HomeMy Public PortalAbout09 September 12, 2018 Special CommissionComments are welcomed by the Commission. If you wish to provide comments to the Commission,
please complete and submit a Speaker Card to the Clerk of the Board.
SPECIAL MEETING AGENDA
TIME/DATE: 9:00 a.m. / Wednesday, September 12, 2018
LOCATION: BOARD ROOM
County of Riverside Administrative Center
4080 Lemon Street, First Floor, Riverside
COMMISSIONERS
Chair – Dana Reed
Vice Chair – Chuck Washington
Second Vice Chair – Ben J. Benoit
Kevin Jeffries, County of Riverside, District 1
John F. Tavaglione, County of Riverside, District 2
Chuck Washington, County of Riverside, District 3
V. Manuel Perez, County of Riverside, District 4
Marion Ashley, County of Riverside, District 5
Deborah Franklin / Art Welch, City of Banning
Lloyd White / Nancy Carroll, City of Beaumont
Joseph DeConinck / Tim Wade, City of Blythe
Jim Hyatt / Linda Molina, City of Calimesa
Randall Bonner / Vicki Warren, City of Canyon Lake
Greg Pettis / Shelley Kaplan, City of Cathedral City
Steven Hernandez / To Be Appointed, City of Coachella
Karen Spiegel / Randy Fox, City of Corona
Scott Matas / Russell Betts, City of Desert Hot Springs
Adam Rush / Clint Lorimore, City of Eastvale
Linda Krupa / Russ Brown, City of Hemet
Dana Reed / To Be Appointed, City of Indian Wells
Michael Wilson / Glenn Miller, City of Indio
Brian Berkson / Verne Lauritzen, City of Jurupa Valley
Kathleen Fitzpatrick / Robert Radi, City of La Quinta
Bob Magee / Natasha Johnson, City of Lake Elsinore
Bill Zimmerman / John Denver, City of Menifee
Victoria Baca / Ulises Cabrera, City of Moreno Valley
Rick Gibbs / Jonathan Ingram, City of Murrieta
Berwin Hanna / Ted Hoffman, City of Norco
Jan Harnik / Kathleen Kelly, City of Palm Desert
Lisa Middleton / Jon R. Roberts, City of Palm Springs
Michael M. Vargas / Rita Rogers, City of Perris
Ted Weill / Charles Townsend, City of Rancho Mirage
Rusty Bailey / Andy Melendrez, City of Riverside
Andrew Kotyuk / Scott Miller, City of San Jacinto
Michael S. Naggar / Matt Rahn, City of Temecula
Ben J. Benoit / Timothy Walker, City of Wildomar
John Bulinski, Governor’s Appointee Caltrans District 8
COMM-COMM-00095
RIVERSIDE COUNTY TRANSPORTATION COMMISSION
ROLL CALL
SEPTEMBER 12, 2018
County of Riverside, District I
County of Riverside, District II
County of Riverside, District Ill
County of Riverside, District IV
County of Riverside, District V
City of Banning
City of Beaumont
City of Blythe
City of Calimesa
City of Canyon Lake
City of Cathedral City
City of Coachella
City of Corona
City of Desert Hot Springs
City of Eastvale
City of Hemet
City of Indian Wells
City of Indio
City of Jurupa Valley
City of La Quinta
City of Lake Elsinore
City of Menifee
City of Moreno Valley
City of Murrieta
City of Norco
City of Palm Desert
City of Palm Springs
City of Perris
City of Rancho Mirage
City of Riverside
City of San Jacinto
City of Temecula
City of Wildomar
Governor's Appointee, Caltrans District 8
Absent
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RIVERSIDE COUNTY TRANSPORTATION COMMISSION
COMMISSIONER SIGN-IN SHEET
SEPTEMBER 12, 2018
NAME AGENCY E_MAIL ADDRESS
Tara Byerly
From:
Sent:
To:
Cc:
Subject:
Tara Byerly
Thursday, September 06, 2018 11 :00 AM
Tara Byerly
Lisa Mobley; Anne Mayer; JOHN STANDIFORD
RCTC: September Commission Special Meeting Agenda -September 12, 2018
Good morning Commissioners,
The September Agenda for the Commission Special meeting scheduled for Wednesday, September 12 @ -is
available. Please copy the link:
http:Urctcdev .info/ uploads/media items/se pte m be r-specia 1-meeti ng-agenda-se pt em be r-12-2018.o rigi na I. pdf
Also, attached for your review and information is the conflict of interest memo and form.
Conflict of Conflict of
Interest Form.pelf Interest Memo.p ...
Please let me know if you have any questions. Thank you.
Respectfully,
Tara Byerly
Deputy Clerk of the Board
Riverside County Transportation Commission
951.787.7141 W 1951.787.7906 F
4080 Lemon St. 3rd Fl. I P.O. Box 12008 Riverside, CA 92502
rctc.org
f 'tJ1 in EJ
1
Tara Byerly
From:
Sent:
To:
Subject:
Tara Byerly
Thursday, September 06, 2018 11 :22 AM
Tara Byerly
RCTC: September Commission Special Meeting Agenda -September 12, 2018
Good afternoon Commission Alternates,
The September Agenda for the Commission Special meeting scheduled for Wednesday, September 12 @ -is
available. Please copy the link:
http://rctcdev.info/uploads/media items/september-special-meeting-agenda-september-12-2018.original.pdf
Respectfully,
Tara Byerly
Deputy Clerk of the Board
Riverside County Transportation Commission
951.787.7141 W 1951.787.7906 F
4080 Lemon St. 3rd Fl. I P.O. Box 12008 Riverside, CA 92502
rctc.org
f W in E>
1
TO:
FROM:
DATE:
SUBJECT:
RIVERSIDE
COUNTY
TRANSPORTATION
COMMISSION
Riverside County Transportation Commission
Lisa Mobley, Clerk of the Board
September 4, 2018
G.C. 84308 Compliance -Potential Conflict of Interest
California Government Code 84308 states a Commissioner may not participate in any discussion or
action concerning a contract or amendment if a campaign contribution of more than $250 is
received in the past 12 months or 3 months following the conclusion from a bidder or bidder's agent.
This prohibition does not apply to the awarding of contracts that are competitively bid. The
Commission's procurement division asks potential vendors to disclose any contributions made to
the campaigns of any Commissioner as part of their submitted bid packets. As an additional
precaution, those entities are included below in an effort to give Commissioners opportunity to
review their campaign statements for potential conflicts. Please note the entities listed in this
memo are not encompassing of alf potential conflicts and are in addition to any personal conflicts
of interest such as those disclosed on Statement of Economic Interests -Form 700 or prohibited
by Government Code Section 1090. Please contact me should you have any questions.
Agenda Item No. 6A -Closed Session -Conference with Real Propertv Neqotiator(s}
Item APN(s) Property Owner(s) Buyer(s)
1 349-090-028 Riverside County Transportation
Commission Luis Arreguin
2 345-080-073 Riverside County Transportation Rod Arsalan and
Commission Roberto de la Torre
3 285-210-018 Riverside County Transportation Conrad Thuy and and
285-210-019 Commission Marie Pham
4 279-190-046 Riverside County Transportation Diana and Bruce Luo and Commission (Best Investment, LLC)
'" .. ~ .. ~~~-919-····· -~~· ... ··~·· 1-" --~ '"·'•···" --··-·····t-·
....... ----····--··--·--·-···-··----.. -------·----·--·---~·-·-··--·-· ------· ·-· -····----· -·-· -· -----"> ···-· .-, __ ...
Alice Dilworth, Nelson Dilworth, Gloria Riverside County
5 465-100-001 Lynn Gatton, George Michael Dilworth Transportation
and Janet Kaye Dilworth Parish Commission
RCTC Potential Conflicts of Interest
September 4, 2018
Page 2
Agenda Item No. BF -Enterprise Resource Planning ·Software Implementation Project
Management Ot1ersight
Consultant(s): SDI Presence LLC
Sharee L. Wolff, CFO
200 E. Randolph Street, Suite 3550
Chicago, IL 60601
. ..
RIVERSIDE COUNTY TRANSPORTATION COMMISSION
www.rctc.org
SPECIAL MEETING AGENDA*
*Actions may be taken on any item listed on the agenda
9:00 a.m.
Wednesday, September 12, 2018
BOARD ROOM
County of Riverside Administrative Center
4080 Lemon Street, First Floor, Riverside, CA
In compliance with the Brown Act and Government Code Section 54957.5, agenda materials distributed 72 hours
prior to the meeting, which are public records relating to open session agenda items, will be available for
inspection by members of the public prior to the meeting at the Commission office, 4080 Lemon Street, Third
Floor, Riverside, CA, and on the Commission’s website, www.rctc.org.
In compliance with the Americans with Disabilities Act, Government Code Section 54954.2, and the Federal
Transit Administration Title VI, please contact the Clerk of the Board at (951) 787-7141 if special assistance is
needed to participate in a Commission meeting, including accessibility and translation services. Assistance is
provided free of charge. Notification of at least 48 hours prior to the meeting time will assist staff in assuring
reasonable arrangements can be made to provide assistance at the meeting.
1. CALL TO ORDER
2. ROLL CALL
3. PLEDGE OF ALLEGIANCE
4. PUBLIC COMMENTS – Each individual speaker is limited to speak three (3) continuous minutes or less.
The Commission may, either at the direction of the Chair or by majority vote of the Commission, waive
this three-minute time limitation. Depending on the number of items on the Agenda and the number of
speakers, the Chair may, at his/her discretion, reduce the time of each speaker to two (2) continuous
minutes. In addition, the maximum time for public comment for any individual item or topic is thirty (30)
minutes. Also, the Commission may terminate public comments if such comments become repetitious.
Speakers may not yield their time to others without the consent of the Chair. Any written documents to
be distributed or presented to the Commission shall be submitted to the Clerk of the Board. This policy
applies to Public Comments and comments on Agenda Items.
Under the Brown Act, the Commission should not take action on or discuss matters raised during public
comment portion of the agenda that are not listed on the agenda. Commission members may refer such
matters to staff for factual information or to be placed on the subsequent agenda for consideration.
5. APPROVAL OF MINUTES – JULY 11, 2018
Riverside County Transportation Commission Special Meeting Agenda
September 12, 2018
Page 2
6. CLOSED SESSION
6A. CONFERENCE WITH REAL PROPERTY NEGOTIATORS
Pursuant to Government Code Section 54956.8
Agency Negotiator: Executive Director or Designee
Property Owner(s): See Below
Item APN(s) Property Owner(s) Buyer(s)
1 349-090-028 Riverside County
Transportation Commission Luis Arreguin
2 345-080-073 Riverside County
Transportation Commission
Rod Arsalan and
Roberto de la Torre
3 285-210-018
and
285-210-019
Riverside County
Transportation Commission
Conrad Thuy and
Marie Pham
4 279-190-046
and
279-240-019
Riverside County
Transportation Commission
Diana and Bruce Luo
(Best Investment, LLC)
5 465-100-001
Alice Dilworth, Nelson
Dilworth, Gloria Lynn Gatton,
George Michael Dilworth and
Janet Kaye Dilworth Parish
Riverside County
Transportation Commission
7. ADDITIONS / REVISIONS – The Commission may add an item to the Agenda after making a
finding that there is a need to take immediate action on the item and that the item came to the
attention of the Commission subsequent to the posting of the agenda. An action adding an
item to the agenda requires 2/3 vote of the Commission. If there are less than 2/3 of the
Commission members present, adding an item to the agenda requires a unanimous vote. Added
items will be placed for discussion at the end of the agenda.
8. CONSENT CALENDAR – All matters on the Consent Calendar will be approved in a single motion
unless a Commissioner(s) requests separate action on specific item(s). Items pulled from the
Consent Calendar will be placed for discussion at the end of the agenda.
8A. SINGLE SIGNATURE AUTHORITY REPORT
Page 1
Overview
This item is for the Commission to receive and file the Single Signature Authority report
for the fourth quarter ended June 30, 2018.
Riverside County Transportation Commission Special Meeting Agenda
September 12, 2018
Page 3
8B. QUARTERLY INVESTMENT REPORT
Page 3
Overview
This item is for the Commission to receive and file the Quarterly Investment Report for
the quarter ended June 30, 2018.
8C. FEDERAL TRANSIT ADMINISTRATION TRIENNIAL REVIEW RESULTS
Page 80
Overview
This item is for the Commission to receive and file a report on the 2018 Triennial Review
of the Commission performed by the Federal Transit Administration (FTA).
8D. PROPOSITION 1B CALIFORNIA TRANSIT SECURITY GRANT PROGRAM 2018 SITE VISIT
SUMMARY
Page 99
Overview
This item is for the Commission to receive and file the Proposition 1B California Transit
Security Grant Program (CTSGP) 2018 Site Visit Summary.
8E. FISCAL YEAR 2016/17 TRANSPORTATION DEVELOPMENT ACT AND MEASURE A
AUDIT RESULTS
Page 101
Overview
This item is for the Commission to receive and file the Transportation Development Act
(TDA) and Measure A audit results report for Fiscal Year 2016/17.
8F. ENTERPRISE RESOURCE PLANNING SOFTWARE IMPLEMENTATION PROJECT
MANAGEMENT OVERSIGHT
Page 109
Overview
This item is for the Commission to:
1) Approve sole source Agreement No. 19-19-003-00 to SDI Presence, LLC (SDI) for
Enterprise Resource Planning (ERP) software implementation project
management oversight for a two-year period in the amount of $436,800, plus a
15 percent contingency amount of $65,500, for a total amount not to exceed
$502,300;
2) Authorize the Chair or Executive Director, pursuant to legal counsel review, to
execute the agreement on behalf of the Commission;
Riverside County Transportation Commission Special Meeting Agenda
September 12, 2018
Page 4
3) Authorize the Executive Director, or designee, to approve contingency work
pursuant to the agreement terms up to the total amount; and
4) Approve a budget adjustment in the amount of $251,100.
8G. QUARTERLY PUBLIC ENGAGEMENT METRICS REPORT, APRIL – JUNE 2018
Page 134
Overview
This item is for the Commission to receive and file the Quarterly Public Engagement
Metrics Report for April – June 2018.
8H. SB 132 AGREEMENT FOR MCKINLEY GRADE SEPARATION PROJECT
Page 139
Overview
This item is for the Commission to:
1) Approve Agreement No. 19-31-005-00 with the city of Corona for the McKinley
Grade Separation project that received an allocation of $84,450,000 of SB 132
funds; and
2) Authorize the Executive Director, pursuant to legal counsel review, to execute
the agreement and any future amendments considered minor, with the
exception of changes to funding.
8I. FISCAL YEAR 2018/19 ANNUAL LOCAL TRANSPORTATION FUND PLANNING
ALLOCATIONS TO WESTERN RIVERSIDE COUNCIL OF GOVERNMENTS AND
COACHELLA VALLEY ASSOCIATION OF GOVERNMENTS
Page 165
Overview
This item is for the Commission to approve an allocation of Local Transportation Fund
(LTF) funds for planning in the amount of $775,500 for Western Riverside Council of
Governments (WRCOG) and $423,000 for the Coachella Valley Association of
Governments (CVAG) for efforts identified in each agency’s Fiscal Year 2018/19 LTF
Program Objectives/Work Plan (Work Plan) that supports transportation planning
programs and functions consistent with regional and subregional plans, programs, and
requirements.
Riverside County Transportation Commission Special Meeting Agenda
September 12, 2018
Page 5
8J. RIVERSIDE TRANSIT AGENCY FISCAL YEAR 2018/2019 SHORT RANGE TRANSIT PLAN
AMENDMENT
Page 175
Overview
This item is for the Commission to:
1) Approve an amendment to the Riverside Transit Agency (RTA) Fiscal Year
2018/19 Short Range Transit Plan (SRTP) for $22.1 million related to the
payment of RTA’s current unfunded pension liability;
2) Approve an allocation of $22.1 million in Local Transportation Fund (LTF)
Western County Bus Unallocated LTF fund balance to provide funding for RTA
to pay its current unfunded pension liability; and
3) Approve an adjustment to the FY 2018/19 budget in the amount of $22.1 million
to increase transit operating expenditures.
8K. RIVERSIDE COUNTY PUBLIC TRANSPORTATION: ANNUAL COUNTYWIDE
PERFORMANCE REPORT FOR FISCAL YEAR 2016/17
Page 177
Overview
This item is for the Commission to receive and file the Riverside County Public
Transportation: Annual Countywide Performance Report (Countywide Report) for
Fiscal Year 2016/17.
8L. CONSTRUCTION AGREEMENT WITH SPECTRUM CONSTRUCTION GROUP FOR THE
INTERSTATE 15 EXPRESS LANES REGIONAL OPERATIONS CENTER AND STORAGE AND
MAINTENANCE FACILITY AND THE 91 EXPRESS LANES CUSTOMER SERVICE CENTER
Page 225
Overview
This item is for the Commission to:
1) Award Agreement No. 18-31-170-00 to Spectrum Construction Group, Inc.
(Spectrum), as the lowest responsible bidder submitting a responsive bid, for
the construction of the Interstate 15 Express Lanes Regional Operations Center
(ROC) and Storage and Maintenance Facility (SAM) and the 91 Express Lanes
Customer Service Center (CSC) project (Project) in the amount of $3,600,075,
plus a contingency amount of $360,000, for a total amount not to exceed
$3,960,075;
2) Waive informalities and minor irregularities in the Spectrum bid;
3) Authorize the Chair or Executive Director, pursuant to legal counsel review, to
execute the agreement on behalf of the Commission;
4) Authorize the Executive Director, or designee, to approve contingency work up
to the total amount not to exceed as required for the Project; and
Riverside County Transportation Commission Special Meeting Agenda
September 12, 2018
Page 6
5) Approve a $1,157,550 adjustment to the Fiscal Year 2018/19 budget to increase
toll building construction costs.
8M. AGREEMENT WITH THE CALIFORNIA DEPARTMENT OF TRANSPORTATION FOR A
SENATE BILL 1 FUNDED OPERATION OF THE FREEWAY SERVICE PATROL PROGRAM IN
RIVERSIDE COUNTY
Page 249
Overview
This item is for the Commission to:
1) Approve Agreement No. 19-45-007-00 with the California Department of
Transportation (Caltrans) for the operation of the Riverside County Freeway
Service Patrol (FSP) program in an amount not to exceed $1,656,973 in SB 1
funding;
2) Authorize the Chair or Executive Director, pursuant to legal counsel review, to
execute the agreement on behalf of the Commission;
3) Approve an adjustment to the Fiscal Year 2018/19 motorist assistance budget
in the amount of $347,900, to increase revenues for the Freeway Service Patrol
program; and
4) Adopt Resolution No. 18-015 “Approving the Agreement with the California
Department of Transportation For SB 1 Funded Operation of FSP Program in
Riverside County”.
9. STATE AND FEDERAL LEGISLATIVE UPDATE
Page 261
Overview
This item is for the Commission to receive and file an update on state and federal legislation.
10. UPDATE ON THE REGIONAL TRUCK AND LOGISTICS MITIGATION FEE STUDY AND REVIEW OF
THE DRAFT NEXUS STUDY
Page 269
Overview
This item is for the Commission to receive and file an update on the Regional Truck Study.
11. ITEM(S) PULLED FROM CONSENT CALENDAR AGENDA
12. COMMISSIONERS / EXECUTIVE DIRECTOR REPORT
Overview
This item provides the opportunity for the Commissioners and the Executive Director to report
on attended meetings/conferences and any other items related to Commission activities.
Riverside County Transportation Commission Special Meeting Agenda
September 12, 2018
Page 7
13. ADJOURNMENT
The next meeting of the Commission is scheduled to be held on Wednesday,
October 10, 2018, Board Room, First Floor, County Administrative Center, 4080 Lemon Street,
Riverside.
DATE: I ~ DETACH AND SUBMIT TO THE CLERK OF THE BOARD q /) C< I I CD CHECK IF SUBJECT OF PUBLIC COMMENTS: a PUBLIC COMMENTS: _________________ _ AGENDA ITEM NO.: / ~1 J SUBJECT OF (AS LISTED ON THE AGENDA) ~flj AGENDA ITEM: __________________ _ NAME: joJ!v /'1of?l9AJV PHONE NO.:. ____ _ ADDRESS: ;)..(}&, ?z VJ r ( f1 01.. \/£-. STREET CITY ZIP CODE REPRESENTING: PHONE NO.:. ______ _ NAME OF AGENCY I ORGANIZATION I GROUP BUSINESS ADDRESS:_--=---------------------------STREET CITY ZIP CODE
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AGENDA ITEM 5
MINUTES
RIVERSIDE COUNTY TRANSPORTATION COMMISSION
MINUTES
Wednesday, July 11, 2018
1. CALL TO ORDER
The Riverside County Transportation Commission was called to order by
Chair Dana Reed at 9:30 a.m. in the Board Room at the County of Riverside Administrative
Center, 4080 Lemon Street, First Floor, Riverside, California, 92501.
2. ROLL CALL
Commissioners/Alternates Present Commissioners Absent
Marion Ashley Clint Lorimore Rick Gibbs
Victoria Baca Bob Magee Kevin Jeffries
Ben J. Benoit Scott Matas John F. Tavaglione
Brian Berkson Andy Melendrez Ted Weill
Randall Bonner Lisa Middleton City of Menifee
Joseph DeConinck Michael Naggar
Ray Desselle V. Manuel Perez
Kathleen Fitzpatrick Greg Pettis
Deborah Franklin Dana Reed
Berwin Hanna Karen Spiegel
Jan Harnik Michael M. Vargas
Steven Hernandez Chuck Washington
Jim Hyatt Michael Wilson
Andrew Kotyuk Lloyd White
Linda Krupa
3. PLEDGE OF ALLEGIANCE
Clerk of the Board Lisa Mobley led the Commission in a flag salute.
4. PUBLIC COMMENTS
Jon Shardlow, representing NAIOP, expressed concern about the pace of the fee study
that was presented at the June Commission meeting. He explained seeing the technical
data there are questions, they tried to engage staff with technical, policy and legal issues,
and tried to offer data and was told it will come later. He explained it is NAIOP’s
understanding several of the member cities just learned about the fee and NAIOP has not
reached out to their members about the fee since they were told it was preliminary and
Riverside County Transportation Commission Minutes
July 11, 2018
Page 2
based on incomplete and limited data. Mr. Shardlow requested to put this as an agenda
item in the future, conduct workshops, and be given some of the documents to back up
the fee. He expressed NAIOP wants to be a stakeholder and appreciative they have a seat
at the technical meetings. He provided a few examples of the fee issues included in
NAIOP’s letter, which was received on July 9 and distributed to the Commissioners.
Chris Sanford, Black Creek Group representative, explained they currently own and
operate over 500 million square feet of assets within the Inland Empire 2 million is in
Riverside County. Mr. Sanford concurred with Mr. Shardlow’s comment there are some
preliminary flaws in the truck fee study. He explained as a developer they want to be
more involved in the process in the study, as many of the impacts have not been assessed.
He discussed some of the initial truck fees that will broadly be applied within Riverside
County. Mr. Sanford expressed this will detract interest for them to invest in several of
those cities in Riverside County especially in some that do not realize the true value from
that investment. He suggested the Commissioners and staff reach out to the
development community to keep them involved as this study moves forward.
Jason Korengold, Conor Commercial Real Estate representative, stated they are a national
developer focusing on cities throughout the nation especially the Inland Empire in
Riverside County. He expressed concern as a stakeholder about the regional logistics fee
proposed by the Commission and staff and requested an opportunity to be a member and
to be included in the review of the study and the fees as proposed.
John Semcken, Majestic Reality representative, explained they are the largest privately
held real estate development in the country with over 10 million square feet in Southern
California. He requested an active participation process between the Commission and
Majestic Reality. Mr. Semcken explained understanding the issues with traffic and the
issues with respect to competition within not only California and the Inland Empire, but
also the many tenants that are going to other states due to the cost of doing business in
Southern California. Mr. Semcken stated they recognize there is not a need there has to
be some nexus that they are required to do to see that there is a transportation fee. He
reiterated being a part of the process and it is imperative the truck fee is fair, and it is
charged equitably based on where the impact comes from.
In response to Commissioner Michael Naggar’s request to have an agenda item at the
next Commission meeting to discuss having a stakeholder workshop as it relates to the
Nexus Study, Anne Mayer, Executive Director, replied all of the conversations regarding
this Nexus Study and stakeholder input will take place at this Commission meeting, a
committee meeting, or an established stakeholder meeting that is open to the public. She
stated staff could certainly put this on the agenda in September.
Commissioner Naggar clarified it is not an agenda item so there is no in depth discussion
and requested having the workshops complete before the Commission scopes the Nexus
Riverside County Transportation Commission Minutes
July 11, 2018
Page 3
Study as public speakers could of had valuable information that would have went into the
scope. He suggested it is very important to have stakeholder meetings that also govern
the scope of the Nexus Study and to put this on a future agenda so the Commission could
approve stakeholder meetings.
Commissioner Michael Vargas expressed support for Commissioner Naggar’s comments.
Steve DeBaun, Legal Counsel, stated there will be a future agenda item and requested the
Commissioners refrain from further discussion of this item until it is agendized for a future
item.
5. APPROVAL OF MINUTES – JUNE 13, 2018
M/S/C (Baca/Ashley) to approve the June 13, 2018 minutes as submitted.
6. PUBLIC HEARING – RIVERSIDE COUNTY TRANSIT SERVICES FUNDING ALLOCATIONS FOR
FISCAL YEAR 2018/19
At this time, Chair Reed opened the public hearing.
John Standiford, Deputy Executive Director, presented the Fiscal Year 2018/19 funding
allocation for Riverside County transit services, highlighting the following areas:
• Short Range Transit Plans (SRTPs) FYs 2018/19 – 2020/21 – Cities of Banning,
Beaumont, Corona, Riverside; the Commission’s Commuter Rail Program; Palo
Verde Valley Transit Agency; Riverside Transit Agency; and Sunline Transit Agency
(SunLine)
John Standiford referred to Commissioner Jim Hyatt’s concern raised at the June Budget
and Implementation Committee about the need for transit in the city of Calimesa and
possibly a private sector involvement looking and Uber and Lyft. Staff is continuing to
study this also staff is aware there is a concern and are looking to work with cities in the
San Gorgonio Pass Area as there are two operators in that area. Mr. Standiford explained
there are some discussions between the cities of Banning and Beaumont on transit issues.
He stated the Commission wants to be able to play the leadership role and help both cities
address some of those concerns as well as the city of Calimesa. He stated staff will return
at a future Commission meeting with an update.
At this time, John Standiford referred to the public hearing for the proposed FTA Section
5307 and presented the FY 2018/19 transit funding request, highlighting the following:
• Riverside County FY 2018/19 transit funding request
• Operating and capital program funds – FY 2018/19 versus FY 2017/18
Riverside County Transportation Commission Minutes
July 11, 2018
Page 4
• FY 2018/19 Transit Revenue Outlook: LTF, Measure, and STA
• FY 2018/19 transit financial plan by revenue source
At this time, Chair Reed asked if there were any comments from the public. No comments
were received.
At this time, Chair Reed closed the public hearing.
Commissioner Russell Betts stated as past Chair for SunLine Transit Agency (SunLine)
there is an issue that came up regarding SunLine’s funding. He explained when the
Commission’s estimate is received it ended up being a lower number and SunLine had to
make some service line adjustments as there was not enough funding to meet the needs
of riders. He is uncertain where this one is and is requesting to ensure in those variances
that are necessary to keep it as narrow as possible for budgeting and transit agency
purposes.
John Standiford replied staff strives to do that and reiterated the Commission had more
revenue these past few years than originally expected. He explained staff tries to take a
very conservative approach and part of that collaborative process is the SRTPs. Staff
reaches out to the transit agencies early, find out what those expectations are, and the
Commission has some reserves to address additional service. Staff is in communication
with SunLine’s General Manager Lauren Skiver, regarding this issue as staff does not want
this to be a problem.
Commissioner Betts expressed gratitude and said they have enjoyed the working
relationship.
Anne Mayer explained it is a matter of timing since the Commission is required by law to
provide transit operators with an estimate of their next year’s revenue by March 1 of the
previous year, yet staff does not receive the final true up for the previous fiscal year until
the end of September. She stated the Commission is running on projected numbers in
addition some of that carry over is money that was not spent the previous year. Before
the next round of projections there will be a workshop with the transit agencies to discuss
how to make this process more flexible so they are not in the situation that Commissioner
Betts mentioned.
Commissioner Andrew Melendrez stated in regards to Riverside Transit Agency (RTA)
there have been minimal increases in ridership since there are alternative choices. He
explained some of the things RTA struggles with is finding the funds or budgeting for more
innovative approaches. He asked if there is a certain amount of funding that could be put
in a budget through the Commission in order to look at more innovative approaches and
adding a pilot project to RTA to create more of a competitive edge as a bus service.
Riverside County Transportation Commission Minutes
July 11, 2018
Page 5
John Standiford explained there are meetings on a regular basis, RTA’s Chief Executive
Officer Larry Rubio brings innovative ideas, and as part of the SRTPs that are submitted
each year technology improvements can definitely be part of the service.
M/S/C (Vargas/Hyatt) to:
1) Conduct a public hearing at its July Commission meeting on the proposed
Federal Transit Administration (FTA) Section 5307 Program of Projects (POP);
2) Approve the Fiscal Year 2018/19 FTA Sections 5307 and 5311 POP for Riverside
County (County);
3) Approve the FY 2018/19 Local Transportation Fund (LTF) and State Transit
Assistance (STA) fund allocations for transit;
4) Direct staff to add projects into the Federal Transportation Improvement
Program (FTIP); and
5) Adopt Resolution No. 18-011, “Resolution of the Riverside County
Transportation Commission to Allocate State Transit Assistance Funds”.
7. ADDITIONS / REVISIONS
There were no additions or revisions to the agenda.
8. CONSENT CALENDAR
At this time, Commissioner Greg Pettis left the meeting.
M/S/C (Vargas/White) to approve the following Consent Calendar items.
Abstain: Spiegel on Agenda Item 8G
8A. STATE AND FEDERAL LEGISLATIVE UPDATE
1) Receive and file an update on state and federal legislation; and
2) Adopt the following bill position:
a) AB 2734 (Frazier) – Support.
8B. SB 1 LOCAL PARTNERSHIP PROGRAM FORMULA CYCLE 2 PROJECT NOMINATION
1) Approve the project nomination for the SB 1 Local Partnership Program
(LPP) Formula Cycle 2 funds for the Interstate 215/Placentia Interchange
project;
2) Approve match funds by programming $7,042,000 of Measure A
Community and Environmental Transportation Acceptability Program
(CETAP) funds; and
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July 11, 2018
Page 6
3) Authorize the Executive Director, pursuant to legal counsel review and
upon California Transportation Commission (CTC) adoption of the LPP
Formula program of projects, to execute agreements required for
programming SB 1 LPP Formula funding.
8C. FISCAL YEARS 2018/19 – 2022/23 MEASURE A FIVE-YEAR CAPITAL
IMPROVEMENT PLANS FOR THE LOCAL STREETS AND ROADS PROGRAM
Approve the Fiscal Years 2018/19 – 2022/23 Measure A Five-Year Capital
Improvement Plan (CIP) for Local Streets and Roads (LSR) as submitted by the
participating agencies.
8D. ON CALL PURCHASE AGREEMENT FOR FASTRAK® 6C TRANSPONDERS
1) Award the following on call purchase agreements to provide FasTrak® 6C
transponders for an initial three-year term, in an amount not to exceed an
aggregate value of $7,266,000:
a) Agreement No. 18-31-094-00 to Kapsch TrafficCom USA, Inc.; and
b) Agreement No. 18-31-161-00 to Neology;
2) Authorize the Chair or Executive Director, pursuant to legal counsel review,
to execute the agreements on behalf of the Commission; and
3) Authorize the Executive Director, or designee, to execute purchase orders
awarded to the contractors under the terms of the agreements.
8E. REVISED 91 EXPRESS LANES TRANSPONDER AND CUSTOMER ACCOUNT PLAN
FEE POLICIES
Adopt Resolution No. 18-012 “Resolution of the Riverside County Transportation
Commission Regarding the Revised 91 Express Lanes Transponder and Customer
Account Plan Fee Policies”.
8F. CHANGE ORDER TO AMEND THE INTERSTATE 15 EXPRESS LANES PROJECT TOLL
SERVICES AGREEMENT WITH KAPSCH TRAFFICCOM USA FOR THE INTERSTATE
15/STATE ROUTE 91 EXPRESS LANES CONNECTOR PROJECT
1) Approve Change Order No. 5 to Agreement No. 16-31-043-00 for the
Interstate 15 Express Lanes Project (I-15 ELP) with Kapsch TrafficCom USA
Inc. (Kapsch) to design, install, and maintain a replacement (and upgrade)
of the 91 Express Lanes roadside toll system to support the Interstate
15/State Route 91 Express Lanes Connector (15/91 ELC) project in the
amount of $4,478,461, plus a contingency amount of $500,000 for a total
amount not to exceed $4,978,461;
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July 11, 2018
Page 7
2) Authorize the Chair or Executive Director, pursuant to legal counsel review,
to execute the change order on behalf of the Commission; and
3) Authorize the Executive Director or designee to approve contingency work
up to the total amount not to exceed as required for the project.
8G. CONSTRUCTION AGREEMENT WITH RIVERSIDE CONSTRUCTION COMPANY, INC.
FOR THE NORTHMOOR DRIVE SOUNDWALL
1) Award Agreement No. 18-31-141-00 to Riverside Construction Company,
Inc. (Riverside Construction), as the lowest responsive, responsible bidder,
for the construction of the Northmoor Drive Soundwall project (Project) in
the amount of $1,705,000, plus a contingency amount of $170,500 for a
total amount not to exceed $1,875,500;
2) Authorize the Chair or Executive Director, pursuant to legal counsel review,
to execute the agreement on behalf of the Commission; and
3) Authorize the Executive Director, or designee, to approve contingency
work pursuant to the agreement terms up to the total amount.
8H. CALIFORNIA ENVIRONMENTAL QUALITY ACT RE-VALIDATION AND ADDENDUM;
AGREEMENT WITH JACOBS ENGINEERING GROUP, INC. FOR THE SWEENEY
MITIGATION SITE OF THE MID COUNTY PARKWAY PROJECT
1) Adopt Resolution No. 18-013, “Resolution of the Riverside County
Transportation Commission Adopting an Addendum to the Previously
Certified Environmental Impact Report (SCH #2004111103) for the Mid
County Parkway and Approving the Proposed Changes to the Mid County
Parkway Associated with the Addition of the Sweeney Mitigation Site and
Approving a Contract for Associated Plans”;
2) Award sole source Agreement No. 18-31-147-00 with Jacobs Engineering
Group, Inc. (Jacobs) for preparation of plans, specifications and estimates
(PS&E) of construction documents and construction support services for
the Sweeney mitigation site in the amount of $295,844, plus a contingency
amount of $29,584, for a total amount not to exceed $325,428;
3) Authorize the Chair or Executive Director, pursuant to legal counsel review,
to execute the agreement on behalf of the Commission; and
4) Authorize the Executive Director or designee to approve the use of the
contingency amount as may be required for these services.
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July 11, 2018
Page 8
8I. AMENDMENT WITH T.Y. LIN INTERNATIONAL FOR THE MID COUNTY PARKWAY
INTERSTATE 215/PLACENTIA AVENUE INTERCHANGE IMPROVEMENT PROJECT
1) Approve Amendment No. 16-31-066-01, Amendment No. 1 to Agreement
No. 16-31-066-00, with T.Y. Lin International (T.Y. Lin) to perform
additional biological surveys and design services related to the Interstate
215/Placentia Avenue interchange improvement (I-215/Placentia Avenue)
project for an additional amount of $299,498, and a total amount not to
exceed $4,053,498;
2) Approve Agreement No. 18-73-162-00 with the Riverside County
Transportation Department (County) as a cooperative agreement to
identify responsibilities for the final design, construction management
services, and construction related to the Harvill Avenue and Placentia
Street traffic signal and the County’s cost share estimated at $210,000; and
3) Authorize the Chair or Executive Director, pursuant to legal counsel review,
to execute the agreements on behalf of the Commission.
At this time, Commissioner Pettis rejoined the meeting.
9. PUBLIC ENGAGEMENT PROGRAM
Aaron Hake, External Affairs Director, presented the Public Engagement Program where
by the Commission will directly communicate with County’s residents and highlighted the
following areas:
• Touch choices ahead – Riverside County faces a $12 billion shortfall in capital
funding to meet the infrastructure needs of the County by 2039
• Might get tougher – Funding to meet capital needs in Riverside County by 2039
No SB 1, due to construction materials cause cost to increase beyond their original
estimates, which could delay projects or raise revenue
• A list of projects in need of funding the Commission or the public have prioritized
within the last few years, which remain without a certain funding source
• Insight from former President Abraham Lincoln describes the power and necessity
of public sentiment
• Information is more freely available then anytime in human history: Displayed a
quote, “The trouble with quotes on the internet is that you can never know if they
are genuine”
• Over 81 percent of the voters in Riverside County sees a need for more
transportation investment
• More than 59 percent of the voters feel there is a need to invest more
• Nearly two-thirds of people in the County do not know enough to offer an opinion
about what the Commission is doing
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July 11, 2018
Page 9
• At the focus groups last year it was made clear to the Commission is that the public
wants something to be done and it does not matter who it is that does it
• The reason for proposing the Public Engagement Program: the financial realities,
public sentiment, and the needs of this County today and in the future
• Specific measurable agreed upon Realistic and time bound (SMART) goals,
descriptions, and deadlines
At this time, Aaron Hake welcomed and introduced CEO Scott Wilkinson of Alpha Vu to
discuss what Alpha Vu is proposing to do for the Commission and highlighted the
following:
• Multi-media approach strategy, measure and analyze overview – developing
content, content distribution, advertising, target group response, and public
database
• Comprehensive plan outreach calendar over 31 months to reach the
Commission’s goals
• Comprehensive team – the team members, specialized roles, and local experience
highlights
• Holistic, actionable data – the Commission sentiment score for April 2018 graphic
At this time, Aaron Hake presented the costs associated with the Public Engagement
Program, highlighting the following:
• Small cost, high impact: 1) .04 percent of total Commission Budget for FY 2018/19;
2) 3 cents/month per adult resident; 3) Direct engagement and education; and
4) Enhanced decision-making data
Commissioner Michael Naggar expressed appreciation to Mr. Hake and Mr. Wilkinson for
a very comprehensive presentation and stated the city of Temecula supports it as this is
very important. He inquired if the intent is to get this program up and running before this
November’s election especially since it relates to SB 1 and this Commission’s position on
SB 1.
Aaron Hake replied it is not designed towards that specific milestone though the public
will see content from the Commission almost immediately in August, September, and
October leading up to the election. The Commission is also educating the public on SB 1,
which is one component of the communications. Aaron Hake then discussed what the
Commission is trying to integrate related to this program and how it is multifaceted.
In response to Commissioner Naggar’s question if there is any virtue on focusing certain
communications in certain areas, Aaron Hake replied absolutely and that is one of the
reasons when looking at the candidates for this program that Alpha Vu really appealed to
staff. He explained Alpha Vu was able to use data to segment the market for the
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July 11, 2018
Page 10
Commission and to use data to show what do the people in this community care about
and discuss it. Staff will also be evaluating what type of communities are responding to
what media that they respond to best.
Anne Mayer stated as Mr. Wilkinson mentioned the lessons learned process and one of
the lessons learned last year is if the Commission is going to put a mea mount on social
media that has a picture of a road improvement it better be a picture of a road that is in
that jurisdiction where it is being posted at.
Commissioner Jan Harnik explained there was a very healthy discussion at the June
Budget and Implementation Committee about this issue. She stated $1.6 million seems
like a lot of money however, it is over 31 months and when there is billions in funding
gaps it sounds like a very prudent investment. In the Coachella Valley they recognize that
having a consistent and strategic communication can make or break a project, which was
learned under some difficult situations. She expressed appreciation for the presentation
and being resilient and nimble in the approach as it is critical there is that positive public
sentiment.
Commissioner Lisa Middleton expressed support for this program and noticed in the staff
report there was a mention of advertising in the Press Enterprise, which is rarely read in
the Coachella Valley and the Desert Sun was not mentioned.
Scott Wilkinson replied that is not meant to mean that they will not advertise in the Desert
Sun. This was based on the goal they were given for numbers of used for the annual
report one of those was done by counting the distribution of the Press Enterprise and was
relying on more heavily approach on digital in Coachella Valley, Central and East part of
the County.
Commissioner Middleton replied she would encourage Mr. Wilkinson to do that.
Commissioner Debbie Franklin expressed appreciation for the presentation and she is in
support of communication. She asked if there is outgoing information and will there be
real time ability to respond if replies are received by paper mail or phone call.
Aaron Hake replied that is a capability staff has been ramping up as the social media
program was created in addition to trying to make improvements. Staff usually responds
within 24 hours of anyone who responds to something on line or people that email the
Commission and staff will be measuring that response time and provide an update to the
Commission at a future meeting.
Anne Mayer stated staff does not respond to every single comment that is posted. There
is a written protocol in place regarding what staff responds to, when staff responds, and
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July 11, 2018
Page 11
the challenge can be is that people are generally expecting someone to be manning those
sites 24 hours a day, which is not necessarily possible.
Aaron Hake explained on the Commission’s website and social media page staff does set
an expectation that on weekends and holidays the Facebook page or the front desk line
are not managed 24 hours a day. There will be a protocol set in place to make sure there
is an expectation as to when someone will get a response.
Commissioner Karen Spiegel requested to display the comprehensive plan outreach
calendar chart with the individual types of outreach and referred to Mr. Hake’s comment
about Tele-town Hall and asked if there are no basic workshops or town hall that are face
to face.
Mr. Wilkinson replied there are, and they will be developing a list of public meetings and
events where there will be in person presence.
In response to Commissioner Clint Lorimore’s inquiry about how the 31-month timeframe
was determined, Aaron Hake replied staff wanted to take this program through the end
of 2020 and into the Commission Workshop in January 2021. This provides the
opportunity for the Commission to gather and reflect the accomplishments and allows
the consultant to be available to report on the results and have decisions made going
forward.
Commissioner Lorimore stated noticing the timeframes seem to match up with the
election. Although he understands the Commission wanting to promote what it approves
his concern is this might be getting too political.
Aaron Hake expressed appreciation for Commissioner Lorimore’s comment and referred
to the fourth goal, which is to prepare a funding plan that could achieve a two-thirds voter
support in 2020 in the November election if the Commission decided to put something
on the ballot. Aaron Hake explained another element of the request for proposal was the
consultant and staff were to remain in compliance with the Fair Political Practices
Commission regulations. Also with all laws related to public agencies and advocacy, and
legal counsel is carefully watching and guiding the Commission on all the activities being
done to ensure they are all education and not advocacy.
In response to Commissioner Andy Melendrez’s inquiry in regards to the numbers and
there was no break down on the different languages, Scott Wilkinson replied he is not
able to provide the percent but that can be provided to the Commission. Translation
services are included and they are planning to produce content in multiple of languages
as appropriate for each sub region of the County.
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July 11, 2018
Page 12
In response to Commissioner Melendrez’s clarification that this will not only be on social
media but on television and news medias as well, Mr. Wilkinson clarified they are not
planning to do television at this point but for all the modes there will be a range of
languages as the local areas demand.
In regards to Commissioner Brian Berkson’s question how does this program work in
conjunction or differentiate between what its goals are versus the other programs the
Commission has for site-specific projects, Aaron Hake replied those programs operate
differently than this Public Engagement Program will. He provided the Interstate 15
Express Lanes Project as an example or other construction projects there is a public
outreach team devoted to that specific area. Aaron Hake explained with this program
they will actually measure some of the outcomes of what some of those efforts are and
provide feedback to those teams to educate and boost the other efforts going on.
M/S/C (Benoit/Vargas) to:
1) Award Agreement No. 18-15-086-00 to AlphaVu for a Public Engagement
Program for a term of 31 months, in an amount not to exceed $1,649,662;
and
2) Authorize the Chair or Executive Director, pursuant to legal counsel
review, to execute the agreement on behalf of the Commission.
At this time, Chair Reed announced with the Commission’s permission Brian Cunanan
would like to present Agenda Item 10 and 11 concurrently beginning with Agenda Item
11, Funding Agreement with the California Highway Patrol for Freeway Service Patrol
Supervision, then Agenda Item 10, 25th Anniversary of Freeway Service Patrol in Riverside
County.
11. FUNDING AGREEMENT WITH THE CALIFORNIA HIGHWAY PATROL FOR FREEWAY
SERVICE PATROL SUPERVISION
Brian Cunanan, Commuter and Motorist Assistance Manager, presented the funding
agreement with the California Highway Patrol (CHP) for Freeway Service Patrol (FSP)
supervision, highlighting the following areas:
• Service Authority Freeway Emergencies (SAFE) for Riverside County comprises of
the Call Box Program, 511 traveler information services, and a FSP Program
• FSP – consists of fleet of roving tow trucks, assist motorists, tow vehicles off the
highway, and clear small debris
• FSP by the numbers – 10 Beats, 21 tow trucks, 101 centerline miles of Western
Riverside County, more than 46,00 assists were provided to motorists in FY 2018
• A map that reflect the beats currently in operation in Riverside County
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July 11, 2018
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• Statewide benefit – cost model: The new south county beats projected benefit:
cost 8:1 over double the required amount
• A map reflecting the SB 1 funded expansion of the FSP along the Interstates 15
and 215 as far south as the I-15/SR-79 south interchange
• FSP/RCTC logo with three parties displayed, the regional SAFE, Caltrans, and the
CHP
• A map displaying the new south county FSP service expansion – 3 new beats,
6 more trucks, and 39 more miles
Commissioner Manuel Perez expressed appreciation of what is going on in Riverside
County however, the East County is not engaged and he asked what the theory is for that.
Brian Cunanan replied the program has been ran conservatively over the years and it has
been limited due to funding and the last expansion was back in 2006 and 2007. The way
the beats are prioritized is based on that statewide benefit cost model, apply traffic
volumes, and evaluate all those factors.
Chair Reed requested the statewide benefit: cost model slide be displayed and clarified
staff did look at the Coachella Valley, the I-10, and other areas but in ranking these items
that area did not score high enough to be considered.
Brian Cunanan replied in a previous study the Coachella Valley ranked lower in terms of
benefit costs but when there are events in the Coachella Valley those are times where the
Commission could allocate some funding to support those.
In response to Anne Mayer clarification to Brian Cunanan if Measure A is contributing to
the Commission’s existing program, Brian Cunanan replied no.
In response to Anne Mayer’s question the Commission is completely dependent on state
funding, Brian Cunanan replied state funding and the SAFE revenues received.
Anne Mayer stated considering the Commission is completely dependent on other
people’s money staff has to follow their cost model. She expressed the fact the
Commission has not been able to add new beats in 12 years says something about the
status of state funding for this program. She explained working very hard with other
partners throughout the state to convince the State Transportation Agency to include
additional funding in the budget and to include funding in this program in the SB 1
allocations, as it is very important.
In response to Commissioner Perez’s inquiry when this study was conducted, Brian
Cunanan replied for the Coachella Valley study it was back in 2012.
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July 11, 2018
Page 14
Commissioner Perez suggested looking at another study and continuing to advocate at a
state level. He explained it is important to advocate for the entire County but he believes
the Coachella Valley deserves their fair share as well. He suggested meeting with staff
and the Chair to see how to make this work.
Anne Mayer explained having an updated study could definitely help the Commission
with the argument coming up in the legislative cycle to advocate for additional money.
However, if SB 1 goes away in November it will be a challenge.
Brian Cunanan stated Caltrans had increased the amount for research to monitor the
benefit costs so it will be applied to the Coachella Valley and other areas within the County
on a more real time basis.
Commissioner Russell Betts mentioned his experience with FSP when he had car trouble
on SR-60 and was on the side of the road and an FSP tow operator pulled up behind him
to help. He expressed this is a very good program and is sure the commuters appreciate
the things that government provides. He referred to the additional traffic during the
Coachella events and if a study was done during those times there would be a need.
Commissioner Marion Ashley concurred with Commissioner Perez’s comments as he
represents part of the Coachella Valley and the San Gorgonio Pass Area and suggested
the traffic warrants stretching that out. Commissioner Ashley suggested having that same
service for the San Gorgonio Pass Area, the desert, and to extend it out through I-10.
Commissioner Karen Spiegel mentioned there was an incident with her daughter on the
freeway where there was confusion as to where her location was and it took an hour and
a half to get to her. She asked if the tow operators are trained to know when the disabled
vehicle is in the Fastrack, which may require a different towing.
Brian Cunanan replied depending on what time she was there but there actually is FSP
service in the express lanes.
M/S/C (Benoit/Vargas) to:
1) Award Agreement No. 18-45-163-00 with the California Highway Patrol
(CHP) – Border Division (Border) to provide supervision and operation of
the Freeway Service Patrol (FSP) program in southern Riverside County
in an amount not to exceed $1,320,000;
2) Authorize the Executive Director, pursuant to legal counsel review, to
execute the agreement on behalf of the Commission.
At this time, Commissioner Perez left the meeting.
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July 11, 2018
Page 15
10. 25TH ANNIVERSARY OF FREEWAY SERVICE PATROL IN RIVERSIDE COUNTY
Brian Cunanan announced the 25th anniversary for the FSP in Riverside County and in
celebration of the anniversary FSP cookies and an FSP registration holder was distributed
to the Commissioners and he noted the registration holders would be provided to the
motorists this year.
At this time, Brian Cunanan played a short FSP video in celebration of 25 years with their
customers.
M/S/C to receive and file a report on the 25th Anniversary for providing Freeway
Service Patrol (FSP) in Riverside County.
12. ITEM(S) PULLED FROM CONSENT CALENDAR FOR DISCUSSION
There were no items pulled from the Consent Calendar.
13. COMMISSIONERS/EXECUTIVE DIRECTOR’S REPORT
12A. Chair Reed announced:
• The August 8 Commission meeting is cancelled therefore the Budget and
Implementation and the Western Riverside County Programs and Projects
are cancelled in July
• The next Commission meeting will be held on September 12, which is also
the opening day of the League of California Cities Annual Conference
• There were pictures displayed from a summit meeting held on June 29 in
Los Angeles and Commissioners Franklin, Spiegel, Vargas and himself
attended on behalf of the Commission. Mayor Eric Garcetti attended and
was the Chairman for LA Metro and Chair Reed requested John to come
up to discuss the adopted resolution that was jointly signed
At this time, Commissioner Magee left the meeting.
John Standiford discussed how the Commission was invited to attend the summit
meeting on June 29 by Chairman Garcetti to discuss transportation issues in both
counties and provided an overview of the presentations. As part of that, there is
a memorandum of understanding staff will bring back to the September
Commission meeting for ratification that spells out the mutual desire to work
together on transportation issues of mutual interest.
12B. Brian Berkson requested to send the 25th Anniversary FSP video to share it with
their constituents.
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July 11, 2018
Page 16
12C. Commissioner Betts mentioned Commissioners Naggar and Vargas made a
request to put an agenda item on that would expand public input on the
transportation Nexus Study and concurred with the same request.
12D. Commissioner Spiegel expressed appreciation to Caltrans for the meter off that
was done on SR-91 and requested about doing another trial on two cars per lights.
Ray Desselle replied yes and stated the Caltrans Operations Deputy is at this
meeting and is certain he received Commissioner Spiegel’s message.
12E. Anne Mayer announced there is an executed settlement agreement with the
plaintiffs who filed suit on the Mid County Parkway and the SR-60 Truck Climbing
Lane Projects. Staff is currently getting final environmental permits for the SR-60
Truck Climbing Lane project and working with Caltrans and the California
Transportation Commission (CTC). The project should be on the CTC agenda for
an allocation of funding in August and hopefully be advertising for bid in the early
fall.
14. ADJOURNMENT
There being no further business for consideration by the Riverside County Transportation
Commission, Chair Reed adjourned the meeting in Commissioner Neil Winter’s honor at
10:58 a.m. The next Commission meeting is scheduled to be held at 9:30 a.m.,
Wednesday, September 12, 2018, Board Chambers, First Floor, County Administrative
Center, 4080 Lemon Street, Riverside.
Respectfully submitted,
Lisa Mobley
Clerk of the Board
AGENDA ITEM 8A
BLANK
Agenda item 8A
RIVERSIDE COUNTY TRANSPORTATION COMMISSION
DATE: September 12, 2018
TO: Riverside County Transportation Commission
FROM: Budget and Implementation Committee
Matt Wallace, Procurement Manager
THROUGH: Anne Mayer, Executive Director
SUBJECT: Single Signature Authority Report
BUDGET AND IMPLEMENTATION COMMITTEE AND STAFF RECOMMENDATION:
This item is for the Commission to receive and file the Single Signature Authority report for the
fourth quarter ended June 30, 2018.
BACKGROUND INFORMATION:
Certain contracts are executed under single signature authority as permitted in the
Commission’s Procurement Policy Manual adopted in June 2018. The Executive Director is
authorized to sign services contracts that are less than $150,000 individually and in an
aggregate amount not to exceed $1.5 million in any given fiscal year. Additionally, in
accordance with Public Utilities Code Section 130323(c), the Executive Director is authorized to
sign contracts for supplies, equipment, materials, and construction of all facilities and works
under $50,000 individually.
The attached report details all contracts that have been executed for the fourth quarter ended
June 30, 2018 under the single signature authority granted to the Executive Director. The
unused capacity of single signature authority for services at June 30, 2018, is $226,684.83.
Attachment: Single Signature Authority Report as of June 30, 2018
1
BLANK
CONSULTANT DESCRIPTION OF SERVICES ORIGINAL CONTRACT
AMOUNT PAID AMOUNT REMAINING
CONTRACT AMOUNT
AMOUNT AVAILABLE July 1, 2017 $1,500,000.00
Fairbank, Maslin, Maullin, Metz & Associates (FM3)Public opinion research services 150,000.00 78,448.96 71,551.04
BNSF Rail/station flagging services 150,000.00 33,528.56 116,471.44
Semilla Landscape Corporation Station and Toll Facilities Janitorial Services 48,000.00 47,876.30 123.70
TRC Solutions I-15 Express Lanes Project Groundbreaking Event 25,000.00 0.00 25,000.00
Joshua Grading Flagging services 100,000.00 16,774.18 83,225.82
Fitch Credit rating 110,000.00 0.00 110,000.00
Exigent IT Support services 150,000.00 150,000.00 0.00
Riverside Risk Advisors LLC Swap advisor regarding termination of BANA swap 42,000.00 0.00 42,000.00
Conrad LLP FTA subrecipient oversight monitoring services for FY 2017/18 29,000.00 0.00 29,000.00
Total Plan Business Interiors Furniture design, layout, and installation services for RCTC/Bechtel
expansion area 114,219.17 114,219.17 0.00
Fibertronics CCTV services to complete County's Poarch Road project 55,000.00 16,693.28 38,306.72
California Highway Patrol Service Authority for Freeway Emergencies (SAFE) coordinator 13,200.00 0.00 13,200.00
First Carbon Solutions (FCS)PA&ED for Santa Ana River Trail project 144,953.00 44,722.61 100,230.39
Alpha Vu Digital advertising services 84,900.00 54,393.81 30,506.19
Southern California Association of Governments Inland Empire Comprehensive Corridors Plan 32,500.00 0.00 32,500.00
Sapphos Environmental, Inc.Environmental services 21,048.00 2,029.39 19,018.61
Western Office SR-91 Express Lanes Customer Service Center Relocation - Initial Space
Planning Services
3,495.00 0.00 3,495.00
AMOUNT USED 1,273,315.17
1,273,315.17
$226,684.83
None N/A $- $- $-
Jose Mendoza Theresia Trevino
Prepared by Reviewed by
AMOUNT USED
SINGLE SIGNATURE AUTHORITY
AS OF June 30, 2018
Note: Shaded area represents new contracts listed in the fourth quarter.
AMOUNT REMAINING through June 30, 2018
Agreements that fall under Public Utilities Code 130323 (C)
2
BLANK
AGENDA ITEM 8B
BLANK
Agenda Item 8B
RIVERSIDE COUNTY TRANSPORTATION COMMISSION
DATE: September 12, 2018
TO: Riverside County Transportation Commission
FROM:
Budget and Implementation Committee
Megan Kavand, Senior Financial Analyst
Michele Cisneros, Deputy Finance Director
THROUGH: Anne Mayer, Executive Director
SUBJECT: Quarterly Investment Report
BUDGET AND IMPLEMENTATION COMMITTEE AND STAFF RECOMMENDATION:
This item is for the Commission to receive and file the Quarterly Investment Report for the
quarter ended June 30, 2018.
BACKGROUND INFORMATION:
Prior to Fiscal Year 2013/14, the Commission’s quarterly investment reports reflected
investments primarily concentrated in the Riverside County Pooled Investment Fund (RCPIF).
Other investments included the state Local Agency Investment Fund and mutual funds. As a
result of significant project financings such as the State Route 91 Corridor Improvement Project
(91 Project or 91 CIP) and the Interstate 15 Express Lanes Project (I-15 ELP), the Commission
determined it would be prudent to engage an investment manager for the bond proceeds and
other required funds. Additionally, the Commission desired to engage an investment manager
to provide investment advisory and management services related to the Commission’s operating
funds.
In May 2013, following a competitive procurement, the Commission awarded two investment
management services agreements to Logan Circle Partners, L.P. (Logan) for the 91 Project’s
proceeds generated from the issuance of sales tax revenue bonds and toll revenue bonds and to
Payden & Rygel Investment Management (Payden & Rygel) for Commission operating funds. At
its April 2017 meeting and based on a competitive procurement, the Commission awarded an
investment management services agreement to Logan related to the issuance of the sales tax
revenue bonds for the I-15 ELP.
Commencing in July 2013, Logan invested the 91 Project debt proceeds and subsequent
91 Project equity contributions in separate accounts of the Short-Term Actively Managed
Program (STAMP). Consistent with financing expectations, the Commission expended
substantially all of the 91 Project debt proceeds and equity contributions, except for the toll
revenue bonds debt service reserve. The Commission authorized Payden & Rygel to make
3
Agenda Item 8B
specific investments for the Commission’s operating funds beginning with the third quarter of
FY 2014/15.
In July 2017, the I-15 ELP and 91 Project completion financing (2017 Financing) was completed
and sales tax bond proceeds approximating $154.6 million were received. Logan invested the
2017 Financing debt proceeds in accounts of a separate STAMP portfolio during the first quarter
of FY 2017/18.
The quarterly investment report for the fourth quarter of FY 2017/18, as required by state law
and Commission policy, reflects the investment activities resulting from the 91 Project, 2017
Financing, and available operating cash. The quarterly investment report includes the following
information:
• Investment Portfolio Report;
• 91 CIP STAMP Portfolio by Investment Category;
• 91 CIP STAMP Portfolio by Account;
• 91 CIP STAMP Portfolio Transaction Report by Account;
• 91 CIP STAMP Portfolio Summary of investments by credit rating, industry group, asset
class, security type, and market sector;
• 91 CIP STAMP Portfolio Toll Revenue Series A & Series B Reserve Fund Summary of
investments by credit rating, industry group, asset class, security type, and market sector;
• 91 CIP STAMP Portfolio Residual Fund Required Retained Balance Summary of
investments by credit rating, industry group, asset class, security type, and market sector;
• 2017 Financing STAMP Portfolio by Investment Category;
• 2017 Financing STAMP Portfolio by Account;
• 2017 Financing STAMP Portfolio Transaction Report by Account;
• 2017 Financing STAMP Portfolio Summary of investments by credit rating, industry group,
asset class, security type, and market sector;
• 2017 Financing STAMP Portfolio Sales Tax Revenue Fund Summary of investment by
credit rating, industry group, asset class, security type, and market sector;
• 2017 Financing STAMP Portfolio I-15 ELP Sales Tax Senior Lien TIFIA Project Fund
Summary of investment by credit rating, industry group, asset class, security type, and
market sector;
• 2017 Financing STAMP Portfolio Ramp Up Fund Summary of investment by credit rating,
industry group, asset class, security type, and market sector;
• Logan Circle Partners, L.P. Short Duration Second Quarter 2018 Review;
• Payden & Rygel Operating Portfolio by Investment Category;
• Payden & Rygel Operating Portfolio Transaction Report;
• Payden & Rygel Operating Portfolio Second Quarter 2018 Review; and
• County of Riverside Investment Report for the Quarter Ended June 30, 2018.
The Commission’s investments were in full compliance with the Commission’s investment policy
adopted on December 13, 2017, and investments securities permitted under the indenture for
4
Agenda Item 8B
the Commission’s sales tax revenue bonds and the master indenture for the Commission’s toll
revenue bonds. Additionally, the Commission has adequate cash flows for the next six months.
Attachments:
1) Investment Portfolio Report
2) 91 CIP STAMP Portfolio by Investment Category
3) 91 CIP STAMP Portfolio by Account
4) 91 CIP STAMP Portfolio Transaction Report by Account
5) 91 CIP STAMP Portfolio Summary of Investments
6) 91 CIP STAMP Portfolio Toll Revenue Series A & Series B Reserve Fund Summary of
Investments
7) 91 CIP STAMP Portfolio Residual Fund Required Retained Balance Summary of
investments
8) 2017 Financing STAMP Portfolio by Investment Category
9) 2017 Financing STAMP Portfolio by Account
10) 2017 Financing STAMP Portfolio Transaction Report by Account
11) 2017 Financing STAMP Portfolio Summary of Investments
12) 2017 Financing STAMP Portfolio Sales Tax Revenue Fund Summary of Investments
13) 2017 Financing STAMP Portfolio I-15 ELP Sales Tax Senior Lien TIFIA Project Fund
Summary of Investments
14) 2017 Financing STAMP Portfolio Ramp Up Fund Summary of Investments
15) Payden & Rygel Operating Portfolio by Investment Category
16) Payden & Rygel Operating Portfolio Transaction Report
17) Logan Circle Partners, L.P. Short Duration Quarterly Review
18) Payden & Rygel Operating Portfolio Quarterly Review
19) County of Riverside Investment Report
5
BLANK
Riverside County Transportation Commission
Investment Portfolio Report
Period Ended: March 31, 2018
FAIR VALUE
RATING
MOODYS / S&P
COUPON
RATE
PAR
VALUE
PURCHASE
DATE
MATURITY
DATE
YIELD TO
MATURITY
PURCHASE
COST
MARKET
VALUE
UNREALIZED
GAIN (LOSS)
OPERATING FUNDS
City National Bank Deposits 16,121,938 A3/BBB+N/A N/A
County Treasurer's Pooled Investment Fund 426,041,173 Aaa-bf/AAA-V1 N/A 1.55%
Local Agency Investment Fund (LAIF)3,702,595 N/A N/A N/A
Subtotal Operating Funds 445,865,707
FUNDS HELD IN TRUST
County Treasurer's Pooled Investment Fund:
Local Transportation Fund 82,765,542 Aaa-bf/AAA-V1 N/A 1.55%
Subtotal Funds Held in Trust 82,765,542
COMMISSION MANAGED PORTFOLIO
US Bank Payden & Rygel Operating 50,839,673
First American Government Obligation Fund 53,324,597 N/A N/A N/A
Subtotal Commission Managed Portfolio 104,164,269
STAMP PORTFOLIO for 91 CIP
Series A & Series B Reserve Fund 17,732,101
Sales Tax Revenue Capitalized Interest Fund 792,838
Residual Fund Required Retained Balance 3,278,697
Subtotal STAMP Portfolio - 91 CIP 21,803,636
STAMP PORTFOLIO for 2017 Financing
Sales Tax I15 ELP Project Revenue Fund 83,948,586
Sales Tax Revenue Fund 25,416,178
Ramp Up Fund 7,820,608
Subtotal STAMP Portfolio - 2017 Financing 117,185,372
TOTAL All Cash and Investments 771,784,527$
See attached report for details
See attached report for details
See attached report for details
See attached report for details
See attached report for details
See attached report for details
See attached report for details
2.29%1.92%
10.88%
3.29%
13.50%10.72%
57.77%
$-
$50,000,000
$100,000,000
$150,000,000
$200,000,000
$250,000,000
$300,000,000
$350,000,000
$400,000,000
$450,000,000
$500,000,000
STAMP Portfolio for 91 CIP Reserve
STAMP Portfolio for 91 CIP Capitalized Interest
STAMP Portfolio for 91 CIP Residual Fund
STAMP Portfolio for 2017 Financing I15 ELP
Project Revenue Fund
STAMP Portfolio for 2017 Financing Revenue
Fund
STAMP Portfolio for 2017 Financing Ramp Up
Fund
Commission Managed Portfolio
Trust Funds
Operating Funds
Nature of Investments
6.91% Mutual
Funds
68.01% County
Pool/Cash
0.48% LAIF
24.38% Fixed
Income
0.121 Money
Market Funds
ATTACHMENT 1
6
BLANK
7
Page 2 of 32
.Account Identifier
Security Type
Category Issuer
Final
Maturity Trade Date Current Face Value Original Cost
Next Call
Date Base Market Value
Base Net Total
Unrealized
Gain/Loss Coupon Yield
Summarized
Credit Rating
256350023 LC-Sr Lien Reserve Fund-1 3137EADB2 Agency Federal Home Loan Mortgage Corporation 01/13/2022 ---950,000.00 942,921.50 ---943,245.50 (6,414.89)2.375 2.573 AAA
256350023 LC-Sr Lien Reserve Fund-1 3135G0D75 Agency Federal National Mortgage Association 06/22/2020 05/06/2015 600,000.00 593,490.00 ---588,390.00 (8,712.27)1.500 2.397 AAA
256350023 LC-Sr Lien Reserve Fund-1 3137EADR7 Agency Federal Home Loan Mortgage Corporation 05/01/2020 05/15/2015 475,000.00 471,527.75 ---465,742.25 (7,766.18)1.375 2.337 AAA
256350021 LC-RCTC 2013 Residual Fund 313385VL7 Agency FHLBanks Office of Finance 04/12/2018 03/29/2018 100,000.00 99,933.50 ---99,954.00 6.25 0.000 1.292 AAA
256350023 LC-Sr Lien Reserve Fund-1 3136A72D3 Agency CMO Federal National Mortgage Association 04/25/2022 07/03/2013 358,757.85 340,819.96 ---353,545.10 2,508.87 2.482 2.974 AAA
256350023 LC-Sr Lien Reserve Fund-1 3137AUPE3 Agency CMO Federal Home Loan Mortgage Corporation 06/25/2022 ---379,000.00 366,344.03 ---371,988.50 (935.39)2.396 2.849 AAA
256350023 LC-Sr Lien Reserve Fund-1 38377RSZ9 Agency CMO The Government National Mortgage Association Guarante 06/16/2039 ---95,157.39 98,144.26 ---97,394.54 (198.38)4.500 2.273 AAA
256350023 LC-Sr Lien Reserve Fund-1 31395EZP5 Agency CMO Federal Home Loan Mortgage Corporation 08/15/2019 07/09/2013 14,244.42 15,070.15 ---14,368.48 (60.55)4.500 2.156 AAA
256350023 LC-Sr Lien Reserve Fund-1 38377JZ89 Agency CMO The Government National Mortgage Association Guarante 10/20/2039 07/05/2013 64,550.98 66,525.33 ---65,234.57 (571.34)3.500 2.886 AAA
256350023 LC-Sr Lien Reserve Fund-1 38376GB33 Agency CMO The Government National Mortgage Association Guarante 10/16/2044 01/23/2015 174,842.41 179,469.67 ---175,129.15 (953.01)3.500 2.969 AAA
256350023 LC-Sr Lien Reserve Fund-1 38376T5Z1 Agency CMO The Government National Mortgage Association Guarante 01/16/2039 01/26/2015 96,706.36 101,033.97 ---96,653.17 (3,351.34)3.000 2.993 AAA
256350023 LC-Sr Lien Reserve Fund-1 38378TAF7 Agency CMO The Government National Mortgage Association Guarante 07/20/2041 07/05/2013 151,768.55 151,791.43 ---150,176.49 (1,464.02)2.500 2.825 AAA
256350023 LC-Sr Lien Reserve Fund-1 38380AZ34 Agency CMO The Government National Mortgage Association Guarante 04/20/2046 11/28/2016 159,204.10 163,663.06 ---158,041.91 (5,184.06)3.000 3.123 AAA
256350023 LC-Sr Lien Reserve Fund-1 38378CRT6 Agency CMO The Government National Mortgage Association Guarante 10/20/2040 05/22/2014 61,917.97 59,789.54 ---59,761.37 (186.90)2.000 3.227 AAA
256350023 LC-Sr Lien Reserve Fund-1 38376WA62 Agency CMO The Government National Mortgage Association Guarante 10/20/2039 ---96,355.10 100,307.76 ---100,609.17 (490.63)4.000 2.368 AAA
256350023 LC-Sr Lien Reserve Fund-1 38377RVK8 Agency CMO The Government National Mortgage Association Guarante 04/20/2039 ---111,233.66 114,370.79 ---111,288.16 (1,943.16)3.000 2.931 AAA
256350023 LC-Sr Lien Reserve Fund-1 3137ASNH3 Agency CMO Federal Home Loan Mortgage Corporation 09/25/2021 07/03/2013 210,041.80 205,258.42 ---206,177.03 (1,814.99)1.459 2.606 AAA
256350023 LC-Sr Lien Reserve Fund-1 3137AXHP1 Agency CMO Federal Home Loan Mortgage Corporation 09/25/2022 09/29/2017 140,000.00 142,089.06 ---138,119.80 (3,743.65)2.573 2.875 AAA
256350023 LC-Sr Lien Reserve Fund-1 3137AJMF8 Agency CMO Federal Home Loan Mortgage Corporation 10/25/2021 08/05/2015 30,000.00 31,038.28 ---30,131.70 (438.53)2.968 2.784 AAA
256350023 LC-Sr Lien Reserve Fund-1 3137ATRW4 Agency CMO Federal Home Loan Mortgage Corporation 05/25/2022 12/21/2016 125,000.00 124,804.69 ---122,681.25 (2,118.79)2.373 2.837 AAA
256350023 LC-Sr Lien Reserve Fund-1 38378B7F0 Agency CMO Government National Mortgage Association 12/16/2042 ---450,000.00 427,324.22 ---424,314.00 (10,436.24)2.273 3.523 AAA
256350023 LC-Sr Lien Reserve Fund-1 3137A5FP4 Agency CMO Federal Home Loan Mortgage Corporation 01/15/2021 ---137,077.58 137,093.08 ---136,945.98 (134.06)2.500 2.512 AAA
256350023 LC-Sr Lien Reserve Fund-1 38378CDK0 Agency CMO The Government National Mortgage Association Guarante 03/20/2035 03/16/2018 37,091.96 37,265.83 ---37,268.89 (0.83)3.000 2.401 AAA
256350023 LC-Sr Lien Reserve Fund-1 38377LQT8 Agency CMO The Government National Mortgage Association Guarante 12/20/2037 03/08/2018 13,655.47 13,655.47 ---13,680.59 25.28 3.000 2.458 AAA
256350021 LC-RCTC 2013 Residual Fund 3137A1LC5 Agency CMO Federal Home Loan Mortgage Corporation 08/15/2020 01/17/2018 27,212.25 27,122.96 ---27,109.11 (15.03)2.000 2.395 AAA
256350021 LC-RCTC 2013 Residual Fund 3137A5FP4 Agency CMO Federal Home Loan Mortgage Corporation 01/15/2021 01/30/2018 49,002.55 49,125.05 ---48,955.51 (163.61)2.500 2.512 AAA
256350021 LC-RCTC 2013 Residual Fund 38378CDK0 Agency CMO The Government National Mortgage Association Guarante 03/20/2035 01/30/2018 66,765.54 67,381.02 ---67,084.01 (248.99)3.000 2.401 AAA
256350021 LC-RCTC 2013 Residual Fund 38378AWX5 Agency CMO The Government National Mortgage Association Guarante 01/20/2036 01/30/2018 43,761.85 44,185.79 ---43,971.47 (194.45)3.000 2.524 AAA
205091001 LC-2013 A Capitalized Interest 36290WH47 Agency MBS Government National Mortgage Association 09/15/2018 07/18/2013 0.00 0.00 ---0.00 (0.00)4.500 2.066 AAA
205091001 LC-2013 A Capitalized Interest 31401MWC1 Agency MBS Federal National Mortgage Association 06/01/2018 07/12/2013 0.00 0.00 ---0.00 (0.00)4.500 -3.625 AAA
205091001 LC-2013 A Capitalized Interest 3128MBTH0 Agency MBS Federal Home Loan Mortgage Corporation 03/01/2019 07/26/2013 0.01 0.01 ---0.01 (0.00)5.000 -1.675 AAA
256350023 LC-Sr Lien Reserve Fund-1 38379KDN5 Agency MBS Government National Mortgage Association 09/16/2055 08/05/2015 168,839.03 164,525.71 ---159,590.03 (6,816.39)2.112 3.701 AAA
256350023 LC-Sr Lien Reserve Fund-1 36202F2H8 Agency MBS Ginnie Mae II 01/20/2027 11/14/2016 175,385.29 182,017.05 ---176,483.20 (5,163.97)3.000 2.766 AAA
256350023 LC-Sr Lien Reserve Fund-1 38378XP62 Agency MBS The Government National Mortgage Association Guarante 05/16/2055 05/14/2015 328,790.11 332,848.61 ---314,757.34 (17,429.56)2.500 3.486 AAA
256350023 LC-Sr Lien Reserve Fund-1 31381PEB0 Agency MBS Federal National Mortgage Association 11/01/2020 09/26/2014 254,516.25 267,997.66 ---258,272.91 (1,982.14)3.370 2.847 AAA
256350023 LC-Sr Lien Reserve Fund-1 38378KWU9 Agency MBS The Government National Mortgage Association Guarante 11/16/2041 ---73,766.34 72,034.11 ---69,602.23 (3,188.10)1.400 4.151 AAA
256350023 LC-Sr Lien Reserve Fund-1 3138EJPZ5 Agency MBS Federal National Mortgage Association 07/01/2022 08/29/2016 278,000.62 295,277.92 ---277,405.70 (13,875.73)2.973 3.015 AAA
256350023 LC-Sr Lien Reserve Fund-1 31381T4E7 Agency MBS Federal National Mortgage Association 03/01/2022 10/25/2016 266,308.66 278,240.54 ---264,380.58 (10,635.16)2.670 3.084 AAA
256350023 LC-Sr Lien Reserve Fund-1 3136A4M48 Agency MBS Federal National Mortgage Association 01/25/2022 07/05/2013 235,782.50 236,445.64 ---232,505.12 (3,671.88)2.098 4.398 AAA
256350023 LC-Sr Lien Reserve Fund-1 3136A7MN9 Agency MBS Federal National Mortgage Association 05/25/2022 08/29/2016 300,000.00 308,578.13 ---293,502.00 (12,308.41)2.349 3.073 AAA
256350023 LC-Sr Lien Reserve Fund-1 31417YKF3 Agency MBS Federal National Mortgage Association 01/01/2030 07/10/2013 82,268.04 86,792.79 ---86,439.86 (191.45)4.500 2.972 AAA
256350023 LC-Sr Lien Reserve Fund-1 38378KRS0 Agency MBS The Government National Mortgage Association Guarante 07/16/2043 05/08/2015 450,000.00 434,460.94 ---422,793.00 (16,858.18)2.389 3.731 AAA
256350023 LC-Sr Lien Reserve Fund-1 38378KXW4 Agency MBS The Government National Mortgage Association Guarante 02/16/2037 12/11/2014 177,510.56 176,650.75 ---172,659.20 (4,425.42)1.705 3.335 AAA
256350023 LC-Sr Lien Reserve Fund-1 3138EKXL4 Agency MBS Federal National Mortgage Association 03/01/2023 ---293,119.60 289,390.18 ---286,832.18 (2,952.81)2.356 2.952 AAA
256350023 LC-Sr Lien Reserve Fund-1 3138L33G8 Agency MBS Federal National Mortgage Association 06/01/2020 11/12/2015 100,000.00 99,875.00 ---98,455.00 (1,380.79)2.010 2.675 AAA
256350023 LC-Sr Lien Reserve Fund-1 38378KSL4 Agency MBS The Government National Mortgage Association Guarante 12/16/2046 ---425,000.00 415,829.11 ---392,615.00 (25,388.18)2.811 3.942 AAA
256350023 LC-Sr Lien Reserve Fund-1 3138L76A9 Agency MBS Federal National Mortgage Association 11/01/2021 10/04/2016 124,240.90 128,725.23 ---123,388.61 (3,651.07)2.590 2.856 AAA
256350023 LC-Sr Lien Reserve Fund-1 3136AHAE0 Agency MBS Federal National Mortgage Association 04/25/2023 10/28/2016 195,981.53 200,207.38 ---192,518.53 (6,816.99)2.522 3.445 AAA
256350023 LC-Sr Lien Reserve Fund-1 38378B6A2 Agency MBS Government National Mortgage Association 11/16/2052 01/22/2015 117,501.25 113,797.20 ---112,029.21 (3,146.92)1.826 3.395 AAA
256350023 LC-Sr Lien Reserve Fund-1 3137B1U75 Agency MBS Federal Home Loan Mortgage Corporation 01/25/2023 08/29/2016 380,000.00 394,917.97 ---373,961.80 (16,818.18)2.522 2.901 AAA
256350023 LC-Sr Lien Reserve Fund-1 31381Q6B7 Agency MBS Federal National Mortgage Association 06/01/2021 07/15/2016 186,228.65 206,539.21 ---193,806.29 (5,790.20)4.295 2.849 AAA
256350023 LC-Sr Lien Reserve Fund-1 3136AC7J4 Agency MBS Federal National Mortgage Association 03/25/2023 02/21/2018 74,236.49 73,015.65 ---73,139.27 100.93 2.493 3.069 AAA
256350021 LC-RCTC 2013 Residual Fund 31416BVR6 Agency MBS Federal National Mortgage Association 12/01/2020 01/17/2018 73,982.63 75,647.23 ---75,512.59 (50.51)5.000 2.432 AAA
256350021 LC-RCTC 2013 Residual Fund 3137AXHN6 Agency MBS Federal Home Loan Mortgage Corporation 02/25/2022 01/25/2018 38,452.77 37,924.05 ---37,739.47 (193.28)1.749 2.670 AAA
256350021 LC-RCTC 2013 Residual Fund 3137B1UF7 Agency MBS Federal Home Loan Mortgage Corporation 09/25/2022 01/25/2018 21,363.22 21,049.45 ---20,942.15 (111.94)1.785 2.676 AAA
256350021 LC-RCTC 2013 Residual Fund 31294KUP8 Agency MBS Federal Home Loan Mortgage Corporation 11/01/2018 02/01/2018 8,213.04 8,295.17 ---8,330.57 44.83 5.000 -0.702 AAA
256350021 LC-RCTC 2013 Residual Fund 3136AC7J4 Agency MBS Federal National Mortgage Association 03/25/2023 02/21/2018 20,621.24 20,282.12 ---20,316.46 28.03 2.493 3.069 AAA
256350021 LC-RCTC 2013 Residual Fund 3137AWQG3 Agency MBS Federal Home Loan Mortgage Corporation 04/25/2022 01/30/2018 44,510.16 43,571.27 ---43,559.87 (41.32)1.583 2.598 AAA
256350021 LC-RCTC 2013 Residual Fund 58769DAD2 Asset Backed Mercedes-Benz Auto Lease Trust 2017-A 03/16/2020 ---52,000.00 51,710.12 ---51,654.20 (99.07)1.790 2.556 AAA
256350021 LC-RCTC 2013 Residual Fund 02582JGN4 Asset Backed American Express Credit Account Master Trust 05/15/2019 01/16/2018 100,000.00 100,351.56 ---100,274.00 (49.89)2.147 2.014 AAA
256350021 LC-RCTC 2013 Residual Fund 89236WAD0 Asset Backed Toyota Auto Receivables 2015-A Owner Trust 06/15/2020 01/19/2018 50,000.00 49,865.23 ---49,815.50 (91.87)1.520 2.429 AAA
256350021 LC-RCTC 2013 Residual Fund 161571FK5 Asset Backed Chase Issuance Trust 08/15/2019 01/25/2018 115,000.00 113,827.54 ---113,403.80 (553.45)1.580 2.623 AAA
256350021 LC-RCTC 2013 Residual Fund 65479AAD4 Asset Backed Nissan Auto Lease Trust 2017-A 04/15/2020 01/25/2018 50,000.00 49,771.48 ---49,545.50 (255.06)1.910 2.711 AAA
256350021 LC-RCTC 2013 Residual Fund 055657AC4 Asset Backed Bmw Vehicle Lease Trust 2017-1 05/20/2020 01/29/2018 100,000.00 99,703.13 ---99,361.00 (389.14)1.980 2.712 AAA
256350021 LC-RCTC 2013 Residual Fund 14912L6M8 Corporate Caterpillar Financial Services Corporation 11/13/2018 01/19/2018 100,000.00 99,809.00 ---99,639.00 (214.98)1.800 2.389 A
256350021 LC-RCTC 2013 Residual Fund 13607RAB6 Corporate Canadian Imperial Bank of Commerce 09/06/2019 01/19/2018 100,000.00 98,888.00 ---98,325.00 (692.38)1.600 2.800 A
256350021 LC-RCTC 2013 Residual Fund 89114QBF4 Corporate Toronto Dominion Bank 01/22/2019 01/19/2018 50,000.00 50,366.50 ---50,277.50 (20.53)2.585 2.460 AA
256350021 LC-RCTC 2013 Residual Fund 38141EA58 Corporate The Goldman Sachs Group, Inc.03/15/2020 01/25/2018 100,000.00 105,718.00 ---104,270.00 (994.48)5.375 3.110 A
256350021 LC-RCTC 2013 Residual Fund 037833BD1 Corporate Apple Inc.05/06/2020 01/25/2018 100,000.00 99,354.00 ---98,740.00 (662.66)2.000 2.620 AA
256350021 LC-RCTC 2013 Residual Fund 06406HCU1 Corporate The Bank of New York Mellon 05/15/2019 01/25/2018 100,000.00 99,974.00 04/15/2019 99,612.00 (366.09)2.200 2.551 A
91 CIP STAMP Portfolio by Investment Category for quarter ended March 31, 2018
ATTACHMENT 2
8
Page 3 of 32
.Account Identifier
Security Type
Category Issuer
Final
Maturity Trade Date Current Face Value Original Cost
Next Call
Date Base Market Value
Base Net Total
Unrealized
Gain/Loss Coupon Yield
Summarized
Credit Rating
91 CIP STAMP Portfolio by Investment Category for quarter ended March 31, 2018
256350021 LC-RCTC 2013 Residual Fund 86787EAS6 Corporate SunTrust Bank 01/31/2020 01/25/2018 100,000.00 100,644.00 12/31/2019 100,619.00 31.96 2.302 2.476 A
256350021 LC-RCTC 2013 Residual Fund 0258M0DZ9 Corporate American Express Credit Corporation 11/05/2018 01/25/2018 100,000.00 99,905.00 10/05/2018 99,587.00 (339.72)1.875 2.575 A
256350021 LC-RCTC 2013 Residual Fund 46625HKA7 Corporate JPMorgan Chase & Co.01/23/2020 01/25/2018 100,000.00 99,577.00 12/23/2019 98,785.00 (827.91)2.250 2.942 A
256350021 LC-RCTC 2013 Residual Fund 91159HHE3 Corporate U.S. Bancorp 11/15/2018 01/25/2018 100,000.00 100,035.00 10/15/2018 99,699.00 (327.73)1.950 2.436 A
256350021 LC-RCTC 2013 Residual Fund 780082AC7 Corporate Royal Bank of Canada 10/14/2020 01/25/2018 100,000.00 98,862.00 ---98,248.00 (685.34)2.100 2.820 AAA
256350021 LC-RCTC 2013 Residual Fund 24422ESF7 Corporate John Deere Capital Corporation 12/13/2018 01/25/2018 100,000.00 99,980.00 ---99,729.00 (255.14)1.950 2.339 A
256350021 LC-RCTC 2013 Residual Fund 06051GFN4 Corporate Bank of America Corporation 04/21/2020 01/25/2018 100,000.00 99,537.00 ---98,545.00 (1,028.09)2.250 2.984 A
256350021 LC-RCTC 2013 Residual Fund 06416CAC2 Corporate The Bank of Nova Scotia 04/26/2021 01/29/2018 100,000.00 97,511.00 ---96,954.00 (681.15)1.875 2.919 AAA
256350021 LC-RCTC 2013 Residual Fund 61747WAF6 Corporate Morgan Stanley 01/25/2021 01/29/2018 100,000.00 108,369.00 ---106,572.00 (1,348.35)5.750 3.288 A
256350021 LC-RCTC 2013 Residual Fund 136069XZ9 Corporate Canadian Imperial Bank of Commerce 02/02/2021 01/26/2018 45,000.00 45,000.00 ---45,028.80 28.80 2.093 2.596 A
256350021 LC-RCTC 2013 Residual Fund 05531FAQ6 Corporate BB&T Corporation 02/01/2019 01/25/2018 100,000.00 100,106.00 01/02/2019 99,553.00 (533.73)2.250 2.793 A
256350021 LC-RCTC 2013 Residual Fund 254010AC5 Corporate Dignity Health 11/01/2019 03/15/2018 24,000.00 23,897.52 ---23,897.76 (2.06)2.637 2.913 A
205091001 LC-2013 A Capitalized Interest 9AMMF05B2 MM Fund U.S. Bank Money Market Account Fund 03/31/2018 ---0.00 792,837.56 ---792,837.56 0.00 0.200 0.000 ---
256350023 LC-Sr Lien Reserve Fund-1 9AMMF05B2 MM Fund U.S. Bank Money Market Account Fund 03/31/2018 ---0.00 171,587.89 ---171,587.89 0.00 0.200 0.000 ---
256350021 LC-RCTC 2013 Residual Fund 9AMMF05B2 MM Fund U.S. Bank Money Market Account Fund 03/31/2018 03/28/2018 0.00 13,733.06 ---13,733.06 0.00 0.200 0.000 NA
256350023 LC-Sr Lien Reserve Fund-1 912828V49 TIPS Treasury, United States Department of 01/15/2027 ---287,260.40 285,917.55 ---279,955.37 (6,082.49)0.375 0.673 AAA
256350023 LC-Sr Lien Reserve Fund-1 912828SA9 TIPS Treasury, United States Department of 01/15/2022 ---454,400.10 456,702.75 ---449,569.83 (6,791.34)0.125 0.408 AAA
256350023 LC-Sr Lien Reserve Fund-1 912828UH1 TIPS Treasury, United States Department of 01/15/2023 02/05/2018 187,890.50 185,392.42 ---184,762.12 (703.73)0.125 0.477 AAA
256350021 LC-RCTC 2013 Residual Fund 912828UH1 TIPS Treasury, United States Department of 01/15/2023 02/05/2018 32,209.80 31,781.56 ---31,673.51 (120.64)0.125 0.477 AAA
256350023 LC-Sr Lien Reserve Fund-1 912828L99 US Gov Treasury, United States Department of 10/31/2020 ---1,250,000.00 1,239,802.73 ---1,219,037.50 (23,310.98)1.375 2.368 AAA
256350023 LC-Sr Lien Reserve Fund-1 912828L57 US Gov Treasury, United States Department of 09/30/2022 ---1,400,000.00 1,386,564.45 ---1,353,240.00 (35,347.09)1.750 2.540 AAA
256350023 LC-Sr Lien Reserve Fund-1 912828G38 US Gov Treasury, United States Department of 11/15/2024 04/18/2017 1,350,000.00 1,369,037.11 ---1,314,724.50 (52,088.75)2.250 2.683 AAA
256350023 LC-Sr Lien Reserve Fund-1 912828B58 US Gov Treasury, United States Department of 01/31/2021 ---1,440,000.00 1,472,525.40 ---1,429,531.20 (28,625.25)2.125 2.391 AAA
256350023 LC-Sr Lien Reserve Fund-1 912828VV9 US Gov Treasury, United States Department of 08/31/2020 ---585,000.00 597,363.67 ---581,893.65 (11,113.82)2.125 2.352 AAA
256350023 LC-Sr Lien Reserve Fund-1 912828XB1 US Gov Treasury, United States Department of 05/15/2025 05/24/2016 1,200,000.00 1,228,546.88 ---1,155,612.00 (67,423.25)2.125 2.699 AAA
256350023 LC-Sr Lien Reserve Fund-1 912828VA5 US Gov Treasury, United States Department of 04/30/2020 02/28/2017 160,000.00 158,131.25 ---156,163.20 (2,599.58)1.125 2.309 AAA
256350021 LC-RCTC 2013 Residual Fund 912828UF5 US Gov Treasury, United States Department of 12/31/2019 01/17/2018 115,000.00 113,000.98 ---112,780.50 (424.14)1.125 2.253 AAA
256350021 LC-RCTC 2013 Residual Fund 912828VK3 US Gov Treasury, United States Department of 06/30/2018 01/17/2018 130,000.00 129,888.28 ---129,859.60 (78.71)1.375 1.796 AAA
256350021 LC-RCTC 2013 Residual Fund 912828QQ6 US Gov Treasury, United States Department of 05/31/2018 01/30/2018 100,000.00 100,289.06 ---100,105.00 (38.34)2.375 1.743 AAA
256350021 LC-RCTC 2013 Residual Fund 912828K25 US Gov Treasury, United States Department of 04/15/2018 ---215,000.00 214,781.64 ---214,935.50 2.30 0.750 1.428 AAA
256350021 LC-RCTC 2013 Residual Fund 97689P2K3 VRDN Wisconsin Housing and Economic Development Authority 09/01/2037 01/30/2018 100,000.00 100,000.00 05/02/2018 100,000.00 0.00 1.750 1.750 AA
21,205,727.44 22,277,128.97 21,803,636.96 (462,819.57)
9
Page 4 of 32
Source
Account Account Identifier
Security Type
Category Issuer Final Maturity Trade Date
Current Face
Value Original Cost
Next Call
Date Base Market Value
Base Net Total
Unrealized
Gain/Loss Coupon Yield
Summarized
Credit Rating
205091001 LC-2013 A Capitalized Interest 36290WH47 Agency MBS Government National Mortgage Association 09/15/2018 07/18/2013 0.00 0.00 ---0.00 (0.00) 4.500 2.066 AAA
205091001 LC-2013 A Capitalized Interest 31401MWC1 Agency MBS Federal National Mortgage Association 06/01/2018 07/12/2013 0.00 0.00 ---0.00 (0.00) 4.500 -3.625 AAA
205091001 LC-2013 A Capitalized Interest 3128MBTH0 Agency MBS Federal Home Loan Mortgage Corporation 03/01/2019 07/26/2013 0.01 0.01 ---0.01 (0.00) 5.000 -1.675 AAA
205091001 LC-2013 A Capitalized Interest 9AMMF05B2 MM Fund U.S. Bank Money Market Account Fund 03/31/2018 ---- 792,837.56 ---792,837.56 - 0.200 0.000 ---
256350021 LC-RCTC 2013 Residual Fund 313385VL7 Agency FHLBanks Office of Finance 04/12/2018 03/29/2018 100,000.00 99,933.50 ---99,954.00 6.25 0.000 1.292 AAA
256350021 LC-RCTC 2013 Residual Fund 3137A1LC5 Agency CMO Federal Home Loan Mortgage Corporation 08/15/2020 01/17/2018 27,212.25 27,122.96 ---27,109.11 (15.03) 2.000 2.395 AAA
256350021 LC-RCTC 2013 Residual Fund 3137A5FP4 Agency CMO Federal Home Loan Mortgage Corporation 01/15/2021 01/30/2018 49,002.55 49,125.05 ---48,955.51 (163.61) 2.500 2.512 AAA
256350021 LC-RCTC 2013 Residual Fund 38378CDK0 Agency CMO The Government National Mortgage Association Guaranteed REMIC Pass-T 03/20/2035 01/30/2018 66,765.54 67,381.02 ---67,084.01 (248.99) 3.000 2.401 AAA
256350021 LC-RCTC 2013 Residual Fund 38378AWX5 Agency CMO The Government National Mortgage Association Guaranteed REMIC Pass-T 01/20/2036 01/30/2018 43,761.85 44,185.79 ---43,971.47 (194.45) 3.000 2.524 AAA
256350021 LC-RCTC 2013 Residual Fund 31416BVR6 Agency MBS Federal National Mortgage Association 12/01/2020 01/17/2018 73,982.63 75,647.23 ---75,512.59 (50.51) 5.000 2.432 AAA
256350021 LC-RCTC 2013 Residual Fund 3137AXHN6 Agency MBS Federal Home Loan Mortgage Corporation 02/25/2022 01/25/2018 38,452.77 37,924.05 ---37,739.47 (193.28) 1.749 2.670 AAA
256350021 LC-RCTC 2013 Residual Fund 3137B1UF7 Agency MBS Federal Home Loan Mortgage Corporation 09/25/2022 01/25/2018 21,363.22 21,049.45 ---20,942.15 (111.94) 1.785 2.676 AAA
256350021 LC-RCTC 2013 Residual Fund 31294KUP8 Agency MBS Federal Home Loan Mortgage Corporation 11/01/2018 02/01/2018 8,213.04 8,295.17 ---8,330.57 44.83 5.000 -0.702 AAA
256350021 LC-RCTC 2013 Residual Fund 3136AC7J4 Agency MBS Federal National Mortgage Association 03/25/2023 02/21/2018 20,621.24 20,282.12 ---20,316.46 28.03 2.493 3.069 AAA
256350021 LC-RCTC 2013 Residual Fund 3137AWQG3 Agency MBS Federal Home Loan Mortgage Corporation 04/25/2022 01/30/2018 44,510.16 43,571.27 ---43,559.87 (41.32) 1.583 2.598 AAA
256350021 LC-RCTC 2013 Residual Fund 58769DAD2 Asset Backed Mercedes-Benz Auto Lease Trust 2017-A 03/16/2020 ---52,000.00 51,710.12 ---51,654.20 (99.07) 1.790 2.556 AAA
256350021 LC-RCTC 2013 Residual Fund 02582JGN4 Asset Backed American Express Credit Account Master Trust 05/15/2019 01/16/2018 100,000.00 100,351.56 ---100,274.00 (49.89) 2.147 2.014 AAA
256350021 LC-RCTC 2013 Residual Fund 89236WAD0 Asset Backed Toyota Auto Receivables 2015-A Owner Trust 06/15/2020 01/19/2018 50,000.00 49,865.23 ---49,815.50 (91.87) 1.520 2.429 AAA
256350021 LC-RCTC 2013 Residual Fund 161571FK5 Asset Backed Chase Issuance Trust 08/15/2019 01/25/2018 115,000.00 113,827.54 ---113,403.80 (553.45) 1.580 2.623 AAA
256350021 LC-RCTC 2013 Residual Fund 65479AAD4 Asset Backed Nissan Auto Lease Trust 2017-A 04/15/2020 01/25/2018 50,000.00 49,771.48 ---49,545.50 (255.06) 1.910 2.711 AAA
256350021 LC-RCTC 2013 Residual Fund 055657AC4 Asset Backed Bmw Vehicle Lease Trust 2017-1 05/20/2020 01/29/2018 100,000.00 99,703.13 ---99,361.00 (389.14) 1.980 2.712 AAA
256350021 LC-RCTC 2013 Residual Fund 14912L6M8 Corporate Caterpillar Financial Services Corporation 11/13/2018 01/19/2018 100,000.00 99,809.00 ---99,639.00 (214.98) 1.800 2.389 A
256350021 LC-RCTC 2013 Residual Fund 13607RAB6 Corporate Canadian Imperial Bank of Commerce 09/06/2019 01/19/2018 100,000.00 98,888.00 ---98,325.00 (692.38) 1.600 2.800 A
256350021 LC-RCTC 2013 Residual Fund 89114QBF4 Corporate Toronto Dominion Bank 01/22/2019 01/19/2018 50,000.00 50,366.50 ---50,277.50 (20.53) 2.585 2.460 AA
256350021 LC-RCTC 2013 Residual Fund 38141EA58 Corporate The Goldman Sachs Group, Inc.03/15/2020 01/25/2018 100,000.00 105,718.00 ---104,270.00 (994.48) 5.375 3.110 A
256350021 LC-RCTC 2013 Residual Fund 037833BD1 Corporate Apple Inc.05/06/2020 01/25/2018 100,000.00 99,354.00 ---98,740.00 (662.66) 2.000 2.620 AA
256350021 LC-RCTC 2013 Residual Fund 06406HCU1 Corporate The Bank of New York Mellon 05/15/2019 01/25/2018 100,000.00 99,974.00 04/15/2019 99,612.00 (366.09) 2.200 2.551 A
256350021 LC-RCTC 2013 Residual Fund 86787EAS6 Corporate SunTrust Bank 01/31/2020 01/25/2018 100,000.00 100,644.00 12/31/2019 100,619.00 31.96 2.302 2.476 A
256350021 LC-RCTC 2013 Residual Fund 0258M0DZ9 Corporate American Express Credit Corporation 11/05/2018 01/25/2018 100,000.00 99,905.00 10/05/2018 99,587.00 (339.72) 1.875 2.575 A
256350021 LC-RCTC 2013 Residual Fund 46625HKA7 Corporate JPMorgan Chase & Co.01/23/2020 01/25/2018 100,000.00 99,577.00 12/23/2019 98,785.00 (827.91) 2.250 2.942 A
256350021 LC-RCTC 2013 Residual Fund 91159HHE3 Corporate U.S. Bancorp 11/15/2018 01/25/2018 100,000.00 100,035.00 10/15/2018 99,699.00 (327.73) 1.950 2.436 A
256350021 LC-RCTC 2013 Residual Fund 780082AC7 Corporate Royal Bank of Canada 10/14/2020 01/25/2018 100,000.00 98,862.00 ---98,248.00 (685.34) 2.100 2.820 AAA
256350021 LC-RCTC 2013 Residual Fund 24422ESF7 Corporate John Deere Capital Corporation 12/13/2018 01/25/2018 100,000.00 99,980.00 ---99,729.00 (255.14) 1.950 2.339 A
256350021 LC-RCTC 2013 Residual Fund 06051GFN4 Corporate Bank of America Corporation 04/21/2020 01/25/2018 100,000.00 99,537.00 ---98,545.00 (1,028.09) 2.250 2.984 A
256350021 LC-RCTC 2013 Residual Fund 06416CAC2 Corporate The Bank of Nova Scotia 04/26/2021 01/29/2018 100,000.00 97,511.00 ---96,954.00 (681.15) 1.875 2.919 AAA
256350021 LC-RCTC 2013 Residual Fund 61747WAF6 Corporate Morgan Stanley 01/25/2021 01/29/2018 100,000.00 108,369.00 ---106,572.00 (1,348.35) 5.750 3.288 A
256350021 LC-RCTC 2013 Residual Fund 136069XZ9 Corporate Canadian Imperial Bank of Commerce 02/02/2021 01/26/2018 45,000.00 45,000.00 ---45,028.80 28.80 2.093 2.596 A
256350021 LC-RCTC 2013 Residual Fund 05531FAQ6 Corporate BB&T Corporation 02/01/2019 01/25/2018 100,000.00 100,106.00 01/02/2019 99,553.00 (533.73) 2.250 2.793 A
256350021 LC-RCTC 2013 Residual Fund 254010AC5 Corporate Dignity Health 11/01/2019 03/15/2018 24,000.00 23,897.52 ---23,897.76 (2.06) 2.637 2.913 A
256350021 LC-RCTC 2013 Residual Fund 9AMMF05B2 MM Fund U.S. Bank Money Market Account Fund 03/31/2018 03/28/2018 - 13,733.06 ---13,733.06 - 0.200 0.000 NA
256350021 LC-RCTC 2013 Residual Fund 912828UH1 TIPS Treasury, United States Department of 01/15/2023 02/05/2018 32,209.80 31,781.56 ---31,673.51 (120.64) 0.125 0.477 AAA
256350021 LC-RCTC 2013 Residual Fund 912828UF5 US Gov Treasury, United States Department of 12/31/2019 01/17/2018 115,000.00 113,000.98 ---112,780.50 (424.14) 1.125 2.253 AAA
256350021 LC-RCTC 2013 Residual Fund 912828VK3 US Gov Treasury, United States Department of 06/30/2018 01/17/2018 130,000.00 129,888.28 ---129,859.60 (78.71) 1.375 1.796 AAA
256350021 LC-RCTC 2013 Residual Fund 912828QQ6 US Gov Treasury, United States Department of 05/31/2018 01/30/2018 100,000.00 100,289.06 ---100,105.00 (38.34) 2.375 1.743 AAA
256350021 LC-RCTC 2013 Residual Fund 912828K25 US Gov Treasury, United States Department of 04/15/2018 ---215,000.00 214,781.64 ---214,935.50 2.30 0.750 1.428 AAA
256350021 LC-RCTC 2013 Residual Fund 97689P2K3 VRDN Wisconsin Housing and Economic Development Authority 09/01/2037 01/30/2018 100,000.00 100,000.00 05/02/2018 100,000.00 - 1.750 1.750 AA
3,272,095.06 4,083,591.86 4,071,535.01 (11,957.63)
256350023 LC-Sr Lien Reserve Fund-1 3137EADB2 Agency Federal Home Loan Mortgage Corporation 01/13/2022 ---950,000.00 942,921.50 ---943,245.50 (6,414.89) 2.375 2.573 AAA
256350023 LC-Sr Lien Reserve Fund-1 3135G0D75 Agency Federal National Mortgage Association 06/22/2020 05/06/2015 600,000.00 593,490.00 ---588,390.00 (8,712.27) 1.500 2.397 AAA
256350023 LC-Sr Lien Reserve Fund-1 3137EADR7 Agency Federal Home Loan Mortgage Corporation 05/01/2020 05/15/2015 475,000.00 471,527.75 ---465,742.25 (7,766.18) 1.375 2.337 AAA
256350023 LC-Sr Lien Reserve Fund-1 3136A72D3 Agency CMO Federal National Mortgage Association 04/25/2022 07/03/2013 358,757.85 340,819.96 ---353,545.10 2,508.87 2.482 2.974 AAA
256350023 LC-Sr Lien Reserve Fund-1 3137AUPE3 Agency CMO Federal Home Loan Mortgage Corporation 06/25/2022 ---379,000.00 366,344.03 ---371,988.50 (935.39) 2.396 2.849 AAA
256350023 LC-Sr Lien Reserve Fund-1 38377RSZ9 Agency CMO The Government National Mortgage Association Guaranteed REMIC Pass-T 06/16/2039 ---95,157.39 98,144.26 ---97,394.54 (198.38) 4.500 2.273 AAA
256350023 LC-Sr Lien Reserve Fund-1 31395EZP5 Agency CMO Federal Home Loan Mortgage Corporation 08/15/2019 07/09/2013 14,244.42 15,070.15 ---14,368.48 (60.55) 4.500 2.156 AAA
256350023 LC-Sr Lien Reserve Fund-1 38377JZ89 Agency CMO The Government National Mortgage Association Guaranteed REMIC Pass-T 10/20/2039 07/05/2013 64,550.98 66,525.33 ---65,234.57 (571.34) 3.500 2.886 AAA
256350023 LC-Sr Lien Reserve Fund-1 38376GB33 Agency CMO The Government National Mortgage Association Guaranteed REMIC Pass-T 10/16/2044 01/23/2015 174,842.41 179,469.67 ---175,129.15 (953.01) 3.500 2.969 AAA
256350023 LC-Sr Lien Reserve Fund-1 38376T5Z1 Agency CMO The Government National Mortgage Association Guaranteed REMIC Pass-T 01/16/2039 01/26/2015 96,706.36 101,033.97 ---96,653.17 (3,351.34) 3.000 2.993 AAA
256350023 LC-Sr Lien Reserve Fund-1 38378TAF7 Agency CMO The Government National Mortgage Association Guaranteed REMIC Pass-T 07/20/2041 07/05/2013 151,768.55 151,791.43 ---150,176.49 (1,464.02) 2.500 2.825 AAA
256350023 LC-Sr Lien Reserve Fund-1 38380AZ34 Agency CMO The Government National Mortgage Association Guaranteed REMIC Pass-T 04/20/2046 11/28/2016 159,204.10 163,663.06 ---158,041.91 (5,184.06) 3.000 3.123 AAA
256350023 LC-Sr Lien Reserve Fund-1 38378CRT6 Agency CMO The Government National Mortgage Association Guaranteed REMIC Pass-T 10/20/2040 05/22/2014 61,917.97 59,789.54 ---59,761.37 (186.90) 2.000 3.227 AAA
256350023 LC-Sr Lien Reserve Fund-1 38376WA62 Agency CMO The Government National Mortgage Association Guaranteed REMIC Pass-T 10/20/2039 ---96,355.10 100,307.76 ---100,609.17 (490.63) 4.000 2.368 AAA
256350023 LC-Sr Lien Reserve Fund-1 38377RVK8 Agency CMO The Government National Mortgage Association Guaranteed REMIC Pass-T 04/20/2039 ---111,233.66 114,370.79 ---111,288.16 (1,943.16) 3.000 2.931 AAA
256350023 LC-Sr Lien Reserve Fund-1 3137ASNH3 Agency CMO Federal Home Loan Mortgage Corporation 09/25/2021 07/03/2013 210,041.80 205,258.42 ---206,177.03 (1,814.99) 1.459 2.606 AAA
256350023 LC-Sr Lien Reserve Fund-1 3137AXHP1 Agency CMO Federal Home Loan Mortgage Corporation 09/25/2022 09/29/2017 140,000.00 142,089.06 ---138,119.80 (3,743.65) 2.573 2.875 AAA
256350023 LC-Sr Lien Reserve Fund-1 3137AJMF8 Agency CMO Federal Home Loan Mortgage Corporation 10/25/2021 08/05/2015 30,000.00 31,038.28 ---30,131.70 (438.53) 2.968 2.784 AAA
256350023 LC-Sr Lien Reserve Fund-1 3137ATRW4 Agency CMO Federal Home Loan Mortgage Corporation 05/25/2022 12/21/2016 125,000.00 124,804.69 ---122,681.25 (2,118.79) 2.373 2.837 AAA
256350023 LC-Sr Lien Reserve Fund-1 38378B7F0 Agency CMO Government National Mortgage Association 12/16/2042 ---450,000.00 427,324.22 ---424,314.00 (10,436.24) 2.273 3.523 AAA
256350023 LC-Sr Lien Reserve Fund-1 3137A5FP4 Agency CMO Federal Home Loan Mortgage Corporation 01/15/2021 ---137,077.58 137,093.08 ---136,945.98 (134.06) 2.500 2.512 AAA
256350023 LC-Sr Lien Reserve Fund-1 38378CDK0 Agency CMO The Government National Mortgage Association Guaranteed REMIC Pass-T 03/20/2035 03/16/2018 37,091.96 37,265.83 ---37,268.89 (0.83) 3.000 2.401 AAA
256350023 LC-Sr Lien Reserve Fund-1 38377LQT8 Agency CMO The Government National Mortgage Association Guaranteed REMIC Pass-T 12/20/2037 03/08/2018 13,655.47 13,655.47 ---13,680.59 25.28 3.000 2.458 AAA
256350023 LC-Sr Lien Reserve Fund-1 38379KDN5 Agency MBS Government National Mortgage Association 09/16/2055 08/05/2015 168,839.03 164,525.71 ---159,590.03 (6,816.39) 2.112 3.701 AAA
256350023 LC-Sr Lien Reserve Fund-1 36202F2H8 Agency MBS Ginnie Mae II 01/20/2027 11/14/2016 175,385.29 182,017.05 ---176,483.20 (5,163.97) 3.000 2.766 AAA
256350023 LC-Sr Lien Reserve Fund-1 38378XP62 Agency MBS The Government National Mortgage Association Guaranteed REMIC Pass-T 05/16/2055 05/14/2015 328,790.11 332,848.61 ---314,757.34 (17,429.56) 2.500 3.486 AAA
256350023 LC-Sr Lien Reserve Fund-1 31381PEB0 Agency MBS Federal National Mortgage Association 11/01/2020 09/26/2014 254,516.25 267,997.66 ---258,272.91 (1,982.14) 3.370 2.847 AAA
256350023 LC-Sr Lien Reserve Fund-1 38378KWU9 Agency MBS The Government National Mortgage Association Guaranteed REMIC Pass-T 11/16/2041 ---73,766.34 72,034.11 ---69,602.23 (3,188.10) 1.400 4.151 AAA
256350023 LC-Sr Lien Reserve Fund-1 3138EJPZ5 Agency MBS Federal National Mortgage Association 07/01/2022 08/29/2016 278,000.62 295,277.92 ---277,405.70 (13,875.73) 2.973 3.015 AAA
256350023 LC-Sr Lien Reserve Fund-1 31381T4E7 Agency MBS Federal National Mortgage Association 03/01/2022 10/25/2016 266,308.66 278,240.54 ---264,380.58 (10,635.16) 2.670 3.084 AAA
256350023 LC-Sr Lien Reserve Fund-1 3136A4M48 Agency MBS Federal National Mortgage Association 01/25/2022 07/05/2013 235,782.50 236,445.64 ---232,505.12 (3,671.88) 2.098 4.398 AAA
256350023 LC-Sr Lien Reserve Fund-1 3136A7MN9 Agency MBS Federal National Mortgage Association 05/25/2022 08/29/2016 300,000.00 308,578.13 ---293,502.00 (12,308.41) 2.349 3.073 AAA
256350023 LC-Sr Lien Reserve Fund-1 31417YKF3 Agency MBS Federal National Mortgage Association 01/01/2030 07/10/2013 82,268.04 86,792.79 ---86,439.86 (191.45) 4.500 2.972 AAA
256350023 LC-Sr Lien Reserve Fund-1 38378KRS0 Agency MBS The Government National Mortgage Association Guaranteed REMIC Pass-T 07/16/2043 05/08/2015 450,000.00 434,460.94 ---422,793.00 (16,858.18) 2.389 3.731 AAA
256350023 LC-Sr Lien Reserve Fund-1 38378KXW4 Agency MBS The Government National Mortgage Association Guaranteed REMIC Pass-T 02/16/2037 12/11/2014 177,510.56 176,650.75 ---172,659.20 (4,425.42) 1.705 3.335 AAA
91 CIP STAMP Portfolio by Account for quarter ended March 31, 2018
ATTACHMENT 3
10
Page 5 of 32
Source
Account Account Identifier
Security Type
Category Issuer Final Maturity Trade Date
Current Face
Value Original Cost
Next Call
Date Base Market Value
Base Net Total
Unrealized
Gain/Loss Coupon Yield
Summarized
Credit Rating
91 CIP STAMP Portfolio by Account for quarter ended March 31, 2018
256350023 LC-Sr Lien Reserve Fund-1 3138EKXL4 Agency MBS Federal National Mortgage Association 03/01/2023 ---293,119.60 289,390.18 ---286,832.18 (2,952.81) 2.356 2.952 AAA
256350023 LC-Sr Lien Reserve Fund-1 3138L33G8 Agency MBS Federal National Mortgage Association 06/01/2020 11/12/2015 100,000.00 99,875.00 ---98,455.00 (1,380.79) 2.010 2.675 AAA
256350023 LC-Sr Lien Reserve Fund-1 38378KSL4 Agency MBS The Government National Mortgage Association Guaranteed REMIC Pass-T 12/16/2046 ---425,000.00 415,829.11 ---392,615.00 (25,388.18) 2.811 3.942 AAA
256350023 LC-Sr Lien Reserve Fund-1 3138L76A9 Agency MBS Federal National Mortgage Association 11/01/2021 10/04/2016 124,240.90 128,725.23 ---123,388.61 (3,651.07) 2.590 2.856 AAA
256350023 LC-Sr Lien Reserve Fund-1 3136AHAE0 Agency MBS Federal National Mortgage Association 04/25/2023 10/28/2016 195,981.53 200,207.38 ---192,518.53 (6,816.99) 2.522 3.445 AAA
256350023 LC-Sr Lien Reserve Fund-1 38378B6A2 Agency MBS Government National Mortgage Association 11/16/2052 01/22/2015 117,501.25 113,797.20 ---112,029.21 (3,146.92) 1.826 3.395 AAA
256350023 LC-Sr Lien Reserve Fund-1 3137B1U75 Agency MBS Federal Home Loan Mortgage Corporation 01/25/2023 08/29/2016 380,000.00 394,917.97 ---373,961.80 (16,818.18) 2.522 2.901 AAA
256350023 LC-Sr Lien Reserve Fund-1 31381Q6B7 Agency MBS Federal National Mortgage Association 06/01/2021 07/15/2016 186,228.65 206,539.21 ---193,806.29 (5,790.20) 4.295 2.849 AAA
256350023 LC-Sr Lien Reserve Fund-1 3136AC7J4 Agency MBS Federal National Mortgage Association 03/25/2023 02/21/2018 74,236.49 73,015.65 ---73,139.27 100.93 2.493 3.069 AAA
256350023 LC-Sr Lien Reserve Fund-1 9AMMF05B2 MM Fund U.S. Bank Money Market Account Fund 03/31/2018 ---- 171,587.89 ---171,587.89 - 0.200 0.000 ---
256350023 LC-Sr Lien Reserve Fund-1 912828V49 TIPS Treasury, United States Department of 01/15/2027 ---287,260.40 285,917.55 ---279,955.37 (6,082.49) 0.375 0.673 AAA
256350023 LC-Sr Lien Reserve Fund-1 912828SA9 TIPS Treasury, United States Department of 01/15/2022 ---454,400.10 456,702.75 ---449,569.83 (6,791.34) 0.125 0.408 AAA
256350023 LC-Sr Lien Reserve Fund-1 912828UH1 TIPS Treasury, United States Department of 01/15/2023 02/05/2018 187,890.50 185,392.42 ---184,762.12 (703.73) 0.125 0.477 AAA
256350023 LC-Sr Lien Reserve Fund-1 912828L99 US Gov Treasury, United States Department of 10/31/2020 ---1,250,000.00 1,239,802.73 ---1,219,037.50 (23,310.98) 1.375 2.368 AAA
256350023 LC-Sr Lien Reserve Fund-1 912828L57 US Gov Treasury, United States Department of 09/30/2022 ---1,400,000.00 1,386,564.45 ---1,353,240.00 (35,347.09) 1.750 2.540 AAA
256350023 LC-Sr Lien Reserve Fund-1 912828G38 US Gov Treasury, United States Department of 11/15/2024 04/18/2017 1,350,000.00 1,369,037.11 ---1,314,724.50 (52,088.75) 2.250 2.683 AAA
256350023 LC-Sr Lien Reserve Fund-1 912828B58 US Gov Treasury, United States Department of 01/31/2021 ---1,440,000.00 1,472,525.40 ---1,429,531.20 (28,625.25) 2.125 2.391 AAA
256350023 LC-Sr Lien Reserve Fund-1 912828VV9 US Gov Treasury, United States Department of 08/31/2020 ---585,000.00 597,363.67 ---581,893.65 (11,113.82) 2.125 2.352 AAA
256350023 LC-Sr Lien Reserve Fund-1 912828XB1 US Gov Treasury, United States Department of 05/15/2025 05/24/2016 1,200,000.00 1,228,546.88 ---1,155,612.00 (67,423.25) 2.125 2.699 AAA
256350023 LC-Sr Lien Reserve Fund-1 912828VA5 US Gov Treasury, United States Department of 04/30/2020 02/28/2017 160,000.00 158,131.25 ---156,163.20 (2,599.58) 1.125 2.309 AAA
17,933,632.38 18,193,537.10 17,732,101.95 (450,861.94)
11
Page 6 of 32
Source
Account Account Identifier Description
Beginning Base
Market Value Base Purchases Base Sales
Base Maturities and
Redemptions Base Paydowns
Net Total Realized
Gain/Loss
Base
Amortization/A
ccretion
Base Change In
Net Unrealized
Gain/Loss
Ending Base
Market Value
Ending Accrued
Income Balance
205091001 LC-2013 A Capitalized Interest 9AMMF05B2 U.S. BANK MONEY MARKET ACCOUNT FUND 792,702.97 134.59 - - - - - - 792,837.56 -
205091001 LC-2013 A Capitalized Interest 3128MBTH0 FH G13052 0.02 - - - - (0.01) - (0.00) 0.01 -
205091001 LC-2013 A Capitalized Interest 31401MWC1 FN 712643 0.00 - - - - (0.00) - - 0.00 -
205091001 LC-2013 A Capitalized Interest 36290WH47 GN 619551 0.00 - - - - (0.00) - (0.00) 0.00 -
792,703.00 134.59 - - - (0.01) - (0.00) 792,837.58 -
256350021 LC-RCTC 2013 Residual Fund 38141EA58 GOLDMAN SACHS GROUP INC - 105,718.00 - - - - (453.52) (994.48) 104,270.00 238.89
256350021 LC-RCTC 2013 Residual Fund 61747WAF6 MORGAN STANLEY - 108,369.00 - - - - (448.65) (1,348.35) 106,572.00 1,054.17
256350021 LC-RCTC 2013 Residual Fund 912828QQ6 UNITED STATES TREASURY - 100,289.06 - - - - (145.72) (38.34) 100,105.00 796.02
256350021 LC-RCTC 2013 Residual Fund 31416BVR6 FN 995324 - 85,538.33 - - (9,673.44) (217.65) (84.15) (50.51) 75,512.59 308.26
256350021 LC-RCTC 2013 Residual Fund 89114QBF4 TORONTO-DOMINION BANK - 50,366.50 - - - - (68.47) (20.53) 50,277.50 247.70
256350021 LC-RCTC 2013 Residual Fund 86787EAS6 SUNTRUST BANK - 100,644.00 - - - - (56.96) 31.96 100,619.00 383.71
256350021 LC-RCTC 2013 Residual Fund 38378CDK0 GNR 11169G AK - 70,214.15 - - (2,807.25) (25.00) (48.91) (248.99) 67,084.01 166.91
256350021 LC-RCTC 2013 Residual Fund 02582JGN4 AMXCA 141 A - 100,351.56 - - - - (27.67) (49.89) 100,274.00 101.37
256350021 LC-RCTC 2013 Residual Fund 38378AWX5 GNR 11157E QA - 45,699.91 - - (1,499.59) (14.14) (20.25) (194.45) 43,971.47 109.40
256350021 LC-RCTC 2013 Residual Fund 05531FAQ6 BB&T CORP - 100,106.00 - - - - (19.27) (533.73) 99,553.00 375.00
256350021 LC-RCTC 2013 Residual Fund 31294KUP8 FH E01490 - 9,887.67 - - (1,576.73) (15.76) (9.45) 44.83 8,330.57 34.22
256350021 LC-RCTC 2013 Residual Fund 91159HHE3 U.S. BANCORP - 100,035.00 - - - - (8.27) (327.73) 99,699.00 736.67
256350021 LC-RCTC 2013 Residual Fund 3137A5FP4 FHR 3791E DA - 51,520.10 - - (2,389.07) (6.26) (5.66) (163.61) 48,955.51 102.09
256350021 LC-RCTC 2013 Residual Fund 05581QAE8 BMWLT 152 A4 - 38,738.54 - - (38,749.13) 10.88 (0.29) - - -
256350021 LC-RCTC 2013 Residual Fund 9AMMF05B2 U.S. BANK MONEY MARKET ACCOUNT FUND - 429,900.65 (3,708,950.30) - - - - - 13,733.06 -
256350021 LC-RCTC 2013 Residual Fund 97689P2K3 WISCONSIN HSG & ECONOMIC DEV AUTH HOME OWNERSHIP R - 100,000.00 - - - - - - 100,000.00 134.17
256350021 LC-RCTC 2013 Residual Fund 196479JL4 COLORADO HSG & FIN AUTH - 100,000.00 - (100,000.00) - - - - - -
256350021 LC-RCTC 2013 Residual Fund 136069XZ9 CANADIAN IMPERIAL BANK OF COMMERCE - 45,000.00 - - - - - 28.80 45,028.80 151.73
256350021 LC-RCTC 2013 Residual Fund 3137A1LC5 FHR 3710F AB - 30,301.87 - - (3,189.37) 10.53 1.12 (15.03) 27,109.11 45.35
256350021 LC-RCTC 2013 Residual Fund 254010AC5 DIGNITY HEALTH - 23,897.52 - - - - 2.30 (2.06) 23,897.76 263.70
256350021 LC-RCTC 2013 Residual Fund 06406HCU1 BANK OF NEW YORK MELLON CORP - 99,974.00 - - - - 4.09 (366.09) 99,612.00 831.11
256350021 LC-RCTC 2013 Residual Fund 24422ESF7 JOHN DEERE CAPITAL CORP - 99,980.00 - - - - 4.14 (255.14) 99,729.00 585.00
256350021 LC-RCTC 2013 Residual Fund 3137B1UF7 FHMS K027 A1 - 21,844.99 - - (807.40) 11.93 4.57 (111.94) 20,942.15 31.78
256350021 LC-RCTC 2013 Residual Fund 3136AC7J4 FNA 13M6 2A - 21,510.51 - - (1,248.93) 20.51 6.34 28.03 20,316.46 42.84
256350021 LC-RCTC 2013 Residual Fund 3137AXHN6 FHMS K024 A1 - 39,502.26 - - (1,600.21) 22.14 8.56 (193.28) 37,739.47 56.04
256350021 LC-RCTC 2013 Residual Fund 58769DAD2 MBALT 17A A3 - 14,895.12 - - - - 9.01 (3.87) 14,900.25 11.93
256350021 LC-RCTC 2013 Residual Fund 313385VL7 FEDERAL HOME LOAN BANKS - 99,933.50 - - - - 14.25 6.25 99,954.00 -
256350021 LC-RCTC 2013 Residual Fund 0258M0DZ9 AMERICAN EXPRESS CREDIT CORP - 99,905.00 - - - - 21.72 (339.72) 99,587.00 760.42
256350021 LC-RCTC 2013 Residual Fund 65479AAD4 NALT 17A A3 - 49,771.48 - - - - 29.08 (255.06) 49,545.50 42.44
256350021 LC-RCTC 2013 Residual Fund 3137AWQG3 FHMS K023 A1 - 44,513.09 - - (962.11) 19.99 30.22 (41.32) 43,559.87 58.72
256350021 LC-RCTC 2013 Residual Fund 58769DAD2 MBALT 17A A3 - 36,815.00 - - - - 34.15 (95.20) 36,753.95 29.44
256350021 LC-RCTC 2013 Residual Fund 912828K25 UNITED STATES TREASURY - 49,949.22 - - - - 34.98 0.80 49,985.00 173.08
256350021 LC-RCTC 2013 Residual Fund 46625HKA7 JPMORGAN CHASE & CO - 99,577.00 - - - - 35.91 (827.91) 98,785.00 425.00
256350021 LC-RCTC 2013 Residual Fund 06051GFN4 BANK OF AMERICA CORP - 99,537.00 - - - - 36.09 (1,028.09) 98,545.00 1,000.00
256350021 LC-RCTC 2013 Residual Fund 89236WAD0 TAOT 15A A4 - 49,865.23 - - - - 42.14 (91.87) 49,815.50 33.78
256350021 LC-RCTC 2013 Residual Fund 14912L6M8 CATERPILLAR FINANCIAL SERVICES CORP - 99,809.00 - - - - 44.98 (214.98) 99,639.00 690.00
256350021 LC-RCTC 2013 Residual Fund 055657AC4 BMWLT 171 A3 - 99,703.13 - - - - 47.01 (389.14) 99,361.00 60.50
256350021 LC-RCTC 2013 Residual Fund 037833BD1 APPLE INC - 99,354.00 - - - - 48.66 (662.66) 98,740.00 766.67
256350021 LC-RCTC 2013 Residual Fund 912828VK3 UNITED STATES TREASURY - 129,888.28 - - - - 50.03 (78.71) 129,859.60 449.34
256350021 LC-RCTC 2013 Residual Fund 912828UR9 UNITED STATES TREASURY - 64,949.22 - (65,000.00) - - 50.78 - - -
256350021 LC-RCTC 2013 Residual Fund 97684HBD2 Wisconsin Public Service Corporation - 99,936.61 - (100,000.00) - - 63.39 - - -
256350021 LC-RCTC 2013 Residual Fund 780082AC7 ROYAL BANK OF CANADA - 98,862.00 - - - - 71.34 (685.34) 98,248.00 974.17
256350021 LC-RCTC 2013 Residual Fund 912828K25 UNITED STATES TREASURY - 164,832.42 - - - - 116.58 1.50 164,950.50 571.15
256350021 LC-RCTC 2013 Residual Fund 06416CAC2 BANK OF NOVA SCOTIA - 97,511.00 - - - - 124.15 (681.15) 96,954.00 807.29
256350021 LC-RCTC 2013 Residual Fund 13607RAB6 CANADIAN IMPERIAL BANK OF COMMERCE - 98,888.00 - - - - 129.38 (692.38) 98,325.00 111.11
256350021 LC-RCTC 2013 Residual Fund 161571FK5 CHAIT 124 A - 113,827.54 - - - - 129.71 (553.45) 113,403.80 80.76
256350021 LC-RCTC 2013 Residual Fund 912828UH1 UNITED STATES TREASURY - 31,627.36 - - - - 166.79 (120.64) 31,673.51 8.45
256350021 LC-RCTC 2013 Residual Fund 912828UF5 UNITED STATES TREASURY - 196,523.44 (83,470.70) - - (105.38) 257.28 (424.14) 112,780.50 325.22
- 4,119,863.26 (3,792,421.00) (265,000.00) (64,503.23) (288.20) 221.53 (11,957.63) 3,278,697.43 14,175.59
256350023 LC-Sr Lien Reserve Fund-1 31381Q6B7 FN 468066 198,121.22 - - - (851.12) (64.09) (1,030.63) (2,369.09) 193,806.29 688.76
256350023 LC-Sr Lien Reserve Fund-1 31381PEB0 FN 466430 262,278.57 - - - (1,208.10) (30.17) (859.36) (1,908.03) 258,272.91 738.59
256350023 LC-Sr Lien Reserve Fund-1 912828XB1 UNITED STATES TREASURY 1,181,676.00 - - - - - (751.25) (25,312.75) 1,155,612.00 9,650.55
256350023 LC-Sr Lien Reserve Fund-1 31381T4E7 FN 470721 270,159.40 - - - (1,629.53) (56.17) (671.59) (3,421.53) 264,380.58 612.29
256350023 LC-Sr Lien Reserve Fund-1 3137B1U75 FHMS KS01 A2 380,877.80 - - - - - (664.82) (6,251.18) 373,961.80 798.63
256350023 LC-Sr Lien Reserve Fund-1 912828B58 UNITED STATES TREASURY 732,569.60 - - - - - (656.47) (7,220.23) 724,692.90 2,571.13
256350023 LC-Sr Lien Reserve Fund-1 912828G38 UNITED STATES TREASURY 1,343,034.00 - - - - - (588.16) (27,721.34) 1,314,724.50 11,495.51
256350023 LC-Sr Lien Reserve Fund-1 912828VV9 UNITED STATES TREASURY 351,613.50 - - - - - (455.04) (3,016.96) 348,141.50 646.74
256350023 LC-Sr Lien Reserve Fund-1 3136A7MN9 FNA 12M8 A2 298,494.00 - - - - - (432.64) (4,559.36) 293,502.00 587.35
256350023 LC-Sr Lien Reserve Fund-1 912828B58 UNITED STATES TREASURY 501,760.00 - (199,453.13) - - (3,238.46) (412.89) (836.52) 297,819.00 1,056.63
256350023 LC-Sr Lien Reserve Fund-1 3137EADB2 FREDDIE MAC 201,798.00 - - - - - (340.99) (2,879.01) 198,578.00 1,029.17
256350023 LC-Sr Lien Reserve Fund-1 3138L76A9 FN AM7164 125,347.75 - - - (570.16) (13.72) (287.34) (1,087.92) 123,388.61 277.09
256350023 LC-Sr Lien Reserve Fund-1 3136AHAE0 FNA 13M14 APT 197,267.08 - - - (846.63) (15.25) (271.00) (3,615.66) 192,518.53 411.89
256350023 LC-Sr Lien Reserve Fund-1 912828VV9 UNITED STATES TREASURY 150,691.50 - - - - - (265.56) (1,222.44) 149,203.50 277.17
256350023 LC-Sr Lien Reserve Fund-1 3137EADB2 FREDDIE MAC 201,798.00 - - - - - (260.39) (2,959.61) 198,578.00 1,029.17
256350023 LC-Sr Lien Reserve Fund-1 912828B58 UNITED STATES TREASURY 100,352.00 - - - - - (241.80) (837.20) 99,273.00 352.21
256350023 LC-Sr Lien Reserve Fund-1 38378CRT6 GNR 1213E EG 63,903.37 - - - (3,595.73) 101.89 (199.87) (448.28) 59,761.37 103.20
256350023 LC-Sr Lien Reserve Fund-1 912828B58 UNITED STATES TREASURY 145,510.40 - - - - - (173.06) (1,391.49) 143,945.85 510.70
256350023 LC-Sr Lien Reserve Fund-1 38376GB33 GNR 116 BA 187,917.05 - - - (11,983.57) (91.81) (139.79) (572.72) 175,129.15 509.96
256350023 LC-Sr Lien Reserve Fund-1 38377RSZ9 GNR 10162D PQ - 85,080.32 - - (7,167.92) (168.61) (125.14) 69.59 77,688.25 284.64
256350023 LC-Sr Lien Reserve Fund-1 38378XP62 GNR 14166 PL 326,331.10 - - - (5,754.06) (61.54) (118.56) (5,639.58) 314,757.34 684.98
256350023 LC-Sr Lien Reserve Fund-1 3137AXHP1 FHMS K024 A2 140,798.00 - - - - - (115.18) (2,563.02) 138,119.80 300.18
256350023 LC-Sr Lien Reserve Fund-1 36202F2H8 G2 005276 190,443.22 - - - (10,262.65) (370.00) (110.95) (3,216.42) 176,483.20 438.46
256350023 LC-Sr Lien Reserve Fund-1 912828B58 UNITED STATES TREASURY 115,404.80 - - - - - (105.76) (1,135.09) 114,163.95 405.04
256350023 LC-Sr Lien Reserve Fund-1 3137AUPE3 FHMS K021 A2 143,896.32 - - - - - (99.06) (2,461.26) 141,336.00 287.52
256350023 LC-Sr Lien Reserve Fund-1 3136A4M48 FNA 12M3A 1A1 248,870.00 - - - (14,282.81) (29.94) (91.95) (1,960.18) 232,505.12 412.23
256350023 LC-Sr Lien Reserve Fund-1 38376T5Z1 GNR 104A PD 103,739.97 - - - (5,860.25) (203.25) (84.12) (939.17) 96,653.17 241.77
256350023 LC-Sr Lien Reserve Fund-1 912828VV9 UNITED STATES TREASURY 85,391.85 - - - - - (82.82) (760.38) 84,548.65 157.07
256350023 LC-Sr Lien Reserve Fund-1 38380AZ34 GNR 16147C DA 164,475.53 - - - (3,831.82) (98.19) (75.89) (2,427.71) 158,041.91 398.01
256350023 LC-Sr Lien Reserve Fund-1 31417YKF3 FN MA0293 92,784.14 - - - (4,676.87) (250.88) (67.50) (1,349.03) 86,439.86 308.51
91 CIP STAMP Portfolio Transaction Report by Account
Quarter ended March 31, 2018
ATTACHMENT 4
12
Page 7 of 32
Source
Account Account Identifier Description
Beginning Base
Market Value Base Purchases Base Sales
Base Maturities and
Redemptions Base Paydowns
Net Total Realized
Gain/Loss
Base
Amortization/A
ccretion
Base Change In
Net Unrealized
Gain/Loss
Ending Base
Market Value
Ending Accrued
Income Balance
91 CIP STAMP Portfolio Transaction Report by Account
Quarter ended March 31, 2018
256350023 LC-Sr Lien Reserve Fund-1 3137AJMF8 FHMS K016 A2 30,595.80 - - - - - (45.52) (418.58) 30,131.70 74.19
256350023 LC-Sr Lien Reserve Fund-1 38377RVK8 GNR 10166F GP 44,263.60 - - - (2,121.84) (55.48) (44.17) (309.05) 41,733.06 104.28
256350023 LC-Sr Lien Reserve Fund-1 912828B58 UNITED STATES TREASURY 50,176.00 - - - - - (42.60) (496.90) 49,636.50 176.11
256350023 LC-Sr Lien Reserve Fund-1 3138EJPZ5 FN AL2239 311,242.67 - - - (29,105.32) (1,392.57) (39.19) (3,299.89) 277,405.70 711.70
256350023 LC-Sr Lien Reserve Fund-1 38377RVK8 GNR 10166F GP 73,772.67 - - - (3,536.41) (49.05) (38.60) (593.51) 69,555.10 173.80
256350023 LC-Sr Lien Reserve Fund-1 31395EZP5 FHR 2835G MD 19,732.36 - - - (5,334.46) (73.06) (25.75) 69.40 14,368.48 53.42
256350023 LC-Sr Lien Reserve Fund-1 38377RSZ9 GNR 10162D PQ 22,851.38 - - - (3,006.95) (111.51) (15.54) (11.08) 19,706.29 72.20
256350023 LC-Sr Lien Reserve Fund-1 38378TAF7 GNR 1371A GA 161,122.47 - - - (8,998.63) 7.01 (10.42) (1,943.93) 150,176.49 316.18
256350023 LC-Sr Lien Reserve Fund-1 3137A5FP4 FHR 3791E DA - 86,182.35 - - (3,996.42) (10.46) (9.46) (273.69) 81,892.32 170.77
256350023 LC-Sr Lien Reserve Fund-1 3138L33G8 FN AM3498 99,388.00 - - - - - (4.46) (928.54) 98,455.00 173.08
256350023 LC-Sr Lien Reserve Fund-1 3137A5FP4 FHR 3791E DA - 54,917.14 - - - - (3.11) 139.63 55,053.66 114.81
256350023 LC-Sr Lien Reserve Fund-1 3137ATRW4 FHMS K020 A2 124,708.75 - - - - - (0.78) (2,026.72) 122,681.25 247.19
256350023 LC-Sr Lien Reserve Fund-1 3138EKXL4 FN AL3382 - 20,269.74 - - - - (0.77) 219.04 20,488.01 42.48
256350023 LC-Sr Lien Reserve Fund-1 31392JJ83 FNR 0317D HC 402.42 - - - (402.48) (0.44) (0.19) 0.69 - -
256350023 LC-Sr Lien Reserve Fund-1 38377LQT8 GNR 10128D KE - 13,655.47 - - - - (0.15) 25.28 13,680.59 34.14
256350023 LC-Sr Lien Reserve Fund-1 9AMMF05B2 U.S. BANK MONEY MARKET ACCOUNT FUND 107,572.21 664,530.12 (600,514.44) - - - - - 171,587.89 -
256350023 LC-Sr Lien Reserve Fund-1 31385XBG1 FN 555439 0.02 - - - (0.02) (0.00) - - - -
256350023 LC-Sr Lien Reserve Fund-1 38378CDK0 GNR 11169G AK - 37,265.83 - - - - 3.89 (0.83) 37,268.89 92.73
256350023 LC-Sr Lien Reserve Fund-1 38377JZ89 GNR 10117A GK 71,195.64 - - - (5,107.30) (97.22) 5.55 (762.09) 65,234.57 188.27
256350023 LC-Sr Lien Reserve Fund-1 38378KWU9 GNR 1396 A 14,923.50 - - - (126.79) 1.54 10.55 (155.71) 14,653.10 18.12
256350023 LC-Sr Lien Reserve Fund-1 38378KXW4 GNR 13105 A 176,014.22 - - - (1,963.93) 4.80 12.67 (1,408.56) 172,659.20 252.21
256350023 LC-Sr Lien Reserve Fund-1 3136AC7J4 FNA 13M6 2A - 77,437.85 - - (4,496.14) 73.82 22.82 100.93 73,139.27 154.23
256350023 LC-Sr Lien Reserve Fund-1 38378KSL4 GNR 1374 AL 213,754.50 - - - - - 33.48 (5,932.98) 207,855.00 527.01
256350023 LC-Sr Lien Reserve Fund-1 38378KWU9 GNR 1396 A 55,963.13 - - - (475.44) 6.71 33.93 (579.19) 54,949.13 67.94
256350023 LC-Sr Lien Reserve Fund-1 912828L99 UNITED STATES TREASURY 147,580.50 - - - - - 37.47 (1,333.47) 146,284.50 866.02
256350023 LC-Sr Lien Reserve Fund-1 38378B6A2 GNR 1312A AB 112,621.21 - - - (694.05) 14.07 78.51 9.48 112,029.21 178.80
256350023 LC-Sr Lien Reserve Fund-1 38376WA62 GNR 1015C PD - 52,924.04 - - (3,649.09) (121.36) 84.10 501.68 49,739.36 158.79
256350023 LC-Sr Lien Reserve Fund-1 3138EKXL4 FN AL3382 273,007.91 - - - (2,045.74) 20.57 95.59 (4,734.16) 266,344.17 552.20
256350023 LC-Sr Lien Reserve Fund-1 38378KSL4 GNR 1374 AL 190,004.00 - - - - - 98.44 (5,342.44) 184,760.00 468.46
256350023 LC-Sr Lien Reserve Fund-1 38378B7F0 GNR 1333 B 192,544.00 - - - - - 126.39 (4,086.39) 188,584.00 378.83
256350023 LC-Sr Lien Reserve Fund-1 38379KDN5 GNR 1529 AD 166,536.93 - - - (4,033.68) 59.68 128.97 (3,101.87) 159,590.03 297.16
256350023 LC-Sr Lien Reserve Fund-1 3137ASNH3 FHMS K019 A1 223,860.54 - - - (16,537.70) 168.15 140.31 (1,454.27) 206,177.03 255.38
256350023 LC-Sr Lien Reserve Fund-1 912828VA5 UNITED STATES TREASURY 157,144.00 - - - - - 145.23 (1,126.03) 156,163.20 755.80
256350023 LC-Sr Lien Reserve Fund-1 38376WA62 GNR 1015C PD 57,415.51 - - - (5,890.80) (366.44) 147.88 (436.34) 50,869.81 162.40
256350023 LC-Sr Lien Reserve Fund-1 3137EADR7 FREDDIE MAC 467,898.75 - - - - - 174.81 (2,331.31) 465,742.25 2,721.35
256350023 LC-Sr Lien Reserve Fund-1 912828L57 UNITED STATES TREASURY 538,978.00 - - - - - 200.52 (7,548.52) 531,630.00 26.30
256350023 LC-Sr Lien Reserve Fund-1 912828V49 UNITED STATES TREASURY 55,758.31 - - - - - 249.18 (1,016.26) 54,991.23 44.42
256350023 LC-Sr Lien Reserve Fund-1 3135G0D75 FEDERAL NATIONAL MORTGAGE ASSOCIATION 592,884.00 - - - - - 315.81 (4,809.81) 588,390.00 2,475.00
256350023 LC-Sr Lien Reserve Fund-1 38378B7F0 GNR 1333 B 240,680.00 - - - - - 374.40 (5,324.40) 235,730.00 473.54
256350023 LC-Sr Lien Reserve Fund-1 912828L57 UNITED STATES TREASURY 832,966.00 - - - - - 397.17 (11,753.17) 821,610.00 40.64
256350023 LC-Sr Lien Reserve Fund-1 3137AUPE3 FHMS K021 A2 234,830.80 - - - - - 407.25 (4,585.55) 230,652.50 469.22
256350023 LC-Sr Lien Reserve Fund-1 38378KRS0 GNR 1378 AG 431,235.00 - - - - - 463.69 (8,905.69) 422,793.00 895.72
256350023 LC-Sr Lien Reserve Fund-1 3136A72D3 FNA 12M9 A2 360,947.95 - - - (1,970.05) 44.18 503.81 (5,980.79) 353,545.10 742.03
256350023 LC-Sr Lien Reserve Fund-1 3137EADB2 FREDDIE MAC 554,944.50 - - - - - 609.18 (9,464.18) 546,089.50 2,830.21
256350023 LC-Sr Lien Reserve Fund-1 912828L99 UNITED STATES TREASURY 1,082,257.00 - - - - - 682.59 (10,186.59) 1,072,753.00 6,350.83
256350023 LC-Sr Lien Reserve Fund-1 912828SA9 UNITED STATES TREASURY 179,098.91 - - - - - 781.96 (1,136.24) 178,744.63 47.41
256350023 LC-Sr Lien Reserve Fund-1 912828UH1 UNITED STATES TREASURY - 184,492.92 - - - - 972.93 (703.73) 184,762.12 49.31
256350023 LC-Sr Lien Reserve Fund-1 912828V49 UNITED STATES TREASURY 228,102.19 - - - - - 1,122.89 (4,260.95) 224,964.14 181.73
256350023 LC-Sr Lien Reserve Fund-1 912828SA9 UNITED STATES TREASURY 271,361.99 - - - - - 1,206.67 (1,743.46) 270,825.20 71.84
17,677,641.47 1,276,755.78 (799,967.57) - (176,014.46) (6,467.26) (391.69) (239,454.32) 17,732,101.95 62,523.40
18,470,344.47 5,396,753.63 (4,592,388.57) (265,000.00) (240,517.69) (6,755.47) (170.16) (251,411.96) 21,803,636.96 76,698.99
13
*Negative cash reflects securities in transit at month end
91 CIP STAMP Portfolio Summary of Investments for quarter ended March 31, 2018
Market SectorSecurity TypeAsset Class
Industry GroupCredit Rating
ATTACHMENT 5
14
BLANK
15
*Negative cash reflects securities in transit at month end
91 CIP STAMP Portfolio
Series A & Series B Reserve Fund Summary of Investments for quarter ended March 31, 2018
Credit Rating Industry Group
Asset Class Security Type Market Sector
ATTACHMENT 6
16
BLANK
17
91 CIP STAMP Portfolio
Residual Fund Required Retained Balance Summary of Investments for quarter ended March 31, 2018
Credit Rating Industry Group
Asset Class Security Type Market Sector
ATTACHMENT 7
18
BLANK
19
Page 11 of 32
Source
Account Account Identifier
Security Type
Category Issuer
Final
Maturity Trade Date Current Face Value Original Cost
Next Call
Date Base Market Value
Base Net Total
Unrealized
Gain/Loss Coupon Yield
Summarized
Credit Rating
245490001 LC-RCTC 2017 PRJ: Sales Tax 313385VE3 Agency FHLBanks Office of Finance 04/06/2018 03/26/2018 900,000.00 899,546.25 ---899,838.00 44.28 0.000 0.939 AAA
240907004 LC-RCTC Toll Revenue: - I-15 313385VE3 Agency FHLBanks Office of Finance 04/06/2018 03/26/2018 5,100,000.00 5,097,428.75 ---5,099,082.00 250.91 0.000 0.939 AAA
240907020 RCTC I-15 Prj RAMP UP RESERV313385VJ2 Agency FHLBanks Office of Finance 04/10/2018 03/28/2018 200,000.00 199,881.56 ---199,926.00 8.00 0.000 1.228 AAA
245490001 LC-RCTC 2017 PRJ: Sales Tax 3137ASR97 Agency CMO Federal Home Loan Mortgage Corporation 01/25/2022 02/27/2018 117,178.82 114,542.30 ---114,338.41 (252.89)1.573 2.765 AAA
240907004 LC-RCTC Toll Revenue: - I-15 3137A7NT3 Agency CMO Federal Home Loan Mortgage Corporation 08/25/2020 12/20/2017 83,254.99 83,833.87 ---83,433.16 (316.79)2.917 2.468 AAA
240907004 LC-RCTC Toll Revenue: - I-15 3137AKKC4 Agency CMO Federal Home Loan Mortgage Corporation 09/25/2018 12/04/2017 175,000.00 175,410.16 ---174,604.50 (524.22)2.303 2.478 AAA
240907004 LC-RCTC Toll Revenue: - I-15 3137AL6V6 Agency CMO Federal Home Loan Mortgage Corporation 10/25/2018 12/01/2017 678,680.04 680,323.73 ---677,594.16 (1,723.57)2.323 2.344 AAA
240907004 LC-RCTC Toll Revenue: - I-15 3137ANMN2 Agency CMO Federal Home Loan Mortgage Corporation 12/25/2018 12/01/2017 315,000.00 315,529.10 ---314,165.25 (1,030.49)2.220 2.418 AAA
240907004 LC-RCTC Toll Revenue: - I-15 3137ASR97 Agency CMO Federal Home Loan Mortgage Corporation 01/25/2022 02/27/2018 535,294.18 523,250.06 ---522,318.64 (1,155.26)1.573 2.765 AAA
240907004 LC-RCTC Toll Revenue: - I-15 31398E2E3 Agency CMO Federal Home Loan Mortgage Corporation 01/25/2019 01/03/2018 90,618.66 92,431.03 ---91,550.22 (429.94)5.053 2.806 AAA
240907004 LC-RCTC Toll Revenue: - I-15 3137FBUW4 Agency CMO Federal Home Loan Mortgage Corporation 10/25/2019 01/23/2018 830,000.00 830,389.06 ---830,000.00 (714.05)1.780 2.126 AAA
240907020 RCTC I-15 Prj RAMP UP RESERV3137ANMN2 Agency CMO Federal Home Loan Mortgage Corporation 12/25/2018 12/05/2017 1,800,000.00 1,803,697.20 ---1,795,230.00 (6,337.22)2.220 2.418 AAA
240907020 RCTC I-15 Prj RAMP UP RESERV3137ASR97 Agency CMO Federal Home Loan Mortgage Corporation 01/25/2022 02/27/2018 39,947.33 39,048.51 ---38,979.00 (86.21)1.573 2.765 AAA
240907020 RCTC I-15 Prj RAMP UP RESERV3137B84S3 Agency CMO Federal Home Loan Mortgage Corporation 02/15/2029 01/31/2018 172,760.64 170,601.13 ---169,932.55 (684.36)2.000 2.822 AAA
240907020 RCTC I-15 Prj RAMP UP RESERV3137A5FP4 Agency CMO Federal Home Loan Mortgage Corporation 01/15/2021 01/30/2018 84,037.51 84,247.61 ---83,956.83 (280.59)2.500 2.512 AAA
245490001 LC-RCTC 2017 PRJ: Sales Tax 31398NG99 Agency CMO Federal National Mortgage Association 10/25/2025 03/21/2018 95,854.26 95,434.90 ---95,362.53 (56.68)2.000 2.594 AAA
240907004 LC-RCTC Toll Revenue: - I-15 31397Q4Q8 Agency CMO Federal National Mortgage Association 03/25/2035 01/10/2018 382,264.07 385,489.43 ---384,614.99 (201.25)4.000 1.696 AAA
240907004 LC-RCTC Toll Revenue: - I-15 31398NG99 Agency CMO Federal National Mortgage Association 10/25/2025 03/21/2018 316,530.29 315,145.47 ---314,906.49 (187.20)2.000 2.594 AAA
240907020 RCTC I-15 Prj RAMP UP RESERV31392J6N4 Agency CMO Federal National Mortgage Association 04/25/2023 12/05/2017 673,422.40 732,603.34 ---704,911.63 (24,676.87)5.500 2.840 AAA
240907020 RCTC I-15 Prj RAMP UP RESERV31397SE83 Agency CMO Federal National Mortgage Association 02/25/2039 01/30/2018 75,816.45 76,242.91 ---75,949.89 (195.59)4.000 3.018 AAA
240907020 RCTC I-15 Prj RAMP UP RESERV31398N2K9 Agency CMO Federal National Mortgage Association 11/25/2025 01/31/2018 67,337.64 67,590.16 ---67,357.17 (178.22)3.500 2.725 AAA
240907020 RCTC I-15 Prj RAMP UP RESERV383742C76 Agency CMO Government National Mortgage Association 08/16/2037 01/31/2018 101,079.71 103,606.69 ---103,553.13 16.17 4.000 2.842 AAA
240907020 RCTC I-15 Prj RAMP UP RESERV38375JCJ2 Agency CMO Government National Mortgage Association 12/16/2037 01/31/2018 39,258.99 39,381.68 ---39,517.71 154.72 5.305 3.185 AAA
240907020 RCTC I-15 Prj RAMP UP RESERV38378CDK0 Agency CMO The Government National Mortgage Association Guarante 03/20/2035 01/30/2018 155,786.25 157,222.40 ---156,529.35 (580.99)3.000 2.401 AAA
240907020 RCTC I-15 Prj RAMP UP RESERV38378AWX5 Agency CMO The Government National Mortgage Association Guarante 01/20/2036 01/30/2018 218,809.26 220,928.98 ---219,857.36 (972.27)3.000 2.524 AAA
240907020 RCTC I-15 Prj RAMP UP RESERV38376THB1 Agency CMO The Government National Mortgage Association Guarante 10/20/2037 01/30/2018 8,922.74 8,939.47 ---8,935.77 11.75 4.000 0.149 AAA
240907004 LC-RCTC Toll Revenue: - I-15 3137A6AZ5 Agency MBS Federal Home Loan Mortgage Corporation 07/25/2020 01/10/2018 77,934.54 78,567.76 ---78,209.65 (263.31)3.320 2.436 AAA
240907004 LC-RCTC Toll Revenue: - I-15 3137B6ZL8 Agency MBS Federal Home Loan Mortgage Corporation 12/25/2019 12/20/2017 114,230.11 114,176.57 ---113,847.44 (289.89)2.075 2.434 AAA
240907020 RCTC I-15 Prj RAMP UP RESERV31283K5N4 Agency MBS Federal Home Loan Mortgage Corporation 08/01/2020 12/05/2017 898,416.90 918,652.84 ---916,322.35 (38,639.84)5.000 2.677 AAA
240907020 RCTC I-15 Prj RAMP UP RESERV3137B1U75 Agency MBS Federal Home Loan Mortgage Corporation 01/25/2023 02/27/2018 120,000.00 117,965.63 ---118,093.20 94.84 2.522 2.901 AAA
240907020 RCTC I-15 Prj RAMP UP RESERV3137AXHN6 Agency MBS Federal Home Loan Mortgage Corporation 02/25/2022 01/25/2018 91,695.08 90,434.27 ---89,994.13 (460.89)1.749 2.670 AAA
240907020 RCTC I-15 Prj RAMP UP RESERV3137B1UF7 Agency MBS Federal Home Loan Mortgage Corporation 09/25/2022 01/25/2018 45,778.34 45,105.97 ---44,876.05 (239.87)1.785 2.676 AAA
245490001 LC-RCTC 2017 PRJ: Sales Tax 3136A7MK5 Agency MBS Federal National Mortgage Association 12/25/2019 03/21/2018 74,894.90 74,450.22 ---74,361.65 (77.74)1.801 2.901 AAA
240907004 LC-RCTC Toll Revenue: - I-15 3136AK2A0 Agency MBS Federal National Mortgage Association 09/25/2019 01/08/2018 224,079.86 223,738.76 ---222,522.50 (1,234.77)2.171 2.726 AAA
240907004 LC-RCTC Toll Revenue: - I-15 3136ASPX8 Agency MBS Federal National Mortgage Association 06/25/2019 02/14/2018 355,129.74 354,151.41 ---353,410.91 (669.71)1.785 2.621 AAA
240907004 LC-RCTC Toll Revenue: - I-15 31381S5E8 Agency MBS Federal National Mortgage Association 12/01/2018 12/01/2017 443,934.67 445,668.79 ---443,677.19 (1,165.03)2.640 2.468 AAA
240907020 RCTC I-15 Prj RAMP UP RESERV3136AC7J4 Agency MBS Federal National Mortgage Association 03/25/2023 02/21/2018 61,863.74 60,846.37 ---60,949.39 84.11 2.493 3.069 AAA
240907020 RCTC I-15 Prj RAMP UP RESERV31418ASD1 Agency MBS Federal National Mortgage Association 04/01/2023 01/31/2018 99,997.04 99,025.88 ---98,690.08 (340.22)2.000 2.593 AAA
240907020 RCTC I-15 Prj RAMP UP RESERV3136A96F0 Agency MBS Federal National Mortgage Association 11/25/2022 02/27/2018 75,000.00 72,694.34 ---72,645.00 (99.61)2.184 3.422 AAA
240907004 LC-RCTC Toll Revenue: - I-15 36225B5Y0 Agency MBS Government National Mortgage Association 06/15/2019 12/21/2017 66,544.68 67,293.31 ---66,923.32 (180.05)5.500 2.748 AAA
240907004 LC-RCTC Toll Revenue: - I-15 02582JGN4 Asset Backed American Express Credit Account Master Trust 05/15/2019 01/16/2018 252,000.00 252,885.94 ---252,690.48 (125.74)2.147 2.014 AAA
245490001 LC-RCTC 2017 PRJ: Sales Tax 05522RCQ9 Asset Backed BA Credit Card Trust 01/15/2019 03/21/2018 325,000.00 325,710.94 ---325,744.25 59.94 2.157 1.979 AAA
240907004 LC-RCTC Toll Revenue: - I-15 05522RCQ9 Asset Backed BA Credit Card Trust 01/15/2019 03/21/2018 1,100,000.00 1,102,406.25 ---1,102,519.00 202.89 2.157 1.979 AAA
240907004 LC-RCTC Toll Revenue: - I-15 05581RAD8 Asset Backed Bmw Vehicle Lease Trust 2016-1 01/22/2019 12/22/2017 688,815.12 687,846.48 ---687,644.13 (672.96)1.340 2.693 AAA
240907004 LC-RCTC Toll Revenue: - I-15 05582XAB8 Asset Backed Bmw Vehicle Lease Trust 2016-2 01/22/2019 12/22/2017 162,453.54 162,225.10 ---162,279.72 (78.85)1.230 2.808 AAA
240907004 LC-RCTC Toll Revenue: - I-15 05582XAD4 Asset Backed Bmw Vehicle Lease Trust 2016-2 09/20/2019 07/27/2017 965,000.00 963,002.14 ---959,287.20 (4,924.68)1.430 2.717 AAA
245490001 LC-RCTC 2017 PRJ: Sales Tax 161571HA5 Asset Backed Chase Issuance Trust 07/16/2018 12/19/2017 360,000.00 359,690.63 ---359,168.40 (673.47)1.620 2.420 AAA
240907004 LC-RCTC Toll Revenue: - I-15 161571FW9 Asset Backed Chase Issuance Trust 04/16/2018 ---1,325,000.00 1,325,765.62 ---1,325,079.50 (45.79)2.057 1.936 AAA
240907004 LC-RCTC Toll Revenue: - I-15 161571GY4 Asset Backed Chase Issuance Trust 04/16/2018 ---360,000.00 359,524.92 ---359,866.80 (53.90)1.360 2.203 AAA
240907004 LC-RCTC Toll Revenue: - I-15 161571HA5 Asset Backed Chase Issuance Trust 07/16/2018 01/02/2018 1,500,000.00 1,498,710.94 ---1,496,535.00 (2,761.77)1.620 2.420 AAA
240907004 LC-RCTC Toll Revenue: - I-15 161571HC1 Asset Backed Chase Issuance Trust 06/17/2019 ---763,000.00 758,373.05 ---752,188.29 (7,723.18)1.370 2.570 AAA
240907004 LC-RCTC Toll Revenue: - I-15 161571HJ6 Asset Backed Chase Issuance Trust 01/15/2020 03/23/2018 500,000.00 501,347.66 ---501,345.00 11.63 2.077 2.038 AAA
240907004 LC-RCTC Toll Revenue: - I-15 41284AAE8 Asset Backed Harley-Davidson Motorcycle Trust 2014-1 10/15/2021 11/27/2017 355,045.52 354,879.09 ---354,662.07 (268.05)1.550 1.813 AAA
245490001 LC-RCTC 2017 PRJ: Sales Tax 41284CAD6 Asset Backed Harley-Davidson Motorcycle Trust 2015-2 03/16/2020 01/31/2018 31,910.84 31,873.45 ---31,866.17 (17.71)1.300 2.382 AAA
240907004 LC-RCTC Toll Revenue: - I-15 43814KAD3 Asset Backed Honda Auto Receivables 2015-1 Owner Trust 11/16/2020 07/24/2017 656,898.60 656,154.45 ---657,286.17 645.02 1.320 1.115 AAA
245490001 LC-RCTC 2017 PRJ: Sales Tax 43814LAC3 Asset Backed Honda Auto Receivables 2015-4 Owner Trust 09/23/2019 11/09/2017 82,381.29 82,178.55 ---81,974.33 (252.07)1.230 2.425 AAA
240907004 LC-RCTC Toll Revenue: - I-15 43814LAC3 Asset Backed Honda Auto Receivables 2015-4 Owner Trust 09/23/2019 07/24/2017 812,973.25 811,258.38 ---808,957.16 (3,042.41)1.230 2.425 AAA
240907004 LC-RCTC Toll Revenue: - I-15 43813FAA1 Asset Backed Honda Auto Receivables 2017-4 Owner Trust 12/21/2018 11/22/2017 725,772.75 725,772.75 ---725,772.75 0.00 1.430 1.500 AAA
240907004 LC-RCTC Toll Revenue: - I-15 47787UAE3 Asset Backed John Deere Owner Trust 2015 12/15/2021 07/24/2017 747,000.00 747,350.16 ---745,252.02 (1,841.15)1.650 2.262 AAA
240907004 LC-RCTC Toll Revenue: - I-15 47787UAD5 Asset Backed John Deere Owner Trust 2015 06/17/2019 12/21/2017 38,878.40 38,817.65 ---38,834.85 (15.99)1.320 2.713 AAA
245490001 LC-RCTC 2017 PRJ: Sales Tax 47788CAA0 Asset Backed John Deere Owner Trust 2018 03/15/2019 02/21/2018 750,000.00 750,000.00 ---750,015.00 15.00 1.950 2.010 AAA
240907004 LC-RCTC Toll Revenue: - I-15 47788CAA0 Asset Backed John Deere Owner Trust 2018 03/15/2019 02/21/2018 2,250,000.00 2,250,000.00 ---2,250,045.00 45.00 1.950 2.010 AAA
245490001 LC-RCTC 2017 PRJ: Sales Tax 58768MAC5 Asset Backed Mercedes-Benz Auto Lease Trust 2016-B 08/15/2019 03/20/2018 272,000.00 270,650.63 ---270,713.44 (24.17)1.350 2.587 AAA
240907004 LC-RCTC Toll Revenue: - I-15 58768MAC5 Asset Backed Mercedes-Benz Auto Lease Trust 2016-B 08/15/2019 ---1,594,000.00 1,589,467.81 ---1,586,460.38 (5,376.98)1.350 2.587 AAA
240907004 LC-RCTC Toll Revenue: - I-15 58769DAD2 Asset Backed Mercedes-Benz Auto Lease Trust 2017-A 03/16/2020 07/27/2017 965,000.00 965,942.38 ---958,582.75 (6,954.49)1.790 2.556 AAA
245490001 LC-RCTC 2017 PRJ: Sales Tax 65478QAD0 Asset Backed Nissan Auto Lease Trust 2016-A 03/15/2019 07/19/2017 1,175,965.10 438.05 ---1,173,801.32 1,057,576.07 1.490 2.530 AAA
240907004 LC-RCTC Toll Revenue: - I-15 65479AAD4 Asset Backed Nissan Auto Lease Trust 2017-A 04/15/2020 01/25/2018 850,000.00 846,115.23 ---842,273.50 (4,336.06)1.910 2.711 AAA
245490001 LC-RCTC 2017 PRJ: Sales Tax 65477UAC4 Asset Backed Nissan Auto Receivables 10/15/2019 11/07/2017 48,543.18 48,459.76 ---48,416.48 (74.56)1.050 2.436 AAA
240907004 LC-RCTC Toll Revenue: - I-15 65477UAC4 Asset Backed Nissan Auto Receivables 10/15/2019 11/07/2017 145,629.54 145,379.24 ---145,249.44 (223.65)1.050 2.436 AAA
240907004 LC-RCTC Toll Revenue: - I-15 65477PAD3 Asset Backed Nissan Auto Receivables 2014-A Owner Trust 08/17/2020 07/25/2017 245,070.03 244,964.73 ---244,717.13 (300.56)1.340 2.233 AAA
2017 Financing STAMP Portfolio by Investment Category for quarter ended March 31, 2018
ATTACHMENT 8
20
Page 12 of 32
Source
Account Account Identifier
Security Type
Category Issuer
Final
Maturity Trade Date Current Face Value Original Cost
Next Call
Date Base Market Value
Base Net Total
Unrealized
Gain/Loss Coupon Yield
Summarized
Credit Rating
2017 Financing STAMP Portfolio by Investment Category for quarter ended March 31, 2018
240907004 LC-RCTC Toll Revenue: - I-15 65478AAD5 Asset Backed Nissan Auto Receivables 2015-C Owner Trust 05/15/2020 12/21/2017 675,244.18 673,002.16 ---671,138.70 (2,166.17)1.370 2.506 AAA
245490001 LC-RCTC 2017 PRJ: Sales Tax 89190AAD2 Asset Backed Toyota Auto Receivables 2014-C Owner Trust 04/15/2020 07/19/2017 873,215.93 873,079.49 ---871,984.69 (1,176.71)1.440 2.704 AAA
240907004 LC-RCTC Toll Revenue: - I-15 89236WAC2 Asset Backed Toyota Auto Receivables 2015-A Owner Trust 02/15/2019 11/07/2017 12,279.45 12,269.38 ---12,276.87 1.42 1.120 1.527 AAA
240907004 LC-RCTC Toll Revenue: - I-15 89236WAD0 Asset Backed Toyota Auto Receivables 2015-A Owner Trust 06/15/2020 01/19/2018 548,000.00 546,522.97 ---545,977.88 (1,006.89)1.520 2.429 AAA
245490001 LC-RCTC 2017 PRJ: Sales Tax 90290XAD9 Asset Backed USAA Auto Owner Trust 2005-1 11/16/2020 03/22/2018 223,108.83 222,376.76 ---222,361.42 (16.03)1.540 2.076 AAA
240907004 LC-RCTC Toll Revenue: - I-15 90290XAD9 Asset Backed USAA Auto Owner Trust 2005-1 11/16/2020 03/22/2018 758,570.03 756,080.98 ---756,028.83 (54.48)1.540 2.076 AAA
240907020 RCTC I-15 Prj RAMP UP RESERV62888VAA6 CMO NCUA Guaranteed Notes Trust 2011-R1 10/07/2020 01/30/2018 53,772.69 53,940.74 ---53,968.96 38.38 2.030 2.181 AAA
240907004 LC-RCTC Toll Revenue: - I-15 00287YAN9 Corporate AbbVie Inc.05/14/2018 12/21/2017 1,000,000.00 999,780.00 ---999,270.00 (661.94)1.800 2.383 A
245490001 LC-RCTC 2017 PRJ: Sales Tax 0258M0EJ4 Corporate American Express Credit Corporation 05/03/2019 07/19/2017 2,000,000.00 2,006,000.00 04/02/2019 2,002,340.00 (1,341.61)2.117 2.510 A
240907004 LC-RCTC Toll Revenue: - I-15 0258M0DK2 Corporate American Express Credit Corporation 03/18/2019 07/25/2017 1,000,000.00 1,006,560.00 ---994,760.00 (9,189.16)2.125 2.677 A
240907004 LC-RCTC Toll Revenue: - I-15 0258M0EE5 Corporate American Express Credit Corporation 03/03/2020 07/25/2017 500,000.00 503,990.00 02/01/2020 493,000.00 (9,970.91)2.200 2.953 A
240907004 LC-RCTC Toll Revenue: - I-15 03523TAN8 Corporate Anheuser-Busch InBev Worldwide Inc.01/15/2020 07/26/2017 1,000,000.00 1,084,440.00 ---1,046,140.00 (16,327.90)5.375 2.717 A
240907004 LC-RCTC Toll Revenue: - I-15 94973VBE6 Corporate Anthem, Inc.07/15/2018 07/26/2017 1,500,000.00 1,509,105.00 ---1,498,710.00 (4,132.15)2.300 2.585 A
245490001 LC-RCTC 2017 PRJ: Sales Tax 06051GEY1 Corporate Bank of America Corporation 01/15/2019 07/19/2017 1,500,000.00 1,518,015.00 ---1,510,200.00 558.64 2.762 2.490 A
240907004 LC-RCTC Toll Revenue: - I-15 06051GFN4 Corporate Bank of America Corporation 04/21/2020 12/04/2017 1,000,000.00 997,850.00 ---985,450.00 (12,691.70)2.250 2.984 A
245490001 LC-RCTC 2017 PRJ: Sales Tax 06367TPX2 Corporate Bank of Montreal 12/12/2019 07/19/2017 1,630,000.00 1,637,318.70 ---1,608,793.70 (26,468.51)2.100 2.889 A
240907004 LC-RCTC Toll Revenue: - I-15 06367TPX2 Corporate Bank of Montreal 12/12/2019 07/26/2017 1,000,000.00 1,005,160.00 ---986,990.00 (16,780.09)2.100 2.889 A
240907004 LC-RCTC Toll Revenue: - I-15 07330NAL9 Corporate Branch Banking and Trust Company 05/10/2019 07/27/2017 1,000,000.00 995,340.00 04/10/2019 985,610.00 (11,434.57)1.450 2.773 A
240907004 LC-RCTC Toll Revenue: - I-15 14912L6Y2 Corporate Caterpillar Financial Services Corporation 01/10/2020 07/26/2017 1,000,000.00 1,008,020.00 ---988,650.00 (17,273.78)2.100 2.758 A
245490001 LC-RCTC 2017 PRJ: Sales Tax 172967JQ5 Corporate Citigroup Inc.04/27/2018 07/20/2017 1,950,000.00 1,957,117.50 ---1,950,429.00 (243.93)2.450 2.158 BBB
240907004 LC-RCTC Toll Revenue: - I-15 172967HM6 Corporate Citigroup Inc.04/08/2019 07/25/2017 1,000,000.00 1,010,110.00 ---999,000.00 (7,239.02)2.550 2.649 BBB
240907004 LC-RCTC Toll Revenue: - I-15 172967JJ1 Corporate Citigroup Inc.02/18/2020 07/25/2017 500,000.00 503,600.00 ---494,555.00 (8,149.49)2.400 2.998 BBB
240907004 LC-RCTC Toll Revenue: - I-15 17401QAB7 Corporate Citizens Bank, National Association 12/04/2019 07/26/2017 1,000,000.00 1,008,450.00 11/04/2019 989,040.00 (17,028.08)2.450 3.124 A
240907004 LC-RCTC Toll Revenue: - I-15 20030NAW1 Corporate Comcast Corporation 05/15/2018 12/21/2017 1,500,000.00 1,522,245.00 ---1,505,715.00 (1,276.29)5.700 2.587 A
245490001 LC-RCTC 2017 PRJ: Sales Tax 21688AAD4 Corporate Cooperatieve Rabobank U.A.01/14/2020 07/20/2017 2,000,000.00 2,016,800.00 ---1,974,280.00 (37,971.74)2.250 2.992 AA
240907004 LC-RCTC Toll Revenue: - I-15 22546QAN7 Corporate Credit Suisse AG 05/28/2019 07/26/2017 1,000,000.00 1,009,340.00 ---993,630.00 (12,406.09)2.300 2.860 A
245490001 LC-RCTC 2017 PRJ: Sales Tax 375558BQ5 Corporate Gilead Sciences, Inc.09/20/2019 09/14/2017 340,000.00 340,000.00 ---340,207.40 207.40 2.452 2.512 A
240907004 LC-RCTC Toll Revenue: - I-15 375558BQ5 Corporate Gilead Sciences, Inc.09/20/2019 09/14/2017 595,000.00 595,000.00 ---595,362.95 362.95 2.452 2.512 A
240907004 LC-RCTC Toll Revenue: - I-15 40428HPN6 Corporate HSBC USA Inc.11/13/2019 07/26/2017 1,000,000.00 1,010,720.00 ---990,910.00 (16,805.94)2.375 2.953 A
240907004 LC-RCTC Toll Revenue: - I-15 24422ETJ8 Corporate John Deere Capital Corporation 10/09/2019 07/26/2017 1,125,000.00 1,114,650.00 ---1,099,822.50 (17,872.97)1.250 2.759 A
240907004 LC-RCTC Toll Revenue: - I-15 46625HHL7 Corporate JPMorgan Chase & Co.04/23/2019 07/25/2017 1,000,000.00 1,075,520.00 ---1,037,580.00 (9,654.28)6.300 2.691 A
240907004 LC-RCTC Toll Revenue: - I-15 46625HKA7 Corporate JPMorgan Chase & Co.01/23/2020 07/25/2017 500,000.00 503,005.00 12/23/2019 493,925.00 (8,280.83)2.250 2.942 A
240907004 LC-RCTC Toll Revenue: - I-15 49327M2P8 Corporate KeyBank National Association 08/22/2019 07/24/2017 1,000,000.00 995,550.00 ---984,360.00 (12,575.91)1.600 2.750 A
245490001 LC-RCTC 2017 PRJ: Sales Tax 61746BDY9 Corporate Morgan Stanley 02/01/2019 07/20/2017 1,950,000.00 1,981,200.00 ---1,965,931.50 (1,270.66)3.148 2.694 A
240907004 LC-RCTC Toll Revenue: - I-15 61746BDM5 Corporate Morgan Stanley 01/24/2019 07/25/2017 1,000,000.00 1,009,060.00 ---998,220.00 (6,872.11)2.500 2.719 A
240907004 LC-RCTC Toll Revenue: - I-15 61747YDW2 Corporate Morgan Stanley 01/27/2020 07/25/2017 500,000.00 506,130.00 ---496,920.00 (7,641.90)2.650 2.998 A
240907004 LC-RCTC Toll Revenue: - I-15 718172BF5 Corporate Philip Morris International Inc.01/15/2019 07/26/2017 1,000,000.00 1,003,040.00 ---994,150.00 (7,535.96)1.875 2.625 A
240907004 LC-RCTC Toll Revenue: - I-15 69353REV6 Corporate PNC Bank, National Association 03/04/2019 07/26/2017 1,000,000.00 1,003,210.00 02/02/2019 993,680.00 (8,144.56)1.950 2.643 A
240907004 LC-RCTC Toll Revenue: - I-15 74432QBW4 Corporate Prudential Financial, Inc.08/15/2018 07/26/2017 1,500,000.00 1,510,920.00 ---1,498,770.00 (5,282.45)2.300 2.514 A
240907004 LC-RCTC Toll Revenue: - I-15 780082AA1 Corporate Royal Bank of Canada 02/05/2020 07/26/2017 1,500,000.00 1,497,390.00 ---1,476,690.00 (21,361.66)1.875 2.743 AAA
240907004 LC-RCTC Toll Revenue: - I-15 064159HC3 Corporate The Bank of Nova Scotia 01/15/2019 01/23/2018 400,000.00 399,504.00 ---397,828.00 (1,768.71)1.950 2.646 A
240907004 LC-RCTC Toll Revenue: - I-15 38141GFM1 Corporate The Goldman Sachs Group, Inc.04/01/2018 10/16/2017 1,000,000.00 1,020,020.00 ---1,000,000.00 0.00 6.150 5.968 A
240907004 LC-RCTC Toll Revenue: - I-15 38141EA25 Corporate The Goldman Sachs Group, Inc.02/15/2019 07/25/2017 1,000,000.00 1,084,540.00 ---1,040,230.00 (8,844.81)7.500 2.808 A
240907004 LC-RCTC Toll Revenue: - I-15 38141EA58 Corporate The Goldman Sachs Group, Inc.03/15/2020 07/26/2017 500,000.00 540,800.00 ---521,350.00 (9,523.90)5.375 3.110 A
240907004 LC-RCTC Toll Revenue: - I-15 446438RN5 Corporate The Huntington National Bank 06/30/2018 07/27/2017 1,500,000.00 1,505,700.00 ---1,498,440.00 (3,138.46)2.000 2.406 A
245490001 LC-RCTC 2017 PRJ: Sales Tax 89114QAV0 Corporate Toronto Dominion Bank 11/05/2019 07/20/2017 2,000,000.00 2,019,800.00 ---1,983,540.00 (30,431.62)2.250 2.780 AA
240907004 LC-RCTC Toll Revenue: - I-15 89114QAS7 Corporate Toronto Dominion Bank 07/02/2019 07/27/2017 1,000,000.00 1,007,670.00 ---993,180.00 (11,920.70)2.125 2.680 AA
240907004 LC-RCTC Toll Revenue: - I-15 89114QBE7 Corporate Toronto Dominion Bank 01/22/2019 01/23/2018 370,000.00 369,463.50 ---368,124.10 (1,437.57)1.950 2.584 AA
240907004 LC-RCTC Toll Revenue: - I-15 90261XHE5 Corporate UBS AG 08/14/2019 07/25/2017 850,000.00 857,505.50 ---843,786.50 (11,360.79)2.375 2.921 A
245490001 LC-RCTC 2017 PRJ: Sales Tax 94988J5G8 Corporate Wells Fargo Bank, National Association 12/06/2019 07/19/2017 2,000,000.00 2,014,280.00 ---1,978,460.00 (31,770.72)2.150 2.808 AA
240907004 LC-RCTC Toll Revenue: - I-15 02360SD47 CP Ameren Corporation 04/04/2018 03/27/2018 1,495,000.00 1,494,235.89 ---1,494,835.55 122.09 0.000 0.993 AA
240907004 LC-RCTC Toll Revenue: - I-15 43357MD56 CP Hitachi Capital America Corp.04/05/2018 03/27/2018 700,000.00 699,615.00 ---699,888.00 59.11 0.000 1.155 AA
240907004 LC-RCTC Toll Revenue: - I-15 31846V203 MM Fund First American Funds, Inc.03/31/2018 03/26/2018 0.00 412,243.66 ---412,243.66 0.00 1.250 1.250 AAA
240907020 RCTC I-15 Prj RAMP UP RESERV31846V203 MM Fund First American Funds, Inc.03/31/2018 03/29/2018 0.00 20,993.45 ---20,993.45 0.00 1.250 1.250 AAA
245490001 LC-RCTC 2017 PRJ: Sales Tax 9AMMF05B2 MM Fund U.S. Bank Money Market Account Fund 03/31/2018 ---0.00 144,201.68 ---144,201.68 0.00 0.200 0.000 ---
240907004 LC-RCTC Toll Revenue: - I-15 392274A89 Muni Greater Orlando Aviation Authority.10/01/2019 07/26/2017 700,000.00 724,094.00 ---708,414.00 (8,546.47)3.483 2.662 AA
240907004 LC-RCTC Toll Revenue: - I-15 419792XC5 Muni Hawaii, State of 04/01/2018 01/31/2018 495,000.00 495,000.00 ---495,000.00 0.00 1.750 1.735 AA
245490001 LC-RCTC 2017 PRJ: Sales Tax 54438CWT5 Muni Los Angeles Community College District 08/01/2018 11/09/2017 275,000.00 275,000.00 ---274,747.00 (253.00)1.620 1.890 AA
240907004 LC-RCTC Toll Revenue: - I-15 54438CWT5 Muni Los Angeles Community College District 08/01/2018 11/09/2017 545,000.00 545,000.00 ---544,498.60 (501.40)1.620 1.890 AA
240907004 LC-RCTC Toll Revenue: - I-15 569203LT7 Muni Salem-Keizer School District #24J 06/15/2018 11/15/2017 400,000.00 399,684.00 ---399,744.00 (143.82)1.513 1.813 AA
240907004 LC-RCTC Toll Revenue: - I-15 73358WT46 Muni The Port Authority of New York and New Jersey 09/15/2018 01/24/2018 220,000.00 220,000.00 ---219,786.60 (213.40)2.114 2.326 AA
240907004 LC-RCTC Toll Revenue: - I-15 92419RAA0 Muni Vermont Housing Finance Agency 05/01/2018 01/09/2018 420,000.00 420,000.00 ---419,916.00 (84.00)1.840 2.057 AA
240907020 RCTC I-15 Prj RAMP UP RESERV912828SA9 TIPS Treasury, United States Department of 01/15/2022 ---317,532.60 315,171.58 ---314,157.23 (1,124.42)0.125 0.408 AAA
240907020 RCTC I-15 Prj RAMP UP RESERV912828UH1 TIPS Treasury, United States Department of 01/15/2023 02/05/2018 80,524.50 79,453.89 ---79,183.77 (301.59)0.125 0.477 AAA
245490001 LC-RCTC 2017 PRJ: Sales Tax 912828UZ1 US Gov Treasury, United States Department of 04/30/2018 03/14/2018 1,000,000.00 998,554.69 ---999,250.00 141.79 0.625 1.498 AAA
245490001 LC-RCTC 2017 PRJ: Sales Tax 912828VK3 US Gov Treasury, United States Department of 06/30/2018 03/22/2018 765,000.00 764,103.52 ---764,173.80 (11.22)1.375 1.796 AAA
245490001 LC-RCTC 2017 PRJ: Sales Tax 912828K25 US Gov Treasury, United States Department of 04/15/2018 ---1,075,000.00 1,073,991.21 ---1,074,677.50 1.26 0.750 1.428 AAA
240907004 LC-RCTC Toll Revenue: - I-15 912828UZ1 US Gov Treasury, United States Department of 04/30/2018 01/31/2018 3,000,000.00 2,994,257.81 ---2,997,750.00 (378.95)0.625 1.498 AAA
240907004 LC-RCTC Toll Revenue: - I-15 912828VK3 US Gov Treasury, United States Department of 06/30/2018 03/22/2018 5,000,000.00 4,994,140.63 ---4,994,600.00 (73.30)1.375 1.796 AAA
240907004 LC-RCTC Toll Revenue: - I-15 912828K25 US Gov Treasury, United States Department of 04/15/2018 02/27/2018 2,500,000.00 2,497,558.59 ---2,499,250.00 (6.96)0.750 1.428 AAA21
Page 13 of 32
Source
Account Account Identifier
Security Type
Category Issuer
Final
Maturity Trade Date Current Face Value Original Cost
Next Call
Date Base Market Value
Base Net Total
Unrealized
Gain/Loss Coupon Yield
Summarized
Credit Rating
2017 Financing STAMP Portfolio by Investment Category for quarter ended March 31, 2018
240907020 RCTC I-15 Prj RAMP UP RESERV912828QQ6 US Gov Treasury, United States Department of 05/31/2018 01/30/2018 700,000.00 701,968.75 ---700,735.00 (249.38)2.375 1.743 AAA
240907020 RCTC I-15 Prj RAMP UP RESERV912828UF5 US Gov Treasury, United States Department of 12/31/2019 01/30/2018 190,000.00 186,519.14 ---186,333.00 (483.05)1.125 2.253 AAA
240907020 RCTC I-15 Prj RAMP UP RESERV912828VK3 US Gov Treasury, United States Department of 06/30/2018 01/30/2018 705,000.00 704,476.76 ---704,238.60 (447.46)1.375 1.796 AAA
245490001 LC-RCTC 2017 PRJ: Sales Tax 912828QB9 US Gov Treasury, United States Department of 03/31/2018 03/14/2018 1,000,000.00 1,000,507.81 ---1,000,000.00 0.00 2.875 2.834 AAA
240907004 LC-RCTC Toll Revenue: - I-15 912828QB9 US Gov Treasury, United States Department of 03/31/2018 01/16/2018 5,365,000.00 5,380,089.06 ---5,365,000.00 0.00 2.875 2.834 AAA
245490001 LC-RCTC 2017 PRJ: Sales Tax 912828UU2 US Gov Treasury, United States Department of 03/31/2018 03/20/2018 525,000.00 524,815.43 ---525,000.00 0.00 0.750 0.747 AAA
240907004 LC-RCTC Toll Revenue: - I-15 912828UU2 US Gov Treasury, United States Department of 03/31/2018 03/20/2018 1,700,000.00 1,699,402.34 ---1,700,000.00 0.00 0.750 0.747 AAA
240907020 RCTC I-15 Prj RAMP UP RESERV912828K25 US Gov Treasury, United States Department of 04/15/2018 02/27/2018 695,000.00 694,298.44 ---694,791.50 5.02 0.750 1.428 AAA
116,776,939.19 116,793,278.85 117,185,372.26 475,362.44
22
BLANK
23
Page 14 of 32
Source
Account Account Identifier
Security Type
Category Issuer Final Maturity Trade Date
Current Face
Value Original Cost
Next Call
Date Base Market Value
Base Net Total
Unrealized
Gain/Loss Coupon Yield
Summarized
Credit Rating
240907004 LC-RCTC Toll Revenue: - I-15 313385VE3 Agency FHLBanks Office of Finance 04/06/2018 03/26/2018 5,100,000.00 5,097,428.75 ---5,099,082.00 250.91 0.000 0.939 AAA
240907004 LC-RCTC Toll Revenue: - I-15 3137A7NT3 Agency CMO Federal Home Loan Mortgage Corporation 08/25/2020 12/20/2017 83,254.99 83,833.87 ---83,433.16 (316.79) 2.917 2.468 AAA
240907004 LC-RCTC Toll Revenue: - I-15 3137AKKC4 Agency CMO Federal Home Loan Mortgage Corporation 09/25/2018 12/04/2017 175,000.00 175,410.16 ---174,604.50 (524.22) 2.303 2.478 AAA
240907004 LC-RCTC Toll Revenue: - I-15 3137AL6V6 Agency CMO Federal Home Loan Mortgage Corporation 10/25/2018 12/01/2017 678,680.04 680,323.73 ---677,594.16 (1,723.57) 2.323 2.344 AAA
240907004 LC-RCTC Toll Revenue: - I-15 3137ANMN2 Agency CMO Federal Home Loan Mortgage Corporation 12/25/2018 12/01/2017 315,000.00 315,529.10 ---314,165.25 (1,030.49) 2.220 2.418 AAA
240907004 LC-RCTC Toll Revenue: - I-15 3137ASR97 Agency CMO Federal Home Loan Mortgage Corporation 01/25/2022 02/27/2018 535,294.18 523,250.06 ---522,318.64 (1,155.26) 1.573 2.765 AAA
240907004 LC-RCTC Toll Revenue: - I-15 31398E2E3 Agency CMO Federal Home Loan Mortgage Corporation 01/25/2019 01/03/2018 90,618.66 92,431.03 ---91,550.22 (429.94) 5.053 2.806 AAA
240907004 LC-RCTC Toll Revenue: - I-15 31397Q4Q8 Agency CMO Federal National Mortgage Association 03/25/2035 01/10/2018 382,264.07 385,489.43 ---384,614.99 (201.25) 4.000 1.696 AAA
240907004 LC-RCTC Toll Revenue: - I-15 31398NG99 Agency CMO Federal National Mortgage Association 10/25/2025 03/21/2018 316,530.29 315,145.47 ---314,906.49 (187.20) 2.000 2.594 AAA
240907004 LC-RCTC Toll Revenue: - I-15 3137FBUW4 Agency CMO Federal Home Loan Mortgage Corporation 10/25/2019 01/23/2018 830,000.00 830,389.06 ---830,000.00 (714.05) 1.780 2.126 AAA
240907004 LC-RCTC Toll Revenue: - I-15 3137A6AZ5 Agency MBS Federal Home Loan Mortgage Corporation 07/25/2020 01/10/2018 77,934.54 78,567.76 ---78,209.65 (263.31) 3.320 2.436 AAA
240907004 LC-RCTC Toll Revenue: - I-15 3137B6ZL8 Agency MBS Federal Home Loan Mortgage Corporation 12/25/2019 12/20/2017 114,230.11 114,176.57 ---113,847.44 (289.89) 2.075 2.434 AAA
240907004 LC-RCTC Toll Revenue: - I-15 3136AK2A0 Agency MBS Federal National Mortgage Association 09/25/2019 01/08/2018 224,079.86 223,738.76 ---222,522.50 (1,234.77) 2.171 2.726 AAA
240907004 LC-RCTC Toll Revenue: - I-15 3136ASPX8 Agency MBS Federal National Mortgage Association 06/25/2019 02/14/2018 355,129.74 354,151.41 ---353,410.91 (669.71) 1.785 2.621 AAA
240907004 LC-RCTC Toll Revenue: - I-15 31381S5E8 Agency MBS Federal National Mortgage Association 12/01/2018 12/01/2017 443,934.67 445,668.79 ---443,677.19 (1,165.03) 2.640 2.468 AAA
240907004 LC-RCTC Toll Revenue: - I-15 36225B5Y0 Agency MBS Government National Mortgage Association 06/15/2019 12/21/2017 66,544.68 67,293.31 ---66,923.32 (180.05) 5.500 2.748 AAA
240907004 LC-RCTC Toll Revenue: - I-15 161571FW9 Asset Backed Chase Issuance Trust 04/16/2018 ---1,325,000.00 1,325,765.62 ---1,325,079.50 (45.79) 2.057 1.936 AAA
240907004 LC-RCTC Toll Revenue: - I-15 05522RCQ9 Asset Backed BA Credit Card Trust 01/15/2019 03/21/2018 1,100,000.00 1,102,406.25 ---1,102,519.00 202.89 2.157 1.979 AAA
240907004 LC-RCTC Toll Revenue: - I-15 65477PAD3 Asset Backed Nissan Auto Receivables 2014-A Owner Trust 08/17/2020 07/25/2017 245,070.03 244,964.73 ---244,717.13 (300.56) 1.340 2.233 AAA
240907004 LC-RCTC Toll Revenue: - I-15 02582JGN4 Asset Backed American Express Credit Account Master Trust 05/15/2019 01/16/2018 252,000.00 252,885.94 ---252,690.48 (125.74) 2.147 2.014 AAA
240907004 LC-RCTC Toll Revenue: - I-15 43814KAD3 Asset Backed Honda Auto Receivables 2015-1 Owner Trust 11/16/2020 07/24/2017 656,898.60 656,154.45 ---657,286.17 645.02 1.320 1.115 AAA
240907004 LC-RCTC Toll Revenue: - I-15 89236WAC2 Asset Backed Toyota Auto Receivables 2015-A Owner Trust 02/15/2019 11/07/2017 12,279.45 12,269.38 ---12,276.87 1.42 1.120 1.527 AAA
240907004 LC-RCTC Toll Revenue: - I-15 89236WAD0 Asset Backed Toyota Auto Receivables 2015-A Owner Trust 06/15/2020 01/19/2018 548,000.00 546,522.97 ---545,977.88 (1,006.89) 1.520 2.429 AAA
240907004 LC-RCTC Toll Revenue: - I-15 47787UAE3 Asset Backed John Deere Owner Trust 2015 12/15/2021 07/24/2017 747,000.00 747,350.16 ---745,252.02 (1,841.15) 1.650 2.262 AAA
240907004 LC-RCTC Toll Revenue: - I-15 47787UAD5 Asset Backed John Deere Owner Trust 2015 06/17/2019 12/21/2017 38,878.40 38,817.65 ---38,834.85 (15.99) 1.320 2.713 AAA
240907004 LC-RCTC Toll Revenue: - I-15 65477UAC4 Asset Backed Nissan Auto Receivables 10/15/2019 11/07/2017 145,629.54 145,379.24 ---145,249.44 (223.65) 1.050 2.436 AAA
240907004 LC-RCTC Toll Revenue: - I-15 161571GY4 Asset Backed Chase Issuance Trust 04/16/2018 ---360,000.00 359,524.92 ---359,866.80 (53.90) 1.360 2.203 AAA
240907004 LC-RCTC Toll Revenue: - I-15 161571HA5 Asset Backed Chase Issuance Trust 07/16/2018 01/02/2018 1,500,000.00 1,498,710.94 ---1,496,535.00 (2,761.77) 1.620 2.420 AAA
240907004 LC-RCTC Toll Revenue: - I-15 65478AAD5 Asset Backed Nissan Auto Receivables 2015-C Owner Trust 05/15/2020 12/21/2017 675,244.18 673,002.16 ---671,138.70 (2,166.17) 1.370 2.506 AAA
240907004 LC-RCTC Toll Revenue: - I-15 43814LAC3 Asset Backed Honda Auto Receivables 2015-4 Owner Trust 09/23/2019 07/24/2017 812,973.25 811,258.38 ---808,957.16 (3,042.41) 1.230 2.425 AAA
240907004 LC-RCTC Toll Revenue: - I-15 05581RAD8 Asset Backed Bmw Vehicle Lease Trust 2016-1 01/22/2019 12/22/2017 688,815.12 687,846.48 ---687,644.13 (672.96) 1.340 2.693 AAA
240907004 LC-RCTC Toll Revenue: - I-15 161571HC1 Asset Backed Chase Issuance Trust 06/17/2019 ---763,000.00 758,373.05 ---752,188.29 (7,723.18) 1.370 2.570 AAA
240907004 LC-RCTC Toll Revenue: - I-15 41284AAE8 Asset Backed Harley-Davidson Motorcycle Trust 2014-1 10/15/2021 11/27/2017 355,045.52 354,879.09 ---354,662.07 (268.05) 1.550 1.813 AAA
240907004 LC-RCTC Toll Revenue: - I-15 05582XAB8 Asset Backed Bmw Vehicle Lease Trust 2016-2 01/22/2019 12/22/2017 162,453.54 162,225.10 ---162,279.72 (78.85) 1.230 2.808 AAA
240907004 LC-RCTC Toll Revenue: - I-15 05582XAD4 Asset Backed Bmw Vehicle Lease Trust 2016-2 09/20/2019 07/27/2017 965,000.00 963,002.14 ---959,287.20 (4,924.68) 1.430 2.717 AAA
240907004 LC-RCTC Toll Revenue: - I-15 58768MAC5 Asset Backed Mercedes-Benz Auto Lease Trust 2016-B 08/15/2019 ---1,594,000.00 1,589,467.81 ---1,586,460.38 (5,376.98) 1.350 2.587 AAA
240907004 LC-RCTC Toll Revenue: - I-15 90290XAD9 Asset Backed USAA Auto Owner Trust 2005-1 11/16/2020 03/22/2018 758,570.03 756,080.98 ---756,028.83 (54.48) 1.540 2.076 AAA
240907004 LC-RCTC Toll Revenue: - I-15 161571HJ6 Asset Backed Chase Issuance Trust 01/15/2020 03/23/2018 500,000.00 501,347.66 ---501,345.00 11.63 2.077 2.038 AAA
240907004 LC-RCTC Toll Revenue: - I-15 58769DAD2 Asset Backed Mercedes-Benz Auto Lease Trust 2017-A 03/16/2020 07/27/2017 965,000.00 965,942.38 ---958,582.75 (6,954.49) 1.790 2.556 AAA
240907004 LC-RCTC Toll Revenue: - I-15 65479AAD4 Asset Backed Nissan Auto Lease Trust 2017-A 04/15/2020 01/25/2018 850,000.00 846,115.23 ---842,273.50 (4,336.06) 1.910 2.711 AAA
240907004 LC-RCTC Toll Revenue: - I-15 43813FAA1 Asset Backed Honda Auto Receivables 2017-4 Owner Trust 12/21/2018 11/22/2017 725,772.75 725,772.75 ---725,772.75 - 1.430 1.500 AAA
240907004 LC-RCTC Toll Revenue: - I-15 47788CAA0 Asset Backed John Deere Owner Trust 2018 03/15/2019 02/21/2018 2,250,000.00 2,250,000.00 ---2,250,045.00 45.00 1.950 2.010 AAA
240907004 LC-RCTC Toll Revenue: - I-15 38141GFM1 Corporate The Goldman Sachs Group, Inc.04/01/2018 10/16/2017 1,000,000.00 1,020,020.00 ---1,000,000.00 - 6.150 5.968 A
240907004 LC-RCTC Toll Revenue: - I-15 20030NAW1 Corporate Comcast Corporation 05/15/2018 12/21/2017 1,500,000.00 1,522,245.00 ---1,505,715.00 (1,276.29) 5.700 2.587 A
240907004 LC-RCTC Toll Revenue: - I-15 38141EA25 Corporate The Goldman Sachs Group, Inc.02/15/2019 07/25/2017 1,000,000.00 1,084,540.00 ---1,040,230.00 (8,844.81) 7.500 2.808 A
240907004 LC-RCTC Toll Revenue: - I-15 46625HHL7 Corporate JPMorgan Chase & Co.04/23/2019 07/25/2017 1,000,000.00 1,075,520.00 ---1,037,580.00 (9,654.28) 6.300 2.691 A
240907004 LC-RCTC Toll Revenue: - I-15 03523TAN8 Corporate Anheuser-Busch InBev Worldwide Inc.01/15/2020 07/26/2017 1,000,000.00 1,084,440.00 ---1,046,140.00 (16,327.90) 5.375 2.717 A
240907004 LC-RCTC Toll Revenue: - I-15 38141EA58 Corporate The Goldman Sachs Group, Inc.03/15/2020 07/26/2017 500,000.00 540,800.00 ---521,350.00 (9,523.90) 5.375 3.110 A
240907004 LC-RCTC Toll Revenue: - I-15 94973VBE6 Corporate Anthem, Inc.07/15/2018 07/26/2017 1,500,000.00 1,509,105.00 ---1,498,710.00 (4,132.15) 2.300 2.585 A
240907004 LC-RCTC Toll Revenue: - I-15 74432QBW4 Corporate Prudential Financial, Inc.08/15/2018 07/26/2017 1,500,000.00 1,510,920.00 ---1,498,770.00 (5,282.45) 2.300 2.514 A
240907004 LC-RCTC Toll Revenue: - I-15 718172BF5 Corporate Philip Morris International Inc.01/15/2019 07/26/2017 1,000,000.00 1,003,040.00 ---994,150.00 (7,535.96) 1.875 2.625 A
240907004 LC-RCTC Toll Revenue: - I-15 61746BDM5 Corporate Morgan Stanley 01/24/2019 07/25/2017 1,000,000.00 1,009,060.00 ---998,220.00 (6,872.11) 2.500 2.719 A
240907004 LC-RCTC Toll Revenue: - I-15 0258M0DK2 Corporate American Express Credit Corporation 03/18/2019 07/25/2017 1,000,000.00 1,006,560.00 ---994,760.00 (9,189.16) 2.125 2.677 A
240907004 LC-RCTC Toll Revenue: - I-15 172967HM6 Corporate Citigroup Inc.04/08/2019 07/25/2017 1,000,000.00 1,010,110.00 ---999,000.00 (7,239.02) 2.550 2.649 BBB
240907004 LC-RCTC Toll Revenue: - I-15 22546QAN7 Corporate Credit Suisse AG 05/28/2019 07/26/2017 1,000,000.00 1,009,340.00 ---993,630.00 (12,406.09) 2.300 2.860 A
240907004 LC-RCTC Toll Revenue: - I-15 89114QAS7 Corporate Toronto Dominion Bank 07/02/2019 07/27/2017 1,000,000.00 1,007,670.00 ---993,180.00 (11,920.70) 2.125 2.680 AA
240907004 LC-RCTC Toll Revenue: - I-15 90261XHE5 Corporate UBS AG 08/14/2019 07/25/2017 850,000.00 857,505.50 ---843,786.50 (11,360.79) 2.375 2.921 A
240907004 LC-RCTC Toll Revenue: - I-15 40428HPN6 Corporate HSBC USA Inc.11/13/2019 07/26/2017 1,000,000.00 1,010,720.00 ---990,910.00 (16,805.94) 2.375 2.953 A
240907004 LC-RCTC Toll Revenue: - I-15 17401QAB7 Corporate Citizens Bank, National Association 12/04/2019 07/26/2017 1,000,000.00 1,008,450.00 11/04/2019 989,040.00 (17,028.08) 2.450 3.124 A
240907004 LC-RCTC Toll Revenue: - I-15 46625HKA7 Corporate JPMorgan Chase & Co.01/23/2020 07/25/2017 500,000.00 503,005.00 12/23/2019 493,925.00 (8,280.83) 2.250 2.942 A
240907004 LC-RCTC Toll Revenue: - I-15 61747YDW2 Corporate Morgan Stanley 01/27/2020 07/25/2017 500,000.00 506,130.00 ---496,920.00 (7,641.90) 2.650 2.998 A
240907004 LC-RCTC Toll Revenue: - I-15 780082AA1 Corporate Royal Bank of Canada 02/05/2020 07/26/2017 1,500,000.00 1,497,390.00 ---1,476,690.00 (21,361.66) 1.875 2.743 AAA
240907004 LC-RCTC Toll Revenue: - I-15 172967JJ1 Corporate Citigroup Inc.02/18/2020 07/25/2017 500,000.00 503,600.00 ---494,555.00 (8,149.49) 2.400 2.998 BBB
240907004 LC-RCTC Toll Revenue: - I-15 06051GFN4 Corporate Bank of America Corporation 04/21/2020 12/04/2017 1,000,000.00 997,850.00 ---985,450.00 (12,691.70) 2.250 2.984 A
240907004 LC-RCTC Toll Revenue: - I-15 00287YAN9 Corporate AbbVie Inc.05/14/2018 12/21/2017 1,000,000.00 999,780.00 ---999,270.00 (661.94) 1.800 2.383 A
240907004 LC-RCTC Toll Revenue: - I-15 446438RN5 Corporate The Huntington National Bank 06/30/2018 07/27/2017 1,500,000.00 1,505,700.00 ---1,498,440.00 (3,138.46) 2.000 2.406 A
240907004 LC-RCTC Toll Revenue: - I-15 064159HC3 Corporate The Bank of Nova Scotia 01/15/2019 01/23/2018 400,000.00 399,504.00 ---397,828.00 (1,768.71) 1.950 2.646 A
240907004 LC-RCTC Toll Revenue: - I-15 89114QBE7 Corporate Toronto Dominion Bank 01/22/2019 01/23/2018 370,000.00 369,463.50 ---368,124.10 (1,437.57) 1.950 2.584 AA
240907004 LC-RCTC Toll Revenue: - I-15 69353REV6 Corporate PNC Bank, National Association 03/04/2019 07/26/2017 1,000,000.00 1,003,210.00 02/02/2019 993,680.00 (8,144.56) 1.950 2.643 A
240907004 LC-RCTC Toll Revenue: - I-15 07330NAL9 Corporate Branch Banking and Trust Company 05/10/2019 07/27/2017 1,000,000.00 995,340.00 04/10/2019 985,610.00 (11,434.57) 1.450 2.773 A
240907004 LC-RCTC Toll Revenue: - I-15 49327M2P8 Corporate KeyBank National Association 08/22/2019 07/24/2017 1,000,000.00 995,550.00 ---984,360.00 (12,575.91) 1.600 2.750 A
240907004 LC-RCTC Toll Revenue: - I-15 24422ETJ8 Corporate John Deere Capital Corporation 10/09/2019 07/26/2017 1,125,000.00 1,114,650.00 ---1,099,822.50 (17,872.97) 1.250 2.759 A
240907004 LC-RCTC Toll Revenue: - I-15 06367TPX2 Corporate Bank of Montreal 12/12/2019 07/26/2017 1,000,000.00 1,005,160.00 ---986,990.00 (16,780.09) 2.100 2.889 A
240907004 LC-RCTC Toll Revenue: - I-15 14912L6Y2 Corporate Caterpillar Financial Services Corporation 01/10/2020 07/26/2017 1,000,000.00 1,008,020.00 ---988,650.00 (17,273.78) 2.100 2.758 A
240907004 LC-RCTC Toll Revenue: - I-15 0258M0EE5 Corporate American Express Credit Corporation 03/03/2020 07/25/2017 500,000.00 503,990.00 02/01/2020 493,000.00 (9,970.91) 2.200 2.953 A
240907004 LC-RCTC Toll Revenue: - I-15 375558BQ5 Corporate Gilead Sciences, Inc.09/20/2019 09/14/2017 595,000.00 595,000.00 ---595,362.95 362.95 2.452 2.512 A
240907004 LC-RCTC Toll Revenue: - I-15 43357MD56 CP Hitachi Capital America Corp.04/05/2018 03/27/2018 700,000.00 699,615.00 ---699,888.00 59.11 0.000 1.155 AA
240907004 LC-RCTC Toll Revenue: - I-15 02360SD47 CP Ameren Corporation 04/04/2018 03/27/2018 1,495,000.00 1,494,235.89 ---1,494,835.55 122.09 0.000 0.993 AA
240907004 LC-RCTC Toll Revenue: - I-15 31846V203 MM Fund First American Funds, Inc.03/31/2018 03/26/2018 - 412,243.66 ---412,243.66 - 1.250 1.250 AAA
2017 Financing STAMP Portfolio by Account for quarter ended March 31, 2018
ATTACHMENT 9
24
Page 15 of 32
Source
Account Account Identifier
Security Type
Category Issuer Final Maturity Trade Date
Current Face
Value Original Cost
Next Call
Date Base Market Value
Base Net Total
Unrealized
Gain/Loss Coupon Yield
Summarized
Credit Rating
2017 Financing STAMP Portfolio by Account for quarter ended March 31, 2018
240907004 LC-RCTC Toll Revenue: - I-15 569203LT7 Muni Salem-Keizer School District #24J 06/15/2018 11/15/2017 400,000.00 399,684.00 ---399,744.00 (143.82) 1.513 1.813 AA
240907004 LC-RCTC Toll Revenue: - I-15 392274A89 Muni Greater Orlando Aviation Authority.10/01/2019 07/26/2017 700,000.00 724,094.00 ---708,414.00 (8,546.47) 3.483 2.662 AA
240907004 LC-RCTC Toll Revenue: - I-15 54438CWT5 Muni Los Angeles Community College District 08/01/2018 11/09/2017 545,000.00 545,000.00 ---544,498.60 (501.40) 1.620 1.890 AA
240907004 LC-RCTC Toll Revenue: - I-15 92419RAA0 Muni Vermont Housing Finance Agency 05/01/2018 01/09/2018 420,000.00 420,000.00 ---419,916.00 (84.00) 1.840 2.057 AA
240907004 LC-RCTC Toll Revenue: - I-15 73358WT46 Muni The Port Authority of New York and New Jersey 09/15/2018 01/24/2018 220,000.00 220,000.00 ---219,786.60 (213.40) 2.114 2.326 AA
240907004 LC-RCTC Toll Revenue: - I-15 419792XC5 Muni Hawaii, State of 04/01/2018 01/31/2018 495,000.00 495,000.00 ---495,000.00 - 1.750 1.735 AA
240907004 LC-RCTC Toll Revenue: - I-15 912828UZ1 US Gov Treasury, United States Department of 04/30/2018 01/31/2018 3,000,000.00 2,994,257.81 ---2,997,750.00 (378.95) 0.625 1.498 AAA
240907004 LC-RCTC Toll Revenue: - I-15 912828VK3 US Gov Treasury, United States Department of 06/30/2018 03/22/2018 5,000,000.00 4,994,140.63 ---4,994,600.00 (73.30) 1.375 1.796 AAA
240907004 LC-RCTC Toll Revenue: - I-15 912828K25 US Gov Treasury, United States Department of 04/15/2018 02/27/2018 2,500,000.00 2,497,558.59 ---2,499,250.00 (6.96) 0.750 1.428 AAA
240907004 LC-RCTC Toll Revenue: - I-15 912828QB9 US Gov Treasury, United States Department of 03/31/2018 01/16/2018 5,365,000.00 5,380,089.06 ---5,365,000.00 - 2.875 2.834 AAA
240907004 LC-RCTC Toll Revenue: - I-15 912828UU2 US Gov Treasury, United States Department of 03/31/2018 03/20/2018 1,700,000.00 1,699,402.34 ---1,700,000.00 - 0.750 0.747 AAA
83,665,126.22 84,507,601.69 83,948,586.49 (374,891.27)
240907020 RCTC I-15 Prj RAMP UP RESERVE 313385VJ2 Agency FHLBanks Office of Finance 04/10/2018 03/28/2018 200,000.00 199,881.56 ---199,926.00 8.00 0.000 1.228 AAA
240907020 RCTC I-15 Prj RAMP UP RESERVE 3137ANMN2 Agency CMO Federal Home Loan Mortgage Corporation 12/25/2018 12/05/2017 1,800,000.00 1,803,697.20 ---1,795,230.00 (6,337.22) 2.220 2.418 AAA
240907020 RCTC I-15 Prj RAMP UP RESERVE 383742C76 Agency CMO Government National Mortgage Association 08/16/2037 01/31/2018 101,079.71 103,606.69 ---103,553.13 16.17 4.000 2.842 AAA
240907020 RCTC I-15 Prj RAMP UP RESERVE 38375JCJ2 Agency CMO Government National Mortgage Association 12/16/2037 01/31/2018 39,258.99 39,381.68 ---39,517.71 154.72 5.305 3.185 AAA
240907020 RCTC I-15 Prj RAMP UP RESERVE 3137ASR97 Agency CMO Federal Home Loan Mortgage Corporation 01/25/2022 02/27/2018 39,947.33 39,048.51 ---38,979.00 (86.21) 1.573 2.765 AAA
240907020 RCTC I-15 Prj RAMP UP RESERVE 31392J6N4 Agency CMO Federal National Mortgage Association 04/25/2023 12/05/2017 673,422.40 732,603.34 ---704,911.63 (24,676.87) 5.500 2.840 AAA
240907020 RCTC I-15 Prj RAMP UP RESERVE 3137B84S3 Agency CMO Federal Home Loan Mortgage Corporation 02/15/2029 01/31/2018 172,760.64 170,601.13 ---169,932.55 (684.36) 2.000 2.822 AAA
240907020 RCTC I-15 Prj RAMP UP RESERVE 31397SE83 Agency CMO Federal National Mortgage Association 02/25/2039 01/30/2018 75,816.45 76,242.91 ---75,949.89 (195.59) 4.000 3.018 AAA
240907020 RCTC I-15 Prj RAMP UP RESERVE 3137A5FP4 Agency CMO Federal Home Loan Mortgage Corporation 01/15/2021 01/30/2018 84,037.51 84,247.61 ---83,956.83 (280.59) 2.500 2.512 AAA
240907020 RCTC I-15 Prj RAMP UP RESERVE 31398N2K9 Agency CMO Federal National Mortgage Association 11/25/2025 01/31/2018 67,337.64 67,590.16 ---67,357.17 (178.22) 3.500 2.725 AAA
240907020 RCTC I-15 Prj RAMP UP RESERVE 38378CDK0 Agency CMO The Government National Mortgage Association Guaranteed REMIC Pass-T 03/20/2035 01/30/2018 155,786.25 157,222.40 ---156,529.35 (580.99) 3.000 2.401 AAA
240907020 RCTC I-15 Prj RAMP UP RESERVE 38378AWX5 Agency CMO The Government National Mortgage Association Guaranteed REMIC Pass-T 01/20/2036 01/30/2018 218,809.26 220,928.98 ---219,857.36 (972.27) 3.000 2.524 AAA
240907020 RCTC I-15 Prj RAMP UP RESERVE 38376THB1 Agency CMO The Government National Mortgage Association Guaranteed REMIC Pass-T 10/20/2037 01/30/2018 8,922.74 8,939.47 ---8,935.77 11.75 4.000 0.149 AAA
240907020 RCTC I-15 Prj RAMP UP RESERVE 31283K5N4 Agency MBS Federal Home Loan Mortgage Corporation 08/01/2020 12/05/2017 898,416.90 918,652.84 ---916,322.35 (38,639.84) 5.000 2.677 AAA
240907020 RCTC I-15 Prj RAMP UP RESERVE 3136AC7J4 Agency MBS Federal National Mortgage Association 03/25/2023 02/21/2018 61,863.74 60,846.37 ---60,949.39 84.11 2.493 3.069 AAA
240907020 RCTC I-15 Prj RAMP UP RESERVE 3137B1U75 Agency MBS Federal Home Loan Mortgage Corporation 01/25/2023 02/27/2018 120,000.00 117,965.63 ---118,093.20 94.84 2.522 2.901 AAA
240907020 RCTC I-15 Prj RAMP UP RESERVE 3137AXHN6 Agency MBS Federal Home Loan Mortgage Corporation 02/25/2022 01/25/2018 91,695.08 90,434.27 ---89,994.13 (460.89) 1.749 2.670 AAA
240907020 RCTC I-15 Prj RAMP UP RESERVE 31418ASD1 Agency MBS Federal National Mortgage Association 04/01/2023 01/31/2018 99,997.04 99,025.88 ---98,690.08 (340.22) 2.000 2.593 AAA
240907020 RCTC I-15 Prj RAMP UP RESERVE 3137B1UF7 Agency MBS Federal Home Loan Mortgage Corporation 09/25/2022 01/25/2018 45,778.34 45,105.97 ---44,876.05 (239.87) 1.785 2.676 AAA
240907020 RCTC I-15 Prj RAMP UP RESERVE 3136A96F0 Agency MBS Federal National Mortgage Association 11/25/2022 02/27/2018 75,000.00 72,694.34 ---72,645.00 (99.61) 2.184 3.422 AAA
240907020 RCTC I-15 Prj RAMP UP RESERVE 62888VAA6 CMO NCUA Guaranteed Notes Trust 2011-R1 10/07/2020 01/30/2018 53,772.69 53,940.74 ---53,968.96 38.38 2.030 2.181 AAA
240907020 RCTC I-15 Prj RAMP UP RESERVE 31846V203 MM Fund First American Funds, Inc.03/31/2018 03/29/2018 - 20,993.45 ---20,993.45 - 1.250 1.250 AAA
240907020 RCTC I-15 Prj RAMP UP RESERVE 912828SA9 TIPS Treasury, United States Department of 01/15/2022 ---317,532.60 315,171.58 ---314,157.23 (1,124.42) 0.125 0.408 AAA
240907020 RCTC I-15 Prj RAMP UP RESERVE 912828UH1 TIPS Treasury, United States Department of 01/15/2023 02/05/2018 80,524.50 79,453.89 ---79,183.77 (301.59) 0.125 0.477 AAA
240907020 RCTC I-15 Prj RAMP UP RESERVE 912828QQ6 US Gov Treasury, United States Department of 05/31/2018 01/30/2018 700,000.00 701,968.75 ---700,735.00 (249.38) 2.375 1.743 AAA
240907020 RCTC I-15 Prj RAMP UP RESERVE 912828UF5 US Gov Treasury, United States Department of 12/31/2019 01/30/2018 190,000.00 186,519.14 ---186,333.00 (483.05) 1.125 2.253 AAA
240907020 RCTC I-15 Prj RAMP UP RESERVE 912828VK3 US Gov Treasury, United States Department of 06/30/2018 01/30/2018 705,000.00 704,476.76 ---704,238.60 (447.46) 1.375 1.796 AAA
240907020 RCTC I-15 Prj RAMP UP RESERVE 912828K25 US Gov Treasury, United States Department of 04/15/2018 02/27/2018 695,000.00 694,298.44 ---694,791.50 5.02 0.750 1.428 AAA
7,771,759.81 7,865,539.70 7,820,608.10 (75,965.64)
245490001 LC-RCTC 2017 PRJ: Sales Tax 313385VE3 Agency FHLBanks Office of Finance 04/06/2018 03/26/2018 900,000.00 899,546.25 ---899,838.00 44.28 0.000 0.939 AAA
245490001 LC-RCTC 2017 PRJ: Sales Tax 3137ASR97 Agency CMO Federal Home Loan Mortgage Corporation 01/25/2022 02/27/2018 117,178.82 114,542.30 ---114,338.41 (252.89) 1.573 2.765 AAA
245490001 LC-RCTC 2017 PRJ: Sales Tax 31398NG99 Agency CMO Federal National Mortgage Association 10/25/2025 03/21/2018 95,854.26 95,434.90 ---95,362.53 (56.68) 2.000 2.594 AAA
245490001 LC-RCTC 2017 PRJ: Sales Tax 3136A7MK5 Agency MBS Federal National Mortgage Association 12/25/2019 03/21/2018 74,894.90 74,450.22 ---74,361.65 (77.74) 1.801 2.901 AAA
245490001 LC-RCTC 2017 PRJ: Sales Tax 05522RCQ9 Asset Backed BA Credit Card Trust 01/15/2019 03/21/2018 325,000.00 325,710.94 ---325,744.25 59.94 2.157 1.979 AAA
245490001 LC-RCTC 2017 PRJ: Sales Tax 89190AAD2 Asset Backed Toyota Auto Receivables 2014-C Owner Trust 04/15/2020 07/19/2017 873,215.93 873,079.49 ---871,984.69 (1,176.71) 1.440 2.704 AAA
245490001 LC-RCTC 2017 PRJ: Sales Tax 65477UAC4 Asset Backed Nissan Auto Receivables 10/15/2019 11/07/2017 48,543.18 48,459.76 ---48,416.48 (74.56) 1.050 2.436 AAA
245490001 LC-RCTC 2017 PRJ: Sales Tax 41284CAD6 Asset Backed Harley-Davidson Motorcycle Trust 2015-2 03/16/2020 01/31/2018 31,910.84 31,873.45 ---31,866.17 (17.71) 1.300 2.382 AAA
245490001 LC-RCTC 2017 PRJ: Sales Tax 161571HA5 Asset Backed Chase Issuance Trust 07/16/2018 12/19/2017 360,000.00 359,690.63 ---359,168.40 (673.47) 1.620 2.420 AAA
245490001 LC-RCTC 2017 PRJ: Sales Tax 43814LAC3 Asset Backed Honda Auto Receivables 2015-4 Owner Trust 09/23/2019 11/09/2017 82,381.29 82,178.55 ---81,974.33 (252.07) 1.230 2.425 AAA
245490001 LC-RCTC 2017 PRJ: Sales Tax 65478QAD0 Asset Backed Nissan Auto Lease Trust 2016-A 03/15/2019 07/19/2017 1,175,965.10 438.05 ---1,173,801.32 1,057,576.07 1.490 2.530 AAA
245490001 LC-RCTC 2017 PRJ: Sales Tax 58768MAC5 Asset Backed Mercedes-Benz Auto Lease Trust 2016-B 08/15/2019 03/20/2018 272,000.00 270,650.63 ---270,713.44 (24.17) 1.350 2.587 AAA
245490001 LC-RCTC 2017 PRJ: Sales Tax 90290XAD9 Asset Backed USAA Auto Owner Trust 2005-1 11/16/2020 03/22/2018 223,108.83 222,376.76 ---222,361.42 (16.03) 1.540 2.076 AAA
245490001 LC-RCTC 2017 PRJ: Sales Tax 47788CAA0 Asset Backed John Deere Owner Trust 2018 03/15/2019 02/21/2018 750,000.00 750,000.00 ---750,015.00 15.00 1.950 2.010 AAA
245490001 LC-RCTC 2017 PRJ: Sales Tax 06051GEY1 Corporate Bank of America Corporation 01/15/2019 07/19/2017 1,500,000.00 1,518,015.00 ---1,510,200.00 558.64 2.762 2.490 A
245490001 LC-RCTC 2017 PRJ: Sales Tax 89114QAV0 Corporate Toronto Dominion Bank 11/05/2019 07/20/2017 2,000,000.00 2,019,800.00 ---1,983,540.00 (30,431.62) 2.250 2.780 AA
245490001 LC-RCTC 2017 PRJ: Sales Tax 21688AAD4 Corporate Cooperatieve Rabobank U.A.01/14/2020 07/20/2017 2,000,000.00 2,016,800.00 ---1,974,280.00 (37,971.74) 2.250 2.992 AA
245490001 LC-RCTC 2017 PRJ: Sales Tax 172967JQ5 Corporate Citigroup Inc.04/27/2018 07/20/2017 1,950,000.00 1,957,117.50 ---1,950,429.00 (243.93) 2.450 2.158 BBB
245490001 LC-RCTC 2017 PRJ: Sales Tax 61746BDY9 Corporate Morgan Stanley 02/01/2019 07/20/2017 1,950,000.00 1,981,200.00 ---1,965,931.50 (1,270.66) 3.148 2.694 A
245490001 LC-RCTC 2017 PRJ: Sales Tax 94988J5G8 Corporate Wells Fargo Bank, National Association 12/06/2019 07/19/2017 2,000,000.00 2,014,280.00 ---1,978,460.00 (31,770.72) 2.150 2.808 AA
245490001 LC-RCTC 2017 PRJ: Sales Tax 06367TPX2 Corporate Bank of Montreal 12/12/2019 07/19/2017 1,630,000.00 1,637,318.70 ---1,608,793.70 (26,468.51) 2.100 2.889 A
245490001 LC-RCTC 2017 PRJ: Sales Tax 0258M0EJ4 Corporate American Express Credit Corporation 05/03/2019 07/19/2017 2,000,000.00 2,006,000.00 04/02/2019 2,002,340.00 (1,341.61) 2.117 2.510 A
245490001 LC-RCTC 2017 PRJ: Sales Tax 375558BQ5 Corporate Gilead Sciences, Inc.09/20/2019 09/14/2017 340,000.00 340,000.00 ---340,207.40 207.40 2.452 2.512 A
245490001 LC-RCTC 2017 PRJ: Sales Tax 9AMMF05B2 MM Fund U.S. Bank Money Market Account Fund 03/31/2018 ---- 144,201.68 ---144,201.68 - 0.200 0.000 ---
245490001 LC-RCTC 2017 PRJ: Sales Tax 54438CWT5 Muni Los Angeles Community College District 08/01/2018 11/09/2017 275,000.00 275,000.00 ---274,747.00 (253.00) 1.620 1.890 AA
245490001 LC-RCTC 2017 PRJ: Sales Tax 912828UZ1 US Gov Treasury, United States Department of 04/30/2018 03/14/2018 1,000,000.00 998,554.69 ---999,250.00 141.79 0.625 1.498 AAA
245490001 LC-RCTC 2017 PRJ: Sales Tax 912828VK3 US Gov Treasury, United States Department of 06/30/2018 03/22/2018 765,000.00 764,103.52 ---764,173.80 (11.22) 1.375 1.796 AAA
245490001 LC-RCTC 2017 PRJ: Sales Tax 912828K25 US Gov Treasury, United States Department of 04/15/2018 ---1,075,000.00 1,073,991.21 ---1,074,677.50 1.26 0.750 1.428 AAA
245490001 LC-RCTC 2017 PRJ: Sales Tax 912828QB9 US Gov Treasury, United States Department of 03/31/2018 03/14/2018 1,000,000.00 1,000,507.81 ---1,000,000.00 - 2.875 2.834 AAA
245490001 LC-RCTC 2017 PRJ: Sales Tax 912828UU2 US Gov Treasury, United States Department of 03/31/2018 03/20/2018 525,000.00 524,815.43 ---525,000.00 - 0.750 0.747 AAA
25,340,053.16 24,420,137.46 25,416,177.67 926,219.35
25
Page 16 of 32
Source
Account Account Identifier Description
Beginning Base
Market Value Base Purchases Base Sales
Base Maturities and
Redemptions Base Paydowns
Net Total Realized
Gain/Loss
Base
Amortization/A
ccretion
Base Change In
Net Unrealized
Gain/Loss
Ending Base
Market Value
Ending Accrued
Income Balance
240907004 LC-RCTC Toll Revenue: - I-15 912828QB9 UNITED STATES TREASURY - 5,380,089.06 - - - - (15,089.06) - 5,365,000.00 -
240907004 LC-RCTC Toll Revenue: - I-15 20030NAW1 COMCAST CORP 1,521,285.00 - - - - - (14,300.36) (1,269.64) 1,505,715.00 32,300.00
240907004 LC-RCTC Toll Revenue: - I-15 38141EA25 GOLDMAN SACHS GROUP INC 1,056,840.00 - - - - - (13,686.21) (2,923.79) 1,040,230.00 9,583.33
240907004 LC-RCTC Toll Revenue: - I-15 38141GFM1 GOLDMAN SACHS GROUP INC 1,010,520.00 - - - - - (10,920.00) 400.00 1,000,000.00 30,750.00
240907004 LC-RCTC Toll Revenue: - I-15 46625HHL7 JPMORGAN CHASE & CO 1,052,800.00 - - - - - (10,875.64) (4,344.36) 1,037,580.00 27,650.00
240907004 LC-RCTC Toll Revenue: - I-15 03523TAN8 ANHEUSER-BUSCH INBEV NV 1,060,810.00 - - - - - (8,515.53) (6,154.47) 1,046,140.00 11,347.22
240907004 LC-RCTC Toll Revenue: - I-15 38141EA58 GOLDMAN SACHS GROUP INC 530,165.00 - - - - - (3,820.01) (4,994.99) 521,350.00 1,194.44
240907004 LC-RCTC Toll Revenue: - I-15 392274A89 GREATER ORLANDO AVIATION AUTH ORLANDO FLA ARPT FAC 713,797.00 - - - - - (2,744.92) (2,638.08) 708,414.00 12,190.50
240907004 LC-RCTC Toll Revenue: - I-15 74432QBW4 PRUDENTIAL FINANCIAL INC 1,502,520.00 - - - - - (2,649.60) (1,100.40) 1,498,770.00 4,408.33
240907004 LC-RCTC Toll Revenue: - I-15 94973VBE6 ANTHEM INC 1,503,270.00 - - - - - (2,427.49) (2,132.51) 1,498,710.00 7,283.33
240907004 LC-RCTC Toll Revenue: - I-15 446438RN5 HUNTINGTON NATIONAL BANK 1,500,570.00 - - - - - (1,578.46) (551.54) 1,498,440.00 7,583.33
240907004 LC-RCTC Toll Revenue: - I-15 61746BDM5 MORGAN STANLEY 1,002,550.00 - - - - - (1,535.72) (2,794.28) 998,220.00 4,652.78
240907004 LC-RCTC Toll Revenue: - I-15 172967HM6 CITIGROUP INC 1,003,530.00 - - - - - (1,492.26) (3,037.74) 999,000.00 12,254.17
240907004 LC-RCTC Toll Revenue: - I-15 22546QAN7 CREDIT SUISSE AG (NEW YORK BRANCH)1,000,970.00 - - - - - (1,281.79) (6,058.22) 993,630.00 7,858.33
240907004 LC-RCTC Toll Revenue: - I-15 40428HPN6 HSBC USA INC (NEW)1,001,160.00 - - - - - (1,166.50) (9,083.50) 990,910.00 9,104.17
240907004 LC-RCTC Toll Revenue: - I-15 0258M0DK2 AMERICAN EXPRESS CREDIT CORP 1,000,000.00 - - - - - (1,006.30) (4,233.70) 994,760.00 767.36
240907004 LC-RCTC Toll Revenue: - I-15 89114QAS7 TORONTO-DOMINION BANK 999,890.00 - - - - - (1,000.57) (5,709.43) 993,180.00 5,253.47
240907004 LC-RCTC Toll Revenue: - I-15 17401QAB7 CITIZENS BANK NA 1,000,670.00 - - - - - (924.44) (10,705.56) 989,040.00 7,962.50
240907004 LC-RCTC Toll Revenue: - I-15 90261XHE5 UBS AG (STAMFORD BRANCH)850,697.00 - - - - - (910.79) (5,999.71) 843,786.50 2,635.59
240907004 LC-RCTC Toll Revenue: - I-15 31381S5E8 FN 469845 - 448,298.51 - - (2,619.49) (7.89) (828.91) (1,165.03) 443,677.19 1,009.21
240907004 LC-RCTC Toll Revenue: - I-15 14912L6Y2 CATERPILLAR FINANCIAL SERVICES CORP 997,930.00 - - - - - (814.78) (8,465.22) 988,650.00 4,725.00
240907004 LC-RCTC Toll Revenue: - I-15 3137AL6V6 FHMS K706 A2 683,745.68 - - - (4,164.28) (7.05) (792.22) (1,187.98) 677,594.16 1,313.81
240907004 LC-RCTC Toll Revenue: - I-15 31397Q4Q8 FNR 10155B JA - 476,156.57 - - (89,908.55) (715.14) (716.63) (201.25) 384,614.99 1,274.21
240907004 LC-RCTC Toll Revenue: - I-15 61747YDW2 MORGAN STANLEY 502,260.00 - - - - - (607.00) (4,733.00) 496,920.00 2,355.56
240907004 LC-RCTC Toll Revenue: - I-15 06367TPX2 BANK OF MONTREAL 997,230.00 - - - - - (540.05) (9,699.95) 986,990.00 6,358.33
240907004 LC-RCTC Toll Revenue: - I-15 69353REV6 PNC BANK NA 998,250.00 - - - - - (534.47) (4,035.53) 993,680.00 1,462.50
240907004 LC-RCTC Toll Revenue: - I-15 718172BF5 PHILIP MORRIS INTERNATIONAL INC 998,130.00 - - - - - (525.66) (3,454.34) 994,150.00 3,958.33
240907004 LC-RCTC Toll Revenue: - I-15 31398E2E3 FHMS K003 A4 - 102,000.00 - - (9,381.34) (170.29) (468.21) (429.94) 91,550.22 381.58
240907004 LC-RCTC Toll Revenue: - I-15 0258M0EE5 AMERICAN EXPRESS CREDIT CORP 498,485.00 - - - - - (392.53) (5,092.47) 493,000.00 855.56
240907004 LC-RCTC Toll Revenue: - I-15 161571FW9 CHAIT 133 A - 850,431.64 - - - - (348.86) (31.78) 850,051.00 825.50
240907004 LC-RCTC Toll Revenue: - I-15 172967JJ1 CITIGROUP INC 499,415.00 - - - - - (346.00) (4,514.00) 494,555.00 1,433.33
240907004 LC-RCTC Toll Revenue: - I-15 46625HKA7 JPMORGAN CHASE & CO 499,665.00 - - - - - (309.80) (5,430.20) 493,925.00 2,125.00
240907004 LC-RCTC Toll Revenue: - I-15 06738EAF2 BARCLAYS PLC 1,000,010.00 - - (1,000,000.00) - - (296.00) 286.00 - -
240907004 LC-RCTC Toll Revenue: - I-15 36225B5Y0 GN 781763 107,282.80 - - - (39,670.67) (426.16) (283.95) 21.30 66,923.32 305.00
240907004 LC-RCTC Toll Revenue: - I-15 161571FW9 CHAIT 133 A 475,323.00 - - - - - (273.26) (21.24) 475,028.50 461.31
240907004 LC-RCTC Toll Revenue: - I-15 3137ANMN2 FHMS K707 A2 315,352.80 - - - - - (261.57) (925.99) 314,165.25 582.75
240907004 LC-RCTC Toll Revenue: - I-15 3137AKKC4 FHMS K705 A2 175,232.75 - - - - - (222.57) (405.68) 174,604.50 335.85
240907004 LC-RCTC Toll Revenue: - I-15 06050TLY6 BANK OF AMERICA NA 500,025.00 - - (500,000.00) - - (202.32) 177.32 - -
240907004 LC-RCTC Toll Revenue: - I-15 58769DAD2 MBALT 17A A3 963,050.70 - - - - - (157.46) (4,310.49) 958,582.75 767.71
240907004 LC-RCTC Toll Revenue: - I-15 3137A7NT3 FHMS K011 A1 95,945.66 - - - (11,965.09) (81.25) (106.51) (359.65) 83,433.16 202.38
240907004 LC-RCTC Toll Revenue: - I-15 45950VKP0 INTERNATIONAL FINANCE CORP - 1,500,105.00 - (1,500,000.00) - - (105.00) - - -
240907004 LC-RCTC Toll Revenue: - I-15 3137A6AZ5 FHMS K010 A1 - 89,683.09 - - (11,025.74) (83.96) (100.42) (263.31) 78,209.65 215.62
240907004 LC-RCTC Toll Revenue: - I-15 49327M2A1 KEYBANK NA 749,805.00 - - (750,000.00) - - (94.26) 289.26 - -
240907004 LC-RCTC Toll Revenue: - I-15 05522RCQ9 BACCT 141 A - 1,102,406.25 - - - - (90.14) 202.89 1,102,519.00 1,120.23
240907004 LC-RCTC Toll Revenue: - I-15 47787UAE3 JDOT 15 A4 745,931.79 - - - - - (85.49) (594.28) 745,252.02 547.80
240907004 LC-RCTC Toll Revenue: - I-15 02582JGN4 AMXCA 141 A - 252,885.94 - - - - (69.72) (125.74) 252,690.48 255.45
240907004 LC-RCTC Toll Revenue: - I-15 65602UML9 The Norinchukin Bank - 2,050,068.51 - (2,050,000.00) - - (68.51) - - -
240907004 LC-RCTC Toll Revenue: - I-15 3136ASPX8 FNA 16M06A AS2 - 328,603.42 - - (39,922.58) 119.12 (64.01) (530.01) 288,205.94 430.79
240907004 LC-RCTC Toll Revenue: - I-15 31398NG99 FNR 10112H AE - 315,145.47 - - - - (51.78) (187.20) 314,906.49 527.55
240907004 LC-RCTC Toll Revenue: - I-15 3137B6ZL8 FHMS K714 A1 140,709.45 - - - (26,504.67) 13.00 (44.73) (325.61) 113,847.44 197.52
240907004 LC-RCTC Toll Revenue: - I-15 05581QAE8 BMWLT 152 A4 964,536.80 - - - (965,000.00) (82.78) (44.08) 590.05 - -
240907004 LC-RCTC Toll Revenue: - I-15 3136ASPX8 FNA 16M06A AS2 - 74,367.96 - - (9,032.26) 23.89 (14.92) (139.70) 65,204.97 97.46
240907004 LC-RCTC Toll Revenue: - I-15 161571HJ6 CHAIT 171 A - 501,347.66 - - - - (14.29) 11.63 501,345.00 490.31
240907004 LC-RCTC Toll Revenue: - I-15 05581QAE8 BMWLT 152 A4 - 464,862.44 - - (464,989.58) 130.67 (3.53) - - -
240907004 LC-RCTC Toll Revenue: - I-15 22549LGU3 Credit Suisse AG 1,999,320.00 - - (2,000,000.00) - - (0.36) 680.36 - -
240907004 LC-RCTC Toll Revenue: - I-15 31846V203 FIRST AMER:GVT OBLG;Y 274,118.57 175,024,008.63 (174,885,883.54) - - - - - 412,243.66 -
240907004 LC-RCTC Toll Revenue: - I-15 47770VAS9 JOBSOHIO BEVERAGE SYS OHIO STATEWIDE LIQUOR PROFIT 550,000.00 - - (550,000.00) - - - - - -
240907004 LC-RCTC Toll Revenue: - I-15 375558BQ5 GILEAD SCIENCES INC 595,749.70 - - - - - - (386.75) 595,362.95 486.26
240907004 LC-RCTC Toll Revenue: - I-15 06371ETS6 Bank of Montreal 1,999,540.00 - - (2,000,000.00) - - - 460.00 - -
240907004 LC-RCTC Toll Revenue: - I-15 54438CWT5 LOS ANGELES CALIF CMNTY COLLEGE DIST 544,782.00 - - - - - - (283.40) 544,498.60 1,471.50
240907004 LC-RCTC Toll Revenue: - I-15 06539RLL9 The Bank of Tokyo-Mitsubishi UFJ, Ltd 1,599,840.00 - - (1,600,000.00) - - - 160.00 - -
240907004 LC-RCTC Toll Revenue: - I-15 65602UYN2 The Norinchukin Bank 1,099,879.00 - - (1,100,000.00) - - - 121.00 - -
240907004 LC-RCTC Toll Revenue: - I-15 60700AMC5 Mizuho Bank, Ltd.1,799,730.00 - - (1,800,000.00) - - - 270.00 - -
240907004 LC-RCTC Toll Revenue: - I-15 89113XNF7 Toronto Dominion Bank 1,799,802.00 - - (1,800,000.00) - - - 198.00 - -
240907004 LC-RCTC Toll Revenue: - I-15 60683BCS0 Mitsubishi UFJ Trust & Banking Corp 1,399,776.00 - - (1,400,000.00) - - - 224.00 - -
240907004 LC-RCTC Toll Revenue: - I-15 43813FAA1 HAROT 174 A1 1,601,703.46 - - - (875,914.70) (0.00) - (16.02) 725,772.75 317.12
240907004 LC-RCTC Toll Revenue: - I-15 92419RAA0 VERMONT HSG FIN AGY PPTY TRANSFER TAX REV - 420,000.00 - - - - - (84.00) 419,916.00 1,416.80
240907004 LC-RCTC Toll Revenue: - I-15 73358WT46 PORT AUTH N Y & N J - 220,000.00 - - - - - (213.40) 219,786.60 206.70
240907004 LC-RCTC Toll Revenue: - I-15 419792XC5 HAWAII ST - 495,000.00 - - - - - - 495,000.00 1,130.94
240907004 LC-RCTC Toll Revenue: - I-15 47788CAA0 JDOT 2018 A1 - 2,250,000.00 - - - - - 45.00 2,250,045.00 3,778.13
240907004 LC-RCTC Toll Revenue: - I-15 90290XAD9 USAOT 151 A4 - 756,080.98 - - - - 2.33 (54.48) 756,028.83 519.20
240907004 LC-RCTC Toll Revenue: - I-15 161571GY4 CHAIT 155 A - 12,985.78 - - - - 11.13 (1.72) 12,995.19 7.86
240907004 LC-RCTC Toll Revenue: - I-15 89236WAC2 TAOT 15A A3 51,913.84 - - - (39,673.36) 19.87 12.52 4.00 12,276.87 6.11
240907004 LC-RCTC Toll Revenue: - I-15 161571HC1 CHAIT 162 A - 12,796.88 - - - - 14.66 4.25 12,815.79 7.92
240907004 LC-RCTC Toll Revenue: - I-15 3136AK2A0 FNA 14M10 AS2 - 224,668.64 - - (931.31) 1.40 18.55 (1,234.77) 222,522.50 405.46
240907004 LC-RCTC Toll Revenue: - I-15 53944VAC3 LLOYDS BANK PLC 999,970.00 - - (1,000,000.00) - - 27.75 2.25 - -
240907004 LC-RCTC Toll Revenue: - I-15 41284AAE8 HDMOT 141 A4 449,649.00 - - - (94,954.49) 36.16 37.25 (105.85) 354,662.07 244.59
240907004 LC-RCTC Toll Revenue: - I-15 65477PAD3 NAROT 14A A4 501,318.75 - - - (256,926.41) 69.27 39.45 216.07 244,717.13 145.95
240907004 LC-RCTC Toll Revenue: - I-15 47787UAD5 JDOT 15 A3 90,321.30 - - - (51,527.89) 65.27 49.50 (73.32) 38,834.85 22.81
240907004 LC-RCTC Toll Revenue: - I-15 064159HC3 BANK OF NOVA SCOTIA - 399,504.00 - - - - 92.71 (1,768.71) 397,828.00 1,646.67
240907004 LC-RCTC Toll Revenue: - I-15 89114QBE7 TORONTO-DOMINION BANK - 369,463.50 - - - - 98.17 (1,437.57) 368,124.10 1,382.88
240907004 LC-RCTC Toll Revenue: - I-15 313313TS7 FEDERAL FARM CREDIT BANKS - 3,099,900.97 - (3,100,000.00) - - 99.03 - - -
240907004 LC-RCTC Toll Revenue: - I-15 65477UAC4 NAROT 15A A3 243,368.91 - - - (98,217.32) 132.76 101.72 (136.63) 145,249.44 67.96
240907004 LC-RCTC Toll Revenue: - I-15 313385UH7 FEDERAL HOME LOAN BANKS - 2,999,883.33 - (3,000,000.00) - - 116.67 - - -
240907004 LC-RCTC Toll Revenue: - I-15 31315LTS7 FEDERAL AGRICULTURAL MORTGAGE CORP - 3,749,879.17 - (3,750,000.00) - - 120.83 - - -
240907004 LC-RCTC Toll Revenue: - I-15 569203LT7 MARION & POLK CNTYS ORE SCH DIST NO 24J SALEM-KEIZ 399,788.00 - - - - - 134.61 (178.61) 399,744.00 1,781.98
2017 Financing STAMP Portfolio Transaction Report by Account
Quarter ended March 31, 2018
ATTACHMENT 10
26
Page 17 of 32
Source
Account Account Identifier Description
Beginning Base
Market Value Base Purchases Base Sales
Base Maturities and
Redemptions Base Paydowns
Net Total Realized
Gain/Loss
Base
Amortization/A
ccretion
Base Change In
Net Unrealized
Gain/Loss
Ending Base
Market Value
Ending Accrued
Income Balance
2017 Financing STAMP Portfolio Transaction Report by Account
Quarter ended March 31, 2018
240907004 LC-RCTC Toll Revenue: - I-15 00287YAN9 ABBVIE INC 999,510.00 - - - - - 142.45 (382.45) 999,270.00 6,850.00
240907004 LC-RCTC Toll Revenue: - I-15 31381S5E8 FN 469845 449,327.34 (449,169.06) - - - - 165.21 (323.49) - -
240907004 LC-RCTC Toll Revenue: - I-15 43814KAD3 HAROT 151 A4 886,325.88 - - - (230,101.40) 102.41 191.43 767.85 657,286.17 385.38
240907004 LC-RCTC Toll Revenue: - I-15 02360SA32 Ameren Corporation 1,849,926.00 - - (1,850,000.00) - - 200.42 (126.42) - -
240907004 LC-RCTC Toll Revenue: - I-15 05582XAB8 BMWLT 162 A2 359,906.34 0.00 - - (197,910.47) 188.88 212.28 (117.30) 162,279.72 61.06
240907004 LC-RCTC Toll Revenue: - I-15 43357MD56 Hitachi Capital America Corp.- 699,615.00 - - - - 213.89 59.11 699,888.00 -
240907004 LC-RCTC Toll Revenue: - I-15 3137ASR97 FHMS K020 A1 - 523,250.06 - - - - 223.84 (1,155.26) 522,318.64 701.68
240907004 LC-RCTC Toll Revenue: - I-15 06051GFN4 BANK OF AMERICA CORP 1,000,700.00 - - - - - 226.32 (15,476.32) 985,450.00 10,000.00
240907004 LC-RCTC Toll Revenue: - I-15 650035S82 NEW YORK ST URBAN DEV CORP REV 944,508.60 - - (945,000.00) - - 239.45 251.95 - -
240907004 LC-RCTC Toll Revenue: - I-15 780082AA1 ROYAL BANK OF CANADA 1,487,565.00 - - - - - 255.67 (11,130.67) 1,476,690.00 4,375.00
240907004 LC-RCTC Toll Revenue: - I-15 43814LAC3 HAROT 154 A3 1,117,103.25 - - - (308,121.11) 411.68 296.54 (733.20) 808,957.16 277.77
240907004 LC-RCTC Toll Revenue: - I-15 313385UG9 FEDERAL HOME LOAN BANKS - 7,999,700.00 - (8,000,000.00) - - 300.00 - - -
240907004 LC-RCTC Toll Revenue: - I-15 04056BCS7 ARIZONA PUBLIC SERVICE CO - 1,684,695.30 - (1,685,000.00) - - 304.70 - - -
240907004 LC-RCTC Toll Revenue: - I-15 22533UAP8 Credit Agricole Corporate and Investment Bank - 1,599,684.45 - (1,600,000.00) - - 315.55 - - -
240907004 LC-RCTC Toll Revenue: - I-15 3137FBUW4 FHMS KP04 AG2 - 830,389.06 - - - - 324.99 (714.05) 830,000.00 287.22
240907004 LC-RCTC Toll Revenue: - I-15 65478AAD5 NAROT 15C A3 849,437.91 - - - (176,912.11) 562.30 332.78 (2,282.19) 671,138.70 411.15
240907004 LC-RCTC Toll Revenue: - I-15 313385TH9 FEDERAL HOME LOAN BANKS - 2,499,647.23 - (2,500,000.00) - - 352.77 - - -
240907004 LC-RCTC Toll Revenue: - I-15 67021KAN9 NSTAR Electric Company - 1,599,618.67 - (1,600,000.00) - - 381.33 - - -
240907004 LC-RCTC Toll Revenue: - I-15 161571GY4 CHAIT 155 A - 346,539.14 - - - - 384.65 (52.18) 346,871.61 209.74
240907004 LC-RCTC Toll Revenue: - I-15 97684HA50 Wisconsin Public Service Corporation 1,999,740.00 - - (2,000,000.00) - - 422.22 (162.22) - -
240907004 LC-RCTC Toll Revenue: - I-15 459515RN4 INTERNATIONAL FINANCE CORP 1,847,558.00 - - (1,850,000.00) - - 437.73 2,004.27 - -
240907004 LC-RCTC Toll Revenue: - I-15 05582XAD4 BMWLT 162 A3 960,908.40 - - - - - 445.69 (2,066.89) 959,287.20 421.65
240907004 LC-RCTC Toll Revenue: - I-15 89236WAD0 TAOT 15A A4 - 546,522.97 - - - - 461.80 (1,006.89) 545,977.88 370.20
240907004 LC-RCTC Toll Revenue: - I-15 02360SD47 Ameren Corporation - 1,494,235.89 - - - - 477.57 122.09 1,494,835.55 -
240907004 LC-RCTC Toll Revenue: - I-15 58768MAC5 MBALT 16B A3 996,600.00 - - - - - 482.80 (1,812.80) 995,270.00 600.00
240907004 LC-RCTC Toll Revenue: - I-15 313385UA2 FEDERAL HOME LOAN BANKS - 13,899,513.50 - (13,900,000.00) - - 486.50 - - -
240907004 LC-RCTC Toll Revenue: - I-15 65479AAD4 NALT 17A A3 - 846,115.23 - - - - 494.33 (4,336.06) 842,273.50 721.56
240907004 LC-RCTC Toll Revenue: - I-15 97684HAW1 Wisconsin Public Service Corporation - 1,599,502.22 - (1,600,000.00) - - 497.78 - - -
240907004 LC-RCTC Toll Revenue: - I-15 66522UBC6 Northern Illinois Gas Company - 1,599,502.22 - (1,600,000.00) - - 497.78 - - -
240907004 LC-RCTC Toll Revenue: - I-15 912828VK3 UNITED STATES TREASURY - 4,994,140.63 - - - - 532.67 (73.30) 4,994,600.00 17,282.46
240907004 LC-RCTC Toll Revenue: - I-15 49327M2P8 KEYBANK NA 989,070.00 - - - - - 532.89 (5,242.89) 984,360.00 1,733.33
240907004 LC-RCTC Toll Revenue: - I-15 313385TJ5 FEDERAL HOME LOAN BANKS - 2,999,466.66 - (3,000,000.00) - - 533.34 - - -
240907004 LC-RCTC Toll Revenue: - I-15 313385UE4 FEDERAL HOME LOAN BANKS - 15,999,422.22 - (16,000,000.00) - - 577.78 - - -
240907004 LC-RCTC Toll Revenue: - I-15 161571HA5 CHAIT 157 A - 1,498,710.94 - - - - 585.83 (2,761.77) 1,496,535.00 1,080.00
240907004 LC-RCTC Toll Revenue: - I-15 161571HC1 CHAIT 162 A 742,800.00 - - - - - 591.89 (4,019.39) 739,372.50 456.67
240907004 LC-RCTC Toll Revenue: - I-15 912828UU2 UNITED STATES TREASURY - 1,699,402.34 - - - - 597.66 - 1,700,000.00 -
240907004 LC-RCTC Toll Revenue: - I-15 313385UF1 FEDERAL HOME LOAN BANKS - 15,999,400.00 - (16,000,000.00) - - 600.00 - - -
240907004 LC-RCTC Toll Revenue: - I-15 313385UL8 FEDERAL HOME LOAN BANKS - 5,499,381.25 - (5,500,000.00) - - 618.75 - - -
240907004 LC-RCTC Toll Revenue: - I-15 912828H37 UNITED STATES TREASURY 4,999,400.00 - - (5,000,000.00) - - 621.45 (21.45) - -
240907004 LC-RCTC Toll Revenue: - I-15 05581RAD8 BMWLT 161 A3 1,229,408.11 - - - (542,217.96) 582.50 625.69 (754.20) 687,644.13 282.03
240907004 LC-RCTC Toll Revenue: - I-15 07330NAL9 BRANCH BANKING AND TRUST CO 990,530.00 - - - - - 655.65 (5,575.65) 985,610.00 5,679.17
240907004 LC-RCTC Toll Revenue: - I-15 313385TW6 FEDERAL HOME LOAN BANKS - 6,699,302.06 - (6,700,000.00) - - 697.94 - - -
240907004 LC-RCTC Toll Revenue: - I-15 71112KA84 The Peoples Gas Light And Coke Company 1,999,480.00 - - (2,000,000.00) - - 700.00 (180.00) - -
240907004 LC-RCTC Toll Revenue: - I-15 58768MAC5 MBALT 16B A3 591,980.40 - - - - - 845.81 (1,635.83) 591,190.38 356.40
240907004 LC-RCTC Toll Revenue: - I-15 92780KC55 Virginia Electric and Power Company - 1,799,130.01 - (1,800,000.00) - - 869.99 - - -
240907004 LC-RCTC Toll Revenue: - I-15 06538CB59 The Bank of Tokyo-Mitsubishi UFJ, Ltd - 1,599,091.55 - (1,600,000.00) - - 908.45 - - -
240907004 LC-RCTC Toll Revenue: - I-15 43357MAA8 Hitachi Capital America Corp.1,999,300.00 - - (2,000,000.00) - - 925.00 (225.00) - -
240907004 LC-RCTC Toll Revenue: - I-15 63743DBD2 National Rural Utilities Cooperative Finance Corpo - 1,599,066.67 - (1,600,000.00) - - 933.33 - - -
240907004 LC-RCTC Toll Revenue: - I-15 69511KAP7 PacifiCorp - 1,598,985.78 - (1,600,000.00) - - 1,014.22 - - -
240907004 LC-RCTC Toll Revenue: - I-15 912828UR9 UNITED STATES TREASURY 1,128,937.80 - - (1,130,000.00) - - 1,040.07 22.13 - -
240907004 LC-RCTC Toll Revenue: - I-15 93884FB92 Washington Gas Light Company - 1,598,933.33 - (1,600,000.00) - - 1,066.67 - - -
240907004 LC-RCTC Toll Revenue: - I-15 92780KAG3 Virginia Electric and Power Company 1,848,871.50 - - (1,850,000.00) - - 1,102.29 26.21 - -
240907004 LC-RCTC Toll Revenue: - I-15 24422ETJ8 JOHN DEERE CAPITAL CORP 1,108,136.25 - - - - - 1,167.18 (9,480.93) 1,099,822.50 6,718.75
240907004 LC-RCTC Toll Revenue: - I-15 313385VE3 FEDERAL HOME LOAN BANKS - 5,097,428.75 - - - - 1,402.34 250.91 5,099,082.00 -
240907004 LC-RCTC Toll Revenue: - I-15 313385UD6 FEDERAL HOME LOAN BANKS - 13,898,528.92 - (13,900,000.00) - - 1,471.08 - - -
240907004 LC-RCTC Toll Revenue: - I-15 912828K25 UNITED STATES TREASURY - 2,497,558.59 - - - - 1,698.37 (6.96) 2,499,250.00 8,653.85
240907004 LC-RCTC Toll Revenue: - I-15 02360SB80 Ameren Corporation - 1,597,760.00 - (1,600,000.00) - - 2,240.00 - - -
240907004 LC-RCTC Toll Revenue: - I-15 313385UM6 FEDERAL HOME LOAN BANKS - 9,997,733.30 - (10,000,000.00) - - 2,266.70 - - -
240907004 LC-RCTC Toll Revenue: - I-15 26055BBN3 The Dow Chemical Company - 1,597,699.10 - (1,600,000.00) - - 2,300.90 - - -
240907004 LC-RCTC Toll Revenue: - I-15 43357MB90 Hitachi Capital America Corp.- 1,597,680.00 - (1,600,000.00) - - 2,320.00 - - -
240907004 LC-RCTC Toll Revenue: - I-15 313385RX6 FEDERAL HOME LOAN BANKS 4,497,570.00 - - (4,500,000.00) - - 2,530.14 (100.14) - -
240907004 LC-RCTC Toll Revenue: - I-15 459053SZ8 INTERNATIONAL BANK FOR RECONSTRUCTION AND DEVELOPM - 2,597,445.50 - (2,600,000.00) - - 2,554.50 - - -
240907004 LC-RCTC Toll Revenue: - I-15 54866HCE0 Lowe`s Companies, Inc.- 1,997,400.00 - (2,000,000.00) - - 2,600.00 - - -
240907004 LC-RCTC Toll Revenue: - I-15 912828UR9 UNITED STATES TREASURY - 3,382,355.47 - (3,385,000.00) - - 2,644.53 - - -
240907004 LC-RCTC Toll Revenue: - I-15 23337UAV1 DTE Gas Company 1,997,640.00 - - (2,000,000.00) - - 3,033.33 (673.33) - -
240907004 LC-RCTC Toll Revenue: - I-15 78355BCC4 Ryder System, Inc.- 2,596,845.34 - (2,600,000.00) - - 3,154.66 - - -
240907004 LC-RCTC Toll Revenue: - I-15 912828UZ1 UNITED STATES TREASURY - 2,994,257.81 - - - - 3,871.14 (378.95) 2,997,750.00 7,872.93
90,093,171.73 354,727,111.51 (174,885,883.54) (181,195,000.00) (4,547,592.78) 884.65 (42,628.04) (201,477.03) 83,948,586.49 320,229.34
240907020 RCTC I-15 Prj RAMP UP RESERVE 31283K5N4 FH G11753 1,104,474.22 - - - (182,726.24) (12,388.06) (7,490.26) 14,452.69 916,322.35 3,743.40
240907020 RCTC I-15 Prj RAMP UP RESERVE 31392J6N4 FNR 0323B EQ 771,014.16 - - - (57,784.84) (4,948.77) (2,535.82) (833.10) 704,911.63 3,086.52
240907020 RCTC I-15 Prj RAMP UP RESERVE 3137ANMN2 FHMS K707 A2 1,802,016.00 - - - - - (1,670.85) (5,115.15) 1,795,230.00 3,330.00
240907020 RCTC I-15 Prj RAMP UP RESERVE 912828QQ6 UNITED STATES TREASURY - 701,968.75 - - - - (984.38) (249.38) 700,735.00 5,572.12
240907020 RCTC I-15 Prj RAMP UP RESERVE 38378CDK0 GNR 11169G AK - 163,833.04 - - (6,550.26) (58.32) (114.12) (580.99) 156,529.35 389.47
240907020 RCTC I-15 Prj RAMP UP RESERVE 38378AWX5 GNR 11157E QA - 228,499.55 - - (7,497.94) (70.73) (101.26) (972.27) 219,857.36 547.02
240907020 RCTC I-15 Prj RAMP UP RESERVE 31397SE83 FNR 1136C PA - 78,218.97 - - (1,965.00) (9.77) (98.73) (195.59) 75,949.89 252.72
240907020 RCTC I-15 Prj RAMP UP RESERVE 383742C76 GNR 0832B PA - 105,466.40 - - (1,814.35) (44.88) (70.22) 16.17 103,553.13 336.93
240907020 RCTC I-15 Prj RAMP UP RESERVE 31398N2K9 FNR 10123B DL - 82,412.05 - - (14,766.52) (51.28) (58.86) (178.22) 67,357.17 196.40
240907020 RCTC I-15 Prj RAMP UP RESERVE 3137A6TB8 FHR 3812F LV - 25,470.19 - - (25,446.33) - (23.86) - - -
240907020 RCTC I-15 Prj RAMP UP RESERVE 38375JCJ2 GNR 0668 D - 40,705.20 - - (1,319.39) (3.80) (19.02) 154.72 39,517.71 173.56
240907020 RCTC I-15 Prj RAMP UP RESERVE 38376THB1 GNR 102H WP - 13,606.85 - - (4,658.64) (5.53) (18.67) 11.75 8,935.77 29.74
240907020 RCTC I-15 Prj RAMP UP RESERVE 62888VAA6 NGN 10R1 1A - 56,477.21 - - (2,528.57) (7.75) (10.31) 38.38 53,968.96 75.79
240907020 RCTC I-15 Prj RAMP UP RESERVE 3137A5FP4 FHR 3791E DA - 88,355.02 - - (4,097.16) (10.73) (9.70) (280.59) 83,956.83 175.08
240907020 RCTC I-15 Prj RAMP UP RESERVE 31846V203 FIRST AMER:GVT OBLG;Y 109,995.80 3,781,309.52 (3,870,311.87) - - - - - 20,993.45 -
240907020 RCTC I-15 Prj RAMP UP RESERVE 31418ASD1 FN MA1415 - 1,585.28 - - (40.86) 0.46 0.09 (2.94) 1,542.03 2.60
240907020 RCTC I-15 Prj RAMP UP RESERVE 31418ASD1 FN MA1415 - 100,030.24 - - (2,574.17) 24.98 4.28 (337.28) 97,148.05 164.06 27
Page 18 of 32
Source
Account Account Identifier Description
Beginning Base
Market Value Base Purchases Base Sales
Base Maturities and
Redemptions Base Paydowns
Net Total Realized
Gain/Loss
Base
Amortization/A
ccretion
Base Change In
Net Unrealized
Gain/Loss
Ending Base
Market Value
Ending Accrued
Income Balance
2017 Financing STAMP Portfolio Transaction Report by Account
Quarter ended March 31, 2018
240907020 RCTC I-15 Prj RAMP UP RESERVE 313313TS7 FEDERAL FARM CREDIT BANKS - 199,993.61 - (200,000.00) - - 6.39 - - -
240907020 RCTC I-15 Prj RAMP UP RESERVE 3137B1UF7 FHMS K027 A1 - 46,810.70 - - (1,730.14) 25.56 9.80 (239.87) 44,876.05 68.10
240907020 RCTC I-15 Prj RAMP UP RESERVE 3137B84S3 FHR 4305A CT - 176,335.04 - - (5,806.49) 72.39 15.97 (684.36) 169,932.55 287.93
240907020 RCTC I-15 Prj RAMP UP RESERVE 3137ASR97 FHMS K020 A1 - 39,048.51 - - - - 16.70 (86.21) 38,979.00 52.36
240907020 RCTC I-15 Prj RAMP UP RESERVE 3136AC7J4 FNA 13M6 2A - 64,531.54 - - (3,746.78) 61.51 19.01 84.11 60,949.39 128.53
240907020 RCTC I-15 Prj RAMP UP RESERVE 3137AXHN6 FHMS K024 A1 - 94,197.69 - - (3,815.89) 52.80 20.42 (460.89) 89,994.13 133.65
240907020 RCTC I-15 Prj RAMP UP RESERVE 3137B1U75 FHMS KS01 A2 - 117,965.63 - - - - 32.73 94.84 118,093.20 252.20
240907020 RCTC I-15 Prj RAMP UP RESERVE 313385VJ2 FEDERAL HOME LOAN BANKS - 199,881.56 - - - - 36.44 8.00 199,926.00 -
240907020 RCTC I-15 Prj RAMP UP RESERVE 3136A96F0 FNA 12M17 A2 - 72,694.34 - - - - 50.27 (99.61) 72,645.00 136.50
240907020 RCTC I-15 Prj RAMP UP RESERVE 912828UR9 UNITED STATES TREASURY 74,929.50 - - (75,000.00) - - 64.45 6.05 - -
240907020 RCTC I-15 Prj RAMP UP RESERVE 912828K25 UNITED STATES TREASURY - 109,892.58 - - - - 74.73 (0.31) 109,967.00 380.77
240907020 RCTC I-15 Prj RAMP UP RESERVE 912828VK3 UNITED STATES TREASURY - 704,476.76 - - - - 209.30 (447.46) 704,238.60 2,436.83
240907020 RCTC I-15 Prj RAMP UP RESERVE 912828UR9 UNITED STATES TREASURY - 624,682.62 - (625,000.00) - - 317.38 - - -
240907020 RCTC I-15 Prj RAMP UP RESERVE 912828H37 UNITED STATES TREASURY 2,499,700.00 - (149,994.14) (2,350,000.00) - 4.92 348.67 (59.45) - -
240907020 RCTC I-15 Prj RAMP UP RESERVE 912828UF5 UNITED STATES TREASURY - 392,671.88 (206,210.16) - - (15.24) 369.57 (483.05) 186,333.00 537.33
240907020 RCTC I-15 Prj RAMP UP RESERVE 912828SA9 UNITED STATES TREASURY - 75,564.65 - - - - 387.15 (120.74) 75,831.06 20.11
240907020 RCTC I-15 Prj RAMP UP RESERVE 912828SA9 UNITED STATES TREASURY - 75,469.29 - - - - 390.55 (28.79) 75,831.06 20.11
240907020 RCTC I-15 Prj RAMP UP RESERVE 912828K25 UNITED STATES TREASURY - 584,405.86 - - - - 413.31 5.33 584,824.50 2,025.00
240907020 RCTC I-15 Prj RAMP UP RESERVE 912828UH1 UNITED STATES TREASURY - 79,068.39 - - - - 416.97 (301.59) 79,183.77 21.13
240907020 RCTC I-15 Prj RAMP UP RESERVE 912828UJ7 UNITED STATES TREASURY 1,499,580.00 - - (1,500,000.00) - - 476.08 (56.08) - -
240907020 RCTC I-15 Prj RAMP UP RESERVE 912828SA9 UNITED STATES TREASURY - 162,655.64 - - - - 814.36 (974.88) 162,495.12 43.10
7,861,709.68 9,288,284.57 (4,226,516.17) (4,750,000.00) (328,869.57) (17,372.22) (8,711.44) 2,083.25 7,820,608.10 24,619.06
245490001 LC-RCTC 2017 PRJ: Sales Tax 61746BDY9 MORGAN STANLEY 1,972,093.50 - - - - - (5,059.46) (1,102.54) 1,965,931.50 10,061.76
245490001 LC-RCTC 2017 PRJ: Sales Tax 06051GEY1 BANK OF AMERICA CORP 1,512,450.00 - - - - - (3,002.50) 752.50 1,510,200.00 8,629.75
245490001 LC-RCTC 2017 PRJ: Sales Tax 172967JQ5 CITIGROUP INC 1,952,593.50 - - - - - (2,329.36) 164.86 1,950,429.00 8,228.96
245490001 LC-RCTC 2017 PRJ: Sales Tax 89114QAV0 TORONTO-DOMINION BANK 2,001,200.00 - - - - - (2,142.70) (15,517.30) 1,983,540.00 18,250.00
245490001 LC-RCTC 2017 PRJ: Sales Tax 21688AAD4 COOPERATIEVE RABOBANK UA (NEW YORK BRANCH)1,997,980.00 - - - - - (1,670.36) (22,029.64) 1,974,280.00 9,625.00
245490001 LC-RCTC 2017 PRJ: Sales Tax 94988J5G8 WELLS FARGO BANK NA 1,996,920.00 - - - - - (1,480.08) (16,979.92) 1,978,460.00 13,736.11
245490001 LC-RCTC 2017 PRJ: Sales Tax 0258M0EJ4 AMERICAN EXPRESS CREDIT CORP 2,003,860.00 - - - - - (834.62) (685.38) 2,002,340.00 6,468.55
245490001 LC-RCTC 2017 PRJ: Sales Tax 06367TPX2 BANK OF MONTREAL 1,625,484.90 - - - - - (753.57) (15,937.63) 1,608,793.70 10,364.08
245490001 LC-RCTC 2017 PRJ: Sales Tax 912828QB9 UNITED STATES TREASURY - 1,000,507.81 - - - - (507.81) - 1,000,000.00 -
245490001 LC-RCTC 2017 PRJ: Sales Tax 05581QAE8 BMWLT 152 A4 1,999,040.00 - - - (2,000,000.00) (174.83) (93.09) 1,227.92 - -
245490001 LC-RCTC 2017 PRJ: Sales Tax 43814JAD6 HAROT 144 A4 2,354,175.75 - - - (2,355,000.00) (140.51) (44.64) 1,009.41 - -
245490001 LC-RCTC 2017 PRJ: Sales Tax 05522RCQ9 BACCT 141 A - 325,710.94 - - - - (26.63) 59.94 325,744.25 330.98
245490001 LC-RCTC 2017 PRJ: Sales Tax 31398NG99 FNR 10112H AE - 95,434.90 - - - - (15.68) (56.68) 95,362.53 159.76
245490001 LC-RCTC 2017 PRJ: Sales Tax 3136A7MK5 FNA 12M8 AQ3 - 74,450.22 - - - - (10.83) (77.74) 74,361.65 112.38
245490001 LC-RCTC 2017 PRJ: Sales Tax 9AMMF05B2 U.S. BANK MONEY MARKET ACCOUNT FUND 84,991.61 65,556,419.11 (65,497,209.04) - - - - - 144,201.68 -
245490001 LC-RCTC 2017 PRJ: Sales Tax 47770VAS9 JOBSOHIO BEVERAGE SYS OHIO STATEWIDE LIQUOR PROFIT 275,000.00 - - (275,000.00) - - - - - -
245490001 LC-RCTC 2017 PRJ: Sales Tax 375558BQ5 GILEAD SCIENCES INC 340,428.40 - - - - - - (221.00) 340,207.40 277.87
245490001 LC-RCTC 2017 PRJ: Sales Tax 54438CWT5 LOS ANGELES CALIF CMNTY COLLEGE DIST 274,890.00 - - - - - - (143.00) 274,747.00 742.50
245490001 LC-RCTC 2017 PRJ: Sales Tax 60700AMC5 Mizuho Bank, Ltd.799,880.00 - - (800,000.00) - - - 120.00 - -
245490001 LC-RCTC 2017 PRJ: Sales Tax 47788CAA0 JDOT 2018 A1 - 750,000.00 - - - - - 15.00 750,015.00 1,259.38
245490001 LC-RCTC 2017 PRJ: Sales Tax 43814JAC8 HAROT 144 A3 2,500.72 - - - (2,501.11) (0.01) 0.42 (0.02) - -
245490001 LC-RCTC 2017 PRJ: Sales Tax 90290XAD9 USAOT 151 A4 - 222,376.76 - - - - 0.68 (16.03) 222,361.42 152.71
245490001 LC-RCTC 2017 PRJ: Sales Tax 912828K25 UNITED STATES TREASURY - 74,967.77 - - - - 5.69 4.04 74,977.50 259.62
245490001 LC-RCTC 2017 PRJ: Sales Tax 41284CAD6 HDMOT 152 A3 - 51,691.44 - - (19,841.24) 21.38 12.30 (17.71) 31,866.17 18.44
245490001 LC-RCTC 2017 PRJ: Sales Tax 89190AAD2 TAOT 14C A4 1,460,210.52 - - - (588,880.68) 42.66 24.58 587.62 871,984.69 558.86
245490001 LC-RCTC 2017 PRJ: Sales Tax 02361LAS1 Ameren Illinois Company - 573,974.49 - (574,000.00) - - 25.51 - - -
245490001 LC-RCTC 2017 PRJ: Sales Tax 65477UAC4 NAROT 15A A3 81,122.97 - - - (32,739.11) 44.25 33.91 (45.54) 48,416.48 22.65
245490001 LC-RCTC 2017 PRJ: Sales Tax 313385UH7 FEDERAL HOME LOAN BANKS - 999,961.11 - (1,000,000.00) - - 38.89 - - -
245490001 LC-RCTC 2017 PRJ: Sales Tax 31315LTS7 FEDERAL AGRICULTURAL MORTGAGE CORP - 1,249,959.72 - (1,250,000.00) - - 40.28 - - -
245490001 LC-RCTC 2017 PRJ: Sales Tax 43814LAC3 HAROT 154 A3 113,199.80 - - - (31,222.94) 65.44 46.76 (114.73) 81,974.33 28.15
245490001 LC-RCTC 2017 PRJ: Sales Tax 3137ASR97 FHMS K020 A1 - 114,542.30 - - - - 49.00 (252.89) 114,338.41 153.60
245490001 LC-RCTC 2017 PRJ: Sales Tax 66522UB51 Northern Illinois Gas Company - 524,930.00 - (525,000.00) - - 70.00 - - -
245490001 LC-RCTC 2017 PRJ: Sales Tax 02361LB50 Ameren Illinois Company - 524,930.00 - (525,000.00) - - 70.00 - - -
245490001 LC-RCTC 2017 PRJ: Sales Tax 912828VK3 UNITED STATES TREASURY - 764,103.52 - - - - 81.50 (11.22) 764,173.80 2,644.22
245490001 LC-RCTC 2017 PRJ: Sales Tax 58768MAC5 MBALT 16B A3 - 270,650.63 - - - - 86.98 (24.17) 270,713.44 163.20
245490001 LC-RCTC 2017 PRJ: Sales Tax 04056BCS7 ARIZONA PUBLIC SERVICE CO - 509,907.78 - (510,000.00) - - 92.22 - - -
245490001 LC-RCTC 2017 PRJ: Sales Tax 71112KA43 The Peoples Gas Light And Coke Company 599,946.00 - - (600,000.00) - - 92.50 (38.50) - -
245490001 LC-RCTC 2017 PRJ: Sales Tax 31392J6N4 FNR 0323B EQ - - - - 20,777.06 1,395.22 98.13 - - -
245490001 LC-RCTC 2017 PRJ: Sales Tax 00280PAX3 Abbey National Treasury Services PLC - 499,877.50 - (500,000.00) - - 122.50 - - -
245490001 LC-RCTC 2017 PRJ: Sales Tax 313313TS7 FEDERAL FARM CREDIT BANKS - 3,899,875.42 - (3,900,000.00) - - 124.58 - - -
245490001 LC-RCTC 2017 PRJ: Sales Tax 161571HA5 CHAIT 157 A 359,712.00 - - - - - 135.34 (678.94) 359,168.40 259.20
245490001 LC-RCTC 2017 PRJ: Sales Tax 650035S82 NEW YORK ST URBAN DEV CORP REV 539,719.20 - - (540,000.00) - - 136.83 143.97 - -
245490001 LC-RCTC 2017 PRJ: Sales Tax 31283K5N4 FH G11753 - - - - 53,291.82 1,717.12 137.63 - - -
245490001 LC-RCTC 2017 PRJ: Sales Tax 313385UA2 FEDERAL HOME LOAN BANKS - 4,999,825.00 - (5,000,000.00) - - 175.00 - - -
245490001 LC-RCTC 2017 PRJ: Sales Tax 912828UU2 UNITED STATES TREASURY - 524,815.43 - - - - 184.57 - 525,000.00 -
245490001 LC-RCTC 2017 PRJ: Sales Tax 74433HB29 Prudential Funding LLC - 599,813.33 - (600,000.00) - - 186.67 - - -
245490001 LC-RCTC 2017 PRJ: Sales Tax 313385UG9 FEDERAL HOME LOAN BANKS - 4,999,812.50 - (5,000,000.00) - - 187.50 - - -
245490001 LC-RCTC 2017 PRJ: Sales Tax 06538CB26 The Bank of Tokyo-Mitsubishi UFJ, Ltd - 599,809.33 - (600,000.00) - - 190.67 - - -
245490001 LC-RCTC 2017 PRJ: Sales Tax 313385SU1 FEDERAL HOME LOAN BANKS - 799,800.89 - (800,000.00) - - 199.11 - - -
245490001 LC-RCTC 2017 PRJ: Sales Tax 313385SM9 FEDERAL HOME LOAN BANKS - 999,786.67 - (1,000,000.00) - - 213.33 - - -
245490001 LC-RCTC 2017 PRJ: Sales Tax 313589TW3 FEDERAL NATIONAL MORTGAGE ASSOCIATION - 2,085,786.19 - (2,086,000.00) - - 213.81 - - -
245490001 LC-RCTC 2017 PRJ: Sales Tax 97684HA84 Wisconsin Public Service Corporation 599,844.00 - - (600,000.00) - - 215.84 (59.84) - -
245490001 LC-RCTC 2017 PRJ: Sales Tax 313385UE4 FEDERAL HOME LOAN BANKS - 5,999,783.33 - (6,000,000.00) - - 216.67 - - -
245490001 LC-RCTC 2017 PRJ: Sales Tax 313385UF1 FEDERAL HOME LOAN BANKS - 5,999,775.00 - (6,000,000.00) - - 225.00 - - -
245490001 LC-RCTC 2017 PRJ: Sales Tax 313385VE3 FEDERAL HOME LOAN BANKS - 899,546.25 - - - - 247.47 44.28 899,838.00 -
245490001 LC-RCTC 2017 PRJ: Sales Tax 161571HG2 CHAIT 166 A 1,999,200.00 - - - (2,000,000.00) 17.75 248.53 533.72 - -
245490001 LC-RCTC 2017 PRJ: Sales Tax 92780KC55 Virginia Electric and Power Company - 524,746.25 - (525,000.00) - - 253.75 - - -
245490001 LC-RCTC 2017 PRJ: Sales Tax 313385TH9 FEDERAL HOME LOAN BANKS - 1,999,717.78 - (2,000,000.00) - - 282.22 - - -
245490001 LC-RCTC 2017 PRJ: Sales Tax 313385TW6 FEDERAL HOME LOAN BANKS - 2,999,687.49 - (3,000,000.00) - - 312.51 - - -
245490001 LC-RCTC 2017 PRJ: Sales Tax 313385SW7 FEDERAL HOME LOAN BANKS - 1,299,678.98 - (1,300,000.00) - - 321.02 - - -
245490001 LC-RCTC 2017 PRJ: Sales Tax 313385UL8 FEDERAL HOME LOAN BANKS - 2,999,662.50 - (3,000,000.00) - - 337.50 - - -
245490001 LC-RCTC 2017 PRJ: Sales Tax 313385TJ5 FEDERAL HOME LOAN BANKS - 1,999,644.44 - (2,000,000.00) - - 355.56 - - -
245490001 LC-RCTC 2017 PRJ: Sales Tax 78355BCC4 Ryder System, Inc.- 399,514.67 - (400,000.00) - - 485.33 - - -
245490001 LC-RCTC 2017 PRJ: Sales Tax 313385SP2 FEDERAL HOME LOAN BANKS - 1,999,500.28 - (2,000,000.00) - - 499.72 - - - 28
Page 19 of 32
Source
Account Account Identifier Description
Beginning Base
Market Value Base Purchases Base Sales
Base Maturities and
Redemptions Base Paydowns
Net Total Realized
Gain/Loss
Base
Amortization/A
ccretion
Base Change In
Net Unrealized
Gain/Loss
Ending Base
Market Value
Ending Accrued
Income Balance
2017 Financing STAMP Portfolio Transaction Report by Account
Quarter ended March 31, 2018
245490001 LC-RCTC 2017 PRJ: Sales Tax 313385UD6 FEDERAL HOME LOAN BANKS - 4,999,470.83 - (5,000,000.00) - - 529.17 - - -
245490001 LC-RCTC 2017 PRJ: Sales Tax 912828UZ1 UNITED STATES TREASURY - 998,554.69 - - - - 553.52 141.79 999,250.00 2,624.31
245490001 LC-RCTC 2017 PRJ: Sales Tax 02360SAK4 Ameren Corporation 599,556.00 - - (600,000.00) - - 555.00 (111.00) - -
245490001 LC-RCTC 2017 PRJ: Sales Tax 23337UAS8 DTE Gas Company 499,475.00 - - (500,000.00) - - 659.72 (134.72) - -
245490001 LC-RCTC 2017 PRJ: Sales Tax 912828K25 UNITED STATES TREASURY - 999,023.44 - - - - 679.35 (2.79) 999,700.00 3,461.54
245490001 LC-RCTC 2017 PRJ: Sales Tax 912828UR9 UNITED STATES TREASURY - 1,999,062.50 - (2,000,000.00) - - 937.50 - - -
245490001 LC-RCTC 2017 PRJ: Sales Tax 43357MB25 Hitachi Capital America Corp.- 649,031.32 - (650,000.00) - - 968.68 - - -
245490001 LC-RCTC 2017 PRJ: Sales Tax 54866HCE0 Lowe`s Companies, Inc.- 998,700.00 - (1,000,000.00) - - 1,300.00 - - -
245490001 LC-RCTC 2017 PRJ: Sales Tax 65478QAD0 NALT 16A A3 1,997,820.00 - - - (824,034.90) 764,181.12 86,505.14 (850,670.03) 1,173,801.32 778.75
30,043,293.86 131,458,820.51 (65,497,209.04) (62,660,000.00) (7,780,151.10) 767,169.59 81,794.74 (920,123.91) 25,416,177.67 99,372.30
127,998,175.26 495,474,216.58 (244,609,608.75)(248,605,000.00)(12,656,613.45)750,682.02 30,455.25 (1,119,517.68)117,185,372.26 444,220.70
29
2017 Financing STAMP Portfolio Summary of Investments for quarter ended March 31, 2018
Credit Rating Industry Group
Asset Class Security Type Market Sector
ATTACHMENT 11
30
BLANK
31
2017 Financing STAMP Portfolio
Sales Tax Revenue Fund Summary of Investments for quarter ended March 31, 2018
Credit Rating Industry Group
Asset Class Security Type Market Sector
ATTACHMENT 12
32
BLANK
33
2017 Financing STAMP Portfolio
Sales Tax I15 ELP Project Revenue Fund Summary of Investments for quarter ended March 31, 2018
Credit Rating Industry Group
Asset Class Security Type Market Sector
ATTACHMENT 13
34
BLANK
35
2017 Financing STAMP Portfolio
Ramp Up Fund Summary of Investments for quarter ended March 31, 2018
Credit Rating Industry Group
Asset Class Security Type Market Sector
ATTACHMENT 14
36
BLANK
37
Account Number: 001050990415 Name: RIVERSIDE COUNTY TRANS COMM
CUSIP Security Type Category Issuer Final Maturity Trade Date
Next Call
Date Original Cost
Base Market
Value
Unrealized
Gain/Loss
Accrued
Income Coupon Yield
Credit
Rating
02582JHG8 Asset-Backed AMERICAN EXPRESS 1.640% 12/15/21 12/15/2021 05/30/2017 419,932.72 415,913.40 -4,019.32 306.13 1.64 1.656247791 AAA
037833BS8 Credit APPLE INC 2.250% 2/23/21 02/23/2021 02/23/2016 01/23/2021 495,675.00 492,480.00 -3,195.00 1,187.50 2.25 2.288259702 AA+
037833CS7 Credit APPLE INC 1.800% 5/11/20 05/11/2020 05/11/2017 484,505.30 477,196.35 -7,308.95 3,395.00 1.8 1.833535362 AA+
053015AD5 Credit AUTOMATIC DATA 2.250% 9/15/20 09/15/2020 09/15/2015 08/15/2020 455,017.27 444,577.50 -10,439.77 450.00 2.25 2.275048282 AA
05582QAD9 Asset-Backed BMW VEHICLE OWNER 1.160% 11/25/20 11/25/2020 07/20/2016 454,997.95 450,609.25 -4,388.70 87.97 1.16 1.170334050 N/A
05584PAD9 Asset-Backed BMW VEHICLE LEASE 2.070% 10/20/20 10/20/2020 10/25/2017 99,999.92 98,971.00 -1,028.92 63.25 2.07 2.093277243 N/A
06406FAA1 Credit BANK OF NY MTN 2.500% 4/15/21 04/15/2021 02/19/2016 03/15/2021 759,301.27 735,390.00 -23,911.27 8,645.83 2.5 2.545487868 A
06406HBM0 Credit BANK NY MELLON MTN 5.450% 5/15/19 05/15/2019 05/12/2009 253,819.61 249,223.70 -4,595.91 4,982.51 5.45 5.297073488 A
084664CK5 Credit BERKSHIRE HATHAWAY 1.300% 8/15/19 08/15/2019 08/15/2016 159,844.80 157,100.80 -2,744.00 265.78 1.3 1.322414933 AA
084670BQ0 Credit BERKSHIRE HATHAWAY 2.200% 3/15/21 03/15/2021 03/15/2016 02/15/2021 466,436.01 464,947.65 -1,488.36 460.53 2.2 2.235658757 AA
13063BFS6 Taxable Muni CALIFORNIA ST BUILD 6.650% 3/01/22 03/01/2022 04/01/2010 489,585.68 473,441.50 -16,144.18 2,355.21 6.65 5.994555321 AA-
13063C4V9 Taxable Muni CALIFORNIA ST 1.050% 11/01/18 11/01/2018 11/03/2016 149,887.50 149,050.50 -837.00 656.25 1.05 1.056008689 AA-
13063DAB4 Taxable Muni CALIFORNIA ST HIGH 1.593% 4/01/19 04/01/2019 04/27/2017 350,024.49 347,767.00 -2,257.49 2,787.75 1.59 1.604779078 AA-
13066YTY5 Taxable Muni CALIFORNIA ST DEPT 1.713% 5/01/21 05/01/2021 09/28/2016 107,199.40 105,675.76 -1,523.64 772.92 1.71 1.764505928 AA
13077CT38 Taxable Muni CALIFORNIA ST 1.982% 11/01/19 11/01/2019 08/05/2015 130,399.67 128,856.00 -1,543.67 1,073.58 1.98 1.995549783 AA-
161571HC1 Asset-Backed CHASE ISSUANCE TRUST 1.370% 6/15/21 06/15/2021 06/17/2016 750,040.12 739,372.50 -10,667.62 456.67 1.37 1.390030337 AAA
166764AN0 Credit CHEVRON CORP 2.193% 11/15/19 11/15/2019 11/18/2014 503,581.05 496,960.00 -6,621.05 4,142.33 2.19 2.211733382 AA-
166764AU4 Credit CHEVRON CORP 2.0398% 3/03/22 03/03/2022 03/03/2015 504,977.39 505,575.00 597.61 821.58 2.55 2.020279302 AA-
17275RAE2 Credit CISCO SYSTEMS INC 4.950% 2/15/19 02/15/2019 02/17/2009 371,815.84 367,725.60 -4,090.24 2,277.00 4.95 4.857560621 AA-
17275RAX0 Credit CISCO SYSTEMS INC 2.450% 6/15/20 06/15/2020 06/17/2015 599,952.00 596,358.00 -3,594.00 4,328.33 2.45 2.467072139 AA-
17275RBG6 Credit CISCO SYSTEMS INC 1.400% 9/20/19 09/20/2019 09/20/2016 39,955.60 39,360.80 -594.80 17.11 1.4 1.422099425 AA-
17305EGA7 Asset-Backed CITIBANK CREDIT CARD 1.740% 1/19/21 01/19/2021 01/26/2017 379,927.23 377,837.80 -2,089.43 1,359.13 1.74 1.749482193 AAA
17305EGB5 Asset-Backed CITIBANK CREDIT 1.920% 4/07/22 04/07/2022 04/11/2017 229,933.74 226,506.30 -3,427.44 2,134.40 1.92 1.953264087 AAA
191216BT6 Credit COCA COLA CO THE 1.875% 10/27/20 10/27/2020 10/27/2015 500,187.99 490,330.00 -9,857.99 4,010.42 1.88 1.918335192 A+
191216BV1 Credit COCA COLA CO 1.375% 5/30/19 05/30/2019 05/31/2016 249,825.00 246,920.00 -2,905.00 1,155.38 1.38 1.391799014 A+
30231GAV4 Credit EXXON MOBIL 2.222% 3/01/21 03/01/2021 03/03/2016 02/01/2021 495,685.00 492,555.00 -3,130.00 925.83 2.22 2.258428451 AA+
3130AAXX1 Agencies F H L B DEB 1.375% 3/18/19 03/18/2019 03/10/2017 518,793.60 516,016.80 -2,776.80 258.19 1.38 1.385488145 AA+
3130ABMP8 Agencies F H L B DEB 1.515% 6/27/19 06/27/2019 06/27/2017 769,912.61 770,130.90 218.29 162.02 2.13 1.512685591 AA+
3130ACE26 Agencies F H L B 1.375% 9/28/20 09/28/2020 09/08/2017 358,844.40 351,172.80 -7,671.60 41.25 1.38 1.416007580 AA+
3130ADN32 Agencies F H L B DEB 2.125% 2/11/20 02/11/2020 02/09/2018 798,536.00 796,688.00 -1,848.00 2,455.56 2.13 2.139592018 AA+
3130ADUJ9 Agencies F H L B DEB 2.375% 3/30/20 03/30/2020 03/16/2018 929,832.60 930,120.90 288.30 920.31 2.38 2.381382104 AA+
3133EH2J1 Agencies F F C B 1.74957% 12/11/20 12/11/2020 12/11/2017 510,000.00 510,096.90 96.90 473.25 1.75 1.749535009 AA+
3133EHRD7 Agencies F F C B DEB 1.83032% 7/13/22 07/13/2022 07/13/2017 310,000.00 309,748.90 -251.10 272.12 1.83 1.829387013 AA+
3133EHRZ8 Agencies F F C B DEB 1.8715% 6/25/20 06/25/2020 07/25/2017 510,000.00 510,086.70 86.70 160.72 1.87 1.871294058 AA+
3133EHTJ2 Agencies F F C B DEB 1.95688% 8/01/22 08/01/2022 08/01/2017 230,000.00 229,825.20 -174.80 332.38 1.73 1.958348762 AA+
3133EHVR1 Agencies F F C B DEB 1.8815% 8/24/20 08/24/2020 08/24/2017 130,000.00 129,977.90 -22.10 47.11 1.88 1.881067454 AA+
3133EHXH1 Agencies F F C B 1.7705% 9/06/22 09/06/2022 09/06/2017 260,000.00 260,062.40 62.40 299.64 1.77 1.770075182 AA+
3135G0J53 Agencies F N M A DEB 1.000% 2/26/19 02/26/2019 02/23/2016 498,820.00 494,760.00 -4,060.00 486.11 1 1.010080604 AA+
3135G0K77 Agencies F N M A DEB 1.250% 6/13/19 06/13/2019 06/13/2016 06/13/2018 490,000.00 484,335.60 -5,664.40 1,837.50 1.25 1.265758696 AA+
3135G0N33 Agencies F N M A 0.875% 8/02/19 08/02/2019 08/02/2016 529,109.60 520,470.60 -8,639.00 760.03 0.88 0.891801541 AA+
3135G0P49 Agencies F N M A 1.000% 8/28/19 08/28/2019 09/02/2016 509,204.40 501,539.10 -7,665.30 439.17 1 1.018599629 AA+
3135G0T29 Agencies F N M A DEB 1.500% 2/28/20 02/28/2020 02/28/2017 299,808.00 295,473.00 -4,335.00 387.50 1.5 1.527339375 AA+
3136AMTM1 Mortgage-Backed F N M A GTD REMIC 1.858% 9/25/18 09/25/2018 03/01/2015 60,563.06 60,522.24 -40.82 19.43 1.8 1.860101915 N/A
3137BNN26 Mortgage-Backed F H L M C MLTCL MTG 1.780% 7/25/19 07/25/2019 04/01/2016 55,062.34 54,360.06 -702.28 81.34 1.78 1.796945193 N/A
3137BPCF4 Mortgage-Backed F H L M C MLTCL MTG 1.376% 10/25/20 10/25/2020 05/01/2016 189,629.86 188,049.83 -1,580.03 43.49 1.38 1.386999103 N/A
3137EAEB1 Agencies F H L M C M T N 0.875% 7/19/19 07/19/2019 07/20/2016 350,150.58 344,973.33 -5,177.25 614.25 0.88 0.890938897 AA+
3137EAEH8 Agencies F H L M C 1.375% 8/15/19 08/15/2019 07/19/2017 509,250.30 504,063.60 -5,186.70 896.04 1.38 1.393279831 AA+
3137EAEK1 Agencies F H L M C M T N 1.875% 11/17/20 11/17/2020 11/15/2017 549,472.00 541,904.00 -7,568.00 3,895.83 1.88 1.911919159 AA+
3137EAEL9 Agencies F H L M C M T N 2.375% 2/16/21 02/16/2021 02/16/2018 508,653.60 508,556.70 -96.90 1,514.06 2.38 2.394636015 AA+
31846V203 FIRST AM GOVT OB FD CL Y 209,648.12 209,648.12 0.00 483.65 1.266842000
43814PAC4 Asset-Backed HONDA AUTO 1.790% 9/20/21 09/20/2021 09/29/2017 149,983.76 147,768.00 -2,215.76 96.96 1.79 1.819549484 AAA
47787XAC1 Asset-Backed JOHN DEERE OWNER 1.780% 4/15/21 04/15/2021 03/02/2017 309,955.86 306,673.70 -3,282.16 245.24 1.78 1.800052586 N/A
478160CH5 Credit JOHNSON JOHNSON 1.950% 11/10/20 11/10/2020 11/10/2017 249,732.50 245,927.50 -3,805.00 1,909.38 1.95 1.990384910 AAA
48125LRJ3 Credit JP MORGAN MTN 2.26464% 9/23/19 09/23/2019 09/23/2016 850,393.53 849,216.55 -1,176.98 478.41 2.86 2.250708017 A+
544445AY5 Taxable Muni LOS ANGELES CA DEPT 1.750% 5/15/19 05/15/2019 12/06/2016 100,000.00 99,364.00 -636.00 661.11 1.75 1.762886702 AA
54465AGK2 Taxable Muni LOS ANGELES CA 1.125% 9/01/19 09/01/2019 08/25/2016 266,868.00 264,918.60 -1,949.40 253.13 1.13 1.144653704 AA
54473ERQ9 Taxable Muni LOS ANGELES CNTY CA 2.036% 12/01/18 12/01/2018 09/02/2015 50,000.00 49,896.00 -104.00 339.33 2.04 2.039079009 AA
58769DAD2 Asset-Backed MERCEDES BENZ AUTO 1.790% 4/15/20 04/15/2020 04/26/2017 369,991.56 367,539.50 -2,452.06 294.36 1.79 1.802999627 AAA
589331AN7 Credit MERCK CO INC 5.000% 6/30/19 06/30/2019 06/25/2009 524,337.47 514,675.00 -9,662.47 6,319.44 5 4.865564454 AA
594918BV5 Credit MICROSOFT CORP 1.850% 2/06/20 02/06/2020 02/06/2017 499,665.00 495,015.00 -4,650.00 1,413.19 1.85 1.874746656 AAA
6055806F1 Taxable Muni MISSISSIPPI ST SER D 3.381% 11/01/18 11/01/2018 11/10/2010 101,565.62 100,749.00 -816.62 1,408.75 3.38 3.363576673 AA
Payden & Rygel Operating Portfolio by Investment Category for Quarter ended March 31, 2018
ATTACHMENT 15
38
Account Number: 001050990415 Name: RIVERSIDE COUNTY TRANS COMM
CUSIP Security Type Category Issuer Final Maturity Trade Date
Next Call
Date Original Cost
Base Market
Value
Unrealized
Gain/Loss
Accrued
Income Coupon Yield
Credit
Rating
Payden & Rygel Operating Portfolio by Investment Category for Quarter ended March 31, 2018
649791EJ5 Taxable Muni NEW YORK ST REF SER 3.600% 9/01/19 09/01/2019 03/30/2011 514,535.14 507,430.00 -7,105.14 1,500.00 3.6 3.557769279 AA+
649791EV8 Taxable Muni NEW YORK ST SER B 3.600% 2/15/19 02/15/2019 03/30/2011 254,765.48 252,700.00 -2,065.48 1,150.00 3.6 3.567959722 AA+
65479BAD2 Asset-Backed NISSAN AUTO LEASE 2.050% 9/15/20 09/15/2020 10/10/2017 219,961.57 217,973.80 -1,987.77 200.44 2.05 2.071690601 N/A
68389XAQ8 Credit ORACLE CORP 2.375% 1/15/19 01/15/2019 07/16/2013 504,103.17 500,000.00 -4,103.17 2,506.94 2.38 2.372722187 AA-
702282ND2 Taxable Muni PASADENA CA UNIF 1.861% 11/01/18 11/01/2018 03/20/2014 250,505.37 249,690.00 -815.37 1,938.54 1.86 1.863441108 A+
717081DL4 Credit PFIZER INC 2.100% 5/15/19 05/15/2019 05/15/2014 251,501.53 249,077.50 -2,424.03 1,983.33 2.1 2.109704641 AA
717081DU4 Credit PFIZER INC 1.450% 6/03/19 06/03/2019 06/03/2016 249,715.00 247,167.50 -2,547.50 1,188.19 1.45 1.467700468 AA
742718EZ8 Credit PROCTER GAMBLE CO 1.750% 10/25/19 10/25/2019 10/25/2017 149,947.50 148,341.00 -1,606.50 1,137.50 1.75 1.770054720 AA-
797669XT0 Taxable Muni SAN FRANCISCO CA 21.690% 7/01/20 07/01/2020 12/28/2017 100,000.00 99,536.00 -464.00 5,603.25 2.17 21.878814166 AA+
79770GGM2 Taxable Muni SAN FRANCISCO CITY 2.000% 8/01/20 08/01/2020 11/30/2017 299,607.00 296,880.00 -2,727.00 1,000.00 2 2.029241368 AA-
798170AB2 Taxable Muni SAN JOSE CA 2.098% 8/01/19 08/01/2019 12/21/2017 320,000.00 319,104.00 -896.00 1,118.93 2.1 2.108140154 AA
798170AC0 Taxable Muni SAN JOSE CA REDEV 2.259% 8/01/20 08/01/2020 12/21/2017 190,000.00 189,129.80 -870.20 715.35 2.26 2.280044814 AA
79876CBQ0 Taxable Muni SAN MARCOS CA REDEV 2.000% 10/01/20 10/01/2020 12/14/2017 109,256.40 108,182.80 -1,073.60 653.89 2 2.044404465 AA-
80284TAF2 Asset-Backed SANTANDER DRIVE 1.770% 9/15/20 09/15/2020 02/28/2017 109,999.24 109,654.60 -344.64 86.53 1.77 1.774845328 AAA
857477AS2 Credit STATE STREET CORP 2.550% 8/18/20 08/18/2020 08/18/2015 795,442.43 783,405.96 -12,036.47 2,400.12 2.55 2.569890956 A
882723UC1 Taxable Muni TEXAS ST REF WTR 2.036% 8/01/20 08/01/2020 02/05/2015 251,436.00 248,330.00 -3,106.00 848.33 2.04 2.058291295 AAA
89190BAD0 Asset-Backed TOYOTA AUTO 1.760% 7/15/21 07/15/2021 05/17/2017 519,960.12 513,463.60 -6,496.52 406.76 1.76 1.784555483 AAA
89238MAD0 Asset-Backed TOYOTA AUTO 1.730% 2/16/21 02/16/2021 03/15/2017 375,955.74 372,055.76 -3,899.98 289.10 1.73 1.749135543 AAA
90290AAC1 Asset-Backed USAA AUTO OWNER 1.700% 5/17/21 05/17/2021 09/20/2017 139,985.24 138,479.60 -1,505.64 105.78 1.7 1.719986240 AAA
90331HNG4 Credit US BANK NA MTN 2.050% 10/23/20 10/23/2020 10/24/2017 09/23/2020 249,950.00 244,642.50 -5,307.50 2,235.07 2.05 2.097594417 AA-
90331HNJ8 Credit US BANK NA MTN 2.350% 1/23/20 01/23/2020 01/23/2018 12/23/2019 254,885.25 252,934.50 -1,950.75 1,131.92 2.35 2.371222441 AA-
91159HHQ6 Credit US BANCORP MTN 2.3813% 1/24/22 01/24/2022 01/24/2017 12/23/2021 504,695.00 503,870.00 -825.00 2,215.93 2.38 2.360878402 A+
9128282Q2 Treasuries U S TREASURY NT 1.500% 8/15/20 08/15/2020 08/15/2017 1,457,105.41 1,430,035.56 -27,069.85 2,718.65 1.5 1.535265038 N/A
9128282T6 Treasuries U S TREASURY NT 1.250% 8/31/19 08/31/2019 08/31/2017 2,674,565.71 2,642,779.92 -31,785.79 2,911.96 1.25 1.268932472 N/A
9128282X7 Treasuries U S TREASURY NT 1.375% 9/30/19 09/30/2019 09/30/2017 3,454,671.27 3,415,539.00 -39,161.32 23,917.49 1.38 1.395046823 N/A
9128283H1 Treasuries U S TREASURY NT 1.750% 11/30/19 11/30/2019 11/30/2017 2,516,554.69 2,499,235.20 -17,319.49 14,780.77 1.75 1.768856005 N/A
9128283N8 Treasuries U S TREASURY NT 1.875% 12/31/19 12/31/2019 01/02/2018 1,535,802.35 1,529,712.80 -6,089.55 7,060.10 1.88 1.892448374 N/A
9128283S7 Treasuries U S TREASURY NT 2.000% 1/31/20 01/31/2020 01/31/2018 2,823,588.28 2,816,500.90 -7,087.38 9,381.22 2 2.015580437 N/A
9128283T5 Treasuries U S TREASURY NT 1.67343% 1/31/20 01/31/2020 01/31/2018 499,585.26 499,415.00 -170.26 1,195.83 1.77 1.673678952 N/A
9128283X6 Treasuries U S TREASURY NT 2.250% 2/15/21 02/15/2021 02/15/2018 119,446.88 119,540.40 93.52 335.64 2.25 2.271648813 N/A
9128283Y4 Treasuries U S TREASURY NT 2.250% 2/29/20 02/29/2020 02/28/2018 265,020.70 264,875.45 -145.25 518.48 2.25 2.258990783 N/A
912828F62 Treasuries U S TREASURY NT 1.500% 10/31/19 10/31/2019 10/31/2014 2,215,353.72 2,194,070.40 -21,283.32 13,996.98 1.5 1.520604187 N/A
912828P95 Treasuries U S TREASURY NT 1.000% 3/15/19 03/15/2019 03/15/2016 1,500,960.71 1,484,070.00 -17,132.89 692.93 1 1.010979234 N/A
91412G2R5 Taxable Muni UNIV OF CALIFORNIA 1.877% 5/15/20 05/15/2020 09/28/2017 90,000.00 88,492.50 -1,507.50 858.73 1.88 1.909033584 AA-
91412G2S3 Taxable Muni UNIV OF CALIFORNIA 2.112% 5/15/21 05/15/2021 09/28/2017 140,000.00 136,388.00 -3,612.00 1,503.04 2.11 2.163757069 AA-
91412GD36 Taxable Muni UNIV OF CA 1.169% 5/15/19 05/15/2019 04/20/2016 140,000.00 138,493.60 -1,506.40 618.27 1.17 1.182480275 AA
91412GWU5 Taxable Muni UNIV CALIFORNIA CA 1.418% 5/15/18 05/15/2018 03/25/2015 250,000.00 249,847.50 -152.50 1,339.22 1.42 1.418269471 AA
91412GWV3 Taxable Muni UNIV OF CA 2.003% 5/15/19 05/15/2019 03/25/2015 250,000.00 249,597.50 -402.50 1,891.72 2 2.008845741 AA
931142DY6 Credit WALMART STORES INC 1.750% 10/09/19 10/09/2019 10/20/2017 294,994.10 291,828.75 -3,165.35 2,308.78 1.75 1.767480381 AA
94988J5D5 Credit WELLS FARGO BANK MTN 1.750% 5/24/19 05/24/2019 06/02/2016 503,793.05 499,273.30 -4,519.75 3,117.67 1.75 1.766766615 A+
94988J5J2 Credit WELLS FARGO MTN 2.15849% 12/06/19 12/06/2019 12/08/2016 504,128.57 502,900.00 -1,228.57 779.45 2.68 2.142889763 A+
51,312,069.80 50,839,672.54 (472,668.49) 199,761.47
39
Page 26 of 32
Account Number: 001050990415 Name: RIVERSIDE COUNTY TRANS COMM
Transaction
Date Trade Date
Settlement
Date CUSIP Description Units Price Commissions SEC Fees
Miscellaneous
Fees Net Cash Amount
Federal Tax Cost
Amount
Short Term
Gain/Loss
Amount
Long Term
Gain/Loss
Amount
1/2/2018 3133EHTJ2
INTEREST EARNED ON F F C B DEB 1.43069% 8/01/22 $1 PV ON 230000.0000
SHARES DUE 1/1/2018 0.0000 0.000000 - - - 283.36 - - -
1/2/2018 1/2/2018 1/2/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 15,592.8600 1.000000 - - - (15,592.86) 15,592.86 - -
1/2/2018 31846V203
INTEREST EARNED ON FIRST AM GOVT OB FD CL Y UNIT ON 0.0000 SHARES DUE
12/31/2017 INTEREST FROM 12/1/17 TO 12/31/17 0.0000 0.000000 - - - 276.54 - - -
1/2/2018 589331AN7
INTEREST EARNED ON MERCK CO INC 5.000% 6/30/19 $1 PV ON 500000.0000
SHARES DUE 12/30/2017 0.0000 0.000000 - - - 12,500.00 - - -
1/2/2018 650119AE0
INTEREST EARNED ON NEW YORK UNIVERSITY 1.315% 7/01/18 $1 PV ON
120000.0000 SHARES DUE 1/1/2018 0.0000 0.000000 - - - 789.00 - - -
1/2/2018 91412GSB2
INTEREST EARNED ON UNIV CALIFORNIA CA 1.796% 7/01/19 $1 PV ON
225000.0000 SHARES DUE 1/1/2018 0.0000 0.000000 - - - 2,020.50 - - -
1/3/2018 1/3/2018 1/3/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 276.5400 1.000000 - - - (276.54) 276.54 - -
1/8/2018 3133EHXH1
INTEREST EARNED ON F F C B 1.47181% 9/06/22 $1 PV ON 260000.0000
SHARES DUE 1/6/2018 0.0000 0.000000 - - - 329.52 - - -
1/8/2018 1/8/2018 1/8/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 329.5200 1.000000 - - - (329.52) 329.52 - -
1/11/2018 3133EH2J1
INTEREST EARNED ON F F C B 1.44185% 12/11/20 $1 PV ON 510000.0000
SHARES DUE 1/11/2018 0.0000 0.000000 - - - 633.21 - - -
1/11/2018 1/11/2018 1/11/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 3,389.2400 1.000000 - - - (3,389.24) 3,389.24 - -
1/11/2018 1/11/2018 1/11/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 788,778.8900 1.000000 - - - (788,778.89) 788,778.89 - -
1/11/2018 1/9/2018 1/11/2018 89236TDQ5
SOLD PAR VALUE OF TOYOTA MOTOR MTN 0.00001% 1/11/22 /MIZUHO
SECURITIES USA INC./527,000 PAR VALUE AT 101.346801 %-527,000.0000 1.013468 - - - 534,097.64 (533,584.67) 512.97 -
1/11/2018 89236TDQ5
AMORTIZED PREMIUM ON TOYOTA MOTOR MTN 0.00001% 1/11/22 CURRENT
YEAR AMORTIZATION 0.0000 0.000000 - - - - (48.16) - -
1/11/2018 89236TDQ5
INTEREST EARNED ON TOYOTA MOTOR MTN 0.00001% 1/11/22 $1 PV ON
527000.0000 SHARES DUE 1/11/2018 0.0000 0.000000 - - - 2,756.03 - - -
1/11/2018 1/11/2018 89236TDU6
RECEIVED ACCRUED INTEREST ON SALE OF TOYOTA MOTOR MTN 1.950%
4/17/20 0.0000 0.000000 - - - 1,160.25 - - -
1/11/2018 1/9/2018 1/11/2018 89236TDU6
SOLD PAR VALUE OF TOYOTA MOTOR MTN 1.950% 4/17/20 /CREDIT AGRICOLE
SECURITIES (US/XOTC 255,000 PAR VALUE AT 99.42 %-255,000.0000 0.994200 - - - 253,521.00 (254,882.70) (1,361.70) -
1/12/2018 1/12/2018 3130ACM92 RECEIVED ACCRUED INTEREST ON SALE OF F H L B 1.500% 10/21/19 0.0000 0.000000 - - - 2,002.50 - - -
1/12/2018 1/11/2018 1/12/2018 3130ACM92
SOLD PAR VALUE OF F H L B 1.500% 10/21/19 /MORGAN STANLEY & CO.
LLC/540,000 PAR VALUE AT 99.153 %-540,000.0000 0.991530 - - - 535,426.20 (539,044.20) (3,618.00) -
1/12/2018 1/12/2018 1/12/2018 31846V203 SOLD UNITS OF FIRST AM GOVT OB FD CL Y -1,873.3500 1.000000 - - - 1,873.35 (1,873.35) - -
1/12/2018 1/12/2018 9128283N8
PAID ACCRUED INTEREST ON PURCHASE OF U S TREASURY NT 1.875%
12/31/19 0.0000 0.000000 - - - (335.64) - - -
1/12/2018 1/11/2018 1/12/2018 9128283N8
PURCHASED PAR VALUE OF U S TREASURY NT 1.875% 12/31/19 /NOMURA
SECURITIES/FIX INCOME/540,000 PAR VALUE AT 99.80859444 %540,000.0000 0.998086 - - - (538,966.41) 538,966.41 - -
1/16/2018 02582JHG8
INTEREST EARNED ON AMERICAN EXPRESS 1.640% 12/15/21 $1 PV ON
420000.0000 SHARES DUE 1/15/2018 0.0000 0.000000 - - - 574.00 - - -
1/16/2018 161571HC1
AMORTIZED PREMIUM ON CHASE ISSUANCE TRUST 1.370% 6/15/21 CURRENT
YEAR AMORTIZATION 0.0000 0.000000 - - - - (4.85) - -
1/16/2018 161571HC1
INTEREST EARNED ON CHASE ISSUANCE TRUST 1.370% 6/15/21 $1 PV ON
750000.0000 SHARES DUE 1/15/2018 0.0000 0.000000 - - - 856.25 - - -
1/16/2018 3133EHRD7
INTEREST EARNED ON F F C B DEB 1.53951% 7/13/22 $1 PV ON 310000.0000
SHARES DUE 1/13/2018 0.0000 0.000000 - - - 410.96 - - -
1/16/2018 1/16/2018 1/16/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 2,817.8300 1.000000 - - - (2,817.83) 2,817.83 - -
1/16/2018 1/16/2018 1/16/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 8,013.7800 1.000000 - - - (8,013.78) 8,013.78 - -
1/16/2018 47787XAC1
INTEREST EARNED ON JOHN DEERE OWNER 1.780% 4/15/21 $1 PV ON
310000.0000 SHARES DUE 1/15/2018 0.0000 0.000000 - - - 459.83 - - -
1/16/2018 58769DAD2
INTEREST EARNED ON MERCEDES BENZ AUTO 1.790% 4/15/20 $1 PV ON
551.9200 SHARES DUE 1/15/2018 $0.00149/PV ON 370,000.00 PV DUE 1/15/18 0.0000 0.000000 - - - 551.92 - - -
1/16/2018 65479BAD2
INTEREST EARNED ON NISSAN AUTO LEASE 2.050% 9/15/20 $1 PV ON 375.8300
SHARES DUE 1/15/2018 $0.00171/PV ON 220,000.00 PV DUE 1/15/18 0.0000 0.000000 - - - 375.83 - - -
1/16/2018 68389XAQ8
AMORTIZED PREMIUM ON ORACLE CORP 2.375% 1/15/19 CURRENT YEAR
AMORTIZATION 0.0000 0.000000 - - - - (156.40) - -
1/16/2018 68389XAQ8
INTEREST EARNED ON ORACLE CORP 2.375% 1/15/19 $1 PV ON 500000.0000
SHARES DUE 1/15/2018 0.0000 0.000000 - - - 5,937.50 - - -
1/16/2018 80284TAF2
INTEREST EARNED ON SANTANDER DRIVE 1.770% 9/15/20 $1 PV ON 162.2500
SHARES DUE 1/15/2018 $0.00148/PV ON 110,000.00 PV DUE 1/15/18 0.0000 0.000000 - - - 162.25 - - -
1/16/2018 89190BAD0
INTEREST EARNED ON TOYOTA AUTO 1.760% 7/15/21 $1 PV ON 762.6700
SHARES DUE 1/15/2018 $0.00147/PV ON 520,000.00 PV DUE 1/15/18 0.0000 0.000000 - - - 762.67 - - -
1/16/2018 89238MAD0
INTEREST EARNED ON TOYOTA AUTO 1.730% 2/16/21 $1 PV ON 542.0700
SHARES DUE 1/15/2018 $0.00144/PV ON 376,000.00 PV DUE 1/15/18 0.0000 0.000000 - - - 542.07 - - -
1/16/2018 90290AAC1
INTEREST EARNED ON USAA AUTO OWNER 1.700% 5/17/21 $1 PV ON 198.3300
SHARES DUE 1/15/2018 $0.00142/PV ON 140,000.00 PV DUE 1/15/18 0.0000 0.000000 - - - 198.33 - - -
1/17/2018 17305EGA7
INTEREST EARNED ON CITIBANK CREDIT CARD 1.740% 1/19/21 $1 PV ON
380000.0000 SHARES DUE 1/17/2018 0.0000 0.000000 - - - 3,306.00 - - -
1/17/2018 1/17/2018 1/17/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 3,306.0000 1.000000 - - - (3,306.00) 3,306.00 - -
1/17/2018 1/17/2018 1/17/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 882,960.6100 1.000000 - - - (882,960.61) 882,960.61 - -
1/17/2018 1/17/2018 66989HAD0 RECEIVED ACCRUED INTEREST ON SALE OF NOVARTIS CAPITAL 4.400% 4/24/20 0.0000 0.000000 - - - 4,818.61 - - -
1/17/2018 1/12/2018 1/17/2018 66989HAD0
SOLD PAR VALUE OF NOVARTIS CAPITAL 4.400% 4/24/20 /GOLDMAN SACHS &
CO. LLC/XOTC 475,000 PAR VALUE AT 104.846 %-475,000.0000 1.048460 - - - 498,018.50 (501,840.87) (3,822.37) -
1/17/2018 66989HAD0
AMORTIZED PREMIUM ON NOVARTIS CAPITAL 4.400% 4/24/20 CURRENT YEAR
AMORTIZATION 0.0000 0.000000 - - - - (515.50) - -
Payden & Rygel Operating Portfolio Transaction Report
Quarter ended March 31, 2018
ATTACHMENT 16
40
Page 27 of 32
Account Number: 001050990415 Name: RIVERSIDE COUNTY TRANS COMM
Transaction
Date Trade Date
Settlement
Date CUSIP Description Units Price Commissions SEC Fees
Miscellaneous
Fees Net Cash Amount
Federal Tax Cost
Amount
Short Term
Gain/Loss
Amount
Long Term
Gain/Loss
Amount
Payden & Rygel Operating Portfolio Transaction Report
Quarter ended March 31, 2018
1/17/2018 1/17/2018 66989HAL2 RECEIVED ACCRUED INTEREST ON SALE OF NOVARTIS CAPITAL 1.800% 2/14/20 0.0000 0.000000 - - - 994.50 - - -
1/17/2018 1/12/2018 1/17/2018 66989HAL2
SOLD PAR VALUE OF NOVARTIS CAPITAL 1.800% 2/14/20 /MILLENNIUM
ADVISORS, LLC/130,000 PAR VALUE AT 99.17 %-130,000.0000 0.991700 - - - 128,921.00 (129,491.70) (570.70) -
1/17/2018 1/17/2018 91412GPZ2 RECEIVED ACCRUED INTEREST ON SALE OF UNIV OF CA 1.296% 5/15/18 0.0000 0.000000 - - - 558.00 - - -
1/17/2018 1/12/2018 1/17/2018 91412GPZ2
SOLD PAR VALUE OF UNIV OF CA 1.296% 5/15/18 /MORGAN STANLEY & CO.
LLC/250,000 PAR VALUE AT 99.86 %-250,000.0000 0.998600 - - - 249,650.00 (250,215.03) - (565.03)
1/17/2018 91412GPZ2
AMORTIZED PREMIUM ON UNIV OF CA 1.296% 5/15/18 CURRENT YEAR
AMORTIZATION 0.0000 0.000000 - - - - (29.51) - -
1/18/2018 1/18/2018 1/18/2018 31846V203 SOLD UNITS OF FIRST AM GOVT OB FD CL Y -997,768.2600 1.000000 - - - 997,768.26 (997,768.26) - -
1/18/2018 1/18/2018 1/18/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 223.7500 1.000000 - - - (223.75) 223.75 - -
1/18/2018 43814PAC4
INTEREST EARNED ON HONDA AUTO 1.790% 9/20/21 $1 PV ON 223.7500
SHARES DUE 1/18/2018 $0.00149/PV ON 150,000.00 PV DUE 1/18/18 0.0000 0.000000 - - - 223.75 - - -
1/18/2018 1/18/2018 9128283N8
PAID ACCRUED INTEREST ON PURCHASE OF U S TREASURY NT 1.875%
12/31/19 0.0000 0.000000 - - - (932.32) - - -
1/18/2018 1/17/2018 1/18/2018 9128283N8
PURCHASED PAR VALUE OF U S TREASURY NT 1.875% 12/31/19 /BMO CAPITAL
MARKETS CORP/BONDS/1,000,000 PAR VALUE AT 99.683594 %1,000,000.0000 0.996836 - - - (996,835.94) 996,835.94 - -
1/19/2018 1/19/2018 3130ABF92 RECEIVED ACCRUED INTEREST ON SALE OF F H L B 1.375% 5/28/19 0.0000 0.000000 - - - 1,421.98 - - -
1/19/2018 1/18/2018 1/19/2018 3130ABF92
SOLD PAR VALUE OF F H L B 1.375% 5/28/19 /MLPFS INC/FIXED
INCOME/730,000 PAR VALUE AT 99.182 %-730,000.0000 0.991820 - - - 724,028.60 (728,620.30) (4,591.70) -
1/19/2018 3137EAEB1
INTEREST EARNED ON F H L M C M T N 0.875% 7/19/19 $1 PV ON 351000.0000
SHARES DUE 1/19/2018 0.0000 0.000000 - - - 1,535.63 - - -
1/19/2018 1/19/2018 1/19/2018 31846V203 SOLD UNITS OF FIRST AM GOVT OB FD CL Y -40.9600 1.000000 - - - 40.96 (40.96) - -
1/19/2018 1/19/2018 912828WL0 PAID ACCRUED INTEREST ON PURCHASE OF U S TREASURY NT 1.500% 5/31/19 0.0000 0.000000 - - - (1,504.12) - - -
1/19/2018 1/18/2018 1/19/2018 912828WL0
PURCHASED PAR VALUE OF U S TREASURY NT 1.500% 5/31/19
/BONY/TORONTO DOMINION SECURITI/730,000 PAR VALUE AT 99.38671918 %730,000.0000 0.993867 - - - (725,523.05) 725,523.05 - -
1/22/2018 05584PAD9
INTEREST EARNED ON BMW VEHICLE LEASE 2.070% 10/20/20 $1 PV ON 172.5000
SHARES DUE 1/20/2018 $0.00173/PV ON 100,000.00 PV DUE 1/20/18 0.0000 0.000000 - - - 172.50 - - -
1/22/2018 1/22/2018 1/22/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 750,548.8600 1.000000 - - - (750,548.86) 750,548.86 - -
1/22/2018 1/22/2018 1/22/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 172.5000 1.000000 - - - (172.50) 172.50 - -
1/22/2018 1/22/2018 90331HMY6 RECEIVED ACCRUED INTEREST ON SALE OF US BANK NA MTN 1.400% 4/26/19 0.0000 0.000000 - - - 2,525.06 - - -
1/22/2018 1/18/2018 1/22/2018 90331HMY6
SOLD PAR VALUE OF US BANK NA MTN 1.400% 4/26/19 /WELLS FARGO
SECURITIES, LLC/XOTC 755,000 PAR VALUE AT 99.076 %-755,000.0000 0.990760 - - - 748,023.80 (750,413.40) (2,389.60) -
1/23/2018 1/23/2018 1/23/2018 31846V203 SOLD UNITS OF FIRST AM GOVT OB FD CL Y -254,885.2500 1.000000 - - - 254,885.25 (254,885.25) - -
1/23/2018 1/18/2018 1/23/2018 90331HNJ8
PURCHASED PAR VALUE OF US BANK NA 2.350% 1/23/20 /US BANCORP
INVESTMENTS INC./255,000 PAR VALUE AT 99.955 %255,000.0000 0.999550 - - - (254,885.25) 254,885.25 - -
1/24/2018 3133EHVR1
INTEREST EARNED ON F F C B DEB 1.56213% 8/24/20 $1 PV ON 130000.0000
SHARES DUE 1/24/2018 0.0000 0.000000 - - - 174.87 - - -
1/24/2018 1/24/2018 1/24/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 174.8700 1.000000 - - - (174.87) 174.87 - -
1/25/2018
TRUST FEES COLLECTED CHARGED FOR PERIOD 12/01/2017 THRU 12/31/2017
COLLECTED BY DISBURSEMENT 0.0000 0.000000 - - - (529.97) - - -
1/25/2018 05582QAD9
INTEREST EARNED ON BMW VEHICLE OWNER 1.160% 11/25/20 $1 PV ON
439.8300 SHARES DUE 1/25/2018 $0.00097/PV ON 455,000.00 PV DUE 1/25/18 0.0000 0.000000 - - - 439.83 - - -
1/25/2018 3133EHRZ8
INTEREST EARNED ON F F C B 1.55213% 6/25/20 $1 PV ON 510000.0000
SHARES DUE 1/25/2018 0.0000 0.000000 - - - 681.64 - - -
1/25/2018 1/25/2018 1/25/2018 3136AMTM1 PAID DOWN PAR VALUE OF F N M A GTD REMIC 1.186% 9/25/18 -10,624.9100 0.000000 - - - 10,624.91 (10,622.19) - 2.72
1/25/2018 3136AMTM1
INTEREST EARNED ON F N M A GTD REMIC 1.186% 9/25/18 $1 PV ON 169.9200
SHARES DUE 1/25/2018 $0.00129/PV ON 132,197.73 PV DUE 1/25/18 0.0000 0.000000 - - - 169.92 - - -
1/25/2018 1/25/2018 1/25/2018 3137BNN26 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 1.780% 7/25/19 -95.9100 0.010426 - - - 95.91 (96.35) - (0.44)
1/25/2018 3137BNN26
AMORTIZED PREMIUM ON F H L M C MLTCL MTG 1.780% 7/25/19 CURRENT YEAR
AMORTIZATION 0.0000 0.000000 - - - - (11.55) - -
1/25/2018 3137BNN26
INTEREST EARNED ON F H L M C MLTCL MTG 1.780% 7/25/19 $1 PV ON 84.6700
SHARES DUE 1/25/2018 $0.00148/PV ON 57,082.15 PV DUE 1/25/18 0.0000 0.000000 - - - 84.67 - - -
1/25/2018 3137BPCF4
INTEREST EARNED ON F H L M C MLTCL MTG 1.376% 10/25/20 $1 PV ON 250.6300
SHARES DUE 1/25/2018 $0.00115/PV ON 218,572.01 PV DUE 1/25/18 0.0000 0.000000 - - - 250.63 - - -
1/25/2018 1/25/2018 1/25/2018 3137BPCF4 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 1.376% 10/25/20 -27,241.5000 0.000000 - - - 27,241.50 (27,241.28) - 0.22
1/25/2018 1/25/2018 1/25/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 11,386.3300 1.000000 - - - (11,386.33) 11,386.33 - -
1/25/2018 1/25/2018 1/25/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 27,672.7100 1.000000 - - - (27,672.71) 27,672.71 - -
1/29/2018 1/29/2018 1/29/2018 31846V203 SOLD UNITS OF FIRST AM GOVT OB FD CL Y -329,694.3500 1.000000 - - - 329,694.35 (329,694.35) - -
1/29/2018 1/29/2018 857477AS2
PAID ACCRUED INTEREST ON PURCHASE OF STATE STREET CORP 2.550%
8/18/20 0.0000 0.000000 - - - (3,706.35) - - -
1/29/2018 1/25/2018 1/29/2018 857477AS2
PURCHASED PAR VALUE OF STATE STREET CORP 2.550% 8/18/20 /SUNTRUST
ROBINSON HUMPHREY, IN/325,000 PAR VALUE AT 100.304 %325,000.0000 1.003040 - - - (325,988.00) 325,988.00 - -
1/30/2018 1/30/2018 037833BQ2 RECEIVED ACCRUED INTEREST ON SALE OF APPLE INC 1.700% 2/22/19 0.0000 0.000000 - - - 296.56 - - -
1/30/2018 1/26/2018 1/30/2018 037833BQ2
SOLD PAR VALUE OF APPLE INC 1.700% 2/22/19 /WELLS FARGO
SECURITIES, LLC/XOTC 40,000 PAR VALUE AT 99.557 %-40,000.0000 0.995570 - - - 39,822.80 (39,993.20) - (170.40)
1/30/2018 1/30/2018 037833BS8 PAID ACCRUED INTEREST ON PURCHASE OF APPLE INC 2.250% 2/23/21 0.0000 0.000000 - - - (4,906.25) - - -
1/30/2018 1/26/2018 1/30/2018 037833BS8
PURCHASED PAR VALUE OF APPLE INC 2.250% 2/23/21 /GOLDMAN SACHS &
CO. LLC/500,000 PAR VALUE AT 99.135 %500,000.0000 0.991350 - - - (495,675.00) 495,675.00 - -
1/30/2018 1/30/2018 037833CB4 RECEIVED ACCRUED INTEREST ON SALE OF APPLE INC 1.100% 8/02/19 0.0000 0.000000 - - - 322.67 - - -
1/30/2018 1/26/2018 1/30/2018 037833CB4
SOLD PAR VALUE OF APPLE INC 1.100% 8/02/19 /TORONTO DOMINION
SECURITIES (U/60,000 PAR VALUE AT 98.346883 %-60,000.0000 0.983469 - - - 59,008.13 (59,940.00) - (931.87)
1/30/2018 1/30/2018 037833CE8 RECEIVED ACCRUED INTEREST ON SALE OF APPLE INC 1.550% 2/08/19 0.0000 0.000000 - - - 1,036.78 - - - 41
Page 28 of 32
Account Number: 001050990415 Name: RIVERSIDE COUNTY TRANS COMM
Transaction
Date Trade Date
Settlement
Date CUSIP Description Units Price Commissions SEC Fees
Miscellaneous
Fees Net Cash Amount
Federal Tax Cost
Amount
Short Term
Gain/Loss
Amount
Long Term
Gain/Loss
Amount
Payden & Rygel Operating Portfolio Transaction Report
Quarter ended March 31, 2018
1/30/2018 1/26/2018 1/30/2018 037833CE8
SOLD PAR VALUE OF APPLE INC 1.550% 2/08/19 /GOLDMAN SACHS & CO.
LLC/XOTC 140,000 PAR VALUE AT 99.538 %-140,000.0000 0.995380 - - - 139,353.20 (139,893.60) (540.40) -
1/30/2018 1/30/2018 084670BQ0
PAID ACCRUED INTEREST ON PURCHASE OF BERKSHIRE HATHAWAY 2.200%
3/15/21 0.0000 0.000000 - - - (3,885.75) - - -
1/30/2018 1/26/2018 1/30/2018 084670BQ0
PURCHASED PAR VALUE OF BERKSHIRE HATHAWAY 2.200% 3/15/21 /JEFFERIES
LLC/471,000 PAR VALUE AT 99.031 %471,000.0000 0.990310 - - - (466,436.01) 466,436.01 - -
1/30/2018 1/30/2018 17275RAX0
PAID ACCRUED INTEREST ON PURCHASE OF CISCO SYSTEMS INC 2.450%
6/15/20 0.0000 0.000000 - - - (1,837.50) - - -
1/30/2018 1/26/2018 1/30/2018 17275RAX0
PURCHASED PAR VALUE OF CISCO SYSTEMS INC 2.450% 6/15/20 /J.P. MORGAN
SECURITIES LLC/600,000 PAR VALUE AT 99.992 %600,000.0000 0.999920 - - - (599,952.00) 599,952.00 - -
1/30/2018 1/30/2018 30231GAD4
RECEIVED ACCRUED INTEREST ON SALE OF EXXON MOBIL CORP 1.819%
3/15/19 0.0000 0.000000 - - - 682.13 - - -
1/30/2018 1/26/2018 1/30/2018 30231GAD4
SOLD PAR VALUE OF EXXON MOBIL CORP 1.819% 3/15/19 /J.P. MORGAN
SECURITIES LLC/XOTC 100,000 PAR VALUE AT 99.635 %-100,000.0000 0.996350 - - - 99,635.00 (100,229.28) (594.28) -
1/30/2018 30231GAD4
AMORTIZED PREMIUM ON EXXON MOBIL CORP 1.819% 3/15/19 CURRENT YEAR
AMORTIZATION 0.0000 0.000000 - - - - (17.28) - -
1/30/2018 1/30/2018 30231GAP7 RECEIVED ACCRUED INTEREST ON SALE OF EXXON MOBIL 1.708% 3/01/19 0.0000 0.000000 - - - 282.77 - - -
1/30/2018 1/26/2018 1/30/2018 30231GAP7
SOLD PAR VALUE OF EXXON MOBIL 1.708% 3/01/19 /J.P. MORGAN
SECURITIES LLC/XOTC 40,000 PAR VALUE AT 99.691 %-40,000.0000 0.996910 - - - 39,876.40 (40,000.00) - (123.60)
1/30/2018 1/30/2018 30231GAV4 PAID ACCRUED INTEREST ON PURCHASE OF EXXON MOBIL 2.222% 3/01/21 0.0000 0.000000 - - - (4,598.31) - - -
1/30/2018 1/26/2018 1/30/2018 30231GAV4
PURCHASED PAR VALUE OF EXXON MOBIL 2.222% 3/01/21 /MLPFS INC/FIXED
INCOME/500,000 PAR VALUE AT 99.137 %500,000.0000 0.991370 - - - (495,685.00) 495,685.00 - -
1/30/2018 1/30/2018 1/30/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 171,418.0600 1.000000 - - - (171,418.06) 171,418.06 - -
1/30/2018 1/30/2018 1/30/2018 31846V203 SOLD UNITS OF FIRST AM GOVT OB FD CL Y -1,076,489.0700 1.000000 - - - 1,076,489.07 (1,076,489.07) - -
1/30/2018 1/30/2018 48125LRJ3
PAID ACCRUED INTEREST ON PURCHASE OF JP MORGAN MTN 1.91833%
9/23/19 0.0000 0.000000 - - - (203.19) - - -
1/30/2018 1/26/2018 1/30/2018 48125LRJ3
PURCHASED PAR VALUE OF JP MORGAN MTN 1.91833% 9/23/19 /J.P. MORGAN
SECURITIES LLC/95,000 PAR VALUE AT 100.686 %95,000.0000 1.006860 - - - (95,651.70) 95,651.70 - -
1/30/2018 1/30/2018 48125LRJ3
PAID ACCRUED INTEREST ON PURCHASE OF JP MORGAN MTN 1.91833%
9/23/19 0.0000 0.000000 - - - (534.71) - - -
1/30/2018 1/26/2018 1/30/2018 48125LRJ3
PURCHASED PAR VALUE OF JP MORGAN MTN 1.91833% 9/23/19 /PERSHING
LLC/250,000 PAR VALUE AT 100.686 %250,000.0000 1.006860 - - - (251,715.00) 251,715.00 - -
1/30/2018 1/30/2018 532457BF4 RECEIVED ACCRUED INTEREST ON SALE OF ELI LILLY CO 1.950% 3/15/19 0.0000 0.000000 - - - 3,839.06 - - -
1/30/2018 1/26/2018 1/30/2018 532457BF4
SOLD PAR VALUE OF ELI LILLY CO 1.950% 3/15/19 /GOLDMAN SACHS & CO.
LLC/XOTC 525,000 PAR VALUE AT 99.758 %-525,000.0000 0.997580 - - - 523,729.50 (526,909.50) (3,180.00) -
1/30/2018 532457BF4
AMORTIZED PREMIUM ON ELI LILLY CO 1.950% 3/15/19 CURRENT YEAR
AMORTIZATION 0.0000 0.000000 - - - - (133.93) - -
1/30/2018 1/30/2018 650119AE0
RECEIVED ACCRUED INTEREST ON SALE OF NEW YORK UNIVERSITY 1.315%
7/01/18 0.0000 0.000000 - - - 127.12 - - -
1/30/2018 1/26/2018 1/30/2018 650119AE0
SOLD PAR VALUE OF NEW YORK UNIVERSITY 1.315% 7/01/18 /BARCLAYS
CAPITAL INC. FIXED IN/120,000 PAR VALUE AT 99.776 %-120,000.0000 0.997760 - - - 119,731.20 (120,000.00) - (268.80)
1/30/2018 1/30/2018 91159HHQ6
PAID ACCRUED INTEREST ON PURCHASE OF US BANCORP MTN 2.0048%
1/24/22 0.0000 0.000000 - - - (198.44) - - -
1/30/2018 1/26/2018 1/30/2018 91159HHQ6
PURCHASED PAR VALUE OF US BANCORP MTN 2.0048% 1/24/22 /US BANCORP
INVESTMENTS INC./500,000 PAR VALUE AT 100.939 %500,000.0000 1.009390 - - - (504,695.00) 504,695.00 - -
1/30/2018 1/30/2018 912828P95 RECEIVED ACCRUED INTEREST ON SALE OF U S TREASURY NT 1.000% 3/15/19 0.0000 0.000000 - - - 3,784.53 - - -
1/30/2018 1/30/2018 1/30/2018 912828P95
SOLD PAR VALUE OF U S TREASURY NT 1.000% 3/15/19 /CITIGROUP GLOBAL
MARKETS INC./XOTC 1,000,000 PAR VALUE AT 98.9375 %-1,000,000.0000 0.989375 - - - 989,375.00 (1,000,773.81) - (11,398.81)
1/30/2018 912828P95
AMORTIZED PREMIUM ON U S TREASURY NT 1.000% 3/15/19 CURRENT YEAR
AMORTIZATION 0.0000 0.000000 - - - - (149.29) - -
1/31/2018 1/31/2018 1/31/2018 31846V203 SOLD UNITS OF FIRST AM GOVT OB FD CL Y -16,719.5700 1.000000 - - - 16,719.57 (16,719.57) - -
1/31/2018 1/31/2018 9128282X7 RECEIVED ACCRUED INTEREST ON SALE OF U S TREASURY NT 1.375% 9/30/19 0.0000 0.000000 - - - 17,470.05 - - -
1/31/2018 1/30/2018 1/31/2018 9128282X7
SOLD PAR VALUE OF U S TREASURY NT 1.375% 9/30/19 /CITIGROUP GLOBAL
MARKETS INC./XOTC 3,760,000 PAR VALUE AT 98.864139 %-3,760,000.0000 0.988641 - - - 3,717,291.63 (3,754,252.91) (36,961.28) -
1/31/2018 1/30/2018 1/31/2018 9128283S7
PURCHASED PAR VALUE OF U S TREASURY NT 2.000% 1/31/20 /CITIGROUP
GLOBAL MARKETS INC./3,760,000 PAR VALUE AT 99.7734375 %3,760,000.0000 0.997734 - - - (3,751,481.25) 3,751,481.25 - -
2/1/2018 3133EHTJ2
INTEREST EARNED ON F F C B DEB 1.63775% 8/01/22 $1 PV ON 230000.0000
SHARES DUE 2/1/2018 0.0000 0.000000 - - - 324.37 - - -
2/1/2018 2/1/2018 2/1/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 5,108.9000 1.000000 - - - (5,108.90) 5,108.90 - -
2/1/2018 31846V203
INTEREST EARNED ON FIRST AM GOVT OB FD CL Y UNIT ON 0.0000 SHARES DUE
1/31/2018 INTEREST FROM 1/1/18 TO 1/31/18 0.0000 0.000000 - - - 616.41 - - -
2/1/2018 79770GGM2
INTEREST EARNED ON SAN FRANCISCO CITY 2.000% 8/01/20 $1 PV ON
300000.0000 SHARES DUE 2/1/2018 0.0000 0.000000 - - - 1,016.67 - - -
2/1/2018 798170AB2
INTEREST EARNED ON SAN JOSE CA 2.098% 8/01/19 $1 PV ON 320000.0000
SHARES DUE 2/1/2018 0.0000 0.000000 - - - 745.96 - - -
2/1/2018 798170AC0
INTEREST EARNED ON SAN JOSE CA REDEV 2.259% 8/01/20 $1 PV ON
190000.0000 SHARES DUE 2/1/2018 0.0000 0.000000 - - - 476.90 - - -
2/1/2018 882723UC1
AMORTIZED PREMIUM ON TEXAS ST REF WTR 2.036% 8/01/20 CURRENT YEAR
AMORTIZATION 0.0000 0.000000 - - - - (44.55) - -
2/1/2018 882723UC1
INTEREST EARNED ON TEXAS ST REF WTR 2.036% 8/01/20 $1 PV ON
250000.0000 SHARES DUE 2/1/2018 0.0000 0.000000 - - - 2,545.00 - - -
2/2/2018 3135G0N33
INTEREST EARNED ON F N M A 0.875% 8/02/19 $1 PV ON 530000.0000
SHARES DUE 2/2/2018 0.0000 0.000000 - - - 2,318.75 - - - 42
Page 29 of 32
Account Number: 001050990415 Name: RIVERSIDE COUNTY TRANS COMM
Transaction
Date Trade Date
Settlement
Date CUSIP Description Units Price Commissions SEC Fees
Miscellaneous
Fees Net Cash Amount
Federal Tax Cost
Amount
Short Term
Gain/Loss
Amount
Long Term
Gain/Loss
Amount
Payden & Rygel Operating Portfolio Transaction Report
Quarter ended March 31, 2018
2/2/2018 2/2/2018 2/2/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 2,935.1600 1.000000 - - - (2,935.16) 2,935.16 - -
2/6/2018 3133EHXH1
INTEREST EARNED ON F F C B 1.635% 9/06/22 $1 PV ON 260000.0000
SHARES DUE 2/6/2018 0.0000 0.000000 - - - 366.06 - - -
2/6/2018 2/6/2018 2/6/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 4,991.0600 1.000000 - - - (4,991.06) 4,991.06 - -
2/6/2018 594918BV5
INTEREST EARNED ON MICROSOFT CORP 1.850% 2/06/20 $1 PV ON
500000.0000 SHARES DUE 2/6/2018 0.0000 0.000000 - - - 4,625.00 - - -
2/9/2018 2/8/2018 2/9/2018 3130ADN32
PURCHASED PAR VALUE OF F H L B DEB 2.125% 2/11/20 /WELLS FARGO
SECURITIES, LLC/800,000 PAR VALUE AT 99.817 %800,000.0000 0.998170 - - - (798,536.00) 798,536.00 - -
2/9/2018 2/9/2018 2/9/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 226,391.8900 1.000000 - - - (226,391.89) 226,391.89 - -
2/9/2018 2/9/2018 9128282X7 RECEIVED ACCRUED INTEREST ON SALE OF U S TREASURY NT 1.375% 9/30/19 0.0000 0.000000 - - - 1,495.88 - - -
2/9/2018 2/8/2018 2/9/2018 9128282X7
SOLD PAR VALUE OF U S TREASURY NT 1.375% 9/30/19 /CITIGROUP GLOBAL
MARKETS INC./XOTC 300,000 PAR VALUE AT 98.819978 %-300,000.0000 0.988200 - - - 296,459.93 (299,541.46) (3,081.53) -
2/9/2018 2/9/2018 912828WL0 RECEIVED ACCRUED INTEREST ON SALE OF U S TREASURY NT 1.500% 5/31/19 0.0000 0.000000 - - - 2,135.85 - - -
2/9/2018 2/8/2018 2/9/2018 912828WL0
SOLD PAR VALUE OF U S TREASURY NT 1.500% 5/31/19 /CITIGROUP GLOBAL
MARKETS INC./XOTC 730,000 PAR VALUE AT 99.292634 %-730,000.0000 0.992926 - - - 724,836.23 (725,523.05) (686.82) -
2/12/2018 3133EH2J1
INTEREST EARNED ON F F C B 1.56375% 12/11/20 $1 PV ON 510000.0000
SHARES DUE 2/11/2018 0.0000 0.000000 - - - 686.75 - - -
2/12/2018 2/12/2018 2/12/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 686.7500 1.000000 - - - (686.75) 686.75 - -
2/13/2018 3133EHRD7
INTEREST EARNED ON F F C B DEB 1.63945% 7/13/22 $1 PV ON 310000.0000
SHARES DUE 2/13/2018 0.0000 0.000000 - - - 437.64 - - -
2/13/2018 2/13/2018 2/13/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 437.6400 1.000000 - - - (437.64) 437.64 - -
2/15/2018 02582JHG8
INTEREST EARNED ON AMERICAN EXPRESS 1.640% 12/15/21 $1 PV ON
420000.0000 SHARES DUE 2/15/2018 0.0000 0.000000 - - - 574.00 - - -
2/15/2018 084664CK5
INTEREST EARNED ON BERKSHIRE HATHAWAY 1.300% 8/15/19 $1 PV ON
160000.0000 SHARES DUE 2/15/2018 0.0000 0.000000 - - - 1,040.00 - - -
2/15/2018 161571HC1
AMORTIZED PREMIUM ON CHASE ISSUANCE TRUST 1.370% 6/15/21 CURRENT
YEAR AMORTIZATION 0.0000 0.000000 - - - - (9.07) - -
2/15/2018 161571HC1
INTEREST EARNED ON CHASE ISSUANCE TRUST 1.370% 6/15/21 $1 PV ON
750000.0000 SHARES DUE 2/15/2018 0.0000 0.000000 - - - 856.25 - - -
2/15/2018 17275RAE2
AMORTIZED PREMIUM ON CISCO SYSTEMS INC 4.950% 2/15/19 CURRENT YEAR
AMORTIZATION 0.0000 0.000000 - - - - (1,424.39) - -
2/15/2018 17275RAE2
INTEREST EARNED ON CISCO SYSTEMS INC 4.950% 2/15/19 $1 PV ON
360000.0000 SHARES DUE 2/15/2018 0.0000 0.000000 - - - 8,910.00 - - -
2/15/2018 3137EAEH8
INTEREST EARNED ON F H L M C 1.375% 8/15/19 $1 PV ON 510000.0000
SHARES DUE 2/15/2018 0.0000 0.000000 - - - 4,012.71 - - -
2/15/2018 2/15/2018 2/15/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 2,817.8300 1.000000 - - - (2,817.83) 2,817.83 - -
2/15/2018 2/15/2018 2/15/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 31,063.0300 1.000000 - - - (31,063.03) 31,063.03 - -
2/15/2018 47787XAC1
INTEREST EARNED ON JOHN DEERE OWNER 1.780% 4/15/21 $1 PV ON 459.8300
SHARES DUE 2/15/2018 $0.00148/PV ON 310,000.00 PV DUE 2/15/18 0.0000 0.000000 - - - 459.83 - - -
2/15/2018 58769DAD2
INTEREST EARNED ON MERCEDES BENZ AUTO 1.790% 4/15/20 $1 PV ON
551.9200 SHARES DUE 2/15/2018 $0.00149/PV ON 370,000.00 PV DUE 2/15/18 0.0000 0.000000 - - - 551.92 - - -
2/15/2018 649791EV8
AMORTIZED PREMIUM ON NEW YORK ST SER B 3.600% 2/15/19 CURRENT YEAR
AMORTIZATION 0.0000 0.000000 - - - - (573.30) - -
2/15/2018 649791EV8
INTEREST EARNED ON NEW YORK ST SER B 3.600% 2/15/19 $1 PV ON
250000.0000 SHARES DUE 2/15/2018 0.0000 0.000000 - - - 4,500.00 - - -
2/15/2018 65479BAD2
INTEREST EARNED ON NISSAN AUTO LEASE 2.050% 9/15/20 $1 PV ON 375.8300
SHARES DUE 2/15/2018 $0.00171/PV ON 220,000.00 PV DUE 2/15/18 0.0000 0.000000 - - - 375.83 - - -
2/15/2018 80284TAF2
INTEREST EARNED ON SANTANDER DRIVE 1.770% 9/15/20 $1 PV ON 162.2500
SHARES DUE 2/15/2018 $0.00148/PV ON 110,000.00 PV DUE 2/15/18 0.0000 0.000000 - - - 162.25 - - -
2/15/2018 89190BAD0
INTEREST EARNED ON TOYOTA AUTO 1.760% 7/15/21 $1 PV ON 762.6700
SHARES DUE 2/15/2018 $0.00147/PV ON 520,000.00 PV DUE 2/15/18 0.0000 0.000000 - - - 762.67 - - -
2/15/2018 89238MAD0
INTEREST EARNED ON TOYOTA AUTO 1.730% 2/16/21 $1 PV ON 542.0700
SHARES DUE 2/15/2018 $0.00144/PV ON 376,000.00 PV DUE 2/15/18 0.0000 0.000000 - - - 542.07 - - -
2/15/2018 90290AAC1
INTEREST EARNED ON USAA AUTO OWNER 1.700% 5/17/21 $1 PV ON 198.3300
SHARES DUE 2/15/2018 $0.00142/PV ON 140,000.00 PV DUE 2/15/18 0.0000 0.000000 - - - 198.33 - - -
2/15/2018 9128282Q2
INTEREST EARNED ON U S TREASURY NT 1.500% 8/15/20 $1 PV ON
1458000.0000 SHARES DUE 2/15/2018 0.0000 0.000000 - - - 10,935.00 - - -
2/16/2018 2/15/2018 2/16/2018 3137EAEL9
PURCHASED PAR VALUE OF F H L M C M T N 2.375% 2/16/21 /WELLS FARGO
SECURITIES, LLC/510,000 PAR VALUE AT 99.736 %510,000.0000 0.997360 - - - (508,653.60) 508,653.60 - -
2/16/2018 2/16/2018 2/16/2018 31846V203 SOLD UNITS OF FIRST AM GOVT OB FD CL Y -115,813.8200 1.000000 - - - 115,813.82 (115,813.82) - -
2/16/2018 2/16/2018 9128282V1 RECEIVED ACCRUED INTEREST ON SALE OF U S TREASURY NT 1.375% 9/15/20 0.0000 0.000000 - - - 2,339.78 - - -
2/16/2018 2/15/2018 2/16/2018 9128282V1
SOLD PAR VALUE OF U S TREASURY NT 1.375% 9/15/20 /RBS SECURITIES
INC./400,000 PAR VALUE AT 97.625 %-400,000.0000 0.976250 - - - 390,500.00 (397,610.50) (7,110.50) -
2/20/2018 05584PAD9
INTEREST EARNED ON BMW VEHICLE LEASE 2.070% 10/20/20 $1 PV ON 172.5000
SHARES DUE 2/20/2018 $0.00173/PV ON 100,000.00 PV DUE 2/20/18 0.0000 0.000000 - - - 172.50 - - -
2/20/2018 2/20/2018 2/20/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 9,798.7500 1.000000 - - - (9,798.75) 9,798.75 - -
2/20/2018 2/20/2018 2/20/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 223.7500 1.000000 - - - (223.75) 223.75 - -
2/20/2018 43814PAC4
INTEREST EARNED ON HONDA AUTO 1.790% 9/20/21 $1 PV ON 223.7500
SHARES DUE 2/18/2018 $0.00149/PV ON 150,000.00 PV DUE 2/18/18 0.0000 0.000000 - - - 223.75 - - -
2/20/2018 857477AS2
AMORTIZED PREMIUM ON STATE STREET CORP 2.550% 8/18/20 CURRENT YEAR
AMORTIZATION 0.0000 0.000000 - - - - (351.91) - -
2/20/2018 857477AS2
INTEREST EARNED ON STATE STREET CORP 2.550% 8/18/20 $1 PV ON
755000.0000 SHARES DUE 2/18/2018 0.0000 0.000000 - - - 9,626.25 - - - 43
Page 30 of 32
Account Number: 001050990415 Name: RIVERSIDE COUNTY TRANS COMM
Transaction
Date Trade Date
Settlement
Date CUSIP Description Units Price Commissions SEC Fees
Miscellaneous
Fees Net Cash Amount
Federal Tax Cost
Amount
Short Term
Gain/Loss
Amount
Long Term
Gain/Loss
Amount
Payden & Rygel Operating Portfolio Transaction Report
Quarter ended March 31, 2018
2/23/2018 037833BS8
INTEREST EARNED ON APPLE INC 2.250% 2/23/21 $1 PV ON 500000.0000
SHARES DUE 2/23/2018 0.0000 0.000000 - - - 5,625.00 - - -
2/23/2018 2/23/2018 2/23/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 5,625.0000 1.000000 - - - (5,625.00) 5,625.00 - -
2/26/2018
TRUST FEES COLLECTED CHARGED FOR PERIOD 01/01/2018 THRU 01/31/2018
COLLECTED BY DISBURSEMENT 0.0000 0.000000 - - - (528.81) - - -
2/26/2018 05582QAD9
INTEREST EARNED ON BMW VEHICLE OWNER 1.160% 11/25/20 $1 PV ON
439.8300 SHARES DUE 2/25/2018 $0.00097/PV ON 455,000.00 PV DUE 2/25/18 0.0000 0.000000 - - - 439.83 - - -
2/26/2018 3133EHRZ8
INTEREST EARNED ON F F C B 1.56135% 6/25/20 $1 PV ON 510000.0000
SHARES DUE 2/25/2018 0.0000 0.000000 - - - 685.69 - - -
2/26/2018 3133EHVR1
INTEREST EARNED ON F F C B DEB 1.57014% 8/24/20 $1 PV ON 130000.0000
SHARES DUE 2/24/2018 0.0000 0.000000 - - - 175.77 - - -
2/26/2018 3135G0J53
INTEREST EARNED ON F N M A DEB 1.000% 2/26/19 $1 PV ON 500000.0000
SHARES DUE 2/26/2018 0.0000 0.000000 - - - 2,500.00 - - -
2/26/2018 2/25/2018 2/26/2018 3136AMTM1 PAID DOWN PAR VALUE OF F N M A GTD REMIC 1.186% 9/25/18 -14,380.0400 0.000000 - - - 14,380.04 (14,376.36) - 3.68
2/26/2018 3136AMTM1
INTEREST EARNED ON F N M A GTD REMIC 1.186% 9/25/18 $1 PV ON 178.4900
SHARES DUE 2/25/2018 $0.00147/PV ON 121,572.82 PV DUE 2/25/18 0.0000 0.000000 - - - 178.49 - - -
2/26/2018 2/25/2018 2/26/2018 3137BNN26 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 1.780% 7/25/19 -96.3900 0.010375 - - - 96.39 (96.81) - (0.42)
2/26/2018 3137BNN26
AMORTIZED PREMIUM ON F H L M C MLTCL MTG 1.780% 7/25/19 CURRENT YEAR
AMORTIZATION 0.0000 0.000000 - - - - (14.90) - -
2/26/2018 3137BNN26
INTEREST EARNED ON F H L M C MLTCL MTG 1.780% 7/25/19 $1 PV ON 84.5300
SHARES DUE 2/25/2018 $0.00148/PV ON 56,986.24 PV DUE 2/25/18 0.0000 0.000000 - - - 84.53 - - -
2/26/2018 2/25/2018 2/26/2018 3137BPCF4 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 1.376% 10/25/20 -743.7900 0.000000 - - - 743.79 (743.78) - 0.01
2/26/2018 3137BPCF4
INTEREST EARNED ON F H L M C MLTCL MTG 1.376% 10/25/20 $1 PV ON 219.3900
SHARES DUE 2/25/2018 $0.00115/PV ON 191,330.51 PV DUE 2/25/18 0.0000 0.000000 - - - 219.39 - - -
2/26/2018 2/26/2018 2/26/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 17,831.0100 1.000000 - - - (17,831.01) 17,831.01 - -
2/26/2018 2/26/2018 2/26/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 1,144.1000 1.000000 - - - (1,144.10) 1,144.10 - -
2/28/2018 3135G0P49
INTEREST EARNED ON F N M A 1.000% 8/28/19 $1 PV ON 510000.0000
SHARES DUE 2/28/2018 0.0000 0.000000 - - - 2,550.00 - - -
2/28/2018 3135G0T29
INTEREST EARNED ON F N M A DEB 1.500% 2/28/20 $1 PV ON 300000.0000
SHARES DUE 2/28/2018 0.0000 0.000000 - - - 2,250.00 - - -
2/28/2018 2/28/2018 2/28/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 21,543.7500 1.000000 - - - (21,543.75) 21,543.75 - -
2/28/2018 9128282T6
INTEREST EARNED ON U S TREASURY NT 1.250% 8/31/19 $1 PV ON
2679000.0000 SHARES DUE 2/28/2018 0.0000 0.000000 - - - 16,743.75 - - -
3/1/2018 13063BFS6
AMORTIZED PREMIUM ON CALIFORNIA ST BUILD 6.650% 3/01/22 CURRENT YEAR
AMORTIZATION 0.0000 0.000000 - - - - (2,527.23) - -
3/1/2018 13063BFS6
INTEREST EARNED ON CALIFORNIA ST BUILD 6.650% 3/01/22 $1 PV ON
425000.0000 SHARES DUE 3/1/2018 0.0000 0.000000 - - - 14,131.25 - - -
3/1/2018 30231GAV4
INTEREST EARNED ON EXXON MOBIL 2.222% 3/01/21 $1 PV ON 500000.0000
SHARES DUE 3/1/2018 0.0000 0.000000 - - - 5,555.00 - - -
3/1/2018 3133EHTJ2
INTEREST EARNED ON F F C B DEB 1.6447% 8/01/22 $1 PV ON 230000.0000
SHARES DUE 3/1/2018 0.0000 0.000000 - - - 294.22 - - -
3/1/2018 31846V203
INTEREST EARNED ON FIRST AM GOVT OB FD CL Y UNIT ON 0.0000 SHARES DUE
2/28/2018 INTEREST FROM 2/1/18 TO 2/28/18 0.0000 0.000000 - - - 218.45 - - -
3/1/2018 3/1/2018 3/1/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 30,499.2200 1.000000 - - - (30,499.22) 30,499.22 - -
3/1/2018 54465AGK2
INTEREST EARNED ON LOS ANGELES CA 1.125% 9/01/19 $1 PV ON
270000.0000 SHARES DUE 3/1/2018 0.0000 0.000000 - - - 1,518.75 - - -
3/1/2018 649791EJ5
AMORTIZED PREMIUM ON NEW YORK ST REF SER 3.600% 9/01/19 CURRENT
YEAR AMORTIZATION 0.0000 0.000000 - - - - (1,585.15) - -
3/1/2018 649791EJ5
INTEREST EARNED ON NEW YORK ST REF SER 3.600% 9/01/19 $1 PV ON
500000.0000 SHARES DUE 3/1/2018 0.0000 0.000000 - - - 9,000.00 - - -
3/2/2018 3/2/2018 3/2/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 218.4500 1.000000 - - - (218.45) 218.45 - -
3/5/2018 166764AU4
INTEREST EARNED ON CHEVRON CORP 2.0398% 3/03/22 $1 PV ON
500000.0000 SHARES DUE 3/3/2018 0.0000 0.000000 - - - 2,549.74 - - -
3/5/2018 166764AU4
AMORTIZED PREMIUM ON CHEVRON CORP 2.0398% 3/03/22 CURRENT YEAR
AMORTIZATION 0.0000 0.000000 - - - - (201.25) - -
3/5/2018 3/5/2018 3/5/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 2,549.7400 1.000000 - - - (2,549.74) 2,549.74 - -
3/6/2018 3/6/2018 13063DDD7 RECEIVED ACCRUED INTEREST ON SALE OF CALIFORNIA ST 2.250% 10/01/19 0.0000 0.000000 - - - 2,153.13 - - -
3/6/2018 3/2/2018 3/6/2018 13063DDD7
SOLD PAR VALUE OF CALIFORNIA ST 2.250% 10/01/19 /RAYMOND
JAMES/FI/265,000 PAR VALUE AT 99.92 %-265,000.0000 0.999200 - - - 264,788.00 (266,127.99) (1,339.99) -
3/6/2018 13063DDD7
AMORTIZED PREMIUM ON CALIFORNIA ST 2.250% 10/01/19 CURRENT YEAR
AMORTIZATION 0.0000 0.000000 - - - - (125.84) - -
3/6/2018 3133EHXH1
INTEREST EARNED ON F F C B 1.65957% 9/06/22 $1 PV ON 260000.0000
SHARES DUE 3/6/2018 0.0000 0.000000 - - - 335.60 - - -
3/6/2018 3/6/2018 3/6/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 4,856.9300 1.000000 - - - (4,856.93) 4,856.93 - -
3/6/2018 3/6/2018 9128283Y4 PAID ACCRUED INTEREST ON PURCHASE OF U S TREASURY NT 2.250% 2/29/20 0.0000 0.000000 - - - (97.21) - - -
3/6/2018 3/2/2018 3/6/2018 9128283Y4
PURCHASED PAR VALUE OF U S TREASURY NT 2.250% 2/29/20 /BMO CAPITAL
MARKETS CORP/BONDS/265,000 PAR VALUE AT 100.00781132 %265,000.0000 1.000078 - - - (265,020.70) 265,020.70 - -
3/6/2018 94988J5J2
AMORTIZED PREMIUM ON WELLS FARGO MTN 2.15849% 12/06/19 CURRENT
YEAR AMORTIZATION 0.0000 0.000000 - - - - (410.71) - -
3/6/2018 94988J5J2
INTEREST EARNED ON WELLS FARGO MTN 2.15849% 12/06/19 $1 PV ON
500000.0000 SHARES DUE 3/6/2018 0.0000 0.000000 - - - 2,698.11 - - -
3/7/2018 3/7/2018 3/7/2018 31846V203 SOLD UNITS OF FIRST AM GOVT OB FD CL Y -32,675.0700 1.000000 - - - 32,675.07 (32,675.07) - -
3/7/2018 3/7/2018 797669XU7
RECEIVED ACCRUED INTEREST ON SALE OF SAN FRANCISCO CA 2.387%
7/01/21 0.0000 0.000000 - - - 549.01 - - - 44
Page 31 of 32
Account Number: 001050990415 Name: RIVERSIDE COUNTY TRANS COMM
Transaction
Date Trade Date
Settlement
Date CUSIP Description Units Price Commissions SEC Fees
Miscellaneous
Fees Net Cash Amount
Federal Tax Cost
Amount
Short Term
Gain/Loss
Amount
Long Term
Gain/Loss
Amount
Payden & Rygel Operating Portfolio Transaction Report
Quarter ended March 31, 2018
3/7/2018 3/5/2018 3/7/2018 797669XU7
SOLD PAR VALUE OF SAN FRANCISCO CA 2.387% 7/01/21 /MESIROW FINANCIAL
INC/120,000 PAR VALUE AT 99.325 %-120,000.0000 0.993250 - - - 119,190.00 (120,000.00) (810.00) -
3/7/2018 3/7/2018 857477AS2
PAID ACCRUED INTEREST ON PURCHASE OF STATE STREET CORP 2.550%
8/18/20 0.0000 0.000000 - - - (44.41) - - -
3/7/2018 3/5/2018 3/7/2018 857477AS2
PURCHASED PAR VALUE OF STATE STREET CORP 2.550% 8/18/20 /UBS
SECURITIES LLC/33,000 PAR VALUE AT 99.314 %33,000.0000 0.993140 - - - (32,773.62) 32,773.62 - -
3/7/2018 3/7/2018 9128283X6 PAID ACCRUED INTEREST ON PURCHASE OF U S TREASURY NT 2.250% 2/15/21 0.0000 0.000000 - - - (149.17) - - -
3/7/2018 3/5/2018 3/7/2018 9128283X6
PURCHASED PAR VALUE OF U S TREASURY NT 2.250% 2/15/21 /RBS
SECURITIES INC./120,000 PAR VALUE AT 99.53906667 %120,000.0000 0.995391 - - - (119,446.88) 119,446.88 - -
3/12/2018 3133EH2J1
INTEREST EARNED ON F F C B 1.59077% 12/11/20 $1 PV ON 510000.0000
SHARES DUE 3/11/2018 0.0000 0.000000 - - - 631.01 - - -
3/12/2018 3/12/2018 3/12/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 249,432.7900 1.000000 - - - (249,432.79) 249,432.79 - -
3/12/2018 3/12/2018 3/12/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 631.0100 1.000000 - - - (631.01) 631.01 - -
3/12/2018 3/12/2018 91412GS71 RECEIVED ACCRUED INTEREST ON SALE OF UNIVERSITY OF CA 1.610% 5/15/19 0.0000 0.000000 - - - 130.81 - - -
3/12/2018 3/8/2018 3/12/2018 91412GS71
SOLD PAR VALUE OF UNIVERSITY OF CA 1.610% 5/15/19 /UBS FINANCIAL
SERVICES INC./25,000 PAR VALUE AT 99.285 %-25,000.0000 0.992850 - - - 24,821.25 (25,000.00) (178.75) -
3/12/2018 3/12/2018 91412GSB2
RECEIVED ACCRUED INTEREST ON SALE OF UNIV CALIFORNIA CA 1.796%
7/01/19 0.0000 0.000000 - - - 796.98 - - -
3/12/2018 3/8/2018 3/12/2018 91412GSB2
SOLD PAR VALUE OF UNIV CALIFORNIA CA 1.796% 7/01/19 /UBS FINANCIAL
SERVICES INC./225,000 PAR VALUE AT 99.415 %-225,000.0000 0.994150 - - - 223,683.75 (225,621.47) (1,937.72) -
3/12/2018 91412GSB2
AMORTIZED PREMIUM ON UNIV CALIFORNIA CA 1.796% 7/01/19 CURRENT YEAR
AMORTIZATION 0.0000 0.000000 - - - - (94.83) - -
3/13/2018 3133EHRD7
INTEREST EARNED ON F F C B DEB 1.6632% 7/13/22 $1 PV ON 310000.0000
SHARES DUE 3/13/2018 0.0000 0.000000 - - - 401.02 - - -
3/13/2018 3/13/2018 3/13/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 401.0200 1.000000 - - - (401.02) 401.02 - -
3/14/2018 3137BNN26
PAR VALUE OF F H L M C MLTCL MTG 1.780% 7/25/19 ADJUSTED BY 96.3900
NOTIONAL 96.3900 0.000000 - - - - - - -
3/14/2018 3137BNN26
BOOK VALUE OF F H L M C MLTCL MTG 1.780% 7/25/19 ADJUSTED BY 96.81
NOTIONAL 0.0000 0.000000 - - - - - - -
3/14/2018 3137BNN26
FED BASIS OF F H L M C MLTCL MTG 1.780% 7/25/19 ADJUSTED BY 96.81
NOTIONAL 0.0000 0.000000 - - - - 96.81 - -
3/14/2018 3137BNN26
STATE COST OF F H L M C MLTCL MTG 1.780% 7/25/19 ADJUSTED BY 96.81
NOTIONAL 0.0000 0.000000 - - - - - - -
3/15/2018 02582JHG8
INTEREST EARNED ON AMERICAN EXPRESS 1.640% 12/15/21 $1 PV ON
420000.0000 SHARES DUE 3/15/2018 0.0000 0.000000 - - - 574.00 - - -
3/15/2018 053015AD5
INTEREST EARNED ON AUTOMATIC DATA 2.250% 9/15/20 $1 PV ON
450000.0000 SHARES DUE 3/15/2018 0.0000 0.000000 - - - 5,062.50 - - -
3/15/2018 053015AD5
AMORTIZED PREMIUM ON AUTOMATIC DATA 2.250% 9/15/20 CURRENT YEAR
AMORTIZATION 0.0000 0.000000 - - - - (411.26) - -
3/15/2018 084670BQ0
INTEREST EARNED ON BERKSHIRE HATHAWAY 2.200% 3/15/21 $1 PV ON
471000.0000 SHARES DUE 3/15/2018 0.0000 0.000000 - - - 5,181.00 - - -
3/15/2018 161571HC1
INTEREST EARNED ON CHASE ISSUANCE TRUST 1.370% 6/15/21 $1 PV ON
750000.0000 SHARES DUE 3/15/2018 0.0000 0.000000 - - - 856.25 - - -
3/15/2018 161571HC1
AMORTIZED PREMIUM ON CHASE ISSUANCE TRUST 1.370% 6/15/21 CURRENT
YEAR AMORTIZATION 0.0000 0.000000 - - - - (6.98) - -
3/15/2018 3/15/2018 3/15/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 1,890.0800 1.000000 - - - (1,890.08) 1,890.08 - -
3/15/2018 3/15/2018 3/15/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 20,138.2400 1.000000 - - - (20,138.24) 20,138.24 - -
3/15/2018 47787XAC1
INTEREST EARNED ON JOHN DEERE OWNER 1.780% 4/15/21 $1 PV ON
310000.0000 SHARES DUE 3/15/2018 0.0000 0.000000 - - - 459.83 - - -
3/15/2018 58769DAD2
INTEREST EARNED ON MERCEDES BENZ AUTO 1.790% 4/15/20 $1 PV ON
551.9200 SHARES DUE 3/15/2018 $0.00149/PV ON 370,000.00 PV DUE 3/15/18 0.0000 0.000000 - - - 551.92 - - -
3/15/2018 65479BAD2
INTEREST EARNED ON NISSAN AUTO LEASE 2.050% 9/15/20 $1 PV ON 375.8300
SHARES DUE 3/15/2018 $0.00171/PV ON 220,000.00 PV DUE 3/15/18 0.0000 0.000000 - - - 375.83 - - -
3/15/2018 80284TAF2
INTEREST EARNED ON SANTANDER DRIVE 1.770% 9/15/20 $1 PV ON 162.2500
SHARES DUE 3/15/2018 $0.00148/PV ON 110,000.00 PV DUE 3/15/18 0.0000 0.000000 - - - 162.25 - - -
3/15/2018 89190BAD0
INTEREST EARNED ON TOYOTA AUTO 1.760% 7/15/21 $1 PV ON 762.6700
SHARES DUE 3/15/2018 $0.00147/PV ON 520,000.00 PV DUE 3/15/18 0.0000 0.000000 - - - 762.67 - - -
3/15/2018 89238MAD0
INTEREST EARNED ON TOYOTA AUTO 1.730% 2/16/21 $1 PV ON 542.0700
SHARES DUE 3/15/2018 $0.00144/PV ON 376,000.00 PV DUE 3/15/18 0.0000 0.000000 - - - 542.07 - - -
3/15/2018 90290AAC1
INTEREST EARNED ON USAA AUTO OWNER 1.700% 5/17/21 $1 PV ON
140000.0000 SHARES DUE 3/15/2018 0.0000 0.000000 - - - 198.33 - - -
3/15/2018 912828P95
INTEREST EARNED ON U S TREASURY NT 1.000% 3/15/19 $1 PV ON
1500000.0000 SHARES DUE 3/15/2018 0.0000 0.000000 - - - 7,500.00 - - -
3/15/2018 912828P95
AMORTIZED PREMIUM ON U S TREASURY NT 1.000% 3/15/19 CURRENT YEAR
AMORTIZATION 0.0000 0.000000 - - - - (142.31) - -
3/16/2018 3/15/2018 3/16/2018 3130ADUJ9
PURCHASED PAR VALUE OF F H L B DEB 2.375% 3/30/20 /CITIGROUP
GLOBAL MARKETS INC./930,000 PAR VALUE AT 99.982 %930,000.0000 0.999820 - - - (929,832.60) 929,832.60 - -
3/16/2018 3/16/2018 3/16/2018 31846V203 SOLD UNITS OF FIRST AM GOVT OB FD CL Y -1,914.5200 1.000000 - - - 1,914.52 (1,914.52) - -
3/16/2018 3/15/2018 3/16/2018 9128283S7
SOLD PAR VALUE OF U S TREASURY NT 2.000% 1/31/20 /RBS SECURITIES
INC./930,000 PAR VALUE AT 99.511718 %-930,000.0000 0.995117 - - - 925,458.98 (927,892.97) (2,433.99) -
3/16/2018 3/16/2018 9128283S7 RECEIVED ACCRUED INTEREST ON SALE OF U S TREASURY NT 2.000% 1/31/20 0.0000 0.000000 - - - 2,260.77 - - -
3/19/2018 3130AAXX1
INTEREST EARNED ON F H L B DEB 1.375% 3/18/19 $1 PV ON 520000.0000
SHARES DUE 3/18/2018 0.0000 0.000000 - - - 3,575.00 - - - 45
Page 32 of 32
Account Number: 001050990415 Name: RIVERSIDE COUNTY TRANS COMM
Transaction
Date Trade Date
Settlement
Date CUSIP Description Units Price Commissions SEC Fees
Miscellaneous
Fees Net Cash Amount
Federal Tax Cost
Amount
Short Term
Gain/Loss
Amount
Long Term
Gain/Loss
Amount
Payden & Rygel Operating Portfolio Transaction Report
Quarter ended March 31, 2018
3/19/2018 3/19/2018 3/19/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 3,575.0000 1.000000 - - - (3,575.00) 3,575.00 - -
3/19/2018 3/19/2018 3/19/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 223.7500 1.000000 - - - (223.75) 223.75 - -
3/19/2018 43814PAC4
INTEREST EARNED ON HONDA AUTO 1.790% 9/20/21 $1 PV ON 223.7500
SHARES DUE 3/18/2018 $0.00149/PV ON 150,000.00 PV DUE 3/18/18 0.0000 0.000000 - - - 223.75 - - -
3/20/2018 05584PAD9
INTEREST EARNED ON BMW VEHICLE LEASE 2.070% 10/20/20 $1 PV ON 172.5000
SHARES DUE 3/20/2018 $0.00173/PV ON 100,000.00 PV DUE 3/20/18 0.0000 0.000000 - - - 172.50 - - -
3/20/2018 17275RBG6
INTEREST EARNED ON CISCO SYSTEMS INC 1.400% 9/20/19 $1 PV ON
40000.0000 SHARES DUE 3/20/2018 0.0000 0.000000 - - - 280.00 - - -
3/20/2018 3/20/2018 3/20/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 452.5000 1.000000 - - - (452.50) 452.50 - -
3/22/2018 3137BNN26
PAR VALUE OF F H L M C MLTCL MTG 1.780% 7/25/19 ADJUSTED BY -96.3900
ADJUSTMENT TO BRING INTO BALANCE -96.3900 0.000000 - - - - - - -
3/22/2018 3137BNN26
BOOK VALUE OF F H L M C MLTCL MTG 1.780% 7/25/19 ADJUSTED BY -96.81
ADJUSTMENT TO BRING INTO BALANCE 0.0000 0.000000 - - - - - - -
3/22/2018 3137BNN26
FED BASIS OF F H L M C MLTCL MTG 1.780% 7/25/19 ADJUSTED BY -96.81
ADJUSTMENT TO BRING INTO BALANCE 0.0000 0.000000 - - - - (96.81) - -
3/22/2018 3137BNN26
STATE COST OF F H L M C MLTCL MTG 1.780% 7/25/19 ADJUSTED BY -96.81
ADJUSTMENT TO BRING INTO BALANCE 0.0000 0.000000 - - - - - - -
3/23/2018 3/23/2018 3/23/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 4,571.4300 1.000000 - - - (4,571.43) 4,571.43 - -
3/23/2018 48125LRJ3
INTEREST EARNED ON JP MORGAN MTN 2.26464% 9/23/19 $1 PV ON
845000.0000 SHARES DUE 3/23/2018 0.0000 0.000000 - - - 4,571.43 - - -
3/23/2018 48125LRJ3
AMORTIZED PREMIUM ON JP MORGAN MTN 2.26464% 9/23/19 CURRENT YEAR
AMORTIZATION 0.0000 0.000000 - - - - (679.93) - -
3/26/2018
TRUST FEES COLLECTED CHARGED FOR PERIOD 02/01/2018 THRU 02/28/2018
COLLECTED BY DISBURSEMENT 0.0000 0.000000 - - - (528.70) - - -
3/26/2018 05582QAD9
INTEREST EARNED ON BMW VEHICLE OWNER 1.160% 11/25/20 $1 PV ON
439.8300 SHARES DUE 3/25/2018 $0.00097/PV ON 455,000.00 PV DUE 3/25/18 0.0000 0.000000 - - - 439.83 - - -
3/26/2018 3133EHRZ8
INTEREST EARNED ON F F C B DEB 1.6207% 6/25/20 $1 PV ON 510000.0000
SHARES DUE 3/25/2018 0.0000 0.000000 - - - 642.88 - - -
3/26/2018 3133EHVR1
INTEREST EARNED ON F F C B DEB 1.6307% 8/24/20 $1 PV ON 130000.0000
SHARES DUE 3/24/2018 0.0000 0.000000 - - - 164.88 - - -
3/26/2018 3136AMTM1
INTEREST EARNED ON F N M A GTD REMIC 1.186% 9/25/18 $1 PV ON 147.3600
SHARES DUE 3/25/2018 $0.00137/PV ON 107,192.78 PV DUE 3/25/18 0.0000 0.000000 - - - 147.36 - - -
3/26/2018 3/25/2018 3/26/2018 3136AMTM1 PAID DOWN PAR VALUE OF F N M A GTD REMIC 1.186% 9/25/18 -46,614.2000 0.000000 - - - 46,614.20 (46,602.25) - 11.95
3/26/2018 3137BNN26
INTEREST EARNED ON F H L M C MLTCL MTG 1.780% 7/25/19 $1 PV ON 84.3900
SHARES DUE 3/25/2018 $0.00148/PV ON 56,889.85 PV DUE 3/25/18 0.0000 0.000000 - - - 84.39 - - -
3/26/2018 3137BNN26
AMORTIZED PREMIUM ON F H L M C MLTCL MTG 1.780% 7/25/19 CURRENT YEAR
AMORTIZATION 0.0000 0.000000 - - - - (13.43) - -
3/26/2018 3/25/2018 3/26/2018 3137BNN26 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 1.780% 7/25/19 -2,052.7100 0.000000 - - - 2,052.71 (2,061.14) - (8.43)
3/26/2018 3137BPCF4
INTEREST EARNED ON F H L M C MLTCL MTG 1.376% 10/25/20 $1 PV ON 218.5400
SHARES DUE 3/25/2018 $0.00115/PV ON 190,586.72 PV DUE 3/25/18 0.0000 0.000000 - - - 218.54 - - -
3/26/2018 3/25/2018 3/26/2018 3137BPCF4 PAID DOWN PAR VALUE OF F H L M C MLTCL MTG 1.376% 10/25/20 -955.3600 0.000000 - - - 955.36 (955.35) - 0.01
3/26/2018 3/26/2018 3/26/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 50,791.4500 1.000000 - - - (50,791.45) 50,791.45 - -
3/27/2018 3130ABMP8
INTEREST EARNED ON F H L B DEB 1.515% 6/27/19 $1 PV ON 770000.0000
SHARES DUE 3/27/2018 0.0000 0.000000 - - - 2,916.38 - - -
3/27/2018 3/27/2018 3/27/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 2,916.3800 1.000000 - - - (2,916.38) 2,916.38 - -
3/28/2018 3130ACE26
INTEREST EARNED ON F H L B 1.375% 9/28/20 $1 PV ON 360000.0000
SHARES DUE 3/28/2018 0.0000 0.000000 - - - 2,475.00 - - -
3/28/2018 3/28/2018 3/28/2018 31846V203 PURCHASED UNITS OF FIRST AM GOVT OB FD CL Y 2,475.0000 1.000000 - - - (2,475.00) 2,475.00 - -
3/29/2018 3/29/2018 3/29/2018 31846V203 SOLD UNITS OF FIRST AM GOVT OB FD CL Y -500,868.5700 1.000000 - - - 500,868.57 (500,868.57) - -
3/29/2018 3/28/2018 3/29/2018 9128283T5
PURCHASED PAR VALUE OF U S TREASURY NT 1.435% 1/31/20 /BARCLAYS
CAPITAL INC. FIXED IN/500,000 PAR VALUE AT 99.917052 %500,000.0000 0.999171 - - - (499,585.26) 499,585.26 - -
3/29/2018 3/29/2018 9128283T5 PAID ACCRUED INTEREST ON PURCHASE OF U S TREASURY NT 1.435% 1/31/20 0.0000 0.000000 - - - (1,283.31) - - -
Total - - - (0.00) 131,997.81 (74,696.36) (13,449.21)
46
BLANK
Logan Circle Partners, L.P. n 25 Deforest Avenue
Summit, NJ 07901 n 908-376-0550
SHORT DURATION FIXED INCOME
April 23, 2018
Riverside County
Transportation Commission
ATTACHMENT 17
47
BLANK
LCP Employees LCP Institutional Clients
1 Based on unaudited estimates and are subject to change. Fee paying assets under management as of 12/31/17.
FIRM HIGHLIGHTS
81 Employees
(as of 3/31/2018)
Portfolio Management 10
Research 20
Trading 13
Risk Management / Portfolio Analytics 4
Client Services 13
Legal / Compliance 5
Administration / Operations 16
Logan Circle Partners, L.P. (“Logan Circle” or “LCP”) is
a MetLife, Inc. company and is part of MetLife
Investment Management, MetLife Inc.’s Institutional
Investment Management Business.
We are dedicated solely to the institutional
marketplace and have $38.5 billion1 in total assets
under management.
The senior members of our Investment team have
worked together on fixed income portfolios for 20
years.
Suite of fixed income investment strategies includes
broad coverage of both the risk spectrum (Enhanced
Cash to High Yield) and the term structure (Short-
Term to Long Duration).
Business Structure
MetLife
Insurance Investment
Management (MIM)
Logan Circle Partners
Assets by Client Type1
(Millions as of 12/31/2017)
Corporate $15,718
Sub-Advisory $14,769
Public $3,339
Insurance $1,408
Other $3,222
TOTAL: $38,456
48
��G D P - T h e t a x r e f o r m p a c k a g e s t a n g i b l e b e n e f i t s w i l l r a i s e t h e p a c e o f e c o n o m i c g r o w t h . H o w e v e r , b a s e d o n r e c e n t
w e a k n e s s i n r e t a i l s a l e s , Q 1 G D P i s o n t r a c k t o b e b e l o w o u r e x p e c t e d 2 � t o 3 % r e a l g r o w t h r a t e f o r 2 0 1 8 . G o v e r n m e n t
c o n t r i b u t i o n t o G D P w i l l r i s e d u e t o t h e s i g n i f i c a n t i n c r e a s e i n f e d e r a l s p e n d i n g s l a t e d f o r 2 0 1 8 a n d b e y o n d . I n c e n t i v e s s u c h
a s a c c e l e r a t e d d e p r e c i a t i o n a n d r e p a t r i a t e d c a s h b u i l t i n t o t a x r e f o r m p a c k a g e p o r t e n d a m e a n i n g f u l i n c r e a s e i n b u s i n e s s
f i x e d i n v e s t m e n t . A p i c k u p i n w a g e g r o w t h w i l l h e l p s u s t a i n t h e s t r e n g t h i n c o n s u m e r s p e n d i n g , a k e y d r i v e r o f g r o w t h .
��B u s i n e s s - S o l i d c o r p o r a t e f u n d a m e n t a l s f u r t h e r s u p p o r t e d b y t a x r e f o r m a n d r e g u l a t o r y r o l l b a c k . S p e c i f i c a l l y , i n t e r e s t
c o v e r a g e a s w e l l a s r e v e n u e a n d e a r n i n g s g r o w t h a r e n e a r c y c l e h i g h s , a l t h o u g h n o n - f i n a n c i a l i s s u e r s d e b t a n d l e v e r a g e
m e t r i c s r e m a i n e l e v a t e d a t t h i s l a t e s t a g e o f t h e c r e d i t c y c l e . I m p o s i t i o n o f t a r i f f s c o u l d s p a r k a t r a d e w a r w h i c h w o u l d h a v e
n e g a t i v e i m p l i c a t i o n s f o r m u l t i n a t i o n a l s , s u p p o r t i n g o u r b i a s t o w a r d s U . S . - c e n t r i c s e c t o r s s u c h a s f i n a n c i a l s , t e l e c o m , e n e r g y
a n d u t i l i t i e s . T a x - d r i v e n r e p a t r i a t i o n - r e l a t e d f l o w s h a v e d i s p r o p o r t i o n a t e l y i m p a c t e d c o r p o r a t e b o n d v a l u a t i o n s a t t h e f r o n t e n d
o f t h e m a t u r i t y s p e c t r u m .
��C o n s u m e r - C o n s u m e r s p e n d i n g c o n t i n u e s t o b e s u p p o r t e d b y a s t r o n g l a b o r m a r k e t a n d p o s i t i v e w e a l t h e f f e c t s . B e n e f i t s o f
h i g h e r t a k e - h o m e p a y f r o m t a x c u t s a n d r i s i n g w a g e s w i l l b o o s t c o n s u m p t i o n i n c o m i n g q u a r t e r s . R e c e n t w e a k n e s s i n r e t a i l
s a l e s a t o d d s w i t h c o n s u m e r c o n f i d e n c e m e a s u r e s b u t s h o u l d p r o v e t r a n s i t o r y . L o w s a v i n g s r a t e a n d e l e v a t e d h o u s e h o l d d e b t
b e a r w a t c h i n g o v e r t h e m e d i u m t e r m , a s a c o n t i n u a t i o n o f t h e s e t r e n d s w o u l d c r e a t e h e a d w i n d s t o f u t u r e g r o w t h .
��E m p l o y m e n t - F u r t h e r i n c r e a s e i n l a b o r f o r c e p a r t i c i p a t i o n c o u l d l i m i t d e c l i n e i n u n e m p l o y m e n t r a t e . T i g h t l a b o r m a r k e t s
e x p e c t e d t o t r a n s l a t e i n t o h i g h e r w a g e s g i v e n t h e s h a l l o w p o o l o f q u a l i f i e d w o r k e r s . A v e r a g e h o u r l y e a r n i n g s g r o w t h h a s b e e n
t e m p e r e d r e c e n t l y b y n e w e r l a b o r f o r c e e n t r a n t s a t t h e l o w e r e n d o f t h e w a g e s c a l e . T h e s e a s o n a l l y - a d j u s t e d U . S . Q u i t s R a t e
r e m a i n s n e a r p o s t - r e c e s s i o n h i g h s , i n d i c a t i v e o f e m p l o y e e c o n f i d e n c e i n f i n d i n g a n o t h e r j o b , a f u r t h e r s i g n o f l a b o r m a r k e t
s t r e n g t h .
��I n f l a t i o n - I n f l a t i o n r e a d i n g s t o m o v e h i g h e r a s b a s e l i n e e f f e c t s s u c h a s w i r e l e s s p l a n a n d p r e s c r i p t i o n d r u g c o s t s n o r m a l i z e .
H e a l t h c a r e s e r v i c e c o s t s , t h e s e c o n d - l a r g e s t c a t e g o r y i n C o r e C P I , e x p e c t e d t o t r e n d h i g h e r f r o m c u r r e n t l e v e l s a s p h y s i c i a n
s e r v i c e s a n d h e a l t h i n s u r a n c e e x p e n s e s r i s e . T i g h t l a b o r m a r k e t a n d i n c r e a s e d c o r p o r a t e o p t i m i s m a r e e x p e c t e d t o p u t
u p w a r d p r e s s u r e o n w a g e s , w h i c h w i l l f e e d i n t o s e r v i c e i n f l a t i o n m e a s u r e s . E x t e n s i o n o f O P E C a g r e e m e n t t o l i m i t o i l s u p p l y
t h r o u g h y e a r - e n d 2 0 1 8 s h o u l d s u p p o r t e n e r g y p r i c e s a n d , i n t u r n , h i g h e r h e a d l i n e i n f l a t i o n . R e c e n t l y i m p o s e d t a r i f f s a n d
p r o s p e c t s f o r m o r e a g g r e s s i v e s t a n c e o n t r a d e h a v e t h e p o t e n t i a l t o l i f t i n f l a t i o n o v e r t h e s h o r t r u n .
��U . S . M o n e t a r y &