 375.83 - - -
1/16/2018 68389XAQ8
AMORTIZED PREMIUM ON ORACLE CORP 2.375% 1/15/19 CURRENT YEAR
AMORTIZATION 0.0000 0.000000 - - - - (156.40) - -
1/16/2018 68389XAQ8
INTEREST EARNED ON ORACLE CORP 2.375% 1/15/19 $1 PV ON 500000.0000
SHARES DUE 1/15/2018 0.0000 0.000000 - - - 5,937.50 - - -
1/16/2018 80284TAF2
INTEREST EARNED ON SANTANDER DRIVE 1.770% 9/15/20 $1 PV ON 162.2500
SHARES DUE 1/15/2018 $0.00148/PV ON 110,000.00 PV DUE 1/15/18 0.0000 0.000000 - - - 162.25 - - -
1/16/2018 89190BAD0
INTEREST EARNED ON TOYOTA AUTO 1.760% 7/15/21 $1 PV ON 762.6700
SHARES DUE 1/15/2018 $0.00147/PV ON 520,000.00 PV DUE 1/15/18 0.0000 0.000000 - - - 762.67 - - -
1/16/2018 89238MAD0
INTEREST EARNED ON TOYOTA AUTO 1.730% 2/16/21 $1 PV ON 542.0700
SHARES DUE 1/15/2018 $0.00144/PV ON 376,000.00 PV DUE 1/15/18 0.0000 0.000000 - - - 542.07 - - -
1/16/2018 90290AAC1
INTEREST EARNED ON USAA AUTO OWNER 1.700% 5/17/21 $1 PV ON 198.3300
SHARES DUE 1/15/2018 $0.00142/PV ON 140,000.00 PV DUE 1/15/18 0.0000 0.000000 - - - 198.33 - - -
1/17/2018 17305EGA7
INTEREST EARNED ON CITIBANK CREDIT CARD 1.740% 1/19/21 $1 PV ON
380000.0000 SHARES DUE 1/17/2018 0.0000 0.000000 - - - 3,306.00 - - -
1/17/2018 1/17/2018 1/17/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 3,306.0000 1.000000 - - - (3,306.00) 3,306.00 - -
1/17/2018 1/17/2018 1/17/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 882,960.6100 1.000000 - - - (882,960.61) 882,960.61 - -
1/17/2018 1/17/2018 66989HAD0 RECEIVED ACCRUED INTEREST ON SALE OF NOVARTIS CAPITAL 4.400% 4/24/20 0.0000 0.000000 - - - 4,818.61 - - -
1/17/2018 1/12/2018 1/17/2018 66989HAD0
SOLD PAR VALUE OF NOVARTIS CAPITAL 4.400% 4/24/20 /GOLDMAN SACHS &
CO. LLC/XOTC 475,000 PAR VALUE AT 104.846 %-475,000.0000 1.048460 - - - 498,018.50 (501,840.87) (3,822.37) -
1/17/2018 66989HAD0
AMORTIZED PREMIUM ON NOVARTIS CAPITAL 4.400% 4/24/20 CURRENT YEAR
AMORTIZATION 0.0000 0.000000 - - - - (515.50) - -
Payden & Rygel Operating Portfolio Transaction Report
Quarter ended March 31, 2018
ATTACHMENT 16
40
Page 27 of 32
Account Number: 001050990415 Name: RIVERSIDE COUNTY TRANS COMM
Transaction
Date Trade Date
Settlement
Date CUSIP Description Units Price Commissions SEC Fees
Miscellaneous
Fees Net Cash Amount
Federal Tax Cost
Amount
Short Term
Gain/Loss
Amount
Long Term
Gain/Loss
Amount
Payden & Rygel Operating Portfolio Transaction Report
Quarter ended March 31, 2018
1/17/2018 1/17/2018 66989HAL2 RECEIVED ACCRUED INTEREST ON SALE OF NOVARTIS CAPITAL 1.800% 2/14/20 0.0000 0.000000 - - - 994.50 - - -
1/17/2018 1/12/2018 1/17/2018 66989HAL2
SOLD PAR VALUE OF NOVARTIS CAPITAL 1.800% 2/14/20 /MILLENNIUM
ADVISORS, LLC/130,000 PAR VALUE AT 99.17 %-130,000.0000 0.991700 - - - 128,921.00 (129,491.70) (570.70) -
1/17/2018 1/17/2018 91412GPZ2 RECEIVED ACCRUED INTEREST ON SALE OF UNIV OF CA 1.296% 5/15/18 0.0000 0.000000 - - - 558.00 - - -
1/17/2018 1/12/2018 1/17/2018 91412GPZ2
SOLD PAR VALUE OF UNIV OF CA 1.296% 5/15/18 /MORGAN STANLEY & CO.
LLC/250,000 PAR VALUE AT 99.86 %-250,000.0000 0.998600 - - - 249,650.00 (250,215.03) - (565.03)
1/17/2018 91412GPZ2
AMORTIZED PREMIUM ON UNIV OF CA 1.296% 5/15/18 CURRENT YEAR
AMORTIZATION 0.0000 0.000000 - - - - (29.51) - -
1/18/2018 1/18/2018 1/18/2018 31846V203 SOLD UNITS OF FIRST AM GOVT OB FD CL Y -997,768.2600 1.000000 - - - 997,768.26 (997,768.26) - -
1/18/2018 1/18/2018 1/18/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 223.7500 1.000000 - - - (223.75) 223.75 - -
1/18/2018 43814PAC4
INTEREST EARNED ON HONDA AUTO 1.790% 9/20/21 $1 PV ON 223.7500
SHARES DUE 1/18/2018 $0.00149/PV ON 150,000.00 PV DUE 1/18/18 0.0000 0.000000 - - - 223.75 - - -
1/18/2018 1/18/2018 9128283N8
PAID ACCRUED INTEREST ON PURCHASE OF U S TREASURY NT 1.875%
12/31/19 0.0000 0.000000 - - - (932.32) - - -
1/18/2018 1/17/2018 1/18/2018 9128283N8
PURCHASED PAR VALUE OF U S TREASURY NT 1.875% 12/31/19 /BMO CAPITAL
MARKETS CORP/BONDS/1,000,000 PAR VALUE AT 99.683594 %1,000,000.0000 0.996836 - - - (996,835.94) 996,835.94 - -
1/19/2018 1/19/2018 3130ABF92 RECEIVED ACCRUED INTEREST ON SALE OF F H L B 1.375% 5/28/19 0.0000 0.000000 - - - 1,421.98 - - -
1/19/2018 1/18/2018 1/19/2018 3130ABF92
SOLD PAR VALUE OF F H L B 1.375% 5/28/19 /MLPFS INC/FIXED
INCOME/730,000 PAR VALUE AT 99.182 %-730,000.0000 0.991820 - - - 724,028.60 (728,620.30) (4,591.70) -
1/19/2018 3137EAEB1
INTEREST EARNED ON F H L M C M T N 0.875% 7/19/19 $1 PV ON 351000.0000
SHARES DUE 1/19/2018 0.0000 0.000000 - - - 1,535.63 - - -
1/19/2018 1/19/2018 1/19/2018 31846V203 SOLD UNITS OF FIRST AM GOVT OB FD CL Y -40.9600 1.000000 - - - 40.96 (40.96) - -
1/19/2018 1/19/2018 912828WL0 PAID ACCRUED INTEREST ON PURCHASE OF U S TREASURY NT 1.500% 5/31/19 0.0000 0.000000 - - - (1,504.12) - - -
1/19/2018 1/18/2018 1/19/2018 912828WL0
PURCHASED PAR VALUE OF U S TREASURY NT 1.500% 5/31/19
/BONY/TORONTO DOMINION SECURITI/730,000 PAR VALUE AT 99.38671918 %730,000.0000 0.993867 - - - (725,523.05) 725,523.05 - -
1/22/2018 05584PAD9
INTEREST EARNED ON BMW VEHICLE LEASE 2.070% 10/20/20 $1 PV ON 172.5000
SHARES DUE 1/20/2018 $0.00173/PV ON 100,000.00 PV DUE 1/20/18 0.0000 0.000000 - - - 172.50 - - -
1/22/2018 1/22/2018 1/22/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 750,548.8600 1.000000 - - - (750,548.86) 750,548.86 - -
1/22/2018 1/22/2018 1/22/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 172.5000 1.000000 - - - (172.50) 172.50 - -
1/22/2018 1/22/2018 90331HMY6 RECEIVED ACCRUED INTEREST ON SALE OF US BANK NA MTN 1.400% 4/26/19 0.0000 0.000000 - - - 2,525.06 - - -
1/22/2018 1/18/2018 1/22/2018 90331HMY6
SOLD PAR VALUE OF US BANK NA MTN 1.400% 4/26/19 /WELLS FARGO
SECURITIES, LLC/XOTC 755,000 PAR VALUE AT 99.076 %-755,000.0000 0.990760 - - - 748,023.80 (750,413.40) (2,389.60) -
1/23/2018 1/23/2018 1/23/2018 31846V203 SOLD UNITS OF FIRST AM GOVT OB FD CL Y -254,885.2500 1.000000 - - - 254,885.25 (254,885.25) - -
1/23/2018 1/18/2018 1/23/2018 90331HNJ8
PURCHASED PAR VALUE OF US BANK NA 2.350% 1/23/20 /US BANCORP
INVESTMENTS INC./255,000 PAR VALUE AT 99.955 %255,000.0000 0.999550 - - - (254,885.25) 254,885.25 - -
1/24/2018 3133EHVR1
INTEREST EARNED ON F F C B DEB 1.56213% 8/24/20 $1 PV ON 130000.0000
SHARES DUE 1/24/2018 0.0000 0.000000 - - - 174.87 - - -
1/24/2018 1/24/2018 1/24/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 174.8700 1.000000 - - - (174.87) 174.87 - -
1/25/2018
TRUST FEES COLLECTED CHARGED FOR PERIOD 12/01/2017 THRU 12/31/2017
COLLECTED BY DISBURSEMENT 0.0000 0.000000 - - - (529.97) - - -
1/25/2018 05582QAD9
INTEREST EARNED ON BMW VEHICLE OWNER 1.160% 11/25/20 $1 PV ON
439.8300 SHARES DUE 1/25/2018 $0.00097/PV ON 455,000.00 PV DUE 1/25/18 0.0000 0.000000 - - - 439.83 - - -
1/25/2018 3133EHRZ8
INTEREST EARNED ON F F C B 1.55213% 6/25/20 $1 PV ON 510000.0000
SHARES DUE 1/25/2018 0.0000 0.000000 - - - 681.64 - - -
1/25/2018 1/25/2018 1/25/2018 3136AMTM1 PAID DOWN PAR VALUE OF F N M A GTD REMIC 1.186% 9/25/18 -10,624.9100 0.000000 - - - 10,624.91 (10,622.19) - 2.72
1/25/2018 3136AMTM1
INTEREST EARNED ON F N M A GTD REMIC 1.186% 9/25/18 $1 PV ON 169.9200
SHARES DUE 1/25/2018 $0.00129/PV ON 132,197.73 PV DUE 1/25/18 0.0000 0.000000 - - - 169.92 - - -
1/25/2018 1/25/2018 1/25/2018 3137BNN26 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 1.780% 7/25/19 -95.9100 0.010426 - - - 95.91 (96.35) - (0.44)
1/25/2018 3137BNN26
AMORTIZED PREMIUM ON F H L M C MLTCL MTG 1.780% 7/25/19 CURRENT YEAR
AMORTIZATION 0.0000 0.000000 - - - - (11.55) - -
1/25/2018 3137BNN26
INTEREST EARNED ON F H L M C MLTCL MTG 1.780% 7/25/19 $1 PV ON 84.6700
SHARES DUE 1/25/2018 $0.00148/PV ON 57,082.15 PV DUE 1/25/18 0.0000 0.000000 - - - 84.67 - - -
1/25/2018 3137BPCF4
INTEREST EARNED ON F H L M C MLTCL MTG 1.376% 10/25/20 $1 PV ON 250.6300
SHARES DUE 1/25/2018 $0.00115/PV ON 218,572.01 PV DUE 1/25/18 0.0000 0.000000 - - - 250.63 - - -
1/25/2018 1/25/2018 1/25/2018 3137BPCF4 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 1.376% 10/25/20 -27,241.5000 0.000000 - - - 27,241.50 (27,241.28) - 0.22
1/25/2018 1/25/2018 1/25/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 11,386.3300 1.000000 - - - (11,386.33) 11,386.33 - -
1/25/2018 1/25/2018 1/25/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 27,672.7100 1.000000 - - - (27,672.71) 27,672.71 - -
1/29/2018 1/29/2018 1/29/2018 31846V203 SOLD UNITS OF FIRST AM GOVT OB FD CL Y -329,694.3500 1.000000 - - - 329,694.35 (329,694.35) - -
1/29/2018 1/29/2018 857477AS2
PAID ACCRUED INTEREST ON PURCHASE OF STATE STREET CORP 2.550%
8/18/20 0.0000 0.000000 - - - (3,706.35) - - -
1/29/2018 1/25/2018 1/29/2018 857477AS2
PURCHASED PAR VALUE OF STATE STREET CORP 2.550% 8/18/20 /SUNTRUST
ROBINSON HUMPHREY, IN/325,000 PAR VALUE AT 100.304 %325,000.0000 1.003040 - - - (325,988.00) 325,988.00 - -
1/30/2018 1/30/2018 037833BQ2 RECEIVED ACCRUED INTEREST ON SALE OF APPLE INC 1.700% 2/22/19 0.0000 0.000000 - - - 296.56 - - -
1/30/2018 1/26/2018 1/30/2018 037833BQ2
SOLD PAR VALUE OF APPLE INC 1.700% 2/22/19 /WELLS FARGO
SECURITIES, LLC/XOTC 40,000 PAR VALUE AT 99.557 %-40,000.0000 0.995570 - - - 39,822.80 (39,993.20) - (170.40)
1/30/2018 1/30/2018 037833BS8 PAID ACCRUED INTEREST ON PURCHASE OF APPLE INC 2.250% 2/23/21 0.0000 0.000000 - - - (4,906.25) - - -
1/30/2018 1/26/2018 1/30/2018 037833BS8
PURCHASED PAR VALUE OF APPLE INC 2.250% 2/23/21 /GOLDMAN SACHS &
CO. LLC/500,000 PAR VALUE AT 99.135 %500,000.0000 0.991350 - - - (495,675.00) 495,675.00 - -
1/30/2018 1/30/2018 037833CB4 RECEIVED ACCRUED INTEREST ON SALE OF APPLE INC 1.100% 8/02/19 0.0000 0.000000 - - - 322.67 - - -
1/30/2018 1/26/2018 1/30/2018 037833CB4
SOLD PAR VALUE OF APPLE INC 1.100% 8/02/19 /TORONTO DOMINION
SECURITIES (U/60,000 PAR VALUE AT 98.346883 %-60,000.0000 0.983469 - - - 59,008.13 (59,940.00) - (931.87)
1/30/2018 1/30/2018 037833CE8 RECEIVED ACCRUED INTEREST ON SALE OF APPLE INC 1.550% 2/08/19 0.0000 0.000000 - - - 1,036.78 - - -
41
Page 28 of 32
Account Number: 001050990415 Name: RIVERSIDE COUNTY TRANS COMM
Transaction
Date Trade Date
Settlement
Date CUSIP Description Units Price Commissions SEC Fees
Miscellaneous
Fees Net Cash Amount
Federal Tax Cost
Amount
Short Term
Gain/Loss
Amount
Long Term
Gain/Loss
Amount
Payden & Rygel Operating Portfolio Transaction Report
Quarter ended March 31, 2018
1/30/2018 1/26/2018 1/30/2018 037833CE8
SOLD PAR VALUE OF APPLE INC 1.550% 2/08/19 /GOLDMAN SACHS & CO.
LLC/XOTC 140,000 PAR VALUE AT 99.538 %-140,000.0000 0.995380 - - - 139,353.20 (139,893.60) (540.40) -
1/30/2018 1/30/2018 084670BQ0
PAID ACCRUED INTEREST ON PURCHASE OF BERKSHIRE HATHAWAY 2.200%
3/15/21 0.0000 0.000000 - - - (3,885.75) - - -
1/30/2018 1/26/2018 1/30/2018 084670BQ0
PURCHASED PAR VALUE OF BERKSHIRE HATHAWAY 2.200% 3/15/21 /JEFFERIES
LLC/471,000 PAR VALUE AT 99.031 %471,000.0000 0.990310 - - - (466,436.01) 466,436.01 - -
1/30/2018 1/30/2018 17275RAX0
PAID ACCRUED INTEREST ON PURCHASE OF CISCO SYSTEMS INC 2.450%
6/15/20 0.0000 0.000000 - - - (1,837.50) - - -
1/30/2018 1/26/2018 1/30/2018 17275RAX0
PURCHASED PAR VALUE OF CISCO SYSTEMS INC 2.450% 6/15/20 /J.P. MORGAN
SECURITIES LLC/600,000 PAR VALUE AT 99.992 %600,000.0000 0.999920 - - - (599,952.00) 599,952.00 - -
1/30/2018 1/30/2018 30231GAD4
RECEIVED ACCRUED INTEREST ON SALE OF EXXON MOBIL CORP 1.819%
3/15/19 0.0000 0.000000 - - - 682.13 - - -
1/30/2018 1/26/2018 1/30/2018 30231GAD4
SOLD PAR VALUE OF EXXON MOBIL CORP 1.819% 3/15/19 /J.P. MORGAN
SECURITIES LLC/XOTC 100,000 PAR VALUE AT 99.635 %-100,000.0000 0.996350 - - - 99,635.00 (100,229.28) (594.28) -
1/30/2018 30231GAD4
AMORTIZED PREMIUM ON EXXON MOBIL CORP 1.819% 3/15/19 CURRENT YEAR
AMORTIZATION 0.0000 0.000000 - - - - (17.28) - -
1/30/2018 1/30/2018 30231GAP7 RECEIVED ACCRUED INTEREST ON SALE OF EXXON MOBIL 1.708% 3/01/19 0.0000 0.000000 - - - 282.77 - - -
1/30/2018 1/26/2018 1/30/2018 30231GAP7
SOLD PAR VALUE OF EXXON MOBIL 1.708% 3/01/19 /J.P. MORGAN
SECURITIES LLC/XOTC 40,000 PAR VALUE AT 99.691 %-40,000.0000 0.996910 - - - 39,876.40 (40,000.00) - (123.60)
1/30/2018 1/30/2018 30231GAV4 PAID ACCRUED INTEREST ON PURCHASE OF EXXON MOBIL 2.222% 3/01/21 0.0000 0.000000 - - - (4,598.31) - - -
1/30/2018 1/26/2018 1/30/2018 30231GAV4
PURCHASED PAR VALUE OF EXXON MOBIL 2.222% 3/01/21 /MLPFS INC/FIXED
INCOME/500,000 PAR VALUE AT 99.137 %500,000.0000 0.991370 - - - (495,685.00) 495,685.00 - -
1/30/2018 1/30/2018 1/30/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 171,418.0600 1.000000 - - - (171,418.06) 171,418.06 - -
1/30/2018 1/30/2018 1/30/2018 31846V203 SOLD UNITS OF FIRST AM GOVT OB FD CL Y -1,076,489.0700 1.000000 - - - 1,076,489.07 (1,076,489.07) - -
1/30/2018 1/30/2018 48125LRJ3
PAID ACCRUED INTEREST ON PURCHASE OF JP MORGAN MTN 1.91833%
9/23/19 0.0000 0.000000 - - - (203.19) - - -
1/30/2018 1/26/2018 1/30/2018 48125LRJ3
PURCHASED PAR VALUE OF JP MORGAN MTN 1.91833% 9/23/19 /J.P. MORGAN
SECURITIES LLC/95,000 PAR VALUE AT 100.686 %95,000.0000 1.006860 - - - (95,651.70) 95,651.70 - -
1/30/2018 1/30/2018 48125LRJ3
PAID ACCRUED INTEREST ON PURCHASE OF JP MORGAN MTN 1.91833%
9/23/19 0.0000 0.000000 - - - (534.71) - - -
1/30/2018 1/26/2018 1/30/2018 48125LRJ3
PURCHASED PAR VALUE OF JP MORGAN MTN 1.91833% 9/23/19 /PERSHING
LLC/250,000 PAR VALUE AT 100.686 %250,000.0000 1.006860 - - - (251,715.00) 251,715.00 - -
1/30/2018 1/30/2018 532457BF4 RECEIVED ACCRUED INTEREST ON SALE OF ELI LILLY CO 1.950% 3/15/19 0.0000 0.000000 - - - 3,839.06 - - -
1/30/2018 1/26/2018 1/30/2018 532457BF4
SOLD PAR VALUE OF ELI LILLY CO 1.950% 3/15/19 /GOLDMAN SACHS & CO.
LLC/XOTC 525,000 PAR VALUE AT 99.758 %-525,000.0000 0.997580 - - - 523,729.50 (526,909.50) (3,180.00) -
1/30/2018 532457BF4
AMORTIZED PREMIUM ON ELI LILLY CO 1.950% 3/15/19 CURRENT YEAR
AMORTIZATION 0.0000 0.000000 - - - - (133.93) - -
1/30/2018 1/30/2018 650119AE0
RECEIVED ACCRUED INTEREST ON SALE OF NEW YORK UNIVERSITY 1.315%
7/01/18 0.0000 0.000000 - - - 127.12 - - -
1/30/2018 1/26/2018 1/30/2018 650119AE0
SOLD PAR VALUE OF NEW YORK UNIVERSITY 1.315% 7/01/18 /BARCLAYS
CAPITAL INC. FIXED IN/120,000 PAR VALUE AT 99.776 %-120,000.0000 0.997760 - - - 119,731.20 (120,000.00) - (268.80)
1/30/2018 1/30/2018 91159HHQ6
PAID ACCRUED INTEREST ON PURCHASE OF US BANCORP MTN 2.0048%
1/24/22 0.0000 0.000000 - - - (198.44) - - -
1/30/2018 1/26/2018 1/30/2018 91159HHQ6
PURCHASED PAR VALUE OF US BANCORP MTN 2.0048% 1/24/22 /US BANCORP
INVESTMENTS INC./500,000 PAR VALUE AT 100.939 %500,000.0000 1.009390 - - - (504,695.00) 504,695.00 - -
1/30/2018 1/30/2018 912828P95 RECEIVED ACCRUED INTEREST ON SALE OF U S TREASURY NT 1.000% 3/15/19 0.0000 0.000000 - - - 3,784.53 - - -
1/30/2018 1/30/2018 1/30/2018 912828P95
SOLD PAR VALUE OF U S TREASURY NT 1.000% 3/15/19 /CITIGROUP GLOBAL
MARKETS INC./XOTC 1,000,000 PAR VALUE AT 98.9375 %-1,000,000.0000 0.989375 - - - 989,375.00 (1,000,773.81) - (11,398.81)
1/30/2018 912828P95
AMORTIZED PREMIUM ON U S TREASURY NT 1.000% 3/15/19 CURRENT YEAR
AMORTIZATION 0.0000 0.000000 - - - - (149.29) - -
1/31/2018 1/31/2018 1/31/2018 31846V203 SOLD UNITS OF FIRST AM GOVT OB FD CL Y -16,719.5700 1.000000 - - - 16,719.57 (16,719.57) - -
1/31/2018 1/31/2018 9128282X7 RECEIVED ACCRUED INTEREST ON SALE OF U S TREASURY NT 1.375% 9/30/19 0.0000 0.000000 - - - 17,470.05 - - -
1/31/2018 1/30/2018 1/31/2018 9128282X7
SOLD PAR VALUE OF U S TREASURY NT 1.375% 9/30/19 /CITIGROUP GLOBAL
MARKETS INC./XOTC 3,760,000 PAR VALUE AT 98.864139 %-3,760,000.0000 0.988641 - - - 3,717,291.63 (3,754,252.91) (36,961.28) -
1/31/2018 1/30/2018 1/31/2018 9128283S7
PURCHASED PAR VALUE OF U S TREASURY NT 2.000% 1/31/20 /CITIGROUP
GLOBAL MARKETS INC./3,760,000 PAR VALUE AT 99.7734375 %3,760,000.0000 0.997734 - - - (3,751,481.25) 3,751,481.25 - -
2/1/2018 3133EHTJ2
INTEREST EARNED ON F F C B DEB 1.63775% 8/01/22 $1 PV ON 230000.0000
SHARES DUE 2/1/2018 0.0000 0.000000 - - - 324.37 - - -
2/1/2018 2/1/2018 2/1/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 5,108.9000 1.000000 - - - (5,108.90) 5,108.90 - -
2/1/2018 31846V203
INTEREST EARNED ON FIRST AM GOVT OB FD CL Y UNIT ON 0.0000 SHARES DUE
1/31/2018 INTEREST FROM 1/1/18 TO 1/31/18 0.0000 0.000000 - - - 616.41 - - -
2/1/2018 79770GGM2
INTEREST EARNED ON SAN FRANCISCO CITY 2.000% 8/01/20 $1 PV ON
300000.0000 SHARES DUE 2/1/2018 0.0000 0.000000 - - - 1,016.67 - - -
2/1/2018 798170AB2
INTEREST EARNED ON SAN JOSE CA 2.098% 8/01/19 $1 PV ON 320000.0000
SHARES DUE 2/1/2018 0.0000 0.000000 - - - 745.96 - - -
2/1/2018 798170AC0
INTEREST EARNED ON SAN JOSE CA REDEV 2.259% 8/01/20 $1 PV ON
190000.0000 SHARES DUE 2/1/2018 0.0000 0.000000 - - - 476.90 - - -
2/1/2018 882723UC1
AMORTIZED PREMIUM ON TEXAS ST REF WTR 2.036% 8/01/20 CURRENT YEAR
AMORTIZATION 0.0000 0.000000 - - - - (44.55) - -
2/1/2018 882723UC1
INTEREST EARNED ON TEXAS ST REF WTR 2.036% 8/01/20 $1 PV ON
250000.0000 SHARES DUE 2/1/2018 0.0000 0.000000 - - - 2,545.00 - - -
2/2/2018 3135G0N33
INTEREST EARNED ON F N M A 0.875% 8/02/19 $1 PV ON 530000.0000
SHARES DUE 2/2/2018 0.0000 0.000000 - - - 2,318.75 - - - 42
Page 29 of 32
Account Number: 001050990415 Name: RIVERSIDE COUNTY TRANS COMM
Transaction
Date Trade Date
Settlement
Date CUSIP Description Units Price Commissions SEC Fees
Miscellaneous
Fees Net Cash Amount
Federal Tax Cost
Amount
Short Term
Gain/Loss
Amount
Long Term
Gain/Loss
Amount
Payden & Rygel Operating Portfolio Transaction Report
Quarter ended March 31, 2018
2/2/2018 2/2/2018 2/2/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 2,935.1600 1.000000 - - - (2,935.16) 2,935.16 - -
2/6/2018 3133EHXH1
INTEREST EARNED ON F F C B 1.635% 9/06/22 $1 PV ON 260000.0000
SHARES DUE 2/6/2018 0.0000 0.000000 - - - 366.06 - - -
2/6/2018 2/6/2018 2/6/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 4,991.0600 1.000000 - - - (4,991.06) 4,991.06 - -
2/6/2018 594918BV5
INTEREST EARNED ON MICROSOFT CORP 1.850% 2/06/20 $1 PV ON
500000.0000 SHARES DUE 2/6/2018 0.0000 0.000000 - - - 4,625.00 - - -
2/9/2018 2/8/2018 2/9/2018 3130ADN32
PURCHASED PAR VALUE OF F H L B DEB 2.125% 2/11/20 /WELLS FARGO
SECURITIES, LLC/800,000 PAR VALUE AT 99.817 %800,000.0000 0.998170 - - - (798,536.00) 798,536.00 - -
2/9/2018 2/9/2018 2/9/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 226,391.8900 1.000000 - - - (226,391.89) 226,391.89 - -
2/9/2018 2/9/2018 9128282X7 RECEIVED ACCRUED INTEREST ON SALE OF U S TREASURY NT 1.375% 9/30/19 0.0000 0.000000 - - - 1,495.88 - - -
2/9/2018 2/8/2018 2/9/2018 9128282X7
SOLD PAR VALUE OF U S TREASURY NT 1.375% 9/30/19 /CITIGROUP GLOBAL
MARKETS INC./XOTC 300,000 PAR VALUE AT 98.819978 %-300,000.0000 0.988200 - - - 296,459.93 (299,541.46) (3,081.53) -
2/9/2018 2/9/2018 912828WL0 RECEIVED ACCRUED INTEREST ON SALE OF U S TREASURY NT 1.500% 5/31/19 0.0000 0.000000 - - - 2,135.85 - - -
2/9/2018 2/8/2018 2/9/2018 912828WL0
SOLD PAR VALUE OF U S TREASURY NT 1.500% 5/31/19 /CITIGROUP GLOBAL
MARKETS INC./XOTC 730,000 PAR VALUE AT 99.292634 %-730,000.0000 0.992926 - - - 724,836.23 (725,523.05) (686.82) -
2/12/2018 3133EH2J1
INTEREST EARNED ON F F C B 1.56375% 12/11/20 $1 PV ON 510000.0000
SHARES DUE 2/11/2018 0.0000 0.000000 - - - 686.75 - - -
2/12/2018 2/12/2018 2/12/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 686.7500 1.000000 - - - (686.75) 686.75 - -
2/13/2018 3133EHRD7
INTEREST EARNED ON F F C B DEB 1.63945% 7/13/22 $1 PV ON 310000.0000
SHARES DUE 2/13/2018 0.0000 0.000000 - - - 437.64 - - -
2/13/2018 2/13/2018 2/13/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 437.6400 1.000000 - - - (437.64) 437.64 - -
2/15/2018 02582JHG8
INTEREST EARNED ON AMERICAN EXPRESS 1.640% 12/15/21 $1 PV ON
420000.0000 SHARES DUE 2/15/2018 0.0000 0.000000 - - - 574.00 - - -
2/15/2018 084664CK5
INTEREST EARNED ON BERKSHIRE HATHAWAY 1.300% 8/15/19 $1 PV ON
160000.0000 SHARES DUE 2/15/2018 0.0000 0.000000 - - - 1,040.00 - - -
2/15/2018 161571HC1
AMORTIZED PREMIUM ON CHASE ISSUANCE TRUST 1.370% 6/15/21 CURRENT
YEAR AMORTIZATION 0.0000 0.000000 - - - - (9.07) - -
2/15/2018 161571HC1
INTEREST EARNED ON CHASE ISSUANCE TRUST 1.370% 6/15/21 $1 PV ON
750000.0000 SHARES DUE 2/15/2018 0.0000 0.000000 - - - 856.25 - - -
2/15/2018 17275RAE2
AMORTIZED PREMIUM ON CISCO SYSTEMS INC 4.950% 2/15/19 CURRENT YEAR
AMORTIZATION 0.0000 0.000000 - - - - (1,424.39) - -
2/15/2018 17275RAE2
INTEREST EARNED ON CISCO SYSTEMS INC 4.950% 2/15/19 $1 PV ON
360000.0000 SHARES DUE 2/15/2018 0.0000 0.000000 - - - 8,910.00 - - -
2/15/2018 3137EAEH8
INTEREST EARNED ON F H L M C 1.375% 8/15/19 $1 PV ON 510000.0000
SHARES DUE 2/15/2018 0.0000 0.000000 - - - 4,012.71 - - -
2/15/2018 2/15/2018 2/15/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 2,817.8300 1.000000 - - - (2,817.83) 2,817.83 - -
2/15/2018 2/15/2018 2/15/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 31,063.0300 1.000000 - - - (31,063.03) 31,063.03 - -
2/15/2018 47787XAC1
INTEREST EARNED ON JOHN DEERE OWNER 1.780% 4/15/21 $1 PV ON 459.8300
SHARES DUE 2/15/2018 $0.00148/PV ON 310,000.00 PV DUE 2/15/18 0.0000 0.000000 - - - 459.83 - - -
2/15/2018 58769DAD2
INTEREST EARNED ON MERCEDES BENZ AUTO 1.790% 4/15/20 $1 PV ON
551.9200 SHARES DUE 2/15/2018 $0.00149/PV ON 370,000.00 PV DUE 2/15/18 0.0000 0.000000 - - - 551.92 - - -
2/15/2018 649791EV8
AMORTIZED PREMIUM ON NEW YORK ST SER B 3.600% 2/15/19 CURRENT YEAR
AMORTIZATION 0.0000 0.000000 - - - - (573.30) - -
2/15/2018 649791EV8
INTEREST EARNED ON NEW YORK ST SER B 3.600% 2/15/19 $1 PV ON
250000.0000 SHARES DUE 2/15/2018 0.0000 0.000000 - - - 4,500.00 - - -
2/15/2018 65479BAD2
INTEREST EARNED ON NISSAN AUTO LEASE 2.050% 9/15/20 $1 PV ON 375.8300
SHARES DUE 2/15/2018 $0.00171/PV ON 220,000.00 PV DUE 2/15/18 0.0000 0.000000 - - - 375.83 - - -
2/15/2018 80284TAF2
INTEREST EARNED ON SANTANDER DRIVE 1.770% 9/15/20 $1 PV ON 162.2500
SHARES DUE 2/15/2018 $0.00148/PV ON 110,000.00 PV DUE 2/15/18 0.0000 0.000000 - - - 162.25 - - -
2/15/2018 89190BAD0
INTEREST EARNED ON TOYOTA AUTO 1.760% 7/15/21 $1 PV ON 762.6700
SHARES DUE 2/15/2018 $0.00147/PV ON 520,000.00 PV DUE 2/15/18 0.0000 0.000000 - - - 762.67 - - -
2/15/2018 89238MAD0
INTEREST EARNED ON TOYOTA AUTO 1.730% 2/16/21 $1 PV ON 542.0700
SHARES DUE 2/15/2018 $0.00144/PV ON 376,000.00 PV DUE 2/15/18 0.0000 0.000000 - - - 542.07 - - -
2/15/2018 90290AAC1
INTEREST EARNED ON USAA AUTO OWNER 1.700% 5/17/21 $1 PV ON 198.3300
SHARES DUE 2/15/2018 $0.00142/PV ON 140,000.00 PV DUE 2/15/18 0.0000 0.000000 - - - 198.33 - - -
2/15/2018 9128282Q2
INTEREST EARNED ON U S TREASURY NT 1.500% 8/15/20 $1 PV ON
1458000.0000 SHARES DUE 2/15/2018 0.0000 0.000000 - - - 10,935.00 - - -
2/16/2018 2/15/2018 2/16/2018 3137EAEL9
PURCHASED PAR VALUE OF F H L M C M T N 2.375% 2/16/21 /WELLS FARGO
SECURITIES, LLC/510,000 PAR VALUE AT 99.736 %510,000.0000 0.997360 - - - (508,653.60) 508,653.60 - -
2/16/2018 2/16/2018 2/16/2018 31846V203 SOLD UNITS OF FIRST AM GOVT OB FD CL Y -115,813.8200 1.000000 - - - 115,813.82 (115,813.82) - -
2/16/2018 2/16/2018 9128282V1 RECEIVED ACCRUED INTEREST ON SALE OF U S TREASURY NT 1.375% 9/15/20 0.0000 0.000000 - - - 2,339.78 - - -
2/16/2018 2/15/2018 2/16/2018 9128282V1
SOLD PAR VALUE OF U S TREASURY NT 1.375% 9/15/20 /RBS SECURITIES
INC./400,000 PAR VALUE AT 97.625 %-400,000.0000 0.976250 - - - 390,500.00 (397,610.50) (7,110.50) -
2/20/2018 05584PAD9
INTEREST EARNED ON BMW VEHICLE LEASE 2.070% 10/20/20 $1 PV ON 172.5000
SHARES DUE 2/20/2018 $0.00173/PV ON 100,000.00 PV DUE 2/20/18 0.0000 0.000000 - - - 172.50 - - -
2/20/2018 2/20/2018 2/20/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 9,798.7500 1.000000 - - - (9,798.75) 9,798.75 - -
2/20/2018 2/20/2018 2/20/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 223.7500 1.000000 - - - (223.75) 223.75 - -
2/20/2018 43814PAC4
INTEREST EARNED ON HONDA AUTO 1.790% 9/20/21 $1 PV ON 223.7500
SHARES DUE 2/18/2018 $0.00149/PV ON 150,000.00 PV DUE 2/18/18 0.0000 0.000000 - - - 223.75 - - -
2/20/2018 857477AS2
AMORTIZED PREMIUM ON STATE STREET CORP 2.550% 8/18/20 CURRENT YEAR
AMORTIZATION 0.0000 0.000000 - - - - (351.91) - -
2/20/2018 857477AS2
INTEREST EARNED ON STATE STREET CORP 2.550% 8/18/20 $1 PV ON
755000.0000 SHARES DUE 2/18/2018 0.0000 0.000000 - - - 9,626.25 - - - 43
Page 30 of 32
Account Number: 001050990415 Name: RIVERSIDE COUNTY TRANS COMM
Transaction
Date Trade Date
Settlement
Date CUSIP Description Units Price Commissions SEC Fees
Miscellaneous
Fees Net Cash Amount
Federal Tax Cost
Amount
Short Term
Gain/Loss
Amount
Long Term
Gain/Loss
Amount
Payden & Rygel Operating Portfolio Transaction Report
Quarter ended March 31, 2018
2/23/2018 037833BS8
INTEREST EARNED ON APPLE INC 2.250% 2/23/21 $1 PV ON 500000.0000
SHARES DUE 2/23/2018 0.0000 0.000000 - - - 5,625.00 - - -
2/23/2018 2/23/2018 2/23/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 5,625.0000 1.000000 - - - (5,625.00) 5,625.00 - -
2/26/2018
TRUST FEES COLLECTED CHARGED FOR PERIOD 01/01/2018 THRU 01/31/2018
COLLECTED BY DISBURSEMENT 0.0000 0.000000 - - - (528.81) - - -
2/26/2018 05582QAD9
INTEREST EARNED ON BMW VEHICLE OWNER 1.160% 11/25/20 $1 PV ON
439.8300 SHARES DUE 2/25/2018 $0.00097/PV ON 455,000.00 PV DUE 2/25/18 0.0000 0.000000 - - - 439.83 - - -
2/26/2018 3133EHRZ8
INTEREST EARNED ON F F C B 1.56135% 6/25/20 $1 PV ON 510000.0000
SHARES DUE 2/25/2018 0.0000 0.000000 - - - 685.69 - - -
2/26/2018 3133EHVR1
INTEREST EARNED ON F F C B DEB 1.57014% 8/24/20 $1 PV ON 130000.0000
SHARES DUE 2/24/2018 0.0000 0.000000 - - - 175.77 - - -
2/26/2018 3135G0J53
INTEREST EARNED ON F N M A DEB 1.000% 2/26/19 $1 PV ON 500000.0000
SHARES DUE 2/26/2018 0.0000 0.000000 - - - 2,500.00 - - -
2/26/2018 2/25/2018 2/26/2018 3136AMTM1 PAID DOWN PAR VALUE OF F N M A GTD REMIC 1.186% 9/25/18 -14,380.0400 0.000000 - - - 14,380.04 (14,376.36) - 3.68
2/26/2018 3136AMTM1
INTEREST EARNED ON F N M A GTD REMIC 1.186% 9/25/18 $1 PV ON 178.4900
SHARES DUE 2/25/2018 $0.00147/PV ON 121,572.82 PV DUE 2/25/18 0.0000 0.000000 - - - 178.49 - - -
2/26/2018 2/25/2018 2/26/2018 3137BNN26 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 1.780% 7/25/19 -96.3900 0.010375 - - - 96.39 (96.81) - (0.42)
2/26/2018 3137BNN26
AMORTIZED PREMIUM ON F H L M C MLTCL MTG 1.780% 7/25/19 CURRENT YEAR
AMORTIZATION 0.0000 0.000000 - - - - (14.90) - -
2/26/2018 3137BNN26
INTEREST EARNED ON F H L M C MLTCL MTG 1.780% 7/25/19 $1 PV ON 84.5300
SHARES DUE 2/25/2018 $0.00148/PV ON 56,986.24 PV DUE 2/25/18 0.0000 0.000000 - - - 84.53 - - -
2/26/2018 2/25/2018 2/26/2018 3137BPCF4 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 1.376% 10/25/20 -743.7900 0.000000 - - - 743.79 (743.78) - 0.01
2/26/2018 3137BPCF4
INTEREST EARNED ON F H L M C MLTCL MTG 1.376% 10/25/20 $1 PV ON 219.3900
SHARES DUE 2/25/2018 $0.00115/PV ON 191,330.51 PV DUE 2/25/18 0.0000 0.000000 - - - 219.39 - - -
2/26/2018 2/26/2018 2/26/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 17,831.0100 1.000000 - - - (17,831.01) 17,831.01 - -
2/26/2018 2/26/2018 2/26/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 1,144.1000 1.000000 - - - (1,144.10) 1,144.10 - -
2/28/2018 3135G0P49
INTEREST EARNED ON F N M A 1.000% 8/28/19 $1 PV ON 510000.0000
SHARES DUE 2/28/2018 0.0000 0.000000 - - - 2,550.00 - - -
2/28/2018 3135G0T29
INTEREST EARNED ON F N M A DEB 1.500% 2/28/20 $1 PV ON 300000.0000
SHARES DUE 2/28/2018 0.0000 0.000000 - - - 2,250.00 - - -
2/28/2018 2/28/2018 2/28/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 21,543.7500 1.000000 - - - (21,543.75) 21,543.75 - -
2/28/2018 9128282T6
INTEREST EARNED ON U S TREASURY NT 1.250% 8/31/19 $1 PV ON
2679000.0000 SHARES DUE 2/28/2018 0.0000 0.000000 - - - 16,743.75 - - -
3/1/2018 13063BFS6
AMORTIZED PREMIUM ON CALIFORNIA ST BUILD 6.650% 3/01/22 CURRENT YEAR
AMORTIZATION 0.0000 0.000000 - - - - (2,527.23) - -
3/1/2018 13063BFS6
INTEREST EARNED ON CALIFORNIA ST BUILD 6.650% 3/01/22 $1 PV ON
425000.0000 SHARES DUE 3/1/2018 0.0000 0.000000 - - - 14,131.25 - - -
3/1/2018 30231GAV4
INTEREST EARNED ON EXXON MOBIL 2.222% 3/01/21 $1 PV ON 500000.0000
SHARES DUE 3/1/2018 0.0000 0.000000 - - - 5,555.00 - - -
3/1/2018 3133EHTJ2
INTEREST EARNED ON F F C B DEB 1.6447% 8/01/22 $1 PV ON 230000.0000
SHARES DUE 3/1/2018 0.0000 0.000000 - - - 294.22 - - -
3/1/2018 31846V203
INTEREST EARNED ON FIRST AM GOVT OB FD CL Y UNIT ON 0.0000 SHARES DUE
2/28/2018 INTEREST FROM 2/1/18 TO 2/28/18 0.0000 0.000000 - - - 218.45 - - -
3/1/2018 3/1/2018 3/1/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 30,499.2200 1.000000 - - - (30,499.22) 30,499.22 - -
3/1/2018 54465AGK2
INTEREST EARNED ON LOS ANGELES CA 1.125% 9/01/19 $1 PV ON
270000.0000 SHARES DUE 3/1/2018 0.0000 0.000000 - - - 1,518.75 - - -
3/1/2018 649791EJ5
AMORTIZED PREMIUM ON NEW YORK ST REF SER 3.600% 9/01/19 CURRENT
YEAR AMORTIZATION 0.0000 0.000000 - - - - (1,585.15) - -
3/1/2018 649791EJ5
INTEREST EARNED ON NEW YORK ST REF SER 3.600% 9/01/19 $1 PV ON
500000.0000 SHARES DUE 3/1/2018 0.0000 0.000000 - - - 9,000.00 - - -
3/2/2018 3/2/2018 3/2/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 218.4500 1.000000 - - - (218.45) 218.45 - -
3/5/2018 166764AU4
INTEREST EARNED ON CHEVRON CORP 2.0398% 3/03/22 $1 PV ON
500000.0000 SHARES DUE 3/3/2018 0.0000 0.000000 - - - 2,549.74 - - -
3/5/2018 166764AU4
AMORTIZED PREMIUM ON CHEVRON CORP 2.0398% 3/03/22 CURRENT YEAR
AMORTIZATION 0.0000 0.000000 - - - - (201.25) - -
3/5/2018 3/5/2018 3/5/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 2,549.7400 1.000000 - - - (2,549.74) 2,549.74 - -
3/6/2018 3/6/2018 13063DDD7 RECEIVED ACCRUED INTEREST ON SALE OF CALIFORNIA ST 2.250% 10/01/19 0.0000 0.000000 - - - 2,153.13 - - -
3/6/2018 3/2/2018 3/6/2018 13063DDD7
SOLD PAR VALUE OF CALIFORNIA ST 2.250% 10/01/19 /RAYMOND
JAMES/FI/265,000 PAR VALUE AT 99.92 %-265,000.0000 0.999200 - - - 264,788.00 (266,127.99) (1,339.99) -
3/6/2018 13063DDD7
AMORTIZED PREMIUM ON CALIFORNIA ST 2.250% 10/01/19 CURRENT YEAR
AMORTIZATION 0.0000 0.000000 - - - - (125.84) - -
3/6/2018 3133EHXH1
INTEREST EARNED ON F F C B 1.65957% 9/06/22 $1 PV ON 260000.0000
SHARES DUE 3/6/2018 0.0000 0.000000 - - - 335.60 - - -
3/6/2018 3/6/2018 3/6/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 4,856.9300 1.000000 - - - (4,856.93) 4,856.93 - -
3/6/2018 3/6/2018 9128283Y4 PAID ACCRUED INTEREST ON PURCHASE OF U S TREASURY NT 2.250% 2/29/20 0.0000 0.000000 - - - (97.21) - - -
3/6/2018 3/2/2018 3/6/2018 9128283Y4
PURCHASED PAR VALUE OF U S TREASURY NT 2.250% 2/29/20 /BMO CAPITAL
MARKETS CORP/BONDS/265,000 PAR VALUE AT 100.00781132 %265,000.0000 1.000078 - - - (265,020.70) 265,020.70 - -
3/6/2018 94988J5J2
AMORTIZED PREMIUM ON WELLS FARGO MTN 2.15849% 12/06/19 CURRENT
YEAR AMORTIZATION 0.0000 0.000000 - - - - (410.71) - -
3/6/2018 94988J5J2
INTEREST EARNED ON WELLS FARGO MTN 2.15849% 12/06/19 $1 PV ON
500000.0000 SHARES DUE 3/6/2018 0.0000 0.000000 - - - 2,698.11 - - -
3/7/2018 3/7/2018 3/7/2018 31846V203 SOLD UNITS OF FIRST AM GOVT OB FD CL Y -32,675.0700 1.000000 - - - 32,675.07 (32,675.07) - -
3/7/2018 3/7/2018 797669XU7
RECEIVED ACCRUED INTEREST ON SALE OF SAN FRANCISCO CA 2.387%
7/01/21 0.0000 0.000000 - - - 549.01 - - - 44
Page 31 of 32
Account Number: 001050990415 Name: RIVERSIDE COUNTY TRANS COMM
Transaction
Date Trade Date
Settlement
Date CUSIP Description Units Price Commissions SEC Fees
Miscellaneous
Fees Net Cash Amount
Federal Tax Cost
Amount
Short Term
Gain/Loss
Amount
Long Term
Gain/Loss
Amount
Payden & Rygel Operating Portfolio Transaction Report
Quarter ended March 31, 2018
3/7/2018 3/5/2018 3/7/2018 797669XU7
SOLD PAR VALUE OF SAN FRANCISCO CA 2.387% 7/01/21 /MESIROW FINANCIAL
INC/120,000 PAR VALUE AT 99.325 %-120,000.0000 0.993250 - - - 119,190.00 (120,000.00) (810.00) -
3/7/2018 3/7/2018 857477AS2
PAID ACCRUED INTEREST ON PURCHASE OF STATE STREET CORP 2.550%
8/18/20 0.0000 0.000000 - - - (44.41) - - -
3/7/2018 3/5/2018 3/7/2018 857477AS2
PURCHASED PAR VALUE OF STATE STREET CORP 2.550% 8/18/20 /UBS
SECURITIES LLC/33,000 PAR VALUE AT 99.314 %33,000.0000 0.993140 - - - (32,773.62) 32,773.62 - -
3/7/2018 3/7/2018 9128283X6 PAID ACCRUED INTEREST ON PURCHASE OF U S TREASURY NT 2.250% 2/15/21 0.0000 0.000000 - - - (149.17) - - -
3/7/2018 3/5/2018 3/7/2018 9128283X6
PURCHASED PAR VALUE OF U S TREASURY NT 2.250% 2/15/21 /RBS
SECURITIES INC./120,000 PAR VALUE AT 99.53906667 %120,000.0000 0.995391 - - - (119,446.88) 119,446.88 - -
3/12/2018 3133EH2J1
INTEREST EARNED ON F F C B 1.59077% 12/11/20 $1 PV ON 510000.0000
SHARES DUE 3/11/2018 0.0000 0.000000 - - - 631.01 - - -
3/12/2018 3/12/2018 3/12/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 249,432.7900 1.000000 - - - (249,432.79) 249,432.79 - -
3/12/2018 3/12/2018 3/12/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 631.0100 1.000000 - - - (631.01) 631.01 - -
3/12/2018 3/12/2018 91412GS71 RECEIVED ACCRUED INTEREST ON SALE OF UNIVERSITY OF CA 1.610% 5/15/19 0.0000 0.000000 - - - 130.81 - - -
3/12/2018 3/8/2018 3/12/2018 91412GS71
SOLD PAR VALUE OF UNIVERSITY OF CA 1.610% 5/15/19 /UBS FINANCIAL
SERVICES INC./25,000 PAR VALUE AT 99.285 %-25,000.0000 0.992850 - - - 24,821.25 (25,000.00) (178.75) -
3/12/2018 3/12/2018 91412GSB2
RECEIVED ACCRUED INTEREST ON SALE OF UNIV CALIFORNIA CA 1.796%
7/01/19 0.0000 0.000000 - - - 796.98 - - -
3/12/2018 3/8/2018 3/12/2018 91412GSB2
SOLD PAR VALUE OF UNIV CALIFORNIA CA 1.796% 7/01/19 /UBS FINANCIAL
SERVICES INC./225,000 PAR VALUE AT 99.415 %-225,000.0000 0.994150 - - - 223,683.75 (225,621.47) (1,937.72) -
3/12/2018 91412GSB2
AMORTIZED PREMIUM ON UNIV CALIFORNIA CA 1.796% 7/01/19 CURRENT YEAR
AMORTIZATION 0.0000 0.000000 - - - - (94.83) - -
3/13/2018 3133EHRD7
INTEREST EARNED ON F F C B DEB 1.6632% 7/13/22 $1 PV ON 310000.0000
SHARES DUE 3/13/2018 0.0000 0.000000 - - - 401.02 - - -
3/13/2018 3/13/2018 3/13/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 401.0200 1.000000 - - - (401.02) 401.02 - -
3/14/2018 3137BNN26
PAR VALUE OF F H L M C MLTCL MTG 1.780% 7/25/19 ADJUSTED BY 96.3900
NOTIONAL 96.3900 0.000000 - - - - - - -
3/14/2018 3137BNN26
BOOK VALUE OF F H L M C MLTCL MTG 1.780% 7/25/19 ADJUSTED BY 96.81
NOTIONAL 0.0000 0.000000 - - - - - - -
3/14/2018 3137BNN26
FED BASIS OF F H L M C MLTCL MTG 1.780% 7/25/19 ADJUSTED BY 96.81
NOTIONAL 0.0000 0.000000 - - - - 96.81 - -
3/14/2018 3137BNN26
STATE COST OF F H L M C MLTCL MTG 1.780% 7/25/19 ADJUSTED BY 96.81
NOTIONAL 0.0000 0.000000 - - - - - - -
3/15/2018 02582JHG8
INTEREST EARNED ON AMERICAN EXPRESS 1.640% 12/15/21 $1 PV ON
420000.0000 SHARES DUE 3/15/2018 0.0000 0.000000 - - - 574.00 - - -
3/15/2018 053015AD5
INTEREST EARNED ON AUTOMATIC DATA 2.250% 9/15/20 $1 PV ON
450000.0000 SHARES DUE 3/15/2018 0.0000 0.000000 - - - 5,062.50 - - -
3/15/2018 053015AD5
AMORTIZED PREMIUM ON AUTOMATIC DATA 2.250% 9/15/20 CURRENT YEAR
AMORTIZATION 0.0000 0.000000 - - - - (411.26) - -
3/15/2018 084670BQ0
INTEREST EARNED ON BERKSHIRE HATHAWAY 2.200% 3/15/21 $1 PV ON
471000.0000 SHARES DUE 3/15/2018 0.0000 0.000000 - - - 5,181.00 - - -
3/15/2018 161571HC1
INTEREST EARNED ON CHASE ISSUANCE TRUST 1.370% 6/15/21 $1 PV ON
750000.0000 SHARES DUE 3/15/2018 0.0000 0.000000 - - - 856.25 - - -
3/15/2018 161571HC1
AMORTIZED PREMIUM ON CHASE ISSUANCE TRUST 1.370% 6/15/21 CURRENT
YEAR AMORTIZATION 0.0000 0.000000 - - - - (6.98) - -
3/15/2018 3/15/2018 3/15/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 1,890.0800 1.000000 - - - (1,890.08) 1,890.08 - -
3/15/2018 3/15/2018 3/15/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 20,138.2400 1.000000 - - - (20,138.24) 20,138.24 - -
3/15/2018 47787XAC1
INTEREST EARNED ON JOHN DEERE OWNER 1.780% 4/15/21 $1 PV ON
310000.0000 SHARES DUE 3/15/2018 0.0000 0.000000 - - - 459.83 - - -
3/15/2018 58769DAD2
INTEREST EARNED ON MERCEDES BENZ AUTO 1.790% 4/15/20 $1 PV ON
551.9200 SHARES DUE 3/15/2018 $0.00149/PV ON 370,000.00 PV DUE 3/15/18 0.0000 0.000000 - - - 551.92 - - -
3/15/2018 65479BAD2
INTEREST EARNED ON NISSAN AUTO LEASE 2.050% 9/15/20 $1 PV ON 375.8300
SHARES DUE 3/15/2018 $0.00171/PV ON 220,000.00 PV DUE 3/15/18 0.0000 0.000000 - - - 375.83 - - -
3/15/2018 80284TAF2
INTEREST EARNED ON SANTANDER DRIVE 1.770% 9/15/20 $1 PV ON 162.2500
SHARES DUE 3/15/2018 $0.00148/PV ON 110,000.00 PV DUE 3/15/18 0.0000 0.000000 - - - 162.25 - - -
3/15/2018 89190BAD0
INTEREST EARNED ON TOYOTA AUTO 1.760% 7/15/21 $1 PV ON 762.6700
SHARES DUE 3/15/2018 $0.00147/PV ON 520,000.00 PV DUE 3/15/18 0.0000 0.000000 - - - 762.67 - - -
3/15/2018 89238MAD0
INTEREST EARNED ON TOYOTA AUTO 1.730% 2/16/21 $1 PV ON 542.0700
SHARES DUE 3/15/2018 $0.00144/PV ON 376,000.00 PV DUE 3/15/18 0.0000 0.000000 - - - 542.07 - - -
3/15/2018 90290AAC1
INTEREST EARNED ON USAA AUTO OWNER 1.700% 5/17/21 $1 PV ON
140000.0000 SHARES DUE 3/15/2018 0.0000 0.000000 - - - 198.33 - - -
3/15/2018 912828P95
INTEREST EARNED ON U S TREASURY NT 1.000% 3/15/19 $1 PV ON
1500000.0000 SHARES DUE 3/15/2018 0.0000 0.000000 - - - 7,500.00 - - -
3/15/2018 912828P95
AMORTIZED PREMIUM ON U S TREASURY NT 1.000% 3/15/19 CURRENT YEAR
AMORTIZATION 0.0000 0.000000 - - - - (142.31) - -
3/16/2018 3/15/2018 3/16/2018 3130ADUJ9
PURCHASED PAR VALUE OF F H L B DEB 2.375% 3/30/20 /CITIGROUP
GLOBAL MARKETS INC./930,000 PAR VALUE AT 99.982 %930,000.0000 0.999820 - - - (929,832.60) 929,832.60 - -
3/16/2018 3/16/2018 3/16/2018 31846V203 SOLD UNITS OF FIRST AM GOVT OB FD CL Y -1,914.5200 1.000000 - - - 1,914.52 (1,914.52) - -
3/16/2018 3/15/2018 3/16/2018 9128283S7
SOLD PAR VALUE OF U S TREASURY NT 2.000% 1/31/20 /RBS SECURITIES
INC./930,000 PAR VALUE AT 99.511718 %-930,000.0000 0.995117 - - - 925,458.98 (927,892.97) (2,433.99) -
3/16/2018 3/16/2018 9128283S7 RECEIVED ACCRUED INTEREST ON SALE OF U S TREASURY NT 2.000% 1/31/20 0.0000 0.000000 - - - 2,260.77 - - -
3/19/2018 3130AAXX1
INTEREST EARNED ON F H L B DEB 1.375% 3/18/19 $1 PV ON 520000.0000
SHARES DUE 3/18/2018 0.0000 0.000000 - - - 3,575.00 - - - 45
Page 32 of 32
Account Number: 001050990415 Name: RIVERSIDE COUNTY TRANS COMM
Transaction
Date Trade Date
Settlement
Date CUSIP Description Units Price Commissions SEC Fees
Miscellaneous
Fees Net Cash Amount
Federal Tax Cost
Amount
Short Term
Gain/Loss
Amount
Long Term
Gain/Loss
Amount
Payden & Rygel Operating Portfolio Transaction Report
Quarter ended March 31, 2018
3/19/2018 3/19/2018 3/19/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 3,575.0000 1.000000 - - - (3,575.00) 3,575.00 - -
3/19/2018 3/19/2018 3/19/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 223.7500 1.000000 - - - (223.75) 223.75 - -
3/19/2018 43814PAC4
INTEREST EARNED ON HONDA AUTO 1.790% 9/20/21 $1 PV ON 223.7500
SHARES DUE 3/18/2018 $0.00149/PV ON 150,000.00 PV DUE 3/18/18 0.0000 0.000000 - - - 223.75 - - -
3/20/2018 05584PAD9
INTEREST EARNED ON BMW VEHICLE LEASE 2.070% 10/20/20 $1 PV ON 172.5000
SHARES DUE 3/20/2018 $0.00173/PV ON 100,000.00 PV DUE 3/20/18 0.0000 0.000000 - - - 172.50 - - -
3/20/2018 17275RBG6
INTEREST EARNED ON CISCO SYSTEMS INC 1.400% 9/20/19 $1 PV ON
40000.0000 SHARES DUE 3/20/2018 0.0000 0.000000 - - - 280.00 - - -
3/20/2018 3/20/2018 3/20/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 452.5000 1.000000 - - - (452.50) 452.50 - -
3/22/2018 3137BNN26
PAR VALUE OF F H L M C MLTCL MTG 1.780% 7/25/19 ADJUSTED BY -96.3900
ADJUSTMENT TO BRING INTO BALANCE -96.3900 0.000000 - - - - - - -
3/22/2018 3137BNN26
BOOK VALUE OF F H L M C MLTCL MTG 1.780% 7/25/19 ADJUSTED BY -96.81
ADJUSTMENT TO BRING INTO BALANCE 0.0000 0.000000 - - - - - - -
3/22/2018 3137BNN26
FED BASIS OF F H L M C MLTCL MTG 1.780% 7/25/19 ADJUSTED BY -96.81
ADJUSTMENT TO BRING INTO BALANCE 0.0000 0.000000 - - - - (96.81) - -
3/22/2018 3137BNN26
STATE COST OF F H L M C MLTCL MTG 1.780% 7/25/19 ADJUSTED BY -96.81
ADJUSTMENT TO BRING INTO BALANCE 0.0000 0.000000 - - - - - - -
3/23/2018 3/23/2018 3/23/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 4,571.4300 1.000000 - - - (4,571.43) 4,571.43 - -
3/23/2018 48125LRJ3
INTEREST EARNED ON JP MORGAN MTN 2.26464% 9/23/19 $1 PV ON
845000.0000 SHARES DUE 3/23/2018 0.0000 0.000000 - - - 4,571.43 - - -
3/23/2018 48125LRJ3
AMORTIZED PREMIUM ON JP MORGAN MTN 2.26464% 9/23/19 CURRENT YEAR
AMORTIZATION 0.0000 0.000000 - - - - (679.93) - -
3/26/2018
TRUST FEES COLLECTED CHARGED FOR PERIOD 02/01/2018 THRU 02/28/2018
COLLECTED BY DISBURSEMENT 0.0000 0.000000 - - - (528.70) - - -
3/26/2018 05582QAD9
INTEREST EARNED ON BMW VEHICLE OWNER 1.160% 11/25/20 $1 PV ON
439.8300 SHARES DUE 3/25/2018 $0.00097/PV ON 455,000.00 PV DUE 3/25/18 0.0000 0.000000 - - - 439.83 - - -
3/26/2018 3133EHRZ8
INTEREST EARNED ON F F C B DEB 1.6207% 6/25/20 $1 PV ON 510000.0000
SHARES DUE 3/25/2018 0.0000 0.000000 - - - 642.88 - - -
3/26/2018 3133EHVR1
INTEREST EARNED ON F F C B DEB 1.6307% 8/24/20 $1 PV ON 130000.0000
SHARES DUE 3/24/2018 0.0000 0.000000 - - - 164.88 - - -
3/26/2018 3136AMTM1
INTEREST EARNED ON F N M A GTD REMIC 1.186% 9/25/18 $1 PV ON 147.3600
SHARES DUE 3/25/2018 $0.00137/PV ON 107,192.78 PV DUE 3/25/18 0.0000 0.000000 - - - 147.36 - - -
3/26/2018 3/25/2018 3/26/2018 3136AMTM1 PAID DOWN PAR VALUE OF F N M A GTD REMIC 1.186% 9/25/18 -46,614.2000 0.000000 - - - 46,614.20 (46,602.25) - 11.95
3/26/2018 3137BNN26
INTEREST EARNED ON F H L M C MLTCL MTG 1.780% 7/25/19 $1 PV ON 84.3900
SHARES DUE 3/25/2018 $0.00148/PV ON 56,889.85 PV DUE 3/25/18 0.0000 0.000000 - - - 84.39 - - -
3/26/2018 3137BNN26
AMORTIZED PREMIUM ON F H L M C MLTCL MTG 1.780% 7/25/19 CURRENT YEAR
AMORTIZATION 0.0000 0.000000 - - - - (13.43) - -
3/26/2018 3/25/2018 3/26/2018 3137BNN26 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 1.780% 7/25/19 -2,052.7100 0.000000 - - - 2,052.71 (2,061.14) - (8.43)
3/26/2018 3137BPCF4
INTEREST EARNED ON F H L M C MLTCL MTG 1.376% 10/25/20 $1 PV ON 218.5400
SHARES DUE 3/25/2018 $0.00115/PV ON 190,586.72 PV DUE 3/25/18 0.0000 0.000000 - - - 218.54 - - -
3/26/2018 3/25/2018 3/26/2018 3137BPCF4 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 1.376% 10/25/20 -955.3600 0.000000 - - - 955.36 (955.35) - 0.01
3/26/2018 3/26/2018 3/26/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 50,791.4500 1.000000 - - - (50,791.45) 50,791.45 - -
3/27/2018 3130ABMP8
INTEREST EARNED ON F H L B DEB 1.515% 6/27/19 $1 PV ON 770000.0000
SHARES DUE 3/27/2018 0.0000 0.000000 - - - 2,916.38 - - -
3/27/2018 3/27/2018 3/27/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 2,916.3800 1.000000 - - - (2,916.38) 2,916.38 - -
3/28/2018 3130ACE26
INTEREST EARNED ON F H L B 1.375% 9/28/20 $1 PV ON 360000.0000
SHARES DUE 3/28/2018 0.0000 0.000000 - - - 2,475.00 - - -
3/28/2018 3/28/2018 3/28/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 2,475.0000 1.000000 - - - (2,475.00) 2,475.00 - -
3/29/2018 3/29/2018 3/29/2018 31846V203 SOLD UNITS OF FIRST AM GOVT OB FD CL Y -500,868.5700 1.000000 - - - 500,868.57 (500,868.57) - -
3/29/2018 3/28/2018 3/29/2018 9128283T5
PURCHASED PAR VALUE OF U S TREASURY NT 1.435% 1/31/20 /BARCLAYS
CAPITAL INC. FIXED IN/500,000 PAR VALUE AT 99.917052 %500,000.0000 0.999171 - - - (499,585.26) 499,585.26 - -
3/29/2018 3/29/2018 9128283T5 PAID ACCRUED INTEREST ON PURCHASE OF U S TREASURY NT 1.435% 1/31/20 0.0000 0.000000 - - - (1,283.31) - - -
Total - - - (0.00) 131,997.81 (74,696.36) (13,449.21)
46
Logan Circle Partners, L.P. n 25 Deforest Avenue
Summit, NJ 07901 n 908-376-0550
SHORT DURATION FIXED INCOME
April 23, 2018
Riverside County
Transportation Commission
ATTACHMENT 17
47
LCP Employees LCP Institutional Clients
1 Based on unaudited estimates and are subject to change. Fee paying assets under management as of 12/31/17.
FIRM HIGHLIGHTS
81 Employees
(as of 3/31/2018)
Portfolio Management 10
Research 20
Trading 13
Risk Management / Portfolio Analytics 4
Client Services 13
Legal / Compliance 5
Administration / Operations 16
Logan Circle Partners, L.P. (“Logan Circle” or “LCP”) is
a MetLife, Inc. company and is part of MetLife
Investment Management, MetLife Inc.’s Institutional
Investment Management Business.
We are dedicated solely to the institutional
marketplace and have $38.5 billion1 in total assets
under management.
The senior members of our Investment team have
worked together on fixed income portfolios for 20
years.
Suite of fixed income investment strategies includes
broad coverage of both the risk spectrum (Enhanced
Cash to High Yield) and the term structure (Short-
Term to Long Duration).
Business Structure
MetLife
Insurance Investment
Management (MIM)
Logan Circle Partners
Assets by Client Type1
(Millions as of 12/31/2017)
Corporate $15,718
Sub-Advisory $14,769
Public $3,339
Insurance $1,408
Other $3,222
TOTAL: $38,456
48
��G D P - T h e t a x r e f o r m p a c k a g e s t a n g i b l e b e n e f i t s w i l l r a i s e t h e p a c e o f e c o n o m i c g r o w t h . H o w e v e r , b a s e d o n r e c e n t
w e a k n e s s i n r e t a i l s a l e s , Q 1 G D P i s o n t r a c k t o b e b e l o w o u r e x p e c t e d 2 � t o 3 % r e a l g r o w t h r a t e f o r 2 0 1 8 . G o v e r n m e n t
c o n t r i b u t i o n t o G D P w i l l r i s e d u e t o t h e s i g n i f i c a n t i n c r e a s e i n f e d e r a l s p e n d i n g s l a t e d f o r 2 0 1 8 a n d b e y o n d . I n c e n t i v e s s u c h
a s a c c e l e r a t e d d e p r e c i a t i o n a n d r e p a t r i a t e d c a s h b u i l t i n t o t a x r e f o r m p a c k a g e p o r t e n d a m e a n i n g f u l i n c r e a s e i n b u s i n e s s
f i x e d i n v e s t m e n t . A p i c k u p i n w a g e g r o w t h w i l l h e l p s u s t a i n t h e s t r e n g t h i n c o n s u m e r s p e n d i n g , a k e y d r i v e r o f g r o w t h .
��B u s i n e s s - S o l i d c o r p o r a t e f u n d a m e n t a l s f u r t h e r s u p p o r t e d b y t a x r e f o r m a n d r e g u l a t o r y r o l l b a c k . S p e c i f i c a l l y , i n t e r e s t
c o v e r a g e a s w e l l a s r e v e n u e a n d e a r n i n g s g r o w t h a r e n e a r c y c l e h i g h s , a l t h o u g h n o n - f i n a n c i a l i s s u e r s d e b t a n d l e v e r a g e
m e t r i c s r e m a i n e l e v a t e d a t t h i s l a t e s t a g e o f t h e c r e d i t c y c l e . I m p o s i t i o n o f t a r i f f s c o u l d s p a r k a t r a d e w a r w h i c h w o u l d h a v e
n e g a t i v e i m p l i c a t i o n s f o r m u l t i n a t i o n a l s , s u p p o r t i n g o u r b i a s t o w a r d s U . S . - c e n t r i c s e c t o r s s u c h a s f i n a n c i a l s , t e l e c o m , e n e r g y
a n d u t i l i t i e s . T a x - d r i v e n r e p a t r i a t i o n - r e l a t e d f l o w s h a v e d i s p r o p o r t i o n a t e l y i m p a c t e d c o r p o r a t e b o n d v a l u a t i o n s a t t h e f r o n t e n d
o f t h e m a t u r i t y s p e c t r u m .
��C o n s u m e r - C o n s u m e r s p e n d i n g c o n t i n u e s t o b e s u p p o r t e d b y a s t r o n g l a b o r m a r k e t a n d p o s i t i v e w e a l t h e f f e c t s . B e n e f i t s o f
h i g h e r t a k e - h o m e p a y f r o m t a x c u t s a n d r i s i n g w a g e s w i l l b o o s t c o n s u m p t i o n i n c o m i n g q u a r t e r s . R e c e n t w e a k n e s s i n r e t a i l
s a l e s a t o d d s w i t h c o n s u m e r c o n f i d e n c e m e a s u r e s b u t s h o u l d p r o v e t r a n s i t o r y . L o w s a v i n g s r a t e a n d e l e v a t e d h o u s e h o l d d e b t
b e a r w a t c h i n g o v e r t h e m e d i u m t e r m , a s a c o n t i n u a t i o n o f t h e s e t r e n d s w o u l d c r e a t e h e a d w i n d s t o f u t u r e g r o w t h .
��E m p l o y m e n t - F u r t h e r i n c r e a s e i n l a b o r f o r c e p a r t i c i p a t i o n c o u l d l i m i t d e c l i n e i n u n e m p l o y m e n t r a t e . T i g h t l a b o r m a r k e t s
e x p e c t e d t o t r a n s l a t e i n t o h i g h e r w a g e s g i v e n t h e s h a l l o w p o o l o f q u a l i f i e d w o r k e r s . A v e r a g e h o u r l y e a r n i n g s g r o w t h h a s b e e n
t e m p e r e d r e c e n t l y b y n e w e r l a b o r f o r c e e n t r a n t s a t t h e l o w e r e n d o f t h e w a g e s c a l e . T h e s e a s o n a l l y - a d j u s t e d U . S . Q u i t s R a t e
r e m a i n s n e a r p o s t - r e c e s s i o n h i g h s , i n d i c a t i v e o f e m p l o y e e c o n f i d e n c e i n f i n d i n g a n o t h e r j o b , a f u r t h e r s i g n o f l a b o r m a r k e t
s t r e n g t h .
��I n f l a t i o n - I n f l a t i o n r e a d i n g s t o m o v e h i g h e r a s b a s e l i n e e f f e c t s s u c h a s w i r e l e s s p l a n a n d p r e s c r i p t i o n d r u g c o s t s n o r m a l i z e .
H e a l t h c a r e s e r v i c e c o s t s , t h e s e c o n d - l a r g e s t c a t e g o r y i n C o r e C P I , e x p e c t e d t o t r e n d h i g h e r f r o m c u r r e n t l e v e l s a s p h y s i c i a n
s e r v i c e s a n d h e a l t h i n s u r a n c e e x p e n s e s r i s e . T i g h t l a b o r m a r k e t a n d i n c r e a s e d c o r p o r a t e o p t i m i s m a r e e x p e c t e d t o p u t
u p w a r d p r e s s u r e o n w a g e s , w h i c h w i l l f e e d i n t o s e r v i c e i n f l a t i o n m e a s u r e s . E x t e n s i o n o f O P E C a g r e e m e n t t o l i m i t o i l s u p p l y
t h r o u g h y e a r - e n d 2 0 1 8 s h o u l d s u p p o r t e n e r g y p r i c e s a n d , i n t u r n , h i g h e r h e a d l i n e i n f l a t i o n . R e c e n t l y i m p o s e d t a r i f f s a n d
p r o s p e c t s f o r m o r e a g g r e s s i v e s t a n c e o n t r a d e h a v e t h e p o t e n t i a l t o l i f t i n f l a t i o n o v e r t h e s h o r t r u n .
��U . S . M o n e t a r y &