HomeMy Public PortalAbout09 September 14, 2016 CommissionCOMM-COMM-00060
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River51de County TraRyoriation Cnrnlnission
MEETING AGENDA
TIME/DATE: 9:30 a.m. / Wednesday, September 14, 2016
LOCATION:
BOARD ROOM
County of Riverside Administrative Center
4080 Lemon Street, First Floor, Riverside
drW, COMMISSIONERS eet
Chair — Scott Matas
Vice Chair — John F. Tavaglione
Second Vice Chair — Dana Reed
Kevin Jeffries, County of Riverside
John F. Tavaglione, County of Riverside
Chuck Washington, County of Riverside
John J. Benoit, County of Riverside
Marion Ashley, County of Riverside
Deborah Franklin / Art Welch, City of Banning
Lloyd White / Mike Lara, City of Beaumont
Joseph DeConinck / Tim Wade, City of Blythe
Ella Zanowic / Joyce McIntire, City of Calimesa
Dawn Haggerty / Jordan Ehrenkranz, City of Canyon Lake
Greg Pettis / Shelley Kaplan, City of Cathedral City
Steven Hernandez / To Be Appointed, City of Coachella
Karen Spiegel / Randy Fox, City of Corona
Scott Matas / Russell Betts, City of Desert Hot Springs
Adam Rush / Clint Lorimore, City of Eastvale
Linda Krupa / Paul Raver, City of Hemet
Dana Reed / Douglas Hanson, City of Indian Wells
Michael Wilson / Glenn Miller, City of Indio
Frank Johnston / Brian Berkson, City of Jurupa Valley
Robert Radi / To Be Appointed, City of La Quinta
Bob Magee / Natasha Johnson, City of Lake Elsinore
Scott Mann / John Denver, City of Menifee
Yxstian Gutierrez / Jesse Molina, City of Moreno Valley
Rick Gibbs / Jonathan Ingram, City of Murrieta
Berwin Hanna / Ted Hoffman, City of Norco
Jan Harnik / Susan Marie Weber, City of Palm Desert
Ginny Foat / Geoffrey Kors, City of Palm Springs
Daryl Busch / Rita Rogers, City of Perris
Ted Weill / To Be Appointed, City of Rancho Mirage
Rusty Bailey / Andy Melendrez, City of Riverside
Andrew Kotyuk / Crystal Ruiz, City of San Jacinto
Michael S. Naggar / Michael McCracken, City of Temecula
Ben Benoit / Timothy Walker, City of Wildomar
John Bulinski, Director, Governor's Appointee Caltrans District 8
Comments are welcomed by the Commission. If you wish to provide comments to the Commission,
please complete and submit a Speaker Card to the Clerk of the Board.
Riverside County Transportation Commission
TO: Riverside County Transportation Commission
FROM: Jennifer Harmon, Clerk of the Board
DATE: September 7, 2016
SUBJECT: Possible Conflicts of Interest — Riverside County Transportation Commission
Agenda of September 14, 2016
The September 14, 2016 agenda of the Riverside County Transportation Commission includes
items that may raise possible conflicts of interest. A Commissioner may not participate in any
discussion or action concerning a contract or amendment if a campaign contribution of more
than $250 is received in the past 12 months or 3 months following the conclusion from any
entity or individual listed.
Aaenda Item No. 7N — Amendment to Transportation Uniform Mitigation Fee Regional Arterial
Agreement for the Railroad Cannon Road at Interstate 15 Interchange Project in the City of Lake
Elsinore
Consultant(s): SC Engineering
Reyes S. Chavez, President
16096 Chiwi Road
Apple Valley, CA 92307
Agenda Item No. 70 — Agreement with Jacobs Project Management Company for Construction
Management Services for the Construction of the Pachappa Underpass Project
Consultant(s): Jacobs Project Management Co.
Peter Magallanes, Vice President
3257 E. Gausti Road, Suite 120
Ontario, CA 91761
Aaenda Item No. 7P — List of Pre -Qualified Firms and Agreements for On -Call Geotechnical
Investigation —Laboratory and Field Testing of Materials Services
Consultant(s): Converse Consultants
Hashmi Quazi, Principal -in -Charge
10391 Corporate Drive
Redlands, CA 92374
RCTC Potential Conflicts of Interest
September 7, 2016
Page 2
Leighton Consulting, Inc.
Thomas Benson, Jr., President & CEO
17781 Cowan
Irvine, CA 92614
Ninyo & Moore Geotechnical & Environmental Sciences Consultants
Kurt Yoshii, Principal Engineer
11650 Mission Park Drive, Suite 101
Rancho Cucamonga, CA 91730
Agenda Item No. 7Q — Agreement for Security Guard Services at Commission -Owned Commuter
Rail Stations and Control Center
Consultant(s):
Allied Universal Security Services
Roger Langner, Vice President
2900 Adams Street, Suite C-10A
Riverside, CA 92504
Agenda Item No. 7R — Agreements for Freeway Service Patrol Tow Truck Services
Consultant(s):
Pepe's Towing Service, Inc.
Manny Acosta, Treasurer
2000 W. Key Street
Colton, CA 92324
E & S Towing Enterprises, Inc., DBA Steve's Towing
Miguel Leyva, President
5527 28th Street
Riverside, CA 92509
Agenda Item No. 8 — Termination of Swap and Refunding of 2009 Series A Sales Tax Revenue
Bonds
Consultant(s):
Fieldman, Rolapp & Associates, Inc.
Anna V. Sarabian, Principal
Daniel L. Wiles, Principal & General Counsel
19900 MacArthur Blvd., Suite 1100
Irvine, CA 92612
Norton Rose Fulbright US LLP
Victor Hsu, Partner
555 S. Flower Street, 41st Floor
Los Angeles, CA 90071
Orrick, Herrington & Sutcliffe LLP
Mary A. Collins, Partner
405 Howard Street
San Francisco, CA 94105
Tara Byerly
From: Tara Byerly
Sent: Thursday, September 08, 2016 8:59 AM
To: Tara Byerly
Cc: Jennifer Harmon
Subject: RCTC: September Commission Agenda - 09.14.2016
Importance: High
Good morning Commissioners:
The September Agenda for the Commission meeting scheduled for Wednesday, September 14, 2016 @ 9:30 a.m. is
available. Please copy the link:
http://www.rctc.org/uploads/media items/september-14-2016.original.pdf
rl
Conflict of Conflict of
Interest Form.pdf Interest Memo,p,..
Also, attached for your review and information is the conflict of interest memo and form. Please let me know if you
have any questions. Thank you.
Respectfully,
Zara S. (Byerfy
Deputy Clerk of the Board
Riverside County Transportation Commission
4080 Lemon Street, 3rd Floor
Riverside, CA 92501
(951) 787-7141
1
Tara Byerly
From: Tara Byerly
Sent: Thursday, September 08, 2016 9:06 AM
To: Tara Byerly
Subject: RCTC: September Commission Agenda - 09.14.2016
Importance: High
Good morning Commission Alternate:
The September Agenda for the Commission meeting scheduled for Wednesday, September 14, 2016 @ 9:30 a.m. is
available. Please copy the link:
http://www.rctc.org/uploads/media items/september-14-2016.original.pdf
Respectfully,
Tara S. yerCy
Deputy Clerk of the Board
Riverside County Transportation Commission
4080 Lemon Street, 3rd Floor
Riverside, CA 92501
(951) 787-7141
1
RIVERSIDE COUNTY TRANSPORTATION COMMISSION
www.rctc.org
AGENDA*
*Actions may be taken on any item listed on the agenda
9:30 a.m.
Wednesday, September 14, 2016
BOARD ROOM
County of Riverside Administrative Center
4080 Lemon Street, First Floor, Riverside, CA
In compliance with the Brown Act and Government Code Section 54957.5, agenda materials distributed 72 hours
prior to the meeting, which are public records relating to open session agenda items, will be available for
inspection by members of the public prior to the meeting at the Commission office, 4080 Lemon Street, Third
Floor, Riverside, CA, and on the Commission's website, www.rctc.org.
In compliance with the Americans with Disabilities Act, Government Code Section 54954.2, and the Federal
Transit Administration Title VI, please contact the Clerk of the Board at (951) 787-7141 if special assistance is
needed to participate in a Commission meeting, including accessibility and translation services. Assistance is
provided free of charge. Notification of at least 48 hours prior to the meeting time will assist staff in assuring
reasonable arrangements can be made to provide assistance at the meeting.
1. CALL TO ORDER
2. PLEDGE OF ALLEGIANCE
3. ROLL CALL
4. PUBLIC COMMENTS — Each individual speaker is limited to speak three (3) continuous minutes or less.
The Commission may, either at the direction of the Chair or by majority vote of the Commission, waive
this three minute time limitation. Depending on the number of items on the Agenda and the number of
speakers, the Chair may, at his/her discretion, reduce the time of each speaker to two (2) continuous
minutes. In addition, the maximum time for public comment for any individual item or topic is thirty (30)
minutes. Also, the Commission may terminate public comments if such comments become repetitious.
Speakers may not yield their time to others without the consent of the Chair. Any written documents to
be distributed or presented to the Commission shall be submitted to the Clerk of the Board. This policy
applies to Public Comments and comments on Agenda Items.
Under the Brown Act, the Commission should not take action on or discuss matters raised during public
comment portion of the agenda that are not listed on the agenda. Commission members may refer such
matters to staff for factual information or to be placed on the subsequent agenda for consideration.
5. APPROVAL OF MINUTES — JUNE 8 AND JULY 13, 2016
Riverside County Transportation Commission Agenda
September 14, 2016
Page 2
6. ADDITIONS / REVISIONS — The Commission may add an item to the Agenda after making a
finding that there is a need to take immediate action on the item and that the item came to the
attention of the Commission subsequent to the posting of the agenda. An action adding an item
to the agenda requires 2/3 vote of the Commission. If there are less than 2/3 of the Commission
members present, adding an item to the agenda requires a unanimous vote. Added items will
be placed for discussion at the end of the agenda.
7. CONSENT CALENDAR —All matters on the Consent Calendar will be approved in a single motion
unless a Commissioner(s) requests separate action on specific item(s). Items pulled from the
Consent Calendar will be placed for discussion at the end of the agenda.
7A. QUARTERLY FINANCIAL STATEMENTS
Page 1
Overview
This item is for the Commission to receive and file the Quarterly Financial Statements
for the period ended June 30, 2016.
7B. SINGLE SIGNATURE AUTHORITY REPORT
Overview
This item is for the Commission to receive and file the Single Signature Authority report
for the fourth quarter ended June 30, 2016.
7C. QUARTERLY SALES TAX ANALYSIS
Overview
This item is for the Commission to receive and file the sales tax analysis for Quarter 1,
2016 (1Q 2016).
7D. QUARTERLY INVESTMENT REPORT
Overview
This item is for the Commission to receive and file the Quarterly Investment Report for
the quarter ended June 30, 2016.
Page 8
Page 11
Page 20
Riverside County Transportation Commission Agenda
September 14, 2016
Page 3
7E. FISCAL YEAR 2014/15 TRANSPORTATION DEVELOPMENT ACT AND MEASURE A AUDIT
RESULTS
Overview
This item is for the Commission to receive and file the Transportation Development Act
(TDA) and Measure A audit results report for Fiscal Year 2014/15.
Page 82
7F. TOLL FACILITY AGREEMENT WITH CALTRANS FOR INTERSTATE 15 EXPRESS LANES IN
RIVERSIDE COUNTY
Overview
This item is for the Commission to:
Page 90
1) Approve Agreement No. 17-31-002-00 with Caltrans for Interstate 15 Express
Lanes in Riverside County allowing the Commission to operate toll lanes for
50 years;
2) Authorize the Chair or Executive Director, pursuant to legal counsel review, to
execute the agreement on behalf of the Commission; and
3) Authorize the Executive Director, or designee, to authorize non -funding
changes as may be required for the project.
7G. ESTABLISHING THE RCTC OPERATIONS CENTER FOR TOLL OPERATIONS
Overview
This item is for the Commission to:
Page 131
1) Authorize staff to establish an integrated toll operations office — the RCTC
Operations Center (ROC);
2) Authorize staff to pursue the purchase of an existing office building to serve as
the ROC and return to the Commission with a purchase and sale agreement
recommendation for future consideration; and
3) Authorize staff to pursue the lease of an existing office building to serve as the
ROC should a purchase of an existing office building not be possible or advisable
to meet the Commission's near -term requirements.
Riverside County Transportation Commission Agenda
September 14, 2016
Page 4
7H. REQUEST FOR ADDITIONAL FUNDS FOR THE CAJALCO ROAD WIDENING PROJECT
Page 135
Overview
This item is for the Commission to approve an additional $3 million of
2009 Measure A Western County New Corridors and/or federal Surface Transportation
Program (STP) funds to cover costs associated with an expanded environmental
document for the county of Riverside's (County) Cajalco Road widening project.
71. CITY OF TEMECULA REQUEST TO REPROGRAM FUNDING FROM
INTERSTATE 15/FRENCH VALLEY PARKWAY PHASE 1 TO PHASE 2
Overview
This item is for the Commission to:
Page 139
1) Approve reprogramming the balance of Transportation Uniform Mitigation Fee
(TUMF) Community Environmental Transportation Accountability Program
(CETAP) funds for the Interstate 15/French Valley Parkway interchange
improvement project from Phase 1 to Phase 2 in the amount of $1,472,509;
2) Approve Agreement No. 11-72-036-01, Amendment No. 1 to Agreement
No. 11-72-036-00, with the city of Temecula (Temecula) for the I-15/French
Valley Parkway interchange improvement Phase 1 project to reflect the
decrease in funding of $1,472,509;
3) Approve Agreement No. 17-73-007-00 with Temecula for the I-15/French Valley
Parkway interchange improvement Phase 2 project funding in an amount not to
exceed $1,472,509; and
4) Authorize the Chair or Executive Director, pursuant to legal counsel review, to
execute the agreements.
7J. CONSTRUCTION FUNDING REQUEST FOR INTERSTATE 215/SCOTT ROAD
INTERCHANGE
Overview
This item is for the Commission to:
Page 160
1) Approve $8 million in federal Surface Transportation Program (STP) funds for
the Interstate 215/Scott Road interchange improvement project; and
2) Direct staff to amend the Federal Transportation Improvement Program (FTIP)
and Regional Transportation Plan (RTP) to update the project description and
funding for Phase I and Phase II improvements.
Riverside County Transportation Commission Agenda
September 14, 2016
Page 5
7K. 2016 EARMARK REPURPOSING OF FEDERAL FUNDS UPDATE
Overview
This item is for the Commission to:
Page164
1) Receive and file a report on the status of the 2016 Earmark Repurposing of
Federal Funds; and
2) Approve the replacement of the earmark balance for the State Route
60/Potrero Boulevard interchange with federal funds, in the amount of
$1,439,840, at such time when the project is deemed by Caltrans to be ready to
list.
7L. FISCAL YEAR 2016/17 ANNUAL LOCAL TRANSPORTATION FUND PLANNING
ALLOCATIONS TO WESTERN RIVERSIDE COUNCIL OF GOVERNMENTS AND COACHELLA
VALLEY ASSOCIATION OF GOVERNMENTS
Page167
Overview
This item is for the Commission to approve an allocation of Local Transportation Fund
(LTF) planning funds in the amount of $701,250 for Western Riverside Council of
Governments (WRCOG) and $382,500 for the Coachella Valley Association of
Governments (CVAG) for efforts identified in each agency's Fiscal Year 2016/17 LTF
Program Objectives/Work Plan (Work Plan) that supports transportation planning
programs, and functions consistent with regional and subregional plans, programs and
requirements.
7M. AMENDMENT TO AGREEMENT WITH JACOBS PROJECT MANAGEMENT CO. FOR
CONSTRUCTION MANAGEMENT SERVICES FOR THE INTERSTATE 215 CENTRAL
WIDENING PROJECT FROM SCOTT ROAD TO NUEVO ROAD IN THE CITY OF PERRIS
Page 176
Overview
This item is for the Commission to:
1) Approve Agreement No. 12-31-034-07, Amendment No. 7 to Agreement No.
12-31-034-00, with Jacobs Project Management Co. (Jacobs) to fund the cost of
extended construction management, inspection, and testing services for the
Interstate 215 Central widening project in the amount of $441,328, plus a
contingency amount of $44,000, for an additional amount of $485,328, and a
total amount not to exceed $14,690,339;
2) Authorize the Chair or Executive Director, pursuant to legal counsel review, to
execute the agreement on behalf of the Commission;
3) Authorize the Executive Director or designee to approve the use of the
contingency amount as may be required for the project;
Riverside County Transportation Commission Agenda
September 14, 2016
Page 6
4) Approve reprogramming up to $500,000 of State Transportation Improvement
Program (STIP) Regional Improvement Program (RIP) funds from construction
capital to construction support;
5) Authorize the Executive Director, pursuant to legal counsel review, to execute
Agreement No. 12-31-078-03, Amendment No. 3 to Agreement No. 12-31-078-
00, with Caltrans to transfer up to $500,000 of STIP-RIP funds from construction
capital to construction support; and
6) Approve an increase of $250,000 in FY 2016/17 budget revenues and
expenditures for construction management services related to the project.
7N. AMENDMENT TO TRANSPORTATION UNIFORM MITIGATION FEE REGIONAL ARTERIAL
AGREEMENT FOR THE INTERSTATE 15/RAILROAD CANYON ROAD INTERCHANGE
PROJECT IN THE CITY OF LAKE ELSINORE
Page 185
Overview
This item is for the Commission to:
1) Approve Agreement No. 10-72-016-05, Amendment No. 5 to Agreement
No. 10-72-016-00, with the city of Lake Elsinore (Lake Elsinore) for the Interstate
15/Railroad Canyon Road interchange project to authorize an additional
$350,000 in Transportation Uniform Mitigation Fee (TUMF) funds to complete
project approval and environmental document (PA&ED) phase for a total
PA&ED phase funding amount of $2,555,000;
2) Approve Agreement No. 11-31-107-05, Amendment No. 5 to Agreement
No. 11-31-107-00, with SC Engineering to complete the PA&ED services
associated with the project in the amount of $230,000, plus an additional
contingency amount of $34,500 for an additional amount of $264,500, and a
total amount not to exceed $1,494,509;
3) Authorize the Chair or Executive Director, pursuant to legal counsel review, to
execute the agreements on behalf of the Commission; and
4) Authorize the Executive Director, or designee, to approve release of
contingency work up to the total authorized amount as may be required for the
project.
Riverside County Transportation Commission Agenda
September 14, 2016
Page 7
70. AGREEMENT WITH JACOBS PROJECT MANAGEMENT COMPANY FOR CONSTRUCTION
MANAGEMENT SERVICES FOR THE CONSTRUCTION OF THE PACHAPPA UNDERPASS
PROJECT
Page196
Overview
This item is for the Commission to:
1) Award Agreement No. 16-31-051-00 to Jacobs Project Management Company
(Jacobs) to provide construction management (CM), materials testing, and
construction surveying services for the Pachappa Underpass project, in the
amount of $1,739,231, plus a contingency amount of $260,769, for a total
amount not to exceed $2 million;
2) Authorize the Chair or Executive Director, pursuant to legal counsel review, to
execute the agreement on behalf of the Commission; and
3) Authorize the Executive Director, or designee, to approve contingency work as
may be required for the project.
7P. LIST OF PRE -QUALIFIED FIRMS AND AGREEMENTS FOR ON -CALL GEOTECHNICAL
INVESTIGATION — LABORATORY AND FIELD TESTING OF MATERIALS SERVICES
Page 277
Overview
This item is for the Commission to:
1) Award the following agreements to provide on -call geotechnical investigation —
laboratory and field testing of materials services for a three-year term with two
one-year options to extend the agreement, in an amount not to exceed an
aggregate value of $500,000;
a) Agreement No. 16-31-078-00 with Converse Consultants (Converse);
b) Agreement No. 16-31-112-00 with Leighton Consulting Inc. (Leighton);
and
c) Agreement No. 16-31-113-00 with Ninyo & Moore Geotechnical and
Environmental Sciences Consultants (Ninyo & Moore)
2) Authorize the Chair or Executive Director, pursuant to legal counsel review, to
execute the agreements, including option years, on behalf of the Commission;
and
3) Authorize the Executive Director, or designee, to execute task orders awarded
to contractors under the terms of the agreements.
Riverside County Transportation Commission Agenda
September 14, 2016
Page 8
7Q. AGREEMENT FOR SECURITY GUARD SERVICES AT COMMISSION -OWNED COMMUTER
RAIL STATIONS AND CONTROL CENTER
Overview
This item is for the Commission to:
Page 327
1) Award Agreement No. 16-24-079-00 to Allied Universal Security Services (Allied
Universal) for the provision of security services and leased golf carts at the
Commission -owned commuter rail stations and control center for a
three-year term, and two two-year options to extend the agreement, in an
amount not to exceed $18,336,000; and
2) Authorize the Chair or Executive Director, pursuant to legal counsel review, to
execute the agreement, including option years, on behalf of the Commission.
7R. AGREEMENTS FOR FREEWAY SERVICE PATROL TOW TRUCK SERVICES
Overview
This item is for the Commission to:
Page 349
1) Award Agreement No. 16-45-082-00 to Pepe's Towing for Freeway Service
Patrol (FSP) tow truck services on State Route 91 Beat No. 4 for a three-year
term, and one two-year option to extend the agreement, in an amount not to
exceed $1,330,000;
2) Award Agreement No. 16-45-083-00 to Pepe's Towing for FSP tow truck services
on SR-60 Beat No. 7 for a three-year term, and one two-year option to extend
the agreement, in an amount not to exceed $1,330,000;
3) Award Agreement No. 16-45-103-00 to Steve's Towing for FSP tow truck
services on the Riverside 91 Express Lanes Beat No. 91-T for a three-year term,
and one two-year option to extend the agreement, in an amount not to exceed
$1,205,000; and
4) Authorize the Chair or Executive Director, pursuant to legal counsel review, to
execute the agreements, including option years, on behalf of the Commission.
8. TERMINATION OF SWAP AND REFUNDING OF 2009 SERIES A SALES TAX REVENUE BONDS
Page 380
Overview
This item is for the Commission to:
1) Receive and file the presentation regarding the termination of the Deutsche Bank (DB)
swap and related issuance of the 2016 Series A Sales Tax Revenue Refunding Bonds
(2016 Refunding Bonds);
Riverside County Transportation Commission Agenda
September 14, 2016
Page 9
2) Approve the termination of the forward interest rate swap with DB in the currently
outstanding notional amount of $63.9 million and at an estimated termination cost of
$10.7 million;
3) Approve the refunding of the 2009 Series A Sales Tax Revenue Variable Rate Demand
Bonds (2009 Bonds), currently outstanding in the amount of $63.9 million and
integrated with the DB swap;
4) Adopt Resolution No. 16-015, "Resolution Authorizing the Issuance and Sale of Not to
Exceed $85,000,000 Aggregate Principal Amount of Riverside County Transportation
Commission Sales Tax Revenue Refunding Bonds (Limited Tax Bonds), the Refunding of
Outstanding Bonds and Commercial Paper, the Execution and Delivery of a Sixth
Supplemental Indenture, a Notice of Sale Pursuant to Which Such Bonds Are to Be Sold,
an Official Statement and a Continuing Disclosure Agreement, the Publication of a
Notice of Intention to Sell, and the Taking of All Other Actions Necessary in Connection
Therewith";
5) Approve the draft Official Statement for the issuance of not to exceed $85 million in
2016 Refunding Bonds and authorize the Executive Director to approve and execute
the printing and distribution of the final Official Statement;
6) Approve the draft Continuing Disclosure Agreement related to the 2016 Refunding
Bonds between the Riverside County Transportation Commission and Digital Assurance
Certification, L.L.C., as dissemination agent, and authorize the Executive Director to
approve and execute the final Continuing Disclosure Agreement;
7) Approve the draft Sixth Supplemental Indenture for the 2016 Refunding Bonds
between the Riverside County Transportation Commission and U.S. Bank National
Association (US Bank), as Trustee, and authorize the Executive Director to approve and
execute the final Sixth Supplemental Indenture;
8) Approve the draft Official Notice of Sale for the 2016 Refunding Bonds and authorize
the Chief Financial Officer to approve and execute the final Official Notice of Sale;
9) Authorize the Chief Financial Officer to receive bids for the 2016 Refunding Bonds and
award such bonds to the highest responsible bidder resulting in the lowest true interest
cost;
10) Approve the estimated costs of issuance of $375,000 to be paid from the bond
proceeds;
11) Award Agreement No. 17-19-006-00 with Riverside Risk Advisors LLC (Riverside Risk)
for specialized swap advisory services related to the termination of the DB swap
through October 31, 2016, in the amount of $11,000, plus a contingency amount of
$4,000, for a total amount not to exceed $15,000;
12) Approve Agreement No. 04-19-029-10, Amendment No. 10 to Agreement No.
04-19-029-00, with Fieldman Rolapp & Associates, Inc. (Fieldman) for financial advisory
services related to the termination of the DB swap and issuance of the 2016 Refunding
Bonds for an additional amount not to exceed $70,000;
13) Approve Agreement No. 05-19-510-11, Amendment No. 11 to Agreement No.
07-31-14-00, with Orrick, Herrington, & Sutcliffe LLP (Orrick) for bond counsel services
related to the termination of the DB swap and issuance of the 2016 Refunding Bonds
for an additional amount of $115,000 and a total amount not to exceed $1,975,000;
Riverside County Transportation Commission Agenda
September 14, 2016
Page 10
14) Approve Agreement No. 09-19-072-10, Amendment No. 10 to Agreement No.
09-19-072-00, with Norton Rose Fulbright US LLP (Norton Rose) for disclosure counsel
services related to the termination of the DB swap and issuance of the 2016 Refunding
Bonds for an additional amount of $57,500 and a total amount not to exceed $637,600;
and
15) Approve the revised Debt Management Policy.
9. RIVERSIDE TRANSIT AGENCY DOWNTOWN RIVERSIDE PERRIS VALLEY LINE SHUTTLE
Overview
This item is for the Commission to:
Page 445
1) In partnership with the Riverside Transit Agency (RTA), establish a new Downtown
Riverside Perris Valley Line (PVL) shuttle service;
2) Approve an increase of $225,000, in the Fiscal Year 2016/17 budgeted federal revenues
and transit operating expenditures for the PVL shuttle service; and
3) Amend the FY 2016/17 Commuter Rail Short Range Transit Plan to add $225,000 in
federal funds and operating cost for the shuttle service.
10. STATE AND FEDERAL LEGISLATIVE UPDATE
Overview
This item is for the Commission to:
1) Receive and file an update on state and federal legislation;
2) Adopt the following bill positions:
a) AB 626 (Chiu and Low) — Oppose;
b) AB 1889 (Mullin) — Support; and
3) Oppose Proposition 53.
11. RECOGNITION OF THE COMMISSION'S 40TH ANNIVERSARY
Overview
This item is for the Commission to receive as an information item.
12. ITEM(S) PULLED FROM CONSENT CALENDAR AGENDA
Page 448
Riverside County Transportation Commission Agenda
September 14, 2016
Page 11
13. COMMISSIONERS / EXECUTIVE DIRECTOR REPORT
Overview
This item provides the opportunity for the Commissioners and the Executive Director to report
on attended meetings/conferences and any other items related to Commission activities.
14. ADJOURNMENT
The next meeting of the Commission is scheduled to be held on Wednesday,
October 12, 2016, Board Room, First Floor, County Administrative Center, 4080 Lemon Street,
Riverside.
RIVERSIDE COUNTY TRANSPORTATION COMMISSION
ROLL CALL
SEPTEMBER 14, 2016
Present Absent
County of Riverside, District I
❑
County of Riverside, District II
County of Riverside, District III
County of Riverside, District IV
County of Riverside, District V
City of Banning
City of Beaumont
City of Blythe
City of Calimesa
❑
City of Canyon Lake
City of Cathedral City
City of Coachella
City of Corona
City of Desert Hot Springs
City of Eastvale
City of Hemet
City of Indian Wells
City of Indio
City of Jurupa Valley
City of La Quinta
City of Lake Elsinore
City of Menifee
City of Moreno Valley
City of Murrieta
City of Norco
City of Palm Desert
City of Palm Springs
City of Perris
City of Rancho Mirage
.2r
City of Riverside
City of San Jacinto
City of Temecula
/0
2r
City of Wildomar
Governor's Appointee, Caltrans District 8
❑
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HOUSING
THE COST OF
NOT HOUSING
TUESDAY, OCTOBER 11, 2r
8:00 a.m. - 2:00 p.m.
L.A. HOTEL
333 S. Figueroa St.
Los Angeles, CA 90071
www.scag.ca.govlhousingsummit
SOUTHERN CALIFORNIA
ASSOCIATION Of
GOVERNMENTS
AGENDA ITEM 5
MINUTES
RIVERSIDE COUNTY TRANSPORTATION COMMISSION
MINUTES
Wednesday, June 8, 2016
1. CALL TO ORDER
The Riverside County Transportation Commission was called to order by
Chair Scott Matas at 9:32 a.m. in the Board Room at the County of Riverside
Administrative Center, 4080 Lemon Street, Riverside, California, 92501.
2. PLEDGE OF ALLEGIANCE
Commissioner Dana Reed led the Commission in a flag salute.
3. ROLL CALL
Commissioners/Alternates Present Commissioners Absent
Marion Ashley Geoffrey Kors
Rusty Bailey Andrew Kotyuk
Ben Benoit Linda Krupa
John J. Benoit Bob Magee
Daryl Busch Scott Matas
Joseph DeConinck Michael Naggar
John Denver Stephen Pusey
Deborah Franklin Robert Radi
Rick Gibbs Dana Reed
Dawn Haggerty Adam Rush
Berwin Hanna Karen Spiegel
Jan Harnik Ted Weill
Steven Hernandez Lloyd White
Kevin Jeffries Michael Wilson
Frank Johnston Ella Zanowic
Yxstian Gutierrez
Greg Pettis
John F. Tavaglione*
Chuck Washington
*Commissioner John Tavaglione assigned his proxy vote to Commissioner John Benoit. A letter was filed
with the Clerk of the Board.
4. PUBLIC COMMENTS
There were no requests to speak from the public.
Riverside County Transportation Commission Minutes
June 8, 2016
Page 2
5. APPROVAL OF MINUTES — MAY 11, 2016
M/S/C (Radi/Johnston) to approve the May 11, 2016 minutes as submitted.
Abstain: Hanna and Kor
6. PUBLIC HEARING — PROPOSED BUDGET FOR FISCAL YEAR 2016/17
Chair Matas announced the continuation of the public hearing opened at the May 11
meeting.
Michele Cisneros, Deputy Director of Finance, presented the proposed Budget for
FY 2016/17 and discussed the following areas:
• Budget adjustments and summary;
• Funding sources and comparison;
• Summary of uses;
• Management services;
• Regional programs;
• Toll operations;
• Capital project development and delivery expenditures/uses;
• Capital projects and operations expenditures and highlights;
• Functional uses breakdown; and
• Measure A management services; and
• Next steps.
At this time, Chair Matas asked if there were any comments from the public.
No comments were received. Chair Matas closed the public hearing.
M/S/C (Gibbs/Spiegel) to:
1) Approve the salary schedule effective July 7, 2016, located in Appendix
B of the proposed budget; and
2) Adopt the proposed Budget for FY 2016/17.
Commissioner Reed commended staff for an excellent and thorough presentation,
noting there were no questions from Commissioners.
Anne Mayer concurred with Commissioner Reed's comment and expressed appreciation
to Michele Cisneros, Theresia Trevino, and staff.
Riverside County Transportation Commission Minutes
June 8, 2016
Page 3
7. ADDITIONS / REVISIONS
There were no additions or revisions to the agenda.
8. CONSENT CALENDAR
Commissioner Karen Spiegel requested Agenda Item 8F, "Riverside 91 Express Lanes
Ordinance for Enforcement of Toll Violations", and Agenda Item 81, "Resolution
No. 16-011 Regarding the Interstate 15 Express Lanes Toll Policy Goals and Toll Policies",
be pulled from the Consent Calendar for further discussion.
M/S/C (Jeffries/Harnik) to approve the following Consent Calendar items.
8A. APPROPRIATIONS LIMIT FOR FISCAL YEAR 2016/17
Adopt Resolution No. 16-013, "Resolution of the Riverside County Transportation
Commission Establishing the Annual Appropriations Limit", for Fiscal Year
2016/17.
88. QUARTERLY FINANCIAL STATEMENTS
Receive and file the Quarterly Financial Statements for the period ended
March 31, 2016.
8C. QUARTERLY INVESTMENT REPORT
Receive and file the Quarterly Investment Report for the quarter ended
March 31, 2016.
8D. QUARTERLY SALES TAX ANALYSIS
Receive and file the sales tax analysis for Quarter 4, 2015 (4Q 2015).
8E. RATIFY EXPENDITURES FOR CONSTRUCTION ZONE ENHANCED ENFORCEMENT
PROGRAM AND OTHER STATE FURNISHED MATERIALS FOR THE STATE ROUTE
91 CORRIDOR IMPROVEMENT PROJECT
1) Ratify the scope of state furnished materials (SFM) defined in the
design -build cooperative Agreement No. 12-31-070-00, as amended,
between the Commission and Caltrans for the State Route 91 Corridor
Improvement Project (SR-91 CIP) to include Construction Zone Enhanced
Riverside County Transportation Commission Minutes
June 8, 2016
Page 4
Enforcement Program (COZEEP) and other SFM in the amount of
$4.3 million, plus a contingency amount of $400,000, for a total amount
not to exceed $4.7 million; and
2) Authorize the Executive Director or designee to approve the use of the
contingency amount as may be required for the project.
8G. SECTION 214 FUNDING AGREEMENT WITH THE ARMY CORPS OF ENGINEERS
FOR INTERSTATE 15 EXPRESS LANES PROJECT
1) Approve Agreement No. 16-31-096-00 between Riverside County
Transportation Commission and U.S. Army Corps of Engineers Los
Angeles District, for Section 214 funding agreement in the amount of
$15,000, plus a contingency amount of $45,000, for a total amount not to
exceed $60,000;
2) Authorize the Chair or Executive Director, pursuant to legal counsel
review, to execute the agreement on behalf of the Commission; and
3) Authorize the Executive Director or designee to approve the use of the
contingency amount as may be required for the project.
8H. AGREEMENT WITH NOSSAMAN LLP FOR ON -CALL STRATEGIC PARTNERSHIP
ADVISOR SERVICES
1) Approve Agreement No. 06-66-028-13, Amendment No. 10 to Agreement
No. 06-66-028-00, with Nossaman LLP (Nossaman) for the on -call
strategic partnership advisor services by extending the contract term to
December 31, 2020, and augmenting the agreement in the amount of
$5.7 million, plus a contingency amount of $300,000, for an additional
amount of $6 million, and a total amount not to exceed $14,352,935;
2) Authorize the Chair or Executive Director, pursuant to legal counsel
review, to execute the agreement on behalf of the Commission; and
3) Authorize the Executive Director or designee to approve the use of the
contingency amount as may be required for the project.
8J. INTERSTATE 15 EXPRESS LANES INVESTMENT GRADE TRAFFIC AND REVENUE
STUDY
Adopt the Interstate 15 Express Lanes Investment Grade Traffic and Revenue
Study.
Riverside County Transportation Commission Minutes
June 8, 2016
Page 5
8K. RESOLUTION NO. 16-010 REGARDING THE 2016 TITLE VI PROGRAM REPORT
UPDATE, INCLUDING THE PUBLIC PARTICIPATION PLAN AND LANGUAGE
ASSISTANCE PLAN
Adopt Resolution No. 16-010, "Resolution of the Riverside County Transportation
Commission Regarding the 2016 Title VI Program Report Update, Including the
Public Participation Plan and Language Assistance Plan", in compliance with
Federal Transit Administration (FTA) requirements.
8L. CLINTON KEITH ROAD EXTENSION — MULTI FUNDING CALL FOR PROJECTS
UTILIZATION OF PROJECT SAVINGS FOR PHASE III
1) Approve the request by the county of Riverside (County) to utilize
$2,717,000 in project savings from the Clinton Keith Road Extension
Phase II project (Phase II) for the Clinton Keith Road Extension Phase III
project (Phase III);
2) Approve Agreement No. 14-72-099-01, Amendment No. 1 to Agreement
No. 14-72-099-00 with the County to reprogram $2,717,000 from Phase II
to Phase III and reduce 2009 Measure A Western County Regional Arterial
(MARA) funding by $214,047; and
3) Authorize the Chair or Executive Director, pursuant to legal counsel
review, to execute the agreement on behalf of the Commission.
8M. SURPLUS OF REAL PROPERTY
1) Declare as surplus the eight real properties, comprised of 10 Assessor's
Parcel Numbers (APN), adjacent to State Route 74, as described in this
agenda item and attached maps;
2) Authorize the Executive Director to notify public agencies and contiguous
land owners for seven of the properties, pursuant to Government Code
54220 et.seq, that the properties are available for purchase; and
3) If no response is received from public agencies and contiguous land
owners, authorize the Executive Director to offer the surplus property for
sale to the public.
8N. FISCAL YEARS 2016/17 — 2018/19 SHORT RANGE TRANSIT PLANS
Approve the Fiscal Years 2016/17 — 2018/19 Short Range Transit Plans (SRTPs)
for the cities of Banning, Beaumont, Corona, and Riverside; Palo Verde Valley
Transit Agency (PVVTA); Riverside Transit Agency (RTA); SunLine Transit Agency
(SunLine); and the Commission's Western Riverside County Rail Program and
Coachella Valley Rail Program.
Riverside County Transportation Commission Minutes
June 8, 2016
Page 6
80. FUNDING AGREEMENT WITH THE CALIFORNIA HIGHWAY PATROL FOR
FREEWAY SERVICE PATROL SUPERVISION
1) Approve Agreement No. 16-45-094-00 with the California Highway Patrol
(CHP) to provide supervision and operation of the Freeway Service Patrol
(FSP) program in Riverside County in an amount not to exceed $793,181;
and
2) Authorize the Chair, or Executive Director, pursuant to legal counsel
review, to execute the agreement on behalf of the Commission.
8P. AMENDMENT TO FREEWAY SERVICE PATROL AGREEMENT
1) Approve Agreement No. 11-45-053-05, Amendment No. 4 to Agreement
No. 11-45-053-00, with Tri-City Towing, Inc. (Tri-City) to provide Freeway
Service Patrol (FSP) services on Beat No. 7 for an additional amount of
$60,000, and a total amount not to exceed $1,110,000; and
2) Authorize the Chair or Executive Director, pursuant to legal counsel
review, to execute the agreement on behalf of the Commission.
8Q. FISCAL YEAR 2016/17 MEASURE A COMMUTER ASSISTANCE BUSPOOL SUBSIDY
FUNDING CONTINUATION REQUESTS
1) Authorize payment of $1,645/month maximum subsidy per buspool for
the period July 1, 2016 to June 30, 2017, to the existing Riverside,
Riverside II, and Mira Loma buspools; and
2) Require subsidy recipients to meet monthly buspool reporting
requirements as supporting documentation to receive payments.
9. PROPOSED METROLINK BUDGET FOR FISCAL YEAR 2016/17
Anne Mayer expressed appreciation to Metrolink staff and Board Members for their
years of support on the Perris Valley Line (PVL) project and most particularly SCRRA's
Chief Executive Officer Art Leahy for his commitment to the safety and needs of the PVL
customers. She then welcomed and introduced Art Leahy to discuss SCRRA's
FY 2016/17 Budget.
Art Leahy expressed appreciation for Ms. Mayer's comments and congratulated the
Commission for the opening of the PVL. He then discussed the following areas
regarding Metrolink:
• Rebuild mode — confront, engage, and solve problems due to past issues with
deferral, avoidance, and finances;
Riverside County Transportation Commission Minutes
June 8, 2016
Page 7
• Ridership for Southern California;
• First in the nation to implement positive train control (PTC);
• Acknowledgements from the Federal Railroad Administration and the National
Transportation Safety Board for PTC;
• Remote ticketing system; and
• Tier 4 locomotive —cleanest diesel, first in the world.
He then introduced Elissa Konove, SCRRA Deputy Chief Executive Officer, to present the
FY 2016/17 SCRRA Budget.
Elissa Konove presented the SCRRA Budget for FY 2016/17, highlighting the following
areas:
• FY 2016/17 SCRRA Budget Priorities;
• Revenue allocation by member agency;
• Increase drivers for FY 2016/17 expense budget to adequately fund the materials
and equipment;
• Expense allocation and subsidy by member agency;
• FY 2016/17 rehabilitation and new capital budget; and
• Timeline — Next steps.
Anne Mayer expressed appreciation for the presentation and stated the information
regarding the significant investment and expenditures for PVL are included in the
Commission's FY 2016/17 Budget. Also, staff wanted to ensure Commissioners
understood some of the specifics of Metrolink's focal points for next year.
At this time, Ms. Konove introduced SCRRA's new Chief Financial Officer Ronnie
Campbell.
M/S/C (Naggar/B. Benoit) to:
1) Adopt the Fiscal Year 2016/17 Southern California Regional Rail
Authority (SCRRA) operating and capital budget, which results in a total
operating and capital subsidy of $19,233,000 from the Commission;
2) Support an amendment to the FY 2016/17 SCRRA operating and capital
budget in an amount not to exceed $6 million for the expansion of the
Riverside Downtown Layover Facility and additional track
improvements on the corridor; and
3) Receive and file a report on the Commission's portion of the FY 2016/17
SCRRA operating and capital budget.
Riverside County Transportation Commission Minutes
June 8, 2016
Page 8
10. STATE LEGISLATIVE UPDATE
Aaron Hake, Government Relations Manager, presented an update on state legislative
activities, highlighting the following areas:
• Appropriations Committee suspense results:
o AB 1780 (Medina) — Held;
o AB 2014 (Melendez) — Held;
o AB 2170 (Frazier) — Pass;
o AB 1742 (Nazarian) Held; and
• May Revise — Governor's transportation funding proposal remains in budget and
new proposal and trailer bill language on federal freight funding for California.
In response to Commissioner Dawn Haggerty's question about the progress on the
geographic equity for distribution of funds between northern and southern California,
Aaron Hake replied it is a concern staff is constantly following. He stated there is the
60/40 split of STIP funds between north and south. Mr. Hake noted it is not always
north and south, occasionally it is inland and coastal. At this point, there is little to
report until the funding proposal details are released.
Commissioner Jan Harnik discussed Southern California Association of Governments
(SCAG) significant concerns regarding cap -and -trade funding.
Commissioner John Benoit discussed the issues with cap -and -trade grant eligibility.
Aaron Hake discussed the potential causes of issues with business purchase credits.
In response to Anne Mayer's clarification about the Trade Corridor Infrastructure Fund
(TCIF) split and how much will come to California from the federal freight program,
Aaron Hake replied about $100 million per year.
Anne Mayer discussed staff's concerns with the Administration's proposed trailer bill,
specifically the proposed 50/50 split. She stated SCAG's Executive Director
Hasan Ikhrata is championing an effort to ensure this region receives its fare share for
funding. Ms. Mayer explained all of the work being undertaken in Sacramento to
advocate for this region is being done in conjunction with the Commission's partners
throughout the region as well as the Self -Help Counties Coalition, and Mobility 21. Staff
will update the Commission as details are received.
At this time Commissioner Naggar left the meeting.
M/S/C (Kotyuk/Spiegel) to receive and file an update on state legislation.
Riverside County Transportation Commission Minutes
June 8, 2016
Page 9
11. ITEM(S) PULLED FROM CONSENT CALENDAR FOR DISCUSSION
At this time, Commissioner Marion Ashley left the meeting.
8F. RIVERSIDE 91 EXPRESS LANES ORDINANCE FOR ENFORCEMENT OF TOLL
VIOLATIONS
In response to Commissioner Spiegel's question if the Commission's ordinance
for the toll violations is consistent with Orange County, Jennifer Crosson replied
the Commission adopted policies that are in line with the current Orange County
Transportation Authority (OCTA) ordinance.
In response to Commissioner Spiegel's clarification the Commission's ordinance
for the Interstate 15 Express Lanes project will be similiar, Jennifer Crosson
concurred.
At Commissioner Spiegel's request to explain how these corridors are in line with
Los Angeles and San Diego corridors, Ms. Crosson described the two -notice
violation process.
M/S/C (J. Benoit/Busch) to:
1) Approve the introduction of and introduce Ordinance No.
16-001, "An Ordinance of the Riverside County Transportation
Commission Establishing Ordinance No. 16-001 Relating to the
Administration of Tolls and the Enforcement of Toll Violations for
the Riverside 91 Express Lanes"; and
2) Approve the toll evasion penalties for a violation of Ordinance
No. 16-001 in the amounts identified in Schedule A of Ordinance
No. 16-001.
81. RESOLUTION NO. 16-011 REGARDING THE INTERSTATE 15 EXPRESS LANES TOLL
POLICY GOALS AND TOLL POLICIES
At this time, Commissioner Ashley rejoined the meeting.
At Commissioner Spiegel's request, Jennifer Crosson discussed the similarities
and difference between the two tolled facilities, including goals, policies, pricing
structure, and the number of ingresses and egresses.
M/S/C (B. Benoit/Spiegel) to adopt Resolution No. 16-011, "Resolution
of the Riverside County Transportation Commission Regarding
Interstate 15 Express Lanes Toll Policy Goals and Toll Policies".
Riverside County Transportation Commission Minutes
June 8, 2016
Page 10
At this time, Commissioner Naggar rejoined the meeting.
12. COMMISSIONERS/EXECUTIVE DIRECTOR'S REPORT
12A. Commissioner Lloyd White discussed the financial situation concerning the city
of Beaumont. He expressed his desire for the city to repair the city's reputation
and rebuild trust with their neighbors and the entire region.
Commissioner J. Benoit commended Commissioner White for discussing this
matter as it is a difficult statement to make and looks forward to the future for
the city of Beaumont.
12B. Commissioner Naggar requested a County I.D. badge to gain access to the
County of Riverside Administrative Center without being searched upon each
entry.
Anne Mayer replied staff will work with the county to obtain I.D. badges for the
Commissioners.
12C. Anne Mayer announced:
• The 91/Perris Valley Line Metrolink service commenced on Monday,
June 6, with a special event on June 1 to introduce the PVL to the public;
• The rating agencies trip to New York on June 6 and 7, providing the rating
agencies with updated information on the Commission's sales tax
program as well as the status of 91 Project; and
• The retirement of Goods Movement Manager Tanya Love. She expressed
the Commission will notice her absence and wish her all the best in her
retirement and thanked her for all of her years of service to the
Commission and the public.
12D. In response to Commissioner Haggerty's question regarding first and last mile for
the PVL, Anne Mayer replied each of the Commission's commuter rail stations
have coordinated links including Riverside Transit Agency buses for local trips,
Commuter Link Express buses for longer commutes, and a UCR shuttle between
the stations and the campus. Staff is also working with the city of Riverside to
implement a bike share program.
Steve DeBaun, legal counsel, pulled Agenda Item No. 13B from the Closed Session agenda.
Riverside County Transportation Commission Minutes
June 8, 2016
Page 11
13A. CONFERENCE WITH REAL PROPERTY NEGOTIATORS
Pursuant to Government Code Section 54956.8
Agency Negotiator: Executive Director or Designee
Property Owner(s): See Below
Item
APN(s)
RCPN
Property Owner(s)
1
305-020-019
1001
State of California Dept. of Transportation
2
305-020-030
1002
Ritchie Brothers Prop Inc.
3
305-050-006
1003
Thuy, Uyen Ngo
4
305-050-029
1005
Franco, Alejandro & Maria G.
5
305-050-035
1006
Cepeda, Marisa
6
305-050-036
1007
Frewing, David W. & Janet L., et.al.
7
305-050-049
1008
State of California Dept. of Transportation
8
305-050-051
1009
Barker Family Trust
9
305-050-055
1010
Barker Family Trust
10
305-050-057
1011
State of California Dept. of Transportation
11
305-060-010
1012
Kim, Chang Z. & Young H., Grant S.
12
305-060-021
1015
Thompson, Victor C.
13
305-060-023
1016
Thompson, Victor C.
14
305-060-025
1017
Thompson, Victor C.
15
305-060-030
1018
State of California Dept. of Transportation
16
305-060-035
1019
Coudures Family Ltd. Partnership
17
305-090-040
1020
Buchko, William S. & John C.
18
305-090-045
1021
Beckner, Mary
19
305-090-046
1022
State of California Dept. of Transportation
20
305-090-055
1023
Coudures Family Ltd. Partnership
21
317-230-034
1024
Ritchie Brothers Prop Inc.
22
317-240-032
1025
Oakmont Perris Harvil Street
23
317-240-034
1026
State of California Dept. of Transportation
24
317-260-029
1027
State of California Dept. of Transportation
25
317-260-030
1028
CLA VAL Co.
26
305-080-088
1029
Bacon, Melton L. & Katherine L. Trust
27
305-080-092
1030
Coreslab Structure, Inc.
28
305-070-003
1031
Coudures Family Ltd. Partnership
29
305-040-017
1032
Pacific Continental Modular Enterprises
30
305-040-036
1033
City of Perris
31
305-040-043
1034
Pacific Continental Modular Enterprises
32
305-040-047
1035
Pacific Continental Modular Enterprises
33
305-040-049
1036
Pacific Continental Modular Enterprises
34
305-040-051
1037
Pacific Continental Modular Enterprises
35
305-040-053
1038
Pacific Continental Modular Enterprises
36
300-020-001
1039
T A INV
Riverside County Transportation Commission Minutes
June 8, 2016
Page 12
Item
APN(s)
RCPN
Property Owner(s)
37
300-020-007
1040
Cal Walnut Street Real Estate
38
300-020-008
1041
Cal Walnut Street Real Estate
39
300-020-013
1042
Jackson, Robin Z.
40
300-020-014
1043
Leon, Luis & Rosilda
41
300-020-021
1044
Santos, Victor
42
300-020-022
1045
Hall, Richard & Grajales, Myriam
43
300-020-023
1046
Scarpino, Vincent M. & Valerie Jean
44
300-020-024
1047
Torres, Sabina & Avalos, Maria G.
45
300-090-001
1048
Larkins, George J. & Jean Trust
46
300-090-002
1049
Riverside County Flood Control District
47
300-090-007
1050
Perris Land Co.
48
300-090-008
1051
Riverside County Flood Control District
49
300-170-003
1052
Wang, Ching Fu & Hsiao, Hsiang Fen
50
300-170-005
1053
Wang, Tung Hsun & Ying Lang
51
300-170-011
1054
Lennox, Robert C. & Sandra M.
52
300-170-012
1055
Peterson Dev
53
300-170-013
1056
Peterson Dev
54
300-170-014
1057
Peterson Dev
55
300-210-018
1058
Stagliano, Vincert J. & Peggy S. Trust
56
300-210-019
1059
Stagliano, Vincert J. & Peggy S. Trust
57
300-210-020
1060
Smith, Alice Elaine
58
300-210-021
1061
Stevenson, Douglas E. & Becky Leigh
59
300-210-022
1062
Wang, Di
60
307-050-008
1063
McCanna Hills
61
307-070-004
1064
Ranch Haven; Golden Hill Country
62
307-080-008
1065
Ranch Haven; Golden Hill Country
63
307-090-001
1066
Ranch Haven; Golden Hill Country
64
307-410-001
1067
McCanna Hills
65
307-410-002
1068
McCanna Hills
66
300-020-002
1069
Lopez, Francisco & Eva Trust
67
308-130-008
1081
Lauda, Frank S., & Pagliuso, Sandra D.
68
308-130-005
1082
Lauda, Frank S., & Pagliuso, Sandra D.
69
308-140-006
1083
Lauda, Frank S., & Pagliuso, Sandra D.
70
430-120-012
1070
Spyksma, John A. & Yanita J.
71
553-220-023
1071
McAlister Investments, Inc.
72
422-170-001
1072
Shook, Loretta & Greer, Joetta
73
422-220-002
1073
Shook, Loretta & Greer, Joetta
74
422-240-014
1074
R B Ventures
75
422-240-015
1075
R B Ventures
76
423-190-004
1076
R B Ventures
Riverside County Transportation Commission Minutes
June 8, 2016
Page 13
Item
APN(s)
RCPN
Property Owner(s)
77
423-100-016
1077
Ahome Real Estate
78
422-030-007
422-030-008
1078
Professors Highlanderson Properties Partners,
GP.
79
422-040-012
1079
Raceway Properties, GP.
80
422-050-028
422-050-032
1080
Riverside County Regional Park and Open
Space District
There were no announcements from the Closed Session items.
14. ADJOURNMENT
There being no further business for consideration by the Riverside County
Transportation Commission, Chair Matas adjourned the meeting at 10:52 a.m. The next
Commission meeting is scheduled to be held at 9:30 a.m., Wednesday,
July 13, 2016, Board Chambers, First Floor, County Administrative Center, 4080 Lemon
Street, Riverside.
Respectfully submitted,
0Q-xv"-q-&._ WIJI-X 0i---
Jennifer Harmon
Clerk of the Board
RIVERSIDE COUNTY TRANSPORTATION COMMISSION
MINUTES
Wednesday, July 13, 2016
1. CALL TO ORDER
The Riverside County Transportation Commission was called to order by
Second Vice Chair Dana Reed at 9:34 a.m. in the Board Room at the County of Riverside
Administrative Center, 4080 Lemon Street, First Floor, Riverside, California, 92501.
2. PLEDGE OF ALLEGIANCE
Commissioner Kevin Jeffries led the Commission in a flag salute.
3. ROLL CALL
Commissioners/Alternates Present
Marion Ashley
John J. Benoit
John Bulinski
Daryl Busch
Joseph DeConinck
Deborah Franklin
Rick Gibbs*
Yxstian Gutierrez
Dawn Haggerty
Jan Harnik*
Steven Hernandez
Ted Hoffman
Kevin Jeffries
Frank Johnston
Andrew Kotyuk
Linda Krupa
Bob Magee
Michael Naggar
Robert Radi
Dana Reed
Adam Rush
Karen Spiegel
Chuck Washington*
Ted Weill
Lloyd White
Ella Zanowic
*Arrived after the meeting was called to order
4. PUBLIC COMMENTS
There were no requests to speak from the public.
Commissioners Absent
Rusty Bailey
Ben Benoit
Ginny Foat
Scott Mann
Scott Matas
Greg Pettis
John F. Tavaglione
Michael Wilson
Riverside County Transportation Commission Minutes
July 13, 2016
Page 2
5. APPROVAL OF MINUTES — JUNE 8, 2016
Per staff's request, the minutes of the June 8 Commission meeting was pulled from the
agenda for a minor revision and will be submitted for approval at the next Commission
meeting.
6. PUBLIC HEARING — PUBLIC HEARING — RIVERSIDE COUNTY TRANSIT SERVICES
FUNDING ALLOCATION FOR FISCAL YEAR 2016/17
Second Vice Chair Reed opened the public hearing.
Fina Clemente, Transit Manager, presented the FY 2016/17 funding allocation for
Riverside County transit services, highlighting the following areas:
• Short Range Transit Plans (SRTP) for FY 2016/17 — FY 2018/19;
• Riverside County FY 2016/17 transit funding request;
• FY 2016/17 vs. FY 2015/16 operating and capital costs;
• FY 2016/17 transit financial plan by revenue source; and
• FY 2016/17 transit revenue outlook: Local Transportation Fund (LTF), Measure A,
Section 5307, and State Transit Assistance Fund (STA) funds.
At this time, Second Vice Chair Reed asked if there were any comments from the public.
No comments were received.
Second Vice Chair Reed closed the public hearing.
M/S/C (Weill/Johnston) to:
1) Approve the Fiscal Year 2016/17 Federal Transit Administration's (FTA)
Section 5307 and 5311 POP for Riverside County;
2) Approve the FY 2016/17 Local Transportation Fund (LTF) and State
Transit Assistance (STA) fund allocations for transit;
3) Direct staff to add projects into the Federal Transportation
Improvement Program (FTIP); and
4) Adopt Resolution No. 16-014, "Resolution of the Riverside County
Transportation Commission to Allocate State Transit Assistance Funds".
7. ADDITIONS / REVISIONS
Steve DeBaun, legal counsel, noted Case Nos. RIC 1511130 and RIC 1602030 are pulled
from Agenda Item No. 13, "Closed Session". Noting Agenda Item No. 5 was pulled from
the agenda, there were no further additions or revision.
Riverside County Transportation Commission Minutes
July 13, 2016
Page 3
8. CONSENT CALENDAR
M/S/C (Gibbs/Rush) to approve the following Consent Calendar items.
8A. FISCAL YEAR 2016/17 SALARY SCHEDULE
Adopt the revised Fiscal Year 2016/17 Salary Schedule.
8B. ADOPTION OF RESOLUTION CERTIFYING THE INTERSTATE 15 EXPRESS LANES
PROJECT INITIAL STUDY/MITIGATED NEGATIVE DECLARATION AND APPROVAL
OF THE INTERSTATE 15 EXPRESS LANES PROJECT
1) Adopt Resolution No. 06-012, "Resolution of the Riverside County
Transportation Commission Considering a Mitigated Negative Declaration
for the Interstate 15 Express Lanes Project, Making Responsible Agency
Findings, Adopting a Mitigation Monitoring and Reporting Program, and
Approving the Interstate 15 Express Lanes Project"; and
2) Approve the 1-15 Express Lanes project in accordance with the California
Environmental Quality Act (CEQA).
8C. REQUEST FOR PROPOSAL TO DESIGN AND CONSTRUCT THE INTERSTATE 15
EXPRESS LANES PROJECT THROUGH A DESIGN -BUILD CONTRACT
1) Authorize staff, subject to approval by the California Department of
Transportation (Caltrans) and the Federal Highway Administration
(FHWA), to issue Request for Proposal (RFP) No. 16-31-057-00 and future
addenda to design and construct the Interstate 15 Express Lanes project
through a design -build (DB) contract;
2) Approve the selection criteria for the selection of the apparent best value
(ABV) proposer;
3) Authorize the Executive Director to select the top -ranked ABV proposer
for DB services, based on the criteria identified in the RFP and any
addenda, and to conduct subsequent limited negotiations; and
4) Authorize the Executive Director to pay, to the shortlisted DB proposers
that meet the RFP criteria, a stipend of $275,000 per proposer or a total
amount not to exceed $825,000 for all shortlisted proposers after
Commission award of the DB contract.
8D. 2016 STATE ROUTE 91 IMPLEMENTATION PLAN
Receive and file the 2016 State Route 91 Implementation Plan.
Riverside County Transportation Commission Minutes
July 13, 2016
Page 4
8E. AGREEMENT NO. 16-31-102-00 WITH COUNTY OF RIVERSIDE TO FUND A
PROJECT STUDY REPORT EQUIVALENT DOCUMENT FOR THE ETHANAC
ROAD/STATE ROUTE 74/NICHOLS ROAD CORRIDOR
1) Approve Agreement No. 16-31-102-00 with the county of Riverside
(County) for $2 million of 2009 Measure A Western County New
Corridors program funds for the preparation of a project study report
equivalent (PSRE) document for the Ethanac Road/State Route
74/Nichols Road corridor, for which the County will serve as lead agency;
2) Authorize the Executive Director, pursuant to legal counsel review, to
execute the agreement on behalf of the Commission; and
3) Approve an increase of $1 million in the Fiscal Year 2016/17 budgeted
expenditures for preliminary engineering.
8F. FISCAL YEARS 2017-21 MEASURE A FIVE-YEAR CAPITAL IMPROVEMENT PLANS
FOR LOCAL STREETS AND ROADS
Approve the Fiscal Years 2017-21 Measure A Five -Year Capital Improvement
Plans (CIPs) for Local Streets and Roads (LSR) as submitted.
8G. MEMORANDUM OF UNDERSTANDING WITH THE CITY OF BLYTHE FOR
TRADING 2012 AND 2014 STATE TRANSPORTATION IMPROVEMENT PROGRAM
FUNDS FOR 2009 MEASURE A WESTERN RIVERSIDE COUNTY HIGHWAY FUNDS
1) Approve Memorandum of Understanding (MOU) No. 07-71-028-01,
Amendment No. 1 to MOU No. 07-71-028-00, with the city of Blythe
(Blythe) to trade Palo Verde Valley 2012 and 2014 State Transportation
Improvement Program (STIP) funds with 2009 Measure A Western
Riverside County Highway funds in the amount of $1,106,410;
2) Authorize the Executive Director, pursuant to legal counsel review, to
execute the MOU on behalf of the Commission; and
3) Approve an increase of $1,106,410 in the Fiscal Year 2016/17 budgeted
expenditures for construction.
8H. STATE ROUTE 71/91 INTERCHANGE — CITY OF CORONA UTILITY AGREEMENT
1) Approve Agreement No. 16-31-070-00 with the city of Corona (Corona)
for the relocation of a water line in the revised amount of $588,825, plus
a revised contingency amount of $150,207, for a revised total amount not
to exceed $736,032;
Riverside County Transportation Commission Minutes
July 13, 2016
Page 5
2) Authorize the Executive Director, pursuant to legal counsel review, to
execute the agreement on behalf of the Commission; and
3) Approve an increase of $523,300 in Fiscal Year 2016/17 budgeted federal
revenues and right of way expenditures for utility relocation costs.
81. ANNUAL FUNDING MEMORANDUMS OF UNDERSTANDING WITH SOUTHERN
CALIFORNIA REGIONAL RAIL AUTHORITY
1) Approve Memorandum of Understanding (MOU) No. 16-25-106-00 with
the Southern California Regional Rail Authority (SCRRA) for the
Commission's funding commitment related to the Fiscal Year 2016/17
SCRRA budget for a total amount not to exceed $19,524,000;
2) Approve MOU No. 16-25-107-00 with SCRRA for reimbursement of
security guard services at Riverside County layover facilities for a three-
year term, and two one-year options to extend the agreement, for a total
amount not to exceed $250,000 for FY 2016/17;
3) Authorize the Executive Director, pursuant to legal counsel review, to
approve the final form and execute the MOUs; and
4) Authorize the Executive Director to approve and execute amendments to
MOU No. 16-25-107-00 related to revised compensation amounts in
subsequent years.
8J. AMENDMENT FOR ON -CALL RAIL OPERATIONS SUPPORT SERVICES
1) Approve an increase of $2 million for the following agreements for the
continued support of on -call rail operations services for a revised amount
not to exceed an aggregate value of $4 million and amendments to
extend the agreements for an additional two-year term;
a) Agreement No. 12-25-022-03, Amendment No. 3 to Agreement
No. 12-25-022-00, with HDR Engineering, Inc.(HDR);
b) Agreement No. 12-25-035-04, Amendment No. 4 to Agreement
No. 12-25-035-00, with Parsons Brinckerhoff, Inc. (Parsons
Brinckerhoff); and
c) Agreement No. 12-25-036-04, Amendment No. 4 to Agreement
No. 12-25-036-00, with STV Incorporated (STV);
2) Authorize the Executive Director, or designee, to execute task orders
awarded to the consultants under the terms of the agreements; and
3) Authorize the Chair or Executive Director, pursuant to legal counsel
review, to execute the agreements on behalf of the Commission.
Riverside County Transportation Commission Minutes
July 13, 2016
Page 6
8K. AMENDMENT FOR ON -CALL STATION REPAIR AND MAINTENANCE
Approve an increase of $850,000 for the following agreements for continued
support of on -call station repair and maintenance services for a total amount not
to exceed an aggregate value of $2.1 million:
a) Agreement No. 12-24-085-00 with Process Cellular Inc. (ProCell); and
b) Agreement No. 12-24-116-00 with Braughton Construction Co Inc.
(Braughton).
8L. RIVERSIDE COUNTY PUBLIC TRANSPORTATION — ANNUAL COUNTYWIDE
PERFORMANCE REPORT FOR FISCAL YEAR 2014/15
Receive and file the Riverside County Public Transportation — Annual Countywide
Performance Report (Countywide Report) for Fiscal Year 2014/15.
8M. STATE AND FEDERAL LEGISLATION UPDATE
1) Receive and file an update on state and federal legislation; and
2) Adopt the following bill position — AB 2452 (Gatto) — Oppose.
9. STATUS OF INTEREST RATE SWAPS INTEGRATED WITH 2O09 VARIABLE RATE DEMAND
BONDS
Theresia Trevino, Chief Financial Officer, presented the status of the interest rate swaps
and variable rate debt, highlighting the following areas:
• Early Measure A activities of the financing program;
• 2006 interest rate swap considerations;
• 2009 issuance of variable rate debt;
• 2009 — 2016 synthetic fixed interest rate debt;
• Integrated swap performance;
• June -July 2016 swap status and swap options; and
• Next steps.
Second Vice Chair Reed expressed this item was presented to the Budget and
Implementation Committee at length and it was unanimously recommended for the
Commission's approval.
At this time, Commissioner Adam Rush left the meeting.
Riverside County Transportation Commission Minutes
July 13, 2016
Page 7
In response to Commissioner Kevin Jeffries' request to disclose the Commission's
financial advisor, bond counsel, disclosure counsel, and general counsel as it was not
included in the agenda item, Theresia Trevino replied the Commission's financing team
is as follows:
• Bond Counsel — Orrick Herrington & Sutcliffe LLP;
• Disclosure Counsel — Norton Rose Fulbright US LLP;
• Financial Advisor — Fieldman, Rolapp & Associates; and
• General Counsel — Best, Best & Krieger.
Ms. Trevino noted this will likely be a competitive sale so the underwriters will not be
determined until September.
Commissioner Jeffries stated he will abstain on this agenda item.
At Commissioner Andrew Kotyuk's request for clarification, Theresia Trevino stated the
recommendation is to explore refinancing options.
Anne Mayer referred to the "July 2016 Deutsche Bank Swap Options" slide and stated
these are the options being considered. She noted it is reasonable staff is favoring
refinancing the 2009 Series A at a fixed interest rate. The interest rate swaps operated
as designed to limited the Commission's risk, the Commission paid less than expected,
and there were two external events out of the Commission's control related to financial
markets. She expressed the Commission does not have the tolerance for a third event.
Commissioner Kotyuk concurred with Anne Mayer's comments. He then asked if
Deutsche Bank will be allowed to bid on the fixed interest rate.
Theresia Trevino reiterated staff will likely have a competitive sale with the
underwriters. She stated not foreseeing Deutsche Bank as part of that group.
Commissioner Rick Gibbs expressed interest rate swaps are very complex and he has
seen the Commission become savvy investors for the last decade. He explained the
London Interbank Offer Rate (LIBOR) is unclear as to whether it will: 1) continue to be
the gold standard; or 2) what shape it may take; or 3) what will exist if it goes away.
Commissioner Gibbs explained based upon the fluctuations in worldwide financial
markets, the staff recommendation is prudent. He stated the Commission needs to
carefully weigh the options and provide staff the flexibility as market conditions become
the most favorable for whatever decision is best at the time.
At Commissioner Ted Weill's request for clarification, Theresia Trevino discussed
Deutsche Bank's bond rating and the Commission's need to minimize its risk.
Riverside County Transportation Commission Minutes
July 13, 2016
Page 8
M/S/C (Kotyuk/Harnik) to:
1) Receive and file a status report on the two interest rate swaps that are
integrated with the 2009 Sales Tax Variable Rate Demand Bonds (2009
Bonds);
2) Direct staff to continue to evaluate financing options related to interest
rate swaps integrated with the 2009 Bonds; and
3) Approve an increase of $11,100,000 in FY 2016/17 Budget expenditures
related to debt service and professional costs.
Abstain: Ashley and Jeffries
10. PROGRAMMING OF ADDITIONAL FEDERAL FUNDS FOR UNION PACIFIC PACHAPPA
UNDERPASS PROJECT AND 2016 EARMARK REPURPOSING FUNDS
Shirley Medina, Planning and Programming Director, presented the 2016 Earmark
Repurposing funds, highlighting the following areas:
• Consolidated Appropriations Act of 2016 — Earmark projects balances can be
repurposed if: 1) They are 10 years or older; 2) Less than 10 percent has been
obligated; 3) The project is complete and a balance remains; and 4) Original
earmark project has been closed out;
• Projects identified for repurposed funds: 1) 50-mile radius; 2) Funds must be
obligated by September 30, 2019; 3) Projects must meet federal requirements
and adhere to the federal aid process; and 4) State decides;
• Objectives for repurposing;
• Earmarks available by recipient, project and balance;
• Pachappa Underpass funding; and
• Timeline:
o August 1— Regions must submit repurposing request to Caltrans;
o August 31 — Caltrans submits repurposing list to Federal Highway
Administration;
o September 12 — Deadline for repurposing; and
o September 14 — Follow up item to the Commission.
M/S/C (Busch/Spiegel) to:
1) Rescind previous programming for the Pachappa Underpass project
(Pachappa project) including up to $13 million of federal Congestion
Mitigation and Air Quality (CMAQ) funds and 1989 Measure A Western
Riverside County highway funds;
Riverside County Transportation Commission Minutes
July 13, 2016
Page 9
2) Approve programming $847,552 of available 2016 federal earmark
repurposing funds from prior Commission projects and additional
federal Surface Transportation Program (STP) and/or CMAQ funds to
the Pachappa project to complete theState Route 91 High Occupancy
Vehicle (HOV) Lane project for a total amount of $12 million;
3) Approve programming available federal repurposed earmark balances
that cannot be used by other local agencies to the Pachappa project in
place of federal STP and/or CMAQ funds so funds stay within Riverside
County and do not lapse;
4) Approve an increase of $2,261,700 in Fiscal Year 2016/17 Budget
federal revenues; and
5) Direct staff to continue working with the cities and county to review
eligible projects for repurposing and provide assistance with the federal
repurposing process.
11. ITEM(S) PULLED FROM CONSENT CALENDAR FOR DISCUSSION
There were no items pulled from the Consent Calendar.
12. COMMISSIONERS/EXECUTIVE DIRECTOR'S REPORT
12A. Second Vice Chair Reed announced:
• The Commission will be dark in August. Therefore, there will be no July
Committees or an August Commission meetings; and
• The Board Room system will be upgrade during July and August.
Therefore, the August policy committees will be held in RCTC Conference
Room A.
12B. Anne Mayer announced there will be an 1-15 Corridor Improvement Project
Ad Hoc Committee in Conference Room A. July 25 at 1:30 p.m.
At this time, Commissioners John J. Benoit, Deborah Franklin, and Steven Hernandez left the
meeting.
13. CLOSED SESSION
13A. CONFERENCE WITH LEGAL COUNSEL: EXISTING LITIGATION
Pursuant to Government Code Section 54956.9 (d)(1)
Case No(s). RIC 10016058 and RIC 1607468
Riverside County Transportation Commission Minutes
July 13, 2016
Page 10
Second Vice Chair Reed recused himself from Case No. RIC 10016058 and left the board
room. During this time, Past Chair Daryl Busch assumed the Chair.
There were no announcements from the Closed Session items.
14. ADJOURNMENT
There being no further business for consideration by the Riverside County
Transportation Commission, Second Vice Chair Reed adjourned the meeting at
10:45 a.m. The next Commission meeting is scheduled to be held at 9:30 a.m.,
Wednesday, September 14, 2016, Board Room, First Floor, County Administrative
Center, 4080 Lemon Street, Riverside.
Respectfully submitted,
)))"^1"--(.. H
Jennifer Harmon
Clerk of the Board
AGENDA ITEM 7A
RIVERSIDE COUNTY TRANSPORTATION COMMISSION
DATE:
September 14, 2016
TO:
Riverside County Transportation Commission
FROM:
Budget and Implementation Committee
Michele Cisneros, Deputy Director of Finance
THROUGH:
Anne Mayer, Executive Director
SUBJECT:
Quarterly Financial Statements
BUDGET AND IMPLEMENTATION COMMITTEE AND STAFF RECOMMENDATION:
This item is for the Commission to receive and file the Quarterly Financial Statements for the
period ended June 30, 2016.
BACKGROUND INFORMATION:
During the past fiscal year, staff monitored the revenues and expenditures for the Commission.
The attached financial statements present the revenues and expenditures for the 12 months of
Fiscal Year 2015/16. Many accrual adjustments for revenues and expenditures have been made
for June 30, 2016, and are reflected in these financial statements; however, staff will continue
to make year-end accrual adjustments depending upon materiality through the completion of
the audit in October.
The operating statement shows sales tax revenues through the fourth quarter at 85 percent of
the budget. This is a result of the Governmental Accounting Standards Board (GASB) Statement
No. 33. GASB 33 requires sales tax revenue to be accrued for the period in which it is collected
at point of sale. The State Board of Equalization collects the Measure A funds and remits these
funds to the Commission after the reporting period for the business. This creates a two -month
lag in the receipt of revenues by the Commission. Accordingly, these financial statements
reflect the revenues related to collections through May 2016.
On a cash basis through June 30, 2016, the Measure A and Local Transportation Fund (LTF) sales
tax receipts are 2.96 percent higher than the same period last fiscal year. At the January 13
Commission meeting, staff presented the FY 2015/16 mid -year revenue projections and
recommended that the Commission maintain the current year revenue projections for Measure
A and LTF revenues at $170 million and $83 million, respectively. State Transit Assistance Fund
revenues, which are included in sales tax revenues, represent receipts through the second
quarter. Staff will continue to monitor the trends in sales tax receipts and report to the
Commission any necessary adjustments, if material.
Agenda Item 7A
1
Federal, state, and local revenues are on a reimbursement basis. The Commission will receive
these revenues as eligible project costs are incurred and invoiced to the respective agencies.
Significant federal and state reimbursements are related to the Perris Valley Line (PVL),
Interstate 215 corridors improvement, and 71/91 connector projects. The following is an
analysis of federal and state reimbursement revenues reflected in this quarterly financial
report:
Federal Reimbursement State Reimbursement Revenues
Budget Actual Budget Actual
Highways
91/71 Connector $ 2,134,700 $ 135,870 $ - $
1-215 - 19,150,000 10,310,907
Other 4,753,300 (1,935)
Total 6,888,000 133,935 19,150,000 10,310,907
Rail
Perris Valley Line 27,035,324 3,784,906 28,096,890 36,987,517
Other 16,509,000 533,271 4,068,700 1,102,291
Total 43,544,324 4,318,177 32,165,590 38,089,808
Other 382,500 2,879,262 4,406,000 4,404,605
Total $ 50,814,824 $ 7,331,374 $ 55,721,590 $ 52,805,320
Staff will continue to prepare year-end reimbursement accrual adjustments in connection with
the year-end closing and audit process.
During the FY 2015/16 budget process, the Commission took a conservative approach to
estimate the Transportation Uniform Mitigation Fee (TUMF) revenues of $12 million passed
through the Western Riverside Council of Governments (WRCOG). At the January 13
Commission meeting, staff presented the revised FY 2015/16 revenue projections and
increased the TUMF revenues to $18 million. The Commission received TUMF revenues
through April 2016. The budgeted balance of $53,800 relates to TUMF zone reimbursements
from WRCOG for the 74/215 interchange project.
Other revenues include property management generated from properties acquired in
connection with the State Route 91 Corridor Improvement Project (91 Project) and various rail
properties, as well as $3.9 million from the proceeds related to the sale of excess land related
to rail properties.
The Commission took a conservative approach in estimating investment income for FY 2015/16,
as a result of flat interest rate yields on investment balances. Investment income is higher
primarily as a result of the investment of sales tax and toll revenue bond proceeds.
Agenda Item 7A
2
The expenditure and other financing sources/uses categories are in line overall with the
expectations of the budget with the following exceptions.
• Salaries and benefits expenditures are under budget due to unused full-time equivalents
budget authority;
• Professional services expenditures are under budget due to unused budget authority for
rail and station development planning, financial advisory management, property
management, and various projects' legal services;
• Support costs are under budget due to unused budget authority for the marketing of
new rail service, rail safety, 91 Project, and rideshare advertisements; rail operations
and station maintenance; and motorist assistance call box upgrades;
• Program operations are under budget due to unused budget authority for 91 Project
permit activities, Freeway Service Patrol, Motorist and Commuter Assistance program
operations; and rail program management and operations related to the PVL;
• Engineering, construction, design -build, and right of way/land expenditures relate to
various capital projects. The status of significant capital projects with budget exceeding
$5 million is discussed in the attachment;
• Operating and capital disbursements are made as claims are submitted to the
Commission by transit operators;
• Special studies are under budget due to unused budget authority for strategic
assessment and other studies;
• Local streets and roads are related to the timing of Measure A sales tax revenue accrual
adjustment for June and the cleanup, which will be determined in late August and
September. This will have a direct effect on the local streets and roads turn -back
expenditures to local jurisdictions;
• Regional arterial expenditures primarily represent expenditures for highways and
regional arterial program administered by the Coachella Valley Association of
Governments (CVAG). CVAG requests reimbursements from the Commission based on
available funds and sufficient budget authority;
• Debt service principal payments are made annually on June 1, while interest payments
are made semiannually on December 1 and June 1, except for the 2009 Sales Tax
Revenue Bonds (variable rate) as those interest payments are monthly;
• Capital outlay expenditures are under budget due to unused budget authority for
station security improvements and Commission network, hardware, and software
improvements;
• Operating transfers are over budget due to reimbursement of 91 Project expenditures
from the sales tax and toll revenue bond proceeds and reimbursement of Mid County
Parkway project expenditures from the 2009 Western County Measure A New Corridors
fund;
• The Commission entered into a loan agreement with the U.S. Department of
Transportation for a $421,054,409 Transportation Infrastructure Finance and Innovation
Act (TIFIA) loan to pay eligible 91 Project costs. The loan is a toll revenue bond (TIFIA
bond) that is subordinate to the 2013 Toll Bonds. Proceeds of the TIFIA bond may be
Agenda Item 7A
3
drawn upon after certain conditions have been met. During the fourth quarter, the
Commission drew down $20.6 million for a cumulative inception to date total in TIFIA
loan proceeds of $228.8 million. During construction of the 91 Project and for a period
of up to five years following substantial completion, interest is compounded and added
to the initial TIFIA loan. TIFIA debt service payments are expected to commence on
December 1, 2021, which is approximately five years after substantial completion of the
91 Project, through June 1, 2051; and
• The Commission issued $20 million in commercial paper notes during the third quarter
for the I-15 Express Lanes project.
Attachments:
1) Quarterly Project Status —June 2016
2) Quarterly Financial Statements —June 2016
Agenda Item 7A
4
Revenues
Sales tax
Federal reimbursements
State reimbursements
Local reimbursements
Transportation Uniform Mitigation Fee
Other revenues
Investment income
Total revenues
Expenditures
Salaries and benefits
Professional and support
Professional services
Support costs
Total Professional and support costs
Projects and operations
Program operations - general
Engineering
Construction
Design Build
Right of way/land
Operating and capital disbursements
Special studies
Local streets and roads
Regional arterials
Total projects and operations
Debt service
Principal
Interest
Total debt service
Capital outlay
Total Expenditures
Excess revenues over(under)expenditures
Other financing sources/(uses)
Operating transfer in
Operating transfer out
TIFIA loan proceeds
Debt proceeds
Total financing sources/(uses)
Net change in fund balances
Fund balance July 1, 2015
Fund balance June 30, 2016
RIVERSIDE COUNTY TRANPORTATION COMMISSION
QUARTERLY BUDGET TO ACTUAL
4TH QUARTER
FOR TWELVE MONTHS ENDED 6/30/2016
FY 2015/16
BUDGET
$ 266,372,400
50,814,800
55,721,600
4,636,300
18,053,800
235,000
2,456,300
398,290,200
9,514,800
18, 735, 500
7,650,700
ATTACHMENT 1
4TH QUARTER REMAINING
ACTUAL BALANCE
$ 226,618,400 $ (39,754,000)
7,331,374 (43,483,426)
52,805,320 (2,916,280)
3,262,889 (1,373,411)
16,706,096 (1,347,704)
4,475,396 4,240,396
7,802,141 5,345,841
319,001,616 (79,288,584)
8,182,532 1,332,268
12,633,552
3,949,555
26, 386, 200 16, 583,107
20, 760, 700
20, 260, 900
161,902,400
283, 685, 700
104,692,900
148,472,800
1,844,000
50, 679, 000
30, 600, 000
14, 902,119
3,275,181
93,422,705
259,710,685
44,155, 813
93,227,421
830,022
43, 803, 218
11,894,201
822,898,400 565,221,365
7,800,000
46,119, 900
53,919,900
3,738,500
7,800,000
45,610,240
53,410,240
1,177, 045
916,457,800 644,574,289
(518,167,600) (325,572,673)
136,735,500
(136,735,500)
261,277,900
185,208,059
(185,208,059)
228,792,225
20,000,000
6,101, 948
3,701,145
9,803,093
5,858,581
16, 985, 719
68,479,695
23, 975, 015
60, 537, 087
55, 245, 379
1,013,978
6,875,782
18, 705, 799
257,677,035
509,660
509,660
2,561,455
271, 883, 511
288,869,230
48,472,559
(48,472,559)
(32,485,675)
20,000,000
261,277,900 248,792,225 12,485,675
(256,889,700) (76,780,448)
831,809,600 803,802,444
301, 354, 905
(28,007,156)
$ 574,919,900 $ 727,021,996 $ 273,347,749
PERCENT
UTILIZATION
85%
14%
95%
70%
93%
1904%
318%
80%
86%
67%
52%
63%
72%
16%
58%
92%
42%
63%
45%
86%
39%
69%
100%
99%
99%
31%
70%
63%
135%
135%
88%
N/A
95%
30%
97%
126%
5
RIVERSIDE COUNTY TRANSPORTATION COMMISSION
QUARTERLY BUDGET TO ACTUAL BY FUND
4TH QUARTER
FOR TWELVE MONTHS ENDED 6/30/2016
GENERAL FUND
SPECIAL REVENUE FUNDS CAPITAL PROJECTS FUNDS
MEASURE A SALES TAX TRANSPORTATION DEVELOPMENT ACT
FSP/ WESTERN COACHELLA PALO VERDE LOCAL TRANSPORTATION STATE TRANSIT
SAFE COUNTY VALLEY VALLEY FUND ASSISTANCE
TRANSPORTATION
UNIFORM MITIGATION FEE
(TUMF)
COACHELLA
VALLEY RAIL
AGENCY FUND
COMMERCIAL SALES TAX TOLL REVENUE
PAPER BONDS BONDS
DEBT SERVICE COMBINED TOTAL
Revenues
Sales tax $ 3,000,000 $ - $ 110,954,000 $ 32,793,327 $ 981,531 $
Federal reimbursements 4,552,045
State reimbursements 985,806 3,418,798 48,400,716
Local reimbursements 945,902 1,009,214 1,316,484
Transportation Uniform Mitigation Fee 42,118
Other revenues 4,468.396
Investment income 58,280 37,628 1,183,160 223,103
Total revenues 4,989,988 4,465.640 170,916.919 33.016.430 981.531
Expenditures
Salaries and benefits 4,867,408 78,788 2,944,691 3,483
Professional and support
Professional services 1,908,122 439,129 9,443,466 830
Support costs 3.066.297 232,867 648.056 131
Total Professional and support costs 4,974,419 671,996 10,091,522 961
Proiects and operations
Program operations - general 1.852,444 3.289.072 9.314,728 15,977
Engineering 1,146,803
Construction 89.930.131
Design Build 259,710,685
Right of wav/land 40.756.918
Operating and capital disbursements 15,766,269 11,852,782 6,492,099
Special studies 782,864 47,158
Local streets and roads 31,344,023 11,477,664
Regional arterials 10.994,201
Total proiects and operations 18,401,577 3,289,072 444,103,228 28,979,941
981,531
981,531
73,899,771 $ 4,989,771 $
16,663,978
7,000
418,802 390,744 414,107
74,318.573 5.380.515 17,085.085
$ $ $ $ - $ - $ 226,618,400
2,779,329 7,331,374
52,805,320
(8,711) 3,262,889
16,706,096
4,475,396
20,226 2,412 1,652,955 1,143,490 231,344 2,025,890 7,802,141
20,226 (6299) 1,652.955 1,143.490 231,344 4.805.219 319,001,616
211,835 35,935 40,392 8,182,532
1,152 168,980 670,968 905 12,633,552
1,198 99 907 3,949,555
1,152 170,178 671,067 1,812 16,583,107
56,497,159 2,619,112
56,497,159
397.861
2,128,378
3.492,574
3.398.895
900.000
2,619,112 10,317,708
32,037
32,037
14,902,119
3,275,181
93,422,705
259,710,685
44,155,813
93,227,421
830,022
43,803,218
11,894,201
565,221,365
Debt service
Principal - 7.800.000 7,800,000
Interest 10,221 45,600,019 45,610,240
Total debt service 10,221 53.400.019 53,410,240
Capital outlay 178,577 998.468
1,177,045
Total Expenditures 28,421,981 4.039.856 458.137.909 28.984.385 981.531
56.497.159 2,620,264 10.699,721 707,002 74,241 10,221 53,400.019 644,574,289
Excess revenues over(under)expenditures (23.431.993) 425,784 (287220.990) 4,032.045
Other financing sources/(uses)
Operating transfer in
Operating transfer out
TIFIA loan proceeds
Debt proceeds
Total financing sources/(uses)
Net change in fund balances
Fund balance July 1, 2015
Fund balance June 30, 2016
22,962,039
571,200
(571,200)
102,701,665
(91.027.166)
228,792,225
17,821,414 2,760,251 6.385.364 (686.776) (80.5401 1,642,734 1,143.490 231,344 (48594.800) (325.572.673)
(22.962.039) (189.439)
189,439 71,157 34,983,199 - 23,729,360 185,208,059
(6.718.876) (51,774.7211 (9.114,132) (2.850.486) (185,208,059)
- 228,792,225
20.000.000 - 20,000,000
22,962,039 240,466,724 (22,962,039) (189,439) 189,439 13,352,281 (16,791,522) (9.114,132) 20,878,874 248,792,225
(469,954) 425,784 (46,754,266) 4,032,045 - (5.140.625) 2,570,812 6,385,364 (497,337) (80.540) 14,995,015 (15,648,032) (8.882.788) (27,715,926) (76,780,448)
10,182,797 7,988,086 248,871,517 35.713.138 556 112,103,274 60.580.753 61.486,038 4,054.106 500.041 26.830.382 87,921,226 41,370,827 106,199,703 803,802,444
$ 9.712.843 $ 8 413 870 $ 202.117.251 $ 39.745 183 $ 556 $ 106.962.649 $ 63.151.565 $ 67.871.402 $ 3.556.769 $ 419.501 $ 41.825.397 $ 72.273.194 $ 32.488.039 $ 78.483.777 $ 727,021,996
6
ATTACHMENT 2
RIVERSIDE COUNTY TRANSPORTATION COMMISSION
QUARTERLY PROJECT STATUS
4TH QUARTER
FOR TWELVE MONTHS ENDED 6/30/2016
FY 2015/16 BUDGET
Project Description
4TH QUARTER
EXPENDITURES
Project Status
91 Project (Design -Build)
The project will connect with Orange County
Transportation Authority's tolled express lanes at the
Orange County/Riverside County line and continue
approximately eight miles to the Interstate (1)-
15/State Route (SR)-91 interchange. The project
involves widening pavement on the outside of the
existing highway to reposition general purpose lanes
and repurposing the existing High Occupancy Vehicle
(HOV) lanes to accommodate two -tolled express
lanes in the median in each direction. The SR-91
CIP also involves constructing one new general
purpose lane in each direction from SR-71 to 1-15,
ultimately providing two -tolled express lanes and five
general purpose lanes in each direction. SR-91 CIP
development activities began in September 2007,
construction work related to roadway and structures
began in July 2014, and the toll lanes are expected to
open in early 2017. The total acquisition and
construction cost of the SR-91 CIP is estimated at
$1.4 billion, including capitalized interest, debt
service reserves, contingency, and cost of issuance.
1-15 Express Lanes Project
The project will generally add two tolled express
lanes in each direction from SR-60 to Cajalco Road
in Corona. Project development activities began in
April 2008, and lanes are expected to open to traffic
in 2020. The 2016 capital expenditures forecast
estimates the total project cost at $486 million, which
includes $46 million of contingency.
$369,290,600
17,319,200
$310,392,734
10,847,150
The Design -Build contract is on schedule with actual reported
progress of 82 percent as of June 30, 2016. The Commission
has acquired and delivered all 197 Caltrans Parcel Numbers to
the Design -Builder. Construction has begun on all 32 bridges
(19 bridges are complete) and 86 walls (of 93, 37 walls are
complete), while 86 utility relocations (of 90) are complete. The
under run of the FY 2015/16 budget at fourth quarter is due to
under runs in right of way, including anticipated goodwill and
negotiated settlement costs later in the fiscal year ($35.4M), the
Design -Build contract ($13.9M), the project and construction
management (PCM) contract ($4.5M), the systems integration
and installation contract ($2.3M), and the Caltrans Cooperative
Agreement ($2.6M).
Staff completed the project report and environmental document
phase of work in May 2016. Staff is currently conducting two
procurements for toll system and operations and design -build
civil work. Procurement shortlists for both toll services and
design -build were announced in the first quarter of 2016. The
budget variance at the end of the fourth quarter is due to under
runs in the PCM contract ($3.5M), the preliminary engineering
contract ($2.0M), interagency support from Caltrans ($0.5M),
and RCTC/Bechtel labor ($0.4M).
7
FY 2015/16 BUDGET
Project Description
4TH QUARTER
EXPENDITURES
Project Status
1-215 Corridor Improvements/Scott Road to Nuevo
Road
The project will add one mixed flow lane in each
direction. Preliminary engineering began in 2007 and
was completed in 2011. Final design began in 2011
and was completed in December 2012; construction
began in 2013 and is expected to be completed in
2016. The estimated project cost is $120 million.
Mid County Parkway
A recirculated project report and environmental
document is under development for a new corridor
from 1-215 to SR-79. The environmental phase is
anticipated to be completed in FY 2014/15.
Construction of this new facility will be completed
over many years as funding becomes available; the
project cost is estimated at $1.3 to $1.6 billion.
Perris Valley Line and other rail projects
The project is in the construction phase with the
extension of commuter rail services to the city of
Perris. The project commenced in December 2007
when the Commission received approval from the
Federal Transit Administration (FTA) to move into
project development. Expected completion date is
December 2015 for an estimated project cost of
$248.3 million. Other rail projects include adding a
fourth main track between the Riverside Downtown
station to the connector to the San Jacinto Branch
Line at Highgrove.
19,593,811
21,192,300
65,328,914
12,603,853
4,347,137
55,141,537
The notice to proceed for construction was issued in December
2012 and construction started in January 2013; construction
work is substantially complete with all lanes opened to traffic in
October 2015. Aesthetic work alongside the freeway is
underway and is approximately 34.5% percent complete. This
work will extend the contract time to October 2016. The budget
variance at the end of the fourth quarter is due to slow submittal
of progress payments by the contractor.
Staff completed the work on the Environmental Impact Report
(EIR)/Environmental Impact Study (EIS). Major milestones
have been met and the project's Record Of Decision was
published in the Federal register in August 2015. A budget
amendment was approved by the Commission in April 2014 to
allocate additional funding for the completion of Phase II Final
EIR/Supplemental EIS. In April 2015 the Commission
approved the EIR. Staff is conducting the procurement for final
design of the 1-215 Placentia Interchange. Staff has also been
working with the Federal Highway Administration on approval of
the New Connection Report, approval of the Habitat Mitigation
and Monitoring Plan with the U.S. Army Corps of Engineers,
and purchasing of the required land mitigations.
Final design is complete and the FTA awarded the Small Starts
Grant Agreement funds. ROW acquisition activities for the
station and layover facility at south Perris have been
completed. Following the settlement of a lawsuit challenging
elements of the California Environmental Quality Act document
in July 2013, the construction contract was given full notice to
proceed in October 2013 following FTA approval of the Small
Starts Grant Agreement. Active construction commenced in
January 2014; and Metrolink operations commenced in June
2016. Final completion date is expected in September 2016.
This list discusses the significant capital projects (i.e., total budgeted costs in excess of $5 million) and related status. Capital project expenditures are generally affected by lags in
invoices submitted by contractors and consultants, as well as issues encountered during certain phases of the projects. The capital projects budgets tend to be based on aggressive
project schedules.
8
AGENDA ITEM 7B
RIVERSIDE COUNTY TRANSPORTATION COMMISSION
DATE:
September 14, 2016
TO:
Riverside County Transportation Commission
FROM:
Budget and Implementation Committee
Matt Wallace, Procurement Manager
THROUGH:
Anne Mayer, Executive Director
SUBJECT:
Single Signature Authority Report
BUDGET AND IMPLEMENTATION COMMITTEE AND STAFF RECOMMENDATION:
This item is for the Commission to receive and file the Single Signature Authority report for the
fourth quarter ended June 30, 2016.
BACKGROUND INFORMATION:
Certain contracts are executed under single signature authority as permitted in the
Commission's Procurement Policy Manual adopted in September 2015. The Executive Director
is authorized to sign services contracts that are less than $150,000 individually and in an
aggregate amount not to exceed $1 million in any given fiscal year. Additionally, in accordance
with Public Utilities Code Section 130323(c), the Executive Director is authorized to sign
contracts for supplies, equipment, materials, and construction of all facilities and works under
$50,000 individually.
The attached report details all contracts that have been executed for the fourth quarter ended
June 30, 2016, under the single signature authority granted to the Executive Director. The
unused capacity of single signature authority for services at June 30, 2016 is $196,000.
Attachment: Single Signature Authority Report as of June 30, 2016
Agenda item 7B
9
SINGLE SIGNATURE AUTHORITY
AS OF June 30, 2016
CONSULTANT DESCRIPTION OF SERVICES ORIGINAL CONTRACT PAID AMOUNT REMAINING
AMOUNT CONTRACT AMOUNT
AMOUNT AVAILABLE July 1, 2015 $1,000,000.00
The Alberts Firm Client Trust Settlement Agreement 35,000.00 0.00 35,000.00
TSC2 Group Integrated Communications Strategies 150,000.00 124,000.00 26,000.00
Connected Consulting Enhanced Public Communications Support to 91 Project Team 150,000.00 63,851.64 86,148.36
OCTA Interagency Agreement for Subrecipient Monitoring of SCRRA for 150,000.00 0.00 150,000.00
Compliance with FTA Requirements
Engineering Resources La Sierra Parking Lot Expansion PS&E 150,000.00 35,963.75 114,036.25
Pepe's Towing Services 1-215 Construction FSP 11,000.00 0.00 11,000.00
Mathis Group Management Consulting 50,000.00 9,760.00 40,240.00
OCTA Interagency Agreement for 91 Corridor Improvement Project FSP Services 10,000.00 3,561.08 6,438.92
Amtech Replace Elevator Cylinder at the West Corona Station 70,000.00 0.00 70,000.00
Cornerstone Right of Way Relocation Appeal Hearing Services for the 91 CIP 10,000.00 0.00 10,000.00
Lucky's Two -Way Radios, Inc. FSP Digital Radio Frequencies Services 10,000.00 0.00 10,000.00
CHP Call Box and Motorist Aid Coordinator 8,000.00 0.00 8,000.00
AMOUNT USED
AMOUNT USED
AMOUNT REMAINING through June 30, 2016
804,000.00
804,000.00
$196,000.00
None
Agreements that fall under Public Utilities Code 130323 (CI
N/A $- $- $-
Marla Dye
Prepared by
Theresia Trevino
Reviewed by
Note: Shaded area represents new contracts listed in the fourth quarter.
10
AGENDA ITEM 7C
RIVERSIDE COUNTY TRANSPORTATION COMMISSION
DATE:
September 14, 2016
TO:
Riverside County Transportation Commission
FROM:
Budget and Implementation Committee
Michele Cisneros, Deputy Director of Finance
THROUGH:
Anne Mayer, Executive Director
SUBJECT:
Quarterly Sales Tax Analysis
BUDGET AND IMPLEMENTATION COMMITTEE AND STAFF RECOMMENDATION:
This item is for the Commission to receive and file the sales tax analysis for Quarter 1, 2016
(1Q 2016).
BACKGROUND INFORMATION:
At its December 2007 meeting, the Commission awarded an agreement with MuniServices, LLC
(MuniServices) for quarterly sales tax reporting services plus additional fees contingent on
additional sales tax revenue generated from the transactions and use tax (sales tax) audit
services. As part of the recurring contracts process, the Commission approved a five-year
extension through June 30, 2018. The services performed under this agreement pertain to only
the Measure A sales tax revenues.
Since the commencement of these services, MuniServices submitted an audit, which reported
findings generated and submitted to the State Board of Equalization (SBOE) for review and
determination of errors in sales tax reporting related to 547 businesses. Through 4Q 2015, the
SBOE approved corrections for 385 of these accounts for a total sales tax recovery of
$6,532,025. Updated amounts for 1Q 2016 will be provided once received from MuniServices.
If the SBOE concurs with the error(s) for the remaining claims, the Commission will receive
additional revenues; however, the magnitude of the value of the remaining findings was not
available. It is important to note that while the recoveries of additional revenues will be
tangible, it will not be sufficient to alter the overall trend of sales tax revenues.
Additionally, MuniServices provided the Commission with the quarterly sales tax summary
report for 1Q 2016. Most of the 1Q 2016 Measure A sales tax revenues were received in the
second quarter of calendar year 2016, during April through June 2016, due to a lag in the sales
tax calendar. The summary section of 1Q 2016 report is attached and includes an overview of
California's economic outlook, local results, historical cash collections analysis by quarter, top
25 sales/use tax contributions, historical sales tax amounts, annual sales tax by business
category, five-year economic trend for significant business category (construction), and final
results.
Agenda Item 7C
11
Taxable transactions for the top 25 tax contributors in Riverside County generated 23.2 percent
of taxable sales for the benchmark year ended 1Q 2016, slightly lower than the 23.4 percent for
the benchmark year ended 1Q 2015. The top 100 tax contributors generated 38.3 percent of
taxable sales for the benchmark year ended 1Q 2016, compared to 39.2 percent for the
benchmark year ended 1Q 2015. Interestingly, the 2.2 percent growth in taxable sales for the
benchmark year ended 1Q 2016 was not driven by the top 100 tax contributors, who
experienced a 0.9 percent decrease, but by all the other tax contributors, who had a
0.9 percent increase.
In the Economic Category Analysis below, five of the six categories (general retail, food
products, transportation, construction, and miscellaneous) experienced new highs in the
1Q 2016 benchmark year compared to the prior eight benchmark year quarters. Business to
business was below the 1Q 2015 benchmark year by 3.1 percent due to completion of
renewable energy developments in Riverside County.
ECONOMIC
CATEGORY ANALYSIS
of Total / % Change
ROTC
State Wide
Inland
Empire
Riverside
Countywide
San
Bernardino
Countywide
South Coast
S.F. Bay Area
Sacramento
Valley
Central
Valley
General Retail
28.7 / 2.6
28.3 / 3.1
26.6 / 5.3
28.5 / 3.4
25.0 / 7.4
29.2 / 3.2
26.7 / 1.3
27.8 / 4.0
30.7 / 3.2
Food Products
17.5 / 6.5
20.4/5.1
17.0/5.5
19.6/5.3
14.6/5.8
21.5/5.1
21.8/5.6
16.8/3.9
16.5/4.0
Transportation
25.8 / 0.8
24.0 / 0.8
27.5 / 2.3
27.3 / 1.2
27.7 / 3.4
23.8 / 1.1
20.8 / -1.0
28.1 / 2.9
26.4 / -0.4
Construction
10.9 / 4.8
9.6/7.8
12.2/18.0
13.0/0.3
11.5/44.6
8.3/5.9
9.5/6.4
11.2/6.9
12.1/5.5
Business to Business
15.0/-3.1
16.4/-0.6
15.4/1.0
10.6/2.0
19.7/0.6
16.0/-3.0
20.0/4.1
14.3/5.7
12.9/-9.0
Miscellaneous
2.1 / 7.6
1.2/6.4
1.3/22.2
1.1/15.4
1.5/27.2
1.1/9.4
1.2/-3.7
1.7/5.1
1.4/4.1
Total
100.0 / 2.2
100.0/2.8
100.0/5.4
100.0/2.7
100.0/8.0
100.0/2.3
100.0/2.7
100.0/4.2
100.0/0.9
General Retail: Apparel Stores, Department Stores, Furniture/Appliances, Drug Stores, Recreation Products, Florist/Nursery, and Misc. Retail
Food Products: Restaurants, Food Markets, Liquor Stores, and Food Processing Equipment
Construction: Building Materials Retail and Building Materials Wholesale
Transportation: Auto Parts/Repair, Auto Sales - New, Auto Sales - Used, Service Stations, and Misc. Vehicle Sales
Business to Business: Office Equip., Electronic Equip., Business Services, Energy Sales, Chemical Products, Heavy Industry, Light Industry, and Leasing
Miscellaneous: Health & Government, Miscellaneous Other, and Closed Account Adjustments
An analysis of sales tax performance by quarter through 1Q 2016 is attached, and illustrates
fairly consistent cycles for sales tax performance for most of the economic categories since the
economic recession in 2009.
For 7 of the top 10 segments (auto sales -new, restaurants, departments stores, miscellaneous
retail, building materials -wholesale, food markets, and building materials -retail) during the past
eight benchmark year quarters, sales tax receipts reached a new high point. The 7 segments
represent 56.5 percent of the total sales tax receipts. Light industry, one of the top 10
segments representing 4.9 percent of the total sales tax receipts for benchmark year 1Q 2016,
was slightly higher than the low point in the 4Q 2015 benchmark year, and apparel stores
remained relatively unchanged representing 5.5 percent of the total sales tax receipts. Service
stations reached a new low point in 1Q 2016. These top 10 segments represent 75.1 percent of
the total sales tax receipts. For the other 19 segments representing 24.9 percent of the total
sales tax receipts, 8 segments representing 14.8 percent of the total sales tax receipts reached
new high points in the benchmark year 1Q 2016.
Agenda Item 7C
12
In the Economic Segment Analysis below, auto sales -new, restaurants, and departments stores
represent the three largest segments for Riverside County, or 33.1 percent of total sales tax
receipts. This is the fourteenth consecutive quarter since 3Q 2008, that department stores and
auto sales -new have been in the top three economic segments. Growth seen in previous
quarters for the service stations segment has been declining continuously from the high in the
last five years due to lower fuel prices, and this segment reached a new low point in 1Q 2016.
Restaurants replaced service stations in the top three economic segments beginning in 4Q 2014
and resulted from continued steady growth in restaurant prices with no decline in restaurant
use.
ECONOMIC
SEGMENT ANALYSIS
RCTC
State Wide
Inland
Empire
Riverside
Countywide
San
Bernardino
Countywide
South Coast
S.F. Bay Area
Sacramento
Valley
Central
Valley
Largest Segment
Auto Sales-
New
Restaurants
Restaurants
Restaurants
Department
Stores
Service
Stations
Restaurants
Restaurants
Department
Stores
ofTotal /%Change
11.7 / 8.4
14.4/6.5
11.1/6.9
12.5/6.7
10.4/7.1
26.6/-2.2
15.5/6.6
15.7/6.5
13.6/1.5
2nd Largest Segment
Restaurants
Auto Sales -
New
Auto Sales -
New
Auto Sales -
New
Restaurants
Restaurants
Auto Sales -
New
Auto Sales -
New
Auto Sales -
New
ofTotal /%Change
11.1 / 6.4
11.1/7.2
11.0/10.1
12.4/9.2
9.8/7.2
12.9/4.1
10.7/6.2
11.3/6.7
10.8/7.8
3rd Largest Segment
Department
Stores
Department
Stores
Department
Stores
Department
Stores
Auto Sales-
New
Food
Markets
Department
Stores
Department
Stores
Restaurants
ofTotal /%Change
10.3 / 2.0
9.5/0.5
10.6/3.3
10.7/-0.5
9.6/11.3
8.4/0.3
7.9/-1.5
9.3/0.3
10.7/6.8
During the review of the 1Q 2016 detailed report with MuniServices, information regarding
sales tax comparison by city and change in economic segments (two highest gains and two
highest losses) from 1Q 2016 to 1Q 2015 was provided.
Staff continues to monitor monthly sales tax receipts and other available economic data to
determine the need for any adjustment to the revenue projections. Staff will utilize the
forecast scenarios included with the complete report and receipt trends in assessing such
projections.
Attachments:
1) Sales Tax Digest Summary 1Q 2016
2) Sales Tax Performance Analysis by Quarter
3) Quarterly Sales Tax Change Comparison by City for 1Q 2016 to 1Q 2015
Agenda Item 7C
13
ATTACHMENT 1
RCTC
Sales Tax Digest Summary
Collections through June 2016
Sales through March 2016 (2016Q1)
CALIFORNIA'S ECONOMIC OUTLOOK
California sales tax receipts increased by 2.7% over the same quarter from the previous year, with
Northern California reporting a 3.0% increase compared to 2.4% for Southern California. Receipts for the
RCTC changed by 4.8% over the same periods.
• Will the positive trend in statewide employment continue? The number of people employed is
now at a record 18.1 million, which is 6.2% above its previous peak. Employment growth in California is
currently forecasted to be 2.0% for 2016, 1.6% for 2017 and 0.8% for 2018. (UCLA Andersen)
• Will the growth of taxable sales in restaurants continue? Visits to fast-food restaurants had been
growing at a quarterly clip of 2% since September 2015, but they have not grown at all in March, April or
May, according to as -yet -unpublished data from NPD Group, a market research firm. Recent higher
prices for fast-food compared to lower prices for groceries are a factor. (Wall Street Journal)
• Will the positive trend in the California Housing Market continue? While April saw a year -over -
year decrease, the number of single-family homes sold in California year-to-date is still 3% higher than in
2015. Declines in growth are anticipated to accompany increases in fixed rate mortgage rates later this
year. (firsttuesday Journal)
LOCAL RESULTS
Net Cash Receipts Analysis
Local Collections
Less: Cost of Administration
Net 1Q2016 Receipts
Net 1Q2015 Receipts
Actual Percentage Change
$41,506,331
(528,660)
40,977,671
39,111,661
4.8%
Business Activity Performance Analysis
Local Collections
Less: Payments for Prior Periods
Preliminary 1Q2016 Collections
Projected 1Q2016 Late Payments
Projected 1Q2016 Final Results
Actual 1Q2015 Results
Projected Percentage Change
$41,506,331
(2,012,309)
39,494,022
1,573,865
41,067,887
40,008,915
2.6
www.MuniServices.com
(861Q1) 800-8181 Page 1
RCTC
HISTORICAL CASH COLLECTIONS ANALYSIS BY QUARTER
$45,000
544,000
$43,000
$42,000
$41,000
$40,000
$39,000
$38,000
$37,000
$36,000
$35,006
(in thousands of $)
402013 102014 202014 302014 40.2014 102015 207015 3Q2015 402015 10.2016
E-1 Net Receipts —0-5130E Admin Fees Oue
$540
$520
$500
w
$480
z
5460
0
E
544U
$420
$400
TOP 25 SALES/USE TAX CONTRIBUTORS
The following list identifies RCTC's Top 25 Sales/Use Tax contributors. The list is in alphabetical order
and represents sales from April 2015 to March 2016. The Top 25 Sales/Use Tax contributors generate
23.2% of RCTC's total sales and use tax revenue.
AMAZON.COM
ARCO AM/PM
BEST BUY STORES
CARMAX THE AUTO SUPERSTORE
CHEVRON SERVICE STATIONS
CIRCLE K FOOD STORES
COSTCO WHOLESALE
DEPT OF MOTOR VEHICLES
EXXON SERVICE STATIONS
HOME DEPOT
JACK IN THE BOX RESTAURANTS
KOHL'S DEPARTMENT STORES
LOWE'S HOME CENTERS
MACY'S DEPARTMENT STORE
MCDONALD'S RESTAURANTS
RALPH'S GROCERY
ROSS STORES
SAM'S CLUB
SHELL SERVICE STATIONS
STATER BROS MARKETS
TARGET STORES
USA SERVICE STATIONS
VERIZON WIRELESS
WAL MART STORES
WALGREEN'S DRUG STORES
www.MuniServices.com
(800) 800-8181
15
Page 2
RCTC
HISTORICAL SALES TAX AMOUNTS
The following chart shows the sales tax level from sales through March 2016, the highs, and the lows for
each segment over the last two years.
$25,000
$20,000
$15,000 -
$10,000 -
$5,000 -
$0
(in thousands of $)
1Q2016
• High
Low
M
ea�� a�'Lb
o�¢y°may▪ \e o��� ▪ 5`� e`er\
to w t J R-
O 5 6
ANNUAL SALES TAX BY BUSINESS CATEGORY
■General Retail
1Q2016
4Q2015
3Q2015
2Q2015
1Q2015
4Q2014
3Q2014
2Q2014
1Q2014
4Q2013
Construction
(IN THOUSANDS OF $)
■ Food Products ■ Transportation
■ Business To Business
■ Miscellaneous
47,875
29,198
43,053
18,186 25,088
47,736
28,771 43,011
18,10
47,386
28,373
42,959
24,775
17,823 25,108
46,964
27,903
42,726
17,577
46,666
46,105
45,367
27,410
26,964
26,701
42,707
42,848
42,718
25,459
17,359 25,897
17,059 26,133
16,611 25,480
44,657
26,200
42,202
16,23
43,948
25,742
41,588 15,744 25,282
43,713
25,236
41,102 15,238 24,831
,545
,493
482
343
3,295
3,230
128
,015
2,985
www.MuniServices.com
(800) 800-8181
16
Page 3
RCTC
FIVE-YEAR ECONOMIC TREND: Construction
co
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co
m m
rn m
N
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Q1
m
rri
rn
v
Lr'I
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rri
N
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(IN THOUSANDS OF $)
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N
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ca
rn
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m
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d d d d d d d d d d d d d d d d d d d d d
rl N m .-I N m .-I N m .-I N m .-I N m
FINAL RESULTS: October -December 2015 Sales
Local Net Cash Collections
Less: Pool Amounts
Less: Prior Quarter Payments
Add: Late Payments
Local Net Economic Collections after Adjustments
Percent Change from October -December 2014 Sales
MUNISERVICES' ON -GOING AUDIT RESULTS
This Quarter $282,843
Total to Date $6,661,741
$44,107,625
($-496,230)
($1,737,297)
$1,347,241
$44,213,799
UP BY 1.7%
www.MuniServices.com
(800) 800-8181
17
Page 4
RCTC 1/2%: Sales Tax Performance Analysis by Quarter
ATTACHMENT 2
TOTAL
Confidential
TOTAL
$50, 000, 000
$45, 000, 000
$40, 000, 000
$35, 000, 000
$30, 000, 000
$25, 000, 000
$20,000,000
$15, 000, 000 -
$10, 000, 000 -
$5, 000, 000 -
$0
rl N M �--I N M dr 7 N M I �--I N M I �--I N cr) d- 74
�U �U d d NU NU O MU MU MU d �U �U Cf d �U �U Lf1U
0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
NNNNNNNNNNNNNCNNNNNNNN
Q2 Q3 Q4 Q1
CATEGORY ■TOTAL
$16, 000, 000
$14, 000, 000
$12, 000, 000
$10, 000, 000
$8, 000, 000
$6, 000, 000
$4, 000, 000
$2, 000, 000
'GENERAL RETAIL
Economic
2016Q1 Q0Q %0 QoQ $A YoY %A YoY $A
$41,067,493 2.6% $1,058,939 2.2% $3,610,580
2016Q1 QoQ %0 QoQ $A YoY %A YoY $A
$11,531,615 1.2% $139,365 2.6% $1,208,847
% of 2016Q1 Total: 28.1%
FOOD PRODUCTS
2016Q1 QoQ %A QoQ $A YoY %A YoY $A
$7,844,165 5.8% $426,971 6.5% $1,787,699
% of Total: 19.1%
TRANSPORTATION
2016Q1 QoQ %0 QoQ $A YoY %A YoY $A
$10,318,320 0.4% $41,901 0.8% $346,183
% of Total: 25.1%
CONSTRUCTION
2016Q1 QoQ %0 QoQ $A YoY %A YoY $A
$4,332,894 2.0% $84,936 4.8% $826,188
% of Total: 10.6%
BUSINESS TO BUSINESS
2016Q1 QoQ %
$0 QoQ $A YoY %A YoY $A
$6,210,463 5.3% $313,601 -3.1%-$808,546
% of Total: 15.1%
QoQ = 16Q1 / 15Q1 YoY = YE 16Q1 / YE 15Q1
18
INLAND EMPIRE: Quarterly Comparison of 201501 and 2016Q1 ( January thru March Sales )
ATTACHMENT 3
General Retail
Transportation
onstruction
m
m
u
5
Jan - Mar
2016
(201601)
Jan - Mar
2015
(201501) % Chg
Gain
Gain
Decline
Decline
RIVERSIDE COUNTY
ROTC 1.2% 5.8% 0.4%2.0% 5.3%
BANNING 0.2% 3.8% 6.2% 14.1% 12.1%
BEAUMONT 1.6% 6.0% 4.8% -5.2% 45.0%
BLYTHE 2.1% 3.6% -4.5% -0.8% -6.7%
CORONA 3.6% 7.4% -2.4% -1.4% -9.9%
LAKE ELSINORE 6.0% -8.5% 6.8% 3.9% 25.2%
HEMET 4.3% 4.1% -3.3% -3.4% 1.0%
INDIO -2.8% -3.4% 5.7% -2.0% 9.8%
PERRIS 42.9% -1.7% -16.8% -3.1% 13.6%
SAN JACINTO 2.6% 10.1% 7.2% -7.5% -4.9%
RIVERSIDE 2.5% 5.0% 1.5% -6.7% 10.1%
COACHELLA 5.0% 3.4% -1.0% -29.4% 53.5%
PALM SPRINGS -1.9% 8.3% -4.0% -6.6% -7 7%
DESERT HOT SPRINGS 4.9% 2.8% -3.7% 19.1% -3.6%
NORCO 0.2% 0.9% 1.5% 5.8% 9.5%
INDIAN WELLS -55.4% 0.8%-100.0%-100.0% 49.3%
RANCHO MIRAGE 0.0% -1.8% 10.5% -0.3% 26.9%
PALM DESERT -3.5% -2.7% 13.2% 7.7% -17.1%
CATHEDRAL CITY -3.7% -1.7% -5.7% -1.7% 14.7%
LA QUINTA -1.5% 3.1% -6.8% -9.4% -9.1%
MORENO VALLEY 4.9% 3.1% 0.2% 20.1% 11.1%
TEMECULA 23.8% 1.2% 6.1% -6.8% 10.3%
CANYON LAKE 10.8% -13.8% -5.4% 9.4% 214.5%
CALIMESA 2.0% 0.9% 1.3% 7.5% -23.2%
MURRIETA 5.1% -3.9% 3.9% 1.7% -2.0%
WILDOMAR -10.0% 11.4% -5.5% -0.8% 35.6%
MENIFEE 4.1% 0.3% 3.9% 9.3% 3.1%
EASTVALE -0.2% 10.1% -19.1% 11.6% -44.4%
JURUPA VALLEY 11.9% -1.5% -9.7% -8.0% 4.2%
RIVERSIDE COUNTY -3.7% 1.0% -5.4% 15.5% -4.8%
6.7%
- 14.5%
18.2%
72.5%
7.8%
- 38.6%
45.5%
- 12.2%
17.4%
-2.3%
-5.1%
- 36.1%
6.0%
-7.4 %
15.8 %
19.1%
1.0%
293.8%
25.7%
-17.2%
14.8 %
3.1%
34.7 %
9.2%
51.0 %
68.5%
0.8%
-62.0%
7.3%
64.7 %
41,067,477
453,707
985,112
395,725
7,812,652
1,874,370
2,473,992
2,421,062
1,993,695
549,046
12,970,606
806,692
3,002,134
327,078
1,305,679
394,495
1,262,585
4,624,179
1,996,223
2,096,831
3,780,560
7,610,023
46,329
150,226
3,021,812
332,486
1,406,690
1,318,362
1,963,496
5,675,827
40,008,420
430,490
916,792
400,188
7,883,304
1,806,000
2,474,253
2,394,511
1,949,317
521,616
12,674,365
801,410
3,007,655
324,987
1,280,203
475,441
1,233,860
4,625,478
2,062,525
2,139, 590
3,606,273
6,846,776
46,386
151,313
2,958,569
321,481
1,357,491
1,443,862
1,971,623
5,660,346
2.6 %
5.4%
7.5%
-1.1%
-0.9%
3.8%
0.0%
1.1%
2.3%
5.3%
2.3%
0.7%
-0.2%
0.6%
2.0%
-17.0%
2.3%
0.0%
-3.2%
-2.0%
4.8%
11.1%
-0.1%
-0.7%
2.1%
3.4%
3.6%
-8.7%
-0.4%
0.3%
Restaurants
Misc. Vehicle Sales
Light Industry
Light Industry
Electronic Equipment
Auto Sales - New
Restaurants
Auto Sales - New
Miscellaneous Retail
Food Markets
Restaurants
Heavy Industry
Restaurants
Department Stores
Auto Sales - Used
Business Services
Auto Sales - New
Miscellaneous Other
Leasing
Restaurants
BIdg.Matls-Whsle
Miscellaneous Retail
Heavy Industry
Misc. Vehicle Sales
Department Stores
Restaurants
Auto Parts/Repair
Restaurants
Furniture/Appliance
BIdg.Matls-Whsle
Auto Sales - New
BIdg.Matls-Whsle
Office Equipment
Food Markets
Food Processing Eqp
Heavy Industry
Leasing
Misc. Vehicle Sales
Electronic Equipment
Service Stations
Heavy Industry
Apparel Stores
Auto Sales - New
Food Processing Eqp
Heavy Industry
Food Markets
Department Stores
Furniture/Appliance
Heavy Industry
Furniture/Appliance
Furniture/Appliance
Auto Sales - New
Miscellaneous Retail
Department Stores
Auto Sales - New
Misc. Vehicle Sales
Furniture/Appliance
BIdg.Matls-Whsle
Restaurants
Heavy Industry
Service Stations
Service Stations
BIdg.Matls-Retail
Energy Sales
Office Equipment
Food Markets
Service Stations
Food Markets
Service Stations
Drug Stores
BIdg.Matls-Retail
BIdg.Matls-Whsle
Energy Sales
Service Stations
Service Stations
Miscellaneous Retail
Furniture/Appliance
Apparel Stores
Auto Sales - New
Auto Sales - New
Service Stations
Department Stores
Food Markets
Light Industry
Food Markets
Service Stations
Food Markets
Electronic Equipment
Service Stations
Service Stations
Office Equipment
Auto Sales - New
Electronic Equipment
Service Stations
Service Stations
Service Stations
Light Industry
Furniture/Appliance
BIdg.Matls-Whsle
Auto Parts/Repair
Department Stores
Auto Sales - Used
Service Stations
Heavy Industry
Misc. Vehicle Sales
Recreation Products
Restaurants
Food Markets
Service Stations
Bldg. M atls-Reta i I
Department Stores
Food Markets
Service Stations
Service Stations
Service Stations
Miscellaneous Retail
Recreation Products
Service Stations
Department Stores
Leasing
Non -Confidential
19
MuniServices
AGENDA ITEM 7D
RIVERSIDE COUNTY TRANSPORTATION COMMISSION
DATE:
September 14, 2016
TO:
Riverside County Transportation Commission
FROM:
Budget and Implementation Committee
Megan Kavand, Accountant
Michele Cisneros, Deputy Finance Director
THROUGH:
Anne Mayer, Executive Director
SUBJECT:
Quarterly Investment Report
BUDGET AND IMPLEMENTATION COMMITTEE AND STAFF RECOMMENDATION:
This item is for the Commission to receive and file the Quarterly Investment Report for the
quarter ended June 30, 2016.
BACKGROUND INFORMATION:
For many years and as a result of a low interest rate environment, the Commission's quarterly
investment reports reflected investments primarily concentrated in the Riverside County
Pooled Investment Fund (RCPIF). Other investments included the state Local Agency
Investment Fund and mutual funds.
In connection with the issuance of sales tax revenue bonds and toll revenue bonds and the
execution of Transportation Infrastructure Finance and Innovation Act (TIFIA) loan for the State
Route 91 Corridor Improvement Project (SR-91 CIP), the Commission anticipated the need to
engage an investment manager for the bond proceeds and other required funds. Additionally,
the Commission desired to engage an investment manager to provide investment advisory and
management services related to the Commission's operating funds. Accordingly, at its May
2013 meeting, the Commission awarded two investment management services agreements to
Logan Circle Partners, L.P. (Logan) for SR-91 CIP funds and to Payden & Rygel Investment
Management (Payden & Rygel) for Commission operating funds.
Logan invested the SR-91 CIP debt proceeds during the first quarter of Fiscal Year 2013/14 in
the Short -Term Actively Managed Program (STAMP). Payden & Rygel was authorized to make
specific investments for the Commission's operating funds beginning with the third quarter of
FY 2014/15. Commencing June 2015, the Commission has funded its annual SR-91 CIP equity
contributions; the funds were invested by Logan in a separate STAMP account.
Agenda Item 7D
20
The quarterly investment report for the fourth quarter of FY 2015/16 as required by state law
and Commission policy reflects the increased investment activities resulting from the SR-91 CIP
and available operating cash. The quarterly investment report includes the following
information:
• Investment Portfolio Report;
• STAMP Portfolio by Investment Category;
• STAMP Portfolio by Account;
• STAMP Portfolio Transaction Report by Account;
• STAMP Portfolio Summary of investments by credit rating, industry group, asset class,
security type and market sector;
• STAMP Portfolio Toll Revenue Project Senior Lien Fund Summary of investments by
credit rating, industry group, asset class, security type and market sector;
• STAMP Portfolio Toll Revenue Project Sales Tax Revenue Fund Summary of investments
by credit rating, industry group, asset class, security type and market sector;
• STAMP Portfolio Toll Revenue Series A & Series B Reserve Fund Summary of investments
by credit rating, industry group, asset class, security type and market sector;
• STAMP Portfolio Toll Revenue Project Capitalized Interest Fund Summary of investments
by credit rating, industry group, asset class, security type and market sector;
• STAMP Portfolio Sales Tax Revenue Capitalized Interest Fund Summary of investment by
credit rating, industry group, asset class, security type and market sector;
• STAMP Portfolio Sales Tax Equity Fund Summary of investment by credit rating, industry
group, asset class, security type and market sector;
• Logan Circle Partners, L.P. Short Duration Second Quarter 2016 Review;
• Payden & Rygel Operating Portfolio by Investment Category;
• Payden & Rygel Operating Portfolio Transaction Report;
• Payden & Rygel Operating Portfolio Second Quarter 2016 Review; and
• County of Riverside Investment Report for the Quarter Ended June 30, 2016.
The Commission's investments were in full compliance with the Commission's investment
policy adopted on April 13, 2016, and investments securities permitted under the Indenture for
the Commission's Sales Tax Revenue Bonds and the Master Indenture for the Commission's Toll
Revenue Bonds. Additionally, the Commission has adequate cash flows for the next six months.
Attachments:
1) Investment Portfolio Report
2) STAMP Portfolio by Investment Category
3) STAMP Portfolio by Account
4) STAMP Portfolio Transaction Report by Account
5) STAMP Portfolio Summary of Investments
6) STAMP Portfolio Toll Revenue Project Senior Lien Fund Summary of Investments
7) STAMP Portfolio Toll Revenue Project Sales Tax Revenue Fund Summary of Investments
Agenda Item 7D
21
8) STAMP Portfolio Toll Revenue Series A & Series B Reserve Fund Summary of
Investments
9) STAMP Portfolio Toll Revenue Project Capitalized Interest Fund Summary of Investments
10) STAMP Portfolio Sales Tax Revenue Capitalized Interest Fund Summary of Investments
11) STAMP Portfolio Sales Tax Equity Fund Summary of Investments
12) Payden & Rygel Operating Portfolio by Investment Category
13) Payden & Rygel Operating Portfolio Transaction Report
14) Logan Circle Partners, L.P. Short Duration Quarterly Review
15) Payden & Rygel Operating Portfolio Quarterly Review
16) County of Riverside Investment Report
Agenda Item 7D
22
ATTACHMENT 1
Riverside County Transportation Commission
Investment Portfolio Report
Period Ended: June 30, 2016
RATING COUPON PAR PURCHASE MATURITY YIELD TO PURCHASE MARKET UNREALIZED
FAIR VALUE MOODYS/FITCH/S&P RATE VALUE DATE DATE MATURITY COST VALUE GAIN (LOSS)
OPERATING FUNDS
City National Bank Deposits 24,637,885 A3/BBB+ N/A N/A
County Treasurer's Pooled Investment Fund 316,552,748 Aaa-bf/AAAN1 N/A 0.67 %
Local Agency Investment Fund (LAIF) 3,649,202 Not Rated N/A N/A
Subtotal Operating Funds 344,839,834
FUNDS HELD IN TRUST
County Treasurer's Pooled Investment Fund:
Local Transportation Fund 101,027,729 Aaa-bf/AAAN1 N/A 0.67%
Subtotal Funds Held in Trust 101,027,729
COMMISSION MANAGED PORTFOLIO
US Bank Payden & Rygel Operating
First American Government Obligation Fund
Subtotal Commission Managed Portfolio
STAMP PORTFOLIO for 91 CIP
Toll Revenue Project Senior Lien Fund
Toll Revenue Project Sales Tax Revenue Fund
Series A & Series B Reserve Fund
Toll Revenue Project Capitalized Interest Fund
Sales Tax Revenue Capitalized Interest Fund
Sales Tax Revenue Equity Fund
Subtotal STAMP Portfolio
TOTAL All Cash and Investment
50,669,457
21,938,266 Aaa-mf/-/AAAm
72,607,723
35,484,552
5,226,632
19,515,395
11,650,222
36,631,929
68,420,954
176,929,685
$ 695,404,970
$400,000,000
$350,000,000
$300,000,000
$250,000,000
$200,000,000
$150,000,000
$100,000,000
$50,000,000
14.53%
9.84% 10.44%
49.59%
See attached report for details
N/A N/A
Nature of Investments
■ STAMP Portfolio for 91 CIP Reserve
■ STAMP Portfolio for 91 CIP Project
Fund
■ STAMP Portfolio for 91 CIP Capitalized
Interest
■ STAMP Portfolio for 91 CIP Equity
■ Commission Managed Portfolio
■ Trust Funds
— Operating Funds
See attached report for details
See attached report for details
See attached report for details
See attached report for details
See attached report for details
See attached report for details
0.92% Money
Market Funds
31.71% Fixed
Income
0.52% LAIF
0.10% Cash
3.15% Mutual
Funds
63.60%County
Pool/Cash
23
ATTACHMENT 2
pig Co1111ty Too lion Commission
STAMP Portfolio by Investment Category for quarter ended June 30, 2016
Source
Account
256350023
Account
LC- Sr Lien Reserve Fund-1
Identifier
3135GOD75
Secs
Category
Issuer
Final
Maturity
06/22/2020
Trade Date
05/06/2015
Current Face Value
600,000.00
Original Cost
593,490.00
all
Date
---
Base Market Value
611,526.00
Base Net Total
Unrealized
Gain/Loss
16,627.39
Coupon
1.500
Summarized
Yield Credit Rating
1.006 AAA
Agency
Federal National Mortgage Association Fannie Mae
Federal Farm Credit Banks Consolidated Systemwide
256350005
LC -Project Fund-Toll2
3133EECD0
Agency
Bonds
06/20/2017
06/15/2015
500,000.00
500,308.15
---
499,865.00
(283.42)
0.478
0.524 AAA
256350023
LC -Sr Lien Reserve Fund-1
3137EADR7
Agency
Federal Home Loan Mortgage Corporation
05/01/2020
05/15/2015
475,000.00
471,527.75
---
482,163.00
9,872.69
1.375
0.973 AAA
256350023
LC -Sr Lien Reserve Fund-1
3137EACA5
Agency
Federal Home Loan Mortgage Corporation
03/27/2019
07/05/2013
800,000.00
875,900.00
---
863,744.00
26,322.22
3.750
0.805 AAA
256350023
LC -Sr Lien Reserve Fund-1
3137EADB2
Agency
Federal Home Loan Mortgage Corporation
01/13/2022
---
750,000.00
737,385.50
---
794,362.50
50,637.59
2.375
1.265 AAA
256350023
LC -Sr Lien Reserve Fund-1
3136G3JZ9
Agency
Federal National Mortgage Association Fannie Mae
04/26/2019
05/31/2016
200,000.00
200,960.00
10/26/2016
200,918.00
121.40
2.000
0.571 AAA
205091001
LC-2013 A Capitalized Interest
31392HWL3
Agency CMO
Federal National Mortgage Association Fannie Mae
02/25/2018
07/12/2013
19,251.50
20,322.37
---
19,603.03
36.08
5.000
0.782 AAA
256350023
LC -Sr Lien Reserve Fund-1
3137AEV77
Agency CMO
Federal Home Loan Mortgage Corporation
05/25/2018
07/03/2013
250,252.11
257,544.62
---
256,268.17
3,464.26
2.699
1.252 AAA
256350023
LC -Sr Lien Reserve Fund-1
3137AJMF8
Agency CMO
Federal Home Loan Mortgage Corporation
10/25/2021
08/05/2015
30,000.00
31,038.28
---
31,911.00
1,028.19
2.968
1.627 AAA
205091001
LC-2013 A Capitalized Interest
31392F6C6
Agency CMO
Federal National Mortgage Association Fannie Mae
12/25/2017
07/09/2013
117,242.71
124,368.87
---
119,061.14
(101.77)
5.000
0.762 AAA
256350023
LC -Sr Lien Reserve Fund-1
383771289
Agency CMO
The Government National Mortgage Association
Guaranteed REMIC Pass -Through Securities
10/20/2039
07/05/2013
119,825.26
123,490.22
---
125,250.94
2,357.78
3.500
1.722 AAA
205091001
LC-2013 A Capitalized Interest
31393EXC8
Agency CMO_
Federal National Mortgage Association Fannie Mae
09/25/2018
07/24/2013
180,932.92
_ 191,280.03
---
185,662.52
675.02
4.500
0.987 AAA
256350022
LC -Sr Lien Ob Fund -I Interest
31393EXC8
Agency CMO
Federal National Mortgage Association Fannie Mae
09/25/2018
07/24/2013
20,103.66
21,253.34
---
20,629.17
75.00
4.500
0.987 AAA
256350005
LC -Project Fund -Toll 2
3137AH6Q6
Agency CMO_
Federal Home Loan Mortgage Corporation
08/25/2018
06/24/2016
472,775.78
_ 484,521.31
---
484,571.54
64.79
2.412
1.050 AAA
256350023
LC -Sr Lien Reserve Fund-1
31392D83
Agency CMO
Federal National Mortgage Association Fannie Mae
03/25/2018
07/08/2013
14,354.56
15,144.06
---
14,622.85
39.65
5.000
0.733 AAA
The Government National Mortgage Association
256350023
LC -Sr Lien Reserve Fund-1
38376GB33
Agency CMO
Guaranteed REMIC Pass -Through Securities
10/16/2044
01/23/2015
334,698.07
343,555.95
---
340,123.53
(2,665.67)
3.500
2.125 AAA
256350005
LC -Project Fund -Toll 2
3137A2AZ4
Agency CMO
Federal Home Loan Mortgage Corporation
05/25/2020
07/01/2015
343,016.95
353,361.05
---
349,403.92
93.61
2.757
1.075 AAA
256350023
LC -Sr Lien Reserve Fund-1
3137AUPE3
Agency CMO
Federal Home Loan Mortgage Corporation
06/25/2022
07/03/2013
235,000.00
220,358.40
---
244,012.25
19,307.78
2.396
1.685 AAA
205091001
LC-2013 A Capitalized Interest
31392BVM5
Agency CMO
Federal National Mortgage Association Fannie Mae
02/25/2017
07/11/2013
7,479.84
7,895.91
---
7,524.05
(9.12)
5.500
0.137 AAA
256350005
LC -Project Fund -Toll 2
38378BR35
Agency CMO
Government National Mortgage Association
11/16/2042
07/10/2015
338,065.78
330,459.30
---
332,298.38
1,789.91
1.333
1.775 AAA
256350023
LC -Sr Lien Reserve Fund-1
38378CRT6
Agency CMO
The Government National Mortgage Association
Guaranteed REMIC Pass -Through Securities
10/20/2040
05/22/2014
101,565.80
98,074.48
---
101,596.27
3,128.60
2.000
1.966 AAA
256350023
LC -Sr Lien Reserve Fund-1
3137A7E22
Agency CMO
Federal Home Loan Mortgage Corporation
04/15/2028
07/08/2013
146,796.34
151,980.08
---
150,316.52
2,267.20
3.500
0.990 AAA
256350023
LC -Sr Lien Reserve Fund-1
3137B03W2
Agency CMO
Federal Home Loan Mortgage Corporation
08/25/2017
07/31/2013
34,731.89
34,704.75
---
34,841.29
143.53
1.426
0.889 AAA
The Government National Mortgage Association
256350023
LC -Sr Lien Reserve Fund-1
38376T5Z1
Agency CMO
Guaranteed REMIC Pass -Through Securities
01/16/2039
01/26/2015
141,520.50
147,853.54
---
147,859.20
631.69
3.000
1.649 AAA
256350023
LC -Sr Lien Reserve Fund-1
38377RSZ9
Agency CMO
The Government National Mortgage Association
Guaranteed REMIC Pass -Through Securities
06/16/2039
01/21/2015
49,322.60
52,272.53
---
51,557.90
(448.68)
4.500
1.702 AAA
256350005
LC -Project Fund -Toll 2
3136A8G38
Agency CMO_
Federal National Mortgage Association Fannie Mae
08/25/2017
---
184,363.67
_ 184,934.01
---
184,695.53
99.85
1.246
1.368 AAA
256350005
LC -Project Fund -Toll 2
3137A85H7
Agency CMO
Federal Home Loan Mortgage Corporation
12/15/2039
07/13/2015
135,046.99
140,786.49
---
141,761.53
1,366.90
3.500
1.104 AAA
256350005
LC -Project Fund-Toll2
3137AILC5
Agency CMO
Federal Home Loan Mortgage Corporation
08/15/2020
08/31/2015
80,727.07
82,013.66
---
81,779.75
57.62
2.000
0.793 AAA
256350022
LC -Sr Lien Ob Fund-1 Interest
3136A4M89
Agency CMO
Federal National Mortgage Association Fannie Mae
01/25/2019
07/05/2013
160,863.65
161,887.90
---
163,226.73
1,992.35
1.934
1.359 AAA
256350023
LC -Sr Lien Reserve Fund-1
38378BX20
Agency CMO
Government National Mortgage Association
06/16/2051
03/17/2015
64,677.07
63,238.48
---
63,141.64
(41.94)
1.240
1.750 AAA
256350023
LC -Sr Lien Reserve Fund-1
38378B7E3
Agency CMO
Government National Mortgage Association
05/16/2046
05/22/2015
225,752.57
216,987.02
---
219,729.49
2,558.75
1.744
2.177 AAA
256350005
LC -Project Fund -Toll 2
3137AQT24
Agency CMO
Federal Home Loan Mortgage Corporation
01/25/2019
---
340,000.00
347,162.50
---
348,180.40
1,427.26
2.130
1.082 AAA
256350005
LC -Project Fund-Toll2
3133XY2H7
Agency CMO
FHLBanks Office of Finance
04/20/2017
07/13/2015
252,119.58
258,974.08
---
255,971.96
266.16
2.900
1.249 AA
The Government National Mortgage Association
256350023
LC -Sr Lien Reserve Fund-1
38377RVK8
Agency CMO
Guaranteed REMIC Pass -Through Securities
04/20/2039
---
163,213.80
_ 167,816.93
---
170,478.44
3,528.55
3.000
1.398 AAA
256350023
LC -Sr Lien Reserve Fund-1
3136A7MJ8
Agency CMO
Federal National Mortgage Association Fannie Mae
12/25/2019
08/20/2013
125,176.71
123,318.61
---
125,947.80
1,555.79
1.520
1.269 AAA
256350023
LC -Sr Lien Reserve Fund-1
3137ASNH3
Agency CMO_
Federal Home Loan Mortgage Corporation
09/25/2021
07/03/2013
315,228.17
_ 308,049.34
---
316,854.74
_ 6,195.55
1.459
1.213 AAA
256350023
LC -Sr Lien Reserve Fund-1
3136A72D3
Agency CMO
Federal National Mortgage Association Fannie Mae
04/25/2022
07/03/2013
395,000.00
375,250.00
---
412,518.25
31,314.26
2.482
1.625 AAA
256350022
LC -Sr Lien Ob Fund-1 Interest
3137ASNH3
Agency CMO_
Federal Home Loan Mortgage Corporation
09/25/2021
08/15/2013
315,228.17
_ 306,953.43
---
316,854.74
6,975.62
1.459
1.213 _ AAA
205091001
LC-2013 A Capitalized Interest
31392FPP6
Agency CMO
Federal National Mortgage Association Fannie Mae
11/25/2017
07/15/2013
70,519.30
74,684.35
---
71,493.17
(126.25)
5.000
0.959 AAA
205091001
LC-2013 A Capitalized Interest
3136A8G38
Agency CMO
Federal National Mortgage Association Fannie Mae
08/25/2017
07/08/2013
1,825,795.16
1,798,836.15
---
1,829,081.59
12,230.67
1.246
1.368 AAA
256350022
LC -Sr Lien Ob Fund-1 Interest
3136A8G38
Agency CMO
Federal National Mortgage Association Fannie Mae
08/25/2017
07/08/2013
553,091.04
544,924.31
---
554,086.61
3,705.06
1.246
1.368 AAA
256350005
LC -Project Fund -Toll 2
31394GH22
Agency CMO
Federal Home Loan Mortgage Corporation
07/15/2018
07/20/2015
85,281.36
88,399.47
---
87,433.87
497.23
4.500
1.105 AAA
256350005
LC -Project Fund -Toll 2
3137AQV V7
Agency CMO
Federal Home Loan Mortgage Corporation
10/25/2018
06/06/2016
166,613.60
167,290.47
---
167,576.63
300.47
1.560
0.969 AAA
256350005
LC -Project Fund -Toll 2
3137ANLP8
Agency CMO
Federal Home Loan Mortgage Corporation
11/25/2016
---
97,246.55
98,042.10
---
97,264.05
(101.26)
1.655
1.144 AAA
256350023
LC -Sr Lien Reserve Fund-1
38378B7F0
Agency CMO
Government National Mortgage Association
12/16/2042
---
450,000.00
427,324.22
---
440,928.00
12,888.85
2.273
2.912 AAA
256350023
LC -Sr Lien Reserve Fund-1
3137AQT24
Agency CMO
Federal Home Loan Mortgage Corporation
01/25/2019
10/21/2013
170,000.00
171,195.31
---
174,090.20
3,635.36
2.130
1.082 AAA
256350023
LC -Sr Lien Reserve Fund-1
38376WA62
Agency CMO
The Goverment National Mortgage Association
Guaranteed REMIC Pass -Through Securities
10/20/2039
01/21/2015
113,725.93
119,399.59
---
120,908.86
1,101.46
4.000
1.556 AAA
The Government National Mortgage Association
256350023
LC -Sr Lien Reserve Fund-1
38378TAF7
Agency CMO
Guaranteed REMIC Pass -Through Securities
07/20/2041
07/05/2013
209,675.02
209,706.63
---
217,147.84
7,591.63
2.500
1.474 AAA
256350022
LC -Sr Lien Ob Fund -I Interest
31393 V2T7
Agency CMO
Federal Home Loan Mortgage Corporation
06/15/2018
07/08/2013
102,542.54
108,454.75
---
104,725.67
198.38
4.500
0.336 AAA
205091001
LC-2013 A Capitalized Interest
31393V2T7
Agency CMO
Federal Home Loan Mortgage Corporation
06/15/2018
07/08/2013
337,615.81
357,081.47
---
344,803.65
653.16
4.500
0.336 AAA
256350005
LC -Project Fund -Toll 2
3137AH6B9
Agency CMO
Federal Home Loan Mortgage Corporation
10/25/2020
---
191,888.69
195,813.80
---
195,219.87
174.17
2.257
1.074 AAA
The Government National Mortgage Association
256350023
LC -Sr Lien Reserve Fund-1
38377DPX8
Agency CMO
Guaranteed REMIC Pass -Through Securities
11/20/2036
12/31/2013
7,915.26
8,297.74
---
7,931.80
(29.13)
2.500
0.695 AAA
256350023
LC -Sr Lien Reserve Fund-1
31395E7P5
Agency CMO
Federal Home Loan Mortgage Corporation
08/15/2019
07/09/2013
63,266.74
66,934.23
---
64,758.56
(165.36)
4.500
1.276 AAA
256350023
LC -Sr Lien Reserve Fund-1
31394DVM9
Agency CMO
Federal National Mortgage Association Fannie Mae
02/25/2034
06/19/2014
127,749.55
135,075.19
---
133,253.00
803.47
5.000
1.474 AAA
256350023
LC -Sr Lien Reserve Fund-1
38378KXW4
Agency MBS
The Government National Mortgage Association
Guaranteed REMIC Pass -Through Securities
02/16/2037
12/11/2014
192,110.79
191,180.26
---
191,019.60
(210.29)
1.705
2.047 AAA
256350005
LC -Project Fund -Toll 2
36225FGM5
Agency MBS
Ginnie Mae 11
08/20/2041
08/06/2015
102,804.70
_ 106,402.87
---
105,974.17
(309.81)
1.875
1.117 AAA
256350023
LC -Sr Lien Reserve Fund-1
31413XVG5
Agency MBS
Federal National Mortgage Association Fannie Mae
06/01/2019
08/04/2014
200,000.00
218,500.00
---
208,638.00
(906.66)
4.506
2.111 AAA
256350023
LC -Sr Lien Reserve Fund-1
38379KDN5
Agency MBS
Government National Mortgage Associa[ion
09/16/2055
08/05/2015
191,434.20
_ 186,543.65
---
192,961.84
_ 6,168.33
2.100
2.391 AAA
256350023
LC -Sr Lien Reserve Fund-1
3136A4M48
Agency MBS
Federal National Mortgage Association Fannie Mae
01/25/2022
07/05/2013
329,463.64
330,390.25
---
337,202.74
7,373.23
2.098
1.393 AAA
256350005
LC -Project Fund -Toll 2
38378NNA7
Agency MBS
The Government National Mortgage Association
Guaranteed REMIC Pass -Through Securities
05/16/2038
06/26/2015
572,901.01
576,817.33
---
579,059.70
2,444.72
2.250
1.945 AAA
24
Page 2 of 34
Merside County TronspoMica Commission
STAMP Portfolio by Investment Category for quarter ended June 30, 2016
Source
Account
256350023
Account
LC -Sr Lien Reserve Fund-1
Identifier
31381PEB0
Security Type
Category
Agency MBS
Issuer
Federal National Mortgage Association Fannie Mae
Final
Maturity
11/01/2020
Trade Date
09/26/2014
Current Face Value
262,482.35
Next Call
Original Cost Date
Base Market Value
284,053.15
Base Net Total
Unrealized
Gain/Loss
13,471.25
Coupon
3.370
Yield
1.626
Summarized
Credit Rating
AAA
276,385.71 ---
256350023
LC -Sr Lien Reserve Fund-1
3137A7JU5
Agency MBS
Federal Home Loan Mortgage Corporation
l 1/25/2017
07/03/2013
325,000.00
351,203.13 --
334,925.50
2,533.05
3.882
1.235
AAA
256350023
LC -Sr Lien Reserve Fund-1
38378KRS0
Agency MBS
The Government National Mortgage Association
Guaranteed REMIC Pass -Through Securities
07/16/2043
05/08/2015
450,000.00
434,460.94 ---
452,385.00
17,400.79
2.389
2.418
AAA
_
256350005
LC -Project Fund-Toll2
3136AEYG6
Agency MBS
Federal National Mortgage Association Fannie Mae
06/25/2018
07/02/2015
209,392.08
212,009.49 ---
212,133.02
1,048.88
1.825
1.203
AAA
256350023
LC -Sr Lien Reserve Fund-1
38378KWU9
Agency MBS
The Government National Mortgage Association
Guaranteed REMIC Pass -Through Securities
11/16/2041
05/22/2015
65,668.74
64,021.89 ---
64,055.26
(30.14)
1.400
2.245
AAA
256350005
LC -Project Fund-Toll2
36225FLU1
Agency MBS
Ginnie Mae II
02/20/2042
08/06/2015
214,445.88
221,750.44 ---
222,487.61
983.42
2.000
0.879
AAA
256350023
LC -Sr Lien Reserve Fund-1
38378XP62
Agency MBS
The Government National Mortgage Association
Guaranteed REMIC Pass -Through Securities
05/16/2055
05/14/2015
453,306.38
458,901.88 ---
469,348.89
10,678.25
2.500
1.785
AAA
256350005
LC -Project Fund -Toll 2
3138EKUP8
Agency MBS
Federal National Mortgage Association Fannie Mae
03/01/2025
09/21/2015
191,726.62
202,046.91 ---
198,254.91
(2,746.59)
5.000
2.161
AAA
256350023
LC -Sr Lien Reserve Fund-1
31404WTT3
Agency MBS
Federal National Mortgage Association Fannie Mae
05/01/2019
12/31/2013
56,032.10
62,461.36 ---
57,622.85
(1,736.73)
4.500
1.857
AAA
256350023
LC -Sr Lien Reserve Fund-1
31417YKF3
Agency MBS
Federal National Mortgage Association Fannie Mae
01/01/2030
07/10/2013
123,703.37
130,507.06 ---
134,943.06
4,654.42
4.500
1.796
AAA
256350023
LC -Sr Lien Reserve Fund-1
31385XBG1
Agency MBS
Federal National Mortgage Association Fannie Mae
03/01/2018
09/13/2013
6,794.87
7,236.53 ---
6,907.12
(18.50)
6.000
1.539
AAA
256350023
LC -Sr Lien Reserve Fund-1
31416YXJ2
Agency MBS
Federal National Mortgage Association Fannie Mae
08/01/2026
07/03/2013
53,504.04
56,020.40 ---
56,804.70
1,416.78
3.500
1.277
AAA
256350022
LC -Sr Lien Ob Fund -I Interest
31402RBG3
Agency MBS
Federal National Mortgage Association Fannie Mae
09/01/2019
---
33,099.48
35,504.08 ---
34,101.40
(145.97)
6.000
1.590
AAA
205091001
LC-2013 A Capitalized Interest
31402RBG3
Agency MBS
Federal National Mortgage Association Fannie Mae
09/01/2019
---
113,195.43
121,407.13 ---
116,621.85
(495.39)
6.000
1.590
AAA
256350005
LC -Project Fund-Toll2
3138L1TX7
Agency MBS
Federal National Mortgage Association Fannie Mae
11/01/2017
06/18/2015
306,430.02
307,818.54 ---
306,417.76
(659.93)
1.660
1.643
AAA
256350022
LC -Sr Lien Ob Fund-1 Interest
31385JLF3
Agency MBS
Federal National Mortgage Association Fannie Mae
08/01/2017
09/18/2013
56,426.00
60,234.76 ---
57,365.49
(221.47)
6.000
1.511
AAA
256350023
LC -Sr Lien Reserve Fund-1
38378KSL4
Agency MBS
The Government National Mortgage Association
Guaranteed REMIC Pass -Through Securities
12/16/2046
---
425,000.00
415,829.11 ---
436,122.25
20,131.89
2.785
2.763
AAA
256350023
LC -Sr Lien Reserve Fund-1
3137B6ZL8
Agency MBS
Federal Home Loan Mortgage Corporation
12/25/2019
01/07/2014
31,744.71
32,379.24 ---
32,196.44
133.33
2.075
1.010
AAA
256350005
LC -Project Fund-Toll2
36225EUY6
Agency MBS
Ginnie Maell
09/20/2039
09/17/2015
94,723.57
97,417.29 ---
96,777.18
(551.43)
1.875
1.476
AAA
256350023
LC -Sr Lien Reserve Fund-1
31418AFW3
Agency MBS
Federal National Mortgage Association Fannie Mae
06/01/2022
07/10/2013
177,128.47
182,940.50 ---
185,914.04
4,868.71
3.000
0.513
AAA
256350023
LC -Sr Lien Reserve Fund-1
3138L3308
Agency MBS
Federal National Mortgage Association Fannie Mae
06/01/2020
11/12/2015
100,000.00
99,875.00 ---
102,806.00
2,950.06
2.010
1.143
AAA
205091001
LC-2013 A Capitalized Interest
31410GSQ7
Agency MBS
Federal National Mortgage Association Fannie Mae
12/01/2017
07/05/2013
53,000.28
56,909.05 ---
53,941.03
(316.55)
6.000
1.918
AAA
256350023
LC -Sr Lien Reserve Fund-1
38378B6A2
Agency MBS
Government National Mortgage Association
11/16/2052
01/22/2015
134,496.46
130,256.67 ---
133,138.05
2,926.21
1.826
1.992
AAA
205091001
LC-2013 A Capitalized Interest
31294LPZ0
Agency MBS
Federal Home Loan Mortgage Corporation
12/01/2016
07/05/2013
20,776.59
21,964.75 ---
20,862.81
(62.69)
_ 6.000
2.032
AAA
205091001
LC-2013 A Capitalized Interest
36200AFG9
Agency MBS
Government National Mortgage Association
11/15/2017
07/09/2013
15,087.61
16,077.73 ---
15,327.50
(127.76)
5.500
2.164
AAA
205091001
LC-2013 A Capitalized Interest
3128MBTH0
Agency MBS
Federal Home Loan Mortgage Corporation
03/01/2019
07/26/2013
62,840.31
66,610.72 ---
64,504.95
(114.87)
5.000
1.762
AAA
205091001
LC-20I3 A Capitalized Interest
36290WH47
Agency MBS
Government National Mortgage Association
09/15/2018
07/18/2013
522,933.97
555,617.34 ---
532,587.33
(6,677.11)
4.500
2.211
AAA
205091001
LC-2013 A Capitalized Interest
3128H4NR6
Agency MBS
Federal Home Loan Mortgage Corporation
05/01/2018
07/16/2013
45,329.22
48,020.64 ---
46,519.57
27.25
_ 5.000
1.233
AAA
205091001
LC-2013 A Capitalized Interest
31402QT68
Agency MBS
Federal National Mortgage Association Fannie Mae
10/01/2019
07/11/2013
132,836.20
143,504.61 ---
138,242.63
(452.93)
6.000
1.406
AAA
205091001
LC-2013 A Capitalized Interest
3128PGLY7
Agency MBS
Federal Home Loan Mortgage Corporation
05/01/2017
07/17/2013
64,333.88
67,791.83 ---
65,964.10
788.51
5.000
-1.838
AAA
205091001
LC-2013 A Capitalized Interest
3128GNR59
Agency MBS
Federal Home Loan Mortgage Corporation
10/01/2016
07/05/2013
19,928.08
21, 111.31 ---
19,995.84
(43.05)
6.000
2.494
AAA
256350023
LC -Sr Lien Reserve Fund-1
3128MMAK9
Agency MBS
Federal Home Loan Mortgage Corporation
09/01/2019
07/08/2013
101,430.16
107,832.94 ---
105,310.88
179.50
5.000
1.750
AAA
205091001
LC-2013 A Capitalized Interest
31401MWC1
Agency MBS
Federal National Mortgage Association Fannie Mae
06/01/2018
07/12/2013
429,056.27
457,481.25 ---
440,353.32
355.52
4.500
1.041
AAA
205091001
LC-2013 A Capitalized Interest
3128PHVS7
Agency MBS
Federal Home Loan Mortgage Corporation
11/01/2019
07/16/2013
32,387.64
34,128.47 ---
33,230.37
96.82
5.000
0.685
AAA
205091001
LC-20I3 A Capitalized Interest
3132FEAK7
Agency MBS
Federal Home Loan Mortgage Corporation
12/01/2017
07/03/2013
72,305.60
76,621.35 ---
74,148.67
211.62
5.000
0.260
AAA
256350023
LC -Sr Lien Reserve Fund-1
3136AEYG6
Agency MBS
Federal National Mortgage Association Fannie Mae
06/25/2018
11/20/2013
134,327.00
135,386.93 ---
136,085.34
1,357.57
1.825
1.203
AAA
256350005
LC -Project Fund-Toll2
3137A7JU5
Agency MBS
Federal Home Loan Mortgage Corporation
11/25/2017
06/03/2016
430,000.00
442,345.70 ---
443,132.20
1,430.95
3.882
1.235
AAA
256350005
LC -Project Fund -Toll 2
55315FAB6
Asset Backed
MMAF EQUIP FIN LLC 2016-A
12/17/2018
05/03/2016
275,000.00
274,996.84 ---
275,269.50
272.51
1.390
1.285
AAA
256350005
LC -Project Fund -Toll 2
47787UAD5
Asset Backed
John Deere Owner Trust 2015
06/17/2019
---
600,000.00
600,819.73 ---
602, I84.00
1,577.27
1.320
0.964
AAA
256350005
LC -Project Fund-Toll2
161571FK5
Asset Backed
Chase Issuance Trust
08/16/2021
12/10/2015
150,000.00
148,359.38 ---
151,951.50
3,355.65
1.580
1.159
AAA
256350005
LC -Project Fund-Toll2
58768WAD1
Asset Backed
Mercedes-Benz Auto Receivables Trust 2013-1
11/15/2019
06/16/2015
350,000.00
351,066.41 ---
350,227.50
(261.87)
1.130
1.081
AAA
256350005
LC -Project Fund -Toll 2
02582JGG9
Asset Backed
American Express Credit Account Master Trust
05/17/2021
02/26/2016
300,000.00
300,468.75 ---
300,219.00
(197.21)
0.862
0.854
AAA
256350005
LC -Project Fund -Toll 2
36159LBW5
Asset Backed
GE Dealer Floorplan Master Not
04/22/2019
05/03/2016
300,000.00
300,656.25 ---
300,714.00
163.05
1.198
0.941
AAA
256350005
LC -Project Fund -Toll 2
65478QAD0
Asset Backed
Nissan Auto Lease Trust 2016-A
03/15/2019
05/17/2016
155,000.00
154,992.99 ---
155,469.65
476.45
1.490
1.331
AAA
256350005
LC -Project Fund -Toll 2
58769AAD8
Asset Backed
Mercedes-Benz Auto Lease Trust 2015-B
07/16/2018
---
600,000.00
600,906.74 ---
601,518.00
619.60
1.340
1.103
AAA
256350005
LC -Project Fund-Toll2
90290KAD7
Asset Backed
USAA Auto Owner Trust 2014-1
05/15/2019
06/12/2015
445,000.00
443,991.80 ---
445,102.35
560.91
0.940
0.914
AAA
256350005
LC -Project Fund -Toll 2
43814KAC5
Asset Backed
Honda Auto Receivables 2015-1 Owner Trust
10/15/2018
06/02/2016
600,000.00
600,093.75 ---
600,948.00
861.68
1.050
0.866
AAA
256350005
LC -Project Fund-Toll2
161571HB3
Asset Backed
Chase Issuance Trust
05/17/2021
06/07/2016
500,000.00
500,878.91 ---
500,145.00
(718.43)
0.852
0.868
AAA
256350005
LC -Project Fund-Toll2
161571GJ7
Asset Backed
Chase Issuance Trust
01/15/2019
---
500,000.00
500,726.56 ---
501,000.00
536.83
1.150
0.785
AAA
256350005
LC -Project Fund-Toll2
58772PAC2
Asset Backed
Mercedes-Benz Auto Receivables Trust 2015-1
06/15/2018
08/04/2015
268,704.57
268,736.06 ---
268,822.80
(2.46)
0.712
0.640
AAA
256350005
LC -Project Fund-Toll2
161571GQ1
Asset Backed
Chase Issuance Trust
11/15/2019
10/28/2015
120,000.00
120,510.94 ---
120,622.80
277.13
1.380
1.002
AAA
256350005
LC -Project Fund-Toll2
36159LCR5
Asset Backed
GE Dealer Floorplan Master Not
01/20/2020
06/07/2016
110,000.00
109,759.38 ---
109,654.60
(113.55)
0.948
1.172
AAA
256350005
LC -Project Fund -Toll 2
477877AD6
Asset Backed
John Deere Owner Trust 2014-B
11/15/2018
---
452,257.61
452,225.81 ---
452,447.56
221.18
1.070
1.012
AAA
256350005
LC -Project Fund-Toll2
60689LAC9
Asset Backed
MMAF EQUIP FIN LLC 2013-A
12/11/2017
08/05/2015
60,724.50
60,752.96 ---
60,722.07
(13.82)
1.030
1.049
AAA
256350001
LC -Project Fund-2 Senior Lien
55314MAD8
Asset Backed
MMAF Equipment Finance LLC 2011-A
07/15/2017
I1/04/2015
3,623.17
3,631.67 ---
3,625.09
0.75
2.100
0.828
AAA
256350005
LC -Project Fund-Toll2
55315GAC2
Asset Backed
MMAF EQUIP FIN LLC 2015-A
10/16/2019
---
282,000.00
281,080.94 ---
282,349.68
904.50
1.390
1.277
AAA
256350005
LC -Project Fund-Toll2
161571BQ6
Asset Backed
Chase Issuance Trust
04/15/2019
04/27/2016
300,000.00
299,730.47 ---
299,793.00
47.53
0.492
0.623
AAA
256350005
LC -Project Fund-Toll2
02582JGS3
Asset Backed
American Express Credit Account Master Trust
01/15/2020
07/13/2015
500,000.00
500,859.38 ---
502,030.00
1,618.29
1.260
0.836
AAA
256350005
LC -Project Fund-Toll2
62888WAA4
CMO
NCUA GTD NTS TR 2010-R3
12/08/2020
---
516,472.13
518,518.78 ---
517,406.94
(1,079.60)
0.996
1.062
AAA
256350005
LC -Project Fund-Toll2
62888YAA0
CMO
NCUA Guaranteed Notes Trust 2011-RI
01/08/2020
07/14/2015
203,199.18
204,183.43 ---
203,611.67
(360.93)
0.915
1.062
AAA
256350001
LC -Project Fund-2 Senior Lien
69350AGD4
CP
Ppg Industries, Inc.
07/13/2016
05/19/2016
1,500,000.00
1,498,120.83 ---
1,499,715.00
125.00
0.000
0.571
AA
256350005
LC -Project Fund-Toll2
44890MG14
CP
Hyundai Capital America
07/01/2016
06/07/2016
1,200,000.00
1,199,432.00 ---
1,200,000.00
0.00
0.000
0.000
AA
256350001
LC -Project Fund-2 Senior Lien
05333TG80
CP
AutoZone, Inc.
07/08/2016
06/14/2016
1,600,000.00
1,599,285.33 ---
1,599,824.00
32.45
0.000
0.567
AA
256350005
LC -Project Fund-Toll2
78513KG70
CP
S&P Global Inc.
07/07/2016
06/07/2016
1,200,000.00
1,199,150.00 ---
1,199,892.00
62.00
0.000
0.541
AA
256350001
LC -Project Fund-2 Senior Lien
6116M2G52
CP
Monsanto Company
07/05/2016
05/31/2016
700,000.00
699,421.53 ---
699,958.00
24.11
0.000
0.541
AA
256350001
LC -Project Fund-2 Senior Lien
07588LGC6
CP
Becton, Dickinson and Company
07/12/2016
06/07/2016
1,600,000.00
1,598,896.90 ---
1,599,728.00
84.89
0.000
0.557
AA
256350001
LC -Project Fund-2 Senior Lien
78513KG62
CP
S&P Global Inc.
07/06/2016
06/06/2016
1,600,000.00
1,598,942.22 ---
1,599,872.00
60.89
0.000
0.577
AA
256350001
LC -Project Fund-2 Senior Lien
28103AGJ7
CP
Edison International
07/18/2016
06/28/2016
1,600,000.00
1,599,404.45 ---
1,599,584.00
90.22
0.000
0.551
AA
25
Page 3 of 34
Mende Counly TranslwrloHon Commission
STAMP Portfolio by Investment Category for quarter ended June 30, 2016
Source
Account
Account
Identifier
Sec
Category
Issuer
Final
Maturity
Trade Date
Current Face Value
Original Cost
Next Call
Date
Base Market Value
Base Net Total
Unrealized
Gain/Loss
Coupon
Summarized
Yield Credit Rating
256350001
LC -Project Fund-2 Senior Lien
0255E2GF1
CP
American Electric Power Company, Inc.
07/15/2016
06/20/2016
1,600,000.00
1,599,122.22
---
1,599,648.00
139.56
0.000
0.567 AA
256350001
LC -Project Fund-2 Senior Lien
41282JH2O
_CP
Harley-Davidson Financial Services, Inc.
08/02/2016
06/21/2016
1,600,000.00
1,598,674.67
---
1,599,120.00
129.78
0.000
0.620 AA
256350022
LC -Sr Lien Ob Fund -I Interest
92780JH2O
CP
Virginia Electric and Power Company
08/02/2016
06/23/2016
150,000.00
149,881.67
---
149,917.50
12.16
0.000
0.620 AAA
256350001
LC -Project Fund-2 Senior Lien
92780JH2O
CP
Virginia Electric and Power Company
08/02/2016
06/28/2016
1,350,000.00
1,349,109.00
---
1,349,257.50
121.50
0.000
_0.620 AAA
256350005
LC -Project Fund-Toll2
44331BG56
CP
HP Inc.
07/05/2016
06/23/2016
2,000,000.00
1,999,473.34
---
1,999,880.00
55.55
0.000
0.541 AA
256350001
LC -Project Fund-2 Senior Lien
27743JGC1
CP
Eastman Chemical Company
07/12/2016
06/21/2016
1,600,000.00
1,599,328.00
---
1,599,728.00
80.00
0.000
0.557 AA
256350001
LC -Project Fund-2 Senior Lien
07787PGN2
CP
The Bell Telephone Company of Canada Or Bell Canada
07/22/2016
06/23/2016
1,700,000.00
1,698,945.52
---
1,699,439.00
202.59
0.000
0.567 AA
256350001
LC -Project Fund-2 Senior Lien
6362P2GR1
CP
National Grid USA
07/25/2016
06/20/2016
1,600,000.00
1,598,957.78
---
1,599,408.00
122.67
0.000
0.556 AA
256350005
LC -Project Fund-Toll2
43357LG71
CP
Hitachi Capital America Corp.
07/07/2016
06/07/2016
1,200,000.00
1,199,100.00
---
1,199,892.00
72.00
0.000
0.541 AA
256350001
LC -Project Fund-2 Senior Lien
25737LGK0
CP
Dominion Gas Holdings, LLC
07/19/2016
06/08/2016
1,600,000.00
1,598,737.78
---
1,599,552.00
120.00
0.000
0.561 AAA
256350001
LC -Project Fund-2 Senior Lien
83700EGT9
CP
South Carolina Electric & Gas Company
07/27/2016
06/29/2016
1,700,000.00
1,698,876.11
---
1,699,320.00
363.61
0.000
0.555 AA
256350005
LC -Project Fund -Toll 2
69430LGJ1
CP
Pacific Gas and Electric Company
07/18/2016
06/30/2016
900,000.00
899,685.00
---
899,766.00
63.50
0.000
0.551 AA
256350001
LC -Project Fund-2 Senior Lien
43357LG71
CP
Hitachi Capital America Corp.
07/07/2016
06/07/2016
1,500,000.00
1,498,912.50
---
1,499,865.00
90.00
0.000
0.541 AA
256350001
LC -Project Fund-2 Senior Lien
44890MGN6
CP
Hyundai Capital America
07/22/2016
06/28/2016
1,600,000.00
1,599,233.33
---
1,599,472.00
172.00
0.000
0.567 AA
256350001
LC -Project Fund-2 Senior Lien
66765EG82
CP
Northwest Natural Gas Company
07/08/2016
06/02/2016
1,485,000.00
1,484,019.90
---
1,484,836.65
27.23
0.000
0.567 AA
256350005
LC -Project Fund -Toll 2
83701LGU9
CP
South Carolina Fuel Company, Inc.
07/28/2016
06/30/2016
1,500,000.00
1,498,903.34
---
1,499,370.00
427.49
0.000
0.561 AA
256350001
LC -Project Fund-2 Senior Lien
05635MGD9
CP
Bacardi Corporation
07/13/2016
06/16/2016
1,600,000.00
1,599,136.00
---
1,599,696.00
80.00
0.000
0.571 AA
256350001
LC -Project Fund-2 Senior Lien
83701LGD7
CP
South Carolina Fuel Company, Inc.
07/13/2016
06/16/2016
1,600,000.00
1,599,112.00
---
1,599,696.00
90.67
0.000
0.571 AA
256350005
LC -Project Fund -Toll 2
07787PG51
CP
The Bell Telephone Company of Canada Or Bell Canada
07/05/2016
06/07/2016
1,200,000.00
1,199,281.33
---
1,199,928.00
30.67
0.000
0.541 AA
256350001
LC -Project Fund-2 Senior Lien
69430LGJ1
CP
Pacific Gas and Electric Company
07/18/2016
06/14/2016
1,600,000.00
_ 1,598,942.22
---
1,599,584.00
112.89
0.000
0.551 AA
256350005
LC -Project Fund -Toll 2
16677AG66
CP
Chevron Phillips Chemical Company LLC
07/06/2016
06/29/2016
700,000.00
699,918.33
---
699,944.00
2.34
0.000
0.577 AAA
256350001
LC -Project Fund-2 Senior Lien
60920VGU0
_CP
Mondelez International, Inc.
07/28/2016
06/23/2016
1,700,000.00
_ 1,698,810.00
---
1,699,286.00
204.00
0.000
0.561 AA
256350001
LC -Project Fund-2 Senior Lien
47836JGV5
CP
Johnson Controls, Inc.
07/29/2016
06/30/2016
1,000,000.00
999,395.83
---
1,000,000.00
583.34
0.000
0.000 AA
256350005
LC -Project Fund -Toll 2
05634BG69
CP
Bacardi U.S.A., Inc.
07/06/2016
06/08/2016
1,000,000.00
_ 999,385.56
---
999,920.00
29.72
0.000
0.577 AA
256350001
LC -Project Fund-2 Senior Lien
04635PG60
CP
AstraZeneca PLC
07/06/2016
06/03/2016
1,600,000.00
1,599,002.67
---
1,599,872.00
23.11
0.000
0.577 AA
205091001
LC-2013 A Capitalized Interest
037833AJ9
Corporate
Apple Inc.
05/03/2018
06/17/2015
3,000,000.00
_ 2,960,430.00
---
3,007,380.00
32,976.52
1.000
0.865 AA
256350005
LC -Project Fund-Toll2
00138CAA6
Corporate
AIG GLOBAL FDG SR SECD MEDIUMTERM NTS
BOOK ENTRY 144A
12/15/2017
---
700,000.00
702,068.00
---
703,052.00
1,322.69
1.650
1.347 A
256350022
LC -Sr Lien Ob Fund-1 Interest
38144LAB6
Corporate
The Goldman Sachs Group, Inc.
09/01/2017
07/03/2013
300,000.00
322,515.00
---
316,863.00
10,113.27
6.250
1.386 A
256350005
LC -Project Fund -Toll 2
553794AA6
Corporate
MUFG Americas Holdings Corporation
02/09/2018
---
350,000.00
348,334.50
01/09/2018
350,332.50
1,442.27
1.625
1.562 A
256350005
LC -Project Fund-Toll2
865622CB8
Corporate
Sumitomo Mitsui Banking Corporation
01/18/2019
01/13/2016
250,000.00
_ 250,000.00
---
_251,742.50
_ 1,742.50
1.573
1.296 A
256350005
LC -Project Fund-Toll2
166754AK7
Corporate
CHEVRON PHI LLIPS CHEM CO LLC / CHEVRON
05/01/2018
06/11/2015
300,000.00
299,631.00
---
299,310.00
(453.20)
1.700
1.827 A
PHILLIPS CHEM CO LP
256350005
LC -Project Fund -Toll 2
22546QAM9
Corporate
Credit Suisse AG
05/26/2017
---
555,000.00
554,149.80
---
554,661.45
258.45
1.155
1.208 A
256350022
LC -Sr Lien Ob Fund-1 Interest
05565QCC0
Corporate
BP Capital Markets P.L.C.
11/06/2017
07/03/2013
300,000.00
292,194.00
---
301,047.00
3,550.57
1.375
1.114 A
256350005
LC -Project Fund-Toll2
26442CAD6
Corporate
Duke Energy Carolinas, LLC
04/15/2018
06/11/2015
116,000.00
127,422.52
---
124,203.52
924.67
5.100
1.102 AA
256350005
LC -Project Fund-Toll2
25152RVQ3
Corporate
Deutsche Bank Aktiengesellschaft
02/13/2017
01/25/2016
15,000.00
14,971.05
---
14,984.70
1.90
1.237
1.425 BBB
256350022
LC -Sr Lien Ob Fund-1 Interest
166764AE0
Corporate
Chevron Corporation
06/24/2018
06/17/2015
300,000.00
301,848.00
05/24/2018
303,504.00
2,294.34
1.718
1.095 AA
256350005
LC -Project Fund -Toll 2
89352HAP4
Corporate
TransCanada PipeLines Limited
01/12/2018
02/03/2016
150,000.00
146,716.50
---
149,365.50
1,981.09
1.421
1.697 A
256350005
LC -Project Fund-Toll2
828807CM7
Corporate
Simon Property Group, L.P.
02/01/2018
---
540,000.00
540,516.00
11/01/2017
542,311.20
1,704.13
1.500
1.176 A
256350022
LC -Sr Lien Ob Fund-1 Interest
891145TN4
Corporate
The Toronto -Dominion Bank
03/13/2017
05/21/2015
700,000.00
707,168.00
---
702,786.00
(28.68)
1.500
0.930 AAA
205091001
LC-2013 A Capitalized Interest
084664BE0
Corporate
Berkshire Hathaway Finance Corporation
05/15/2018
06/17/2015
800,000.00
890,632.00
---
865,248.00
6,264.17
5.400
0.998 AA
256350005
LC -Project Fund-Toll2
05531FAP8
Corporate
BB&T Corporation
06/15/2018
---
380,000.00
381,823.60
05/15/2018
382,025.40
264.17
1.513
1.212 A
256350022
LC -Sr Lien Ob Fund-1 Interest
48121CYK6
Corporate
JPMorgan Chase Bank, National Association
10/01/2017
07/03/2013
300,000.00
341,424.00
---
316,863.00
4,142.88
6.000
1.454 A
256350005
LC -Project Fund -Toll 2
446438RR6
Corporate
The Huntington National Bank
11/06/2018
---
550,000.00
553,005.00
10/06/2018
556,732.00
3,725.57
2.200
1.647 A
256350005
LC -Project Fund-Toll2
90261XHJ4
Corporate
UBS AG
03/26/2018
01/12/2016
250,000.00
249,745.00
---
250,215.00
416.52
1.340
1.280 A
256350005
LC -Project Fund-Toll2
74153WCE7
Corporate
Pricoa Global Funding I
08/18/2017
06/10/2015
300,000.00
299,511.00
---
301,020.00
1,275.43
1.350
1.047 AA
256350022
LC -Sr Lien Ob Fund-1 Interest
89236TAY1
Corporate
Toyota Motor Credit Corporation
10/24/2018
06/17/2015
500,000.00
505,870.00
---
509,715.00
5,610.32
2.000
1.147 AA
205091001
LC-2013 A Capitalized Interest
89236TAYI
Corporate
Toyota Moth Credit Corporation
10/24/2018
06/17/2015
2,000,000.00
2,023,480.00
---
2,038,860.00
22,441.27
2.000
1.147 AA
256350005
LC -Project Fund-Toll2
59562VAT4
Corporate
Berkshire Hathaway Energy Company
04/01/2018
10/15/2015
150,000.00
165,180.00
---
161,623.50
704.54
5.750
1.265 A
256350005
LC -Project Fund-Toll2
928668AF9
Corporate
Volkswagen Group of America Finance, LLC
11/20/2017
06/11/2015
300,000.00
300,525.00
---
300,126.00
(176.64)
1.600
1.569 A
256350005
LC -Project Fund-Toll2
06050TLY6
Corporate
Bank of America, National Association
03/26/2018
06/10/2015
300,000.00
298,968.00
---
301,800.00
2,448.51
1.650
1.300 A
256350001
LC -Project Fund-2 Senior Lien
91324PCJ9
Corporate
UnitedHealth Group Incorporated
01/17/2017
08/03/2015
290,000.00
290,222.43
---
290,368.30
284.36
1.083
0.865 A
256350005
LC -Project Fund-Toll2
69353RET1
Corporate
PNC Realty Investors, Inc.
11/05/2018
---
550,000.00
553,280.50
10/06/2018
556,671.50
3,444.44
1.800
1.255 A
256350005
LC -Project Fund-Toll2
02665WBB6
Corporate
American Honda Finance Corporation
02/22/2019
---
420,000.00
424,065.30
---
424,649.40
658.39
1.479
1.041 A
205091001
LC-2013 A Capitalized Interest
89114QAE8
Corporate
The Toronto -Dominion Bank
10/19/2016
07/08/2013
750,000.00
776,452.50
---
753,510.00
1,036.87
2.375
0.822 AA
256350005
LC -Project Fund-Toll2
037833BR0
Corporate
Apple Inc.
02/22/2019
---
450,000.00
454,432.50
---
456,439.50
2,114.45
1.474
0.915 AA
205091001
LC-2013 A Capitalized Interest
459200GX3
Corporate
International Business Machines Corporation
07/22/2016
07/10/2013
465,000.00
477,936.30
---
465,274.35
24.01
1.950
0.976 AA
256350005
LC -Project Fund-Toll2
17401QAC5
Corporate
Citizens Bank, National Association
12/03/2018
---
550,000.00
553,356.00
11/03/2018
557,199.50
3,869.21
2.300
1.727 A
256350022
LC -Sr Lien Ob Fund-1 Interest
02580ECC5
Corporate
American Express Bank, FSB.
09/13/2017
07/08/2013
250,000.00
287,890.00
---
263,375.00
2,117.25
6.000
1.493 A
256350005
LC -Project Fund-Toll2
91159HHD5
Corporate
U.S. Bancorp
05/15/2017
---
550,000.00
554,566.00
04/15/2017
552,634.50
22.99
1.650
1.041 A
256350005
LC -Project Fund-Toll2
46623EKD0
Corporate
JPMorgan Chase & Co.
03/01/2018
---
730,000.00
729,894.80
02/01/2018
734,044.20
3,879.97
1.700
1.346 A
256350005
LC -Project Fund-Toll2
89837LAA3
Corporate
The Trustees of Princeton University
03/01/2019
06/26/2015
175,000.00
194,153.75
---
192,514.00
3,436.46
4.950
1.133 AAA
256350005
LC -Project Fund -Toll 2
40428HPQ9
Corporate
HSBC USA Inc.
03/05/2018
---
395,000.00
394,330.60
---
395,248.85
689.31
1.700
1.661 A
256350005
LC -Project Fund -Toll 2
61747YDT9
Corporate
Morgan Stanley
03/22/2017
06/08/2016
300,000.00
308,265.00
---
307,440.00
(304.44)
4.750
1.312 A
256350005
LC -Project Fund -Toll 2
38141GRC0
Corporate
The Goldman Sachs Group, Inc.
01/22/2018
---
580,000.00
586,667.20
---
587,795.20
1,760.38
2.375
1.500 A
256350005
LC -Project Fund -Toll 2
06050TKX9
Corporate
Bank of America, National Association
06/15/2017
---
505,000.00
501,876.55
---
503,348.65
704.22
0.953
1.280 A
256350005
LC -Project Fund-Toll2
89114QBF4
Corporate
The Toronto -Dominion Bank
01/22/2019
---
525,000.00
528,126.80
---
528,533.25
484.70
1.475
1.208 AA
205091001
LC-2013 A Capitalized Interest
30231GAL6
Corporate
Exxon Mobil Corporation
03/06/2018
06/10/2015
580,000.00
579,344.60
---
584,524.00
4,929.34
1.305
0.837 AAA
256350022
LC -Sr Lien Ob Fund-1 Interest
30231GAL6
Corporate
Exxon Mobil Corporation
03/06/2018
06/10/2015
420,000.00
419,525.40
---
423,276.00
3,569.52
1.305
0.837 AAA
26
Page 4 of 34
Mere& County TronspoMolina Commission
STAMP Portfolio by Investment Category for quarter ended June 30, 2016
Source
Account
256350005
Account
LC -Project Fund-Toll2
Identifier
55279HAH3
Trade Date
Current Face Value
550,000.00
Original Cost
549,163.10
Next Call
Date
---
Base Market Value
549,043.00
Base Net Total
Unrealized
Gain/Loss
(439.78)
Coupon
0.938
Summarized
Yield Credit Rating
1.101 A
Sec
Category
Corporate
Issuer
Manufacturers and Traders Trust Company
07/25/2017
---
256350005
LC -Project Fund -Toll 2
09062XAB9
Corporate
Biogen Inc.
03/01/2018
03/03/2016
_ 55,000.00
60,217.85
---
59,862.00
454.51
6.875
1.492 A
256350022
LC -Sr Lien Ob Fund-1 Interest
94974BGF1
Corporate
Wells Fargo & Company
O1/30/2020
06/03/2015
600,000.00
594,924.00
---
610,176.00
14,130.08
2.150
1.660 A
256350005
LC -Project Fund-Toll2
94988J5B9
Corporate
Wells Fargo Bank, National Association
01/22/2018
---
500,000.00
501,314.25
---
502,205.00
942.48
1.375
1.093 AA
256350005
LC -Project Fund-Toll2
49327M2H6
Corporate
KeyBank National Association
06/O1/2018
---
650,000.00
650,060.00
---
653,094.00
2,765.39
1.700
1.447 A
256350005
LC -Project Fund -Toll 2
94974BFK1
Corporate
Wells Fargo & Company
04/23/2018
---
440,000.00
440,084.80
---
441,012.00
944.69
1.268
1.138 A
205091001
LC-2013 A Capitalized Interest
89153 VAC3
Corporate
Total Capital International
06/28/2017
07/08/2013
160,000.00
157,765.60
---
160,832.00
1,406.90
1.550
1.023 AA
256350022
LC -Sr Lien Ob Fund-1 Interest
46625HJL5
Corporate
JPMorgan Chase & Co.
05/15/2018
06/03/2015
500,000.00
497,550.00
---
501,955.00
_ 3,530.48
1.625
1.413 A
205091001
LC-2013 A Capitalized Interest
90327QCW7
Corporate
USAA Capital Corporation
12/13/2016
07/11/2013
4,000,000.00
4,145,440.00
---
4,025,400.00
5,799.13
2.250
0.842 AA
256350022
LC -Sr Lien Ob Fund-1 Interest
63307EAB3
Corporate
National Bank of Canada
10/19/2016
05/21/2015
900,000.00
_ 918,414.00
---
902,934.00
(1,048.24)
2.200
1.115 AAA
256350005
LC -Project Fund-Toll2
38147MAA3
Corporate
The Goldman Sachs Group, Inc.
07/19/2018
12/02/2015
100,000.00
102,578.00
---
102,617.00
586.38
2.900
1.599 A
256350005
LC -Project Fund -Toll 2
46849LSL6
Corporate
Jackson National Life Global Funding
10/15/2018
---
450,000.00
452,757.00
---
455,278.50
_ 2,561.90
1.875
1.353 _ AA
256350005
LC -Project Fund-Toll2
209111ET6
Corporate
Consolidated Edison Company of New York, Inc.
04/O1/2018
06/22/2015
220,000.00
245,828.00
---
237,912.40
1,439.29
5.850
1.144 A
256350005
LC -Project Fund-Toll2
31677QAV1
Corporate
Fifth Third Bank
02/28/2018
06/08/2016
400,000.00
400,544.00
01/28/2018
401,984.00
1,455.82
1.450
1.132 A
256350005
LC -Project Fund-Toll2
063679ZT4
Corporate
Bank of Montreal
O1/30/2017
06/12/2015
300,000.00
304,620.00
---
301,905.00
242.81
1.950
0.856 AAA
256350005
LC -Project Fund-Toll2
0258MODZ9
Corporate
American Express Credit Corporation
11/05/2018
---
450,000.00
453,007.50
10/05/2018
454,788.00
1,850.82
1.875
1.396 A
256350005
LC -Project Fund -Toll 2
55279HAA8
Corporate
Manufacturers and Traders Trust Company
03/07/2018
06/06/2016
400,000.00
400,012.00
02/05/2018
400,908.00
895.83
1.450
1.306 A
256350005
LC -Project Fund-Toll2
59217GAY5
Corporate
Metropolitan Life Global Funding I
O1/10/2018
---
550,000.00
550,406.00
---
553,168.00
2,650.51
1.500
1.119 AA
256350005
LC -Project Fund -Toll 2
80851QDA9
Corporate
The Charles Schwab Corporation
09/O1/2017
10/27/2015
65,000.00
71,075.55
---
68,916.90
35.16
6.375
1.170 A
256350022
LC -Sr Lien Ob Fund-1 Interest
78011DAC8
Corporate
Royal Bank of Canada
09/19/2017
05/21/2015
700,000.00
700,763.00
---
701,519.00
1,113.18
1.200
1.020 AAA
205091001
LC-2013 A Capitalized Interest
822582AC6
Corporate
Shell International Finance B.V.
03/22/2017
07/08/2013
400,000.00
449,936.00
---
412,488.00
2,445.47
5.200
0.885 AA
256350005
LC -Project Fund-Toll2
780082AA1
Corporate
Royal Bank of Canada
02/05/2020
06/24/2016
990,000.00
1,002,941.55
---
1,002,998.70
75.79
1.875
1.499 AAA
256350005
LC -Project Fund -Toll 2
842434CN0
Corporate
Southem California Gas Company
06/15/2018
06/15/2015
250,000.00
249,992.50
---
252,417.50
2,422.52
1.550
1.050 AA
256350005
LC -Project Fund-Toll2
48121CYK6
Corporate
JPMorgan Chase Bank, National Association
10/01/2017
03/09/2016
250,000.00
265,022.50
---
264,052.50
1,869.75
6.000
1.454 A
256350005
LC -Project Fund-Toll2
59217GAZ2
Corporate
Metropolitan Life Global Funding I
06/22/2018
11/10/2015
150,000.00
150,199.50
---
151,486.50
1,333.30
1.875
1.365 AA
256350005
LC -Project Fund-Toll2
6174467V5
Corporate
Morgan Stanley
04/25/2018
---
311,000.00
314,084.33
---
314,004.26
79.33
1.918
1.383 A
256350005
LC -Project Fund-Toll2
CCYUSD
Currency
UNITED STATES OF AMERICA
06/30/2016
---
0.00
551,160.50
---
551,160.50
0.00
0.000
0.000 AAA
256350005
LC -Project Fund-Toll2
4581X0075
Non -US Gov
Inter -American Development Bank
09/12/2016
04/20/2016
100,000.00
100,012.10
---
100,043.00
36.69
0.625
0.409 _ AAA
256350005
LC -Project Fund-Toll2
62944BBC7
Non -US Gov
N.V. Bank Nederlandse Gemeenten
07/14/2017
---
575,000.00
574,335.00
---
574,430.75
(90.15)
0.700
0.799 AAA
256350005
LC -Project Fund -Toll 2
748148RV7
Non -US Gov
Gouvemement de la Province de Quebec
09/04/2018
---
375,000.00
374,252.10
---
374,115.00
(237.05)
0.910
0.975 AA
256350005
LC -Project Fund-Toll2
500769FZ2
Non -US Gov
KfW
12/15/2016
---
540,000.00
539,671.10
---
539,989.20
255.73
0.625
0.629 AAA
256350005
LC -Project Fund -Toll 2
298785GK6
Non -US Gov
Banque Europeenne D'investissement (BEI)
04/18/2017
---
575,000.00
575,503.50
---
575,575.00
148.92
0.875
0.749 AAA
256350005
LC -Project Fund-Toll2
302154BL2
Non -US Gov
The Export -Import Bank of Korea
O1/14/2017
02/04/2016
200,000.00
200,380.00
---
200,276.00
55.82
1.380
1.137 AA
256350005
LC -Project Fund-Toll2
45818WAN6
Non -US Gov
Inter -American Development Bank
12/12/2016
05/12/2016
250,000.00
250,025.00
---
249,985.00
(33.86)
0.646
0.666 AAA
256350005
LC -Project Fund -Toll 2
45950KBY5
Non -US Gov
International Finance Corporation
08/O1/2016
---
600,000.00
599,964.00
---
599,964.00
(24.79)
0.477
0.549 AAA
256350005
LC -Project Fund-Toll2
500769GE8
Non -US Gov
KfW
07/15/2016
04/26/2016
325,000.00
325,000.00
---
325,009.75
9.75
0.500
0.427 AAA
256350023
LC -Sr Lien Reserve Fund-1
9AMMF05B2
MM Fund
U.S. Bank Money Market Account Fund
06/30/2016
---
0.00
145,788.27
---
145,788.27
0.00
0.000
0.000 NA
256350022
LC -Sr Lien Ob Fund-1 Interest
9AMMF05B2
MM Fund
U.S. Bank Money Market Account Fund
06/30/2016
---
0.00
75,774.61
---
75,774.61
0.00
0.000
0.000 NA
205091001
LC-2013 A Capitalized Interest
9AMMF05B2
MM Fund
U.S. Bank Money Market Account Fund
06/30/2016
---
0.00
390,539.82
---
390,539.82
0.00
0.000
0.000 NA
256350001
LC -Project Fund-2 Senior Lien
9AMMF05B2
MM Fund
U.S. Bank Money Market Account Fund
06/30/2016
---
0.00
164,097.76
---
164,097.76
0.00
0.000
0.000 NA
256350004
LC-PF-2 Sales Tax Revenue Bond
9AMMF05B2
MM Fund
U.S. Bank Money Market Account Fund
06/30/2016
---
0.00
5,226,632.41
---
5,226,632.41
0.00
0.000
0.000 NA
256350005
LC -Project Fund -Toll 2
9AMMF05B2
MM Fund
U.S. Bank Money Market Account Fund
06/30/2016
06/30/2016
0.00
419,117.65
---
419,117.65
0.00
0.000
0.000 NA
205091001
LC-2013 A Capitalized Interest
184126YS3
Muni
Clayton County Water Authority
05/O1/2017
07/11/2013
770 000.00
755,939.80
---
775,351.50
8,526.24
1.300
0.466 AA
205091001
LC-2013 A Capitalized Interest
64966H4E7
Muni
New York, City of
10/O1/2017
07/12/2013
1,170,000.00
1,238,222.70
---
1,205,825.40
15,019.52
3.140
0.681 AA
256350005
LC -Project Fund-Toll2
65819WAC7
Muni
North Carolina Eastem Municipal Power Agency
07/O1/2018
---
190,000.00
190,625.40
---
192,141.30
1,644.88
2.003
1.430 A
256350005
LC -Project Fund-Toll2
544587B98
Muni
Municipal Improvement Corporation of Los Angeles
11/01/2018
11/04/2015
160,000.00
160,000.00
---
163,928.00
3,928.00
2.344
1.274 A
256350005
LC -Project Fund-Toll2
180848HP1
Muni
Clark, County of
07/O1/2017
07/06/2015
120,000.00
126,764.40
---
124,039.20
595.48
4.300
0.920 AA
256350005
LC -Project Fund -Toll 2
20772JL59
Muni
Connecticut, State of
08/O1/2020
03/03/2016
130,000.00
132,577.90
---
135,848.70
3,445.96
2.500
1.364 AA
256350005
LC -Project Fund-Toll2
13063BFUl
Muni
California, State Of
03/O1/2019
---
140,000.00
158,412.45
---
158,020.80
1,184.30
6.200
1.279 AA
256350005
LC -Project Fund-Toll2
937308AZ7
Muni
WBRP 3.2 WASHINGTON BIOMED RES
03/O1/2018
09/25/2015
95,000.00
95,000.00
---
95,666.90
666.90
1.485
1.059 AA
256350022
LC -Sr Lien Ob Fund-1 Interest
235219JS2
Muni
Dallas, City of
02/15/2017
07/10/2013
650,000.00
650,000.00
---
654,511.00
4,511.00
1.589
0.475 AA
205091001
LC-2013 A Capitalized Interest
235219JS2
Muni
Dallas, City of
02/15/2017
07/10/2013
2,135,000.00
2,135,000.00
---
2,149,816.90
14,816.90
1.589
0.475 AA
256350005
LC -Project Fund -Toll 2
49130TRY4
Muni
Kentucky Housing Corporation
O1/O1/2017
06/17/2015
275,000.00
274,634.25
---
275,382.25
502.75
0.937
0.660 AAA
256350005
LC -Project Fund-Toll2
91476PPG7
Muni
University of Oklahoma
07/O1/2020
11/17/2015
80,000.00
79,544.00
---
82,361.60
2,760.41
2.349
1.585 A
256350023
LC -Sr Lien Reserve Fund-1
912828WUO
TIPS
Treasury, United States Department of
07/15/2024
02/05/2016
604,494.00
588,253.10
---
610,569.16
21,577.86
0.125
0.000 AAA
256350005
LC -Project Fund -Toll 2
9128281{33
TIPS
Treasury, United States Department of
04/15/2020
---
2,145,213.00
2,161,905.95
---
2,194,424.19
33,016.55
0.125
-0.474 AAA
256350023
LC -Sr Lien Reserve Fund-1
912828B58
US Gov
Treasury, United States Department of
O1/31/2021
---
1,540,000.00
1,573,283.21
---
1,619,279.20
50,758.34
2.125
0.974 AAA
256350005
LC -Project Fund -Toll 2
912828TG5
US Gov
Treasury, United States Department of
07/31/2017
---
1,600,000.00
1,592,193.36
---
1,599,504.00
5,468.27
0.500
0.529 AAA
205091001
LC-2013 A Capitalized Interest
912828M23
US Gov
Treasury, United States Department of
10/31/2017
12/28/2015
800,000.00
798,262.41
---
800,536.00
1,789.41
0.428
0.385 AAA
205091001
LC-2013 A Capitalized Interest
912828UB4
US Gov
Treasury, United States Department of
11/30/2019
06/17/2015
2,500,000.00
2,433,398.44
---
2,516,300.00
67,823.43
1.000
0.806 AAA
256350023
LC -Sr Lien Reserve Fund-1
912828UF5
US Gov
Treasury, United States Department of
12/31/2019
---
1,250,000.00
1,231,787.31
---
1,263,425.00
28,276.03
1.125
0.813 AAA
256350005
LC -Project Fund -Toll 2
912828KD1
US Gov
Treasury, United States Department of
02/15/2019
---
1,935,000.00
2,027,131.64
---
2,039,606.10
26,994.50
2.750
0.670 AAA
256350023
LC -Sr Lien Reserve Fund-1
912828V V9
US Gov
Treasury, United States Department of
08/31/2020
---
235,000.00
241,525.78
---
246,475.05
5,561.29
2.125
0.928 AAA
256350022
LC -Sr Lien Ob Fund-1 Interest
912828RX0
US Gov
Treasury, United States Department of
12/31/2016
09/13/2013
950,000.00
945,212.89
---
952,194.50
2,928.52
0.875
0.412 AAA
256350005
LC -Project Fund -Toll 2
912828UA6
US Gov
Treasury, United States Department of
11/30/2017
---
3,465,000.00
3,454,861.14
---
3,467,841.30
11,170.75
0.625
0.567 AAA
256350005
LC -Project Fund -Toll 2
912828B58
US Gov
Treasury, United States Department of
O1/31/2021
---
1,125,000.00
1,160,760.74
---
1,182,915.00
23,184.58
2.125
0.974 AAA
205091001
LC-2013 A Capitalized Interest
912828J84
US Gov
Treasury, United States Department of
03/31/2020
06/03/2015
3,700,000.00
3,650,945.31
---
3,769,967.00
108,440.89
1.375
0.862 AAA
256350022
LC -Sr Lien Ob Fund-1 Interest
912828J84
US Gov
Treasury, United States Department of
03/31/2020
---
600,000.00
591,146.48
---
611,346.00
18,336.24
1.375
0.862 AAA
256350023
LC -Sr Lien Reserve Fund-1
912828VB3
US Gov
Treasury, United States Department of
05/15/2023
07/05/2013
1,600,000.00
1,487,125.00
---
1,650,560.00
132,203.76
1.750
1.268 AAA
256350005
LC -Project Fund -Toll 2
912828UF5
US Gov
Treasury, United States Department of
12/31/2019
---
3,775,000.00
3,776,018.56
---
3,815,543.50
39,603.55
1.125
0.813 AAA
256350005
LC -Project Fund -Toll 2
912828UR9
US Gov
Treasury, United States Department of
02/28/2018
---
2,750,000.00
2,747,428.71
---
2,757,507.50
10,268.94
0.750
0.585 AAA
256350022
LC -Sr Lien Ob Fund-1 Interest
912828UA6
US Gov
Treasury, United States Department of
11/30/2017
07/05/2013
1,200,000.00
1,166,062.50
---
1,200,984.00
12,117.27
0.625
0.567 AAA
27
Page 5 of 34
STAMP Portfolio by Investment Category for quarter ended June 30, 2016
Source
Account
Security e
Ac i unt Identifier .at
Is r
Base Net Total
Final Next Call Unrealized Summarized
Maturi. Trade Date urr nt Fa Val r. Sri final .fist Dat. Ba'Market Value ain Los .ou on Yield .alit Rating
205091001 LC-2013 A Capitalized Interest 912828UA6
US Go
256350023 LC -Sr Lien Reserve Fund-1 912828XB1 US Go
256350022 LC -Sr Lien Ob Fund -I Interest 912828K41 US Gov
205091001 LC-2013 A Capitalized Interest 912828RU6 US Go
Treasury, United States Department of
Treasury, United States Department of
Treasury, United States Department of
Treasury, United States Department of
256350023 LC -Sr Lien Reserve Fund-1 912828RC6 US Gov Treasury, United States Department of
256350005 LC -Project Fund-Toll2
912828VK3 US Gov Treasury, United States Department o
11/30/2017 07/05/2013
1,750,000.00
1,700,507.81
05/15/2025 05/24/2016
04/30/2017 07/30/2015
/30/2016 07/05/2013
08/15/2021
06/30/2018
1,200,000.00 1,228,546.88
200,000.00
200,OO1.77
3,350,000.00 3,346,990.23
,775,000.00 1,804,427.73
3,475,000.00 3,511,639.86
205091001 LC-20I3 A Capitalized Interest 912828UZI US Gov Treasury, United States Department of 04/30/2018 06/03/2015 3,400,000.00 3,360,421.88
256350022 LC -Sr Lien Ob Fund-1 Interest 912828UZ1 US Gov Treasury, United States Department of 04/30/2018 07/14/2015 700,000.00 693,656.25
1,751,435.00
1,267,548.00
200,030.00
17,671.02
39,296.15
29.16
0.625 0.567
2.125 1A47
0.334 0.320
AAA
AAA
AAA
3,356,867.50 7,239.69 0.875 0.384 AAA
1,870,548.25 67,819.50 2.125 1.044 AAA
3,527,820.00 22,372.76 1.375 0.609 AAA
3,402,244.00 27,329.03 0.625 0.589 AAA
700,462.00 4,638.82 0.625 0.589 AAA
168,210,536.13 175,978,019.93 176,929,685.28 1,367,066.86
20
Page 6 of 34
ATTACHMENT 3
NM MEI
Rirerside (ounly ironsporrgon {ammission
STAMP Portfolio by Account for quarter ended June 30, 2016
Source
Account
Account
Identifier
Security Type
Cate • or
Issuer
Current Face Next Call
Base Net Total Summarized
Final Maturity Trade Date Value Ori • inal Cost Date Base Market Value Unrealized Gain/Loss Cou on Yield Credit Ratin
205091001 LC-2013 A Capitalized Interest
205091001 LC-2013 A Capitalized Interest
205091001 LC-2013 A Capitalized Interest
205091001 LC-2013 A Capitalized Interest
205091001 LC-2013 A Capitalized Interest
205091001 LC-2013 A Capitalized Interest
205091001 LC-2013 A Capitalized Interest
205091001 LC-2013 A Capitalized Interest
205091001 LC-2013 A Capitalized Interest
205091001 LC-2013 A Capitalized Interest
205091001 LC-2013 A Capitalized Interest
205091001 LC-2013 A Capitalized Interest
205091001 LC-2013 A Capitalized Interest
205091001 LC-2013 A Capitalized Interest
205091001 LC-2013 A Capitalized Interest
205091001 LC-2013 A Capitalized Interest
205091001
205091001
205091001
205091001
LC-2013 A Capitalized Interest
LC-2013 A Capitalized Interest
LC-2013 A Capitalized Interest
LC-2013 A Capitalized Interest
205091001 LC-2013 A Capitalized Interest
205091001 LC-2013 A Capitalized Interest
205091001 LC-2013 A Capitalized Interest
205091001 LC-2013 A Capitalized Interest
205091001 LC-2013 A Capitalized Interest
205091001 LC-2013 A Capitalized Interest
205091001 LC-2013 A Capitalized Interest
205091001 LC-2013 A Capitalized Interest
205091001 LC-2013 A Capitalized Interest
205091001 LC-2013 A Capitalized Interest
205091001 LC-2013 A Capitalized Interest
205091001 LC-2013 A Capitalized Interest
205091001 LC-2013 A Capitalized Interest
205091001 LC-2013 A Capitalized Interest
205091001 LC-2013 A Capitalized Interest
205091001 LC-2013 A Capitalized Interest
31392HWL3 Agency CMO
31392F6C6 Agency CMO
31393EXC8 Agency CMO
31392BVM5 Agency CMO
31392FPP6 Agency CMO
3136A8G38 Agency CMO
31393V2T7 Agency CMO
31402RBG3 Agency MBS
31410GSQ7 Agency MBS
31294LPZ0 Agency MBS
36200AFG9 Agency MBS
3128MBTH0 Agency MBS
36290WH47 Agency MBS
3128H4NR6 Agency MBS
31402QT68 Agency MBS
3128PGLY7 Agency MBS
3128GNR59
31401MWC1
3128PHVS7
3132FEAK7
Agency MBS
Agency MBS
Agency MBS
Agency MBS
037833AJ9 Corporate
084664BE0 Corporate
89236TAY1 Corporate
89114QAE8 Corporate
459200GX3 Corporate
30231GAL6 Corporate
89153VAC3 Corporate
90327QCW7 Corporate
822582AC6 Corporate
9AMMFO5B2 MM Fund
Federal National Mortgage Association Fannie Mae
Federal National Mortgage Association Fannie Mae
Federal National Mortgage Association Fannie Mae
Federal National Mortgage Association Fannie Mae
Federal National Mortgage Association Fannie Mae
Federal National Mortgage Association Fannie Mae
Federal Home Loan Mortgage Corporation
Federal National Mortgage Association Fannie Mae
Federal National Mortgage Association Fannie Mae
Federal Home Loan Mortgage Corporation
Government National Mortgage Association
Federal Home Loan Mortgage Corporation
Government National Mortgage Association
Federal Home Loan Mortgage Corporation
Federal National Mortgage Association Fannie Mae
Federal Home Loan Mortgage Corporation
Federal Home Loan Mortgage Corporation
Federal National Mortgage Association Fannie Mae
Federal Home Loan Mortgage Corporation
Federal Home Loan Mortgage Corporation
Apple Inc.
Berkshire Hathaway Finance Corporation
Toyota Motor Credit Corporation
The Toronto -Dominion Bank
International Business Machines Corporation
Enron Mobil Corporation
Total Capital International
USAA Capital Corporation
Shell International Finance B.V.
U.S. Bank Money Market Account Fund
184126YS3 Muni Clayton County Water Authority
64966H4E7 Muni
235219JS2 Muni
912828M23 US Gov
912828UB4 US Gov
912828J84 US Gov
New York, City of
Dallas, City of
Treasury, United States Department of
Treasury, United States Department of
Treasury, United States Department of
02/25/2018
07/12/2013
12/25/2017 07/09/2013
09/25/2018 07/24/2013
02/25/2017 07/11/2013
11/25/2017 07/15/2013
19,251.50
117,242.71
180,932.92
7,479.84
70,519.30
20,322.37
124,368.87
191,280.03
7,895.91
74,684.35
08/25/2017 07/08/2013 1,825,795.16 1,798,836.15
06/15/2018 07/08/2013 337,615.81
09/01/2019
12/01/2017 07/05/2013
12/01/2016 07/05/2013
11/15/2017 07/09/2013
03/01/2019 07/26/2013
113,195.43
53,000.28
20,776.59
15,087.61
62,840.31
09/15/2018 07/18/2013 522,933.97
05/01/2018 07/16/2013
10/01/2019 07/11/2013
05/01/2017 07/17/2013
10/01/2016
06/01 /2018
11/01/2019
12/01/2017
07/05/2013
07/12/2013
07/16/2013
07/03/2013
45,329.22
132,836.20
64,333.88
19,928.08
429,056.27
32,387.64
72,305.60
357,081.47
121,407.13
56,909.05
21,964.75
16,077.73
66,610.72
555,617.34
48,020.64
143,504.61
67,791.83
21,111.31
457,481.25
34,128.47
76,621.35
05/03/2018 06/17/2015 3,000,000.00 2,960,430.00
05/15/2018 06/17/2015 800,000.00
890,632.00
10/24/2018 06/17/2015 2,000,000.00 2,023,480.00
10/19/2016 07/08/2013 750,000.00
07/22/2016 07/10/2013 465,000.00
03/06/2018 06/10/2015 580,000.00
06/28/2017 07/08/2013
160,000.00
776,452.50
477,936.30
579,344.60
157,765.60
12/13/2016 07/11/2013 4,000,000.00 4,145,440.00
03/22/2017 07/08/2013 400,000.00
06/30/2016
05/01/2017 07/11/2013
0.00
770,000.00
449,936.00
390,539.82
755,939.80
10/01/2017 07/12/2013 1,170,000.00 1,238,222.70
02/15/2017 07/10/2013 2,135,000.00 2,135,000.00
10/31/2017 12/28/2015 800,000.00
798,262.41
11/30/2019 06/17/2015 2,500,000.00 2,433,398.44
03/31/2020 06/03/2015 3,700,000.00 3,650,945.31
19,603.03
119,061.14
185,662.52
7,524.05
71,493.17
1,829,081.59
344,803.65
116,621.85
53,941.03
20,862.81
15,327.50
64,504.95
532,587.33
46,519.57
138,242.63
65,964.10
19,995.84
440,353.32
33,230.37
74,148.67
- - 3,007,380.00
865,248.00
- 2,038,860.00
753,510.00
465,274.35
584,524.00
160,832.00
4,025,400.00
412,488.00
390,539.82
775,351.50
- - 1,205,825.40
- - 2,149,816.90
800,536.00
- - 2,516,300.00
3,769,967.00
36.08
5.000 0.782
(101.77) 5.000 0.762
675.02
4.500 0.987
(9.12) 5.500 0.137
(126.25) 5.000 0.959
12,230.67
1.246 1.368
653.16 4.500 0.336
(495.39) 6.000 1.590
(316.55) 6.000 1.918
(62.69) 6.000 2.032
(127.76) 5.500 2.164
(114.87) 5.000 1.762
(6,677.11) 4.500 2.211
27.25
5.000 1.233
(452.93) 6.000 1.406
788.51
5.000 -1.838
(43.05) 6.000 2.494
355.52 4.500 1.041
96.82 5.000 0.685
211.62 5.000 0.260
32,976.52
1.000 0.865
6,264.17 5.400 0.998
22,441.27 2.000 1.147
1,036.87 2.375 0.822
24.01
4,929.34
1,406.90
5,799.13
1.950 0.976
1.305 0.837
1.550 1.023
2.250 0.842
2,445.47 5.200 0.885
0.00 0.000 0.000
8,526.24
1.300 0.466
15,019.52 3.140 0.681
14,816.90
1,789.41
67,823.43
108,440.89
1.589 0.475
0.428 0.385
1.000 0.806
1.375 0.862
AAA
AAA
AAA
AAA
AAA
AAA
AAA
AAA
AAA
AAA
AAA
AAA
AAA
AAA
AAA
AAA
AAA
AAA
AAA
AAA
AA
AA
AA
AA
AA
AAA
AA
AA
AA
NA
AA
AA
AA
AAA
AAA
AAA
205091001 LC-2013 A Capitalized Interest
205091001 LC-2013 A Capitalized Interest
912828UA6 US Gov
912828RU6 US Gov
Treasury, United States Department of
Treasury, United States Department of
11/30/2017 07/05/2013 1,750,000.00 1,700,507.81
11/30/2016 07/05/2013 3,350,000.00 3,346,990.23
- 1,751,435.00
3,356,867.50
17,671.02 0.625 0.567
7,239.69 0.875 0.384
AAA
AAA
205091001 LC-2013 A Capitalized Interest
912828UZ1 US Gov
Treasury, United States Department of
04/30/2018 06/03/2015 3,400,000.00 3,360,421.88
3,402,244.00
36,631,928.58
27,329.03
0.625 0.589
AAA
256350001 LC -Project Fund-2 Senior Lien
256350001 LC -Project Fund-2 Senior Lien
256350001 LC -Project Fund-2 Senior Lien
256350001 LC -Project Fund-2 Senior Lien
256350001 LC -Project Fund-2 Senior Lien
256350001 LC -Project Fund-2 Senior Lien
256350001 LC -Project Fund-2 Senior Lien
55314MAD8 Asset Backed
91324PCN Corporate
69350AGD4 CP
05333TG80 CP
6116M2G52 CP
07588LGC6 CP
78513KG62 CP
MMAF Equipment Finance LLC 2011-A
07/15/2017 11/04/2015
3,623.17
3,631.67
3,625.09
0.75 2.100 0.828
AAA
UnitedHealth Group Incorporated
Ppg Industries, Inc.
AutoZone, Inc.
Monsanto Company
Becton, Dickinson and Company
S&P Global Inc.
01/17/2017 08/03/2015 290,000.00
290,222.43
07/13/2016 05/19/2016 1,500,000.00 1,498,120.83
07/08/2016 06/14/2016 1,600,000.00 1,599,285.33
07/05/2016 05/31/2016 700,000.00 699,421.53
07/12/2016 06/07/2016 1,600,000.00 1,598,896.90
07/06/2016 06/06/2016 1,600,000.00 1,598,942.22
290,368.30
1,499,715.00
- - 1,599,824.00
699,958.00
- - 1,599,728.00
1,599,872.00
284.36
1.083 0.865
125.00 0.000 0.571
32.45 0.000 0.567
24.11 0.000 0.541
84.89 0.000 0.557
60.89 0.000 0.577
A
AA
AA
AA
AA
AA
256350001 LC -Project Fund-2 Senior Lien
28103AG17 CP
Edison International
07/18/2016 06/28/2016 1,600,000.00 1,599,404.45
- 1,599,584.00
90.22 0.000 0.551
AA
2563501301 LC -Project Fund-2 Senior Lien
0255E2GF1 CP
American Electric Power Company, Inc.
07/15/2016 06/20/2016 1,600,000.00 1,599,122.22
- 1,599,648.00
139.56 0.000 0.567
AA
256350001 LC -Project Fund-2 Senior Lien
256350001 LC -Project Fund-2 Senior Lien
256350001 LC -Project Fund-2 Senior Lien
256350001 LC -Project Fund-2 Senior Lien
256350001 LC -Project Fund-2 Senior Lien
256350001 LC -Project Fund-2 Senior Lien
256350001 LC -Project Fund-2 Senior Lien
256350001 LC -Project Fund-2 Senior Lien
256350001 LC -Project Fund-2 Senior Lien
256350001 LC -Project Fund-2 Senior Lien
256350001 LC -Project Fund-2 Senior Lien
256350001 LC -Project Fund-2 Senior Lien
256350001 LC -Project Fund-2 Senior Lien
256350001 LC -Project Fund-2 Senior Lien
256350001 LC -Project Fund-2 Senior Lien
256350001 LC-Proiect Fund-2 Senior Lien
256350001 LC -Project Fund-2 Senior Lien
41282JH2O CP
92780JH2O CP
27743JGC1 CP
07787PGN2 CP
6362P2GR1 CP
25737LGK0 CP
83700EGT9 CP
43357LG71 CP
44890MGN6 CP
66765EG82 CP
05635MGD9 CP
83701LGD7 CP
69430LG11 CP
60920VGU0 CP
478367GV5 CP
04635PG60 CP
9AMMF05B2 MM Fund
Harley-Davidson Financial Services, Inc.
Virginia Electric and Power Company
Eastman Chemical Company
The Bell Telephone Company of Canada Or Bell Canada
National Grid USA
Dominion Gas Holdings, LLC
South Carolina Electric & Gas Company
Hitachi Capital America Corp.
Hyundai Capital America
Northwest Natural Gas Company
Bacardi Corporation
South Carolina Fuel Company, Inc.
Pacific Gas and Electric Company
Mondelez International, Inc.
Johnson Controls, Inc.
AstraZeneca PLC
U.S. Bank Money Market Account Fund
08/02/2016 06/21/2016 1,600,000.00 1,598,674.67
08/02/2016 06/28/2016 1,350,000.00 1,349,109.00
07/12/2016 06/21/2016 1,600,000.00 1,599,328.00
07/22/2016 06/23/2016 1,700,000.00 1,698,945.52
07/25/2016 06/20/2016 1,600,000.00 1,598,957.78
07/19/2016 06/08/2016 1,600,000.00 1,598,737.78
07/27/2016 06/29/2016 1,700,000.00 1,698,876.11
07/07/2016 06/07/2016 1,500,000.00 1,498,912.50
07/22/2016 06/28/2016 1,600,000.00 1,599,233.33
07/08/2016 06/02/2016 1,485,000.00 1,484,019.90
07/13/2016 06/16/2016 1,600,000.00 1,599,136.00
07/13/2016 06/16/2016 1,600,000.00 1,599,112.00
07/18/2016 06/14/2016 1,600,000.00 1,598,942.22
07/28/2016 06/23/2016 1,700,000.00 1,698,810.00
07/29/2016 06/30/2016 1,000,000.00
999,395.83
07/06/2016 06/03/2016 1,600,000.00 1,599,002.67
06/30/2016
0.00
164,097.76
- 1,599,120.00
- 1,349,257.50
1,599,728.00
1,699,439.00
- 1,599,408.00
- 1,599,552.00
- 1,699,320.00
- 1,499,865.00
- 1,599,472.00
1,484,836.65
- 1,599,696.00
- 1,599,696.00
- 1,599,584.00
- 1,699,286.00
- 1,000,000.00
- 1,599,872.00
164,097.76
129.78 0.000 0.620
121.50 0.000 0.620
80.00 0.000 0.557
202.59 0.000 0.567
122.67 0.000 0.556
120.00 0.000 0.561
363.61
0.000 0.555
90.00 0.000 0.541
172.00 0.000 0.567
27.23 0.000 0.567
80.00 0.000 0.571
90.67 0.000 0.571
583.34 0.000 0.000
23.11
0.000 0.577
0.000 0.000
AA
AAA
AA
AA
AA
AAA
AA
AA
AA
AA
AA
AA
AA
AA
AA
AA
NA
35,484,552.30
256350004 LC-PF-2 Sales Tax Revenue Bond 9AMMFO5B2 MM Fund
U.S. Bank Money Market Account Fund
06/30/2016
0.00 5,226,632.41
5,226,632.41
0.00 0.000 0.000
NA
256350005 LC -Project Fund -Toll 2
256350005 LC -Project Fund -Toll 2
256350005 LC -Project Fund -Toll 2
256350005 LC -Project Fund -Toll 2
256350005 LC -Project Fund -Toll 2
256350005 LC -Project Fund -Toll 2
3133EECDO Agency
3137A2AZ4 Agency CMO
3I36A8G38 Agency CMO
Federal Farm Credit Banks Consolidated Systemwide Bonds
Federal Home Loan Mortgage Corporation
Federal Home Loan Mortgage Corporation
Government National Mortgage Association
Federal National Mortgage Association Fannie Mae
Federal Home Loan Mortgage Corporation
08/25/2017
500,000.00
343,016.95
338,065.78
184,363.67
500,308.15
484,521.31
353,361.05
330,459.30
184,934.01
140,786.49
499,865.00
484,571.54
349,403.92
332,298.38
184,695.53
1,789.91
AAA
AAA
AAA
AAA
AAA
256350005 LC -Project Fund -Toll 2 3137A1LC5 Agency CMO
256350005 LC -Project Fund -Toll 2
Federal Home Loan Mortgage Corporation
Federal Home Loan Mortgage Corporation
01/25/2019
- 340,000.00
82,013.66
81,779.75
AAA
29
Page 7 of 34
NM MEI
Rirerside (ounly ironsporrgon {ammission
STAMP Portfolio by Account for quarter ended June 30, 2016
Source
Account
Account
Identifier
Security Type
Category
Issuer
Final Maturity
Trade Date
Current Face
Value
Original Cost
Next Cab
Date
Base Market Value
Base Net Total
Unrealized Gain/Loss
Coupon
Yield
Summarized
Credit Ratin•
256350005
LC -Project Fund-Toll2
3133XY2H7
Agency CMO
FHLBanks Office of Finance
04/20/2017
07/13/2015
252,119.58
258,974.08
---
---
--
255,971.96
266.16
2.900
1.249
AA
AAA
256350005
LC -Project Fund -Toll 2
31394GH22
Agency CMO
Federal Home Loan Mortgage Corporation
07/15/2018
07/20/2015
85,281.36
88,399.47
87,433.87
497.23
4.500
1.105
256350005
LC -Project Fund-Toll2
3137AQVV7
Agency CMO
Federal Home Loan Mortgage Corporation
10/25/2018
06/06/2016
166,613.60
167,290.47
167,576.63
300.47
1.560
0.969
AAA
256350005
LC -Project Fund -Toll 2
3137ANLP8
Agency CMO
Federal Home Loan Mortgage Corporation
11/25/2016
--
97,246.55
98,042.10
---
97,264.05
(101.26)
1.655
1.144
AAA
256350005
LC -Project Fund -Toll 2
3137AH6B9
Agency CMO
Federal Home Loan Mortgage Corporation
10/25/2020
---
191,888.69
195,813.80
---
195,219.87
174.17
2.257
1.074
AAA
256350005
LC -Project Fund-Toll2
36225FGM5
Agency MBS
Ginnie Mae lI
08/20/2041
08/06/2015
102,804.70
106,402.87
---
105,974.17
(309.81)
1.875
1.117
AAA
The Government National Mortgage Association Guaranteed REMIC Pass-
256350005
LC -Project Fund-Toll2
38378NNA7
Agency MBS
Through Securities
05/16/2038
06/26/2015
572,901.01
576,817.33
--
579,059.70
2,444.72
2.250
1.945
AAA
256350005
LC -Project Fund-Toll2
3136AEYG6
Agency MBS
Federal National Mortgage Association Fannie Mae
06/25/2018
07/02/2015
209,392.08
212,009.49
--
212,133.02
1,048.88
1.825
1.203
AAA
256350005
LC -Project Fund-Toll2
36225FLU1
Agency MBS
Ginnie Mae ll
02/20/2042
08/06/2015
214,445.88
221,750.44
---
222,487.61
983.42
2.000
0.879
AAA
256350005
LC -Project Fund-Toll2
3138EKUP8
Agency MBS
Federal National Mortgage Association Fannie Mae
03/01/2025
09/21/2015
191,726.62
202,046.91
--
198,254.91
(2,746.59)
5.000
2.161
AAA
256350005
LC -Project Fund-Toll2
3138LITX7
Agency MBS
Federal National Mortgage Association Fannie Mae
11/O1/2017
06/18/2015
306,430.02
307,818.54
---
306,417.76
(659.93)
1.660
1.643
AAA
256350005
LC -Project Fund-Toll2
36225EUY6
Agency MBS
Ginnie Mae lI
09/20/2039
09/17/2015
94,723.57
97,417.29
--
96,777.18
(551.43)
1.875
1.476
AAA
256350005
LC -Project Fund -Toll 2
3137A7JU5
Agency MBS
Federal Home Loan Mortgage Corporation
11/25/2017
06/03/2016
430,000.00
442,345.70
---
443,132.20
1,430.95
3.882
1.235
AAA
256350005
LC -Project Fund-Toll2
55315FAB6
Asset Backed
MMAF EQUIP FIN LLC 2016-A
12/17/2018
05/03/2016
275,000.00
274,996.84
---
275,269.50
272.51
1.390
1.285
AAA
256350005
LC -Project Fund-Toll2
47787UAD5
Asset Backed
John Deere Owner Trust 2015
06/17/2019
---
600,000.00
600,819.73
---
602,184.00
1,577.27
1.320
0.964
AAA
256350005
LC -Project Fund-Toll2
161571FK5
Asset Backed
Chase Issuance Trust
08/16/2021
12/10/2015
150,000.00
148,359.38
--
151,951.50
3,355.65
1.580
1.159
AAA
256350005
LC -Project Fund-Toll2
58768WAD1
Asset Backed
Mercedes-Benz Auto Receivables Trust 2013-1
11/15/2019
06/16/2015
350,000.00
351,066.41
---
350,227.50
(261.87)
1.130
1.081
AAA
256350005
LC -Project Fund-Toll2
025827GG9
Asset Backed
American Express Credit Account Master Trust
05/17/2021
02/26/2016
300,000.00
300,468.75
--
300,219.00
(197.21)
0.862
0.854
AAA
256350005
LC -Project Fund-Toll2
36159LBW5
Asset Backed
GE Dealer Floorplan Master Not
04/22/2019
05/03/2016
300,000.00
300,656.25
---
300,714.00
163.05
1.198
0.941
AAA
256350005
LC -Project Fund-Toll2
65478QAD0
Asset Backed
Nissan Auto Lease Trust 2016-A
03/15/2019
05/17/2016
155,000.00
154,992.99
--
155,469.65
476.45
1.490
1.331
AAA
256350005
LC -Project Fund-Toll2
58769AAD8
Asset Backed
Mercedes-Benz Auto Lease Trust 2015-B
07/16/2018
---
600,000.00
600,906.74
---
601,518.00
619.60
1.340
1.103
AAA
256350005
LC -Project Fund-Toll2
90290RAD7
Asset Backed
USAA Auto Owner Trust 2014-1
05/15/2019
06/12/2015
445,000.00
443,991.80
--
445,102.35
560.91
0.940
0.914
AAA
256350005
LC -Project Fund-Toll2
438141CAC5
Asset Backed
Honda Auto Receivables 2015-1Owner Trust
10/15/2018
06/02/2016
600,000.00
600,093.75
---
600,948.00
861.68
1.050
0.866
AAA
256350005
LC -Project Fund-Toll2
161571HB3
Asset Backed
Chase Issuance Trust
05/17/2021
06/07/2016
500,000.00
500,878.91
---
500,145.00
(718.43)
0.852
0.868
AAA
256350005
LC -Project Fund-Toll2
161571G17
Asset Backed
Chase Issuance Trust
01/15/2019
---
500,000.00
500,726.56
---
501,000.00
536.83
1.150
0.785
AAA
256350005
LC -Project Fund-Toll2
58772PAC2
Asset Backed
Mercedes-Benz Auto Receivables Trust 2015-1
06/15/2018
08/04/2015
268,704.57
268,736.06
--
268,822.80
(2.46)
0.712
0.640
AAA
256350005
LC -Project Fund-Toll2
161571GQ1
Asset Backed
Chase Issuance Trust
11/15/2019
10/28/2015
120,000.00
120,510.94
---
120,622.80
277.13
1.380
1.002
AAA
256350005
LC -Project Fund-Toll2
36159LCR5
Asset Backed
GE Dealer Floorplan Master Not
O1/20/2020
06/07/2016
110,000.00
109,759.38
--
109,654.60
(113.55)
0.948
1.172
AAA
256350005
LC -Project Fund-Toll2
477877AD6
Asset Backed
John Deere Owner Trust 2014-B
11/15/2018
---
452,257.61
452,225.81
---
452,447.56
221.18
1.070
1.012
AAA
256350005
LC -Project Fund-Toll2
60689LAC9
Asset Backed
MMAF EQUIP FIN LLC 2013-A
12/11/2017
08/05/2015
60,724.50
60,752.96
---
60,722.07
(13.82)
1.030
1.049
AAA
256350005
LC -Project Fund -Toll 2
55315GAC2
Asset Backed
MMAF EQUIP FIN LLC 2015-A
10/16/2019
---
282,000.00
281,080.94
---
282,349.68
904.50
1.390
1.277
AAA
256350005
LC -Project Fund-Toll2
16157113Q6
Asset Backed
Chase Issuance Trust
04/15/2019
04/27/2016
300,000.00
299,730.47
---
299,793.00
47.53
0.492
0.623
AAA
256350005
LC -Project Fund-Toll2
025821GS3
Asset Backed
American Express Credit Account Master Trust
01/15/2020
07/13/2015
500,000.00
500,859.38
---
502,030.00
1,618.29
1.260
0.836
AAA
256350005
LC -Project Fund-Toll2
62888WAA4
CMO
NCUA GTD TITS TR 2010-R3
12/08/2020
--
516,472.13
518,518.78
---
517,406.94
(1,079.60)
0.996
1.062
AAA
256350005
LC -Project Fund-Toll2
62888YAA0
CMO
NCUA Guaranteed Notes Trust 2011-RI
O1/08/2020
07/14/2015
203,199.18
204,183.43
---
203,611.67
(360.93)
0.915
1.062
AAA
256350005
LC -Project Fund-Toll2
00138CAA6
Corporate
AIG GLOBAL FDG SR SECD MEDIUMTERM NTS BOOK ENTRY
144A
12/15/2017
---
700,000.00
702,068.00
---
703,052.00
1,322.69
1.650
1.347
A
256350005
LC -Project Fund -Toll 2
553794AA6
Corporate
MUFG Americas Holdings Corporation
02/09/2018
---
_ 350,000.00
348,334.50
01/09/2018
350,332.50
1,442.27
1.625
1.562
A
256350005
LC -Project Fund-Toll2
865622CB8
Corporate
Sumitomo Mitsui Banking Corporation
O1/18/2019
01/13/2016
250,000.00
250,000.00
--
251,742.50
1,742.50
1.573
1.296
A
CHEVRON PHILLIPS CHEM CO LLC / CHEVRON PHILLIPS CHEM
256350005
LC -Project Fund-Toll2
166754AK7
Corporate
CO LP
05/O1/2018
06/11/2015
300,000.00
_ 299,631.00
---
299,310.00
(453.20)
_ 1.700
1.827
A
256350005
LC -Project Fund-Toll2
22546QAM9
Corporate
Credit Suisse AG
05/26/2017
--
555,000.00
554,149.80
---
554,661.45
258.45
1.155
1.208
A
256350005
LC -Project Fund-Toll2
26442CAD6
Corporate
Duke Energy Carolinas, LLC
04/15/2018
06/11/2015
116,000.00
127,422.52
---
124,203.52
924.67
5.100
1.102
AA
256350005
LC -Project Fund-Toll2
25152RVQ3
Corporate
Deutsche Bank Aktiengesellschaft
02/13/2017
01/25/2016
15,000.00
14,971.05
--
14,984.70
1.90
1.237
1.425
BBB
256350005
LC -Project Fund-Toll2
89352HAP4
Corporate
TransCanada Pipelines Limited
O1/12/2018
_ 02/03/2016
_ 150,000.00
146,716.50
---
149,365.50
1,981.09
_ 1.421
1.697
A
256350005
LC -Project Fund-Toll2
828807CM7
Corporate
Simon Property Group, L.P.
02/O1/2018
--
540,000.00
540,516.00
11/O1/2017
542,311.20
1,704.13
1.500
1.176
A
256350005
LC -Project Fund-Toll2
05531FAP8
Corporate
BB&T Corporation
06/15/2018
_ ---
_380,000.00
381,823.60
05/15/2018
382,025.40
264.17
_ 1.513
1.212
A
256350005
LC -Project Fund-Toll2
446438RR6
Corporate
The Huntington National Bank
11/06/2018
---
550,000.00
553,005.00
10/06/2018
556,732.00
3,725.57
2.200
1.647
A
256350005
LC -Project Fund-Toll2
90261XHJ4
Corporate
UBS AG
03/26/2018
01/12/2016
250,000.00
249,745.00
--
250,215.00
416.52
1.340
1.280
A
256350005
LC -Project Fund-Toll2
74153WCE7
Corporate
Pricoa Global Funding l
08/18/2017
06/10/2015
300,000.00
299,511.00
--
301,020.00
1,275.43
1.350
1.047
AA
256350005
LC -Project Fund-Toll2
59562VAT4
Corporate
Berkshire Hathaway Energy Company
04/O1/2018
10/15/2015
150,000.00
165,180.00
---
161,623.50
704.54
5.750
1.265
A
256350005
LC -Project Fund-Toll2
928668AF9
Corporate
Volkswagen Group of America Finance, LLC
11/20/2017
06/11/2015
300,000.00
300,525.00
--
300,126.00
(176.64)
1.600
1.569
A
256350005
LC -Project Fund-Toll2
06050TLY6
Corporate
Bank of America, National Association
03/26/2018
06/10/2015
300,000.00
298,968.00
---
301,800.00
2,448.51
1.650
1.300
A
256350005
LC -Project Fund-Toll2
69353RET1
Corporate
PNC Realty Investors, Inc.
11/05/2018
--
550,000.00
553,280.50
10/06/2018
556,671.50
3,444.44
1.800
1.255
A
256350005
LC -Project Fund-Toll2
02665WBB6
Corporate
American Honda Finance Corporation
02/22/2019
---
420,000.00
424,065.30
---
424,649.40
658.39
1.479
1.041
A
256350005
LC -Project Fund-Toll2
037833BR0
Corporate
Apple Inc.
02/22/2019
--
450,000.00
454,432.50
--
456,439.50
2,114.45
1.474
0.915
AA
256350005
LC -Project Fund-Toll2
17401QAC5
Corporate
Citizens Bank, National Association
12/03/2018
---
550,000.00
553,356.00
11/03/2018
557,199.50
3,869.21
2.300
1.727
A
256350005
LC -Project Fund-Toll2
91159HHD5
Corporate
U.S. Bancorp
05/15/2017
--
550,000.00
554,566.00
04/15/2017
552,634.50
22.99
1.650
1.041
A
256350005
LC -Project Fund -Toll 2
46623EKD0
Corporate
JPMorgan Chase & Co.
03/O1/2018
---
730,000.00
729,894.80
02/O1/2018
734,044.20
3,879.97
1.700
1.346
A
256350005
LC -Project Fund-Toll2
89837I Ail
Corporate
The Trustees of Princeton University
03/01/2019
06/26/2015
175,000.00
194,153.75
--
192,514.00
3,436.46
4.950
1.133
AAA
256350005
LC -Project Fund -Toll 2
40428HPQ9
Corporate
HSBC USA Inc.
03/05/2018
---
395,000.00
394,330.60
---
395,248.85
689.31
1.700
1.661
A
256350005
LC -Project Fund-Toll2
61747YDT9
Corporate
Morgan Stanley
03/22/2017
06/08/2016
300,000.00
308,265.00
--
307,440.00
(304.44)
4.750
1.312
A
256350005
LC -Project Fund-Toll2
38141GRC0
Corporate
The Goldman Sachs Group, Inc.
O1/22/2018
---
580,000.00
586,667.20
---
587,795.20
1,760.38
2.375
1.500
A
256350005
LC -Project Fund-Toll2
06050TKX9
Corporate
Bank of America, National Association
06/15/2017
--
505,000.00
501,876.55
--
503,348.65
704.22
0.953
1.280
A
256350005
LC -Project Fund-Toll2
89114QBF4
Corporate
The Toronto -Dominion Bank
O1/22/2019
---
525,000.00
528,126.80
---
528,533.25
484.70
1.475
1.208
AA
256350005
LC -Project Fund-Toll2
55279HAH3
Corporate
Manufacturers and Traders Trust Company
07/25/2017
---
550,000.00
549,163.10
--
549,043.00
(439.78)
0.938
1.101
A
256350005
LC -Project Fund -Toll 2
09062XAB9
Corporate
Biogen Inc.
03/01/2018
03/03/2016
55,000.00
60,217.85
---
59,862.00
454.51
6.875
1.492
A
256350005
LC -Project Fund-Toll2
949887589
Corporate
Wells Fargo Bank, National Association
O1/22/2018
---
500,000.00
501,314.25
--
502,205.00
942.48
1.375
1.093
AA
256350005
LC -Project Fund -Toll 2
49327M2H6
Corporate
KeyBank National Association
06/O1/2018
---
650,000.00
650,060.00
--
653,094.00
2,765.39
1.700
1.447
A
256350005
LC -Project Fund-Toll2
94974BFK1
Corporate
Wells Fargo & Company
04/23/2018
--
440,000.00
440,084.80
--
441,012.00
944.69
1.268
1.138
A
256350005
LC -Project Fund -Toll 2
38147MAA3
Corporate
The Goldman Sachs Group, Inc.
07/19/2018
12/02/2015
100,000.00
102,578.00
---
102,617.00
586.38
2.900
1.599
A
256350005
LC -Project Fund-Toll2
46849LSL6
Corporate
Jackson National Life Global Funding
10/15/2018
---
450,000.00
452,757.00
--
455,278.50
2,561.90
1.875
1.353
AA
256350005
LC -Project Fund-Toll2
209111ET6
Corporate
Consolidated Edison Company of New York, Inc.
04/O1/2018
06/22/2015
220,000.00
245,828.00
--
237,912.40
1,439.29
5.850
1.144
A
256350005
LC -Project Fund-Toll2
31677QAV1
Corporate
Fifth Third Bank
02/28/2018
06/08/2016
400,000.00
400,544.00
01/28/2018
401,984.00
1,455.82
1.450
1.132
A
256350005
LC -Project Fund-Toll2
063679ZT4
Corporate
Bank of Montreal
O1/30/2017
06/12/2015
300,000.00
304,620.00
---
301,905.00
242.81
1.950
0.856
AAA
256350005
LC -Project Fund-Toll2
0258MODZ9
Corporate
American Express Credit Corporation
11/05/2018
---
450,000.00
453,007.50
10/05/2018
454,788.00
1,850.82
1.875
1.396
A
256350005
LC -Project Fund -Toll 2
55279HAA8
Corporate
Manufacturers and Traders Trust Company
03/07/2018
06/06/2016
400,000.00
400,012.00
02/05/2018
400,908.00
895.83
1.450
1.306
A
256350005
LC -Project Fund-Toll2
59217GAY5
Corporate
Metropolitan Life Global Funding I
O1/10/2018
--
550,000.00
550,406.00
--
553,168.00
2,650.51
1.500
1.119
AA
30
Page 8 of 34
NM MEI
Rirerside (ounly ironsporrgon {ammission
STAMP Portfolio by Account for quarter ended June 30, 2016
Source
Account
Account
Security Type
Identifier Cateoor
Issuer
Current Face Next Call Base Net Total Summarized
Final Maturity Trade Date Value Ori••na! Cost Date Base Market Value Unrealized Gain/Loss Con on Yield Credit Ratin•
256350005 LC -Project Fund-Toll2
256350005 LC -Project Fund-Toll2
80851QDA9 Corporate
780082AA1 Corporate
The Charles Schwab Corporation
Royal Bank of Canada
09/01/2017
10/27/2015
65,000.00
71,075.55
02/05/2020 06/24/2016 990,000.00 1,002,941.55
68,916.90
1,002,998.70
35.16
6.375
1.170
75.79
1.875 1.499
A
AAA
256350005 LC -Project Fund-Toll2
256350005 LC -Project Fund-Toll2
256350005 LC -Project Fund-Toll2
842434CN0 Corporate
48121CYK6 Corporate
59217GAZ2 Corporate
Southern California Gas Company
JPMorgan Chase Bank, National Association
Metropolitan Life Global Funding I
O6/15/2018 06/15/2015
10/01/2017 03/09/2016
06/22 /2018 11 / 10/2015
250,000.00
250,000.00
150.000.00
249,992.50
265,022.50
150,199.50
252,417.50
264,052.50
151,486.50
2,422.52 1.550 1.050
1,869.75 6.000 1.454
1,333.30 1 875 1.365
AA
A
AA
256350005 LC -Pro ect Fund-Toll2
6174467V5 Co •orate Mo an Stale
04/25/2018 311,000.00 314,084.33 -- 314,004.26 79.33 1.918 1.383 A
256350005 LC -Project Fund-Toll2
256350005 LC -Project Fund-Toll2
256350005 LC -Project Fund-Toll2
44890MG14 CP
78513KG70 CP
44331BG56 CP
Hyundai Capital America
S&P Global Inc.
HP Inc.
07/O1/2016 06/07/2016 1,200,000.00 1,199,432.00
07/07/2016 06/07/2016 1,200,000.00 1,199,150.00
07/05/2016 06/23/2016 2.000.000.00 1,999,473.34
1,200,000.00
1,199,892.00
1.999.880.00
0.00 0.000 0.000 AA
62.00 0.000 0.541 AA
55.55 0.000 0.541 AA
256350005 LC -Pro ect Fund-Toll2
43357LG71 CP Hitachi Capital America C.
07/07/2016 06/07/2016 1,200,000.00 1,199,100.00
- 1,199,892.00 72.00 0.000 0.541 AA
256350005 LC -Project Fund -Toll 2 69430LGJ1 CP Pacific Gas and Electric Company 07/18/2016 06/30/2016 900,000.00 899,685.00 --- 899,766.00 63.50 0.000 0.551 AA
256350005 LC -Project Fund-Toll2 83701LGU9 CP South Carolina Fuel Company, Inc. 07/28/2016 06/30/2016 1,500,000.00 1,498,903.34 -- 1,499,370.00 427.49 0.000 0.561 AA
256350005 LC -Project Fund-Toll2 07787PG51 CP The Bell Telephone Company of Canada Or Bell Canada 07/05/2016 06/07/2016 1,200,000.00 1,199,281.33 --- 1, 199,928.00 30.67 0.000 0.541 AA
256350005 LC -Pro ect Fund-Toll2
16677AG66 CP Chevron Ph08.s Chemical Com .an LLC
07/06/2016 06/29/2016 700,000.00 699.918.33 -- 699,944.00 2.34 0.000 0.577 AAA
256350005 LC -Project Fund -Toll 2 05634BG69 CP Bacardi U.S.A., Inc. 07/06/2016
256350005 LC -Project Fund -Toll 2 CCYUSD Currency UNITED STATES OF AMERICA 06/30/2016
256350005 LC -Project Fund -Toll 2 9AMMF05B2 MM Fund U.S. Bank Money Market Account Fund 06/30/2016
O6/08/2016 1,000,000.00 999,385.56 --- 999,920.00 29.72 0.000 0.577 AA
--- 0.00 551,160.50 -- 551,160.50 0.00 0.000 0.000 AAA
06/30/2016 0.00 419,117.65 --- 419,117.65 0.00 0.000 0.000 NA
256350005 LC -Pro ect Fund-Toll2
65819WAC7 Muni North Carolina Eastem Munici.al Power A•enc
07/O1/2018 190,000.00 190,625.40 -- 192,141.30 1,644.88 2.003 1.430 A
256350005 LC -Project Fund-Toll2 544587B98 Muni Municipal Improvement Corporation of Los Angeles 11/O1/2018 11/04/2015 160,000.00 160,000.00 --- 163,928.00 3,928.00 2.344 1.274 A
256350005 LC -Project Fund-Toll2 180848HP1 Muni Clark County of 07/01/2017 07/06/2015 120,000.00 126,764.40 -- 124,039.20 595.48 4.300 0.920 AA
256350005 LC -Project Fund-Toll2 20772E-59 Muni Connecticut, State of 08/O1/2020 03/03/2016 130000.00 132,577.90 -- 135,848.70 3,445.96 2.500 1.364 AA
256350005 LC -Pro ect Fund-Toll2
13063BFU1 Muni California, State Of
03/01/2019 140,000.00 158,412.45 -- 158,020.80 1.184.30 6.200 1.279 AA
256350005 LC -Project Fund-Toll2 937308AZ7 Muni WBRP 3.2 WASHINGTON BIOMED RES 03/01/2018 09/25/2015 95,000.00 95,000.00 --- 95,666.90 666.90 1.485 1.059 AA
256350005 LC -Project Fund-Toll2 49130TRY4 Muni Kentucky Housing Corporation O1/01/2017 06/17/2015 275,000.00 274,634.25 --- 275,382.25 502.75 0.937 0.660 AAA
256350005 LC -Project Fund-Toll2 91476PPG7 Muni University of Oklahoma 07/O1/2020 11/17/2015 80,000.00 79,544.00 --- 82,361.60 2,760.41 2.349 1.585 A
256350005 LC -Pro ect Fund-Toll2
4581X0C15 Non -US Gov Inter -American Development Bank
09/12/2016 04/20/2016 100,000.00 100,012.10
100,043.00
36.69 0.625 0.409 AAA
256350005 LC -Project Fund-Toll2 62944BBC7 Non -US Gov N.V. Bank Nederlandse Gemeenten 07/14/2017 --- 575,000.00 574,335.00 --- 574,430.75 (90.15) 0.700 0.799 AAA
256350005 LC -Project Fund-Toll2 748148RV7 Non -US Gov Gouvemement de la Province de Quebec 09/04/2018 --- 375,000.00 374,252.10 -- 374,115.00 (237.05) 0.910 0.975 AA
256350005 LC -Project Fund-Toll2 500769FZ2 Non -US Gov KfW 12/15/2016 --- 540,000.00 539,671.10 --- 539,989.20 255.73 0.625 0.629 AAA
256350005 LC -Pro ect Fund-Toll2
298785GK6 Non -US Gov Ban. ue Eur .eenne D'mvestissement (BEI
04/18/2017
575,000.00 575.503.50
575.575.00
148.92 0.875 0.749 AAA
256350005 LC -Project Fund-Toll2 302154BL2 Non -US Gov The Export -Import Bank of Korea O1/14/2017 02/04/2016 200,000.00 200,380.00 --- 200,276.00 55.82 1.380 1.137 AA
256350005 LC -Project Fund-Toll2 45818WAN6 Non -US Gov Inter -American Development Bank 12/12/2016 05/12/2016 250,000.00 250,025.00 --- 249,985.00 (33.86) 0.646 0.666 AAA
256350005 LC -Project Fund-Toll2 45950KBY5 Non -US Gov International Finance Corporation 08/01/2016 --- 600,000.00 599,964.00 --- 599,964.00 (24.79) 0.477 0.549 AAA
256350005 LC -Project Fund-Toll2 500769GE8 Non -US Gov
256350005 LC -Project Fund-Toll2
912828K33 TIPS Treasury, United States Department of
07/15/2016 04/26/2016 325,000.00 325,000.00 -- 325,009.75 9.75 0.500 0.427 AAA
04/15/2020
2,145,213.00 2,161,905.95
2,194,424.19
33,016.55 0.125 -0.474
AAA
256350005 LC -Project Fund-Toll2
256350005 LC -Project Fund-Toll2
256350005 LC -Project Fund-Toll2
256350005 LC -Project Fund-Toll2
256350005 LC -Project Fund-Toll2
256350005 LC -Project Fund-Toll2
256350005 LC -Project Fund-Toll2
912828TG5 US Gov Treasury, United States Department of
912828KD1 US Gov Treasury, United States Department of
912828UA6 US Gov Treasury, United States Department of
912828B58 US Gov Treasury, United States Department of
912828UF5 US Gov Treasury, United States Department of
912828UR9 US Gov Treasury, United States Department of
912828VK3 US Gov Treasury, United States Department of
07/31/2017
02/15/2019
11/30/2017
O1/31/2021
1,600,000.00 1,592,193.36
1,935,000.00 2,027,131.64
3,465,000.00 3,454,861.14
1,125,000.00 1,160,760.74
1,599,504.00
2,039,606.10
3,467,841.30
1,182,915.00
5,468.27 0.500 0.529 AAA
26,994.50 2.750 0.670 AAA
11,170.75 0.625 0.567 AAA
23,184.58 2.125 0.974 AAA
12/31/2019 --- 3,775,000.00 3,776,018.56 -- 3,815,543.50 39,603.55 1.125 0.813 AAA
02/28/2018 --- 2,750,000.00 2,747,428.71 --- 2,757,507.50 10,268.94 0.750 0.585 AAA
06/30/2018 --- 3,475,000.00 3,511,639.86 -- 3,527,820.00 22,372.76 1.375 0.609 AAA
68,420,953.89
256350022 LC -Sr Lien Ob Fund-1 Interest
256350022 LC -Sr Lien Ob Fund -I Interest
256350022 LC -Sr Lien Ob Fund-1 Interest
256350022 LC -Sr Lien Ob Fund -I Interest
256350022 LC -Sr Lien Ob Fund-1 Interest
256350022 LC -Sr Lien Ob Fund -I Interest
256350022 LC -Sr Lien Ob Fund-1 Interest
256350022 LC -Sr Lien Ob Fund -I Interest
256350022 LC -Sr Lien Ob Fund-1 Interest
256350022 LC -Sr Lien Ob Fund -I Interest
256350022 LC -Sr Lien Ob Fund-1 Interest
256350022 LC -Sr Lien Ob Fund -I Interest
256350022 LC -Sr Lien Ob Fund-1 Interest
31393EXC8 Agency CMG Federal National Mortgage Association Fannie Mae
3136A4M89 Agency CMG Federal National Mortgage Association Fannie Mae
3137ASNH3 Agency CMO Federal Home Loan Mortgage Corporation
3136A8G38 Agency CMG Federal National Mortgage Association Fannie Mae
31393 V2T7 Agency CMG Federal Home Loan Mortgage Corporation
31402RBG3 Agency MBS Federal National Mortgage Association Fannie Mae
31385JLF3 Agency MBS Federal National Mortgage Association Fannie Mae
38144LAB6 Corporate The Goldman Sachs Group, Inc.
05565QCC0 Corporate BP Capital Markets P.L.C.
166764AE0 Corporate Chevron Corporation
891145TN4 Corporate The Toronto -Dominion Bank
48121CYK6 Corporate JPMorgan Chase Bank, National Association
89236TAY1 Corporate Toyota Motor Credit Corporation
09/25/2018 07/24/2013 20,103.66 21,253.34
20,629.17
75.00 4.500 0.987
AAA
O1/25/2019 07/05/2013 160,863.65 161,887.90 -- 163,226.73 1,992.35 1.934 1.359 AAA
09/25/2021 08/15/2013 315,228.17 306,953.43
316,854.74
6,975.62 1.459 1.213
AAA
O8/25/2017 07/08/2013 553,091.04 544,924.31 -- 554,086.61 3,705.06 1.246 1.368 AAA
06/15/2018 07/08/2013 102,542.54 108,454.75
104,725.67
198.38 4.500 0.336 AAA
09/O1/2019 --- 33,099.48 35,504.08 -- 34,101.40 (145.97) 6.000 I.590 AAA
08/O1/2017 09/18/2013 56,426.00 60,234.76
57,365.49 (221.47) 6.000 1.511 AAA
09/O1/2017 07/03/2013 300,000.00 322,515.00 -- 316,863.00 10,113.27 6.250 1.386 A
11/06/2017 07/03/2013 300,000.00 292,194.00
301,047.00
3,550.57 1.375 1.114
A
06/24/2018 06/17/2015 300,000.00 301,848.00 05/24/2018 303,504.00 2,294.34 1.718 1.095 AA
03/13/2017 05/21/2015 700,000.00 707,168.00
702,786.00
(28.68) 1.500 0.930
AAA
10/O1/2017 07/03/2013 300,000.00 341,424.00 -- 316,863.00 4,142.88 6.000 1.454 A
10/24/2018 06/17/2015 500,000.00 505,870.00
509,715.00
5,610.32 2.000 1.147
AA
256350022 LC -Sr Lien Ob Fund -I Interest
256350022 LC -Sr Lien Ob Fund-1 Interest
256350022 LC -Sr Lien Ob Fund -I Interest
256350022 LC -Sr Lien Ob Fund-1 Interest
256350022 LC -Sr Lien Ob Fund -I Interest
256350022 LC -Sr Lien Ob Fund-1 Interest
256350022 LC -Sr Lien Ob Fund -I Interest
256350022 LC -Sr Lien Ob Fund-1 Interest
02580ECC5 Corporate American Express Bank, FSB.
30231GAL6 Corporate Exxon Mobil Corporation
94974BGF1 Corporate Wells Fargo & Company
46625HJL5 Corporate JPMorgan Chase & Co.
63307EAB3 Corporate National Bank of Canada
78011DAC8 Corporate Royal Bank of Canada
92780JH20 CP Virginia Electric and Power Company
9AMMF05B2 MM Fund U.S. Bank Money Market Account Fund
09/13/2017 07/08/2013 250,000.00 287,890.00 -- 263,375.00 2,117.25 6.000 1.493 A
03/06/2018 06/10/2015 420,000.00 419,525.40
423,276.00
3,569.52 1.305 0.837 AAA
O1/30/2020 06/03/2015 600,000.00 594,924.00 -- 610,176.00 14,130.08 2.150 1.660 A
05/15/2018 06/03/2015 500,000.00 497,550.00 --- 501,955.00 3,530.48 1.625 1.413 A
10/19/2016 05/21/2015 900,000.00 918,414.00
09/19/2017 05/21/2015 700,000.00 700,763.00
O8/02/2016 06/23/2016 150,000.00 149,881.67
06/30/2016
0.00 75,774.61
902,934.00 (1,048.24) 2.200 1.115 AAA
701,519.00
149,917.50
75,774.61
1,113.18 1.200 1.020
AAA
12.16 0.000 0.620 AAA
0.00 0.000 0.000
NA
256350022 LC -Sr Lien Ob Fund -I Interest
256350022 LC -Sr Lien Ob Fund-1 Interest
256350022 LC -Sr Lien Ob Fund -I Interest
256350022 LC -Sr Lien Ob Fund-1 Interest
235219152 Muni Dallas, City of
912828RX0 US Gov Treasury, United States Department of
912828184 US Gov Treasury, United States Department of
912828UA6 US Gov Treasury, United States Department of
02/15/2017 07/10/2013 650,000.00 650,000.00 -- 654,511.00 4,511.00 1.589 0.475 AA
12/31/2016 09/13/2013 950,000.00 945,212.89
03/31/2020
600,000.00 591,146.48
11/30/2017 07/05/2013 1,200,000.00 1,166,062.50
952,194.50
2,928.52 0.875 0.412
AAA
611,346.00 18,336.24 1.375 0.862 AAA
1,200,984.00
12,117.27 0.625 0.567 AAA
256350022 LC -Sr Lien Ob Fund -I Interest
256350022 LC -Sr Lien Ob Fund-1 Interest
912828K41 US Gov Treasury, United States Department of
912828UZ1 US Gov Treasury, United States Department of
04/30/2017 07/30/2015 200,000.00 200,OO1.77
04/30/2018 07/14/2015 700,000.00 693,656.25
200,030.00
29.16 0.334 0.320 AAA
700,462.00 4,638.82 0.625 0.589 AAA
11,650,222.42
256350023 LC -Sr Lien Reserve Fund-1
256350023 LC -Sr Lien Reserve Fund-1
256350023 LC -Sr Lien Reserve Fund-1
256350023 LC -Sr Lien Reserve Fund-1
3135GOD75 Agency Federal National Mortgage Association Fannie Mae
3137EADR7 Agency Federal Home Loan Mortgage Corporation
3137EACA5 Agency Federal Home Loan Mortgage Corporation
3137EADB2 Agency Federal Home Loan Mortgage Corporation
06/22/2020 05/06/2015 600,000.00 593,490.00
05/01/2020 05/15/2015 475,000.00 471,527.75
03/27/2019 07/05/2013 800,000.00 875,900.00
O1/13/2022
750,000.00 737,385.50
611,526.00 16,627.39 1.500 1.006 AAA
482,163.00
9,872.69 1.375 0.973 AAA
863,744.00 26,322.22 3.750 0.805 AAA
794,362.50 50,637.59 2.375 1.265 AAA
256350023 LC -Sr Lien Reserve Fund-1
3136G3JZ9 Agency Federal National Mortgage Association Fannie Mae
04/26/2019 05/31/2016 200,000.00 200,960.00 10/26/2016 200,918.00 121.40 2.000 0.571 AAA
256350023 LC -Sr Lien Reserve Fund-1
3137AEV77 Agency CMO Federal Home Loan Mortgage Corporation
05/25/2018 07/03/2013 250,252.11 257,544.62
256,268.17
3,464.26 2.699 1.252
AAA
31
Page 9 of 34
NM MEI
Rirerside (ounly ironsporrgon (omission
STAMP Portfolio by Account for quarter ended June 30, 2016
Source
Account
Account
Identifier
Security Type
Category
Issuer
Final Maturity
Trade Date
Current Face
Value
Next Call
Ori •'nal Cost Date
Base Market Value
Base Net Total
Unrealized Gain/Loss
Coupon
Yield
Summarized
Credit Ratin•
256350023
LC -Sr Lien Reserve Fund-1
3137AJMF8
Agency CMO
Federal Home Loan Mortgage Corporation
10/25/2021
08/05/2015
30,000.00
31,038.28 ---
31,911.00
1,028.19
2.968
1.627
AAA
AAA
256350023
LC -Sr Lien Reserve Fund-1
383771Z89
Agency CMO
The Government National Mortgage Association Guaranteed REMIC Pass-
Through Securities
10/20/2039
07/05/2013
119,825.26
123,490.22 ---
125,250.94
2,357.78
3.500
1.722
256350023
LC -Sr Lien Reserve Fund-1
313921183
Agency CMO
Federal National Mortgage Association Fannie Mae
03/25/2018
07/08/2013
14,354.56
15,144.06 ---
14,622.85
39.65
5.000
0.733
AAA
256350023
LC -Sr Lien Reserve Fund-1
38376GB33
Agency CMO
The Government National Mortgage Association Guaranteed REMIC Pass-
Through Securities
10/16/2044
01/23/2015
334,698.07
343,555.95 ---
340,123.53
(2,665.67)
3.500
2.125
AAA
256350023
LC -Sr Lien Reserve Fund-1
3137AUPE3
Agency CMO
Federal Home Loan Mortgage Corporation
06/25/2022
07/03/2013
235,000.00
220,358.40 ---
244,012.25
19,307.78
2.396
1.685
AAA
256350023
LC -Sr Lien Reserve Fund-1
38378CRT6
Agency CMO
The Government National Mortgage Association Guaranteed REMIC Pass-
Through Securities
10/20/2040
05/22/2014
101,565.80
98,074.48 --
101,596.27
3,128.60
2.000
1.966
AAA
256350023
LC -Sr Lien Reserve Fund-1
3137A7E22
Agency CMO
Federal Home Loan Mortgage Corporation
04/15/2028
07/08/2013
146,796.34
151,980.08 --
150,316.52
2,267.20
3.500
0.990
AAA
256350023
LC -Sr Lien Reserve Fund-1
31371303W2
Agency CMO
Federal Home Loan Mortgage Corporation
08/25/2017
07/31/2013
34,731.89
34,704.75 ---
34,841.29
143.53
1.426
0.889
AAA
256350023
LC -Sr Lien Reserve Fund-1
38376T5Z1
Agency CMO
The Government National Mortgage Association Guaranteed REMIC Pass-
Through Securities
01/16/2039
01/26/2015
141,520.50
147,853.54 --
147,859.20
631.69
3.000
1.649
AAA
The Government National Mortgage Association Guaranteed REMIC Pass-
256350023
LC -Sr Lien Reserve Fund-1
38377RSZ9
Agency CMO
Through Securities
06/16/2039
01/21/2015
49,322.60
52,272.53 --
51,557.90
(448.68)
4.500
1.702
AAA
256350023
LC -Sr Lien Reserve Fund-1
38378BX20
Agency CMO
Government National Mortgage Association
06/16/2051
03/17/2015
64,677.07
63,238.48 ---
63,141.64
(41.94)
1.240
1.750
AAA
256350023
LC -Sr Lien Reserve Fund-1
3837887E3
Agency CMO
Govemment National Mortgage Association
05/16/2046
05/22/2015
225,752.57
216,987.02 ---
219,729.49
2,558.75
1.744
2.177
AAA
256350023
LC -Sr Lien Reserve Fund-1
38377RVK8
Agency CMO
The Govemment National Mortgage Association Guaranteed REMIC Pass-
Through Securities
04/20/2039
--
163,213.80
167,816.93 --
170,478.44
3,528.55
3.000
1.398
AAA
256350023
LC -Sr Lien Reserve Fund-1
3136A7MJ8
Agency CMO
Federal National Mortgage Association Fannie Mae
12/25/2019
08/20/2013
125,176.71
123,318.61 ---
125,947.80
1,555.79
1.520
1.269
AAA
256350023
LC -Sr Lien Reserve Fund-1
3137ASNH3
Agency CMO
Federal Home Loan Mortgage Corporation
09/25/2021
07/03/2013
315,228.17
308,049.34 --
316,854.74
6,195.55
1.459
1.213
AAA
256350023
LC -Sr Lien Reserve Fund-1
3136A72D3
Agency CMO
Federal National Mortgage Association Fannie Mae
04/25/2022
07/03/2013
395,000.00
375,250.00 ---
412,518.25
31,314.26
2.482
1.625
AAA
256350023
LC -Sr Lien Reserve Fund-1
38378B7F0
Agency CMO
Govemment National Mortgage Association
12/16/2042
--
450,000.00
427,324.22 --
440,928.00
12,888.85
2.273
2.912
AAA
256350023
LC -Sr Lien Reserve Fund-1
3137AQT24
Agency CMO
Federal Home Loan Mortgage Corporation
01/25/2019
10/21/2013
170,000.00
171,195.31 ---
174,090.20
3,635.36
2.130
1.082
AAA
256350023
LC -Sr Lien Reserve Fund-1
38376WA62
Agency CMO
The Govemment National Mortgage Association Guaranteed REMIC Pass-
Through Securities
10/20/2039
01/21/2015
113,725.93
119,399.59 --
120,908.86
1,101.46
4.000
1.556
AAA
The Govemment National Mortgage Association Guaranteed REMIC Pass-
256350023
LC -Sr Lien Reserve Fund-1
38378TAF7
Agency CMO
Through Securities
07/20/2041
07/05/2013
209,675.02
209,706.63 --
217,147.84
7,591.63
2.500
1.474
AAA
256350023
LC -Sr Lien Reserve Fund-1
38377DPX8
Agency CMO
The Govemment National Mortgage Association Guaranteed REMIC Pass-
Through Securities
11/20/2036
12/31/2013
7,915.26
8,297.74 --
7,931.80
(29.13)
2.500
0.695
AAA
256350023
LC -Sr Lien Reserve Fund-1
31395EZP5
Agency CMO
Federal Home Loan Mortgage Corporation
08/15/2019
07/09/2013
63,266.74
66,934.23 ---
64,758.56
(165.36)
4.500
1.276
AAA
256350023
LC -Sr Lien Reserve Fund-1
31394DVM9
Agency CMO
Federal National Mortgage Association Fannie Mae
02/25/2034
06/19/2014
127,749.55
135,075.19 --
133,253.00
803.47
5.000
1.474
AAA
256350023
LC -Sr Lien Reserve Fund-1
383781CXW4
Agency MBS
The Govemment National Mortgage Association Guaranteed REMIC Pass-
Through Securities
02/16/2037
12/11/2014
192,110.79
191,180.26 --
191,019.60
(210.29)
1.705
2.047
AAA
256350023
LC -Sr Lien Reserve Fund-1
31413XVG5
Agency MBS
Federal National Mortgage Association Fannie Mae
06/01/2019
08/04/2014
200,000.00
218,500.00 ---
208,638.00
(906.66)
4.506
2.111
AAA
256350023
LC -Sr Lien Reserve Fund-1
38379KDN5
Agency MBS
Govemment National Mortgage Association
09/16/2055
08/05/2015
191,434.20
186,543.65 ---
192,961.84
6,168.33
2.100
2.391
AAA
256350023
LC -Sr Lien Reserve Fund-1
3136A4M48
Agency MBS
Federal National Mortgage Association Fannie Mae
01/25/2022
07/05/2013
329,463.64
330,390.25 ---
337,202.74
7,373.23
2.098
1.393
AAA
256350023
LC -Sr Lien Reserve Fund-1
31381PEB0
Agency MBS
Federal National Mortgage Association Fannie Mae
11/01/2020
09/26/2014
262,482.35
276,385.71 ---
284,053.15
13,471.25
3.370
1.626
AAA
256350023
LC -Sr Lien Reserve Fund-1
3137A711J5
Agency MBS
Federal Home Loan Mortgage Corporation
11/25/2017
07/03/2013
325,000.00
351,203.13 --
334,925.50
2,533.05
3.882
1.235
AAA
256350023
LC -Sr Lien Reserve Fund-1
383781CRS0
Agency MBS
The Government National Mortgage Association Guaranteed REMIC Pass-
Through Securities
07/16/2043
05/08/2015
450,000.00
434,460.94 --
452,385.00
17,400.79
2.389
2.418
AAA
256350023
LC -Sr Lien Reserve Fund-1
38378KWU9
Agency MBS
The Government National Mortgage Association Guaranteed REMIC Pass-
Through Securities
11/16/2041
05/22/2015
65,668.74
64,021.89 --
64,055.26
(30.14)
1.400
2.245
AAA
256350023
LC -Sr Lien Reserve Fund-1
38378XP62
Agency MBS
The Government National Mortgage Association Guaranteed REMIC Pass-
Through Securities
05/16/2055
05/14/2015
453,306.38
458,901.88 --
469,348.89
10,678.25
2.500
1.785
AAA
256350023
LC -Sr Lien Reserve Fund-1
31404WTT3
Agency MBS
Federal National Mortgage Association Fannie Mae
05/01/2019
12/31/2013
56,032.10
62,461.36 ---
57,622.85
(1,736.73)
4.500
1.857
AAA
256350023
LC -Sr Lien Reserve Fund-1
31417YKF3
Agency MBS
Federal National Mortgage Association Fannie Mae
01/01/2030
_ 07/10/2013
123,703.37
130,507.06 ---
134,943.06
4,654.42
4.500
1.796
AAA
256350023
LC -Sr Lien Reserve Fund-1
31385XBG1
Agency MBS
Federal National Mortgage Association Fannie Mae
03/01/2018
09/13/2013
6,794.87
7,236.53 --
6,907.12
(18.50)
6.000
1.539
AAA
256350023
LC -Sr Lien Reserve Fund-1
31416YX12
Agency MBS
Federal National Mortgage Association Fannie Mae
08/01/2026
07/03/2013
53,504.04
56,020.40 ---
56,804.70
1,416.78
3.500
1.277
AAA
256350023
LC -Sr Lien Reserve Fund-1
38378KSL4
Agency MBS
The Government National Mortgage Association Guaranteed REMIC Pass-
Through Securities
12/16/2046
--
425,000.00
415,829.11 --
436,122.25
20,131.89
2.785
2.763
AAA
256350023
LC -Sr Lien Reserve Fund-1
3137B6ZL8
Agency MBS
Federal Home Loan Mortgage Corporation
12/25/2019
01/07/2014
31,744.71
32,379.24 ---
32,196.44
133.33
2.075
1.010
AAA
256350023
LC -Sr Lien Reserve Fund-1
31418AFW3
Agency MBS
Federal National Mortgage Association Fannie Mae
06/01/2022
07/10/2013
177,128.47
182,940.50 ---
185,914.04
4,868.71
3.000
0.513
AAA
256350023
LC -Sr Lien Reserve Fund-1
3138L33G8
Agency MBS
Federal National Mortgage Association Fannie Mae
06/01/2020
11/12/2015
100,000.00
99,875.00 ---
102,806.00
2,950.06
2.010
1.143
AAA
256350023
LC -Sr Lien Reserve Fund-1
38378B6A2
Agency MBS
Govemment National Mortgage Association
11/16/2052
01/22/2015
134,496.46
130,256.67 --
133,138.05
2,926.21
1.826
1.992
AAA
256350023
LC -Sr Lien Reserve Fund-1
3128MMAK9
Agency MBS
Federal Home Loan Mortgage Corporation
09/01/2019
_ 07/08/2013
101,430.16
_107,832.94 ---
105,310.88
179.50
5.000
1.750
AAA
256350023
LC -Sr Lien Reserve Fund-1
3136AEYG6
Agency MBS
Federal National Mortgage Association Fannie Mae
06/25/2018
l ino/2°13
134,327.00
135,386.93 --
136,085.34
1,357.57
1.825
1.203
AAA
256350023
LC -Sr Lien Reserve Fund-1
9AMMF05B2
_ MM Fund
U.S. Bank Money Market Account Fund
06/30/2016
_
0.00
_145,788.27 ---
145,788.27
0.00
0.000
0.000
NA
256350023
LC -Sr Lien Reserve Fund-1
912828WU0
TIPS
Treasury, United States Department of
07/15/2024
02/05/2016
604,494.00
588,253.10 --
610,569.16
21,577.86
0.125
0.000
AAA
256350023
LC -Sr Lien Reserve Fund-1
912828B58
US Gov
Treasury, United States Department of
01/31/2021
_ ---
1,540,000.00
_ 1,573,283.21 ---
1,619,279.20
_ 50,758.34
2.125
0.974
AAA
256350023
LC -Sr Lien Reserve Fund-1
912828UF5
US Gov
Treasury, United States Department of
12/31/2019
--
1,250,000.00
1,231,787.31 --
1263,425.00
28,276.03
1.125
0.813
AAA
256350023
LC -Sr Lien Reserve Fund-1
912828VV9
US Gov
Treasury, United States Department of
08/31/2020
---
235,000.00
_ 241,525.78 ---
246,475.05
_ 5,561.29
2.125
0.928
AAA
256350023
LC -Sr Lien Reserve Fund-1
912828VB3
US Gov
Treasury, United States Department of
05/15/2023
07/05/2013
1,600,000.00
1,487,125.00 --
1,650,560.00
132,203.76
1.750
1.268
AAA
256350023
LC -Sr Lien Reserve Fund-1
912828XB1
US Gov
Treasury, United States Department of
05/15/2025
05/24/2016
1,200,000.00
1,228,546.88 ---
1,267,548.00
39,296.15
2.125
1.447
AAA
256350023
LC -Sr Lien Reserve Fund-1
912828RC6
US Gov
Treasury, United States Department of
08/15/2021
--
1,775,000.00
1,804,427.73 --
1,870,548.25
67,819.50
2.125
1.044
AAA
19,515,395.68
32
Page 10 of 34
ATTACHMENT 4
�INEma:
Parrside Lawny Tromponmivn Commission
STAMP Portfolio Transaction Report by Account
Quarter ended June 30, 2016
Beginning Base
Base Maturities and
Base Base Change In
Net Total Realized Amortization/A Net Unrealized Ending Base
Ending Accrued
205091001 LC-2013 A Capitalized Interest
205091001 LC-2013 A Capitalized Interest
205091001 LC-2013 A Capitalized Interest
205091001 LC-2013 A Capitalized Interes
205091001 LC-2013 A Capitalized Inter.
205091001 LC-2013 A C
Pt
alized Interes
205091001 LC-2013 A Capitalized Interest
205091001 LC-2013 A C
Pi
allzed Interes
205091001 LC-2013 A Capitalized Interest
205091001 LC-2013 A Capitalized Interes
205091001 LC-2013 A Capitalized Interest
205091001 LC-2013 A Capitalized Interes
205091001 LC-2013 A Capitalized Interest
205091001 LC-2013 A Capitalized Interes
205091001 LC-2013 A Capitalized Interest
205091001 LC-2013 A Capitalized Inter.
205091001 LC-2013 A Capitalized Interest
205091001
LC-2013 A Capitalized Interco
9AMMFO5B2 U.S. Bank Money Market Account Fund
1392HWL3 FNR 033D BC
31392F6C6 FNR 0277C CB
1393EXC8 FNR 0388E TH
912828UB4 UNITED STATES TREASURY
89236TAY1 TOYOTA MOTOR CREDIT CORP
89114QAE8 TORONTO DOMINION BANK
912828UA6 UNITED STATES TREASURY
1402RBG3 FN 735439
1402RBG3 FN 735439
31402RBG3 FN 735439
44328MAL8 HSBC BANK PLC
44328MAL8 HSBC BANK PLC
0231GAL6 EXXON MOBIL CORP
31392FPP6 FNR 0274C PE
136A8G38 FN 12M13A A2
31410GSQ7 FN 888927
31281,419TH0
FH (113052
378,946.68
24,663.9
152,874.28
224,820.61
2,498,925.00
2,036,080.00
756,375.00
,747,200.00
135,880.44
6,334.64
0,477.14
003,240.00
2,633,505.00
582,604.20
94,408.07
933,069.36
71,777.39
76.737./14
14,322,033.45
(14,310,440.3 I)
(1,000,000.00)
(2,625,000.00)
(4,822.61)
(32,440.32)
(36 493.02)
(31,053.51)
(1,447.69)
(2,394.40)
(22,035.82)
(108,725.09)
(17,288.40)
(11.476.311
(98.29)
(671.54)
(869.03)
(1,096.59)
(49.52)
(76.50)
(450.10)
623.27
(472.94)
(350.181
(95.66)
(637.31)
(408.84)
3,638.98
(1,729.54)
(2,043.39)
2,820.93
(247.65)
(11.23)
(17.52)
(2,624.38)
(6,379.39)
58.88
(420.02)
977.08
(313.23)
(217_661
(44.34)
(63.96)
(1,387.21)
13,736.02
4,509.54
(821.61)
1,414.07
298.83
12.01
13.41
(615.62)
(2,125.61)
1,860.92
(8.96)
2,136.97
238.20
(188.751
90,539.82
19,603.03
119,061.14
185,662.52
2,516,300.00
2,038,860.00
753,510.00
1,75 ,4 5.00
03,781.51
4,838.21
80.21
488.51
678.50
2,117.49
7,444.44
3,562.50
926.40
503.66
23.48
8,002.13 38.84
584,524.00
71,493.17
1,829,081.59
53,941.03
64 504.95
2,417.88
293.83
1,89538
265.00
261.83
205091001 LC-2013 A Capitalized Interest
205091001 LC-2013 A Capitalized Interest
205091001 LC-2013 A Capitalized Interest
205091001 LC-2013 A Capitalized Interest
205091001 LC-2013 A Capitalized Interest
36290WH47 GN 619551
3128H4NR6 FH E96700
3128PGLY7 FH 104843
912828UZ1 UNITED STATES TREASURY
822582AC6
SHELL INTERNATIONAL FINANCE BV
647,035.10
56,661.04
94,838.59
3,389,902.00
416,332.00
(106,734.86)
(9,544.05)
(27,512.36)
(3,531.38)
(258.36)
(424.18)
(1,889.34) (2,292.19)
(120.89)
(285.85)
3,364.55
(3,402.79)
(218.17)
(652.10)
8,977.45
(441.21)
532,587.33
46,519.57
65,964.10
3,402,244.00
412,488.00
1,961.00
188.87
268.06
3,580.16
5,720.00
205091001 LC-2013 A Capitalized Interest
205091001 LC-2013 A Capitalized Interest
184126YS3 CLAYTON CNTY &. CLAYTON CNTY GA WTR AUTH WTR &. SEW
64966H4E7 NEW YORKNY
777,014.70
1,213,231.50
936.61
(4,092.18)
(2,599.81)
(3,313.92)
775,351.50
1,205,825.40
1,668.33
9,184.50
6.18
(2.203.901
4
205091001 LC-2013 A Capitalized Interest
205091001 LC-2013 A Capitalized Interest
205091001 LC-2013 A Capitalized Interest
205091001 LC-2013 A Capitalized Interest
205091001 LC-2013 A Capitalized Interest
912828M23
UNITED STATES TREASURY
912828SY7 UNITED STATES TREASURY
084664BE0 BERKSHIRE HATHAWAY FINANCE CORP
31392BVM5 FNR 023C PG
912828184
UNITED STATES TREASURY
799,944.00
3,897,699.00
872,184.00
16,696.81
2,426,064.00
(3,895,734.38)
(9,076.90)
14,617.75
(82.98)
234.20
357.80
2,776.64 (19,359.01)
(7,718.59)
(3373)
1,596.76
782.59
20.85
17,723.24
800,536.00
865,248.00
7,524.05
2,445,384.00
615.97
5,520.00
34.28
8,295.08
205091001 LC-2013 A Capitalized Interest
205091001 LC-2013 A Capitalized Interest
912828/84
UNITED STATES TREASURY
459200GX3 INTERNATIONAL BUSINESS MACHINES CORP
1,314,118.00
467,013.45
877.00
(1,084.79)
9,588.00
(654.31)
1324.583.00
465,274.35
4,493.17
4,004.81
205091001 LC-2013 A Capitalized Interest
205091001 LC-2013 A Capitalized Interest
205091001 LC-2013 A Capitalized Interest
205091001 LC-2013 A Capitalized Interest
205091001 LC-2013 A Capitalized Interest
205091001 LC-2013 A Capitalized Interest
205091001 LC-2013 A Capitalized Interest
205091001 LC-2013 A Capitalized Interest
78008K5V1 ROYAL BANK OF CANADA
912828VC1 UNITED STATES TREASURY
89153 VAC3 TOTAL CAPITAL INTERNATIONAL SA
90327QCW7 USAA CAPITAL CORP
31294LPZ0 FH E02240
3137EADQ9 FREDDIE MAC
912828RU6 UNITED STATES TREASURY
36200AFG9 GN 595167
2,001,820.00
160,630.40
4,042,720.00
46,427.06
1,400,238.00
3,508,330.00
20,417.24
2,600,101.56
(150,257.81)
(2,000 000.00)
(2,600,000.00)
(1,400,000.00)
(25,309.44)
(4,980.65)
(234.06)
277.76
(138.18)
(1,793.59)
(101.56)
142.11
(26.41)
59.49
(10,771.57) (6,548.43)
(121.40)
(199.76)
228.82
(81.15)
100.65
(38.24)
(1,711.28)
110.24
160,832.00
4,025,400.00
20,862.81
3,356,867.50
15,327.50
20.67
22,750.00
103.88
2,482.75
69.15
205091001 LC-2013 A Capitalized Interest
205091001 LC-2013 A Capitalized Interest
235219/52 DALLAS TEX
31393V2T7 FHA 2627E GY
2,155,858.95
420,888.17
(70 617.14)
(6,042.05) 2,149,816.90
(1,633.34) (1,554.79) __(Q 279.25)
344,803.65
12,816.17
1,266.06
205091001 LC-2013 A Capitalized Interest
205091001 LC-2013 A Capitalized Interest
205091001 LC-2013 A Capitalized Interest
205091001 LC-2013 A Capitalized Interest
205091001 LC-2013 A Capitalized Interest
31402QT68 FN 735073
3128GNR59 FH E85908
31401MWC1 FN 712643
3128PHYS7 FH 106025
3132FEAK7 FH Z50010
169,695.17
42,168.10
528,967.27
43,740.48
94,562.97
(30,000.30) (1,381.41)
(21 922.80)
(82,329.56)
(9,97274)
(19,27372)
(497.21)
(212.77) (15332)
426.38
116.63
(2,264.56) (1,446.43) (2,573.41)
(24470)
(486.11)
(89.86
(329.54)
(202.81)
(324.93)
138,242.63
19,995.84
440,353.32
33,230.37
74,148.67
664.18
99.64
1,608.96
134.95
301.27
48,399,297.58
16,922,135.01
(18,356,432.50)
(9,625,000.00) (685,451.69)
492.06 (28,857.67)
5,745.79 36,631,928.58
113,683.62
256350001 LC -Project Fund-2 Senior Lien
9AMMF05B2 U.S. Bank Money Market Account Fund
2,164,309.60
74,758,665.48
(76,758,877.32)
164,097.76
256350001 LC -Project Fund-2 Senior Lien
256350001 LC -Project Fund-2 Senior Lien
256350001 LC -Project Fund-2 Senior Lien
256350001 LC -Project Fund-2 Senior Lien
256350001 LC -Project Fund-2 Senior Lien
256350001 LC -Project Fund-2 Senior Lien
256350001 LC -Project Fund-2 Senior Lien
256350001 LC -Project Fund-2 Senior Lien
256350001 LC -Project Fund-2 Senior Lien
256350001 LC -Project Fund-2 Senior Lien
256350001 LC -Project Fund-2 Senior Lien
256350001 LC -Project Fund-2 Senior Lien
256350001 LC -Project Fund-2 Senior Lien
256350001 LC -Project Fund-2 Senior Lien
256350001 LC -Project Fund-2 Senior Lien
256350001 LC -Project Fund-2 Senior Lien
256350001 LC -Project Fund-2 Senior Lien
256350001 LC -Project Fund-2 Senior Lien
256350001 LC -Project Fund-2 Senior Gen
256350001 LC -Project Fund-2 Senior Gen
256350001 LC -Project Fund-2 Senior Lien
256350001 LC -Project Fund-2 Senior Lien
256350001 LC -Project Fund-2 Senior Lien
256350001 LC -Project Fund-2 Senior Lien
256350001 LC -Project Fund-2 Senior Lien
256350001 LC -Project Fund-2 Senior Lien
256350001 LC -Project Fund-2 Senior Lien
256350001 LC -Project Fund-2 Senior Lien
256350001 LC -Project Fund-2 Senior Lien
69350AGD4 Ppg Industries, Inc.
744321D57 Prudential Financial, Inc.
0255E2DCI American Electric Power Company, Inc.
6116M2G52 Monsanto Company
07588LGC6 Becton, Dickinson and Company
88513AE57 Thomson Reuters Corporation
78355AD84 Ryder System, Inc,
91842LF33 VW Credit, Inc.
78513KG62 S&P Global Inc.
28103AG17 Edison International
44890MEC2 Hyundai Capital America
412821H20 Harley-Davidson Financial Services, Inc.
05333TFE8 AutoZone, Inc.
9278011120 Virginia Electric and Power Company
77434LDB0 Rockwell Collins, Inc.
6116M2EKI Monsanto Company
91058TFH4 United Healthcare Corporation
277431GC1 Eastman Chemical Company
07787PGN2 The Bell Telephone Company of Canada Or Bell Canad
6362P2GR1 National Grid USA
20279VD83 Commonwealth Edison Company
6821A2FE2 Omnicom Capital Inc.
44890MFA5 Hyundai Capital America
07787PFP8 The Bell Telephone Company of Canada Or Bell Canad
20279VF73 Commonwealth Edison Company
83700EGT9 South Carolina Electric & Gas Company
65475LFV9 Nissan Motor Acceptance Corporation
58507ADI4 Medtronic Global Holdings S.C.A.
42824EDB8 Hewlett Packard Enterprise Company
1,498,120.83
1,899,886.00
1,999,680.00
699,421.53
1,598,896.90
1,898,993.00
1,999,800.00
1,698,862.89
1,598,942.22
1,599,404.45
1,898,812.50
1,598,674.67
1,499,500.01
1,349,109.00
1,099,846.00
1,748,638.89
1,599,306.67
1,599,328.00
1,698,945.52
1,598,95738
1,999,800.00
1,199,284.67
1,499,270.84
1,598,494.22
1,599,075.55
1,698,876.11
1,498,698.33
1,999,460.00
(1,900,000.00)
(2,000,000.00)
(1,900,000.00)
(2,000,000.00)
(1,700,000.00)
(1,900,000.00)
(1,500,000.00)
(1,100,000.00)
(1,750,000.00)
(1,600,000.00)
(2,000,000.00)
(1,200,000.00)
(1,500,000.00)
(1,600,000.00)
(1,600,000.00)
(1,500,000.00)
(2,000,000.00)
1,999,720.00 - - (2,000,000.00)
1,469.17
137.22
446.11
512.36
746.21
1,615.00
283.89
1,137.11
868.89
89.33
1,187.50
315.55
499.99
27.00
213.89
1,361.11
693.33
320.00
290.89
327.55
311.11
715.33
729.16
1,505.78
924.45
80.28
1,301.67
770.56
125.00
(23.22)
(126.11)
24.11
84.89
(608.00)
(83.89)
60.89
90.22
129.78
121.50
(59.89)
80.00
202.59
122.67
(111.11)
363.61
(230.56)
538.89 (258.89)
1,499,715.00
699,958.00
1,599,728.00
1,599,872.00
1,599,584.00
1,599,120.00
1,349,257.50
1,599,728.00
1,699,439.00
1,599,408.00
1,699,320.00
256350001 LC -Project Fund-2 Senior Lien
256350001 LC -Project Fund-2 Senior Lien
83700ED47 South Carolina Electric & Gas Company
1,499,940.00 (1,500,000.00)
1,898,860.00
33
1,140.00
Page 11 of 34
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P a r r s i d e L a w n y r r o m p o n m o n C o m m i s s i o n
S T A M P P o r t f o l i o T r a n s a c t i o n R e p o r t b y A c c o u n t
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2 5 6 3 5 0 0 0 1 L C - P r o j e c t F u n d - 2 S e n i o r L i e n
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2 5 6 3 5 0 0 0 1 L C - P r o j e c t F u n d - 2 S e n i o r L i e n
2 5 6 3 5 0 0 0 1 L C - P r d e c t F u n d - 2 S e n i o r L i e n
2 5 6 3 5 0 0 0 1 L C - P r o j e c t F u n d - 2 S e n i o r L i e n
2 5 6 3 5 0 0 0 1 L C - P r d e c t F u n d - 2 S e n i o r L i e n
2 5 6 3 5 0 0 0 1 L C - P r o j e c t F u n d - 2 S e n i o r L i e n
2 5 6 3 5 0 0 0 1 L C - P r d e c t F u n d - 2 S e n i o r L i e n
2 5 6 3 5 0 0 0 1 L C - P r o i e c t F u n d - 2 S e n i o r L i e n
2 5 6 3 5 0 0 0 1 L C - P o j l e c t F u n d - 2 S e n i o r L i e n
2 5 6 3 5 0 0 0 1 L C - P r o j e c t F u n d - 2 S e n i o r L i e n
2 5 6 3 5 0 0 0 1 L C - P r c t F u n d - 2 S e n i o r G e n
2 5 6 3 5 0 0 0 1 L C - P r o j e c t F u n d - 2 S e n i o r L i e n
2 5 6 3 5 0 0 0 1 L C - P r o j e c t F u n d - 2 S e n i o r L i e n
2 5 6 3 5 0 0 0 1 L C - P r o j e c t F u n d - 2 S e n i o r L i e n
2 5 6 3 5 0 0 0 1 L C - P r o j e c t F u n d - 2 S e n i o r L i e n
2 5 6 3 5 0 0 0 1 L C - P r o e c t F u n d - 2 S e n i o r L i e n
2 5 6 3 5 0 0 0 1 L C - P r j F u n d - 2 S e n i o r L i e n
2 5 6 3 5 0 0 0 1 L C - P r r i e c t F u n d - 2 S e n i o r L i e n
2 5 6 3 5 0 0 0 1 L C - P r o j e c t F u n d - 2 S e n i o r L i e n
2 5 6 3 5 0 0 0 1 L C - P r o j e c t F u n d - 2 S e n i o r L i e n
2 5 6 3 5 0 0 0 1 L C - P r d e c t F u n d - 2 S e n i o r L i e n
2 5 6 3 5 0 0 0 1 L C - P r o j e c t F u n d - 2 S e n i o r L i e n
2 5 6 3 5 0 0 0 1 L C - P r o j a c t P u n d - 2 S e n i o r L i e n
2 5 6 3 5 0 0 0 1 L C - P r o . e c t F u n d - 2 S e n i o r L i e n
2 5 6 3 5 0 0 0 1 L C - P r j _ e c t F u n d - 2 S e n i o r L i e n
2 5 6 3 5 0 0 0 1 L C - P r o e c t F u n d - 2 S e n i o r L i e n
2 5 6 3 5 0 0 0 1 L C - P r k t F u n d - 2 S e n i o r L i e n
2 5 6 3 5 0 0 0 1 L C - P r o j e c t F u n d - 2 S e n i o r L i e n
2 5 6 3 5 0 0 0 1 L C - P j a c t P u n d - 2 S e n i o r L i e n
2 5 6 3 5 0 0 0 1 L C - P r o e c t F u n d - 2 S e n i o r L i e n
2 5 6 3 5 0 0 0 1 L C - P r o j e c t P u n d - 2 S e n i o r L i e n
2 5 6 3 5 0 0 0 1 L C - P r r i e c t F u n d - 2 S e n i o r L i e n
2 5 6 3 5 0 0 0 1 L C - P r d e c t F u n d - 2 S e n i o r L i e n
2 5 6 3 5 0 0 0 1 L C - P r o j e c t F u n d - 2 S e n i o r L i e n
2 5 6 3 5 0 0 0 1 L C - P r o j e c t F u n d - 2 S e n i o r L i e n
2 5 6 3 5 0 0 0 1 L C - P r o j e c t F u n d - 2 S e n i o r L i e n
2 5 6 3 5 0 0 0 1 L C - P r o j e c t F u n d - 2 S e n i o r L i e n
2 5 6 3 5 0 0 0 1 L C - P r o j e c t F u n d - 2 S e n i o r L i e n
2 5 6 3 5 0 0 0 1 L C - P r o j e c t F u n d - 2 S e n i o r L i e n
2 5 6 3 5 0 0 0 1 L C - P r o j e c t F u n d - 2 S e n i o r L i e n
2 5 6 3 5 0 0 0 1 L C - P r o j e c t F u n d - 2 S e n i o r L i e n
2 5 6 3 5 0 0 0 1 L C - P r o j e c t F u n d - 2 S e n i o r L i e n
2 5 6 3 5 0 0 0 1 L C - P r o j e c t F u n d - 2 S e n i o r L i e n
2 5 6 3 5 0 0 0 1 L C - P r o j e c t F u n d - 2 S e n i o r L i e n
2 5 6 3 5 0 0 0 1 L C - P r o j e c t F u n d - 2 S e n i o r L i e n
2 5 6 3 5 0 0 0 1 L C - P r o j e c t F u n d - 2 S e n i o r L i e n
2 5 6 3 5 0 0 0 1 L C - P r o j e c t F u n d - 2 S e n i o r L i e n
2 5 6 3 5 0 0 0 1 L C - P r o j e c t F u n d - 2 S e n i o r L i e n
2 5 6 3 5 0 0 0 1 L C - P r o j e c t F u n d - 2 S e n i o r L i e n
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7 7 4 3 4 L F L 6
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0 0 9 3 7 A E 9 2 A i r g a s , I n c .
4 4 8 9 0 M G N 6 H y u n d a i C a p i t a l A m e r i c a
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6 6 7 6 5 E G 8 2 N o r t h w e s t N a t u r a l G a s C o m p a n y
5 8 0 6 3 T E 6 1 M c g r a w H i l l F i n a n c i a l , I n c .
6 0 9 2 0 V D L 3 M o n d e l e z I n t e r n a t i o n a l , I n c .
6 5 4 7 5 L E G 3 N i s s a n M o t o r A c c e p t a n c e C o r p o r a t i o n
0 7 7 8 7 P D 5 4 T h e B e l l T e l e p h o n e C o m p a n y o f C a n a d a O r B e l l C a n a d
0 5 6 3 5 M G D 9 B a c a r d i C o r p o r a t i o n
6 1 9 7 9 1 D 6 1 M o t i v a E n t e r p r i s e s L L C
8 3 7 0 1 L G D 7 S o u t h C a r o l i n a F u e l C o m p a n y , I n c .
6 3 6 2 P 2 E P 7 N a t i o n a l G r i d U S A
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2 5 7 3 7 L E Q 9 D o m i n i o n G a s H o l d i n g s , L L C
9 2 7 8 0 E 3 1 7 V i r _ i n i a E l e c t r i c a n d P o w e r m a n y
6 5 4 7 5 L D 1 7 N i s s a n M o t o r A c c e p t a n c e C o r p o r a t i o n
0 4 6 3 5 P G 6 0 A s t r a Z e n e c a P L C
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7 8 3 5 5 A F 9 0 R y d e r S y s t e m , I n c .
8 3 7 0 0 E E 9 5 S o u t h C a r o l i n a E l e c t r i c &